Ulysses on the Liffey by Richard Ellmann (1972)

The book as image demands these glosses as registers of their meaning.
(Richard Ellmann justifying his high-level, abstract, structural analysis, page 60)

Almost everything is coupled.
(Ellmann’s habit of defining binaries and dichotomies on every page, p.72)

Joyce liked to work his prose into patterns as intricate and individualised as the initial letters in the Book of Kells.
(Pretty analogy if not, ultimately, very useful, p.73)

A quick reminder of the chapter numbers and names in James Joyce’s epic modernist novel, ‘Ulysses’. Pretty much all discussions of the book refer to them but note that none of the Greek chapter titles are indicated in the actual text of ‘Ulysses’; they were given by Joyce to early commentators who published them in books and articles about the novel, and have been used by critics and commentators, including me, ever since – but none of them actually appear in hard copies or online versions of the text, which only indicate the chapters with numbers.

Part 1. The Telemachiad or the odyssey of Telemachus

  1. Telemachus
  2. Nestor
  3. Proteus

Part 2. The Odyssey

  1. Calypso
  2. Lotus Eaters
  3. Hades
  4. Aeolus
  5. Lestrygonians
  6. Scylla and Charybdis
  7. Wandering Rocks
  8. Sirens
  9. Cyclops
  10. Nausicaa
  11. Oxen of the Sun
  12. Circe

Part 3. The Nostos or Return

  1. Eumaeus
  2. Ithaca
  3. Penelope

Ulysses on the Liffey

This is an old book, written in the late 1960s and early ’70s, before the deluge of modern critical theory transformed the discipline of literary criticism. Back then American scholar and academic Richard Ellman (1918 to 1987) was famous as the man who wrote the huge and definitive biography of James Joyce (published in 1959) which single-handedly transformed Joyce studies. And yet this book, published just 13 years later, is deeply disappointing. I wouldn’t recommend it. Read the Hugh Kenner primer about ‘Ulysses’, but don’t bother with this one.

This is because Ellmann goes very heavy indeed on the schemata, on the high-level diagrams of organs, and colours, and symbols and tones that Joyce drew up for the book – and to which Ellmann adds further levels and frameworks of his own. On every page he adds structural analyses, building platforms upon platforms – for example his suggestion in the first chapter that ‘Ulysses’ needs to be interpreted on four levels: literal, ethical aesthetic and anagogic.

The trouble with his relentless focus on the (pretty simple-minded) structures he finds everywhere in the book is that they continually take us away from the actual text and make us dwell in the bloodless world of tables and blueprints. This book not only reproduces the detailed schema which Joyce sent to the Italian critic Linati, it is punctuated by three schemas of Ellman’s own creation summarising the first, middle and final six chapters.

And they’re not one-page wonders, they’re very detailed, each one extending over six pages. Possibly they’re considered the USP and backbone of this volume, maybe this book exists not to help the reader read ‘Ulysses’ better but as a scholarly presentation of Ellmann’s structural and thematic theories but I found them unreadable. Like reading a PowerPoint presentation about ‘Midsummer Night’s Dream’. Buzzkill. Way to drain all the joy out of a subject.

His chapter on Molly Bloom is disappointing

But not only is Ellmann’s approach boring, it’s often disappointingly banal.

I read his chapter ‘Why Molly Bloom menstruates’ immediately after reading the Molly Bloom chapter of ‘Ulysses’ and was immensely disappointed. First he wastes time summarising the theories of William Empson and Edmund Wilson (from the 1930s) and then disappears off into more schemas. He tells us that, according to Joyce’s notes, in the previous chapter Leopold Bloom had headed off into Deep Night while Stephen headed for Alba, the dawn. Is this useful? Sort of, kind of, mildly interesting – but it doesn’t really illuminate your reading of the actual words.

He says that after the dry officialese of ‘Ithaca’, Molly’s soliloquy offers ‘a joyful efflorescence’. Except it doesn’t, does it? It’s a long rambling repetitive tissue of memories about neighbours and soldiers and relatives and boyfriends and shopping and childhood games and biscuits and lots of graphic sexual descriptions. Until the last page which, for sure, leads us up to the famous great lyrical climax. But it’s not an ‘efflorescence’ before that. It’s a rambling character sketch. Ellmann’s characterisation is, in my opinion, flat wrong.

Ellmann compares Molly to the Wife of Bath (p.163) and Moll Flanders (p.165), which struck me as bleeding obvious, but missed what to me is the even more obvious point that all three of these famous fictional women were created by men. What does that tell us? But Ellmann doesn’t notice.

He asserts that if Stephen represents genuine philosophy, and Bloom represents half-educated magazine philosophising, then Molly represents all flesh. But isn’t that a very patronising and (as usual) over-schematic way of thinking about her? Instead of considering what she actually says, Ellmann is more concerned to fit her into his high-level patterns and plans.

I couldn’t believe it when he writes:

Molly’s nature [is] so much more earthy, trivial, sexualised and lyrical than Aristotle’s or Hume’s… (p.163)

Er, yes. This isn’t in doubt, the question is what makes you want to compare Molly Bloom to Aristotle in the first place? I well understand that Stephen expounds Aristotelian ideas in ‘Proteus’ and ‘Scylla and Charybdis’ and that Molly, in her semi-literate physicality, could be said to embody anti-philosophy. This would make her having Stephen to stay and her fantasies of having sex with him a real meeting of opposites. But directly comparing Molly the character with Aristotle or Hume seems to me ludicrous.

Ellman’s endless thirst for binaries and dichotomies is typified when he says:

Basically she is earth to Bloom’s sun, modifying his light by her own movements. (p.166)

This may or may not be ‘true’ but I think it misses the point by being so abstract. It feels like any moment he’s going to tell us that men are from Mars and women are from Venus. Or, in Ellmannese:

The ‘Ithaca’ episode had offered a heliocentric view of Bloom, Molly offers a geocentric one, the two together forming the angle of parallax… (p.167)

I know that one of the guiding principles of ‘Ulysses’ is the notion of parallax which the dictionary defines as ‘the displacement or difference in the apparent position of an object viewed along two different lines of sight’ (basically seeing the same thing from two points of view) and I certainly know that Molly’s character can be described as ‘earthy’ – but I don’t really see why Bloom should be considered as especially ‘heliocentric’ and I don’t see that it helps my close reading of specific passages, or of the text as a whole.

I just don’t like thinking about ‘Ulysses’ like this. It seems pointless and boring to me. It takes us light years away from the actual text in all its wonderful detail and difficulty and comedy and makes the thing sound like a lecture in comparative religion or structuralist anthropology. But this dry colourless theoretical level is the only level Ellmann operates at.

Despite disliking it more and more as I read on, I persisted and here’s the best summary I can manage. I try to give credit where credit’s due for Ellmann’s insights and ideas.

Learnings, sort of

Threes Joyce liked threes, so Ellmann suggests that the chapters proceed in triads: three in the opening section, four sets of three in the middle, three in the final section. Each trio contains internal contrasts and Ellmann has his own schema to impose:

I shall propose that in every group of three chapters the first defers to space, the second has time in the ascendant, and the third blends (or expunges) the two. (p.19)

Thus:

  • chapter one (space) opens in the extremely solid tower, with plump Buck Mulligan, the serving of food, and looking out over the big sea
  • chapter two (time) opens with a history lesson and contains Stephen’s famous outburst about history being a nightmare from which he’s trying to awake. Within this chapter Ellmann divides time into two types, secular and spiritual time, Caesar’s and Christ’s
  • chapter three synthesises the first two as Stephen crackles his way through the bladderwrack testing Aristotelian reality by closing then reopening his eyes, to see if the world is still there. (Oddly enough, it is)

Layers As a freethinker Bloom is post-Christian. As a Christian convert, he is post-Judaic. As a Judeo-Christian he is post-Homeric. So his character represents historical layer upon layer.

Dedalus If you think about it, Dedalus is a bad name for the young male protagonist in this novel. Stephen Dedalus perfectly suits the character in ‘Portrait of the Artist as a Young Man’ because he is (like Saint Stephen) the ‘martyr’ of the new religion (in Joyce’s case, of the new literature) which, like the legendary Greek Daedelus, he has fathered, a labyrinth of artistic artifice. But in ‘Ulysses‘ Stephen is no longer a father (as Daedelus was father to Icarus), he is a son. If you think about it, there’s a real confusion here, which Joyce just outfaces and all his critics accept.

Loose fits Similarly, none of the many literary correspondences the text invokes – namely to the ‘Odyssey’ and ‘Hamlet’, with occasional nods to Dante’s ‘Divine Comedy’ and Goethe’s ‘Faust’ – fully fit.

  • In ‘The Odyssey’ Telemachus goes looking for his actual father but in the novel, Bloom is not Stephen’s father and Stephen isn’t consciously looking for him.
  • Hamlet is in mourning but for a dead father whose wife has quickly had sex with/married his uncle, whereas Stephen is in mourning for a dead mother, and there’s not a shred of unfaithfulness about either Simon or May Dedalus.
  • In chapter 4 Molly stands for Calypso, the sensual enchantress, and yet in chapter 18 the same Molly stands for the devoted wife Penelope. Not only that, but Penelope is famously chaste while Molly is famously promiscuous.

In other words, the classic literary texts hover in the background like ghostly amplifiers or underpinnings of the narrative, but they only loosely inform the main characters. To put it another way, Joyce plays fast and loose with all the correspondences, making them close when they can be, but quietly ignoring them altogether when they don’t fit.

Antisemitism Ellmann tells us that antisemitism is Joyce’s touchstone for ‘cravenheartedness’. I’ll second that. Both the Englishman Haines, the Unionist Deasy, and the Irish nationalist citizen are guilty of it. For me antisemitism is not only bigoted racism but, just as bad, it’s stupid. It indicates someone who can’t cope with the complexity of the modern world and so resorts to medieval simplifications.

Two types Haines represents a British empire reduced to having nightmares and shooting in the dark, combined with embarrassing sentimentalism about the locals i.e. the milkwoman, while Mulligan is flashily hollow, ‘Ireland’s gay betrayer’, betrayer of his own culture. They represent antitheses with Stephen in the middle.

Refuser At the Forty Foot bathing hole Stephen refuses to bathe with the other two. This is because he is the great refuser; he refused to kneel at his mother’s bedside, he has refused Roman Catholicism, he refused the suggestion of becoming a priest in ‘A Portrait’, he refuses the Italian music teacher’s kindly suggestion to become a professional singer, he refuses the Irish nationalism of the peasant student Davin and the drunken bigot the citizen. All leading up to the climactic moment in the brothel where he smashes the chandelier as he declares he will not serve. He is Mr No.

Just regarding the refusal to bathe, it’s noteworthy that Stephen is a hydrophobe. We are told he hasn’t had a bath for months. He must have stunk. It’s typical of Ellmann that he instantly spots the structural element of the Forty Foot rejection scene, neatly pointing out how Stephen’s refusing to pray and refusing to swim amount symbolise his rejecting spiritual and physical purification, but isn’t interested in its practical consequences (p.11).

Chapter 3. Proteus

Aristotle Joyce worshipped Aristotle. He thought him the greatest thinker who ever lived. What he chiefly liked was he was against Plato’s idealism.

What he liked about Aristotle was he had demoted Plato’s Ideas, had denied that universals could be detached from particulars, and in short had set himself against mysticism. (p.13)

Just as Joyce set himself against the Celtic Revival, the fairies and twilight and legends of Olde Irelande, against aestheticism and the yellow nineties, occultism and spiritualism. As dramatised in the confrontation with A.E. in the National Library in ‘Scylla and Charybdis’.

(I agree, which is why I try to stick as closely as possible to the actual text and narrative of the books I review. The further away you get, the more it becomes something else. So it’s ironic that Ellmann fully understands Joyce’s liking for Aristotle while himself demonstrating precisely the flight from the (messy, confusing) details of the text into (overneat and tidy) literary archetypes and symbols, which sound more like Plato and his timeless Forms.)

The now, the here This is the point of Stephen’s dismissal of William Blake’s followers (although he himself liked Blake and lectured on him) for wittering on about the void and eternity, whereas Stephen wants to concentrate on the exact present. Stephen thinks:

Through spaces smaller than red globules of man’s blood they creepycrawl after Blake’s buttocks into eternity of which this vegetable world is but a shadow. [Whereas we should] Hold to the now, the here, through which all future plunges to the past.

Crunching Hence Joyce is so careful to describe the sound of Stephen’s boots crunching through the bladderwrack on the beach and then tries to depict the sound of the waves with made-up words. ‘Ulysses’ is about these vivid sensual details. Almost all of which are overlooked in Ellmann’s quest for structures and schemas.

The Holy Office In his poem The Holy Office, Joyce mocks female coyness as much as male idealism because they are both denials of the mucky reality of love and sex – they are part of what Ellmann summarises in a powerful phrase as ‘the general self-deception’ and refusal to face reality. Joyce is about facing reality. People are not what you want them to be. The world is not what you want it to be. You are not what you want to be. Face it.

Ellmann says Joyce’s message is ‘Accept the universe’. It is what it is and ‘Ulysses’ is an encyclopedic transcription of its itness. This, of course, is highly debatable, because the book presents a polemically dirty, messy, squalid often very sordid view of human nature. Now wonder Virginia Woolf loathed it. For her it missed vast realms of beauty and art. My point is that Ellmann’s description of the book is not really adequate. Like many fans and commentators he takes Joyce’s own opinion of it at face value.

Caesuras Ellmann points out something I hadn’t noticed which is that most if not all the chapters have a break or caesura in the middle. I can see that in the ‘Nausicaa’ chapter (first half ladies’ romance, second half reverting to the initial style) but less so the others. In the first half of chapter 3 Ellmann says Stephen is thinking about creation, fathers, mothers, fertilisation and giving birth; but half-way through he changes the direction of his walk and this triggers a change in his thoughts, which become about death and decomposition, starting with the carcass of a dog he sees on the beach. So two parts: birth and death, growth and corruption. Maybe. But I’m suspicious of this because Ellmann quickly turns everything into binaries and opposites. And it feels so easy just throwing out these grand pairs of synonyms and antonyms: Expansion and collapse. Addition and subtraction. Creation and destruction. I could go on all night.

Pee Meanwhile, in the actual text, Stephen has a pee (‘Better get this job over quick’) then picks his nose: ‘He laid the dry snot picked from his nostril on a ledge of rock, carefully’. You can see how very aggressively non-spiritual, how aggressively, vulgarly materialistic this deliberately is.

More antitheses Ellmann spots that the chapter opens with Stephen reading (the signature of all things) and ends with him writing (a poem). The poem he wrote in ‘Portrait’ is a portrait of attraction (‘Lure of the fallen seraphim’), here it is a poem about death, and so of repulsion.

Rosevean Stephen looks over his ship and sees a ship, the Rosevean, but for Ellmann, this ship also:

seals the marriage of form and matter, of body and soul, of space and time, at which Aristotle officiated. (p.26)

Yes I know Joyce packed the book full of structures and correspondences, so no doubt the ship is part of his elaborate symbology because everything is, I’m not denying that. I’m just suggesting that Ellmann’s focus exclusively on these structures a) excludes the riot and fun of the language and b) often feels stretched and contrived.

Chapter 4. Calypso

Ellmann prioritises abstract over concrete Language is diffusive, fissiparous, uncontainable, whereas Ellmann continually locks everything down to really boring binaries. This chapter covers the introduction of Leopold Bloom in chapter 4 of ‘Ulysses’ and embarks on another set of binaries comparing him and Stephen. Father versus son. Married versus single. Intellectual versus middle-brow. Solipsist versus realist. Inbound versus outbound. I could go on for hours trotting out the same slightly interesting but ultimately tedious dichotomies. Stephen is edgy, Bloom is placid. Stephen is a loner while Bloom is convivial. Stephen gets drunk while Bloom stays sober. Bloom has a job while Stephen is unemployed. Stephen thinks about the soul, Bloom about the body (specially sex). Stephen ponders the nature of the Trinity; to Bloom, such questions are pointless. Stephen is haunted, Bloom is not. Stephen’s lost a mother, Bloom’s lost a father. I could go on…

These facts are not untrue, and they are sort of interesting, and it’s probably as well to know them but, in my opinion, they are just the starting point for engaging with the difficult and cornucopian text itself, whereas for Ellmann, stating these very obvious binaries and dichotomies is where he ends, is the end result.

Disembodied/embodied If Stephen in chapter 3 is a disembodied intellect, Bloom in chapter 4 is an aggressively embodied material man, what with buying and cooking and eating the pork kidney, admiring his wife’s plumpness, feeding the cat, going for a poo and so on.

Both In something like a joke, discussing the not perfect fit of Molly with either Calypso or Penelope, Ellmann cracks that:

Whenever confronted by a choice between two possible things to include, Joyce chose both. (p.34)

Bloomism Ellmann coins the term ‘bloomism’ which he defines as an effort to recall an important fact and getting it wrong. Like when Bloom thinks the elegy in a country churchyard was written by Wordsworth (rather than the correct author, Thomas Gray).

Reject/accept Stephen opens the novel with a series of rejections; Molly closes it with her famous acceptance, Yes.

Zionism versus beddism But Bloom is a rejecter too. In the butcher Moses Dlugacz’s he picks up a leaflet for Zionist settlement in Palestine and has a strangely negative image of it, triggered by vague ideas about the Dead Sea, of a barren volcanic ash land, ‘a barren land, bare waste’. Out in the street a wizened old hag crosses his path. All this dried-up deathness makes him want to hurry back to plump warm Molly in bed, ‘Warm beds; warm fullblooded life’ (p.51). Bed, warmth, life.

Chapter 6. Hades

Life and death The same fundamental (and pretty obvious) dichotomy between life and death underpins chapter 6, ‘Hades’, set in the funeral carriage going to Glasnevin Cemetery. Ellmann’s entry-level binaries make it all sound very boring, which it isn’t to actually read, not least because like most of the rest of the book, it’s full of gags and gossip and character studies. But Ellmann isn’t interested in any of that, misses out everything that makes ‘Ulysses’ fun to read, just cherrypicks the details which help his structural analyses and comparisons with Homer.

Chapter 7. Aeolus

Sufficient for the day is the newspaper thereof.

Three types of diffusion Ellmann usefully points out the schematic nature of the opening of chapter 7, ‘Aeolus’, describing three modes of diffusion: in quick succession we see 1) a fleet of trams setting out from their base in the heart of Dublin; 2) His Majesty’s mail cars setting out from the post office; 3) and draymen rolling barrels of stout to be loaded onto carts and distributed to the city’s pubs. Ellmann neatly summarises these as exemplars of 1) physical, 2) written and (insofar as booze loosens tongues) 3) oral communication – appropriate for a chapter referencing the Greek god of wind’s far-reaching influence, and its modern incarnation in the power of the press.

Keys… Ellmann embarks on the idea that Bloom and Stephen (who both appear in this chapter, separately visiting the newspaper office of the Evening Telegraph) are in some sense seeking the keys which will unlock the city. I’ve no idea what he means and it only becomes more obscure when he goes on to suggest that they themselves are the keys which unlock the gates to Dante’s purgatory, with the claim that these central, post-hell chapters, are purgatorial.

and Keyes The keys theme is more obvious in Bloom’s mission to get an ad into the newspaper for The House of Keyes, owned by Alexander Keyes (‘tea, wine and spirit merchant’) who’s devised his own logo. Ellmann acutely points out that both Bloom and Stephen are keyless, Stephen having had the key to the Martello tower taken off him by Mulligan, and Bloom (though he doesn’t know it yet) will find out in penultimate chapter, ‘Ithaca’, that he’s left his front door keys in his other pair of trousers. And in the closing portion of the chapter the newspaper editor Crawford turns out to have mislaid the keys to his office. OK. We have to be key-sensitive.

Three speeches Ellmann points out that, in line with the theme of windy communication, the ‘Aeolus’ chapter contains three speeches which can be compared and contrasted. Less understandable is his claim that the speeches represent ‘three sorties’ ‘sent out’ by the city of Dublin ‘against’ Bloom and Stephen. Ellmann claims that in these central chapters the two men are ‘in league against the powers of this world and the next’, albeit ‘unconsciously’. This high-level interpretation may or may not ring your bell. I found his focus on the specific speeches more useful.

1. Bloom enters the office as Ned Lambert is reading out an amazingly flowery speech given by Dawson, a baker, to the city council about the importance of Ireland’s forests, as reported in the paper and mockingly read out by Lambert. This speech is deliberative.

2. The speech of the barrister Seymour Bush in the Childs murder case, which is praised in the newspaper office by the lawyer J.J. O’Molloy. This speech is forensic.

3. A speech given in 1903 by John F. Taylor in defence of the Irish language revival and published as a pamphlet, declaimed by Professor MacHugh in the newspaper office (not without interruptions). This speech is a public oration.

This is all true, but it’s also important and funny that Simon Dedalus comments on the first speech:

—Agonising Christ, wouldn’t it give you a heartburn on your arse?

And begs Ned to stop reading it:

Shite and onions! That’ll do, Ned. Life is too short.

The structures are no doubt there, and noticing them is part of the pleasure. But so is the texture of the prose.

Wind Types of wind are referenced throughout, as when Bloom thinks about how newspapermen change jobs.

Funny the way those newspaper men veer about when they get wind of a new opening. Weathercocks. Hot and cold in the same breath. Wouldn’t know which to believe. One story good till you hear the next. Go for one another baldheaded in the papers and then all blows over.

Or Professor MacHugh calls Dawson an ‘inflated windbag’.

The tissues rustled up in the draught, floated softly in the air blue scrawls and under the table came to earth.
—It wasn’t me, sir. It was the big fellow shoved me, sir.
—Throw him out and shut the door, the editor said. There’s a hurricane blowing.

The highfalutin proverbial description for poetic inspiration, ‘the divine afflatus’, simply means breath, wind. And one of Homer’s stock descriptions for Troy is ‘windy Troy’. In other words, as with so much Joyce, once you’re tipped off to start looking for a particular theme, you find more and more of it hidden in plain sight.

Lungs One interesting thing Ellmann says is that the organ Joyce himself assigned to ‘Aeolus’ in his schema was the lungs and this explains why so many phrases are paired and follow the rhythm of breathing, in and out, in a process of ‘pulmonary give and take’. Doors open and close, people enter and leave (although you could say the same of every play ever written).

The door of Ruttledge’s office whispered: ee: cree. They always build one door opposite another for the wind to. Way in. Way out.

Caesura Ellmann identifies the caesura in this chapter as coming when the three speeches have been discussed, and Stephen proposes that everyone shifts location to the nearest pub, Mooney’s – so they severally exit the office and make their way confusedly down the stairs and into the street.

Nelson On this walk to the pub Stephen tells the Professor his rather stupid story about two old ladies who buy some fruit and go on a holiday excursion to the top of Nelson’s column where, puffed out, they eat fresh plums, spit the pips out through the railings, and look up at ‘the one-handled adulterer’.

Mockery There are two ideas at work here. 1) The characters have just heard detailed descriptions of three types of grand Irish speech; Stephen’s story is intended to deflate all three and mock all grand rhetoric. 2) More specifically, the Taylor speech contained a description of Moses climbing to the top of Mount Sinai. Stephen’s story is a parody and a mockery in that, instead of Moses, it’s two old biddies who are granted a ‘vision’ out over ‘the unpromised land’ of Ireland.

Clever, very, but no matter how many times I’ve had this story explained, I’ve never found it funny.

Pretentious It sometimes feels as if Ellmann’s writing becomes steadily more pretentious as he has steadily less to say:

Here in ‘Aeolus’ Joyce is less threnodic though equally clamant. (p.65)

The episode proceeds by magnification and parvification. (p.71)

By the latter he means that certain figures (Taylor, Moses) are bigged up in the first half of the chapter and then satirised in the second. Ellmann finds the same pattern in the famous newspaper headlines which litter the chapter, which start out genuinely impressive but become steadily diminished. Here’s on from the start of the chapter:

IN THE HEART OF THE HIBERNIAN METROPOLIS

Whereas see how an example from towards the end of the chapter has become longer but cruder:

SOPHIST WALLOPS HAUGHTY HELEN SQUARE ON PROBOSCIS. SPARTANS GNASH MOLARS. ITHACANS VOW PEN IS CHAMP.

Chapter 8. Lestrygonians

This is the very worst hour of the day. Vitality. Dull, gloomy: hate this hour. Feel as if I had been eaten and spewed.
(Bloom’s internal monologue)

‘Lestrygonians’ is all about food and is packed to the hilt with food references, similes and metaphors. Bloom feeling hungry, seeing people eating in the street, fantasising about food, looking into Burton’s restaurant which is so packed with diners he backs out and instead drops into Davy Byrne’s pub for a cheese sandwich.

Church versus state Ellmann spots one of the book’s recurring binaries at the start, between State and Church. If you recall, this is encoded in the very first sentence of the book which starts with the word state and ends with a cross.

Stately, plump Buck Mulligan came from the stairhead, bearing a bowl of lather on which a mirror and a razor lay crossed.

Similarly, here at the start of ‘Lestrygonians’ Bloom 1) sees ‘A sugarsticky girl shovelling scoopfuls of creams for a christian brother’ and then 2) notices a lozenge and comfit manufacturer to His Majesty the King, and imagines King Edward VII sitting on his throne sucking boiled sweets. Christian / king. Church / state.

Up and down Quickly Ellmann is quick to find in this chapter the kinds of binary opposition he loves. Bloom’s thoughts always start on the ground, Stephen’s in the air. Stephen is racked with guilt, which is a sort of intellectual bad feeling; Bloom’s more earthy equivalent is disgust.

Comparisons Meaning is generated by a whole series of binary contrasts:

  • Molly versus Josie Bloom bumps into Mrs (Josie) Breen. She was at one point Bloom’s girlfriend but Molly won him off her. She has aged badly compared to Molly.
  • Josie versus Denis Breen This is because she married a man with severe mental problems, Breen, who she tells Bloom received an obscure insulting postcard reading U.P. up this morning.
  • Two madmen: Breen cf Cashel Boyle O’Connor Fitzmaurice Tisdall Farrell.
  • Mina Purefoy versus Molly Josie tells Bloom Mina Purefoy is having a terrible time giving birth at the maternity hospital; Bloom compares this with Molly’s easy deliveries.
  • Large versus small families Bloom sees poverty-stricken Dilly Dedalus and marvels that May Dedalus bore 15 children, Mina is bearing her ninth, while Molly only had two.
  • Sandwich men versus blind Bloom sees the five men wearing sandwich boards spelling HELYS pass by, but has to help the blind stripling across the road.
  • A.E. and Lizzy Up behind walk the noted Dublin poet and mystic A.E. accompanied by a lady poet. Bloom can’t help despising their airy-fairy artiness, the opposite of his own earthiness.
  • Meat versus vegetarian A.E. and lady friend have just exited a vegetarian restaurant while Bloom’s thoughts are stuck on all types of meat, butchery and cooking.
  • Molly versus Martha Molly is obviously a real woman of flesh and blood, versus Martha Clifford who only exists in her rather pathetic letters.
  • Fertility versus disease For a bad moment Bloom panics that Blazes Boylan may give Molly a venereal disease – their diseased and infertile sexual act contrasts strongly with the ‘healthy’ philoprogenitive sex of May Dedalus and Mina Purefoy.
  • Love versus sex Contrasted with the implied animality of Boylan tupping Molly, Bloom has a lyrical memory of their tender first kissing and touching on Howth Hill (the scene which Molly will vividly remember at the end of her soliloquy in chapter 18).

In the same spirit, Ellmann neatly points out that Boylan is as thoughtlessly sensual as the men stuffing their faces in Burton’s restaurant, because womanising is like gourmandising, both are about objectifying and consuming inanimate objects. Whereas love, which is what Bloom has for Molly, animates its object, brings it to life.

Chapter 9. Scylla and Charybdis

The aesthetic debate In this chapter Stephen Dedalus tries and fails to make an impression on representatives of Dublin’s literary elite by making an informal presentation of his theory about Shakespeare’s Hamlet to the (real-life) author and mystic A.E., and author, editor and librarian John Eglinton. From his materialist Aristotelian point of view, Stephen seeks to refute the kind of gassy aesthetic idealism which places Shakespeare among the gods or says he’s great because he embodies spiritual ideals. A.E. expresses this high-minded aesthetic thus:

—Art has to reveal to us ideas, formless spiritual essences. The supreme question about a work of art is out of how deep a life does it spring… The deepest poetry of Shelley, the words of Hamlet bring our minds into contact with the eternal wisdom, Plato’s world of ideas.

Stephen refutes this with a thumping return to earth, insisting that what powers the great plays is Shakespeare’s life, his biography. Thus he thinks ‘Hamlet’ is so much more than another Jacobean tragedy because it is powered by Shakespeare’s rage and humiliation at being cuckolded, that one of his brothers had an affair with his older wife, Anne Hathaway, who he abandoned back in Stratford for twenty long years while he made his career in London (the length of time that Odysseus was absent from Ithaca).

Ellmann the biographer Now Ellmann was, of course, himself a famous biographer, having written monumental biographies of Joyce and Oscar Wilde. In a chapter about biographies, then, Ellmann can be forgiven for letting down his schematic guard for a moment and sharing some biographical facts about Joyce. These are that Joyce himself delivered a set of no fewer than 13 public lectures, in 1912 to ’13, solely on the subject of Shakespeare’s ‘Hamlet’. In addition, we know he had read the recent biographies of Shakespeare by Dowden, Lee, Harris and Wilde, as well as following the latest scholarship about newly discovered manuscripts. Sort of interesting to know, but then what…? If anything, the fact that Joyce did so much reading about Shakespeare makes the thinness of his presentation in the Library scene all the more disappointing.

Caesura Remember how Ellmann thinks every chapter is divided in two by a caesura? In this chapter he neatly suggests the caesura is marked by the arrival of Buck Mulligan halfway through Stephen’s presentation.

Mulligan mocks Up to this point in the narrative, there’d been an easy binary, between the young materialist Stephen set against the high-minded idealist, old A.E. Mulligan’s arrival introduces a third element because he is as irreverent as Stephen, he is as much a materialist as Stephen, but unlike Stephen he doesn’t care about the subject. Mulligan immediately jumps to the sexual interpretation of everyone, including Bloom who he later implies is gay – but done in a frivolous, superficial crowd-pleasing way.

Stephen’s theory is serious and hard-won, but Mulligan merely exaggerates and mocks it for effect, producing with a flourish a parody he’s written named ‘Everyman His Own Wife or A Honeymoon in the Hand (a national immorality in three orgasms)’ in which the artistic productivity of Stephen’s theory is reduced to a crude farce about masturbation.

Envy So Stephen is furious when it is Mulligan who is invited to a literary soirée at the author George Moore’s house that evening.

As Ellmann puts it, for A.E. the things of this world are illusory; for Mulligan they are inconsequential; only for Stephen are they real, as he repeatedly tells himself throughout the book.

Vico I’m translating this into my own phraseology, which I continually try to make comprehensible and practical. Not so Ellmann, who is ever-ready to rope in not only Homer and Shakespeare, Aristotle and Hume, Dante and Goethe but, in this instance, the Italian philosopher, rhetorician, historian and jurist, Giambattista Vico (1668 to 1744).

Stephen is propounding here not subjectivism, but Vico’s notion that the human world is made by man, and that we can only encounter it in what is already implicit in ourselves. Put another way, Shakespeare’s plays are a record of what was possible for him, and so are his experiences. Life coexists with art as a representation of self. (p.84)

Is that helpful to you? We know that Joyce read and admired Vico for his huge vision of the eternal recurrence of human history but:

  1. it’s not true
  2. Ellmann’s summary of it isn’t very useful (‘the human world is made by man’, duh, who did you think the human world was made by, dolphins?)
  3. it’s a foolishly simplified summary of Shakespeare’s plays to say they were ‘a record of what was possible for him’ – what does that even mean? but mostly it’s hugely misleading and grossly simplistic, they were based on all kinds of sources and written for a complex and fast-changing market

Ellmann’s discussion leads up to a pithy and meaningless summary: ‘Life coexists with art as a representation of self.’ What does that mean? It might just about mean something, but it’s barely worth knowing, is it?

Ellmann then goes on to a series of grand statements about Art which are so witless they made me really cross. Like most literary critics he is obsessed with sex, and suggests that Joyce solves the Scylla and Charybdis problem (what problem?) by having the two monsters have sex with each other. This is because:

The sexual act is the essential act of artistic as of natural creation.

Is it?

This act has to occur within the artist’s brain so that he is mother as well as father of the issuing word. Shakespeare, has, therefore, like all artists, a double nature, is like Bloom, a womanly man, is victim as well as victimiser… God himself must be both father and mother to Christ in the same way. In short, the artist, combining both parents in himself, is an androgyne. (p.86)

Does God have to be both mother and father to Christ? Does the artist have to combine both parents and become an androgyne? Why am I reading this pretentious guff? Was Bach an androgyne? Constable? Van Gogh? It leads into a small orgy of Ellmann’s favourite trope, the dichotomy.

In this two-backed beast are united the various symbols of maleness and femaleness in this episode – ashplant and hat, flag and pit, Prospero’s buried staff and drowned book, and also the categories of space and time… the present and the possible, the now-here and the there-then, Stratford and London, Dublin and Paris, land and sea. (p.87)

Remember how I summarised Ellmann’s claim that it is A.E. and Mulligan who are the real opposites here, well Ellmann takes this to extremes:

Mulligan mocks his ‘conception’ by saying that he is himself his own father, and by offering to parturiate. He also offers his own play, an anti-Hamlet, in which he says his hero is his own wife. Instead of being androgynous, like the true artist, he is only masturbatory, like the false artist…

‘Masturbatory, like the false artist…’ Is there such an easily knowable thing as ‘the false artist’? But there’s more:

Mulligan is all penis while A.E. is all vagina. (p.87)

If you think it helps you understand ‘Ulysses’ to know that ‘Mulligan is all penis while A.E. is all vagina’, then this is the book for you, as it overflows with such high-level and often preposterous generalisations. But I’m more tempted to say, with Simon Dedalus:

—Shite and onions! That’ll do, Dick. Life is too short.

Chapter 10. Wandering rocks

Ellmann is on fire now. At the end of the previous chapter, Stephen emerged into the open air and saw two plumes of smoke mounting heavenward which Ellmann thinks represent Stephen and Bloom. Remember how The Artist (apparently) has to combine both parents in himself? Well, Ellmann now tells us that The Artist also has to fuse with God:

God the creator has fused with man the creator, both androgynous, ostlers and butchers, Iagos and Othellos, both producing, by intercourse of contraries, life from death, generation from corruption, art from dialectic. (p.89)

Of course it has to be an intercourse of contraries as this is more or less the only mental structure Ellmann seems to know. Anyway, all that came at the end of the preceding chapter; at the start of this chapter Ellmann continues in the same high mystical vein, summarising Stephen’s aesthetic thus:

The true parents of the artist are less his real father and mother, who engender his body, than a ghostly pair who, in the spiritual womb of mankind, husband and wive to form the soul.

Put another way [a favourite phrase of Ellmann’s] male and female elements – world without world and world within, agent and reagent – copulate to form by spirit from what once was flesh the word which is fleshed spirit. (p.90)

‘The spiritual womb of mankind’ eh? If, like me, you don’t believe there is a God or a spirit or a soul let alone a ‘spiritual womb of mankind’, then although you have to concede that these words have a kind of gestural, ghostly or psychological meaning (because words always have some meaning) you can be fairly certain they bear no relation to anything in the real world.

Compare and contrast Ellmann’s high diction with just one random sentence from the concrete reality of the text itself.

Blazes Boylan walked here and there in new tan shoes about the fruitsmelling shop, lifting fruits, young juicy crinkled and plump red tomatoes, sniffing smells.

That is more immediate and compelling, more inventive and interesting, more revealing of ‘Ulysses” concerns and processes, than anything in Ellmann’s entire book.

The labyrinth of doubt

But Ellmann soldiers on. In chapter 10, he suggests that in order to be tested, his theory of copulating androgynes must enter ‘the labyrinth of doubt’.

Now I have to concede that Joyce himself very much did deal with this level of abstraction. He was the first to create complex schemas for the novel, in which he attributed to each chapter a presiding subject, tone, organ, colour and so on. In the Linati scheme he actually states that the meaning of chapter 10 is ‘the hostile environment’, so Ellmann is not wrong to pick up on these themes and ideas and to address them systematically.

What I object to is I think he develops them in a particularly fruitless way, travelling further and further from the complexity (and the humour and Irishness) of the text, and deeper into an academic fantasyland, into a mode of discourse where he increasingly relies on big names (Blake, Milton, Goethe, Shakespeare, Homer) in formulations which sound more like they’re devised to impress American college students doing Great Works of Western Literature 101 courses. A lot of the time Ellmann’s theories feel only vestigially attached to the actual text of ‘Ulysses’ the book.

In my opinion, Joyce needed his elaborate schemas in order to create his text; they are quite literally foundations and scaffolds and frameworks upon which he built the multistorey palace of the final text; they were the matrix within which to create evermore complex systems of images, comparisons, metaphors and so on which he packed into every chapter. You only have to notice the scores of words describing different types of wind in ‘Aeolus’ or of food in ‘Lestrygonians’ to see this. But in my reading, these elaborate schemas were an aid to composition not necessarily to understanding.

It is necessary to understanding the book to know that each chapter is based on an episode from Homer, and that each chapter focuses on a particular theme, often accompanied by keywords and images and, in the later chapters, all cast in an appropriate mode or format. And it is fairly important to understand Stephen’s commitment to Aristotelian materialism against Plato’s forms, so that you understand the debate taking place in chapters 3 and 9. But you don’t need to know much more than that. No-one needs to know that:

male and female elements – world without world and world within, agent and reagent – copulate to form by spirit from what once was flesh the word which is fleshed spirit.

That is just Ellmann taking elements from the text and taking them to rarefied and esoteric heights – quite impressive as a virtuoso performance in literary criticism of a certain flashy type, but pretty much irrelevant to an actual reading of the actual novel.

Joyce is far more vivid, immediate, evocative and funny and textually interesting than Ellmann’s colourless abstractions ever suggest. Most of ‘Ulysses’ sounds like this:

He crossed Westmoreland street when apostrophe S had plodded by. Rover cycleshop. Those races are on today. How long ago is that? Year Phil Gilligan died. We were in Lombard street west. Wait: was in Thom’s. Got the job in Wisdom Hely’s year we married. Six years. Ten years ago: ninetyfour he died yes that’s right the big fire at Arnott’s. Val Dillon was lord mayor. The Glencree dinner. Alderman Robert O’Reilly emptying the port into his soup before the flag fell. Bobbob lapping it for the inner alderman. Couldn’t hear what the band played. For what we have already received may the Lord make us. Milly was a kiddy then. Molly had that elephantgrey dress with the braided frogs. Mantailored with selfcovered buttons. She didn’t like it because I sprained my ankle first day she wore choir picnic at the Sugarloaf. As if that. Old Goodwin’s tall hat done up with some sticky stuff. Flies’ picnic too. Never put a dress on her back like it. Fitted her like a glove, shoulders and hips. Just beginning to plump it out well. Rabbitpie we had that day. People looking after her.

It is rich with felt life and textual tricksiness. Ellmann’s discussion of Aristotle and Hume, Vico and Blake are obviously not completely irrelevant, as we know from letters and lectures that Joyce thought deeply about those specific authors, and also their names are mentioned in the text itself. I just think that the way Ellmann discusses them is showy but superficial, and always takes us away from the specificity of the text.

David Hume

He does this big time when he embarks on the claim that the presiding spirit of chapter 10 is no longer Aristotle but the Scottish sceptical philosopher David Hume (1711 to 1776). If Aristotle presided over the first nine books, Ellmann suggests that Hume presides over the final nine.

Now Hume is a hero of mine and I have read several of his books very closely, notably the ‘Dialogues Concerning Natural Religion’, and I think Ellmann’s discussion of him is problematic. Number one, Joyce himself seems to have thought, erroneously, that Hume was in part an idealist, which I understand to be completely wrong. Hume was the sceptic’s sceptic, pushing philosophical scepticism to the limit.

Second objection is I think Ellmann’s discussion of Hume is short and superficial. Here’s an adapted AI summary of Hume’s thought:

Empiricism Hume divided all knowledge into 1) ‘relations of ideas’ (logic/mathematics) which have an internal logic and 2) ‘everything else’, which can be categorised as ‘matters of fact’ i.e. based on experience. Hume argued that we cannot prove anything outside these two categories. Hence all theology, metaphysics and a good deal of what passed for philosophy is literally non-sense and should be rejected.

The Problem of Causation Hume argued that we cannot directly perceive causation. Instead of knowing that A causes B we only observe that A and B appear together, leading us to feel a causal connection based on habit, not reason. None of us can know, for sure, that the sun will rise tomorrow, or that there will even be a tomorrow. Most of our knowledge of the world we live in is based on habit not reason.

Moral sentimentalism Ditto morality. Morality is rooted in feelings, sentiments, and emotions (what the eighteenth century called ‘passions’) not reason. Virtue arises from sympathy, and our reactions to events around us are mostly based on sentiment and emotion not reason or logic.

Scepticism and religion Hume fiercely attacked religion, the belief in God, miracles and so on, advocating for a purely naturalistic understanding of the world.

The self Hume argued that the ‘self’ is just a bundle of perceptions, not a stable, persisting entity.

In a nutshell, Hume dismissed all talk about subjects which aren’t based on either 1) pure maths / logic or 2) on observed phenomena, as rubbish. That’s to say, Hume dismissed all theology and most philosophy, certainly all idealist philosophy which supposes Ideals stored in some high Otherplace, all this he considered ‘sophistry and illusion’. In fact in his ‘Enquiry Concerning Human Understanding’ Hume famously argued that any book containing neither “abstract reasoning concerning quantity or number” nor “experimental reasoning concerning matter of fact and existence” should be “committed to the flames”.

This is not quite my position, I have a more open, tolerant position which is closer to William Blake’s saying that ‘Everything possible to be believed is an image of truth’. Put another way (as Ellmann so often says), theology and metaphysics are interesting 1) as intellectual games to play, like chess and 2) were and are valid creative activities of the human mind. But it doesn’t make them ‘true’ in the sense Hume uses.

When I read ‘Game of Thrones’ I lend Westeros credence in my imagination for as long as I read the books, so why can’t I lend the theology of St Augustine or Don Cupitt just as much credence, and of the same sort, getting thoroughly involved in them as I read them – but pretty obviously separating them from my lived experience of life?

It’s intellectually rewarding to study and follow the lines of thought of the major theologians and philosophers; and it’s also part of the intellectual legacy of humankind. But it’s not ‘true’. There is no God, there is no heaven, there is no soul, there are no angels, there is no Devil, there was no Fall, there is no redemption, there is no salvation, and so on. Just as there is no Hamlet or Jon Snow or Stephen Dedalus.

The way these made-up entities effect our mental lives may be very powerful indeed and in that way – in terms of psychological effects – they can have an awesome reality, as they determine the thoughts and actions of real people in the real world, in fact they can affect entire cultures, they can determine the course of history. But that doesn’t make them ‘true’ in the way this laptop I’m typing these words on is a verifiable fact. They don’t objectively exist outside the human imagination.

So I know these metaphysical imaginings are non-real (like Hume did) but I don’t commit them to the flames as hastily as he did because they are part of the vast imaginarium which we are all heirs to and it would be pointless to deny their enormous influence over people’s lives in former times, and their legacies which live on and underpin a surprising amount of what people still think and believe today. Imaginative truth (Hamlet is a powerful imaginative creation) is different from objective truth (Hamlet does not now and never has existed).

As Wittgenstein put it (and in my mind, Hume and Wittgenstein are closely allied, in their outcomes if not in their methods), ‘The world is all that is the case’. My take on this is that ‘the world’ also includes everything that has ever been believed by everyone.

This is where I differ from liberals and the high-minded who limit their view of human achievement to a handful of Great Achievements of Civilisation by a handful of Great Men, constantly citing Michelangelo or Rembrandt or Shakespeare, narrowly cherrypicking humanity’s positive achievements.

In my version of human history, everything that humans have done is our legacy, and this includes not just all the philosophy and theology, all the literature, poetry, tales and legends — but also the innumerable atrocities, slaughters and genocides. In my view, we have to face the totality of the facts, no matter how disgusting.

Anything less is sentimentalism, denial, self deception. We are what we are and we have done what we have done, no sweeping it under the carpet. I know many people who are so upset by a true understanding of the horror of history that they reject it, deny it, don’t want to know. My view is that, the more unshrinking a view you have of the abattoir that is human history, the more rare and precious become the urges to create and beautify, the more wonderful and beautiful become the relics of culture, from whichever culture, from all cultures.

This face-the-facts-and-accept-everything view is very close to Joyce’s, which is why I not only enjoy but relate to the ‘Ulysses’ so much, with all its farting, belching, masturbating, snot and semen, menses and afterbirths. It embraces the entire human organism and all of human experience as it actually is. And this is why Virginia Woolf – with her high-minded Bloomsbury view that Literature should be about Art and Beauty, so utterly loathed it. I can understand her point of view. But I’m in Joyce’s camp.

Two objections Ellmann suddenly reveals that Hume might be as much of a source for Stephen’s thinking as Aristotle was in chapter 3. This is an unusual and largely unevidenced thing to say and there are two problems with it: 1) why does Joyce only reveal it now half-way through the book? Why was Hume not present from the start? The answer might be that if Joyce had invoked Hume alongside Aristotle his explication would have gotten too complicated. But I think there’s a simpler explanation, which is that Hume isn’t as important to Joyce as Ellmann claims he is.

Ellmann cites some passages from Hume’s masterwork the ‘Treatise of Human Nature’ in which Hume describes closing and opening his eyes to test the concept of space and extension before going on to say that the concept of time is indicated by the succession of our thoughts or perceptions. Ellmann finds places in ‘Ulysses’ where Stephen has similar thoughts about space and time and quotes them to prove that Joyce is here basing Stephen on Hume.

The trouble with this is, which major philosophers have not at some point meditated on the nature of time and space? Not to mention the astronomers and cosmologists? And all the theologians? Thousands of them have. If you put a little effort into it I bet you could compare Stephen’s doodling about space and time with the writings of any number of philosophers and theologians since those are just the kinds of subjects most of them spent a lot of their lives writing about…

The main problem with Ellmann’s presentation is not so much that it might be untrue but that it is only a fraction of the possible sources. They’re just snippets which he has cherry-picked. A full and complete discussion of the concept of time in James Joyce’s ‘Ulysses’ would take an entire book and call on countless philosophers and theologians for detailed comparisons.

But none of these alternative sources are mentioned here and why not? Because Ellmann’s book isn’t a serious presentation of the issues. It’s a snapshot. It’s a summary. It’s a brief overview of some of the philosophical issues raised by the book. It’s not really serious. It’s a brief presentation of snippets and fragments, for students-in-a-hurry to finish their Great Books of Modern Literature modules. It’s a TikTok version, a Twitter treatment of the themes.

So Ellmann’s assertion that if the spirit of Aristotle presided over the first half of ‘Ulysses’, then the spirit of Hume presides over the second half is an example of fun intellectual games critics can play with an epic text like this (if you like these kinds of games). But I don’t think anyone should be fooled into thinking it’s either 1) ‘true’ (whatever that means) but more importantly 2) that it’s necessary for reading and understanding the novel. There are other, faaaar more relevant and practical things to pay attention to first.

Back to ‘Ulysses’ Ellmann is more modest and therefore more useful, when he points out the simple fact that in the ‘Wandering Rocks’ chapter, Joyce begins to play with space and time. All he means by this is that fragments from one of the 18 vignettes are likely to pop up in another vignette, and he usefully refers to them as ‘interpolations’.

Church and State (again) More useful to my practical text-based way of thinking is when Ellmann points out that chapter 10 is, once again, foundationed on the binary of church and state. By this all he means is that the chapter opens with the friendly priest Father Conmee walking through the streets of Dublin and bumping into various acquaintances, popping up in the background of other people’s vignettes; while in the second half of the chapter, we catch steadily more glimpses of the progress of the Viceroy of Dublin riding in his carriage to open a bazaar, glimpses which lead up to its full presentation in the 19th and final vignette.

Thus it’s easy to claim that a representative of Church and a representative of the State establish the physical and conceptual framework of the chapter by topping and tailing it, and it is then fleshed out with appearances from 40 or more other characters in between.

Mocked And the key point here, is that both representatives are mocked, gently but steadily. With Father Conmee, Joyce does it with the butter-wouldn’t-melt-in-his-mouth squeaky cleanness of Conmee’s supposed thoughts. With the Viceroy the mockery is implicit in the generally indifferent reaction to his passing by of the various Dubliners.

Material rebukes The final response to the Viceroy in the chapter is the Italian music teacher Almidano Artifoni going into his house and, in effect, turning the bum of his trousers to the august carriage as it trots by. Father Conmee receives a more obvious rebuke to his values and worldview when he is suddenly confronted by a couple stumbling out of some bushes, flushed because they’ve just had sex. Sex, in comedies, especially farces, is the great puncturer of human pompousness and pretension.

Binaries Both Stephen and Bloom are given one of the 18 vignettes. Both find our protagonists looking at books, according to their intellectual levels: Bloom is buying a popular romance, Sweets of Sin, for Molly; Stephen is looking through Abbot Peter Salanka’s book of charms and spells, specifically ones designed to attract a woman’s love. Love and sex. Highbrow and middlebrow versions.

Heart If you visualise Dublin as a heart (as the first headline in ‘Aeolus’ suggests):

IN THE HEART OF THE HIBERNIAN METROPOLIS

Then the 40 or so characters we meet in chapter 10 can be thought of as blood corpuscles circulating round it and bumping into each other.

Chapter 11. Sirens

Bulging According to Ellmann, in chapter 11 ‘Sirens’, the ear is female, concave and a receptacle whereas in chapter 12 ‘Cyclops’, the eye is male, bulging, invasive.

Music ‘Sirens’ is about sounds and music, it contains countless references to music, sounds and noise, to different instruments up to full orchestra, and also related defects, as in the comic figure of Pat the (almost) deaf waiter and the blind piano tuner.

Singer Joyce had a fine tenor voice and briefly considered a career in singing before rejecting it. Late nineteenth century aestheticism took it for granted that music was the highest art form but Joyce rejected this and claimed literature was.

Fugue ‘Sirens’ is Joyce’s extended attempt at converting musical form into language. It is based on the classical music form of the fugue.

A fugue is a contrapuntal compositional technique based on a main theme (subject) introduced alone, then imitated in succession by other voices. It traditionally follows a three-part structure: Exposition (subject/answer entries), Development (alternating episodes and subject entries in new keys), and Final Entry (return to the tonic).

Key components of fugue structure

  • Subject: The principal, recognizable musical theme that drives the entire piece.
  • Answer: The subject repeated by a second voice, typically transposed to the dominant key.
  • Countersubject: A distinctive contrapuntal melody that accompanies the subject/answer, often returning throughout the piece.
  • Exposition: The opening section where every voice has stated the subject at least once.
  • Episode: Transitional, developmental sections that do not contain the full subject, often using sequences and modulations to create contrast.
  • Middle Entries: Subsequent appearances of the subject after the exposition, often in related keys.
  • Stretto: A device where subject entries overlap, with a voice starting the theme before the previous voice finishes it, increasing tension.
  • Coda/Final Entry: The conclusion, often featuring a strong, final statement of the subject in the original key.

Developmental techniques

Fugues often manipulate the subject through various techniques:

  • Inversion: Playing the melody upside down (intervals reversed).
  • Augmentation: Doubling the note values (making it twice as slow).
  • Diminution: Halving the note values (making it twice as fast).
  • Retrograde: Playing the subject backward.

Once you know all this, the game becomes to apply these rules to the elements in the ‘Sirens’ chapter. Can you find examples of every rule somewhere in the prose? You can be some academic somewhere has written a book about it.

A tale of two barmaids The chapter is set in the Ormond Hotel and the obvious binary at the centre of the chapter is the contrast between the two young attractive barmaids, Miss Kennedy and Miss Douce, the one a redhead, the other dark.

Chapter 12. Cyclops

All the chapters are packed with ingenious references to their leading theme, wind in ‘Aeolus’, food in ‘Lestrygonians’, music in ‘Sirens’, and so it’s eyes in the chapter about the one-eyed cyclops. Which is why its opening sentence is:

I was just passing the time of day with old Troy of the D. M. P. at the corner of Arbour hill there and be damned but a bloody sweep came along and he near drove his gear into my eye.

Exactly as Odysseus and his men drove their stake into the single eye of the cyclops who had imprisoned them (Stuart Gilbert pointed all this out, apparently).

Having sketched out the ubiquity of eye imagery, Ellmann goes beyond it to suggest that the waspishly cynical narrator of ‘Cyclops’ is a modern avatar of mean-minded cynical Thersites, the meanest hero in the original Odyssey, who has a larger part in Shakespeare’s play of the Tale of Troy, ‘Troilus and Cressida’. Ellmann suggests cynicism is a more subtle form of bigotry, the nationalist Citizen’s crime of being one-eyed. In this respect, when Bloom stands up for himself and his ‘race’, the Jews, rejects violence and calls for love, he is showing himself to be two-eyed. Full stereoscopic vision.

Continuing the idea, Ellmann suggests that if the previous chapters had leaned on the influence of (generous) David Hume, this one invokes the spirit of the dry, satirical Voltaire. Maybe. Hardly helps you either read or understand the text, though.

For reasons I couldn’t follow, Ellmann suggests that at the climax of this chapter Bloom is apotheosised i.e. turned into a god, but many of his assertions seem so wilful and contrived as to feel a little demented.

Chapter 13. Nausicaa

In Homer’s Odyssey, Odysseus’s shipwreck is caused because he has offended two gods, Hyperion the sun god for killing his cattle and Poseidon for blinding his son, Cyclops. As is his way, Ellmann immediately sees a binary at work, declaring Hyperion represents idealism and Poseidon materialism, or height and depth (he could have carried on with light and darkness, or dry and wet).

As he stated at the start, Ellmann thinks the 18 chapters are arranged in triads; here he adds the thought they all these triads enact the dialectic i.e. thesis, antithesis, synthesis. And so Ellmann suggests chapters 13, 14 and 15 enact:

  • Nausicaa – sentimentalised idealism
  • Oxen of the Sun- materialistic callousness
  • Circe – both

More practically useful, Ellmann confirms a really basic fact about ‘Ulysses’ which is that, for all its obsessive detail in many places, in others it contains great yawning gaps. For example, we never learn how Bloom made it from running out of Barney Kiernan’s pub as the Citizen threw his biscuit tin at him, to being comfortably leaning against a rock on Sandymount Strand about an hour later. We are never told how he got there or what happened during that hour.

High on Hegelian dialectic, Ellmann claims that, in this setting, Joyce makes Howth promontory male, the bay itself as female, and the voice of the priests praying to the Virgin a combination of both = androgynous.

Back with his more obvious binaries, he tells us that the chapter is a tale of two fantasies or the projecting of imagined mirages: Gerty projects her sentimental romantic fantasies onto Bloom; Bloom projects his narrow sexual fantasies onto Gerty; and both are accompanied by two priests projecting their fantasy of the Mother of God onto the world.

‘Cyclops’ is notable for featuring a narrator who isn’t the omniscient third-person narrator of the ‘initial style’. ‘Nausicaa’ furthers the text’s uncoupling from the novel’s early style in being written in a comic pastiche of sentimental romantic fiction, which is attributed to Gerty. The nauseatingly sentimental style is, it is implied, the tone of Gerty’s half-educated thoughts.

Gerty MacDowell who was seated near her companions, lost in thought, gazing far away into the distance was, in very truth, as fair a specimen of winsome Irish girlhood as one could wish to see.

(Ellmann notes that some critics have thought the entire thing is also a sly dig at the Edwardian author Samuel Butler, who claimed the Odyssey was written by Princess Nausicaa not Homer. That’s entertaining gossip about the aim but doesn’t help much with appreciating the actual text. )

It’s also, of course, a chapter contrasting not only idealism and realism, female fantasy and male earthiness, exhibitionism and voyeurism, but also youth and age. In amid her naive thoughts, Gerty thinks of herself as unique and special, and this is the classic delusion of youth (‘I’m special. I’m different. No-one has ever felt like this before.’) By contrast, after he’s climaxed and slowly come back down to earth, Bloom rather gloomily thinks it’s the just same old thing again, repetition, nothing new under the sun. Youth = the delusion of uniqueness. Age = the disillusion of familiarity.

So it returns. Think you’re escaping and run into yourself. Longest way round is the shortest way home. And just when he and she. Circus horse walking in a ring.

Chapter 14. Oxen of the Sun

Having described sexual ejaculation in chapter 13, the next chapter moves on to its consequences, fertilisation and pregnancy.

Here, in the common room of the National Maternity Hospital, the drunk medical students offend the god by mocking true fertility, by telling all kinds of jokes, bawdy humour, climaxing in Buck Mulligan’s jokey setting up a company whereby he promises to fertilise any woman who asks, for a fee.

There is a tension between the students’ cynical stripping of the act of love down to its heartless physical basics and the way Joyce chose to convey it, in a series of elaborate pastiches of historical English prose styles. If the subject is infertility, the parade of prose styles demonstrates exactly the opposite, humanity’s endless fertility in coming up with new and intricate ways to describe things and tell stories.

Ellmann notes something I hadn’t heard before which is the way the prose goes all to hell after the students leave the hospital and go round to the nearest pub. I’d read that the chaos of voices reflected closing time in a busy city centre pub. Ellmann makes the clever suggestion that it also represents the messy afterbirth, slopping everywhere after Mina Purefoy’s baby has been born.

’Tis, sure. What say? In the speakeasy. Tight. I shee you, shir. Bantam, two days teetee. Bowsing nowt but claretwine. Garn! Have a glint, do. Gum, I’m jiggered.

Chapter 15. Circe

In the morning light at the start of the novel Stephen had descanted on the ineluctable modality i.e. continuity, of the visible. In ‘Circe’ it is far after dark and all such certainties have disappeared, leaving the characters in a place which has no rules of extension or time or logic, but inhabits the inner self of anxieties, lusts, fantasies and hallucinations.

As you might expect, Ellmann finds in this longest and most delirious chapter a cornucopia of his favourite pattern, dichotomies – inside and outside, mind and body, dream and reality, male and female, body and soul, ego and id, England and Ireland (in the form of the soldiers and the Watch), you name it, it’s here. This is what I disliked about this book: it reduces the teeming fecundity of the weirdest, most diverse novel in the Western tradition to a handful of threadbare clichés.

Ellmann equates Bloom’s sudden vision, at the end of the chapter, of his dead son Rudy but now 11 years old, as he would now be, with the visions in Dante. Well, OK, but there are plenty of other works of literature featuring visions. And Dante doesn’t have a son.

He also claims that with the visions of this chapter, Bloom has harrowed hell, as did Odysseus, Jesus and Dante before him. But did he? Metaphorically maybe. Maybe this is a valid, even obvious, suggestion but, as I’m always saying, it takes you away from the wonderful (and often gross) specificity of the text and into a Western Literature 101 seminar room where everyone’s talking about Dante, Vico and Blake, and nobody’s talking about the obscenity of the Croppy Boy scene, because that’s difficult, embarrassing and vulgar. As it’s meant to be. Ellmann’s schematic approach sanitises Joyce, who went out of his way to be as scabrous as he could be (where scabrous means ‘indecent, salacious or scandalous material that is shocking or offensive’).

Chapter 16. Eumaeus

Although Stephen announced the annihilation of space and time in ‘Circe’ when he smashed the chandelier in the brothel, the next chapter reveals the return of time and space, solider than ever.

Addicted to his philosophers, Ellmann says that if (big ‘if’) Hume’s scepticism has guided the chapters of the second half of the novel, then space and time return in the spirit of Immanuel Kant, not as the properties of things, but as the conditions of perception built into the human condition. Maybe. It’s a thought, if you know enough about Kant to really apply it…

Trinities are nearly as addictive to the conspiracy theorist as simple dichotomies, and Ellmann reads into the final three chapters an earthly trinity of Bloom the father, Stephen the son and… well, there is no equivalent of the Holy Ghost, instead the best he can offer is Molly as a blasphemous avatar of the Virgin Mary (just as she is a mocking avatar of the chaste Penelope) (remember what I said at the start about Joyce using all kinds of literary, theological and philosophical patterns when it suited him and when it didn’t… just walking away).

In the Linati schema Joyce described the style of ‘Eumaeus’ as ‘relaxed’, which seems signally inadequate – it’s a ‘tired’ and threadbare in the style of provincial newspapers, made up of journalistic clichés but without any of the vim and vigour of ‘Aeolus’. It’s ‘Aeolus’ with a hangover.

Nowhere in his book does Ellmann address the fact that large chunks of ‘Ulysses’ are so cryptic and chopped-up as to be almost unreadable. His book gives the impression it’s all clear and readable figures of allegory and philosophy which you can understand with a little guidance, as in Dante or Spenser. Nowhere does he engage with the actual text which is often impenetrable.

Hark! Shut your obstropolos. Pflaap! Pflaap! Blaze on. There she goes. Brigade! Bout ship. Mount street way. Cut up! Pflaap! Tally ho. You not come? Run, skelter, race. Pflaaaap!

In the same way, both he (and Hugh Kenner) treat the later chapters as if they’re the same as the earlier ones but they aren’t at all: ‘Nausicaa’, ‘Oxen of the Sun’, ‘Circe’, ‘Eumaeus’ and ‘Ithaca’ are all much, much easier to read and process than the earlier chapters. I once read someone saying ‘Ulysses’ starts out very English and clear and comprehensible but then gets steadily more Irish and radical and impenetrable, whereas in my reading I’ve always found it the other way round. Here’s Stephen’s stream of consciousness from chapter 2:

Proudly walking. Whom were you trying to walk like? Forget: a dispossessed. With mother’s money order, eight shillings, the banging door of the post office slammed in your face by the usher. Hunger toothache. Encore deux minutes. Look clock. Must get. Fermé. Hired dog! Shoot him to bloody bits with a bang shotgun…

It requires quite a lot of effort to tease out the meaning and point of every one of these cryptic references. Whereas:

Nausicaa – pastiche but immediately understandable:

The summer evening had begun to fold the world in its mysterious embrace. Far away in the west the sun was setting and the last glow of all too fleeting day lingered lovingly on sea and strand, on the proud promontory of dear old Howth guarding as ever the waters of the bay, on the weedgrown rocks along Sandymount shore and, last but not least, on the quiet church whence there streamed forth at times upon the stillness the voice of prayer to her who is in her pure radiance a beacon ever to the stormtossed heart of man, Mary, star of the sea.

Oxen of the Sun – the style of some of the parodies might be a little difficult but a) not if you’re used to older English prose, and b) there’s none of the clipped, truncated, cryptic quality which makes the first half so challenging:

And whiles they spake the door of the castle was opened and there nighed them a mickle noise as of many that sat there at meat. And there came against the place as they stood a young learning knight yclept Dixon.

Circe – is delirious and occasionally cryptic but nowhere near as impenetrable as Stephen’s thoughts:

The Mabbot street entrance of nighttown, before which stretches an uncobbled tramsiding set with skeleton tracks, red and green will-o’-the-wisps and danger signals. Rows of grimy houses with gaping doors. Rare lamps with faint rainbow fans. Round Rabaiotti’s halted ice gondola stunted men and women squabble.

Eumaeus – stylised, maybe, but very, very easy to read.

Preparatory to anything else Mr Bloom brushed off the greater bulk of the shavings and handed Stephen the hat and ashplant and bucked him up generally in orthodox Samaritan fashion which he very badly needed. His (Stephen’s) mind was not exactly what you would call wandering but a bit unsteady and on his expressed desire for some beverage to drink Mr Bloom in view of the hour it was and there being no pump of Vartry water available for their ablutions let alone drinking purposes hit upon an expedient by suggesting, off the reel, the propriety of the cabman’s shelter, as it was called, hardly a stonesthrow away near Butt bridge where they might hit upon some drinkables in the shape of a milk and soda or a mineral.

Ithaca – once you’ve got the hang of the question and answer format this, again, is mostly a breeze to read:

What parallel courses did Bloom and Stephen follow returning?

Starting united both at normal walking pace from Beresford place they followed in the order named Lower and Middle Gardiner streets and Mountjoy square, west: then, at reduced pace, each bearing left, Gardiner’s place by an inadvertence as far as the farther corner of Temple street: then, at reduced pace with interruptions of halt, bearing right, Temple street, north, as far as Hardwicke place.

Penelope – and even Molly Bloom’s famous soliloquy, the critics and commentators all make it sound difficult, and in some places the stream of thoughts does jump about a bit, but the thoughts themselves, once you get a handle on her biography and the telegraphic style, are not that hard to understand:

Yes because he never did a thing like that before as ask to get his breakfast in bed with a couple of eggs since the City Arms hotel when he used to be pretending to be laid up with a sick voice doing his highness to make himself interesting for that old faggot Mrs Riordan that he thought he had a great leg of and she never left us a farthing all for masses for herself and her soul greatest miser ever was

Back to ‘Eumaeus’, addicted to binaries, Ellmann decides it is all about duplicity, lies and truth. He bases this on the relevant episode in the Odyssey, where Odysseus wakes up on the shore of his kingdom and cautiously adopts a disguise before making his way to the hut of his old swineherd, Eumaeus. Here he makes up a cock and bull story about who he is while Eumaeus greets him with open-hearted candour and hospitality. Secrets versus honesty. And so Ellmann finds numerous instances of secrets and deceptions in this chapter:

  • the chapter opens with Bloom cautioning Stephen against Mulligan’s deceitfulness
  • although Lynch accompanied him into Nighttown, Stephen calls him Judas for abandoning him
  • the pair get lost and have to double back through the streets
  • Bloom delights in the Italian being spoken by some loiterers round the shelter but Stephen points out they’re arguing over money
  • all the characters they meet are deceitful e.g:
    • Lord John Corley who isn’t a lord
    • the shelter owner may or may not be Skin-the-Goat itself (obviously) a pseudonym
    • the sailor D.B. Murphy tells tall tales which Bloom thinks are probably a pack of lies, purveyor of what Bloom calls ‘genuine forgeries’
  • the conversation takes in all kinds of secrets and lies:
    • Skin’s claim that Parnell isn’t dead, his coffin is full of stones, he’s alive and well in Paris from whence he will return
    • someone claims Francis Bacon wrote Shakespeare’s plays
    • reference to the fraudulent Protocols of Zion
    • cases of forged identity such as the Tichborne Claimant
    • the Evening Telegraph gets details of Paddy Dignam’s funeral wrong, notably Bloom’s name (spelled as Boom)

It’s an impressive list of deceits and errors, in the same way as ‘Lestrygonians’ is packed with references to food and ‘Sirens’ with references to music etc. This kind of specificity, which takes you back to the detail of the text, I like.

Chapter 17. Ithaca

This is the chapter cast in the form of a catechism, questions and answers. (Ellmann likens it to the cold information retrieval systems of a computer, reminding us that this book was published in 1972, over half a century ago – computers have come on a bit since then.)

Ellmann, like Kenner, reacts negatively to this chapter, saying it strips human activity to the skeleton, that ‘the imagination is impoverished’ (p.157) but I’ve always liked this chapter for the same reasons: it is clear and lucid, it tells us exactly what is happening but also, far from being unimaginative, many of the answers depart on wild fantasias of factuality, for example the ones about water or about the stars.

Ellmann zeroes in on the sections which supposedly compare Stephen and Bloom’s contrasting views about the purpose of literature: well, he would say that, being a professor of literature. Personally I find writers writing about writing the most boring subject in the world, whereas the descriptions of the lost key, the evocative objects in Bloom’s drawers, the pondering on the mystery of the stars, the magic qualities of water and so on, I find these fresh and vivifying, enlivening, expanding my understanding of the world. And often very funny.

Ellmann is still banging on about finding the influence of Aristotle wherever he looks. Thus, in the answer about human nature:

He affirmed his significance as a conscious rational animal proceeding syllogistically from the known to the unknown and a conscious rational reagent between a micro and a macrocosm ineluctably constructed upon the incertitude of the void.

Whereas fooey to Aristotle, I love the image of these two so different men sharing an amiable pee in Bloom’s back garden under the twinkling stars.

At Stephen’s suggestion, at Bloom’s instigation both, first Stephen, then Bloom, in penumbra urinated, their sides contiguous, their organs of micturition reciprocally rendered invisible by manual circumposition, their gazes, first Bloom’s, then Stephen’s, elevated to the projected luminous and semiluminous shadow.

Treating an outdoor piss in this pseudo-scientific way is funny. Well, I find it funny. But comedy is difficult if not impossible to convey in literary analysis, whereas detecting binaries and dichotomies everywhere is like falling off a log.

Bloom’s pottering round his house after Stephen leaves, as he intersperses getting undressed with poking around in drawers, finding objects and photos which trigger memories of his family, before climbing into bed next to the slumbering Molly – all this I find warm and homely and moving, all the more so because it is conveyed not with conventional sentimentality, but in the brilliantly hard and clear FAQ format Joyce had invented for this chapter.

Chapter 18. Penelope

Ellmann tells us the conclusion of the book has been much debated. He cites two critics who were still active forces when he wrote, William Empson and Edmund Wilson, who were both concerned about what happened next, after the end of the book. Empson speculates that Stephen did indeed come back the next day, 17 June, to give the first of his Italian lessons to Molly and receive singing lessons in return. Wilson speculated that Bloom’s request to have breakfast served to him in bed symbolised his return to mastery in the marriage with Molly, which would be cemented by them having sex for the first time in 11 years.

Both now seem wildly out of date and irrelevant. What might happen to the characters after the end of the book is a completely different type of conversation, academics at the dinner table conversation, pub conversation, next to nothing to do with the chapter under discussion which, of course, is entirely concerned with Molly’s late-night thoughts.

It is in this chapter that Ellmann compares Molly’s character to Aristotle, Hume and Darwin, which I found ridiculous.

He quotes Joyce writing to his friend Frank Budgen that ‘Penelope’ is ‘more obscene than any preceding episode, which is debatable, seeing as the entire chapter ‘Nausicaa’ is about a middle-aged married man masturbating in public at the sight of a young woman’s knickers, and that ‘Circe’ has some scenes of unparalleled obscenity. But I take the point that Molly’s soliloquy contains more sustained and explicit descriptions of sex than any previous chapter.

Ellmann briskly runs through some of the details in the chapter but without really capturing its spirit and power. He tells us Molly at moments mixes up her various men, calling them all ‘he’. But at other moments she makes a very clear distinction between her lover, Blazes Boylan who is exciting but doesn’t respect her, and her husband Bloom, who is a little odd, a little boring but who does genuinely care for her.

But on the whole Ellmann isn’t happy down among the details. He’s happier when he can find an abstract binary, and so hastens to tell us that Molly is the earth to Bloom’s sun, which is fine and dandy but doesn’t really get us anywhere (p.166). He thinks Molly’s soliloquy:

resolves the questions of belief and incertitude which have dogged Stephen and western philosophy (p.168)

Which is ludicrous because a) she doesn’t – if she had what are all the philosophers in all the Philosophy departments of the universities of the world wasting their time doing? And b) can you see how wildly adrift of the actual content of her soliloquy this is?

Ellmann’s bloodless approach can’t do justice to sex, real mucky flirty dirty sex, any more than it can do justice to Joyce’s many types of comedy and humour, both crucial elements in the book, both overlooked as he struggles to make out Molly Bloom as a thinker on a par with Aristotle or David Hume.

Maybe those elements are there; maybe Joyce himself described them as being there: but they’re not the main part of the book. The book is the text itself and not the neatly cut and dried concepts which Joyce attributed to it and generations of academics have enthusiastically added to.

Obsessed with academic notions of art and artists, Ellmann whips himself up into absurdities:

Joyce said that his episode had no art but his book is consummated by the principle that art is nature’s self. (p.173)

What does this mean and why should I care? Meanwhile, of Molly’s desires and schemes and fantasies and seductions and flirtations and consummations, her friendships, her love of flowers, her fondness of displaying herself in the bedroom window to attract the attention of the handsome young medical student in the house across the road, of everything which makes her such a storming presence in modern literature, nothing, nothing at all.

Dwelling on abstract structures to the bitter end, Ellmann claims that:

The first nine episodes of the book ended with a vision of the act of love as the basic act of nature. The last nine episodes end with a vision of love as the basic act of nature. (p.174)

What Ellmann doesn’t bring out, on his own ground, on his own terms, is that Molly (and, by implication Joyce) in her soliloquy, says it all comes down to sex; that sex is the ultimate truth of human nature, of human life. This I would agree with, and is one way of summarising Darwin: we breed, we rear young, for all sorts of reasons to do with the environment, competition from other families and species, and huge slices of dumb luck, some survive to create the next generation; all organisms do this; the result over billions of years is the beautifully intricate web of natural ecosystems which form the world around us and which humanity is busily destroying and degrading as I write.

But the urge to reproduce is central and this is, of course, contrary to Christian ideology and so completely contrary to Dante (and Plato) who Ellmann is roping in here at the end of his book. In their different ways both Plato and Dante thought sexual love must be rejected, in Plato to achieve the highest form of rational thought, in Dante in order to achieve full love of God.

Molly denies all of that and locates the highest reality in her big breasts and hungry fanny. Oh how she is longing for Monday to come when she will see Boylan again, and he will plook her senseless again with his big willy.

But that’s not how Ellmann sees it. He ends this short but gruellingly wrong-headed book with a slab of characteristically high-minded rhetoric. If you like this kind of thing, you’ll love this book:

On the ethical level Bloom and Stephen have succeeded in taking the city of Dublin by exposing enthusiasm and superstition there, and by disclosing a truer way of goodwill and freedom. Molly’s hardwon approbation confirms their enterprise. On this historical level, the characters have awakened from the Circean nightmare of history by drawing the past into the present (a timeless present) and making it an expression of love instead of hatred, of fondness rather than remorse. Art has been shown to be a part of nature, and in all its processes an imitation of natural ones. These processes have their summit in love, of which the highest form is sexual love. (p.175)

Well, we agree about that much. But what a mealy-mouthed, detail-denying way of getting there.


Credit

‘Ulysses on the Liffey’ by Richard Ellmann was published by Faber and Faber in 1972.

Related links

Joyce reviews

Ulysses by James Joyce: introduction

‘You have the cursed jesuit strain in you, only it’s injected the wrong way.’
(Buck Mulligan arguing with Stephen Dedalus)

Hold to the now, the here, through which all future plunges to the past.
(Stephen’s credo)

‘Your own name is strange enough. I suppose it explains your fantastical humour.’
(John Eglinton responding to Stephen’s lecture about Shakespeare)

Fabulous artificer. The hawklike man…
(Stephen’s self-mocking self description in the same scene)

I’ll tickle his catastrophe, believe you me.
(Simon Dedalus threatening to write a letter to Buck Mulligan’s mother exposing him, and demonstrating his vivid and generally comic turn of phrase)

—I beg your parsnips, says Alf.
(In the Cyclops chapter)

James Joyce is a world class literary giant on the basis of his 1922 novel ‘Ulysses’. It’s monster long – around 700 pages in most editions – and has a fearsome reputation for being a ‘difficult’. In many senses it is difficult, often very difficult, but I’m going to have a go at explaining it as simply as I can.

Joyce’s previous and much more conventional novel, ‘A Portrait of the Artist as a Young Man’, (published in 1916) told the life story of a transparently fictional version of Joyce himself, named Stephen Dedalus, from toddlerdom to university. When described like that it sounds very straightforward; what complicates it is Joyce’s phenomenal intellectual powers and his increasingly experimental way with prose.

As in his set of short stories, Dubliners (published in 1912), on the surface all is realism, with realistic characters pottering round Dublin, getting into realistic scrapes and having realistic conversations. However, what was clear to perceptive readers of Dubliners from the get-go was that these stories are extremely carefully organised: at a meta level they are arranged so that the collection as a whole describes different stages of life – from boyhood japes in the early stories, to young manhood, maturity, through to the final story, titled The Dead. And within each story, there is also careful structuring and symbolism: for example, the short story ‘Grace’ opens with a middle-aged man passed out pissed in the toilets of a popular bar. He’s helped home by some mates and put to bed while his pals work with his wife to persuade him to go on a religious retreat to try and help him give up the booze. So far so mundane, until someone points out that the three locations of the story – downstairs toilet, bedroom and church – can be seen as the three locations of the afterlife: hell, purgatory and paradise. And once you know this, you are able to spot further little clues which have been sprinkled about the story, symbols or Latin phrases which subtly reference and gesture towards this concealed structure.

Well, magnify this method a thousandfold and you have ‘Ulysses’. I’ll consider it in three ways: first, the literal story; then the structure which underpins (or has been imposed) on it; thirdly, (some of) the linguistic innovations introduced in ‘Ulysses’, innovations which start slowly but spread to become completely rampant. It’s these innovations in prose style and structure which are the real stumbling blocks of the novel, often making it hard to read on the sentence, paragraph and page levels, presenting countless challenges to comprehension, and from relatively early on. But first, a look at the structure:

Structure

‘Ulysses’ is divided into 18 chapters, which are themselves gathered into three parts: part 1 contains 3 chapters; part 2 12 chapters; part 3 has 3 chapters.

What happens

Part 1: Chapters 1 to 3

At 8am on Thursday 4 June 1904 young Stephen Dedalus wakes up in the Martello Tower on Dublin Bay where he’s been dossing with a friend, medical student Malachi ‘Buck’ Mulligan. He’s cross because he was kept awake by the noisy nightmares of a third guest, the Englishman Haines. He’s also in a bad mood because Mulligan teases him because his (Stephen’s) mother recently died, and Stephen refused, on principle, to kneel by the bedside of his dying mother, something which now haunts him with guilt. This trio of young bucks go for a quick dip in the sea (well, fastidious Stephen doesn’t take part) then (in chapter 2) Stephen goes on to the school where he teaches part time, takes a history lesson, gets paid by the pedantic headmaster. In chapter 3 we are alone with Stephen and his thoughts as he walks along the beach.

Part 2: Chapter 4 to chapter 15

Cut back to 8am in the household of Leopold Bloom in central Dublin. Bloom is a middle-aged seller of newspaper advertising, a job which involves tramping the streets of Dublin touting for business. He’s married to Molly. He makes her breakfast in bed, fries breakfast for himself and then sets off on his day’s work. His day includes:

  • a trip to the Post Office
  • attending the funeral of a friend
  • visiting the office of a newspaper to place an ad
  • popping into Davy Byrne’s pub for a sandwich lunch
  • going to the National Library to look up an ad in an old newspaper, where his path doesn’t quite cross Stephen who is in the office of the Head Librarian, delivering another one of his literary theories, this time about the true meaning of Shakespeare’s Hamlet, to representatives of Dublin’s literary elite
  • Bloom has dinner at the Ormond Hotel while listening to other characters playing the piano and singing
  • Bloom moves on Barney Kiernan’s pub where he meets a character referred to only as The Citizen who is a pugnacious Irish nationalist who ends up trying to attack him
  • Bloom wanders out to Sandymount Strand on the seashore, and watches a young woman, Gerty MacDowell, who’s with some friends; aware of him watching her, Gerty deliberately flashes her legs in a sexy way and arouses Bloom so much that, watching from a safe distance as night falls on the beach, he masturbates to a climax: although it’s a little difficult to make out through Joyce’s highly-mannered prose what’s happening, it was this chapter which got ‘Ulysses’ banned in America and Britain
  • Bloom visits a maternity hospital where a family friend named Mina Purefoy is giving birth, and finally meets Stephen, who has been drinking with his medical student friends and is awaiting the arrival of his frenemy Buck Mulligan
  • when the maternity hospital drinking party breaks up, Stephen and his friend Lynch walk into Nighttown, Dublin’s red-light district, where Bloom follows them into Bella Cohen’s brothel; everyone is quite drunk by now and the scene is extremely long and filled with grotesque hallucinations, climaxing with Stephen being kicked out onto the street where he manages to get into an argument with a British soldier who knocks him to the ground where Bloom comes to his rescue

Part 3: Chapters 16 to 18

  • To sober him up, Bloom takes Stephen to a nearby cabman’s shelter by Butt Bridge where they encounter a drunken sailor
  • Bloom takes Stephen back to his place, makes him a cup of cocoa and they have a post-drunk conversation about the educational and cultural differences between them; they both go outside to pee in the garden; Stephen refuses Bloom’s offer of a bed for the night and staggers off into the night while Bloom goes to bed next to his sleeping wife
  • Chapter 18 is famous because it consists solely of Molly Bloom’s thoughts as she lies in bed next to her passed-out husband: the 40 or so pages contain only eight paragraphs with no punctuation in a tour-de-force of the relatively unknown technique of stream-of-consciousness: she remembers her various boyfriends and reminisces about courting and having sex with them, before the novel ends with a description of her having an orgasm, marked by the words yes yes yes which conclude this vast epic novel

There is One Big Fact I haven’t found space to explain yet and this is that, right from the start of his day, Bloom has known that a rival of his, the music impresario and flashy man-about-town, Hugh ‘Blazes’ Boylan, is going to call by his house, at 4pm that afternoon, supposedly to discuss details of the concert tour he’s arranged for Molly, but in reality to have sex with her. Bloom knows she is taking Boylan as her lover and yet feels powerless to stop it. And so he spends his entire day in a state of anxiety and suspense, continually looking at the clock at every venue he visits, in anticipation of zero hour; and then, after 4pm, reluctant to return to his house afterwards 1) lest he encounters the couple still at it of Boylan just leaving and 2) because he won’t know what to say to his wife.

So it’s a long book, and there’s a lot of words to read but I hope this summary shows that, on a basic narrative level, the story is relatively straightforward. All the events are highly realistic and plausible, if not actively boring and mundane, and once you’re told that this is the sequence of events the book describes, you can approach it with a lot less trepidation. What daunts people is the buried symbolism and above all the difficult prose style. Next: the Greek myth connection, or: why is it called Ulysses?

Ulysses and the Odyssey

Like every educated person, Joyce had read the two great epic poems of the ancient Greek author Homer, The Iliad and The Odyssey. The Iliad is a tragic account of the key episode at the heart of the ten-year-long Trojan War when the Greek hero Achilles, furious at the Greek leader Agamemnon, retires to his tent and refuses to fight. This has tragic consequences because when the Trojans counter-attack and make it as far as the Greek tents, Achilles lets his friend and soul-mate Patroclus put on his armour and rally the troops; Patroclus does this until he comes face to face with the Trojan hero Hector who slaughters him like a beast and the rest of the poem describes Achilles’ immense fury and bottomless grief.

But if the Iliad is tragic, the Odyssey has a very different feel. After the ten-year Trojan War ended, the Greek hero famous for his wily cunning, Odysseus, the man who came up with the idea of the Trojan Horse which led to the final defeat of the besieged city, it takes him ten further years to get home to his wife Penelope and his young son Telemachus (i.e. Odysseus is away from his kingdom of Ithaca for 20 years).

The poem actually opens near the end, with his last adventure, washing up on the shore of Princess Nausicaa, being discovered, bathed and dressed, then invited to a feast in her palace and it is here that he tells all the other guests his amazing adventures – being enslaved by Circe the magician, being held prisoner by the one-eyed Cyclops, sailing past the twin perils of Scylla and Charybdis, having to be tied to the mast in order not to give way to the seductive song of the Sirens, and many more.

Meanwhile, back in Ithaca, the Odyssey tells us how, throughout these ten long years, Odysseus’s faithful wife Penelope remained at home in their palace, putting off the many suitors who wanted to marry her and so inherit Odysseus’s kingdom. And it tells us how towards the end of this long period his son, Telemachus, come of age during his father’s absence, sets out on a quest of his own to find his father.

So with that understood, back to Joyce. Apparently Joyce had begun a story which he intended to be another short realistic yarn to join a revised edition of his short story collection ‘Dubliners’, about a Jewish advertising salesman with an unfaithful wife who wanders the streets in a peculiar frame of mind as he knows his wife is preparing to meet her lover, in his marital bed.

One thing led to another as Joyce wondered what if this advertising salesman met the young avatar he had created of himself in ‘A Portrait’, Stephen Dedalus? What would they discuss, what would they make of each other? And at some point he had the Eureka moment when it occurred to him that maybe this fellow Bloom’s wanderings around Dublin could be mapped onto Odysseus’s ancient adventures, maybe those ancient stories could give it a structure and, more than that, a kind of deep literary resonance, of the kind he was used to concealing in his Dubliners stories (like ‘Grace’, as described above),

When I tried to read ‘Ulysses’ at school I found it a great struggle because 1) I had no idea what was going on and 2) as the text progresses, the prose becomes difficult to read (see next section). You really need to know that the three central characters are modern avatars of Homer’s three characters: Bloom is wily old Odysseus; Stephen plays the role of his son, Telemachus; and Molly is the faithful Penelope waiting at home for her man. Except that they’re not a perfect match, are they? Stephen isn’t actually Bloom’s son and when, at the end, Bloom suggests a closer friendship Stephen mumbles something and wanders off into the night. No reconciliation there. And Molly, she is hardly the model of a faithful wife, in fact the whole point is that she is the exact opposite. And Bloom is hardly a macho Greek warrior, very much the reverse, he is a shy and diffident Jew in a Catholic country, liable to be discriminated against and picked on. So the novel’s central characters are in no way like-for-like matches of the Homeric epic, they are something more like ironic reincarnations, satirical avatars, reflecting the comic bathos of modern life.

But if I didn’t understand the roles played by these characters, the biggest single stumbling block to grasping the mythic resonances of the novel was the way the 18 chapters in Joyce’s text have no titles. Just giving them titles, and a sentence of explanation, would have transformed my experience.

As soon as I came across a book which explained that each of the chapters reflects or is based on a specific episode from the Odyssey, and clearly indicated which one was which, my whole reading experience was transformed. Augmented by the knowledge that the 18 chapters are further grouped into three parts which themselves are based on the main thematic elements of the Odyssey story, as follows:

  1. the first three chapters, describing Stephen waking in the tower, going to school and wandering into Dublin, are titled the Telemachia or wanderings of Telemachus
  2. the 12 central chapters can be thought of as the Odyssey proper, describing the many adventures of Bloom during the day
  3. the final three chapters, when Bloom takes Stephen home, can be grouped as the Nostos, Greek for return so the ‘Return’ part of the story, reflecting the final chapters of Homer’s poem which describe the homecoming of the long-absent hero

Why Ulysses and not Odysseus?

The ancient Romans not only co-opted many of the Greek gods, subsuming them into the existing Latin pantheon, they did the same with many of the mortal heroes of ancient Greece. When the Romans translated the Greek legends from Greek into Latin, they sometimes found it easier to change the names as well, to make them easier to pronounce. The early Latin translators of Homer probably adapted the Greek Ὀδυσσεύς into the Sicilian Οὐλίξης, and then the Etruscan Uluxe, before arriving at the shorter, more Roman-friendly Ulysses.

So that’s why you see two names being used for the same person: Odysseus is his original Greek name as used by Homer; Ulysses is the name used by Roman authors, such as Virgil, when describing the Tale of Troy.

So why did Joyce use the Latin name? Apparently, when he was a boy of 12, Joyce’s thoughts on the subject were crystallised when he first read the story in Charles Lamb’s book ‘The Story of Ulysses’ (1808), and that version of the name stuck. Having been brought up in a heavily Catholic school, Latin was all around him, in the Mass and liturgy and so on, and so he took to the Latinate forms (unlike late Victorian English Protestant private schools of the time, where there would have been as much emphasis on ancient Greek and so the Greek names are preferred by English writers).

Plot structure version 2

So here’s the chapter structure again, but this time indicating the episode from the Odyssey which each one is based on and explaining the parallels with the Homeric episode, such as they are:

Part 1: The Telemachia (the wanderings of Telemachus / Stephen)

Chapter 1: Telemachus

8am. Introducing Stephen Dedalus, bunking in the Martello Tower being rented by Buck Mulligan. Breakfast. Stephen should be mourning his recently dead mother and so borrows an all-black suit from Mulligan. In other words, he is dressed in mourning for the whole of the novel.

Chapter 2: Nestor (wise king of Pylos, advisor to the heroes)

Stephen’s encounter with school headmaster Garrett Deasy, who asks him to take a letter to the newspaper about foot-and-mouth disease. (Which gives rise to Stephen’s mortified expectation that Mulligan will mock him as ‘the bullockbefriending bard’, which becomes one of many recurring phrases, not to mention later cattle-related jokes such as someone being a bull in a china shop etc.)

[Myth parallel: Remember I mentioned that Bloom, Stephen and Molly are not direct avatars of their heroic predecessors but more like satirical, ironic modern versions. Well, as you can see here, the pompous Unionist headmaster Deasy is far indeed from being an avatar of wise old king Nestor of Greek mythology. Quite obviously he is a comic parody and yet there are commonalities: Nestor trained young horses, Deasy’s career is training teenage boys.]

Chapter 3: Proteus (the shape-shifting sea god from Greek myth)

Stephen wanders down to the seashore at Sandymount Strand and his mind wanders, free-associating ideas and memories from school and university, shreds of knowledge, quotes in various languages, perceptions and the rhythmic sound of the waves all melding in his mind to make this one of the most daunting of all the chapters to read, certainly in the first half.

[Myth parallel: You can see how the concept of the shape-shifting god maps nicely onto the endless shape-shifting of the protagonist’s mind.]

Part 2: the Odyssey (the wanderings of Ulysses / Leopold Bloom)

Chapter 4: Calypso

Cut back to 8am and Leopold Bloom, waking up, having breakfast, reading his mail, taking a letter from Blazes Boylan to his wife Molly in bed.

[Myth parallel: Calypso was a nymph from Greek mythology, famous for holding the hero Odysseus captive on her island, Ogygia, for seven years. Note that here, at the start of Bloom’s novel, Molly is Calypso. In the final chapter the same Molly stands in for the completely different figure of Penelope. Which shows you how Joyce’s parallels are exact in some respects but can be very loose if needs be.]

Chapter 5: Lotus Eaters

Bloom has an hour to kill before he has to attend Paddy Dignam’s funeral at 11am so he does a handful of chores in a lazy sensual mood: he goes to the Post Office, posts a letter, wanders into a Catholic church (incense and gold), buys a bar of lemon soap at a chemist and fantasises about paying a visit to Dublin’s Turkish baths.

[Myth parallel: The Lotus Eaters were a mythical people from Homer’s Odyssey, living on an island where they ate the narcotic lotus flower which caused blissful forgetfulness, a desire to stay, and loss of ambition. This is one of the more oblique of the Homeric parallels.]

Chapter 6: Hades or hell

Along with three friends, including Stephen’s father Simon Dedalus, Bloom attends the funeral of Paddy Dignam, taking the long journey by funeral carriage across Dublin to the burial in Glasnevin cemetery. This triggers in Bloom thoughts of his own son, Rudy, who died young, and of his father who committed suicide with poison.

[Myth parallel: This is one of the more obvious and direct allusions, matching Odysseus’s trip to the Greek underworld and a modern funeral.]

Chapter 7: Aeolus, the god of wind

This chapter is notable for the way the text is broken up by no fewer than 63 captions in the style of newspaper headlines, ironically summarising the content of each section.

At the office of the Dublin newspaper, the Freeman’s Journal, Bloom walks past the huge printing machines to the editor’s office where he attempts to place an ad for a client. Stephen arrives at the same office bringing (as promised) Deasy’s letter about foot-and-mouth disease. Bloom notices Stephen and that his boots are dirty but they do not actually meet. Instead the chapter mostly consists of long wordy conversations between half a dozen editors, hacks and scroungers, about each other, Dublin gossip, and racing tips.

[Myth parallel: In Greek mythology Aeolus was the keeper of the winds, ruling from the island of Aeolia where he held the violent winds captive in a bag. Control of the winds of information and opinion is an ironic or satirical way of thinking about a newspaper, and gassy windiness also describes the banter of the 7 or 8 characters gathered in the office.]

Chapter 8: Lestrygonians (a race of giant, cannibalistic ogres in Greek mythology)

Bloom wanders the streets feeling hungry, bumps into an old flame, Josie Breen, notices the (real life) author A.E. walking past him with a lady acolyte. He enters Burton’s restaurant but is overwhelmed by the smell and sight of so many people eating, so leaves and pops into Davy Byrne’s pub for a light lunch of a cheese sandwich and a glass of Burgundy wine. When he leaves, 4 or 5 other characters discuss his character.

Out on the street, he helps a blind man (who we later learn is a piano tuner) to cross the road and ponders at length all the implications of being blind – then walks on to the National Library. Thinking about food has led him to consider the human body as a machine, food in-poo out, which leads to the eccentric speculation whether traditional Greek statues were depicted with anuses. As he enters the National Library he has a quick squint up at the big statues flanking the entrance, to check.

[Myth parallel: obsession with food links the classical reference and the modern chapter.]

Chapter 9: Scylla and Charybdis

Cut to Stephen in the head librarian’s office at the National Library delivering another one of his literary theories, this time about the true meaning of Shakespeare’s ‘Hamlet’, appropriately enough because he is dressed in mourning (though for a dead mother not a dead father, as is the case with the Danish prince). Stephen and Bloom’s paths nearly cross as the latter pops in to look up an ad in an old newspaper but, again, they don’t actually meet.

[Myth parallel: In the Odyssey Odysseus’ ship has to sail the narrow channel between the twin monsters Scylla and Charybdis. I’ve read a clever interpretation pointing out that the two monsters can be mapped on to the two types of aesthetic theory dramatised in this chapter: Stephen’s theory of Shakespeare insists that the Bard’s great plays arose from the tribulations of his own sometimes squalid personal life but he’s presenting it to the older generation of Dublin critics who believe art should be about beautiful timeless spiritual ideals – so it’s these two opposing theories which represent the two legendary monsters, and which Joyce the author had to navigate between. Clever. There might also be a canny little micro-parallel because, as Bloom enters the Library, he walks between Stephen and his friend Mulligan exiting, who also represent two ends of a spectrum, Mulligan all glib flashy smartness, Stephen, deep but gloomy introspection.]

Chapter 10: Wandering Rocks

Nineteen short vignettes describe the movements of the central figures and about 30 secondary characters through the streets of Dublin. The episode begins by following kind-hearted Father Conmee, a Jesuit priest, walking north and stopping for a kind word for various parishioners, and ends with an account of the cavalcade of the Lord Lieutenant of Ireland, William Ward, Earl of Dudley, processing through the streets on his way to inaugurate the Mirus bazaar in aid of funds for Mercer’s hospital, and with the response of the 19 or so characters described in the preceding vignettes to his carriage as it passes.

[Myth parallel: Wandering rocks and wandering Dubliners.]

Chapter 11: Sirens

Bloom has dinner at the Ormond Hotel whose bar is dominated by the ministrations of two barmaids, dark-haired Miss Kennedy and brunette Miss Douce, while other characters gossip and then play the piano and sing some airs in the hotel’s dining room. Bloom gets a pen and paper to write a furtive reply to his lover Martha’s letter to him.

[Myth parallel: In Greek mythology the sirens were enchanting beings, half-woman, half-bird, who lured sailors to shipwreck and death with their irresistible songs; so the sirens are represented by the two barmaids, who don’t themselves sing but the scene is full of characters playing and singing, not least Stephen’s father, Simon.]

Chapter 12: Cyclops

Up till now the chapters have been cast in what you could call basic stream of consciousness, albeit often difficult to follow. The remaining six chapters of the novel are all longer and each one has its own individual format. Chapter 12 breaks the convention of the novel up to now by being narrated by an unnamed Dubliner who has a completely different ‘voice’ or style from either Stephen or Bloom.

This narrator works as a debt collector and goes to Barney Kiernan’s pub where he meets a character referred to only as ‘The Citizen’ who is a vehement Irish nationalist. When Bloom arrives at the pub, he is subjected to an antisemitic rant by the Citizen and various other characters come to his defence.

[Myth parallel: The Cyclops in Homer’s Odyssey was Polyphemus, a giant, one-eyed son of the sea god Poseidon who captured Odysseus and his men in his cave. This monster eats several of the sailors before Odysseus manages to get him drunk then blind him with a sharpened stake, and escaping. So the Citizen is the Cyclops and the one-eyed reference is a satirical take on the bigoted monomania of Irish nationalism.]

Chapter 13: Nausicaa

Bloom wanders out to Sandymount Strand where he watches a young woman, Gerty MacDowell, who flashes her legs to excite him. The first half is written as a parody of a romance magazine, the second half more realistically from Bloom’s point of view.

[In Homer’s Odyssey, Nausicaa was daughter of King Alcinous and Queen Arete of Phaeacia, famous for discovering and helping the shipwrecked Odysseus, giving him clothes, food, and guidance to her father’s palace. So the reincarnation of the elegant princess as a flirty young woman is obviously full of ironies and a vivid example of the general idea of how ‘fallen’ or degraded the modern world is.]

Chapter 14: Oxen of the Sun

Bloom visits the maternity hospital where Mina Purefoy is giving birth, and finally meets Stephen, who has been drinking with his medical student friends. At the end the drinking party breaks up, Mulligan catching the train back to his tower while Stephen drunkenly blunders off to the red light district accompanied by his pal, medical student Vincent Lynch. Worried about him, a much more sober Bloom follows.

[In the Odyssey Odysseus and his men come to the island of the sun god Helios, and are warned not to touch his holy cattle. When Odysseus goes off to pray for guidance his hungry men slaughter, roast and eat some of the cattle. Odysseus returns and tells them to flee but their ships are pursued by the sun god’s anger and most of his men are wrecked and drowned. The parallel is loose here, as this chapter is famous for mimicking the growth of the foetus in its mother’s womb by parodying the evolution of English from the original Anglo-Saxon onwards.]

Chapter 15: Circe

Bloom follows Stephen and his pal Lynch into a brothel where they both experience a series of grotesque Rabelaisian hallucinations. After smashing the chandelier with his walking stick, Stephen is kicked out onto the street where he gets into a fight with a British soldier and is knocked down, leaving Bloom to pick him up and sort him out.

[In the Odyssey, Circe was a powerful sorceress who used her magic to turn Odysseus’s men into swine and keep them imprisoned for years. Obviously there are no years here, just one night, and there is no crew, just Stephen, Lynch and Bloom. But the monstrous brothelkeeper Bella Cohen is a fittingly grotesque parody of the beautiful magical Circe of Homer.]

Part 3: Nostos (the Return)

Chapter 16: Eumaeus

[Myth parallel: in the Odyssey, Eumaeus is the loyal swineherd of Odysseus, a man of noble birth kidnapped as a child who had become a trusted friend of the master and is the first point of contact for the disguised hero upon his return to Ithaca.]

In the novel, having saved Stephen from arrest after his altercation with the soldier, Bloom takes Stephen to the cabman’s shelter near Butt Bridge where they encounter a drunken sailor: so the drunken sailor is the parallel to Eumaeus.

Chapter 17: Ithaca

[Myth parallel: In the Odyssey, Ithaca is Odysseus’s kingdom to which he returns.]

In the novel Ithaca it is Bloom’s house, to which he brings Stephen for a cup of cocoa.

Chapter 18: Penelope

[Myth parallel: In the Odyssey, Penelope is Odysseus’s loyal wife who waits for 20 long years for her husband to return, spurning the advances of numerous eligible suitors to replace the husband they all claim is dead.]

In the novel, Penelope is reincarnated as Molly Bloom, and the novel ends by abandoning the men and the male perspective altogether and ending with the huge seamless stream-of-consciousness flow of Molly’s falling-asleep thoughts.

Technical innovations

So far I’ve talked about the ‘structure’ of the novel but I have barely mentioned the technical or style innovations which make it such a demanding read on the page, made it so notorious in its time, and for a generation afterwards made it feel as if Joyce had not just revolutionised the novel with his elaborate system of symbols and references, but had revolutionised English prose as well.

Two or three of these quirks or innovations had already appeared in ‘A Portrait’ but in ‘Ulysses’ they are cranked up to the max, along with new novelties.

1. Formal, studied prose

Not an innovation as such, just the foundation on which everything else sits: but Joyce’s prose, even at its least experimental, is surprisingly formal and stiff and mannered. He consistently writes sentences not as you’d expect them to flow but with a deliberate stiffness. He consistently puts words into a counter-intuitive order. After a while I realised he always puts the adverb where you don’t expect it, counter to its usual position in everyday English. As in: ‘He waited by the counter, inhaling slowly the keen reek of drugs…’ where putting ‘slowly’ after ‘inhaling’ makes you linger on it longer, process it more, gives it more weight. Or:

The carriage turned again its stiff wheels and their trunks swayed gently. Martin Cunningham twirled more quickly the peak of his beard.

You’d expect ‘again’ to come after ‘stiff wheels’; you’d expect ‘more quickly’ to come after ‘beard’ and so on. He does this even in his plainest sentences and it gives them a studied, calculated movement. You argue he does so in order to describe things, especially people’s actions, with a finicky super-precision. Here’s the start of chapter 6:

Martin Cunningham, first, poked his silkhatted head into the creaking carriage and, entering deftly, seated himself. Mr Power stepped in after him, curving his height with care.

Also, he enjoyed avoiding the common word and using the slightly more official or officious word or phrase. After helping him with his sums, Stephen watches Sargent hurriedly change and run out onto the sports field.

He stood in the porch and watched the laggard hurry towards the scrappy field where sharp voices were in strife. They were sorted in teams and Mr Deasy came away stepping over wisps of grass with gaitered feet. When he had reached the schoolhouse voices again contending called to him.

‘Where sharp voices were in strife‘ is not the easiest most colloquial way to describe a bunch of boys shouting on a football pitch. It is studied and formal. Ditto the third sentence which contains the odd phrase ‘voices again contending’. You or I might write ‘the sound of the boys arguing again’ but Joyce prefers this much more stiff and formal arrangement: ‘voices again contending’. And note ‘again’ in the unusual position, you or I would say ‘voices arguing again’, but putting it before the verb, this time, has the effect of making every word feel more studied and carefully presented, as at an exhibition of sentences.

So we must bear in mind that even when he’s trying to write relatively ‘straight’, before he got up to any formal tricks, Joyce’s prose style was already oddly stiff, spavined and constricted: highly self-conscious and ornately arranged. This lends even the most supposedly straightforward passages a certain stiff, presentational feel, before we get to any of his party tricks.

2. No speech marks

Joyce had a foible about/well thought-out intellectual objections (delete where applicable) to speech marks / quotation marks / inverted commas. In all the texts Joyce had final say over he replaced the conventional introduction of speech by double apostrophes with an em dash, with no indication where a piece of dialogue ended. Just this one change is surprisingly confusing. It has the cumulative effect of meaning you’re never quite sure where a piece of speech ends and the narrative, or a character’s thoughts, begin.

—Three, Mr Deasy said, turning his little savingsbox about in his hand. These are handy things to have. See. This is for sovereigns. This is for shillings. Sixpences, halfcrowns. And here crowns. See.

3. No hyphens

Just as he disliked speech marks, so Joyce early on decided to dispense with hyphens and just to run two hyphenated words together. ‘A Portrait’ is full of examples like illfated, selfrestraint, rosesoft and hundreds more. And so it is here, as indicated by the novel’s famous opening sentences:

Stately, plump Buck Mulligan came from the stairhead, bearing a bowl of lather on which a mirror and a razor lay crossed. A yellow dressinggown, ungirdled, was sustained gently behind him on the mild morning air.

Innocent though this foible first appears, like dispensing with speech marks it is the first stirrings of the disintegration of language the book is going to deploy on a massive scale. For just as dispensing with speech marks makes it increasingly hard to know where direct speech ends and free indirect speech (i.e. the character’s own thoughts) begins; so dispensing with hyphens where they ought to go marks the start of start of not knowing where one word ends and another begins; in practice, it marks the start of Joyce’s running words together in original and increasingly inventive ways.

It starts with dropping hyphens in a phrase like:

He passed an arm through the armstrap and looked seriously from the open carriagewindow at the lowered blinds of the avenue.'(chapter 6).

But then it moves on to sticking together words which should never be joined to create new words:

… an old woman peeping. Nose whiteflattened against the pane

You can see in this example how he realises he’s stumbled across a new piece of grammar, the portmanteau noun, and as the novel progresses, the technique of jamming 2, 3 or more words together becomes more outrageous. So as Stephen walks by the sea in chapter 3, he fancifully imagines everyone in the world linked back to their mothers via a ghostly umbilical cord:

The cords of all link back, strandentwining cable of all flesh…

And then drops the first of his made-up, portmanteau words, imagining the early Christian heretic Arius:

Warring his life long upon the contransmagnificandjewbangtantiality.

After all, if you can glue two words directly together, why not three or four or five words? This is a taste of things to come…

3. Learnèd allusions

We could be here all week describing this one but the basic idea is simple. Joyce was hyper well-read and developed the habit in ‘A Portrait’ of dropping allusions to his learning into the narrative bits of text. Quite regularly the supposed narrative in fact contains no narrative at all, just a tissue of allusions, as if giving you direct access to the flux of (super-literate) thoughts in the main protagonist, Stephen’s, head. So you have potentially three elements: 1) old-fashioned third-person narration; 2) speech without speech marks; 3) the protagonist’s thoughts reflected in indirect speech.

Example 1

The opening of chapter 2 demonstrates all three elements: both the abolition of speech marks, a brief appearance from a conventional narrator, then an abrupt jump into Stephen’s hyper-educated mind.

(1: no-speech-marks speech)
—You, Cochrane, what city sent for him?
—Tarentum, sir.
—Very good. Well?
—There was a battle, sir.
—Very good. Where?
(2: third-person narrative)
The boy’s blank face asked the blank window.
(3: straight into Stephen’s thoughts)
Fabled by the daughters of memory. And yet it was in some way if not as memory fabled it. A phrase, then, of impatience, thud of Blake’s wings of excess. I hear the ruin of all space, shattered glass and toppling masonry, and time one livid final flame. What’s left us then?

There has been no narrative lead-in or introduction, no text explaining that we are in a school classroom and Stephen is taking a lesson. Only from the dialogue can we deduce this is what is happening and that it is a lesson about ancient history. ‘The boy’s blank face asked the blank window’ is a neat way of describing the poor schoolboy’s blank ignorance of Stephen’s question, but look what happens next.

We are thrown straight into Stephen’s ‘stream of consciousness’. I admit I had to stop and puzzle this out and have only got parts of it. The two sentences using ‘fabled’ I think reflect Stephen thinking that the battle referred to has gone down in history and yet, he reflects, was probably not as ‘memory’ tells fables about it.

What battle? He will go on to quote the Roman General Pyrrhus who won a battle in 279 BC where the Romans losses were so bad he is supposed to have said: ‘Another victory like that and we are done for.’ This is where we get our phrase ‘A Pyrrhic victory’ from. Stephen is (I think) reflecting that this phrase expressed not so much the general’s despair as his ‘impatience’.

I know the poet William Blake wrote in praise of excess: in his ‘Proverbs of Hell’ he wrote that ‘The road of excess leads to the palace of wisdom.’ Maybe Stephen is conflating the disastrous outcome of the Roman battle, its excessiveness, with the ‘wisdom’ contained in the general’s phrase which led to it becoming a proverb.

As to the next bit, ‘I hear the ruin of all space, shattered glass and toppling masonry, and time one livid final flame’ I don’t think this is particularly tied to Pyrrhus or this history lesson, although I know it is a phrase which will be repeated throughout the novel at various moments. So it is more like an early appearance of an idée fixe of Stephen’s and, if we consider ‘Ulysses’ as a work of art, it is like a motif which is being introduced early on so that it can be repeated with variations later on.

There’s probably more going on here than I’ve indicated and I might have got some of this wrong, but you see how it works: just elements – bits of dialogue which are not at all clearly demarcated, minimal amount of narrative explanation, then chunks of Stephen’s internal monologue which is ferociously learned and allusive – are already combining to make it a tricky read.

Don’t panic

As a bookish person, who’s read a lot of the same books as Joyce, I get some of his references and/or I’ve taken the trouble to look (some of) them up – but there is one key principle to bear in mind here, which is: Don’t be afraid.

Tens of thousands of academics have spent their entire lives elucidating ‘Ulysses’ and nobody has got all the allusions buried in it. It doesn’t matter. If you like puzzles, you can stop at each paragraph and look up the allusions. Or you can read the novel with a page-by-page guide (online or hard copy) open beside it to explain them. (If you have the patience, that’s probably the way to get the most out of reading ‘Ulysses’.)

As Canadian academic Hugh Kenner puts it, the book’s innumerable correspondences and patterns ‘adds fun to our endless exploration of this book’ – if, that is, endless exploration of a vast tissue of learnèd references and internal echoes is your idea of fun.

But if you’re not that kind of person, don’t worry. Read at the book, forge on through it, and let its unusual methods creep up on you. At various points you’ll recognise the same quotes or allusions cropping up and begin to get a feel for them, how they recur and give structure to the text, like motifs returning in a long piece of music. As in the ‘Cantos’ of Ezra Pound you don’t even have to understand what they mean (quotes from foreign languages, for example) for their repetition to start to have a haunting and evocative effect.

Also: it is as well to be clear that Stephen is not a god, he is not the prophet of some challenging religion: he’s just a character in a book, and his character is that of a cleverclogs, a callow young man too clever by half. He’s read all the books in the world but has little or no life experience, and it shows. Therefore, to some extent his thoughts are probably intended to be offputtingly clever-clever.

Example 2

Here’s another example of the method. Stephen stays after class to help a poor schoolboy, Sargent, with his sums. But as he does so, his overworking, over-educated intellect reflects that the symbols used in algebra are Arab in origin, in fact the word ‘algebra’ is itself Arabic, and this prompts him to think of the two great medieval philosophers – Ibn Rushd (1126 to 1198) Latinized as Averroes, and Moses ben Maimon (died 1204), commonly known as Maimonides. This is at least part of what is going on in this passage:

Across the page the symbols moved in grave morrice, in the mummery of their letters, wearing quaint caps of squares and cubes. Give hands, traverse, bow to partner: so: imps of fancy of the Moors. Gone too from the world, Averroes and Moses Maimonides, dark men in mien and movement, flashing in their mocking mirrors the obscure soul of the world, a darkness shining in brightness which brightness could not comprehend.

The dance of symbols across the page is described as a ‘morrice’ which is an antique adjective for Moorish or Arab, but has echoes of Morris dancing, a connotation reinforced by the word mummery, which is an olde English word for acting. Both of them clearly refer to the algebraic symbols Stephen is trying to teach the boy Sargent about and which he fancifully envisions dancing hand in hand with each other, bowing to their partners and so on.

The second half of the paragraph is, as far as I can see, a poetic evocation of the effect of the medieval scholars’ writings, which was itself so complicated and full of learned allusions that Stephen envisions it as mirrors. Maybe the two wise men’s learning is referred to as a darkness because 1) they were both dark-skinned non-European men and 2) maybe Western Europe is the brightness and lightness in which their complex, dark-skinned wisdom made little impression. I’m not sure. Something like that…

Anyway, this kind of thing happens thousands and thousands of times throughout the book. It makes up most of the long the novel’s texture, so it helps if you yourself are bookish and like spotting allusions. But, as I keep emphasising, it’s not absolutely necessary to get every allusion to enjoy the book, in fact it’s probably impossible. It’s perfectly valid to read the whole thing without ‘getting’ any of the allusions because there is plenty of other stuff going on – the structure of the plot itself (as outlined above) but also tens of thousands of places where the prose is so unexpected and inventive that you can enjoy it on the surface, for it mysteriousness and multitudinous rhythms, as much as for this riddling Sudoku element.

The internet / AI changes everything

As I wrote the preceding paragraphs it began to dawn on me that nowadays, of course, the whole experience of reading, especially reading difficult or demanding books, has been transformed by the internet and not just the old internet but the shiny new world of artificial intelligence.

Nowadays if you’re puzzled by anything in ‘Ulysses’, from the overall structure to the tiniest word, you can ask an LLM like Chat GPT and chances are it will explain everything. For example, I was not understanding the scattered references to Bloom’s father in chapter 6 (Hades) and so I simply asked Chat GPT: ‘In James Joyce’s Ulysses, did Leopold Bloom’s father commit suicide?’ and Chat came right back with ‘Yes’ along with details such as the method (poison) and location (the Queen’s Hotel).

So there’s now the facility to look up everything – from the granular level of individual words, foreign quotes, odd phrases, through to the macro level of my Bloom query – on an AI (Chat, CoPilot, Gemini) and have answers delivered on a plate.

Whether this is an appropriate way to read the book, whether it short circuits the time and effort Joyce intended his readers to invest in it, whether it undermines the experience of slowly constructing your own version from the fragments you notice or understand, and replaces it with a fully explained, Sam Altman-friendly version, is open to debate. But there’s no denying AI’s help in immediately solving thousands of niggling details or impenetrable obscurities, for example: who is Hynes? What does ‘De mortuis nil nisi prius’ mean? Can I find a recording of ‘Those lovely seaside girls? (Yes – https://www.youtube.com/watch?v=O4IpDMyox2Y).

After a while I began to rely on it more heavily because the broken-up prose and elliptical style of so many of the conversations often mean it’s very hard to figure out what’s going on, and even what people are saying to each other.

But academic books will remain useful…

Where books, even quite old guides to ‘Ulysses’, score over the internet, is that they will offer useful and interesting opinions and insights. Chat will 1) only answer the question you asked; it might answer it fully and give you more detail than you expected, but at the end of the day the answer is limited by how you phrase your initial question or ‘prompt’. And 2) it will only give you other people’s opinions, neatly summarised and tied up in a bow.

By contrast a book-length guide will tend to introduce you to ideas and interpretations you’d never thought of before. They let you share, and follow the logic behind, distinct and maybe idiosyncratic interpretations, by expert scholars. LLMs tend to repeat and confirm the biases or expectations you bring with you whereas (good) books open the mind to all kinds of new possibilities.

So AI has already revolutionised the process of reading difficult works of literature like ‘Ulysses’ (and many more). But good books of criticism or analysis or just good quality guides, will for the foreseeable future still have the advantage of opening your mind to new ideas. Which, back in the olden days, was often considered an element point of studying literature…


Credit

‘Ulysses’ by James Joyce was published by Shakespeare and Company in 1922.

Related links

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Ithell Colquhoun @ Tate Britain

The Tate Colquhoun archive

A few years ago the National Trust handed over to Tate a large trove of work by the mystical Surrealist female artist Ithell Colquhoun (1906 to 1988) which significantly added to Tate’s existing archive. As far as I can tell, this exhibition is by way of showcasing the new expanded archive and sets out to demonstrate the impressive length, breadth and variety of Colquhoun’s career. As the Tate blurb puts it:

This landmark exhibition of over 140 artworks and archival materials traces Colquhoun’s evolution, from her early student work and engagement with the surrealist movement, to her fascination with the intertwining realms of art, sexual identity, ecology and occultism.

1. Variety of style

Thus the exhibition displays seven or eight completely different visual styles or approaches which Colquhoun developed over her long life, many of which are very attractive. In doing so the curators have to convey quite a lot of information – they have to explain to us the sheer range of Colquhoun’s purely artistic techniques or approaches to art-making, including the ones she copied or adapted from the European Surrealists during her Surrealist phase (1930s and 40s).

2. Esoteric knowledge

But the really striking and distinctive feature of the exhibition is the extraordinary range and depth of Colquhoun’s interests in esoteric wisdom. Almost every painting or drawing requires a hefty label explaining how it relates to ancient theories of magic and mysticism which she moulded and adapted to create a strikingly wide and diverse range of styles and pictures.

3. Eroticism

Then there’s the sex. Plenty of esoteric traditions attribute magical, mystical powers to our sexuality, assigning particular attributes to the male or female ‘principles’, discussing the union of male and female in sexual congress or in mystical figures where male and female actually become one, and so on.

Throughout her career Colquhoun was very interested in the many overlaps between esoteric traditions and sensual and sexual imagery. None of the paintings or sketches is pornographic, most of them are not even what you’d call particularly sensual, but a good number of them, maybe half, deal with sex as described in various mystical traditions.

This includes some of her best and most striking works, such as the lovely ‘Drawing of a red and yellow couple conjoined’, a small ink and watercolour work on delicate tracing paper, which I kept coming back to. Of its kind, perfect.

Drawing of a red and yellow couple conjoined by Ithell Colquhoun © Tate

Thoughts

I’ll give you my opinion now, before itemising some of the traditions and techniques in more detail. My opinion is that Colquhoun is a minor but very attractive figure. By minor I mean that she didn’t establish a school or have followers. If she innovated numerous techniques and approaches these have disappeared into art school practice i.e. are not particularly attributed to her.

Also she didn’t really produce any knock-down masterpieces, pictures which take your breath away. Maybe that’s another definition of a ‘major’ figure. There are only a handful of large, standout, finished pictures. The most striking one is ‘Scylla’, which is why it’s on the poster and all the promotional material.

Scylla (méditerranée) by Ithell Colquhoun (1938) Tate © Spire Healthcare © Noise Abatement Society © Samaritans

But instead of big knockout numbers, there are lots of smaller, not quite finished, not quite perfect, but still very attractive images, which become more appealing the more you read up about her mystical views and beliefs.

There are images to admire in every room and over time it took to wander round, immersing myself in her personality and interests and approaches, well, I came to like her and her work more and more. In particular to admire her restless drive to experiment. The sheer range of styles and approaches is as impressive as any of the actual works.

Artistic styles

  1. Narrative paintings / murals
  2. Art school William Blake
  3. Botanical paintings
  4. Cutout book
  5. de Chirico Surrealism
  6. Dali Surrealism and the double image
  7. Automatic painting
  8. Enamel drip (Taro)

1. Narrative paintings / murals

At the Slade she painted a number of large narrative paintings, especially of biblical subjects with fantastic architectural settings. There’s a death of the Virgin Mary in which the figures kneeling by her bedside are all in modern dress. Judith Showing the Head of Holofernes (1929). Judgement of Paris (1930), Aaron meeting Moses (1932). She remained a member of the Society of Mural Painters into the 1940s.

2. William Blake figures

These early works depict highly stylised human figures, positioned so as to fill the picture plane to overflowing, with a strong outline of the schematic and stylised figures, the exaggerated drawing in of the forehead, and the highly stylised eyes. All this reminded me of William Blake’s highly stylised, moulded and sculpted human figures, drawn with strong defining outlines, only amped up with 1920s modernism, with Art Deco features.

Song of Songs by Ithell Colquhoun (1933) © Tate

3. Botanical paintings

Completely different from these historical subjects, Colquhoun developed a different line, painting flowers and plants in a figurative style, inflected by 1920s modernism to produce what in the German art of the time was referred to as ‘magic realism’. At the same time, you can see how the stylisation of the flowers points towards her interest in surrealism, at the same times as the flowers are becoming symbols.

Water-Flower by Ithell Colquhoun (1938) Arts University Plymouth © Spire Healthcare © Noise Abatement Society © Samaritans

4. Cut-out book, Bonsoir, 1939

One entire wall is devoted to 40 or so small black and white photos and photomontages she created as the storyboard for an unmade surrealist film titled ‘Bonsoir’, which was never made.

The curators point out that the storyline appears to be a lesbian love story, moving from a woman in a cab with a man in a top hat, on towards scenes where two women are lying together in bed, scantily clad and kissing. On the wall opposite are sketches of a woman she apparently had a lesbian affair with, Andromaque Kazou, and the curators quote from ‘Lesbian Shore’, a lesbian text she wrote but which was never published. What I take from this is that Colquhoun was bisexual, or gender fluid, highly and sensual and completely unembarrassed about expressing it in her paintings.

Surrealism

Colquhoun had come across Surrealism in 1931 when she briefly lived in Paris. The 1936 London International Exhibition of Surrealism bowled her over and for some years she submitted entirely to the Surrealist influence, contributing to English Surrealist magazines, exhibiting with fellow British Surrealists. On the evidence here the influence can be divided into several distinct styles.

5. de Chirico surrealism

Next to the ‘Bonsoir’ cut-outs is a very finished and complete painting of a church, with no people in it and a few coloured ribbons or flows of some liquid leaking over the steps. This has the architectural precision but unpeopled ominousness of a de Chirico painting.

6. Dali surrealism

More common is the influence of Salvador Dalí. Colquhoun was very taken with Dalí’s concept of the ‘double image’, of the immaculately painted image of one thing which, on closer examination, can also be another. This is why the Scylla painting is so central to this period of her work. On the face of it, it is a depiction of two large rocks emerging from the sea, with the prow of a yacht coming round behind one of them. Look closer, and you realise it is also a portrait of the artist’s thighs rising out of the water of a bath, with the kelp or seaweed at the bottom representing her pubic hair. As the exhibition progresses there is to be quite a lot of pubic hair…

7. Automatic painting

The Surrealists rejected the world of reason and logic and business and politics which had led to the catastrophic First World War. Inspired by Freud’s theories of the human unconscious – i.e. that the unconscious mind is the large and determining part of our personalities – the Surrealists developed a range of techniques designed to access the unconscious or, alternatively, to startle the conscious mind out of its settled habits. Hence their new aesthetic ideas such as ‘convulsive beauty’ and so on.

Back in the early 1920s the founders of Surrealism, notably André Breton, had developed ‘automatic writing’ i.e. writing down the first random thoughts that came into your head then elaborating them. Later in the 1920s, as the movement became more art-based and visual, various members developed the notion of automatic painting. Colquhoun took this up with a passion. She developed different ways of making the picture creating process random.

She published an influential essay, ‘The Mantic Stain’, in 1949. This explored the spiritual possibilities of automatism and she compared the automatism to divination, the perception of future events or forces beyond our earthly senses.

The exhibition presents a group of paintings made using the decalcomania technique. This involved pressing together two surfaces covered with paint to create a mirror image produced without the intentional use of the artist’s hand i.e. a kind of automatism – to produce a messy gloopy shape (this is what she meant by ‘stain’ in the phrase ‘Mantic Stain’). Which she then worked up into a more elaborate and finished work.

So here’s an initial decalcomianac paint pressing, or what she called the ‘peel’.

Counterpart for Gorgon by Ithell Colquhoun (around 1946) © Tate

And here’s the finished, highly worked-over painting:

Gorgon by Ithell Colquhoun ( 1946) Private Collection © Spire Healthcare © Noise Abatement Society © Samaritans

Note the use of very Dalí-like eggs. But they are placed in a fantastical landscape which is not really like Dalí at all, more like the fantastical highly coloured worlds of Max Ernst or Yves Tanguy. But the gorgeous vibrant colour palette is very distinctive. Lots of her works are very attractively bright and colourful.

She also worked with:

  • écrémage – dipping paper into water with oily ink on the surface
  • fumage – the smoke from a candle or lamp on a surface like paper or canvas
  • parsemage – submerging paper in water sprinkled with powdered charcoal or chalk

Then, in each case, overpainting the random, automatic, ‘spiritual’ images which result.

8. Enamel drip (Taro)

A lot later, and on display in the final room, Colquhoun developed a technique for dripping vibrant paints onto enamel surfaces. She used this in her full set of Tarot cards, created in the 1970s. These are included in their entirety and cover a wall. I know and care nothing about the names and mystical significances of the cards, but I was struck by the abstract beauty of the patterns, almost always a multi-layered blot at the centre of the card but amazing how many variations on the same idea were possible.

The Lord of the Hosts of the Mighty from Taro: Major Arcana by Ithell Colquhoun (1977) Tate Archive TGA 201913. Photo © Tate Photography (Kathleen Arundell)

Esoteric knowledge

While still a student Colquhoun began to be interested in esoteric literature and occult sects and it became a lifelong interest which heavily influenced her art but it was in the early 1940s, sort of emerging from her initial enthusiasm for Surrealism, that she began to base paintings and drawings on esoteric knowledge. From this point onwards barely a wall label goes by without mentioning the influence of one or other of the classics of esoteric thought. These include:

  • alchemy
  • ancient Egyptian religion
  • the Divine Androgyne
  • animism
  • astrology
  • Buddhist Tantra
  • Christian mysticism
  • fertility cults
  • the Hermetic Order of the Golden Dawn
  • Hindu Tantra
  • Jewish kabbala
  • magic
  • mysticism
  • the occult
  • the Philosopher’s Stone
  • shakti, the feminine force in Hindu mysticism which combines spiritual and earthly worlds
  • spiritualism
  • tantra
  • the Quest Society
  • theorhythm
  • theosophy
  • yoga

She had a particularly feminist or female take on all these belief systems, incorporating them into her own bisexual or gender-fluid values, producing numerous images reflecting on the interaction on male and female principles, exploring the idea of a divine feminine power. Take the idea, central to alchemy, that the male and female forms can be merged to create an androgynous whole.

The curators tell us Colquhoun produced work in sets or series which explored various aspects of these esoteric theories, often using particular techniques for particular ideas. As I’ve mentioned, I really liked some of the smaller, more intimate images created from watercolour and ink on delicate tracing paper. Take this attractively schematic watercolour from 1940, ‘The Thirteen Streams of Magnificent Oil’.

The Thirteen Streams of Magnificent Oil by by Ithell Colquhoun (1940) © Tate

The curators explain that in Jewish mysticism the Supreme Being has a beard divided into 13 strands from which flow streams of divine oil which illuminate the earthly world. Colquhoun explored how this substance might enter the human body via different openings, twelve into men’s twelve openings, but women have thirteen openings, can therefore receive all 13 flows, and are therefore superior beings.

But that’s not all. In the writing on the paper Colquhoun refers to the key text of Theosophy, Madame Blavatsky’s ‘The Secret Doctrine’ which makes a connection between the streams of oil and the Tree of Life. The numbers next to each stream indicates the Tree’s ten sephiroth or energy points.

That’s just one wall label. There are a hundred or so like this, quite densely packed with arcane and esoteric learning underpinning the great majority of Colquhoun’s works and series.

Colquhoun the author

Talking of texts, Colquhoun wrote and published a number of essays and books. She described and explained her approach to automatic painting in two important texts, ‘The Mantic Stain’ (1949) and Children of the Mantic Sun’ (1951).

Later, once she’d moved to Cornwall, she wrote a number of works about the mystical landscape including ‘The Living Stones: Cornwall’ (1957).

Cornwall

Colquhoun moved to Cornwall in the late 1940s, where her interest in automatism and the esoteric became combined. She was an acknowledged authority on the occult, and her writing ranged from contributions to such periodicals as Prediction, to Surrealist texts gathered together and published as ‘The Goose of Hermogenes’ (1961).

Colquhoun’s understanding of the world as a connected spiritual cosmos brought her to Cornwall from the early 1940s, where she was inspired by the region’s ancient landscape, Celtic mythologies, and neolithic monuments.

She bought a studio in Lamorna on the Penwith peninsula in 1949 before settling in the nearby village of Paul. She published extensively: essays, surrealist novels and atmospheric travelogues including ‘The Living Stones: Cornwall’ in 1957.

Colquhoun’s fascination with the psychic histories of Celtic lands is evident in visionary works of sacred sites and standing stones in Cornwall and Brittany. This part of the show features the exhibition’s largest works, enormous oil paintings such as such as ‘Landscape with Antiquities’ (1950), the enormous ‘La Cathédrale Engloutie‘ (1940) or ‘Dance of the Nine Opals’ (1942).

You can see how they combine a semi-figurative approach to landscape which is subsumed by a more schematic, diagrammatic imagination which is itself strongly influenced by the still very strong Surrealist influence.

Dance of the Nine Opals by Ithell Colquhoun (1942) The Sherwin Family Collection permanently housed at The Hepworth Wakefield (Wakefield, UK) © Spire Healthcare © Noise Abatement Society © Samaritans

Second conclusion

I liked many of the images here, from whichever period, in whichever style, using whichever technique, and exploring whichever of the many mystical teachings she immersed herself in. Lots of them are just very visually appealing.

Here’s one of the gorgeously rich and Symbolism-heavy paintings created using the decalcomania technique. The curators point out that it combines 1) an automatic origin, with 2) a Surrealist finish, in which 3) lingers the figurative idea of a magical cave, which is also – and very characteristically – 4) a sort of stylised depiction of female genitalia.

Alcove by Ithell Colquhoun (1946) Private Collection © Spire Healthcare © Noise Abatement Society © Samaritans

Compare and contrast that with one of the double images, not really in the full Dalí mode but nonetheless a recognisably human figure made entirely out of, well, what? Clouds? Bits of fabric? And what are those hands made out of? All wrapped up in esoteric symbolism of the crescent moon, at the bottom of the image.

Attributes of the Moon by Ithell Colquhoun ( 1947) Tate, presented by the National Trust 2016 © Tate. Photo © Tate (Matt Greenwood)

And in a different style again, here is another overtly erotic work from the extensive ‘Diagrams of Love’ sequence, 20 or so examples of which cover one wall, along with the short elliptical poems she wrote to accompany the series. I think you can see the rude elements without my commentary but what I enjoyed was the spangles scattered over the torso, and the delicate blue of the figure’s wings, tinged with pink and yellow.

Diagrams of Love: The Bird or the Egg? by Ithell Colquhoun (circa 1940) Tate Archive, TGA 929/4/17/3. Photo © Tate Photography (Lucy Green)

It’s full of images like this. The more I looked, the more I liked.


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Discover Constable and The Hay Wain @ the National Gallery

Six footers

In 1818 at the age of 42, the well-established English landscape painter John Constable made a conscious decision to start painting bigger works and so began the first of what became known as his ‘six footers’.

The first one, ‘The White Horse’, exhibited in 1820, was so successful that Constable was elected an Associate of the Royal Academy on the strength of it, so he knew he was on to a good thing. The ‘Hay Wain’ was the third in the series. Constable painted it under pressure to make the deadline for submissions to the Royal Academy’s 1821 exhibition and, maybe surprisingly, it was painted entirely at his home in London. But he was able to do this because of the countless sketches and previous paintings he’d made of the same location and setting.

The Hay Wain by John Constable (1821) © The National Gallery, London

Constable knew this place so well because his father, Golding Constable, owned it. Golding was a wealthy mill owner and corn merchant so John had grown up surrounded by the appurtenances of the trade and knowing exactly what went into growing, harvesting and processing wheat. The house on the left of the picture belonged to Willy Lott, a tenant farmer, but behind the painter, behind us as we look at the painting, stood Flatford Mill which belonged to Constable’s father. Both stood on the east bank of the River Stour which, at this point, forms the border between Essex and Suffolk.

Map showing location of the buildings in Constables paintings of Flatford Mill and Willy Lott’s cottage

The Hay Wain, like much of Constable’s best work, came to symbolise a certain type of innocent rural scene, eventually becoming iconic of an innocent way of life which industrialising Victorian Britain knew it was losing.

The bicentenary connection

The National Gallery was founded in 2024 so this is its bicentenary year. It’s using the occasion to re-explore favourite items in the collection. It was around Van Gogh’s much-loved painting of sunflowers that the gallery created the brilliant Van Gogh: Poets and Lovers show which you must go and see.

In a similar way, they’ve used the opportunity to take John Constable’s super-famous painting The Hay Wain (1821), and make it the centrepiece of an exhibition in its own right. The bicentenary connection comes in because 1824 was the year when The Hay Wain was displayed at the Paris Salon to great acclaim and was awarded a gold medal, which Constable received from the French King, Charles X, in person.

The medal is here, on display, and is just part of this fascinating and FREE exhibition at the National Gallery, which brings together 50 or so paintings, sketches, drawings, models, contemporary and modern cartoons, photomontages as well as the artist’s own palette (!) to place this super well-known and well-loved image in its full artistic, political, cultural, geographical, agricultural and biographical context. It’s full of beautiful, relaxing rural paintings and fascinating facts.

Political context

To begin with, the socio-political context of the 1810s is dealt with in a fairly small section. At the end of the Napoleonic Wars, after the victory at Waterloo on 18 June 1815, the British Army was rapidly demobilised, with no provision or thought for hundreds of thousands of demobbed men dumped back in their rural communities.

In the same year the Tory administration passed the first of many Corn Laws. These blocked the import of cheap corn from abroad, thus creating a monopoly for British wheat-growers i.e. the landowning aristocracy. But while it guaranteed these landowners a good price for their product it raised the price of bread and related foodstuffs very sharply for ordinary people, leading to hunger and hardship.

Since the landowning class was in the majority in the House of Commons and dominated the House of Lords, it was a very naked form of class war: a few thousand aristocratic landowners arranged the law and economy to their immense benefit and to the starvation of millions of rural workers and the increasing urban proletariat. The corn laws weren’t abolished until 1846 and only after a generation of protests, agitation, riots and criticism.

This cruel and oppressive law doesn’t have much traction in the exhibition. It is dramatised in four or so contemporary political cartoons, by the likes of James Gillray and Joseph Rowlandson. The fiercest is this one by Charles Williams and titled ‘Political Balance’ (1816).

Political balance, An unexpected inspection, or A Good Old Master Taking a Peep Into the State of Things Himself by Charles Williams (1816) © British Museum

The only contemporary artists who spoke out against exploitation, poverty and despoliation of the countryside was the great William Blake but none of his political work is included here, just a couple of tiny illustrations from the Songs of Innocence and Experience.

Interesting though all this is to those of us with a taste for history, none of this rural poverty or agitation is visible in any of the actual paintings by Constable or Gainsborough, Turner or Mulready, Stubbs or Combes which are included here. The subject is raised by the curators only to be quietly forgotten.

The Hay Wain’s radicalness

Landscape painting

At the time in Britain, landscape painting was still considered an ‘inferior’ genre compared to history painting. Among other goals, Constable was determined to raise its prestige and this was part of his motivation for creating the six footers.

‘En plein air’

The Hay Wain was painted in the artist’s London studio over five months in preparation for the Royal Academy annual exhibition which Constable had entered numerous times before. He painted it from several preliminary sketches, probably created ‘en plein air’, a revolutionary approach for the period which Constable eagerly adopted in his quest to represent ‘truth to nature’. It was considered revolutionary in other ways.

Brown

The exhibition includes works by slightly earlier painters including George Stubbs and especially Thomas Gainsborough to show what the traditional approach looks like. In this Gainsborough painting the dominant hue is brown and the play of light is suggested by lighter and darker shades of the relevant colour.

Smooth

Above all the brushwork is invisible and the surface of the painting is flat and smooth.

Cornard Wood, near Sudbury, Suffolk by Thomas Gainsborough (1748)

The Stubbs painting, like the Gainsborough, is dominated by brown, and is as smooth as a horse’s bottom, all slick and shiny surface. Go up close, peer right into the painting, and its surface is as smooth as a piece of porcelain.

Reapers by George Stubbs (1785) © Tate

By contrast 1) Constable boldly used a much brighter shade of green but 2) much more noticeable is his looser, expressive handling of the paint with noticeable brushstrokes which you can see even from a distance. When you go up close you can see countless details which completely lack the consummate finish of a Gainsborough or Stubbs, loads of places where the paint gestures at what it is depicting.

He used a range of marks, surfaces and textures to reflect the variety that he saw in nature and to add to the mood of the painting. He used a palette knife and brushes to create expressive surfaces which are surprisingly varied – scuffed and scored and smeared, lumpy or rasped across the canvas, with small ripples and waves, surfs of impasto. The closer you get, the more varied and dramatic you realise the paintwork is.

Detail of the Hay Wain by John Constable showing the washerwoman by Willy Lott’s cottage (photo by the author)

Smooth when he wants to be

What makes this really striking is that, when he wanted to be, Constable could easily be as smooth as his predecessors. The exhibition includes two paintings of the view from the first floor of his family home which, the curators tell us, he made shortly after the death of his beloved mother, Ann.

Golding Constables Kitchen Garden by John Constable (July 1815) © Ipswich Borough Council Collections: Colchester + Ipswich Museum Service

It’s a quietly beautiful picture in its own right. It has deep biographical resonance not only because of the poignant dating of it, but also because it shows, in the foreground, the garden which was his mother’s pride and joy. But, for our current purposes, the chief thing about it is that the finish is immaculately smooth. If you go right up and peer closely, and from the side, you can see how smooth and finished the paintwork is, completely unlike the ridged and rasped and sprawling brushstrokes of The Hay Wain. He could do it when he wanted to. Not doing it was a very conscious statement of artistic intent.

Constable snow

I was mighty pleased with myself for noticing and then becoming obsessed with Constable’s use of white paint to create a kind of silvery chrome effect all over the Hay Wain. The more you look, the more you see it, not just highlighting the water but iridescent along the tops of the wain itself, dusting spars of wood and brickwork, suggesting the flickering light across the landscape and its reflection off multiple surfaces.

Detail of the Hay Wain showing the silver highlighting

However, I was deflated to read in the curators’ labels that this liberal use of flecks of white paint to represent the sparkling or reflection of sunlight, was noticed and criticised at the time, some smart aleck nicknaming it ‘Constable’s snow’.

Alongside the visible brushwork, the rasps of paint on canvas, and the ridges of paint, this silvery snow was used in the general criticism that Constable’s paintings were unfinished. Constable, of course, considered the plein air approach, the loose brushstrokes and the use of silver slicks of sunlight central to his aim of creating a realistic effect of being there and seeing the landscape, of conveying the shimmering, ever-changing light and shade effects of a real English day, with its everchanging drama of clouds and light.

Clouds

Constable was particularly interested in the study of clouds. The exhibition includes numerous paintings, sketches and drawings he made of cloudscapes. A man named Alexander Cozens wrote a book titled ‘A New Method of Assisting the Invention in Drawing Original Compositions of Landscape’ which included different types of cloud shape and the exhibition includes some of the 20 drawings he made from the book as well as oil sketches.

Cloud Study: Horizon of Trees, 27 September 1821 by John Constable © Royal Academy of Arts, London; photographer: John Hammond

What Salisbury tells us

The show includes the splendid ‘Salisbury Cathedral from the Bishop’s Ground’ (1823) and it is a deep pleasure to sit on the bench in front of it and just drink it in. What sumptuous, sensual beauty of composition, colour and light.

Salisbury Cathedral from the Bishops Ground by John Constable (1823) © V&A Images / Victoria and Albert Museum, London

Slowly several points emerge, namely around the use of light and shade and clouds. The dark cloud rising from behind the cathedral gives the composition a sense of drama (it’s interesting to learn that the Bishop of Salisbury actively didn’t like this dark cloud).

It also indicates the kind of day it is, one of those days when the sun comes in and out between clouds, and this explains the radiance of the cathedral facade: it’s one of those moments when the sun comes out from between clouds and makes whatever it shines on appear radiant. Once you notice this, you realise it also applies to the meadow in front of the cathedral, up to and including the cow, whereas the field and trees further towards the viewer are still in shadow.

With this in mind, if we go back to the Hay Wain, I suggest part of its popularity is down to its use of cloud and light as design features. On the face of it, it’s a painting of a cart in a pond but if you focus just on the play of light, and light on clouds, several things become obvious.

The Hay Wain by John Constable (1821) © The National Gallery, London

The spiral

In the West we read from top left to right. I suggest that one of the reasons the painting feels so satisfactory and pleasing is the way its design plays to this deep way of ‘reading’ visual elements. So if you start at the top left the cloud is very dark which leads your eye to the right, towards the nice light cloud, and your eye continues on round and down into the meadow which stretches off into the distance and is dappled with sunlight, before swinging down into the water and round to the cart in the pond.

So my suggestion is that we don’t just perceive it as a complex composition and pick out details at random but enjoy this sense of sweep and progression.

Comparing the sketch

A bit more evidence for this us supplied by the full-sized sketch of the Hay Wain which the exhibition also includes. Comparing the sketch and the finished painting suggest quite a few points from which I’d emphasise two.

Full-scale study for The Hay Wain by John Constable (about 1821) © V&A Images / Victoria and Albert Museum, London

1. Brown and green

Remember the idea that older landscape artists used a tastefully subdued palette of brown when painting outdoors? Well, the sketch clearly shows that this is how Constable began, using a far more sombre, brown and rather lifeless palette. Comparing the sketch and the finished painting shows how powerful adding in the vibrant shades of green transforms the finished product. They bring it to life; they make it zing with life, foliage, fertility.

The Hay Wain by John Constable (1821) © The National Gallery, London

2. Decluttering the composition

But back to the issue of composition, look at the one big, obvious difference between the sketch and the finished work. The figure of a horse and rider between the dog and the cart has been deleted. Why? Because including it crystallises the dog and cart from being light and almost random elements into becoming a strong central ensemble which dominates the picture. With it in your eye tends to go straight to it and you get distracted into peering closer to make out the precise nature of the figure on a horse (in fact, you have to peer quite closely to realise it’s a horse at all). And all this supersedes or obliterates the sweeping curve, the spiral I’ve described above.

Full-scale study for The Hay Wain by John Constable (about 1821) with added triangle © V&A Images / Victoria and Albert Museum, London

Keep it in and the eye goes straight to these central figures and tries to identify them / make them out, making you tend to overlook the wider composition. Remove it and your eye is freed to step back, to take in the larger compositional sweep, from dark cloud to light, round and down to the meadow, and only slowly and leisurely coming round to the cart. The picture becomes lighter and airier. It breathes.

History of an icon

It’s interesting to learn that John Ruskin, the godfather of mid-Victorian art criticism, really disliked Constable and helped depress his reputation for a generation. It was only later in the nineteenth century that Constable’s reputation bounced back and has remained high ever since.

The curators claim a major aim of the exhibition was to chronicle the rise of Constable from the kind of criticism he received in his lifetime and the active dislike of cultural arbiters in the mid-nineteenth century his current unassailable position as one of Britain’s classic painters. This is a fine ambition so it’s regrettable that the exhibition doesn’t really achieve it.

There are a few wall labels explaining that this or that painting was given to the National Gallery by supporters or, in one case, by his daughter, in this or that year, as if that tells us very much and that’s about it.

There’s a glaring absence of any explanation of what changed in aesthetic theory, in the practice of art, in social attitudes to the landscape, in artistic taste through the middle and later Victorian era to explain Constable’s rise and canonisation. I’d really like to have read this but didn’t see it anywhere.

So in the opening section there’s a 1920s black-and-white photo of Willy Lott’s cottage and we are told that it was extensively restored in the 1920s after a revival of interest in Constable’s paintings – but not why there was a revival of interest in Constable’s paintings. What was sufficiently different in the 1920s from the 1880s or 1860s to spark the investment? What changed and why?

Spoofs and parodies

To end on a lighter note, right at the start of the show, while they’re telling us how The Hay Wain has become an iconic image of the English countryside, the curators include half a dozen examples of how it’s been parodied and pastiched, used in cartoons and adverts for railways (‘Explore Constable country!’).

A striking one is this use of The Hay Wain in a 1929 cartoon bewailing the despoliation of the English countryside by cars and advertising hoardings. People tend to think this is a modern problem but here’s proof that it goes back at least a hundred years!

‘Had Constable lived today’ cartoon in the Daily Express, 2 March 1929, created by the Campaign for the Protection of Rural England © CPRE

There’s the satirical anti-war photomontage by radical anti-war artist Peter Kennard.

More up to date is this photomontage by Cold War Steve, where he’s cut and pasted leading political figures from 2019 into the scene. I like the truck full of dead washing machines but the killer detail is the image of Wayne Rooney riding a jet ski just to its left, so the joke is that this version of the picture should be titled ‘Hey, Wayne!’

The Hay Wain by Cold War Steve (2019) © Cold War Steve


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Revelations by Judy Chicago @ Serpentine North

Judy Chicago is an American art celebrity, a feminist superstar, a ‘trailblazing artist, author, educator, cultural historian’, a godmother of modern American feminist art.

Born Judith Cohen in 1939, Chicago struggled against the patriarchal condescension of the art world in the mid-1960s and eventually made a number of drastic decisions. The most striking was, in 1970, changing her name to adopt the city of her birth, thus erasing the gender-controlling aspects of going by either her father or husband’s names. She assembled collectives of women artists and founded the first feminist art program in the United States at California State University, Fresno.

The Dinner Party

Her most famous work is ‘The Dinner Party’ which she began in 1974 and can be said to summarise many of her concerns and practices.

‘The Dinner Party’ is not a painting or sculpture but an installation made of multiple elements: most obviously it consists of a large triangular table on which are 39 elaborate place settings for 39 mythical and historical famous women such as Sojourner Truth, Eleanor of Aquitaine, Empress Theodora of Byzantium, Virginia Woolf and so on.

So it is 1) an unconventional object, not painting, sculpture or quite installation, 2) setting out to address one of Chicago’s central concerns, which is the erasure and omission of eminent women from history, secular history, religious history, art history, all of it created and written by men.

It’s also a characteristic piece in that it was 3) a collaboration which required a lot of assistance from collaborating artists and assistants. Over the 8 years of its creation some 400 women worked on it, mostly volunteers.

Participants gather in The Dinner Party studio, Santa Monica, CA, 1978. Courtesy the Judy Chicago Visual Archive, Betty Boyd Dettre Library and Research Center, the National Museum of Women in the Arts.

‘The Dinner Party’ is also characteristic in that 4) it confronts women’s sexuality head-on by having all of the 39 plates being vulvar in shape i.e. based on the shape and pattern of a woman’s genitals, a pattern she came to call ‘butterfly-vagina’ imagery. Broadly speaking, this is consists of a vertical oval representing the vaginal opening, with the folds of skin surrounding it (the labia minoria, labia majora and so on [according to the anatomy diagram I’m consulting]) represented in different ways, from folds of fabric to entirely schematic geometric patterns. Each of the 39 plates is a variation on the butterfly-vagina motif but vulvar imagery re-occurs frequently throughout Chicago’s oeuvre.

Hildegarde of Bingen plate line drawing from ‘The Dinner Party’ (1977) by Judy Chicago © Judy Chicago/Artists Rights Society (ARS), New York. Photo © Donald Woodman/ARS, NY Exhibition prints courtesy of the artist

‘The Dinner Party’ is also typical of Chicago’s work 5) in emphasising crafts, such as crockery and the needlework and fabrics which ornament the table, in foregrounding crafts which have traditionally, in the male-dominated art world, been relegated to a position inferior to painting and sculpture.

It is also characteristic in yet another way, in that 6) it went on tour, rather like a rock band, being shown in 16 venues in six countries on three continents to a viewing audience of 15 million. The very fact that the publicity around it emphasises these stats indicates the showbiz, world tour aspect of Chicago’s practice and reputation.

In this exhibition at Serpentine North ‘The Dinner Party’ has an alcove to itself, which, alas, doesn’t show the table itself (which has come to rest as a permanent installation at the Centre for Feminist Art at the Brooklyn Museum, New York) but displays various resources about it. So there are print versions of the designs on each plate, along with early colour studies of the banners used in the finished work and sketchbooks that reveal the working process and components that led up to it. There are three video screens showing interviews with members of the studio, documentary footage and a film that takes visitors on a tour of the work led by Chicago herself.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing the alcove containing sketches and videos relating to ‘the Dinner Party’ © Judy Chicago/Artists Rights Society (ARS), New York. Photo: Jo Underhill. Courtesy Judy Chicago and Serpentine

Maybe the last way in which ‘the Dinner Party’ is characteristic of Chicago’s work is that 7) it was made a long time ago, begun in 1974, half a century ago. Arguably, it speaks to a particular time and place and stage in the development of feminism as an ideology or collection of positions which have been eclipsed and superseded. Far from being occluded from history, nowadays you can’t go into a bookshop, turn on TV or radio, without encountering books, plays, films, documentaries and no end of other information about women in history, science, the arts and every other sphere of human activity. Which doesn’t detract from its power as a concept and a work and as a piece of feminist art history.

It’s interesting to read The Dinner Party Wikipedia article for the contemporary critical response among women critics and artists and then among Black women, to get a feel for how endlessly contentious these subjects are, and how the fiercest opposition often comes, not from the famous Patriarchy, but from members of your own movement.

Atmospheres

Talking of art from a long time ago, the second of Serpentine North’s ‘alcoves’ (or brick-lined passages) is devoted to an even older piece, or concept for multiple pieces, the use of coloured smoke.

Between 1968 and 1974, Chicago explored the male-dominated field of pyrotechnics and carried out a series of immersive, site-specific performances collectively known as ‘Atmospheres’. In these works Chicago moved right outside conventional artistic boundaries to use smoke as a medium to create expansive drawings in space. According to the curators:

Chicago saw ‘Atmospheres’ as a “gesture of liberation” that marked the release of colour previously contained within the “rigid structures” of her drawings and paintings and freed her from societal expectations.

She used smoke machines, fireworks, road flares and dry ice to ‘transform and soften the landscape’ and, crucially, to introduce ‘a feminine impulse into the environment.’ This would later become a central concern.

By their nature ephemeral, Chicago documented the smoke pieces through video and photography which is why a dozen or so photos and several videos projected onto hanging screens record the performances.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing the alcove/passage devoted to ‘Atmospheres’ © Judy Chicago/Artists Rights Society (ARS), New York. Photo: Jo Underhill. Courtesy Judy Chicago and Serpentine

Apparently, 40-plus years later, Chicago was invited to recreate or develop the idea of pyrotechnic art so that alongside the 70s footage there are films of much more recent events where, in what look like big festival-style events, she set off smoke displays and what look like pretty standard firework displays, at night, in American and European cities, to the whoops and cheers of delighted crowds.

Comparing these movies from 2019 and 2020 with the original small-scale, delicate and evocative films from the 1960s shows you how far American or Western culture has fallen, how so much that was novel or strange has been sucked into show business at VIP prices, with little or no space for strange, eccentric, individual gestures and thoughts.

The footage of naked young women painted red and green dancing in the desert holding smoke canisters in their hands are powerful not only because of their youth and beauty, but because their mysterious gestures, designed to invoke women-only rites and rituals, along with the very grainy quality of the old 16mm footage, hark back to a lost age of innocence and optimism.

Then (sweet, amateurish and interesting)

‘Smoke Bodies’ from ‘Women and Smoke’ by Judy Chicago (1972) Fireworks performance performed in the California Desert © Judy Chicago/Artists Rights Society (ARS), New York Photo courtesy of Through the Flower Archives Courtesy of the artist; Salon 94, New York; and Jessica Silverman Gallery, San Francisco

Now (slick, professional and boring)

‘Purple Poem for Miami’ by Judy Chicago (2019) Fireworks performance commissioned by the Institute of Contemporary Art Miami in conjunction with the exhibition Judy ‘Chicago: A Reckoning, 2018 to 2019’© Judy Chicago/Artists Rights Society (ARS), New York Photo © Donald Woodman/ARS, New York Courtesy of the artist; Salon 94, New York; and Jessica Silverman Gallery, San Francisco

‘Turning rebellion into money’ as the Clash predicted, 50 years ago.

Revelations

But despite The Dinner Party’s central place in Chicago’s oeuvre and biography, this exhibition is not about it. The exhibition is titled ‘Revelations’ because this is the title of a book Chicago started working on in the early 70s and added to throughout the period of the creation of ‘The Dinner Party’, but which only now, 50 years later, is finally being published.

The idea is that this book expressed fundamental feminist and religious beliefs which have underpinned Chicago’s practice ever since (at one stage it was titled ‘Revelations of the Goddess’). We are told that only recently has she found the time to revise and complete the book as a kind of illustrated manuscript, a little in the style of William Blake’s self-illustrated books. To quote the blurb:

‘Revelations’ draws on Chicago’s extensive research into goddess worship and women’s history, offering readers a radical retelling of mythological creation and sharing Chicago’s lifelong vision of a just and equitable world.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing a display case containing pages from the illuminated edition of ‘Revelations’ © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

Not only did she complete it, but got it published. This exhibition is timed and designed to coincide with the official publication of ‘Revelations’ by quality art publisher Thames & Hudson. Which explains why the show a) displays selected pages from the final book b) is laid out according to the central concepts of feminist theology which Chicago develops in the book and c) of course, copies are stacked high for visitors to buy in the exhibition shop (or on Amazon).

Apparently, if you download the app using the QR code supplied on the wall labels, you can listen to Chicago reading excerpts from the book which vary as you walk around the gallery.

Feminist theology

‘Feminist theology’ I hear you ask? Yes, for although Chicago rejects the patriarchy and man-centric male control of the art world, of politics and the world in general, she nonetheless appears to believe in God.

As far as I could tell, this god is female. God is a woman. In this respect her thinking amounts to a mirror image of male theology: there is a God, but she is a woman and therefore created Woman first and Man simply to be her clumsy helpmate. Crucially – and a point she comes back to again and again – the most fundamental act of creation is female because it is giving birth. Only women give birth, in a shattering and dangerous and exhilarating process which has been both ignored, suppressed, rarely mentioned and never portrayed in patriarchal art. Addressing this glaring omission explains why the exhibition includes series of works addressing God the (Female) Creator and why the entire exhibition opens with a big, a really, really big wide frieze depicting the creation myth according to Judy, complete with text explaining the all-female creation of the universe in cod Biblical phraseology.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing ‘In the Beginning’, her feminist creation myth (1982) © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

This focus on the true, female nature of creation also explains why, later in the show, there’s a series of works depicting childbirth – not in realistically messy detail, not in blood-spattered photographs – but stylised into the mythological cartoon style Chicago developed and perfected in the later 1970s and 80s. This series is titled ‘The Birth Project’ and includes a number of finished works alongside preparatory drawings and sketches. Pretty much all of them show the act of birth from the business end, facing directly between a woman’s legs so as to see the parted thighs, the opening vulva and anus, with the breasts like two hills in the distance and, often, no head in sight.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing ‘The Crowning’ (1983) © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

The correlation between the female body and landscape is no accident – in this vision, women make the world and so are the landscape.

Evolution from abstract to cartoon style

The exhibition actually starts back before ‘The Dinner Party’ or ‘Atmospheres’ with a set of her earliest works, which are far more conventional drawings on paper consisting of lightly drawn geometric shapes shaded with pastel colours.

These are very soothing and calming. They reminded me a bit of the Hilma af Klimt abstracts shown at Tate Modern last year, or of the visionary drawings of Emma Kunz shown here at the Serpentine 5 years ago but much lighter and less cluttered than either. Simpler, airier. Maybe more like Agnes Martin.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing early drawings from the late 1960s) © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

Placed next to them are drawings from just a few years later which demonstrate a far more assertive use of colour, with the structure of the shapes more obviously defined, using bolder colours and with the grading of the colours from intense to pale, creating a more dynamic effect.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing early drawings from the early and mid-1970s © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

The curators make the point that the entire exhibition has a strong emphasis on Chicago’s drawings and sketches, maybe half the pieces here are drawings, and this is also the pretext for some quotes by Chicago on the centrality of drawing to her practice, before she gets near to the later, larger, more finished works.

Anyway I’m sharing these early pieces to highlight the next step in her development which is to treat human beings in much the same abstract shadow style, showing only the silhouette emphasised by dark shadowing, and using bold colours which shade away into pastel hues, which has the effect of making the images dynamic and, at the same time, simplified and cartoony.

‘Wrestling with the Shadow for Her Life’ from ‘Shadow Drawings’ (1982) by Judy Chicago © Judy Chicago/Artists Rights Society (ARS), New York; Photo © Donald Woodman/ARS, NY Courtesy of the artist

There are a dozen or so images like this and I liked them, probably because I like cartoons, I like strong defined outlines which is why, for example, I worship Degas. The flexible distorted postures of the human figures also appealed because they reminded me of both Matisse and Picasso who, in different ways, did something similar to the human body, turning it into bendy dancing outlines (for example Matisse’s The Dance, 1910). Probably there’s a strong feminist message to this image, as to all the others, but after a while I stopped reading the wall captions and just enjoyed the pictures.

There’s a subset of these which appear to address how horrible men are, a series titled ‘PowerPlay’ (1982 to 1987) which, as the curators put it, ‘interrogate notions of power, social conditioning, and the construct of masculinity’ – or, as a normal person might put it, are entertainingly comic cartoons.

So, for example, we have an imagine of a muscly man grasping a steering wheel which has morphed out of a version of planet earth which is going up in flames – presumably showing how toxic masculinity has instrumentalised the earth and is driving it down the road to ruin.

There’s a comic image of one of her shadow silhouette man with his willy hanging between his legs, letting rip a flow of yellow pee onto the earth. Yes folks, toxic men pissing all over nature (presumably because women don’t pee or, if they do, it’s in a discreet, non-toxic and environmentally friendly kind of way).

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing shadow drawings of toxic men from the early 1980s © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

Simplistic images conveying a simplistic message: man bad. Destroy environment. Woman good. Save planet.

The environmental turn

Which goes to show that, like many older artists, half-way through her career Chicago’s work began to incorporate environmental and green concerns. Probably it was there from the start, as the green movement was born around the same time as feminism and was part of the studenty-60s counterculture rebellion climate which Chicago came out of. But whatever the history of her engagement with the issue, this exhibition goes on from the cartoon men to show work in which she consciously focuses on green issues.

One wall holds 13 or so smallish prints, from 2013 and 2014, of endangered animals outlined in white on a jet black background, and each one is given a text, written in Chicago’s characteristic cursive script, pleading with us to save the planet.

‘Stranded’ by Judy Chicago in ‘Judy Chicago: Revelations’ at Serpentine North © Judy Chicago/Artists Rights Society (ARS), New York

These, we are told, are all part of the #CreateArtForEarth campaign which Chicago set up along with the artist Swoon and Jane Fonda (of all people) who, apparently already runs an environmental campaign called Fire Drill Fridays.

Judge for yourself but these images all seemed to me to be, well, er, a little amateurish. At about this point in the exhibition the thought occurred that a lot of Chicago’s mid-period and later art depends quite heavily on the worthiness of the cause as much as, or more than, its aesthetic quality.

A tell-tale indicator of this is the increasing presence – you might say dominance – of text in the images. By the 2010s many, if not most, of the works here contain texts which ‘educate’ – or hector and harangue – the viewer, depending on taste.

Anyway, you too can contribute to #CreateArtForEarth just by posting on social media using the hashtag. You can upload anything, paintings, photos, sculptures, writings, poems, symbols, every little helps, and you can see how this matches the collaborative and co-operational mindset which I pointed out 35 years earlier in the heady ‘Dinner Party’ days.

I don’t want to come over as unduly cynical but as I read all this it did strike me as a prime example of ‘slacktivism’, whose dictionary definition is: ‘the practice of supporting a political or social cause by means such as social media or online petitions, characterized as involving very little effort or commitment.’ Uptick ‘Save the planet’. Like ‘End consumption’. There. That’s my contribution.

Anyway, the shadow cartoon style I highlighted earlier is combined with the environmentalism in one of the most successful pieces here, ‘Rainbow Warrior’ from 1980, named after Greenpeace’s activist ship. Another of her stylised naked women, apparently giving birth to the creatures of the sea. (The ‘rainbow warrior’ is, apparently, an ocean goddess from Inuit mythology, so it’s not just a whimsical image but an ethnographically accurate one.)

‘Rainbow Warrior – for Greenpeace’ by Judy Chicago (1980) in ‘Judy Chicago: Revelations’ at Serpentine North. Collection of Paul and Rhonda Gerson © Judy Chicago/Artists Rights Society (ARS), New York. Photo © Donald Woodman/ARS, New York

Digression: 1930s posters

As I processed all these images of the human form simplified down to stylised silhouettes with the heavy use of shading and often multiple outlines as if echoing or mirroring the central one, plus the use of slogans or good causes – I knew I’d seen something similar before. It took me a while to realise they were reminding me of a certain type of poster from the 1930s, generally depicting armed struggle, the classical examples being from the Spanish Civil War, but sometimes Nazi Germany or Stalin’s USSR.

It tickled me that these images of muscle-bound, toxic male warriors are pretty much the last thing in the world Chicago would want to be associated with, but hopefully you can see the stylistic similarities. Not suggesting any kind of indebtedness, just the visual similarity.

Snapshot from Google Images showing cartoon figures relying on strong outlines, shadow, ‘echoes’ of silhouettes and simple colour palettes

What if women ruled the world?

The exhibition builds up to a finale in the very big, interactive and collaborative piece, ‘What if women ruled the world?’

The main product of this is a massive quilted banner covered in images and text, lots of text. It was a highly collaborative piece. Chicago formulated 10 or so ancillary questions to the main central one, such as [if women ruled the world] ‘Would men and women be equal?’, ‘Would buildings resemble wombs?’ and so on.

Rather mind-bogglingly the first person to answer all 11 questions ‘during a call to action at the ICA Miami in December 2022’ was Nadya Tolokonnikova, founding member of the all-women Russian punk band, Pussy Riot. Her prompt and enthusiastic response resulted in her being recruited by Chicago, an inveterate collaborator, in this new project.

In the end thousands of people replied, from all round the world, and these responses were ‘digitally threaded’ together to create the finished tapestry. Here’s my photo of it in the Serpentine which shows how it is made out of panels. At the centre sits an embroidered portrait-shaped rectangle containing the master question. If you look closely you can see how scattered around the rest of the quilt are long narrow ‘letterbox’ panels, which contain the 10 ancillary questions. And all the rest of the quilt is made up of smaller, letter-shaped panels containing answers contributed by respondents around the world, most of whom are represented by photos of themselves.

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing ‘What if women ruled the world?’ © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

You can see it in more detail, read more and watch the video, on the dedicated What if women ruled the world? website. (If you hover your cursor over the main image of the quilt it magnifies the individual panels so you can read the contributions and comments woven into it).

The exhibition here at the Serpentine includes, next to the main quilt, a set of decorated prints of each of the questions written out in Chicago’s attractive, cursive script.

A last-minute change

And with that you have completed your tour of the exhibition – laid out in Serpentine’s usual four long narrow galleries and 2 walk-through alcoves – and have arrived back at the massive frieze depicting her mythological depiction of the Female Goddess giving birth to the universe, which greeted us as we walked in the door.

But there is one last wrinkle. On the wall next to the quilt, Chicago has created a piece specially for this show. It uses what had, by the 1980s become her characteristic rainbow palette, using her trademark Prismacolor pens, across which is written a text in her (just as characteristic) cursive hand saying: ‘And God Created Life.’

Beneath this is a normal-sized print depicting God as a hermaphrodite, displaying the primary and secondary characteristics of both a woman and a man (i.e. a vulva and a penis).

Installation view of ‘Judy Chicago: Revelations’ at Serpentine North showing ‘And God Created Life?’ (2023) © Judy Chicago/Artists Rights Society (ARS), New York (photo by the author)

What??? Right next door is the huge frieze saying that God is a woman and created the universe using female techniques, body parts and substances (breast milk becoming rivers etc) and asserting that the fundamental act of creation, suppressed by millennia of patriarchy, is the unique ability of women to give birth. God. Woman. Universe.

But now, according to the curators:

Foregrounding a shift in the artist’s perspective from an inherently female position to an all-encompassing view, the exhibition culminates in ‘And God Created Life’ (2023). This is Chicago’s most recent work included in the exhibition and calls for an expanded and inclusive concept of God, one that is neither distinctly male or female.

Here, right on the very last wall, as it were on the last page of the book, in the last frame of the movie, with no further explanation, Chicago appears to revise and contradict pretty much everything the entire previous 50 years of her art was premised on. After spending 40 years telling us God is a woman now she’s telling us that…maybe our religious thinking should transcend the simplistic binary of male or female, for something less divisive and more inclusive…

It’s a weird curveball to throw right at the very end of the entire show and begs loads of questions which remain completely unanswered.

If you like vexatious questions about feminist mythology, God and the universe you can go away and worry about this puzzling turn of events at length. Or if, like me, you like pretty pictures and enjoy seeing how an artist’s style and ideas change and develop over time, then this a stimulating, often very beautiful, sometimes funny, sometimes a bit meh, but always interesting exhibition – with a mysterious sting in the tail!

‘And God Created Life’ by Judy Chicago (2023) © Judy Chicago/Artists Rights Society (ARS) New York. Photo: © Donald Woodman/ARS, New York. Courtesy of the artist

And like all the shows at the two Serpentine galleries – it’s FREE! Go and enjoy, be inspired and, maybe, a little puzzled.


Related links

Other London exhibitions which featured Chicago

More Serpentine reviews

Feminist reviews

Occidentalism: A Short History of Anti-Westernism by Ian Buruma and Avishai Margalit (2004)

The dehumanising picture of the West painted by its enemies is what we have called Occidentalism. It is our intention in this book to examine this cluster of prejudices and trace their historical roots.
(Occidentalism: A Short History of Anti-Westernism, page 6)

Some features of Occidentalism

Many groups have queued up to hate ‘the West’ over the past 200 years, for many reasons, claiming that:

  • the West is a purveyor of ‘poisonous materialism’
  • Westernism is a disease of the spirit
  • the Western mind splits human knowledge into soulless specialisms
  • Westernism promotes alienated individualism over communal belonging
  • Western science destroys religious belief and faith
  • Western media are decadent and pornographic
  • Western culture is shallow and materialist so destroys spiritual values
  • Western society is capitalist, greedy, exploitative
  • Westernism is a ‘machine civilisation’ (compared to hand-made rural arts and crafts)
  • resentment / hatred of Western imperialism
  • of Western colonialism
  • of Western (particularly American) global power and selfish foreign policy
  • Western civilisation is associated with huge, degraded, corrupt cities (compared with organic rural life)
  • the West represents ‘rootless cosmopolitanism’ and multiculturalism (compared with homogeneous native traditions)

These are the accusations and stereotypes which the authors set out to analyse and investigate, going much further afield than the contemporary Middle East, and much further back in time than the past few troubled decades, to do so.

The authors

Ian Buruma (born 1951, aged 72) is a Dutch writer and editor who lives and works in the US. Much of his writing has focused on the culture of Asia, particularly that of China and 20th-century Japan.

Avishai Margalit (born 1939, aged 83) is an Israeli professor emeritus in philosophy at the Hebrew University of Jerusalem. From 2006 to 2011 he was George F. Kennan Professor at the Institute for Advanced Study in Princeton.

Both were contributors to The New York Review of Books during the 1990s and in fact this book grew out of an article published in that magazine in 2002, less than 12 months after the 9/11 attacks on New York shook the world of international affairs.

The background: Edward Said’s Orientalism

Buruma and Margalit don’t mention Edward Said in the text but they explicitly state that their concept of ‘Occidentalism’ is conceived as a mirror image of the notion of Orientalism which Said was instrumental in defining and popularising.

The view of the West in Occidentalism is like the worst aspects of its counterpart, Orientalism, which strips its human targets of their humanity. Some Orientalist prejudices made non-Western people seem less than fully adult human beings; they ha the minds of children and could thus be treated as ‘lesser breeds’. Occidentalism is at least as reductive; its bigotry simply turns the Orientalist view upside down. [It reduces] an entire society or civilisation to a mass of soulless, decadent, money-grabbing, rootless, faithless, unfeeling parasites… (p.11)

Prior to Said’s book, Orientalism had been the value-neutral name given to a perfectly respectable academic discipline, the study of the languages, peoples and societies of ‘the East’ (loosely defined as lands from the Middle East to Japan) until Said published his landmark study, Orientalism in 1978.

Orientalism was a long, thorough, polemical attack on the entire discipline, claiming that from its earliest beginnings it 1) drew up a clear unbridgeable distinction between ‘The East’ and ‘The West’, 2) invented stereotypes of ‘the Oriental’, ‘the Arab’, ‘the Muslim’ and 3) attributed to them and their world a shopping list of negative qualities, the stereotypical ‘Oriental’ being lazy, irrational, dominated by a simple-minded religion, corrupt, sensual, and so on.

Orientalism was intended to be a comprehensive demolition of an entire academic field which Said proved by showing that the same mental structures underpinned, and the same demeaning stereotypes and clichés appeared in, almost all Orientalist writing, from the late eighteenth century right up to the present day.

This would all have been fairly academic, in the narrow sense – academics squabbling over the epistemological foundations of a particular academic field – but for the real bite of the book which is its highly political approach.

This has two elements. Firstly Said claims that the entire field of research into the languages, culture, religions, society and so on of ‘the Orient’ enabled and justified imperial control of the region. Knowledge is power, and the ever-more comprehensive and intrusive studies done of the countless peoples, religions and cultures of this vast area enabled Western imperial control over them. Orientalist academic studies served colonial power.

The Palestinian issue

This by itself would have been a fairly controversial conclusion, but there’s a second, really inflammatory element to Said’s critique. This is his attempt to show the discredited assumptions and degrading attitudes of Orientalism played, and continue to play, an important role in determining attitudes across western culture and politics to the Problem of Palestine.

This, as every educated person knows, is one of the most contentious issues in international affairs. In 1917 the British Home Secretary, Arthur Balfour, declared that Britain would support the Jews of Europe in their wish to create a homeland in the Biblical Lands of Palestine. Between the wars increasing numbers of Jewish immigrants fled Europe and settled in Palestine, buying land from its Arab owners. Tensions between incomers and natives erupted into regular bouts of violence which the British authorities, given a ‘mandate’ to run the area after the First World War, struggled to contain. After the Second World War, an exhausted, impoverished Britain tried to hold the ring between increasingly violent Jewish and Arab nationalist political parties and militias, until, in 1948, they effectively gave up and withdrew.

The well-organised and well-armed Jewish settlers promptly declared the existence of the independent state of Israel and the neighbouring Arab countries promptly attacked it, seeking to strangle it at birth. The Israeli army successfully defended its country and amid, much bloodshed, hundreds of thousands of Palestinians fled, or were expelled, into neighbouring countries, especially Jordan.

In 1967 a joint force of Arab countries led by Egypt was mobilising for another attack when Israel launched a lightning pre-emptive strike, crushing the Egyptian army and forcing the Arabs to sign an armistice after just six days. As a result Israel seized the Jordanian-annexed West Bank (including East Jerusalem), and Egypt’s Sinai Peninsula as well as the Egyptian-occupied Gaza Strip.

As many as 325,000 Palestinians and 100,000 Syrians fled or were expelled from the West Bank and the Golan Heights, respectively, creating a humanitarian crisis.

In 1973 the Arabs launched a surprise attack on October 6, the Jewish holy day of Yom Kippur. Once again Israel faced numerically overwhelming forces but fought them off in what was effectively the Third Arab-Israeli War. In the aftermath of the war the Israelis realised that they couldn’t rely on fighting off Arab armies indefinitely, and so they began to put out feelers for some kind of peace treaty, which was to lead to the 1978 Camp David Accords under which Israel return the entire Sinai Peninsula to Egypt.

Orientalist attitudes to the Palestinian problem

The point of this long digression is that Said was a Palestinian. Both his parents were of Palestinian heritage, he was born in Palestine and raised in Egypt, attending English-language schools in Jerusalem and then Alexandria. Said’s father had served with US Army during the Great War and so earned US citizenship so, when he was expelled from his Egyptian private school for being a troublemaker he was sent to a private boarding school in Massachusetts, USA. Thus began his career as an academic in America (in New York).

But as he progressed through the academic hierarchy, as well as his purely academic publications about comparative literature, Said became known for his ‘outspoken’ opinions about the Palestinian issue, namely speaking up for the plight of the hundreds of thousands of Palestinian refugees, calling for the government of Israel to moderate its policies in the occupied territories and so on.

This, as you might have expected in polarised politicised America, drew down on his head the wrath of numerous journalists, commentators, Jewish groups and so on, many of which didn’t refrain from employing exactly the kinds of denigratory stereotypes he had listed in Orientalism against Said himself and the Palestinians he spoke up for.

In the Introduction to Orientalism Said explains that the motivation to write the book was partly driven by his own personal experience of Orientalist tropes. In New York academia he found himself extremely isolated as almost the only Palestinian and Arab working in an academic and publishing environment dominated by white liberals or Jews sympathetic to Israel and its policies.

So his own personal experience of having anti-Arab, anti-Palestinian and anti-Muslim slurs directed at himself, his writings and his opinions was a big motivation behind the years of research and labour of love which Orientalism amounts to.

This explains why the huge book, with its mountains of evidence, all work one way, criticising ‘the West’, Western attitudes, Western academia, Western imperialism, Western racism and so on.

In the Introduction Said explicitly says that he is not interested in exploring ‘the Arab Mind’ or ‘the Islamic World’ and so on. That would have doubled or quadrupled the length of the book, plus which he wasn’t professionally qualified to take on such huge subjects. His interest is solely in a deep investigation of how Western attitudes against ‘the Orient’ were created and proliferated throughout Orientalist studies, fiction and so on.

9/11

A lot happened in the real world between Orientalism‘s publication in 1978 and the publication of Occidentalism in 2002, but in the world of academia, magazines and publishing Said’s critique of Western attitudes had become very widespread among bien-pensant liberals. In the academy and liberal journals Said’s view that ‘the West’ continually sees the Middle East, the Arab world and Islam through simplistic, racist ‘Orientalist’ stereotypes, had become very widely accepted.

The 9/11 attacks on the World Trade Centre in New York, the Pentagon and (possibly) the White House (the fourth plane that came down in Washington) galvanised and transformed the culture, shocking and terrifying people around the Western world. It led numerous commentators and analysts to claim that we had entered a new era of war between ‘the West’ and ‘Islam’ or ‘Islamic terrorism’ or ‘Islamofascism’ etc, an inflammatory rhetoric which translated into actual war when, within a month of the 9/11 attacks, in October 2001, US forces invaded Afghanistan to overthrow the Taliban regime there.

Occidentalism

This is where Buruma and Margalit come in. They readily concede that 9/11, like the First Gulf War before it, led to an explosion throughout the media of just the kind of Orientalist racist stereotypes which Said had dedicated his life to uncovering and critiquing. But they point out that there was a gap in the whole discussion. If ‘the West’ could be accused of deploying Orientalist stereotypes against ‘the East’, ‘the Arab world’ etc, what about the stereotypes of the West which could be found in the media and political and terrorist discourse of the East? Didn’t Arab and Palestinian and Muslim leaders regularly rail against ‘the West’, didn’t an endless stream of news footage show enraged mobs burning the American flag and shouting ‘Down with America’, and wasn’t this anti-western rhetoric routinely associated with a predictable shopping list of negative stereotypes? Short answer, yes.

So what are these anti-Western tropes and where did they come from?

The West and ‘the Modern’

Right at the start Buruma and Margalit made a fundamental conceptual decision which underpins everything that follows: this is to identify anti-Western discourse with anti-Modernism. They argue that when nationalist commentators and activists in the rest of the world attack ‘the West’, they almost always conflate ‘the West’ with every aspect of the modern world which they dislike, despise or fear, everything from industrialisation, secularism, capitalism, rationalism through to cultural products such as pop music and pornography.

What many of the anti-Western nationalist movements of the past 100 or 150 years, whether in India or China or Japan, in the Middle East or across Africa, have in common is that they want to turn the clock back. They dream of an era which preceded the arrival of the West with its monstrous attributes of godless science, nation states, brutal capitalism, cultural hegemony and so on, they dream of an era when their countries were untainted by western influence, untainted by godless capitalism, when everyone lived in small rural communities and shared the same simple faith and devoutness.

At the roots of much anti-Western feeling is a deeper resentment at all these aspects of the modern world and a passionate desire to turn the clock back to simpler, more spiritual times. This leads them to a counter-intuitive conclusion:

Anti-westernism is a western product

The first people to loathe and hate modernism i.e the rise of a secular, godless, liberal, pluralistic society based on industrial capitalism, with the uprooting or rural populations and their herding into monster cities which became sinks of immorality and degeneracy etc, were westerners themselves.

It is one of our contentions that Occidentalism, like capitalism, Marxism, and many other modern isms, was born in Europe before it was transferred to other parts of the world. (p.6, emphasis added)

The main opponents to the birth and spread of industrial capitalist society were inhabitants of that society itself. Marx is the obvious epitome of this trend, but there had been plenty of opponents to the rise of godless rationalism and capitalist industrialisation for generations before him, and loads of theoreticians who tried to cling onto older ideas of pre-industrial societies bound together by a common religion

To put it simply, Western society has, for well over 200 years, contained a large number of intellectuals who fear, hate and loath their own western society, and who have developed an extensive set of concepts and vocabulary to express that hatred in.

Communist anti-westernism

The Bolshevik revolution of 1917 appeared, at a stroke, to validate the enormous, world-reaching rhetoric of Marxist analysis, to prove the inevitable collapse of capitalism and of communist revolution, and the Soviet regime spent the next 70 years energetically spreading its anti-western ideas and rhetoric around the world.

Fascist anti-westernism

But the Bolsheviks triggered an equal and opposite reaction in the extreme nationalist movements which developed into totalitarian fascism in Italy, then Germany and the other European governments who fell prey to authoritarian or fascist regimes between the wars.

And the fascist, anti-modern rhetoric developed by these regimes and their numerous intellectual defenders and propagandists, continued long after the Second World War, helping to justify and underpin semi-fascist military regimes in, for example, Franco’s Spain, Salazar’s Portugal, the Greece of the generals, or right-wing regimes in South America such as Pinochet’s Chile (1973 to 1990) or the military government in Argentina (1976 to 1993).

So this is the most fundamental thing about the book – Buruma and Margalit’s decision to expand its frame of reference faaaar beyond a consideration of anti-western rhetoric in the Middle East, in the Arab world or as expressed by Islamic terrorists like Osama bin Laden, and to turn it into an investigation of anti-Western thought in its widest possible definition.

Scope

In their introduction, on page 11, Buruma and Margalit briefly consider taking a chronological approach to the subject, tracing the origins of anti-western feeling all the way back to the Counter-Reformation, through the Counter-Enlightenment, before exploring the roots of the various types of socialist, communist and fascist opposition to the modern world.

Mercifully, maybe, instead of the kind of exhaustive multi-volume study this would have turned into, they decide to take a thematic approach. They will look at certain key images or symbols of the decadent, greedy, rootless etc West, and sketch out their origins in (mostly) Western discourse. This helps explain why the book is a light and frolicsome 149 pages long, although some of the explication is so dense and compressed that it sometimes feels like longer…

Contents

Accordingly, the text is divided into six chapters. The headings are neat and logical but I found the text they contain often very digressive, in the sense that it hops between quite disparate topics, times and places and then, just as unpredictably, returns to what they were originally discussing. On the upside this means the text is often as interesting for the sidelights or incidental observations it throws out as for the central points.

1. War Against The West

Introduction, as summarised above.

2. The Occidental City

Contrary to received opinion, people who hold strong Occidentalist views tend to be educated, or at least educated enough to be familiar enough with the values of the West to hate them. Taking the view that ‘Western values’ are undermining this or that set of traditional native values requires you to have a pretty good theoretical understanding both of what your native values are, what Western values are, and how the latter is ‘poisoning’ the former.

Far from being a dogma favoured by downtrodden peasants, Occidentalism more often reflects the fears and prejudices of urban intellectuals, who feel displaced in the world of mass commerce. (p.30, emphasis added)

Re. the 9/11 attacks on hi-tech buildings, Osama bin Laden trained as a civil engineer. the ringleader of the hijackers, Mohamed Atta, studied architecture at Cairo University and went on to do a Masters in urban planning at the Hamburg University of Technology. He hated modern architecture. He thought the concrete high-rise buildings built in Cairo and across the region in the 1960s and 1970s ruined the beauty of old neighbourhoods and robbed their people of privacy and dignity.

The tower of Babel

Tall buildings have been a focus of anxieties and symbols of ill omen from at least as long ago as the Bible. The Old Testament or Jewish Bible has barely got going before, in chapter 11, we are told about Nimrod who built the Tower of Babel with a view to making a name for themselves. God and, it appears, his angels, feared what they might do next, so afflicted the workers on it with different languages so they couldn’t understand each other, and then dispersed them across the face of the earth.

I visited New York in the 1980s and went to the top of the South Tower of the World Trade Centre which had an observation deck on the 107th floor and an outdoor viewing platform. It was 1,377 feet above street level. You could feel the building moving under your feet since it was designed to have a certain amount of ‘give’. I have acute vertigo and was terrified.

Cities as sinks of iniquity

Throughout recorded history, cities in every culture have been associated with corruption, greed, exploitation of the poor by the rich, decadence and immorality.

It is a universal story, this clash between old and new, authentic culture and metropolitan chicanery and artifice, country and city. (p.27)

Western sources

Regarding the authors’ focus on western texts, they live down to my expectations. In just the first part of this chapter they quote the Bible, Juvenal, the Goncourt brothers, William Blake (Dark Satanic mills), T.S. Eliot (The Rock), Richard Wagner (despised the frivolity of Paris), Voltaire (admired the liberty of eighteenth century London), Theodor Fontane (disliked London’s materialism), Friedrich Engels (horrified by the poverty of Manchester) and not a single Arab or Muslim voice.

It feels like a fairly obvious sixth form selection of obvious cultural figures (Blake, Eliot, Wagner). I’d so much have preferred an explanation of Islamic traditions about ‘the city’.

Antisemitism

They then move onto antisemitism, long associated with cities, cosmopolitan i.e. non-native culture, money-lending and capitalism etc, citing (again) Eliot, Pierre-Joseph Proudhon, Marx. The Nazis incorporated late-nineteenth century tropes of seeking to escape the city for a healthier life in the country into their fascist propaganda about racial purity, despising a checklist of big capitalism, cosmopolitan crowds, decadence (nightclubs and jazz), corruption of good Aryan women into prostitution and, of course, managed to blame all of this on ‘the Jews’.

A lot of these concerns and the language they were expressed in were picked up by other nativist nationalists, in Japan (about which Buruma knows a lot and which developed its own form of fascism during the 1930s) and in the Arab Middle East, developing its anti-colonial, anti-western rhetoric (many nationalist Arab leaders allied with Nazi Germany on the twin bases that a) my enemy (Britain)’s enemy is my friend and b) shared antisemitism).

Sayyid Qutb

They make a brief mention of Sayyid Qutb (1906 to 1966), widely considered the father of modern Islamic fundamentalism, to address not his writings, but his miserable alienation when he moved to New York to study in the 1940s and was repelled by absolutely everything about American life, its soulless materialism, its obsession with capitalist consumerism, its degraded immorality. Maybe they felt obligated to wedge him in somewhere, but Qutb’s importance to the development of Islamism or Islamic fundamentalism or Islamic terrorism isn’t developed at all. A paragraph on him before swooping back to Europe and…

The French Revolution

Surprisingly, maybe, they then move to the French Revolution. The French Revolution crystallised Enlightenment trends against medieval monarchs and aristocrats, the rule of the Church, traditions of all sorts, which needed to be torn up and thrown away, replaced by the cult of Reason, modern laws for modern enlightened citizens.

Antisemitism was implicit in Christianity from the beginning, with the Jews being blamed for insisting on the crucifixion of Jesus by the earliest Church Fathers. Buruma and Margalit attribute the birth of modern antisemitism to the French Revolution. Traditional upholders of the monarchy, the aristocracy and the Catholic Church were easily persuaded that the whole thing was a Jewish conspiracy, and so was born a whole modern antisemitic way of thinking about the world, which was to flourish and become steadily more toxic in the heart of Europe as the nineteenth century progressed.

The German Volk

Soon after the revolution, France invaded Germany, or the German states. Ideological opposition to the teachings of the French Revolution became mixed up with patriotic fervour. This all happened to the first generation of German Romantics. France came to represent the modern, godless, cosmopolitan city, riddled with over-clever philosophers and money-grubbing Jews, which was trying to conquer and obliterate the values of the Volkisch, spiritual German town, the German landscape of sturdy peasants, wise artisans and soulful poets. The authors cite the German folklorist Gottfried von Herder (1744 to 1803) as an example of this view.

Japan and China struggle to adopt Western culture

But western ideas of democracy, industrialism, capitalism and so forth were undeniably effective. They provided the underpinnings for the astonishing spread of Western imperialism. The question for rulers in countries from Morocco to Japan was which ideas from the West it would be profitable to accept, and which they needed to reject in order to maintain their culture and traditions, protect their nations from ‘spiritual pollution’ i.e. Western liberal ideas. Tricky.

Japan and China in different ways tried to adopt Western techniques without changing the core of their culture. Japan was much more successful, maybe because its centralised administration was stronger: it imported Western industrialisation while managing to keep a strong sense of national culture. By contrast the Chinese political system had become corrupt and inefficient so it failed to import Western industrialisation but instead found itself infected with all kinds of Western ideas about republics and democracy and the individual etc, ideas which led to the overthrow of the monarchy in 1911.

The appeal of Marxism to anti-colonial nationalists

For the central 70 years of the twentieth century many developing countries thought that Marxism offered a way forward. It was modern, industrial, scientific but rejected the soulless materialism, corruption and imperialist mindset of the Western capitalist societies. hence its attraction for many developing countries, especially in the decades after independence in the 1940s and 50s.

Unfortunately it was the dream which failed. The failure of the secular socialist nationalism promoted by the likes of President Nasser of Egypt, Gaddafi in Libya, Saddam in Iraq, Assad in Syria led to a wave of disillusion across the Arab world and opened the cultural space for Islamists who promoted a radical solution, a return to a world before any kind of modernity existed, back to the pure, unsullied, pious and unified world of the early Caliphate.

Mao and the war against the city

The authors devote 4 or 5 pages to Chairman Mao, ruler of China from 1949 to 1976. They see Mao as the biggest exponent in all world history of the war of the country against the city. The corrupt westernised city was epitomised for Chinese communists like Mao by Shanghai, administered by westerners and packed with a cosmopolitanism, capitalism and corruption. Mao thought such places needed to be purged in the name of a peasant communism.

Mao’s promotion of peasant values promised an escape route from Western capitalism, from urban alienation, decadence and corruption, and a return to integrated rural communities, where life and work would have proper, deep human meaning and purpose.

And so during the 1950s he unleashed the Great Leap Forward which involved rounding up and shooting hundreds of thousands of members of the urban bourgeoisie, those who survived being sent to huge rural labour camps. It was, he boomed, in countless speeches, a good thing ‘to exterminate the bourgeoisie and capitalism in China’ (p.42).

The Khmer Rouge 1975 to 1979

This is the mindset which went on to guide the horrific Khmer Rouge regime in Cambodia, 1975 to 1979. Most of Pol Pot’s soldiers were illiterate peasants, often only boys. When they took the capital, Phnom Penh, they were staggered by the wealth, the size, the swarming multinational population, the coffee shops and fleshpots. All these were ruthlessly emptied and its inhabitants either shot on the spot, or dragged off to be tortured, or marched off to labour camps in the countryside. Only by exterminating the urban bourgeoisie could the country be restored to purity and truth and correct living. It was a kind of logical end point of centuries of anti-city rhetoric.

The Taliban 1996

Same with the Taliban, illiterate peasants in flipflops armed with weapons seized from the fleeing Soviets or donated by America. After a ruinous civil war they took the capital of Afghanistan, Kabul, in 1996. First they butchered the leader of the pro-Soviet regime, Mohammad Najibullah, then they banned everything to do with modern life, which they associated with the hated West, in a bid to return society to the ‘purity’ of the earliest days of the Muslim Caliphate.

All music was banned, along with television, soccer, and most forms of socialising. Women had to cover themselves from head to foot and were not allowed out without a chaperone. Kabul was ruled by a six-man shura not one of them from Kabul, not one of them had ever lived in a city.

The Khmer Rouge and the Taliban represented the triumph of ‘authentic’ rural values over the corrupt, decadent modern city.

Germania

The authors then take a characteristic leap in subject, concluding with a page describing a different way of triumphing over the chaotic modern western city: this was to demolish it and build a totalitarian alternative.

Hitler hated Berlin and planned to rebuild it as a totalitarian capital, its alleys and slums replaced by broad boulevards designed for marching armies, its swarming cosmopolitan crowds replaced by the unified adoring Aryan crowd. All the messy attributes of the decadent West – civil liberties, free market economies, democracy, individualism – would be replaced by one Folk, one Reich, one Führer and one Capital City.

The Hitler regime was overthrown before building got very far but other countries have made the experiment. The authors cite Pyongyang, capital of North Korea, as what Germania might have looked like, a neoclassical testament to untrammeled, totalitarian power.

Lastly, they reference the steel and glass cities of coastal China which have mushroomed in the last twenty years, which represent a kind of defiant triumph over the less impressive, shop-soiled cities of the West. We can do it bigger, better and shinier than you, say high rises such as the Burj Khalifa in the United Arab Emirates, Merdeka 118 in Kuala Lumpur, the Shanghai Tower in Shanghai, the Abraj Al-Bait Clock Tower in Mecca, the Ping An International Finance Centre in Seoul and so on.

These are not so much anti-Western, as supra-western, denying old ideas of Western supremacy by outdoing it.

3. Heroes and Merchants

Werner Sombart

This focuses on the roots of Germany’s sustained sense of being different from ‘the West’, which German intellectuals defined as soulless mercantile Britain and godless revolutionary France.

The authors zero in on a book written in 1915 by a German sociologist named Werner Sombart and titled Händler und Helden or Merchants and Heroes. In the book Sombart contrasted the commercial civilisation of Britain and the liberty, equality, fraternity culture of France with the heroic culture of Germany. The Western bourgeois is satisfied with ‘comfort’ (in German Komfortismus) and the soporific sports of the British. By contrast the German welcomes death as the ultimate sacrifice he can make for the Volk.

Similar ideas were shared by the historian Oswald Spengler and the warrior-author Ernst Jünger. Happy happy Germany to have such ideologues of the glory of war. The fundamental trahison des clercs (‘treason of the intellectuals’) is to promote exciting ideas about glory and sacrifice which lead hundreds of thousands of young men to their death. ‘The young must shed their blood,’ write Thomas Abbt (p.58). Other young men, obviously. You need to stay safe in your study in order to produce such intellectual masterworks.

The authors make a direct link between the widespread contempt for bourgeois Komfortismus described by numerous right-wing German intellectuals, and the attitude of the jihadi fighter interviewed early in the 2001 Afghan who said that the Islamists would triumph because ‘You [the West] love life, but we love death’.

Personally, taking a materialist Darwinian evolutionary view of Homo sapiens, it seems unlikely that impatience to make live heroic lives and die in a noble cause, particularly among zealous young men ‘ardent for some desperate glory’, will ever die out. It has been so ubiquitous throughout all human history, in all cultures, that it appears to be hard-wired into the species. I’ve recently read a suite of books about the problems of African society and prominent among them is what to do about disaffected, unemployed youths, hanging round, looking for a cause to redeem their alienated lives…

Military death cults in Japan

The authors go on to trace how German hyper-nationalism and Occidentalism went on to become surprisingly influential in intellectual circles in the Middle East and Japan. The same valuing of a heroic ideal of nationhood which led Hitler to sacrifice an entire generation of German youth, was the one that made the Japanese fight to the death, island by island and send waves of kamikaze pilots in 1944.

Buruma has a counter-intuitive interpretation of Japanese suicide warriors. The phenomenon was considered at the time as being somehow specifically Japanese, but Buruma says the surviving farewell letters of many of the kamikaze pilots (and drivers of the less well-known suicide torpedoes) indicate that most were highly educated students studying the humanities at leading universities, and that a surprising number of them were well read in German literature and philosophy. They dressed up their feelings in tropes about the Samurai and cherry blossom but their fundamental ideas about the diseased decadence of the West and the need for heroic sacrifice are actually Western ideas.

Buruma gives a potted summary of the way Japanese politicians and intellectuals in the mid-nineteenth century cobbled together a patchwork copy of Western intellectual, economic, political, military and religious life, not least in the cobbling together of a state religion, Shinto, which they thought would echo the Christianity which seemed to be such a central part of European life. Ditto the transition of the emperor from a remote and powerless figure in Kyoto, who was moved to Tokyo to become a combination of kaiser, generalissimo, Shinto pope, and highest living deity. People talk (dismissively) about the British inventing many of their ‘traditions’ in the nineteenth century (Christmas trees, the kilt) but the Japanese did the same with knobs on.

Regarding the development of a cult of heroic sacrifice Buruma says an important source was the Imperial Rescript to Soldiers and Sailors of 1882 which the armed forces learned by heart and included a passage commanding the ultimate sacrifice for the emperor.

A practical consequence of this Occidentalism were that, when Western forces surrendered, as at Singapore in 1942, the Japanese viewed surrendering forces as dishonourable cowards who preferred to save their skins rather than fight on to the death i.e. the exact opposite of Japanese martial values.

As a result the Japanese regarded the surrendering British forces as less than human and treated them accordingly, working them to death in brutal labour camps. My best friend at school’s dad was in the army in Burma at the end of the war. He saw the state of soldiers repatriated from the Japanese camps. As a result he refused to have anything Japanese in the house.

The Rashtriya Swayamsevak Sangh

The authors then move on to India for a quick description of the Rashtriya Swayamsevak Sangh (RSS) which means the ‘National Volunteer Organisation’. Founded in 1925 this was a far-right, Hindu nationalist paramilitary organisation which aimed to instil ‘Hindu discipline’ in order to unite the Hindu community and establish a Hindu Rashtra (Hindu nation). Like the Nazis they aimed to create a new society based on racial purity, military discipline and sacrifice.

Osama bin Laden

Then, in this whistlestop tour, we are on to your friend and mine, the demon figure of the first decade of the 21st century, Osama bin Laden. The authors give quotes from an interview bin Laden gave after the 1996 al-Khobar Tower attack in Saudi Arabia. They say the language bin Laded uses of self-sacrifice, of suicide attacks, is emphatically not part of the Islamic mainstream tradition. In mainstream Islam dying in battle against the infidel is what creates justified martyrs; blowing yourself up along with unarmed civilians is something quite different, feared and despised by many Muslims as much as by Westerners.

They slightly contradict themselves by then describing the death cult of the Assassins, created in the 13th century for reasons which are still debated, and the pattern they set for being prepared to die for Islam in taking out an infidel opponent.

Anyway, whatever the precise roots there’s no denying that throughout the nineteenth century Muslim leaders called for jihad against western colonists and their godless capitalism, against their Jewish agents, and against native leaders who had been corrupted by their infidel ways.

Assassination

When I read this I immediately thought of President Anwar Sadat of Egypt. He was assassinated in 1981 by members of Egyptian Islamic Jihad for signing a peace treaty with Israel and instigating a crackdown on Islamic extremists, and so was painted as ‘a traitor to Islam’.

Sadat’s fate raises a general principle of Occidentalism which is that often opponents of the West aren’t actually opposed to the distant West, which they had never visited and of which they knew relatively little, so much as against the westernisers in their own society, political or social leaders who they blame for importing Western secular values. So they kill them.

Historically, the main embodiment of Muslim resistance to westernisation was the Muslim Brotherhood, founded in 1928 with the following manifesto:

‘God is our objective; the Qu’uran is our constitution; the Prophet is our leader; Struggle is our way; and death for the sake of God is our highest aspiration.’

Then, in another leap, the authors tell us that Japanese kamikaze tactics were adopted by the Hezbollah in the Lebanon with the 1983 Beirut barracks bombings which killed 241 US and 58 French military personnel.

Buruma and Margalit wrote this book before the US invaded Iraq in March 2003, an occupation which triggered an epidemic of suicide bombings by Sunni and Shias against the occupying forces.

Weimar

They conclude with a simple but crucial message. The Weimar Republic didn’t die because it was liquidated by Nazis, big business and the Army. It died because too few people were prepared to defend it. See the books on the subject by Peter Gay and Walter Laqueur. Passionate young men from the Right and the Left conspired to attack and undermine it at every opportunity. Nobody stood up for the boring, unromantic business of liberal democratic political life.

4. Mind of the West

Russian anti-westernism

Occidentalists accuse the West of being effective, technologically adroit, economically triumphant, and yet lacking the soul, depth, spirit and godliness which the critics, of course, pride themselves on having. I particularly despise the long tradition in Russian culture of belittling the frivolity and superficiality of France or Britain compared to the Great Russian Soul and its vast capacity for Noble Suffering. Tolstoy. Dostoyevsky. Occidentalists.

Dostoyevsky despised the West because it sought happiness and comfort whereas it should have been seeking salvation. And the route to salvation is via suffering. Only suffering brings wisdom. The West is afraid of suffering. The West can never be wise. Only a people devoted to suffering can be genuinely holy. The Russian soul welcomes and endures great suffering. Thus it is superior to everyone else’s.

Dostoyevsky and the propagandists for Russian suffering prepared the way (or just accurately reported the mindset) of the great Soviet barbarism of the twentieth century, the horrific civil war, the mass famines of Stalin, the huge gulags, total repression of civil society, the incredible death toll of the Great Patriotic War caused by Stalin’s ineptitude (and having massacred all his leading army officers) and Russian military readiness to sacrifice soldiers by the hecatomb in ways the Western Allies couldn’t believe. Still. Spiritual superiority, that’s what counts.

The line continues all the way through to Vladimir Putin. Putin sits in the main line of Russian cultural thought in despising, like Tolstoy, like Dostoyevsky, the decadence of Western liberalism, whose rapid end he has confidently predicted in numerous speeches.

Meanwhile, while he wastes his nation’s resources on a stupid nationalist war, the population of Mother Russia is going into decline as people flee Putin’s dictatorship or just die of ill health due to its wretched health problems.

Russia has the world’s 11th-largest economy but ranks 96th in life expectancy. Life expectancy for Russian men is 67, lower than in North Korea, Syria or Bangladesh. Still. Spiritual superiority, that’s what counts, eh.

The authors spend a long section describing ‘the love affair of Russians with their own soul’ and the achievement of nativist thinkers, loosely termed ‘Slavophiles’.

Anti-westernism’s German roots

In fact, counter-intuitively, Buruma and Margalit attribute Slavophilia, like so much anti-westernism, to German roots, specifically German Romanticism. Humiliated by Napoleon’s victories over them, conscious of their political backwardness (fragmented into scores of little princedom and dukedoms) German intellectuals, in a massive case of sour grapes, said worldly success didn’t matter, what mattered was what was in your soul. They compensated for their economic, social, political backwardness by asserting the supremacy of their spiritual life.

A spectrum

It occurs to me that there was a spectrum in the moving west to east across Europe in the nineteenth century. At the western extreme was Britain, economic powerhouse of the world but almost bereft of genuine art, philosophy or religion (sure it had the oppressive Church of England but this had little or no spiritualist tradition). Then came France, nearly as economically diverse as Britain, a good deal more artistic and philosophical. Then Germany, economically and politically backward but packed with ‘deep’ philosophers and its great musical tradition. Poland, which is never taken account of by anybody in these kinds of surveys. And finally Russia, the most economically and socially backward of European nations and, accordingly, possessed of a self-congratulatory sense of its immense spiritual superiority over everyone else.

In the authors’ view, to be blunt, it’s all the Germans’ fault. Extremely resentful of the military, economic and artistic success of Napoleon’s France, German Romantics compensated for national humiliation by working out the theory of the superior spiritual value of Das Volk and the nobility of dying for it.

Isaiah Berlin on German Romanticism

No less an authority than Isaiah Berlin thought this was the case and, moreover, thought the model the Germans worked out became a template which could be exported to all peoples who feel mocked and humiliated. The template was copied by the Russians during the nineteenth century and, as we’ve seen, adopted by Arab and Indian nationalists between the wars.

Buruma and Margalit summarise Berlin’s model. The German Romantic movement was the Counter-Enlightenment. It valued intuition and spirit over reason and calculation. It preferred heroes to shopkeepers. It looked back to a lost era of national and religious unity and looked forward to its glorious restoration.

On this view Nazism, Japanese fascism and Islamic fundamentalism are all the heirs to the original German Romantic anti-Westernism.

Russian Orthodox Christianity

The authors tell me things about Russian Christianity I didn’t know. They describe the messianic conviction that Moscow is a second Rome and only home to true Christianity. They explain that Russian Orthodox Christianity is far less interested in theology than Greek or Roman Christianity and far more concerned with custom and practice. Icons are more important than intellectual debate.

Intellectualism is suspect. And any kind of change is not needed. The thousand year old tradition of the Russian church suffices. Innovation tends to come from outside, representing threat and betrayal.

The authors give a potted history of Russia, with Peter the Great and Catherine the Great realising they had to import Western technology and ideas. Throughout the nineteenth century Russian intellectuals split into westernising and slavophile parties. They give potted biographies of individual westernisers. And they explain that for these men, the West meant Germany and its succession of Romantic philosophers.

As with Orientalism, all these Russian thinkers worked out their theories and defined themselves against the Other, the Other being a highly simplistic, stereotyped view of The West, a West which was materialistic, godless, mechanical, superficial, divided, corrupt and decadent, which lacked the soulfulness and the unity of people and purpose which characterised Mother Russia.

The triumph of will over reason

One major aspect of Occidentalism is the valorising of will over reason. Timid reason calculates the best course of action, tots up the pros and cons, a shopkeeper mentality. All this contrasts with the will which acts instinctively, in large glorious romantic causes. Following the footsteps of Friedrich Nietzsche, Hitler and the Nazis famously praised the Triumph of the Will over pettifogging rationalism. And so did nineteenth century Russians.

Konstantin Leontiev

The Russian Nietzsche was Konstantin Leontiev (1831 to 1891). He wrote a big book, Russia and Europe, which made a big splash. He was one of hundreds of late-nineteenth century philosophers and commentators who worked up an ‘organic’ theory of history i.e. that societies are like organisms which have a birth, a youth, a maturity and then a decay.

Surprise, surprise, Leontiev thought that the West with its decadent liberal democracy was in the last stages of decay. Exactly what Vladimir Putin thinks today, 150 years later. Continuities like this demonstrate that this is not a rational belief based on evidence, it is a prejudice, an unchanging tenet of anti-western bigotry, of Occidentalism.

The authors end the chapter with a brief history of the word nihilism which came to prominence, in Russia, in Ivan Turgenev’s novel Fathers and Sons. The chapter ends with more evidence of Dostoyevsky’s fanatical hatred of the West and fear that it’s godless, scientistic values were undermining the noble soul of Mother Russia.

5. The Wrath of God [Muslim fundamentalism]

 Buruma and Margalit draw a distinction between religious Occidentalism and secular Occidentalism. 

They say that Islamism is the form Occidentalism is taking in our time. What is new or unique is Islamism’s view that the West is guilty of barbarous idolatry and proceed to explain what this means, starting with a definition of idolatry.

They give a pocket history of the concept of idolatry which stems from the Jewish Bible. Here God is depicted as a jealous husband who is hurt when his Chosen People whore after strange gods. But obviously it has a deeper charge than that. God is also king of the universe, master of creation, source of existence. Denying God is the worst kind of blasphemy imaginable. In the Old Testament numerous kings and rulers are depicted as behaving as if they were as powerful as, or more powerful than, their creator, and demanding the veneration which is due to God.

So idolatry is giving to men the devotions and worship which are due to god. They discuss the meaning of Arab terms such as tajhiljahiliyya and jahili. jahiliyyahas been used to describe the religious ignorance which prevailed in Arabia before the advent of the Prophet Mohammed but also, more metaphorically, as the notion of barbarism, in the same way the ancient Greeks used it to refer to everyone who wasn’t Greek. At school I was told it was a joke term for people whose unGreek languages made them sound like they were saying ba-ba-ba-ba.

To summarise, the use of the term jahiliyya in Islamist discourse can be interpreted as referring to a new barbarism (godless idolatry) which originates from the West and is infecting the Muslim world.

The authors have a digression into the history of Manicheism, first as an actual belief system propounded by the Iranian prophet Mani (216 to 277 AD) then as the strand in most religions which posits an absolute divide between God and Evil. Then they show how ‘evil’ in most religious traditions is associated with the body, with its weakness, tendency to degrade and die, its distracting appetites, worst of which is, as we all know, sex. The body is contrasted with the soul which is taken to be immortal and the part of a human body which can approach or commune with god.

Ali Shari’ati

They discuss Ali Shari’ati (1933 to 1977), an Iranian Shia Muslim revolutionary and opponent of the westernising regime of the Shah. Shari’ati thought the best way for developing countries to fight back against the infection of godless western materialism was by rallying around their religious beliefs and traditions, in his case, Islam. He explicitly linked the influence of the West as encouraging Muslims to idolatry i.e. diverting worship away from God and towards the godless things of man i.e. money, consumer goods.

The industrial revolution made the West rich but it led to what sociologist Max Weber called ‘the disenchantment of the world’. It lost its magic and spirits. It lost God. And so all its goods and products are tainted by this tendency to disenchant and divert men’s worship from God to things. Idolatry.

Sayyid Qutb

The authors tell us about Islamic radical thinkers who fought back against the forces of secularism, for example Muhamed Taleqani in Iran, before returning to Sayyid Qutb, first mentioned in chapter 2.

For Qutb the whole world, from decadent Cairo to New York, was in a state of jahiliyya. He saw the West as a gigantic brothel, steeped in animal lust, greed and selfishness. Human thought, in the West, was ‘given the status of God.’ Material greed, immoral behaviour, inequality and political oppression would end only once the world was ruled by God and by His laws alone. The opportunity to die in a holy war would allow men to overcome selfish ambitions and corrupt oppressors (p.117)

One of the appeals of Islam is its egalitarianism: all men really are equal in the eyes of God in a way they rarely have been in the Christian West, and the Islamic dream is of a society where all men worship God, all laws derive from God, all behaviour is godly, and so it is literally impossible for large disparities in wealth or for corrupt immoral rulers ever to arise.

Qutb is given more space this time around, with a thumbnail biography describing the two years he spent in America to improve his English and which turned him into a West-hating Occidentalist. He also became a ferocious antisemite, literally believing in the famous forgery, The Elders of Zion and the ‘worldwide Jewish conspiracy’ and associating the global nature of finance capital with ‘Jewish bankers’ and so on. Schoolboy antisemitism.

To look at it another way, Qutb thought he was developing an approach which saved the noble and godly in human nature. The West wasn’t just godless, it actively worshipped the things of the body, the West is a cult of physical appetites, valuing food, drink, sex, holidays, fast cars, thus degrading human nature, instead of uplifting it through things of the soul by focusing solely on God. jahiliyya is the culture of animals or, worse, of humans who have thrown away their human attributes in a mad rush to become animals.

So, if Westerners have deliberately denied their humanity and turned themselves into animals, then they can be treated like animals, as worse than sub-humans. It’s this development of a train of thought which led him to consider all Westerners as sub-human which makes Qutb, as Buruma and Margalit out it, ‘the high priest of Occidentalism’ (p.121).

More, the world is in a state of war, between those who seek the righteousness of Islam and the rest. Even Islamic countries have been tainted to some extent by Western or secular innovations, and so jihad must be fought to overthrow idolatrous leaders. This is, obviously enough, an incitement to permanent warfare. You can see why it would appeal to zealous young men disgusted by the West, such as Mohamed Atta and so it explains the never-ending supply of young men prepared to take up arms to defend and assert radical Islam. But it just as easily explains why those societies, Islamic societies, will never be at peace with themselves. Libya, Egypt, Yemen, Syria, Iraq. Permanent war.

Abu-l-A’la Maudadi

Then we are introduced to Abu-l-A’la Maudadi (1903 to 1979) Islamic scholar, Islamist ideologue, Muslim philosopher, jurist, historian, journalist and activist, who is described (on his Wikipedia page) by Wilfred Cantwell Smith as ‘the most systematic thinker of modern Islam’.

The thing about all these Islamic thinkers is it’s hard to remember them because they all appear to have had the same pretty simple idea: Islam needed to reject the corruption of the West, purged of Western corruption, in order to become pure. Then everyone will live happy godly lives.

In practice Maudadi opposed Indian nationalism because it was Hindu, and democracy because it would impose majority Hindu values on Muslims. He said in a speech that anyone who voted would be a traitor to the Prophet and to God. He wanted to revive the early Caliphate (what Islamic fundamentalist doesn’t?).

Maudadid founded the Jamaat I-Islami Party which went on to be influential in the politics of the new country formed at the Partition of India, of Pakistan.

Tawhid and Muhammed Iqbal

Tawhid is the doctrine of the Unity of God. One of its proponents was Muhammed Iqbal (1877 to 1938) writer, philosopher and politician, considered by many to be ‘the spiritual father of Pakistan’. In his view human society should practice unity, harmony and justice in order to reflect the Unity of God. Against this settled social background each individual should be able to develop their individuality or khudi.

So, Buruma and Margalit ask, what was it that made Qutb an Occidentalist and Iqbal not? Partly it was personal psychology; Qutb was overwhelmed and disgusted by everything he experienced in America, whereas Iqbal enjoyed his British education and took a degree at Cambridge.

But basically Iqbal was tolerant. He thought there were many ways to God; the best way is Islam but there might be others for men of good faith. Qutb, by contrast took a fiercely Manichean view: there was the world of Islam and then everything else, which was full of sub-human barbarians. Qutb wrote:

Any society that is not Muslim is jahiliyya

And true believers need to take up jihad to enforce the rule of God in their nations. Permanent war.

Protestantism and liberalism

The authors then shift their ground to explain that the Reformation i.e. rebellion against the grip of the Roman Catholic Church, began the long process whereby religion and the personal sphere were separated out, in the Protestant countries of the West. The separation of church and state. The right to freedom of conscience, of belief, of religion.

And this is anathema to Islamists who insist there is not, there cannot be, a divide between religion and private belief or morality. Everyone must believe and worship the same, follow the same morality. This is why some critics of political Islam liken it to fascism. More accurately it might be likened to totalitarianism. Mussolini said: ‘Everything in the State, nothing outside the State, nothing against the State.’ Swap ‘Islam’ for state. Note the Morality Police in Saudi Arabia and Iran.

Women in Islam

Buruma and Margalit finally get around to the hugely contentious subject of women in Islam. They claim that many Muslims yearn for a return to traditional and community values. Islamic fundamentalism draws its support from a nostalgia for a return to proper Muslim values, which are associated with tradition beliefs and customs.

One of the central areas is the role and behaviour of women because in a patriarchal culture like Islam, the behaviour of women directly reflects on the honour of their menfolk, in a way most of us in the West just don’t understand.

Countless visitors to Muslim countries in the eighteenth and nineteenth centuries observed the strict segregation of the sexes, the way women were completely invisible in many rural communities, or else were covered from head to foot in towns.

They zero in on the issue of the veil. The veil for women appears to have existed way before Islam there are depictions of it in pictures from the first century. Maybe Muslims copied it from the Byzantine Empire. It came to signify that the owner did not do manual labour i.e. became a status symbol.

During the independence struggle in Algeria many women took the veil as a proud assertion of their Islamic heritage and defiance of the French colonialists. But 50 years later, in the era of the Taliban, women are to be covered in what are effect shapeless sacks, completely denying their physicality, the assumption being that the merest glimpse of female flesh will cause an outbreak of ungodly fleshly thinking among surrounding men. In this respect ‘the veil’ is a symbol of a Manichean tension between the Spirit and the Body.

Wisely the authors don’t propose to delve deeper into the symbolism, meaning and all the debates raging around ‘the veil’, as fully explicating the history and then trying to find quotes in the Koran or the hadith to back up all the different opinions would keep us here till Doomsday.

Their book is not about Islamic beliefs and customs, it has the narrower focus of being about Muslim opinions about the West, in this case, Eastern views about Western women.

Islamic fundamentalists (and, the authors emphasise, Orthodox Jews) regard women’s dress and behaviour in the West as little better than prostitutes’. Here we’re back to Sayid Qutb’s opinion that Western immorality isn’t just bad, but degrades human beings to a level lower than animals. Animals don’t know any better, but humans do, and to reject what they know (of God’s demands for respect and morality) means they forfeit their humanity.

Also, in a patriarchal society, a woman is the ‘protected jewel’ in the crown of a man’s honour. Which means that how a man protects and defends his woman is a large part of his honour or identity. And here’s the point: Western men who relate to Western women as if they were just other citizens without any of the respect due to them in a Muslim country, show that they lack even the most basic sense of honour.

Wahhabism and Saudi Arabia

Three packed little pages which describe the alliance in the eighteenth century of fiercely puritanical preacher Muhammad Ibn Abd al-Wahhab and warlord Muhammad Ibn Saud. The warlord adopted the puritanical beliefs of the preacher and together they conquered the Holy Places. Then a lot of history as first the Ottomans and then the British took control of the Saudi peninsula, but by shrewd manoeuvring the family of the Sauds took control of the new kingdom and imposed an extremely fierce version of Islam on their population.

Then came the discovery of oil and these phenomenally strict Puritans found themselves among the richest people in the world. The result, say Buruma and Margalit, is an uneasy form of ‘officially sanctioned hypocrisy’, where the Saudi authorities impose a strict morality in public but live like Roman emperors in the privacy of their own palaces, or in their mansions in London and New York.

Saudi ‘hypocrisy’ would be of limited interest or importance if it weren’t for the fact that in the last decades of the twentieth century the Saudis began to export their form of intolerant Islam. As of 2004 the authors thought that:

Saudi Arabia is now the prime source of fundamentalist, puritanical ideology affecting Muslims everywhere, from North Africa to Indonesia. Oil money is used to promote religious radicalism around the world… (p.136)

That was 20 years ago, the trend has only increased since then, with Saudi involved not only in the Arab Spring uprisings and aftermaths, funding groups in Tunisia, Libya and Egypt, but also bankrolling sides in the ruinous civil wars in Syria and Yemen; and that’s before accounting for their promotion of their particularly virulent purist form of Islam in Muslim countries across North Africa and central Asia and into the Far East, in countries like Indonesia and Malaysia. And part of the package is a virulently anti-Western Occidentalist message.

6. Seeds of Revolution

A 12-page chapter on how the main venom of Occidentalism falls, even more than on distant America, on Israel. Eccentrically, they tackle this vast bottomless subject via a little known, unimportant novel published by the Theodor Herzl (1860 to 1904), the Austro-Hungarian Jewish journalist who was the father of modern political Zionism.

The Encyclopedia Britannica defines Zionism as a Jewish nationalist movement, originating in central and eastern Europe, that had for its goal the creation of a Jewish national state in Palestine, the ancient homeland of the Jews.

The novel was titled Altneuland which was translated into English as ‘The Old New Land’ when it was published in 1902. It’s apparently a huge text but the core of it is a vision of what Palestine will look like twenty years hence i.e. in 1922, after Palestine has been successfully occupied by Jews. The place has become a technological and economic miracle, the previously barren desert blooming, the previously rundown ports now full of cranes and ships, the rundown towns transformed into European-style cities with wide boulevards and cafes. Religion there is some, but hollowed out to become little more than the civic holidays of a mostly secular European culture.

Visitors to this brave new Jewish world marvel at the gleaming cities and high technology but find time to ask the one Arab in the book what he thinks, and he is overjoyed. Palestinian land-owners sold to the Jews for good prices, Palestinians are employed in all the new works, even the poor are lifted up by the rising standard of living. It’s win-win-win.

Of course it didn’t turn out that way and the modern state of Israel has become the number one hate figure for Arab politicians and Islamists throughout the region, a running sore in the Middle East which will, probably, never go away.

Anyway, the authors don’t really scratch the surface of the issue before proceeding to their rather rushed conclusion: this is that most of the nationalist responses to western imperialism borrowed western ideas to fight it with, whether they be the liberty-equality-fraternity of the French Revolution, the scientific positivism of Comte, the communism of Karl Marx, the anti-Enlightenment tropes of the German Romantics.

They move from Margalit’s home territory (Jerusalem/Israel) back to Buruma’s, Japan. He explains how the samurai leaders of Japan who realised in the 1860s that they needed to carry out a wholesale modernisation of their nation did so by importing selected Western ideas but also sparked a nativist nationalist backlash. But even this, although dressed in Japanese costume, borrowed ideas on how to run society from European fascists and the Nazis in particular.

They conclude that no Occidentalist can be free of ideas from the Occident. The modernisation of Japan gave rise to an anti-modern backlash which borrowed ideas and technology of the modern world in their effort to reject it. Same, they suggest, with Islamic fundamentalists. They loathe and fear western materialism, but communicate using laptops and mobile phones.

On almost the last page the authors start discussing the Ba’ath Party, which gained power in post-independence Syria and Iraq, and how it was forged in the 1930s from a combination of nostalgia for a holistic Arab community and ideas taken from European fascism. One of its theoreticians, Sati’ Husri, was a keen student of German Romantic theorists like Fichte and Herder who rejected the French Enlightenment by promoting the notion of the organic, völkisch nation united by blood and soil. This was translated by Husri into the Arab word asabiyya or (Arab) blood solidarity

The end of the book feels rushed and hurried. Only here do they make the big point that Arab ‘nationalist’ leaders have killed far more of their fellow Arabs than all the colonialists and Zionists put together, witness Saddam Hussein and Hafez al-Assad, who everyone thought was a cruel mass murderer until the Syrian civil war broke out in 2011 and we all discovered that his son, Bashar al-Assad, is even viler. Over half a million Arabs have died in the Syrian civil war.

What not to think

 Buruma and Margalit conclude with some very rushed thoughts. For a start they predict that the war against terror will mostly be fought within Arab states, against extremists. 

Secondly, they say the conflict is against a worldwide, loosely affiliated underground movement. (Presumably they mean al-Qaeda, though they don’t say so.)

As to the first prediction, now, in 2023, 20 years after the book was written, we know that America went ahead with its idiotically badly conceived invasion of Iraq, which on the face of it was an invasion by a foreign power, but that this triggered the collapse of Iraq into prolonged civil war and ethnic cleansing. The ‘within states’ thesis was more dramatically proven by the Arab Spring which led to the disintegration of the states of Libya and Syria, turmoil in Egypt, and a cruel civil war in Yemen. Presumably al-Qaeda and all its affiliates wanted to create pure Islamic states or restore the Caliphate, but they’ve turned out to be part of a process which has destabilised and wrecked much of the Arab world. My view is that it’s their culture, they’re their countries, we’ve interfered enough in that part of the world (and too many other parts of the world, too). Let them sort it out.

Buruma and Margalit say we shouldn’t be paralysed by ‘colonial guilt’ but I think we’re way beyond that now. Every time we intervene we make things worse. We turned Iraq into an abattoir. The Yanks spent a trillion dollars in Afghanistan over 20 years and look at it now: still the poorest country in the world and back to being ruled by the Taliban.

The West intervened in Libya to prevent Gaddafi massacring protesters in Benghazi but didn’t follow it through by leading and uniting the opposition which, instead, collapsed into regional factions, so that twelve years later, Libya has no one central government.

Total intervention, as in Iraq or Afghanistan, failed.

Partial intervention, as in Libya, failed.

I suggest the only viable policy is complete non-intervention as the West, in effect, is doing in Syria.

If Arabs and Muslims want to spend decades massacring each other, it’s not so much that we don’t want to intervene, or don’t have a moral duty or whatever to intervene; it’s more that we’ve tried intervening, in different countries in different ways, and almost always we make it worse. Non-intervention seems to me the only responsible policy.

This book was written when the Western world was reeling from the 9/11 attacks which everybody felt turned the world on its axis and introduced a whole new era. There was felt to be an urgent need for commentary and analysis, not least explanations of what Islamic fundamentalism was and why the terrorists hated us so much. This book was an interesting attempt to fill that gap.

By the end, although it contains lots of references to specific writers and theories, it feels somehow rushed and superficial. Buruma and Margalit’s thesis, which they repeat half a dozen times, is that German Romantic writers of the early nineteenth century developed a worldview opposing the rational scientific values of the French Enlightenment and Revolution, and this template for opposing all the forces of ‘modernity’ was then taken up by intellectuals in other countries which resented the way the godless materialism of Britain and France seemed to be destroying traditional values, in countries as far afield as Russia, China, Japan and India, and, in the twentieth century got mixed into the anger, resentment and humiliation of a number of Arab and Muslim theorists and theologians.

Their basic idea is that opposition to the West, and the negative stereotypes which its enemies use to characterise it which the authors call Occidentalism, began in the West and always carries the spoor of its Western origins.

However, it’s a long time since 9/11. Now, in 2023, it feels like a lot of the excitement, paranoia and hyperbole of that era has drained away. The Arab Spring, then the Arab Winter, then the collapse of Libya, Syria and Yemen, changed the landscape. Up till then Arab nationalists and radical Islamists believed that all they had to do was overthrow the ageing dictators who in one way or another had imposed Western ideas (nationalism, socialism, science) onto their peoples, and the purified, communal, traditional Islam of the good old days would rush back in to restore the Caliphate. Instead , when the dictators were overthrown, first in Iraq, then Tunisia, Libya, Egypt, with the vain attempt to do so in Syria, the result wasn’t the Unity of Islam but chaos and massacre.

Al Qaeda affiliates across North Africa continue to terrorise their countrymen but they will never be able to seize power; all they do is create the chaotic conditions in which warlords and mercenaries like the Wagner group thrive (in places like Chad, Mali or the Central African Republic or the wretched failed state of Somalia), while political and military leaders with no principles overthrow each other in naked bids for power, as in the utterly pointless Sudanese Civil War.

Piled onto all this is the relentless degradation of the environment of the Arab world, which is only going to get hotter and hotter, with evermore water shortages and the loss of evermore agricultural and even pasturing land. A lot of the Arab world is going to become a hellish place to live.

So the situation is massively more screwed up than when Buruma and Margalit wrote this book and their scholarly shuffling through tomes by Herder and Fichte, Schelling and Nietzsche, Dostoyevsky and Tolstoy, feels like bookish trip down memory lane. Then again maybe they were right to stick to the library; their treatment of the role of Israel in all this, approached through Theodor Herzl’s novel and a half page description of modern Jerusalem, feels entirely inadequate.

Either way, ahead lies total chaos in which the Occidentalism they describe and define will seem increasingly irrelevant to an Arab world collapsing into endless civil war and social collapse. The West wasn’t behind the Arab Springs, that was what so excited the protesters, they were entirely homemade, of domestic Arab and Muslim origin. But so was the chaos and collapse they brought in their wake, of entirely Arab and Muslim origin. It’s their countries, their people, their problems. We’ve intervened too many times. We shouldn’t get involved.


Credit

Occidentalism: A Short History of Anti-Westernism by Ian Buruma and Avishai Margalit was published in 2004 by Atlantic Books. References are to the 2005 Atlantic Books paperback edition.

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Orientalism by Edward Said (1978) part 2

Orientalism is the generic term that I have been employing to describe the Western approach to the Orient; Orientalism is the discipline by which the Orient was (and is) approached systematically, as a topic of learning, discovery and practice.
(Orientalism, page 73)

Said’s fundamental premise is that knowledge is power – and so the entire discipline of Orientalism, along with all related types of scholarship such as the sociology and anthropology of the East, the study of Oriental languages, culture, religions, history, customs, economies, geography, ethnic groups and so on, all of them contribute to a vast interlocking system of self-reinforcing ideas about the ineradicable difference between the West and the East, and the ineradicable inferiority of the latter:

The essence of Orientalism is the ineradicable distinction between Western superiority and Oriental inferiority (p.42)

Ideas which, obviously enough, were designed to bolster, justify and explain the inevitability of imperial rule. It all circles back to the fundamental premise that Knowledge is power:

To have knowledge of a thing is to dominate it, to have authority over it. (p.32)

Knowledge of subject races or Orientals is what makes their management easy and profitable; knowledge gives power, more power requires more knowledge, and so on in an increasingly profitable dialectic of information and control. (p.36)

Straightaway you can see how Said’s thesis is premised on a basically Marxist interpretation of the compromised, parti pris nature of bourgeois culture. The naive bourgeois thinks that their culture and their scholarship is objective and truthful, beacons of rationality and self-evident truths. Whereas Marxists from the 1850s onwards developed the idea that bourgeois culture was no such thing, but in every aspect a justification for the political control of their class.

Antonio Gramsci in the 1930s extended the idea that the bourgeoisie held power by extending their values through every aspect of capitalist culture to achieve what he termed hegemony.

Michel Foucault, in a series of studies in the 1960s and 70s, gave really practical examples of how this power or hegemony extended into the furthest recesses of hospitals, lunatic asylums, prisons and other state institutions.

And Said took these ideas, very current and fashionable in the mid-1970s when he was writing, and applied them to the subject closest to his heart, to imperial rule in the Middle East or Arab world.

But the idea that so-called scholarship and academic knowledge is never pure but always tainted by the power structures of the society it is generated by, is a straight Marxist idea.

Chapter 1. The Scope of Orientalism

[Chapter 1] draws a large circle around all the dimensions of the subject, both in terms of historical time and experiences and in terms of philosophical and political themes.

1. Knowing the Oriental

In western discourse the Oriental is an object to be studied, recorded, measured and ruled. He is always in a subordinate position vis-avis the Westerner. All this scholarship doesn’t depict the Oriental as they actually are: it creates an avatar of the Oriental as inferior in every way to the Westerner, and places this image within numerous ‘frameworks of power’. So study of the Orient produces a kind of ‘intellectual power’ (p.41).

Given its enormous impact and reputation it’s a surprise to discover that Orientalism is poorly conceived and poorly written. Said really struggles to develop an argument or present evidence. Instead he asserts the same core idea over and over again. In this section he opens with a speech by Arthur Balfour to the House of Commons in 1910, then goes onto some passages from the writings of Lord Cromer, consul-general in Egypt from 1883 to 1907.

Despite his repeated lists of big categories and ideas Said is decidedly poor at placing either speech in its historical context or at performing even basic practical criticism on them. He says both demonstrate the assumption of Western superiority over the East, but I thought that was the thing he was going to analyse, and whose history and development he was going to explain. Instead he just redescribes it in much the same terms he used in the Introduction. Repetition is going to be a central tactic of the book.

It’s surprising and disappointing that, having not got very far with what ought on the face of it to be two exemplars of the heyday of Orientalising imperialism he then, abruptly, jumps to an essay by Henry Kissinger (!?), ‘Domestic Structure and Foreign Policy’, published in 1966. Said says that when Kissinger, in this essay, discusses foreign policy he divides the nations of the world into the developed world and the developing world and then claims this is the same kind of binary opposition which he, Said, sees as the basis of Orientalism (West superior, East inferior). Kissinger adds the idea that the West is superior because it went through the Newtonian scientific revolution whereas the rest of the world is inferior (less developed politically and economically) because it didn’t. I see what he’s doing but it feels like a thin and predictable interpretation.

Moreover, at this early stage, it confirms the suspicion you have from the Introduction that, in one sense, Said’s deep aim in researching and writing the book is simply to attack American foreign policy, in particular US policy regarding Israel and Palestine. He doesn’t artfully combine his personal situation and history in a subtle way with objective history and scholarship, rather the reverse; his supposed scholarship keeps collapsing to reveal the pretty straightforward political agenda lurking underneath.

Lastly he comes to another contemporary essay, ‘The Arab World’ by one Harold W. Glidden published in the American Journal of Psychiatry in 1972. By now we recognise that the title alone would be enough to get Said’s goat and, sure enough, he extracts from the article a whole load of clichés about ‘the Arab world’ (based on its patriarchy, its ‘shame culture’, the way it’s structured through patron-client relationships,  the importance given to personal honour and revenge) which, predictably enough, set Said’s teeth on edge.

We’re only at part one of the first chapter and the book is in danger of turning into little more than ‘grumpy middle aged Palestinian reads the news and is outraged by anti-Arab stereotypes’.

2. Imaginative Geography and its Representations: Orientalising the Oriental [in fact this section is about historic Western attitudes to Islam]

The academic discipline of Orientalism dates its origin to the decision of the Church Council of Vienne in 1312 to establish a series of university chairs in Arabic, Greek, Hebrew and Syriac (p.50). Until the 18th century Orientalism meant chiefly study of the Biblical languages. Then in the later 18th century the field exploded and by the mid-19th century was vast.

Modern Orientalism can be said to have started with Napoleon’s expedition to Egypt, 1798 to 1801. He took scores of scholars who explored, excavated, measured, sketched and recorded every scrap of ancient Egyptian relics they could find. The result was the vast Description de l’Égypte (‘that great collective appropriation of one country by another’, p.84), the work of 160 scholars and scientists, requiring some 2,000 artists and technicians including 400 engravers. Published in 37 volumes from 1809 to 1829, at the time of its publication it was the largest known published work in the world.

In a way the sudden fashion for all things Oriental was a transposition further East of the great awakening of interest in ancient Greece and Rome which we call the Renaissance (p.51). In 1820 Victor Huge wrote: ‘In the time of Louis XIV one was a Hellenist; now one is an Orientalist.’ There was an explosion of Asiatic and Oriental and Eastern Societies devoted to studying ‘the Orient’.

But whereas the Renaissance was based on plastic relics i.e. buildings and statues, Orientalism, indicating its origins in Bible scholarship, was overwhelmingly textual. It concerned languages and belief systems. Orientalists went to the area looking to bolster and confirm what they had in ancient texts from the region.

Said’s structuring of the material is poor. In one paragraph he says there was an Oriental school of writers i.e. Western writers who were captured by its mystique, from Goethe to Flaubert. This is an interesting idea to explore, but in the very next paragraph he is discussing whether it’s valuable for university departments which study this region to retain the name ‘Oriental’. These feel like completely different topics, each would merit a page or two of thorough investigation. Instead he plonks them haphazardly side by side and doesn’t explore either of them properly. Frustrating.

He cites the anthropologist Claude Lévi-Strauss on the fundamental human tendency to give ‘poetic’ or emotional meaning to our immediate surroundings and the people who inhabit them, and define them by contrast with the land beyond our ‘borders’ and the strange people who live there. Good. But in my opinion this has always seemed a weak point in Said’s argument, because he admits that ‘othering’ ‘the Other’, far from being some wicked Western vice, is in fact a universal trait and all peoples and cultures do it.

He says he wants to investigate the geographical basis of Orientalism but, characteristically, kicks this off by summarising two classic Greek plays, The Persians by Aeschylus and The Bacchae by Euripides. It’s sort of relevant as the first one is one of the earliest Greek dramas to survive and depicts ‘the East’ as a military threat in the form of the Persian Empire. The second is one of the final ancient Greek plays which has come down to us and is also about ‘the East’ which it associates with frenzied religious cults – but discussing history via literature (and therefore ignoring the evidence of archaeology and history) is always a shaky procedure.

Next thing we know Said is talking about the rise of Islam. His account is inferior to every other account I’ve ever read, lacking detail, interest or insight. Compare it, for example, with the final illuminating chapter of Peter Brown’s wonderful book, ‘The World of Late Antiquity’ (1971).

Said is blinkered by his need to twist every aspect of history to suit his thesis, to make out the West to always be blinkered, limiting, constraining, ignorant, creating the East in its own negative image. Hence he underplays the completely real threat which militant Islam actually posed to Christendom for nearly a thousand years. He refers to the West’s ‘anxiety’ as if it is an over-nervous neurotic, whereas Islamic armies captured and colonised half of Christendom, seizing all of North Africa, Spain and the entire Middle East from what had been Christian rule, then capturing the great Christian city of Constantinople and then pressing on through the Balkans into central Europe until Ottoman conquest was only finally halted just outside Vienna. See the quote from Edward Gibbon, below. Of course the West was terrified of these unstoppably conquering armies. Of course we were scared shitless of these plundering hordes. He himself admits this in a sentence thrown away while he’s discussing something else:

During its political and military heyday from the eighth to the sixteenth century, Islam dominated both East and West. (p.205)

Only someone with a poor grasp of deep history can dismiss eight centuries of Islam’s military, cultural and economic domination as if it’s nothing, a speck, a detail which we can quickly hurry past in order to get to the juicy part, the West’s wicked wicked domination of the Muslim world for, what, all of 300 years.

Having broached the topic of Islam, Said goes on to describe the way medieval authors vilified Mohammed as a kind of failed impersonator of Christ. He emphasises the West’s ‘ignorance’ and ‘narcissism’. On the next page he is claiming that this kind of ignorance created the Orient as a kind of theatre attached to Europe on whose stage were presented a whole series of Oriental types and stereotypes, from Cleopatra onwards. His text moves fast and deals with a confusing variety of topics, all of them very superficially. The only constant is his relentless criticism of every aspect of ‘the West’.

He introduces us to the Bibliothegue oriental of Barthelemy d’Herbelot (1697), which was to remain the standard reference work on the subject for over a hundred years, before going on to explain how this kind of encyclopedic work narrows and constrains its subject matter until readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist.

Said makes this sound like some awful conspiracy, as if the worst thing anybody could ever do would be to write a book on a factual subject, because that would involve imposing ‘grids and codes’ on it and so preventing any reader ever struggling through to a ‘true’ understanding of it.

In fact Said frequently uses these scare tactics, as if he’s letting you in on the shocking truth! The text as a whole has the obsessively repetitive feel of a conspiracy theorist letting you in on a secret which is even worse than the fake moon landings, who killed JFK and what really happened at Roswell, yes, this previously covered-up, hush-hush secret is that…a lot of Western literature and culture stereotypes the so-called ‘Orient’ and ‘the Arab world’ and ‘Islam’.

Next Said has a couple of pages revealing that Dante, in his great masterpiece The Divine Comedy, put Mohamed right in the lowermost pit of hell, next to Satan, for the sin of being a sensualist and religious impostor. He takes this as an epitome of the West’s fundamental Islamophobia.

Said broadens his critique out to describe how conquering Islam came to be seen in Christendom as the vital ‘Other’ against which European Christendom defined itself. Far from being some kind of revelation, this just strikes me as being obvious, really bleeding obvious, particularly to anyone who’s ever read any medieval history. Of course European Christendom defined the Islamic Arab world as ‘the Other’ because it was the Other. India let alone China were just rumours. Nobody had ever been to sub-Saharan Africa. Nobody knew North or South America or Australia existed. To anyone living in medieval Europe, in a society drenched at every single level at every single moment in Christian belief and practice, all there was was Christendom and facing it the enemy at the gates who threatened to overthrow and destroy everything they knew and cared for. Of course the Orient was depicted as alien, because it was alien. Of course it was depicted as threatening, because it had overrun and conquered half of Christendom. Even Said at one point admits this:

From the end of the seventh century until the battle of Lepanto in 1571, Islam in either its Arab, Ottoman or North African and Spanish form dominated or effectively threatened European Christianity. (p.74)

Said goes on to quote Edward Gibbon’s Decline and Fall of the Roman Empire without, apparently, realising the full implications of what he’s citing:

In the ten years of the administration of Omar, the Saracens reduced to his obedience thirty-six thousand cities or castles, destroyed four thousand churches or temples of the unbelievers, and edified fourteen hundred mosques for the exercise of the religion of Mahomet. One hundred years after his flight from Mecca, the arms and the reign of his successors extended from India to the Atlantic Ocean.

‘Destroyed four thousand churches.’ How do you think that struck a society completely dominated by Christian belief? With horror and terror.

3. Projects [turns into a list of French Orientalists]

Starts with more stuff about the rivalry between Christianity and Islam. Yawn. By page 75 I was remembering my impression on first reading this book 40 years ago, that Said just doesn’t have the intellectual chops to manage such a huge subject, with all its vast conceptual ramifications, that he is trying to address. He’s bitten off far more than he can chew and the symptoms of this are his repetitiveness, his superficial analyses, his raising complex issue only to move swiftly on. And his superficial and often wrong versions of history.

The Ottoman Empire had long since settled into a (for Europe) comfortable senescence, to be inscribed in the nineteenth century as the ‘Eastern Question’. (p.76)

1) The Ottoman Empire did not settle into a ‘comfortable senescence’ in the later 18th and 19th centuries. There was a good deal of upheaval and violence in the palace of the Sultan, not to mention endless uprisings and rebellions by national groups around the empire.

2) Said’s tone is unpleasantly patronising, condescending to the both the contemporary politicians who had to deal with and the modern historians who write about the Eastern Question. The use of the modish, pretentious, would-be Parisian intellectual verb ‘inscribed’ tries to hide the fact that Said doesn’t know what he’s talking about. The ‘Eastern Question’ is the term given to the series of geopolitical tensions and international crises brought about by the obvious decline and fall of the Ottoman Empire, crises which included, for example, the Crimean War and a stream of military and diplomatic crises in the Balkans in the 1870s and 1880s which threatened to drag all Europe into war. See my review of Andrew Roberts’s life of Lord SalisburyThat book was extremely well researched, intelligently analytical and beautifully written. Next to Roberts, Said looks like a blustering frog puffing up his throat to try and persuade everyone how important he is.

The next orientalist book of note after Barthelemy d’Herbelot‘s Bibliothegue oriental, was Simon Ockley‘s History of the Saracens (1708). Ockley shocked contemporaries by recording how much of the ancient world only survived because the Muslims saved it.

Next major Orientalist was Abraham Hyacinthe Anquetil-Duperron (1731 to 1805), the first professional French Indologist, whose work on Avestan texts prompted him, unlike previous scholars, to actually go to India. (The Avesta is the primary collection of religious texts of Zoroastrianism, composed in the Avestan language.) Anquetil’s publications (including a translation of the Upanishads), opened up huge new vistas of Indian literature to European readers.

Next major Orientalist was Sir William Jones (1746 to 1794), British philologist, orientalist and scholar of ancient India. It was Jones who first suggested the relationship between European and Indo-Aryan languages which is now widely accepted. Said doesn’t like him. Jones was a polymath who embarked on a deep immersion in the languages and texts of India. He founded the Asiatic Society of Bengal in 1784. According to some he was ‘the undisputed founder of Orientalism’ (p.78).

As Said went on about Jones, and the other Brits who gathered round him, studying and translating Sanskrit texts (e.g. Charles Wilkins, first translator of the Bhagavad-Gita, in 1785), I suddenly realised we had made a huge leap away from Islam, Mohammed and the Arab world to India, a completely different civilisation.

That is the primary problem with Said’s use of the word and concept ‘Oriental’, that it can refer to the Near East, Middle East, Far East, India, China, Japan you name it – and Said doesn’t help. He offers no conceptual or lexical clarification, no way of making the term more geographically or conceptually precise. In fact you realise that it suits his political agenda to keep it as open and slippery as possible. This allows him to jump from one criticism to another of ‘the West’ and its awful Oriental scholars all the more easily, to shift his ground, to continually move the goalposts.

His narrative moves on to Napoleon’s invasion of Egypt which, you will remember, was described just 40 pages ago. He repeats some of the key facts from the earlier passage, but adds new details. This, you feel, is how Said’s mind works, going round in circles, covering the same ground albeit with new wrinkles, making the same points again and again – Western Orientalism was (and is) an artificial construct, a self-referential system, built on self-serving stereotypes of Oriental backwardness, laziness, corruption and sensuality, which paved the way for and justified Western (French and British) imperialism.

The most interesting new bit is a (typically brief) account of Constantin François de Chassebœuf, comte de Volney (1757 to 1820) who wrote an extremely practical record, Voyage en Egypte et en Syrie (1787), which detailed the obstacles an invader would face in conquering Egypt, and was consulted and used by Napoleon. Many of Napoleon’s Orientalist scholars had trained under de Sacy and Said tells us his pupils dominated the field of Orientalism for the next 75 years.

de Sacy was the first Frenchman to attempt to read the Rosetta stone (discovered by some of Napoleon’s soldiers in 1799) and he was a teacher of Jean-François Champollion who went on to play a key role in deciphering it and Egyptian hieroglyphics.

The introduction to the vast Description of Egypt was written by Jean-Baptiste Joseph Fourier (1768 to 1830) known to history as a mathematician but who accompanied Napoleon’s expedition as scientific adviser. Fourier was appointed secretary of the Institut d’Égypte and contributed papers to the Egyptian Institute (also called the Cairo Institute) which Napoleon founded with the aim of weakening British influence in the East.

Said, characteristically, sees these institutes devoted to study of the Orient (and the others founded around Europe at the same time) as ‘agencies of domination and dissemination’ (alliteration is an important element of critical theory; sounds impressive) (p.87).

Said gives a handy half-page list (God, he loves lists) of the aims of Napoleon’s project, as summarised by Fourier himself, which amounts to a shopping list of Orientalism, namely:

  • to restore Egypt from its present fallen state to its former glory
  • to instruct the Orient in the ways of the modern West
  • to promote ‘knowledge’ of the East
  • to define ‘the East’ in such a way as to make it seem a natural appendage or annex of the West
  • to situate European scholars as on control of Oriental history, texts, geography
  • to establish new disciplines with which to control even more ‘knowledge’ about the Orient
  • to convert every observation into a ‘law’ about the eternal unchanging essence of ‘the Orient’
  • to bring ‘the obscurity’ of the Orient into the light and clarity of Western science

Above all, to convert the 3D ‘reality’ of the multivariant Orient into texts, the fundamental sources of power and control in Western ideology, sources written by Westerners, edited by Westerners, updated by Westerners, for the minds and imaginations of Western politicians and public. Fourier goes on to confirm all Said’s ideas when he writes that Egypt will provide ‘a theatre’ for Napoleon’s ‘gloire’ (p.86).

The Orient as stage for Western glory. Out of this matrix of dominating discourses come classics of Orientalising literature such as:

  • François-René de Chateaubriand’s Itinéraire de Paris à Jérusalem (1811)
  • Alphonse de Lamartine’s Voyage en Orient (1835)
  • E.W. Lane’s Manners and Customs of the Modern Egyptians (1836)
  • Richard Burton’s Personal Narrative of a Pilgrimage to El-Medinah and Meccah (1856)
  • Gustave Flaubert’s Salammbô (1862)

In the world of scholarship the next milestone was Ernest Renan’s Histoire générale et système comparé des langues sémitiques (1855).

Said’s text progresses not logically and chronologically, but crabwise, digressively, one thing leading to another. It’s fairly well known that the Suez Canal was conceived, designed and supervised by Ferdinand de Lesseps. Less well known that his father Mathieu de Lesseps went to Egypt as part of Napoleon’s huge expedition and stayed on after the Napoleonic forces withdrew in 1801.

It’s a mental tic of Said’s that he often writes a sentence or paragraph or topic about a subject, then shoehorns in a sentence in parentheses because it’s in his notes and it’s relevant but he can’t think of a way of including it in a logical exposition. An example is the way he ends his discussion of the Suez Canal’s symbolic significance (uniting East and West, ‘opening’ Egypt to the modern world etc) with a really throwaway reference to the Suez Crisis of 1956. He should either have given the Suez Crisis a paragraph of its own, where its significance could have been properly developed, or not mentioned it all. A brief throwaway reference is the worst of all worlds, but very typical of his scatter-gun, repetitive and badly structured approach.

For Said the Suez Canal finally dispelled the notion of the Orient as somehow remote and barely reachable. The Suez Canal dragged ‘the Orient’ into the fast-growing global imagination, made it imaginatively reachable (he doesn’t mention the establishment of the first Cook’s tours to Egypt at around the time of the canal’s opening, the 1860s). At the same time made it more of an annex and dependency.

4. Crisis

He repeats one his basic ideas which is that Orientalism amounted to the transformation of messy reality into tidied-up texts.

It seems a common human failing to prefer the schematic authority of a text to the disorientations of direct encounters with the human. (p.93)

He calls this the textual attitude. Travel books are an epitome of this attitude, assuring readers of a kind of Platonic ideal of a place which all-too-often fails to live up to the book’s idealised portrait.

Suddenly he’s giving a page-long quote from Egyptian social scientist Anwar Abdel Malek (1924 to 2012), from his 1963 essay ‘Orientalism in crisis’.

This is a not particularly relevant preliminary to ‘a history of Orientalism’. Said says all the pioneering Orientalists were philologists. Almost all the great discoveries in philology of the nineteenth century were based on study of texts brought back from the Orient. The central idea was that European languages were descended from two great families of Oriental languages, Indo-European and Semitic. Said gives a political interpretation of this, saying it proves 1) the linguistic importance of the Orient (its languages and scripts) to the achievements of Western research/knowledge, and 2) the Western tendency to divide and categorise Oriental materials to suit its own interests.

Orientalism is inextricably bound up with the study of language and texts; and therefore had a huge tendency to look far back into the past, to a golden age when Orientals lived the idealised lives depicted in the Upanishads or the Koran. In other words, a field of study entirely based on romantic images of an ideal past was always going to regard the messy realities of modern life in India or the Middle East as ‘degraded’ and fallen. Orientalists travelled to the East with their heads full of Romantic ideals and were horrified by the poverty and backwardness of what they saw, leading to a universal agreement that inhabitants of the modern Orient were degraded, debased and vulgarised – ‘an upsetting demystification of images culled from texts’ (p.101).

He’s barely told us he’s going to do a history of Orientalism before he tells us he’s not, and instead going to rattle off lists of eminent Orientalists ‘to mention a few famous names almost at random’ (p.99). Scholars, philosophers, imaginative writers, novelists, poets, travel writers, and explorers and archaeologists, they all contributed to the vast hegemony of Orientalism.

Suddenly it’s 1955, the year of the Bandung Conference, by which date all the nations of the former Orient were independent, presenting Orientalists with conceptual problems. This undermined (destroyed) one whole trope about Oriental peoples, of them being passive and fatalistic.

(This itself is obviously a gross simplification since movements for independence began to stir as early as the 1880s [the Indian National Congress was founded in 1885)], were loud and powerful enough to worry Kipling in the 1890s, and gained new momentum after the Great War. I.e. it’s plain wrong to say the trope of passive Orientals was overthrown by 1955, the contrary evidence was highly visible 50 years earlier.)

Suddenly Said is quoting from the first of a series of lectures given by the ‘great’ Oriental scholar H.A.R. Gibb in 1945, ‘Modern Trends in Islam’, a passage which beautifully illustrates the kind of tropes Said is on about, in that Gibb pontificates about ‘the Arab mind’ being utterly different from the Western mind, specifically in its inability to generalise from individual instances out to general laws and so their inability to have the rationalist thought and utilitarian practices which characterise the West.

This slips somehow into critiquing modern-day Orientalists such as Bernard Lewis (1916 to 2018) who set themselves up as experts on ‘Islam’, ‘the Arab mind’ and so on but just repeat the same old slanders about the Orient’s ineradicable backwardness but also – and suddenly the political Said steps forward into the limelight – uses all these tropes and prejudices to defend Israeli policy in Palestine.

And this turns quickly into polemic as he accuses Orientalists of ignoring ‘the revolutionary turmoil’ gripping the Islamic Orient, the ‘anticolonialism’ sweeping the Orient, as the world faces various disasters (nuclear, environmental) Said accuses politicians of ‘exploiting popular caricatures’ of the Orient.

These contemporary Orientalist attitudes flood the press and the popular mind. (p.108)

And his anger at white people:

A white middle-class Westerner believes it is his human prerogative not only to manage the nonwhite world but also to own it. (p,108)

Who’s making sweeping generalisations now? Who’s invoking racial stereotypes now?

You can’t help thinking that the tiger of passionate political polemic is constantly straining at the leash just below the surface of Said’s text, ready at any moment to break free and unleash a torrent of righteous indignation, genuine anger not only at Western Orientalists but the greedy white societies which host them. Pages 105 to 110 display his real anger at the way academic, cultural and political Orientalists deploy a whole armoury of demeaning tropes and stereotypes to maintain the lie of the Oriental as a passive, backward degenerate, even up to the time of writing (1976 to 1977).

It might also explain why the book is so poor as scholarly exposition, why he promises some kind of history of Orientalism on page 96 but a few pages later apologises for giving us only a very superficial sketch, skipping over names and dates, citing essays and speeches almost at random. It’s because what is really motivating him is to get to the Polemical Outburst.

(I got to the end of this section without really understanding why it was titled ‘crisis’.)

Chapter 2. Orientalist Structures and Restructures

[Chapter 2] attempts to trace the development of modern Orientalism by a broadly chronological description, and also by the description of a set of devices common to the work of important poets, artists and scholars.

In this chapter my concern is to show how in the nineteenth century a modern professional terminology and practice were created whose existence dominated discourse about the Orient, whether by Orientalists or non-Orientalists. (p.156)

1. Redrawn Frontiers, Redefined Issues, Secularised Religion

Like the literary critic he started out as, Said opens with a 2-page summary of the plot of Flaubert’s last novel, Bouvard and Pecuchet, two clerks who come into an inheritance, resign, buy a house in the country and proceed to systematically study every subject then known to modern man, with a view to mastering all the arts and crafts. Inevitably, the turn out to bodge every single one. Said’s quoting the novel because in Flaubert’s notes for the ending (he died before completing it) the pair talk about the future and hope for a great regeneration of the West by the East.

Said takes this as his theme and shows how it derived from the Enlightenment achievement of rejecting Christianity but incorporating many of its mental structures, such as a millennial transformation of society, and how, in a central thread of the Romantic tradition, this transformation and redemption was expected to come from the East, or from the reintegration of Eastern and Western thought.

Modern Orientalism derives from secularising elements in eighteenth century European culture (p.120)

This triggers a rash of name-dropping – Schlegel, Novalis, Wordsworth, Chateaubriand, Comte, Schopenhauer.

Said is, of course, sharply critical of this whole way of thinking, saying it’s yet another example of Western intellectuals thinking they own the world and that ‘Asia’ or ‘the Orient’ will be happy to play this redemptive role for the benefit of the West.

During the eighteenth century the way for modern Orientalist structures was laid down in four major developments:

  1. Expansion The East was opened up far beyond the Islamic lands, by a range of explorers he lists
  2. Historical confrontation History benefited from an anthropology which conceived of cultures as self-contained systems and began to think more sympathetically about them e.g. George Sales’s translation of the Koran which also translated Muslim commentators
  3. Sympathy Leading to ‘sympathetic identification’ by which some writers, artists, and Mozart (his opera, ‘The Abduction from the Seraglio’) imaginatively identified with the East, he briefly sketches the rise of the Gothic and exotic in writers like Beckford, Byron, Thomas Moore et al
  4. Classification The Western impulse to categorise everything into types, Linnaeus, Buffon, Kant, Diderot, Johnson, Montesqieu, Blumenbach, Soemmerring, Vico, Rousseau, it’s difficult to make out the scanty ideas through the blizzard of impressive names

In this chapter:

My thesis is that the essential aspects of modern Orientalist theory and praxis (from which present-day Orientalism derives) can be understood, not as a sudden access of objective knowledge about the Orient, but as a set of structures inherited from the past, secularised, redisposed, and reformed by such disciplines as philology, which in turn were naturalised, modernised and laicised substitutes for (or versions of) Christian supernaturalism. (p.122)

2. Silvestre de Sacy and Ernest Renan: Rational Anthropology and Philological Laboratory

An extended discussion of the lives and works of these two founding Orientalists or, as he puts it, Orientalism’s:

inaugural heroes, builders of the field, creators of a tradition, progenitors of the orientalist brotherhood (p.122)

In Said’s usual manner this starts out reasonably clearly but soon gets bogged down in his characteristically elliptical, digressive, list-heavy and oddly expressed style. It is a struggle to read. Sacy was interested in fragments of texts and knowledge (a mindset very typical of the Romantic generation).

Renan is tougher-minded. Said’s passage on Renan brings out the importance of philology, considered as a leading discipline. He brings in Nietzsche, who was also a philologist, to describe how the discipline means bringing to light the meanings latent in words and language. Renan wrote in 1848: ‘the founders of the modern mind are philologists.’ The ‘new’ philology of the start of the nineteenth century was to score major successes:

  • the creation of comparative grammar
  • the reclassification of languages into families
  • the final rejection of the divine origins of language

Prior to this scholars thought that God gave Adam the first language in the Garden of Eden. The systematic discoveries of philologists in Semitic then Sanskrit languages, along with the texts newly discovered and translated from India, was to make the story of one divine origin for language untenable, and also to call into question the previously accepted timelines of the Book of Genesis.

Thus it was his philological studies which led Renan to lose his Christian faith and then to go on to write the secular Life of Jesus, published in 1863, the first account to portray Jesus as a purely human figure, which had a dramatic impact on intellectual life all across Europe.

In my opinion, Said misses a big point here, a massive point, which is that European Christendom (and latterly American Christian churches) have a weird, strange, distorted interest in the Middle East because that is where their religion comes from.

Islam has a kind of geographical integrity, because the key locations of the religion are in the ongoing heartlands of Islamic territory i.e. Saudi Arabia and to a lesser extent Jerusalem. By contrast the faith and ideology on which ‘the West’ based itself until very recently, along with all its holy texts, derive from a geographical location outside itself, completely detached from itself by the Muslim conquests of the 7th and 8th centuries.

This accident of history and geography explains why ‘the West’ has had such an intrusive, interfering interest in the Middle East, from the Crusades to Russia claiming control of the Holy Places which triggered the Crimean War, the mandates over Palestine and Syria between the wars – and always will have, for the region is the ground zero of its religious and ideological underpinnings.

The Orientalists Said describes were so obsessed with the Middle East because they sought, through their philological enquiries, to get closer to the heart of and seek out deeper secrets, of their faith and religion. Hence the recovery of all the texts they could get their hands on, the immense effort put into the archaeology of the region, setting up umpteen Institutes and learned societies.

Said mentions the minuscule number of ‘Orientals’ who came to Europe during the nineteenth century compared to the tidal wave of Europeans who went to the Orient and this is a major reason. Not many Arabs or Indians are interested in visiting, for example, Stonehenge, which has a purely tourist interest for them. But potentially every Christian had a profound vested interest in the stream of archaeological and philological discoveries which poured out the Middle East and Egypt throughout the nineteenth and on into the early twentieth century (for example, the discovery of the tomb of Tutankhamen) because each new discovery shed light on their faith, and the sum total of the discoveries tended to undermine Christian faith altogether, as it did in the high profile case of Renan.

Said brings out how Renan came to prefer the Sanskrit family of languages origin of the idea of an Indo-European language i.e. ancestors of European languages, over the Semitic family, which is the parent of Hebrew and Arabic. His dislike of the latter hardened into an antisemitic attitude which he expressed with growing virulence and became part of the anti-Arab, anti-Islamic discourse of Orientalism.

Said very briefly refers to the post-Prussian haste among the imperial powers to draw up maps, to mark boundaries of power and control over the colonial possessions. Hence (he doesn’t say this) the notorious Berlin Conference of 1885, called to allow all the European powers to peacefully agree who controlled which parts of Africa, through to the post-Great War division of the Middle East between Britain and France and the equally notorious maps of new states drawn up by Mark Sykes and Georges Picot.

The aim of all this map making activity was never the interest of the native inhabitants, but solely the need to avert conflict arising between the powers, above all between France and Britain.

3. Oriental Residence and Scholarship: The Requirements of Lexicography and Imagination

The profession of Orientalist is based on multiple inequalities, of wealth and power and intellectual control (of the West over the East).

This section carries on from the previous section, dwelling on Renan’s contempt for Semitic languages and peoples and asserting that philology, by reducing a language to its roots, has a similar reductive effect on views about its speakers and peoples. He comments on the tendency of Orientalists of the Romantic generation to project grand romantic feelings onto the Orient, then experience an adverse reaction when they learned more about the reality of the actual contemporary Orient, accusing it of being ‘backward’ and ‘barbaric’.

So many Orientalists ended up hating their subject, not just Renan but William Muir, Reinhart Dozy, Alfred Lyall, Caussin de Perceval. Each of these pieced together and constructed versions of ‘the Orient’ from fragments, creating imaginary models for other Orientalists to debate.

Popular stereotypes about the Orient were perpetrated by mainstream authors such as Thomas Carlyle and Lord Macaulay. Orientalist tropes were used by eminent men in unrelated fields as diverse as Cardinal Newman or French naturalist and zoologist Georges Cuvier.

Marx and abstraction

Even Karl Marx, usually friend of the poor and downtrodden, gives in to Orientalist tropes in his 1850s writings about India, where he says that although British rule is harsh and stupid, it may be historically necessary to waken India from its backward, barbaric stupor.

Said quotes a bit of Marx on India where the latter himself quotes Goethe, and this, for Said, shows the origins of Marx’s Orientalism in classic Romantic worldview, wherein peoples and races need redemption from suffering through pain.

The idea of regenerating a fundamentally lifeless Asia is a piece of pure Romantic Orientalism. (p.154)

Said says these are all examples of Western knowledge’s tendency to group everything into high-level categories and groups and ignore the multiplicity, diversity and specificity of individual lives on the ground. He makes the fairly crude accusation that:

Orientalists are neither interested in nor capable of discussing individuals. (p.154)

 I have a big problem with this whole angle of Said’s attack, because the tendency to categorise and group entities under abstract terms is, of course, fundamental to the management of all knowledge and of all modern societies. The field of medicine I work in is only possible by virtue of general categories, starting with the notion of ‘patients’ or ‘cases’. Take epidemiology, ‘the study of the determinants, occurrence, and distribution of health and disease in a defined population’, which played a central role in the management of COVID-19 around the world – this is only possible by converting individual cases into numbers and groups and categories.

Accusing just the one academic discipline of Orientalism of doing this – turning the specificity of individual people into abstract categories and numbers – seems to me 1) factually incorrect; almost all academic or professional specialisms do just this; and 2) this approach is the basis of our entire civilisation, the entirety of Western science, medicine, public health provision and so on rests on this approach.

I take the point that, in his opinion, the conversion of teeming cities full of all kinds of races, religious groups, ethnicities, sexualities and so on into one big dumb category, the Orient, is a kind of abuse of the procedure, and was designed to justify imperial conquest and rule. Yes yes. But to attack the intellectual approach of gathering large numbers of people together under particular headings or categories as somehow inherently wicked and abusive seems to me plain wrong.

Anyway Said spends a page guessing that what happened is Marx’s initial sympathy for suffering individuals in the East met, in his mind, the censorship and ‘the lexicographical police action of Orientalist science’, of the accumulated playbook of orientalist metaphors prevalent in his Romantic sources, and shut down his human sympathies in favour of Orientalist stereotypes.

What Said’s devoting a couple of pages to Marx really indicates is how important Marx still was to his audience in the academy back in 1978, that he has to perform such mental gymnastics to reconcile what he wrote about India with what he takes for granted was ‘Marx’s humanity, his sympathy for the misery of people’ (p.154).

As so often Said is blinkered or partial because the whole point of Marx is that he was a kind of acme of converting individual people into vast historical abstractions; his whole deal was about mentally converting the teeming masses of capitalist countries into vast abstracts named the proletariat and the bourgeoisie. In doing so he notoriously dismissed vast numbers of people who would be trodden on and be victims of the historical process, namely the industrial bourgeoisie which would have to be eliminated in a violent revolution. And all of this needed to be carried out in the cause of the biggest Romantic redemptive project every conceived i.e. the creation of the utopian classless society.

But Said ignores the fact that Marx’s central procedure was to apply huge dehumanising categories to all Western societies, and instead somehow wants imply that he only did it to India; that this was somehow unique to his thought, a uniquely dehumanising and uniquely Orientalising manoeuvre to make, whereas, as I’ve just shown, the very same procedure was of course fundamental to Marx’s entire approach.

Travelling to the Orient

Moving on, Said says you can draw a distinction between Orientalists who stayed in Europe and worked from texts, and those who actually went to the Orient, some of them settling and living there. Here they had the exciting experience of living like kings, the life of the privileged imperial conqueror, waited on hand and foot, free to travel anywhere.

Goes on to say that an interesting process can be observed, which is they start off writing about specific experiences but sooner or later come up against Orientalist tropes, rather like the buffers in a railway station. Some Western writing became official while other texts remained personal, such as tourist and travel writing (Flaubert, Kinglake, Mark Twain). He attempts a little categorisation of motives for travelling to the Orient at this period (mid-nineteenth century):

  1. The writer aiming to gather information for scientific purposes
  2. The writer intending to gain evidence but happy to mix this with personal observation and style – e.g. Richard Burton’s Personal Narrative of a Pilgrimage to Al-Madinah and Mecca (1857)
  3. The writer who travels to fulfil a personal (often literary) project – e.g. Gérard de Nerval’s Voyage en Orient (1851)

He calls the intentions of the different writers, their ‘author-function’ (p.159). I looked this up and a) it’s a term coined by Foucault who, as we’ve seen, Said is very indebted to throughout; and b) Foucault uses the term author-function as: ‘a concept that replaces the idea of the author as a person, and instead refers to the ‘discourse’ that surrounds an author or body of work’ (Open University)

He cashes this out with an extended discussion of the career of Orientalist Edward Lane (1801 to 1876), showing how the quirky personal asides he included in his monumental 1836 work, ‘Manners and Customs of the Modern Egyptians’, were expunged in his subsequent works – an entirely functional Arabic-English Lexicon and an ‘uninspired’ translation of the Arabian Nights (p.164).

4. Pilgrims and Pilgrimages, British and French

Pursuing the same line, Said categorises the many writers who went on journeys to the Orient as ‘pilgrims’.

(In my opinion the chapter title and concept just highlight the huge holes in his account, which include a proper discussion of actual Christian pilgrimage, a proper consideration of medieval literature, which would include a proper account of the Crusades and, indeed the vast and generally unread libraries of devotional Christian literature. Seen in this wider perspective, Said’s account pretty much solely focuses on the nineteenth century, taking its start from writers he would have taught in his comparative literature course, such as Victor Hugo, Gérard de Nerval, Flaubert and going a bit beyond them into the actual literature of Orientalists such as Sacy, Renan, Burton, Lane and so on. But of the vast hinterland of medieval and Christian accounts of the Orient, almost nothing [excepting the passage about Dante]. Not his specialism, not his area.)

He compares and contrasts British and French visitors to the region and makes the simple point that the British had strong or defining presence on the ground and the French didn’t: the British beat the French to seize India during the eighteenth century and slowly ramped up their presence in the Middle East till they established an unofficial protectorate over Egypt in 1882.

The Mediterranean echoed with the sounds of French defeats, from the Crusades to Napoleon. What was to become known as ‘la mission civilisatrice’ began in the nineteenth century as a political second-best to Britain’s presence. (p.169)

The (partly) explains why (some) British writing feels practical and administrative while some much French writing is more imaginative, projective, wistful, dwelling in ruins and lost hopes etc.

He spends some time summarising François-René, vicomte de Chateaubriand’s ‘Itinerary from Paris to Jerusalem of 1811’. Said shows how, besides Chateaubriand’s obsessive narcissism the book reeks of Orientalist tropes, despising Islam, regarding the Arab as degraded, saying the whole region needs to be redeemed by the West. Said talks about his ‘Christian vindictiveness’ (p.174).

He moves on to discuss Alphonse de Lamartine’s ‘Voyage en Orient’ of a generation later, 1835. He, too, ends up disliking the reality of the terrain and people (thinking it was painted better by Poussin, p.178) and saying it is ripe for conquest and development by the West.

Then on to Nerval (visited 1842-3) and Flaubert (1849-50). Nerval writes of an eerily empty Orient, disappointing the Romantic fantasies he had learned from (earlier Orientalist) books. He copies large blocs from Edward Lane’s account and passes them off as his own.

Flaubert, much the greater writer, vividly describes what he sees before him in notes and his wonderful letters. The Orient was to bulk large in two of his six novels, Salammbô (1862) and The Temptation of Saint Anthony (1874). Said takes an excerpt from Flaubert’s notes on visiting a hospital to highlight the way morality and revulsion are completely excise; all that matters is the correct rendering of exact detail (p.186).

The most famous episode in Flaubert’s journey to the Orient was the time he spent with Kuchuk Hanem, an Egyptian sex worker. This is a peg for Said to talk a little about the sexual stereotypes of the East and to make the fairly obvious point that not only for nineteenth century writers but for many readers ‘the Orient’ became associated with sensuality, guilt free and available sex, much more available than back in Victorian strictly regimented Europe.

But the main impact this had on me was to realise how little he talks about sex, desire, gender, feminism, themes which massively saturate modern academic studies. In fact he raises the issue, why the Orient then (and now) suggests ‘not only fecundity but sexual promise (and threat), untiring sensuality, unlimited desire, deep generative energies’, before going on to say (in his typically not quite correct English) ‘it is not the province of my analysis here.’ A little later (p.208) he refers to the use of Orientalist stereotypes of ‘exotic’ sex in semi-pornographic novels but, by and large, it’s not his thing, his aim, his subject.

Then he returns to his main theme, ‘the sense of layer upon layer of interests, official learning, institutional pressure, that covered the Orient as a subject matter and as a territory during the second half of the nineteenth century’ (p.192).

British visitors and writers had a harder more realistic sense of what pilgrimages to the Orient entailed. The French didn’t own any territory and so were, in a sense, more imaginatively free. The British were always anchored in the reality by the vast responsibility of India, later on of Egypt, both of which meant that tough questions about administration and Realpolitik lurked behind even the most carefree travelogue. In a word, they are less imaginative. He has harsh words for Alexander Kinglake (1809 to 1891, Eton and Cambridge), English travel writer and historian, whose ‘Eothen’ or Traces of travel brought home from the East’ (1844) was wildly popular. Kinglake didn’t let his ignorance of any Oriental language and poor grasp of its culture stop him from making sweeping xenophobic, antisemitic and racist generalisations about the culture, mentality and society of ‘the Orient’.

This contrasts with the splendid achievements of Richard Burton, always an imperialist at heart, but a rebel against the establishment who took great delight in pointing out to the Orientalists that he knew more languages, had travelled more, seen more and understood more of the Arab mind than they ever would. Of all the writers of the classic Orientalist period Burton is the one who knew most about the actual specificities of Arab and Muslim life which Said values. He is maybe the last compromised of all these writers. And yet throughout his work is the assumption that the Orient is there to be taken, to be ruled by the West, by Britain, leading Said to another restatement of his core theme, that in Burton’s writings:

Orientalism, which is the system of European or Western knowledge about the Orient, thus becomes synonymous with European domination of the Orient… (p.199)

Chapter 3. Orientalism Now

Begins where its predecessor left off at around 1870. This is the period of greatest colonial expansion into the Orient…the very last section characterises the shift from British and French to American hegemony. I attempt to sketch the present intellectual and social realities of Orientalism in the United States.

1. Latent and Manifest Orientalism

The phrase is obviously derived from Freud’s notion, first expressed in The Interpretation of Dreams, that dreams have both a manifest or obvious content, and then a latent or secret meaning (also latent in the sense that it required work by patient and therapist to bring it out). Said applies Freud’s metaphor to his topic of study.

The idea is simple: the details or surface or manifest Orientalism have changed and varied over the past 250 years but the latent or bedrock attitudes behind it remain as fixed as ever, namely that the Orient is backward, poor, lazy, undisciplined and passive, in need of endless help (p.206).

Actually his argument is not helped by the way that he continually shuffles the attributes he claims that Orientalism attributes to the Orient. In the space of a few pages he says there are the Orient’s:

  • sensuality, tendency to despotism, aberrant mentality, habits of inaccuracy, backwardness (p.205)
  • eccentricity, backwardness, silent indifference, female penetrability, supine malleability (p.206)
  • backward, degenerate, uncivilised, retarded (p.207)

I take the point that each list shuffles from a pack of negative stereotypes, but, like his repeated attempts to give a precise definition of Orientalism, none of which really nail it, there’s a constant sense of blurriness and slippage.

Helplessness

I read his criticism of this idea of Oriental ‘helplessness’ on a day (23 September 2023) when, on the radio, I heard that Morocco needs Western help because of the massive earthquake which just struck it, that Libya needs Western help because of the unprecedented floods which have devastated it, that Lebanon still needs help rebuilding itself three years on from the devastating explosion of 4 August 2020, and saw a charity appeal to help the victims of the civil war in Yemen.

It’s all very well to read Said’s repeated claim that seeing the Orient as helplessly needing Western intervention is an Orientalist trope, a demeaning stereotype entirely created by the institutions he describes, and yet…it also appears to be a real-world fact.

SOAS

Anyway, Said continues to describe (yet again) the process whereby a set of intellectual interests and disciplines based in study of the Biblical languages slowly transformed into a series of postulates which justified and enabled the colonial occupation of ‘the Orient’. He quotes Lord Cromer’s paternalistic speeches, specifically the one calling for the establishment of an institute to study the region, which was a trigger point for the establishment of the University of London’s School of Oriental and African Studies.

The importance of geography

If the section about Renan dwelled on the importance of the discipline of philology, this section dwells on the academic discipline of geography for the colonial enterprise. As Said puts it in his foggy, unclear prose:

Geography was essentially the material underpinning for knowledge about the Orient. All the latent and unchanging characteristics of the Orient stood upon, were rooted in, its geography. (p.216)

France bounced back from its humiliating defeat in the Franco-Prussian War (1870 to 71) with a renewed determination to expand its empire and this led, among other things, to ‘a tremendous efflorescence of geographical societies’ (p.217). There was even a thing called the geographical movement.

Scientific geography gave rise to commercial geography and an explosion of utopian schemes to interfere and alter geography. The opening of the Suez Canal had changed the world of commerce and profoundly affected geopolitics. Dreamers dreamed of similar huge projects, including flooding the Sahara to make the desert bloom, and tying together France’s scattered African colonies by ambitious railway networks.

Some French commentators blamed their defeat by Prussia on lack of imperial ambition; falling behind British imperial aggrandisement was blamed for France’s economic woes. The solution to every problem was to more aggressively conquer and control. This lay behind France’s drive to conquer the territories of what became French Indochina (Laos, Cambodia, Vietnam), clinched in a series of battles in 1885.

But the French throughout the period continually lamented coming second best to the British who had secured all the plum territories (India, Egypt). French envy and resentment knew no bounds. Said ties this to the way the British produced remarkable characters who flourished in the Oriental purview, such as Gertrude Bell and TE Lawrence.

2. Style, Expertise, Vision: Orientalism’s Wordliness

Starts with a discussion of the concept of The White Man, the controller at the centre of Orientalism who defined unwhites, blacks, coloureds and Orientals as ‘others’, lacking the attributes of whiteness, who therefore had to be schooled and trained up to ‘our’ standard. To demonstrate he gives (more) quotes from Gertrude Bell and T.E. Lawrence.

In the late nineteenth century bastardised theories of evolution, the survival of the fittest and race theories lent malevolent force to pre-existing Orientalist discourse.

Said introduces us to William Robertson Smith (1846 to 1894) a Scottish orientalist, Old Testament scholar and minister of the Free Church of Scotland, best known for his book ‘Religion of the Semites’ which became a foundational text in the comparative study of religion.

Said moves on to his most extended consideration of T.E. Lawrence who he sees following a recognisable career arc, from Romantic adventurer, to imperial agent (in the Arab Uprising), to disillusioned failure. He quotes passages from the Seven Pillars of Wisdom to show how Lawrence not only identified himself totally with the Arab Uprising but, more typically, identified the Arab Uprising with himself, another white man assuming the natives couldn’t have done it on their own.

I like his idea (maybe pretty obvious) that the mid and late nineteenth century figure of the adventurer-eccentric was replaced around the time of the Great War by the Orientalist-imperial agent, citing Lawrence, Gertrude Bell, St John Philby (a small checklist which he refers to countless times). This marked a shift from an academic to an instrumentalist mode.

Between the wars

Between the wars imperial rule throughout the Orient became problematic for the simple reason that the natives formed more and more strident nationalist movements, flanked by increasing acts of violence, while a growing minority in Western countries began to question or turn against colonialism and in favour of home independence.

Said quotes French Orientalists (Sylvain Lévi) who (like all academics) insist the answer is more study, more research, better understanding etc. He quotes the poet Paul Valéry whose contribution amounts (with comic French intellectualism) to analysing the problem away (p.250). And goes on to cite Valentine Chirol, Elie Faure, Fernand Baldensperger, all of whom reiterated the now crystallised Orientalist lines: ‘they’ are unlike us, lack the ability for rational knowledge, are economically and culturally backward, Islam is an imprisoning limiting religion, all the usual slurs.

At the end of this section he gives yet another summary of what he’s trying to do, to investigate:

the metamorphosis of a relatively innocuous philological subspeciality into a capacity for managing political movements, administering colonies, and making apocalyptic statements about the White Man’s difficult civilising mission (p.254)

3. Modern Anglo-French Orientalism in Fullest Flower

During the 1930s and 40s Orientalism had hardened into an extensive field of knowledge in which, like a spider’s web, reference to the most trivial fact tended to jangle the entire system and immediately invoke a whole gang of presuppositions, biases and bigotries.

There’s a long passage on the development, between the wars, of ‘types’ in the social sciences, which I think he contrasts with the cosmopolitan pluralism of the philological (in the wide sense) approach taken by one of his heroes, Auerbach. Narrowing versus widening.

So this section invokes the profound collapse of European economy and political consensus and in an obscure, round the back kind of way, describes how this impacted on national Orientalisms. For example, Snouck Hutgonje, Dutch scholar of Oriental cultures and languages and advisor on native affairs to the colonial government of the Dutch East Indies.

Then 20 pages contrasting the work of the most eminent Orientalists of their generations in France and Britain, Louis Massignon (1883 to 1962), French Catholic scholar of Islam and a pioneer of Catholic-Muslim mutual understanding, and Sir Hamilton Gibb (1895 to 1971), Scottish historian and Orientalist.

Massignon is depicted as an outsider of great genius and insight who devoted a lot of time to the biography of a Muslim Sufi saint, al-Hallaj. Gibb was the opposite, an insider, an institution man.

Inevitably Said depicts both of them, in subtle and sometimes impenetrable style, while citing Foucault and Barthes, as nonetheless continuers and purveyors of fundamental Orientalist stereotypes. His detailed look at the careers, professional subjects and styles of these two giants takes us from after the Great War up to the early 1960s.

4. The Latest Phase

To date the book has amounted to a brief consideration of the origin of Orientalist tropes and prejudices among the ancient Greeks, a brief sketch of the Middle Ages in the form of Dante, skipping past the Renaissance altogether and then settling down to a detailed examination of Orientalism from the late eighteenth and through the long nineteenth century.

In this last section he finally brings all his findings on home to the colossus which dominated the post-war settlement, culturally, economically and militarily, the US of A. It is completely unlike the rest of the book in that it is clear, accessible, magazine style rage against the unchecked proliferation of anti-Arab and Islamophobic caricatures across American culture.

The traditional Orientalism he has chronicled was broken up in 1960s America into a proliferation of academic subspecies. The European focus on philology, itself deriving from study of the Biblical languages, disappeared and was replaced by an American focus on the social sciences. American academics didn’t study the languages of the Middle East, they studied their ‘societies’ and on this basis set themselves up as experts and advisers.

Part of this was the abandonment of the study of literature. The long philological and literary approach he’s been praising and enjoying came to a grinding halt. In American hands it was all about preparing oil executives for their stints in the Arab world and advising the State Department.

He categorises ways in which ‘the Arab’ or ‘the Arab Muslim’ appear in ‘modern’ (i.e. 1960s and 70s) culture:

  1. Popular images and social science representations
  2. Cultural relations policy
  3. Merely Islam
  4. Orientals Orientals Orientals

Said becomes more and more angry, outraged at the barrage of anti-Arab and Islamophobic imagery to be found all across American culture. Images of humiliatingly defeated Arabs after the 1967 war. Images of hook-nosed Arab sheikhs at petrol pumps after the 1973 war and the oil price hike. These latter have all the Nazi antisemitic stereotypes born again.

He is appalled at the new tone of American Orientalism. He mounts a sustained attack on the 1970 Cambridge History of Islam, spotting stereotypes everywhere and accusing it of being bereft of ‘ideas and methodological intelligence’ (p.302).

He quotes from magazine articles, from Commentary magazine, from scholarly papers, interviews in which academics, politicians, commentators, repeat ad nauseam the same anti-Arab tropes he has enumerated throughout the book, the backwardness of Arabs, the stupidity of Arabs, the bombastic nature of Arabic which prevents Arabs from having rational thought, and so on.

He attacks 3 or 4 essays before alighting on a 1972 volume called ‘Revolution in the Middle East and other case studies’. He attacks the introductory essay by the volume’s editor P.J. Vatikiotis, before making a sustained attack on the essay by notable modern Orientalist, Bernard Lewis, giving numerous quotations in a vitriolic attack on what he takes to be Lewis at the same time setting himself up as an oracle on all things Arab while at the same time comprehensively despising and belittling his subject matter. Sounds weird, sounds counter-intuitive, unless you’ve read Said’s book in which he identifies it as a recurring characteristic of all Orientalists.

It’s in the Lewis passage that Said finally opens up about the Zionist movement and the foundation of the state of Israel, pointing out that Lewis nowhere (apparently) mentions Zionism or the Jewish appropriation of Palestinian land and, at last you feel, the cat is out of the bag. it feels as if the previous 300 pages have been a long, slow, laboursome foreplay leading up to this, the money shot.

What particularly gets his is Lewis’s pride in being an objective historian when Said claims to have shown he is in fact a ludicrously biased, anti-Arab, anti-Islamic bigot.

This is the culmination of Orientalism as a dogma that not only degrades its subject matter but also blinds its practitioners. (p.319)

The final pages describe the way Orientalism has infected the Orient in the sense that students and lecturers from the region come to the United States to train, are inculcated with Orientalism biases against their own people and culture and return to propagate these biases. There were, at the time of writing, hardly any institutes of higher education devoted to studying the Orient in the Orient. Academically, it is backward.

Worse, America has made the entire Middle East, economically, into a client region. America consumes a select number of products from it (mostly oil) but in return exports a huge number of goods, from blue jeans to Coca Cola. And TV and Hollywood movies, which often feature Arabs as the bad guys.

The modern Orient, in short, participates in its own Orientalising. (p.325)

Finally he hopes that his work has made a small contribution to encouraging scholars to critically scrutinise the premises of their disciplines, to be attentive to the realities on the ground and try to avoid the artificial and cramping conventions which constrict so many fields of study in the humanities. And, writing at a time of increasing nationalism in the developing world, he hopes it will help those peoples and movements get free of the mind-forg’d manacles (a quote from William Blake) which their oppressors created to judge, demean and control them.

Critique

Mind opening

Books like this are mostly for students because, if you hadn’t yet come across the notion that academic disciplines are not the clean objective collections of facts you were led to believe at school, then Said’s full frontal demolition of an entire area of academic study, and his association of it with one of modern woke ideology’s great bogeymen, Western imperialism, is liable to have a dynamite impact, opening your mind to whole new ways of thinking about scholarship, the academy, the humanities, history, geography, languages, religion, all of it.

And, given the extent to which Said ties his history of nineteenth century Orientalism directly to the perennial hot button issue of the Arab-Israeli conflict, the impressionable student is likely to have not only their intellectual interests, but their sense of justice fired up. When I used to visit my son at Bristol University I was struck by the number of posters around the town burning with indignation for the cause of oppressed Palestine.

But, unfortunately, it’s nearly 40 years since I read Orientalism, so none of this is new to me although rereading it made me realise I’d forgotten almost all the detail.

Repetitive

And forgotten how bad it is. It really doesn’t read very well. Reread in the cold light of day it feels extremely repetitive and confused. Too often Said asserts his case rather than proving it, in particular repeating the fundamental ideas like the created nature of Orientalist discourse, the premise of an unchangingly inferior Orient and so on, scores and scores of times till I felt like screaming.

Weak definitions

A surprisingly central problem is his failure to really define what his central term i.e. the Orient, actually means. When I began to explain the book to a friend she expected it to be about the Far East, China and Japan, which are the places she associates with the word ‘Orient’. She was very surprised when I told her it focuses almost entirely on the Middle East and Egypt, with some digressions about India. China and Japan are mentioned once or twice in passing, but not part of his hard core message. Here’s one of his not particularly useful definitions of the great subject, Orientalism:

What I shall be calling Orientalism, a way of coming to terms with the Orient that is based on the Orient’s special place in European Western experience. (p.1)

Or:

Orientalism is the habit for dealing with questions, objects, qualities, and regions deemed Oriental. (p.72)

You can see the air of tautology hanging over a sentence like this, as there are so many of his other formulations.

The Orient that appears in Orientalism is a system of representations framed by a whole set of forces that brought the Orient into Western learning, Western consciousness and, later, Western empire. (p.203)

Or this one, that Orientalism:

is an attempt to describe a whole region of the world as an accompaniment to that region’s colonial conquest. (p.343)

It’s peculiar that every time he mentions the concept, he feels the need to redefine it, and every time it comes out slightly different. This adds to the general difficulty of reading the book.

Relation to the contemporary world

The second point is one I made in part 1, which is that so much has happened in the world since it was published – chiefly the collapse of communism, the end of the Cold War, the rise of Islamic terrorism, the Western invasions of Middle Eastern countries, the Arab Spring and its failures – that, to anyone keeping up with events, the book doesn’t feel like a guide to the modern world but a dated dead end.

No doubt Western academics, commentators, ‘experts’ and journalists continue to use Orientalising stereotypes, and for much the same motives Said describes, to define, control and contain the complex realities of this troubled part of the world, to assert Western superiority over ‘barbaric’ Arabs. But this is, in the end, a very easy concept to understand and what would be useful would be a guide to the contemporary forms of Orientalising stereotyping which we in the West, no doubt, still labour under.

Ending the binary

Quite a few times Said says he laments the simplistic binary opposition between East and West which he says is at the heart of Orientalism. Does he? No. In my opinion he reinforces the binary on every page of the book, in fact he deepens and entrenches it by repeating its binary terms – the Orient and the West – on every page.

By not including a single Oriental, Arab or Muslim voice, while featuring scores and scores of European writers, I thought the book has the effect of making ‘the Orient’ even more invisible, disappearing it, while filling the mind to overflowing with Western European ideas. He angrily rejects those ideas. but those are the ideas I’ve just spent a week reading a 350-page book about, and so those are the ideas I remember.

Epistemology

Said’s thesis is based on the idea that knowledge is power, and that the way ‘knowledge’ about ‘the Orient’ was created and curated was always biased, bigoted, negative, critical and disempowering. Fine. But what this boils down to is an argument about epistemology, which is defined as ‘the theory of knowledge, especially with regard to its methods, validity, and scope, and the distinction between justified belief and opinion.’ This is the heart of his book and his thesis. It is an argument about the production of knowledge. And yet Said nowhere explains his own theory of epistemology. Just as he is slippery about what ‘the orient’ actually means, and gives ten or so differing definitions of ‘Orientalism’, in the same way he never gives an adequate definition of the central concept he’s arguing about.

In my opinion it’s this lack of really deep, thought-through clarity and consistency about his key concepts which explains why, instead, he lumps lots of disparate topics together, rarely explores them in any depth, and continually resorts to asserting his thesis instead of proving it.

Fake urgency

Said writes that, when Orientalists codified their knowledge into encyclopedias under alphabetical entries, they modelled and shaped knowledge, created constraints so that readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist, and this is made to sound like some wicked conspiracy. And yet the same is true of any other subject whatsoever. Take woodwork. You want to learn a bit about woodwork so you Google or buy a book on the subject, written by experts.

But in Said’s eyes, this knowledge about woodwork has been modelled and shaped knowledge by so-called ‘woodwork experts’ who have created constraints so that readers can only approach this knowledge of woodwork via ‘the learned grids and codes’ provided by the woodwork expert! Scary, eh? Or utterly banal.

Reading these kinds of scare tactics on every single page gets boring. Again and again and again he makes the same simple point which is a critique of the way knowledge is produced and curated by academics with, he claims, an anti-Eastern, anti-Arab, anti-Muslim prejudice – all so that he can lead the reader, in the Introduction and then in the third section, right back to the modern world and to the iniquity of US policy in the Middle East.

It’s this, Said’s obsession with the Arab-Israeli policy, which really gives the book its energy. The rise of ‘Orientalism’ as an academic discipline would be of solely academic interest, a very niche concern, if it weren’t for the fact that the same kind of anti-Eastern, anti-Arab and anti-Muslim tropes are at work, in the world, today, guiding American’s slavishly pro-Israeli and ruinously anti-Arab policy.

Last word

When we were students a friend of mine, who went on to become a professor of poetry, described it as ‘a bad book in a good cause’.

Practical criticism

See if you can identify the kind of essentialising Orientalist stereotypes about the Middle East, Arabs and Islam which Said describes, in Western (British) coverage of the recent Hamas attack on Israel (I’m just giving the BBC as a starting point):


Credit

Orientalism by Edward Said was first published by Routledge and Kegan Paul in 1978. References are to the 2003 Penguin paperback edition (with new Afterword and Preface).

Related reviews

The Rossettis @ Tate Britain

This is a spectacular exhibition, by turns absorbing, inspiring, fascinating and deeply educational about the individuals, their lives and their times. Not all the work on display is good, some is positively poor, but there are good things throughout, and it’s huge – featuring over 150 paintings and drawings as well as photography, design, wallpapers, furniture, rare books, printed and spoken poetry and more. And then, in the last few rooms, it turns into a spectacular celebration of Dante Gabriel Rossetti’s huge, sumptuous paintings of stunning pre-Raphaelite women, an orgy of masterpieces to leave you reeling. More than just an exhibition it feels like a sustained immersion in their lives and times.

I thought the exhibition might disintegrate into a general splurge about the extended network of artists and models which made up the Pre-Raphaelite Brotherhood – surely, the most written-about subject in British art – the gift shop is heaving with books about the Pre-Raphaelites.

But I was wrong. The exhibition remains very, very focused on the Rossetti family and, above all, on the favoured son, Gabriel. (Only in adult life did Gabriel move his middle name, Dante, to the front of his three names – maybe partly to catch up with triple-barrelled friends like John Everett Millais and William Holman Hunt – but the curators refer to him as Gabriel throughout and so shall I.)

Firsts

Tate owns a lot of Pre-Raphaelite paintings and drawings so it’s surprising to learn that this is the first retrospective of Rossetti ever held at Tate, and the largest exhibition of his iconic pictures in two decades. Less surprising to learn that this is also the most comprehensive exhibition of Elizabeth Siddal’s work for 30 years, featuring rare watercolours and important drawings, because most of us have never hear of her.

The rooms devoted to them show how Gabriel and Elizabeth’s relationship and works intertwined and reflected each other. If you like reading about the lives of great artists, then this deep dive into biographical minutiae will be right up your street.

Immigrants

First of all, they were immigrants. Gabriele Rossetti (1783 to 1854) arrived in London in 1824, as a political refugee from Italy. More than that he was an Italian nobleman, poet, constitutionalist, scholar, and founder of the secret society, the Carbonari. A noted Dante scholar he secured the post of Professor of Italian at King’s College London from 1831 as well as teaching Italian at King’s College School. He and his wife Frances Polidori Rossetti had four children, two sons and two daughters. Raised in a home drenched in poetry and literature, all four children went on to become artists or writers in their own right. They were: the writer Maria Francesca Rossetti (1827 to 76); poet, artist and designer Gabriel Charles Dante Rossetti (1828 to 1882); artist and critic William Michael Rossetti (1829 to 1919); and poet Christina Rossetti (1830 to 1894).

The curators add into this gang of four the figure of Elizabeth Siddal, model, artist and poet, who posed for many of the Pre-Raphaelites (most famously as Ophelia in the classic painting by John Everett Millais) but who enjoyed a lengthy relationship with Gabriel, in which they drew and painted the same subjects, copying and learning from each other. They married in 1860 at which point she became Elizabeth Rossetti and this, from a naming point of view, justifies her inclusion in the exhibition.

Christina Rossetti

The curators do something genuinely bold and interesting which is to start a major art exhibition with a room devoted almost entirely to poetry. Never seen that before. They are mostly by Christina Rossetti and are not only printed directly onto the walls in very large font size but, if you stand in places marked by signs on the floor, you can hear the poems being recited by what must be very cleverly focused loudspeakers, which seem to be addressing you and you alone.

Installation view of ‘The Rossettis’ at Tate Britain, showing Room One which features just three paintings because it is devoted to the poetry of Christina Rossetti, which are reproduced on all the walls. Photo by Madeleine Buddo © Tate

All four Rossetti children were artistic and wrote and drew from early ages, but it was Christina who had the earliest success, having a volume of 42 poems published when she was just 16, some of which were written when she was as young as 11!

Remember by Christina Rossetti

Remember me when I am gone away,
Gone far away into the silent land;
When you can no more hold me by the hand,
Nor I half turn to go yet turning stay.
Remember me when no more day by day
You tell me of our future that you plann’d:
Only remember me; you understand
It will be late to counsel then or pray.
Yet if you should forget me for a while
And afterwards remember, do not grieve:
For if the darkness and corruption leave
A vestige of the thoughts that once I had,
Better by far you should forget and smile
Than that you should remember and be sad.

This bold start does two things. One, it fulfils Tate’s feminist aims of promoting women, bringing women out from the shadow of more famous men, giving women more of a voice etc (as the promotion of Elizabeth Siddal later in the show also does). Two, it vividly demonstrates the extraordinary combination of sensitivity and sensuality which, arguably, were to be distinguishing features of the family, and especially the arch-sensualist, Gabriel.

Christina’s talent peaked with the volume containing her most famous poem, Goblin Market, of 1859. During her career she published over 900 poems, a phenomenal output. Taking five minutes to read all the works written on the walls here, and let them alter and direct your thoughts towards her strange combination of Victorian piety, with astonishing sensuality, is a rare and lovely experience.

Early sketches

The narrow but scholarly depth of the exhibition’s focus is established in the second room which contains 30 or so very early drawings and sketches by the boy Gabriel, alongside some by his sister, and two by his brother William. They demonstrate his precocious skill and his enthusiasm for original voices like William Blake and Edgar Allan Poe. Gabriel was an early devotee of the small cult of Blake, who didn’t become widely known until the 1860s. And he did numerous illustrations of Edgar Allen Poe stories and poems, notably The Raven.

The Raven by Dante Gabriel Rossetti (1848) © Victoria and Albert Museum, London

These are very uneven: some have great verve but many of them are cranky and cramped. So I suppose the idea of a progression of beautiful young girl ghosts, on the left, is well done, but nothing about the figure on the right is good, his tangled legs, the odd posture of his hands. But they’re all very interesting in a dry, scholarly way. You rarely get to see the early beginnings of a major painter in such detail and for this reason alone I found myself taking the time to study each of the sketches. I liked two sketches drawn with thick black lines which reminded me of Goya, but these were exceptions.

Man with a Woman Wearing Trousers by Dante Gabriel Rossetti (1844)

To buck the curators a bit, possibly the best things in this room are two marvellous charcoal and white chalk drawings by brother William, studies of Yarmouth beach. These far exceed in sophistication, depth and technique anything by Gabriel. And they are outdoors, giving them an airiness and lightness unlike anything by brother Gabriel. I can’t find them anywhere on the internet 😦

Gabriel’s unevenness

Maybe it’s worth making the point now, early on, that Gabriel Rossetti is strangely patchy or uneven as an artist. Many of these sketches are positively poor. What I mean is their depiction of the human frame is awkward and cranky. Gabriel’s figures are often bent at improbable or at least uncomfortable angles. His faces are sometimes smooth and angelic but sometimes angular and amateurish.

Later on there’s a room devoted to the period he spent living and working with Elizabeth Siddal, originally a model but, as this exhibition goes to great lengths to demonstrate, an artist in her own right. The curators place sketches, drawings and small paintings by Gabriel and Siddal alongside each other but I had the same experience as in Room 2 i.e. a lot of both of their work seemed to me poor, amateurish, ungainly, badly modeled figures and badly drawn faces.

The sketches introduce another theme which is how cramped and confined so much of Gabriel’s art is. At one point the curators point out that The Artist In His Study was a recurring theme of Gabriel’s work, but it’s not just the artist trapped indoors. In sketch after drawing after painting, the subject (always people, never landscapes or still lifes) has to bend over, lean in, wry their neck into the claustrophobic confines of the framing space. Almost all of his people are indoors and in a very cluttered, cramped and confined indoors at that.

All these qualities are on display in Ecce Ancilla Domini. It’s indoors; in a very cramped narrow room, emphasised by the vertical line of the narrow bed and, of course, the standing figure. Look how tightly frame it is with the picture edge right up against the left side of the angel’s gown and the red stand on the right, and the terrified woman pressed up tight against the hard cold whitewashed wall. I can barely breathe.

Ecce Ancilla Domini (The Annunciation) by Dante Gabriel Rossetti (1850)
© Tate

What’s so odd as to be barely believable is that the artist who produced these small cramped images, up to and beyond his Pre-Raphaelite phase in the late 1840s and 50s, then blossomed into the artist of the big, lush, sensual masterpieces of the 1870s and 1880s. It’s as if they were two completely different people.

The Pre-Raphaelite Brotherhood (the PRBs)

The exhibition has to cover Gabriel’s involvement with the Pre-Raphaelite Brotherhood which he founded in 1848 along with soul mates William Holman Hunt, John Everett Millais, James Collinson, Frederic George Stephens and Thomas Woolner, but it keeps it under control, as it were, not splurging but maintaining its focus on Gabriel (and to a lesser extent Christina).

This room is the one place where the curators bring in other works, by Millais and Hunt in particular, in order to explain the shared aims of the group. The idea was to reject the shadowy forms and stylised poses of the Italian Mannerist artists who succeeded Raphael and Michelangelo. The PRBs believed the classical poses and elegant compositions of Raphael, in particular, had been a corrupting influence on the academic teaching of art, hence their ambition to go back before Raphael to recapture the clean, detailed and precise style of artists who preceded the High Renaissance.

This led to a kind of super-realism where you can make out every hair on the head of the figures, where the background isn’t shady and blurred to indicate distance, but everything is seen in full detail, sparkling with a kind of universal light. This is one of the 3 or 4 paintings that the curators include as examples of the early, radical style of the Pre-Raphaelite Brotherhood, a typical selection of a medieval subject by William Holman Hunt. Note the hallucinatory clarity of every detail, of the flowers at bottom centre, the hair of the horseman on the right, the loving detail of the light reflecting on all the armour.

Rienzi vowing to obtain justice for the death of his young brother, slain in a skirmish between the Colonna and the Orsini factions by William Holman Hunt (1849) Private collection of Mrs E. M. Clarke

Realists and rebels – or inventors of a new form of escapism

A comment on the wall caption made me smile. The curators state that ‘The men and women in the Pre-Raphaelites’ circle wanted to express themselves authentically, with art and poetry based on lived experience and nature.’ Elsewhere they talk about the PRB’s commitment to depict the life of their times, and imply that this or that painting is a piercing critique of Victorian sexism, social inequality, poverty and so on. And indeed some, a very small number of paintings and drawings, can be interpreted in this way.

But a wider truth is conveyed in the wall label’s very next sentence: ‘Their paintings and writings explored stories from the Bible and medieval books that resonated with their modern lives.’ That’s closer to the mark because what comes over is the PRB’s commitment to flee the social realities of their time. The curators themselves point out how Gabriel, his family and friends sought inspiration in anything but their own time, in stories from the Bible, fairy tales, folk tales, Greek myths and legends and, above all, by escaping into a beautifully rendered and idealised version of the Middle Ages.

The Decameron, The Canterbury Tales, The Roman de la Rose, the Arthurian legends and, above all of them, a lifelong obsession the 14th century Dante Alighieri – all this was about as far away as you could possibly get from the political, economic or social life of their times.

The PRB’s speciality was escapism, and in this they followed the other poets of their day who mined John Keats’s lush sensuality to produce the medievalising monologues of Robert Browning but above all the tremulous emissions of the presiding poet of the era, Alfred Lord Tennyson. Take Browning’s poem ‘Pippa Passes’, allegedly written ‘to speak for the masses … cuffed and huffed from morn to midnight’. but whose subject, Pippa, is a silkworker who walks through the medieval Italian town of Asolo, singing and inspiring good. Or Tennyson’s log work the ‘Idylls of the King’, the king in question being King Arthur. While the British army subjugated more and more parts of the world, Britain’s poets vapoured about knights and damsels. And the Rossettis? Well, could they have made more drawings, sketches and paintings of knights in armour and damsels in distress?

Arthur’s Tomb by Dante Gabriel Rossetti (1860) © Tate

No, for actual lived experience of the mid-Victorian period the Rossettis and Pre-Raphaelites are the very last source you would consult. You would look in the novelists – the poet laureate of London, Dickens, to a lesser extent Thackeray, or the gritty novels of Mrs Gaskell with their harrowing accounts of working class life.

So taken at face value the notion that the PRBs were radicals who sought ‘authenticity’ and to depict life  with a new realism in defiance of the conventions of the society around them and of the artistic establishment represented by the Royal Academy seems nonsensical.

But maybe I’m missing the point. I think PRB fans would point out that the realism and authenticity they were seeking was an emotional and psychological realism. In the subjects of their art they fled the reality of their times to Greek legends and medieval stories in order to capture complex, fleeting, intense and evanescent emotions which the banality of day-to-day living in industrialising London seemed to crush and stifle.

Thus Gabriel’s very strange painting of Arthur’s Tomb, above, is radical in the sense that it rejects the entire tradition of Salon art, of the huge Grand Historical or Mythological Subjects promoted by the founder of the Royal Academy, Sir Joshua Reynolds, with their grand gestures and beautiful finish. Instead the characteristically cramped and claustrophobic composition, the sense that both figures are being squashed by the tee above, the awkward bending of Lancelot, Guinevere’s hand fending him off – the cramped awkwardness of the entire thing conveys a very modern, complex psychological moment, fraught with tensions.

So the flight into the Middle Ages which is enacted in painting after painting, was it a flight from contemporary reality – or was it the adoption of distant subjects the more easily to convey complex modern psychological states? Discuss.

Elizabeth Siddal

Following new research, Elizabeth Siddal’s surviving watercolours are shown in a two-way dialogue with contemporary works by Gabriel, exploring modern love in jewel-like medieval settings. As a working­ class artist who was largely self-taught, Elizabeth’s work was highly original and inventive, but has often been overshadowed by her mythologisation as a tragic muse (see, for example, this BBC article, The tragedy of art’s greatest supermodel).

According to the curators Siddal and Gabriel’s work together marks a turning point from Pre-Raphaelitism to the new, more imaginative and expressive Aesthetic style which emerged in the 1870s.

Lady Affixing Pennant to a Knight’s Spear by Elizabeth Eleanor Siddal (1856) © Tate

Aestheticism – Gabriel’s second revolution

There’s such a huge difference between Gabriel’s often clunky, cramped compositions of the 1850s and the huge, gorgeous flowing masterpieces of the 1870s that it’s as if they’re by two completely different people. The curators clarify that, a generation after helping found the Pre-Raphaelite Brotherhood, Rossetti was at the epicentre of a second great artistic revolution, this time the Aesthetic Movement with its credo ‘Art for Art’s Sake’.

He went on to lead a new avant-garde group even more influential than the Pre-Raphaelites: the aesthetic movement. This would change ideas, art and design around the world.

Already in 1864 the hazy light, colour and heavy symbolism of Beata Beatrix looked forward to the Aestheticism and the international Symbolist movement later in the century.

Gabriel’s portraits [in the later 1860s and 1870s] reflected the aesthetic movement’s ideals of ‘art for art’s sake’ and a new modern beauty. He adapted the likenesses of working-class women of unconventional appearance, notably model Alexa Wilding, into fantasies of enchanting femininity. Inspired by Renaissance portraiture and mythological texts, these sensual portraits suggested touch, sound and scent as well as vision. They emphasised the pleasure of form and colour, looking ahead to the abstract art of the following century.

This is the thinking behind the final two rooms which amount to an orgy of spectacular Rossetti classics.

Installation view of ‘The Rossettis’ at Tate Britain, showing Room Seven which features ten stunning paintings from Rossetti’s sensual prime. Photo by Madeleine Buddo © Tate

We learn about the art collector Frederick Leyland who owned the three paintings in the photo above plus two more which are hanging nearby. He displayed all five in the drawing room of his mansion at Princes Gate, London, and the exhibition features a contemporary photograph to prove it. Apparently it’s the first time all five paintings have been reunited in one space since Leyland’s heyday in the 1880s.

Originally from a modest background, Leyland rose to run one of the largest transatlantic shipping companies of his day. Because they see it as their job to take every opportunity to remind us of woke and feminist issues, the curators tell us that much of Leyland’s trade was based on the cotton that fed textile manufacturing in northern British towns and that the cotton came from the American South where exploitative labour continued long after the abolition of slavery.

Leyland used the money he made from his business to become a key figure in the aesthetic movement, transforming his Liverpool and London homes into palaces of modern art. It was Leyland who commissioned The Beguiling of Merlin by the Pre-Raphaelite painter Edward Burne-Jones and commissioned the architect Thomas Jeckyll and the American ‘aesthetic’ painter James McNeill Whistler to decorate his dining room, a commission which resulted in the Peacock Room, considered one of Whistler’s greatest works. A really key figure, then, and purchaser of some of Gabriel’s most stunning and sensuous portraits of beautiful, strong-jawed, thick-necked, frizzy-haired aesthetic beauties.

Monna Vanna by Dante Gabriel Rossetti (1866) © Tate

The femme fatale

Uneasy with these lush and opulent depictions of sensual, semi-erotic women, the curators take refuge in a familiar feminist trope. This is the notion that some of Gabriel’s paintings in his mature late style are of femmes fatales. This allows the curators to take refuge in familiar tropes about sexual objectifying of women and gender stereotyping and male anxiety about female sexuality, the usual shopping list.

Gabriel engaged with the idea of the dangerous, sexualised ‘fatal woman’ or the ‘femme fatale’. This usually negative figure of feminine power responded to Victorian anxieties about social change. It became a popular fantasy figure towards the end of the century, and persists in literature and art today.

Persists in literature and art today? Tut tut. And despite all the brave attempts of feminist curators to change the world. Shame. Sometimes I wonder how old art curators think their readers are. 10?

The kind of painting we’re talking about is Gabriel’s depiction of Lady Lilith. The ancient story has it that Lilith was Adam’s independent-minded first wife who he put away and replaced with Eve. In revenge, Lilith seduced and persuaded the serpent to tempt Eve which led to Adam and Eve’s expulsion from Eden’s bower and the fall of mankind. Naughty Lilith.

Lady Lilith by Dante Gabriel Rossetti (1866 to 1868) Delaware Art Museum, Samuel and Mary R. Bancroft Memorial, 1935

If you allow yourself to get worked up about millennia-old stories this is obviously a sexist trope designed to demean and blacken independent women everywhere. For those not so easily upset, it’s a pretext for a staggeringly sensual painting, rich in details of fabric, hair and flowers. Doesn’t look much like a denizen of prehistoric Mesopotamia, does she? Desert, snake, tree? The picture could, frankly, be given the name of almost any woman from myth and legend and make as much sense.

In fact, my view would be that this is a painting about money and luxury. These are the kind of extraordinarily richly coloured, beautifully detailed, dreamily luxurious images of extremely attractive women which Gabriel sold by the cartload to mega-rich patrons like Leyland. It is a luxurious depiction of luxury for those rich enough to live in luxury.

The magic of exhibitions like this is that we poor peasants, for the hour or so that we spend strolling round masterpieces like this, are also lifted into a realm of luxury, beauty, sensuality that has never existed with this kind of other-worldly perfection but which we, for a tenner, can for fleeting moments, enter and inhabit. The scent of the roses! The texture of that silk dress! The luxury of those endless tresses!

Lilith poem

As we’ve learned, Gabriel and many of his friends and lovers often wrote poems about the subjects they were painting or painted their poems, the two art forms interpenetrating. Thus next to this amazing painting there’s a striking sonnet by Gabriel. If you stand in the right spot (on one of the signs on the carpet) you magically trigger a reading of the poem in the lugubrious tones of actor Bill Nighy.

Lilith by Dante Gabriel Rossetti

Of Adam’s first wife, Lilith, it is told
(The witch he loved before the gift of Eve,)
That, ere the snake’s, her sweet tongue could deceive,
And her enchanted hair was the first gold.

And still she sits, young while the earth is old,
And, subtly of herself contemplative,
Draws men to watch the bright web she can weave,
Till heart and body and life are in its hold.

The rose and poppy are her flowers; for where
Is he not found, O Lilith, whom shed scent
And soft-shed kisses and soft sleep shall snare?

Lo! as that youth’s eyes burned at thine, so went
Thy spell through him, and left his straight neck bent
And round his heart one strangling golden hair.

The slightly knotty syntax takes a couple of readings to get quite straight (it took me a couple of goes to understand the importance od ‘not found in the 9th line) but then, wow. You could argue the slight entanglement of the lines deliberately mimics the strangling effect of Lilith’s golden hair.  Maybe. Presumably Lilith’s hair is golden in the poem because ‘golden’ sounds good, but orange-auburn in the painting because orange is such a dramatic and deeply luxurious colour as, for example, in Frederick Leighton’s famous painting, Flaming June.

Special attractions

Curators not only need a theme or pretext with which to concoct an art exhibitions but score extra points if they can come up with rare or unique or special features that make the show extra-special. The curators of this exhibition have excelled themselves with four or five of these ‘special features’ to look out for / be impressed by.

1. The wallpaper

Dante Gabriel Rossetti’s previously unrealised work as a designer is brought to life in The Rossettis. A wallpaper he designed 160 years ago has been created for the first time especially for Tate Britain’s exhibition. Intended to decorate the home that Dante Gabriel shared with Elizabeth Siddal after their marriage, the artist sketched and described the design for this unusual wallpaper in close detail but ever, it was never put into production and only existed as a drawing until now.

Now Tate Britain has worked with illustrator and designer llyanna Kerr to bring Rossetti’s design to life. The design depicts a grove of apple trees at dusk, with stars appearing in the deep blue sky above, in a style that looks forward to the Art Nouveau movement at the end of the 19th century.

Installation view of ‘The Rossettis’ at Tate Britain, showing Room Five which showcases a wallpaper designed by Gabriel but never produced in his lifetime. Photo by Madeleine Buddo © Tate

And it’s not just wallpaper. This room also includes some big bits of furniture, namely a Rossetti-related cabinet, chair, and sofa.

Installation view of ‘The Rossettis’ at Tate Britain, showing King René’s Honeymoon Cabinet (photo by the author)

King René’s Honeymoon Cabinet (1861)

J.P. Seddon (1827 to 1906) designed this architect’s desk, including the metalwork and inlay, in 1861 for his own use. Seddon had the desk made at his father’s cabinet-making firm. He also commissioned ten painted panels depicting the Fine and Applied Arts from Morris, Marshall, Faulkner & Co. Ford Madox Brown, who also designed the panel representing ‘Architecture’, suggested the overall theme. The ‘Painting’ and ‘Sculpture’ panels were by Edward Burne-Jones, while Gabriel was responsible for ‘Music’ and ‘Gardening’. Morris designed the decorative background for each panel. (Text from the V&A article about the cabinet.)

Installation view of ‘The Rossettis’ at Tate Britain, showing chair and sofa designed and decorated by Gabriel (photo by the author)

The chair and sofa

The conspicuous consumption that characterised fashionable Victorian interior design did not suit Elizabeth and Gabriel’s ideal of a more authentic life. They sought out and adapted furniture that was basic and true to its materials and methods of making. They found beauty in handcraft rather than elaborate ornamentation and liked open, gracefully turned wood.

Gabriel collaborated with William Morris’s design firm to create rush-seated chairs like the one on display here, and this early-19th-century style sofa for his and Elizabeth’s home. On the sofa backrests are insets representing Love, the Loving or Lover, and the Beloved, painted by Gabriel.

Honeysuckle wallpaper

The big blue wallpaper isn’t the only one created specially for this exhibition. Room 8 has a wall covered in honeysuckle wallpaper made specially for this exhibition. It’s based on an embroidered hanging designed by William Morris and sewn by Jane Morris. Jane, her sister Bessie and her daughters May and Jenny played a key creative role in the making of textiles and embroideries for the family firm Morris & Co. This collective approach makes it difficult to identify individuals’ work. We know Jane was embroidering Honeysuckle around the end of Gabriel’s life. The finished embroidery was exhibited at the first Arts and Crafts exhibition in 1888.

Installation view of ‘The Rossettis’ at Tate Britain, showing the honeysuckle wallpaper in Room Eight. Photo by Madeleine Buddo © Tate

The blue wallpaper, the closet and the sofa had one overwhelming impact on me which was to get rid of them. ‘Chuck out your chintz’ as the old Ikea ad had it. This was precisely the kind of heavy, dark, wooden, over-decorated clutter which the Modernist designers of the Bauhaus had to reject in order to create the modern, clean, simple design aesthetic of the twentieth century. It has great historical interest, and kudos to Tate for recreating it, but I cordially disliked all of it.

2. A handwritten poem

A handwritten poem by Gabriel is exhibited for the first time, on loan from the University of Delaware Library, Museums and Press. Entitled The Portrait, this is believed to be one of the pages which were buried with Elizabeth Siddal’s body in Highgate Cemetery in 1862. The coffin was later exhumed in October 1869 to retrieve the pages when Gabriel was preparing to publish his first collection of poetry. The manuscript shows his frantic revisions ahead of its publication, including editing out some of the more sensual lines like ‘our hair had to be untangled when we rose’.

The poem describes the ability of a portrait painting to inspire memories of an absent lover and bring her to life. It is closely associated with Gabriel’s iconic painting of Elizabeth, Beata Beatrix, which was created at the time of the poem’s retrieval, seven years after her death. The two are now brought together in this show, and their paring is typical of the way both Gabriel and Elizabeth conceived of poems accompanying paintings and paintings made to accompany poems.

Beata Beatrix by Dante Gabriel Rossetti (1864) © Tate

3. Three Proserpines brought together

Tate’s famous Rossetti painting of Jane Morris as the mythological figure Proserpine has been brought together with two later paintings of the same subject, both on loan from private collections. They reveal the artist’s obsessive attention to detail and his fondness for revision and experimentation, developed over multiple versions spanning many years. The languid yet studied pose, and the amazing finish of the dress, went on to influence many modern artists who wanted to express emotion in art through colour and shape.

Proserpine by Dante Gabriel Rossetti (1874) © Tate

Gabriel first began depicting Jane as Proserpine around the time they became lovers in 1870. Her sadness and longing for the summer months is perhaps intended to evoke the time Jane and Dante Gabriel are not able to be together. The painting is also a study in melancholy, a subject the two often spoke about. The exhibition includes a book on the subject, Robert Burton’s famous ‘Anatomy of Melancholy’, which Dante Gabriel gave to Jane as a Christmas present in 1873. An ink drawing of her, intended for her eyes only, was hidden inside.

4. Portrait of Fanny Eaton

The exhibition is a rare opportunity to see one of Gabriel’s finest drawings. On loan from Stanford University in California, this portrait of Fanny Eaton is one of a series of portrait studies of working-class professional models whose likenesses reappear in paintings throughout the exhibition. Eaton was one of the most successful and sought-after of these models, often shown by other artists in expressive and dramatic roles, but Rossetti here depicts her in a private moment of quiet thought. It is one of the finest images in the show.

Born in 1835 in Surrey, Jamaica, probably the daughter of an enslaved mother, Eaton came to Britain after abolition and set up home with James Eaton, a coach driver. She bore him 10 children who she continued to provide for on her own after James died in his 40s. Her grave in Margravine Cemetery, Hammersmith, was finally marked with a headstone 6 months ago, followed by a blue plaque on her last home near Shepherd’s Bush.

Head of a Young Woman [Mrs. Eaton?] by Dante Gabriel Rossetti (1863 to 1865) © Cantor Arts Center, Stanford University

The Eaton study appears in a fascinating room, Room Six, which is devoted to just one painting, The Beloved.

The Beloved (‘The Bride’) by Dante Gabriel Rossetti (1866) © Tate

To quote the curators:

Gabriel’s composition for ‘The Beloved’ was inspired by Renaissance artist Titian’s painting ‘Woman with a Mirror’ (1515) conceived as a Venus figure surrounded by many mirrors. He adapted this into an image inspired by the biblical ‘Song of Solomon’, about a young woman meeting her bridegroom, surrounded by attendants. In his eyes, the seven figures represented a universal vision of female beauty’. Created at a time when Britain was more connected to the globe through travel and colonial expansion, ‘The Beloved’ is Gabriel’s only oil painting to include models of colour. The work was conceived during the American Civil War (1861 to 1865) when newspapers debated universal freedom and the liberation of Black people enslaved in the Southern US states. The figures, flowers and accessories in the painting are appropriated from cultures around the world, particularly those from Asia and North Africa. They represent an ‘orientalist’ fantasy which mis-imagined these areas as archaic, exotic and interchangeable.

There you have a good example of the censorious, scolding tone of modern art scholarship. The purpose of devoting a room to this one painting is that the curators have assembled Gabriel’s preparatory sketches for each of the six heads which appear in the finished painting. It’s in this context that the stunning Head of a Young Woman appears a study of Mrs Eaton who appears in the final work as the third head from the left, with a completely different expression.

Thus there’s also a study of the black boy at the front of the painting. We don’t know his name but, as you can imagine, the Tate curators are super-alert to all the possible negative implications of his appearance:

Little is known of this boy, a visitor to London. Gabriel met him outside a hotel. Children had few rights in Victorian times. In this case, Gabriel negotiated the boy’s modelling work with an American described as his ‘master’, suggesting he was a student, servant or born into slavery. His gaze engages the viewer strongly, but Gabriel’s main intention was aesthetic. He wanted a model with what he described as ‘pure’ African heritage to add a different skin tone to the composition [giving him a] decorative and dehumanising role…

They go on to say something which slightly puzzled me:

Little is known of the boy’s experience of sitting. Gabriel is believed to have said he was both playful and tearful, and wondered whether he missed his mother. Where the girl models were drawn clothed, the boy was required to pose partly undressed. This may have contributed to his discomfort, expressed, perhaps, in the serious gaze. For the artist, the nudity objectified his appearance, displayed his dark skin and removed him from the present to the archaic fantasy space.

The bit that puzzles me is the idea that just this one boy, because he is black, has suffered a unique and grievous crime in being removed ‘from the present to the archaic fantasy space.’ Hang on. Haven’t the other four models been just as removed ‘from the present to the archaic fantasy space’? In fact, a moment’s reflection suggests that pretty much every model who ever posed for Gabriel and his friends was removed from the gritty realities of 1860s London and magically recreated in, the generally medieval, ‘fantasy space’.

I was genuinely puzzled why this ‘removal to fantasy space’ is absolutely fine and not worthy of comment on the hundreds and hundreds of occasions when it happens to white models, but troubles the curators so much that they comment on it in two separate captions, when the subject is black.

5. Rarely seen photographs of Elizabeth Siddal’s lost drawings

After Elizabeth Siddal’s death, Gabriel collected her drawings, had them photographed, printed and pasted into albums. Three pages of these albums are on display for the first time in this exhibition, on loan from the Ashmolean Museum in Oxford. Many of the original drawings have since been lost, such as her evocative depictions of the knight’s enchantment with the femme fatale from Keats’ poem ‘La Belle Dame Sans Merci’. New research into these drawings has revealed the ‘call and response’ of ideas between Elizabeth and Gabriel, with poses she used in her work reappearing in his later work.

The inclusion of these dozen or so photos of Siddal drawings is important to the curators because it furthers their deep aim of boosting women in art, in this particular instance adding just that bit more evidence to their case for the importance of Elizabeth Siddal, as an artist in her own right, and as a creative partner with Gabriel. They’re not, to be honest, anything special, but I appreciate where the curators are coming from.

Summary

I’m not a particular fan of the PRBs nor of Rossetti but, even as a semi-sceptic, I was blown away. This is a lovingly assembled, deeply intelligent and learned exhibition, beautifully designed and laid out, which includes many fascinating digressions and diversions, before leading up to the final rooms packed with staggering masterpieces. Wonderful. Amazing.

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Scene Through Wood: A Century of Modern Wood Engraving @ the Heath Robinson Museum

The British Society of Wood Engravers (SWE) was founded just over 100 years ago, in 1920, by leading artists including Lucien Pissarro and John Nash. Its aim was to promote wood engraving for modern artists.

This lovely exhibition, ‘Scene Through Wood’, was first shown at Oxford’s Ashmolean Museum in 2020 to commemorate the Society’s centenary. Now, a few years later, it has come to the small but beautifully formed Heath Robinson Museum in Pinner, north west London and you really should go and see it.

‘Scene Through Wood’ brings together about 70 wood engravings, from the 19th and 20th centuries, from the Society of Wood Engravers’ collection as well as private collections, and by artist engravers around the world, including Britain, Europe, Russia, Canada, the USA, China and Japan. It is curated by noted engraver and artist Anne Desmet (RA).

The exhibition amounts not only to a visual feast of some of the finest wood engravings from the past 100 years, but introduces you to some 50 not-so-well-known artists who have specialised in this format. And, as you slowly patiently make your way round the exhibits, you begin to get a feel of the great variety of styles and approaches which are possible in this monochrome format.

‘The Cyder Feast’ by Edward Calvert (1828)

Sections

The exhibition is arranged into a number of sections and so is my review.

1. Beginnings

‘Beginnings’ starts with by far the earliest piece in the exhibition, ‘Christ in Limbo’ by Albrecht Dürer from 1510. Dürer was one of the first European artists to use printmaking and produced produced around 346 woodcuts during his career.

But woodcuts are different from wood engravings, and wood engraving, apparently, has the distinction of being one of the only art forms to have been invented in Britain. By the 1770s Thomas Bewick was engraving end-grain boxwood using bespoke tools. His ‘invention’ quickly spread around the industrialised world and was adapted for a variety of purposes, commercial and fine arts. The first display case contains a selection of steel engraving tools, and a roundel of end-grain boxwood the surface of which has been ground perfectly smooth and level and ready for engraving.

Put very simply, the artist etches a design into the hardwood which is then inked. The wood which has remained etched takes the ink and this part is printed on paper when the inked block is applied to it. The parts of the wood which have been gouged, striated, etched or scratched do not take the ink and thus show up white in the print.

Early experimenters included the prolific poet-artist, William Blake, Edward Calvert and the wonderful painter Samuel Palmer, all represented here. When I was a teenager I read the Complete William Blake, memorised the Songs of Innocence and Experience, devoted many hours to memorising Blake’s convoluted personal mythology. But later, in my 30s, I found myself warming very much to the delicate, mysterious magic of Samuel Palmer’s paintings. ‘Harvesters under a Crescent Moon’ is the only wood engraving Palmer ever made and it’s tiny.

‘Harvesters under a Crescent Moon’ by Samuel Palmer (1826)

Size matters

This brings me to a general point about the exhibition as a whole, which is size. It would be easy for your initial impression of the exhibition to be that all the works are a bit samey. Almost all the exhibits are black and white. And they also tend to be on the small size, A4 size or so. Half a dozen are strikingly bigger than this but plenty are smaller and some are minuscule.

Hence the gallery supplies a number of magnifying glasses because the thing about wood prints, as a general rule, is that you really have to lean and and study them. Oil paintings and watercolours can afford to be on a huge scale and make great sweeping gestures of colour which immediately leap out and grab you. Almost all these wood engravings, by contrast, require you to lean in and pay attention.

2. A sense of scale

In fact the second section in the exhibition is called ‘A sense of scale’ and explores the question of size, exploring the range of sizes possible with wood engravings, juxtaposing the tiny Samuel Palmer with the biggest thing in the show, ‘Mirage I’ (2014) by the Chinese artist Shi Lei. From a distance the Shi Lei piece looks like the face of a man wearing glasses regarding us with a withering look, except that the entire image appears to be bubbling and melting, maybe some post-nuclear holocaust atrocity.

‘Mirage I’ by Shi Lei (2014)

Only when you look closely do you realise that a) it’s a composite image which has been created out of nine separate blocks and then stuck together, and b) that the overall image is, rather in the style of Salvador Dali, itself made up of figures of writhing naked bodies. Because of the uneasy, rather sickening effect, this was by far my least favourite image in the exhibition.

David Gentleman

In fact, talking of size and scale, arguably both the largest and the smallest engravings cited in the show were produced by the same artist, David Gentleman (born 1930), one of the most successful commercial artists of his day. Because among his huge range of work are:

1. Postage stamps commissioned by Royal Mail, in this case a 9p Christmas stamp from 1977 showing a partridge in a pear tree.

Christmas stamp by David Gentleman (1977)

2. And the huge mural lining the platforms at Charing Cross underground station in London. I doubt if many other wood engravings have been reproduced at such scale.

Mural at Charing Cross underground station by David Gentleman (1979)

3. The theatre of life

This is followed by a wall of images all falling under the loose heading ‘The theatre of life’. This brings together images of types of people or human activities, such as:

  • Peter Blake’s engravings of four characters from a circus (1974 to 78)
  • dark and powerful images from the 1930s depicting the Great Depression in America Clare Leighton
  • images of ‘Bowlplayers in Sunlight’ by Gwendolen Raverat (1922), the first woman engraver to come to prominence

Comparing and contrasting these figures made you realise that engraving does best when it goes with the tendency to stylisation intrinsic in the form. Trying to achieve the sinuous curves and slow of organic objects is a big ask for an art form which works with chisels and incising tools, and so I thought a piece like Point-to-Point by Rachel Reckitt (1936) didn’t really work. Or I didn’t like the way it worked. By contrast in Le Sporting Bar (1929), it seemed to me that Ian Macnab had worked with the grain of the form to create a kind of semi-geometric stylisation which I enjoyed. But then I love Wyndham Lewis, the Vorticists and all varieties of geometric modernism.

The standout piece in this section was a much more recent work, ‘Fallen Angel’ (2006) by Hilary Paynter, not particularly geometric, certainly not a thing of hard edges and angles, a showcase of how soft and mysterious and rather wonderful a wood engraving can be.

Fallen Angel’ by Hilary Paynter (2006)

4. Construction and destruction

Following on from this is a section titled ‘Construction and destruction’. If we’ve just been looking at human recreation, sports and leisure time, here are people at war, or coping with fires and floods. It includes:

  • ‘Minesweeping Gear’ by James Taylor Dolby (1947)
  • ‘Northern Waters’ (1942) and ‘Sharp Attack’ (1944) by Geoffrey Wales
  • ‘Mill Fire’ (1997) and ‘Deluge’ (2000) by Ian Corfe-Stephens
  • ‘Shot’ (2010) by Chris Pig where ambulancemen and bystanders crowd round someone lying on a stretcher who has, apparently, just been shot

For me the standout piece, and one which typifies many of the strengths of wood engraving, is a marvellous piece by Hilary Paynter, titled ‘Tree with a Long Memory’ (2003).

Tree with a Long Memory’ by Hilary Paynter (2003)

This is a classic example of the need to lean in and look closer at a wood engraving. The more I looked, the more the piece delivered up its wonders. For a start it took me a few moments to realise that the shape of the image represents the trunk of a mature tress which has been sliced across, as when a tree is cut down with a chainsaw revealing the rings of growth for you to count.

Anyway, only when I really peered into the image did I realise that it contains a wonderful set of symbols of humanity’s achievements over the past 3,000 years or so, namely Stonehenge, the Parthenon and a Roman amphitheatre (at the bottom), what might be a Renaissance encampment such as the Field of the Cloth of Gold hanging upside down in the middle, on the left rows and rows of white crosses as in a First World War cemetery, in the top left a jet plane looping the loop, and on the top right the sinewy shape of a 6-lane motorway snaking into the distance. And on the lower right-hand side the timeless labour of working the land, ploughing and sowing which was once done by horse-drawn ploughs, now by diesel-driven machinery, but the eternal round of sowing and reaping which is the basis of all civilisation, the row upon row of furrows echoing the growth lines of the tree.

5. The built environment

Next up is a section titled ‘The built environment’. Given the form’s predisposition to angles and edges, buildings, rooftops, windows, streets of terraced houses and so on are tailor made subjects for engraving. Thus I loved the very first piece in this section, ‘Yorkshire’ (1920) by the noted Modernist artist Edward Wadsworth.

‘Yorkshire’ by Edward Wadsworth (1920)

This section is dominated by an impressive set of unusually large engravings of a view of the Brooklyn Bridge in New York, each coloured differently, by the exhibition curator, Anne Desmet. Desmet is on record as saying the sequence was in part inspired by Monet’s set of paintings of the facade of Rouen Cathedral at different times of day. They can be viewed on Desmet’s website.

This section also contains some interesting technical experiments by Desmet. ‘Babel Tower Revisited’ (2018) is round and uses slightly convex glass cover so give the impression the image is bulging out into the room. ‘Fires of London’ (2015) in which slender prints of engravings of the Great Fire have been cut out to form narrow tall images and glued onto 18 razor shells.

It also contains the striking (and tinted) ‘Petra I’ by Geri Waddington (2004).

‘Petra I’ by Geri Waddington (2004)

6. Storytelling (books)

Wood engraving is nowadays both an independent, creative art form and a versatile medium for commercial images. A display case demonstrates how the tendency to simplify and abstract subject matter can result in very striking images which can be used for book illustration. There are illustrations of Coleridge’s Ancient Mariner (by Garrick Palmer, 1994) and Goblin Market (Hilary Paynter, 2003).

More commercially, editions of J.K. Rowling’s Harry Potter books have been printed with dramatic wood engraved front covers by Andrew Davidson (2013). And, best of all, the fabulous engravings produced by Chris Wormell for Philip Pullman’s ‘His Dark Materials’ sequence of novels, which are outstanding.

‘La Belle Sauvage.’ Cover illustration for ‘The Book of Dust’ by Philip Pullman (2017) based on a wood engraving by Chris Wormell

This section also contains:

  • ‘The Crucifixion’ (1927) by the famous poet-artist David Jones
  • ‘The Entombment’ (1930) by Claughton Pellew
  • ‘The Adventures of the Black Girl in Her Search for God’ (1932) by John Farleigh, for George Bernard Shaw
  • Illustrations for ‘The Famous Tragedy of the Rich Jew of Malta’ (1933) by Eric Ravilious
  • a vivid scene from ‘Moby Dick’ (1974) by Garrick Palmer
  • Illustrations for ‘Erewhon’ (1932) by Blair Hughes-Stanton

And another series or set of images (cf Desant’s Brooklyn Bridge), this time a set of 9 highly detailed studies of a bust of the Roman emperor ‘Marcus Aurelius’, depicted with the opposite of abstraction, with astonishing photographic accuracy by Simon Brett (2002).

Another part of the display tells us that wood engravings have been used to create entirely text-free books of illustration, where the reader is free to verbalise a sequence of images, exemplified by the work of the Belgian artist, Franz Masereel, whose text-free books of narrative images – such as ‘The Idea’ and ‘Story Without Words’, both on display here – were very popular, especially in Germany, during the era of silent movies, and can be counted among the forerunners of modern graphic novels.

I’d never really given it much thought but those labels you get which you can write your name on and stick in the front page of good quality books, bookplates, often feature exquisite miniature wood engravings. Examples included here are by Joan Hassall, 1946, Vladimir Kortovitch, 1990, and Grigory Babitch, 2004.

7. Abstraction and detail

This section is dominated by a work by a very distinctive artist who produced woodcuts and engravings of wonderful, beguiling and mind-bending visual puzzles, the Dutch artist Maurits Cornelis Escher.

‘Fish and Scales’ by Maurits Cornelis Escher (1959)

8. The natural world

This is the biggest section, with the most examples, and so a fascinating opportunity to analyse and compare the very wide range of wood engraving styles available. There’s a ‘Stonehenge’ from 1962 by Gertrude Hermes which looks as if the sky is made out of angrily cross-hatched icebergs.

By complete contrast is ‘Dead Trees – Sheppey’ by Monica Poole (1976) where the trees look as if they’re touching a sky which is like an inverted pond, with dynamic ripples spreading out from the trees’ touch in a surreal manner which echoes Paul Nash in the 1930s.

There are also two different artist’s views of a car headlights at night illuminating a road scene through the windscreen, ‘Through the Windscreen’ (1929) by Gertrude Hermes and ‘The Night Drive’ (1937) by Joan Hassall.

Probably my favourite work was ‘Long-tailed Duck and Whiting’ by Colin See-Paynton (1988), possibly because the fish look identical to the fish in Tintin and the Red Sea Sharks. Aren’t the ducks extraordinarily realistic? From that level of precise naturalistic detail to another large and pleasing, semi-abstract image, in the slightly mysterious Paul Nash style:

‘Under water’ by Monica Poole (1986)

Go see and enjoy this lovely, fascinating, eye-opening and deeply pleasurable exhibition.

The video (6’24”)

Anne Desmet RA is one of only three wood engravers to be elected as Academicians in the Royal Academy’s nearly 250-year history. In this video she takes us through each step in creating a wood engraving, from tracing the original drawing through to printing a first proof.


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Kamala Ibrahim Ishag: States of Oneness @ Serpentine South

‘States of Oneness’ is a new exhibition of paintings and drawings at the main Serpentine Gallery (Serpentine South, as it’s now known) by pioneering Sudanese artist Kamala Ibrahim Ishag.

‘Two Women (Eve and Eve)’ by Kamala Ibrahim Ishag (2016) © Kamala Ibrahim Ishag (photo by the author)

It brings together works in a variety of media, including:

  • numerous oil paintings
  • a number of early charcoal drawings
  • oil painting on leather drums
  • decorated vases or calabashes
  • a set of 5 Quranic prayers, photocopies of Arabic text which she has decorated with ink and acrylic paint
  • one large painted wooden screen

As usual, the plain white walls and light open spaces of the Serpentine’s rooms make an excellent setting for this major survey of an artist who is, I think, little known in the UK.

Installation view of ‘States of Oneness’ showing a) a big painting on the back wall b) the five framed Quranic prayers on the wall to the right and c) two painted calabashes in the foreground © Kamala Ibrahim Ishag 2022. Photo: George Darrell, Courtesy Serpentine

Ishag’s biography

Born in 1939, Kamala Ibrahim Ishag has practiced since the 1960s and become a defining figure of modern Arab and African art. In the early to mid-1960s, Ishag was part of the Khartoum School, an influential Sudanese modernist movement, which collectively forged an identity for the newly independent nation by drawing on both Arabo-Islamic and African artistic traditions.

Ishag in London

Ishag was among the first women artists to graduate from the College of Fine and Applied Art in Khartoum in 1963, and she followed this with studies in Mural Painting at the RCA in London from 1964 to 1966, and Lithography, Typography and Illustration from 1968 to 1969. During her time in London – the press handout tells us – she was subject to three strong influences:

  • she was drawn to the visionary tone of William Blake’s poetry and etchings
  • she was affected by Francis Bacon’s distorted figures
  • and she was struck by the distorted reflections of human faces and figures she saw in the curved windows of Underground trains

One of the exhibition’s rooms features some big paintings from the 1970s which directly reference Bacon, showing human figures in very dark colours, midnight blues and angsty purples, confined in dimly visible cages, with titles like ‘Loneliness’. Striking but not typical of her work.

Loneliness (1987) by Kamala Ibrahim Ishag © Kamala Ibrahim Ishag

Much more important, though, is the spiritualist and other-worldly vibe which you can feel flowing through all her work.

The Crystalist movement

In the mid-1970s, she co-founded the Crystalists, a postmodern, conceptual group which challenged the male-dominated and identity-focused Sudanese art scene and advocated for a new aesthetic modelled on diversity, transparency and existentialist theory. Her Wikipedia tells us more about the Crystalists:

The Crystalist Group broke away from traditional practices in the Sudanese art scene. Their intention was to distinguish themselves from the Khartoum School of painting and their traditional male-centred outlook. This new approach in Sudanese painting was marked by a public declaration in the form of the so-called Crystalist Manifesto. This document presented an artistic vision that attempted to work beyond the Sudanese-Islamic framework of the Khartoum School. Moreover, the Crystalists sought to internationalize their art by embracing an existentialist avant-garde, more akin to European aesthetics.

“The Cosmos is a project of a transparent crystal with no veil and eternal depth. The truth is that the Crystalists’ perception of time and space is different from that of others. The goal of the Crystalists is to bring back to life the language of the crystal and to transform language into something more transparent, in which no word can veil another – no selectivity in language. […] We are living a new life, and this life needs a new language and new poetry.”
(The Crystalist Group, Khartoum, 1971)

Events have moved on in Khartoum and the wider world in the half century since then, but you can hear the stands of mysticism, feminism and internationalism which have informed her work to this day.

Spiritualism in Ishag’s art

The Crystalists may have come and gone as a movement but Ishag’s interest in spiritualism and reaching beyond the veil has endured. Working out way to depict the many ‘states of oneness’. According to the press handout, this derives from the stories of spirits told by her mother and grandmothers, and the field research she carried out with spiritualist women convening healing Zar ceremonies, a traditional practice in North Africa and the surrounding region.

In terms of the work, this has resulted in a very distinctive handling of the human body and face, transforming human beings into willowy, undulating shapes, boneless spirits, barely embodied. In the most recurring instances I thought her people were transforming into spermatazoa, heads with wriggly tails for bodies. That’s what the tadpoles wriggling round the bottom of this picture remind me of.

‘Procession’ (Zaar) by Kamala Ibrahim Ishag (2015) © Kamala Ibrahim Ishag

Or as here, in the untitled decoration of a leather drum, where the bodies are made to taper parallel to palm trees, in an image obviously influenced by the landscape of Sudan.

Composition by Kamala Ibrahim Ishag (2016) © Kamala Ibrahim Ishag (photo by the author)

And above all her faces. So many of the faces which appear in these paintings are doubled, as if split, as if she is capturing the duality of human experience in every portrait. As mentioned above, this owes something to her seeing faces of people travelling on the Tube curved and distorted and refracted in Tube carriage windows.

‘Faces with two roses’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

But looking at some of them, I thought about Freud and psychoanalytical notions of the conscious and unconscious selves, or wider depth psychology ideas about the multitude of selves we contain within ourselves. Looking at others I thought about the most basic tenet of most religions which is that we are made of body and soul, are made of bodily instincts and soulful longings. Then again, the ones with multiple eyes reminded me of Picasso or the Picasso which his philistine critics liked to mock, two eyes on the same side of the nose, that sort of thing.

Detail of ‘Faces with two roses’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

These and many more interpretations are possible. I like art which allows indeterminacy of interpretation, allows thoughts and reflections to rise and connect and free associate.

Nature in Ishag’s art

The other really important aspect of her work is nature, to be precise, trees and leaves and flowers. There are many images of trees and leaves and of people’s willowy bodies undulating in line with arboreal curves. For example, the image at the top of this review of two women floating amid a sea of bright green leaves, or the spectacular ‘Lady grown in a tree’.

‘Lady grown in a tree’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

This lady really is deeply embroiled with her tree. The idea made me think of Ovid’s Metamorphoses and all those figures from Greek mythology, mostly women, who turns into flowers or trees.

‘Nothing now remained of my dear sister except her face: all the rest was tree.’
(Iole describing the fate of her sister, Dryope, transformed into a tree, in book 9 of Ovid’s Metamorphoses)

But looking up close, it struck me the lady’s face is very reminiscent of the African mask-inspired faced of Picasso’s famous painting, Les Demoiselles d’Avignon, from a hundred and ten years earlier, in 1907.

Detail of ‘Lady grown in a tree’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

The people who float around at a gallery like the Serpentine and are available to answer questions are called ‘visitor assistants’. They are always extremely helpful and very well informed. I got chatting to one visitor assistant who pointed out that many of these images of trees and flowers derive from the plants in Ishag’s own garden in Khartoum. Some – like the palm trees on the drum I mentioned above – are obviously nods to Sudan’s wider landscape. But many not only show flowers but convey a very feminine sense of sociability in a calm, leafy, civilised space. Hence the stylised but still very evocative painting ‘Gathering’ from 2015.

‘Gathering’ by Kamala Ibrahim Ishag (2015) © Kamala Ibrahim Ishag

I assume this is a meeting of (rather ghoulish-looking) ladies who are drinking tea or a light beverage from the long glasses with tiny handles, or maybe just water, which symbolises the water of life. Maybe the glasses are both on the table and floating off it (at the same time) and the picture captures the way it’s the same water as feeds the trees and plants in her garden, which can’t live without it. So the water in the human glasses is one with the water feeding nature and so the plants can be thought of as growing out of the water in the glasses as it is all one.

The more you look, the more you see images of greenery – flowers, plants, tendrils and leaves, either as central motifs for a picture or as decorative elements furling around the split faces and swimming spermatazoa, or of people turning into trees, or of trees containing human faces.

Take the image at the top of this review, ‘Two Women’, if you look carefully at the trees, you’ll see they both contain a human face. In fact at the bottom of both trees, especially the one on the right, you can see a pair of human feet. This painting in particular, made me think of the Ents in Tolkien’s Lord of the Rings, giants in tree form.

The more you look, the more you see leaves, flowers, tendrils, trees everywhere, images of wholeness and healing to set against her continually disturbing depiction of human faces.

Detail of ‘Two figures in two balls’ by Kamala Ibrahim Ishag (2016) © Kamala Ibrahim Ishag (photo by the author)

‘Blues for the Martyrs’

As might be obvious by now but I think Ishag’s most recent work is her best. In the big paintings from the last decade or so all her themes – willowy people, strange split faces, trees and tendrils – emerge with most force and power. Some artists peak early and fade; Ishag strikes me as getting better and better with every year. Long may she continue.

Thus it is that arguably the most striking image in the entire show is the most recent. It’s titled ‘Blues for the Martyrs’ and it was made this year, 2022. One of those visitor assistants I was talking about explained it to me. In 2019 there were student protests in Khartoum. The police cracked down with violence. They beat up and threw protesters into the river (Nile). Hence the deep blue of the painting which portrays the river and the tendrils of river weeds billowing up through the water.

And the faces in their bubbles? Ishag is using the faux naif style she has perfected over decades to convey the sense of the souls of the dead, protected in hermetic bubbles, enduring, living on, smiling blissfully, a little childishly, maybe. They’re certainly strikingly unlike the troubled split faces, the ghoul faces, of virtually all her previous work. ‘Smiley face for the martyrs.’

‘Blues for the Martyrs’ by Kamala Ibrahim Ishag (2022) © Kamala Ibrahim Ishag

‘Blues for the Martyrs’ is pretty much the most striking painting in the exhibition, not least because it marks such a complete departure from the palette of almost all the other works. Much of the other stuff, whether painted on drums or calabashes or canvas, is predominantly brown or sand, colours of a hot desert country, sprinkled with green leaves, splashes of plantlife in the desert.

By contrast this painting is huge and painted a powerfully deep rich blue. It’s a very striking image but I’ve saved it till last because it’s so uncharacteristic of everything which came before it. Maybe it’s a one-off or…maybe it marks a new departure in Ishag’s work, which is still very much ongoing.

Summary

This is an unusual, unexpected, strange and often very beautiful exhibition, beautifully laid out in the Serpentine’s main big white gallery space. And it’s FREE. Well worth making a detour through the park to see.

Here’s the artist herself, pushing 83 and still rocking it.

Kamala Ibrahim Ishag. Photo © Mohamed Noureldin Abdallah Ahmed


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