The Decay of Lying: An Observation by Oscar Wilde (1891)

‘The aim of the liar is simply to charm, to delight, to give pleasure. He is the very basis of civilized society.’

Originally published as a magazine article in 1889, Wilde substantially rewrote this essay for inclusion in his volume of four long critical essays, Intentions (1891). In De Profundis Wilde refers to it as ‘the first and best of all my dialogues’ (Selected Letters of Oscar Wilde edited by Rupert Hart-Davis, page 157).

The dialogue form

It is in dialogue form, harking back to the Platonic dialogues Wilde would have studied for his Classics degree, and signalling Wilde’s embryonic interest in drama – and his realisation that his ‘ideas’ were maybe less amusing than his taste for paradox, for surprising reversals of expectations, for sudden bon mots and witty phrases – all of which are easier to engineer in dialogue form. Dialogue allows:

  • quick fire interchange
  • one person to develop an idea at length until it is in danger of becoming boring, at which point – the other person interrupts with a deflating remark or a witty summary of the argument so far; this means that:
  • treatment of individual notions can be pages long or made in a throwaway one-liner; and
  • the case of the proponent can itself subjected to irony and satire by the interlocutor – Wilde can parody or ironise his own argument

His earlier essay, The Soul of Man Under Socialism, is a straightforward essay, no dialogue, so Wilde has to go a long distance in his own voice and strains a bit to make a consistent ‘argument’. The digressions and cul-de-sacs are there for all to see. In Lying, as soon as the dramatic lead (Vivian) tires of one line of witty sophistry, his foil (Cyril) can interrupt – not understanding, or pooh-poohing the idea, or asking for clarification, thus neatly ending one line of thought and setting up the next one.

The Argument

All Art is lying, wonderful imaginative lying.

Lying, the telling of beautiful untrue things, is the proper aim of Art.

However, in Wilde’s time more and more artists were determined to drag the ‘real world’ into their art, making it ‘relevant’, addressing ‘issues’ and thus showing a tragic misunderstanding of what Art is and is for, and – the great crime in Wilde’s eyes – destroying their individuality – so that all the writers end up sounding like Parliamentary reports and all the artists end up creating works which are grim and depressing.

Now, everything is changed. Facts are not merely finding a footing place in history, but they are usurping the domain of Fancy, and have invaded the kingdom of Romance. Their chilling touch is over everything. They are vulgarising mankind.

Art is a form of lying, of rejecting the banality of ‘reality’ and creating something marvellous from our imaginations. Wilde must have had notebooks packed with sentences starting ‘Art is…’:

The object of Art is not simple truth but complex beauty.

Art itself is really a form of exaggeration; and selection, which is the very spirit of art, is nothing more than an intensified mode of overemphasis.

The proper school to learn art in is not Life but Art.

Art never expresses anything but itself. This is the principle of my new aesthetics; and it is this, more than that vital connection between form and substance, on which Mr. Pater dwells, that makes music the type of all the arts.

Taking this as his point of departure, the entire essay enjoys contradicting the popular view of the day (Wordsworth, Ruskin, Morris), that we must somehow get ‘back to Nature’, that Nature is a cure for modern industrial society. Quite the opposite:

What Art really reveals to us is Nature’s lack of design, her curious crudities, her extraordinary monotony, her absolutely unfinished condition… Art is our spirited protest, our gallant attempt to teach Nature her proper place. As for the infinite variety of Nature, that is a pure myth. It is not to be found in Nature herself. It resides in the imagination, or fancy, or cultivated blindness of the man who looks at her.

If Nature had been comfortable, mankind would never have invented architecture, and I prefer houses to the open air. In a house we all feel of the proper proportions. Everything is subordinated to us, fashioned for our use and our pleasure. Egotism itself, which is so necessary to a proper sense of human dignity’ is entirely the result of indoor life. Out of doors one becomes abstract and impersonal. One’s individuality absolutely leaves one.

And then Nature is so indifferent, so unappreciative. Whenever I am walking in the park here, I always feel that I am no more to her than the cattle that browse on the slope, or the burdock that blooms in the ditch. Nothing is more evident than that Nature hates Mind.

Provocation 1. The incongruous

Wilde enjoys provoking his reader, which takes at least two forms: one is the witty application of homely phraseology in an unexpected way, to create a humorously incongruous effect.

Nature has good intentions, of course, but, as Aristotle once said, she cannot carry them out…Art is…our gallant attempt to teach Nature her proper place.

A great artist invents a type, and Life tries to copy it, to reproduce it in a popular form, like an enterprising publisher.

Thus, as he endeavours to show his friend Cyril how far lying has decayed, the protagonist Vivian makes a humorous survey of the professions, all on the witty assumption that they are and have been professed liars, so that he is in the witty position of lamenting the decay of lying in professions which most Victorians would assume to have been the bedrock of British honesty and probity:

CYRIL. Lying! I should have thought that our politicians kept up that habit.

VIVIAN. I assure you that they do not. They never rise beyond the level of misrepresentation, and actually condescend to prove, to discuss, to argue [!]…Something may, perhaps, be urged on behalf of the Bar. The mantle of the Sophist has fallen on its members. Their feigned ardours and unreal rhetoric are delightful…They…have been known to wrest from reluctant juries triumphant verdicts of acquittal for their clients, even when those clients, as often happens, were clearly and unmistakably innocent [!]. But they are briefed by the prosaic, and are not ashamed to appeal to precedent. In spite of their endeavours, the truth will out. Newspapers, even, have degenerated. They may now be absolutely relied upon [!]. One feels it as one wades through their columns…

Many a young man starts in life with a natural gift for exaggeration which, if nurtured in congenial and sympathetic surroundings, or by the imitation of the best models, might grow into something really great and wonderful. But, as a rule, he comes to nothing. He either falls into careless habits of accuracy…or takes to frequenting the society of the aged and the well-informed. Both things are equally fatal to his imagination! and in a short time he develops a morbid and unhealthy faculty of truth telling, begins to verify all statements made in his presence, has no hesitation in contradicting people who are much younger than himself, and often ends by writing novels which are so like life that no one can possibly believe in their probability.

Later, he manages to include journalists in his list of the lying professions. The same journalists who would hound him into prison and cackle around his fallen corpse.

Lying for the sake of a monthly salary is of course well known in Fleet Street, and the profession of a political leader writer is not without its advantages. But it is said to be a somewhat dull occupation, and it certainly does not lead to much beyond a kind of ostentatious obscurity.

Provocation 2. Anti-England

Like any man of feeling or imagination, Wilde is depressed by the small-minded, xenophobic, philistine culture of England (something which has always driven our best writers abroad, to escape our stifling conformity and seek out a wider world). An attitude given bite by the fact that he was, of course, Irish and saw himself, as so many literary men of the Modern period (1890s onwards), as an outsider.(1)

Thinking is the most unhealthy thing in the world, and people die of it just as they die of any other disease. Fortunately, in England at any rate, thought is not catching. Our splendid physique as a people is entirely due to our national stupidity.

Nonetheless, one trembles when one reads his casual insults of England and the English. For, as we know, the English were going to have their total and humiliating revenge on Wilde and to drag all his witty paradoxes down into the lowest mud.

A thoughtful young friend of ours once told us that it reminded him of the sort of conversation that goes on at a meat tea in the house of a serious non-comformist family, and we can quite believe it. Indeed it is only in England that such a book could be produced. England is the home of lost ideas.

But in the English Church a man succeeds, not through his capacity for belief but through his capacity for disbelief. Ours is the only church where the sceptic stands at the altar, and where St. Thomas is regarded as the ideal apostle.

The solid stolid British intellect lies in the desert sands like the Sphinx in Flaubert’s marvellous tale, and fantasy La Chimere, dances round it, and calls to it with her false, flute-toned voice.

The contemporary scene

Wilde gives a fascinating summary of the contemporary literary scene, of which he laments: ‘the modern novelist presents us with dull facts under the guise of fiction.’

He is to be found at the Librairie Nationale, or at the British Museum, shamelessly reading up his subject. He has not even the courage of other people’s ideas, but insists on going directly to life for everything’ and ultimately, between encyclopaedias and personal experience, he comes to the ground, having drawn his types from the family circle or from the weekly washerwoman, and having acquired an amount of useful information from which never, even in his most meditative moments, can he thoroughly free himself. The loss that results to literature in general from this false ideal of our time can hardly be overestimated.

In his way Wilde is echoing Robert Louis Stevenson’s essay on Romance, a conscious revolt against the Gradgrindish obsession with facts, a wish to escape, to soar on the wings of free imagination. Although Stevenson is first in line to be criticised:

  • Mr Robert Louis Stevenson… is tainted with this modern vice [of realism]… There is such a thing as robbing a story of its reality by trying to make it too true, and The Black Arrow is so inartistic as not to contain a single anachronism to boast of, while the transformation of Dr. Jekyll reads dangerously like an experiment out of the Lancet.
  • Mr. Rider Haggard, who really has, or had once, the makings of a perfectly magnificent liar, he is now so afraid of being suspected of genius that when he does tell us anything marvellous, he feels bound to invent a personal reminiscence, and to put it into a footnote as a kind of cowardly corroboration.
  • Mr. Henry James writes fiction as if it were a painful duty, and wastes upon mean motives and imperceptible ‘points of view’ his neat literary style, his felicitous phrases, his swift and caustic satire.
  • Mr George Meredith! Who can define him ? His style is chaos illumined by flashes of lightning. As a writer he has mastered everything except language: as a novelist he can do everything, except tell a story: as an artist he is everything, except articulate.
  • Mr. Hall Caine, it is true, aims at the grandiose, but then he writes at the top of his voice. He is so loud that one cannot hear what he says.
  • Mr. James Payn is an adept in the art of concealing what is not worth finding. He hunts down the obvious with the enthusiasm of a shortsighted detective.
  • The horses of Mr. William Black‘s phaeton do not soar towards the sun. They merely frighten the sky at evening into violent chromolithographic effects.
  • Mrs. Oliphant prattles pleasantly about curates, lawn tennis parties, domesticity, and other wearisome things.
  • Mr. Marion Crawford has immolated himself upon the altar of local colour. He is like the lady in the French comedy who keeps talking about ‘le beau ciel d’Italie.’ Besides, he has fallen into a bad habit of uttering moral platitudes. He is always telling us that to be good is to be good, and that to be bad is to be wicked. At times he is almost edifying.
  • ‘Robert Elsmere’ is of course a masterpiece – a masterpiece of the ‘genre ennuyeux,’ the one form of literature that the English people seem to thoroughly enjoy. It is only in England that such a book could be produced.
  • As for that great and daily increasing school of novelists for whom the sun always rises in the East End, the only thing that can be said about them is that they find life crude, and leave it raw.

Wilde prided himself of his knowledge of French culture – their poetry and painting vastly more advanced than their English counterparts. But he is equally as damning of the new French realist school:

  • M. Guy de Maupassant, with his keen mordant irony and his hard vivid style, strips life of the few poor rags that still cover her, and shows us foul sore and festering wound. He writes lurid little tragedies in which everybody is ridiculous; bitter comedies at which one cannot laugh for very tears.
  • M. Zola is determined to show that, if he has not got genius, he can at least be dull. And how well he succeeds!.. The author is perfectly truthful, and describes things exactly as they happen. What more can any moralist desire? We have no sympathy at all with the moral indignation of our time against M. Zola. It is simply the indignation of Tartuffe on being exposed. M. Zola’s characters have their dreary vices, and their drearier virtues. The record of their lives is absolutely without interest. Who cares what happens to them? In literature we require distinction, charm, beauty, and imaginative power. We don’t want to be harrowed and disgusted with an account of the doings of the lower orders.
  • M. Daudet is better. He has wit, a light touch, and an amusing style. But he has lately committed literary suicide… The only real people are the people who never existed, and if a novelist is base enough to go to life for his personages he should at least pretend that they are creations, and not boast of them as copies. The justification of a character in a novel is not that other persons are what they are, but that the author is what he is. Otherwise the novel is not a work of art.
  • What is interesting about people in good society – and M. Bourget rarely moves out of the Faubourg St. Germain, except to come to London – is the mask that each one of them wears, not the reality that lies behind the mask. It is a humiliating confession, but we are all of us made out of the same stuff. In Falstaff there is something of Hamlet, in Hamlet there is not a little of Falstaff. The fat knight has his moods of melancholy, and the young prince his moments of coarse humour. Where we differ from each other is purely in accidentals: in dress, manner, tone of voice, religious opinions, personal appearance, tricks of habit, and the like. The more one analyses people, the more all reasons for analysis disappear. Sooner or later one comes to that dreadful universal thing called human nature. Indeed, as any one who has ever worked among the poor knows only too well, the brotherhood of man is no mere poet’s dream, it is a most depressing and humiliating reality!

But he likes Balzac:

  • Balzac was a most wonderful combination of the artistic temperament with the scientific spirit. The latter he bequeathed to his disciples: the former was entirely his own. The difference between such a book as M. Zola’s L’Assommoir and Balzac’s Illusions Perdues is the difference between unimaginative realism and imaginative reality… A steady course of Balzac reduces our living friends to shadows, and our acquaintances to the shadows of shades. His characters have a kind of fervent fiery-coloured existence. They dominate us, and defy scepticism… But Balzac is no more a realist than Holbein was. He created life, he did not copy it.

Art does not express the world, Good Lord no! It expresses the individuality, the genius, of the artist.

Art should be quite detached, quite useless

Where Morris the Marxist argued that Art in an ideal world would be the results of happy men expressing their creativity, especially in decorating the everyday objects of our lives, so that everything a happy fulfilled worker makes is Art – Wilde the hyper aesthete argues that all Art should be quite useless, quite irrelevant to our everyday lives and concerns: that is its point.

The only beautiful things, as somebody once said, are the things that do not concern us. As long as a thing is useful or necessary to us, or affects us in any way, either for pain or for pleasure, or appeals strongly to our sympathies, or is a vital part of the environment in which we live, it is outside the proper sphere of art. To art’s subject matter we should be more or less indifferent. We should, at any rate, have no preferences, no prejudices, no partisan feeling of any kind…

I do not know anything in the whole history of literature sadder than the artistic career of Charles Reade. He wrote one beautiful book, The Cloister and the Hearth, a book as much above Romola as Romola is above Daniel Deronda, and wasted the rest of his life in a foolish attempt to be modern, to draw public attention to the state of our convict prisons, and the management of our private lunatic asylums. Charles Dickens was depressing enough in all conscience when he tried to arouse our sympathy for the victims of the poor law administration; but Charles Reade, an artist, a scholar, a man with a true sense of beauty, raging and roaring over the abuses of contemporary life like a common pamphleteer or a sensational journalist, is really a sight for the angels to weep over.

Life imitates Art

So far, so plausible. Wilde has moved beyond outraging the bourgeoisie to establish his main point: Art is a wonderful kind of lying which, in his age, was everywhere in danger of being hobbled by the mania for Realism. But the essay goes to another level when Wilde pushes the conceit further to say that, not only is dull and vulgar Life bad for Art, but that Life itself actually copies Art.

Paradox though it may seem, it is none the less true that Life imitates art far more than Art imitates life. We have all seen in our own day in England how a certain curious and fascinating type of beauty, invented and emphasised by two imaginative painters [the Pre-Raphaelites Rossetti and Burne-Jones], has so influenced Life that whenever one goes to a private view or to an artistic salon one sees, here the mystic eyes of Rossetti’s dream, the long ivory throat, the strange squarecut jaw, the loosened shadowy hair that he so ardently loved, there the sweet maidenhood of The Golden Stair, the blossom-like mouth and weary loveliness of the Laus Amoris, the passion-pale face of Andromeda, the thin hands and lithe beauty of the Vivien in Merlin’s Dream.

And it has always been so. A great artist invents a type, and Life tries to copy it, to reproduce it in a popular form, like an enterprising publisher. Neither Holbein nor Vandyck found in England what they have given us. They brought their types with them, and Life, with her keen imitative faculty, set herself to supply the master with models.

As it is with the visible arts, so it is with literature. The most obvious and the vulgarest form in which this is shown is in the case of the silly boys who, after reading the adventures of Jack Sheppard or Dick Turpin, pillage the stalls of unfortunate apple-women, break into sweet shops at night, and alarm old gentlemen who are returning home from the city by leaping out on them in suburban lanes, with black masks and unloaded revolvers… The boy burglar is simply the inevitable result of life’s imitative instinct. He is Fact, occupied as Fact usually is with trying to reproduce Fiction.

And, he goes on:

  • Schopenhauer has analysed the pessimism that characterises modern thought, but Hamlet invented it. The world has become sad because a puppet was once melancholy.
  • The Nihilist, that strange martyr who has no faith, who goes to the stake without enthusiasm, and dies for what he does not believe in, is a purely literary product. He was invented by Tourgenieff, and completed by Dostoieffski.
  • Robespierre came out of the pages of Rousseau as surely as the People’s Palace rose out debris of a novel. Literature always anticipates life. It does not copy it, but moulds it to its purpose.
  • The nineteenth century, as we know it, is largely an invention of Balzac. Our Luciens de Rubempre, our Rastignacs, and De Marsays made their first appearance on the stage of the Comedie Humaine. We are merely carrying out, with footnotes and unnecessary additions, the whim or fancy or creative vision of a great novelist.

Wilde doesn’t say there is a tendency to copy art: he thinks it is an absolute rule:

Life imitates Art far more than Art imitates Life, and I feel sure that if you think seriously about it you will find that it is true. Life holds the mirror up to Art, and either reproduces some strange type imagined by painter or sculptor, or realizes in fact what has been dreamed in fiction. Scientifically speaking, the basis of life – the energy of life, as Aristotle would call it – is simply the desire for expression, and Art is always presenting various forms through which this expression can be attained. Life seizes on them and uses them, even if they be to her own hurt. Young men have committed suicide because Rolla did so, have died by their own hand because by his own hand Werther died. Think of what we owe to the imitation of Christ, of what we owe to the imitation of Caesar.

This anticipates Raymond Chandler’s 1930s comments about his hoodlums and gangsters modeling themselves on the movies, a sentiment echoed by Alistair MacLean in his thrillers of the 1960s, and of what I know of Auden and his circle modelling their posing, the way they lit and held cigarettes, on the movie stars of the 1930s. It seems to me a very persuasive argument indeed that Art gives us the models and then people enthusiastically set about copying them – except that Wilde probably wouldn’t call movies, TV and pop videos Art: but they are what provide contemporary humanity with our models for behaving and talking.

Nature imitates Art

And Wilde’s comic style, his essential humour, combines wonderfully when Vivian is goaded by Cyril to go one step further and suggest that Nature imitates Art – the precise opposite of what most of the nineteenth century has been telling itself:

Where, if not from the Impressionists, do we get those wonderful brown fogs that come creeping down our streets, blurring the gas lamps and changing the houses into monstrous shadows ? To whom, if not to them and their master, do we owe the lovely silver mists that brood over our river, and turn to faint forms of fading grace curved bridge and swaying barge ? The extraordinary change that has taken place in the climate of London during the last ten years is entirely due to this particular school of Art.

Nature is no great mother who has borne us. She is our creation. It is in our brain that she quickens to life. Things are because we see them, and what we see, and how we see it, depends on the Arts that have influenced us.

To look at a thing is very different from seeing a thing. One does not see anything until one sees its beauty. Then, and then only, does it come into existence. At present, people see fogs, not because there are fogs, but because poets and painters have taught them the mysterious loveliness of such effects. There may have been fogs for centuries in London. I dare say there were. But no one saw them, and so we do not know anything about them. They did not exist till Art had invented them.

Now, it must be admitted, fogs are carried to excess. They have become the mere mannerism of a clique, and the exaggerated realism of their method gives dull people bronchitis. Where the cultured catch an effect, the uncultured catch cold.

And so, let us be humane, and invite Art to turn her wonderful eyes elsewhere. She has done so already, indeed. That white quivering sunlight that one sees now in France, with its strange blotches of mauve, and its restless violet shadows, is her latest fancy, and, on the whole, Nature reproduces it quite admirably. Where she used to give us Corots and Daubignys, she gives us now exquisite Monets and entrancing Pisaros. Indeed there are moments, rare, it is true, but still to be observed from time to time, when Nature becomes absolutely modern. Of course she is not always to be relied upon.

The fact is that she is in this unfortunate position. Art creates an incomparable and unique effect, and, having done so, passes on to other things. Nature, upon the other hand, forgetting that imitation can be made the sincerest form of insult, keeps on repeating this effect until we all become absolutely wearied of it. Nobody of any real culture, for instance, ever talks nowadays about the beauty of a sunset. Sunsets are quite old fashioned. They belong to the time when Turner was the last note in art. To admire them is a distinct sign of provincialism of temperament.

But I don’t want to be too hard on Nature… That she imitates Art, I don’t think even her worst enemy would deny now. It is the one thing that keeps her in touch with civilized man.

Art doesn’t reflect its society and times – it creates them

In the same spirit, Wilde rejects another cliché, that Art reflects the society and times it was created in. Wrong, says Wilde; the precise opposite: Art doesn’t reflect: Art creates the style and look of its times.

No great artist ever sees things as they really are. If he did, he would cease to be an artist. Take an example from our own day. I know that you are fond of Japanese things. Now, do you really imagine that the Japanese people, as they are presented to us in art, have any existence ? If you do, you have never understood Japanese art at all. The Japanese people are the deliberate self-conscious creation of certain individual artists. If you set a picture by Hokusai, or Hokkei, or any of the great native painters, beside a real Japanese gentleman or lady, you will see that there is not the slightest resemblance between them. The actual people who live in Japan are not unlike the general run of English people; that is to say, they are extremely commonplace, and have nothing curious or extraordinary about them. In fact the whole of Japan is a pure invention. There is no such country, there are no such people.

The Japanese people are, in fact, simply a mode of style, an exquisite fancy of art. And so, if you desire to see a Japanese effect, you will not behave like a tourist and go to Tokio. On the contrary, you will stay at home, and steep yourself in the work of certain Japanese artists, and then, when you have absorbed the spirit of their style, and caught their imaginative manner of vision, you will go some afternoon and sit in the Park or stroll down Piccadilly, and if you cannot see an absolutely Japanese effect there, you will not see it anywhere.

The fact is that we look back on the ages entirely through the medium of Art, and Art, very fortunately, has never once told us the truth.

A new world

The essay ends, with a witty call for a revival of lying at all levels of society, beginning in the nursery and extending through school and into the higher professions. In a kind of satire on the millennial, revolutionary rhetoric of this decade of revolutionaries and nihilists and anarchists, Wilde looks forward to the overthrow of the present dull world of facts and the rebirth of a wonderful world of lying and imagination:

The solid stolid British intellect may not hear the voice of fantasy now, but surely some day, when we are all bored to death with the commonplace character of modern fiction, it will hearken to her and try to borrow her wings. And when that day dawns, or sunset reddens how joyous we shall all be! Facts will be regarded as discreditable, Truth will be found mourning over her fetters, and Romance, with her temper of wonder, will return to the land.

The very aspect of the world will change to our startled eyes. Out of the sea will rise Behemoth and Leviathan and sail round the high-pooped galleys, as they do on the delightful maps of those ages when books on geography were actually readable. Dragons will wander about the waste places, and the phoenix will soar from her nest of fire into the air. We shall lay our hands upon the basilisk, and see the jewel in the toad’s head. Champing his gilded oats, the Hippogriff will stand in our stalls, and over our heads will float the Blue Bird singing of beautiful and impossible things, of things that are lovely and that never happened, of things that are not and that should be. But before this comes to pass we must cultivate the lost art of Lying.

Three principles

And the essay winds up with some more generalisations from Wilde’s books of sentences about Art.

1. Art never expresses anything but itself. It has an independent life, just as Thought has, and develops purely on its own lines. It is not necessarily realistic in an age of realism, nor spiritual in an age of faith. So far from being the creation of its time, it is usually in direct opposition to it, and the only history that it preserves for us is the history of its own progress.

2. All bad art comes from returning to Life and Nature, and elevating them into ideals. Life and Nature may sometimes be used as part of Art’s rough material, but before they are of any real service to art they must be translated into artistic conventions. The moment Art surrenders its imaginative medium it surrenders everything… It is only the modern that ever becomes old-fashioned. M. Zola sits down to give us a picture of the Second Empire. Who cares for the Second Empire now? It is out of date. Life goes faster than Realism, but Romanticism is always in front of Life.

3. The third doctrine is that Life imitates Art far more than Art imitates Life. This results not merely from Life’s imitative instinct, but from the fact that the self-conscious aim of Life is to find expression, and that Art offers it certain beautiful forms through which it may realize that energy.

It is a revealing moment when Wilde jokingly says that society must return to its ‘lost leader’, the skilled liar. Mostly this is paradoxical wit – but the phrase ‘lost leader’, by 1891, already referred to Charles Stewart Parnell, whose affair with a married woman split the Irish Parliamentary Party of which he was leader, and, arguably, set back the cause of Irish independence by a generation. Wilde’s oblique reference to a man hounded to his death by the British establishment because of his private life has a terrible reverberation for us who know what Wilde’s fate was to be.


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A Rebours by Joris-Karl Huysmans (1884)

Artifice was considered by Des Esseintes to be the distinctive mark of human genius. Nature has had her day; she has finally and utterly exhausted the patience of sensitive observers by the revolting uniformity of her landscapes and skyscapes…with her never-ending platitudes the old crone has exhausted the good-humoured admiration of all true artists and the time has surely come for artifice to take her place whenever possible.
(À rebours, chapter 2)

It was to him that this voice, as mysterious as an incantation, was addressed; it was to him that it spoke of the feverish desire for the unknown, the unsatisfied longing for an ideal, the craving to escape from the horrible realities of life, to cross the frontiers of thought, to grope after a certainty, albeit without finding one, in the misty upper regions of art!
(Chapter 9 cf p.117)

The title, the French phrase ‘A Rebours’, translates into English as ‘Against the Grain’ or ‘Against Nature’.

Joris-Karl Huysmans, born in 1848 to a French mother and Dutch father (hence his unfrench surname) supported himself with a steady job as a minor civil servant in Paris (where his colleagues knew him as simply ‘Georges’), while he wrote novels to amuse himself.

His first three novels followed the school of Naturalism led by the great Émile Zola. But he bridled at the documentary grimness and the extensive sociological research demanded by this style and so, in his fourth novel, A rebours, struck out in a new direction.

He was as surprised as anyone when it took Paris by storm. Its depiction of a neurasthenic aristocrat who retires to a house of his own design to experiment with an exquisite life of the senses immediately struck a chord with members of the Aesthetic movement, not only in France but Britain and across Europe. The poet Paul Valéry called it his ‘Bible and his bedside book’.

In the 1890s the Aesthetic movement intensified into what came to be known as the Decadence, the conscious exploration of the darker, morbid side of life, exaggerated into fantastic visions. Literature took on the tones of melodrama in British works like Dr Jekyll and Mr Hyde, Bram Stoker’s Dracula, in a consciously literary work like Heart of Darkness, even in fairly ‘straight’ works like the more melodramaticSherlock Holmes stories, and, of course, in Oscar Wilde’s ‘scandalous’ contribution to the genre, The Picture of Dorian Grey.

In France with its strong counter-revolutionary Catholic tradition, they took these things more seriously and intensely. Words like ‘blasphemy’ and ‘sin’ in the mouths of Oscar Wilde characters were little more than a style accessory; but in the minds of genuine Catholics they denoted real and soul-threatening facts. Anyway, A Rebours became a kind of handbook for the Decadent Movement, a breviary, a missal, a set of instructions.

Arguably, ‘the Decadence’ is best understood via key paintings in the parallel style of Symbolism, particularly the over-ripe paintings of Gustave Moreau and the strange works of Odilon Redon. In England, maybe the most ‘decadent’ products in any form were the amazing drawings of Aubrey Beardsley and the notorious Yellow Book (1894 to 1897).

A rebours

So what is À rebours about?

Prologue [early years and fast living in Paris] (8 pages)

Well, it starts with a brief prologue limning the personality of the central character, Jean des Esseintes. The book is going to be about him and him alone. Des Esseintes is the weak and weary, worn-out, last scion of a once-great aristocratic house, an eccentric, reclusive, ailing aesthete. His childhood was plagued with illnesses. His parents hated each other. His father was absent most of the time. His mother spent most of her time lying in a darkened bedroom, subject to nervous attacks if exposed to even the slightest light or noise. Abandoned and crushingly lonely, the young Jean spent most of his time in the library, living through books.

In fact the Prologue is unexpectedly funny in a savage satirical way, taking the mickey out of de Esseintes’ wretchedly unhappy parents, the teachers at his Jesuit school who don’t know what to do with the bright unfocused boy and then his various attempts, as an adult, to find his tribe, to find a group of people to fit in with. He tries four or five different types (his actual family, starting with tedious cousins; sensible but dull men his own age; fast-living aristos; the literary set; so-called ‘freethinkers’) and finds them all unbearably boring. He has become ‘a jaded sophisticate’ (p.111).

During his Paris years Des Esseintes:

  • wears a suit of white velvet with a gold-laced waistcoat, and a bunch of palma violets in his shirt front instead of a cravat
  • holds a black-themed funeral dinner, held in honour of his dead virility, described in a page which is worth reading and rereading for its (literally) black humour

Des Esseintes tries sex: he attends unconventional dinner parties where the women strip off; he beds singers and actresses; he takes mistresses already famed for their depravity; he pays for call girls with specialist skills; eventually he seeks satisfaction in the gutter, among the filthy proles. The effort was making him weak and shaky but still he tried ‘unnatural love affairs and perverse pleasures’ but, in the end, he emerged disgusted with the whole thing and himself, and ill with boredom.

The key thing to emphasise is that the excesses of these bachelor debaucheries have made him ill, exacerbating his many boyhood ailments:

The excesses of his bachelor days and the abnormal strains put on his brain had aggravated his neurosis to an astonishing degree and still further diluted the blood of his race. (p.94)

He has become:

a feeble, broken-down, short-winded creature (p.111)

And so it is that, utterly worn out, trembling with nervous exhaustion and disgusted by people and contemporary society, by ‘the money grubbing ignominy of the age’ (p.194), Des Esseintes sells the big ancestral home, the Chateau de Lourps, selling off the setting of his bored miserable childhood, and retires to a house he has had completely redesigned and refurbished to his tastes on the outskirts of Paris (‘on the hillside above Fontenay-aux-Roses’). He seeks a solitude and silence which are ‘a well merited compensation for the years of rubbish he’s had to listen to’ (p.132).

Now the narrative proper begins and turns out to be a series of chapter in each of which Des Esseintes explores, in obsessive detail, aspects of the worlds of sensual pleasure, esoteric knowledge, the exquisite and beautiful and perversely tasteful, carrying out a syllabus of ‘delicious, atrocious experiments’ (p.129). The narrative is, in other words, ‘almost entirely a catalogue of the neurotic Des Esseintes’s aesthetic tastes, musings on literature, painting, and religion, and hyperaesthesic sensory experiences.’

Des Esseintes’ weakness

The key thing to emphasise is that Des Esseintes is no swaggering Byronic buccaneer. He is pale and wasted. He is ill. He is weak:

sapped by disillusionment, depressed by hypochondria and weighed down by spleen.

All he wants is absolute peace and quiet. All his pleasures are solitary, slow and virtually silent. He is the extreme opposite of the sex and drugs and rock and roll lifestyle. He brings the two old servants from the ancestral home with him but makes them wear felt slippers, all the doors are oiled and all the rooms soundproofed because his nerves are so poor. It is not a lusty virile decadence, but the exquisite mental pleasures of someone on their last legs. The house really is a retreat from the world.

You might expect Des Esseintes would organise riotous feasts packed with elaborate dishes, but that is to mistake his mental and physical frailty. In reality, his stomach is so done in by his previous fast living (referred to and dismissed in the Prologue) that he can only manage the plainest of fare: breakfast consists of two boiled eggs, toast and tea. (Mind you, he has breakfast at 5pm, lunch at 11pm, and toys with a simple dinner at dawn; decadents, like symbolists, being unhealthily attracted to the night.)

Not exuberant sensuality, but boredom and spleen, and underneath everything, profound ill health, are the keynotes of the whole thing.

Chapter 1 (7 pages)

The decoration of the house, its fabrics, colours and designs, the walls lined with leather, the mouldings and plinths painted deep indigo, the massive 15th century money-changers’ table, the tall lectern, the windows of blue-ish glass dressed with curtains cut out of old ecclesiastical stoles

Chapter 2 (8 pages)

Describes the pipes, ducts, aquarium and dim windows Des Esseintes rigs up in his dining room so as to feel like he’s in a steamship on a grand cruise. This leads into a dithyramb in praise of artifice and artificiality:

Travel struck him as a waste of time since he believed that the imagination can provide a more-than-adequate substitution for the vulgar reality of actual experience.

And:

There can be no doubt that by transferring this ingenious trickery, this clever simulation to the intellectual plane, one can enjoy, just as easily as on the material plane, imaginary pleasures similar in all respects to the pleasures of reality. (p.35)

Which leads up to the declaration that, contrary to several thousand years of aesthetic theory, which has drummed home the message that the true artist needs to return to nature, that nature is truth etc etc, contrary to all this Des Esseintes insists that the artificial is always superior:

As a matter of fact, artifice was considered by Des Esseintes to be the distinctive mark of human genius. (p.36)

Which leads on to the amusing thought that Nature is a clapped-out old crone, a cliché, serving up the same stereotyped old special effects, red sunsets, glistening moonglow etc etc yawn. What is needed is the new aesthetic of complete artificiality.

(This passage amounts to a manifesto in praise of Artifice and, more than specific passages about jewels or flowers, is probably the ”Bible’ part of the book, the bit which other authors read again and again. It certainly lies behind, or is virtually repeated, in Oscar Wilde’s essays about the superiority of art over nature.)

Chapter 3 (13 pages)

A prolonged, descriptive and hilariously opinionated review of his encyclopedic collection of Latin literature, from Plautus to the tenth century. Particularly funny are his contemptuous dismissals of the classics, Virgil, Horace, Cicero et al, witness:

the disgust he felt for the elephantine Horace’s vulgar twaddle, for the stupid patter he keeps up as he simpers at his audience like a painted old clown… (p.41)

Later in the book, discussing French literature, he explains this at further length:

Imperfection itself pleased him, provided it was neither base nor parasitic, and it may be that there was a certain amount of truth in his theory that the minor writer of the decadence, the writer who is incomplete but none the less individual, distils a balm more irritant, more sudorific, more acid than the author of the same period who is truly great and truly perfect. In his opinion, it was in their confused efforts that you could find the most exalted flights of sensibility, the most morbid caprices of psychology, the most extravagant aberrations of language called upon in vain to control and repress the effervescent salts of ideas and feelings. (p. 185).

He prefers more heterogenous authors of the later, ‘Silver Age’ such as Petronius (he gives a plot summary of the Satyricon) and Apuleius (author of The Golden Ass) before moving on to consider numerous obscure works of early Christian literature.

Chapter 4 (10 pages)

Des Esseintes needs a centerpiece to bring out some of the colours in a rare oriental rug he owns and has the bright idea of gilding and then embedding the shell of a tortoise with gemstones and placing it on the rug. This leads in to a review of the colour and meaning of jewels, which is itself punctuated by a description of the ‘mouth organ’, a device for mixing amounts of expensive liqueurs so as to produce symphonies of flavour on his palate. He even devises mixes of flavours to mimic the effect and instrumentation of classical music (symphony, string quartet etc).

For some reason the chapter ends with a farcical anecdote about a raging toothache which kept him up all night till he rushed off at opening time to the first cheap dentist he could find who tugged and tugged at the septic molar like a fairground huckster. In its crude farce, this episode is oddly out of kilter with the solemn intensity of most of the book, but then Huysmans didn’t realise he was writing a book which would become a ‘Bible’.

Chapter 5 (15 pages)

A long description of, then meditation on, the painting of Salome Dancing before Herod by top Symbolist painter, Gustave Moreau. In his view Salome appears as ‘a great venereal flower, grown in a bed of sacrilege, reared in a hothouse of impiety’ (p.68). Then further analysis of Moreau’s watercolour of her, titled ‘The Apparition‘.

In his red boudoir des Esseintes has a series of engravings by Jan Luyken, titled ‘Religious Persecutions‘, a collection of the most disgusting and horrifying tortures humans can impose on each other, which make him choke with horror. Other works of art he loves include:

Plus numerous works by Odilon Redon which plunge deep ‘into the horrific realms of bad dreams and fevered visions…exceeding the bounds of pictorial art and creating a new type of fantasy, born of sickness and delirium’, reminding Des Esseintes of the many fever dreams of his own sick boyhood (p.73).

As a break from modern artists, he has a lurid Christ by El Greco which he loves gazing at.

This segues into a passage describing how he’s decorated his bedroom. Bedrooms come in 2 types, one for the pleasures of the flesh, the other restrained and monastic. Having got sex out of his system in Paris, Des Esseintes makes his bedroom into a chaste retreat. Characteristically, he seeks to mimic the effect of a plain and worn monastery but by using exquisite and expensive materials. This is dryly funny but what I took from the description is that:

like a monk he was overwhelmed by an immense weariness, by a longing for peace and quiet (p.76)

Chapter 6 (6 pages)

Sitting quietly in front of a quiet fire he has two memories, both satirically funny:

When one of his group of bachelors back in Paris, D’Aigurande, announces he intends to get married, Des Esseintes is the only one who supports him but not out of common goodwill. The reverse. When he hears that the bride-to-be plans to move into one of the circular flats in the new blocks of flats lining the new boulevards, he knows there’ll be comedy ahead and indeed there is, as the new couple struggle to find furniture to fit the shape and layout of the flat, leading to endless arguments, the wife eventually moving to a new normal-shaped flat where none of their rounded furniture fits, D’Aigurande spending more and more time out seeking distraction while she has an affair. This was precisely the cruel entertainment Des Esseintes had anticipated and then relishes.

The second memory is deliberately monstrous. Des Esseintes comes across a street urchin who asks him for a light. Instead Des Esseintes takes him to a high class brothel and pays for him to have sex with one of the whores. The madam of the house asks why. Des Esseintes shares his sadistic plan, which is to pay for the boy to have sex there every fortnight for a few months, and then abruptly cut him off. The idea is to get him addicted to the high life so that, when he’s suddenly deprived of it, it forces him into a life of crime, leading him eventually to murder some bourgeois householder returning home to find it being burgled by the boy. The madam is shocked, but then she has a lot of odd clients. Anyway, back in the present Des Esseintes is chagrined because although he scours the Police Gazette, he never sees a report about the boy. He feels cheated.

Chapter 7 (12 pages)

Living such a retired, solitary life, Des Esseintes is puzzled and discomfited to discover that many of the questions about life which he smothered during his Paris years, now return to haunt him. Although he was raised by Jesuits, he thought his scepticism secure, but now he’s starting to wonder. Creating the atmosphere of a monastic cell, living a chaste life, reading Christian writers in Latin, he finds his scepticism becoming wobbly.

He comes to realise that his tastes, for artificiality and eccentricity, stem from the subtle sophistical studies of his boyhood education. Weeks pass and he finds his head full of theological speculations, or, their converse, morbid fantasies of grotesque blasphemies.

(Only in Catholic countries is this kind of extremism possible. England with its tea party Church of England never inspired the same fanatacism or morbidness. Anger, yes, as in controversies about Tractarianism, Anglo-Catholicism etc. But no Anglican speculated about putting holy oil and wine to depraved sexual uses as Huysmans does.)

Then these moods leave him, he finds his feet again, reinforces his scepticism by reading (the philosopher) Schopenhauer, disgusted and appalled at the spectacle of a world of pain. The world isn’t guided by a benevolent Providence but is the mangled product of aimless, blind striving.

Now his illnesses come back to haunt him. Terrible headaches, a nervous cough which wakes him in the early hours, searing heartburns. He almost gives up eating, forces himself to go for long walks in the country, puts down his books but almost immediately falls prey to excruciating boredom. He has an idea: to fill the house with hothouse flowers.

Chapter 8 (11 pages)

The flower chapter. In Paris he collected fake flowers, exquisite copies. Now, tired of fake flowers that look like real ones, he wants to collect real flowers that look like fakes. Suffice to say he likes flowers with diseased perfervid colouring, as if stricken with syphilis or leprosy. Sounding very like Oscar Wilde, Des Esseintes declares that:

‘The horticulturalists are the only true artists left to us nowadays.’ (p.102)

That night he has an atrocious nightmare in which he is accompanying a working class woman somewhere when a horse gallops ahead of them, turns and reveals the rider to be a half skeleton, half blue and green demon, with red pustules round the mouth, the figure of Syphilis. The nightmare unfurls through many scenes until the climax when he finds himself embraced by a demon woman, covered in pustules and, as she pulls him (and his erection) closer, her vulva changes into a red wound in the shape of the Venus Flytraps delivered to his houses earlier, the sharp teeth, the glistening digestive juices as she pulls him closer…and he wakes up in a fearful sweat.

Chapter 9 (11 pages)

The nightmares continue, evidence of Des Esseinte’s mounting neuroses. He tries a variety of cures but nothing works. He is all the more irritated as most of the rare flowers he bought at such cost have died. To try and soothe his nerves he reviews his art collection, enjoying the savage skill of Goya’s Caprices, Rembrandt.

Iller than ever, he tries the novels of Charles Dickens, supposedly good for convalescents but is revolted by the stereotyped virginity and chasteness of its young people. This sets off an equal and opposite reaction, and he finds himself shaken by images of perverted lust. He has a small box of purple bonbons, improbably named Pearls of the Pyrenees, which trigger memories of female moments, french kisses, debauches, conquests, sex – ‘Morose delectations’.

He remembers his affair with an American trapeze artist who turned out not to be the agile athlete he hoped for in bed, but prim and Puritanical. The affair with a ventriloquist. One night he placed statues of the Sphinx and the Chimera in his bedroom and had her pitch voices into each, reading out a script from Flaubert. But all the time he is fighting a losing battle against his impotence. He tries having sex with children but their pained grimaces are too samey and boring (p.116). Lastly he remembers being picked up by an attractive young man with whom, apparently, he had a homosexual relationship for a few months.

Like everything else, these memories leave him ‘worn out, completely shattered, half dead’.

Chapter 10 (12 pages)

The chapter on perfumes, the most neglected art of all, displaying Des Esseintes’ usual encyclopedic knowledge and exquisite discriminations, as he sets out to educate himself in the ‘the syntax of smells’, ‘the idiom of essences’, until his sense of smell has ‘acquired an almost infallible flair’.

He gives a history of perfumes which accompany and match French history, certain scents associated with the reigns of Louis 14, 15 and 16, with Napoleon, the restored monarchy etc. Descriptions of his experiments, mixing and mingling rare scents and aromas to create landscapes of the senses, reams of poetic prose describing the aromas he creates on the bed of a vision of a great meadow and swaying linden trees.

Suddenly he has a blinding headache and has to throw open the window to clear the room of its stifling atmosphere. In a brisk mood he decides to sort out the tumble of cosmetics he owns, in his bathroom. Most of these were bought at the insistence of a woman he had an affair with, who loved her nipples to be scented, but couldn’t achieve climax unless she was having her hair combed, or when she could smell soot, wet plaster or the dust thrown up by a summer rainstorm.

One thing leads to another and now he quotes a 2-page-long prose poem he wrote inspired by a visit to this woman’s sister on a day of rain and mud and puddles, which sounds like this:

‘Under the lowering sky, in the humid atmosphere, the houses ooze black sweat and their ventilators breathe black odours; the horror of life becomes more apparent and the grip of spleen more oppressive; the seeds of iniquity that lie in every man’s heart begin to germinate; a craving for filthy pleasures takes hold of the puritanical, and the minds of respected citizens are visited by criminal desires.’ (p.127)

‘Decadent’ enough for you? In fact the prose poem reaches the rather complicated conclusion that invalids, worn out be their debauchery in Paris, often head to the countryside to recuperate, where they die of boredom. He suggests that with a little imagination, their doctors could use perfumes to create the atmosphere of Parisian brothels, thus giving their patients the pleasant impression of being back in their Parisian fleshpots without any of the enervating physical requirements!

But when he throws open the windows he smells again a strong scent of frangipani and, in his weakened state, wonders if he is possessed by some evil spirit, and falls fainting, ‘almost dying’, across the windowsill. It cannot be emphasised enough how the entire narrative is based on Des Esseintes’ almost complete mental and physical collapse.

Chapter 11 (14 pages)

As a result of this collapse his terrified servants call a doctor who declares there’s nothing wrong with Des Esseintes before our hero shoos him out of the house. Suddenly, on a whim, based on his earlier attempt to read the novels of Dickens, des Esseintes conceives the mad idea of going to London. He has the old servant pack his things and is off in a cab to the train station within hours. Next thing he knows he is at the station and engaging a cabbie to take him to a bookstore to buy a guide to London. But as they trot through the streets of Paris Des Esseintes has a vivid and very enjoyable vision of London, the London of fogs and non-stop rain, and soot and rumbling tube trains and miserable pedestrians.

At the bookshop he peruses guidebooks to London, mostly noting lists of paintings hanging in London galleries. He likes the most ‘modern’ works and it is interesting to see that, for a super aesthete like des Esseintes, this means John Everett Millais and George Frederick Watts.

Having bought a guide he goes to the Bodega, a big wine emporium, where he finds himself surrounded by Englishmen about whom he is entertainingly rude:

There were laymen with bloated pork-butcher faces or bulldog muzzles, apoplectic necks, ears like tomatoes, winy cheeks, stupid bloodshot eyes and whiskery collars as worn by some of the great apes. (p.137)

Drifting into a reverie he superimposes on all these faces the names and characters from Dickens’ novels, imagining the hooting of tugs behind the Tuileries are those of boats on the Thames. He then takes the cab through the filthy rainy Paris weather to a warm tavern near the station for the train to Dieppe and boat onto Newhaven.

Here Des Esseintes stuffs himself with an unusually large meal (thick greasy oxtail soup; smoked haddock; roast beef and potatoes; several pints of ale; stilton, then a rhubarb tart; a pint of porter followed by a cup of coffee laced with gin).

There are many English men in the tavern but also some English women, about whom he is also amusingly rude:

Robust Englishwomen with boyish faces, teeth as big as palette-knives, cheeks as red as apples, long hands and long feet. They were enthusiastically attacking helpings of rump-steak pie – meat served hot in mushroom sauce and covered with a crust like a fruit tart. (p.140)

Eventually the bad weather outside, the warmth inside, the effect of an unusually heavy dinner,  and being surrounded by English men and women contribute to the growing sense that there’s no need to go to London. In his imagination he’s already been.

After all, what was the good of moving, when a fellow could travel so magnificently sitting in a chair? Wasn’t he already in London whose smells, weather, citizens, food and even cutlery were all about him? (p.143)

Only a ninny can imagine it is necessary, interesting or useful to travel abroad. And so, with a certain inevitability, he takes the cab back to the Gare de Sceaux, and a train back to Fontenoy, arriving (comically) with:

all the physical weariness and moral fatigue of a man who has come home after a long and perilous voyage.

This is broadly funny. Des Esseintes barely seems the hero of a satanic novel of moral debauchery any more, but a figure of fun, a comically etiolated, knackered, degraded version of the dashing hero of many an adventure novel by his compatriot Jules Vernes.

Chapter 12 (22 pages)

The second longest chapter, a review of French Catholic prose literature.

Des Esseintes (slightly comically) returns to his books as if after a long absence when he has, in fact, been away for one day. It’s a return to the mode of hyperaesthetic review which we’ve seen in the preceding chapters.

Obviously, not only is his book collection of rare and tasteful books, but he insists on having them specially printed – on special paper, printed with hand-made fonts, bound in rare and precious bindings. It is an orgy of exquisite taste, requiring specialist vocabulary such as ‘mirific’ and ‘blind-tooling’.

It is here that he gives a page-long dithyramb to the patron saint of decadence, Charles Baudelaire, who went further than anyone before him to explore ‘the symptoms of souls visited by sorrow, singled out by spleen…[at the age when] the enthusiasms and beliefs of youth have drained away.’ (p.147)

In Des Esseintes’ opinion, few other writers compare; certainly, he is not impressed by the ‘classics’ such as Rabelais and Corneille, Voltaire, Diderot or Rousseau. Pascal he likes for his austere pessimism and ‘agonised attrition’.

When it comes to the nineteenth century literature, he divides it into two classes, Catholic and secular. Catholic writing is good for stating abstract concepts and intellectual distinctions but the general run of Catholic writers is dire.

He is humorously rude about a set of women Catholic writers for their banality (it’s worth mentioning that Huysmans drops casually insulting comments about women throughout the book). Catholic writers generally have fallen victim to a conventional and frozen idiom, drained of all originality – with the exceptions of Jean-Baptiste Henri Lacordaire, the Abbé Peyreyve, the Comte de Falloux, Louis Veuillot, Antoine-Frédéric Ozanam, the Abbé Lamennais, Comte Josephe de Maistre, Ernest Hello and others he singles out.

Reading about these priests and polemicists makes me eternally grateful that England is (or was) a Protestant country, untroubled by the bitter and savage arguments about the role of Catholicism in public life which divided France, and the bitter splits which divided French Catholicism (between Ultramontanists and Gallicists). The bitter divides and the spiteful bigotry underlying French society were to come spilling out in the grotesque Dreyfus Affair a decade after this book was published (1894) whose antagonisms reverberated on to the time of the Great War.

A Catholic writer who went too far for the Church authorities was Jules Barbey d’Aurevilly (1808 to 1889). Des Esseintes likes d’Aurevilly’s more extreme works because they feed his taste for ‘sickly books, undermined and inflamed by fever’ (p.160).

Discussion of d’Aurevilly’s novels A married priest and The devils leads into a meditation on the fact that sadism only really makes sense within the context of Catholic faith. Sadism is a form of sacrilegious rebellion, a spiritual as much as a physical debauch. Without a God and Church to defy, it’s just being cruel.

Des Esseintes shares the fruits of his investigations into the Malleus Maleficorum and the Black Mass, describing a naked woman on all fours whose naked rump has been ‘repeatedly soiled’, serving as the altar from which the anti-congregation take a demonic host printed with the image of a goat, and so on.

Yes, of the entire canon of French Catholic prose, d’Aurevilly is the only one des Esseintes really enjoys reading because his works offer:

those gamy flavours and unhealthy spots, that bruised skin and sleepy taste which he so loved to savour in the decadent writers, both Latin and monastic, of olden times. (p.165)

(See my review of d’Aurevilly’s best known collection of stories, Les Diaboliques.)

Chapter 13 (12 pages)

There’s a heatwave. Feeble Des Esseintes is prostrated. He can’t eat, is almost choking with nausea. He takes down a bottle of Benedictine liqueur which he describes in a half-page prose poem, visions of medieval monks at their alembics.

Going out into the garden to recover his strength he sees a bunch of working class boys fighting in the lane which triggers negative thoughts. What’s the point of the scrofulous little brats being born in the first place? Why does society sell the means of contraception but locks up anyone who has an abortion? Maybe fornication should be banned outright. Then ‘a dreadful feeling of debility came over him again’ (p.172).

He tinkers with a few more liqueurs but they sicken him. We learn that, during his florid Paris heyday he tried hashish and opium but they only made him sick. He would have to rely in his imagination to carry him to other worlds.

He goes back indoors to seek relief from the heat, slumps into a chair and plays with an astrolabe he bought on the Left Bank. Now his mind drifts, reminiscing about walks around Paris, it dawns on him that licensed brothels are slowly being closed down and invariably replaced with taverns. This suggests to him that men tire of walking in, paying, having sex and walking out again. Too easy. In a tavern, on the other hand, you encounter women who you have to banter with, overcome, barter with, in some kind of degraded joust. If you score, there’s more of a sense of achievement. What idiots men are! Des Esseintes reflects, and goes to find some food for his troubled stomach.

Chapter 14 (23 pages)

French secular literature. At one point Des Esseintes worshipped Balzac but, as his health failed, Balzac came to seem too healthy. He changed to Edgar Allen Poe. He wants to be lifted ‘into a sphere where sublimated sensations would arouse within him an unexpected commotion’ (p.180). Hating modern life, as he does, he comes to dislike books which record it, from Flaubert to Zola. Instead he turns more and more to the fantastical, to the artificiality of Flaubert’s Temptation of Saint Anthony. He wants to escape the dullness and stupidity of his age, and fancy himself in another era, another world.

Then begins his review of nineteenth century French literature, starting by admiring Flaubert’s Salammbô, then analysing Edmund de Goncourt. What he, Des Esseintes, seeks in a book is ‘dream-inducing suggestiveness’ (p.183). After considering Zola he makes a major point about the appeal of minor, lesser writers. They are less consistent, less predictable and so more likely to include quirks and oddities which reveal strange corners of psychology and style.

Then the poets. He has a page on Paul Verlaine, who he describes as mysterious, vague, eccentric. And so on to Tristan Corbieres, Theodore Hannon. He no longer likes Leconte de Lisle and even Gautier no long appeals: they don’t make him dream any more, they no longer up vistas of escape. Hugo and Stendhal no. Nobody comes close to the pleasure given him by Edgar Allen Poe. The closest anyone comes is the Contes cruels of Auguste Villiers de l’Isle-Adam, a few of which he summarises (and which I recently reviewed).

Finally, his servant has filed his small collection of contemporary books on his shelves and leaves Des Esseintes with a specially printed selection of the finest poet of his times, Stéphane Mallarmé. Above all, des Esseintes loves the fineness of Mallarmé’s prose poems which is Des Esseintes’ favourite literary form. Verlaine, Mallarmé, represented the delicious decadence of the French language.

It is very symptomatic that Des Esseintes associates aesthetic excellence with illness, decline and collapse. Thus a little hymn celebrating the idea that the French language itself has finally reached the end of the road, is in terminal decay, since decay, decadence and death are his standard trope.

The truth of the matter was that the decadence of French literature, a literature attacked by organic diseases, weakened by intellectual senility, exhausted by syntactical excesses, sensitive only to the curious whims that excite the sick, and yet eager to express itself completely in its last hours, determined to make up for all the pleasures it had missed, afflicted on its death-bed with a desire to leave behind the subtlest memories of suffering, had been embodied in Mallarmé in the most consummate and exquisite fashion…this was the death-agony of the old tongue which, after going a little greener every century, had now reached the point of dissolution… (p.199)

All this is, in my opinion, actually a very suburban prejudice. Every generation likes to think it is the last one, that things are going to the dogs, can’t carry on this way, everything’s collapsing – whereas, in fact, rather disappointingly, things do just keep carrying on. It is a very common prejudice.

Then again, in the context of the narrative, you could argue that Des Esseintes’ opinion of the collapse of the French language really only reflects his own physical collapse. Like all his other opinions, it is highly subjective and self-referential.

Chapter 15 (11 pages)

Des Esseintes had had his servants install a food digester to cater to his sensitive stomach. It works for a while then wears off and symptoms of illness return – eye trouble, hacking cough, throbbing arteries, cold sweats, and now aural delusions i.e. he starts hearing things which aren’t there. He hears the school bell and then the hymns he learned at his Jesuit school.

Which segues into lyrical praise of medieval plainsong and Gregorian chant. As he himself notes quite a few times, not least in the passage about sadism, quite a few of the things Des Esseintes likes are meaningless without the context of Roman Catholicism. Sometimes he is deliberately rebelling against it, as in his fondness for blasphemous writers, but other times he is very sensitive to the true Christian spirit, with no irony.

And so it is here, where he deprecates almost all classical music as showy and straining for ‘popular success’ (a thought designed to make any true aristocrat shudder); only plainchant is the true ‘idiom of the ancient church, the very soul of the Middle Ages’ (p.202).

The only religious music he really approved of was the monastic music of the Middle Ages, that emaciated music which provoked an instinctive nervous reaction in him, like certain pages of the old Christian Latinists. (p.203)

He is hilariously rude about public concerts where:

you can see a hulking brute of a man waving his arms about and massacring disconnected snatches of Wagner to the huge delight of an ignorant crowd. (p.204)

Or you are forced to listen to:

contemptible cavatinas and objectionable quadrilles, sung with full orchestra accompaniment, in churches converted into boudoirs, by barnstormers bellowing away up in the roof, while down below the ladies waged a war of fashions and went into raptures over the shrieks of the mountebanks. (p.203)

The only ‘modern’ composers he can bear are Schumann, but above all the songs of Schubert which speak to his high-strung nerves, which wake a host of forgotten sorrows and thrill him to the marrow.

One day he sees his face in the mirror and is appalled. His face is shrunken, covered in wrinkles, hollow cheeks, big burning watery eyes. He is not at all like the image chosen for the cover of the Penguin Classics edition, the painting by Giovanni Boldini of the dashing, dapper Le Comte Robert de Montesquiou – that gives a completely misleading image of a dandy at the height of his powers, whereas the whole point is that Des Esseintes is a man utterly at the end of his rope.

He has his man rush to Paris to fetch an eminent and expensive doctor then falls to hypochondriac fretting and then into a doze. The doctor enters his bedroom unannounced, inspects him, writes out a simple prescription and leaves with barely a word.

Turns out the doctor has prescribed peptone enemas which appear to require the servant to place a tube or syringe up his anus and inject nutrition. Des Esseintes is overcome with hilarious glee, regarding this as the acme of the artificial way of life he has been seeking all his life. What could be more ‘against nature’ and a rejection of the whole messy way of stuffing our faces and chewing revolting foodstuffs which nature has condemned humanity to?

True to form, it crosses Des Esseintes’ mind that the ideal connoisseur could create dishes and combinations of flavours to be included in the mixture of nutrients being injected up his bottom – a thought which surely anticipates the Surreal blasphemies of a writer like Georges Bataille.

Slowly Des Esseintes recovers his strength till he can walk about his house unaided, though with a stick. As his health revives he renews his interest in interior decoration, coming up with ever-more byzantine new combinations. However, on his next visit his doctor informs him he must give up this reclusive, super-nervous, anxious way of living, return to Paris and live like other people, take his pleasures in ‘normal’ enjoyments, to which he whines:

‘But I just don’t enjoy the pleasures other people enjoy.’

Tough. It’s life or death. Keep on living as he is, and he’ll lose strength, go mad and die.

Chapter 16 (9 pages)

The doctor insists he needs a change of scene, to mix with society, to have friends. And so with great reluctance, Des Esseintes has his precious belongings packed up ready to ship back to a new apartment he is to rent in Paris.

This triggers a review of possible companions: all the young squires he used to run with will be married by now and having affairs; the money-grubbing bourgeoisie are beneath contempt, spreading all around them ‘the tyranny of commerce’; the aristocracy as a whole is dying out, ‘sunk into imbecility or depravity’, selling off their ancestral homes, their vices and crimes all too often leading them to court and then onto gaol like common criminals. He is disgusted by the way the Church, also, has caught the commercialism of the age, advertising all kinds of tacky products in Sunday supplements, Trappist beer, Cistercian chocolates.

He wants to believe, he wants to have faith, but the modern writings and even practices of the Church have been corrupted and adulterated. And so – after a bilious and very funny diatribe against the revolting bourgeoisie – the last pages of the book turn into a plea to God.

‘Lord, take pity on the Christian who doubts, on the unbeliever who would fain believe, on the galley-slave of life who puts out to sea alone, in the night, beneath a firmament no longer lit by the consoling beacon-fires of the ancient hope!’ (Final sentence, p.220)

So the book ends in such a way as to drive home the simple idea that the entire Decadence is a kind of disappointed Catholic faith, so angry with its disillusion that it turns to childish debaucheries and blasphemies in order to spite its disappointing parent. Unable to escape its firm foundation in Catholicism, À rebours ends with a surprisingly sincere prayer.

More incidents than you’d expect

From this summary you can see that the text is emphatically not simply a series of encyclopedia entries on a set of luxury topics (art, literature, jewels, perfumes etc), but that Huysmans goes to some lengths to shake his narrative up and vary it with real-world actions and events.

In the the ‘present’ of the narrative this includes the visits of various tradesmen and a doctor, and the big episode of the trip to Paris in chapter 11. A bit more subtly, the narrative is broken up with plenty of memories of active events: such as relationships with various lovers (trips to the circus to see the acrobat), the farcical trip to the dentist, memories of the visit to the sister-in-law of a lover which inspired his prose poem, the time he took the street urchin to the brothel, and so on.

Decadent rhetoric

Obviously the book is drenched in the rhetoric of ‘decadence’, with liberal use of classic adjectives and phrases from the genre. I made a list, curious to see how many times he could recycle the same basic ideas, and the answer is, quite a few times:

  • horror
  • spleen
  • filthy pleasures
  • tortured
  • fiendish
  • diabolical
  • voluptuous pleasure
  • licentious obsessions
  • new and original ecstasies
  • paroxysms celestial and accursed
  • atrocious
  • drunk with fantasy
  • abominable
  • ghastly screams
  • glaring infamies
  • delights
  • hideous hues
  • spine-chilling nightmare
  • foul uncontrollable desires
  • dark and odious schemes
  • fear
  • morbid depravities
  • monstrous vegetations of the sick mind
  • diseases of the mind
  • the burning fever of lust
  • the typhoids and yellow fevers of crime
  • self-torment
  • bitterness of mind
  • incest
  • disillusion and contempt
  • weary spirits and melancholy souls
  • gloomy ecstasies
  • melancholy madness
  • sacrilegious profanities
  • secret longings
  • atrocious delusions
  • insane aspirations
  • disgust
  • mystic ardours
  • cruel revulsives
  • secret reveries
  • occult passion
  • monstrous depravities
  • anxiety
  • anguish
  • terror
  • nightmares of a fevered brain
  • delicious miasmas
  • dream-like apparitions
  • inexorable nightmare
  • sexual frenzy
  • painful ecstasy
  • new intoxications
  • despairing appeal
  • stifled sob
  • mystical debauch
  • a dying love affair in a melancholy landscape
  • exquisite funereal laments
  • steeped in bitterness and filled with disgust
  • obstinate distress
  • tormented by anxiety
  • torrent of anguish
  • this hairy death’s head
  • incoherent dreams
  • dark venereal pleasures
  • subtly depraved and perverse type of mysticism

Of Moreau:

He himself remained downcast and sorrowful, haunted by the symbols of superhuman passions and superhuman perversities, of divine debaucheries perpetrated without enthusiasm and without hope. (p.69)

So an impressive collection of over-ripe and melodramatic language. But two other themes stand out and are less remarked on:

1. Decadence = exhaustion

Overcome with infinite fatigue, he slumped helplessly against the table. (p.167)

The keynote for me, is not the perversities and damned thoughts etc etc so much as the relentless tone of exhaustion. Des Esseintes only goes into retirement because his nerves have been shredded by his fast-living Paris lifestyle, and our hero is continually trembling on the brink of passing out, when he’s not having nightmares, night sweats, trembling and shaking as he lifts a cup of weak tea to his white lips.

And this air of exhaustion is something he seeks out in art and literature. The painter Luykens was, he tells us, a fervent Calvinist who:

composed and illustrated religious poems, paraphrased the Psalms in verse, and immersed himself in Biblical study, from which he would emerge haggard and enraptured, his mind haunted by bloody visions, his mouth twisted by the maledictions of the Reformation, by its songs of terror and anger. (p.71)

Obviously a lot is going on in that passage but for me, the key word is haggard. And what he likes in the later Latin literature which he collects is the sense of breakdown and decay. Half way through the book I started making a separate collection of key words on this theme

  • feeble
  • broken-down
  • short-winded
  • fainting
  • feverish
  • weeping
  • choking
  • spluttering
  • sick room routine
  • ailing
  • anaemic
  • debility
  • alarming weakness
  • apathy
  • bored inactivity
  • exhaustion
  • organic diseases
  • intellectual senility
  • last stammerings
  • exhausted by fever

In his discussion of the author Barbey d’Aurevilly Des Esseintes makes the candid remark that he is ‘really interested only in sickly books, undermined and inflamed by fever’ (p.160). It’s not too much of a stretch to call Decadence the aesthetic of illness.

Comedy

Given the book’s reputation as the Bible of Decadence, it’s unexpectedly funny.

He is savagely funny about his dull cousins in the Prologue. He is ferociously snobbish about the bourgeoisie, about shop-keepers and butcher’s wives and their meretricious, banal tastes.

He doesn’t just carry out a survey of Latin literature from Plautus to the tenth century, he massacres some of the most famous names in the classical canon, rubbishing Virgil and Horace very amusingly, and in a manner which must have been designed to render traditional Latinists apoplectic.

In a deliberately offensively funny section, the passage in praise of The Artificial, he first of all states that surely the most exquisite creation of nature is woman (‘the most perfect and original beauty’) but then goes on to say that, has not Man now produced something more dazzling beautiful than the most beautiful woman, being…’the two locomotives recently put into service on the Northern Railway’ (p.37), a deliberately offensive notion which anticipates the posturing of Marinetti’s Futurists 30 years later.

Then there are the hilarious descriptions of ugly English men and women in the aborted journey to London chapter (‘Robust Englishwomen with boyish faces, teeth as big as palette-knives’) and the thumping contempt the ignorati who attend public concerts, in chapter 15.

Maybe the one central theme of the French literature which is now regarded as canonical, from Flaubert and Baudelaire, through writers like Huysmans, through the Surrealists and on into the Existentialists, is their hatred of the bourgeoisie. Witness the diatribe against the filthy middle classes on almost the last page of the book. French authors will do anything to escape the taint or accusation of having bourgeois tastes. Whereas the same hatred of the middle classes just isn’t in evidence in English literature, lots of which is written virtually in praise of the middle and upper middle classes – Dickens, Thackeray, Trollope, Henry James, E.M. Foster.

Robert Baldick’s translation (brings out the comedy)

The translation I read is pretty old, the 1959 Robert Baldick one published by Penguin Books. However, unlike many translations of nineteenth century classics, it is immediately likeable and entertaining. Apparently:

Huysmans’s work was known for his idiosyncratic use of the French language, extensive vocabulary, detailed and sensuous descriptions, and biting, satirical wit

and this is exactly what comes over in Baldick’s translation. He uses a wider vocabulary than you might expect – I mean I was entertained by his unusual and out-of-the-way words – and certainly brings out Huysman’s biting wit. I laughed out loud at several places in the short Prologue, where he describes young men of his own age as ‘docile, good-looking ninnies, congenital dunces who had worn their masters’ patience thin’. In addition Des Esseintes:

discovered the freethinkers, those bourgeois doctrinaires who clamoured for absolute liberty in order to stifle the opinions of other people, to be nothing but a set of greedy, shameless hypocrites whose intelligence he rated lower than a village cobbler’s.

And the venom of his contempt is funny. Or the snobbishness. Like his refusal to use any of the obvious jewels on the tortoise because they are the kind worn by vulgar businessmen or upon ‘the tubulous fingers of butcher’s wives’ (p.55).

This snobbery is also evident in the passages about Goya and Rembrandt who he is embarrassed at liking because the rest of the world likes them too, and there is nothing worse than sharing the same taste as the ghastly bourgeoisie and having to listen to their inane praise of works of which, as an initiate, as a superior being, you have such a better grasp and appreciation (p.108).

If the mob start liking something, Des Esseintes hastily drops it and worries that his ‘taste’ (i.e. aristocratic superiority) is failing him. Throughout the book the adjective ‘aristocratic’ is a word of unqualified praise. Among other things, the Decadence was deeply elitist.

I bought this paperback when I was 17, alongside my edition of Baudelaire’s poems, desperate to enliven my humdrum suburban existence with the Flowers of Evil. Forty years later, some of Des Esseintes’ passages, like the rant against Virgil, his amusing abuse of middle-class taste, and even more in the farcical toothache scene, made me smile or even laugh out loud. When I was a stricken teenager I thought life was a tragedy and books like this fed that feeling. Now I know it’s a comedy and mostly what I find in them is different flavours of comedy.

French literature is more sexually open than English

Quite apart from anything else, the novel demonstrates the vast difference between French and English literature of this time in regard to women and sex. Huysmans doesn’t describe the sexual act itself, but he freely describes going to brothels, the charms of the different ladies, of attending parties where women strip off, he mentions breasts and nipples and even, apparently, what one of his lovers required in order to climax.

Absolutely none of this could have been written by or even hinted at by English authors, who subjected themselves to a ferocious self censorship. Same with Americans, possibly even more Puritanical. It’s significant that of the many lovers des Esseintes reminisces about, by far the most frigid and unsexual was American (the disappointingly prudish and passive acrobat, page 112).

I’m not sure when English writers caught up with French ones in terms of candour and honesty about sex: would it have been the 1960s, maybe? On a deeper level, it seems to me the English still haven’t caught up with the best Continental authors in capturing a genuinely relaxed, at-ease-with-themselves attitude towards bodies and sex.


Credit

À Rebours by Joris-Karl Huysmans was published in French, in Paris, in 1884. All references are to the English translation by Robert Baldick published by Penguin paperback in 1973.

Related reviews

Martial Epigrams

Readers and listeners like my books,
Yet a certain poet calls them crude.
What do I care, I serve up food
To please my guests, not fellow cooks.
(Book 9, poem 81)

The first thing you discover in the 1964 Penguin Classics paperback edition of Martial’s epigrams, as translated by James Michie, is that this is very far from being a complete edition, in fact it represents only about ten per cent of Martial’s total output.

Martial biography

Martial’s full name was Marcus Valerius Martialis, the cognomen ‘Martialis’ indicating that he was born in March. He was born about 40 AD in the Roman province of Spain and came to Rome around 63, during the reign of Nero. Here, apparently, rather than embark on the cursus honorem or sequence of recognised public offices (quaestor, praetor, aedile, consul) or undertake a recognised profession such as lawyer and advocate, Martial preferred to live by his wits, making himself a witty entertainer and dinner party companion to rich patrons.

Amazingly, Martial seems to have been able to support himself this way for 35 years until he retired back to Spain about 98. (12.18 is a good-humoured song of praise to the simple life back in his home town far from the rigours of Roman life, apparently addressed to his friend, Juvenal the satirist.)

During all those years Martial was dependent on his wealthy friends and patrons for gifts of money, for his dinner, and even for his dress. According to the Encyclopedia Britannica, in his earlier career he used to accompany his patrons to their villas at Baiae or Tibur and to attend their morning levées. Later on, he owned a own small country house near Nomentum, and sent a poem, or a small volume of his poems, as his representative to the morning levée. He cultivated patrons far and wide and was especially proud at being invited to dinner with Domitian.

And yet, God, it was a shabby, humiliating and tiring sort of life, as his later poems convey:

Have mercy on me, Rome, a hired
Flatterer desperately tired of flattery…
(10.74)

Martial is best known for his twelve books of epigrams, published in Rome between 86 and 103, during the reigns of the emperors Domitian (81 to 96), Nerva (96 to 98) and Trajan (98 to 117). Martial wrote a rather terrifying total of 1,561 epigrams, of which 1,235 are in elegiac couplets. This Penguin selection contains only about 150 of them. A notable feature of the Penguin edition is that it contains the Latin original next to Michie’s translation of it (although this seems to be standard practice; the much more recent Oxford University Press selection does the same).

What is an epigram?

“An epigram is a short, pithy saying, usually in verse, often with a quick, satirical twist at the end. The subject is usually a single thought or event.” (Academy of American Poets)

It derives from the Greek epigraphein, meaning ‘to write on, to inscribe’ and originally referred to the inscriptions written on stone monuments in ancient Greece. Slowly the term became separated from the act of inscription and by 300 BC referred to any brief, pointed poem, generally about or addressed to someone.

In his 1,500 epigrams Martial is widely agreed to have taken the form to its highest point and every proponent of the epigram for the following 2,000 years to some extent echoes or copies him.

Two texts preface the selection, a 2-page translator’s note by James Michie and an 8-page introduction by scholar Peter Howell.

Translator’s note

In his translator’s note, Michie says the selection is not intended as ‘Martial’s greatest hits’. Rather, the entries were selected to demonstrate Martial’s variety. The texts of the twelve books of epigrams which have come down to us were not arranged logically or thematically, but to ‘reflect the odd juxtapositions of life itself’.

Thus a scatological squib is followed by a deeply felt epitaph (for his 6-year-old slave, Erotion mentioned twice, in 5.34 and 10.61; for the dexterous slave boy Pantagathus, 6.52; or for Pompey the Great, 5.74); contrived panegyrics to Domitian (for liking his poems 4.8; for having impressive fish 4.30; for widening Rome’s roads, 7.61) next to scabrous abuse of someone with bad breath (1.87); a pornographic poem about buggery (1.46) next to a poem lamenting the fickle condition of the dinner party hanger-on (2.27); extended descriptions of a country house (4.64) next to a vivid description of a sumptuous dinner (5.78); corruption at the chariot races (6.46) next to comic behaviour at a slave auction (6.66); insults to a rival poet (7.3) next to a jokey profile of a woman who seems doomed to marry only effeminate men (7.58); a bitter complaint against a noisy schoolmaster whose shouts wake him up early (school lessons started at dawn; 9.68) next to a shrewd criticism of a friend who’s always complaining the world is going to hell (9.70); a fond poem to a friend who’s mean and stingy but makes up for it by being a wonderful farter (10.15) next to the anecdote of the retired boatman who used his boat, filled with rocks, to plug a gap in the Tiber banks (10.85); a comic portrait of the superthief Hermogenes (12.28) next to a short but heartfelt summary of the Good Life (10.47). Variety.

There are a lot of poems about heirs and hangers-on waiting for the elderly to snuff it so they can inherit their money, a lot of anxiety about who cranky old people are favouring in their wills that’s reminiscent of Dickens:

If you were wise as well as rich and sickly
You’d see that every gift means, ‘Please die quickly!’
(8.27)

Or:

She longs for me to ‘have and hold’ her
In marriage. I’ve no mind to.
She’s old. If she were even older,
I might be half inclined to.
(10.8)

(In his fascinating introduction to the Penguin Classics edition of Juvenal’s satires, Peter Green says this was an obsessive subject for authors of this generation. Professional legacy hunters were called captatores and he reminds me that an entire chapter of Petronius’s Satyricon describes a visit to a town entirely populated by legacy hunters.)

There’s a recurring theme criticising the kind of affected connoisseur who dismisses the moderns and only values ‘the Classics’, a type the elegiac poets also despised:

Rigidly classical, you save
Your praise for poets in the grave.
Forgive me, it’s not worth my while
Dying to earn your critical smile.
(8.69)

Michie devotes half his note to an impressionistic prose summary of the cumulative portrait of late-first century Roman locations and people which Martial’s epigrams depict, the Rome of:

shops, amphitheatres, law courts, lavatories, temples, schools, tenements, gardens, taverns, and public baths, its dusty of muddy streets filled with traffic, religious processions, , and never-ending business, its slaves, millionaires, prostitutes, philosophers, quacks, bores, touts, dinner-cadgers, fortune-hunters, poetasters, politicians and layabouts. (Introduction, page 9)

Michie makes the point that the epigrammatist, rather like the satirist, has to pretend to be angry and full of bile, but that a cumulative reading of Martial makes you suspect this was just a pose – or the kind of sentiment appropriate to the genre. For, as you work through these scores of short sharp vignettes, what actually comes over is Martial’s ‘great capacity for fun and for friendship, and an evergreen curiosity about people’.

Michie doesn’t mention Chaucer, but Martial shares Chaucer’s fascination with the huge diversity of real people of his time, their names and occupations, and shapes and sizes and ages and habits and mannerisms and verbal tics and sex lives and businesses. Thus a poem about typical scenes through the hours of the day:

The first two hours of the morning tax
Poor clients; during the third advocates wax
Eloquent and hoarse; until the fifth hour ends
The city to her various trades attends;
At six o’clock the weary workers stop
For the siesta; all Rome shuts up shop
At seven; the hour from eight to nine supplies
The oiled wrestlers with their exercise;
The ninth invites us to recline full length,
Denting the cushions. At last comes the tenth…
(Book 4, poem 8)

Michie also doesn’t mention Baudelaire, but you could draw the comparison between the French poet’s fascination with the endlessly teeming life of Paris, and Martial’s endless snapshots of life in what was, at the time, the biggest city in the world, with its extremes of poverty and luxury, power and enslavements, stinks and smells and endlessly fascinating inhabitants. Maybe the thronged novels of Balzac are a better comparison and, in England, Dickens.

Introduction

The introduction is written by historian and editor of Martial, Peter Howell, who makes a number of points:

Spanish writers

Martial was one of a generation of talented writers who hailed from the fully Romanised province of Hispania, which included Seneca the Elder and Younger; the latter’s nephew, Lucan; Quintilian; and Columella.

A career choice

In their writings both Martial and Juvenal give the impression that they were forced by a social system which made if impossible for middle-class, well-educated men to earn a living by respectable means to become the hangers-on and flatterers of the rich, living from hand to mouth. But this was largely false. Friends urged Martial to take up the law or stand for public office, but he turned down both options.

Patrons and clients

The relation of patron and client evolved during the history of Rome. At the beginning it meant the relationship between a full Roman citizen and foreigners who wanted favours done for them within the legal and political system. By Martial’s time a wealthy, well-connected patron prided himself on having large numbers of dependents, clients or hangers-on. The client acquired protection (for example, from lawsuits) and welfare (most often in the form of being invited to lavish dinners) but in return the patron claimed the client’s support, in law courts, at election time, at social events, and their general flattery at all times:

Labullus, I court you,
I escort you, I support you
By lending an ear to your chatter,
And everything you say or do I flatter…
(11.24)

Clients were expected to be at their patron’s house early in the morning to greet them, then accompany them on their day of social duties, at the end of the day receiving maybe a little cash, preferably an invite to dinner. (See poem 2.27 quoted below.)

Hence the many poems Martial writes about the lamentable plight of the humiliated client and the expressions ‘parasite’, ‘dinner cadger’ and ‘hanger-on’ which Michie uses to describe this social type, known in Latin (and in Roman theatre) as the parasitus.

For hours, for a whole day, he’ll sit
On every public toilet seat.
It’s not because he needs a shit:
He wants to be asked out to eat.
(11.77)

The parasite as poet

Martial was a cut above the average parasitus because he quite early became famous as a poet. The earliest surviving work of his is called Liber Spectaculorum, written to celebrate the opening of the Flavian amphitheatre (what came to be called the Colosseum) in 80 AD. But it was the terse, witty epigrams which he appeared to be able to knock out at will, many either flattering a specific client or appealing to their sense of humour, which kept him in free dinners for 35 years.

How Roman authors made money

A Roman author didn’t make money by selling copies of a work. Copies had to be written out by hand and so remained limited in number. Instead there appear to have been two sources of income for an author:

  1. Dedicate your work to a patron who would respond in kind with gifts – the ultimate patron being the emperor, the classic example being Augustus who worked through his minister, Maecenas, to give both Virgil and Horace gifts of property, land and slaves which made them comfortable for life.
  2. It seems that some notable ‘publishers’ would pay an author for the privilege of having first dibs at copying a work they estimated would be popular and which they could guarantee selling copies of.

Thus by the time he came to publish what is conventionally known as Epigrams Book 1, in about 85, Martial must have been writing poetry for about 20 years and so is able to refer to himself as well known, even if all the other works he was known for, appear to have disappeared.

A Roman book

When all these authors refer to what is translated into English as ‘a book’, they mean a cylindrical roll of papyrus whose ends were often smoothed with pumice-stone and the whole roll wrapped in vellum (note, page 192). The wooden stave round which the papyrus was wrapped often had carved knobs at each end to secure the roll and make it easier to handle. The back of the papyrus was dyed yellow with cedar oil to preserve it from mould and moths (note, page 196). According to poem 1.117 a ‘book’ of Martial’s cost 5 dinarii.

Reasons for Martial’s popularity

Most contemporary poetry was long and long-winded, written about stock mythological subjects in elaborate and stylised verse. Thus Virgil’s Aeneid gave rise to poets who tried to ape his success with long epics such as Valerius Flaccus, Statius and Silius Italicus.

By contrast Martial developed a form which was not just short but very short, but which managed to create drama in a very small number of lines (sometimes as few as two lines). Despite their shortness the epigrams, when collected into books, were arranged to offer a pleasing sense of variety and range.

Martial’s epigrams are sometimes contrived in the sense of carefully structured to make a joke or damning point; but never contrived in the sense of striving to be grand and pompous. They are never pretentious.

No real people are skewered

The short poems of Catullus are packed with gleeful abuse of real individuals. The satires of his friend and contemporary, Juvenal, very much flay real life individuals, albeit under pseudonyms. But Martial, scathing though some of them may be, categorically states that he has not satirised any real people, even under fictitious names. Hence the large number of characters in the poem named Flaccus and Labulla and Lesbia and Cinna and Galla and Postumus. They’re just bland common names used as pegs for the jokes.

Obscenity

Many of the poems are what used to be called ‘obscene’ and still was at the date of this translation (1964). In one of the first poems he uses the same argument that Catullus and Ovid had, namely that although his verse may be pornographic his life is pure.

Roman sexual attitudes

The attitude towards sex that emerges from Martial is one of cheerful permissiveness but not wild and orgiastic promiscuousness. (Introduction, p.16)

Sex is acceptable (unlike in, say, Victorian England) and prostitution is widespread. Adultery is theoretically forbidden but in practice also widespread. Homosexuality and bisexuality are regarded as natural, especially with teenage boys. The active role in male gay sex was through acceptable but for an adult man to take the passive role was more shameful. Poem 12.75 is an amusing squib listing all the types of gay boys he’d prefer to ‘some bitch/Who’d make me miserably rich’ (12.75). The poem about the woman who weighs men’s penises erect and flaccid (10.55) is amusing but the long one complaining that his ‘wife’ isn’t sexually adventurous enough is genuinely funny because so outrageous (11.104).

Domitian

Howell entertainingly speaks up for the emperor Domitian (reigned 81 to 96). He says that Domitian had (as of 1964) the reputation of a Hitler (!) but claims this is the result of the works of Tacitus, Juvenal and ‘other biased writers’. Apart from his paranoid vendetta against the senatorial class (which Tacitus and Juvenal and the other biased writers wrote for) Howell claims Domitian’s rule was for everyone else ‘calm and prosperous, marked by beneficial social and moral legislation’ (p.16).

But Domitian liked Martial and awarded him the privileges of a father of 3 children although Martial was never, as far as we know, actually married and had no children. Hence Martial’s numerous poems sucking up to Domitian (as Virgil and Horace and Ovid shamelessly sucked up to Augustus) (I especially like the panegyric to the imperial fish, 4.30); although Howell disapproves of how, following Domitian’s assassination in 96, Martial quickly knocked off poems saying he’d never liked him anyway and praising the new regime.

Rhyming couplets

The great majority of Martial’s poems were written in elegiac couplets, one hexameter followed by a pentameter, such as we’ve encountered in all the elegiac poets (Tibullus, Propertius, Ovid). The most important single thing about Michie’s translation is he chooses to translate every poem he selects into rhyming couplets, quatrains or other rhyming forms. The precise metre varies from poem to poem, but pretty much all of them rhyme.

It’s a bold decision. It aligns Michie’s versions with the rhyming couplets of the Augustan Age of English verse, very roughly from the 1680s to the 1750s. On the upside rhyme in English poetry creates opportunity for humour and often prompts the author to ingeniously amusing collocations. Rhyme is associated with limericks and light verse of all types. On the down side, ‘serious’ modern poetry abandoned rhyme around the time of the First World War so the solid use of rhyme for all the translations signals and lack of…a lack of seriousness or depth, which, from what both Howell and Miche say about Martial, is maybe not appropriate in every instance.

The epigrams

There are all kinds of ways of grouping and categorising them, starting with the 12 books which Martial himself used as a structuring device. Very broadly there are two types of Martial epigram – ones you ‘get’, which have an appealing twist or sting or point which you can understand; and those which don’t have such an obvious payoff, which presumably made sense in their time but seem flat or pointless or even incomprehensible to us today, even with extensive notes. If a joke needs extensive notes to explain it, it isn’t a very good joke.

Themes

The poet as celebrity and showman

May I present myself – the man
You read, admire and long to meet,
Known the world over for his neat
And witty epigrams? The name
Is Martial. Thank you, earnest fan,
For having granted me the fame
Seldom enjoyed by a dead poet
While I’m alive and here to know it.
(Book 1, poem 1)

Insufferable amateur poets

Whether or not Apollo fled from the table
Thyestes ate his sons at, I’m unable
To say: what I can vouch for is our wish
To escape your dinner parties. Though each dish
Is lavish and superb, the pleasure’s nil
Since you recite your poems! To hell with brill,
Mushrooms and two-pound turbots, I don’t need
Oysters: give me a host who doesn’t read.
(3.45)

To Domitian, pleading his moral probity

Caesar, if you should chance to handle my book,
I hope that you’ll relax the frowning look
That rules the world. Soldiers are free to mock
The triumphs of you emperors – there’s no shame
In a general being made a laughing-stock.
I beg you, read my verses with the same
Face as you watch Latinus on the stage
Or Thymele the dancer. Harmless wit
You may, as Censor, reasonably permit:
My life is strict, however lax my page.
(1.4)

Heterosexual sex

Lesbia, why are your amours
Always conducted behind open, unguarded doors?
Why do you get more excitement out of a voyeur than a lover?
Why is pleasure no pleasure when it’s under cover?
Whores us a curtain, a bolt or a porter
To bar the public – you won’t find many chinks in the red-light quarter.
Ask Chione or Ias how to behave:
Even the cheapest tart conceals her business inside a monumental grave.
If I seem too hard on you, remember my objection
Is not to fornication, but to detection.
(1.34)

inside a monumental grave‘?

Gay sex

think what’s going on is the narrator is buggering a boy who, as a result, is on the edge of orgasm. I’m happy to be corrected if I’ve misunderstood.

When you say, ‘Quick, I’m going to come,’
Hedylus, I go limp and numb.
But ask me to hold back my fire,
And the brake accelerates desire.
Dear boy, if you’re in such a hurry,
Tell me to slow up, not to worry.
(1.46)

Slave or paedophile sex

The eroticism of being blocked or prevented is taken a step further in this poem:

The only kisses I enjoy
Are those I take by violence, boy.
Your anger whets my appetite
More than your face, and so to excite
Desire I give you a good beating
From time to time: a self-defeating
Habit – what do I do it for?
You neither fear nor love me more.
(5.46)

Heterosexual smears

Lesbia claims she’s never laid
Without good money being paid.
That’s true enough; when she’s on fire
She’ll always pay the hose’s hire.
(11.62)

Thumbnail sketches

Diaulus, recently physician,
Has set up now as a mortician:
No change, though, in his clients’ condition.
(1.47)

Or:

You’re an informer and a tool for slander,
A notorious swindler and a pander,
A cocksucker, gangster and a whore…
So how is it, Vacerra, you’re so poor?
(11.66)

Chaucerian physicality

Hoping, Fescennia, to overpower
The reek of last night’s drinking, you devour
Cosmus’ sweet-scented pastilles by the gross.
But though they give your teeth a whitish gloss
They fail to make your breath any less smelly
When a belch bubbles up from your abyss-like belly.
In fact, blended with the lozenges, it’s much stronger;
It travels farther and it lingers longer.
(1.87)

His cheap lodgings in a block of flats

Lupercus, whenever you meet me
You instantly greet me
With, ‘Is it alright by you if I send
My slave to pick up your book of epigrams? It’s only to lend:
I’ll return it when I’ve read it.’ There’s no call
To trouble your boy. It’s a long haul
To the Pear-tree district, and my flat
Is up three flights of stairs, steep ones at that…
(1.117)

Behaviour of a hanger-on and dinner cadger

When Selius spreads his nets for an invitation
To dinner, if you’re due to plead a cause
In court or give a poetry recitation,
Take him along, he’ll furnish your applause:
‘Well said!’ ‘Hear, hear!’ ‘Bravo!’ ‘Shrewd point!’ ‘That’s good!’
Till you say, ‘Shut up now, you’ve earned your food.’
(2.27)

Or this poem about not only being a client, but being a client’s client.

I angle for your dinner invitations (oh the shame
Of doing it, but I do it). You fish elsewhere. We’re the same.
I attend the morning levée and they tell me you’re not there,
But gone to wait on someone else. We make a proper pair.
I’m your spaniel, I’m the toady to your every pompous whim.
You court a richer patron. I dog you and you dog him.
To be a slave is bad enough but I refuse to be
A flunkey’s flunkey, Maximum. My master must be free.
(2.18)

Miniatures of abuse

You ask me what I get
Out of my country place.
The profit, gross or net,
Is never having to see your face.
(2.38)

And:

Marius’s earhole smells.
Does that surprise you, Nestor?
The scandal that you tell’s
Enough to make it fester.
(3.28)

Crude humour

If from the baths you hear a round of applause
Maron’s giant prick is bound to be the cause.
(9.33)

Or:

Why poke the ash of a dead fire?
Why pluck the hairs from your grey fanny?
That’s a chic touch that men admire
In girls, not in a flagrant granny…
(10.90)

Sarcasm about his readers

Caedicianus, if my reader
After a hundred epigrams still
Wants more, then he’s a greedy feeder
Whom no amount of swill can fill.
(1.118)

Self portrait in retirement

Poor morning client (you remind me
Of all I loathed and left behind me
In Rome), if you had any nous,
Instead of calling on my house
You’d haunt the mansions of the great.

I’m not some wealthy advocate
Blessed with a sharp, litigious tongue,
I’m just a lazy, far from young
Friend of the Muses who likes ease
And sleep. Great Rome denied me these:
If I can’t find them here in Spain,
I might as well go back again.
(12.68)


Credit

The Epigrams of Martial, translated by James Michie with an introduction by Peter Howell, was published by Penguin Books in 1973.

Related links

Roman reviews

Goodbye to Berlin by Christopher Isherwood (1939)

In the introduction to the 1954 edition which combines Goodbye to Berlin with Mr Norris Changes Trains, Isherwood describes the background to his Berlin stories. He lived almost continuously from 1929 to 1933 in Berlin, scraping a living as an English tutor and trying to fit in his writing. Realising that the social crisis he saw around him and the colourful characters he was meeting were solid gold material, Isherwood kept a detailed diary of everyone he met and everything he saw.

Initially he planned to create a huge sprawling masterpiece of interconnected stories in the manner of Balzac, but found it impossible to manage. So in 1934 he had the brainwave of writing solely about the larger-than-life crook and con-man he called Mr Norris and wrote that novel quite quickly, from May to August 1934, in the garden of a pension at Orotava in Tenerife. The other extended stories were published in magazines over the next few years, and then he drew them together into one volume, Goodbye to Berlin, published in 1939

Goodbye to Berlin

Goodbye To Berlin immediately signals its differences from Mr Norris Changes Trains. The main one is that the first-person narrator is not named William Bradshaw but Christopher Isherwood. Partly this is because the ‘novel’ seems much closer to being an actual diary. It gives rise to his landlady, Fraulein Schroeder’s, famous mispronunciation of his name, Herr Issyvoo.

The most famous lines in Goodbye To Berlin are the often-quote statement the narrator makes about being as blank and affectless as a camera.

I am a camera with its shutter open, quite passive, recording, not thinking. Recording the man shaving at the window opposite and the woman in the kimono washing her hair. Some day, all this will have to be developed, carefully printed, fixed.

This has been interpreted and reinterpreted as the basis for an entire aesthetic, of the 1930s combination of man and technology, and so on. On a simpler interpretation, it flags up that the book will basically be a diary of things that happen, with little attempt to shape them into narratives. This became clear to me after reading the very long prose text of Journey To A War by Isherwood which really is a long, detailed transcription of a diary. Reading that made me see the diary just beneath the skin of this book. Hence it is not one sutained narrative but four or five sections, each of which chronicles his relationship with a particular group of people, namely the demi-mondaine Sally Bowles, the dirt poor Nowak family, the rich Landauer family, and his gay buddies Peter and Otto on holiday in the Baltic.

In other words, the famous ‘I am a camera’ lines can be read, not as a manifesto, but as an excuse.

The most important difference, though, between Mr Norris Changes Trains and Goodbye To Berlin is that this book is a lot less funny than its predecessor. In fact it opens on a note of gloom and melancholy which I found it hard to shake off thereafter. Thus Fraulein S loves telling Herr Issyvoo about all his predecessors in the rented rooms, about their foibles and habits. This makes the narrator see himself as just another in an endless procession of meaningless lives.

How much food must I gradually, wearily consume on my way? How many pairs of shoes shall I wear out? How many thousands of cigarettes shall I smoke? How many cups of tea shall I drink and how many glasses of beer? What an awful tasteless prospect! And yet – to have to die… A sudden vague pang of apprehension grips my bowels and I have to excuse myself in order to go to the lavatory.

Not very cheerful, is it? Anyway, the other tenants of Fraulein Schroeder’s boarding house are:

  • Bobby, the barman at the Troika
  • Fraulein Mayr, ‘a music-hall jodlerin’ past her prime, with ‘a bull-dog jaw, enormous arms and coarse string-coloured hair’ who is addicted to tea and tarot cards, she is a Nazi
  • Fraulein Kost, ‘a blonde florid girl with large silly blue eyes’, a prostitute

The first chapter is very bitty. We are introduced to these characters, the narrator swings by the Troika bar and discovers how empty and sad it is until a small group walks in at which point it comes to life with the band suddenly playing and the cigarette boy hurrying over to their table. Or he comes across Frauleins Mayr and Schroeder lying on their tummies with their ears to the floor listening to the woman in the flat downstairs having a furious row with a man she’s contacted via a dating agency.

Sally Bowles

Things perk up in chapter two where we meet Sally Bowles.

She was dark enough to be Fritz’s sister. Her face was long and thin, powdered dead white. She had very large brown eyes which should have been darker, to match her hair and the pencil she used for her eyebrows… She was really beautiful, with her little dark head, big eyes and finely arched nose – and so absurdly conscious of all these features.

She is nineteen, been in Berlin two months, came out with a friend who promptly found a rich man who swept her off to Paris. Now Sally sings (badly) in a seedy bar, where Christopher’s friend, Franz Wendel, takes him to see her. She invited Chris for tea. She tells her life story, mother was the Lancashire heiress to a mill fortune, married a feisty businessman, so her real name is double-barrelled, Jackson-Bowles, she got herself expelled from her posh school and Daddy encouraged her to go to London to learn acting. She likes telling him all about this and flows straight into telling him about her numerous love affairs and the man she spent the night with last night.

I had posh women friends like that at university and for a while afterwards. Once it’s clear that you’re not going to make a pass at them – that you are neuter – they treat you like a pet and enjoy seeing if they can shock you – letting you stay while they get dressed and made up for a party for example – and you enjoy finding out whether you are shocked by what they say or do.

Now, about a hundred years since those days, and as the father of a teenage daughter the same age as Sally, I can see her behaviour as nerves and self-consciousness and an endless fishing for compliments and reassurance. I see her as pathetic and in need of help.

It initially seems as if Berlin is going to really focus on this one central figure in the same was Norris focused on Norris, but Sally Bowles is a lot less interesting or funny as a character. There is something sad about her from the start, and she’s just not funny. She mistakes flirting and talking about her lovers for having something interesting to say.

In other ways the book feels secondary. For example, he describes a little New Year’s Eve party at Fraulein Schroeder’s which includes Sally (who’s now moved in) then they move on to a big dance hall with phones on the tables, then he gets really drunk and wakes up in a bed full of paper streamers. The point is this is a pale echo or repetition of the far more vividly written and funnier New Year’s Eve party which occurs early in Norris and which climaxes with the narrator discovering Mr Norris on his hands and knees polishing the knee-length boots of his Mistress who is brandishing a whip!

Now that was something, that was surprising, impressive and very funny. Here the characters just get drunk and Sally ends up sleeping with her piano accompanist, Klaus, and then bragging about it next day to Chris, as she brags about all her conquests to her pet.

Then Klaus decamps to London where he’s got a good job orchestrating music for the movies and a few weeks later Sally gets the inevitable letter from him saying they must part because he’s fallen in love with the most marvellous English society lady and Fraulein Schroeder is scandalised, and Christopher listens loyally while Sally whines and smokes and the reader is bored.

They meet Clive, a big, fabulously rich American, who drinks half a bottle of scotch before breakfast and is full of grand plans. (This event is tied to a specific date when they watch the big state funeral of Weimar politician Hermann Müller, which took place in March 1931.)

If this is 1931, that new year’s even party must have been seeing in 1931. In which case Christopher is not the same character as William Bradshaw, because we saw William attend a completely different new year’s even 1931 party with Mr Norris. Just saying.

After getting their hopes up that he could take them on a round the world fantasmagoria of a travel, Clive does a bunk, Still he leaves some money and he bought Chris some nice shirts.

Sally discovers she’s pregnant. Fraulein Schroeder knows someone who knows an abortionist. It’s a fairly up-class deal, she’s signed into a rest home with a medical notes that she’s too ill to have a baby. Chris visits every day. The couple of days after the operation she’s very low. Bit depressing.

Chris goes to the Baltic, stays a month of more to write. When he comes back Sally has moved out of Frl Schroeder’s and into quite a swanky flat in a modernist block she shares with a girlfriend. She’s more distant, and vague about men. She is, basically, a prostitute, makes money by having sex with men, all the time telling herself she’s going to get her big break and be an actress. They argue. They aren’t friends any more, or not in the same way.

A con-man visits Chris and tries to extract money from him. When Chris says no, the con tells him he does a sideline in face cream for actresses, and out of malice Chris gives him Sally’s address. A few days later she phones to say she was wined and dined and then screwed out of all her money by a beastly conman. Oh dear. Chris goes round and hears the full story, and admits he sent her. They call the police who find the whole thing hilarious. But to their surprise they’re asked to come and identify the conman a week or so later, they’ve spotted him in a restaurant. Christopher instantly sees him and, after a moment’s hesitation, points him out to the cops. Then goes away feeling disgusted and swears he’ll never do anything like that again.

A few days later Sally pops round to tell him the end of the story. She had to identify him and he was terribly upset, said: ‘I thought you were my friend’. Amazingly, he turned out to be just 16 years old, so would have had to be tried in Juvenile Court but instead the doctors certified him and he was sent to a home.

Christopher never saw Sally again. A little later he gets a postcard from Paris, then a brief one-liner from Rome, then that was that. This ‘story’ is his tribute to her and their friendship. But it’s not a story, is it? It’s a series of diary entries written up a bit.

On Rügen Island (May 1931)

According to Wikipedia:

Rügen is Germany’s largest island by area. It is located off the Pomeranian coast in the Baltic Sea. Rügen is 31.9 miles from north to south and 26.6 miles east to west. Its coast is characterized by numerous sandy beaches, lagoons (Bodden) and open bays (Wieke), as well as peninsulas and headlands. In June 2011 UNESCO awarded the status of a World Heritage Site to the Jasmund National Park, famous for its vast stands of beeches and chalk cliffs.

It is to this idyllic and beautiful island that Christopher comes in the summer of 1931 to work on his novel. He’s sharing a holiday house with two others, an Englishman named Peter Wilkinson, about his own age and a German working-class boy from Berlin named Otto Nowak, aged sixteen or seventeen years old.

Peter is the fourth child of an immensely rich Englishman with a big house in Mayfair and a country seat. His sisters are marrying aristocracy while his brother is a successful explorer. Peter is the neurotic failure of the family, who went to Oxford but dropped out, had several nervous breakdowns. He’s been through several expensive psychoanalysts in England and then decided to try one in Berlin, which brings him here.

Peter appears to be in a gay relationship with Otto who, however, torments him by going out by himself every night to flirt with girls in the nearby small town and reeling back drunk to another argument. This long section or short story appears to be a diary recording of the day-by-day activities, sunbathing during the day, Otto and Peter arguing and occasionally having actual fights every night, while Christopher stays out of it and gets his work done.

Creeping in at various points are the Nazis. They meet a ferret-faced Nazi enthusiast who says types like Otto can’t be reformed but should be sent to a labour camp. He points out that one of the beaches (Hoddensee) is full of Jews. It is good to be back among ‘real Nordic types’. Christopher and Peter like going in the evenings to the nearby town of Baabe, although it is full of Nazi youths.

Peter and Christopher go for a row on the sea. Peter asks Christopher what should he do. Only at this point does it emerge that Peter is paying Otto to stay, to be with them, to be his partner. Anyway, it’s hypothetical, when they get back to the house the landlord tells them Otto’s caught the train. He’s ransacked Peter’s room, nicked a couple of ties, three shirts and two hundred marks.

Peter tells Christopher he’ll go back to England, not that he gets on with any of his family. Christopher sees him off then feels lonely in the holiday chalet without the two bickering lovers. He packs up and returns to Berlin.

The Nowaks

Not only does Christopher meet Otto again back in Berlin, he ends up renting a ‘room’ in the cramped, squalid, noisy, smelly apartment of this very working class Berlin family, not unlike George Orwell staying with working folk in the north of England. Herr Nowak the furniture remover, Frau Nowak the worn harassed mother who chars, Otto who thinks he’s a communist, 20-year-old Lothar who’s started going round with Nazis and pudgy 12-year-old Greta.

They live in a cramped, draughty, smelly two-roomed attic five flights up a block in a warren of slums in Wassertorsrasse. It’s never quiet, harassed Frau Nowak makes a dinner of mashed lung, boiled potatoes and brown bread. In the evenings he hangs around the Alexander Casino with rough trade like Piep or Gerhardt. Slowly the smell and the poverty and the arguments, especially between Otto and his poor mother, wear him down. He tells them he’s leaving. On his last afternoon Otto and mother have such a shouting match that Otto retires to his room and tries to cut his wrists.

Some time later, around Christmas, Christopher pays a visit. He can’t believe how squalid, dirty and noisy the street is. Frau Nowak is so ill she’s been sent to a sanatorium. They haven’t paid the bill so the electricity’s been cut off. Lothar and Otto don’t go home very much.

Otto persuades Christoph – they all call him Christoph – to accompany him out to the sanatorium to see his mother. This is a genuinely weird and hallucinatory sequence for Frau Nowak shares a room with three other women, one of whom is a skinny bright-eyed wreck who takes a shine to Christoph, the other is a plump 18-year-old who takes a shine to Otto, and the six of them spend a surreal deranged day together, walking in the grounds, then back to the room to dance to a gramophone and then sit listening to Frau Nowak’s reminiscences as it gets dark and nobody turns on the light and black-eyed skinny trembling Erna puts her wasted arm round Christoph and draws his mouth down for a feverish kiss. Like a horror story. Eventually the nurse comes to say visiting hours are over and Otto and Christoph get back to the coach which is take them back into town.

The Landauers

It is October 1930. In other words, before the events of the Sally Bowles section. In other words Goodbye to Berlin isn’t a continuous narrative but a collection of stories or reminiscences in non-chronological order.

Christopher had been given in England a letter of introduction to the rich, Jewish Landauer family. He takes it up and meets 18-year-old Natalia Landauer, dining several times with her and her mother, before going out to the cinema etc. They are a wealthy, happy, civilised family. On one occasion he has dinner with the father and a cousin as well as Frau and Natalia. The father is intelligent, stayed in London 35 years earlier and did what we’d call sociological research on London slums (so that would be about 1896, year of the bleak novel A Child of the Jago by Arthur Morrison).

The cousin, Bernhard, is incredibly polite, formal, correct, civilised, intelligent, speaks fluent English. Christoph calls on him at his luxury apartment, exquisitely furnished, immaculate luncheon. A few days later calls on him at the vast department store the Landauers own in the centre of Berlin. Bernhard is a beguiling character, one of several in this character-led book.

Christopher makes the experiment of introducing fastidious and tightly-disciplined Natalia Landauer to Sally Bowles at a restaurant. It goes wrong immediately as Sally apologises for being late because

‘I’ve been making love to a dirty old Jew producer. I’m hoping he’ll give me a contract–but no go, so far….’

Christopher kicks her under the table but it is too late, Natalia has gone rigid. Sally breezes on, nattering about the film business but all her stories involve adultery, sex or drugs (funny how little changes in that business) for an excruciating further 20 minutes before the date breaks up. Natalia walks briskly away. From that moment dates the decline in his friendship with her.

Bernhard rings up Christopher and asks if he wants to come to a secret destination. He calls round in his chauffeur-driven car and they drive along a stretch of motorway out to the Wannsee to an astonishingly luxurious built right by the shore, built by Bernhard’s father in 1904. His mother was English, Jewish, she became more interested in Jewish culture and studied Hebrew even as her cancer got worse until the pain was so severe she killed herself. All this and more Bernhard tells him over dinner and as they walk out to the shore in the darkness. The conversation gets bad-tempered when Bernhard explains he is experimenting with himself, he hasn’t had a private conversation with anyone about anything for ten years, he wanted to try it out. Christopher doesn’t enjoy being a guinea pig.

Next day Christopher is driven back into Berlin and dropped off by the chauffeur. He doesn’t speak to Bernhard for six months. Then Bernhard phones him up and invited him out there again. Christopher has cut his foot on some tin at the beach and it has got infected. He imagines it will be a little convalescence so doesn’t bother to dress and so is cross when the car arrives at the house and he discovers it is a posh party like something from The Great Gatsby.

They are waiting for the results of a referendum about the government. Christopher looks around at all these people and thinks they’re doomed.

It’s nine months before he sees Bernhard again. He’s been in effect hiding because he became really hard-up, that’s why he was forced to move in with the Nowaks and live in poverty. They banter in that detached way. Bernhard looks dreadful, overworked. Christopher recommends a holiday in Italy. Bernhard jokes about a trip to China, would he like to come with him to China, now, tonight? Christopher thinks this is a joke and makes a joke about having to wait for his clean linen to be returned from the laundry, but later he comes to think it was a totally serious proposal.

Christopher returns to England for a while, returns to Berlin in Autumn 1932, tries to contact Bernhard a couple of times, but is told he is away on business. Then Hitler is elected, the Reichstag burns down, the Jewish boycott includes the Landauer department store. Christopher leaves Germany for good in May 1933, for Prague. At a restaurant he overhears two fat German business men gossiping and one of them mentions Bernhard is dead. ‘Heart failure’, the kind of heart failure you get with a bullet through it, the kind of heart failure lots of Jews are getting in Nazi Germany.

Christopher’s thoughts and reactions are not recorded, we are left to imagine them and it is a complex imagining because theirs was a complex and strange relationship.

Berlin diary (winter 1932-3)

The text finally comes clean and turns into pure diary, the format which underlay it all the time.

His diary records miscellaneous memories as the political crisis deepens, as Christopher meets up with friends, sits in restaurants, the climate of fear intensifies.

One of his pupils, Herr Krampf, a young engineer, recalls the starvation at the end of the last war. Another, a police chief, announces he is taking up a post in America but worries about his wife who is too ill to make the trip. He goes to the funfair at the end of Potsdamerstrasse and watches the utterly fake, staged matches. Even though they know they’re staged the crowd still bets and argues about the outcome. These people will believe anything. He sees three SA men viciously attack a stranger in the street, beating him to the ground and poking out his eye with their spiked flagpoles. Another time he sees a Nazi fighting with two Jews who’d been kerb-crawling.

Fritz Wendel takes him on a tour of ‘debauched’ bars including one with performers dressed up as women. Christopher finds it tawdry and tacky but this, ironically, is precisely the subject matter people think of when they think of his Berlin stories even though they’re not about that kind of cabaret-nightclub decadence at all. Some American college boys are plucking up the courage to go in. When Fritz tells them the entertainment consists of men dressing as women, they say, ‘What? You mean queer?’

‘Eventually we’re all queer,’ drawled Fritz solemnly, in lugubrious tones. The young man looked us over slowly. He had been running and was still out of breath. The others grouped themselves awkwardly behind him, ready for anything – though their callow, open-mouthed faces in the greenish lamp-light looked a bit scared.
‘You queer, too, hey?’ demanded the little American, turning suddenly on me.
‘Yes,’ I said, ‘very queer indeed.’

In fact the really queer thing about Mr Norris Changes Trains and Goodbye to Berlin is how very, very unqueer they are.

The Nazis come to power, people are beaten up in the streets, publishers are closed down, Jews in all walks of life are arrested and dragged off. When Fritz takes Christopher to a ‘communist’ bar in a cellar, they all pretend to be confident of the future, assuring him this Nazi period in power is just a flash in the pan, but the reader knows they are doomed to lose and lose badly.

The book ends with these scattered, ominous fragments and Christopher’s final confession that, a few short years later (as he wrote), he can barely believe any of it actually happened.


The jarring image

Isherwood’s got a gift for the sudden, startling image, described crisply and clearly. Maybe he got it from Auden:

Birds call with sudden uncanny violence, like alarm-clocks going off.

Yesterday morning I saw a roe being chased by a Borzoi dog, right across the fields and in amongst the trees. The dog couldn’t catch the roe, although it seemed to be going much the faster of the two, moving in long graceful bounds, while the roe went bucketing over the earth with wild rigid jerks, like a grand piano bewitched.

‘It’s only a short time…’ sobbed Frau Nowak; the tears running down over her hideous frog-like smile. And suddenly she started coughing – her body seemed to break in half like a hinged doll.

Old Muttchen had a cold, they said. She wore a bandage round her throat, tight under the high collar of her old-fashioned black dress. She seemed a nice old lady, but somehow slightly obscene, like an old dog with sores. She sat on the edge of her bed with the photographs of her children and grandchildren on the table beside her, like prizes she had won.

Herr Landauer was a small lively man, with dark leathery wrinkled skin, like an old well-polished boot.

When Herr Nowak’s 12-year-old daughter runs to greet him:

Bending, he picked her up, carefully and expertly, with a certain admiring curiosity, like a large valuable vase.

Erna is in the sanatorium:

She had immense, dark, hungry eyes. The wedding-ring was loose on her bony finger. When she talked and became excited her hands flitted tirelessly about in sequences of aimless gestures, like two shrivelled moths.


Related links

Weimar Germany

Novels from or about the 1930s

The Art of the Novel by Milan Kundera (1986)

Need I stress that I intend no theoretical statement at all, and that the entire book is simply a practitioner’s confession? Every novelist’s work contains an implicit vision of the history of the novel, an idea of what the novel is; I have tried to express here the idea of the novel that is inherent in my own novels. (Preface)

This book contains seven essays on the art of the novel. First, a few observations.

Kundera is an academic Remember Kundera was a lecturer in ‘World Literature’ at Charles University in Prague for some 20 years (1952-75). This is a grand title and obviously encouraged a panoramic overview of the subject. Then he emigrated to France, where he continued to teach at university. He is, in other words, an academic, an expounder, a simplifier and teacher of other people’s views and theories, and that is probably the most dominant characteristic of his fiction – the wish to lecture and explicate.

He discusses a narrow academic canon You quickly realise he isn’t talking about the hundreds of thousands of novels which have been published over the past 400 years – he is talking about The Novel, the ‘serious novel’, ‘real novels’ – an entirely academic construct, which consists of a handful, well at most 50 novelists, across that entire period and all of Europe, whose concerns are ‘serious’ enough to be included in ‘serious’ academic study.

Non-British And he is very consciously European. This means many of his references are alien or exotic to us. Or just incomprehensible. When he says that The Good Soldier Schweik is probably the last popular novel, he might as well be living on Mars. There is no mention of Daniel Defoe, of Walter Scott, Jane Austen, Dickens, Trollope, George Eliot, Conrad, Henry James, DH Lawrence or Virginia Woolf, or anyone from the British ‘Great Tradition’ except the dry and dusty Samuel Richardson, in some histories, the founder of the English novel. He mentions Orwell’s ‘1984’ to dismiss it as a form of journalism. All Orwell’s fiction, he thinks, would have been better conveyed in pamphlets.

There is no mention of American fiction: from Melville through Twain, Hemingway and Faulkner (OK, Faulkner is mentioned right towards the end as one of the several authors who want nothing written about their lives, only their works), Updike or Roth or Bellow. No reference to science fiction or historical fiction or thrillers or detective fiction. Or children’s fiction. There is no mention of South American fiction (actually, he does mention a novel by Carlos Fuentes), or anything from Africa or Asia.

Some exceptions, but by and large, it is a very very very narrow definition of the Novel. Kundera can only talk as sweepingly as he does because he has disqualified 99.9% of the world from consideration before he begins.

1. The Depreciated Legacy of Cervantes (1983)

In 1935 Edmund Husserl gave a lecture titled ‘Philosophy and the Crisis of European Man’. He identifies the Modern Era as starting with Galileo (Dialogue Concerning the Two Chief World Systems, 1632) and Descartes (Discourse on the Method, 1637) and complains that Europe (by which he includes America and the other colonies) has become obsessed with science and the external world at the expense of spirit and psychology, at the expense of Lebenswelt.

Kundera says that Husserl neglected the novel, which was also born at the start of the modern era, specifically in the Don Quixote of Miguel Cervantes (1605). It is in the novel that Europeans have, for 400 years, been investigating the interior life of humanity. The novel discovers those elements of life which only it can discover. Therefore the sequence of great novelists amounts to a sequence of discoveries about human nature:

  • Cervantes – explores the nature of adventure
  • Richardson – the secret life of feelings
  • Balzac – man’s rootedness in history
  • Flaubert – details of the everyday
  • Tolstoy – the intrusion of the irrational into decision making
  • Proust – the elusiveness of time past
  • Joyce – the elusiveness of time present
  • Mann – the role of ancient myth in modern life

At the start of the Modern Era God began to disappear, and with him the idea of one truth. Instead the world disintegrated into multiple truths. In the novel these multiple truths are dramatised as characters.

The whole point of the novel is it does not rush to judgement, to praise or condemn. Religion and ideologies (and political correctness) does that. The whole point of the novel is to suspend humanity’s Gadarene rush to judge and condemn before understanding: to ‘tolerate the essential relativity of things human’ (p.7).

He describes how there is a straight decline in the European spirit, from Cervantes – whose heroes live on the open road with an infinite horizon and never-ending supply of adventures – through Balzac whose characters are bounded by the city, via Emma Bovary who is driven mad by boredom, down to Kafka, whose characters have no agency of their own, but exist solely as the function of bureaucratic mistakes. It’s a neat diagram, but to draw it you have to leave out of account most of the novels ever written – for example all the novels of adventure written in the later 19th century, all of Robert Louis Stevenson, for example.

As in all his Western books, Kundera laments the spirit of the age, how the mass media are making everything look and sound the same, reducing everything to stereotypes and soundbites, simplifying the world, creating ‘the endless babble of the graphomanics’ –  whereas the novel’s task is to revel in its oddity and complexity.

2. Dialogue on the Art of the Novel

In a written dialogue with an interviewer, Kundera moves the same brightly coloured counters around – Cervantes, Diderot, Flaubert, Proust, Joyce. The novel was about adventure, then about society, then about psychology.

He states his novels are outside the novel of psychology. There’s psychology in them but that’s not their primary interest.

Being a central European he sees the 1914-18 war as a catastrophe which plunged art and literature into the grip of a merciless History. The essential dreaminess of a Proust or Joyce became impossible. Kafka opened the door to a new way of being, as prostrate victim of an all-powerful bureaucracy.

He clarifies that a key concern is the instability of the self: which is why characters often play games, pose and dramatise themselves; it is to find out where their limits are.

He clarifies his approach as against Joyce’s. Joyce uses internal monologue. There is no internal monologue at all in Kundera. In fact, as he explains it, you realise that the monologue is his, the author’s as the author tries different approaches in order to analyse his own characters. His books are philosophical analyses of fictional characters. And the characters are conceived as ‘experimental selfs’ (p.31), fully in line with his core idea that the history of the novel is a sequence of discoveries.

If the novel is a method for grasping the self, first there was grasping through adventure and action (from Cervantes to Tolstoy). Then grasping the self through the interior life (Joyce, Proust). Kundera is about grasping the self though examining existential situations. He always begins with existential plights. A woman who has vertigo. A man who suffers because he feels his existence is too light, and so on. Then he creates characters around these fundamentals. Then he puts them into situations which he, the author, can analyse, analyse repeatedly and from different angles, in order to investigate the mystery of the self.

Thus a character is ‘not a simulation of a living being. It is an imaginary being. An experimental self.’ (p.34) Making a character ‘alive’ means getting to the bottom of their existential problem’ (p.35).

A novel examines not reality but existence. And existence is not what has occurred, existence is the realm of human possibilities, everything that man can become, everything he’s capable of. (p.42)

The novelist is neither historian nor prophet: he is an explorer of existence. (p.44)

The novel is a meditation on existence as seen through the medium of imaginary characters. (p.83)

A theme is an existential enquiry. (p.84)

3. Notes inspired ‘The Sleepwalkers’

The Sleepwalkers is the name given to a trilogy of novels by the Austrian novelist Hermann Broch (1886 – 1951). The three novels were published between 1928 and 1932. They focus on three protagonists and are set 15 years apart:

  1. Joachim von Pasenow set in 1888
  2. August Esch set in 1903
  3. Wilhelm Huguenau set in 1918

In their different ways they address on core them: man confronting the disintegration of his values.

According to Kundera, before one writes one must have an ontological hypothesis, a theory about what kind of world we live in. For example The Good Soldier Švejk finds everything about the world absurd. At the opposite pole, Kafka’s protagonists find everything about the world so oppressive that they lose their identities to it.

After all, What is action? How do we decide to do what we do? That is, according to Kundera, the eternal question of the novel. (p.58)

Through an analysis of the plots of the three novels, Kundera concludes that what Broch discovered was the system of symbolic thought which underlies all decisions, public or private.

He closes with some waspish criticism of ‘Establishment Modernism’, i.e. the modernism of academics, which requires an absolute break at the time of the Great War, and the notion that Joyce et al. definitively abolished the old-fashioned novel of character. Obviously Kundera disagrees. For him Broch (whose most famous masterpiece, The Death of Virgil didn’t come out till the end of World War Two) was still opening up new possibilities in the novel form, was still asking the same questions the novel has asked ever since Cervantes.

It is a little odd that Kundera takes this 2-page swipe at ‘Establishment Modernism’, given that a) he is an academic himself, and his own approach is open to all sorts of objections (mainly around its ferocious exclusivity), and b) as he was writing these essays, Modernism was being replaced, in literature and the academy, by Post-Modernism, with its much greater openness to all kinds of literary forms and genres.

4. Dialogue on the Art of Composition (1983)

Second part of the extended ‘dialogue’ whose first part was section two, above. Starts by examining three principles found in Kundera’s work:

1. Divestment, or ellipsis. He means getting straight to the heart of the matter, without the traditional fol-de-rol of setting scenes or background to cities or towns or locations.

2. Counterpoint or polyphony. Conventional novels have several storylines. Kundera is interested in the way completely distinct themes or ideas can be woven next to each other, setting each other off. For the early composers a principle of polyphony was that all the lines are clear and distinct and of equal value.

Interestingly, he chooses as fine examples of his attempts to apply this technique to his novels, the Angels section in The Book of Laughter and Forgetting – which I found scrappy and unconvincing – and Part Six of The Unbearable Lightness of Being, which I think is by far the worst thing he’s ever written, embarrassingly bad.

There’s some chat about Kundera’s own personal interventions in his novels. He emphasises that anything said within a novel is provisional hypothetical and playful. Sure, he intervenes sometimes to push the analysis of a character’s situation deeper than the character themselves could do it. But emphasises that even the most serious-sounding interventions are always playful. They can never be ‘philosophy’ because they don’t occur in a philosophical text.

From the very first word, my thoughts have a tone which is playful, ironic, provocative, experimental or enquiring. (p.80)

This is what he means by ‘a specifically novelistic essay’ i.e. you can write digressions and essays within novels but, by coming within its force field, they become playful and ironic.

The final part is an analysis of his novels in terms of their structure, their architecture i.e. the number of parts, the way the sub-sections are so distinct. And then a really intense comparison with works of classical music, in the sense that the varying length and tempo of the parts of his novels are directly compared with classical music, particularly to Beethoven quartets. Until the age of 25 he thought he was going to be a composer rather than a writer and he is formidably learned about classical music.

5. Somewhere behind (1979)

A short essay about Kafka. He uses the adjective Kafkan, which I don’t like; I prefer Kafkaesque. What does it consist of?

  1. boundless labyrinth
  2. a man’s life becomes a shadow of a truth held elsewhere (in the boundless bureaucracy), which tends to make his life’s meaning theological. Or pseudo-theological
  3. the punished seek the offence, want to find out what it is they have done
  4. when Kafka read the first chapter of The Trial to his friends everyone laughed including the author. Kafka takes us inside a joke which looks funny from the outside, but…

Fundamentally his stories are about the dehumanisation of the individual by faceless powers.

What strikes Kundera is that accurately predicted an entire aspect of man in the 20th century without trying to. All his friends were deeply political, avant-garde, communist etc, thought endlessly about the future society. But all of their works are lost. Kafka, in complete contrast, was a very private man, obsessed above all with his own personal life, with the domineering presence of his father and his tricky love life. With no thought of the future or society at large, he created works which turned out to be prophetic of the experience of all humanity in the 20th century and beyond.

This Kundera takes to be a prime example of the radical autonomy of the novel, whose practitioners are capable of finding and naming aspects of the existential potential of humanity, which no other science or discipline can.

6. Sixty-Three Words (1986)

As Kundera became famous, and his books published in foreign languages, he became appalled by the quality of the translations. (The English version of The Joke particularly traumatised him; the English publisher cut all the reflective passages, eliminated the musicological chapters, and changed the order of the parts! In the 1980s he decided to take some time out from writing and undertake a comprehensive review of all translations of his books with a view to producing definitive versions.

Specific words are more important to Kundera than other novelists because his novels are often highly philosophical. In fact, he boils it down: a novel is a meditation on certain themes; and these themes are expressed in words. Change the words, you screw up the meditations, you wreck the novel.

A friendly publisher, watching him slog away at this work for years, said, ‘Since you’re going over all your works with a fine toothcomb, why don’t you make a personal list of the words and ideas which mean most to you?’

And so he produced this very entertaining and easy-to-read collection of short articles, reflections and quotes relating to Milan Kundera’s keywords:

  • aphorism
  • beauty
  • being – friends advised him to remove ‘being’ from the title of The Unbearable Lightness of Being’: but it is designed to be a meditation on the existential quality of being. What if Shakespeare had written: To live or not to live… Too superficial. He was trying to get at the absolute root of our existence.
  • betrayal
  • border
  • Central Europe – the Counter-Reformation baroque dominated the area ensuring no Enlightenment, but on the other hand it was the epicentre of European classical music. Throughout the book he is struck by the way the great modern central European novelists – Kafka, Hasek, Musil, Broch, Gombrowicz – were anti-Romantic and modern just not in the way of the flashy avant-gardes of Rome or Paris. Then after 1945 central Europe was extinguished and – as he was writing this list – was a prophetic type of the extinguishment of all Europe. Now we know this didn’t happen.
  • collaborator – he says the word ‘collaborator’ was only coined in 1944, and immediately defined an entire attitude towards modernity. Nowadays he reviles collaborators with the mass media and advertising who he thinks are crushing humanity. (Looking it up I see the word ‘collaborator’ was first recorded in English in 1802. This is one of the many examples where Kundera pays great attention to a word and everything he says about it turns out to be untrue for English. It makes reading these essays, and his ovels, a sometimes slippery business.)
  • comic
  • Czechoslovakia – he never uses the word in his fiction, it is too young (the word and country were, after all, only created in 1918, after the Austro-Hungarian Empire collapsed). He always uses ‘Bohemia’ or ‘Moravia’.
  • definition
  • elitism – the Western world is being handed over to the control of a mass media elite. Every time I read his diatribes against the media, paparazzi and the intrusion into people’s private lives, I wonder what he makes of the Facebook and twitter age.
  • Europe – his books are streaked with cultural pessimism. Here is another example. He thinks Europe is over and European culture already lost. Well, that’s what every generation of intellectuals thinks. 40 years later Europe is still here.
  • excitement
  • fate
  • flow
  • forgetting – In my review of The Book of Laughter and Forgetting I pointed out that Mirek rails against forgetting as deployed by the state (sacking historians) but is himself actively engaged in trying to erase his past (claiming back his love letters to an old flame). Kundera confirms my perception. Totalitarian regimes want to control the past (‘Orwell’s famous theme’), but what his story shows is that so do people. It is a profound part of human nature.
  • graphomania – he rails against the way everyone is a writer nowadays, and says it has nothing to do with writing (i.e. the very careful consideration of form which he has shown us in the other essays in this book) but a primitive and crude will to impose your views on everyone else.
  • hat
  • hatstand
  • ideas – his despair at those who reduce works to ideas alone. No, it is how they are treated, and his sense of the complexity of treatment is brought out in the extended comparison of his novels to complicated late Beethoven string quartets in 4. Dialogue on the Art of Composition
  • idyll
  • imagination
  • inexperience – a working title for The Unbearable Lightness of Being was The Planet of Inexperience. Why? Because none of us have done this before. We’re all making it up as we go along. That’s what’s so terrifying, so vertiginous.
  • infantocracy
  • interview – as comes over in a scene in Immortality, he hates press interviews because the interviewer is only interested in their own agenda and in twisting and distorting the interviewees’ responses. Thus in 1985 he made a decision to give no more interviews and only allow his views to be published as dialogues which he had carefully gone over, refined and copyrighted. Hence parts two and four of this book, although they have a third party asking questions, are in the form of a dialogue and were carefully polished.
  • irony
  • kitsch – he’s obsessed with this idea which forms the core – is the theme being meditated on – in part six of the Unbearable Lightness of Being. It consists of two parts: step one is eliminating ‘shit’ from the world (he uses the word ‘shit’) in order to make it perfect and wonderful, as in Communist leaders taking a May Day parade or TV adverts. Step two is looking at this shallow, lying version of the world and bursting into tears at its beauty. Kitsch is ‘the need to gaze into the mirror of the beautifying lie and to be moved to tears of gratification at one’s own reflection.’ (p.135)
  • laughter – For Rabelais, the comic and the merry were one. Slowly literature became more serious, the eighteenth century preferring wit, the Romantics preferring passion, the nineteenth century preferring realism. Now ‘the European history of laughter is coming to an end’. (p.136) That is so preposterous a thought I laughed out loud.
  • letters
  • lightness
  • lyric
  • lyricism
  • macho
  • meditation – his cultural pessimism is revealed again when he claims that ‘to base a novel on sustained meditation goes against the spirit of the twentieth century, which no longer likes to think at all. (p.139)
  • message
  • misogynist – gynophobia (hatred of women) is a potential of human nature as is androphobia (hatred of men), but feminists have reduced misogyny to the status of an insult and thus closed off exploration of a part of human nature.
  • misomusist – someone who has no feel for art or literature or music and so wants to take their revenge on it
  • modern
  • nonbeing
  • nonthought – the media’s nonthought
  • novel and poetry – the greatest of the nivelists -become-poets are violently anti-lyrical: Flaubert, Joyce, Kafka (don’t think that’s true of Joyce whose prose is trmeendously lyrical)
  • novel – the European novel
  • novelist and writer
  • novelist and his life – quotes from a series of novelists all wishing their lives to remain secret and obscure: all attention should be on the works. Despite this, the army of biographers swells daily. The moment Kafka attracts more attention that Josef K, cultural death begins.
  • obscenity
  • Octavio – the Mexican writer, Octavio Paz
  • old age – frees you to do and say what you want.
  • opus
  • repetitions
  • rewriting – for the mass media, is desecration. ‘Death to all those who dare rewrite what has been written!’ Jacques and His Master
  • rhythm – the amazing subtlety of rhythm in classical music compared to the tedious primitivism of rock music. Tut tut.
  • Soviet – the Germans and Poles have produced writers who lament the German and Polish spirit. The Russians will never do that. They can’t. Every single one of them is a Russian chauvinist.
  • Temps Modernes – his cultural pessimism blooms: ‘we are living at the end of the Modern Era; the end of art as conceived as an irreplaceable expression of personal originality; the end that heralds an era of unparalleled uniformity’ (p.150)
  • transparency – the word and concept in whose name the mass media are destroying privacy
  • ugly
  • uniform
  • value – ‘To examine a value means: to try to demaracte and give name to the discoveries, the innovations, the new light that a work casts on the human world.’ (p.152)
  • vulgarity
  • work
  • youth

7. Jerusalem Address: the Novel and Europe (1985)

In the Spring of 1985 Kundera was awarded the Jerusalem Prize. He went to Jerusalem to deliver this thank you address. It is a short, extremely punch defense of the novel as a form devoted to saving the human spirit of enquiry in dark times.

In a whistlestop overview of European history, he asserts that the novel was born at the birth of the modern era when, with religious belief receding, man for the first time grasped his plight as a being abandoned on earth: the novel was an investigation of this plight and has remained so ever since.

The novel is the imaginary paradise of individuals. It is the territory where no one possesses the truth… but where everyone has the right to be understood. (p.159)

Every novel, like it or not, offers some answer to the question: What is human existence, and wherein does its poetry lie? (p.161)

But the novel, like the life of the mind, has its enemies. Namely the producers of kitsch and what Rabelais called the agélastes, people who have no sense of humour and do not laugh. He doesn’t say it but I interpret this to mean those who espouse identity politics and political correctness. Thou Must Not Laugh At These Serious Subjects, say the politically correct, and then reel off a list which suits themselves. And kitsch:

Kitsch is the translation of the stupidity of received ideas into the language of beauty and feeling. It moves us to tears of compassion for the banality of what we think and feel. (p.163)

The greatest promoter of kitsch is the mass media which turns the huge human variety into half a dozen set narratives designed to make us burst into tears. We are confronted by a three-headed monster: the agélastes, the nonthought of received ideas, and kitsch.

Kundera sees European culture as being under threat from these three forces, and identifies what is most precious about it (European culture), namely:

  • its respect for the individual
  • for the individual’s original thought
  • for the right of the individual to a private life

Against the three-headed monster, and defending these precious freedoms, is set the Novel, a sustained investigation by some of the greatest minds, into all aspects of human existence, the human predicament, into human life and interactions, into human culture.


Central ideas

The novel is an investigation into man’s Lebenwelt – his life-being.

Novelists are discoverers and explorer of the capabilities, the potentialities, of human existence.

Conclusions

1. Fascinating conception of the novel as a sustained investigation into the nature of the self, conducted through a series of historical eras each with a corresponding focus and interest.

2. Fascinating trot through the history of the European novel, specially the way it mentions novelists we in England are not so familiar with, such as Hermann Broch or Diderot or Novalis, or gives a mid-European interpretation to those we have heard of like Kafka or Joyce.

3. Fascinating insight into not only his own working practice, but what he thinks he’s doing; how he sees his novels continuing and furthering the never-ending quest of discovery which he sees as the novel’s historic mission.

But what none of this fancy talk brings out at all, is the way Milan Kundera’s novels are obsessed with sex. It is extraordinary that neither Sex nor Eroticism appear in his list of 63 words since his powerfully erotic (and shameful and traumatic and mysterious and ironic) explorations of human sexuality are what many people associate Kundera’s novels with.

Last thoughts

Changes your perspective It’s a short book, only 165 pages with big gaps between the sections, but it does a very good job of explaining how Kundera sees the history and function of the novel, as an investigation into the existential plight of humanity. It changed my mental image of Kundera from being an erotic novelist to being more like an existentialist thinker-cum-writer in the tradition of Sartre.

The gap between Britain and Europe There is a subtler takeaway, which is to bring out how very different we, the British, are from the Europeans. True, he mentions a few of our authors – the eighteenth century trio of Richardson, Fielding and Sterne – but no Defoe, Austen, Scott or Dickens.

The real point is that he assumes all European intellectuals will have read widely in European literature – from Dante and Boccaccio through Cervantes and into the eighteenth century of Diderot, Voltaire, the Marquis de Sade. And when you read the French founders of critical theory, Barthes or Derrida, or the influential historian Foucault, they obviously refer to this tradition.

But it remains completely alien to us in Britain. Not many of us read Diderot or Novalis or Lermontov or even Goethe. We’ve all heard of Flaubert and Baudelaire because, in fact, they’re relatively easy to read – but not many of us have read Broch or Musil, and certainly not Gombrowicz. Though all literature students should have heard of Thomas Mann I wonder how many have read any of his novels.

My point being that, as you read on into the book, you become aware of the gulf between this huge reservoir of writers, novels and texts in the European languages – French, German and Russian – and the almost oppressively Anglo-Saxon cultural world we inhabit, not only packed with Shakespeare and Dickens, but also drenched in American writers, not least the shibboleths of modern American identity politics such as Toni Morrison or Maya Angelou.

Reading this book fills your mind with ideas about the European tradition. But at the same time it makes you aware of how very different and apart we, in Britain, are, from that tradition. Some of us may have read some of it; but none of us, I think, can claim to be of it.

Credit

The Art of the Novel by Milan Kundera was first published in French in 1986. The English translation was published by Grove Press in the USA and Faber and Faber in the UK in 1988. All references are to the 1990 Faber paperback edition.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2000 Ignorance
2014 The Festival of Insignificance

Boilly: Scenes of Parisian Life @ the National Gallery

Louis-Léopold Boilly (1761 to 1845) was 28 and an established painter when the French Revolution broke out. He managed not to get his head cut off by the apostles of freedom and equality, going on to survive the rise and fall of Napoleon and the restoration of the Bourbon monarchy, and enjoying a long and successful career – 84 was quite a ripe old age, especially back then.

Sheet of studies with five self-portrait drawings of the artist, about 1810 by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Sheet of studies with five self-portrait drawings of the artist, about 1810 by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

The National Gallery owns just one Boilly painting, the small but intriguing A Girl at a Window. For this exhibition they’ve borrowed 20 works from a British private collection which have never previously been displayed or published and hung them all in Room One of the gallery (up the stairs and immediately to your left, if you come in the main entrance).

So this really is an unparalleled opportunity to find out more about an artist who is little known in Britain.

The twenty paintings and drawings on display show that Boilly was a lot of fun. He comes from an era when people used paintings for amusement and entertainment and information and titillation.

The latter motive is to the fore in two or three of his paintings from the 1790s. In these boudoir scenes or ‘seductive interiors’ Boilly combines two or three of key concerns. One is human interest. This is an anecdotal scene of two nubile young women comparing feet (and stockings). For the time this was quite a ‘saucy’ picture in that you can see a lot of the ladies’ stockinged feet and (as the wall label points out) a titillating amount of bosom on the verge of falling out of both women’s dresses. Boilly was certainly not highbrow. He wanted to please and entertain.

Comparing Little Feet, about 1791 by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Comparing Little Feet (about 1791) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

But the second feature of this painting is the phenomenal attention to detail. When you lean in you can see how much fun he’s had capturing the difference textures and surfaces and the play of light on the wooden table, the pink sash, the silver tankard and the sheets of paper behind them. A tremendous eye for detail and a concern that the image is completely finished. The looseness of brush we are used to in the Impressionists and everyone who followed is inconceivable here. Every millimetre of the canvas is covered in paint which depicts the scene in loving detail.

But it was scenes of Parisian street life that made Boilly famous. the exhibition includes half a dozen paintings of street scenes – working men gambling at a tavern, a beggar importuning a smartly dressed couple couple, a small crowd of gawpers gathered round a punch and judy booth.

The Poor Cat (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

The Poor Cat (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

This is narrative or anecdote painting. You’re meant to admire the overall composition, but then are encouraged to look out for all the humorous touches and details the painter has included – the boy at far right trying to look inside the booth, the soldiers at far left commenting, the old lady nursing a baby under the tree, the dog on the left has he seen or smelt something? And of course the central event they’re all looking at which is the hand puppet of Mr Punch trying to fit a hoop over the neck of a cat.

Note the twee little girl in a bonnet with her face turned towards us. Boilly’s crowd scenes nearly always include someone looking out directly at the viewer, including us in the scene. And then, stepping back, note that by far the brightest, best illuminated part of the painting is the bright pink and white dresses of the two young ladies with their backs to us. Once you’ve noticed how dazzlingly bright they are, you can read the painting again, purely in terms of the play of light and shade. When you do that, you come to appreciate how cannily Boilly has used various levels of lighting to create a dynamic interplay between different parts of the composition.

The French Revolution brought a new class to power, very loosely definable as the bourgeoisie, the educated middle classes who supplanted the French aristocracy in positions of power. Boilly’s naughty but nice interiors, and his observant depictions of street scenes were aimed at this new market. Instead of lofty allegories about Greek gods – the kind of thing which made aristocrats feel clever and godlike – Boilly’s pictures depict Parisian life as it actually was, naughty young ladies, beggars, the homeless, street entertainers, fine looking bourgeoisie, workers in rags.

The teemingness of it, the panoramic effect reminds me of the huge series of novels written by Honoré de Balzac which commenced in the same year as the Poor Cat and as what is arguably Boilly’s masterpiece, A Carnival Scene.

A Carnival Scene (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

A Carnival Scene (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

It is a winter’s afternoon and characters from the Italian commedial dell’arte are roaming the streets of Paris alongside men dressed as monkeys and aristocratic spectres from the pre-revolutionary era. Down at the front is a dog leaping with a theatrical mask over its tail, a boy is blowing a horn, a fat lady is climbing into the coach in the middle and her skirts have blown up to reveal her bare buttocks. This is the largest panorama of Paris life Boilly attempted, and I think you can detect its influence in later panoramic anecdotal paintings.

There’s a (slightly spooky) figure at the front a third of the way across the painting which is holding out its arms to the scampering dog. This gesture reminded me of William Powell Frith’s classic panorama, Derby Day, painted about 25 years later in 1858, where, in the centre at the front an acrobat entertainer dressed in white with yellow shorts is holding out his arms to his son who is completely distracted by the lavish meal being laid out on a picnic to his left (our right).

The Derby Day by William Powell Frith (1856 - 1858)

The Derby Day by William Powell Frith (1856 to 1858)

Comparing the two paintings brings out how totally Frith has assimilated all the lessons of painting and applied them directly to depicting his day with complete realism, fastidiously capturing costume, human types, and the chaotic teeming of the crowd.

By contrast Boilly seems very dated. The pink sky and the overall brown hue refers back to the countless landscapes of the Dutch school of the 17th century. Although his crowd is teeming, too, a look at any individual in it indicates that they are either caricatures (all the masked and costumed characters) or sentimentalised (the young ladies) and Boilly uses bright white light to lead the eye towards the centre of the composition and the fine lady in an expensive yellow dress, which acts as a sort of visual and psychological anchor. The well-heeled bourgeoisie are still at the heart of, still in control of things.

Portraits

Boilly’s depictions of modern urban life made his reputation at the Salon, but it was his vast output of portraits which made him his income. Over the course of his career he painted over 5,000 small portraits for a huge range of patrons, soldiers, lawyers, members of the Napoleonic nobility and the bourgeoisie.

Most of these were smallish oil portraits measuring about 22cm by 17cm. It is recorded that they took him about two hours to complete. He was nothing if not a pro. But I’ve chosen to represent his skill at depicting the human face with this set of charcoal and chalk drawings of Jean Darcet and six members of his family. It’s a funny mix of the conventional and the truly realistic. The two young ladies on either side of the venerable patriarch have rather simpering expressions and the chap at bottom left looks like a certain stock type of 18th century portrait. It was the row of sons along the bottom that caught my attention, specially the chap with the porky cheeks second from left. I really like the way they all have very loose and scruffy haircuts.

Portrait of Jean Darcet and Six Members of his Family (about 1801) by Louis-Léopold Boilly. Black and white chalk on paper. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Portrait of Jean Darcet and Six Members of his Family (about 1801) by Louis-Léopold Boilly. Black and white chalk on paper. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Sentimentality

Connected to the portraits are Boilly’s rather sickly sweet treatment of small children. Boilly was married twice (both wives predeceased him) and fathered ten children, of whom four died young. This picture depicts three of Boilly’s young sons, Julien adjusting the position of Alphonse’s head, while Édouard (left) looks on. It’s one of several which focus on small children and mothers.

My Little Soldiers (1804) Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

My Little Soldiers (1804) Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

If you look on the left you can see the boys’ pet dog is sitting to attention, with a stick over one soldier like a soldier. Yes, this is sickeningly sentimental tripe for a sensitive bourgeois audience, but Boilly knew his market very well. Pictures like this sold very well, particularly to mothers, which is why many of them feature a mother amid her oh-so-lovely brood.

Trompe l’oeil

I had no idea that Boilly coined the expression trompe l’oeil, which is French for ‘deceives the eye’ and has come to be the term used to refer to tricks with paint which create visual illusions. The final little section of the display shows three or so paintings which use trompe l’oeil effects including this, the only Boilly painting the National Gallery possesses, A Girl at a Window.

It dates from 1799, the decade when Boilly was painting his saucy interiors, and it is an interior with a young woman but there’s nothing hugely saucy about it. As in so many of the paintings the figure is looking directly out at us, inviting us into the scene and at first we are – as we’ve seen in some of his other works – mainly taken with her face and dress because this is so very highlighted, so bright, the best lit part of the composition.

A Girl at a Window (after 1799) by Louis-Léopold Boilly © The National Gallery, London

A Girl at a Window (after 1799) by Louis-Léopold Boilly © The National Gallery, London

Only slowly do our eyes adjust to the relative gloom of the rest of the scene and slowly come to realise how absolutely packed it is with anecdote and detail. To the right not just a vase but a bowl with a fish swimming in it, echoed by the smaller vial in front of it and then some kind of stick (or flute). And when you really look you realise there is a bird cage hanging on the wall above the goldfish bowl.

And to the left is an attractive young boy peering through a telescope trained off to the left. Look at the catchlight on the rim of the telescope and then on the frame and tripod supporting it. The depiction of light and reflection is wonderful.

And then you notice the frieze carved into the stone beneath the window ledge. Half a dozen characters are depicted in that, caught in some mythological travails.

It qualifies as a trompe l’oeil, as a humorous attempt to trick the viewer because although it is painted, every aspect of it is designed to make it look like a print, namely the fact that it is monochrome, painted only in shades of black, white and grey. This illusion is accentuated by the grey mount or surround for the picture which is itself painted, and by the artist’s ‘printed’ signature at bottom left.

Coming to A Girl at a Window hanging on its own in the National Gallery, you might have been intrigued for a few minutes and then passed on. The achievement of this small but beautifully formed little exhibition is to place it in the context of a life and career which was artful, clever, stylish and fun.

This is a FREE exhibition and you leave it with a smile on your face.


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