Ulysses by James Joyce: introduction

‘You have the cursed jesuit strain in you, only it’s injected the wrong way.’
(Buck Mulligan arguing with Stephen Dedalus)

Hold to the now, the here, through which all future plunges to the past.
(Stephen’s credo)

‘Your own name is strange enough. I suppose it explains your fantastical humour.’
(John Eglinton responding to Stephen’s lecture about Shakespeare)

Fabulous artificer. The hawklike man…
(Stephen’s self-mocking self description in the same scene)

I’ll tickle his catastrophe, believe you me.
(Simon Dedalus threatening to write a letter to Buck Mulligan’s mother exposing him, and demonstrating his vivid and generally comic turn of phrase)

—I beg your parsnips, says Alf.
(In the Cyclops chapter)

James Joyce is a world class literary giant on the basis of his 1922 novel ‘Ulysses’. It’s monster long – around 700 pages in most editions – and has a fearsome reputation for being a ‘difficult’. In many senses it is difficult, often very difficult, but I’m going to have a go at explaining it as simply as I can.

Joyce’s previous and much more conventional novel, ‘A Portrait of the Artist as a Young Man’, (published in 1916) told the life story of a transparently fictional version of Joyce himself, named Stephen Dedalus, from toddlerdom to university. When described like that it sounds very straightforward; what complicates it is Joyce’s phenomenal intellectual powers and his increasingly experimental way with prose.

As in his set of short stories, Dubliners (published in 1912), on the surface all is realism, with realistic characters pottering round Dublin, getting into realistic scrapes and having realistic conversations. However, what was clear to perceptive readers of Dubliners from the get-go was that these stories are extremely carefully organised: at a meta level they are arranged so that the collection as a whole describes different stages of life – from boyhood japes in the early stories, to young manhood, maturity, through to the final story, titled The Dead. And within each story, there is also careful structuring and symbolism: for example, the short story ‘Grace’ opens with a middle-aged man passed out pissed in the toilets of a popular bar. He’s helped home by some mates and put to bed while his pals work with his wife to persuade him to go on a religious retreat to try and help him give up the booze. So far so mundane, until someone points out that the three locations of the story – downstairs toilet, bedroom and church – can be seen as the three locations of the afterlife: hell, purgatory and paradise. And once you know this, you are able to spot further little clues which have been sprinkled about the story, symbols or Latin phrases which subtly reference and gesture towards this concealed structure.

Well, magnify this method a thousandfold and you have ‘Ulysses’. I’ll consider it in three ways: first, the literal story; then the structure which underpins (or has been imposed) on it; thirdly, (some of) the linguistic innovations introduced in ‘Ulysses’, innovations which start slowly but spread to become completely rampant. It’s these innovations in prose style and structure which are the real stumbling blocks of the novel, often making it hard to read on the sentence, paragraph and page levels, presenting countless challenges to comprehension, and from relatively early on. But first, a look at the structure:

Structure

‘Ulysses’ is divided into 18 chapters, which are themselves gathered into three parts: part 1 contains 3 chapters; part 2 12 chapters; part 3 has 3 chapters.

What happens

Part 1: Chapters 1 to 3

At 8am on Thursday 4 June 1904 young Stephen Dedalus wakes up in the Martello Tower on Dublin Bay where he’s been dossing with a friend, medical student Malachi ‘Buck’ Mulligan. He’s cross because he was kept awake by the noisy nightmares of a third guest, the Englishman Haines. He’s also in a bad mood because Mulligan teases him because his (Stephen’s) mother recently died, and Stephen refused, on principle, to kneel by the bedside of his dying mother, something which now haunts him with guilt. This trio of young bucks go for a quick dip in the sea (well, fastidious Stephen doesn’t take part) then (in chapter 2) Stephen goes on to the school where he teaches part time, takes a history lesson, gets paid by the pedantic headmaster. In chapter 3 we are alone with Stephen and his thoughts as he walks along the beach.

Part 2: Chapter 4 to chapter 15

Cut back to 8am in the household of Leopold Bloom in central Dublin. Bloom is a middle-aged seller of newspaper advertising, a job which involves tramping the streets of Dublin touting for business. He’s married to Molly. He makes her breakfast in bed, fries breakfast for himself and then sets off on his day’s work. His day includes:

  • a trip to the Post Office
  • attending the funeral of a friend
  • visiting the office of a newspaper to place an ad
  • popping into Davy Byrne’s pub for a sandwich lunch
  • going to the National Library to look up an ad in an old newspaper, where his path doesn’t quite cross Stephen who is in the office of the Head Librarian, delivering another one of his literary theories, this time about the true meaning of Shakespeare’s Hamlet, to representatives of Dublin’s literary elite
  • Bloom has dinner at the Ormond Hotel while listening to other characters playing the piano and singing
  • Bloom moves on Barney Kiernan’s pub where he meets a character referred to only as The Citizen who is a pugnacious Irish nationalist who ends up trying to attack him
  • Bloom wanders out to Sandymount Strand on the seashore, and watches a young woman, Gerty MacDowell, who’s with some friends; aware of him watching her, Gerty deliberately flashes her legs in a sexy way and arouses Bloom so much that, watching from a safe distance as night falls on the beach, he masturbates to a climax: although it’s a little difficult to make out through Joyce’s highly-mannered prose what’s happening, it was this chapter which got ‘Ulysses’ banned in America and Britain
  • Bloom visits a maternity hospital where a family friend named Mina Purefoy is giving birth, and finally meets Stephen, who has been drinking with his medical student friends and is awaiting the arrival of his frenemy Buck Mulligan
  • when the maternity hospital drinking party breaks up, Stephen and his friend Lynch walk into Nighttown, Dublin’s red-light district, where Bloom follows them into Bella Cohen’s brothel; everyone is quite drunk by now and the scene is extremely long and filled with grotesque hallucinations, climaxing with Stephen being kicked out onto the street where he manages to get into an argument with a British soldier who knocks him to the ground where Bloom comes to his rescue

Part 3: Chapters 16 to 18

  • To sober him up, Bloom takes Stephen to a nearby cabman’s shelter by Butt Bridge where they encounter a drunken sailor
  • Bloom takes Stephen back to his place, makes him a cup of cocoa and they have a post-drunk conversation about the educational and cultural differences between them; they both go outside to pee in the garden; Stephen refuses Bloom’s offer of a bed for the night and staggers off into the night while Bloom goes to bed next to his sleeping wife
  • Chapter 18 is famous because it consists solely of Molly Bloom’s thoughts as she lies in bed next to her passed-out husband: the 40 or so pages contain only eight paragraphs with no punctuation in a tour-de-force of the relatively unknown technique of stream-of-consciousness: she remembers her various boyfriends and reminisces about courting and having sex with them, before the novel ends with a description of her having an orgasm, marked by the words yes yes yes which conclude this vast epic novel

There is One Big Fact I haven’t found space to explain yet and this is that, right from the start of his day, Bloom has known that a rival of his, the music impresario and flashy man-about-town, Hugh ‘Blazes’ Boylan, is going to call by his house, at 4pm that afternoon, supposedly to discuss details of the concert tour he’s arranged for Molly, but in reality to have sex with her. Bloom knows she is taking Boylan as her lover and yet feels powerless to stop it. And so he spends his entire day in a state of anxiety and suspense, continually looking at the clock at every venue he visits, in anticipation of zero hour; and then, after 4pm, reluctant to return to his house afterwards 1) lest he encounters the couple still at it of Boylan just leaving and 2) because he won’t know what to say to his wife.

So it’s a long book, and there’s a lot of words to read but I hope this summary shows that, on a basic narrative level, the story is relatively straightforward. All the events are highly realistic and plausible, if not actively boring and mundane, and once you’re told that this is the sequence of events the book describes, you can approach it with a lot less trepidation. What daunts people is the buried symbolism and above all the difficult prose style. Next: the Greek myth connection, or: why is it called Ulysses?

Ulysses and the Odyssey

Like every educated person, Joyce had read the two great epic poems of the ancient Greek author Homer, The Iliad and The Odyssey. The Iliad is a tragic account of the key episode at the heart of the ten-year-long Trojan War when the Greek hero Achilles, furious at the Greek leader Agamemnon, retires to his tent and refuses to fight. This has tragic consequences because when the Trojans counter-attack and make it as far as the Greek tents, Achilles lets his friend and soul-mate Patroclus put on his armour and rally the troops; Patroclus does this until he comes face to face with the Trojan hero Hector who slaughters him like a beast and the rest of the poem describes Achilles’ immense fury and bottomless grief.

But if the Iliad is tragic, the Odyssey has a very different feel. After the ten-year Trojan War ended, the Greek hero famous for his wily cunning, Odysseus, the man who came up with the idea of the Trojan Horse which led to the final defeat of the besieged city, it takes him ten further years to get home to his wife Penelope and his young son Telemachus (i.e. Odysseus is away from his kingdom of Ithaca for 20 years).

The poem actually opens near the end, with his last adventure, washing up on the shore of Princess Nausicaa, being discovered, bathed and dressed, then invited to a feast in her palace and it is here that he tells all the other guests his amazing adventures – being enslaved by Circe the magician, being held prisoner by the one-eyed Cyclops, sailing past the twin perils of Scylla and Charybdis, having to be tied to the mast in order not to give way to the seductive song of the Sirens, and many more.

Meanwhile, back in Ithaca, the Odyssey tells us how, throughout these ten long years, Odysseus’s faithful wife Penelope remained at home in their palace, putting off the many suitors who wanted to marry her and so inherit Odysseus’s kingdom. And it tells us how towards the end of this long period his son, Telemachus, come of age during his father’s absence, sets out on a quest of his own to find his father.

So with that understood, back to Joyce. Apparently Joyce had begun a story which he intended to be another short realistic yarn to join a revised edition of his short story collection ‘Dubliners’, about a Jewish advertising salesman with an unfaithful wife who wanders the streets in a peculiar frame of mind as he knows his wife is preparing to meet her lover, in his marital bed.

One thing led to another as Joyce wondered what if this advertising salesman met the young avatar he had created of himself in ‘A Portrait’, Stephen Dedalus? What would they discuss, what would they make of each other? And at some point he had the Eureka moment when it occurred to him that maybe this fellow Bloom’s wanderings around Dublin could be mapped onto Odysseus’s ancient adventures, maybe those ancient stories could give it a structure and, more than that, a kind of deep literary resonance, of the kind he was used to concealing in his Dubliners stories (like ‘Grace’, as described above),

When I tried to read ‘Ulysses’ at school I found it a great struggle because 1) I had no idea what was going on and 2) as the text progresses, the prose becomes difficult to read (see next section). You really need to know that the three central characters are modern avatars of Homer’s three characters: Bloom is wily old Odysseus; Stephen plays the role of his son, Telemachus; and Molly is the faithful Penelope waiting at home for her man. Except that they’re not a perfect match, are they? Stephen isn’t actually Bloom’s son and when, at the end, Bloom suggests a closer friendship Stephen mumbles something and wanders off into the night. No reconciliation there. And Molly, she is hardly the model of a faithful wife, in fact the whole point is that she is the exact opposite. And Bloom is hardly a macho Greek warrior, very much the reverse, he is a shy and diffident Jew in a Catholic country, liable to be discriminated against and picked on. So the novel’s central characters are in no way like-for-like matches of the Homeric epic, they are something more like ironic reincarnations, satirical avatars, reflecting the comic bathos of modern life.

But if I didn’t understand the roles played by these characters, the biggest single stumbling block to grasping the mythic resonances of the novel was the way the 18 chapters in Joyce’s text have no titles. Just giving them titles, and a sentence of explanation, would have transformed my experience.

As soon as I came across a book which explained that each of the chapters reflects or is based on a specific episode from the Odyssey, and clearly indicated which one was which, my whole reading experience was transformed. Augmented by the knowledge that the 18 chapters are further grouped into three parts which themselves are based on the main thematic elements of the Odyssey story, as follows:

  1. the first three chapters, describing Stephen waking in the tower, going to school and wandering into Dublin, are titled the Telemachia or wanderings of Telemachus
  2. the 12 central chapters can be thought of as the Odyssey proper, describing the many adventures of Bloom during the day
  3. the final three chapters, when Bloom takes Stephen home, can be grouped as the Nostos, Greek for return so the ‘Return’ part of the story, reflecting the final chapters of Homer’s poem which describe the homecoming of the long-absent hero

Why Ulysses and not Odysseus?

The ancient Romans not only co-opted many of the Greek gods, subsuming them into the existing Latin pantheon, they did the same with many of the mortal heroes of ancient Greece. When the Romans translated the Greek legends from Greek into Latin, they sometimes found it easier to change the names as well, to make them easier to pronounce. The early Latin translators of Homer probably adapted the Greek Ὀδυσσεύς into the Sicilian Οὐλίξης, and then the Etruscan Uluxe, before arriving at the shorter, more Roman-friendly Ulysses.

So that’s why you see two names being used for the same person: Odysseus is his original Greek name as used by Homer; Ulysses is the name used by Roman authors, such as Virgil, when describing the Tale of Troy.

So why did Joyce use the Latin name? Apparently, when he was a boy of 12, Joyce’s thoughts on the subject were crystallised when he first read the story in Charles Lamb’s book ‘The Story of Ulysses’ (1808), and that version of the name stuck. Having been brought up in a heavily Catholic school, Latin was all around him, in the Mass and liturgy and so on, and so he took to the Latinate forms (unlike late Victorian English Protestant private schools of the time, where there would have been as much emphasis on ancient Greek and so the Greek names are preferred by English writers).

Plot structure version 2

So here’s the chapter structure again, but this time indicating the episode from the Odyssey which each one is based on and explaining the parallels with the Homeric episode, such as they are:

Part 1: The Telemachia (the wanderings of Telemachus / Stephen)

Chapter 1: Telemachus

8am. Introducing Stephen Dedalus, bunking in the Martello Tower being rented by Buck Mulligan. Breakfast. Stephen should be mourning his recently dead mother and so borrows an all-black suit from Mulligan. In other words, he is dressed in mourning for the whole of the novel.

Chapter 2: Nestor (wise king of Pylos, advisor to the heroes)

Stephen’s encounter with school headmaster Garrett Deasy, who asks him to take a letter to the newspaper about foot-and-mouth disease. (Which gives rise to Stephen’s mortified expectation that Mulligan will mock him as ‘the bullockbefriending bard’, which becomes one of many recurring phrases, not to mention later cattle-related jokes such as someone being a bull in a china shop etc.)

[Myth parallel: Remember I mentioned that Bloom, Stephen and Molly are not direct avatars of their heroic predecessors but more like satirical, ironic modern versions. Well, as you can see here, the pompous Unionist headmaster Deasy is far indeed from being an avatar of wise old king Nestor of Greek mythology. Quite obviously he is a comic parody and yet there are commonalities: Nestor trained young horses, Deasy’s career is training teenage boys.]

Chapter 3: Proteus (the shape-shifting sea god from Greek myth)

Stephen wanders down to the seashore at Sandymount Strand and his mind wanders, free-associating ideas and memories from school and university, shreds of knowledge, quotes in various languages, perceptions and the rhythmic sound of the waves all melding in his mind to make this one of the most daunting of all the chapters to read, certainly in the first half.

[Myth parallel: You can see how the concept of the shape-shifting god maps nicely onto the endless shape-shifting of the protagonist’s mind.]

Part 2: the Odyssey (the wanderings of Ulysses / Leopold Bloom)

Chapter 4: Calypso

Cut back to 8am and Leopold Bloom, waking up, having breakfast, reading his mail, taking a letter from Blazes Boylan to his wife Molly in bed.

[Myth parallel: Calypso was a nymph from Greek mythology, famous for holding the hero Odysseus captive on her island, Ogygia, for seven years. Note that here, at the start of Bloom’s novel, Molly is Calypso. In the final chapter the same Molly stands in for the completely different figure of Penelope. Which shows you how Joyce’s parallels are exact in some respects but can be very loose if needs be.]

Chapter 5: Lotus Eaters

Bloom has an hour to kill before he has to attend Paddy Dignam’s funeral at 11am so he does a handful of chores in a lazy sensual mood: he goes to the Post Office, posts a letter, wanders into a Catholic church (incense and gold), buys a bar of lemon soap at a chemist and fantasises about paying a visit to Dublin’s Turkish baths.

[Myth parallel: The Lotus Eaters were a mythical people from Homer’s Odyssey, living on an island where they ate the narcotic lotus flower which caused blissful forgetfulness, a desire to stay, and loss of ambition. This is one of the more oblique of the Homeric parallels.]

Chapter 6: Hades or hell

Along with three friends, including Stephen’s father Simon Dedalus, Bloom attends the funeral of Paddy Dignam, taking the long journey by funeral carriage across Dublin to the burial in Glasnevin cemetery. This triggers in Bloom thoughts of his own son, Rudy, who died young, and of his father who committed suicide with poison.

[Myth parallel: This is one of the more obvious and direct allusions, matching Odysseus’s trip to the Greek underworld and a modern funeral.]

Chapter 7: Aeolus, the god of wind

This chapter is notable for the way the text is broken up by no fewer than 63 captions in the style of newspaper headlines, ironically summarising the content of each section.

At the office of the Dublin newspaper, the Freeman’s Journal, Bloom walks past the huge printing machines to the editor’s office where he attempts to place an ad for a client. Stephen arrives at the same office bringing (as promised) Deasy’s letter about foot-and-mouth disease. Bloom notices Stephen and that his boots are dirty but they do not actually meet. Instead the chapter mostly consists of long wordy conversations between half a dozen editors, hacks and scroungers, about each other, Dublin gossip, and racing tips.

[Myth parallel: In Greek mythology Aeolus was the keeper of the winds, ruling from the island of Aeolia where he held the violent winds captive in a bag. Control of the winds of information and opinion is an ironic or satirical way of thinking about a newspaper, and gassy windiness also describes the banter of the 7 or 8 characters gathered in the office.]

Chapter 8: Lestrygonians (a race of giant, cannibalistic ogres in Greek mythology)

Bloom wanders the streets feeling hungry, bumps into an old flame, Josie Breen, notices the (real life) author A.E. walking past him with a lady acolyte. He enters Burton’s restaurant but is overwhelmed by the smell and sight of so many people eating, so leaves and pops into Davy Byrne’s pub for a light lunch of a cheese sandwich and a glass of Burgundy wine. When he leaves, 4 or 5 other characters discuss his character.

Out on the street, he helps a blind man (who we later learn is a piano tuner) to cross the road and ponders at length all the implications of being blind – then walks on to the National Library. Thinking about food has led him to consider the human body as a machine, food in-poo out, which leads to the eccentric speculation whether traditional Greek statues were depicted with anuses. As he enters the National Library he has a quick squint up at the big statues flanking the entrance, to check.

[Myth parallel: obsession with food links the classical reference and the modern chapter.]

Chapter 9: Scylla and Charybdis

Cut to Stephen in the head librarian’s office at the National Library delivering another one of his literary theories, this time about the true meaning of Shakespeare’s ‘Hamlet’, appropriately enough because he is dressed in mourning (though for a dead mother not a dead father, as is the case with the Danish prince). Stephen and Bloom’s paths nearly cross as the latter pops in to look up an ad in an old newspaper but, again, they don’t actually meet.

[Myth parallel: In the Odyssey Odysseus’ ship has to sail the narrow channel between the twin monsters Scylla and Charybdis. I’ve read a clever interpretation pointing out that the two monsters can be mapped on to the two types of aesthetic theory dramatised in this chapter: Stephen’s theory of Shakespeare insists that the Bard’s great plays arose from the tribulations of his own sometimes squalid personal life but he’s presenting it to the older generation of Dublin critics who believe art should be about beautiful timeless spiritual ideals – so it’s these two opposing theories which represent the two legendary monsters, and which Joyce the author had to navigate between. Clever. There might also be a canny little micro-parallel because, as Bloom enters the Library, he walks between Stephen and his friend Mulligan exiting, who also represent two ends of a spectrum, Mulligan all glib flashy smartness, Stephen, deep but gloomy introspection.]

Chapter 10: Wandering Rocks

Nineteen short vignettes describe the movements of the central figures and about 30 secondary characters through the streets of Dublin. The episode begins by following kind-hearted Father Conmee, a Jesuit priest, walking north and stopping for a kind word for various parishioners, and ends with an account of the cavalcade of the Lord Lieutenant of Ireland, William Ward, Earl of Dudley, processing through the streets on his way to inaugurate the Mirus bazaar in aid of funds for Mercer’s hospital, and with the response of the 19 or so characters described in the preceding vignettes to his carriage as it passes.

[Myth parallel: Wandering rocks and wandering Dubliners.]

Chapter 11: Sirens

Bloom has dinner at the Ormond Hotel whose bar is dominated by the ministrations of two barmaids, dark-haired Miss Kennedy and brunette Miss Douce, while other characters gossip and then play the piano and sing some airs in the hotel’s dining room. Bloom gets a pen and paper to write a furtive reply to his lover Martha’s letter to him.

[Myth parallel: In Greek mythology the sirens were enchanting beings, half-woman, half-bird, who lured sailors to shipwreck and death with their irresistible songs; so the sirens are represented by the two barmaids, who don’t themselves sing but the scene is full of characters playing and singing, not least Stephen’s father, Simon.]

Chapter 12: Cyclops

Up till now the chapters have been cast in what you could call basic stream of consciousness, albeit often difficult to follow. The remaining six chapters of the novel are all longer and each one has its own individual format. Chapter 12 breaks the convention of the novel up to now by being narrated by an unnamed Dubliner who has a completely different ‘voice’ or style from either Stephen or Bloom.

This narrator works as a debt collector and goes to Barney Kiernan’s pub where he meets a character referred to only as ‘The Citizen’ who is a vehement Irish nationalist. When Bloom arrives at the pub, he is subjected to an antisemitic rant by the Citizen and various other characters come to his defence.

[Myth parallel: The Cyclops in Homer’s Odyssey was Polyphemus, a giant, one-eyed son of the sea god Poseidon who captured Odysseus and his men in his cave. This monster eats several of the sailors before Odysseus manages to get him drunk then blind him with a sharpened stake, and escaping. So the Citizen is the Cyclops and the one-eyed reference is a satirical take on the bigoted monomania of Irish nationalism.]

Chapter 13: Nausicaa

Bloom wanders out to Sandymount Strand where he watches a young woman, Gerty MacDowell, who flashes her legs to excite him. The first half is written as a parody of a romance magazine, the second half more realistically from Bloom’s point of view.

[In Homer’s Odyssey, Nausicaa was daughter of King Alcinous and Queen Arete of Phaeacia, famous for discovering and helping the shipwrecked Odysseus, giving him clothes, food, and guidance to her father’s palace. So the reincarnation of the elegant princess as a flirty young woman is obviously full of ironies and a vivid example of the general idea of how ‘fallen’ or degraded the modern world is.]

Chapter 14: Oxen of the Sun

Bloom visits the maternity hospital where Mina Purefoy is giving birth, and finally meets Stephen, who has been drinking with his medical student friends. At the end the drinking party breaks up, Mulligan catching the train back to his tower while Stephen drunkenly blunders off to the red light district accompanied by his pal, medical student Vincent Lynch. Worried about him, a much more sober Bloom follows.

[In the Odyssey Odysseus and his men come to the island of the sun god Helios, and are warned not to touch his holy cattle. When Odysseus goes off to pray for guidance his hungry men slaughter, roast and eat some of the cattle. Odysseus returns and tells them to flee but their ships are pursued by the sun god’s anger and most of his men are wrecked and drowned. The parallel is loose here, as this chapter is famous for mimicking the growth of the foetus in its mother’s womb by parodying the evolution of English from the original Anglo-Saxon onwards.]

Chapter 15: Circe

Bloom follows Stephen and his pal Lynch into a brothel where they both experience a series of grotesque Rabelaisian hallucinations. After smashing the chandelier with his walking stick, Stephen is kicked out onto the street where he gets into a fight with a British soldier and is knocked down, leaving Bloom to pick him up and sort him out.

[In the Odyssey, Circe was a powerful sorceress who used her magic to turn Odysseus’s men into swine and keep them imprisoned for years. Obviously there are no years here, just one night, and there is no crew, just Stephen, Lynch and Bloom. But the monstrous brothelkeeper Bella Cohen is a fittingly grotesque parody of the beautiful magical Circe of Homer.]

Part 3: Nostos (the Return)

Chapter 16: Eumaeus

[Myth parallel: in the Odyssey, Eumaeus is the loyal swineherd of Odysseus, a man of noble birth kidnapped as a child who had become a trusted friend of the master and is the first point of contact for the disguised hero upon his return to Ithaca.]

In the novel, having saved Stephen from arrest after his altercation with the soldier, Bloom takes Stephen to the cabman’s shelter near Butt Bridge where they encounter a drunken sailor: so the drunken sailor is the parallel to Eumaeus.

Chapter 17: Ithaca

[Myth parallel: In the Odyssey, Ithaca is Odysseus’s kingdom to which he returns.]

In the novel Ithaca it is Bloom’s house, to which he brings Stephen for a cup of cocoa.

Chapter 18: Penelope

[Myth parallel: In the Odyssey, Penelope is Odysseus’s loyal wife who waits for 20 long years for her husband to return, spurning the advances of numerous eligible suitors to replace the husband they all claim is dead.]

In the novel, Penelope is reincarnated as Molly Bloom, and the novel ends by abandoning the men and the male perspective altogether and ending with the huge seamless stream-of-consciousness flow of Molly’s falling-asleep thoughts.

Technical innovations

So far I’ve talked about the ‘structure’ of the novel but I have barely mentioned the technical or style innovations which make it such a demanding read on the page, made it so notorious in its time, and for a generation afterwards made it feel as if Joyce had not just revolutionised the novel with his elaborate system of symbols and references, but had revolutionised English prose as well.

Two or three of these quirks or innovations had already appeared in ‘A Portrait’ but in ‘Ulysses’ they are cranked up to the max, along with new novelties.

1. Formal, studied prose

Not an innovation as such, just the foundation on which everything else sits: but Joyce’s prose, even at its least experimental, is surprisingly formal and stiff and mannered. He consistently writes sentences not as you’d expect them to flow but with a deliberate stiffness. He consistently puts words into a counter-intuitive order. After a while I realised he always puts the adverb where you don’t expect it, counter to its usual position in everyday English. As in: ‘He waited by the counter, inhaling slowly the keen reek of drugs…’ where putting ‘slowly’ after ‘inhaling’ makes you linger on it longer, process it more, gives it more weight. Or:

The carriage turned again its stiff wheels and their trunks swayed gently. Martin Cunningham twirled more quickly the peak of his beard.

You’d expect ‘again’ to come after ‘stiff wheels’; you’d expect ‘more quickly’ to come after ‘beard’ and so on. He does this even in his plainest sentences and it gives them a studied, calculated movement. You argue he does so in order to describe things, especially people’s actions, with a finicky super-precision. Here’s the start of chapter 6:

Martin Cunningham, first, poked his silkhatted head into the creaking carriage and, entering deftly, seated himself. Mr Power stepped in after him, curving his height with care.

Also, he enjoyed avoiding the common word and using the slightly more official or officious word or phrase. After helping him with his sums, Stephen watches Sargent hurriedly change and run out onto the sports field.

He stood in the porch and watched the laggard hurry towards the scrappy field where sharp voices were in strife. They were sorted in teams and Mr Deasy came away stepping over wisps of grass with gaitered feet. When he had reached the schoolhouse voices again contending called to him.

‘Where sharp voices were in strife‘ is not the easiest most colloquial way to describe a bunch of boys shouting on a football pitch. It is studied and formal. Ditto the third sentence which contains the odd phrase ‘voices again contending’. You or I might write ‘the sound of the boys arguing again’ but Joyce prefers this much more stiff and formal arrangement: ‘voices again contending’. And note ‘again’ in the unusual position, you or I would say ‘voices arguing again’, but putting it before the verb, this time, has the effect of making every word feel more studied and carefully presented, as at an exhibition of sentences.

So we must bear in mind that even when he’s trying to write relatively ‘straight’, before he got up to any formal tricks, Joyce’s prose style was already oddly stiff, spavined and constricted: highly self-conscious and ornately arranged. This lends even the most supposedly straightforward passages a certain stiff, presentational feel, before we get to any of his party tricks.

2. No speech marks

Joyce had a foible about/well thought-out intellectual objections (delete where applicable) to speech marks / quotation marks / inverted commas. In all the texts Joyce had final say over he replaced the conventional introduction of speech by double apostrophes with an em dash, with no indication where a piece of dialogue ended. Just this one change is surprisingly confusing. It has the cumulative effect of meaning you’re never quite sure where a piece of speech ends and the narrative, or a character’s thoughts, begin.

—Three, Mr Deasy said, turning his little savingsbox about in his hand. These are handy things to have. See. This is for sovereigns. This is for shillings. Sixpences, halfcrowns. And here crowns. See.

3. No hyphens

Just as he disliked speech marks, so Joyce early on decided to dispense with hyphens and just to run two hyphenated words together. ‘A Portrait’ is full of examples like illfated, selfrestraint, rosesoft and hundreds more. And so it is here, as indicated by the novel’s famous opening sentences:

Stately, plump Buck Mulligan came from the stairhead, bearing a bowl of lather on which a mirror and a razor lay crossed. A yellow dressinggown, ungirdled, was sustained gently behind him on the mild morning air.

Innocent though this foible first appears, like dispensing with speech marks it is the first stirrings of the disintegration of language the book is going to deploy on a massive scale. For just as dispensing with speech marks makes it increasingly hard to know where direct speech ends and free indirect speech (i.e. the character’s own thoughts) begins; so dispensing with hyphens where they ought to go marks the start of start of not knowing where one word ends and another begins; in practice, it marks the start of Joyce’s running words together in original and increasingly inventive ways.

It starts with dropping hyphens in a phrase like:

He passed an arm through the armstrap and looked seriously from the open carriagewindow at the lowered blinds of the avenue.'(chapter 6).

But then it moves on to sticking together words which should never be joined to create new words:

… an old woman peeping. Nose whiteflattened against the pane

You can see in this example how he realises he’s stumbled across a new piece of grammar, the portmanteau noun, and as the novel progresses, the technique of jamming 2, 3 or more words together becomes more outrageous. So as Stephen walks by the sea in chapter 3, he fancifully imagines everyone in the world linked back to their mothers via a ghostly umbilical cord:

The cords of all link back, strandentwining cable of all flesh…

And then drops the first of his made-up, portmanteau words, imagining the early Christian heretic Arius:

Warring his life long upon the contransmagnificandjewbangtantiality.

After all, if you can glue two words directly together, why not three or four or five words? This is a taste of things to come…

3. Learnèd allusions

We could be here all week describing this one but the basic idea is simple. Joyce was hyper well-read and developed the habit in ‘A Portrait’ of dropping allusions to his learning into the narrative bits of text. Quite regularly the supposed narrative in fact contains no narrative at all, just a tissue of allusions, as if giving you direct access to the flux of (super-literate) thoughts in the main protagonist, Stephen’s, head. So you have potentially three elements: 1) old-fashioned third-person narration; 2) speech without speech marks; 3) the protagonist’s thoughts reflected in indirect speech.

Example 1

The opening of chapter 2 demonstrates all three elements: both the abolition of speech marks, a brief appearance from a conventional narrator, then an abrupt jump into Stephen’s hyper-educated mind.

(1: no-speech-marks speech)
—You, Cochrane, what city sent for him?
—Tarentum, sir.
—Very good. Well?
—There was a battle, sir.
—Very good. Where?
(2: third-person narrative)
The boy’s blank face asked the blank window.
(3: straight into Stephen’s thoughts)
Fabled by the daughters of memory. And yet it was in some way if not as memory fabled it. A phrase, then, of impatience, thud of Blake’s wings of excess. I hear the ruin of all space, shattered glass and toppling masonry, and time one livid final flame. What’s left us then?

There has been no narrative lead-in or introduction, no text explaining that we are in a school classroom and Stephen is taking a lesson. Only from the dialogue can we deduce this is what is happening and that it is a lesson about ancient history. ‘The boy’s blank face asked the blank window’ is a neat way of describing the poor schoolboy’s blank ignorance of Stephen’s question, but look what happens next.

We are thrown straight into Stephen’s ‘stream of consciousness’. I admit I had to stop and puzzle this out and have only got parts of it. The two sentences using ‘fabled’ I think reflect Stephen thinking that the battle referred to has gone down in history and yet, he reflects, was probably not as ‘memory’ tells fables about it.

What battle? He will go on to quote the Roman General Pyrrhus who won a battle in 279 BC where the Romans losses were so bad he is supposed to have said: ‘Another victory like that and we are done for.’ This is where we get our phrase ‘A Pyrrhic victory’ from. Stephen is (I think) reflecting that this phrase expressed not so much the general’s despair as his ‘impatience’.

I know the poet William Blake wrote in praise of excess: in his ‘Proverbs of Hell’ he wrote that ‘The road of excess leads to the palace of wisdom.’ Maybe Stephen is conflating the disastrous outcome of the Roman battle, its excessiveness, with the ‘wisdom’ contained in the general’s phrase which led to it becoming a proverb.

As to the next bit, ‘I hear the ruin of all space, shattered glass and toppling masonry, and time one livid final flame’ I don’t think this is particularly tied to Pyrrhus or this history lesson, although I know it is a phrase which will be repeated throughout the novel at various moments. So it is more like an early appearance of an idée fixe of Stephen’s and, if we consider ‘Ulysses’ as a work of art, it is like a motif which is being introduced early on so that it can be repeated with variations later on.

There’s probably more going on here than I’ve indicated and I might have got some of this wrong, but you see how it works: just elements – bits of dialogue which are not at all clearly demarcated, minimal amount of narrative explanation, then chunks of Stephen’s internal monologue which is ferociously learned and allusive – are already combining to make it a tricky read.

Don’t panic

As a bookish person, who’s read a lot of the same books as Joyce, I get some of his references and/or I’ve taken the trouble to look (some of) them up – but there is one key principle to bear in mind here, which is: Don’t be afraid.

Tens of thousands of academics have spent their entire lives elucidating ‘Ulysses’ and nobody has got all the allusions buried in it. It doesn’t matter. If you like puzzles, you can stop at each paragraph and look up the allusions. Or you can read the novel with a page-by-page guide (online or hard copy) open beside it to explain them. (If you have the patience, that’s probably the way to get the most out of reading ‘Ulysses’.)

As Canadian academic Hugh Kenner puts it, the book’s innumerable correspondences and patterns ‘adds fun to our endless exploration of this book’ – if, that is, endless exploration of a vast tissue of learnèd references and internal echoes is your idea of fun.

But if you’re not that kind of person, don’t worry. Read at the book, forge on through it, and let its unusual methods creep up on you. At various points you’ll recognise the same quotes or allusions cropping up and begin to get a feel for them, how they recur and give structure to the text, like motifs returning in a long piece of music. As in the ‘Cantos’ of Ezra Pound you don’t even have to understand what they mean (quotes from foreign languages, for example) for their repetition to start to have a haunting and evocative effect.

Also: it is as well to be clear that Stephen is not a god, he is not the prophet of some challenging religion: he’s just a character in a book, and his character is that of a cleverclogs, a callow young man too clever by half. He’s read all the books in the world but has little or no life experience, and it shows. Therefore, to some extent his thoughts are probably intended to be offputtingly clever-clever.

Example 2

Here’s another example of the method. Stephen stays after class to help a poor schoolboy, Sargent, with his sums. But as he does so, his overworking, over-educated intellect reflects that the symbols used in algebra are Arab in origin, in fact the word ‘algebra’ is itself Arabic, and this prompts him to think of the two great medieval philosophers – Ibn Rushd (1126 to 1198) Latinized as Averroes, and Moses ben Maimon (died 1204), commonly known as Maimonides. This is at least part of what is going on in this passage:

Across the page the symbols moved in grave morrice, in the mummery of their letters, wearing quaint caps of squares and cubes. Give hands, traverse, bow to partner: so: imps of fancy of the Moors. Gone too from the world, Averroes and Moses Maimonides, dark men in mien and movement, flashing in their mocking mirrors the obscure soul of the world, a darkness shining in brightness which brightness could not comprehend.

The dance of symbols across the page is described as a ‘morrice’ which is an antique adjective for Moorish or Arab, but has echoes of Morris dancing, a connotation reinforced by the word mummery, which is an olde English word for acting. Both of them clearly refer to the algebraic symbols Stephen is trying to teach the boy Sargent about and which he fancifully envisions dancing hand in hand with each other, bowing to their partners and so on.

The second half of the paragraph is, as far as I can see, a poetic evocation of the effect of the medieval scholars’ writings, which was itself so complicated and full of learned allusions that Stephen envisions it as mirrors. Maybe the two wise men’s learning is referred to as a darkness because 1) they were both dark-skinned non-European men and 2) maybe Western Europe is the brightness and lightness in which their complex, dark-skinned wisdom made little impression. I’m not sure. Something like that…

Anyway, this kind of thing happens thousands and thousands of times throughout the book. It makes up most of the long the novel’s texture, so it helps if you yourself are bookish and like spotting allusions. But, as I keep emphasising, it’s not absolutely necessary to get every allusion to enjoy the book, in fact it’s probably impossible. It’s perfectly valid to read the whole thing without ‘getting’ any of the allusions because there is plenty of other stuff going on – the structure of the plot itself (as outlined above) but also tens of thousands of places where the prose is so unexpected and inventive that you can enjoy it on the surface, for it mysteriousness and multitudinous rhythms, as much as for this riddling Sudoku element.

The internet / AI changes everything

As I wrote the preceding paragraphs it began to dawn on me that nowadays, of course, the whole experience of reading, especially reading difficult or demanding books, has been transformed by the internet and not just the old internet but the shiny new world of artificial intelligence.

Nowadays if you’re puzzled by anything in ‘Ulysses’, from the overall structure to the tiniest word, you can ask an LLM like Chat GPT and chances are it will explain everything. For example, I was not understanding the scattered references to Bloom’s father in chapter 6 (Hades) and so I simply asked Chat GPT: ‘In James Joyce’s Ulysses, did Leopold Bloom’s father commit suicide?’ and Chat came right back with ‘Yes’ along with details such as the method (poison) and location (the Queen’s Hotel).

So there’s now the facility to look up everything – from the granular level of individual words, foreign quotes, odd phrases, through to the macro level of my Bloom query – on an AI (Chat, CoPilot, Gemini) and have answers delivered on a plate.

Whether this is an appropriate way to read the book, whether it short circuits the time and effort Joyce intended his readers to invest in it, whether it undermines the experience of slowly constructing your own version from the fragments you notice or understand, and replaces it with a fully explained, Sam Altman-friendly version, is open to debate. But there’s no denying AI’s help in immediately solving thousands of niggling details or impenetrable obscurities, for example: who is Hynes? What does ‘De mortuis nil nisi prius’ mean? Can I find a recording of ‘Those lovely seaside girls? (Yes – https://www.youtube.com/watch?v=O4IpDMyox2Y).

After a while I began to rely on it more heavily because the broken-up prose and elliptical style of so many of the conversations often mean it’s very hard to figure out what’s going on, and even what people are saying to each other.

But academic books will remain useful…

Where books, even quite old guides to ‘Ulysses’, score over the internet, is that they will offer useful and interesting opinions and insights. Chat will 1) only answer the question you asked; it might answer it fully and give you more detail than you expected, but at the end of the day the answer is limited by how you phrase your initial question or ‘prompt’. And 2) it will only give you other people’s opinions, neatly summarised and tied up in a bow.

By contrast a book-length guide will tend to introduce you to ideas and interpretations you’d never thought of before. They let you share, and follow the logic behind, distinct and maybe idiosyncratic interpretations, by expert scholars. LLMs tend to repeat and confirm the biases or expectations you bring with you whereas (good) books open the mind to all kinds of new possibilities.

So AI has already revolutionised the process of reading difficult works of literature like ‘Ulysses’ (and many more). But good books of criticism or analysis or just good quality guides, will for the foreseeable future still have the advantage of opening your mind to new ideas. Which, back in the olden days, was often considered an element point of studying literature…


Credit

‘Ulysses’ by James Joyce was published by Shakespeare and Company in 1922.

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Giuseppe Penone: Thoughts In The Roots @ Serpentine South

Giuseppe Penone is an Italian artist. Born in April 1947, he is now 78 years old.

Penone was a leading figure in the Arte Povera movement which arose in Italy in the 1960s. ‘Arte Povera’ simply means ‘poor art, and was a reaction of sorts against the flashy American consumerist Pop Art of the 1960s.

Arte Povera rejected high finish, glossy, fashion-related artefacts in favour of really simple materials and objects encountered in everyday life, especially the relics of industrial processes or building works – bricks, slates, tiles, offcuts of fabric, leftovers from metal castings, that kind of thing.

Penone was born near Cuneo in Northern Italy, a region of densely forested and mountainous landscapes and his entire career reflects this. He makes landscape art, environmental art, with a particular focus on trees. As he writes:

‘Every word for trees collects days of rain, sun and mist. It contains seasons, memories of places and time; it has a different meaning from person to person. These words fill the woods with their presence, invade the landscape and guide our care for nature.’

‘Thoughts In The Roots’

‘Thoughts In The Roots’ is an exhibition at the Serpentine South gallery in Hyde Park, that brings together 20 or so large-scale works by Penone – sculptures, installations and drawings – that range from 1969 to the present day. His large scale sculptural works include materials like wood, leaves, resin, bronze, and marble to explore the interface between nature and the human world.

Works

With Eyes Closed (2009)

When you walk in through the entrance the first thing you see is a long, wide, white canvas with thousands of black objects stuck onto it.

A occhi chiusi (With Eyes Closed) by Giuseppe Penone (2009) at Serpentine South (photo by the author)

This is A occhi chiusi (With Eyes Closed). When you go up close you discover the image is created from acacia thorns carefully arranged to create what, from a distance, looks like a pair of eyes. There’s a long story about this in the exhibition guide which involves fancy metaphors about sight, vision, art and so on, but what struck me is how prickly this surface is. How rebarbative. I have roses in my garden and fairly regularly get scratched when pruning or dead-heading. So for me I had an entirely physical response to the work, one of aversion and alarm.

Close-up of A occhi chiusi (With Eyes Closed) by Giuseppe Penone (2009) at Serpentine South (photo by the author)

Space of Light (2025)

In front of it you’ll have noticed the sawn-off segment of trunk. The inside of the trunk is filled with what appears to be wax, itself embedded with shards of wood. This is one example of the series titled ‘Spazio di luce’ or ‘Space of Light’ and, created in 2025, appears to have been made just for this show and this position.

Presumably Penone and the curators knew that when they positioned it in front of the huge image of a pair of eyes it would like a squat brown nose and create a face.

To Breathe the Shadow (2000)

The big central room in the gallery contains Respirare l’ombra (To Breathe the Shadow) (2000). Here all four walls of this big space are covered in squares of wire mesh which are holding back against the wall thousands and thousands of dried laurel leaves. These leaves exude quite a strong smell so it’s a little like entering a vast aromatic green vivarium. That’s the first work. On facing walls are positioned two additional works.

Book trees (2017)

On the wall by the doors is Alberi libro (Book Trees). This is a flat display of light brown raw wood which he has created by carving away the outer rings of mature timber layer by layer. This process reveals the knots left by branches so the resulting trunks are skinny but spiky. The differing timbre of the wood reflects the different trees used, namely white fir, cedar and larch wood.

‘Book Trees (2017) (the wooden sculpture) set against ‘To Breathe the Shadow’ (the walls of dried laurel leaves) (2000) by Giuseppe Penone at Serpentine South (photo by the author)

On the opposite wall is what I initially took to be something like the head of a stag with big complicated antlers, admittedly coming out top and bottom instead of alongside each other. In fact this installation represents the cast of a human lung which is sprouting a bronze branch with leaves, above, and a gold cast of a branch with leaves below. I felt there must be some symbolism around the use of a golden bough to enter hell in Virgil’s poem The Aeneid, but apparently not. Instead the lung is attached to a wall of leaves and so symbolises the act of breathing on oxygen produced by trees and plants, which is fundamental to all our lives.

The lung cast part of ‘To Breathe the Shadow’ (the walls of dried laurel leaves) by Giuseppe Penone at Serpentine South (photo by the author)

Breath of Leaves

In one of the side galleries is Soffio di foglie (Breath of Leaves), on the right in the photo below. It’s a pile of dry boxwood leaves which the artist lay on, and breathed into. The leaves therefore ‘record the imprint of his body and breath’ although, to the casual passerby, they might just look like a pile of leaves. The gallery wasn’t that busy and I felt the usual anarchist impulse to actually interact with a work of modern art, to throw myself onto the pile, wriggle around, then leap up and walk away looking innocent before a visitor assistant could spot me. But I managed to suppress the impulse.

Installation view of ‘Thoughts in the Roots’ by Giuseppe Penone at Serpentine South, showing ‘Pressure’ hanging on the wall, left, and ‘Breath of Leaves’ on the flow (photo by the author)

Pressure

On the left in the photo above is Pressione (Pressure), a large-scale graphite imprint created on-site by Penone which spans not just the wall you can see, but another off to its left i.e. it’s very big. This derives from a technique he developed in the 1970s and what he’s done is captured imprints of his skin by pressing ink- and charcoal-covered adhesive tape onto his body. This method preserves the fine lines and creases of his skin in almost photographic detail. Then the imprints are enlarged, projected onto the gallery walls, and meticulously traced by hand in graphite.

It’s titled ‘Pressure’ because the resulting charcoal drawing reveals not only the intricate typography of the artist’s skin but also the varying pressures exerted in different places. If you go right up close to it and focus on any particular section, it bears an uncanny resemblance to a kind of abstract Chinese calligraphy.

Close-up of ‘Pressure’ in ‘Thoughts in the Roots’ by Giuseppe Penone at Serpentine South (photo by the author)

Forest Green (1986)

In the other long gallery are a further two works on the wall and an installation. Here’s one of the wall works, Verde del bosco (Forest Green) from 1986. This is a loose fabric hanging onto which Penone has imprinted the surfaces of tree bark, branches and leaves through the process of frottage or rubbings, not a million miles away from brass rubbing. Opposite it hangs a similarly sized work, made in the same way but from 30 years later, in 2017, whose reddish browns convey autumn and age in contrast to the vibrant spring green of the earlier piece.

Installation view of ‘Thoughts in the Roots’ by Giuseppe Penone at Serpentine South, showing ‘Forest Green’ (photo by the author)

Vegetal Gestures

Sharing a room with the two forest prints is Gesti vegetali (Vegetal Gestures). This is a series of highly schematic black metal sculptures of human figures, shown in the process of embracing small trees growing out of terracotta plant pots. To be blunt, these weren’t very impressive.

Installation view of ‘Thoughts in the Roots’ by Giuseppe Penone at Serpentine South, showing ‘Vegetal Gestures’ in the foreground, with ‘Forest green’ on the wall, left, and ‘Forest Green – Summer’, on the wall, right (photo by the author)

Outside

Penone extends the exhibition beyond the gallery walls into the surrounding landscape of Kensington Park. Three life-size bronze trees stand among their real world counterparts.

In my photo you can see how the nearest one, Albero folgorato (Thunderstruck Tree), is cast is brilliantly laced with gold leaf. It’s based on a hundred-year-old willow tree that grew in Grand-Hornu, Belgium. After being struck by lightning its trunk split at the centre, laying bare the internal material of the wood. Penone cast the tree in bronze and lined its pulp with gold leaf. The idea was to ‘capture the invisible force of nature that sculpted its splintered shape and complex internal structure.’ Maybe. What it actually comes over as is a spectacular work of installation art.

Tree casts: ‘Thunderstruck Tree’ in the foreground with the two ‘Ideas of Stone’ in the background (photo by the author)

Beyond ‘Thunderstruck’ you can see in the background two more ‘trees’ notable for the big grey boulders which have been wedged among their branches. I can imagine that was a health and safety nightmare. Penone comments:

‘An idea that is formed summing up innumerable previous thoughts, polished by the passage of time, compacted by the weight of memories, cracked by doubts and by the uncertainties that situate themselves between the thoughts separating them. It is a river stone that appears amid the branches of a tree.’

Around the base of the two trees are a dozen or so boulders which turn out be very handy to have a sit-down and a rest, especially for mums with small children who I saw playing and running round between them.

Thoughts

I like Arte Povera and I like landscape art and I am a keen gardener and have planted half a dozen young trees in my garden and dug up a few in my time, the wife taught natural science at school and we took the kids on massive walks when they were small and pointed out species of trees and plants and birds and insects, and a friend is a rewilding consultant, and my son did a biology degree, so I exist in an atmosphere drenched in knowledge and concern for the natural world, and plants and trees in particular, and so I should have loved this exhibition and yet… I didn’t.

Actual nature is dirty and messy. The soil and everything living in and growing out of it, water in its millions of forms and permutations, even the air we breathe, let alone our own bodies, teem and pullulate with life, with bacteria and viruses and organisms all struggling to survive and replicate in a world of unending and brutal competition.

None of that is here. These works are sterile and antiseptic, qualities brought out all the more by the sterile and antiseptic environs of the Serpentine gallery. It’s an art gallery not a nature trail and everything in it is beautifully curated, and arranged just so, with white lines on the floor stating just how close you can get to any of the works and no closer. And woe betide anyone who dares to actually touch or interact with any of these exhibits! This carefully curated and strictly policed environment is about as far from the teeming anarchy of the natural world as you can get.

So all the rhetoric in the exhibition guide, and the poetic quotes from Signor Penone, about the interaction between humans and nature, between trees and man, between organic and inorganic, cut no ice with me. Art is the opposite of nature and nowhere is the contradiction laid more bare than in an exhibition which claims so emphatically to be about nature and natural processes. In the end all it did for me was foreground the very unnatural processes by which Penone constructed all these static, dead, lifeless works.

The boulders in the trees were funny. But the nicest part of the morning was walking away from the gallery altogether and into the long grassy parts of Kensington Gardens and finding some genuine fallen logs to sit and have lunch on, watching the insects in the grass and the birds overhead.


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Collected Short Stories by E.M. Forster

I thought E.M. Forster was the poet laureate of a certain kind of Edwardian middle-class gentility, all vicars’ tea parties and maiden aunts traipsing off to Italy to appreciate Renaissance art, as captured best in his 1908 novel, A Room With A View – so Forster’s collected short stories come as a real surprise and almost a shock. I had no idea they would be so weird, really weird, fantastical and almost incomprehensibly strange, some of them.

Forster published two collections of short stories in his lifetime, The Celestial Omnibus and Other Stories (1911) and The Eternal Moment and Other Stories (1928). All the stories from both volumes were then brought together into the current collection in 1947. Forster’s brief introduction explains that all of them were written before the Great War.

The Celestial Omnibus and Other Stories (1911)

  1. The Story of a Panic
  2. The Other Side of the Hedge
  3. The Celestial Omnibus
  4. Other Kingdom
  5. The Curate’s Friend
  6. The Road from Colonus

The Eternal Moment and Other Stories (1928)

  1. The Machine Stops
  2. The Point of It
  3. Mr Andrews
  4. Co-ordination
  5. The Story of the Siren
  6. The Eternal Moment

1. The Story of a Panic (25 pages)

A miscellaneous group of Edwardian middle-class ladies and gentlemen, including the pompous narrator, his wife and his two children, Mr Sanbach the curate, Mr Leyland the artists, the two Miss Robinsons and their spoilt nephew Eustace, are staying at a discreet hotel in Ravello. One afternoon they go for a walk up into the surrounding hills. A conversation about the view leads the artist in the group (there’s always an artist) to go on about how the ancient gods are all vanished from the disenchanted landscape, not least the great god Pan. But mention of the god’s name brings a brief shiver to the narrator who notices a cat’s paw of ripples passing over the fields opposite. Suddenly it becomes ominously silent. And then with no explanation, all the adults in the group experience the same hysteria, at the same moment and, without knowing how it happened, find themselves running down the hillside.

When they come back to their senses they realise they’ve left Eustace behind. Reluctantly they return to the clearing to find their picnic things scattered and Eustace lying unconscious. When they wake him he is a changed boy, become more and more frolicsome, skipping through the woods on the way back, gathering wild flowers and mouthing strange hymns to nature, ‘attempting to tackle themes which the greatest poets have found almost beyond their power’. In brief: he has been possessed by the spirit of the god Pan.

That night Eustace wakes them all by cavorting around the hotel garden, giving more vent to hymns to the sky and stars etc and letting out howls. The pompous narrator and Leyland, with the reluctant help of the hotel’s slovenly waiter, Gennaro, who has some kind of deep understanding of what Eustace’s going through, grab the boy and lock him up in his room, despite his protestations that his room looks out on the opposite wall, is small like a cell and will crush his spirit.

Gennaro warns the others that Eustace will die there, tonight, which the others take to be hysterical Italian hyperbole, but next thing they know, he unlocks Eustace’s door and frees him to escape through the pompous narrator’s bedroom, leaping from the balcony into the garden and then into the olive groves beneath, running off shouting and laughing as his helped, Gennaro, incongruously, falls dead at their feet.

Comments

You’d have thought this was a florid story for the period, but then again this was the decade of Saki with his outrageous animal stories. The story announces the fundamental dichotomy which runs through all Forster’s work: between the buttoned-down, stifled conventionality of the respectable English middle class and something wild and primal. There are the similar primal moments in ‘Howards End’ (the fantastical description of the Beethoven concert) and in ‘Passage To India’ (in the famous opening scene at the Marabar caves where Miss Quested has her vision of sensuality), and the Italian novels are built on the same basic binary: buttoned-down Britishers encountering the spirit of life and sensuality in hot Italy.

In a way, the most striking character in the story isn’t the possessed boy but the pompous narrator himself whose voice the story’s told in. Mr Tytler is the kind of person that thinks that every remark he doesn’t like is impertinence and whose self-satisfied pomposity emerges in a series of carefully planted comments and asides.

I always make a point of behaving pleasantly to Italians, however little they may deserve it…

Taking Miss Robinson aside, I asked her permission to speak seriously to Eustace on the subject of intercourse with social inferiors.

It is no good speaking delicately to persons of that class. Unless you put things plainly, they take a vicious pleasure in misunderstanding you.

And so on. Tytler’s character is every bit as important to the story (and enjoyable) as the actual narrative.

2. The Other Side of the Hedge (7 pages)

A short, powerfully strange fable. The unnamed narrator is struggling along an endless dusty track between high prickly hedges on what initially appears to be a particularly arduous country walk. But the weird reference to his pedometer in the opening words indicates something is very amiss which is quickly confirmed by other details. He has in fact been trudging along this track for his entire life which, his pedometer tells him, is 25 years, focusing solely on the struggle to forge ahead, to pass others and not be passed by too many. The ruthlessness of this quest is suggested by the casual remark that he left his brother back behind at some bend two years earlier.

Anyway, he stops to rest at a milestone and sees a glimpse of light through the thick hedge and, on an impulse, forces his way through, quite an effort as it is so thick.

Emerging on the other side he tumbles into a moat and is pulled out by someone who says ‘Another!’ Briefly, he finds himself in a landscape unlike anything he’s known before.

‘All kinds come through the hedge, and come at all times—when they are drawing ahead in the race, when they are lagging behind, when they are left for dead. I often stand near the boundary listening to the sounds of the road—you know what they are—and wonder if anyone will turn aside. It is my great happiness to help someone out of the moat, as I helped you. For our country fills up slowly, though it was meant for all mankind.’

The man who’s caught him, 50 or 60, then proceeds to show him round this strange new world. He sees a man who runs across to a lake, strips off and jumps in to swim, later a woman singing from some long grass. Where are the others, he asks, because he can only conceive of life as a competition. There are no others, the man explains: here people express themselves and take pleasure for its own sake.

The host explains that this place is intended to fill up, slowly but steadily, with all mankind. The hedge racer just can’t understand, because for him there is only the race and the competition. His credo is:

‘Give me life, with its struggles and victories, with its failures and hatreds, with its deep moral meaning and its unknown goal!’

He is shown a gate of ivory and a gate of horn, which are conscious echoes of the same gates in classical mythology. As the sun starts to set people lie around on the grass to go to sleep, in a relaxed easy-going way the narrator can’t understand. An older man passes carrying a scythe and a billycan of drink and the narrator attacks him, grabs the can, and drinks it thirstily, but the other simply remarks:

‘This is where your road ends, and through this gate humanity—all that is left of it—will come in to us.’

What does that mean? In the last few paragraphs the narrator becomes drowsy and the man whose drink he stole gently lays him down. With his last flickers of consciousness the narrator recognises him as the brother who he told us he left behind so many years ago.

Thoughts

See what I mean by strange and fantastical? Quite clearly it’s a fable with just enough detail to tease our minds but not too many to make it too specific. Surfing the internet I’ve come across two distinct interpretations of it, one specifically Christian, the other more generally secular. The Christian interpretation is that the narrator is a human soul trudging through the vale of sorrow which is this life, who goes through the momentarily painful experience of death (the thorny hedge) to emerge into Paradise. Here, instead of a narrow arid existence, everyone fulfils themselves, singing or swimming for the sheer joy of it.

The more secular one is that it is a warning against the arid, driven barrenness of what a later generation would call the Rat Race. Abandon endless striving and competition for a world where people simply are and enjoy pleasures for their own sake. The drawback with this simpler interpretation is the parts where the guide or the other man make great generalisations about all of humanity being destined to arrive in the garden, which push the Christian, or religious, interpretation.

3. The Celestial Omnibus (18 pages)

A delightful children’s story. The unnamed little boy narrator lives in boring Surbiton. He is talked down to by his mother and father and even their nice friend, Mr Bons (pompous President of the Surbiton Literary Society), gently patronises the little boy.

Nonetheless, the boy is intrigued by the lane opposite his suburban home where someone long ago stuck up a tatty notice reading ‘To heaven’. One day he is brave enough to go a bit further into the lane to discover it is a blind alley, but there is a piece of paper stuck to the wall giving details of what appears to be a bus service, apologising for interruptions to the service but saying that sunset and sunrise buses will still be working. Puzzled, he exits the lane only to run into the arms of his father who asks what he was doing down there, and when the boy tells him about the sign, falls about laughing, as does his mother when they get home. They are avatars of those stock characters, the unsympathetic and disbelieving parents.

Next morning he wakes up before dawn, still mortified by his parent’s ridicule, then remembers that the announcement promised a dawn service, so sneaks out of the house in the foggy dawn, across the road, up the little lane and discovers…

The Celestial Omnibus, drawn by two horses steered by a coachman wearing a cape, lit by two lamps which shine the light of fairyland over the bleak little cul de sac. He has barely climbed aboard before it starts moving? But how, and where? The lane ends in a brick wall! But it keeps on moving.

The sign above the driver says his name is Browne and when he speaks in a very ornate baroque old-fashioned style any bookish author starts to suspect what is soon confirmed, which is that he is Sir Thomas Browne, famous to literary types as the author of 17th century classics ‘Religio Medici’ (1643), ‘Hydriotaphia, Urn Burial’ (1658) and ‘The Garden of Cyrus’ (1658). Which explains why he speaks like this:

‘Tickets on this line,’ said the driver, ‘whether single or return, can be purchased by coinage from no terrene mint. And a chronometer, though it had solaced the vigils of Charlemagne, or measured the slumbers of Laura, can acquire by no mutation the double-cake that charms the fangless Cerberus of Heaven!’

As you might expect the omnibus clops on, surrounded by fog, which prevents the boy seeing where they’re going. There are cracks of thunder, the mist clears and the boy is amazed to see rainbows spreading out from under the horses’ hooves, and then a gorge stretching down to a river in which three maidens are frolicking. When the narrator says they are playing with something that looks like a ring, the educated reader of 1910 would realise in a flash this is a reference to the first of Wagner’s mighty Ring series of operas, The Rhinegold, in which three mermaids frolic in the Rhine.

So it’s a fantasy, seen through the eyes of a child, but whose elements (Browne, Wagner) are very much targeted at an adult, literate audience.

Anyway, the story suddenly cuts to the boy back at home, in disgrace, having told his parents a cock and bull story about a magical omnibus and rainbow horses and the rest of it, and been caned by his father for his trouble and locked in his room. He’s allowed out later to see friend of the family Mr Bons. It’s a sort of joke that the boy is given poetry to memorise as a punishment, and Mr Bons is to test him. (The poem he has to memorise is To Homer by Keats.) To his disappointment, Mr Bons also disbelieves him, but then delights him by agreeing to accompany him that evening at dusk, just to show him there is no such thing as a magic bus.

Except there is. The boy and Mr Bons arrive in the alleyway to see a new, different magic omnibus, pulled by three horses and the coachman ‘ a sallow man with terrifying jaws and sunken eyes.’ It is Dante. At this point it becomes clear that the point of the story is to humiliate the pompous Mr Bons. As the boy reels off the names of the people he met on his previous trip (Achilles, Shakespeare) Mr Bons tells him off for not making the most of talking to these Immortals and tells him to behave, keep silent, and leave everything to him!

But instead, when the omnibus reaches the ravine and rainbows spread from the horses’ hooves across it to form a rainbow bridge, Mr Bons sees nothing, denies these exist. When the boy calls out the voices of literary figures call back in celebration. When they reach the other side of the ravine, he sees the great Achilles who invites him to leap up onto his marvellous shield.

Yet all through this Mr Bons hears nothing and sees nothing. So only the young and pure in heart can see the world’s wonder and beauty. And, in a very Bloomsbury message, even art and literature are secondary to the ultimate aesthetic value, which is to live and love and experience the world directly and passionately, unblinkered by pompous conventions.

Mr Bons crawls from the omnibus in distress and fells through the rocks and disappears even as the boy is apotheosised, a laurel wreath placed on his brow. A cheesy postscript purports to be a quote from the Kingston Gazette noting that the body of Mr Septimus Bons has been found in a shocking state, as if fallen from a great height, near Bermondsey gasworks.

When I mentioned reading it, a friend said it was a childhood favourite of theirs and wondered whether J.K. Rowling got the idea from it for her Knight Bus in the Harry Potter books. Unlikely. a) Certain fantasy tropes tend to recur across different stories because they are based on common aspects of life, such as magic buses (or Hagrid’s flying motorbike or the Hogwarts Express). b) Rowling’s aim was to entertain, whereas this is a very didactic story.

In fact all the stories, fantasies though they are, point a moral, albeit a sometimes muted or obscure moral.

4. Other Kingdom (27 pages)

Part 1

Opens with a blizzard of dialogue from people who are undescribed and unexplained. It takes a few pages before we get it clear that Mr Inskip is the narrator and he is a young tutor teaching Latin to nubile young Miss Evelyn Beaumont, older Mrs Worters and Mr Jack Ford, a boy who is being coached to pass his public school entrance exam (so 12 or 13 years old). They are at the house of Harcourt Worters who is Mrs Worter’s son, the guardian of young Ford and fiancé to Miss Beaumont and the man who hired and is paying Inskip.

(Worters is pronounced ‘waters’.)

This slow revealing of details is an interesting play with the power of a text, the conventions of narrative. Because it’s only on the fourth page that Mr Worter, entering on the lesson, reveals that it’s not taking place in a room (as you’d assumed, lacking any definite description), but outdoors on the lawn. This deliberate slow revealing is a playing with, a toying with the magic of stories.

It is significant that they are, at that moment, parsing a line from one of Virgil’s Eclogues, ‘Quem fugis ab demens habitarunt di quoque silvas’, ‘From whom do you flee, O you madman? Gods have also lived in the woods’ (Eclogue 2, line 60). The bucolic note echoes the Panic story and all the other rural themes.

So young Mr Worters arrives on the lawn at the jolly little Latin lesson being given by Mr Inskip and announces to his mother, younger brother and fiancée that he has just purchased a bit of woodland abutting his estate named Other Kingdom Copse. Spot the heavy symbolism of the name? And then, in a gracious gesture, he presents it to his fiancée as a second engagement present. There is a little quibbling about the fact that the lease for it last ‘only’ 99 years, then these privileged people go inside where the servants have prepared tea.

Part 2

In part 2 of the story Miss Beaumont leads this entourage plus a few other posh guests across the bridge over the little stream and into her ‘kingdom’ for a picnic. This develops into a genteel argument. Everyone gets to see Hartley and his fiancée interacting and realise that they don’t quite mesh. She is penniless, a ‘crude, unsophisticated person’ from Ireland, from whence he plucked her to be his bride. But as the picnic goes on we see she is empty-headed and wilful.

That said, their little squabble is amazingly civilised. She says she likes the classics while Hartley thinks they are cold, lack a certain something, and goes on to mention ‘Dante, a Madonna of Raphael, some bars of Mendelssohn’…Hard to imagine anyone these days having the same kind of conversation.

After more ragging the picnickers break up, Ford goes off with the ladies leaving the narrator alone with Mr Worters. He is not stupid. He knows his job is to humour his employer. So he cautiously assents when Harcourt points out that Miss Beaumont is not too bright and is probably holding back the lessons for young Ford.

They have just agreed this when Miss Beaumont returns, happily yelling them that she has counted and her wood contains 78 trees! Unfortunately, Harcourt goes on to ruin the mood by explaining all his plans for ‘her’ wood, which include laying an ugly asphalt path from the house across the meadow to it and enclosing it in a fence with just one gate, with a two keys for him and her.

Predictably, Miss B doesn’t like this at all, and goes further. Harcourt doesn’t like the way the local yokels come up to the wood and carve their names into it. Surprisingly, Miss B knows this is part of local folklore, that the carving of names is part of local wooing customs, and if couples get married they come back and carve the initials of their children.

Something strange happens. She goes into almost a trance as she insists that she mustn’t be fenced in, she needs to be free. Harcourt tries to reconcile the quarrel by saying they can cut their initials into a tree now and Miss Beaumont (I think) utters almost visionary words:

‘E.B., Eternal Blessing. Mine! Mine! My haven from the world! My temple of purity. Oh the spiritual exaltation—you cannot understand it, but you will! Oh, the seclusion of Paradise. Year after year alone together, all in all to each other—year after year, soul to soul, E.B., Everlasting Bliss!’

This echoes the ‘there is a spirit in the woods’ motif announced in the Panic story and recurring through most of them.

Part 3

Cut to another scene (the story is in 4 distinct parts). Young Ford had been keeping a journal, with poems and sketches and so on. Unfortunately, Hartley discovered it and read some things about himself in it. Now Hartley is threatening to send him away. The narrator counsels complete prostration and abject apology. Unfortunately he does it loud enough for interfering Miss Beaumont to over hear and come over to them. When she hears about it, she promises to go see Hartley immediately and insist that Ford be allowed to stay.

There then follows a scene which reminded me very much of something similar in Roald Dahl’s story ‘Neck’, where he and the owner of a grand country house watch the owner’s wife and her lover walking and cavorting in the landscaped garden. Here, the narrator watches Miss Beaumont walk over to Hartley who is supervising workmen laying down the asphalt path to the woods (Miss Beaumont lost her arguments over that) and then, far enough away so he can’t hear them, watches the gestures as she remonstrates with her fiancé who mimes the part of a tall, decisive man whose mind is made up.

What followed was a good deal better than a play. Their two little figures parted and met and parted again, she gesticulating, he most pompous and calm.

As part of her presentation she took a few steps backwards and fell into the stream. Oops. Comedy. She’s fished out and sent back to the house with muddy skirts, to get changed and go straight to bed (to prevent a cold etc).

Part 4

Cut to the fourth and final part of this tale. Ford has been banished. Miss Beaumont is considerably subdued. And the narrator has been kept on as Harcourt’s personal secretary and so is more servile than ever.

I admire people who know on which side their bread’s buttered.

A strong wind blows up but Harcourt decides to defy it and take Miss B and the household’s other women down the new path to the Other Kingdom. On the way Miss B comes to life, shimmers and twirls in the strong wind, looks almost like a strong tree covered in foliage, spouts the pagan sentiments uttered by Eustace in Panic, runs flirtatiously ahead of Harcourt and disappears into the copse. And disappears altogether. She has been transformed into a tree. The entire story turns out to be the modern-day equivalent of one of Ovid’s Metamorphoses.

A ferocious storm drives the search party back to the house, Harcourt conceives the notion that she has eloped with Ford (how old is this Ford?) and he and Inskip travel speedily up to Ford’s seedy lodgings in Peckham, but the studious boy just mocks them, saying Miss Beaumont has escaped (Harcourt’s patriarchal tyranny) ‘absolutely, for ever and ever, as long as there are branches to shade men from the sun.’

Comments

Although there’s obviously a plot etc, as in ‘The Story of A Panic’ it’s also an experiment in tone of voice. This time the narrator is a lowly Latin tutor with a well-developed sense of his place in the social hierarchy.

If it were my place to like people, I could have liked her very much.

…I must keep in with Harcourt.

He is sly and calculating and self aware:

For us the situation was intolerable. I had to save it by making a tactful reference to the view, which, I said, reminded me a little of the country near Veii. It did not — indeed it could not, for I have never been near Veii. But it is part of my system to make classical allusions. And at all events I saved the situation.

The words themselves are not exactly funny, but Forster’s dry characterisation of this cautious pedantic man is. Drily judgemental. And droll:

Her discourse was full of trembling lights and shadows — frivolous one moment, the next moment asking why Humanity is here. I did not take the Moral Science Tripos, so I could not tell her.

As in story 1, Forster’s characterisation of the narrator is a central part of the pleasure.

5. The Curate’s Friend (9 pages)

Are there curates any more? Does the role exist? They are very Forster, with his vicar’s tea party timidity. This is another story based on the dichotomy between the strait-laced values of Edwardian middle classes and something wild and pagan and untamed. It’s announced in the first sentence:

It is uncertain how the Faun came to be in Wiltshire.

The deadpan comic tone of this reminded me of Saki’s bland statement of the most outrageous fantasies.

The story is narrated by a curate named Henry (‘Harry’). He goes for a picnic on the Downs with his wife and her mother and an unnamed male friend. Somehow the Faun erupts beside them, making Harry shriek with surprise and go running into the trees. Here he finds, bizarrely, that everything is talking to him, the air, the trees, the earth, and the voice of the Faun. When the Faun says: ‘For years I have only spoken to children, and they lose sight of me as soon as they grow up’ I thought of Peter Pan, the boy who never grows up who first appeared in a J.M. Barrie story in 1902 i.e. a few years before this.

The dialogue isn’t realistic but in the arch contrived (and deliberately dated) style of a fable:

‘Poor woodland creature!’ said I, turning round. ‘How could you understand? It was idle of me to chide you. It is not in your little nature to comprehend a life of self-denial. Ah! if only I could reach you!’

The curate demands the Faun prove his powers by making the wife he’s come on the picnic with happy. The Faun promptly does this but it turns out to involve making the wife and the male friend overcome with desire and fall into each others’ arms – as in so many fairy stories, Greek myths or fables where a wish is granted but turns out not to be, in practice, what the wisher intended.

What’s strange is that this betrayal does, in fact, make the curate happy. The Faun commands him to laugh, the hill holds its breath (nature is personified like this throughout) and then Harry bursts out laughing. A coda indicates that he has for many years now spread the happiness and joy the Faun showed him to his parishioners.

Comment

It strangeness of it reminded me of Ted Hughes’s eerie and strange fantasy about a possessed vicar, Gaudete.

Also, it is surely blasphemous. At the end the curate announces that he has now graduated from curate to have a ‘living’ (I think this means he has become a vicar) and goes on to claim that he is only able to preach joy to his miscellaneous congregation because of this great pagan experience which came to him. If serious Anglicans read this in 1910, wouldn’t they have been offended that a Christian preacher is made to base his confidence and preaching on a thoroughly unchristian revelation?

Was it symptomatic of the great loosening of cultural ties Roy Hattersley attributes to the Edwardian age? Or would this story have been acceptable earlier, in the 1890s or 1880s?

6. The Road from Colonus (14 pages)

Part 1

Another story where something strange, a kind of pagan epiphany, occurs to a very English figure.

Mr Lucas is on holiday in Greece with a group who consist of his daughter, Ethel, nagging Mrs. Forman, polite and helpful Mr. Graham, and the English-speaking dragoman (‘an interpreter or guide, especially in countries speaking Arabic, Turkish, or Persian’). They are all riding mules through the parched landscape.

Lucas has married, raised his children, grown old and, now, as we meet him, is lapsing into ageing indifference. But all his life he’s harboured fantasies of travelling to Greece and now, now he experiences an epiphany. Arriving on muleback ahead of the others at a wooden inn in the sun-scorched landscape he spies an ancient plane tree from whose roots a pure spring is babbling. The tree has been hollowed out by generations of worshippers and Lucas stumbles into the inner darkness and has one of Forster’s pagan epiphanies:

When he opened his eyes, something unimagined, indefinable, had passed over all things, and made them intelligible and good…in a brief space of time [he] had discovered not only Greece, but England and all the world and life…

When the others catch up with him, to their astonishment Lucas insists that he stop there, in this place, near this grove of trees and the dirty old inn and the tree with a spring magically bursting forth. The title of the story comes from the family joke that Lucas’s daughter, Ethel, is like Antigone, daughter of the grown-up wandering Oedipus. And since Oedipus met his end at a place called Colonus, Mrs Forman makes a joke that this dusty place in the back of beyond is Mr Lucas’s Colonus.

Mr Lucas insists that he wants to stay there because he feels the truth of the landscape and the universe, the whispering leaves and trickling water, are worth more than his old life back in London, more than anything.

There’s some inconclusive bickering until young Ethel begs willing Mr Graham to help and the latter simply lifts Mr Lucas onto one of the mules and leads him off alongside the others and so off they go, with Mr Lucas suddenly rendered passive and powerless. From out of nowhere the children from the dirty little inn appear and throw stones at them (as if they are, somehow, spirits of the place, trying to retain Lucas there) but Mr Graham sees them off. All of this Mr Lucas observes with complete equanimity.

Part 2

Cut to the short second part of the story. They are back in London. Ethel is to be married soon. When Ethel moves out, they have arranged for Mr Lucas’s unmarried sister, Aunt Julia, to come to stay and look after him. He complains querulously about the noisy children next door and the dog barking and the sound of the pipes at night.

The post arrives, bringing a parcel from Mrs Forman who is still in Athens. It contains asphodel bulbs wrapped in local newspaper. Ethel is curious to see if she can still read modern Greek and so starts reading the old newspapers used as packing. Her eye falls on a news story about a remote rural inn by a stream. According to the article, one night recently a nearby plane tree fell over and crushed the inn, killing all the inhabitants. Then Ethel suddenly sees the date on the newspaper and realises that this tragedy happened on the night of the day they were there. If Mr Graham hadn’t forced Mr Lucas onto the donkey and Mr Lucas had stayed the night, he would have been killed along with the family.

The real import of the news, the thing the reader is left puzzling over, is that Mr Lucas had a genuine revelation, an overwhelming sense of understanding the universe. Did that refer to the way he would have died if he’d stayed? Was it a kind of siren song of fate trying to lure him to stay? Or was the full realisation of the secrets of the universe he felt he trembled on the brink of, is that equivalent to death? Is the full epiphany of the meaning of the universe the same as death?

7. The Machine Stops (38 pages)

Discussed in full in a separate review.

8. The Point of It (11 pages)

Part 1

A really strange, extended fantasy about life, death, hell and reincarnation. Young Harold and Michael are rowing off the Norfolk coast. They get caught in a fierce current and, overstraining himself, Harold drops dead of a heart attack. Doctors, the police and relatives call, but the story skips over time in a cavalier way, telling us Michael was 22 when this tragic incident happened, but lived to be over 70.

Part 2

There follows an eerily normal overview of this character, Michael, who goes on to become a civil servant, works at the British Museum, marries a supportive but unintellectual woman, Janet, has three children who grow up to be decent types, he writes some well-received essays, is knighted, Janet dies and, as he becomes a valetudinarian (‘a person who is unduly anxious about their health’) is looked after by his daughter. His death was absurd and random, for he was taking a short cut through a slum when he got involved in a fierce argument between two wives and when he tried to bring peace, was hit, fell and hit his head.

There’s a powerful scene in which we gather that Sir Michael is in a coma, in bed and being cared for by a nurse. He comes to consciousness thinking only ten minutes or so have passed but is unable to speak and hears his grown-up son and daughter discussing him quite brutally as if he can’t hear. Two of his grandchildren come in and are equally disrespectful. He is filled with a sense of the irony of the whole situation and abruptly dies in this mood.

Part 3

Now commences the really unsettling, upsetting part of the story, for Michael’s soul appears to live on into an afterlife but not at all the one we’re led to believe in. he finds himself embedded in a vast plain of sand across which a few pillars of sand move and disintegrate. He feels he has existed here forever and only a fraction of his soul was incarnated in his sorry body.

How long had he lain here? Perhaps for years, long before death perhaps, while his body seemed to be walking among men. Life is so short and trivial, that who knows whether we arrive for it entirely, whether more than a fraction of the soul is aroused to put on flesh? … It seemed to Micky that he had lain in the dust for ever, suffering and sneering, and that the essence of all things, the primal power that lies behind the stars, is senility. Age, toothless, dropsical age; ungenerous to age and to youth; born before all ages, and outlasting them; the universe as old age. (p.158)

There is a general atmosphere of spite and contempt, degradation and discomfort. He realises it is a kind of hell. He has a neighbour, another large sandy fungous form. They have a strange colloquy, Michael asking about this place. There are two heavens, he is told, the heaven of the hard and the soft. They are in the heaven of the soft, the afterlife ‘of the sentimentalists, the conciliators, the peace-makers, the humanists, and all who have trusted the warmer vision’. In the distance he can see cliffs of stone and realises his wife is there, in the heaven of the hard, with ‘the reformers and ascetics and all sword-like souls.’ He realises that:

the years are bound either to liquefy a man or to stiffen him, and that Love and Truth, who seem to contend for our souls like angels, hold each the seeds of our decay.

What on earth does this mean? Is it a kind of humanist rewriting of the Christian heaven and hell or a horrible modernist vision, in its grim bleakness not far from Kafka or Beckett? He regrets having lived such a ‘soft’ life, and missing the chance to distil the joy which is possible at the heart of human existence. But here everything is degraded and disgusting and mediocre. It completely lacks the excitement of the Christian vision, that is too flattering by far.

For there is nothing ultimate in Hell; men will not lay aside all hope on entering it, or they would attain to the splendour of despair. To have made a poem about Hell is to mistake its very essence; it is the imagination of men, who will have beauty, that fashions it as ice or flame. Old, but capable of growing older, Micky lay in the sandy country…

I found this quite horrible and repellent. Then it gets worse. A voice comes from across the wide river on the other side of which dwell the damned. It crosses the river and shatters pillars of sand and preaches a wisdom which stabs Michael with pain.

‘I was before choice,’ came the song. ‘I was before hardness and softness were divided. I was in the days when truth was love. And I am.’

Is this Jesus, God, the Devil, what?

‘I have been all men, but all men have forgotten me. I transfigured the world for them until they preferred the world. They came to me as children, afraid; I taught them, and they despised me. Childhood is a dream about me, experience a slow forgetting: I govern the magic years between them, and am.’

I found it hard to understand. It has the shapes and rhetoric of religion but fits no religion I understand. I’m quoting it at such length because paraphrase would simplify it too much because it is so weird.

‘Death comes,’ the voice pealed, ‘and death is not a dream or a forgetting. Death is real. But I, too, am real, and whom I will I save. I see the scheme of things, and in it no place for me, the brain and the body against me. Therefore I rend the scheme in two, and make a place, and under countless names have harrowed Hell. Come.’ Then, in tones of inexpressible sweetness, ‘Come to me all who remember. Come out of your eternity into mine. It is easy, for I am still at your eyes, waiting to look out of them; still in your hearts, waiting to beat. The years that I dwelt with you seemed short, but they were magical, and they outrun time.’

And the narrator says that Mickey died another death, in pain, found himself standing in the plain (instead of lying half buried) staggered down the sand towards the river, was in the water bumping against some wood, and then…he is back in his young man’s body, in the rowing boat as Harry struggles against the tide. Apparently he has been reincarnated back to that crucial moment in his life, just as Harry is about to collapse. Apparently, he will live the next fifty years over again. And again?

This story confused and upset me, its fundamental unhappiness, the dreariness of the imagery, the sense of there never being completion but an eternity of sand-clogged old age and regret…Yuk.

9. Mr Andrews (5 pages)

Could be called ‘Mr Andrews goes to heaven’ for that’s what happens. It opens sounding like conventional Christianity only it isn’t:

The souls of the dead were ascending towards the Judgment Seat and the Gate of Heaven. The world soul pressed them on every side, just as the atmosphere presses upon rising bubbles, striving to vanquish them, to break their thin envelope of personality, to mingle their virtue with its own. But they resisted, remembering their glorious individual life on earth, and hoping for an individual life to come.

The Judgement Seat and the Gate of Heaven are Christian alright but the notion of the world soul isn’t and the idea that this world soul strives to burst the individual soul and absorb them is something out of science fiction.

Anyway, floating up to heaven he bumps into the soul of a Muslim, a Turk. They strike up a friendship, each under the impression they are heading for the heaven of their religion and that the other will be excluded. Sad about this, at the gate of heaven, rather than ask admittance for themselves they ask that their friend can be admitted. Of course they are both allowed in and given the accoutrements of their faith, a harp for Mr Andrews, a collection of nubile virgins for the Turk.

Mr Andrews goes wandering round heaven and sees many sights, including gods from all the religions, but is unsatisfied. He can’t find any friends, in fact the whole place seems curiously unpopulated. He experiences no joy or bliss (very reminiscent of Sir Michael in the previous story, who finds the afterlife grim, flat and depressing). When he stumbles across the Turk and his harem he discovers that he, too, is unsatisfied.

They decide to go back to the Gate of Heaven, Mr Andrew explaining on the way that maybe heaven is disappointing because it reflects his imagination and he’s never imagined anything so perfect:

‘We desire infinity and we cannot imagine it. How can we expect it to be granted? I have never imagined anything infinitely good or beautiful excepting in my dreams.’

So they ask to leave. The voice warns them but they insist. they have barely exited heaven before they feel the World Soul pressing against them and, this time, they abandon themselves to it.

As soon as they passed the gate, they felt again the pressure of the world soul. For a moment they stood hand in hand resisting it. Then they suffered it to break in upon them, and they, and all the experience they had gained, and all the love and wisdom they had generated, passed into it, and made it better. (p.170)

I need someone to explain this to me. Is it a fable dramatising Forster’s essentially secular humanism? Is he saying conventional heaven is disappointing, what you have to do is give yourself… but to what? Is it a variation on the motto ‘only connect’ which is the epigraph and central theme of ‘Howard’s End’?

10. Co-ordination (8 pages)

A weird tale combining St Trinians with the afterlife.

Teachers at a girls private school are giving lessons in music and history. They are all focusing on one subject, Napoleon, as part of what the Principal describes as her new co-ordinative system.

Meanwhile, up in heaven, sits Beethoven surrounded by his clerks (?!) annotating every single performance of his music anywhere, by anyone, no matter how amateur. They are logging each of the lessons the school music mistress, Miss Haddon is giving. Beethoven is pleased.

Meanwhile, over on another cloud sits Napoleon surrounded by his clerks, who are recording every time he is mentioned or studied, and are recording the lessons being given at this school by the history mistress.

Bored of the daily routine, that evening while the girls are at prep Miss Haddon lifts a paperweight to her ear and has a transcendent vision of the sound of the sea. When the Principal comes in and asks her what she thinks she’s doing and takes the shell from her, she puts it to her ear and hears the sounds of a vernal wood (?!).

Somehow both women are changed. Miss Haddon reveals that she is no good at music, doesn’t like it and wants to stop teaching it. Instead of bawling her out the Principal offers to supervise her prep lesson. Next morning Miss Haddon still wants to leave and announces that she’s inherited a house by the sea. The Principal not only accepts this but praises her. they cancel lessons for the day and drive the girls out into the countryside where they play games, again in a relaxed and slightly anarchic way. The day climaxes when the Principal announces she is abandoning the co-ordinative system to cheers from the girls.

Cut to the last page where, in a comic or fantastical coda, Mephistopheles, having noticed this is flying, apparently to God (?) bearing a scroll listing these deficiencies (the Principal’s abandonment of the co-ordinative system?). He bumps into the archangel Raphael who asks him whither he is flying. Mephistopheles says he has a real case to put to God. The little incidents just described prove the futility of genius; prove that great men think that they are understood, and are not; and that men think that they understand them, and do not. Ha! Got ’em! This is how the story ends:

‘If you can prove that, you have indeed a case,’ said Raphael. ‘For this universe is supposed to rest on co-ordination, all creatures co-ordinating according to their powers.’
‘Listen. Charge one: Beethoven decrees that certain females shall hear a performance of his A minor quartet. They hear – some of them a band, others a shell. Charge two: Napoleon decrees that the same shall participate in the victory of Austerlitz. Result – a legacy, followed by a school treat. Charge three: Females perform Beethoven. Being deaf, and being served by dishonest clerks, he supposes they are performing him with insight. Charge four: To impress the Board of Education, females study Napoleon. He is led to suppose that they are studying him properly. I have other points, but these will suffice. The genius and the ordinary man have never co-ordinated once since Abel was killed by Cain.’
‘And now for your case,” said Raphael, sympathetically.
‘My case?’ stammered Mephistopheles. ‘Why, this is my case.’
‘Oh, innocent devil,’ cried the other. ‘Oh, candid if infernal soul. Go back to the earth and walk up and down it again. For these people have co-ordinated, Mephistopheles. They have co-ordinated through the central sources of Melody and Victory.’

I literally don’t understand this. Is it some kind of satire on some Edwardian educational fashion? I don’t understand why the notion of ‘co-ordination’ needs a story like this. I don’t really understand what Mephistopheles is on about. And I don’t understand Gabriel’s rejoinder that ‘They have co-ordinated through the central sources of Melody and Victory.’

I really need a Sparks notes or some kind of explanation of what half these stories are about. This is much harder than Beckett or Kafka.

11. The Story of the Siren (9 pages)

Italy again, and the priggish narrator drops his notebook over the side of the boat he and his tourist party are being rowed in. Down into the Mediterranean it sinks to a chorus of comments from the various members of the group. One of their two sailors starts to strip to jump in and retrieve it, so one of the ladies suggests they leave him there to do so. In the event the narrator offers to stay as well. The Sicilian parks him on a bit of beach, reascends the rock and dives into the sea, a magnificent specimen of young manhood – maybe it’s my imagination that you can feel Forster’s gay sensibility in the description.

If the book was wonderful, the man is past all description. His effect was that of a silver statue, alive beneath the sea, through whom life throbbed in blue and green. Something infinitely happy, infinitely wise… (p.180)

After he’s resurfaced with the book, the Sicilian says on such a day one might see the Siren. The narrator thinks he’s joking and plays along, claiming to have seen her often. But the Sicilian isn’t joking. He perfectly seriously describes how the priests have blessed the air and the rock so the Siren can come out to breathe or sit anywhere, but she can remain in the sea.

He knows this because his older brother Giuseppe once dove into the water without making the preliminary sign of the cross and he saw the Siren. He re-emerged huge and endlessly wet, they put him to bed and had the priests bless him but nothing would make him dry.

Giuseppe becomes a zombie, he won’t talk, won’t work. He stands in the street and cries because he knows everyone will die. When the Sicilian reads a newspaper story about a girl who came out of the sea mad, Giuseppe immediately sets off to find her, abducts and marries her. Then the Sicilian finds himself working for two masters of one mind.

Then the girl got pregnant and the villagers started whispering, throwing stones. An old witch prophesied that the child would fetch the Siren up into the air, she would sing her song and trigger the End of the World. A storm blows up and the pregnant girl (named Maria) insists on going out along the clifftops to see it and, predictably, one or some of the villagers push her over. The Sicilian grabs some kitchen knives and makes as if to find the killer but Giuseppe grabs his wrists and dislocates them so the Sicilian faints with the pain. When he comes round Giuseppe is gone and he’s never seen him since.

He knows it was the village priest who killed her but he emigrates to America. He hears that his brother Giuseppe is scouring the world for anyone else who has seen the Siren but at Liverpool he sickens and dies of tuberculosis.

Then in the last few sentences the Sicilian changes tack by saying that never again will there be a young man and woman who see the Siren and are capable of bearing the child who will call her up from the sea to save the world. Save? Yes, from its silence and loneliness, he says, but before he can explain further the daytrip boat comes into their little grotto with its cargo of yakking tourists and the explanation is lost forever.

Comment

Magic grottos, beautiful young men, an atmosphere of magic, a mythical figure, a legendary tale. Come to sunny Italy where you can release your uptight English inhibitions!

12. The Eternal Moment (35 pages)

Part 1

Miss Raby is a successful novelist so people expect her to be a bit unconventional and opinionated. Her success is based on her bestselling novel ‘The Eternal Moment’ which was set in the picturesque Tyrol village of Vorta and featured many of the real-life inhabitants. Now, over nearly 20 years after the place brought her fame and success, she is travelling back there in a carriage with her maid Elizabeth and Colonel Leyland.

They cross the border from Italy and reach Vorta perched on its hillside. Here the Colonel, Miss Raby and Elizabeth are appalled by the way all the hotels light up garish illuminated signs come nightfall. They check into the Grande Hotel des Alpes. Miss Raby asks her porter about the owners, Signor and Signora Cantù. They still live here at the hotel they own. And their mother? Ah, there has been a family breach and the older Signora Cantù has been exiled to the lesser of the family’s two hotels, the Biscione.

Miss Raby is unexpectedly upset by this news and surprises everyone by insisting that she and Elizabeth check out of the Grand Hotel straightaway. So all their gear is packed up and they pay for a room they haven’t slept in and for an evening meal they haven’t eaten, and have their stuff shipped down the hill to the Hotel Biscione.

Colonel Leyland doesn’t go with them and begs Miss Raby to explain to which she replies:

‘I must find out tonight whether it is true. And I must also’ – her voice quivered – ‘find out whether it is my fault.’

After he watches them go he reads a letter from his sister, Nelly, back in England. This is an intrusive request for him to clarify whether he is or is not engaged to Miss Raby, a clarification of their relationships as the conventions of the time dictated. Forster devotes a couple of subtle pages to teasing out what Colonel Leyland thinks his relationship with Miss Raby is, namely the companionableness of two like-minded souls, both a bit unconventional, who don’t give a damn if tongues wag about them … although Forster puts a sting in the tail by saying the thought of marrying £2,000 a year is not unappealing to the Colonel…

Part 2

Miss Raby’s arrival at the Biscione Hotel is an opportunity for Forster to contrast the style of the nouveaux riches and over-wealthy new hotels with their electric signs, with the quieter, older, more ‘civilised’ family-run atmosphere of somewhere like the Biscione, with something ancient and beautiful in every room – the kind of ‘authenticity’ the bourgeoisie have been chasing ever since they destroyed it as a result of the Industrial Revolution. By the time I was 17 I realised the world I was looking for, the South of France or Italy I’d read about in books, had disappeared. The world was ruined by the time I arrived in it and it has carried on getting more and more ruined. Even the greediest tourist resorts are realising the impact of over-tourism which have, in fact, been blighting many of them for generations.

Anyway, this story is in part a reflection of this feeling, or of the kind of person who thinks this way, circa 1905. In fact the Biscione is the site of an impressive Renaissance fresco which was discovered during renovations and now is a tired conversation piece among its ghastly English clientele, although not as insufferable as the American tourists who have come all this way to stop the priests ringing their 6am bell and to tell the peasants to stop staying up late singing their ghastly songs. Miss Raby trembles with rage.

She walked through the village, scarcely noticing the mountains by which it was still surrounded, or the unaltered radiance of its sun. But she was fully conscious of something new; of the indefinable corruption which is produced by the passage of a large number of people.

8 billion people now occupy the planet. It has been thoroughly polluted and poisoned but worse, much worse, is to come.

Miss Raby goes to see the hotel proprietress, Signora Cantù who complains about the guests, about her staff, but most of all about her monstrously ungrateful son who kicked her and her husband (deceased) out of the Grand Hotel and now poach her guests and pay the villagers to badmouth her, him and his horrible wife are determined to ruin her etc.

The diatribe is interrupted by crashes from the street and they open the window to be engulfed by fumes from a motor car which has crashed into a guests’ table. Ah, the motor car, destroyer of our world.

Part 3

In the carriage, in part 1, Miss Raby had impulsively told the Colonel and Elizabeth that back on her original visit, a handsome young Italian lad, up in the mountains had told her he loved her. Now, 20 years later, Miss Raby climbs back up to the Grand Hotel, sits for afternoon tea, and realises that the swift and effective concierge is none other than the same lovely boy, now running to fat, suave and efficient at helping all the useless tourists with their problems.

It is a fraught and complex moment when she finally jogs his bad memory and he suddenly remembers his impertinence to her all those years ago. It threatens his entire position, his wife and child, he flusters, she reddens and at that precise moment the Colonel enters, adding layers of confusion. But in a flash she realises her love for this young man had been the one really true emotion of her life, nothing in all the years of her success had come close.

It is a peculiar intense conversation and suddenly she asks the man, Feo, whether she can have one of his three sons, to bring up as her own, to show that The Rich are not the as gullible, self-centred and corrupt as they seem. Strangely, the other two men accept this request and don’t find it strange. But when Feo very reasonably says his wife would never permit it, the Colonel loses his temper and shouts that he has insulted the lady. I didn’t understand the logic of this. There’s so much in these old stories we must miss.

Suddenly tired, old Miss Raby looks from fat terrified Feo to rigid unimaginative Colonel and realises she doesn’t like either of them. Miss Raby swishes out onto the terrace where she has an epiphany which echoes all the ones in this book of epiphanies:

In that moment of final failure, there had been vouchsafed to her a vision of herself, and she saw that she had lived worthily. She was conscious of a triumph over experience and earthly facts, a triumph magnificent, cold, hardly human, whose existence no one but herself would ever surmise. From the view-terrace she looked down on the perishing and perishable beauty of the valley, and, though she loved it no less, it seemed to be infinitely distant, like a valley in a star. At that moment, if kind voices had called her from the hotel, she would not have returned. ‘I suppose this is old age,’ she thought. ‘It’s not so very dreadful.’

But while she is having a transcendent moment, the two men close ranks against her. The Colonel is disgusted that Miss Raby has spoken so frankly to a member of the servant class, thus degrading him, and his entire class, in Feo’s eyes. Feo for his part is horrified because the scene was witnessed by plenty of the staff and some of the guests, the manager is hurrying to the scene, and there will be a great scandal.

The Colonel knows what to do. He takes Feo by the arm and with his other hand taps his forehead, indicating that Miss Raby is mad. Feo is pathetically grateful because the Colonel has found a way out of their dilemma whereby they are both redeemed and the blame falls entirely on the mad old lady.

Comment

I’m glad the entire volume ends on a realistic story as my incomprehension of some of the previous stories made me wonder if I was going mad.

Thoughts

It’s interesting reading Forster right after H.G. Wells. It highlights the way that Wells, although a very gifted writer, just wasn’t interested in the kind of thing Forster was. There may be a pretty simple pagan message running through Forster’s stories (the free, imaginative, pagan country life is more real, powerful and disruptive than the timid bourgeois manners of Edwardian aunts and curates) but the real interest in each of the stories is in Forster’s handling of them. He is interested in questions of technique, choosing the correct narrator, creating character carefully, and cutting irrelevant material back to the bones in order to make each story a honed and focused artistic product. Wells is always interesting, describes characters vividly and is especially good at conveying the mood and connotations of dialogue: but he is addicted to rambling digressions about his hobby horses and not at all interested in the overall artistic result. That’s why (to chance my arm) Forster is Literature but Wells isn’t.

Also, and probably more obviously, Forster is weird, genuinely impenetrable and even incomprehensible, which Wells never is. One of the scholarly introductions to Wells cites a critic joking that Wells was a journalist who endlessly wrote stories about his favourite subject, which was his own life. More to the point, Wells always writes with an aim on the reader, all-too-often to promote his hobby horses about universal education and the world government.

But what is Forster writing about in a story like ‘The Point of It’ or ‘Co-ordination’? I genuinely don’t know what they are about, what they are for, what they are trying to do.

Wisdom sayings

Something I do understand well enough is Forster’s addiction to wisdom sayings, to having his narrator or characters deliver pithy apophthegms and maxims about life:

The only thing worth giving away is yourself.

Toleration implies reserve; and the greatest safeguard of unruffled intercourse is knowledge.

It is inevitable, as well as desirable, that we should bear each other’s burdens.

It filled me with desire to help others – the greatest of all our desires, I suppose, and the most fruitless.


Credit

E.M. Forster’s Collected Short Stories was published by Sidgwick and Jackson in 1947. References are to the 1982 Penguin paperback edition.

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Arms and the Man by George Bernard Shaw (1894)

The comic play ‘Arms and The Man’ by George Bernard Shaw was first staged in 1894. It was published in 1898 as part of Shaw’s ‘Plays Pleasant’ volume which also included ‘Candida’, ‘You Never Can Tell’, and ‘The Man of Destiny’.

I’ve been reading about Shaw’s plays for decades but have never actually managed to read any. This one has a strikingly heroic title, the first words of John Dryden’s translation of Virgil’s Aeneid, so I was surprised to discover that it is a light and rather silly social comedy.

Act 1. A lady’s bedchamber in Bulgaria

The play is set during the Serbo-Bulgarian War, a comically short conflict that lasted from 14 to 28 November 1885.

We are in the bedroom of Raina Petkoff, a young Bulgarian woman, daughter of one of the wealthiest families in the land and a high-minded naive romantic. Her grand and domineering mother, Catherine, tells her that the Bulgarian cavalry have won the Battle of Slivnitza against the Serbs and that Sergius Saranoff, Raina’s fiancé, was at the head of the charge. Raina keeps a picture of Sergius in her bedroom and is girlishly thrilled that he is as heroic in real life as in his picture.

Louka, their attractive and sometimes impudent young servant, comes in to warn the ladies that escaped Serbs fleeing the battlefield might be in the area, seeking refuge in the houses of Bulgarian families, and they are promptly terrified to hear firing and shots in the streets.

Raina refuses to be scared and defiantly keeps her window unlocked but this turns out to be unwise because during the night an unknown man climbs up the drainpipe, onto the balcony and into her room. When terrified Raina calls out to ask who it is, he says he will kill Raina if she makes a noise and gives him away.

Overcoming her initial terror, Raina gets talking to the (unnamed) man who turns out to be very calm and reasonable and not at all a threat. He tells her he is not himself a Serb but a Swiss mercenary fighting for the Serbs.

The point of the scene and of the whole play is that this (still unnamed) soldier mocks soldiers and warfare. He tells her that ‘nine soldiers out of ten are born fools’. Nonetheless, Raina warms to him so that when there’s a knock at the door, Raina helps him hide behind a curtain just as Catherine, Louka, and a Bulgarian officer enter to search the room for any Serbs. Raina convinces them that no one is in her room, and they leave.

Raina gives the man chocolate creams, which she keeps in a box in her room, and is shocked to hear that the man has no ammunition for his pistol, as he normally uses his holster to store chocolate. The man argues that Sergius’s cavalry charge against the Serbs was foolish, and succeeded only by sheer luck. The Serbs had machine guns but were given the wrong ammunition by accident, and therefore could not mow down Sergius and his men.

Raina agrees to help the man escape later that night, though she rebukes him for making fun of her fiancé Sergius. The man goes to sleep and Raina goes to see her mother to ask for her help. When Raina and Catherine return, they allow the man to rest since he has not slept for days. A little later Raina and Catherine sneak the still unnamed enemy soldier out of the house, disguised in one of Raina’s father’s old coats.

Act 2. The garden of Major Petkoff’s house

The second act begins in the garden of the same house, though it is now the spring of 1886. The war is over and the Bulgarians and Serbians have signed a peace treaty. The pretty servant girl Louka is engaged to the house’s head male servant, Nicola. Louka tells Nicola that he will never be more than a servant, and that she has higher aspirations. Louka tells him she knows many secrets about the Petkoff family, and Nicola says that he does, too, but would never blackmail his masters.

Major Petkoff, the head of the family, returns from the war. He reports to Catherine that Sergius will never receive the military promotion he craves because he has no command of military strategy. Sergius enters and is greeted warmly by the family, and especially by Raina, who still considers him a hero. Sergius says he has abandoned his commission in the army out of anger that he will never move up in the ranks.

Sergius and Petkoff tell a story they heard about this Swiss soldier being hidden by two Bulgarian women during the soldier’s retreat. Catherine and Raina realize the story is about them, but do not say anything.

Rain and Catherine go indoors and the second her back is turned Sergius reveals what a creep he is by trying to chat up the pretty Louka. To his surprise, Louka warns Sergius that Raina might not remain faithful to him Sergius before they exit.

Into the civilised peaceful garden of the Petkoff family comes a Serbian soldier named Bluntschli. The serving girl Louka brings him to Catherine. Catherine realizes that he is the man that hid in Raina’s room, the same man that she and Raina helped escape.

Catherine worries that Sergius and Petkoff, who are conferring over military plans in the library, might meet Bluntschli and learn that the story about the two Bulgarian women who helped an enemy soldier refers to them!

On questioning Bluntschli tells her he has come to return Major Petkoff’s coat that Catherine and Raina lent him to escape. Raina walks in and is so happy to see him that she blurts out ‘the chocolate cream soldier!’ only to try and recover herself and blame her outburst, implausibly, on Nicola.

But it turns out that Petkoff and Sergius already know Bluntschli, they met him during the war. Now they ask him to stay for lunch and help them solve a tricky military problem which is how to send the troops home now the war is over.

Act 3. In library of major Petkoff’s house after lunch

In the final act all the different strands unravel, are reconnected and happily tied up.

Left alone with Bluntschli, Raina realizes that he sees through her romantic posturing but that he respects her as a woman in a way her formal fiancé, Sergius, does not. She reveals that she put a photograph of herself in the pocket of the greatcoat they lent him, inscribed ‘To my chocolate-cream soldier’. Bluntschli tells her he never found it and that it must still be in the coat pocket.

Meanwhile Sergius has a second crack at seducing the serving girl, Louka, who maliciously tells him that Raina is not in love with him (Sergius) but with Bluntschli. She reveals that Raina and Catherine are the two women in the story of the Bulgarian women who helped a Serb officer and that Bluntschli is that officer. As a result Sergius challenges Bluntschli to a duel but the non-aggressive Bluntschli manages to talk his way out of it.

It’s at this point that the picture of herself which Raina slipped into her father’s coat for Bluntschli to find is discovered, proving that Raina has not been entirely truthful to Sergius and Raina admits that she has had feelings for Bluntschli since they first met. Sergius and Raina break off their engagement, with some relief on both sides.

Major Petkoff is aghast. When Bluntschli acknowledges that he loves Raina, Sergius and Louka reveal that they, too, have been having a secret affair at Sergius’ instigation, with the result that Nicola graciously releases Louka from their engagement.

During all this Bluntschli had received a telegram informing him of his father’s death and that he has inherited the family business, several luxury hotels in Switzerland. Now, recognising Nicola’s dedication and ability, he offers him a job as hotel manager.

For some reason Bluntschli had been labouring under the misapprehension that Raina was just 17. Now she declares she is in fact 23 there is nothing to stop Bluntschli asking for her hand in marriage. The revelation of Bluntschli’s newfound wealth and good prospects mean that Raina’s parents are glad to marry her off to him.

Hankering after her former simplicity, Raina says that she would prefer her poor ‘chocolate-cream soldier’ to the man who is now revealed to be a wealthy businessman but Bluntschli insists he is still the same person, and the play ends with Raina growing up a bit and proclaiming her love for him.

As to the logistical problem which Sergius and Petkoff were fretting about, Bluntschli, with Swiss precision, solves the problem of the major’s troop movements (‘Send them home by way of Lom Palanka!’) then goes on to inform everyone that he will return to be married to Raina exactly two weeks from that day. The play ends with Sergius exclaiming, of Bluntschli, ‘What a man!’

What a load of twaddle.

Verbosity

Isn’t Shaw verbose? Some playwrights leave the actors and director to deduce the characters from their behaviour and dialogue but not Shaw. He can’t stop himself giving immense long prose descriptions of each of the characters. Here’s just one sentence from his page-long description of Sergius:

By his brooding on the perpetual failure, not only of others, but of himself, to live up to his imaginative ideals, his consequent cynical scorn for humanity, the jejune credulity as to the absolute validity of his ideals and the unworthiness of the world in disregarding them, his wincings and mockeries under the sting of the petty disillusions which every hour spent among men brings to his infallibly quick observation, he has acquired the half tragic, half ironic air, the mysterious moodiness, the suggestion of a strange and terrible history, that has left him nothing but undying remorse, by which Childe Harold fascinated the grandmothers of his English contemporaries.

This more like a novelist than a playwright, or the notes a novelist might make about a character. However you approach it is, above all, very wordy. Coming to Shaw after reading Wilde, Ibsen and Strindberg, the most obviously distinctive thing about Shaw is the fantastic, obsessive detail of his stage and dialogue descriptions. He thinks like a novelist, pointing out exactly how each gesture should be made and each phrase spoken. He has none of a playwright’s tact and restraint, no ability to let go and trust the director and actors. Take this little comic moment:

NICOLA: (after a moment’s bewilderment, picking up the bag as he addresses Bluntschli with the very perfection of servile discretion). I beg your pardon, sir, I am sure.

Note how the stage direction is longer than the dialogue. Another playwright would rely on the dialogue to convey the tone of voice, and/or trust the director and actor to deduce it from the words. Shaw is incapable of doing this. He has to explain exactly how every single utterance should be delivered.

  • BLUNTSCHLI (confidentially)
  • PETKOFF (officiously)
  • BLUNTSCHLI (deeply concerned and half incredulous)
  • RAINA (full of reproach for his levity)

After a while I began to wonder if Shaw was doing this partly to guy directors and actors, aiming not to help but to mock theatre’s unavoidable staginess.

  • BLUNTSCHLI (sceptically)
  • BLUNTSCHLI (dubiously)
  • RAINA (superbly)
  • BLUNTSCHLI (promptly)
  • RAINA (wonderingly)

All these ‘-lys’. I began to suspect Shaw was having a private joke to see just how many adverbs he could attach to the dialogue without repeating himself.

  • RAINA (quickly)
  • SERGIUS (cordially)
  • RAINA (indignantly)
  • SERGIUS (tormentedly)
  • PETKOFF (heartily)
  • SERGIUS (commandingly)
  • BLUNTSCHLI (warmly)
  • SERGIUS (cynically)
  • BLUNTSCHLI (goodhumoredly)
  • RAINA (sarcastically)
  • BLUNTSCHLI (apologetically)

But Shaw not only explains his characters but goes on to give opinions about them. Shaw overflowed with opinions about everything and so do his stage directions. Take the start of Act 3:

In the library after lunch. It is not much of a library, its literary equipment consisting of a single fixed shelf stocked with old paper-covered novels, broken backed, coffee stained, torn and thumbed, and a couple of little hanging shelves with a few gift books on them, the rest of the wall space being occupied by trophies of war and the chase…

The same quality of verbosity which makes his notorious prefaces such a trial to read also informs the long-winded directions.

At the head of [the table] sits Sergius, who is also supposed to be at work, but who is actually gnawing the feather of a pen, and contemplating Bluntschli’s quick, sure, businesslike progress with a mixture of envious irritation at his own incapacity, and awestruck wonder at an ability which seems to him almost miraculous, though its prosaic character forbids him to esteem it.

I suppose Shaw’s plays had ‘subjects’ and dealt with ‘issues’ but a) in such a journalistic, superficial way as to make them, nowadays, appear almost ridiculously superficial; and b) his thoughts and conclusions, at the time of their staging provocative and controversial (war isn’t as glorious as people think it is), now seem so prehistorically dated that they made no impression on me at all.

To put it mildly, as an anti-war play ‘Arms and The Man’ was to be swept away in the deluge of writing which followed the First World War, vastly eclipsed and outclassed. Then again, maybe I’m taking far too seriously a play which was designed to be a light and frivolous comic entertainment, a charming evening out at a London theatre, with only the hint of a ‘serious’ subject underlying it. Yes, maybe that’s the way to think about it, a frivolous and funny comic play with as much serious content as Anthony Hope’s exactly contemporary novel, The Prisoner of Zenda.

Completely ignoring whatever ‘message’ there’s meant to be, I found myself fascinated by the way that Shaw’s plays are so obviously really novels manqués, comic novels cut and spliced into the two-hour traffic of the stage with the severe constriction of the limitations of a fixed location, but overflowing with a novelist’s unstoppable impulse to describe every aspect of their characters.


Credit

‘Arms and The Man’ by George Bernard Shaw was first staged in 1894 and published in 1898 as part of Shaw’s ‘Plays Pleasant’ volume which also included ‘Candida’, ‘You Never Can Tell’, and ‘The Man of Destiny’. I read this in the 1946 Penguin paperback edition, 1964 reprint.

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Fantasy: Realms of Imagination @ the British Library

This is a huge, beautifully designed exhibition. It’s encyclopedic in scope, endlessly fascinating, full of visual and imaginative pleasures. It makes you realise how widespread the impulse to Fantasy has been throughout the history of literature, and is in today’s culture, having undergone explosive growth in the last 50 years. In that period Fantasy has broken beyond books into graphic novels, TV and movies, into board and card games, in what we used to call video games and innumerable online games, plus a host of live action events where fans can dress up as their favourite Fantasy characters.

The exhibition pulls together examples of Fantasy in all these media, namechecks scores and scores of authors, and builds up a dizzying sense of the multiple, limitless worlds of Fantasy. It features over 100 exhibits, including historical manuscripts, rare printed books and original manuscripts, drafts of iconic novels, scripts and maps, illustrations, clips from Fantasy TV shows and movies, film props and costumes, and much, much, much more.

‘The Battle of Helm’s Deep’, watercolour illustration by Alan Lee for ‘The Lord of the Rings’ by J.R.R. Tolkien, published by Harper Collins (1992) © Alan Lee

Structure

The curators must have had a lot of fun figuring out how to structure the exhibition. It’s divided into four main sections, but the sub-themes or genre within each topic, the themes and ideas the exhibition addresses, keep overflowing these containers, so there are sub-sections within each theme, so that it looks something like this:

  1. Fairy and Folk Tales
    • Faerie worlds
    • The dark enchanted forest
    • Endings
  2. Epics and Quests
    • Into battle
    • Journeying and seeking
  3. Weird and Uncanny
    • Architects of the strange
    • Gods and monsters
    • Peculiar affinities
  4. Portals and Worlds
    • Gateways and thresholds
    • Forging realms
    • Worlds of fandom

I’ll be candid and say I struggled to contain the overflow of ideas raised by the show within this structure, so I loosely use the big four themes/rooms to structure this review but also go off at tangents sparked by individual exhibits or wall labels.

Here’s one of Piranesi’s Carceri pictures from the mid-18th century. As well as an artist, Piranesi was an architect and archaeologist who studied the layered history of Rome. The Carceri etchings depict vast, imaginary prisons filled with stairs, shadows and machines. In the second edition the images seem to have been edited to make some of their geometries physically impossible, further shifting them into the realm of the fantastical.

‘Carceri Etchings’ by Giovanni Battista Piranesi,(1750 to 1761) © British Library Board

1. Fairy and Folk Tales

‘An ancient mappe of Fairyland newly discovered and set forth’ by Bernard Sleigh (1918) © British Library Board

Fairie

Fairie is the archaic word denoting the place where fairies live, a world of fairy folk such as witches and warlocks, goblins, elves, sprites and trolls. Stories features themes of transformation, magic spells, bewitchment. he exhibition includes the 12 ‘Coloured fairy books’ by Andrew Lang, published between 1899 and 1910 which bring together myths, legends, romances, histories, epics and fables from around the world, an encyclopedia of Fantasy as it was defined in the Edwardian era.

Origins

Fantastical elements are present in the earliest literature, gods and monsters appearing in Homer’s Iliad and Odyssey, and in the even earlier Epic of Gilgamesh, written nearly 4,000 years ago.

These are all represented by venerable old editions of these classics, the Iliad by a 14th century handwritten manuscript which is covered in notes and glosses. The great epic of our ancestors, the Anglo-Saxons, Beowulf, describes a hero battling superhuman monsters. Although the possessor of superhuman strength, the poignancy of the poem comes from the fact that in his final battle he is mortally wounded and dies.

‘Beowulf’ in the Cotton MS Vitellius A XV, f.193 r © British Library Board. Photo by the author

Stories about heroes battling gods and monsters obviously helped humanity categorise, makes sense of and manage what were, until living memory, the terrors of being alive.

Multicultural

The exhibition makes a bold effort to cast its net beyond the Anglophone tradition and so has displays about Europeans Franz Kafka and Mikhail Bulgakov, as well as about the Arabian Nights and the adventures of Sinbad, a version of the Chinese Monkey legend and the African Ananci stories – both in their original forms and as reimagined by modern writers and comic book authors.

‘Sinbadnama, the Story of Sinbad’ in an anonymous Persian version © British Library Board

Pilgrimage

The idea of pilgrimage was invented as early as the 3rd century AD, but the idea of a hero going a journey in which he faces death and learns wisdom is not only much older but appears in all human cultures. The moral seems to be universal: to learn wisdom you must leave home.

King Arthur and the knights of the Round Table

The huge, complex and rich series of legends surrounding the court of King Arthur and his knights circles around the idea of the holy quest. In England its most famous spin-off is the medieval poem ‘Gawayne and the Green Knight’ where the hero has to undergo trials of strength and fidelity which he, in the event, fails.

Original illustrated manuscript of ‘ Sir Gawain and the Green Knight’. Photo by the author

There’s a typically handsome illustration of Sir Thomas Malory’s Birth, Life and Acts of King Arthur by the fabulous Aubrey Beardsley. It’s worth pointing out that, although from another era, dealing with a completely different subject, the huge series of tales about king Arthur, like Beowulf end in failure as Lancelot’s infidelity breaks up the Round Table and Arthur is fatally wounded in the Last Battle. These are flawed heroes.

And then, subverting the earnest seriousness of Gawayne or the Welsh version of the stories in The Mabinogion, is a nearby of a display about Monty Python’s movie Monty Python and The Holy Grail (1975), complete with killer rabbit and the Knights Who Say Ni. To be precise, it’s a notebook showing Michael Palin’s very early drafts for the movie screenplay.

Epic then folk then fairy

Epic came first, stories about gods and heroes, in Europe epitomised by the primal monumentality of Homer. The primary epic of Homer was copied and civilised in the great Aeneid of Virgil but it’s instructive to see how Virgil softens the hardness of the all-male Iliad, introducing the love story of Dido and Aeneas, and lending his story a strong sense of magic, specifically in Aeneas’s journey to the underworld in search of wisdom.

Folk stories are the popular versions of the literature of the elite. They are found in the ancient world and appear throughout the Middle Ages, when they were often Christianised as legends about saints and martyrs. The exhibition includes an edition of the most famous collection of European folk stories, by the Brothers Grimm.

‘Children’s and Household Tales’ by the Grimm Brothers (1819) © British Library Board

Fairy tales come a lot later and are the sanitised cousins of the folk tale, cleaned up and given a happy ending suitable for children, with an improving moral thrown in. The exhibition includes classic collections of fairy stories, including ones by Charles Perrault and Hans Christian Andersen (rare early editions of both on display here).

Gothic In the late 18th century there was a fashion for Gothic works such as ‘The Mysteries of Udolpho’ (1794) and Mary Shelley’s great masterpiece, ‘Frankenstein’, both represented here by old editions and informative labels. Critics always say that narratives like this combine elements of fantasy, horror, crime and even science fiction. What they’re really proving is that those sub-genres had not yet been divided up and crystallised.

Specialist genres The explosion of genres came at the end of 19th century when cheaper printing and publishing technology encouraged a proliferation of specialist magazines and journals which could afford to cater to niche tastes and so encouraged the creation of literary genres and sub-genres. Science fiction, detective stories, horror and fantasy were just some of the sub-genres which began to find shape and definition at the turn of the twentieth century.

Two books provide evidence for my thesis: The Story of the Glittering Plain is a fantasy novel by William Morris published in 1891 and, according to Wikipedia, perhaps the first modern fantasy writer to unite an imaginary world with the element of the supernatural, and thus the precursor of much of present-day fantasy literature. The second is George MacDonald’s novel Lilith, published in 1895 and widely seen as one of the first modern Fantasy novels. My point being that both were published in the decade which, I’m suggesting, saw the emergence of so many specialist genres and movements.

The emergence of Fantasy

Yoking together examples of Fantasy which stretch all the way back to the Iliad, via Beowulf, Paradise Lost, Gulliver’s Travels and Frankenstein into the 20th century prompts a thought: in those older works, classics of European and English literature, the Fantasy element is embedded in a larger worldview, often in a religious theology. The Iliad depicts the gods of Olympus as most ancient Greeks actually believed them to be, beliefs which continued to be held across the ancient world well into the Christina era.

Similarly, Paradise Lost is explicitly a work of Christian propaganda, its stated aim being to justify the ways of God to men i.e. defend orthodox Christian belief. In their ways two other classic works, Thomas More’s Utopia and Gulliver’s Travels, are heavily embedded in serious Christian debates about the ideal state and human morality, about the value of learning and education. The element of Fantasy is subordinate to what you could call the serious or adult aim of the work.

‘Utopia’ by Thomas More © The British Library Board

Now we can begin to see that the modern concept of Fantasy emerges and becomes clearer when it steps free of these ideological frameworks. Fantasy emerges as the fantastical elements in those previous works but shorn of their serious ideological context. It is set free. It becomes more playful because unrestricted by ‘serious’ aims, by those ‘adult’ agendas. As the 20th century progressed Fantasy was set free and has gone on to have stranger and more complex adventures.

My impression is that countless fantastical elements and works existed previously, but it was in the mid-twentieth century that Fantasy fiction was crystallised by J.R.R. Tolkien’s magisterial Lord of the Rings (published in 1954 and 1955) and has continued to grow in popularity ever since.

My impression is that the genre has undergone explosive growth since the 1990s; it was turbocharged by the advent of the internet which has allowed all kinds of fan fiction to proliferate. Alongside this has gone the huge growth in fantasy video games, many of which have led the technical, graphic and operation development of online games, to become a vast market spanning the world. And spreading from Japan, the spread of manga comics and, alongside the growing respectability of graphic novels.

The purposes of Fantasy

Arguably, Fantasy helps its consumers navigate profound difficulties we face in life.

Small

When we’re small this is panic-fear of the unpredictable giants known as grown-ups, who tell us strange fantastical stories and about whom we ourselves make up all kinds of stories. In childhood we live among networks of stories, our imaginations are formed by countless stories, many or most unfettered by the constraints of ‘reality’.

Teenagers

When we are troubled, alienated teenagers, it is simultaneously reassuring, thrilling and/or terrifying to think that there are other worlds than this one, ones where life is more exciting and dramatic and where, maybe, we or our representatives in the story can perform heroic actions. I’m thinking of the four ordinary schoolchildren who go through the back of a wardrobe and into Narnia where they play a pivotal role in the future of an entire world.

(The exhibition includes notes C.S. Lewis made for his Narnia books, plus the original map of Narnia he drew before handing it over to the series’ illustrator Pauline Baynes to bring to life.)

Grown-up

When we ourselves are grown up, the simplest function of Fantasy is to take us away from our boring mundane lives but it also has the power to take us back into the intense emotional worlds of childhood and youth. It can be an escape into pure fantasy, or an escape back to our earlier, simpler selves.

Video games

This wish to be elsewhere doing elsewise is maybe most obvious in the final sections of the exhibition about videogames like Dark Souls and The Elder Scrolls, plus a playable mini-game by Failbetter Games designed especially for the exhibition, based on the Fallen London universe.

LARP

And in the very last section which describes the real-life world of conventions and events where fans can dress up as their favourite Fantasy characters. Apparently, this is referred to as Live Action Role Play or LARP. Right at the end there’s a stand of life-size costumes and a video of fans at a convention explaining their motivation for dressing up as elves and fairies and orcs.

Just some of the scores of thousands of costumes Fantasy fans make for themselves or hire and wear at numerous Fantasy fan events and conventions. Photo by the author

I was very struck by these vox pops of young people dressed up for a LARP event somewhere because they all said basically the same thing: which is that dressing up like this gave them a sense of identity, attending these events gave them a great sense of belonging, putting on Fantasy costumes helped them accept who they are and how they feel. And to be able to do it in a safe space among thousands of like-minded fans gave them a tremendous feeling of being accepted.

As a satirically-minded young man I would have laughed at all this, until I had children of my own and had to support them through their troubled teenage years, had to help my daughter in particular to ‘find her tribe’ – so now I am much more accepting of this kind of thing. In fact I found these artless happy vox pops rather moving and ended my visit to the exhibition feeling unaccountably emotional.

The importance of play

Psychologists know that ‘play’ is absolutely vital for the development and ongoing health of human beings. From this point of view Fantasy can be seen not as an escape from the ‘real world’ but an escape into a much more intense version of the world we inhabit. It represents all the slight irritations and small emotions of everyday life (the bus is late, my boss is nagging me) transformed back into the enormous primal emotions we experienced as children.

Is Fantasy childish?

I think the answer is a straight Yes, as long as we use at least two positive definitions of childhood: 1) as a time in our lives when we were subject to simpler, more intense emotions derived from simpler, more primal situations, and 2) when we were free to play – to dress up and be whoever we wanted to.

Board games

I’ve mentioned video games but there were also lots of examples of board games. The most famous might be Dungeons and Dragons, ‘a fantasy tabletop role-playing game originally created and designed by Gary Gygax and Dave Arneson and first published in 1974’. There’s a display of original boxes and cards.

There’s also a display of The Warlock of Firetop Mountain, the first of Steve Jackson and Ian Livingstone’s ‘Fighting Fantasy’ interactive gamebooks. And Martin Wallace’s board game A Study in Emerald based on Neil Gaiman’s story of the same name.

There’s one devoted to Magic: The Gathering a tabletop and digital collectible card game in which players use cards to take on the role of Planeswalkers, powerful wizards who can cast spells and summon spirits.

And there’s a nifty display case of Warhammer models, ‘a tabletop miniature wargame with a medieval fantasy theme created by Bryan Ansell, Richard Halliwell and Rick Priestley, and first published by the Games Workshop company in 1983’. My son went through an intense Warhammer phase and we not only bought the models but really got into painting them properly, attending a painting course at one of the many Warhammer shops.

Display of Warhammer models. Photo by the author

2. Epics and Quests

The ‘Epics and Quests’ section introduces us to iconic heroes and villains ranging from Sir Gawain and the Green Knight to Xena Warrior Princess, and explores how ancient tales have helped to shape modern Fantasy epics. On display is a version of Gilgamesh, the oldest known epic story.

It’s also a rare opportunity to see items related to The Lord of the Rings, including J.R.R Tolkien’s notes for the 1955 to 1956 BBC Radio adaption of the book. There’s a funny story about Tove Jansson the beloved author of the Moomin books. In 1960 she was thrilled to be commissioned to make illustrations for a Finnish version of The Hobbit. However, a note tells us, Tolkien didn’t like her illustrations that much and took particular exception to her depiction of Gollum as a giant troll, significantly taller than the hobbit Bilbo Baggins. Her misinterpretation of the character led Tolkien to insert the word ‘small’ into descriptions of Gollum in subsequent editions.

‘Bilbo: En Hobbit’s Aventyr’, front cover designed by Tove Jansson (1962) © Tove Jansson Estate

This section also includes Ursula K. Le Guin’s drafts and drawings for her Earthsea novels, on display in the UK for the first time, a site of pilgrimage for Le Guin’s many fans.

Some of Ursula K. Le Guin’s notebooks showing her working out the world of her classic trilogy ‘Earthsea’. Photo by the author

Sword and sorcery

There are, these days, a bewildering variety of sub-genres and categories of Fantasy. ‘Sword and Sorcery’ is the phrase used to describe the kind of Fantasy which features sword-wielding heroes engaged in exciting and violent adventures. The genre is said to originate in the early-1930s in the works of Robert E. Howard but the actual term ‘sword and sorcery’ was only coined in 1961, by Fritz Leiber in a Fantasy fanzine.

I was intrigued to read the carefulness of the definition which is that S&S takes place in a world before any technology, dominated by muscle-bound heroes fighting evil powers, witches and dragons etc but that, crucially, these are purely personal adventures and battles which don’t affect the world they take place in – a contrast with a lot of other Fantasy stories in which the fate of the alternative world is often at stake.

I associate them with the Conan the Barbarian, the character invented by Howard and embodied in the terrible 1982 movie starring Arnold Schwarzenegger (which was remade in 2011). The genre is characterised by a very distinctive iconography of an absurdly muscle-bound hunk wearing armour and wielding an immense sword, generally being adored by a scantily clad busty beauty sitting or kneeling in a posture of adoration. Different strokes for different folks.

3. Weird and Uncanny

This section focuses on iconic monsters, sinister landscapes filled with eerie edifices and the darkness at the heart of Fantasy.

Visitors are presented with the roots Fantasy in works like the Gothic masterpiece Frankenstein or the macabre short stories of Edgar Allan Poe. We learn how Piranesi’s atmospheric Carceri etchings, a kind of hallucinatory vision of a decaying 18th century city, inspired the design of Susanna Clarke’s novel Piranesi. There’s a displayaboutf G.K. Chesterton’s nightmarish thriller The Man Who Was Thursday and much more.

There’s also section on classic anti-heroes, starting with the (initially) charismatic figure of Satan from Paradise Lost through to the lead characters in Mervyn Peake’s classic series, Gormenghast.

4. Portals and Worlds

Having encountered monsters and weird creatures, visitors move on to explore the imagined worlds these creatures inhabit in the ‘Portals and Worlds’ section. It’s a distinctive characteristic of Fantasy that its texts involve imagining and describing entire worlds i.e. world-building. The ability to create ‘strange new worlds’ gives Fantasy writes almost unlimited scope to create wonder and amazement, at one end of the spectrum, or worlds of darkness and horror. Or to create cities, in particular, which satirise the cities we live in now, strange mashups of recognisable features.

Fantasy maps

And if you’re creating new worlds, then chances are you need a map. The curators could have gone to town on the theme of Fantasy maps along, given that so many Fantasy stories involve journeys. In the event there’s Branwell Brontë’s map of the Glass Town Federation, C.S. Lewis’s own draft map of Narnia, and a bigger, more finished map of Terry Pratchett’s Discworld.

Installation view of the fold-out ‘Discworld Mapp’ devised by Terry Pratchett and Stephen Briggs (1995) Photo by the author

Talking of Pratchett, it is, of course, possible to satirise this genre, to pastiche and caricature and play it for laughs. If Monty Python mock the Grail quest theme, Diana Wynne Jones did something similar in her Derkholm series.

Portal Fantasy

The concept of the portal or doorway to another world plays a very large part in Fantasy, as in Science Fiction. Think of all those mysterious doorways into another time and space: maybe the wardrobe in the Narnia stories is the most classic portal, although platform nine and three-quarters at King’s Cross is possibly the most famous secret doorway of our times. On a moment’s reflection you realise that both the Alice in Wonderland books contain portals which the heroine passes through, falling down the rabbit hole into Wonderland or passing through the Looking Glass in its sequel.

Authors

Huge range of authors, ancient and modern. I’ve mentioned Homer, but classics of English literature include:

  • Gulliver’s Travels (1726) demonstrates a completely different aspect of Fantasy, namely the Journey to Fantastic Lands
  • Paradise Lost (1667) because Milton’s version of Satan is an archetype of the charismatic baddie, archetype of the Dark Lord who appears in so many Fantasy and Horror stories

‘Paradise Lost’ illustrated by Gustav Doré (1888) photograph © British Library Board

Other classic authors include:

  • The Mysteries of Udolpho by Ann Radcliff (1794)
  • Percy Bysshe Shelley for his early poem, Queen Mab (1813), which uses fairy tale elements as allegory to convey Shelley’s radical political views
  • The Bronte sisters for the Fantasy world Gondal they invented and wrote stories about in the 1830s
  • Edgar Allen Poe for his stories of mystery and the imagination (1839)
  • Lewis Carroll Alice’s Adventures in Wonderland (1865)
  • Christina Rossetti for Goblin Market (1862) which combines elements of fairy tale, children’s story and Fantasy
  • William Morris for his Fantasy novel The Story of the Glittering Plain (1891)
  • Charlotte Perkins Gilman for her short story ‘The Yellow Wallpaper’ (1892)

1900s

  • Frank Baum for The Wonderful Wizard of Oz (1900)
  • J.M. Barrie for Peter Pan (1904) and his adventures among pirates and faeries in Neverland
  • G.K. Chesterton The Man Who Was Thursday (1908)
  • E. Nesbit for The Magic City (1910)
  • Edward John Moreton Drax Plunkett aka Lord Dunsany, for his 1905 book, The Gods of Pegāna and his 1924 fantasy novel, The King of Elfland’s Daughter
  • H.P. Lovecraft’s The Call of Cthulhu (1928)

‘Tales of Mystery and Imagination’ by Edgar Allen Poe illustrated by Harry Clarke © British Library Board

Modern i.e. post-war authors include:

  • Jorge Luis Borges for the fantastical stories in Labyrinths (1940s)
  • Mervyn Peake for his Gormenghast books (1946 to 1959)
  • C.S. Lewis for the ‘Chronicles of Narnia’ (1950 to 1956)
  • J.R.R. Tolkien for The Hobbit (1937) and Lord of the Rings (1954 to 1955)
  • Philippa Pearce for Tom’s Midnight Garden (1958)
  • T.H. White for the Once and Future King series (1958)
  • Mikhail Bulgakov for The Master and Margarita (1967)

Notebooks of text and sketches by Mervyn Peake for his ‘Gormenghast’ novels

Contemporary authors include:

1960s

  • Alan Garner, for children’s books like The Weirdstone of Brisingamen (1960), The Moon of Gomrath (1963), Elidor (1965) and The Owl Service (1967)
  • Susan Cooper for The Dark is Rising series (1965 to 1977)
  • Ursula K. Le Guin for her Earthsea novels (1968 to 2001)

1970s

  • Angela Carter for rewriting traditional fairy tales in The Bloody Chamber (1979)
  • M. John Harrison for his Viriconium stories (1971 to 1984)

1980s

  • Terry Pratchett for his series of comic Fantasy Discworld series (1983 to 2015)
  • Robert Holdstock for Mythago Wood (1984)
  • John Crowley, Little, Big (1981) and his Ægypt series (1987 onwards)
  • Neil Gaiman, especially for The Sandman comic book (1989 to 1996)

1990s

  • Robin Hobb for her ‘Realm of the Elderling’ novels (1995 onwards)
  • George R.R. Martin’s epic sequence A Song of Fire and Ice (1996 to the present)
  • J.K. Rowling for the cultural phenomenon which is the seven Harry Potter books (1997 to 2007) and movies and stage plays
  • Diana Wynne Jones for her Derkholm series (1998 to 2000)

2000s

  • China Miéville particularly for Perdido Street Station (2000)
  • Patricia A. McKillip for Ombria in Shadow (2002)
  • Susanna Clarke for her debut novel Jonathan Strange & Mr Norrell (2004)

2010s

  • Nnedi Okorafor for her Nsibidi Scripts series (2011 to 2022)
  • Monstress, an ongoing epic fantasy comics series written by Marjorie Liu and drawn by Sana Takeda, since November 2015
  • Naomi Novik for Uprooted (2015)
  • Aliette de Bodard for her Dominion of the Fallen series (2015 onwards)
  • Seanan McGuire for his Wayward Children series (2015 to the present)
  • Jeannette Ng for her 2017 novel Under the Pendulum Sun
  • The Deep (2019) by Rivers Solomon, with Daveed Diggs, William Hutson and Jonathan Snipes

2020s

  • N.K. Jemisin for her novel The City We Became (2020)

The exhibition is being staged by a library so most of these authors are represented by editions of their books – often old and precious early editions – but also by quite a few displays of notebooks and manuscripts. These include manuscripts and notebooks by J.R.R. Tolkien, C.S, Lewis, the Bronte sisters, Michael Palin, Ursula K. Le Guin, original sketches and outlines for Piranesi by Susanna Clarke, notes for his Fantasy epic Gormenghast by Mervyn Peake, and more.

Costumes

There are the costumes worn by Margot Fonteyn and Rudolf Nureyev in the Royal Opera House’s 1968 ballet production of The Sleeping Beauty which is, of course, based on Charles Perrault’s 1697 fairy tale. And costumes from the 2003 musical ‘Wicked’ and the 1982 movie The Dark Crystal.

Costume for Kira in ‘The Dark Crystal’ (1982) © Brian and Wendy Froud

But the best prop is probably the very staff used by actor Ian McKellen playing Gandalf in the three-movie epic version of Lord of the Rings. I know it’s valuable and all, but I think the Library missed a trick by displaying it in a glass case: it should have been free-standing and they should have encouraged children to touch it and pose with it. It might have got a bit knocked about but imagine the magic it would have brought into thousands of children’s lives!

Installation view of Gandalf’s staff, pipe and concept art from ‘The Lord of the Rings’ by Alan Lee. Photo © Justine Trickett

Transformation and metamorphosis

Generally heroes of Fantasy remain themselves but are transported to otherworlds like Narnia or the worlds visited by protagonists of Philip Pullman’s His Dark Materials series. They rarely themselves change shape or person. Slightly odd is the inclusion by the curators of Franz Kafka’s famous short story The Metamorphosis, represented here in a version illustrated by Rohan Daniel Eason.

Movies and TV

The exhibition includes excerpts from Fantasy TV series such as Buffy the Vampire Slayer (1997 to 2001), Xena the Warrior Princess (1995 to 2001), Twin Peaks (1990 to 1991), the Netflix series The Witcher (started 2019 and still ongoing).

And from Fantasy movies such as The Dark Crystal (1982), the Studio Ghibli film Princess Mononoke (1997), Lord of The Rings (2001 to 2003), Pan’s Labyrinth (2006), and more.

I was surprised at the space the curators gave to The Wizard of Oz and to learn quite what a cultural phenomenon it was in its time. The Wonderful Wizard of Oz by Frank Baum was published in 1900. It was, apparently, ‘the first Fantasy series with continuity provided by the imagined world rather than by the characters’. Baum wrote no fewer than 14 books set in Oz, but at the same time cashed in on the books’ popularity by writing a stage musical and a comic strip. He concocted an elaborate touring spectacle involving dozens of actors, a full orchestra, a slideshow and moving picture clips.

A movie version was made in 1910, silent and in black and white and running for just 13 minutes. Most of us are more familiar with the 1939 version starring a young Judy Garland, directed by Victor Fleming.

In the past 124 years there have been scores of spin-offs, but the most successful of recent times is probably Gregory Maguire’s 1995 reworking of the story in ‘Wicked: The Life and Times of the Wicked Witch of the West’, which was adapted into a popular Broadway musical in 2003.

Exhibition design

The design of the exhibition allows visitors to journey through different Fantasy landscapes, from a dark enchanted forest, through epic mountains and a sinister fallen city to sunrise on a new world.

Installation view of the ‘Fairy and Folk Tales’ section of ‘Fantasy: Realms of the Imagination’ at the British Library. Photo © Justine Trickett

Anniversaries

Interestingly, a little fleet of Fantasy anniversaries are coming up. Last year marked the 40th anniversary of the publication of The Colour of Magic, the first novel in Terry Pratchett’s immensely successful comedy fantasy Discworld series. It also marked the 50th anniversary of Susan Cooper’s best-selling novel, The Dark is Rising. This year marks the 50th anniversary of Dungeons and Dragons.

Events

These anniversaries, the achievements of numerous Fantasy authors, as well as themes and topics (Queer Fantasy, Black Fantasy) are explored in a comprehensive series of events:

Reading list

On one level the entire exhibition is like an animated reading list. When you emerge from the exhibition into the British Library shop the temptation is to buy every book in sight – Lewis, Tolkien, Le Guin, Melville, Garner, and scores of others – take them home in a suitcase, lock yourself in your bedroom and not come out for a year. Why not? It’s not as if the so-called ‘real world’ is anything to celebrate right now.


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Rubens and Women @ Dulwich Picture Gallery

This is a stunning exhibition bringing together over 40 paintings by one of the most famous names from the classic period of western art, Peter Paul Rubens (1577 to 1640). It brings together masterpieces from international and private collections, many of which are appearing in the UK for the first time i.e. it represents a unique opportunity for lovers of classic Old Master art. There are some really stunning paintings and a suite of exquisitely crafted chalk drawings on display. It is a feast for the eyes and mind and imagination.

Questioning the Rubenesque

However, it cannot be emphasised too strongly that it is very much a themed exhibition. It really is about Rubens and women.

The stereotypical view of Rubens is as a painter of ample, fleshly, nude women, hence the adjective ‘Rubenesque’, which the Collins dictionary defines as:

‘of, characteristic of, or like the art of Rubens; colourful, sensual, opulent, etc. 2. full and shapely; voluptuous; said of a woman’s figure.’

This exhibition very much sets out to question that stereotype and to show that Rubens painted a much broader range of female characters, in a far greater range of postures, poses and compositions, than the stereotype suggests. Which explains why the poster for the show is very much not of a plump scantily clad woman but of the impeccably buttoned-up Marchesa Maria Serra Pallavicino (see below).

Strong independent women

Not only that but, in line with contemporary feminist ideology, the exhibition is keen to emphasise that many of these women were far from being passive victims of the male gaze, but in all kinds of ways were, in real life, and in the iconography of the paintings, strong independent women possessed of that key quality of feminist theory, agency.

Portrait of a Lady (about 1625) by Peter Paul Rubens. Courtesy Dulwich Picture Gallery

Thus almost all the 40 or so pictures here are of women, with men playing only peripheral or negligible roles, if they appear at all.

There are paintings of women members of his family, rich influential female patrons, lovely chalk sketches of naked women, key women figures from Christian iconography, and the show builds to a tremendous climax with a final room showing four enormous oil paintings of women figures from classical mythology.

There are some men in some of the paintings, but they are always playing a secondary or negligible role. In the words of the press release:

‘The exhibition will be the first to challenge the popular assumption that Rubens painted only one type of woman, providing instead a more nuanced view of the artist who painted more portraits of his wives and children than almost any other, even Rembrandt. The exhibition reveals the varied and important place occupied by women, both real and imagined, in his world.’

Rubens’ changing style

In a more specialist, art history kind of way:

‘A further theme follows the evolution of the female nude in Rubens’s art. It demonstrates how Rubens’s early nudes were quite different in style from those he became famous for, tracing how he arrived at his preferred form through an engagement with sculpture, careful study of antique models and observation from life.’

Room 1. Introduction

Room one contains eight wonderful oil paintings. One is an early self portrait to introduce the man himself, and then, in line with the exhibition theme, seven portraits of women. First, some historical background:

‘Early in his career Rubens realised that his extraordinary ability to paint portraits could open doors. In May 1600, aged 22, he left Antwerp for Italy, where he stayed until 1608, employed by Vincenzo I Gonzaga, Duke of Mantua. This position afforded him opportunities to travel to Spain, Venice, Florence, Rome and to Genoa, where his qualities as a portraitist became fully apparent. Rubens’s dazzling and innovative portraits of noblewomen revolutionised the genre and cemented his relationships with wealthy and powerful patrons.’

The first room is dominated by an enormous, sumptuous and commanding full-length portrait of the Marchesa Maria Serra Pallavicino. No reproduction can convey the scintillating, dazzling richness of the oil paint which makes up this awesome, luxury portrait. It is deliberately placed to dominate the first room and announce Rubens’s supreme skill as a painter of power, money and women.

Marchesa Maria Serra Pallavicino by Peter Paul Rubens (1606) National Trust Collections, Kingston Lacy (The Bankes Collection)

Once you’ve gotten over the visual shock of this huge masterpiece, you can move on to process the six other paintings of women. There’s a further portrait of a powerful woman, Isabel Clara Eugenia, Infanta of Spain, though depicted in the outfit of a nun, a member of the Order of Poor Clares, reminding us that this was the period of heightened Catholic religiosity referred to as the Counter Reformation.

There’s a series of portraits of ‘unknown women’, resplendent in 17th century dresses, whose luxury fabrics are depicted with loving precision, obviously well-off though not aristocrats.

But maybe the most affecting paintings is the set of ‘intimate’ portraits depicting Rubens’ family, namely his first wife Isabella Brant (1591 to 1626) and eldest daughter, Clara Serena (1611 to 1623), both of whom died relatively young, his daughter at just 12.

Clara Serena Rubens, the Artist’s Daughter by (1620 to 1623) Private Collection

Room 2. Figuring Faith

The second room is a long corridor shape and contains paintings and drawings of a religious nature. Working for the Catholic rulers of Antwerp, Rubens was commissioned to create works designed to promote the Counter-Reformation, the Europe-wide movement to revive and reinvigorate Catholic faith, theology, institutions, and project the power of the Catholic monarchs who defended it.

However, in line with the exhibition’s theme of women, the 20 or so works on display here are for the most part not huge, grand, overpowering and religiose images; most of them are relatively modest in scale but what they do have in common is the curators’ wish to foreground Rubens’s treatment of women in the Christian stories.

The Virgin in Adoration before the Christ Child by Peter Paul Rubens (1616 to 1619) KBC Bank, Antwerp, Museum Snyders & Rockox House

It is quite drily funny how, no matter what the subject depicted, the curators insist that the female figures in them are the real stars, the real centres of attention, exercising agency and power in the way every 21st century feminist would approve of.

There’s a wall-sized digital print of an adoration of the Virgin, printed out and plastered on the wall, in which the Virgin is quite obviously receiving her dues from an array of grovelling men.

In a depiction of the Flight into Egypt, it is Mary who taking the ‘heroic’ role of protecting the baby Jesus.

‘Despite the sense of foreboding, and the shadowy rider visible on the horizon, Mary radiates calm.’

There’s an Ascension of Mary which features lots of men in 17th century clerical dress (actually the apostles) but all they can do is stare upwards in amazement at the Virgin taking off into the sky.

There’s two long narrow portrayals of women accompanied by skinny clerics and these turn out to be portraits of two women saints, Walburga and Catherine of Alexandria, strong independent saints.

There’s a study of Saint Barbara fleeing from her father, who has his sword drawn ready to kill her. Typical toxic patriarchy.

By now seeing everything through the eyes of the curators what we notice in a depiction of the ‘The Lamentation’ is that:

‘it is the women who model how we are to respond to this heart-breaking sight. Gazing at Christ, Mary Magdalen pulls at her hair in distress. The Virgin cradles Christ’s body and tenderly closes his eyes. At his feet are The Three Maries (Holy Women from the Bible).’

And at the centre of all this fuss, a dead white man, the best kind.

The Lamentation by Peter Paul Rubens (1614) Kunsthistorisches Museum Vienna, Gemäldegalerie

Denying the Rubenesque

The curators are at pains to emphasise that Rubens’ women are no more voluptuous than those of his predecessors. They are simply more life-like, their skin more convincingly elastic and believably warm. Rubens’ nudes aren’t plumper or more fleshly, they insist, just better painted.

It’s an interesting claim, and I suppose you couldn’t assess it for yourself without reviewing hundreds more works by Rubens and as many by his contemporaries. But the evidence of your eyes tends to suggest that the most striking of Rubens’ women, the climax of his development as displayed in the stunning final room, are chubby, well covered, however you want to express it. See room 4, below.

Room 3. Stone Made Flesh

‘The female nude was a subject of fascination and constant evolution within Rubens’s art. In Italy, Rubens intensively studied ancient sculptures, memorising their forms and postures. He also drew on the Renaissance artist Michelangelo who was similarly informed by ancient art. Recording observations in his notebook, Rubens devised a new type of vigorous, monumental, female nude.’

This room is the most scholarly of the three, an exploration of how Rubens’ modelling of the female figure evolved, especially after a visit to Rome early in his career. This includes a series of studies, finished paintings, a classical marble sculpture, a silverware design, sketches of classical statues, and one large finished oil painting, of Adam and Eve, to demonstrate his early handling of the female nude – all demonstrating his changing approach.

‘Rubens’s nudes became increasingly dynamic and lifelike throughout the 1620s and 1630s.’

All of these works are relatively small and require quite a bit more study and historical knowledge than the bigger, more attractive, finished oil paintings, certainly for an amateur like me.

Alongside these scholarly specimens are eight or so lovely chalk studies of female nudes. I love chalk or charcoal sketches of nudes, male or female. After all these years I still find something magical in the way the human form and shape, the lifeliness of a human body, its warmth and shape, the beauty and pathos of the bare forked animal, can be conveyed by lines of chalk on flat paper when crafted by a master.

All of them were, obviously, really good, but one in particular stood out for me and, despite the blare of the bigger, finished paintings, might have been my favourite thing in the show. After I’ve finished walking slowly through an exhibition, weighed down by the duty of reading the wall captions, I always turn around and walk back, liberated from facts and figures and free to like whatever takes my fancy.

I often play a game where I ask myself, if I can choose just one work from each room, which would it be? This is the one work I’d want to own from the whole exhibition. Scholars think it might be a study for Mary Magdelene, maybe leaning down to wash the feet of Jesus.

What grabbed me is the immense skill of the shading and cross-hatching, the use of black and white chalk, leaving most of the surface untouched and so parchment colour standing in for fleshtone, and how this technique, this skill, can make a person of flesh and blood appear in front of you. The depiction of her lower back, the curve of her bottom, the shading of the thighs and the shadow where her calves are tucking up under her thighs, the creases in the sole of her foot, the five little pinkies. The delicacy, the skill and the exactitude never cease to pluck my heart, make me gasp.

Study for Mary Magdalen by Peter Paul Rubens (1610s) British Museum, London

Room 4. Goddesses of Peace and Plenty

In line with their feminist slant the curators emphasise that:

‘The women Rubens depicts are not simply passive figures to be observed but active agents of their own destiny. Nowhere is this clearer than in the dramatic mythological narratives that he loved to paint. Inspired by the Renaissance paintings of Titian and the ancient stories of Ovid and Virgil, in these scenes the goddesses Venus, Juno and Diana are presented as strong and intelligent. It is no coincidence that Rubens’s depictions of powerful, peace-making women were created at a time when his homeland was ravaged by the Eighty Years’ War (1568 to 1648).’

Hence it is that the fourth and final room contains four huge and awe-inspiring paintings with mythological themes and reputedly depicting these active agents of their own destiny, namely:

  • Venus, Mars and Cupid (c. 1614) from Dulwich Picture Gallery’s own collection
  • Diana Returning from the Hunt (1615) from Staatliche Kunstsammlungen Dresden
  • The Birth of the Milky Way (1636 to 1638) from the Museo del Prado, Madrid, on display in the UK for the first time
  • Three Nymphs with a Cornucopia (1625 to 1628) Museo Nacional del Prado, Madrid

The thing is that, although the curators try their best to claim that these women are not subject to the male gaze, but are strong independent women overflowing with agency, that’s not really how they actually look.

In my opinion this one, ‘Three Nymphs with a Cornucopia’ can be taken as a test case. It depicts the horn of plenty overflowing with the good things of life, namely a grocer’s shop full of ripe plump juicy fruit, so ripe and juicy that it has attracted the attention of scavenging parrots and a cheeky monkey, to add drama and narrative to a classical allegorical scene.

Is it just me or are the two naked women depicted as extensions of this vision of youthful fertile juicy fruitfulness?

I think they are. Far from asserting anyone’s agency, I’d have thought this picture epitomises the reverse: surely these women are totally objectified, depicted  in all their youthful sexiness as direct extensions of the world of fruit and fecundity.

This is one of eight paintings Rubens took to Spain as a gift from his patron, the Archduchess Isabel Clara Eugenia, to King Philip IV, to butter him up. Made by a man to flatter a king, far from being a rebuttal it strikes me as being a kind of triumph of the male gaze – sexy topless fruitful babes designed to decorate on the walls of the most powerful man in Europe.

Three Nymphs with a Cornucopia by Peter Paul Rubens (1625 to 1628) Museo Nacional del Prado, Madrid

More interesting to me, more persuasive and touching, is the information that Juno, in this huge representation of ‘The Birth of the Milky Way’ resembles Helena Fourment, Rubens’s second wife.

According to the curators, it is thought that his happy second marriage to Helene inspired his increasingly sensuous presentation of women during the 1630s. That seems to me a plausible and happy explanation of the plump sensuality of the nudes he painted in his final decade, just as Rembrandt’s love for his wife shine through his later paintings. I’m not sure anybody portrayed in a painting, male or female, has any ‘agency’. In my opinion they’re all trapped by composition, design, treatment, by the artist’s aims and whims, and all subject to the human gaze of us, centuries later, completely cut off from the value systems in which these works were created.

But paintings very much can convey tenderness and love. And that’s what I found in this small room full of magnificent works of art. The milk of human kindness. Motherly love. The pure, naked, redemptive love we all wish, deep down, we could recapture.

The Birth of the Milky Way by Peter Paul Rubens (1636 to 1638) © Photographic Archive, Museo Nacional del Prado, Madrid

Happily ever after

In fact this final wall caption made me realise that mention of Rubens’ second wife had been seeded throughout the show, starting with early mention of how, after the early death of his first wife, in 1630 Rubens married his second and much younger wife, Helena Fourment (1614 to 1673).

‘Their blissful marital state in the final decade of his life, during which time they had five children, provided a wellspring of love and an increased interest in sensual mythological themes.’

In a world afflicted with terrible pain and suffering it cheered me up to learn that this great artist was blessed with a long, happy, rewarding marriage. Good for him! And these images, painted late in his life, at the peak of his experience of art and life, however others may wish to interpret them, struck me as wonderfully accepting celebrations of beauty, humanity and love.

Rubens among his peers

I was struck by a quote from co-curator Dr Ben van Beneden which gives a pithy summary of three of Western Art’s Golden Greats:

‘If Raphael endowed his female figures with grace, and Titian with beauty, Rubens gave them veracity, energy and soul.’

Strong independent parrots

I noticed that one of the most powerful paintings in the final room, the Cornucopia, featured some beautifully vivid parrots pecking away at the fruit flowing from the horn, and this reminded me that the awesome painting of the Marchesa Maria Serra Pallavicino in the first room also features a parrot perched on her grand chair and bending down, twisting its neck in that inquisitive parrot way.

It occurred to me that maybe Dulwich’s next exhibition should be about ‘Parrots in Painting’. It could bring together depictions of a variety of strong, independent parrots who resist the human gaze to insist on their psittacine agency.

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Juvenal Satires

Juvenal wrote just 16 satires but they are considered among the best and most influential in Western literature. Tackling them now, for the first time, I discover that his poems are considerably more strange, gnarly and uneven than that reputation suggests, and also that the man himself is something of a mystery.

Potted biography

Decimus Junius Juvenal was probably born around 55 AD, the son of a well-off freedman who had settled in Aquinum near Monte Cassino, 80 miles south-east of Rome. According to two stone inscriptions found in the area, in 78 a ‘Junius Juvenal’ was appointed commander of a cohort and served in Britain under Julius Agricola (father-in-law of Tacitus the historian). The supposition is that this is the same Juvenal as our author, but scholars disagree. The satires contain a number of surprisingly detailed references to life in Britain which seem to reinforce this view, but…Nothing conclusive. (Introduction, pages 16 to 18)

The same inscription describes the return of this Junius Juvenal to Rome in 80, when he was made a priest of the deified Vespasian. A year later, in 81, Domitian became emperor and it is likely that Juvenal cultivated his position in society, writing verses. But in 93 a lampoon he’d written caused offence and he was exiled to Egypt (at least that’s what some scholars believe; Introduction p.18 to 20).

After Domitian’s assassination in 96, it seems that he was allowed back to Rome. Another decade passed and then, in 110-112 he published his first book of satires, containing satires 1 to 5.

  • Book 2 (published around 116 AD) consists of the long sixth satire against women.
  • Book 3 (around 120) consists of satires 7 to 9.
  • Book 4 (around 124) contains satires 10, 11, 12.
  • Book 5 (around 130) contains satires 13 to 16.

The dates of these publications are deduced from what seem to be contemporary references in some of the poems and are themselves the subject of fierce debate.

Unlike the satires of his predecessors in the genre, Horace and Statius, Juvenal’s satires contain no autobiographical information. They are hard, external, objective.

Contemporary references to Juvenal are few and far between. Martial’s epigrams contain three references to a ‘Juvenal’, the longest being epigram 18 in book 12 where Martial writes to someone named Juvenal, as to an old friend, gloating that while his friend is still living in noisy, stinky Rome, he (Martial) has retired to a beautifully quiet farm back in his native Spain. Scholars assume this is the same Juvenal, though there is no proof beyond the text itself.

The earliest satires are bitter and angry. In the later ones a change of tone is noticeable. Scholars assume this is because he went from being an utterly penniless poet, dependent on the good will of patrons handing out dinner invitations or a small portula or ‘dole’, to somehow acquiring a moderate ‘competency’. We learn from these later poems that he owned a small farm at Tivoli (satire 11) and a house in Rome where he entertained modestly. How did he acquire these? Did a grateful emperor gift them to him, as Augustus gave Horace a farm and a pension? We don’t know.

Scholars estimate that books 4 and 5 appeared in 123-5 and 128-30. It is likely that he survived the emperor Hadrian to die around 140, having lived a very long life. (Green refers to him as ‘the bitter old man from Aquinum’, p.10).

Soon after his death sometime in the late 130s, Juvenal’s work disappears and isn’t mentioned by anyone until the 4th century when he begins to be cited by Christian writers. Lactantius established the tradition of regarding Juvenal as a pagan moralist with a gift for pithy phrases, whose scathing contempt for corrupt pagan and secular society could be usefully quoted in order to contrast with the high-minded moral behaviour of the Christian believer – a tradition which was to hold true for the next 1,500 years.

Peter Green’s introduction

If you’ve read my notes on Peter Green’s translations of Ovid you’ll know that I’m a big fan of his. Born in 1924, Green is still alive, a British classical scholar and novelist who’s had a long and lively career, latterly teaching in America. Green’s translations of Ovid are characterised by a) long, chatty, informative, opinionated notes and b) rangy, freeflowing, stylish translations. Same here.

At 320 pages long, the Penguin edition of the Green translation feels like a bumper volume. This is because, with characteristic discursiveness, it starts with a 54-page introduction, which summarises all scholarly knowledge about, and interpretations of, the satires. And then each of the satires are immediately followed by 6, 7 or 8 pages of interesting, chatty notes.

I found Green’s introduction fascinating, as usual. He develops a wonderfully deep, complex and rewarding interpretation of Juvenal and first century Rome. It all starts with an explanation of the economic, social and cultural outlook of the rentier class.

Rentier ideology

At its most basic a rentier is ‘a person living on income from property or investments’. In our day and age these are most closely associated with the large number of unloved buy-to-let landlords. In ancient Rome the class system went, from the top:

  1. the emperor, his family and circle
  2. the senatorial class and their family and clan relatives
  3. beneath them sat the eques, the equestrian or knightly class

To belong to the senatorial class required a net worth of at least a million sesterces. To belong to the equestrian order required at least 400,000 sesterces.

Beneath these or attached to them, was the class Juvenal belonged to – educated, from a reputable family with maybe roots in the regional administrative class, who had come to Rome, rejected a career in the administration or the law courts, preferred to live by their wits, often taking advantage of the extensive networks of patrons and clients. Both Martial and Juvenal appear to have chosen to live like this. They weren’t rentiers in the strict sense of living off ‘income from property or investments’; but they were rentiers in the sense of not working for a living, not having a profession or trade or position in the administration.

Thus their livelihood depended on the existing framework of society remaining the same. Their income, clothes, property etc , all derived from finding wealthy patrons from the classes above them who endorsed the old Roman value and lived up to aristocratic notions of noblesse oblige i.e. with great wealth and position comes the responsibility to look after men of merit who have fallen on bad luck or don’t share your advantages i.e. supporting scroungers like Martial and Juvenal.

What Juvenal’s satires promote, or sometimes clamour for, is the continuation of the old Roman social structures and the endurance of the good old Roman (republican) virtues.

His approach to any social problem is, basically, one of static conservatism. (Introduction, p.23)

Green sums up the characteristic beliefs of the rentier class as:

  • lofty contempt for trade and ignorance of business
  • indifference to practical skills
  • intense political conservatism, with a corresponding fear of change or revolution
  • complete ignorance of the economic realities underpinning his existence
  • a tendency, therefore, to see all social problems in over-simplified moral terms (p.26)

The rentier believes that, because they are ‘good’ and uphold the ‘old values’ and traditional religion and so on, that they deserve to be rewarded with the old privileges and perks. They cannot process the basic reality of life that just being good, won’t make you rich.

And so the enemy of this entire worldview, of all its traditional values and relationships, is change, and especially economic change.

For in the century leading up to Juvenal’s time, Rome had not only transitioned from being a republic to becoming a full-blown empire but had also undergone sweeping economic changes. The old family farm, which was already a nostalgic fantasy in the time of Virgil and Horace, had long been obliterated by vast latifundia worked by huge gangs of shackled slaves.

But far more importantly, there had arisen an ever-changing and ever-growing class of entrepreneurs, businessmen, merchants, loan sharks, import-export buffs, hustlers and innovators who swarmed through the capital city, the regions and provinces. Sustained peace (apart from the disruption of the bad year, 69) had brought undreamed of wealth. Money, affluence, luxury was no longer restricted to the emperor, his family and the better-off senatorial classes, but had helped to create large numbers of nouveaux-riches. And these people and their obsession with money, money, money seemed to have infiltrated every aspect of Roman society.

It is this which incenses Juvenal and drives him to paroxysms of bile. He wants social relations in Rome to stay the same, ideally to revert to what they were in the fabled Golden Age, before money ruined everything. It is these floods of unprincipled money and the luxury, corruption and loss of traditional values which they bring in their wake, which obsess Juvenal. It expresses itself in different ways:

Money

Money is the root of all evil. It corrupts all social relationships.

Patron and client

Applied to Juvenal’s specific social position as an educated dinner-scrounger, parasite and hanger-on, he is incensed that the Grand and Noble Tradition of patron and client, which he likes to think applied some time back in the Golden Age, has now been corrupted and brought low by a flood of unworthy parasites among the clients, and the loss of all noble and aristocratic feeling among the patrons.

One of his recurring targets is the decadent aristocrat who has betrayed the upper-class code, whose money-mad, sexually profligate behaviour – adultery, gay sex, appearing on stage or in the gladiatorial arena – undermines all the old values Juvenal believes in.

Business

Green makes the excellent point that very often writers who find themselves in this position, dependent on charity from patrons, don’t understand how money is actually made. They’ve never run a business, let alone an international import-export business, so have only the vaguest sense of what qualities of character and responsibility and decision-making are required. This explains why Juvenal’s portraits of the nouveaux riches are so spiteful but also generalised. Somehow these ghastly people have become filthy rich and he just doesn’t understand how. With no understanding of the effort involved, of the changes in the Mediterranean economy or transport and storage or markets which are involved, all Juvenal has to resort to is abuse. The most hurtful spiteful sort of abuse is to attack someone’s sex life.

Sex

The thought of other people having sex is, for many, either disgusting or hilarious. Sex has always been an easy target for satirists. Conservatives like Juvenal, concentrate all their disgust at the wider ‘collapse of traditional values’ onto revulsion at any form of sex which doesn’t conform to traditional values (the missionary position between a married heterosexual couple). Hence the astonishing vituperation levelled at the vast orgy of deviant sex which Juvenal thinks Rome has become. He singles out a) deviant sex practiced by straight people, such as fellatio and cunnilingus; b) homosexual sex and in particular the stories of men and boys getting married: the way these couples (allegedly) dress up in the traditional garb of bride and groom, use the same priests reciting the traditional wedding ceremony etc, drives him to paroxysms of fury.

As so often with angry men, Juvenal’s vituperation is especially focused on the sexual behaviour of women, and indeed Book 2 consists of just one satire, the unusually long sixth satire against women. As Green points out, the focus of Juvenal’s fury is not women in general but aristocratic women for falling so far short of the noble values they should be upholding. What drives Juvenal mad is that their sexual liaisons are with men from the lower classes such as gladiators or actors. He contrasts their irresponsible promiscuity with the behaviour of women of lower classes who actually bear children instead of having endless abortions, and would never dream of performing on the stage or in the arena. There is a great deal of misogyny in the sixth satire but Green suggests that it is driven, like all his other anger, not quite by woman-hating alone but by the failure to preserve traditional values.

Immigrants

As mentioned several times, Rome saw an ‘invasion’ of new money and entrepreneurial rich. What gets Juvenal’s goat is how many of them are foreigners, bloody foreigners, coming over here, buying up our grand old houses, buying their way into the equestrian class, even running for public office, bringing their bloody foreign religions. A virulent strain of xenophobia runs alongside all Juvenal’s other rages and hates, in particular hatred of Egyptians who he particularly loathes. A recurrent hate figure is Crispinus (‘that Delta-bred house slave’, p.66) who, despite originating as a fish-hawker from Egypt, had risen to become commander of the Praetorian Guard!

Freedmen

Alongside loathing of the newly rich and foreigners goes hatred of freedmen, jumped-up social climbers who come from slave families or who were once slaves themselves! My God! What is the city coming to when ex-slaves rise to not only swanky houses on Rome’s grandest hills, but even become advisers to emperors (as Claudius, reigned 41 to 54, had notoriously let state affairs be run by a small coterie of freedmen.) Unhampered by the dignified self-restraint and lofty morality of the old Romans, these base-born parvenus often acquired immense fortunes and thrust themselves into positions of great political power.

This, of course, is precisely the type who Petronius nails with his extended description of the grossly luxurious dinner party of the upstart arriviste Trimalchio, in his Satyricon.

It was not just economic and social power: Juvenal raged against the fact that he and his shabby-genteel friends were kept out of the seats reserved for Knights at the theatre and the games, while the same seats were filled with the sons of pimps, auctioneers and gladiators! They were everywhere, taking over everything! What could any decent person do, he argues in satire 1, except write bilious anathemas of these crooks and careerists and corrupters?

Bad literature

I find it the most predictable and least amusing thread in the satires, but it is a recurring theme that literature itself has been debauched by the collapse of these values. Somehow the old world of mythology, ancient myths and legends, all the twee genres of pastoral and idyll which accompanied them, none of these are appropriate for the current moronic inferno which faces the poet.

All this is entertainingly expressed in Satire 1 which is a justification of his approach i.e. rejecting all those knackered old mythological tropes and forms (idyll, epic, what-have-you) because these are all forms of escapism, in order to write blistering broadsides against the actual real world which he saw all around him.

In other words, wherever he looked, from the details of his own day-to-day livelihood to the counsels of the highest in the land, to the private lives of pretty much every citizen of note, Juvenal was aghast that a tide of money and corruption had tainted every aspect of Roman society, destroying the old aristocratic values, undermining traditional religion, destroying family values, turning the place into an Oriental bazaar run by foreigners who have imported their filthy decadent sexual practices.

Solutions?

Do Juvenal’s 16 satires offer a solution or alternative to this sorry state of affairs? Of course not. The satirist’s job is to flay abuses not fix them. Insofar as a solution is implied by the 16 satires, it is a return to traditional old Roman values and virtues. But as with so much satire, the pleasure comes not from hopes of solutions and improvements, but from sharing the sadistic glee of the demolition. He is a caricaturist, creating a rogues’ gallery of outrageous portraits.

Juvenal does not work out a coherent critique of institutions or individuals: he simply hangs a series of moral portraits on the wall and forces us to look at them. (p.43)

Philosophy

In a similar vein, Green points out that, at moments the poems appear briefly to espouse formulas from one or other of the three main philosophies popular in Rome at the time (Stoicism, Epicureanism and Cynicism), but never enough make you think he understands or cares for them. Generally they’re referred to in order to mock and ridicule their practitioners, as in the extended passage in Satire 3 which accepts the conventional view that most philosophers are homosexual and then exaggerates this idea for comic effect.

An unstructured torrent of bile

Juvenal’s lack of any theory of society or economics, any understanding of business, his lack of any coherent philosophical framework, all these go to explain the lack of structure which critics have always lamented in the satires.

Instead of coherent argument, Juvenal is notorious for bombarding the reader with powerful, vitriolic, scabrous images in paragraphs or couplets which often bear little relation to each other. Each satire has a broad subject but, within it, Juvenal’s ‘thought’ jumps all over the place. Juvenal:

picked a theme and then proceeded to drive it home into his reader’s mind by a vivid and often haphazard accumulation of examples. He is full of abrupt jumps…and splendidly irrelevant digressions. (p.44)

He obtains his effects by the piling up of visual images, paradoxical juxtapositions rather than step-by-step development. (p.46)

A principle of random selection at work, a train of thought which proceeds from one enticing image to another like a man leaping from tussock to tussock across a bog. (p.47)

Green points out that, in addition, although we have many manuscripts of the satires, all of them contain textual problems and issues – at some points there appear to be gaps in the logic of sentences or paragraphs, some passages or lines seem to be in the wrong place.

This has made Juvenal’s satires, over the centuries, a happy hunting ground for generations of editors, who have freely cut and pasted lines and passages from where they sit in the manuscript to other places where editors think they make more sense. Editors have even made up sentences to connect two passages which contain abrupt jumps. Green in his introduction laments that this is so, but himself does it quite freely, with interesting notes explaining each of his edits.

The point is that the problematic nature of all the manuscripts only exacerbate the issue which was always there, which is that Juvenal’s poems lack the kind of logical discursive narrative you find (up to a point) in ‘architectonic’ poets such as Horace or Ovid. Instead they generally consist of illogical but fantastically angry, vivid bombardments of bile and imagery.

The best attitude in a reader, then, is not to look for cool, considered argument, which simply isn’t there; it’s to sit back and enjoy the fireworks. The pleasure is in watching a clever, learnèd man, with advanced skills in writing verse, exploding with anger and bile.

Juvenal’s style

Green mentions ‘Juvenal’s technical virtuosity; his subtle control of rhythm and sound effects, his dense, hard, verbal brilliance.’ (p.7) According to Green few Roman poets can equal his absolute control over the pace, tone and texture of a hexameter, and no translator can hope to capture the condensed force of Juvenal’s enjambed hexameters, his skilful rhythmic variations, his dazzling displays of alliteration and assonance and onomatopoeia (p.59).

He goes on to elaborate that Juvenal’s use of Latin was ‘distilled, refined, crystallised.’ Of the 4,790 words used in the satires now fewer than 2,130 occur here once only and nowhere else. His entire lifetime’s work amounts to barely 4,000 lines. Rarely has a writer’s oeuvre had less spare fat. This helps to explain the number of Juvenal’s pithy phrases which went on to become well-known Latin tags:

  • quis custodiet ipsos custodes? (satire 6) = ‘who will guard the guards themselves?’, also translated as ‘who watches the watchers?’. The original context dealt with ensuring marital fidelity by setting watchers to guard an unfaithful wife, but the phrase is now used to refer to the problem of controlling the actions of persons in positions of power
  • panem et circenses (satire 10) = ‘bread and circuses’, meaning to generate public approval, not by excellence in public service or policy but by diversion, distraction, by satisfying the basest requirements of a population
  • mens sana in corpore sano (satire 10) = ‘a healthy mind in a healthy body’, the phrase is now widely used in sporting and educational contexts to express that physical exercise is an important part of mental and psychological well-being

The 16 satires

Book 1

Satire 1: A justification for satire (171 lines)

He’s sick to death of rubbish poets declaiming the same exhausted stories about old mythology. He too has cranked out suasoria in the school of rhetoric. Why is he writing satire in the mode of old Lucilius? With Rome overrun by money and vulgarity, what else is there to do? Then gives a long list of types of social climber, frauds, embezzlers, men who rise by screwing rich old women, or pimp out their own wives, forgers carried round in litters, chiselling advocates, sneaky informers, the young buck who squandered his inheritance on horses, the lowly barber who used to shave Juvenal but is now as rich as any aristocrat, the distinguished old lady who’s an expert in poisoning. Everyone praises honesty, but it’s crime that pays.

Why, then, it is harder not to write satires, for who
Can endure this monstrous city and swallow his wrath?

Since the days of the flood has there ever been
Such a rich crop of vices? When has the purse
Of greed yawned wider?…Today every vice
Has reached its ruinous zenith…

Though talent be wanting, yet
Indignation will drive me to verse, such as I or any scribbler
May still command. All human endeavours, men’s prayers,
Fears, angers, pleasures, joys and pursuits, these make
The mixed mash of my verse.

An extended lament on the corruption of the relationship of patron and client, and all the thrusting crooks who now join the morning scrum outside a patron’s house for the ‘dole’, including many who are actually wealthy, but still scrounge for scraps. Describes the typical day of a client i.e. hanger-on, trudging round Rome after their patron, getting hot and sweaty and hungry. He rages against the greedy patron who feeds his cadgers scraps while he gorges on roast boar and peacock. One day he’ll have a heart attack but nobody will care.

He ends by saying Lucilius in his day felt confident of shared civil values to name the guilty men; in Juvenal’s day, naming an imperial favourite or anyone with pull could end you up as a burning torch illuminating the games. Better not name names, better restrict himself to using only the names of the dead, safer that way.

Satire 2: Against homosexuals and particularly gay marriage (170 lines)

The hypocrisy of bogus moralists, people who quote the great philosophers, who fill their halls with busts of the great thinkers, but don’t understand a word. Most philosophers are effete fairies. He prefers the eunuch priest of the Mother goddess, at least he’s open about it. Just recently Domitian was reviving laws about public morality while all the time tupping his niece; he forced her to have an abortion which killed her.

He has a courtesan address one such manicured, perfumed moralist for his hypocrisy, going on to say men are far worse than women; women wouldn’t dream of licking each other’s parts; accuses men of pleasuring their boy lovers ‘both ways’. She laments how most women, when they marry, have to take second place to a favoured boy or freedman.

He describes the scandalous advocate who prosecuted a case before the public wearing see-through chiffon, ‘a walking transparency’. It’s a slippery slope which leads to involvement in the secret rites of the Mother Goddess, for men only, who wear elaborate make-up, wear women’s clothing, use women’s oaths and ‘shrill, affected voices’. Throws in an insulting comparison to ‘that fag of an emperor, Otho’ who fussed over his armour in front of a mirror.

What about the young heir who went through a wedding ceremony with a trumpeter? Or the once-honourable priest of Mars who dresses up in ‘bridal frills’.

O Father of our city,
What brought your simple shepherd people to such a pitch
Of blasphemous perversion?

When men marry men why doesn’t great Mars intervene? What’s the point of worshipping him if he lets such things happen? Mind you, they can’t have children, so can’t preserve the family name (and, Juvenal appears to suggest, do try magic remedies so that the passive homosexual can get pregnant. Can that possibly be true, can ancient Romans have really thought a man can get pregnant?)

Juvenal goes on that what’s worse than holding a wedding ceremony to marry another man was that this blue-blooded aristocrat then took up a trident and net to fight in gladiatorial games. This really seems to be the most outrageous blasphemy of all, to Juvenal.

A digression to claim that nobody in Rome now believes in the ancient religion, Hades, Charon the ferryman and all that. But if they did wouldn’t the noble dead, fallen in so many battles to make Rome great, be scandalised to welcome such a degenerate aristocrat into their midst? Wouldn’t Hades itself need to be purified?

Yes, even among the dead Rome stands dishonoured.

Even the barbarians at Rome’s borders are not so debauched; although if we bring them as prisoners to Rome, they soon learn our decadent, effeminate ways and, when released, take our corruption back to their native lands.

Satire 3: Unbricius’ monologue on leaving Rome (322 lines)

His friend Umbricius is leaving Rome to go and live in Cumae. He’s jealous. He gives Umbricius a long speech in which he says he leaves Rome to fraudulent developers, astrologers, will-fixers, magicians, the go-betweens of adulterous lovers, corrupt governors, conspirators. Above all he hates Greeks, actually Syrians with their awful language, flutes and tambourines and whores. Sly slick dexterous Greeks from the islands can turn their hand to anything. These are the people who now wear the purple, precede him at dinner parties, officiate at manumissions. They can blag anyone, which explains why they’re such great actors, especially in women’s roles. Mind you, no woman is safe from a Greek man in the house, ‘he’ll cheerfully lay his best friend’s grandmother.’

This morphs into the misery of the client or hanger-on to dismissive rich men. He describes being kicked out of a prime seat at the theatre to make way for a pimp’s son, an auctioneer’s offspring or the son of a gladiator because they have more money. A plain white cloak is fine for the provinces, but here in Rome we must beggar ourselves to keep up with the latest decadent fashions.

And the misery of living in apartment blocks which are falling down or liable to fire at any moment. (Umbricius implies he lives on the third floor, as Martial does in one of his epigrams.) If your block goes up you lose everything, compared to the rich man; if his house burns down he is flooded with presents and financial aid to rebuild it from clients and flatterers and connections.

No, Umbricius advises to buy the freehold on a nice place in the country rather than a rented hovel in Rome. The worst of it is the noise at night from all the wagons wending through the winding alleyways. Insomnia’s causes more deaths among Roman invalids than any other cause. He gives a vivid description of the muddy, jostling misery of trying to get through Rome’s packed streets without being involved in some gruesome accident.

Walking at night is even worse, with the risk of being brained by a falling roof tile or drenched in slops chucked out the window by a housewife. And then the possibility of being beaten up by some bored, drunk bully. Or the burglars. Or some ‘street apache’ who’ll end your life with a knife.

So farewell Rome, he begs the author won’t forget him and, when he goes back to his home town for a break, will invite him round to celebrate a country festival.

Satire 4: A mock epic of the turbot (154 lines)

Starts off by ridiculing Crispinus for buying a red mullet for the ludicrous price of 60 gold pieces. Then morphs into a mock epic celebrating a fisherman in the Adriatic who catches an enormous giant turbot and carries it all the way to Rome to present to the emperor. This 100 lines of mock epic poetry contains a mock invocation to the Muses, extended epic similes etc. Then – and this appears to be the real point of the poem – it turns into a list of the emperor Domitian’s privy councillors, each one a crook or sadist or nark or creep.

Satire 5: Trebius the dinner-cadger (173 lines)

Is dinner worth every insult which you pay for it?

In the miserable figure of Trebius Juvenal lists the humiliations the ‘client’ must undergo in order to wain a grudging, poor quality ‘dinner’ from his patron (here called Virro), at which he will be offered the worst wine, rocky bread and humiliated by sneering slaves, served half an egg with boiled cabbage while the patron eats a huge crayfish with asparagus garnish.

Now if you had money, if you got yourself promoted to the Equestrian Order, then at a stroke you’d become Virro’s best friend and be lavished with the finest food. As it is, he serves you the worst of everything out of spite, to amuse himself. He wants to reduce you to tears of anger and frustration.

Don’t fool yourself that you are his ‘friend’. There is none of the honour of the old Republican relationship of patron and client. He simply wants to reduce his clients to the level of a buffoon, the stupidus of Roman pantomime who has his head shaved and is always being kicked or slapped by his smarter colleagues. He wants to make you an abject punchbag.

Book 2

Satire 6: Don’t marry (661 lines)

Postumus, are you really taking a wife?
You used to be sane…

Wouldn’t it be quicker to commit suicide by jumping out of a high building or off a bridge? Surely boys are better: at least they don’t nag you during sex or demand endless gifts or criticise your lack of passion.

Juvenal gives a funny account of the Golden Age, when humans lived in cave and women were hairier than their menfolk, their big breasts giving suck to tough babies. But long ago Chastity withdrew to heaven and now infidelity and adultery are well-established traditions.

Fidelity in a woman! It’s be easier to persuade her to have an eye out than keep faithful to one man! Posh women are mad for actors and entertainers. If he marries his wife will make some flute player or guitarist or gladiator father to his children.

He profiles Eppia the senator’s wife who ran off to Egypt with a gladiator, abandoning her children and her country. Then a searing portrait of Messalina, the nymphomaniac wife of Claudius, who snuck off to a brothel where, wearing a blonde wig and gilded nipples, she let herself be fucked by all-comers, all night long. A profile of Bibula who has her husband in thrall and goes on monster shopping sprees which morphs into a dig at Queen Berenice who lived for many years in an incestuous union with her brother, Agrippa of Judaea.

What point a beautiful wife if she is proud and haughty. Juvenal cites Niobe who was so vain she called down disaster on herself and her 12 children.

Modern girls doll themselves up like the bloody Greeks and express themselves with Greek language which (apparently) reeks of the bedroom.

Our provincial dollies ape Athenian fashion, it’s smart
To chatter away in Greek – though what should make them blush
Is their slipshod Latin. All their emotions – fear,
Anger, happiness, anxiety, every inmost
Secret thought – find expression in Greek, they even
Make love Greek-style.

It may be alright for schoolgirls to act this way, but Roman women in their eighties!

A flurry of sexist stereotypes: Women want money money money. They’ll take control of household spending, veto your business plans, control your friendships. She’ll force you to include her lover’s in your will.

Yet another shocking insight into Roman’s and their slaves when it’s played for laughs that a husband will order ‘crucify that slave’ and Juvenal paints it as typically feminine of a wife to want to know why, what the slave has done, before they’re hustled off to be crucified.

And the mother-in-law! She’ll egg her daughter on to every sin, adultery, spending all your money. Women are behind virtually all law suits, and insist on defending or prosecuting. And what about women athletes! And women fencers! And women who want to fight in the ring, ‘helmeted hoydens’, gladiatresses!

But bed is the place where wives are at their worst, endlessly bitching, about your boyfriends or imaginary mistresses, all the time hiding letters from her lover or making plans to visit her mother as an excuse to meet her lover. Bursting into tears if you accuse her, but quick to insist it was always an open marriage if you find her out.

What triggered all this corruption? In the good old days of relative poverty wives were too busy working, cooking, cleaning, darning to play the whore. All this wickedness is the result of a ‘too-long peace’. The world Rome conquered takes its revenge by afflicting Rome with Luxury, from which all vices spring, money – filthy lucre – leading to ‘shameless self-indulgence’.

He accuses religious festivals: the Floralia which celebrates fertility with phallus images and prostitutes; the worship of Venus; the mysteries of the Great Goddess whose frenzied worship makes women wet between the thighs, get drunk, bump and grind – then they call in the slaves to fuck them and if there aren’t any slaves, a donkey will do. The shrine of Isis might as well be called the brothel of Isis.

Gladiator trainers keep the gay ones segregated from the straight, but in a rich woman’s house queers are encouraged, man with kohl-ringed eyes, see-though clothes and hairnets. Mind you, half of them turn out to be straight after all, and well able to give your wife a good stuffing.

Juvenal accuses a specific fag of being a straight man in disguise. His friends tell him it’s best to lock up a wife and bar the doors. And here comes one of Juvenile’s most famous quotes. Yes, by all means lock up your wife and put a guard on the doors but will keep guard on the guards? ‘quis custodiet ipsos custodes?’ They, also, will be bribed by your whore wife to turn the other eye when her lover calls. Or will screw her themselves.

He profiles a generic aristocratic woman, Ogulna, who’s mad about the games and attends with a big expensive entourage, example of women who spend everything you have then get you into debt.

Then the wives who love eunuchs, if they’ve been neutered the right way they still can get erections and no worries about abortions! Especially the big bull black ones!

Women will lavish your money on music, musicians and musical instruments. The temples are packed with woman asking the gods to favour this or that performer or actor or gladiator or whatnot.

But they’re not as bad as the flat-chested busybody, who runs round town, buttonholing men, interrupting their conversations, an expert on every subject under the sun. overflowing with gossip about politics or military campaigns. Then goes off to the baths after dark, works out with weights, has a massage from an expert who oils her and makes her climax. Making her guests wait till she arrives late and proceeds to drink gallons on an empty stomach then spew it up all over the dining room tiles.

Worse is the bluestocking who holds forth about literature at dinner, comparing Virgil and Homer. God how he hates a female pedant and grammarian, always correcting your speech, ‘a husband should be allowed his solecisms in peace’.

Juvenal gives a description of the elaborate process of an upper class woman putting her make-up on, looking ridiculous in face-pack and thick creams at home, reserving her ugliness for her husband. The kind of woman who has her wool-maid or cosmetician or litter bearers flogged till they bleed while she fusses about her eye make-up or the hem of a gown.

God, the number of helpers and assistants required just to do her hair till it stands up like a ridiculous pomade.

Then a passage ridiculing the absurd requirements of foreign religious cults and superstitions, Bellona, Cybele, requiring total immersion in the Tiber, crawling across the field of Mars on your hands and knees, going a pilgrimage to Egypt. Or admires the shaven-headed devotees of the dog god Anubis who run through the streets wailing for dead Osiris. Or a palsied Jewess arrives ready to interpret the secret laws of Jerusalem.

Then the fortune tellers, Armenians and Syrians, or the Chaldean astrologers, all knowing they’ll get a credulous hearing from the rich woman of the house, the kind of woman who won’t make any decision, who won’t accompany or agree with her husband unless her astrologer says it’s written in the starts, or the augur tells her it’s written in the entrails of some chicken or pigeon or puppy.

Poor women go to the races to consult palmists or phrenologists, but at least they actually bear children, keep their pregnancies to full term. Not like rich women with their drugs to be made sterile or prompt abortions. Well, it could be worse, you could find yourself ‘father’ to a black child, obviously not yours, obviously fathered by a slave or gladiator.

If you start forgetting things, chances are you’re being poisoned by your wife. After all, emperors’ wives have poisoned their husbands and so set an example to us all! Beware step-mothers, scheming to kill the biological son and promote their boy. He cites the example of Pontia, daughter of Petronius, who is said to have poisoned her own two sons.

He doesn’t mind the old myths about women who murdered in a white hot frenzy; what he loathes is modern matrons who cold-bloodedly scheme to do away with husbands or stepsons and care about their lives less than they do about their lapdogs.

Book 3

Satire 7: The misery of a writer’s, but especially a teacher’s, life (243 lines)

Modern poets in Juvenal’s day would make a better living opening a bakery or becoming an auctioneer. The emperor (probably Hadrian who came to power in 118) has let it be known he’s looking for poets to patronise, but the run-of-the-mill writer looking for a decent patron, forget it! The modern patron begrudges funding even a small recital in an out of town hall. After all, he’s probably a poet himself and ranks his work higher than yours!

It’s a very contrast between the lofty diction the modern poet aspires to and the sordid reality of his own life, forced to pawn his coat and dishes for his next meal. Horace on the old days, and Lucan more recently, could write magnificent verse because they weren’t hungry.

He gives an interesting sketch of the poet Publius Papinius Statius and how popular his public recitals were of his great epic, the Thebaid, reeled off in his mellifluous voice. But even has to make a living by flogging libretti to the head of the ballet company. Because:

Today the age
Of the private patron is over; Maecenas and co.
Have no successors.

Does the historian make any more, slaving away in his library, covering thousands of pages? No.

What about lawyers, huffing and puffing and promoting their skills? Look closely and you’ll see a hundred lawyers make less than one successful jockey. He profiles an aristocratic advocate, Tongilus, ‘such a bore at the baths’, who is carried about in a litter by 8 stout Thracian slaves. For what’s valued in a court of law is a dirty great ring, flash clothes and a bevy of retainers. Eloquence is dead. Juries associate justice with a flashy appearance. Cicero wouldn’t stand a chance.

What about teachers of rhetoric, wasting their lives getting boys to rehash tired old topics in stale old catchphrases. Better to drop logic and rhetoric and become a singer, they get paid a fortune.

Juvenal profiles a typical nouveau riche building private baths and a cloister to ride his pampered horses round and a banqueting hall with the best marble and ready to cough up for a first class chef and a butler. But a teacher of rhetoric for his son? Here’s a tenner, take it or leave it.

Really it’s down to luck or Fortune as the ancients called her, ‘the miraculous occult forces of Fate’. Luck makes a first class speaker or javelin thrower, if Fortune favours you can rise from teacher to consul.

In the olden days teachers were respected, even Achilles still feared the rod of his tutor Chiron as he turned man; but nowadays pupils are likely to beat up their teachers who go in fear. God, why be a teacher stuck in some hell-hole cellar before dawn, working by the light of filthy oil lamps, trying to knock sense into pupils who answer back, and all for a pittance, from which you have to give a cut to the boy’s attendant to make sure he even attends lessons?

And if the pupils are awful, what about the parents? Expecting each teacher to be a 100% expert in all knowledge, buttonholing him on the way to the baths and firing off all kinds of impossible questions. All for a pittance which, nine times out of ten, you’ll have to go to court for just to get paid.

Satire 8: Family trees and ‘nobility’ are worth nothing next to personal virtue (275 lines)

What good are family trees?

What good is tracing your family back through venerable ancestors if your own life is a public disgrace?

You may line your whole hall with waxen busts, but virtue,
And virtue alone, remains the one true nobility.

And:

Prove that your life
Is stainless, that you always abide by what is just
In word and deed – and then I’ll acknowledge your noble status.

Unlike the other satires which are often strings of abuse and comic caricatures, this one has a thread of argument and logic and is addressed to a named individual, Ponticus who is depicted as preening himself on his ‘fine breeding’..

Juvenal claims nobility is as nobility does. A racehorse may come from the noblest ancestry imaginable but if it doesn’t win races it’s pensioned off to work a mill-wheel. Just so, claiming respect for having been born to a particular family is ludicrous. Instead, show us one good deed in order to merit our respect.

Lots of the most useful work in the empire, from soldiers on the frontier to the really effective lawyers in the city, are done by ‘commoners’. He is surprisingly programmatic and non-ironic in listing the virtues:

  • be a good soldier
  • be a faithful guardian
  • be an honest witness in law cases
  • be a good governor:
    • set a limit on your greed and pity the destitute locals
    • have staff that are upright and honest (not some corrupt long-haired catamite)
    • have a wife above suspicion not a rapacious harpy
  • observe the law
  • respect the senate’s decrees

This leads into a lament for the way Rome used to govern its colonies wisely, but then came ‘the conquistadors’, the looters, Anthony and his generation, and its been rapacity, greed and illegal confiscations ever since.

Then Juvenal goes on to flay aristocratic wasters, dissipating their fortunes with love of horseracing and gambling, to be found among the lowest possible company down at the docks; or reduced to acting on the stage (clearly one of the most degraded types of behaviour Juvenal can imagine). Or – absolute lowest of the low – appear in the gladiator fights and he names a member of the noble Gracchii clan who shamefully appeared as a retiarius.

This leads to a profile of the most scandalously debased of leaders, Nero, with his insistence on performing as a musician and singer onstage, not only in Rome but at festivals across Greece. Super-noble ancestry (membership of the gens Sergii) didn’t stop Lucius Sergius Catilina planning to burn Rome to the ground and overthrow the state. It was an upstart provincial, Cicero, who saved Rome. Or Marius, man of the people, who saved Rome from invasion by Germanic tribes in 102 and 101 BC.

Achievement is what counts, not family. Juvenal ends with a surprising general point, which is that the very first settlement of Rome was carried out by Romulus who then invited men to join him, men who, according to the Roman historian Livy, were either shepherds, or escaped convicts and criminals. Ultimately, no matter how much they swank, all the ‘great and noble’ Roman families are derived from this very ignoble stock.

Satire 9: Dialogue with Naevolus the unemployed gay gigolo (150 lines)

According to green some scholars think this was an early work, added in to bulk out the book. This is one explanation of why it is, unlike any of the other poems, in dialogue form. A character named Juvenal swaps dialogue with a character named Naevolus.

Juvenal starts by asking why Naevolus, previously a smart man-about-town, a pick-up artists who shagged women by the score (and their husbands too, sometimes) is now so long-in-the-mouth, pale, thin and unkempt.

Naevolus explains that his time as a gigolo has ground to an end and brought him few returns, specially since he was working for a very tight-fisted gay patron, Virro (presumably the same dinner party host who enjoyed humiliating his hangers-on in satire 5). Virro seems to have got bored of him and dumped him.

There is an extremely graphic moment when Naevolus describes how difficult it was having to stuff his hard cock up Virro’s anus, till he was ‘stopped by last night’s supper.’ Yuk.

The dialogue becomes a dialogue-within-a-dialogue as Naevolus imagines a reproachful conversation with Virro. Why does he, Naevolus, have to send his rich patron gifts on his birthday? What’s Virro going to do with his huge estates when he dies, will Naevolus get even a little cottage?

As it is Naevolus doesn’t have enough to clothe and feed his one lousy slave. Naevolus reproaches Virro that he not only had to service the fat man but his wife too!

I sired you a son and a daughter: doesn’t that mean
Anything to you at all, you ungrateful bastard?

(In the Roman context this means Naevolus has only provided Virro with heirs, but with the legal advantages of being a father.) So Juvenal interrupts to ask what Virro says in his own defence. Nothing, apparently, he’s too busy looking for Naevolus’s replacement, a mere ‘two-legged donkey’. Suddenly Naevolus gets nervous. He begs Juvenal not to whisper a word of all this, or Virro will have him bumped off, knifed or poisoned, or his house burned down.

Juvenal mocks the idea that a master can keep any secret from his slaves who will, in turn, blab to everyone they meet. There’s no such thing as secrecy in a slave society.

So Naevolus asks what Juvenal advises him to do. Juvenal replies a) there’ll always be more customers for him, b) ‘chew colewort; it’s a fine aphrodisiac.’

the poem ends with Naevolus saying he doesn’t want much, but then – surprisingly – including in his list of modest requirements a pair of brawny Bulgarian porters to carry him in a chair, a silver engraver and a portraitist, all of which seem wildly extravagant and commentators have worried about for the past 1,900 years.

Book 4

Satire 10: The vanity of human wishes (366 lines)

This is the comprehensive overview of the futility of human ambition which formed the basis for the 18th century English author, Samuel Johnson’s great poem, ‘The Vanity of Human Wishes: The Tenth Satire of Juvenal Imitated‘.

Mankind is gripped by a self-destructive urge. What man was ever guided by Reason? Any man with belongings is the toy of Fate. He invokes Democritus the laughing philosopher and Heraclitus the weeping philosopher and goes on to mockingly describe the progress of a modern consul through the streets preceded by his lictors. Democritus thought the worries of the people as absurd as their joys, the gods listen to neither. So what should we ask the gods for?

He gives Sejanus as an example, not only of Fortune turning her wheel to bring the second highest figure in the land down into the gutter, but at the fickleness of the change, since there was no legal process involved, it all resulted from one single letter from Tiberius in Capri to the Senate. And the mob? They don’t care for proof or law, they just cheer the victors and jeer the losers. They all rushed to kick Sejanus’s corpse or pull down his statues, but if Tiberius had dropped dead of a heart attack, the same mob would have been cheering Sejanus to the rafters as the new emperor. Fickle.

In the olden days, when their votes were vital for the election of consuls, praetors, governors and so on, the public took an interest in public affairs. But in 14 AD Tiberius transferred the election of magistrates from the popular assemblies to the senate, with the far-reaching consequences that Juvenal describes. After nearly a century of non-involvement, now the catchphrase is ‘who cares?’ Now there’s only two things that interest the people: bread and the games. (Another famous tag, panem et circenses in the Latin.)

No, he’d rather be the small-time governor of some sleepy backwater, with no glory but no risk, than rise to the giddy heights of a Sejanus only to be be dragged to his death. Same goes for the first triumvirate, Pompey and Crassus and Julius Caesar – lust for ultimate power took them to giddy heights and then…catastrophic fall, miserable murder.

Setting off on a tangent, Juvenal claims what everyone seeks is eloquence, the gift of swaying crowds, but look what happened to the two greatest orators of all time, Cicero was beheaded at the insistence of his arch enemy Anthony, and the great Demosthenes was forced to commit suicide.

How many national leaders thirst for glory, for the spoils of victory, for triumphs and a triumphal arch.

The thirst for glory by far outstrips the pursuit of virtue.

Vladimir Putin thinks murdering thousands of men, women and children is a price well worth paying for restoring Ukraine to the Russian motherland. Killing pregnant women is worth it to get a place in the history books. ‘The thirst for glory by far outstrips the pursuit of virtue.’

Yet countries have come to ruin
Not once but many times, through the vainglory of a few
Who lusted for power, who wanted a title that would cling
To the stones set over their ashes…

Or take Hannibal, one-time conqueror of the Mediterranean, vaingloriously vowing to capture Rome but, in the end, routed from Italy, then defeated in Africa and forced into exile to become the humiliated hanger-on of ‘a petty Eastern despot’ eventually, when his extradition was demanded by Rome, committing suicide by poison.

Same with Alexander the Great, at one point commanding the entire known world, next moment filling a coffin in Babylon. Or Xerxes whose exorbitant feats of engineering (a bridge across the Hellespont, a canal through the peninsula of Mount Athos) all led up to complete military defeat at the Battle of Salamis in 480 BC and Xerxes’ miserable return to Persia.

Juvenal makes one of his jump cuts to a completely different theme, the triumph of old age over all of us. Men start out full of hope and individuality and all end up looking the same, senile sexless old dodderers. All your senses weaken, you can no longer appreciate music, you fall prey to all kinds of illnesses.

And senility. Old men forget the names of their servants, their hosts at dinner, eventually their own families, and end up disinheriting their children and leaving everything to a whore whose expert mouth has supplied senile orgasms.

But if you live to a ripe old age, as so many people wish, chances are you’ll witness the deaths of everyone you loved, your wife, your siblings, maybe your own children. ‘Perpetual grief’ is the reward of old age. Examples from legend: Nestor outliving everyone he loved; Peleus mourning his son; if only Priam had died in his prime he wouldn’t have seen all his sons killed and his city destroyed. And Mithridates, and Croesus.

Then he turns to specific Roman examples: if only Marius had died after his triumph for defeating the Teutons instead of going on to humiliation and then tyranny; if only Pompey had died at the peak of his powers instead of being miserably murdered in Egypt.

Then the theme of beauty. Mothers wish their daughters to be beautiful and their sons handsome but beauty brings great risks and he cites Lucretia raped and Virginia murdered by her own father to keep her ‘honour’. Then handsome young men generally go to the bad, become promiscuous, sleep around, and then risk falling foul of jealous husbands. Even if he stays pure and virginal, chances are he’ll fall foul of some middle-aged woman’s lust, just look at Hippolytus and Phaedra.

Or take the case of Gaius Silius, consul designate, who Claudius’s third wife, Messalina was so obsessed with she insisted they have a public wedding, even though she was already married to Claudius, precursor to a coup. With the inevitable result that when Claudius found out he sent the Praetorian Guard to execute both Silius and Messalina. (The story is told in Tacitus’s Annals 11.12 and 26.)

Juvenal concludes the poem by answering the question he asked at the start of it, what should we pray to the gods for? Answer: nothing. Leave it to them to guide our destinies without our intervention. The gods give us what we need, not what we want. Humans are led by irrational impulses and blind desires so it follows that most of our prayers are as irrational as our desires. But if you must insist on making silly sacrifices and praying for something, let your requirements be basic and practical. Ask for:

a sound mind in a sound body, a valiant heart
Without fear of death, that reckons longevity
The least among Nature’s gifts, that’s strong to endure
All kinds of toil, that’s untainted by lust and anger…
…There’s one
Path and one path only to a life of peace – through virtue.
Fortune has no divinity, could we but see it; it’s we,
We ourselves, who make her a goddess, and set her in the heavens.

So that’s the context of another of Juvenal’s most famous quotes or tags, mens sana in corpore sano – it comes at the end of an enormous long list of the futilities of seeking long life or wealth or power or glory. It is the first and central part of Juvenal’s stripped-down, bare minimum rules for living.

Satire 11: Invitation to dinner at Juvenal’s modest place in the country (208 lines)

This starts out as a diatribe against spendthrifts, against the young heirs who take out big loans and blow it all on luxurious foods. If you’re going to host a dinner, make sure you can afford it.

This leads into an actual dinner party invitation Juvenal is giving to his friend Persicus. He lists the menu and assures him it’s all ‘home-grown produce’: a plump tender kid ‘from my farmstead at Tivoli’; mountain asparagus; eggs still warm from the nest; chicken; grapes, baskets of Syrian pears and Italian bergamots, and apples.

[This mention of the farmstead is what makes Green and other commentators deduce that Juvenal had, by this point, ceased to be the impoverished and consequently very angry satirist of the earlier works, has somehow acquired a ‘competence’ and so his tone is more mellow.]

Juvenal says even this relatively modest menu would have appeared luxury in the good old republican days, and lists various high-minded old Roman heroes (Fabius, Cato, Scaurus, Fabricius) and the tough old Roman legionaries they led, uncorrupted by luxury and money, who ate their porridge off earthenware bowls. Those were the days.

The gods were closer back then, their images made of humble baked clay, not gold, and so they warned us e.g. of the approaching Gauls.

How changed is contemporary Rome whose aristocrats demand obscene levels of luxury in food and ornamentation. Nothing like that for Persicus when he comes round, there won’t be a pupil of Trypherus’s famous school of cuisine where students are taught the correct way to carve antelope, gazelle and flamingo!

His slaves, likewise, are honest lads dressed practically for warmth, a shepherd’s son and a ploughman’s son, not smooth imported Asiatics who can’t speak Latin and prance around in the baths flaunting their ‘oversized members’.

[Green notes that the Roman historian Livy dates the introduction of foreign luxuries to the defeat of the Asiatic Gauls in 187 BC. Whereas Sallust thought the introduction of corrupt luxury dated from Sulla’s campaign in Asia Minor in the 80s BC. Whatever the precise date, the point is the author always thinks things started to go to hell a few generations before their own time.]

And don’t expect any fancy entertainment like the Spanish dancers who wiggle their bums to arouse the flagging passions of middle-aged couples, no such obscene entertainment in his modest home, no, instead he’ll have a recitation of Homer or Virgil.

Like Horace, Juvenal tells his guest to relax. Discussion of business is banned. He won’t be allowed to confide his suspicions of his wife who stays out till all hours, or the ingratitude of friends. ‘Just forget all your troubles the minute you cross my threshold.’

Let all Rome (the Colosseum seated 300,000 spectators) go to the Megalesian Games (4 to 10 April) and cheer the Blues and the greens (chariot racing teams) and sweat all day in an uncomfortable toga. Juvenal prefers to let his ‘wrinkled old skin’ soak up the mild spring sunshine at his nice place in the country.

Satire 12: A storm at sea (130 lines)

The first 20 or so lines describe to a friend a series of sacrifices Juvenal is going to make, and the even bigger ones he wishes he had the money to make. Why? To celebrate the safe arrival in harbour of a dear friend of his, Catullus (not the famous poet, who died 170 years earlier, in 54 BC).

Juvenal gives a vivid description of a storm at sea, ending with the sailors seeing ‘that lofty peak so dear to Ascanius’ in diction which evokes Virgil’s Aeneid with no irony or mocking. And he’s just as sincere when he returns to describing how he’ll burnish his household gods, make oblations to Jupiter, burn incense and so on.

Up to this point this combination of devout piety and picturesque description are very much not the viciously angry Juvenal of the Roman streets that we are used to. But in the final 30 or so lines Mr Angry reappears a bit, to make the distinction between his genuine, devout sacrifices and those of legacy hunters and it turns into a stock diatribe against this class of parasites who seek out the wealthy but childless and do anything, including making extravagant sacrifices for them when they’re ill, in the hope of being included in their wills. May all their tricks and scams work but ‘May they love no man and be loved by none.’

[Incidentally, this last section has a passage about elephants, saying the legacy-hunters would sacrifice elephants if they could but none live naturally in Italy except for those of the emperor’s personal herd, near modern Anzio. Elephants are mentioned in quite a few Juvenal poems. At some level they fascinated him, maybe because they’re the biggest animal and so attracted a poet interested in extremity and exaggeration.]

Book 5

Satire 13: The futility of revenge, the pangs of a guilty conscience (249 lines)

On putting up with life’s vicissitudes. Juvenal reproaches someone called Calvinus for making a big fuss and going to court about a loan not being repaid. Doesn’t he realise the age he’s living in? Honour long since departed. It’s not like it was back in the good old days, in the Golden Age when there were only a handful of gods who dined modestly, back in those days youth respected the elderly, everyone was upstanding and dishonesty was vanishingly rare. The decent god-fearing man is a freak like the sky raining stones or a river issuing in milk.

While guilty people, whether they believe in the gods or not, tell themselves they’ll be OK, the gods won’t get round to punishing them yet and so on. In fact many make a histrionic appeal to the gods to vouchsafe their honesty, banking on ‘brazen audacity’.

Juvenal mentions the three philosophies current in his day, Cynicism, Stoicism and Epicureanism, only to dismiss them all. Instead he mocks Calvinus for making such a fuss about such a common, everyday bit of dishonesty and goes into a list of far worse crimes starting with the temple robbers who steal devoted statues or plate and melt them down or sell them off. Think of arsonists or poisoners or parricides. If you want to find the truth about human nature you should visit a courtroom.

Many unusual things are taken for granted in the appropriate context, for example big breasted women in Upper Egypt or blonde, blue-eyed men in Germany, or pygmies in Africa. Well, so does this kind of embezzlement or fraud feel completely at home in its natural setting, Rome. What’s the point of pursuing his legal vendetta. Rise above it.

Benign
Philosophy, by degrees, peels away our follies and most
Of our vices, gives us a grounding in what’s right or wrong.

[This is surprisingly reflective and thoughtful of Juvenal, supporting the thesis that the poems are in chronological order and the later ones reflect middle-age and having come into some property and generally stopped being so vitriolically angry at the world.]

He goes on to say that paying off scores is for the small-minded. Anyway, people who break laws and commit crimes are often punished most of all in their own minds, by their own guilt. ‘The mind is its best own torturer.’ He gives examples of people who suffered the pangs of conscience but what’s striking is:

  1. how didactic he’s become; instead of depicting bad behaviour with satirical glee, now he’s lecturing the reader on good behaviour
  2. how much he sounds at moments like a Christian, preaching about the power of conscience; when he says that he who meditates a crime is as guilty as he who commits one, he sounds like Christ (‘I tell you that everyone who gazes at a woman to lust after her has committed adultery with her already in his heart.’ Matthew 5. verses 27 to 28)

The guilty man is wracked with conscience, can’t eat or drink or sleep. In fact it turns into a vivid proto-Christian depiction of the miseries of Guilt, interpreting the weather as signs from God, the slightest setback as punishment, the slightest physical ailment as payback.

Satire 14: The disastrous impact of bad parenting (331 lines)

Again this satire has a direct addressee, Fuscinus. Juvenal takes the theme that parents hugely influence their children, generally for the worse. ‘Bad examples are catching.’ By the time he’s seven a boy’s character is fixed for life. He gives examples of terrible parents starting with ‘Rutilus’ who is a sadistic brute to his slaves.

[As with so much Roman literature, the examples of brutality to slaves tend to eclipse all the subtler argumentation: here, Rutilus is described as ordering a slave to be branded with a red-hot iron for stealing a couple of towels.]

Or the girl who’s brought up into a life of adultery and sexual intrigues by her mother. We are all corrupted by examples of vice in the home. This is a spur to good behaviour – that our bad behaviour is quickly copied by our children.

All this turns into a surprisingly preachy lists of dos and don’ts and turns into almost a harangue of bad parents, telling them to set better examples.

For some reason this leads into a short passage about the Jews who Juvenal sees as handing on ridiculously restrictive practices, circumcision and avoiding certain foods, along with taking every seventh day off for idleness, to their children. So Judaism is taken as an example of parents handing down bad practices to their children in an endless succession.

Then a passage attacking misers, characterising them especially by their recycling scraps of leftover food at revolting meals. And insatiable greed for more land, the kind of men who won’t rest till they’ve bought up an estate as the entire area cultivated by the first Romans. Compare and contrast with pensioned off Roman legionaries who are lucky to receive 2 acres of land to support themselves and their families.

then he invokes the old mountain peasants and the wisdom of living simply and plainly on what a small parcel of land provides. [This strikes me as straight down the line, entry level, the good old days of the Golden Age clichés, such as centuries of Roman writers had been peddling.]

The logical corollary of praising the simple lives and virtues of his farming forefathers, is dislike and contempt for the vices of luxury which are attributed to foreigners, especially from the exotic East.

[I always thought Edward Said, in his lengthy diatribe against ‘Orientalism’, should have started not in the 18th century, but 2,000 years earlier, with the ancient Greeks writing pejoratively about oriental despotism (with Persia in mind), a discursive tradition which was handed on to the Romans who also associated decadence and luxury with the East (Cleopatra of Egypt, Mithridates of Pontus and so on), centuries of stereotyping and anathematising the East and the Oriental to which Juvenal adds his own contribution and which was merely revived, like so much other ancient learning, in the Europe of early modernity – xenophobic clichés and stereotypes which were dusted off and reapplied to the Ottoman Empire.]

Juvenal then gives an interesting portrait of the ambitious father of a modern youth, recommending all the ways he can get on and rise in the world, studying to become a lawyer, or aiming for a career in the army, or becoming a merchant. Juvenal reprimands this made-up figure, telling him to lay off inculcating greed and deceit quite so early; his kids will learn it all by themselves in good time. ‘But’, claims the made-up father, ‘I never taught my son his criminal ways!’ Yes, replies Juvenal, but you taught him the principles of greed at an early age, and all the rest follows. You set the spark, now watch the forest fire rage out of control.

And you’ll have created a peril for your own life. For such a greedy offspring will grow impatient to see his parent snuff it so he can inherit his patrimony.

In the final passage he compares the life of a merchant with that of a tightrope walker at the circus and says watching greedy merchants trying to juggle their many deals is far more entertaining. He mocks harbours packed with huge merchant ships, prepared to go to the ends of the earth and beyond to make a profit.

Juvenal goes so far as to say these far-trading merchants are mad, as mad as mad Ajax at Troy, mad to risk his life and fortune and for what? Little silver coins printed with someone else’s head. One minute he’s at the prow of his mighty ship, laden with precious cargo; next moment it’s sunk in a storm and he’s clinging to the wreckage. Only a madman would commit his life and wealth to capricious Fortune and then…he’s a beggar in the streets, waving an artist’s impression of the storm which ruined him at passersby. Right at the end he cites Diogenes the Cynic, who abandoned all earthly possessions in order to have a calm mind. Compared to the merchant who risks losing everything and even drowning at sea:

The tub of the naked Cynic
Diogenes never caught fire: if it broke, he could pick up another
The following day – or put some lead clamps in an old one.
Alexander perceived, on seeing the tub and its famous
Occupant, how much happier was the man who desired nothing
Than he whose ambitions encompassed the world, who would yet
Suffer perils as great as all his present achievements.

And he concludes with another straight, unironic recommendation of the bare minimum required by philosophers and the old Roman tradition, in phrasing very similar to the barebones advice at the end of satire 10.

If anyone asks me
Where we’re to draw the line, how much is sufficient, I’d say:
Enough to meet the requirements of cold and thirst and hunger
As much as Epicurus derived from that little garden,
Or Socrates, earlier still, possessed in his frugal home.

Satire 15: In praise of kindness (174 lines)

Addressed to Volusius of whom we know nothing. The poem opens by reviewing the fantastical beliefs of the Egyptians in their animal gods, then takes a comic view of Odysseus’s telling of his adventures at the court of King Alcinous whose guests, if they had any sense, would dismiss such a pack of lies.

The point of this introduction is to contrast fantastical myths and legends with what Juvenal now intends to tell us about which is a real-life atrocity which happened in the recent past. In fact, Peter Green in a note tells us it took place in 127AD. Juvenal goes on to describe the rancorous feud which broke out between the neighbouring towns of Ombi and Tentyra (real neighbouring towns in ancient Egypt).

the fighting becomes savage, involving thousands. One of the leading Ombites stumbled, fell and was immediately seized by the Tentyrans who tore him to pieces and ate every morsel. This gives rise to a digression about cannibalism practiced by the Spanish in the besieged town of Calagurris who were reduced by starvation to eating human flesh. Then onto the Tauri in Crimea who worshipped Artemis by making human sacrifices of travellers who fell into their hands.

But the Tauri don’t actually eat the victims they kill and the Spaniards had the excuse of starvation. nothing excused the horror of contemporary men tearing each other to pieces and eating each other’s raw bodies. It triggers an outburst of virulent xenophobia.

And then, to our complete surprise, Juvenal turns mushy. Describing these horrors turn out to have been preparation for a hymn to tenderness and kindness.

When nature
Gave teas to mankind, she proclaimed that tenderness was endemic
In the human heart: of all our impulses, this
Is the highest and best.

We weep at funerals of children, or to see adolescents in court cases. ‘What good man…thinks any human ills outside his concern?’

It’s this
That sets us apart from the dumb brutes, it’s why we alone
Have a soul that’s worthy of reverence, why we’re imbued
With a divine potential, the skill to acquire and practice
All manner of arts…

Who are you, O wise Stoic teacher, and what have you done with the angry, fire-breathing Juvenal?

When the world was still new, our common Creator granted
The breath of life alone, but on us he further bestowed
Sovereign reason, the impulse to aid one another…

Juvenal identifies this God-given sovereign reason with everything noble and altruistic in man, proof of his difference from the animals and that he has a soul. This makes him a Stoic, doesn’t it?

Then, right at the end, the poem returns to the disgusting story of the Egyptian torn apart and eaten raw, and laments that man, blessed with all these gifts, creates swords and spears, man alone of the animals, goes out of his way to kill and massacre his own kind.

Satire 16: The military life (60 lines; incomplete)

The final satire in the series is incomplete. It is addressed to one Gallius, about whom nothing is known. Were all Juvenal’s addressees fictional or real people? No-one knows.

the poem obviously set out to ironically praise the great advantages of the soldier’s life. First is that you can beat up anyone you like and either be too intimidated to take legal action against them or, if you do, you’ll end up in a military court where the judge and jury will find for the soldier and you’ll end up being beaten up a second time.

Next advantage is that, whereas most people caught up in law suits have to endure endless delays and adjournments, a soldier will get his case seen straightaway. Plus, if you earn money as a soldier it is exempt from control by your father (which other earnings aren’t). The reverse; doddering old fathers court their sons to get a cut of their pay…

Here the poem simply breaks off. Scholars speculate that Juvenal died before he completed it. or maybe the emperor Hadrian censored this mocking of the Roman army. But Green sides with the Juvenal expert, Gilbert Highet, who thinks the earliest version of the manuscript, from which all surviving manuscript copies derive, early on lost its final few pages.

Common tropes

1. Juvenal’s position really is based on a profound belief that the olden days were best, the Golden Age of Saturn, when Rome’s ancestors lived in mud huts and farmed small allotments, and lived frugally, and taught honour and respect to their sons and daughters.

Mankind was on the decline while Homer
Still lived; and today the earth breeds a race of degenerate
Weaklings, who stir high heaven to laughter and loathing.
(Satire 15)

2. The logical corollary of thinking his primitive ancestors knew best is Juvenal’s virulent xenophobia, blaming Rome’s decline into luxury and decadence on the corrupting wealth and example of foreigners, especially the tyrannies of the East (note p.238).

3. As usual, I am left reeling by the casual way he describes the brutal, savage, sadistic treatment meted out to Roman slaves. Branded with a red-hot iron for stealing a few towels, crucified for speaking out of turn, horse-whipped for trivial mistakes serving dinner. What a brutal, cruel, inhumane society. ‘Cato, in his Res Rustica, recommends the dumping of worn-out horses’ harnesses and worn-out slaves in the same breath,’ (p.276)

Thoughts

Very simply, Juvenal is the Lionel Messi of satirists, producing high-octane, intense, bitterly angry and often very funny masterpieces of the genre.

Second thought is that Augustus had Ovid exiled, supposedly for the amorality of his ‘Art of Love’ which is a guide for pick-up artists. How things had changed a hundred years later when Juvenal not only mentions the places to hang out if you want to pick up women (or boys) but goes way, way beyond Ovid in his depiction of a pungently promiscuous society with, apparently, no consequences from the powers that be.

Summary

Final thought is that this is another brilliant volume from Peter Green, containing not just a zingy, stylish translation from the Latin but also long and fascinating introduction, and then encyclopedic notes which are full of fascinating titbits of information, opinion and insight. Of course most editions of ancient texts have notes, but Green’s are distinguished by their length and engaging chattiness. Here’s a random selection of brief but typical nuggets:

  • Women swore by Juno. (page 83)
  • After the sack of Jerusalem by Titus in 70 AD many Jews made their way to Rome and eked out a living as fortune tellers or beggars. (99)
  • No wheeled traffic was allowed in Rome for ten hours after dawn, so the city was incredibly noisy all through the night as farmers and merchants drove their carts through the narrow cobbled streets. (102)
  • Any of the (six) vestal virgin caught having sex was buried alive. (111)
  • Nine days after a funeral, offerings of eggs, salt and lentils were left on the grave of the deceased. (125)
  • It is hard to realise the influence which the Roman ballet (or pantomimus) exerted on Roman citizens. It was not only immensely popular but formed a centre for violent factions like those of the chariot races and sometimes led to riots and bloodshed. (153)
  • The secret rites of the Bona Dea were held at the home of one of the consuls. It was attended by women only. The house owner and all male slaves had to leave the premises. Even statues or images of men were covered up to protect the secret ceremonies. (156)
  • Eclipses of the moon were said to be caused by witchcraft. Beating pots and pans was said to put the witches off their wicked spells. (158)
  • A lawyer who won a case could advertise the fact by hanging palm branches outside his door.
  • People who survived a shipwreck often commissioned a painting of the event either to hang in a temple as an offering or to display to passersby in the street, if they were begging. (246)
  • the emperor kept a herd of elephants on a ranch at Laurentum, near Ardea. (248)

Among his many fascinating comments, one theme stood out for me:

Useless natural history

It’s odd that 2,000 years of writers or scholars in the humanities continue to quote, praise or base their writings on the literature or philosophy of the ancient world, when the ancients’ knowledge of the natural world, the world around them, its geology, and geography, and weather, and all the life forms we share the planet with, was fantastically ignorant.

As Green points out in a note, it is staggering that all the ancient authors whose writings have survived held ludicrous and absurd beliefs about animals and nature which you’d have thought the slightest actual observation by any rational adult would have disproved in a moment (note, page 238).

No, elephants do not get rid of their over-heavy tusks by thrusting them in the ground (satire 11). No, sparrows are not more highly sexed than other birds (satire 9). No, cranes flying south do not engage in pitched battles with pygmies in Ethiopia (satire 13). No, stags do not live to over 900 years old (satire 14).

‘A collector of natural history fallacies would do quite well out of Juvenal’ (note, page 291).

It is testament, maybe, to the way their culture preferred book learning to even the slightest amount of actual observation. And on a par with their credulous belief in no end of signs, omens and portents. Not only are these reported in all the histories as preceding momentous occasions but most official ceremonies in Rome, including whether to do battle or not, depended on the reading of the weather or flight of birds or entrails of sacrificed animals. It was an astonishingly credulous culture.

Only with Francis Bacon in the 1600s do we have an author who bravely declares that we ought to throw away most ancient ‘learning’ and make our own scientific observations about the phenomena around us. Such a long, long time it took for genuinely rational scientific method to slowly extract itself from deadening layers of absurd and nonsensical ‘learning’.


Credit

Sixteen Satires by Juvenal, translated by Peter Green, was published by Penguin Classics in 1967, then reprinted with revisions in 1973. Page references are to the 1982 paperback edition.

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Roman reviews

Martial Epigrams

Readers and listeners like my books,
Yet a certain poet calls them crude.
What do I care, I serve up food
To please my guests, not fellow cooks.
(Book 9, poem 81)

The first thing you discover in the 1964 Penguin Classics paperback edition of Martial’s epigrams, as translated by James Michie, is that this is very far from being a complete edition, in fact it represents only about ten per cent of Martial’s total output.

Martial biography

Martial’s full name was Marcus Valerius Martialis, the cognomen ‘Martialis’ indicating that he was born in March. He was born about 40 AD in the Roman province of Spain and came to Rome around 63, during the reign of Nero. Here, apparently, rather than embark on the cursus honorem or sequence of recognised public offices (quaestor, praetor, aedile, consul) or undertake a recognised profession such as lawyer and advocate, Martial preferred to live by his wits, making himself a witty entertainer and dinner party companion to rich patrons.

Amazingly, Martial seems to have been able to support himself this way for 35 years until he retired back to Spain about 98. (12.18 is a good-humoured song of praise to the simple life back in his home town far from the rigours of Roman life, apparently addressed to his friend, Juvenal the satirist.)

During all those years Martial was dependent on his wealthy friends and patrons for gifts of money, for his dinner, and even for his dress. According to the Encyclopedia Britannica, in his earlier career he used to accompany his patrons to their villas at Baiae or Tibur and to attend their morning levées. Later on, he owned a own small country house near Nomentum, and sent a poem, or a small volume of his poems, as his representative to the morning levée. He cultivated patrons far and wide and was especially proud at being invited to dinner with Domitian.

And yet, God, it was a shabby, humiliating and tiring sort of life, as his later poems convey:

Have mercy on me, Rome, a hired
Flatterer desperately tired of flattery…
(10.74)

Martial is best known for his twelve books of epigrams, published in Rome between 86 and 103, during the reigns of the emperors Domitian (81 to 96), Nerva (96 to 98) and Trajan (98 to 117). Martial wrote a rather terrifying total of 1,561 epigrams, of which 1,235 are in elegiac couplets. This Penguin selection contains only about 150 of them. A notable feature of the Penguin edition is that it contains the Latin original next to Michie’s translation of it (although this seems to be standard practice; the much more recent Oxford University Press selection does the same).

What is an epigram?

“An epigram is a short, pithy saying, usually in verse, often with a quick, satirical twist at the end. The subject is usually a single thought or event.” (Academy of American Poets)

It derives from the Greek epigraphein, meaning ‘to write on, to inscribe’ and originally referred to the inscriptions written on stone monuments in ancient Greece. Slowly the term became separated from the act of inscription and by 300 BC referred to any brief, pointed poem, generally about or addressed to someone.

In his 1,500 epigrams Martial is widely agreed to have taken the form to its highest point and every proponent of the epigram for the following 2,000 years to some extent echoes or copies him.

Two texts preface the selection, a 2-page translator’s note by James Michie and an 8-page introduction by scholar Peter Howell.

Translator’s note

In his translator’s note, Michie says the selection is not intended as ‘Martial’s greatest hits’. Rather, the entries were selected to demonstrate Martial’s variety. The texts of the twelve books of epigrams which have come down to us were not arranged logically or thematically, but to ‘reflect the odd juxtapositions of life itself’.

Thus a scatological squib is followed by a deeply felt epitaph (for his 6-year-old slave, Erotion mentioned twice, in 5.34 and 10.61; for the dexterous slave boy Pantagathus, 6.52; or for Pompey the Great, 5.74); contrived panegyrics to Domitian (for liking his poems 4.8; for having impressive fish 4.30; for widening Rome’s roads, 7.61) next to scabrous abuse of someone with bad breath (1.87); a pornographic poem about buggery (1.46) next to a poem lamenting the fickle condition of the dinner party hanger-on (2.27); extended descriptions of a country house (4.64) next to a vivid description of a sumptuous dinner (5.78); corruption at the chariot races (6.46) next to comic behaviour at a slave auction (6.66); insults to a rival poet (7.3) next to a jokey profile of a woman who seems doomed to marry only effeminate men (7.58); a bitter complaint against a noisy schoolmaster whose shouts wake him up early (school lessons started at dawn; 9.68) next to a shrewd criticism of a friend who’s always complaining the world is going to hell (9.70); a fond poem to a friend who’s mean and stingy but makes up for it by being a wonderful farter (10.15) next to the anecdote of the retired boatman who used his boat, filled with rocks, to plug a gap in the Tiber banks (10.85); a comic portrait of the superthief Hermogenes (12.28) next to a short but heartfelt summary of the Good Life (10.47). Variety.

There are a lot of poems about heirs and hangers-on waiting for the elderly to snuff it so they can inherit their money, a lot of anxiety about who cranky old people are favouring in their wills that’s reminiscent of Dickens:

If you were wise as well as rich and sickly
You’d see that every gift means, ‘Please die quickly!’
(8.27)

Or:

She longs for me to ‘have and hold’ her
In marriage. I’ve no mind to.
She’s old. If she were even older,
I might be half inclined to.
(10.8)

(In his fascinating introduction to the Penguin Classics edition of Juvenal’s satires, Peter Green says this was an obsessive subject for authors of this generation. Professional legacy hunters were called captatores and he reminds me that an entire chapter of Petronius’s Satyricon describes a visit to a town entirely populated by legacy hunters.)

There’s a recurring theme criticising the kind of affected connoisseur who dismisses the moderns and only values ‘the Classics’, a type the elegiac poets also despised:

Rigidly classical, you save
Your praise for poets in the grave.
Forgive me, it’s not worth my while
Dying to earn your critical smile.
(8.69)

Michie devotes half his note to an impressionistic prose summary of the cumulative portrait of late-first century Roman locations and people which Martial’s epigrams depict, the Rome of:

shops, amphitheatres, law courts, lavatories, temples, schools, tenements, gardens, taverns, and public baths, its dusty of muddy streets filled with traffic, religious processions, , and never-ending business, its slaves, millionaires, prostitutes, philosophers, quacks, bores, touts, dinner-cadgers, fortune-hunters, poetasters, politicians and layabouts. (Introduction, page 9)

Michie makes the point that the epigrammatist, rather like the satirist, has to pretend to be angry and full of bile, but that a cumulative reading of Martial makes you suspect this was just a pose – or the kind of sentiment appropriate to the genre. For, as you work through these scores of short sharp vignettes, what actually comes over is Martial’s ‘great capacity for fun and for friendship, and an evergreen curiosity about people’.

Michie doesn’t mention Chaucer, but Martial shares Chaucer’s fascination with the huge diversity of real people of his time, their names and occupations, and shapes and sizes and ages and habits and mannerisms and verbal tics and sex lives and businesses. Thus a poem about typical scenes through the hours of the day:

The first two hours of the morning tax
Poor clients; during the third advocates wax
Eloquent and hoarse; until the fifth hour ends
The city to her various trades attends;
At six o’clock the weary workers stop
For the siesta; all Rome shuts up shop
At seven; the hour from eight to nine supplies
The oiled wrestlers with their exercise;
The ninth invites us to recline full length,
Denting the cushions. At last comes the tenth…
(Book 4, poem 8)

Michie also doesn’t mention Baudelaire, but you could draw the comparison between the French poet’s fascination with the endlessly teeming life of Paris, and Martial’s endless snapshots of life in what was, at the time, the biggest city in the world, with its extremes of poverty and luxury, power and enslavements, stinks and smells and endlessly fascinating inhabitants. Maybe the thronged novels of Balzac are a better comparison and, in England, Dickens.

Introduction

The introduction is written by historian and editor of Martial, Peter Howell, who makes a number of points:

Spanish writers

Martial was one of a generation of talented writers who hailed from the fully Romanised province of Hispania, which included Seneca the Elder and Younger; the latter’s nephew, Lucan; Quintilian; and Columella.

A career choice

In their writings both Martial and Juvenal give the impression that they were forced by a social system which made if impossible for middle-class, well-educated men to earn a living by respectable means to become the hangers-on and flatterers of the rich, living from hand to mouth. But this was largely false. Friends urged Martial to take up the law or stand for public office, but he turned down both options.

Patrons and clients

The relation of patron and client evolved during the history of Rome. At the beginning it meant the relationship between a full Roman citizen and foreigners who wanted favours done for them within the legal and political system. By Martial’s time a wealthy, well-connected patron prided himself on having large numbers of dependents, clients or hangers-on. The client acquired protection (for example, from lawsuits) and welfare (most often in the form of being invited to lavish dinners) but in return the patron claimed the client’s support, in law courts, at election time, at social events, and their general flattery at all times:

Labullus, I court you,
I escort you, I support you
By lending an ear to your chatter,
And everything you say or do I flatter…
(11.24)

Clients were expected to be at their patron’s house early in the morning to greet them, then accompany them on their day of social duties, at the end of the day receiving maybe a little cash, preferably an invite to dinner. (See poem 2.27 quoted below.)

Hence the many poems Martial writes about the lamentable plight of the humiliated client and the expressions ‘parasite’, ‘dinner cadger’ and ‘hanger-on’ which Michie uses to describe this social type, known in Latin (and in Roman theatre) as the parasitus.

For hours, for a whole day, he’ll sit
On every public toilet seat.
It’s not because he needs a shit:
He wants to be asked out to eat.
(11.77)

The parasite as poet

Martial was a cut above the average parasitus because he quite early became famous as a poet. The earliest surviving work of his is called Liber Spectaculorum, written to celebrate the opening of the Flavian amphitheatre (what came to be called the Colosseum) in 80 AD. But it was the terse, witty epigrams which he appeared to be able to knock out at will, many either flattering a specific client or appealing to their sense of humour, which kept him in free dinners for 35 years.

How Roman authors made money

A Roman author didn’t make money by selling copies of a work. Copies had to be written out by hand and so remained limited in number. Instead there appear to have been two sources of income for an author:

  1. Dedicate your work to a patron who would respond in kind with gifts – the ultimate patron being the emperor, the classic example being Augustus who worked through his minister, Maecenas, to give both Virgil and Horace gifts of property, land and slaves which made them comfortable for life.
  2. It seems that some notable ‘publishers’ would pay an author for the privilege of having first dibs at copying a work they estimated would be popular and which they could guarantee selling copies of.

Thus by the time he came to publish what is conventionally known as Epigrams Book 1, in about 85, Martial must have been writing poetry for about 20 years and so is able to refer to himself as well known, even if all the other works he was known for, appear to have disappeared.

A Roman book

When all these authors refer to what is translated into English as ‘a book’, they mean a cylindrical roll of papyrus whose ends were often smoothed with pumice-stone and the whole roll wrapped in vellum (note, page 192). The wooden stave round which the papyrus was wrapped often had carved knobs at each end to secure the roll and make it easier to handle. The back of the papyrus was dyed yellow with cedar oil to preserve it from mould and moths (note, page 196). According to poem 1.117 a ‘book’ of Martial’s cost 5 dinarii.

Reasons for Martial’s popularity

Most contemporary poetry was long and long-winded, written about stock mythological subjects in elaborate and stylised verse. Thus Virgil’s Aeneid gave rise to poets who tried to ape his success with long epics such as Valerius Flaccus, Statius and Silius Italicus.

By contrast Martial developed a form which was not just short but very short, but which managed to create drama in a very small number of lines (sometimes as few as two lines). Despite their shortness the epigrams, when collected into books, were arranged to offer a pleasing sense of variety and range.

Martial’s epigrams are sometimes contrived in the sense of carefully structured to make a joke or damning point; but never contrived in the sense of striving to be grand and pompous. They are never pretentious.

No real people are skewered

The short poems of Catullus are packed with gleeful abuse of real individuals. The satires of his friend and contemporary, Juvenal, very much flay real life individuals, albeit under pseudonyms. But Martial, scathing though some of them may be, categorically states that he has not satirised any real people, even under fictitious names. Hence the large number of characters in the poem named Flaccus and Labulla and Lesbia and Cinna and Galla and Postumus. They’re just bland common names used as pegs for the jokes.

Obscenity

Many of the poems are what used to be called ‘obscene’ and still was at the date of this translation (1964). In one of the first poems he uses the same argument that Catullus and Ovid had, namely that although his verse may be pornographic his life is pure.

Roman sexual attitudes

The attitude towards sex that emerges from Martial is one of cheerful permissiveness but not wild and orgiastic promiscuousness. (Introduction, p.16)

Sex is acceptable (unlike in, say, Victorian England) and prostitution is widespread. Adultery is theoretically forbidden but in practice also widespread. Homosexuality and bisexuality are regarded as natural, especially with teenage boys. The active role in male gay sex was through acceptable but for an adult man to take the passive role was more shameful. Poem 12.75 is an amusing squib listing all the types of gay boys he’d prefer to ‘some bitch/Who’d make me miserably rich’ (12.75). The poem about the woman who weighs men’s penises erect and flaccid (10.55) is amusing but the long one complaining that his ‘wife’ isn’t sexually adventurous enough is genuinely funny because so outrageous (11.104).

Domitian

Howell entertainingly speaks up for the emperor Domitian (reigned 81 to 96). He says that Domitian had (as of 1964) the reputation of a Hitler (!) but claims this is the result of the works of Tacitus, Juvenal and ‘other biased writers’. Apart from his paranoid vendetta against the senatorial class (which Tacitus and Juvenal and the other biased writers wrote for) Howell claims Domitian’s rule was for everyone else ‘calm and prosperous, marked by beneficial social and moral legislation’ (p.16).

But Domitian liked Martial and awarded him the privileges of a father of 3 children although Martial was never, as far as we know, actually married and had no children. Hence Martial’s numerous poems sucking up to Domitian (as Virgil and Horace and Ovid shamelessly sucked up to Augustus) (I especially like the panegyric to the imperial fish, 4.30); although Howell disapproves of how, following Domitian’s assassination in 96, Martial quickly knocked off poems saying he’d never liked him anyway and praising the new regime.

Rhyming couplets

The great majority of Martial’s poems were written in elegiac couplets, one hexameter followed by a pentameter, such as we’ve encountered in all the elegiac poets (Tibullus, Propertius, Ovid). The most important single thing about Michie’s translation is he chooses to translate every poem he selects into rhyming couplets, quatrains or other rhyming forms. The precise metre varies from poem to poem, but pretty much all of them rhyme.

It’s a bold decision. It aligns Michie’s versions with the rhyming couplets of the Augustan Age of English verse, very roughly from the 1680s to the 1750s. On the upside rhyme in English poetry creates opportunity for humour and often prompts the author to ingeniously amusing collocations. Rhyme is associated with limericks and light verse of all types. On the down side, ‘serious’ modern poetry abandoned rhyme around the time of the First World War so the solid use of rhyme for all the translations signals and lack of…a lack of seriousness or depth, which, from what both Howell and Miche say about Martial, is maybe not appropriate in every instance.

The epigrams

There are all kinds of ways of grouping and categorising them, starting with the 12 books which Martial himself used as a structuring device. Very broadly there are two types of Martial epigram – ones you ‘get’, which have an appealing twist or sting or point which you can understand; and those which don’t have such an obvious payoff, which presumably made sense in their time but seem flat or pointless or even incomprehensible to us today, even with extensive notes. If a joke needs extensive notes to explain it, it isn’t a very good joke.

Themes

The poet as celebrity and showman

May I present myself – the man
You read, admire and long to meet,
Known the world over for his neat
And witty epigrams? The name
Is Martial. Thank you, earnest fan,
For having granted me the fame
Seldom enjoyed by a dead poet
While I’m alive and here to know it.
(Book 1, poem 1)

Insufferable amateur poets

Whether or not Apollo fled from the table
Thyestes ate his sons at, I’m unable
To say: what I can vouch for is our wish
To escape your dinner parties. Though each dish
Is lavish and superb, the pleasure’s nil
Since you recite your poems! To hell with brill,
Mushrooms and two-pound turbots, I don’t need
Oysters: give me a host who doesn’t read.
(3.45)

To Domitian, pleading his moral probity

Caesar, if you should chance to handle my book,
I hope that you’ll relax the frowning look
That rules the world. Soldiers are free to mock
The triumphs of you emperors – there’s no shame
In a general being made a laughing-stock.
I beg you, read my verses with the same
Face as you watch Latinus on the stage
Or Thymele the dancer. Harmless wit
You may, as Censor, reasonably permit:
My life is strict, however lax my page.
(1.4)

Heterosexual sex

Lesbia, why are your amours
Always conducted behind open, unguarded doors?
Why do you get more excitement out of a voyeur than a lover?
Why is pleasure no pleasure when it’s under cover?
Whores us a curtain, a bolt or a porter
To bar the public – you won’t find many chinks in the red-light quarter.
Ask Chione or Ias how to behave:
Even the cheapest tart conceals her business inside a monumental grave.
If I seem too hard on you, remember my objection
Is not to fornication, but to detection.
(1.34)

inside a monumental grave‘?

Gay sex

think what’s going on is the narrator is buggering a boy who, as a result, is on the edge of orgasm. I’m happy to be corrected if I’ve misunderstood.

When you say, ‘Quick, I’m going to come,’
Hedylus, I go limp and numb.
But ask me to hold back my fire,
And the brake accelerates desire.
Dear boy, if you’re in such a hurry,
Tell me to slow up, not to worry.
(1.46)

Slave or paedophile sex

The eroticism of being blocked or prevented is taken a step further in this poem:

The only kisses I enjoy
Are those I take by violence, boy.
Your anger whets my appetite
More than your face, and so to excite
Desire I give you a good beating
From time to time: a self-defeating
Habit – what do I do it for?
You neither fear nor love me more.
(5.46)

Heterosexual smears

Lesbia claims she’s never laid
Without good money being paid.
That’s true enough; when she’s on fire
She’ll always pay the hose’s hire.
(11.62)

Thumbnail sketches

Diaulus, recently physician,
Has set up now as a mortician:
No change, though, in his clients’ condition.
(1.47)

Or:

You’re an informer and a tool for slander,
A notorious swindler and a pander,
A cocksucker, gangster and a whore…
So how is it, Vacerra, you’re so poor?
(11.66)

Chaucerian physicality

Hoping, Fescennia, to overpower
The reek of last night’s drinking, you devour
Cosmus’ sweet-scented pastilles by the gross.
But though they give your teeth a whitish gloss
They fail to make your breath any less smelly
When a belch bubbles up from your abyss-like belly.
In fact, blended with the lozenges, it’s much stronger;
It travels farther and it lingers longer.
(1.87)

His cheap lodgings in a block of flats

Lupercus, whenever you meet me
You instantly greet me
With, ‘Is it alright by you if I send
My slave to pick up your book of epigrams? It’s only to lend:
I’ll return it when I’ve read it.’ There’s no call
To trouble your boy. It’s a long haul
To the Pear-tree district, and my flat
Is up three flights of stairs, steep ones at that…
(1.117)

Behaviour of a hanger-on and dinner cadger

When Selius spreads his nets for an invitation
To dinner, if you’re due to plead a cause
In court or give a poetry recitation,
Take him along, he’ll furnish your applause:
‘Well said!’ ‘Hear, hear!’ ‘Bravo!’ ‘Shrewd point!’ ‘That’s good!’
Till you say, ‘Shut up now, you’ve earned your food.’
(2.27)

Or this poem about not only being a client, but being a client’s client.

I angle for your dinner invitations (oh the shame
Of doing it, but I do it). You fish elsewhere. We’re the same.
I attend the morning levée and they tell me you’re not there,
But gone to wait on someone else. We make a proper pair.
I’m your spaniel, I’m the toady to your every pompous whim.
You court a richer patron. I dog you and you dog him.
To be a slave is bad enough but I refuse to be
A flunkey’s flunkey, Maximum. My master must be free.
(2.18)

Miniatures of abuse

You ask me what I get
Out of my country place.
The profit, gross or net,
Is never having to see your face.
(2.38)

And:

Marius’s earhole smells.
Does that surprise you, Nestor?
The scandal that you tell’s
Enough to make it fester.
(3.28)

Crude humour

If from the baths you hear a round of applause
Maron’s giant prick is bound to be the cause.
(9.33)

Or:

Why poke the ash of a dead fire?
Why pluck the hairs from your grey fanny?
That’s a chic touch that men admire
In girls, not in a flagrant granny…
(10.90)

Sarcasm about his readers

Caedicianus, if my reader
After a hundred epigrams still
Wants more, then he’s a greedy feeder
Whom no amount of swill can fill.
(1.118)

Self portrait in retirement

Poor morning client (you remind me
Of all I loathed and left behind me
In Rome), if you had any nous,
Instead of calling on my house
You’d haunt the mansions of the great.

I’m not some wealthy advocate
Blessed with a sharp, litigious tongue,
I’m just a lazy, far from young
Friend of the Muses who likes ease
And sleep. Great Rome denied me these:
If I can’t find them here in Spain,
I might as well go back again.
(12.68)


Credit

The Epigrams of Martial, translated by James Michie with an introduction by Peter Howell, was published by Penguin Books in 1973.

Related links

Roman reviews

The Pharsalia by Lucan – 1: Introduction

O mighty the sacred labour of the poet! He rescues
all from fate, and grants immortality to mortal beings.
(Pharsalia Book 9, lines 980 to 981)

Lucan biography

Marcus Annaeus Lucanus (39 to 65 AD), generally referred to in English simply as ‘Lucan’, was a Roman poet, born in Corduba (modern-day Córdoba) in the Roman province of Hispania. Although he was ordered to kill himself by the emperor Nero at the age of just 25, Lucan is regarded as one of the outstanding figures of the Imperial Latin period, particularly for his (unfinished) epic poem, Pharsalia.

Lucan was the son of Marcus Annaeus Mela, younger brother of Seneca the Younger i.e. he was Seneca’s nephew.

Lucan’s father was wealthy, a member of the knightly class, and sent him to study rhetoric at Athens and he was probably tutored in philosophy, and especially Stoic philosophy, by his uncle (maybe by Seneca’s freedman, Cornutus, who also tutored the slightly older poet, Persius).

Lucan was a precocious talent and was welcomed into the literary and philosophical circles around the young emperor Nero, who was only two years older than him (born 37 AD). In 60 AD i.e. aged barely 21, Lucan won prizes for extemporising poems at Nero’s new Quinquennial Games. Nero rewarded him by appointing him to the office of augur, a plum position in Rome’s religious hierarchy.

Soon afterwards Lucan began circulating the first three books of what was intended to be an epic poem about the civil war between Julius Caesar and Gnaeus Pompeius Magnus (generally referred to as Pompey). This has come down to us with the title Pharsalia, or De Bello civili (‘On the civil war’) in other manuscripts. It’s titled Pharsalia because the action focuses on the decisive Battle of Pharsalus, fought on 9 August 48 BC, at which Caesar decisively defeated Pompey’s army.

At some point Nero and Lucan fell out. According to Tacitus (Annals, book 15, section 49) Nero became jealous of Lucan and ordered him to stop publishing the Pharsalia. According to Suetonius (in his brief Life of Lucan, cited in full at the end of this blog post), Nero disrupted a public reading by Lucan by leaving and calling a meeting of the senate. Lucan responded by writing insulting poems about Nero – which is always a bad thing to do against a tyrant. The grammarian Vacca mentions that one of Lucan’s works was entitled De Incendio Urbis (‘On the Burning of the City’) which presumably contained criticism of Nero’s role in the Great Fire of Rome (July 64). This is confirmed by a reference in a poem by Lucan’s younger contemporary, Publius Papinius Statius (45 to 96 AD).

As further proof, after the pro-Nero eulogy of the opening book of the Pharsalia, nearly all the subsequent references to emperors and the empire are vitriolically anti-imperial and pro-republican in tone. To take an example at random, Lucan’s biting criticism of not only Alexander the Great’s achievements, but of the cult of imperial Alexander which followed his death.

For, if the world had regained a shred of liberty
his corpse would have been retained as an object
of derision, not shown as an example to the world
of how a host of lands were subjected to one man.
He left his Macedonian obscurity, spurned Athens
that his father had conquered, and spurred on by
the power of destiny ran amok among the realms
of Asia, slaying humankind, putting every land
to the sword. He stained far-off rivers, Persia’s
Euphrates, India’s Ganges with blood; a plague
on earth, a lightning bolt that struck all peoples
alike, a fateful comet flaring over every nation.

But what ended Lucan’s life was his involvement in Gaius Calpurnius Piso’s conspiracy against Nero, uncovered in 65. Lucan was one of many conspirators revealed by torturing suspects. According to Suetonius he miserably truckled to his persecutors, giving them names of further conspirators, including even his own mother, in the vain hope of winning a pardon.

Once his guilt was established Nero ordered Lucan to commit suicide by opening a vein (the alternative being arrest, torture and public execution). According to Tacitus, as Lucan bled to death he recited some lines he had written about a wounded soldier. I wonder if they were from the passage about the 600 Caesarians who chose suicide rather than surrender to Pompey, in book 4:

how simple it is to escape captivity by suicide
(4.577)

Alternatively, according to Suetonius, Lucan in his dying minutes wrote a letter to his father containing corrections to some of his verses and, after eating heartily, offered his arms to a physician to cut his veins. Lucan’s father and both his uncles, i.e all three sons of Seneca the Elder, were also compelled to kill themselves.

(Statius wrote an elegy to Lucan, the Genethliacon Lucani, which was addressed to his widow, Polla Argentaria, on the dead man’s birthday. It was written during the reign of Domitian (81 to 96) and included in Statius’s collection, Silvae).

Themes in the Pharsalia

De Bello Civili (‘On the Civil War’) or the Pharsalia is long and dense with themes and ideas, some of which I will now consider:

1. No gods

The traditional epic poem is packed with gods, supporting various protagonists and intervening in the events. The entire narrative of the Aeneid exists because of the enmity of the queen of the gods, Juno, to the hero, Aeneas, who she continually enters the story to block and stymie, in doing so setting herself against fellow goddess, Venus, who, for her part, does everything she can to support Aeneas (who is her son). This leads to great set-piece debates in heaven between the rival gods, adjudicated by the king of the heavens, Jupiter.

There’s none of this in Lucan. Lucan took the decision to dispense with all the divine interventions associated with traditional epic. Lucan replaces them with the more up-to-date Stoic notions of Fate and Fortune. These two forces, sometimes blurring into each other and overlapping, at other moments appear as clearly distinct entities, names for two different forces operating at different levels of the universe.

Fate, fatum or fata is Destiny – the fixed, foreordained course of events which underpins the universe. Fate is the name given to the working through of the deep plan for the world and the nations in it.

And now, as light dispersed the chill shades of night,
Destiny lit the flames of war, setting the spur to Caesar’s
wavering heart, shattering the barriers shame interposed
and driving him on to conflict. Fate worked to justify
his rebellion, and found a pretext for his use of arms.
(Book 1, lines 261 to 265)

What but the power of destiny, that tragic fate
decreed by the eternal order, drew him, doomed
to die, to that shore…Yet
Pompey yielded to fate, obeying when requested
to leave his ship, choosing to die rather than show
fear…
(8.571 ff.)

By contrast, Fortune, fortuna, is Chance, a fickle, unpredictable force, continually turning her wheel, ensuring that anyone at the peak of professional or social success, can never be certain that Fortune won’t turn her wheel and plunge them down to the pits of failure.

At a deep level, Fate determines the occurrence of a civil war and that Caesar will win. But Fortune decides the outcome of specific events and details.

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
due to idleness, but summoned all his forces scattered
throughout Gaul, moving every legion towards Rome.
(1.392 to 395)

Susan Braund explains all this in the introduction to her translation of the Pharsalia published by the Oxford University Press. The distinct operational levels of the two forces are sometimes made particularly clear:

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
(1.392-3)

Here Destiny is the overall force or plan, but whether individual elements of the plan fall this way or that, depends on Fortune. Or:

Fate stirred the peoples and sent them as companions
to a great disaster, as a funeral train fit for Pompey’s
exequies. Even horned Ammon was not slow to send
squadrons from Africa to battle, from all parched Libya,
from Morocco in the west to Egyptian Syrtes in the east.
So that Caesar, fortune‘s favourite, might win all with
a single throw, Pharsalia brought all the world to battle.
(3.291 to 297)

The distinction is made particularly clear in the long speech by the witch Erictho in book 6, where she makes a distinction between ‘the chain of events fixed from the beginning of the world’ which nobody can change or alter, and ‘lesser decrees of fate’, which witches like her can alter. Level 1 and Level 2. (6.609 to 621)

However, at other moments I found the concepts a lot less clear-cut, for example in this passage where you’d expect Pompey’s ultimate death, the deep pattern of his life, to be described as his Fate not his Fortune.

Pompey by then, had gained the open sea, but the luck
that aided his past hunts for pirates was his no longer,
and Fortune, wearied by his triumphs, proved untrue.

And sometimes the two concepts seem interchangeable:

Greedy quicksand and spongy marshes hid the secret
Fate had placed there; yet later that aged general’s flesh
was scarred by iron fetters reduced by long vile imprisonment.
He was to die though as Fortune’s friend, as consul in a Rome
he had ruined.
(2.71 to 75)

Anyway, Lucan’s neglect of the traditional apparatus of gods and his focus on Fate and Fortune do two things for the poem:

  1. Lots of gods would have distracted attention away from what was a very human catastrophe and away from the all-too-human human protagonists.
  2. Also the gods can, in some sense, be appealed to and swayed by humans. Whereas Fate and Fortune are profoundly impersonal forces and so bring out the horror of the unstoppable nature of civil war, Fate emphasising the deep inevitability of the outcome, with Fortune standing for the many chance victims along the way.

There is a simpler explanation, which is that the introduction of the kind of gods found in Virgil was simply inappropriate – would have appeared gauche and clumsy – in a poem dealing with events almost within living memory. Roman literature – Classical literature generally – was very concerned with what was and wasn’t appropriate for every genre, in terms of subject matter, tone and even individual words. Including the gods in a historical epic would have breached the conventions of the genre.

2. No heroes

Epic poems feature the adventures of more-than-human heroes, from Gilgamesh, through Achilles and Aeneas, to Beowulf, humans not only with superhuman power but often the progeny of the gods. Whereas a historical epic like the Pharsalia is concerned with real historical personages, many of whose relatives were still alive when Lucan wrote.

Not only that, but epics generally feature one obvious central protagonist (Gilgamesh, Achilles, Beowulf) but just as there are no gods or divine intervention in the Pharsalia, so there is no one hero or central protagonist. Instead there are three leading but not totally dominating figures:

1. Gaius Julius Caesar

Caesar is the most prominent character in the first part of the poem, active, clear-sighted, ambitious, a force of nature – but not likeable. Lucan’s Caesar approaches closest to the figure of traditional epic hero. He has no moderating feminine influence on him until right at the end, in book 10, where his encounter with Cleopatra is a meeting of two cynical players. After the climactic battle of Pharsalus, however, Caesar is depicted as becoming more ambitious and imperial.

2. Gnaeus Pompeius Magnus

Pompey is portrayed as the opposite – vacillating, indecisive, and past his prime (‘the mere shadow of a mighty name’) but, in scenes with friends, followers and especially his wife, Cornelia, far more human than Caesar. At the end, after Pharsalus, Pompey is transformed into a stoic martyr, receiving a kind of visionary treatment as he nears his tragic death on the beach in Egypt which he meets with Stoic calm acceptance.

3. Marcus Porcius Cato

And, after the death of Pompey in book 8, Cato emerges as the strongest leader of the Republican cause, holed up with Republican legions in North Africa. Cato epitomises stern old-fashioned values. He stands for Roman patriotism and the Stoic contempt for death, notably in the episode in book 9 where he scorns to consult the oracle of Ammon, saying God gave us all the knowledge we need to live a virtuous life at birth; which triggers adulation from Lucan:

Behold, the true father of his
country, a man worthy to be worshipped,
Rome, at your altars; by whom none need
blush to swear, and who, if you ever free
your neck from the yoke, shall be made a god.

In fact, in a striking episode on the march across the desert, Cato not only embodies Stoic resolution in the face of death but inspires it in others:

Alone he was present at every
death; whenever they call, he goes, and confers that
mighty benefit, more than life: the courage to die;
so that, with him as witness, any man was ashamed
to die with a groan on his lips.
(9.882)

When Cato’s first wife, Marcia, returns to him the narrative emphasises that their marriage is sexless; it symbolises his adherence to defunct, sterile values. Many critics think Lucan intended Cato to develop into the central figure of the poem, with the narrative designed to end with his famous suicide in the besieged garrison town of Utica, symbolising the moral victory of Stoic principle and Freedom against Tyranny.

There’s a case for saying the three figures are on a spectrum: Caesar is over-balanced in one direction, all energy and decision and lust (‘impetuous in everything’ 2.657); Cato stands at the other pole, arid, sexless, aloof; with Pompey standing in the middle, reasonable and given scenes of touching married love with Cornelia. As this blog shrewdly suggests, it’s as if the heroic protagonist of Virgil’s epic, Aeneas, has decomposed into three characters, none of which are heroic.

3. The gruesome and the macabre

The supernatural

If the Pharsalia doesn’t have gods, what it does have in abundance is the Supernatural – the poem is awash with visions, dreams, ghosts, magic, rituals and so on. Braund sees the supernatural as falling into two categories, ‘dreams and visions’ and ‘portents, prophecies and consultations of supernatural powers’.

a) Dreams and visions

There are four important dream or vision sequences in the poem:

  1. Caesar’s vision of Roma as he is about to cross the Rubicon.
  2. The ghost of Julia (his beloved dead wife) appearing to Pompey (3.1 to 45)
  3. Pompey’s dream of his happy past (7.1 to 30)
  4. Caesar and his troops’ dream of battle and destruction.

All four of these dream-visions are placed strategically throughout the poem to provide structure, and to dramatise key turning points in the narrative.

b) Portents, prophecies and consultations of supernatural powers

Lucan describes a number of portents, with two specifically oracular episodes. What is a portent? “A sign or warning that a momentous or calamitous event is likely to happen.” So, on the morning of the fateful battle:

Now Fortune too did not hesitate to reveal the future
by diverse signs. When the army made for Thessaly’s
fields, the whole sky opposed their march, hurling
meteors against them, columns of flame, whirlwinds
sucking up water and trees together, blinding their
eyes with lightning, striking crests from their helms,
melting the swords in their scabbards, tearing spears
from their grasp while fusing them, their evil blades
smoking with air-borne sulphur. The standards too
could barely be plucked from the soil, their great
weight bowing the heads of the standard-bearers;
and the standards wept real tears…
(7.151 to 162)

The central example is the necromancy which takes up half of book 6, when Pompey’s son, Sextus, goes to consult the witch Erachtho. Lucan’s description of the witch and her ritual take up half the entire book (lines 413 to 830).

All this appealed to the contemporary Neronian taste for the macabre. Braund cites events in one of the tragedies of Lucan’s uncle, Seneca, his Oedipus, which contains a) a visit to the Delphic oracle, b) a gruesome description of the sacrifice and entrail examination of a bull and heifer (haruspicy), and c) the even more macabre magical rituals by which Tiresias raises the ghost of dead King Laius to accuse Oedipus of his murder.

Chaos on earth reflected in heaven

It is a central feature of the histories that war and disruption on earth must inevitably be accompanied by chaos in the heavens – just as in his uncle Seneca’s tragedies where mayhem on earth is matched and mimicked by cosmic catastrophes. In both Lucan and Seneca the entire universe often seems to be trembling on the brink of complete dissolution.

So when the fabric
of the world dissolves, in that final hour that gathers in the ages,
reverting to primal chaos, star will clash with star in confusion,
the fiery constellations will sink into the sea, and earth heaving
upwards her flat shores will throw off the ocean, the moon will
move counter to her brother, and claiming the rule of day disdain
to drive her chariot on its slanting path, and the whole discordant
frame of the shattered firmament will break free of every law.
(1.72 to 79)

This worldview, the intimate parallelism between human and supernatural affairs, is very prevalent in the biographers Plutarch and Suetonius, writing a generation later.

Haruspicy and necromancy

Along the way, Braund gives useful definitions of two key Roman practices:

  • haruspicy (haruspicies) is the art of studying animal entrails, usually the victims of ritual sacrifices
  • necromancy is the art of getting the dead to speak prophecy; necromancy is not only the general practice of this craft, but you perform a necromancy

4. Extreme rhetoric

Education for Roman aristocrats focused on rhetoric, the ability to speak eloquently and make a persuasive argument. We know from contemporary comments and satires that under the empire many of the exercises which students were given became steadily more extreme and exaggerated. This was reflected in the poetry of the age; from what survives the most extreme example might be the bloodthirsty and over-written tragedies of Seneca.

A central part of the curriculum was the suasoria, an exercise where students wrote speeches advising an historical figure on a course of action. This obviously fed into the largely invented speeches which fill Tacitus’s histories as much as Lucan’s poem.

Lucan is sometimes criticised for the extremity of his rhetoric and the luridness of scenes and imagery. But Susan Braund comes to his defence, with two arguments. One is that Lucan was a product of his times. There was a taste for melodrama and Gothic hyperbole which Lucan catered to.

More interesting is the second argument. This is to do with Virgil. Virgil was the undisputed king of Roman poets and his epic, the Aeneid, was acknowledged as a classic even as he was writing it. The problem for ambitious poets in all the succeeding generations was how to escape Virgil’s dominating influence, how to do anything new. Braund says Ovid found one way, in his Metamorphoses, which was to drop the notion of one, unified, linear narrative and instead string together hundreds of stories and episodes.

Lucan adopted another strategy which was to import into his text the ‘discourse of contemporary rhetoric’, in all its exaggeration and extremity. For there’s another aspect here, which is not to forget that a poem like this was meant to be recited aloud to audiences. Before the rule of Augustus, poetry was recited to group of like-minded friends or patrons. During Augustus’s reign it became common to recite it to larger audiences. We have accounts of Virgil reciting to the emperor and his extended family. Horace was commissioned to write odes to be declaimed at public games.

Braund argues that this trend for declamation had two consequences: it tended to promote more striking and vibrant imagery/style. And it incentivised the poet to think in terms of episodes.

5. Episodic structure

The Aeneid is very carefully constructed and susceptible to many types of structural analysis. Although critics have, of course, made a case for the existence of a deep structure in the Pharsalia (for example, a tetradic structure whereby the first four books focus on Caesar, the next four on Pompey and the final four on Cato) Braund disagrees. She thinks the narrative is far more episodic. In this respect it is like the highly episodic structure of Ovid’s Metamorphoses with one story leading to another, then another, then another – itself a strategy for escaping the highly unified and centralised narrative of the Aeneid.

Like the Metamorphoses, this lack of a single unifying narrative in the Pharsalia allows for more episodes, more adventures, more flicking between channels – episodes which are like mini-genres, containing their own appropriate languages, structure and style.

Lucan is fond of discontinuity. He presents his narrative as a series of discrete scenes, often without any transitional or scene-changing lines. Rather than a continuous narrative, it often feels like scenes are balanced within a book or between books, working by correspondence, similarity and difference between them.

We can imagine how well these dramatic episodes would have gone down as stand-alone recitations to a sophisticated audience of Roman aristocrats. I’m thinking of Appius’s confrontation with the priestess at Delphi or the terrific storm scene or Caesar’s speech of defiance to his mutinous troops, all in book 5.

6. Lucan and Virgil

Lucan frequently appropriates ideas from Virgil’s epic and inverts them to undermine their original, heroic purpose. Sextus’ visit to the Thracian witch Erictho in book 6 is the most obvious example, the scene and language clearly referencing Aeneas’ descent into the underworld (in Book 6 of the Aeneid), but while Virgil’s description, despite its gloomy setting, is an optimistic, nay triumphant vision of the future heroes of Rome leading up to the glories of Augustan rule, Lucan uses his scene to convey a bitter and bloody pessimism about the loss of liberty under the coming empire.

7. Epic similes

Braund and other critics emphasis the way that Lucan seeks to break free from the epic conventions, in particular the way he references Virgil in order to reverse or invert his technique and meaning. But in one respect Lucan strongly conforms with the tradition, which is in his use of epic similes. Straight-up epic similes really litter the narrative. Here’s the famous extended comparison of Pompey, larded with triumphs, to a venerable oak tree:

So some oak-tree towers in a rich grove,
hung with a nation’s ancient trophies, sacred gifts of the victors,
and though its clinging roots have lost their strength, their weight
alone holds it, spreading naked branches to the sky, casting shade
not with leaves but its trunk alone, and though it quivers, doomed
to fall at the next gale, among the host of sounder trees that rise
around it, still it alone is celebrated.
(1.137 to 143)

Or the inhabitants of towns which Caesar’s army approached were conflicted about who to support.

Though loyalty contended with the threat of danger,
they still favoured Pompey, as when a southerly rules
the waves, and all the sea is stirred by its vast power,
so that even if Aeolus’ trident opens the solid earth,
and lets an easterly loose on the mounting breakers,
the ocean, though struck by that second force, stays
true to the first, and though the sky surrenders itself
to the rain-filled easterly, the sea asserts the southerly’s
power.
(2.452 to 460)

Describing Octavius’s naval strategy:

So the hunter works,
holding back the net of coloured feathers that scares
the deer with its scent, till he can pen them all, or
quieting the noise of the swift Molossian hounds,
leashing the dogs of Crete and Sparta, till he has set
his stakes and nets, leaving one hound alone to range
the ground, it puzzling out the scent and only barking
when the prey is found, content then to point toward
the creature’s lair while tugging at the leash.
(4.436 to 444)

Or describing the way Cato’s speech in book 9 persuades the allies to remain with the anti-Caesarian army:

So, when hosts of bees
depart the hive, where their young have hatched,
they neglect the waxy cells, their wings no longer
brush one another, each takes its own way, idling,
refraining now from sipping the flowering thyme
with its bitter taste; yet if the sound of Phrygian
cymbals rises, they interrupt their flight, in alarm,
returning to the performance of their flowery task,
and their love of gathering pollen. The shepherd
in Hybla’s meadows is relieved, delighted that
his honey harvest is secured. So Cato’s speech
persuaded his men to endure the lawful conflict.
(9.282 to 293)

Nothing particularly lurid or extreme or melodramatic or supernatural about these. Very conventional epic similes.

8. Geographical descriptions

Before I started reading the poem I was impressed by Braund’s introduction and its emphasis on the macabre and bloodthirsty in Lucan. But once I began reading, I realised there were a lot of other, more low-key, less sensational elements that go to make up the text. More frequent than descriptions of battle, let alone supernatural visions, are the frequent and very long passages describing the precise geography of a particular location, such as the region around Capua where Pompey first took his army or, in book 6, this very long description of Thessaly.

Mount Pelion’s ridge bounds Thessaly in the quarter where
the winter sun rises, Mount Ossa where in high summer
its shade obstructs the rays of Phoebus rising in the dawn;
while wooded Othrys dispels the flames of the southern sky,
at midsummer, opposing the brow of the all-devouring Lion;
and Mount Pindus outfacing westerlies and north-westerlies,
where daylight ebbs hastens evening on; while those who live
at the foot of Olympus never dreading the northerlies, know
nothing of the Great Bear’s stars shining a whole night long.
The low-lying lands in the region between these mountains
were once covered with endless marshes; since the plains
retained the waters, and the Vale of Tempe was insufficient
for them to reach the sea they formed continuous swampland,
and their only course was to rise. But when Hercules lifted
Ossa’s weight from Olympus, the sea felt a sudden onrush
of waters as Thessalian Pharsalos, that realm of Achilles
the hero born of a sea-goddess, rose above the surface,
a realm better drowned forever. There rose too, Phylace
whose king was first to land in the war at Troy; Pteleos;
Dorion, that laments the Muses’ anger and blind Thamyris;
Trachis; Meliboea whose Philoctetes received Hercules’
bow, for lighting that hero’s funeral pyre; Larisa, powerful
once; and the sites where the plough now passes over famed
Argos, where Echion’s Thebes once stood, to which Agave
howling bore the head of Pentheus giving it to the funeral
pyre, grieving to have carried off no other part of his flesh.
Thus the swamp was drained forming a host of rivers. From
there the Aeas, clear in its flow but of little volume, runs
westward to the Ionian Sea, the Inachus glides with no more
powerful a current (he was the river-god, father of ravished Io)
nor the Achelous (he almost won Deianeira, Oeneus’ daughter)
that silts the Echinades islands; there, the Euhenos, stained
as it is with Nessus’ blood runs through Meleager’s Calydon;
there Spercheos’ swift stream meets the Malian Gulf’s wave,
and the pure depths of the Amphrysos water those pastures
where Apollo herded cattle. There, the Asopos starts its flow,
and the Black River, and the Phoenix; there, the Anauros,
free of moist vapours, dew-drenched air, capricious breezes.
There too are the rivers which do not reach the sea themselves
but are tributaries of Peneus – the Apidanus, robbed of its flow,
the Enipeus never swift until it finds Peneus, and the Titaresos,
which alone, meeting with that river, keeps its waters intact,
glides on the surface, as though the greater river were dry land,
for legend says its stream flows from the pool of Styx, and so,
mindful of its source, scorns commingling with common water,
inspiring still that awe of its current the gods themselves feel.
Once the waters had flowed away leaving dry land, the fertile
soil was furrowed by the ploughs of the Bebryces; the labour
of Leleges drove the share deep; the ground was broken by
Aeolidae and Dolopians, by Magnesians breeders of horses,
Minyae builders of ships.
(6.398 to 416)

Long, isn’t it? A tourist’s guide to the region. I imagine the long lists of not only place names but myths and legends associated with them were a) appropriate to the grandeur of the epic genre, magnifying the action, b) awed Lucan’s readers or auditor’s with the poet’s impressive erudition, c) made those in the aristocratic audience who had visited some or many of those sites nod with smug recognition.

9. Natural history

In his last few years, Lucan’s uncle, Seneca the Younger, composed an enormous work of natural history, the Naturales quaestiones, an encyclopedia of the natural world. A decade later, 77, Pliny the Elder published the first 10 books of his compendious Naturalis Historia (Natural History) (the largest single work to have survived from the Roman Empire to the modern day).

I mention these works to indicate that a taste for ‘natural history’ was obviously in the air and maybe explains the presence of the extended passages of natural history in the Pharsalia. The obvious example is the really extended passage about the snakes of Libya which takes up over 300 lines in book 9.

10. Is the Pharsalia unfinished?

Almost all scholars agree that the Pharsalia as we now have it is unfinished. Lucan was working in book 10 when Nero’s order to commit suicide came through. Book 10 breaks off with Caesar in Egypt. There are numerous theories about this as about all other aspects of the poem. Here are some:

  • Some argue that Lucan intended to end his poem with the Battle of Philippi (42 BC).
  • Some critics speculate that the narrative was intended to continue all the way to the assassination of Julius Caesar four years after the Battle of Pharsalus, in 44 BC.
  • Some even think it was meant to continue all the way to the Battle of Actium in 31 BC.

The latter two theories, in particular, suppose that Lucan intended to write a work many times larger than what we have. The 10-book poem we have today covers a total of 20 months i.e. roughly a book per 2 months; so the 48 months to Caesar’s assassination would imply another 24 books; the 17 years (204 month) to Actium, imply another 102 books!

Another problem with the timeline continuing as far as Caesar’s assassination is that, with both Pompey and Cato dead, Lucan would have had to embark on building up a new set of characters, in particular the leaders of Caesar’s assassination, Cassius and Brutus.

Which is why Braund ends up going with the simplest hypothesis which is that Lucan’s original intent was a 12-book poem, mirroring the length of the Aeneid. The strongest piece of evidence for Lucan consciously modelling the Pharsalia on Virgil is the way Lucan introduces an extended necromantic ritual in his sixth book that deliberately parallels and inverts many of the motifs found in Virgil’s sixth book. Thus Braund goes with the view that the poem was to be 12 books long and was heading towards the suicide of Cato (as the army of Julius Caesar approached his stronghold of Utica in North Africa) held up as a model of Stoic dignity rising above tyranny.

There are a few more scenarios: one is that the Pharsalia is in fact finished, was meant to end at the end of the tenth book, and is complete as we have it. This is the view of Classicist Jamie Masters but most other scholars disagree.

But there is one last logical possibility, which is that Lucan did in fact complete the poem but, for whatever reason, the final few books of the work were lost at some point. Braund notes that little evidence has been found one way or the other, so this option will remain a matter of speculation.

11. The Roman cult of suicide

Throughout the poem suicide is praised as a noble and dignified way to take control of your life. Nothing becomes a true Roman man so much as either a) dying in battle or b) controlling the time and place of his death, especially when faced with tyranny. Thus Afranius contemplates suicide before surrendering to Caesar (book 4), Vulteius and his men commit suicide, en masse, rather than be captured:

No instant is too short for a man
to kill himself; suicide is no less glorious when death
at another’s hand approaches.
(4.480)

Even Julius Caesar unashamedly tells his mutinying soldiers that, if they lose, he will commit suicide:

I shall seek
my own salvation in suicide; whoever looks back
if the foe is unbeaten, will see me stab my breast.
(7.308)

From which Lucan draws the general lesson that suicide is the ultimate way to escape from tyranny:

Yet even after the example set
by such heroes, nations of cowards still do not comprehend
how simple it is to escape captivity by suicide; so the tyrant’s
power is feared, freedom is constrained by savage weapons,
while all remain ignorant that the sword is there to deliver
every man from slavery.

For me, the careful seeding of examples of, and praise of, and defences of, suicide, strongly suggest the poem was building up to the suicide of Cato as its climax and crowning example of resistance. Thus it is that Cato himself sternly celebrates Pompey’s death after defeat:

O happy was he, whose ending
followed on defeat, the Egyptian swords
offering the death he should have sought.
He might perhaps have lived on instead
under Caesar’s rule

Because:

the highest fate
is to know when to die, and the second
best to have such death forced upon one.

The ‘highest fate’, the best thing a man can do, the greatest achievement of human reason, is to know when to die. All the more ghoulishly ironic that Lucan himself was forced to commit suicide before he could complete the depiction of his Stoic hero committing suicide.

12. Lucan and Seneca

I finished reading Seneca’s ‘Letters from a Stoic’ a few weeks after reading the Pharsalia. Reviewing my notes I realise the tremendous overlap in ‘philosophy’ between the two works, namely the absolutely central role played in both texts by suicide as escape from tyranny. It is the central theme of both works. But as I point out in my review of the letters, suicide may be an acceptable theme for a historical poem, but not for a really long work of moral exhortation (the letters) which claim to be instructions on how to live and think. Personally, I recommend not thinking about suicide every moment of every day, as a healthier way to live.

Modern views

Since the Enlightenment the Pharsalia has commonly been considered a second rank offering, not in the same league as the king of the Roman epics, the Aeneid. But in recent decades more sophisticated literary analysis has brought out how the poem’s ‘studied artifice enacts a complex relationship between poetic fantasy and historical reality’.

His narrative of the civil war is pared down to a bare minimum; but this is overlaid with a rich and varied virtuoso display of learning which reflected contemporary interests. (Braund, Introduction, page 37)

All I can add is that I found the Pharsalia a surprisingly gripping and interesting read.

Caesar crossing the Rubicon by Adolphe Yvon (1875)


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The Life of Caligula by Suetonius

‘I am rearing a viper for the Roman people.’
(Tiberius talking about young Caligula, in Suetonius’s Life of Caligula, section 11)

Gaius Julius Caesar Augustus Germanicus, better known by his nickname Caligula (meaning ‘little boots’), was the third Roman emperor.

Born in 12 AD, Caligula ruled from 37 until his assassination in 41, four brief, chaotic years. He was the son of the popular Roman general Germanicus Julius Caesar and Augustus’s grand-daughter, Agrippina the Elder.

Family tree of the Julio-Claudian emperors

Coming from a small nuclear family I find extended family trees confusing at the best of times. The family tree of the early Roman emperors is especially confusing because:

  1. the emperors and everyone else in their families married multiple times
  2. many of the emperors, and people in their families, had the same names or combinations of the same names, such as Drusus, Germanicus, Nero and Tiberius
  3. they regularly changed their names, exemplified by Octavian who went through half a dozen name changes – but most of all because:
  4. all the key men adopted nephews or grandchildren as sons, thus radically confusing the traditional notion of ‘sons’ being the blood relative of at least one of their ‘parents’ – not in Imperial Rome, they weren’t

Which goes to explain why none of the Julio-Claudian emperors was a blood descendant of his immediate predecessor.

Maybe the family tree below helps. It is very much simplified. What I like about it, compared to the many similar trees on the internet, is the use of dotted lines to indicate adoption, which makes it clear how Julius Caesar adopted Octavian, Octavian – renamed Augustus – adopted Tiberius, Tiberius adopted Germanicus (who predeceased him) and then Gaius (Caligula) and Claudius adopted Nero.

Family tree of the Julio-Claudian emperors.

From it you can see that Caius Julius Caesar adopted his great-nephew Octavianus as son and heir. Caesar was assassinated in 44 BC. Thirteen years later (31 BC), after two further civil wars, Octavianus had become the sole power in Rome. Awarded the honorific ‘Augustus’ in 27 BC, he adopted a number of male members of his extended family but these died before him, so he ended up adopting his step-son, Tiberius Claudius Nero, as his son and heir.

Augustus had forced Tiberius to a) marry his daughter, Julia and b) to adopt Julia’s son, Germanicus, as his own son, sitting alongside his actual biological son, Drusus. According to Suetonius, Tiberius hated both these ‘sons’. He was happy when his adopted son, the popular charismatic Germanicus, died in 19 AD, and when his biological son, Drusus, died in 23 AD (possibly had him poisoned).

Suetonius’s life of Caligula

Roman texts were divided into short sections, sometimes called ‘chapters’ though most are less than a page long. Suetonius’s biography of the emperor Caligula is 60 sections long.

Suetonius himself divides his Life of Caligula into two halves: sections 1 to 21 deal with The Emperor; then the last 40 sections deal with The Monster.

Part One: The Emperor

1. Germanicus Julius Caesar was son of Drusus and the younger Antonia. A charming, immensely popular figure, successful general, popular with the crowd, stylish and elegant, he was adopted as ‘son’ by his paternal uncle Tiberius. He processed through the posts of quaestor­ship and consul before the legal age.

When Augustus died Germanicus was sent to the army in Germany. The legions there didn’t want to accept Tiberius as emperor but Germanicus made them. He defeated the Germans in various battles and was a warded a triumph back in Rome.

Chosen consul for a second time, he was sent to restore order in the Orient, and after vanquishing the king of Armenia and reducing Cappadocia to a province, died of a lingering illness at Antioch, aged just 33.

It was widely believed that Tiberius had him poisoned by the governor of Syria, Gnaeus Piso, governor of Syria. In consequence Piso narrowly escaped being torn to pieces by the people on his return to Rome, and was condemned to death by the senate.

3. Suetonius delivers a paean to Germanicus: he was a paragon of a man: handsome, brave: in battle he fought the enemy hand to hand; a great orator; adept at the best learning of Greece and Rome, among other fruits of his studies he left some Greek comedies. He was kind, with a remarkable capacity for winning men’s affection.

In Germany Germanicus planned to bury all the dead of Varus’s three lost legions (massacred in the Teutoburger Forest in 9 AD) and took the lead in collecting and assembling them by hand.

4. Germanicus was so popular with the masses that he was greeted by cheering crowds wherever he went. When he returned from Germany after quelling the rebellion, the entire population poured out of Rome as far as the twentieth milestone.

5. Popular sadness at Germanicus’s death was immense. The temples were stoned and the altars of the gods thrown down, some flung their household gods into the street. Even barbarian peoples unanimously consented to a truce as if all the world shared in the tragedy. It is said that some princes cut off their beards and had their wives’ heads shaved.

6. False rumours that he had recovered led to widespread rejoicing, only to be cast down when the final confirmation of his death came through. Public grief knew no limits and continued even during the festal days of the month of December.

Germanicus’s fame and regret for his loss were increased by the horror of the times which followed since it was widely believed that Tiberius’s cruelty had been held in check through his respect for Germanicus and was now given free rein.

7. Germanicus had married Agrippina, daughter of Marcus Agrippa and Julia, who bore him nine children. Two died in infancy, one in boyhood. Of the surviving six, three girls – Agrippina, Julia Drusilla and Livilla, born in successive years – and three boys – Nero, Drusus and Gaius Caesar, the future emperor. Nero and Drusus were accused of being public enemies by the senate on the accusation of Tiberius.

8. Gaius Julius Caesar Augustus Germanicus was born in 12 AD when his father was 27. Suetonius spends several sections weighing the evidence about where Gaius was born.

9. Gaius’s surname, ‘Caligula’, was a jokey nickname awarded by the soldiers he grew up among. [Caliga was the name of a type of military boot. His father liked dressing his little son in a child’s version of a soldier’s outfit, including miniature versions of these boots. Latin formed diminutives of words by adding ‘-ula’ to the end of them. So ‘caligula’ literally meant ‘little boots’ and the nickname stuck.]

10. As a boy Caligula accompanied his father on his expedition to Syria. After Germanicus’s death, his widow, Caligula’s mother, Agrippina, returned with her six children to Rome, where she became entangled in a bitter feud with Tiberius, which led to her banishment. Caligula went to live with his great-grandmother Livia and when Livia died (in 29 AD), he lived with his grand-mother Antonia. The emperor Tiberius had retreated to Capri in 26. In 31, as he reached the age of manhood (18), Caligula was summoned to join him.

In Capri Caligula proved resilient to the ill-will of the emperor and his flatterers. He ignored the bad treatment of his mother and brothers, and was so obsequious to his grandfather that it was said of him that no one had ever been a better slave or a worse master.

11. Here in Capri his natural cruelty and viciousness were allowed to flourish. He developed a taste for witnessing torture and execution and by night revelled in gluttony and adultery. He liked wearing a wig and practicing the arts of dancing and singing. It was observing his cruelty and immorality blossoming which led Tiberius to (allegedly) say that Caligula’s advent marked the ruin of him (Tiberius) and the world; that he was rearing a viper for the Roman people and a Phaethon for the world. [In the Greek myth Phaethon tricked his father, Apollo, into letting him drive the chariot of the son which, not being strong enough, he let plunge down towards the earth, drying up rivers, causing earthquakes and destroying entire cities.]

12. Gaius took to wife Junia Claudilla, daughter of Marcus Silanus, a man of noble rank. He was appointed augur then advanced to the role of pontifex maximus. After the fall of Sejanus, Tiberius’s henchman, in 31, Tiberius encouraged Caligula to think of himself as the heir to the throne.

After Junia died in childbirth, Caligula seduced Ennia Naevia, wife of Macro, who at that time commanded the praetorian guard, promising to marry her when he became emperor. Difficult for us to understand that, according to Suetonius, he did this in order to worm himself into Macro’s favour.

Suetonius then, with astonishing casualness, claims that Caligula poisoned Tiberius. He ordered his signet ring of power to be taken from him and when it was discovered that Tiberius was still breathing, himself placed a pillow over his face. Others claim he strangled the old man (Tiberius was 78 when he died) with his own hand, immediately ordering the crucifixion of a freedman who cried out at the awful deed.

Later, Caligula put it about that he was avenging Tiberius’s execution of his mother and two brothers.

13. Caligula was popular with the general population because of his youth, his popularity with the soldiers, who he’d grown up among, and the aura from his legendary father, Germanicus. And Tiberius had led a reign of terror for over a decade. So his accession was greeted with rejoicing. His journey from Capri to Rome accompanying the body of Tiberius was greeted by cheering crowds at each town.

14. When he entered Rome, full and absolute power was at once put into his hands by the unanimous consent of the senate and of the mob, contrary to Tiberius’s will which had named his other grandson as joint heir with Caligula.

Foreign rulers sent messages of congratulation, including king Artabanus of Parthia who had been outspoken in his contempt for Tiberius.

15. At the beginning of his reign Caligula carefully courted popularity. He delivered a tearful eulogy at Tiberius’s funeral, then send to the islands where his mother and brothers had been banished, to fetch back their ashes to give a decent burial as well as games in the Circus in honour of his mother, providing a carriage to carry her image in the procession.

In memory of his father he renamed the month of September Germanicus. He lavished on his grandmother Antonia all the honours Livia Augusta had ever enjoyed. He took his uncle Claudius as his colleague in the consul­ship (37 AD). He adopted his brother Tiberius on the day that he assumed the gown of manhood and gave him the title of Chief of the Youth. He caused the names of his sisters to be included in all oaths.

He recalled those who had been condemned to banishment, had all documents relating to the cases of his mother and brothers carried to the Forum and burned, declared the era of anonymous informers over.

In other words, he dazzled everyone by displays of filial duty and respect.

16. Caligula banished from Rome the sexual perverts called spintriae who Tiberius had patronised.

He published the accounts of the empire, which had regularly been made public by Augustus,​ a practice discontinued by Tiberius. He allowed the magistrates unrestricted jurisdiction, without appeal to himself. He revised the lists of the Roman knights strictly and scrupulously. He tried also to restore the suffrage to the people by reviving the custom of elections. He paid faithfully and without dispute the legacies named in the will of Tiberius as well as in that of Julia Augusta, which Tiberius had suppressed.

He remitted the tax of a two-hundredth on auction sales in Italy, made good to many their losses from fires, and whenever he restored kings to their thrones, he allowed them all the arrears of their taxes and their revenue for the meantime.

This was all wildly popular and a golden shield was voted him, which was to be borne every year to the Capitol on an appointed day by the colleges of priests, escorted by the senate, while boys and girls of noble birth sang the praises of his virtues in a choral ode. It was decreed that the day on which he began to reign should be called the Parilia (the festival celebrating the founding of Rome) indicating that, after the long cruel years of Tiberius, Rome had been founded a second time.

17. Caligula twice gave the people a gift of 300 sesterces each, and twice a lavish banquet to the senate and the equestrian order, together with their wives and children. To make a permanent addition to public gaiety he added a day to the Saturnalia and called it Juvenalis.

18. Caligula gave several gladiatorial shows. He exhibited stage-plays continually, of various kinds and in many different places, sometimes even by night, lighting up the whole city. He also gave many games in the Circus, lasting from early morning until evening, introducing the manoeuvres of the game called Troy.

19. Caligula bridged the gap between Baiae and the mole at Puteoli, a distance of about 3,600 paces,​ by bringing together merchant ships from all sides and anchoring them in a double line, afterwards a mound of earth was heaped upon them and fashioned in the manner of the Appian Way. Over this bridge he rode back and forth for two successive days, the first day on a caparisoned horse, resplendent in a crown of oak leaves, a buckler, a sword, and a cloak of cloth of gold.

[Interestingly, Suetonius makes mention, here, of his own family, telling us that his grandfather told him the reason for the work was that Thrasyllus the astrologer had declared to Tiberius, when he was worried about his successor and inclined towards his natural grandson, that Gaius had no more chance of becoming emperor than of riding about over the gulf of Baiae with horses.]

20. Caligula gave shows in foreign lands, Athenian games​ at Syracuse in Sicily, and miscellaneous games at Lugdunum in Gaul.

21. Caligula completed the public works which had been half finished under Tiberius, namely the temple of Augustus and the theatre of Pompey. He likewise began an aqueduct in the region near Tibur and an amphitheatre beside the Saepta (the former finished by his successor Claudius,​ while the latter was abandoned). He planned to have a canal run through the Isthmus of Corinth in Greece and sent a chief centurion to survey the work.

Part Two: The Monster

22. So much for Caligula as emperor; Suetonius tells us that the rest of his biography will now tell of the monster.

Caligula claimed to be a god. He ordered all the best statues in Greece brought to Rome, decapitated and topped with copies of his own head.

Caligula converted the temple of Castor and Pollux into the vestibule of a hugely expanded Imperial palace and often took his place between the divine brethren to be worshipped by citizens.

He set up a temple to his own godhead, with priests and with victims of the choicest kind. He placed in it a life-sized statue of himself made from gold, which was dressed each day in the same clothes he was wearing.

During the day he would talk confidentially with Jupiter Capitolinus, now whispering in his ear, then turning his ear to the god’s mouth. Sometimes they had angry arguments if Jupiter disobeyed Caligula’s orders.

23. Caligula hated to be thought of as the grandson of Agrippa, a mere commoner, so spread the rumour that his mother was the product of an incestuous passion between Augustus and his daughter, Julia. He insulted the memory of Livia, and drove his grandmother Antonia to an early death with insults (although some think that he also gave her poison)

He had his brother​, Tiberius, put to death without warning, suddenly sending a tribune of the soldiers to do the deed. He drove his father-in‑law Silanus to end his life by cutting his throat with a razor.

He spared his uncle, Claudius, as a laughing-stock.

24. Caligula lived in habitual incest with all his sisters. He is believed to have violated Drusilla when he was still a minor, and even to have been caught lying with her by his grandmother, Antonia. Afterwards, she married Lucius Cassius Longinus, an ex-consul, but Caligula took her from him and openly treated her as his lawful wife

After Drusilla died Caligula was beside himself with grief, not cutting his hair or shaving his beard. He never afterwards took an oath about matters of the highest moment except by the godhead of Drusilla. The rest of his sisters he slept with sometimes, or prostituted them to his favourites.

25. Suetonius says it is hard to decide whether he behave more appallingly in contracting his marriages, annulling them, or as a ‘husband’.

At the marriage of Livia Orestilla to Gaius Piso he gave orders that the bride be taken to his own house, where he ravished her for two days before ‘divorcing’ her. Two years later he banished her on the suspicion that she’d gone back to her former husband.

When he heard the rumour that the grandmother of Lollia Paulina, who was married to Gaius Memmius, had once been a remarkably beauti­ful woman, he recalled her from the province where he husband was serving suddenly called Lollia from the province, separated her from her husband, and married her; then in a short time had her put away, with the command never to have intercourse with anyone.

Though Caesonia was neither beauti­ful nor young, and was already mother of three daughters by another, Caligula loved her passionately, often exhibiting her to the soldiers riding by his side, decked with cloak, helmet and shield, and to his friends even in a state of nudity. Only when she bore him a daughter did he formally declare her his wife (in 39 AD). He named the child Julia Drusilla.

Ptolemy, son of king Juba, his cousin, Macro and Ennia, who helped him to the throne, he had put to death.

He forced senators to run alongside his chariot and to wait on him at table. Some he had put to death. When the consuls forgot to proclaim his birthday, he deposed them and left the state for three days without its highest magistrates.​

His sleep was disturbed by the noise made by people who’d come in the middle of the night to get the free seats in the Circus, so he had them driven out with cudgels and in the melee more than twenty Roman knights were crushed to death, with as many matrons and a countless number of others.

He liked to scatter free tickets at the theatre in order to sow confusion.

At gladiatorial shows he ordered the awnings pulled back when the sun was hottest and give orders that no one be allowed to leave, leaving the audience to burn.

27. When cattle to feed the wild beasts which he had provided for a gladiatorial show were expensive, Caligula ordered them to be fed with criminals. He had prisoners lined up and selected on a whim those to be executed and fed to the animals.

He had many men of noble rank branded with hot irons then condemned to the mines, to work at building roads, or to be thrown to the wild beasts, or he had them up in cages on all fours, or sawn in half.

These punishments were not for serious offences, but having maybe having criticised one of his shows or not having sworn by his Genius.

He forced parents to attend the executions of their sons, sending a litter for one man who pleaded ill health, and inviting another to dinner immediately after witnessing the death of his son and baiting him trying to with jokes and gaiety.

He had the manager of his gladiatorial shows and beast-baitings beaten with chains in his presence for several successive days until the stench of his putrefied brain prompted him to finish him off in disgust.

He burned a writer of Atellan farces alive in the middle of the arena of the amphitheatre, because of a humorous line of double meaning.

When a Roman knight on being thrown to the wild beasts loudly protested his innocence, he took him out, cut off his tongue, and threw him back again.

28. Caligula conceived the notion that exiles were conspiring against him and so sent emissaries from island to island to butcher them all.

He had one of the senators stabbed with quills then turned over to the mob. He wasn’t satisfied till he saw the man’s limbs, members and bowels dragged through the streets and piled up before him.

29. Caligula’s speech was full of threats. When his grandmother Antonia gave him some advice he replied: ‘Remember that I have the right to do anything to anybody.’

After banishing his sisters, he made the threat that he not only had islands, but swords as well.

An ex-praetor who had retired to Anticyra for his health, sent frequent requests for an extension of his leave, so Caligula had him put to death, joking that anyone who had not been helped by a long course of hellebore needed to be bled.

When he signed the list of prisoners who were to be put to death, he said that he was ‘clearing his accounts’.

30. Caligula seldom had anyone put to death except by numerous slight wounds, his constant order, which soon became well-known, being: ‘Strike so that he may feel that he is dying.’ He often uttered the familiar line of the tragic poet Accius:

‘Let them hate me, so they but fear me.’

He regularly castigated the senators for having informed against his mother (who Tiberius had exiled then killed on trumped-up charges).

He constantly tongue-lashed the equestrian order as devotees of the stage and the arena.

Angered at the rabble for applauding a faction which he opposed, he cried: ‘I wish the Roman people had but a single neck.’

31. Caligula lamented that there had been no great disaster during his rule, saying the reign of Augustus had been made famous by the Varus massacre,​ and that of Tiberius by the collapse of the amphitheatre at Fidenae, while his own was threatened with oblivion because of its prosperity. So he was heard wishing for famine, pestilence, fires or a great earthquake.

32. Even while feasting or at amusements, he was cruel, having people tortured in front of him as he ate, and employing a soldier who was adept at decapitation to cut off the heads of people brought from prison.

At the dedication of a bridge he’d had constructed at Puteoli, he invited members of the crowd to join him on the bridge, then ordered them all to be thrown into the water.

At a public banquet a slave was caught stealing a strip of silver from a couch so he ordered his hands to be cut off and hung round his neck and that he then be led about among the guests, preceded by a placard giving the reason for his punishment.

When he was training with a murmillo from the gladiatorial school who was using a wooden sword and fell out of deference to the emperor, Caligula stabbed him with a real dagger.

At a particularly sumptuous banquet he suddenly burst into a fit of laughter and when the consuls politely inquired why, he replied: ‘I was just thinking that at a single nod of mine both of you could have your throats cut on the spot.’

33. Caligula stood next to a statue of Jupiter and asked the tragic actor Apelles which of the two seemed to him the greater and, when he hesitated, had him flayed with whips.

Whenever he kissed the neck of his wife or sweetheart he would say: ‘And this beautiful throat can be cut whenever I please.’

He loved Caesonia but he sometimes playfully threatened to torture her to find out why he loved her so passionately.

34. Caligula made malicious attacks on men from every era. Augustus had moved some statues of famous men from the court of the Capitol to the Campus Martius. Caligula had them all destroyed, and thereafter forbade the erection of the statue of any living man anywhere, without his knowledge and consent.

He even considered destroying the poems of Homer, asking why he should not have the same privilege as Plato, who excluded Homer from his ideal commonwealth.

He came close to More than that, removing the writings and the busts of Vergil and Livy from all the libraries, calling Virgil talentless and Livy wordy and inaccurate.

He considered abolishing the legal profession altogether in order to prevent any opinions being given which contradicted his wish.

35. Caligula deprived the noblest families in Rome of their traditional emblems.

He invited King Ptolemy to Rome, entertained him lavishly and then had him put to death merely because, when giving a gladiatorial show, he noticed that Ptolemy on entering the theatre attracted general attention by the splendour of his purple cloak.

Whenever he ran across handsome men with fine heads of hair he ordered the backs of their heads shaved.

There was no one of such low condition or such abject fortune that he did not envy him whatever advantages he possessed.

36. Caligula had no respect for his own chastity or anyone else’s.

He is said to have had unnatural relations with Marcus Lepidus, the pantomime actor Mnester, and certain hostages.

Valerius Catullus, a young man of a consular family, publicly proclaimed that he had buggered the emperor and worn himself out in the process.

Beside incest with his three sisters and his passion for the concubine Pyrallis, there was scarcely any woman of rank whom he did not proposition.

He invited them to dinner with their husbands and, as they passed by the foot of his couch, inspected them critically as if buying slaves. Then he would leave the room, sending for the one who pleased him best, returning soon afterwards with evident signs of what had occurred, after which he would openly commend or criticise the woman, commenting on her body and performance.

37. Caligula’s extravagance was unparalleled. He invented new sort of baths and unnatural varieties of food. He bathed in hot or cold perfumed oils, drank pearls of great price dissolved in vinegar, and set before his guests loaves and meats of gold, declaring that a man ought either to be frugal or Caesar.

He scattered large sums of money among the commons from the roof of the basilica Julia for several days in succession.

He built galleys with ten banks of oars, with sterns set with gems, multi-coloured sails, spacious baths, colonnades and banquet-halls, and even a variety of vines and fruit trees. Then he would recline at table as they cruised up and down along the coast of Campania amid songs and choruses.

He built villas and country houses with utter disregard of expense.

He deliberately set out to achieve the impossible: he built moles out into the deep and stormy sea, tunnelled rocks of hardest flint, built up plains to the height of mountains and razed mountains to the level of the plain.

In sum, he squandered vast sums of money, including the 2.7 billion sesterces which Tiberius had amassed, in less than a year.

38. When he ran low on funds he devised a complicated system of false accusations, auction sales, and taxes. For example he demanded proof of Roman citizen­ship or payment.

He disallowed all returns of property from emperor to owner, if the owner had subsequently made any additions or improvements.

If any chief centurions since the beginning of Tiberius’ reign had not named that emperor or himself among their heirs, he set aside their wills on the ground of ingratitude.

With the result that hosts of people included Caligula as beneficiaries of their wills. But if he learned of this and the will-maker hadn’t died, he accused them of toying with him and sent them poisoned food.

He conducted trials of people like this himself, assigning fines at random, naming in advance the amount he intended to fleece them by.

At one sitting he condemned in a single sentence more than forty prisoners who were accused on different counts, boasting to Caesonia, when she woke after a nap, of the great amount of business he had done while she was taking her siesta.

He attended auctions and deliberately drove the bids as high as possible, forcing people to pay ridiculous sums, bankrupting bidders, forcing some of them to commit suicide.

39. When Caligula was in Gaul he had arranged to be sold for huge amounts the jewels, furniture, slaves, and even the freedmen of his sisters who had been condemned to death. He found this so profitable that he sent to Rome for all the paraphernalia of the old palace,​ seizing for its transportation public carriages and animals from the bakeries with the result that bread became scarce at Rome.

40. He levied new and unheard of taxes. There was no class of commodities or men on which he did not impose some form of tariff. On all eatables sold in any part of Rome he levied a fixed charge. On lawsuits and legal processes he demanded a fortieth part of the sum involved, on the daily wages of porters, an eighth, on the earnings of prostitutes, as much as each received for one trick.

41. He opened a brothel in his palace, setting aside a number of rooms where matrons and freeborn youths should stand exposed. Then he sent his pages​ about the fora and basilicas to invite young men and old to come and enjoy themselves, lending money on interest to those who attended and having clerks openly take down their names, as contributors to Caesar’s revenues.

42. When Caligula’s daughter was born he complained that, in addition to the burden of a ruler he now had to bear that of a father and asked for contributions for the girl’s maintenance and dowry.

He declared he would accept New Year gifts and on 1 January took his place in the entrance to the Palace, to receive the coins which a throng of people of all classes showered on him.

Finally, seized by with a mania for money, he would pour out huge piles of gold pieces, walk over them barefooted or wallow in them for a long time.

43. On a whim Caligula announced an expedition to Germany. It was a farce. He assembled legions and auxiliaries from all quarters, collecting provisions of every kind on an unheard of scale. Then he made a forced march for the border, while he himself was carried in a litter by eight bearers. He required the inhabitants of the towns through which he passed to sweep the roads for him and sprinkle them to lay the dust.

44. On reaching his camp, to overawe everyone, Caligula dismissed in disgrace the generals who were late in bringing in the auxiliaries. In reviewing his troops he deprived many of the chief centurions who were well on in years of their rank, in some cases only a few days before they would have served their time.

All that he accomplished was to receive the surrender of Adminius, son of Cunobelinus king of the Britons, who had been banished by his father and had deserted to the Romans with a small force. But he sent a letter back to Rome boasting as if he’d conquered the whole island.

45. Finding no one to fight with, he had a few Germans of his body-guard taken across the river and hidden and then word brought to him after lunch that the enemy were close at hand. This allowed him to rush out with his friends and flatterers, where they ‘captured’ these Germans and brought them back to the camp where he berated everyone else for their cowardice.

Another time he had hostages sent ahead and, again, suddenly left a banquet with some of the cavalry, galloped off and overtook these entirely quiescent friends, leading them back to the camp in fetters like a great hero.

Meanwhile, he rebuked the senate and people back in Rome for living the life of luxury while he exposed himself to untold dangers.

[If we compare this behaviour to the eight hard years fighting of Julius Caesar in Gaul, it really feels like history repeats itself, first as genuine struggle, then as pantomime.]

46. Caligula drew up his army on the coast (presumably the Channel coast) and then ordered them to…gather seashells and fill their helmets and the folds of their gowns with them.

As a monument of his victory he erected a lofty tower, from which lights were to shine at night to guide the course of ships, as from the Pharos.

47. Caligula then stage managed a triumph back in Rome in which he ordered various friendly Gauls to dye their hair red and pose as captured German chieftains.

He had the triremes in which he had sailed on the Channel carried overland to Rome. Imagine the effort of just this one act!

48. Before leaving Gaul Caligula conceived the insane idea of massacring all the legions there because, 20 years earlier they had, upon hearing of the death of Augustus, besieged the headquarters of his father Germanicus.

He was only just restrained from this order but insisted on decimating them i.e. killing every tenth one, so had them assembled without their weapons, but when he saw some sneaking off to get their swords, he panicked, and fled, travelling back to Rome and taking his fury out on the Senate.

49. Caligula entered Rome to an ovation (one step down from a formal triumph), meditating further crimes and atrocities, but four months later he was dead.

It is said that he intended to massacre all the best men of both orders (presumably senate and knights) and then move the capital of the empire to Antium or maybe to Alexandria. Two lists were found of the men to be executed.

50. Caligula’s physique He was very tall and extremely pale, with an unshapely body, but very thin neck and legs. His eyes and temples were hollow, his forehead broad and grim, his hair thin and entirely gone on the top of his head, though his body was hairy. Because of this to look upon him from a higher place as he passed by, or for any reason whatever to mention a goat, was treated as a capital offence.

While his face was naturally forbidding and ugly, he purposely made it even more savage, practising all kinds of terrible and fearsome expressions before a mirror.

He was sound neither of body nor mind. As a boy he was troubled with epilepsy and it recurred in manhood. During attacks he was hardly able to walk, to stand up, to collect his thoughts, or to hold up his head.

Some say his wife Caesonia gave him an aphrodisiac which had the effect of driving him mad.

He suffered from insomnia, never getting more than three hours sleep a night. He had bad nightmares and premonitions.

51. Caligula combined two mental faults: extreme assurance and excessive timorousness. He claimed to despise the gods but was terrified of lightning and thunder.

Panicked by rumour of a German attack, he deserted his troops, rode quickly back to the bridges, which were packed with troops, and so had himself passed from hand to hand over the men’s heads.

Hearing of an uprising in Germany he made preparations to flee Rome. His assassins played on this well-known fear when they claimed to the soldiery, after they’d murdered him, that he committed suicide after hearing of a defeat.

52. Caligula wore outlandish clothes. Instead of a plain toga, he often appeared in public in embroidered cloaks covered with precious stones, with a long-sleeved tunic and bracelets, sometimes in silk​ and in a woman’s robe, now in slippers or buskins, again in boots, such as the emperor’s bodyguard wear, and at times in the low shoes which are worn by women.

He frequently wore the uniform of a triumphing general, even before his campaign, and sometimes the breastplate of Alexander the Great, which he had had taken from Alexander’s tomb at Alexandria.

53. Caligula wasn’t very interested in literature but paid attention to oratory and very eloquent. When he was angry he let forth an abundant flow of words and thoughts, he paced up and down, and his delivery was such that he was clearly heard at a distance.

The Stoic philosopher, statesman and dramatist Lucius Annaeus Seneca the Younger (4 BC to 65 AD) was popular during his reign but Caligula accused him of writing ‘mere school exercises’ and of being ‘sand without lime’.

He liked to compose speeches for and against those he had brought to trial and often forced the senate and knights to listen to both addresses, before making a decision on a whim.

54. Caligula was very active. He appeared in the Circus as a Thracian gladiator, fighting with the weapons of actual warfare; as a charioteer; and even as a singer and dancer.

He fancied his talents so much that even at public performances he couldn’t refrain from singing with the tragic actor as he delivered his lines, or from openly imitating his gestures by way of praise or correction.

On the day he was assassinated he seems to have ordered an all-night vigil for the sole purpose of taking advantage of the licence of the occasion to make his first appearance on the stage.

On one occasion he summoned three senators of consular rank to the palace and when they arrived in fear of their lives, he seated them on a stage and then suddenly burst onto it amid a great din of flutes and clogs, dressed in a cloak and a tunic reaching to his heels, performed a song and dance and disappeared again.

Yet he could not swim.

55. Those Caligula loved he loved with a mad intensity. He used to kiss Mnester, the pantomime actor, even in the theatre, and if anyone made the slightest sound while his favourite was dancing, he had him dragged from his seat and scourged him with his own hand.

On the day before the games, in order to prevent his horse, Incitatus, from being disturbed, he sent his soldiers to enforce silence in the whole neighbourhood.

Besides a stall of marble, a manger of ivory, purple blankets and a collar of precious stones, he gave this horse a house, a troop of slaves and furniture, for the elegant entertainment of the guests invited in his name. It said that he planned to make his horse consul.

56. There were many conspiracies, until two men succeeded in killing Caligula with the co-operation of his most influential freedmen and the officers of the praetorian guard.

They decided to kill him at noon as he left the Palatine games. The principal part was claimed by Cassius Chaerea, tribune of a cohort of the praetorian guard. Caligula used to taunt him, a man already well on in years, with voluptuousness and effeminacy and every form of insult. Whenever he asked for the watchword Gaius would give him ‘Priapus’ or ‘Venus’ and when Chaerea had occasion to thank him for anything, Caligula would hold out his hand to kiss, forming and moving it in an obscene fashion.

57. Caligula’s approaching murder was foretold by many prodigies:

  • the statue of Jupiter at Olympia, which he had ordered to be taken to pieces and moved to Rome, suddenly uttered such a peal of laughter that the scaffoldings collapsed and the workmen took to their heels
  • a man called Cassius turned up, who declared that he had been bidden in a dream to sacrifice a bull to Jupiter
  • the Capitol at Capua was struck by lightning on the Ides of March, and also the room of the doorkeeper of the Palace at Rome
  • he soothsayer Sulla, when Gaius consulted him about his horoscope, declared that inevitable death was close at hand
  • the lots of Fortune at Antium warned him to beware of Cassius, and he accordingly ordered the death of Cassius Longinus, who was at the time proconsul of Asia, forgetting that the family name of Chaerea was Cassius
  • the day before he was killed he dreamt that he stood in heaven beside the throne of Jupiter and that the god struck him with the toe of his right foot and hurled him to earth
  • the day before his death, as he was sacrificing, he was sprinkled with the blood of a flamingo,
  • the pantomimic actor Mnester danced a tragedy which the tragedian Neoptolemus had acted years before during the games at which Philip king of the Macedonians was assassinated
  • in a farce called ‘Laureolus’, in which the chief actor falls as he is making his escape and vomits blood, several understudies​ so vied with one another in giving evidence of their proficiency that the stage swam in blood

58. On the ninth day before the Kalends of February, at about the seventh hour, he hesitated whether or not to get up for luncheon, since his stomach was still disordered from excess of food on the day before, but at length he came out at the persuasion of his friends.

In the covered passage through which he had to pass, some boys of good birth, who had been summoned from Asia to appear on the stage, were rehearsing their parts, and he stopped to watch and to encourage them and had not the leader of the troop complained that he had a chill, he would have returned and had the performance given at once.

From this point there are two versions of the story: some say that as he was talking with the boys, Chaerea came up behind, cried ‘Take this!’ and gave him a deep sword wound in the neck, and that then the tribune Cornelius Sabinus, who was the other conspirator and faced Caligula, stabbed him in the breast.

Others say that Sabinus, after getting rid of the crowd through centurions who were in the plot, asked for the watchword, as soldiers do, and that when Caligula gave him ‘Jupiter’, he cried ‘So be it’ and, as Caligula looked around, he split his jawbone with a blow of his sword.

As he lay writhing on the ground crying ‘I am still alive’ the other conspirators dispatched him with 30 wounds as the cry went around, ‘Strike again.’ Some even thrust their swords through his privates. At the beginning of the disturbance his bearers ran to his aid with their poles and then some of the Germans of his body-guard, who killed several of his assassins, as well as some innocent senators who happened to be nearby.

59. Caligula lived 29 years and ruled 3 years, 10 months and 8 days. His body was conveyed secretly to the gardens of the Lamian family, where it was partly consumed on a hastily erected pyre and buried beneath a light covering of turf. Later his sisters on their return from exile dug it up, cremated it, and consigned it to the family tomb.

Before this was done, it is well known that the caretakers of the gardens were disturbed by ghosts, and that, in the house where he was murdered, not a night passed without some fearsome apparition until at last the house itself was destroyed by fire.

With Caligula died his wife Caesonia, stabbed with a sword by a centurion, while his daughter’s brains were dashed out against a wall.

60. The atmosphere of fear and paranoia continued after his death. Not even after the murder was made known was it believed that Caligula was dead. People suspected that Caligula himself had staged his own death and would return to punish anyone who was celebrating.

The confusion was exacerbated because the conspirators had not agreed on a successor. The senate was unanimously in favour of re-establishing the republic and so called the first meeting, not in the senate house, because it bore the by-now hated name Julian Building, but in the Capitol.

Some wanted all memory of the Caesars obliterated and all their temples destroyed. Men commented that all the Caesars whose forename was Gaius had perished by the sword, beginning with the one who was slain in the times of Cinna. [Although Michael Grant tells us in a footnote that this is not factually correct, it indicates the terrible reputation the family had acquired.]

[Once Claudius was securely in power he had Caligula’s assassins, including Cassius Chaerea and Julius Lupus, the murderer of Caligula’s wife and daughter, put to death – to ensure Claudius’s own safety and to act as a deterrent against conspirators during his reign.]


Credit

Robert Graves’s translation of The Twelve Caesars by Suetonius was published by Penguin in 1957. A revised translation by Classicist Michael Grant, more faithful to the Latin original, was published in 1979. A further revised edition was published in 1989 with an updated bibliography. I read the Penguin version in parallel with the 1914 Loeb Classical Library translation which is available online.

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