Ulysses by James Joyce: introduction

‘You have the cursed jesuit strain in you, only it’s injected the wrong way.’
(Buck Mulligan arguing with Stephen Dedalus)

Hold to the now, the here, through which all future plunges to the past.
(Stephen’s credo)

‘Your own name is strange enough. I suppose it explains your fantastical humour.’
(John Eglinton responding to Stephen’s lecture about Shakespeare)

Fabulous artificer. The hawklike man…
(Stephen’s self-mocking self description in the same scene)

I’ll tickle his catastrophe, believe you me.
(Simon Dedalus threatening to write a letter to Buck Mulligan’s mother exposing him, and demonstrating his vivid and generally comic turn of phrase)

—I beg your parsnips, says Alf.
(In the Cyclops chapter)

James Joyce is a world class literary giant on the basis of his 1922 novel ‘Ulysses’. It’s monster long – around 700 pages in most editions – and has a fearsome reputation for being a ‘difficult’. In many senses it is difficult, often very difficult, but I’m going to have a go at explaining it as simply as I can.

Joyce’s previous and much more conventional novel, ‘A Portrait of the Artist as a Young Man’, (published in 1916) told the life story of a transparently fictional version of Joyce himself, named Stephen Dedalus, from toddlerdom to university. When described like that it sounds very straightforward; what complicates it is Joyce’s phenomenal intellectual powers and his increasingly experimental way with prose.

As in his set of short stories, Dubliners (published in 1912), on the surface all is realism, with realistic characters pottering round Dublin, getting into realistic scrapes and having realistic conversations. However, what was clear to perceptive readers of Dubliners from the get-go was that these stories are extremely carefully organised: at a meta level they are arranged so that the collection as a whole describes different stages of life – from boyhood japes in the early stories, to young manhood, maturity, through to the final story, titled The Dead. And within each story, there is also careful structuring and symbolism: for example, the short story ‘Grace’ opens with a middle-aged man passed out pissed in the toilets of a popular bar. He’s helped home by some mates and put to bed while his pals work with his wife to persuade him to go on a religious retreat to try and help him give up the booze. So far so mundane, until someone points out that the three locations of the story – downstairs toilet, bedroom and church – can be seen as the three locations of the afterlife: hell, purgatory and paradise. And once you know this, you are able to spot further little clues which have been sprinkled about the story, symbols or Latin phrases which subtly reference and gesture towards this concealed structure.

Well, magnify this method a thousandfold and you have ‘Ulysses’. I’ll consider it in three ways: first, the literal story; then the structure which underpins (or has been imposed) on it; thirdly, (some of) the linguistic innovations introduced in ‘Ulysses’, innovations which start slowly but spread to become completely rampant. It’s these innovations in prose style and structure which are the real stumbling blocks of the novel, often making it hard to read on the sentence, paragraph and page levels, presenting countless challenges to comprehension, and from relatively early on. But first, a look at the structure:

Structure

‘Ulysses’ is divided into 18 chapters, which are themselves gathered into three parts: part 1 contains 3 chapters; part 2 12 chapters; part 3 has 3 chapters.

What happens

Part 1: Chapters 1 to 3

At 8am on Thursday 4 June 1904 young Stephen Dedalus wakes up in the Martello Tower on Dublin Bay where he’s been dossing with a friend, medical student Malachi ‘Buck’ Mulligan. He’s cross because he was kept awake by the noisy nightmares of a third guest, the Englishman Haines. He’s also in a bad mood because Mulligan teases him because his (Stephen’s) mother recently died, and Stephen refused, on principle, to kneel by the bedside of his dying mother, something which now haunts him with guilt. This trio of young bucks go for a quick dip in the sea (well, fastidious Stephen doesn’t take part) then (in chapter 2) Stephen goes on to the school where he teaches part time, takes a history lesson, gets paid by the pedantic headmaster. In chapter 3 we are alone with Stephen and his thoughts as he walks along the beach.

Part 2: Chapter 4 to chapter 15

Cut back to 8am in the household of Leopold Bloom in central Dublin. Bloom is a middle-aged seller of newspaper advertising, a job which involves tramping the streets of Dublin touting for business. He’s married to Molly. He makes her breakfast in bed, fries breakfast for himself and then sets off on his day’s work. His day includes:

  • a trip to the Post Office
  • attending the funeral of a friend
  • visiting the office of a newspaper to place an ad
  • popping into Davy Byrne’s pub for a sandwich lunch
  • going to the National Library to look up an ad in an old newspaper, where his path doesn’t quite cross Stephen who is in the office of the Head Librarian, delivering another one of his literary theories, this time about the true meaning of Shakespeare’s Hamlet, to representatives of Dublin’s literary elite
  • Bloom has dinner at the Ormond Hotel while listening to other characters playing the piano and singing
  • Bloom moves on Barney Kiernan’s pub where he meets a character referred to only as The Citizen who is a pugnacious Irish nationalist who ends up trying to attack him
  • Bloom wanders out to Sandymount Strand on the seashore, and watches a young woman, Gerty MacDowell, who’s with some friends; aware of him watching her, Gerty deliberately flashes her legs in a sexy way and arouses Bloom so much that, watching from a safe distance as night falls on the beach, he masturbates to a climax: although it’s a little difficult to make out through Joyce’s highly-mannered prose what’s happening, it was this chapter which got ‘Ulysses’ banned in America and Britain
  • Bloom visits a maternity hospital where a family friend named Mina Purefoy is giving birth, and finally meets Stephen, who has been drinking with his medical student friends and is awaiting the arrival of his frenemy Buck Mulligan
  • when the maternity hospital drinking party breaks up, Stephen and his friend Lynch walk into Nighttown, Dublin’s red-light district, where Bloom follows them into Bella Cohen’s brothel; everyone is quite drunk by now and the scene is extremely long and filled with grotesque hallucinations, climaxing with Stephen being kicked out onto the street where he manages to get into an argument with a British soldier who knocks him to the ground where Bloom comes to his rescue

Part 3: Chapters 16 to 18

  • To sober him up, Bloom takes Stephen to a nearby cabman’s shelter by Butt Bridge where they encounter a drunken sailor
  • Bloom takes Stephen back to his place, makes him a cup of cocoa and they have a post-drunk conversation about the educational and cultural differences between them; they both go outside to pee in the garden; Stephen refuses Bloom’s offer of a bed for the night and staggers off into the night while Bloom goes to bed next to his sleeping wife
  • Chapter 18 is famous because it consists solely of Molly Bloom’s thoughts as she lies in bed next to her passed-out husband: the 40 or so pages contain only eight paragraphs with no punctuation in a tour-de-force of the relatively unknown technique of stream-of-consciousness: she remembers her various boyfriends and reminisces about courting and having sex with them, before the novel ends with a description of her having an orgasm, marked by the words yes yes yes which conclude this vast epic novel

There is One Big Fact I haven’t found space to explain yet and this is that, right from the start of his day, Bloom has known that a rival of his, the music impresario and flashy man-about-town, Hugh ‘Blazes’ Boylan, is going to call by his house, at 4pm that afternoon, supposedly to discuss details of the concert tour he’s arranged for Molly, but in reality to have sex with her. Bloom knows she is taking Boylan as her lover and yet feels powerless to stop it. And so he spends his entire day in a state of anxiety and suspense, continually looking at the clock at every venue he visits, in anticipation of zero hour; and then, after 4pm, reluctant to return to his house afterwards 1) lest he encounters the couple still at it of Boylan just leaving and 2) because he won’t know what to say to his wife.

So it’s a long book, and there’s a lot of words to read but I hope this summary shows that, on a basic narrative level, the story is relatively straightforward. All the events are highly realistic and plausible, if not actively boring and mundane, and once you’re told that this is the sequence of events the book describes, you can approach it with a lot less trepidation. What daunts people is the buried symbolism and above all the difficult prose style. Next: the Greek myth connection, or: why is it called Ulysses?

Ulysses and the Odyssey

Like every educated person, Joyce had read the two great epic poems of the ancient Greek author Homer, The Iliad and The Odyssey. The Iliad is a tragic account of the key episode at the heart of the ten-year-long Trojan War when the Greek hero Achilles, furious at the Greek leader Agamemnon, retires to his tent and refuses to fight. This has tragic consequences because when the Trojans counter-attack and make it as far as the Greek tents, Achilles lets his friend and soul-mate Patroclus put on his armour and rally the troops; Patroclus does this until he comes face to face with the Trojan hero Hector who slaughters him like a beast and the rest of the poem describes Achilles’ immense fury and bottomless grief.

But if the Iliad is tragic, the Odyssey has a very different feel. After the ten-year Trojan War ended, the Greek hero famous for his wily cunning, Odysseus, the man who came up with the idea of the Trojan Horse which led to the final defeat of the besieged city, it takes him ten further years to get home to his wife Penelope and his young son Telemachus (i.e. Odysseus is away from his kingdom of Ithaca for 20 years).

The poem actually opens near the end, with his last adventure, washing up on the shore of Princess Nausicaa, being discovered, bathed and dressed, then invited to a feast in her palace and it is here that he tells all the other guests his amazing adventures – being enslaved by Circe the magician, being held prisoner by the one-eyed Cyclops, sailing past the twin perils of Scylla and Charybdis, having to be tied to the mast in order not to give way to the seductive song of the Sirens, and many more.

Meanwhile, back in Ithaca, the Odyssey tells us how, throughout these ten long years, Odysseus’s faithful wife Penelope remained at home in their palace, putting off the many suitors who wanted to marry her and so inherit Odysseus’s kingdom. And it tells us how towards the end of this long period his son, Telemachus, come of age during his father’s absence, sets out on a quest of his own to find his father.

So with that understood, back to Joyce. Apparently Joyce had begun a story which he intended to be another short realistic yarn to join a revised edition of his short story collection ‘Dubliners’, about a Jewish advertising salesman with an unfaithful wife who wanders the streets in a peculiar frame of mind as he knows his wife is preparing to meet her lover, in his marital bed.

One thing led to another as Joyce wondered what if this advertising salesman met the young avatar he had created of himself in ‘A Portrait’, Stephen Dedalus? What would they discuss, what would they make of each other? And at some point he had the Eureka moment when it occurred to him that maybe this fellow Bloom’s wanderings around Dublin could be mapped onto Odysseus’s ancient adventures, maybe those ancient stories could give it a structure and, more than that, a kind of deep literary resonance, of the kind he was used to concealing in his Dubliners stories (like ‘Grace’, as described above),

When I tried to read ‘Ulysses’ at school I found it a great struggle because 1) I had no idea what was going on and 2) as the text progresses, the prose becomes difficult to read (see next section). You really need to know that the three central characters are modern avatars of Homer’s three characters: Bloom is wily old Odysseus; Stephen plays the role of his son, Telemachus; and Molly is the faithful Penelope waiting at home for her man. Except that they’re not a perfect match, are they? Stephen isn’t actually Bloom’s son and when, at the end, Bloom suggests a closer friendship Stephen mumbles something and wanders off into the night. No reconciliation there. And Molly, she is hardly the model of a faithful wife, in fact the whole point is that she is the exact opposite. And Bloom is hardly a macho Greek warrior, very much the reverse, he is a shy and diffident Jew in a Catholic country, liable to be discriminated against and picked on. So the novel’s central characters are in no way like-for-like matches of the Homeric epic, they are something more like ironic reincarnations, satirical avatars, reflecting the comic bathos of modern life.

But if I didn’t understand the roles played by these characters, the biggest single stumbling block to grasping the mythic resonances of the novel was the way the 18 chapters in Joyce’s text have no titles. Just giving them titles, and a sentence of explanation, would have transformed my experience.

As soon as I came across a book which explained that each of the chapters reflects or is based on a specific episode from the Odyssey, and clearly indicated which one was which, my whole reading experience was transformed. Augmented by the knowledge that the 18 chapters are further grouped into three parts which themselves are based on the main thematic elements of the Odyssey story, as follows:

  1. the first three chapters, describing Stephen waking in the tower, going to school and wandering into Dublin, are titled the Telemachia or wanderings of Telemachus
  2. the 12 central chapters can be thought of as the Odyssey proper, describing the many adventures of Bloom during the day
  3. the final three chapters, when Bloom takes Stephen home, can be grouped as the Nostos, Greek for return so the ‘Return’ part of the story, reflecting the final chapters of Homer’s poem which describe the homecoming of the long-absent hero

Why Ulysses and not Odysseus?

The ancient Romans not only co-opted many of the Greek gods, subsuming them into the existing Latin pantheon, they did the same with many of the mortal heroes of ancient Greece. When the Romans translated the Greek legends from Greek into Latin, they sometimes found it easier to change the names as well, to make them easier to pronounce. The early Latin translators of Homer probably adapted the Greek Ὀδυσσεύς into the Sicilian Οὐλίξης, and then the Etruscan Uluxe, before arriving at the shorter, more Roman-friendly Ulysses.

So that’s why you see two names being used for the same person: Odysseus is his original Greek name as used by Homer; Ulysses is the name used by Roman authors, such as Virgil, when describing the Tale of Troy.

So why did Joyce use the Latin name? Apparently, when he was a boy of 12, Joyce’s thoughts on the subject were crystallised when he first read the story in Charles Lamb’s book ‘The Story of Ulysses’ (1808), and that version of the name stuck. Having been brought up in a heavily Catholic school, Latin was all around him, in the Mass and liturgy and so on, and so he took to the Latinate forms (unlike late Victorian English Protestant private schools of the time, where there would have been as much emphasis on ancient Greek and so the Greek names are preferred by English writers).

Plot structure version 2

So here’s the chapter structure again, but this time indicating the episode from the Odyssey which each one is based on and explaining the parallels with the Homeric episode, such as they are:

Part 1: The Telemachia (the wanderings of Telemachus / Stephen)

Chapter 1: Telemachus

8am. Introducing Stephen Dedalus, bunking in the Martello Tower being rented by Buck Mulligan. Breakfast. Stephen should be mourning his recently dead mother and so borrows an all-black suit from Mulligan. In other words, he is dressed in mourning for the whole of the novel.

Chapter 2: Nestor (wise king of Pylos, advisor to the heroes)

Stephen’s encounter with school headmaster Garrett Deasy, who asks him to take a letter to the newspaper about foot-and-mouth disease. (Which gives rise to Stephen’s mortified expectation that Mulligan will mock him as ‘the bullockbefriending bard’, which becomes one of many recurring phrases, not to mention later cattle-related jokes such as someone being a bull in a china shop etc.)

[Myth parallel: Remember I mentioned that Bloom, Stephen and Molly are not direct avatars of their heroic predecessors but more like satirical, ironic modern versions. Well, as you can see here, the pompous Unionist headmaster Deasy is far indeed from being an avatar of wise old king Nestor of Greek mythology. Quite obviously he is a comic parody and yet there are commonalities: Nestor trained young horses, Deasy’s career is training teenage boys.]

Chapter 3: Proteus (the shape-shifting sea god from Greek myth)

Stephen wanders down to the seashore at Sandymount Strand and his mind wanders, free-associating ideas and memories from school and university, shreds of knowledge, quotes in various languages, perceptions and the rhythmic sound of the waves all melding in his mind to make this one of the most daunting of all the chapters to read, certainly in the first half.

[Myth parallel: You can see how the concept of the shape-shifting god maps nicely onto the endless shape-shifting of the protagonist’s mind.]

Part 2: the Odyssey (the wanderings of Ulysses / Leopold Bloom)

Chapter 4: Calypso

Cut back to 8am and Leopold Bloom, waking up, having breakfast, reading his mail, taking a letter from Blazes Boylan to his wife Molly in bed.

[Myth parallel: Calypso was a nymph from Greek mythology, famous for holding the hero Odysseus captive on her island, Ogygia, for seven years. Note that here, at the start of Bloom’s novel, Molly is Calypso. In the final chapter the same Molly stands in for the completely different figure of Penelope. Which shows you how Joyce’s parallels are exact in some respects but can be very loose if needs be.]

Chapter 5: Lotus Eaters

Bloom has an hour to kill before he has to attend Paddy Dignam’s funeral at 11am so he does a handful of chores in a lazy sensual mood: he goes to the Post Office, posts a letter, wanders into a Catholic church (incense and gold), buys a bar of lemon soap at a chemist and fantasises about paying a visit to Dublin’s Turkish baths.

[Myth parallel: The Lotus Eaters were a mythical people from Homer’s Odyssey, living on an island where they ate the narcotic lotus flower which caused blissful forgetfulness, a desire to stay, and loss of ambition. This is one of the more oblique of the Homeric parallels.]

Chapter 6: Hades or hell

Along with three friends, including Stephen’s father Simon Dedalus, Bloom attends the funeral of Paddy Dignam, taking the long journey by funeral carriage across Dublin to the burial in Glasnevin cemetery. This triggers in Bloom thoughts of his own son, Rudy, who died young, and of his father who committed suicide with poison.

[Myth parallel: This is one of the more obvious and direct allusions, matching Odysseus’s trip to the Greek underworld and a modern funeral.]

Chapter 7: Aeolus, the god of wind

This chapter is notable for the way the text is broken up by no fewer than 63 captions in the style of newspaper headlines, ironically summarising the content of each section.

At the office of the Dublin newspaper, the Freeman’s Journal, Bloom walks past the huge printing machines to the editor’s office where he attempts to place an ad for a client. Stephen arrives at the same office bringing (as promised) Deasy’s letter about foot-and-mouth disease. Bloom notices Stephen and that his boots are dirty but they do not actually meet. Instead the chapter mostly consists of long wordy conversations between half a dozen editors, hacks and scroungers, about each other, Dublin gossip, and racing tips.

[Myth parallel: In Greek mythology Aeolus was the keeper of the winds, ruling from the island of Aeolia where he held the violent winds captive in a bag. Control of the winds of information and opinion is an ironic or satirical way of thinking about a newspaper, and gassy windiness also describes the banter of the 7 or 8 characters gathered in the office.]

Chapter 8: Lestrygonians (a race of giant, cannibalistic ogres in Greek mythology)

Bloom wanders the streets feeling hungry, bumps into an old flame, Josie Breen, notices the (real life) author A.E. walking past him with a lady acolyte. He enters Burton’s restaurant but is overwhelmed by the smell and sight of so many people eating, so leaves and pops into Davy Byrne’s pub for a light lunch of a cheese sandwich and a glass of Burgundy wine. When he leaves, 4 or 5 other characters discuss his character.

Out on the street, he helps a blind man (who we later learn is a piano tuner) to cross the road and ponders at length all the implications of being blind – then walks on to the National Library. Thinking about food has led him to consider the human body as a machine, food in-poo out, which leads to the eccentric speculation whether traditional Greek statues were depicted with anuses. As he enters the National Library he has a quick squint up at the big statues flanking the entrance, to check.

[Myth parallel: obsession with food links the classical reference and the modern chapter.]

Chapter 9: Scylla and Charybdis

Cut to Stephen in the head librarian’s office at the National Library delivering another one of his literary theories, this time about the true meaning of Shakespeare’s ‘Hamlet’, appropriately enough because he is dressed in mourning (though for a dead mother not a dead father, as is the case with the Danish prince). Stephen and Bloom’s paths nearly cross as the latter pops in to look up an ad in an old newspaper but, again, they don’t actually meet.

[Myth parallel: In the Odyssey Odysseus’ ship has to sail the narrow channel between the twin monsters Scylla and Charybdis. I’ve read a clever interpretation pointing out that the two monsters can be mapped on to the two types of aesthetic theory dramatised in this chapter: Stephen’s theory of Shakespeare insists that the Bard’s great plays arose from the tribulations of his own sometimes squalid personal life but he’s presenting it to the older generation of Dublin critics who believe art should be about beautiful timeless spiritual ideals – so it’s these two opposing theories which represent the two legendary monsters, and which Joyce the author had to navigate between. Clever. There might also be a canny little micro-parallel because, as Bloom enters the Library, he walks between Stephen and his friend Mulligan exiting, who also represent two ends of a spectrum, Mulligan all glib flashy smartness, Stephen, deep but gloomy introspection.]

Chapter 10: Wandering Rocks

Nineteen short vignettes describe the movements of the central figures and about 30 secondary characters through the streets of Dublin. The episode begins by following kind-hearted Father Conmee, a Jesuit priest, walking north and stopping for a kind word for various parishioners, and ends with an account of the cavalcade of the Lord Lieutenant of Ireland, William Ward, Earl of Dudley, processing through the streets on his way to inaugurate the Mirus bazaar in aid of funds for Mercer’s hospital, and with the response of the 19 or so characters described in the preceding vignettes to his carriage as it passes.

[Myth parallel: Wandering rocks and wandering Dubliners.]

Chapter 11: Sirens

Bloom has dinner at the Ormond Hotel whose bar is dominated by the ministrations of two barmaids, dark-haired Miss Kennedy and brunette Miss Douce, while other characters gossip and then play the piano and sing some airs in the hotel’s dining room. Bloom gets a pen and paper to write a furtive reply to his lover Martha’s letter to him.

[Myth parallel: In Greek mythology the sirens were enchanting beings, half-woman, half-bird, who lured sailors to shipwreck and death with their irresistible songs; so the sirens are represented by the two barmaids, who don’t themselves sing but the scene is full of characters playing and singing, not least Stephen’s father, Simon.]

Chapter 12: Cyclops

Up till now the chapters have been cast in what you could call basic stream of consciousness, albeit often difficult to follow. The remaining six chapters of the novel are all longer and each one has its own individual format. Chapter 12 breaks the convention of the novel up to now by being narrated by an unnamed Dubliner who has a completely different ‘voice’ or style from either Stephen or Bloom.

This narrator works as a debt collector and goes to Barney Kiernan’s pub where he meets a character referred to only as ‘The Citizen’ who is a vehement Irish nationalist. When Bloom arrives at the pub, he is subjected to an antisemitic rant by the Citizen and various other characters come to his defence.

[Myth parallel: The Cyclops in Homer’s Odyssey was Polyphemus, a giant, one-eyed son of the sea god Poseidon who captured Odysseus and his men in his cave. This monster eats several of the sailors before Odysseus manages to get him drunk then blind him with a sharpened stake, and escaping. So the Citizen is the Cyclops and the one-eyed reference is a satirical take on the bigoted monomania of Irish nationalism.]

Chapter 13: Nausicaa

Bloom wanders out to Sandymount Strand where he watches a young woman, Gerty MacDowell, who flashes her legs to excite him. The first half is written as a parody of a romance magazine, the second half more realistically from Bloom’s point of view.

[In Homer’s Odyssey, Nausicaa was daughter of King Alcinous and Queen Arete of Phaeacia, famous for discovering and helping the shipwrecked Odysseus, giving him clothes, food, and guidance to her father’s palace. So the reincarnation of the elegant princess as a flirty young woman is obviously full of ironies and a vivid example of the general idea of how ‘fallen’ or degraded the modern world is.]

Chapter 14: Oxen of the Sun

Bloom visits the maternity hospital where Mina Purefoy is giving birth, and finally meets Stephen, who has been drinking with his medical student friends. At the end the drinking party breaks up, Mulligan catching the train back to his tower while Stephen drunkenly blunders off to the red light district accompanied by his pal, medical student Vincent Lynch. Worried about him, a much more sober Bloom follows.

[In the Odyssey Odysseus and his men come to the island of the sun god Helios, and are warned not to touch his holy cattle. When Odysseus goes off to pray for guidance his hungry men slaughter, roast and eat some of the cattle. Odysseus returns and tells them to flee but their ships are pursued by the sun god’s anger and most of his men are wrecked and drowned. The parallel is loose here, as this chapter is famous for mimicking the growth of the foetus in its mother’s womb by parodying the evolution of English from the original Anglo-Saxon onwards.]

Chapter 15: Circe

Bloom follows Stephen and his pal Lynch into a brothel where they both experience a series of grotesque Rabelaisian hallucinations. After smashing the chandelier with his walking stick, Stephen is kicked out onto the street where he gets into a fight with a British soldier and is knocked down, leaving Bloom to pick him up and sort him out.

[In the Odyssey, Circe was a powerful sorceress who used her magic to turn Odysseus’s men into swine and keep them imprisoned for years. Obviously there are no years here, just one night, and there is no crew, just Stephen, Lynch and Bloom. But the monstrous brothelkeeper Bella Cohen is a fittingly grotesque parody of the beautiful magical Circe of Homer.]

Part 3: Nostos (the Return)

Chapter 16: Eumaeus

[Myth parallel: in the Odyssey, Eumaeus is the loyal swineherd of Odysseus, a man of noble birth kidnapped as a child who had become a trusted friend of the master and is the first point of contact for the disguised hero upon his return to Ithaca.]

In the novel, having saved Stephen from arrest after his altercation with the soldier, Bloom takes Stephen to the cabman’s shelter near Butt Bridge where they encounter a drunken sailor: so the drunken sailor is the parallel to Eumaeus.

Chapter 17: Ithaca

[Myth parallel: In the Odyssey, Ithaca is Odysseus’s kingdom to which he returns.]

In the novel Ithaca it is Bloom’s house, to which he brings Stephen for a cup of cocoa.

Chapter 18: Penelope

[Myth parallel: In the Odyssey, Penelope is Odysseus’s loyal wife who waits for 20 long years for her husband to return, spurning the advances of numerous eligible suitors to replace the husband they all claim is dead.]

In the novel, Penelope is reincarnated as Molly Bloom, and the novel ends by abandoning the men and the male perspective altogether and ending with the huge seamless stream-of-consciousness flow of Molly’s falling-asleep thoughts.

Technical innovations

So far I’ve talked about the ‘structure’ of the novel but I have barely mentioned the technical or style innovations which make it such a demanding read on the page, made it so notorious in its time, and for a generation afterwards made it feel as if Joyce had not just revolutionised the novel with his elaborate system of symbols and references, but had revolutionised English prose as well.

Two or three of these quirks or innovations had already appeared in ‘A Portrait’ but in ‘Ulysses’ they are cranked up to the max, along with new novelties.

1. Formal, studied prose

Not an innovation as such, just the foundation on which everything else sits: but Joyce’s prose, even at its least experimental, is surprisingly formal and stiff and mannered. He consistently writes sentences not as you’d expect them to flow but with a deliberate stiffness. He consistently puts words into a counter-intuitive order. After a while I realised he always puts the adverb where you don’t expect it, counter to its usual position in everyday English. As in: ‘He waited by the counter, inhaling slowly the keen reek of drugs…’ where putting ‘slowly’ after ‘inhaling’ makes you linger on it longer, process it more, gives it more weight. Or:

The carriage turned again its stiff wheels and their trunks swayed gently. Martin Cunningham twirled more quickly the peak of his beard.

You’d expect ‘again’ to come after ‘stiff wheels’; you’d expect ‘more quickly’ to come after ‘beard’ and so on. He does this even in his plainest sentences and it gives them a studied, calculated movement. You argue he does so in order to describe things, especially people’s actions, with a finicky super-precision. Here’s the start of chapter 6:

Martin Cunningham, first, poked his silkhatted head into the creaking carriage and, entering deftly, seated himself. Mr Power stepped in after him, curving his height with care.

Also, he enjoyed avoiding the common word and using the slightly more official or officious word or phrase. After helping him with his sums, Stephen watches Sargent hurriedly change and run out onto the sports field.

He stood in the porch and watched the laggard hurry towards the scrappy field where sharp voices were in strife. They were sorted in teams and Mr Deasy came away stepping over wisps of grass with gaitered feet. When he had reached the schoolhouse voices again contending called to him.

‘Where sharp voices were in strife‘ is not the easiest most colloquial way to describe a bunch of boys shouting on a football pitch. It is studied and formal. Ditto the third sentence which contains the odd phrase ‘voices again contending’. You or I might write ‘the sound of the boys arguing again’ but Joyce prefers this much more stiff and formal arrangement: ‘voices again contending’. And note ‘again’ in the unusual position, you or I would say ‘voices arguing again’, but putting it before the verb, this time, has the effect of making every word feel more studied and carefully presented, as at an exhibition of sentences.

So we must bear in mind that even when he’s trying to write relatively ‘straight’, before he got up to any formal tricks, Joyce’s prose style was already oddly stiff, spavined and constricted: highly self-conscious and ornately arranged. This lends even the most supposedly straightforward passages a certain stiff, presentational feel, before we get to any of his party tricks.

2. No speech marks

Joyce had a foible about/well thought-out intellectual objections (delete where applicable) to speech marks / quotation marks / inverted commas. In all the texts Joyce had final say over he replaced the conventional introduction of speech by double apostrophes with an em dash, with no indication where a piece of dialogue ended. Just this one change is surprisingly confusing. It has the cumulative effect of meaning you’re never quite sure where a piece of speech ends and the narrative, or a character’s thoughts, begin.

—Three, Mr Deasy said, turning his little savingsbox about in his hand. These are handy things to have. See. This is for sovereigns. This is for shillings. Sixpences, halfcrowns. And here crowns. See.

3. No hyphens

Just as he disliked speech marks, so Joyce early on decided to dispense with hyphens and just to run two hyphenated words together. ‘A Portrait’ is full of examples like illfated, selfrestraint, rosesoft and hundreds more. And so it is here, as indicated by the novel’s famous opening sentences:

Stately, plump Buck Mulligan came from the stairhead, bearing a bowl of lather on which a mirror and a razor lay crossed. A yellow dressinggown, ungirdled, was sustained gently behind him on the mild morning air.

Innocent though this foible first appears, like dispensing with speech marks it is the first stirrings of the disintegration of language the book is going to deploy on a massive scale. For just as dispensing with speech marks makes it increasingly hard to know where direct speech ends and free indirect speech (i.e. the character’s own thoughts) begins; so dispensing with hyphens where they ought to go marks the start of start of not knowing where one word ends and another begins; in practice, it marks the start of Joyce’s running words together in original and increasingly inventive ways.

It starts with dropping hyphens in a phrase like:

He passed an arm through the armstrap and looked seriously from the open carriagewindow at the lowered blinds of the avenue.'(chapter 6).

But then it moves on to sticking together words which should never be joined to create new words:

… an old woman peeping. Nose whiteflattened against the pane

You can see in this example how he realises he’s stumbled across a new piece of grammar, the portmanteau noun, and as the novel progresses, the technique of jamming 2, 3 or more words together becomes more outrageous. So as Stephen walks by the sea in chapter 3, he fancifully imagines everyone in the world linked back to their mothers via a ghostly umbilical cord:

The cords of all link back, strandentwining cable of all flesh…

And then drops the first of his made-up, portmanteau words, imagining the early Christian heretic Arius:

Warring his life long upon the contransmagnificandjewbangtantiality.

After all, if you can glue two words directly together, why not three or four or five words? This is a taste of things to come…

3. Learnèd allusions

We could be here all week describing this one but the basic idea is simple. Joyce was hyper well-read and developed the habit in ‘A Portrait’ of dropping allusions to his learning into the narrative bits of text. Quite regularly the supposed narrative in fact contains no narrative at all, just a tissue of allusions, as if giving you direct access to the flux of (super-literate) thoughts in the main protagonist, Stephen’s, head. So you have potentially three elements: 1) old-fashioned third-person narration; 2) speech without speech marks; 3) the protagonist’s thoughts reflected in indirect speech.

Example 1

The opening of chapter 2 demonstrates all three elements: both the abolition of speech marks, a brief appearance from a conventional narrator, then an abrupt jump into Stephen’s hyper-educated mind.

(1: no-speech-marks speech)
—You, Cochrane, what city sent for him?
—Tarentum, sir.
—Very good. Well?
—There was a battle, sir.
—Very good. Where?
(2: third-person narrative)
The boy’s blank face asked the blank window.
(3: straight into Stephen’s thoughts)
Fabled by the daughters of memory. And yet it was in some way if not as memory fabled it. A phrase, then, of impatience, thud of Blake’s wings of excess. I hear the ruin of all space, shattered glass and toppling masonry, and time one livid final flame. What’s left us then?

There has been no narrative lead-in or introduction, no text explaining that we are in a school classroom and Stephen is taking a lesson. Only from the dialogue can we deduce this is what is happening and that it is a lesson about ancient history. ‘The boy’s blank face asked the blank window’ is a neat way of describing the poor schoolboy’s blank ignorance of Stephen’s question, but look what happens next.

We are thrown straight into Stephen’s ‘stream of consciousness’. I admit I had to stop and puzzle this out and have only got parts of it. The two sentences using ‘fabled’ I think reflect Stephen thinking that the battle referred to has gone down in history and yet, he reflects, was probably not as ‘memory’ tells fables about it.

What battle? He will go on to quote the Roman General Pyrrhus who won a battle in 279 BC where the Romans losses were so bad he is supposed to have said: ‘Another victory like that and we are done for.’ This is where we get our phrase ‘A Pyrrhic victory’ from. Stephen is (I think) reflecting that this phrase expressed not so much the general’s despair as his ‘impatience’.

I know the poet William Blake wrote in praise of excess: in his ‘Proverbs of Hell’ he wrote that ‘The road of excess leads to the palace of wisdom.’ Maybe Stephen is conflating the disastrous outcome of the Roman battle, its excessiveness, with the ‘wisdom’ contained in the general’s phrase which led to it becoming a proverb.

As to the next bit, ‘I hear the ruin of all space, shattered glass and toppling masonry, and time one livid final flame’ I don’t think this is particularly tied to Pyrrhus or this history lesson, although I know it is a phrase which will be repeated throughout the novel at various moments. So it is more like an early appearance of an idée fixe of Stephen’s and, if we consider ‘Ulysses’ as a work of art, it is like a motif which is being introduced early on so that it can be repeated with variations later on.

There’s probably more going on here than I’ve indicated and I might have got some of this wrong, but you see how it works: just elements – bits of dialogue which are not at all clearly demarcated, minimal amount of narrative explanation, then chunks of Stephen’s internal monologue which is ferociously learned and allusive – are already combining to make it a tricky read.

Don’t panic

As a bookish person, who’s read a lot of the same books as Joyce, I get some of his references and/or I’ve taken the trouble to look (some of) them up – but there is one key principle to bear in mind here, which is: Don’t be afraid.

Tens of thousands of academics have spent their entire lives elucidating ‘Ulysses’ and nobody has got all the allusions buried in it. It doesn’t matter. If you like puzzles, you can stop at each paragraph and look up the allusions. Or you can read the novel with a page-by-page guide (online or hard copy) open beside it to explain them. (If you have the patience, that’s probably the way to get the most out of reading ‘Ulysses’.)

As Canadian academic Hugh Kenner puts it, the book’s innumerable correspondences and patterns ‘adds fun to our endless exploration of this book’ – if, that is, endless exploration of a vast tissue of learnèd references and internal echoes is your idea of fun.

But if you’re not that kind of person, don’t worry. Read at the book, forge on through it, and let its unusual methods creep up on you. At various points you’ll recognise the same quotes or allusions cropping up and begin to get a feel for them, how they recur and give structure to the text, like motifs returning in a long piece of music. As in the ‘Cantos’ of Ezra Pound you don’t even have to understand what they mean (quotes from foreign languages, for example) for their repetition to start to have a haunting and evocative effect.

Also: it is as well to be clear that Stephen is not a god, he is not the prophet of some challenging religion: he’s just a character in a book, and his character is that of a cleverclogs, a callow young man too clever by half. He’s read all the books in the world but has little or no life experience, and it shows. Therefore, to some extent his thoughts are probably intended to be offputtingly clever-clever.

Example 2

Here’s another example of the method. Stephen stays after class to help a poor schoolboy, Sargent, with his sums. But as he does so, his overworking, over-educated intellect reflects that the symbols used in algebra are Arab in origin, in fact the word ‘algebra’ is itself Arabic, and this prompts him to think of the two great medieval philosophers – Ibn Rushd (1126 to 1198) Latinized as Averroes, and Moses ben Maimon (died 1204), commonly known as Maimonides. This is at least part of what is going on in this passage:

Across the page the symbols moved in grave morrice, in the mummery of their letters, wearing quaint caps of squares and cubes. Give hands, traverse, bow to partner: so: imps of fancy of the Moors. Gone too from the world, Averroes and Moses Maimonides, dark men in mien and movement, flashing in their mocking mirrors the obscure soul of the world, a darkness shining in brightness which brightness could not comprehend.

The dance of symbols across the page is described as a ‘morrice’ which is an antique adjective for Moorish or Arab, but has echoes of Morris dancing, a connotation reinforced by the word mummery, which is an olde English word for acting. Both of them clearly refer to the algebraic symbols Stephen is trying to teach the boy Sargent about and which he fancifully envisions dancing hand in hand with each other, bowing to their partners and so on.

The second half of the paragraph is, as far as I can see, a poetic evocation of the effect of the medieval scholars’ writings, which was itself so complicated and full of learned allusions that Stephen envisions it as mirrors. Maybe the two wise men’s learning is referred to as a darkness because 1) they were both dark-skinned non-European men and 2) maybe Western Europe is the brightness and lightness in which their complex, dark-skinned wisdom made little impression. I’m not sure. Something like that…

Anyway, this kind of thing happens thousands and thousands of times throughout the book. It makes up most of the long the novel’s texture, so it helps if you yourself are bookish and like spotting allusions. But, as I keep emphasising, it’s not absolutely necessary to get every allusion to enjoy the book, in fact it’s probably impossible. It’s perfectly valid to read the whole thing without ‘getting’ any of the allusions because there is plenty of other stuff going on – the structure of the plot itself (as outlined above) but also tens of thousands of places where the prose is so unexpected and inventive that you can enjoy it on the surface, for it mysteriousness and multitudinous rhythms, as much as for this riddling Sudoku element.

The internet / AI changes everything

As I wrote the preceding paragraphs it began to dawn on me that nowadays, of course, the whole experience of reading, especially reading difficult or demanding books, has been transformed by the internet and not just the old internet but the shiny new world of artificial intelligence.

Nowadays if you’re puzzled by anything in ‘Ulysses’, from the overall structure to the tiniest word, you can ask an LLM like Chat GPT and chances are it will explain everything. For example, I was not understanding the scattered references to Bloom’s father in chapter 6 (Hades) and so I simply asked Chat GPT: ‘In James Joyce’s Ulysses, did Leopold Bloom’s father commit suicide?’ and Chat came right back with ‘Yes’ along with details such as the method (poison) and location (the Queen’s Hotel).

So there’s now the facility to look up everything – from the granular level of individual words, foreign quotes, odd phrases, through to the macro level of my Bloom query – on an AI (Chat, CoPilot, Gemini) and have answers delivered on a plate.

Whether this is an appropriate way to read the book, whether it short circuits the time and effort Joyce intended his readers to invest in it, whether it undermines the experience of slowly constructing your own version from the fragments you notice or understand, and replaces it with a fully explained, Sam Altman-friendly version, is open to debate. But there’s no denying AI’s help in immediately solving thousands of niggling details or impenetrable obscurities, for example: who is Hynes? What does ‘De mortuis nil nisi prius’ mean? Can I find a recording of ‘Those lovely seaside girls? (Yes – https://www.youtube.com/watch?v=O4IpDMyox2Y).

After a while I began to rely on it more heavily because the broken-up prose and elliptical style of so many of the conversations often mean it’s very hard to figure out what’s going on, and even what people are saying to each other.

But academic books will remain useful…

Where books, even quite old guides to ‘Ulysses’, score over the internet, is that they will offer useful and interesting opinions and insights. Chat will 1) only answer the question you asked; it might answer it fully and give you more detail than you expected, but at the end of the day the answer is limited by how you phrase your initial question or ‘prompt’. And 2) it will only give you other people’s opinions, neatly summarised and tied up in a bow.

By contrast a book-length guide will tend to introduce you to ideas and interpretations you’d never thought of before. They let you share, and follow the logic behind, distinct and maybe idiosyncratic interpretations, by expert scholars. LLMs tend to repeat and confirm the biases or expectations you bring with you whereas (good) books open the mind to all kinds of new possibilities.

So AI has already revolutionised the process of reading difficult works of literature like ‘Ulysses’ (and many more). But good books of criticism or analysis or just good quality guides, will for the foreseeable future still have the advantage of opening your mind to new ideas. Which, back in the olden days, was often considered an element point of studying literature…


Credit

‘Ulysses’ by James Joyce was published by Shakespeare and Company in 1922.

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Labyrinths by Jorge Luis Borges (1962)

The metaphysicians of Tlön do not seek for the truth or even for verisimilitude, but rather for the astounding.

There is no pleasure more complex than that of thought.

In the course of a life dedicated to letters and (at times) to metaphysical perplexity…

Borges wrote a surprising amount (some 70 books in Spanish) and yet he is principally known in the Anglo-Saxon world for just one work published 60 years ago, Labyrinths, a breath-taking collection of 40 mind-bending short stories, short essays, and ‘parables’, all of which reference, quote and play with a multitude of obscure and arcane texts and ideas derived from philosophy, theology and mysticism.

Penguin went on to publish a flotilla of four or five other volumes by Borges, but none of them hold a candle to Labyrinths which is one of the most important volumes of short stories in English in the second half of the 20th century. It is a scandal that, to this day, only a fraction of Borges’s output has been translated into English.

Adventures among books and ideas

Labyrinths consists of 23 ficciones, ten essays and eight ‘parables’. All the stories were written and first published in Borges’s native Spanish in Argentine literary magazines between 1941 and 1956. The first 13 stories are taken from a previous collection, Ficciones, published in 1945, which was expanded in successive editions, and the remaining ten were published in a collection titled The Aleph, published in 1949, and also added to in later editions. That’s a long time ago but when you look at individual stories it’s striking to see that most of them were first published in literary magazines much earlier, most of them at the very end of the 1930s, during the Second World War and in the immediate post-war years. Although he carried on writing into the 1980s, his greatest hits were composed in the 1940s.

Before I exhaust myself giving brief summaries of each of the pieces, let me make a simple point which is that, rereading Borges’s stories made me realise that possibly his major discovery was that, for the purposes of writing a short fiction, you can replace plot with ideas.

What I mean is that the best stories discuss philosophical and metaphysical or mystical ideas and, in doing so, refer to scores of obscure Latin and Greek, or Christian or Islamic texts and sources – and that it is this, rather than plots, character or dialogue, which fills his stories.

Most adventures are, almost by definition, about people, about named characters. Borges’s short fictions are adventures whose protagonists are ideas, ideas characterised by their multi-layered bookishness and whose explanation requires multiple references to all manner of arcane texts – and whose ‘adventure’ consists in the logical unfolding of far-fetched premises to even more-mind-boggling conclusions: such as the man who discovers he is a dream created by someone else; or that the entire universe is made up of an infinite library; or that all human activity is determined by a secret lottery; and so on.

It is immensely characteristic of this preference for ideas over psychology or emotions or feelings that, when the narrator of Tlön, Uqbar, Orbis Tertius stumbles across an encyclopedia purporting to catalogue the fictitious planet of Tlön, he experiences a moment of delirious happiness i.e. emotion, feeling – but quickly stifles it:

I began to leaf through [the encyclopedia] and experienced an astonished and airy feeling of vertigo which I shall not describe, for this is not the story of my emotions but of Uqbar and Tlön and Orbis Tertius.

In fact various emotions do occur in the stories, there are characters and events, but this moment can stand as a symbol of the way that fiction’s traditional concerns for character and emotion and plot are, on the whole, in Borges’s stories, repressed or sidelined in order to make way for the adventures of ideas and books.

Borges’s bookishness is not for everyone

And I suppose there’s a point that’s so obvious that it’s easy to miss which is that you have to be fairly learnèd and scholarly, or at least fairly well-read, in order to really enjoy these works. On the first page alone of Deutsches Requiem Borges mentions Brahms and Schopenhauer and Shakespeare and Nietzsche and Spengler and Goethe and Lucretius. Now I not only know who these guys all are, but I have read some or much of all of them (a lot of Shakespeare and Nietszche, a book of Schopenhauer’s, some Goethe and Spengler) and so the mental edifice which invoking their names creates, the structure and framework of the story, are all entirely familiar to me and so I can enjoy how Borges plays with their names and references.

But I suppose there will be many readers who haven’t read (or listened to, in the case of Brahms) these authors and composers, and so might have to stop and Google each of them and, I suppose, this might well put off a lot of potential readers. It’s not that the stories are intrinsically ‘difficult’ (though sometimes they juggle with ideas on the edge of comprehension) so much as that the entire atmosphere of intense bookishness and scholarly whimsy which they evoke might well deter as many unbookish readers as it fanatically attracts fans and devotees among the literary-minded.

Contents – Fictions

Tlön, Uqbar, Orbis Tertius (1940)

Uqbar is a mythical land which the narrator and friends find mentioned in a ‘pirated’ edition of Volume XLVI of the Anglo-American Cyclopaedia, but can find referred to nowhere else, despite ransacking the reference books of numerous libraries. The article explains that the literature of Uqbar was one of fantasy, featuring epics and legends set in two imaginary regions, Mlejnas and Tlön. In part 2 of the story we learn that Tlön is less an imaginary realm than an entire ‘planet’.

At first it was believed that Tlön was a mere chaos, an irresponsible license of the imagination; now it is known that it is a cosmos and that the intimate laws which govern it have been formulated, at least provisionally

Once he has posited the existence of this ‘planet’, the narrator goes on to recount the dizzying nature of its language and its many schools of philosophy:

  • one of the schools of Tlön goes so far as to negate time: it reasons that the present is indefinite, that the future has no reality other than as a present hope, that the past has no reality other than as a present memory
  • another school declares that all time has already transpired and that our life is only the crepuscular and no
    doubt falsified and mutilated memory or reflection of an irrecoverable process
  • another, that the history of the universe — and in it our lives and the most tenuous detail of our lives — is the scripture produced by a subordinate god in order to communicate with a demon
  • another, that the universe is comparable to those cryptographs in which not all the symbols are valid and that only what happens every three hundred nights is true
  • another, that while we sleep here, we are awake elsewhere and that in this way every man is two men

This is what makes Borges’s stories so phenomenally packed and mind-bending: that each individual sentence is capable of introducing to an entirely new way of thinking about the world.

The postscript to the story describes the narrator stumbling on a letter which purports to summarise the process whereby magi in the early 17th century decided to invent a country, how the idea was handed down as the texts proliferate, till an early Victorian American decided they needed to be more ambitious and describe an entire planet. In 1914 the last volume of a projected 40-volume encyclopedia of Tlön was distributed to the cabal of experts. It is estimated it will become the Greatest Work of Mankind, but it was decided this vast undertaking would itself be the basis of an even more detailed account which was provisionally titled the Orbus Tertius. Slowly, the narrator claims, mysterious objects from Tlön have appeared in our world. This last part is set two years in the future and describes a world in which news of Tlön has become widespread and artefacts from the imaginary planet are appearing all over the world and beginning to replace our own.

The contact and the habit of Tlön have disintegrated this world…Already the schools have been invaded by the (conjectural) “primitive language” of Tlön; already the teaching of its harmonious history (filled with moving episodes) has wiped out the one which governed in my childhood; already a fictitious past occupies in our memories the place of another, a past of which we know nothing with certainty — not even that it is false… A scattered dynasty of solitary men has changed the face of the world. Their task continues. If our forecasts are not in error, a hundred years from now someone will discover the hundred volumes of the Second Encyclopedia of Tlön. Then English and French and mere Spanish will disappear from the globe. The world will be Tlön.

So it is, on a fairly obvious level, a kind of science fiction disaster story in which our world will eventually be taken over and/or destroyed by the imaginary creation of the cabal.

The Garden of Forking Paths (1941)

A story which opens with a book and is about a book. Its first sentence is:

On page 22 of Liddell Hart’s History of World War I you will read that an attack against the Serre-Montauban line by thirteen British divisions (supported by 1,400 artillery pieces), planned for the 24th of July, 1916, had to be postponed until the morning of the 29th….

The story is the account of Dr. Yu Tsun, former professor of English at the Hochschule at Tsingtao, a spy acting for the Germans, based in England, in Staffordshire, but is rumbled by a British officer, Captain Madden, so makes his way by train to the village of Ashgrove and the house of one Dr Stephen Albert, who describes the efforts of Yu’s ancestor, ‘Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost’. The story reveals that this labyrinth is metaphorical: it actually stands for the scattered manuscript of an incomplete book. The garden of forking paths is the novel promised by never completed. But the nature of the fragments is deliberate:

The Garden of Forking Paths is an incomplete, but not false, image of the universe as Ts’ui Pên conceived it. In contrast to Newton and Schopenhauer, your ancestor did not believe in a uniform, absolute time. He believed in an infinite series of times, in a growing, dizzying net of divergent, convergent and parallel times. This network of times which approached one another, forked, broke off, or were unaware of one another for centuries, embraces all possibilities of time.

So it’s about a book which encompasses all time, and all possible permutations of time.

The Lottery in Babylon (1941)

Tells the story of the development of a hyper-complex lottery run by the all-powerful ‘Company’ in a fictional version of ‘Babylon’, which ends up becoming the basis for everything which happens, for every event in everybody’s lives.

Pierre Menard, Author of the Quixote (1939)

This purports to be a brief article by a follower of the now deceased writer Pierre Menard. It starts by listing the complete works of the defunct writer, some 19 in all, thus establishing the hyper-bookish context; then goes on to describe the unprecedented attempt by Pierre Menard to rewrite (sections of) Don Quixote as if by himself, as if for the first time, as if written by a 20th century author, and the complexity and strangeness of the result.

The Circular Ruins (1940)

The unnamed man arrives in a canoe from the south, beaches it in the mud and climbs to the ancient ruins.

The purpose which guided him was not impossible, though it was supernatural. He wanted to dream a man: he wanted to dream him with minute integrity and insert him into reality

He devotes years to dreaming, piece by piece, a perfect young man, who he then teaches in his dreams and who then finally becomes a real entity in the real world, who can pass painlessly though fire. But when a forest fire rages towards the ruins where he has been living the man walks boldly towards them – only not to feel a thing and to realise, that he himself is a dream-man who has been dreamed, in his turn, by someone else.

The Library of Babel (1941)

The narrator lives inside a library so huge, made up of infinite levels and extending through infinite galleries of hexagonal rooms, that he and all the other inhabitants regard it as the known universe. From this perspective, of an inhabitant of the infinite library, he shares with us the discoveries and/or theories of various other inhabitants who, through the centuries, have explored deeper into the infinite library, made discoveries and come up with theories as to its origin and purpose, for example the theories of the idealists (‘the hexagonal rooms are a necessary form of absolute space’) or the mystics (‘The mystics claim that their ecstasy reveals to them a circular chamber containing a great circular book, whose spine is continuous and which follows the complete circle of the walls’) origin stories (‘Man, the imperfect librarian, may be the product of chance or of malevolent demiurgi’), those who have given up trying to find meaning (‘I know of an uncouth region whose librarians repudiate the vain and superstitious custom of finding a meaning in books and equate it with that of finding a meaning in dreams or in the chaotic lines of one’s palm’).

Five hundred years before his birth the momentous discovery was made that the library contains all possible combinations of their language’s 25 symbols, in other words, contains all human knowledge, and much more, contains the history and future of everyone. This led to a wave of optimism and pride. This gave rise to a category of men named inquisitors who travel far and wide in search of these phantom volumes which will explain everything, and are named the Vindications. This was followed by the depressing realisation that, although these books certainly exist, in a library infinitely large anyone’s chances of finding them are infinitely small. Which gave rise to a semi-religious movement of nihilists, the Purifiers, who set out to examine and destroy all books which are not Vindications. But even their senseless destruction of millions of books made little difference in a library which is infinite in size.

The knowledge that everything has already been written has had a negative effect. Some have become religious hysterics. Suicides have become more common. The population of the hexagonal rooms has been depleted. He wonders whether the human species will be extinguished.

Funes the Memorious (1942)

Ireneo Funes was a dark, Indian-looking man from Uruguay. He died in 1889. The author of this piece is contributing a memoir of him to a volume to be published in his honour. Funes was a perfectly ordinary young man till a horse threw him aged 19. From that point onwards, he remembers everything which happens to him, every single impression, sight, sound and smell which his senses register, is recorded in the fine instrument of his memmory.

The two projects I have indicated (an infinite vocabulary for the natural series of numbers, a useless mental catalogue of all the images of his memory) combine in this dazzling idea. Not just memory, he notices everything.

He was the solitary and lucid spectator of a multiform, instantaneous and almost intolerably precise world

And the ‘story’, really an essay based on a fictional premise, explores what it would mean to live in this state.

To think is to forget differences, generalize, make abstractions. In the teeming world of Funes, there were only details, almost immediate in their presence.

The Shape of the Sword (1942)

Not a bookish brain-teaser, this is a much more straightforward story. The narrator, who is referred to as Borges, is forced when travelling in the North to stay in the house of a man who has a reputation as a martinet and occasional drunk who is disfigured by a half-moon-shaped scar on his forehead. The man treats Borges to dinner then they get talking and finally the man tells him his story: how he was a fighter with the IRA during the Irish Civil War, and helped mentor and protect a vehement young recruit, one John Vincent Moon, a committed communist who shut down every discussion with his fervent ideology. On a patrol they were caught by a guard who shot and nicked Moon’s shoulder. They break into the abandoned house of an old Indian officer, to hide out. When the town they were hiding in was taken by the Black and Tans, he returned to the house to overhear Moon betraying him to the authorities on the promise of his own safe passage, whereupon he chased Moon round the house brandishing one of the swords belonging to its absent owner until he caught him and branded his face with the half moon with a sword.

All through the story you’d been led to believe the narrator was the strong man. Only at the end does he break down and confess that it was he who was the betraying coward, John Vincent Moon. And hence the scar cut into his face.

Theme of the Traitor and the Hero (1944)

A very short story which foregrounds its own fictiveness, as Borges admits it’s an idea for a story which could be set anywhere, then arbitrarily settles on Ireland where, he says, a man named Ryan is researching the famous assassination of an eminent Irish patriot, his great-grandfather, Fergus Kilpatrick, in a theatre in 1824. His researches show him that Kilpatrick’s assassination shared many details with that of Julius Caesar, the parallels so eerie that for a while he develops a theory of ‘the existence of a secret form of time, a pattern of repeated lines’, and invokes the theories of Condorcet, Hegel, Spengler and Vico to back him up.

But then a stranger reality emerges. He discovers the oldest and closest of Kilpatrick’s companions, James Alexander Nolan, had translated the main plays of Shakespeare back in 1814. Finally the story that emerges is this: the conspirators kept being betrayed to the police so Kilpatrick had tasked his oldest comrade, Nolan, with identifying the traitor. At a secret meeting of the patriots Nolan announced that it was Kilpatrick himself. The great patriot admitted it. They discussed how to deal with him. They came up with a drama, a play, a theatrical event, which would ensure Kilpatrick’s punishment and death, and yet if he was said to have been assassinated at the theatre, people’s illusions about him, and the Cause in general, would be preserved. And so Nolan, the Shakespeare translator, arranged it all, even borrowing certain events (the unheeded warning) in order to make the ‘assassination’ more melodramatic and memorable.

And also, his disillusioned great grandson and biographer speculates, to leave messages to posterity. Some of the allusions were pretty crass. Maybe he, Ryan, was intended to discover the truth. After weighing the pros and cons, Ryan decides to suppress what he has learned, and write a straightforward biography climaxing in the great man’s tragic assassination. Maybe that, too, was part of the plan.

Death and the Compass (1942)

This is a murder mystery of a particularly arch and contrived tone, but reading it makes you realise Borges’s debt to the English yarn tellers of the 1890s, to Robert Louis Stevenson and especially Conan Doyle. We are introduced to Erik Lönnrot, another in the long line of hyper-intellectual freelance detectives with a taste for paradox and irony i.e. an entirely literary creation, who also, as per the tradition, plays off a phlegmatic police inspector, Franz Treviranus.

At the Third Talmudic Congress held in the Hotel du Nord, Rabbi Marcel Yarmolinsky goes to bed one night and his body is found dead, stabbed in the chest, the next morning. The dead man, of course, had a number of rare and arcane books of theology in his room. Which Lönnrot takes away and reads:

One large octavo volume revealed to him the teachings of Israel Baal Shem Tobh, founder of the sect of the Pious; another, the virtues and terrors of the Tetragrammaton, which is the unutterable name of God; another, the thesis that God has a secret name, in which is epitomized (as in the crystal sphere which the Persians ascribe to Alexander of Macedonia) his ninth attribute, eternity — that is to say, the immediate knowledge of all things that will be, which are and which have been in the universe…

Books books books. But then more bodies turn up dead – small-time crook Daniel Simon Azevedo, then the kidnapping and murder of one Gryphius. We know the three murders are linked because at the scene three sentences are written, ‘The first letter of the Name has been uttered’, and the second and the third.

After the third the police are anonymously sent a letter sent by ‘Baruch Spinoza’ asserting that a fourth murder will not be carried out. But Lönnrot has seen through all this. He Dandy Red Scharlach set out

to weave a labyrinth around the man who had imprisoned my brother. I have woven it and it is firm: the ingredients are a dead heresiologist, a compass, an eighteenth-century sect, a Greek word, a dagger, the diamonds of a paint shop.

The Secret Miracle (1943)

Hladik had rounded forty. Aside from a few friendships and many habits, the problematic exercise of literature constituted his life…

Jaromir Hladik is an author of, among others, an unfinished drama entitled The Enemies, of Vindication of Eternity (which discusses immutable Being of Parmenides, the modifiable Past of Hinton, and the idealist philosopher, Francis Bradley) and of a study of the indirect Jewish sources of Jakob Böhme, he has translated the Sepher Yezirah and published studies of the work of Böhme, of Ibn Ezra, and of Fludd. He is another of Borges’s hyper-bookish heroes.

The Nazis take Prague and seize Hladik who is identified as a Jewish author and condemned to death. The story deals with the feverishly philosophical ideas which flood his mind during the days and nights he spends in his prison cell leading up to his sentence of death by firing squad, in which he discusses with himself various aspects of time and reality and God, and has a dream that God’s word is vouchsafed to him through a random book in a library, and in which he goes through the elaborate plot of his verse drama, The Enemies, which is itself a drama about reality and illusion. He begs God for a year to finish the work in order to justify himself and Him.

Finally he is led out to the shabby yard where the soldiers are hanging round bored, are rallied by their sergeant and line up to shoot him but, just as the order is given, time freezes, completely, but Hladik’s consciousness continues, observing the frozen world about him from his frozen body, at first in panic, and then realising that God heard his plea and has given him a year to complete his drama. And the final page of the drama describes how he does that, not needing food or water or bodily functions, but devoting a year of time to bringing the verse drama to complete perfection, And as the last phrase of it is completed in his mind, the world resumes, the firing squad fires, and Hladik slumps, dead.

Three Versions of Judas (1944)

Borges’s fiction is above all hyper-bookish, made out of references to arcane philosophical or theological texts from the Middle Ages or Antiquity. Most (if not quite all) the ‘stories’ mimic the style and approach of an old-fashioned scholarly article, not least in having textual footnotes which cite other scholarly volumes or references.

Instead of a description of a city or house or street or natural location, a time of day, or the physical appearance of a protagonist, Borges’s fictions set their scene amid books and references.

In Asia Minor or in Alexandria, in the second century of our faith, when Basilides disseminated the idea that the cosmos was the reckless or evil improvisation of deficient angels, Nils Runeberg would have directed, with singular intellectual passion, one of the Gnostic conventicles. Dante would have assigned him, perhaps, a fiery grave; his name would extend the list of lesser heresiarchs, along with Satornilus and Carpocrates; some fragment of his preachings, embellished with invective, would survive in the apocryphal Liber adversus omnes haereses or would have perished when the burning of a monastery library devoured the last copy of the Syntagma. Instead, God afforded Runeberg the twentieth century and the university town of Lund. There, in 1904, he published the first edition of Kristus och Judas and, in 1909, his major book, Den hemlige Frälsaren. (Of the latter there is a German translation, made in 1912 by Emil Schering; it is called Der heimliche Heiland.)

Amid a dense forest of allusions to obscure works of theology and scores of beliefs held by the orthodox and heretical, Borges articulates the three theories developed by Danish theologian, namely:

  1. In his book Kristus och Judas, Runeberg asserts that Judas was a kind of ‘reflection’ of Jesus in the human world; just as Jesus was sent from heaven, so Judas took up the burden of being human in order to pave the way for Jesus to take the path to the crucifixion and salvation of humanity.
  2. Meeting fierce criticism from fellow theologians, Runeberg rewrites the book to assert that it was Judas who sacrificed more than Jesus, mortifying his spirit for the greater good.
  3. Then in his final book, Den hemlige Frälsaren, Runeberg develops this idea to its logical conclusion, which is that it was Judas not Jesus who made the ultimate sacrifice and truly laid down his life for humanity. Jesus hung on the cross for 6 hours but then he was translated to heaven, whereas Judas committed suicide, taking upon himself not only an eternal reputation for treachery and betrayal, but condemning his own soul to eternity in hell. Which one made the greater sacrifice? Therefore, Runeberg asserts, it was Judas who was the true incarnation of a God determined to make the most complete identification with humanity possible, even to the uttermost depths of human depravity and damnation.

The Sect of the Phoenix (1952)

Those who write that the sect of the Phoenix had its origin in Heliopolis and derive it from the religious restoration following upon the death of the reformer Amenophis IV, cite texts from Herodotus, Tacitus and the monuments of Egypt, but they ignore, or prefer to ignore, that the designation ‘Phoenix’ does not date before Hrabanus Maurus and that the oldest sources (the Saturnales of Flavius Josephus, let us say) speak only of the People of the Custom or of the People of the Secret.

Repeatedly the stories invoke the same kind of imaginative world, a world of arcane books and abstruse learning, which revolves not so much around pure philosophy – the academic subject of Philosophy which concerns rather mundane discussions of language or ethics which bothered Plato and Locke – but the swirling multi-coloured world of abstruse theologies and mystical visions of the divinity and cults and lost texts, of heresiarchs (‘the founder of a heresy or the leader of a heretical sect’) and patriarchs, sectarians and mystagogues, Talmudists and Confucians, Gnostics and alchemists, adepts in secret rituals and concealed knowledge, and which has adherents down to the present day such as the heretical theologian Nils Runeberg from The Three Versions of Judas or the learned Rabbi Marcel Yarmolinsky in Death and The Compass, intense bookish eccentric figures who carry the convoluted world of medieval theology into obscure corners of our workaday world.

This brief story is an ostensible short scholarly essay by a narrator who claims:

I have collated accounts by travelers, I have conversed with patriarchs and theologians… I have attained on three continents the friendship of many devotees of the Phoenix

And so is in a position to know that devotees of ‘the sect of the Phoenix’ are everywhere, of all creeds and colours, speaking all languages, often not even realising it themselves. I think the essay is an answer to the question, What if there was a religion so widespread that its adherents didn’t even realise they followed it?

The Immortal (1949)

A princess (!) buys a second hand edition of Alexander Pope’s translation of The Iliad off a book dealer, Joseph Cartaphilus, in London and later finds in the leaves of the last volume a manuscript, which then makes up the body of the story. It is a first person narrative by Marcus Flaminius Rufus, military tribune of one of Rome’s legions, who hears rumours of a land to the West where sits the City of the Immortals and so sets off with a troop of 200 soldiers and sundry mercenaries all of whom desert him in the face of all kinds of adversity, until he comes to consciousness in a settlement of speechless troglodytes before staggering on, exhausted, hungry, thirsty towards a high rocky plateau on which is built a mysterious city, but when he finally gains entrance he discovers it is not only abandoned and deserted, but built with an excess of useless passages and windows and balconies and details amid he becomes lost and then overwhelmed by its size and complexity and horrifying pointlessness.

When he emerges he discovers one of the speechless troglodytes has followed him like a loyal dog. He nicknames him Argos after Odysseus’s loyal dog and over the next few weeks tries to teach him to speak. Then, one day, there is a ferocious downpour of rain, and Argos suddenly speaks, responds to the name, recognises the classical allusion and, to the narrator’s astonishment, reveals that he is Homer, author of the Iliad and the Odyssey and that the other haggard, grimy, speechless troglodytes, they are the Immortals, who long ago wrecked their beautiful city, rebuilding it as a surrealist testament to the unknown and irrational forces which control our fates, and withdrew to the caves and lives of inarticulate resignation.

Because he has drunk of the river that runs past the troglodytes’ caves he is now immortal and the narrative briefly covers his wandering life for the following centuries, until in 1929 he drinks from a stream in Eritrea and realises, with enormous relief, that it has restored his mortality.

The Theologians (1947)

An orgy of theological minutiae describing the academic rivalry between two sixth century theologians, Aurelian of Aquileia and John of Pannonia, who compete with each other in refuting the heresy of the so-called Monotones (namely that history is cyclical and all people and events recur again and again), which twists via a dense undergrowth of theological quotes and references to a climax in which Aurelian witnesses John being burned at the stake for the very heresy he had set out to refute, and then the two rival theologians meet up in heaven where, in true Borgesian fashion, they are revealed to be two aspects of the same person.

Story of the Warrior and the Captive (1940)

Droctulft was an eighth century Lombard warrior who, during the siege of Ravenna, left his companions and died defending the city he had previously attacked. Borges imagines this pallid denizen of the pagan forests and the boar hunt arriving at a city, his dazzlement at the order and clarity and architecture and gardens, and suddenly throwing in his lot with the citizens, fighting against his former comrades.

And this reminds him of his grandmother who was from England. She lived out on the borderlands. One day she was introduced to a young woman Indian who, it transpires, was English, from Yorkshire, her parents emigrated and were killed in an Indian raid and she was stolen away and married to a chieftain who she has already borne two children. Borges’s grandmother offers to take her away, to return her to civilisation, but the Englishwoman-gone-native refuses. She, like Droctulft, has made a deep choice.

Emma Zunz (1948)

Emma’s father commits suicide because he was swindled out of his share of the factory he set up. She vows to be revenged on the swindler, Aaron Loewenthal (all the characters in this story are Jewish) and, a shy 19, dresses up, goes hanging round in bars, in order to lose her virginity to some rough foreigner. This is to nerve her for the assassination, when she presents herself to Loewenthal in the guise of a stoolpigeon for the ringleaders of the disgruntled workers in the factory but, when he rises to fetch her a glass of water, impulsively shoots him, though she’s not very good at it and takes three shots. She then calls the police and pleads a story that Lowenthal tried to rape and outrage her, which, Borges says, is true, in spirit if not in detail, and her genuine outrage and sense of shame and hate secures her an acquittal at her subsequent trial.

The House of Asterion (1947)

The world seen from the perspective of the Minotaur. (The idea is related to the brief one-page summary Borges gives of a story he planned to write about the world seen from the point of view of Fafnir, the gold-guarding dragon in the Nibelung legend. You can see how you could quickly generate a list of stories ‘from the point of’ figures from myth and legend.)

Deutsches Requiem (1946)

Otto Dietrich zur Linde is a Nazi and a devout follower of Schopenhauer and his doctrine that nothing that happens to us is accidental (it is a happy coincidence that I’ve recently been reading Samuel Beckett, who was also very influenced by Schopenhauer, in particular by his attitude of quietism).

As the Second World War breaks out Otto Dietrich zur Linde is involved in a shootout which leads to the amputation of one of his legs. As a good Nazi he is eventually rewarded by being made, in 1941, subdirector of the concentration camp at Tarnowitz.

When the wonderful Jewish poet David Jerusalem is sent to the camp, zur Linde sets about systematically destroying him because, by doing so, he is destroying the compassion in his own soul which keeps him down among ordinary humans, prevents him from becoming Nietzsche’s Overman.

As the tide of war turns against the Germans, zur Linde speculates why and what it means before realising that Germany itself must be destroyed so that the New Order it has helped to inaugurate can come fully into being. This short text turns into quite a disturbing hymn to Nazism:

Many things will have to be destroyed in order to construct the New Order; now we know that Germany also was one of those things. We have given more than our lives, we have sacrificed the destiny of our beloved Fatherland. Let others curse and weep; I rejoice in the fact that our destiny completes its circle and is perfect.

Averroes’ Search (1947)

A classic example of Borges’s fascination with the byways of medieval mystical theology, and his ability to spin narratives out of it.

Abulgualid Muhammad Ibn-Ahmad ibn-Muhammad ibnRushd (a century this long name would take to become Averroes, first becoming Benraist and Avenryz and even Aben-Rassad and Filius Rosadis) was writing the eleventh chapter of his work Tahafut-ulTahafut (Destruction of Destruction), in which it is maintained, contrary to the Persian ascetic Ghazali, author of the Tahafut-ulfalasifa (Destruction of Philosophers), that the divinity knows only the general laws of the universe, those pertaining to the species, not to the individual…

It is a complex text, woven with multiple levels of references, which revolves round a dinner party attended in the then-Muslim city of Cordoba in Muslim Spain by the great medieval Muslim commentator on the ancient Greek philosopher, Aristotle, and some colleagues and friends including one who claims to have travelled as far as the fabled land of Sin (China). When he was there he recounts being taken to a large hall with tiered banks of seats where many people on a raised platform acted out events. The other diners agree how ridiculous this sounds and we learn that, apparently, the traditions and culture of Islam did not have or understand the entire concept of the theatre and the drama.

The essay focuses on the way this conversation was relevant for Averroes because he was that day working on a translation of Aristotle and puzzled by two words he had come across, ‘tragedy’ and ‘comedy’ which have no parallel in the world of Islam.

This is all fascinating and beautifully described amid the gardens and roses and civilised calm of the Muslim city, but on the last half page Borges twists the story onto a different level altogether by intruding himself as the author and declaring he only told this story as an attempt to describe a certain kind of failure to imagine something, and that, as the story progressed, he, Borges, realised that he was failing to imagine his own story, thus the story and the writing of the story, both addressed the same subject, in a kind of duet.

I felt, on the last page, that my narration was a symbol of the man I was as I wrote it and that, in order to compose that narration, I had to be that man and, in order to be that man, I had to compose that narration, and so on to infinity. (The moment I cease to believe in him, ‘Averroes’ disappears.)

Wow.

The Zahir (1947)

Clementina Villar was a model and celebrity, always appearing at the right place at the right time dressed in the height of fashion. She dies in a slummy suburb and Borges attends her wake. Decomposition makes her look younger. On the rebound from his grief he drops into a neighbourhood bar, orders a brandy and is given the Zahir among his change. The Zahir is an everyday coin but:

people (in Muslim territories) use it to signify ‘beings or things which possess the terrible property of being unforgettable, and whose image finally drives one mad.’

He can’t stop looking at it, he takes it home, he turns it over and over, it obsesses his sleep, eventually he gets lots in a maze of streets, slips into another bar and pays for a drink handing the coin over, goes home and has his first good night’s sleep in weeks.

The Waiting (1950)

An unnamed man checks into a boarding house in a suburb of Buenos Aires and tries to lead a completely anonymous life while he waits for his assassins to track him down and kill him.

The God’s Script

The story is told by Tzinacán, magician of the pyramid of Qaholom, an Aztec priest whose city was conquered and burned down by the conquistador Pedro de Alvarado who tortured and mangled him to try and extract the secret of where all the native gold and treasure was hidden. Now he lies in a dungeon where he has been subsisting for years, but it is a strange prison because on the other side of the wall is kept a jaguar which paces up and down in his cell. Only at certain hours of the day, when the light is right, can Tzinacán see it. Over the years Tzinacán becomes obsessed with the idea that his god Qaholom must have foreseen the disaster which overcame his people,

The god, foreseeing that at the end of time there would be devastation and ruin, wrote on the first day of Creation a magical sentence with the power to ward off those evils. He wrote it in such a way that it would reach the most distant generations and not be subject to chance. No one knows where it was written nor with what characters, but it is certain that it exists, secretly, and that a chosen one shall read it.

So it is another story about a kind of secret knowledge, known only to adepts, occult and hidden. To cut a long story short, Tzinacán has a revelation which is indistinguishable from going mad, as he ponders the nature of this message from the gods, as he ponders at length what the language of a god would be like, how it would contain the whole world, not even in a sentence, but in one infinite word, and he suddenly perceives it in the shape of an infinite wheel, on all sides of him, made of fire and water, the secret of the world is contained in fourteen words of forty syllables, if he said them out loud the prison would disappear and he would be master of the land of Moctezuma – but he never will because he has ceased to be Tzinacán, he has ceased to have his concerns or aims, and therefore he knows the secret of divine power, but the very knowledge of it means he never has to use it.

Essays

The Argentine Writer and Tradition (1951)

The problems of national identity and literary heritage faced by the writer in Argentina are not something most of us have spent much time worrying about. Reading Borges’s essay on the subject mostly confirms that I know nothing whatsoever about Latin American literature. For my generation this meant entirely the magical realism school pioneered by Gabriel Garcia Marquez and a cluster of related writers such as Mario Vargas Llosa and, fashionable among feminists, Isabel Allende. I’m fairly well read but I’d never heard of any of the names or works Borges refers to, for example I had no idea the great Argentine epic poem is El gaucho Martín Fierro by Jose Hernandez which is, apparently, packed with gaucho colloquialisms.

Initially the essay dwells on obscure questions about the relative merits of ‘gauchesque’ poetry (which he takes to be the contrived nationalistic poetry of literary circles of Buenos Aires) vis-a-vis the poetry of payadas (improvised musical dialogues on philosophical themes which reveal their true nationalism precisely by the absence of localising dialect) but both of which are almost meaningless to me since I can’t read Spanish and had never heard of Martín Fierro. (Borges had published in 1950 a study of the gauchesque, Aspectos de la literatura gauchesca and in 1953 an essay on Martín Fierro.)

But slowly emerges his main point which is more comprehensible, namely that ‘national’ poetry or literature does not at all need to limit itself to local colour and national subjects: witness Shakespeare who wrote about Italians and Danes, and Racine whose works are entirely set in the world of Greek myth. Thus:

The idea that Argentine poetry should abound in differential Argentine traits and Argentine local colour seems to me a mistake.

In Borges’s opinion, there are other elements of the Argentine character which distinguish their literature, among which he mentions: ‘ the Argentine’s reticence, his constraint’, ‘Argentine reserve, distrust and reticence, of the difficulty we have in making confessions, in revealing our intimate nature’. In demonstrating the unnecessity of having local colour, he cites the fact (observed by Gibbon) that there are no references to camels in the Koran. This is because Mohammed, as an Arab, so lived in the culture of camels that he didn’t even have to mention them. That is how local colour should be conveyed – by the subtlety of its absence. Thus when Borges reads Argentine nationalists prescribing that Argentine writers should write about the Argentine national scene using local colour and local words, he thinks they are dead wrong.

He goes on to speculate about the role of the Jews in European literature, and the Irish in English literature, both of which are over-represented, and it’s because they are outsiders and so not tied by tradition; they can be innovators.

For that reason I repeat that we should not be alarmed and that we should feel that our patrimony is the universe; we should essay all themes, and we cannot limit ourselves to purely Argentine subjects in order to be Argentine; for either being Argentine is an inescapable act of fate — and in that case we shall be so in all events — or being Argentine is a mere affectation, a mask.

(In Labyrinths this appears as rather a one-off work, but in fact Borges wrote extensively throughout his career on Argentine subject matter, including Argentine culture (‘History of the Tango’, ‘Inscriptions on Horse Wagons’), folklore (‘Juan Muraña’, ‘Night of the Gifts’), literature (‘The Argentine Writer and Tradition’, ‘Almafuerte’, ‘Evaristo Carriego’), and national concerns (‘Celebration of the Monster’, ‘Hurry, Hurry’, ‘The Mountebank’, ‘Pedro Salvadores’).

The Wall and the Books

A meditation on the fact that the Chinese emperor, Shih Huang Ti, who commissioned the building of the Great Wall but also ordered the burning of all the books and libraries. It allows Borges one of his characteristic series of dreamy speculations. It is recorded that Shih Huang Ti’s mother was a libertine whom he banished. Maybe burning the books was a symbolically Freudian attempt to abolish the entire past which contained his personal shame. Maybe the wall was a psychological wall to keep out his guilt. He also forbade death to be mentioned and sought an elixir for immortality, so maybe fire and wall were to keep death at bay. If he ordered the building of the wall first then the burning of the books, we have the image of an emperor who set out to create, gave up, and resigned himself to destroying; if the order is reverse, we have the image of an emperor who set out to destroy everything, gave up, and dedicated himself to endless building. Dreamy speculations:

Perhaps the wall was a metaphor, perhaps Shih Huang Ti sentenced those who worshiped the past to a task as immense, as gross and as useless as the past itself. Perhaps the wall was a challenge and Shih Huang Ti thought: “Men love the past and neither I nor my executioners can do anything against that love, but someday there will be a man who feels as I do and he will efface my memory and be my shadow and my mirror and not know it.” Perhaps Shih Huang Ti walled in his empire because he knew that it was perishable and destroyed the books because he understood that they were sacred books, in other words, books that teach what the entire universe or the mind of every man teaches. Perhaps the burning of the libraries and the erection of the wall are operations which in some secret way cancel each other.

A lazy Sunday afternoon of perhapses. The essay ends with a thunderclap, the notion that the way these two contrasting facts seem about to deliver some kind of revelation which never, in fact, arrives, the sense of a great meaning, which is never made clear:

this imminence of a revelation which does not occur is, perhaps, the aesthetic phenomenon.

The Fearful Sphere of Pascal

‘It may be that universal history is the history of a handful of metaphors.’ In which case he is examining one particular metaphor, that of the infinite sphere whose centre is nowhere, and pursues it through the works of Xenophanes of Colophon, Plato, Parmenides, Empedocles, Alain de Lille, the Romance of the Rose, Rabelais, Dante, Copernicus, Giordano Bruno, John Donne, John Milton, Glanville, Robert South, Pascal.

This very brief trot through the different expressions of the same metaphor suggest very strongly a sense of the rise and rise in optimism in human thought up to a kind of breakthrough in the Renaissance, summed up in Bruno’s attitude, which then crumbles into the sense of fear and isolation expressed by Pascal. I.e. this tiny essay gives a powerful sense of the changing moods and contexts of Western civilisation.

Partial Magic in the Quixote

It starts by asserting that Cervantes set out to write an utterly disenchanted account of the sordid reality of the Spain of his day yet certain moments of magic and romance nonetheless intrude; but this fairly simple point then unfolds into something much stranger as Borges zeroes in on the fact that in part two of Don Quixote the characters have read part one and comment on their own existence as characters. Borges then lists a number of other examples of fictions which appear within themselves such the Ramayana of Valmiki which, late on, features an appearance of the Ramayana of Valmiki as a major part of the plot. Similarly, on the 602nd night of the Thousand and One Nights, Scheherezade summarises the history of the king which includes his encounter with her and her telling of the stories which make up the nights, including the telling of the 602nd night, which includes the telling of the king’s own story, which includes his meeting with her and her telling of all the stories over again, including the telling of the 602nd night, and so on, forever.

What is it that intrigues and disturbs us about these images of infinite recursion?

I believe I have found the reason: these inversions suggest that if the characters of a fictional work can be readers or spectators, we, its readers or spectators, can be fictitious.

Valéry as Symbol

This brief note appears to be an obituary for the French poet Paul Valéry who died in 1945. Borges takes the surprising tack of comparing the French poet with the American poet Walt Whitman. On the face of it no two figures could be more different, Whitman loud, brash, confident, chaotic, contradictory, is morning in America, while Valéry, careful, sensitive, discreet, reflects the ‘delicate twilight’ of Europe. What they have in common is they created fictional images of themselves, made themselves symbolic of particular approaches.

Paul Valéry leaves us at his death the symbol of a man infinitely sensitive to every phenomenon and for whom every phenomenon is a stimulus capable of provoking an infinite series of thoughts.. Of a man whose admirable texts do not exhaust, do not even define, their all-embracing possibilities. Of a man who, in an age that worships the chaotic idols of blood, earth and passion, preferred always the lucid pleasures of thought and the secret adventures of order.

Kafka and His Precursors

A sketch at identifying precursors of Kafka’s ‘atrocious thought’, Borges finds precursors in Zeno’s paradoxes; in the ninth century Chinese writer, Han Yu; Kierkegaard; a poem by Browning; a short story by Léon Bloy; and one by Lord Dunsany. We would never have noticed the Kafkaesque in all these texts had Kafka not created it. Thus each author modifies our understanding of all previous writing.

The fact is that every writer creates his own precursors. His work modifies our conception of the past, as it will modify the future.

Avatars of the Tortoise

There is a concept which corrupts and upsets all others. I refer not to Evil, whose limited realm is that of ethics; I refer to the infinite.

He tells us that he once meditated a Biography of the Infinite but it would have taken forever to write. (Borges did in fact publish Historia de la eternidad in 1936.) Instead he gives us this fragment, a surprisingly thorough and mathematically-minded meditation on the second paradox of Zeno, the tortoise and Achilles. It is an intimidating trot through philosophers from the ancient Greek to F.H. Bradley and Bertrand Russell, in each one finding reformulations of the same problem in logic and various ways round it.

Only in the concluding paragraph does it become a bit more accessible when Borges brings out the meaning of Idealistic philosophy, that the world may be entirely the product of our minds and, as so often, ends on a bombshell of an idea:

We (the undivided divinity operating within us) have dreamt the world. We have dreamt it as firm, mysterious, visible, ubiquitous in space and durable in time; but in its architecture we have allowed tenuous and eternal crevices of unreason which tell us it is false.

In this view, Zeno’s paradoxes are among a putative small collection of problems or paradoxes or unnerving insights which are like cracks in the surface of the world we have made, cracks which gives us a glimpse of the utterly fictitious nature of ‘reality’.

The Mirror of Enigmas

A note on the verse from the Bible, First Letter to the Corinthians 13:12 in which Saint Paul writes: ‘For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.’ He considers half a dozen meditations on it by the author Léon Bloy which I found obscure. I preferred the final passage where he describes the thinking underlying the intellectual activity of the Cabbalists:

Bloy did no more than apply to the whole of Creation the method which the Jewish Cabalists applied to the Scriptures. They thought that a work dictated by the Holy Spirit was an absolute text: in other words, a text in which the collaboration of chance was calculable as zero. This portentous premise of a book impenetrable to contingency, of a book which is a mechanism of infinite purposes, moved them to permute the scriptural words, add up the numerical value of the letters, consider their form, observe the small letters and capitals, seek acrostics and anagrams and perform other exegetical rigours which it is not difficult to ridicule. Their excuse is that nothing can be contingent in the work of an infinite mind

A Note on (toward) Bernard Shaw

A book is more than a verbal structure or series of verbal structures; it is the dialogue it establishes with its reader and the intonation it imposes upon his voice and the changing and durable images it leaves in his memory. This dialogue is infinite… Literature is not exhaustible, for the sufficient and simple reason that no single book is. A book is not an isolated being: it is a relationship, an axis of innumerable relationships…

I didn’t quite understand the thrust of this essay which begins by refuting the notion that literature is purely a game, and asserts that it involves and tone of voice and relationship with a reader, and then seems to go on to say that this is in some measure proven by the works of George Bernard Shaw whose philosophy may be derivative (Butler and Schopenhauer) but whose prolific invention of character is unprecedented in his time. The sardonic Irishman is an odd choice for the sly Argentinian to single out for praise.

A New Refutation of Time

Consists of two essays written in the 1940s. They are complex and hard to follow but I think he begins with the philosophical doctrine of Idealism which claims the human mind consists of a succession of sense perceptions and doesn’t require there to be a ‘real world’ out there, behind them all. Borges is, I think, trying to go one step further and assert that there need not be a succession of sense perceptions, there is no logical necessity for these impressions to be in the series which we call time. There is only the present, we can only exist in the present, therefore there is no time.

Parables

A series of very short thoughts, images, moments or insights which inspire brief narratives pregnant with meaning or symbolism. Kafka, of course, also wrote modern parables, parables with no religious import but fraught with psychological meaning.

Inferno, 1, 32

God sends a leopard kept in a cage in late 13th century Italy a dream in which he explains that his existence, his life history and his presence in the zoo are all necessary so that the poet Dante will see him and place him at the opening of his poem, The Divine Comedy.

Paradiso, XXXI, 108

Who of us has never felt, while walking through the twilight or writing a date from his past, that something infinite had been lost?

Maybe the mysterious thing which St Paul and the mystics saw and could not communicate appears to all of us every day, in the face of the street lottery ticket seller. Perhaps the face of Jesus was never recorded so that it could become the face of all of us.

Ragnarök

He has a dream. He was in the School of Philosophy and Letters chatting with friends when a group breaks free from the mob below to cries of ‘The gods! The gods’ who take up their place on the dais after centuries of exile. But during that time they have become rough and inhuman, they cannot actually talk but squeak and grunt.

Centuries of fell and fugitive life had atrophied the human element in them; the moon of Islam and the cross of Rome had been implacable with these outlaws. Very low foreheads, yellow teeth, stringy mulatto or Chinese moustaches and thick bestial lips showed the degeneracy of the Olympian lineage. Their clothing corresponded not to a decorous poverty but rather to the sinister luxury of the gambling houses and brothels of the Bajo. A carnation bled crimson in a lapel and the bulge of a knife was outlined beneath a close-fitting jacket. Suddenly we sensed that they were playing their last card, that they were cunning, ignorant and cruel like old beasts of prey and that, if we let ourselves be overcome by fear or pity, they would finally destroy us. We took out our heavy revolvers (all of a sudden there were revolvers in the dream) and joyfully killed the Gods.

Parable of Cervantes and the Quixote

How could Miguel de Cervantes ever have guessed that his attempt to mock and undermine the glorious myths of the Age of Chivalry in his fictitious character, Don Quixote, would itself become a larger-than-life myth? (Well, anyone who has studied a bit of human nature and knows that humans are the myth-making species, constantly rounding out narratives, creating stories which explain everything in which larger-than-life figures either cause all evil or all good.)

The Witness

Borges imagines the last pagan Anglo-Saxon, the last eye-witness of the sacrifices to the pagan gods, living on into the new age of Christianity. What memories and meanings will be lost at his death? Which makes him reflect on what will be lost when he himself dies.

A Problem

A very abstruse problem: Cervantes derives Don Quixote from an Arab precursor, the Cide Hamete Benengeli. Imagine a scrap of manuscript is discovered in which his knightly hero discovers that in one of his fantastical conflicts he has actually killed a man. How would Quixote respond? And Borges imagines four possible responses.

Borges and I

The narrator, Borges, speculates about the other Borges. On a first reading I take this to be the Borges of literature, the Borges who both writes the stories and is conjured into existence by the stories, who is not the same as the flesh and blood Borges who walks the streets.

Little by little, I am giving over everything to him, though I am quite aware of his perverse custom of falsifying and magnifying things

Everything and Nothing

A moving and beautiful meditation on the life of William Shakespeare which paints him as a hollow man, plagued by his own emptiness, who seeks to fill it with books, then with sex with an older woman (marriage to Anne Hathaway), moving to the big city, and involvement in about the most hurly-burly of professions, acting, before someone suggests he writes plays as well as acting in them, and he fills his soul with hundreds of characters, giving them undreamed-of speeches and feelings, before, an exhausted middle aged man he retires back to his provincial birthplace, and renounces all poetry for the gritty reality of lawsuits and land deals before dying young.

In a fantastical coda, he arrives in heaven and complains to God that all he wants is to have an identity, to be a complete man instead of a hollow man, but God surprises him with his reply.

After dying he found himself in the presence of God and told Him: ‘I who have been so many men in vain want to be one and myself.’ The voice of the Lord answered from a whirlwind: ‘Neither am I anyone; I have dreamt the world as you dreamt your work, my Shakespeare, and among the forms in my dream are you, who like myself are many and no one.’


Labyrinths

A labyrinth is a structure compounded to confuse men; its architecture, rich in symmetries, is subordinated to that end. (The Immortal)

The choice of this word for the title of the volume is no accident. The metaphor of the labyrinth, referring to endless tangles of intellectual speculation, crops up in most of the stories and many of the essays. It is a founding metaphor of his work.

  • Tlön is surely a labyrinth, but it is a labyrinth devised by men, a labyrinth destined to be deciphered by men.
  • Haslam has also published A General History of Labyrinths
  • I have some understanding of labyrinths: not for nothing am I the great grandson of that Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost.
  • I thought of a labyrinth of labyrinths, of one sinuous spreading labyrinth that would encompass the past and the future and in some way involve the stars
  • Once initiated in the mysteries of Baal, every free man automatically participated in the sacred drawings, which took place in the labyrinths of the god every sixty nights (Babylon)
  • Another [book] (very much consulted in this area) is a mere labyrinth of letters (Babel)
  • He is rescued from these circular labyrinths by a curious finding, a finding which then sinks him into other, more inextricable and heterogeneous labyrinths (Theme of the Traitor and the Hero)
  • I felt that the world was a labyrinth, from which it was impossible to flee… (Death and the Compass)
  • On those nights I swore by the God who sees with two faces and by all the gods of fever and of the mirrors to weave a labyrinth around the man who had imprisoned my brother (Death and the Compass)
  • Meticulously, motionlessly, secretly, he wrought in time his lofty, invisible labyrinth (The Secret Miracle)
  • Intolerably, I dreamt of an exiguous and nitid labyrinth: in the center was a water jar; my hands almost touched it, my eyes could see it, but so intricate and perplexed were the curves that I knew I would die before reaching it. (The Immortal)
  • There were nine doors in this cellar; eight led to a labyrinth that treacherously returned to the same chamber; the ninth (through another labyrinth) led to a second circular chamber equal to the first. (The Immortal)
  • You are not lighting a pyre, you are lighting a labyrinth of flames. (The Theologians)

The most labyrinthine story is The Garden of Forking Paths in which the word occurs 18 times.

The labyrinth is a metaphor for the mind and the way it never stops speculating, creating unending streams of interpretation, of our lives, of the world, of each other, of everything, each more entrancing and futile than the one before (among which are ‘the intimate delights of speculative theology’). Thus many of his ‘stories’ feature hardly any characters, events or dialogue – all the energy goes toward capturing the beguiling, phosphorescent stream-of-ideas of an extremely learned, religio-philosophical, fantastical mind:

I thought that Argos and I participated in different universes; I thought that our perceptions were the same, but that he combined them in another way and made other objects of them; I thought that perhaps there were no objects for him, only a vertiginous and continuous play of extremely brief impressions. I thought of a world without memory, without time; I considered the possibility of a language without nouns, a language of impersonal verbs or indeclinable epithets. (The Immortal)

And this endless stream of ideas reflects the way a mature world is full of infinite iterations of any given object. Looking at a coin in his hand:

I reflected that every coin in the world is a symbol of those famous coins which glitter in history and fable. I thought of Charon’s obol; of the obol for which Belisarius begged; of Judas’ thirty coins; of the drachmas of Laï’s, the famous courtesan; of the ancient coin which one of the Seven Sleepers proffered; of the shining coins of the wizard in the 1001 Nights, that turned out to be bits of paper; of the inexhaustible penny of Isaac Laquedem; of the sixty thousand pieces of silver, one for each line of an epic, which Firdusi sent back to a king because they were not of gold; of the doubloon which Ahab nailed to the mast; of Leopold Bloom’s irreversible florin; of the louis whose pictured face betrayed the fugitive Louis XVI near Varennes. (The Zahir)

And:

Money is abstract, I repeated; money is the future tense. It can be an evening in the suburbs, or music by Brahms; it can be maps, or chess, or coffee; it can be the words of Epictetus teaching us to despise gold; it is a Proteus more versatile than the one on the isle of Pharos. It is unforeseeable time, Bergsonian time, not the rigid time of Islam or the Porch.

Everything relates to everything else. Everything is a symbol of everything else, including the most profound categories of thought, hundreds, thousands of which have been dreamt up by the centuries full of metaphysicians and mystics. Anything can stand for anything else and that is, or should be, the freedom of literature, showing us how the infinite nature of human thought can liberate us, at every moment.

Tennyson once said that if we could understand a single flower, we should know what we are and what the world is. Perhaps he meant that there is no fact, however insignificant, that does not involve universal history and the infinite concatenation of cause and effect. Perhaps he meant that the visible world is implicit in every phenomenon, just as the will, according to Schopenhauer, is implicit in every subject… (The Zahir)

Or perhaps something else again, and something else again, and on forever, as long as we breathe, as long as we have consciousness, which consists of impressions, connections, moods, feelings and thoughts endlessly unfurling. Hence his interest in The Infinite, which is the subject of many of the stories (The Library of Babel) and the essay on Achilles and the tortoise which examines the infinitely recursive nature of intelligence. Speaking of the paradox, he writes:

The historical applications do not exhaust its possibilities: the vertiginous regressus in infinitum is perhaps applicable to all subjects. To aesthetics: such and such a verse moves us for such and such a reason, such and such a reason for such and such a reason…

And so on, forever.

Labyrinths as a labyrinth

I began to note how certain names and references recur in many of the stories, for example the name and works of Kafka or the paradox of Achilles and the tortoise, Schopenhauer’s notion of the world as a fantasy, Spinoza’s that all things long to persist as themselves – when it occurred to me that these references and motifs which recur across so many stories and essays themselves create a matrix or web which links the texts subterraneanly, so to speak, and themselves create a kind of labyrinth out of the text of Labyrinths. That the totality of the book Labyrinths is itself a labyrinth.

And, rereading that definition – ‘A labyrinth is a structure compounded to confuse men’ – maybe the enjoyment of this awesome book comes from savouring pleasurable confusions; maybe it is about entering a world of carefully controlled and contrived intellectual bewilderments.

The Borgesian

There’s an adjective, apparently, Borgesian, which means: ‘reminiscent of elements of Borges’ stories and essays, especially labyrinths, mirrors, reality, identity, the nature of time, and infinity’.

In his preface, André Maurois, in an attempt to convey the sense Borges’s stories give us of a vast erudition, says that Borges has read everything, but this isn’t quite true. His fictions very cannily give the impression that he has read widely, but it becomes clear fairly quickly that he has read widely in a very particular kind of text, in a certain kind of semi-mystical philosophy and metaphysics, often venturing from the fairly reputable works of Berkeley or Hume or Schopenhauer out into the arcane and mysterious byways of Christian and Islamic and Judaic theology, with the occasional excursion into the wisdom of Chinese magi.

These attributes – the combination of reputable Western philosophers with obscure religious mystics, and the casual mingling of Western texts with dicta from the Middle East or China – are exemplified in probably most famous of all Borges’s stories, Tlön, Uqbar, Orbis Tertius. Here’s a complete list of all the books and ideas referred to in just this one short essay:

Books

  • The Anglo-American Cyclopaedia (New York, 1917)
  • Ritter’s Erdkunde
  • Justus Perthes’ atlases
  • Silas Haslam: History of the Land Called Uqbar (1874)
  • Silas Haslam: A General History of Labyrinths
  • Lesbare und lesenswerthe Bemerkungen über das Land Ukkbar in Klein-Asien (1641) by Johannes Valentinus Andreä
  • Thomas De Quincey (Writings, Volume XIII)
  • Bertrand Russell: The Analysis of Mind (1921)
  • Schopenhauer: Parerga und Paralipomena (1851)
  • Hydriotaphia, Urn Burial, or a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)

References

  • the Gnostic philosophers’ belief that the world is a pale parody of the real Creation
  • the Islamic tradition of the marvellous Night of Nights
  • David Hume’s comments on the philosophy of George Berkeley
  • Meinong’s theory of a subsistent world
  • Spinoza’s attribution to the Almighty of the attributes of time and extension
  • a heresiarch of the eleventh century
  • Zeno’s paradoxes
  • The Tao Te Ching
  • The 1001 Nights
  • hermetic philosophy

And then there are the hoaxes for which Borges acquired quite a reputation. Silas Haslam does not exist, is merely a fictional author and, scattered throughout these 40 texts, among the pedantic footnotes citing genuine works of philosophy or theology, are scattered other fictional authors, thinkers and ideas. In Borges’s hands the worlds of fiction and ‘reality’ meet and mingle on equal terms. They are, after all, situated in the realm of discourse, and can there be anything more imaginary than that?


Related links

Borges reviews