A Rebours by Joris-Karl Huysmans (1884)

Artifice was considered by Des Esseintes to be the distinctive mark of human genius. Nature has had her day; she has finally and utterly exhausted the patience of sensitive observers by the revolting uniformity of her landscapes and skyscapes…with her never-ending platitudes the old crone has exhausted the good-humoured admiration of all true artists and the time has surely come for artifice to take her place whenever possible.
(À rebours, chapter 2)

It was to him that this voice, as mysterious as an incantation, was addressed; it was to him that it spoke of the feverish desire for the unknown, the unsatisfied longing for an ideal, the craving to escape from the horrible realities of life, to cross the frontiers of thought, to grope after a certainty, albeit without finding one, in the misty upper regions of art!
(Chapter 9 cf p.117)

The title, the French phrase ‘A Rebours’, translates into English as ‘Against the Grain’ or ‘Against Nature’.

Joris-Karl Huysmans, born in 1848 to a French mother and Dutch father (hence his unfrench surname) supported himself with a steady job as a minor civil servant in Paris (where his colleagues knew him as simply ‘Georges’), while he wrote novels to amuse himself.

His first three novels followed the school of Naturalism led by the great Émile Zola. But he bridled at the documentary grimness and the extensive sociological research demanded by this style and so, in his fourth novel, A rebours, struck out in a new direction.

He was as surprised as anyone when it took Paris by storm. Its depiction of a neurasthenic aristocrat who retires to a house of his own design to experiment with an exquisite life of the senses immediately struck a chord with members of the Aesthetic movement, not only in France but Britain and across Europe. The poet Paul Valéry called it his ‘Bible and his bedside book’.

In the 1890s the Aesthetic movement intensified into what came to be known as the Decadence, the conscious exploration of the darker, morbid side of life, exaggerated into fantastic visions. Literature took on the tones of melodrama in British works like Dr Jekyll and Mr Hyde, Bram Stoker’s Dracula, in a consciously literary work like Heart of Darkness, even in fairly ‘straight’ works like the more melodramaticSherlock Holmes stories, and, of course, in Oscar Wilde’s ‘scandalous’ contribution to the genre, The Picture of Dorian Grey.

In France with its strong counter-revolutionary Catholic tradition, they took these things more seriously and intensely. Words like ‘blasphemy’ and ‘sin’ in the mouths of Oscar Wilde characters were little more than a style accessory; but in the minds of genuine Catholics they denoted real and soul-threatening facts. Anyway, A Rebours became a kind of handbook for the Decadent Movement, a breviary, a missal, a set of instructions.

Arguably, ‘the Decadence’ is best understood via key paintings in the parallel style of Symbolism, particularly the over-ripe paintings of Gustave Moreau and the strange works of Odilon Redon. In England, maybe the most ‘decadent’ products in any form were the amazing drawings of Aubrey Beardsley and the notorious Yellow Book (1894 to 1897).

A rebours

So what is À rebours about?

Prologue [early years and fast living in Paris] (8 pages)

Well, it starts with a brief prologue limning the personality of the central character, Jean des Esseintes. The book is going to be about him and him alone. Des Esseintes is the weak and weary, worn-out, last scion of a once-great aristocratic house, an eccentric, reclusive, ailing aesthete. His childhood was plagued with illnesses. His parents hated each other. His father was absent most of the time. His mother spent most of her time lying in a darkened bedroom, subject to nervous attacks if exposed to even the slightest light or noise. Abandoned and crushingly lonely, the young Jean spent most of his time in the library, living through books.

In fact the Prologue is unexpectedly funny in a savage satirical way, taking the mickey out of de Esseintes’ wretchedly unhappy parents, the teachers at his Jesuit school who don’t know what to do with the bright unfocused boy and then his various attempts, as an adult, to find his tribe, to find a group of people to fit in with. He tries four or five different types (his actual family, starting with tedious cousins; sensible but dull men his own age; fast-living aristos; the literary set; so-called ‘freethinkers’) and finds them all unbearably boring. He has become ‘a jaded sophisticate’ (p.111).

During his Paris years Des Esseintes:

  • wears a suit of white velvet with a gold-laced waistcoat, and a bunch of palma violets in his shirt front instead of a cravat
  • holds a black-themed funeral dinner, held in honour of his dead virility, described in a page which is worth reading and rereading for its (literally) black humour

Des Esseintes tries sex: he attends unconventional dinner parties where the women strip off; he beds singers and actresses; he takes mistresses already famed for their depravity; he pays for call girls with specialist skills; eventually he seeks satisfaction in the gutter, among the filthy proles. The effort was making him weak and shaky but still he tried ‘unnatural love affairs and perverse pleasures’ but, in the end, he emerged disgusted with the whole thing and himself, and ill with boredom.

The key thing to emphasise is that the excesses of these bachelor debaucheries have made him ill, exacerbating his many boyhood ailments:

The excesses of his bachelor days and the abnormal strains put on his brain had aggravated his neurosis to an astonishing degree and still further diluted the blood of his race. (p.94)

He has become:

a feeble, broken-down, short-winded creature (p.111)

And so it is that, utterly worn out, trembling with nervous exhaustion and disgusted by people and contemporary society, by ‘the money grubbing ignominy of the age’ (p.194), Des Esseintes sells the big ancestral home, the Chateau de Lourps, selling off the setting of his bored miserable childhood, and retires to a house he has had completely redesigned and refurbished to his tastes on the outskirts of Paris (‘on the hillside above Fontenay-aux-Roses’). He seeks a solitude and silence which are ‘a well merited compensation for the years of rubbish he’s had to listen to’ (p.132).

Now the narrative proper begins and turns out to be a series of chapter in each of which Des Esseintes explores, in obsessive detail, aspects of the worlds of sensual pleasure, esoteric knowledge, the exquisite and beautiful and perversely tasteful, carrying out a syllabus of ‘delicious, atrocious experiments’ (p.129). The narrative is, in other words, ‘almost entirely a catalogue of the neurotic Des Esseintes’s aesthetic tastes, musings on literature, painting, and religion, and hyperaesthesic sensory experiences.’

Des Esseintes’ weakness

The key thing to emphasise is that Des Esseintes is no swaggering Byronic buccaneer. He is pale and wasted. He is ill. He is weak:

sapped by disillusionment, depressed by hypochondria and weighed down by spleen.

All he wants is absolute peace and quiet. All his pleasures are solitary, slow and virtually silent. He is the extreme opposite of the sex and drugs and rock and roll lifestyle. He brings the two old servants from the ancestral home with him but makes them wear felt slippers, all the doors are oiled and all the rooms soundproofed because his nerves are so poor. It is not a lusty virile decadence, but the exquisite mental pleasures of someone on their last legs. The house really is a retreat from the world.

You might expect Des Esseintes would organise riotous feasts packed with elaborate dishes, but that is to mistake his mental and physical frailty. In reality, his stomach is so done in by his previous fast living (referred to and dismissed in the Prologue) that he can only manage the plainest of fare: breakfast consists of two boiled eggs, toast and tea. (Mind you, he has breakfast at 5pm, lunch at 11pm, and toys with a simple dinner at dawn; decadents, like symbolists, being unhealthily attracted to the night.)

Not exuberant sensuality, but boredom and spleen, and underneath everything, profound ill health, are the keynotes of the whole thing.

Chapter 1 (7 pages)

The decoration of the house, its fabrics, colours and designs, the walls lined with leather, the mouldings and plinths painted deep indigo, the massive 15th century money-changers’ table, the tall lectern, the windows of blue-ish glass dressed with curtains cut out of old ecclesiastical stoles

Chapter 2 (8 pages)

Describes the pipes, ducts, aquarium and dim windows Des Esseintes rigs up in his dining room so as to feel like he’s in a steamship on a grand cruise. This leads into a dithyramb in praise of artifice and artificiality:

Travel struck him as a waste of time since he believed that the imagination can provide a more-than-adequate substitution for the vulgar reality of actual experience.

And:

There can be no doubt that by transferring this ingenious trickery, this clever simulation to the intellectual plane, one can enjoy, just as easily as on the material plane, imaginary pleasures similar in all respects to the pleasures of reality. (p.35)

Which leads up to the declaration that, contrary to several thousand years of aesthetic theory, which has drummed home the message that the true artist needs to return to nature, that nature is truth etc etc, contrary to all this Des Esseintes insists that the artificial is always superior:

As a matter of fact, artifice was considered by Des Esseintes to be the distinctive mark of human genius. (p.36)

Which leads on to the amusing thought that Nature is a clapped-out old crone, a cliché, serving up the same stereotyped old special effects, red sunsets, glistening moonglow etc etc yawn. What is needed is the new aesthetic of complete artificiality.

(This passage amounts to a manifesto in praise of Artifice and, more than specific passages about jewels or flowers, is probably the ”Bible’ part of the book, the bit which other authors read again and again. It certainly lies behind, or is virtually repeated, in Oscar Wilde’s essays about the superiority of art over nature.)

Chapter 3 (13 pages)

A prolonged, descriptive and hilariously opinionated review of his encyclopedic collection of Latin literature, from Plautus to the tenth century. Particularly funny are his contemptuous dismissals of the classics, Virgil, Horace, Cicero et al, witness:

the disgust he felt for the elephantine Horace’s vulgar twaddle, for the stupid patter he keeps up as he simpers at his audience like a painted old clown… (p.41)

Later in the book, discussing French literature, he explains this at further length:

Imperfection itself pleased him, provided it was neither base nor parasitic, and it may be that there was a certain amount of truth in his theory that the minor writer of the decadence, the writer who is incomplete but none the less individual, distils a balm more irritant, more sudorific, more acid than the author of the same period who is truly great and truly perfect. In his opinion, it was in their confused efforts that you could find the most exalted flights of sensibility, the most morbid caprices of psychology, the most extravagant aberrations of language called upon in vain to control and repress the effervescent salts of ideas and feelings. (p. 185).

He prefers more heterogenous authors of the later, ‘Silver Age’ such as Petronius (he gives a plot summary of the Satyricon) and Apuleius (author of The Golden Ass) before moving on to consider numerous obscure works of early Christian literature.

Chapter 4 (10 pages)

Des Esseintes needs a centerpiece to bring out some of the colours in a rare oriental rug he owns and has the bright idea of gilding and then embedding the shell of a tortoise with gemstones and placing it on the rug. This leads in to a review of the colour and meaning of jewels, which is itself punctuated by a description of the ‘mouth organ’, a device for mixing amounts of expensive liqueurs so as to produce symphonies of flavour on his palate. He even devises mixes of flavours to mimic the effect and instrumentation of classical music (symphony, string quartet etc).

For some reason the chapter ends with a farcical anecdote about a raging toothache which kept him up all night till he rushed off at opening time to the first cheap dentist he could find who tugged and tugged at the septic molar like a fairground huckster. In its crude farce, this episode is oddly out of kilter with the solemn intensity of most of the book, but then Huysmans didn’t realise he was writing a book which would become a ‘Bible’.

Chapter 5 (15 pages)

A long description of, then meditation on, the painting of Salome Dancing before Herod by top Symbolist painter, Gustave Moreau. In his view Salome appears as ‘a great venereal flower, grown in a bed of sacrilege, reared in a hothouse of impiety’ (p.68). Then further analysis of Moreau’s watercolour of her, titled ‘The Apparition‘.

In his red boudoir des Esseintes has a series of engravings by Jan Luyken, titled ‘Religious Persecutions‘, a collection of the most disgusting and horrifying tortures humans can impose on each other, which make him choke with horror. Other works of art he loves include:

Plus numerous works by Odilon Redon which plunge deep ‘into the horrific realms of bad dreams and fevered visions…exceeding the bounds of pictorial art and creating a new type of fantasy, born of sickness and delirium’, reminding Des Esseintes of the many fever dreams of his own sick boyhood (p.73).

As a break from modern artists, he has a lurid Christ by El Greco which he loves gazing at.

This segues into a passage describing how he’s decorated his bedroom. Bedrooms come in 2 types, one for the pleasures of the flesh, the other restrained and monastic. Having got sex out of his system in Paris, Des Esseintes makes his bedroom into a chaste retreat. Characteristically, he seeks to mimic the effect of a plain and worn monastery but by using exquisite and expensive materials. This is dryly funny but what I took from the description is that:

like a monk he was overwhelmed by an immense weariness, by a longing for peace and quiet (p.76)

Chapter 6 (6 pages)

Sitting quietly in front of a quiet fire he has two memories, both satirically funny:

When one of his group of bachelors back in Paris, D’Aigurande, announces he intends to get married, Des Esseintes is the only one who supports him but not out of common goodwill. The reverse. When he hears that the bride-to-be plans to move into one of the circular flats in the new blocks of flats lining the new boulevards, he knows there’ll be comedy ahead and indeed there is, as the new couple struggle to find furniture to fit the shape and layout of the flat, leading to endless arguments, the wife eventually moving to a new normal-shaped flat where none of their rounded furniture fits, D’Aigurande spending more and more time out seeking distraction while she has an affair. This was precisely the cruel entertainment Des Esseintes had anticipated and then relishes.

The second memory is deliberately monstrous. Des Esseintes comes across a street urchin who asks him for a light. Instead Des Esseintes takes him to a high class brothel and pays for him to have sex with one of the whores. The madam of the house asks why. Des Esseintes shares his sadistic plan, which is to pay for the boy to have sex there every fortnight for a few months, and then abruptly cut him off. The idea is to get him addicted to the high life so that, when he’s suddenly deprived of it, it forces him into a life of crime, leading him eventually to murder some bourgeois householder returning home to find it being burgled by the boy. The madam is shocked, but then she has a lot of odd clients. Anyway, back in the present Des Esseintes is chagrined because although he scours the Police Gazette, he never sees a report about the boy. He feels cheated.

Chapter 7 (12 pages)

Living such a retired, solitary life, Des Esseintes is puzzled and discomfited to discover that many of the questions about life which he smothered during his Paris years, now return to haunt him. Although he was raised by Jesuits, he thought his scepticism secure, but now he’s starting to wonder. Creating the atmosphere of a monastic cell, living a chaste life, reading Christian writers in Latin, he finds his scepticism becoming wobbly.

He comes to realise that his tastes, for artificiality and eccentricity, stem from the subtle sophistical studies of his boyhood education. Weeks pass and he finds his head full of theological speculations, or, their converse, morbid fantasies of grotesque blasphemies.

(Only in Catholic countries is this kind of extremism possible. England with its tea party Church of England never inspired the same fanatacism or morbidness. Anger, yes, as in controversies about Tractarianism, Anglo-Catholicism etc. But no Anglican speculated about putting holy oil and wine to depraved sexual uses as Huysmans does.)

Then these moods leave him, he finds his feet again, reinforces his scepticism by reading (the philosopher) Schopenhauer, disgusted and appalled at the spectacle of a world of pain. The world isn’t guided by a benevolent Providence but is the mangled product of aimless, blind striving.

Now his illnesses come back to haunt him. Terrible headaches, a nervous cough which wakes him in the early hours, searing heartburns. He almost gives up eating, forces himself to go for long walks in the country, puts down his books but almost immediately falls prey to excruciating boredom. He has an idea: to fill the house with hothouse flowers.

Chapter 8 (11 pages)

The flower chapter. In Paris he collected fake flowers, exquisite copies. Now, tired of fake flowers that look like real ones, he wants to collect real flowers that look like fakes. Suffice to say he likes flowers with diseased perfervid colouring, as if stricken with syphilis or leprosy. Sounding very like Oscar Wilde, Des Esseintes declares that:

‘The horticulturalists are the only true artists left to us nowadays.’ (p.102)

That night he has an atrocious nightmare in which he is accompanying a working class woman somewhere when a horse gallops ahead of them, turns and reveals the rider to be a half skeleton, half blue and green demon, with red pustules round the mouth, the figure of Syphilis. The nightmare unfurls through many scenes until the climax when he finds himself embraced by a demon woman, covered in pustules and, as she pulls him (and his erection) closer, her vulva changes into a red wound in the shape of the Venus Flytraps delivered to his houses earlier, the sharp teeth, the glistening digestive juices as she pulls him closer…and he wakes up in a fearful sweat.

Chapter 9 (11 pages)

The nightmares continue, evidence of Des Esseinte’s mounting neuroses. He tries a variety of cures but nothing works. He is all the more irritated as most of the rare flowers he bought at such cost have died. To try and soothe his nerves he reviews his art collection, enjoying the savage skill of Goya’s Caprices, Rembrandt.

Iller than ever, he tries the novels of Charles Dickens, supposedly good for convalescents but is revolted by the stereotyped virginity and chasteness of its young people. This sets off an equal and opposite reaction, and he finds himself shaken by images of perverted lust. He has a small box of purple bonbons, improbably named Pearls of the Pyrenees, which trigger memories of female moments, french kisses, debauches, conquests, sex – ‘Morose delectations’.

He remembers his affair with an American trapeze artist who turned out not to be the agile athlete he hoped for in bed, but prim and Puritanical. The affair with a ventriloquist. One night he placed statues of the Sphinx and the Chimera in his bedroom and had her pitch voices into each, reading out a script from Flaubert. But all the time he is fighting a losing battle against his impotence. He tries having sex with children but their pained grimaces are too samey and boring (p.116). Lastly he remembers being picked up by an attractive young man with whom, apparently, he had a homosexual relationship for a few months.

Like everything else, these memories leave him ‘worn out, completely shattered, half dead’.

Chapter 10 (12 pages)

The chapter on perfumes, the most neglected art of all, displaying Des Esseintes’ usual encyclopedic knowledge and exquisite discriminations, as he sets out to educate himself in the ‘the syntax of smells’, ‘the idiom of essences’, until his sense of smell has ‘acquired an almost infallible flair’.

He gives a history of perfumes which accompany and match French history, certain scents associated with the reigns of Louis 14, 15 and 16, with Napoleon, the restored monarchy etc. Descriptions of his experiments, mixing and mingling rare scents and aromas to create landscapes of the senses, reams of poetic prose describing the aromas he creates on the bed of a vision of a great meadow and swaying linden trees.

Suddenly he has a blinding headache and has to throw open the window to clear the room of its stifling atmosphere. In a brisk mood he decides to sort out the tumble of cosmetics he owns, in his bathroom. Most of these were bought at the insistence of a woman he had an affair with, who loved her nipples to be scented, but couldn’t achieve climax unless she was having her hair combed, or when she could smell soot, wet plaster or the dust thrown up by a summer rainstorm.

One thing leads to another and now he quotes a 2-page-long prose poem he wrote inspired by a visit to this woman’s sister on a day of rain and mud and puddles, which sounds like this:

‘Under the lowering sky, in the humid atmosphere, the houses ooze black sweat and their ventilators breathe black odours; the horror of life becomes more apparent and the grip of spleen more oppressive; the seeds of iniquity that lie in every man’s heart begin to germinate; a craving for filthy pleasures takes hold of the puritanical, and the minds of respected citizens are visited by criminal desires.’ (p.127)

‘Decadent’ enough for you? In fact the prose poem reaches the rather complicated conclusion that invalids, worn out be their debauchery in Paris, often head to the countryside to recuperate, where they die of boredom. He suggests that with a little imagination, their doctors could use perfumes to create the atmosphere of Parisian brothels, thus giving their patients the pleasant impression of being back in their Parisian fleshpots without any of the enervating physical requirements!

But when he throws open the windows he smells again a strong scent of frangipani and, in his weakened state, wonders if he is possessed by some evil spirit, and falls fainting, ‘almost dying’, across the windowsill. It cannot be emphasised enough how the entire narrative is based on Des Esseintes’ almost complete mental and physical collapse.

Chapter 11 (14 pages)

As a result of this collapse his terrified servants call a doctor who declares there’s nothing wrong with Des Esseintes before our hero shoos him out of the house. Suddenly, on a whim, based on his earlier attempt to read the novels of Dickens, des Esseintes conceives the mad idea of going to London. He has the old servant pack his things and is off in a cab to the train station within hours. Next thing he knows he is at the station and engaging a cabbie to take him to a bookstore to buy a guide to London. But as they trot through the streets of Paris Des Esseintes has a vivid and very enjoyable vision of London, the London of fogs and non-stop rain, and soot and rumbling tube trains and miserable pedestrians.

At the bookshop he peruses guidebooks to London, mostly noting lists of paintings hanging in London galleries. He likes the most ‘modern’ works and it is interesting to see that, for a super aesthete like des Esseintes, this means John Everett Millais and George Frederick Watts.

Having bought a guide he goes to the Bodega, a big wine emporium, where he finds himself surrounded by Englishmen about whom he is entertainingly rude:

There were laymen with bloated pork-butcher faces or bulldog muzzles, apoplectic necks, ears like tomatoes, winy cheeks, stupid bloodshot eyes and whiskery collars as worn by some of the great apes. (p.137)

Drifting into a reverie he superimposes on all these faces the names and characters from Dickens’ novels, imagining the hooting of tugs behind the Tuileries are those of boats on the Thames. He then takes the cab through the filthy rainy Paris weather to a warm tavern near the station for the train to Dieppe and boat onto Newhaven.

Here Des Esseintes stuffs himself with an unusually large meal (thick greasy oxtail soup; smoked haddock; roast beef and potatoes; several pints of ale; stilton, then a rhubarb tart; a pint of porter followed by a cup of coffee laced with gin).

There are many English men in the tavern but also some English women, about whom he is also amusingly rude:

Robust Englishwomen with boyish faces, teeth as big as palette-knives, cheeks as red as apples, long hands and long feet. They were enthusiastically attacking helpings of rump-steak pie – meat served hot in mushroom sauce and covered with a crust like a fruit tart. (p.140)

Eventually the bad weather outside, the warmth inside, the effect of an unusually heavy dinner,  and being surrounded by English men and women contribute to the growing sense that there’s no need to go to London. In his imagination he’s already been.

After all, what was the good of moving, when a fellow could travel so magnificently sitting in a chair? Wasn’t he already in London whose smells, weather, citizens, food and even cutlery were all about him? (p.143)

Only a ninny can imagine it is necessary, interesting or useful to travel abroad. And so, with a certain inevitability, he takes the cab back to the Gare de Sceaux, and a train back to Fontenoy, arriving (comically) with:

all the physical weariness and moral fatigue of a man who has come home after a long and perilous voyage.

This is broadly funny. Des Esseintes barely seems the hero of a satanic novel of moral debauchery any more, but a figure of fun, a comically etiolated, knackered, degraded version of the dashing hero of many an adventure novel by his compatriot Jules Vernes.

Chapter 12 (22 pages)

The second longest chapter, a review of French Catholic prose literature.

Des Esseintes (slightly comically) returns to his books as if after a long absence when he has, in fact, been away for one day. It’s a return to the mode of hyperaesthetic review which we’ve seen in the preceding chapters.

Obviously, not only is his book collection of rare and tasteful books, but he insists on having them specially printed – on special paper, printed with hand-made fonts, bound in rare and precious bindings. It is an orgy of exquisite taste, requiring specialist vocabulary such as ‘mirific’ and ‘blind-tooling’.

It is here that he gives a page-long dithyramb to the patron saint of decadence, Charles Baudelaire, who went further than anyone before him to explore ‘the symptoms of souls visited by sorrow, singled out by spleen…[at the age when] the enthusiasms and beliefs of youth have drained away.’ (p.147)

In Des Esseintes’ opinion, few other writers compare; certainly, he is not impressed by the ‘classics’ such as Rabelais and Corneille, Voltaire, Diderot or Rousseau. Pascal he likes for his austere pessimism and ‘agonised attrition’.

When it comes to the nineteenth century literature, he divides it into two classes, Catholic and secular. Catholic writing is good for stating abstract concepts and intellectual distinctions but the general run of Catholic writers is dire.

He is humorously rude about a set of women Catholic writers for their banality (it’s worth mentioning that Huysmans drops casually insulting comments about women throughout the book). Catholic writers generally have fallen victim to a conventional and frozen idiom, drained of all originality – with the exceptions of Jean-Baptiste Henri Lacordaire, the Abbé Peyreyve, the Comte de Falloux, Louis Veuillot, Antoine-Frédéric Ozanam, the Abbé Lamennais, Comte Josephe de Maistre, Ernest Hello and others he singles out.

Reading about these priests and polemicists makes me eternally grateful that England is (or was) a Protestant country, untroubled by the bitter and savage arguments about the role of Catholicism in public life which divided France, and the bitter splits which divided French Catholicism (between Ultramontanists and Gallicists). The bitter divides and the spiteful bigotry underlying French society were to come spilling out in the grotesque Dreyfus Affair a decade after this book was published (1894) whose antagonisms reverberated on to the time of the Great War.

A Catholic writer who went too far for the Church authorities was Jules Barbey d’Aurevilly (1808 to 1889). Des Esseintes likes d’Aurevilly’s more extreme works because they feed his taste for ‘sickly books, undermined and inflamed by fever’ (p.160).

Discussion of d’Aurevilly’s novels A married priest and The devils leads into a meditation on the fact that sadism only really makes sense within the context of Catholic faith. Sadism is a form of sacrilegious rebellion, a spiritual as much as a physical debauch. Without a God and Church to defy, it’s just being cruel.

Des Esseintes shares the fruits of his investigations into the Malleus Maleficorum and the Black Mass, describing a naked woman on all fours whose naked rump has been ‘repeatedly soiled’, serving as the altar from which the anti-congregation take a demonic host printed with the image of a goat, and so on.

Yes, of the entire canon of French Catholic prose, d’Aurevilly is the only one des Esseintes really enjoys reading because his works offer:

those gamy flavours and unhealthy spots, that bruised skin and sleepy taste which he so loved to savour in the decadent writers, both Latin and monastic, of olden times. (p.165)

(See my review of d’Aurevilly’s best known collection of stories, Les Diaboliques.)

Chapter 13 (12 pages)

There’s a heatwave. Feeble Des Esseintes is prostrated. He can’t eat, is almost choking with nausea. He takes down a bottle of Benedictine liqueur which he describes in a half-page prose poem, visions of medieval monks at their alembics.

Going out into the garden to recover his strength he sees a bunch of working class boys fighting in the lane which triggers negative thoughts. What’s the point of the scrofulous little brats being born in the first place? Why does society sell the means of contraception but locks up anyone who has an abortion? Maybe fornication should be banned outright. Then ‘a dreadful feeling of debility came over him again’ (p.172).

He tinkers with a few more liqueurs but they sicken him. We learn that, during his florid Paris heyday he tried hashish and opium but they only made him sick. He would have to rely in his imagination to carry him to other worlds.

He goes back indoors to seek relief from the heat, slumps into a chair and plays with an astrolabe he bought on the Left Bank. Now his mind drifts, reminiscing about walks around Paris, it dawns on him that licensed brothels are slowly being closed down and invariably replaced with taverns. This suggests to him that men tire of walking in, paying, having sex and walking out again. Too easy. In a tavern, on the other hand, you encounter women who you have to banter with, overcome, barter with, in some kind of degraded joust. If you score, there’s more of a sense of achievement. What idiots men are! Des Esseintes reflects, and goes to find some food for his troubled stomach.

Chapter 14 (23 pages)

French secular literature. At one point Des Esseintes worshipped Balzac but, as his health failed, Balzac came to seem too healthy. He changed to Edgar Allen Poe. He wants to be lifted ‘into a sphere where sublimated sensations would arouse within him an unexpected commotion’ (p.180). Hating modern life, as he does, he comes to dislike books which record it, from Flaubert to Zola. Instead he turns more and more to the fantastical, to the artificiality of Flaubert’s Temptation of Saint Anthony. He wants to escape the dullness and stupidity of his age, and fancy himself in another era, another world.

Then begins his review of nineteenth century French literature, starting by admiring Flaubert’s Salammbô, then analysing Edmund de Goncourt. What he, Des Esseintes, seeks in a book is ‘dream-inducing suggestiveness’ (p.183). After considering Zola he makes a major point about the appeal of minor, lesser writers. They are less consistent, less predictable and so more likely to include quirks and oddities which reveal strange corners of psychology and style.

Then the poets. He has a page on Paul Verlaine, who he describes as mysterious, vague, eccentric. And so on to Tristan Corbieres, Theodore Hannon. He no longer likes Leconte de Lisle and even Gautier no long appeals: they don’t make him dream any more, they no longer up vistas of escape. Hugo and Stendhal no. Nobody comes close to the pleasure given him by Edgar Allen Poe. The closest anyone comes is the Contes cruels of Auguste Villiers de l’Isle-Adam, a few of which he summarises (and which I recently reviewed).

Finally, his servant has filed his small collection of contemporary books on his shelves and leaves Des Esseintes with a specially printed selection of the finest poet of his times, Stéphane Mallarmé. Above all, des Esseintes loves the fineness of Mallarmé’s prose poems which is Des Esseintes’ favourite literary form. Verlaine, Mallarmé, represented the delicious decadence of the French language.

It is very symptomatic that Des Esseintes associates aesthetic excellence with illness, decline and collapse. Thus a little hymn celebrating the idea that the French language itself has finally reached the end of the road, is in terminal decay, since decay, decadence and death are his standard trope.

The truth of the matter was that the decadence of French literature, a literature attacked by organic diseases, weakened by intellectual senility, exhausted by syntactical excesses, sensitive only to the curious whims that excite the sick, and yet eager to express itself completely in its last hours, determined to make up for all the pleasures it had missed, afflicted on its death-bed with a desire to leave behind the subtlest memories of suffering, had been embodied in Mallarmé in the most consummate and exquisite fashion…this was the death-agony of the old tongue which, after going a little greener every century, had now reached the point of dissolution… (p.199)

All this is, in my opinion, actually a very suburban prejudice. Every generation likes to think it is the last one, that things are going to the dogs, can’t carry on this way, everything’s collapsing – whereas, in fact, rather disappointingly, things do just keep carrying on. It is a very common prejudice.

Then again, in the context of the narrative, you could argue that Des Esseintes’ opinion of the collapse of the French language really only reflects his own physical collapse. Like all his other opinions, it is highly subjective and self-referential.

Chapter 15 (11 pages)

Des Esseintes had had his servants install a food digester to cater to his sensitive stomach. It works for a while then wears off and symptoms of illness return – eye trouble, hacking cough, throbbing arteries, cold sweats, and now aural delusions i.e. he starts hearing things which aren’t there. He hears the school bell and then the hymns he learned at his Jesuit school.

Which segues into lyrical praise of medieval plainsong and Gregorian chant. As he himself notes quite a few times, not least in the passage about sadism, quite a few of the things Des Esseintes likes are meaningless without the context of Roman Catholicism. Sometimes he is deliberately rebelling against it, as in his fondness for blasphemous writers, but other times he is very sensitive to the true Christian spirit, with no irony.

And so it is here, where he deprecates almost all classical music as showy and straining for ‘popular success’ (a thought designed to make any true aristocrat shudder); only plainchant is the true ‘idiom of the ancient church, the very soul of the Middle Ages’ (p.202).

The only religious music he really approved of was the monastic music of the Middle Ages, that emaciated music which provoked an instinctive nervous reaction in him, like certain pages of the old Christian Latinists. (p.203)

He is hilariously rude about public concerts where:

you can see a hulking brute of a man waving his arms about and massacring disconnected snatches of Wagner to the huge delight of an ignorant crowd. (p.204)

Or you are forced to listen to:

contemptible cavatinas and objectionable quadrilles, sung with full orchestra accompaniment, in churches converted into boudoirs, by barnstormers bellowing away up in the roof, while down below the ladies waged a war of fashions and went into raptures over the shrieks of the mountebanks. (p.203)

The only ‘modern’ composers he can bear are Schumann, but above all the songs of Schubert which speak to his high-strung nerves, which wake a host of forgotten sorrows and thrill him to the marrow.

One day he sees his face in the mirror and is appalled. His face is shrunken, covered in wrinkles, hollow cheeks, big burning watery eyes. He is not at all like the image chosen for the cover of the Penguin Classics edition, the painting by Giovanni Boldini of the dashing, dapper Le Comte Robert de Montesquiou – that gives a completely misleading image of a dandy at the height of his powers, whereas the whole point is that Des Esseintes is a man utterly at the end of his rope.

He has his man rush to Paris to fetch an eminent and expensive doctor then falls to hypochondriac fretting and then into a doze. The doctor enters his bedroom unannounced, inspects him, writes out a simple prescription and leaves with barely a word.

Turns out the doctor has prescribed peptone enemas which appear to require the servant to place a tube or syringe up his anus and inject nutrition. Des Esseintes is overcome with hilarious glee, regarding this as the acme of the artificial way of life he has been seeking all his life. What could be more ‘against nature’ and a rejection of the whole messy way of stuffing our faces and chewing revolting foodstuffs which nature has condemned humanity to?

True to form, it crosses Des Esseintes’ mind that the ideal connoisseur could create dishes and combinations of flavours to be included in the mixture of nutrients being injected up his bottom – a thought which surely anticipates the Surreal blasphemies of a writer like Georges Bataille.

Slowly Des Esseintes recovers his strength till he can walk about his house unaided, though with a stick. As his health revives he renews his interest in interior decoration, coming up with ever-more byzantine new combinations. However, on his next visit his doctor informs him he must give up this reclusive, super-nervous, anxious way of living, return to Paris and live like other people, take his pleasures in ‘normal’ enjoyments, to which he whines:

‘But I just don’t enjoy the pleasures other people enjoy.’

Tough. It’s life or death. Keep on living as he is, and he’ll lose strength, go mad and die.

Chapter 16 (9 pages)

The doctor insists he needs a change of scene, to mix with society, to have friends. And so with great reluctance, Des Esseintes has his precious belongings packed up ready to ship back to a new apartment he is to rent in Paris.

This triggers a review of possible companions: all the young squires he used to run with will be married by now and having affairs; the money-grubbing bourgeoisie are beneath contempt, spreading all around them ‘the tyranny of commerce’; the aristocracy as a whole is dying out, ‘sunk into imbecility or depravity’, selling off their ancestral homes, their vices and crimes all too often leading them to court and then onto gaol like common criminals. He is disgusted by the way the Church, also, has caught the commercialism of the age, advertising all kinds of tacky products in Sunday supplements, Trappist beer, Cistercian chocolates.

He wants to believe, he wants to have faith, but the modern writings and even practices of the Church have been corrupted and adulterated. And so – after a bilious and very funny diatribe against the revolting bourgeoisie – the last pages of the book turn into a plea to God.

‘Lord, take pity on the Christian who doubts, on the unbeliever who would fain believe, on the galley-slave of life who puts out to sea alone, in the night, beneath a firmament no longer lit by the consoling beacon-fires of the ancient hope!’ (Final sentence, p.220)

So the book ends in such a way as to drive home the simple idea that the entire Decadence is a kind of disappointed Catholic faith, so angry with its disillusion that it turns to childish debaucheries and blasphemies in order to spite its disappointing parent. Unable to escape its firm foundation in Catholicism, À rebours ends with a surprisingly sincere prayer.

More incidents than you’d expect

From this summary you can see that the text is emphatically not simply a series of encyclopedia entries on a set of luxury topics (art, literature, jewels, perfumes etc), but that Huysmans goes to some lengths to shake his narrative up and vary it with real-world actions and events.

In the the ‘present’ of the narrative this includes the visits of various tradesmen and a doctor, and the big episode of the trip to Paris in chapter 11. A bit more subtly, the narrative is broken up with plenty of memories of active events: such as relationships with various lovers (trips to the circus to see the acrobat), the farcical trip to the dentist, memories of the visit to the sister-in-law of a lover which inspired his prose poem, the time he took the street urchin to the brothel, and so on.

Decadent rhetoric

Obviously the book is drenched in the rhetoric of ‘decadence’, with liberal use of classic adjectives and phrases from the genre. I made a list, curious to see how many times he could recycle the same basic ideas, and the answer is, quite a few times:

  • horror
  • spleen
  • filthy pleasures
  • tortured
  • fiendish
  • diabolical
  • voluptuous pleasure
  • licentious obsessions
  • new and original ecstasies
  • paroxysms celestial and accursed
  • atrocious
  • drunk with fantasy
  • abominable
  • ghastly screams
  • glaring infamies
  • delights
  • hideous hues
  • spine-chilling nightmare
  • foul uncontrollable desires
  • dark and odious schemes
  • fear
  • morbid depravities
  • monstrous vegetations of the sick mind
  • diseases of the mind
  • the burning fever of lust
  • the typhoids and yellow fevers of crime
  • self-torment
  • bitterness of mind
  • incest
  • disillusion and contempt
  • weary spirits and melancholy souls
  • gloomy ecstasies
  • melancholy madness
  • sacrilegious profanities
  • secret longings
  • atrocious delusions
  • insane aspirations
  • disgust
  • mystic ardours
  • cruel revulsives
  • secret reveries
  • occult passion
  • monstrous depravities
  • anxiety
  • anguish
  • terror
  • nightmares of a fevered brain
  • delicious miasmas
  • dream-like apparitions
  • inexorable nightmare
  • sexual frenzy
  • painful ecstasy
  • new intoxications
  • despairing appeal
  • stifled sob
  • mystical debauch
  • a dying love affair in a melancholy landscape
  • exquisite funereal laments
  • steeped in bitterness and filled with disgust
  • obstinate distress
  • tormented by anxiety
  • torrent of anguish
  • this hairy death’s head
  • incoherent dreams
  • dark venereal pleasures
  • subtly depraved and perverse type of mysticism

Of Moreau:

He himself remained downcast and sorrowful, haunted by the symbols of superhuman passions and superhuman perversities, of divine debaucheries perpetrated without enthusiasm and without hope. (p.69)

So an impressive collection of over-ripe and melodramatic language. But two other themes stand out and are less remarked on:

1. Decadence = exhaustion

Overcome with infinite fatigue, he slumped helplessly against the table. (p.167)

The keynote for me, is not the perversities and damned thoughts etc etc so much as the relentless tone of exhaustion. Des Esseintes only goes into retirement because his nerves have been shredded by his fast-living Paris lifestyle, and our hero is continually trembling on the brink of passing out, when he’s not having nightmares, night sweats, trembling and shaking as he lifts a cup of weak tea to his white lips.

And this air of exhaustion is something he seeks out in art and literature. The painter Luykens was, he tells us, a fervent Calvinist who:

composed and illustrated religious poems, paraphrased the Psalms in verse, and immersed himself in Biblical study, from which he would emerge haggard and enraptured, his mind haunted by bloody visions, his mouth twisted by the maledictions of the Reformation, by its songs of terror and anger. (p.71)

Obviously a lot is going on in that passage but for me, the key word is haggard. And what he likes in the later Latin literature which he collects is the sense of breakdown and decay. Half way through the book I started making a separate collection of key words on this theme

  • feeble
  • broken-down
  • short-winded
  • fainting
  • feverish
  • weeping
  • choking
  • spluttering
  • sick room routine
  • ailing
  • anaemic
  • debility
  • alarming weakness
  • apathy
  • bored inactivity
  • exhaustion
  • organic diseases
  • intellectual senility
  • last stammerings
  • exhausted by fever

In his discussion of the author Barbey d’Aurevilly Des Esseintes makes the candid remark that he is ‘really interested only in sickly books, undermined and inflamed by fever’ (p.160). It’s not too much of a stretch to call Decadence the aesthetic of illness.

Comedy

Given the book’s reputation as the Bible of Decadence, it’s unexpectedly funny.

He is savagely funny about his dull cousins in the Prologue. He is ferociously snobbish about the bourgeoisie, about shop-keepers and butcher’s wives and their meretricious, banal tastes.

He doesn’t just carry out a survey of Latin literature from Plautus to the tenth century, he massacres some of the most famous names in the classical canon, rubbishing Virgil and Horace very amusingly, and in a manner which must have been designed to render traditional Latinists apoplectic.

In a deliberately offensively funny section, the passage in praise of The Artificial, he first of all states that surely the most exquisite creation of nature is woman (‘the most perfect and original beauty’) but then goes on to say that, has not Man now produced something more dazzling beautiful than the most beautiful woman, being…’the two locomotives recently put into service on the Northern Railway’ (p.37), a deliberately offensive notion which anticipates the posturing of Marinetti’s Futurists 30 years later.

Then there are the hilarious descriptions of ugly English men and women in the aborted journey to London chapter (‘Robust Englishwomen with boyish faces, teeth as big as palette-knives’) and the thumping contempt the ignorati who attend public concerts, in chapter 15.

Maybe the one central theme of the French literature which is now regarded as canonical, from Flaubert and Baudelaire, through writers like Huysmans, through the Surrealists and on into the Existentialists, is their hatred of the bourgeoisie. Witness the diatribe against the filthy middle classes on almost the last page of the book. French authors will do anything to escape the taint or accusation of having bourgeois tastes. Whereas the same hatred of the middle classes just isn’t in evidence in English literature, lots of which is written virtually in praise of the middle and upper middle classes – Dickens, Thackeray, Trollope, Henry James, E.M. Foster.

Robert Baldick’s translation (brings out the comedy)

The translation I read is pretty old, the 1959 Robert Baldick one published by Penguin Books. However, unlike many translations of nineteenth century classics, it is immediately likeable and entertaining. Apparently:

Huysmans’s work was known for his idiosyncratic use of the French language, extensive vocabulary, detailed and sensuous descriptions, and biting, satirical wit

and this is exactly what comes over in Baldick’s translation. He uses a wider vocabulary than you might expect – I mean I was entertained by his unusual and out-of-the-way words – and certainly brings out Huysman’s biting wit. I laughed out loud at several places in the short Prologue, where he describes young men of his own age as ‘docile, good-looking ninnies, congenital dunces who had worn their masters’ patience thin’. In addition Des Esseintes:

discovered the freethinkers, those bourgeois doctrinaires who clamoured for absolute liberty in order to stifle the opinions of other people, to be nothing but a set of greedy, shameless hypocrites whose intelligence he rated lower than a village cobbler’s.

And the venom of his contempt is funny. Or the snobbishness. Like his refusal to use any of the obvious jewels on the tortoise because they are the kind worn by vulgar businessmen or upon ‘the tubulous fingers of butcher’s wives’ (p.55).

This snobbery is also evident in the passages about Goya and Rembrandt who he is embarrassed at liking because the rest of the world likes them too, and there is nothing worse than sharing the same taste as the ghastly bourgeoisie and having to listen to their inane praise of works of which, as an initiate, as a superior being, you have such a better grasp and appreciation (p.108).

If the mob start liking something, Des Esseintes hastily drops it and worries that his ‘taste’ (i.e. aristocratic superiority) is failing him. Throughout the book the adjective ‘aristocratic’ is a word of unqualified praise. Among other things, the Decadence was deeply elitist.

I bought this paperback when I was 17, alongside my edition of Baudelaire’s poems, desperate to enliven my humdrum suburban existence with the Flowers of Evil. Forty years later, some of Des Esseintes’ passages, like the rant against Virgil, his amusing abuse of middle-class taste, and even more in the farcical toothache scene, made me smile or even laugh out loud. When I was a stricken teenager I thought life was a tragedy and books like this fed that feeling. Now I know it’s a comedy and mostly what I find in them is different flavours of comedy.

French literature is more sexually open than English

Quite apart from anything else, the novel demonstrates the vast difference between French and English literature of this time in regard to women and sex. Huysmans doesn’t describe the sexual act itself, but he freely describes going to brothels, the charms of the different ladies, of attending parties where women strip off, he mentions breasts and nipples and even, apparently, what one of his lovers required in order to climax.

Absolutely none of this could have been written by or even hinted at by English authors, who subjected themselves to a ferocious self censorship. Same with Americans, possibly even more Puritanical. It’s significant that of the many lovers des Esseintes reminisces about, by far the most frigid and unsexual was American (the disappointingly prudish and passive acrobat, page 112).

I’m not sure when English writers caught up with French ones in terms of candour and honesty about sex: would it have been the 1960s, maybe? On a deeper level, it seems to me the English still haven’t caught up with the best Continental authors in capturing a genuinely relaxed, at-ease-with-themselves attitude towards bodies and sex.


Credit

À Rebours by Joris-Karl Huysmans was published in French, in Paris, in 1884. All references are to the English translation by Robert Baldick published by Penguin paperback in 1973.

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Someone Like You by Roald Dahl (1953)

When I’m writing a short story I’m haunted by the thought that I’ve got to hold the reader’s attention for literally every second, otherwise I’m dead.
(Roald Dahl, in the Introduction to the first collection of Tales of the Unexpected)

Someone Like You is a collection of 19 short stories by Roald Dahl, published in 1953. It was only after a bit of poking around that I realised what’s always confused me about Dahl’s short stories is that they a) were mostly published very early on, in the 1940s and 50s b) were subsequently repackaged and published multiple times, in different volumes, with a wide variety of titles, thus muddying the order and leading to a confusing plethora of collections.

Take the volume which I associated with Dahl as a schoolboy, the first volume of Tales of the Unexpected, published in 1979 to tie in with the ITV dramatisations which were very popular, stories I, not unnaturally, assumed must have been written during the 1970s. Except it turns out that all the stories in it had been previously published in either this 1953 collection, Someone Like You, or in Kiss Kiss, published in 1960. Presented in shiny packaging at the very end of the 1970s, all these stories in fact dated from the second half of the 1940s and the 1950s, a generation earlier.

  1. Man from the South (September 1948)
  2. Taste (December 1951)
  3. The Sound Machine (September 1949)
  4. Poison (June 1950)
  5. Dip in the Pool (January 1952)
  6. Skin (May 1952)
  7. My Lady Love, My Dove (June 1952)
  8. Lamb to the Slaughter (September 1953)
  9. Nunc Dimittis (September 1953)
  10. Edward the Conqueror (October 1953)
  11. Galloping Foxley (November 1953)
  12. Neck (1953)
  13. The Wish (1953)
  14. The soldier (1953)
  15. The Great Automatic Grammatizator (1953)
  16. Claud’s Dog (1953)
    • The Ratcatcher
    • Rummins
    • Mr. Hoddy
    • Mr Feasey

Man from the South (September 1948)

Two things are made perfectly plain in this first story: It is a gruesome story, which raises the central question, whether Dahl realised early on that the gruesome, macabre and sadistic would sell. And it is written with great clarity and limpidness, plain and open.

There are at least two consequences: one is that he places you in the situation, in the mise en scène, with tremendous speed and efficiency. Witness the first sentence:

It was getting on towards six o’clock so I thought I’d buy myself a beer and go out and sit in a deckchair by the swimming pool and have a little evening sun.

The story is a first-person narrative told by the male narrator who goes down to the pool, orders a beer and sits on a lounger and is watching the guys and girls playing in the pool when the action begins. The stripped-back style acts as a foil to set off the gruesomeness of the central premise. In this case, a middle-aged fully clothed man comes and sits near the narrator, engages him in conversation speaking with an indeterminate accent, maybe Italian maybe Spanish.

They chat a bit, then one of the fit young men from the pool comes splashing out and sits nearby with his girl. He goes to light a cigarette, the man from the South admires his lighter, yes, the Yank says, It lights every time. Every time? asks the man from the South. And then quickly, with an eerie believability, he escalates the conversation, asking the Yank if he wants to bet: why sure, why not, says the young man.

The man from the south escalates it further, saying he’ll bet his car that the Yank’s cigarette lighter won’t light ten times in a row, and not just any old car but a Cadillac. The American’s eyes light up at the prospect of winning a car, but then the man from the South makes his demand…He insists that he takes from the American something he doesn’t need, something like…his little finger! From this point onwards the story becomes not only macabre but actively gripping.

Obviously the girl the American has picked up, and the sensible narrator, are scandalised by the man’s proposition and tell the Yank not to do it…But the man from the South works on him, telling him that if he’s right about his lighter, then he stands to win a Cadillac, until the young man, in a burst of boyish bravado, agrees! At which point they all go to the man’s hotel room where he tells his servant to go and get: string, a hammer, nails and a hand axe.

With these he proceeds to tie the American’s left hand to a table, splayed open in such a way that the little finger is isolated, all of which the American agrees to, and the narrator watches with horrified fascination. Then he instructs the American to start firing his lighter, whilst holding the small axe poised over the American’s finger. One light works. Then number two. Then three.

The reader is, by now, on the edge of their seat. From nowhere (lounging by the pool) this has developed into a heart-stopping thriller. The count gets up to seven successful fires when…the door opens and…the man from the South’s wife storms in.

She immediately puts a stop to everything, pushing him and the axe away, making him put the axe down, untying the American’s hand, saying the whole thing is null and void. She changes the whole mood and context of events by explaining that her husband has a psychiatric disorder, a compulsion to gamble mixed with sadism, ‘they’ have tried repeatedly to stop him. They eventually managed although at some cost and the narrator suddenly notices, as the woman swiftly unties the American’s hand, that she only has the thumb and one finger remaining on her right hand. Gruesome.

Taste (December 1951)

At a posh dinner party a City broker seeks to impress a famous epicure who he’s invited. This posh fellow ignores his food and the extremely expensive wine put in front of him in order to chat up the host’s 18-year-old daughter. Whereupon the banker-host proposes a bet that the Epicure can’t identify the rare red wine he’s just served. The stakes between the two blowhards escalate until the Epicure says that if he wins, if he identifies the wine correctly, he wants the host’s daughter as his winnings. He’ll stake his house in the country, in fact his town and country houses. The wife intervenes, the daughter screams ‘No’ but the obsessed banker-father insists.

There follow several pages in which the Epicure makes a great show of tasting the wine and forensically deducing which vineyard it came from until he announces the correct vineyard and vintage. The banker turns white and asks if they can go to another room for a private talk. Things threaten to turn nasty when the maid, an old woman nearer 70 than 60, steps forward to hand the Epicure his glasses, quietly pointing out that he left them in the study when he popped in there for a few moments just after arriving. The study where he and the host had agreed was the best place to leave opened bottles of wine to air! In other words, he cheated. The expression on the banker’s face hardens as a vast fury grows inside him, and at that moment the narrative ends, leaving us to imagine the rest. Silly but hugely effective.

The Sound Machine (September 1949)

This story has an amateur inventor, H.G. Wells vibe about it. Klausner is an inventor who works in a shed at the bottom of his garden and is putting the finishing touches to a new device. It’s like a miniature coffin filled with wiring, with knobs on the front – amateur inventor stuff.

In a first passage of exposition, Klausner explains what it’s for to Dr Scott. Humans can only hear a subset of the audible spectrum. It’s well know that dogs, for example, or bats, can hear frequencies we can’t. Therefore, he’s built a device which can detect these higher frequencies and convert them into sounds hearable by human beings.

Next day he goes out into his garden, puts on the headphones, turns it on and the, over the background hum, he suddenly hears an intense piercing scream of a sound. He’s still reeling when he hears another one. Suddenly he realises it’s his next door neighbour, Mrs Saunders, cutting yellow roses in her garden.

Klausner leans over the fence, interrupts her horticulture and asks if she can snip one more. She does so and he hears the ‘scream’ at exactly that moment. He can hear plants scream.

Bright and early next morning Klausner carries the machine over to his local park along with an axe. He sets it up by a tree and takes a swing, embedding his axe in the bark. At that exact moment he hears a deep groaning sound. Trees feel pain and trees express it through sound, in this case a deep powerful moaning. He looks at the gash he’s made in the tree with horror and remorse.

Now it becomes clear why the narrative introduced Dr Scott at the beginning because Klausner rushes home and phones the doctor, hurriedly telling him he must must must come over, despite the good doctor complaining that it’s 6.30 in the morning.

But drive round he does, and Klausner hustles him into the park where he insists that the doctor a) puts on the headphones and b) takes the axe and strikes the tree, and so become a witness of his great scientific breakthrough.

Against his better instinct the doctor hits the tree with the axe but, in the seconds before, Klausner realises that one of the tree’s enormous branches is working loose, it bends and snaps at the exact moment Dr Scott’s axe blow hits the tree. The doctor pushes Klausner to safety and they both watch the branch fall on and crush the sound machine.

Feverishly Klausner asks the doctor whether he heard the tree cry out, did he, did he? No, he didn’t. At which point Klausner topples over into madness and asks the doctor to stitch the axe gash in the tree. When the Dr says that’s ridiculous Klausner brandishes the axe menacingly and orders the doctor to paint the wound with iodine i.e. to sterilise it and prevent it becoming infected.

Poison (June 1950)

First-person narrative told by Timber Woods. We’re in India. It’s evening. Woods drives up to the house he shares with Harry Pope. He finds Pope in bed, sweating, absolutely stationary and whispering. He tells Woods there is a krait, a lethal snake, coiled on his chest; it crawled up his leg and across his body while he was lying on his back reading. Now he daren’t move. He’s been lying in an unmoving rictus of terror for hours.

Woods realises it’s an emergency, makes a couple of not very sensible suggestions, then phones Dr Ganderbai, a small Indian Hindu doctor, who comes right round. He brings some anti-venom serum and, after some thought, gets Woods to drive to his clinic and get some choloroform. Once it’s fetched, he rigs up a funnel and long flexible tube and spends fifteen or more minutes very carefully pushing it under the bedsheet to where Harry whispers that the krait is located. Then he pours the cold liquid down the tube so that it slowly spreads over Harry’s tummy, making the narrator, Woods, feel woozy.

The upshot is that after all the doctor’s scrupulous care, when he and the narrator slowly pull the sheet back, there is no snake! Maybe there never was one. As soon as this is confirmed Pope leaps up and dances with horror on the bed and starts ranting and raving. In his release from terror he abuses Dr Ganderbai in insulting racist language. The narrator tries to shut him up and then accompanies the poor abused doctor to his car and tries to apologise and say how much he appreciates all his efforts.

So there are two focuses of interest; for almost the entire story it’s the very tense situation with the supposed fatal snake which has a kind of horror/melodrama vibe; but right at the end it completely switches to being much more human and literary, as Dahl records Pope’s unforgivable racist rant against the doctor and Wood’s embarrassment and attempts to redress the balance by profusely thanking him. The last page where this happens seems like it comes from a different aesthetic and moral universe to everything which preceded it, and it has tremendous understated power.

Dip in the Pool (January 1952)

A gruesome black comedy. We’re aboard an ocean liner. Apparently, in the old days, they bet on what distance the ship would cover in the next 24 hour period. The captain gives his best guess and then gambling-minded passengers buy, at auction, a range of hours either longer or shorter than the captain’s prediction i.e. bet on whether the ship covers a greater or lesser distance than the captain predicted.

Mr William Bonibot is a small earnest American married to frequently cross and critical Ethel. He wants to impress her by returning from his cruise with a fortune. He wants to win the daily sailing auction so, in the middle of a storm, when the ship is forced to slow down, he buys the slowest speed, paying for it with his entire life savings of £200 (British currency on a British ship). The total pool which he stands to win is £2,100 or about $6,000.

Trouble is, the next day the sea is flat and calm and the ship picks up speed so Bonibot is set to lose his life savings. Into his head pops the mad idea of jumping overboard to delay the ship and win the auction.

When he goes up on deck to put his mad plan into action, there’s only one person on deck, an elderly woman. Good – he mustn’t be seen to be deliberately jumping overboard, but, on the other hand, he needs someone to raise the alarm.

It occurs to him that she might have poor eyesight or be deaf so he calls her, at which she a) turns and b) sees him and c) engages in a little conversation. Good. She can hear and see and talk, so she’ll report man overboard alright. So Bonibot takes his courage in his hands, steps onto the rail, shouts out HELP loudly to catch the woman’s attention, and jumps out and away from the ship.

She watches astonished as she sees a dressed man plummet into the ocean far below, his head reappearing after a few seconds in the ship’s wake. For a few seconds she has a little panic wondering what she’s meant to do, throw a lifebelt, run and fetch help, shout and yell. But it passes and she returns to leaning over the railing watching the tiny head dwindle into the distance and then disappear.

Some time later her minder appears, a hard-looking spinster. The elderly lady begins to explain that she saw a man jump off the ship but the spinster cuts across her, telling her not to talk such nonsense, also telling her she knows she’s not meant to go off alone without supervision, before leading her away by the hand.

Thus, in a few quick strokes, we realise that she is certainly not blind or deaf or mute as Bonibot ascertained. But he hadn’t bargained for a witness who was simple, touched in the head, not all there. And so the old lady and her minder walk away from the rail and both forget about Bonibot as if he’d never existed.

Obviously, considered rationally, the plot is ridiculous and contrived. But the feeling behind it is eminently believable, the sense of the teeth-gnashing frustration, the sense of the universe’s absolute indifference to us and our feeble plans, or, worse, that the universe is actively malevolent, teasing us and torturing us. These are childish feelings, suppressed but lurking beneath the rational adult, which Dahl’s gruesome tales reignite.

(Also, in the first part, the auction for speeds/times, Dahl conveys very well indeed the feverish, sweating excitement of real gambling, the white knuckles and small intense eyes. So these are stories designed to appeal to our irrational obsessive drives…)

Skin (May 1952)

Imagine one of the great modernist painters, living in an attic before he was famous, has a little celebration with his friend the tattooist, whose wife he fancies and paints over and over. Imagine the tattooist adores his work so much that, once they’re plastered, he suggests the artist paints a portrait of his wife on his back. In fact, why stop there? Why not get him to paint the portrait and then show him how to convert it into a tattoo?

That was back in 1913, the Paris atelier years, the early years. Then imagine that two world wars later, the old tattooist, long parted from his wife who died in the second war, is walking the streets of Paris, poor, shabby and hungry. And walks by an art gallery which is having a special private showing of an exhibition by the very same painter whose works are now worth millions. And he not only refuses to leave when politely asked to, but makes a scene, yelling how much he loved the artist and then tears his coat and shirt off and reduces the haute bourgeoisie to stunned silence, when they see the tattoo on his back, unmistakably by the master, and even signed by him.

So the artist is (the real-life artist) Chaim Soutine, the tattooist is named Drioli and now, in the present, he finds two men fighting over the work of art on his back. The gallery owner offers to pay him a fortune in exchange for which he’ll have Paris’s leading plastic surgeon cut the entire tattoo off his back and give him a skin graft to replace it. But standing behind Drioli is a tall suave man wearing lemon-yellow gloves.

This fellow claims to be the owner of the Hotel Bristol in Cannes and offers to keep Drioli in a life of luxury for the rest of his natural life – fancy food, private rooms, tailored suits, young women doing his nails – as long as, at the end of it, Drioli legally gifts him his back.

Yellow gloves wins. His offer to buy the starving old man roast duck and chambertin right now trumps all the old man’s reservations.

The story concludes with the information that just a few weeks later a dramatic new work by Soutine arrives on the market, slightly unusual portrait, stretched and varnished and framed, in Bueno Aires (i.e. far from the gallery incident). The narrator lugubriously comments that he hopes Drioli is safe and sound somewhere, being pampered in expensive suits. But the strong implication is that he isn’t. The implication is that he’s dead, murdered for the work of art on his back.

Regarding Soutine, I wrote a review of an exhibition of his paintings in 2017 at the Courtauld Gallery:

My Lady Love, My Dove (June 1952)

The story rotates around the hen-pecked character of the first-person narrator, Arthur Beauchamp, a short man who is bullied and hectored by his large, domineering wife, Pamela. The catch is he can’t leave or even criticise her because she’s rich, comes from a titled family, and he married her for her money. So he lives the life of Riley in a big house with orchards and full-time gardeners etc, tinkering with his precious butterfly collection, seething with barely suppressed discontent (like so many married couples in Dahl).

They have invited a couple, the Snapes (Henry and Sally), to come and stay although, in the way of the English upper-middle-classes – at least in stories like this – they cordially dislike and despise the couple and are wondering why the devil they invited them. It is, in fact, because the wife in particular is potty about bridge and the couple are the best bridge players they’ve ever met.

Anyway, out of nowhere the overbearing wife suggests, well, orders the husband eavesdrop on the couple by installing a microphone in their room. He makes loads of objections (it’s like spying through a keyhole) but she rather oddly replies that they’re both complete stinkers already and they might as well be honest about it.

So Arthur finds a microphone and a load of wiring (in his workshop), goes into the room where the visiting couple are due to stay, ponders a number of places to hide the microphone and settles on the sofa, slits the undercovering, fixes it in place, and begins laying the wiring under the carpet, to the door and out into the corridor.

As he goes through all these processes I was wondering two things: 1) if you bug a couple’s private room you are liable to hear things you didn’t want to, the obvious one is sexual byplay or actual sex; or, less prurient, people burping, farting or going to the loo; 2) the more likely outcomes, especially if you embed the mic in a sofa, is that it simply doesn’t work, is smothered, and doesn’t pick up anything.

The reason they’d invited this couple they despise is because they play a good game of bridge, which our couple are particularly keen on. There’s a bit of tension/excitement when the couple arrive, knocking on the front door before the narrator has finished laying the wire as unobtrusively as he can along the top of the skirting board from the guest room to the master bedroom, and it crossed my mind that this would be a funny outcome, that the guest couple spot the wire, find the mic, and then play up to the situation, concocting and acting out who knows what outrageous scenario to punish their sneaky hosts.

In the event none of these things happen. The invited couple settle in, unpack, dress for dinner, don’t notice the mystery wire, and they all have a very civilised dinner served by servants. Henry is tall and went to Eton and knows about wine. Arthur is attracted by the bright young wife but after a while begins to sense that she is slightly brow-beaten by her husband. Then they settle down for an evening of bridge, which is described in some detail. Long story short, the guests lose because the wife makes an unwise bid at the contract stage of the game.

Finally the game ends about midnight and everyone retires to bed. The narrator and his bossy wife gather round the loudspeaker connected to the microphone. And what they hear is…the couple transformed. The husband is livid with the wife for making that mistake which cost them making any profit on the evening. It turns out that they are using a complicated system of cheating whereby the precise tone of his voice and position of his fingers indicates precisely what cards he is holding so that the wife’s bidding can be exact. And this is because they make a living by cheating rich people at bridge. He reminds her they are playing different people every night the following week and insists that they stay up for a few hours now practicing till she has it off perfect, despite her tearful refusal.

And the story ends with Arthur’s domineering wife suddenly insisting that they devise a similar form of cheating, too, and drives him off to get a pack of cards, so they can start right now!

Lamb to the Slaughter (September 1953)

Maloney, a big senior policeman comes home to his loving wife, six months pregnant, who’s ready to do anything for him, pours him a Scotch with ice and prepares to make him dinner. That’s when he sits her down and tells her he’s leaving her. She gets up dazed and insists on going down to the freezer in the cellar to get a joint of something to cook for his dinner. The first thing that comes to hand is a leg of lamb frozen solid, which she carries back up from the cellar, walks into the front room where her husband is staring out of the window and brings it down on h is head with the force of an axe. He falls dead.

She wonders what to do then dresses and walks to the local grocer. Here she buys some peas, potatoes and nice cheesecake, making a big deal of describing cooking for her husband. In fact she does such a good job convincing herself of her normality that when she returns to the house and discovers her husband’s body, she is genuinely shocked and distraught.

In this state she calls the police who flock round (given that the dead man is one of them), question her, carry out forensic procedures, interview the neighbours and even the grocer who vouches for Mrs Maloney.

oney’s normality. They come to the conclusion (a bit stupidly) that Maloney was killed by a single blow to the head by person unknown.

Since they’re there, and Mrs Maloney is has cooked the joint and had put the vegetables on…she invites the detectives to eat the roast dinner. They hesitate and say it wouldn’t be respectful but she wins them round by saying it’s what her husband would have wanted. So eventually they all sit down at table and she serves up the very leg of lamb she used to murder her husband and the story ends with some of them wondering where the murder implement can have ended up…Probably right under their noses, one of them jokes, as he raises his fork of lamb to his mouth.

And the story ends with a quietly macabre note as Mary Maloney, in the kitchen, listens to the big strong clever men tucking into the lamb, and starts to giggle…

Nunc Dimittis (September 1953)

An exercise in a style quite different from anything else in the collection, this is a first-person narrative which is deliberately different from the practical, clear, Hemingway tone of ‘the Man from the South’ or ‘Poison’. Here’s the first sentence of ‘Poison’:

It must have been around midnight when I drove home, and as I approached the gates of the bungalow I switched off the headlamps of the car so the beam wouldn’t swing in through the window of the side bedroom and wake Harry Pope.

Quick, direct, to the point. Now here’s the opening of ‘Nunc Dimittis’:

It is nearly midnight, and I can see that if I don’t make a start with writing this story now, I never shall. All evening I have been sitting here trying to force myself to begin, but the more I have thought about it, the more appalled and ashamed and distressed I have become by the whole thing.

We are inside the fevered mind of Lionel Lampson. He is a wealthy middle-aged bachelor, art collector and all round connoisseur (cf the wine connoisseurship evinced by the narrator of ‘My Lady Love, My Dove’), ‘a person of some consequence in society’ (p.385).

One evening after a drinks party he accompanies short gossipy Gladys Ponsonby back to her place and she asks him in for a drink.

Obviously flirting, she starts off by telling him about the portrait hanging in her living room. She’s just had it done by the fashionable painter, John Royden. She explains that Royden has a special technique. He only does portraits of women (Society ladies) and he insists, by way of preparation, of painting them nude, so as to fully understand the frame, the scaffold, the chassis of the dressed person. First he paints them naked, then paints on the underwear, then paints on the final clothing. When Lampson goes up close to Gladys’s painting he sees this is true because the paint of her dress is significantly raised above the surface of the canvas.

Anyway, as she continues to drink freely Gladys becomes a bit malicious and tells Lionel that his (Lionel’s) young girlfriend, Janet de Pelagia is slagging him off behind his back. Specifically, Janet freely refers to him as that ‘crashing bore’ (p.382). Lionel is very upset and goes home crushed and depressed.

Next day he conceives his revenge (on Janet). He rings this painter, John Royden, gets him round and asks him to do an unusual commission. He’ll pay for a portrait of Janet de Pelagia but doesn’t want her to know. He wants Royden to bump into her at a party somewhere and exclaim that she has exactly the figure and face he wants to paint and he’ll do her for free. She’ll be flattered. Royden can do the portrait, exhibit it at the Royal Academy, safe in the knowledge that Lampson will pay full whack and buy it off him. Deal?

Deal. For a 5 foot by 3 foot full-length portrait. Now he has to be patient and, to pass the time, goes off on holiday to Italy for four months. He returns in July just as the Royal Academy Summer Exhibition is opening. Royden’s portrait of Janet has been much admired but the painter has refused to sell it. When the exhibition closes the portrait is delivered to Lampson’s house.

At this point he reveals the rather contrived fact that he is not only a connoisseur but a picture restorer complete with all the equipment. So now he sets about carefully rubbing the surface layer off to reveal Janet standing in her bra and corset and suspenders, the corset indicating how fat she is, and the surprising revelation that she’s noticeably bow-legged. As the narrator drolly comments, ‘One lives and learns’ (p.392).

This done, he invites a dozen or so of society’s upper crust (‘the most distinguished men, the most brilliant and influential women in the top crust of our society’) to an elite dinner at his place, service by candlelight so in deep gloom. As the meal is ending the candles have guttered right down, Lampson order his servant to turn on the electric lights which reveal… the portrait of Janet in her underwear, trussed and contained in her stays, legs bowed like a jockey’s. Lampson doesn’t loiter to see the effect but is exiting the room as the lights go on, just long enough to hear the uproar as the assembled guests catch sight of the portrait and, above all, the sight of Janet de Pelagia like someone who’s been shot through the heart and freezes for a moment before collapsing.

At that point Lampson flees his London home, getting his chauffeur to drive him to his country house to rejoice in his revenge. After a few days Gladys phones him and gleefully tells him how he is being criticised and ostracised for this beastly treatment of Janet, rejected by his entire social circle. She (Gladys) on the other hand is only too glad to come down to his country house and ‘comfort’ him i.e. sex. But Lampson is too upset and slams the phone down.

And this is where the narrative began, with Lampson fussily aware of having been ostracised by polite society and all his ‘friends’. And here’s where we come to the sting in the tail, though, which is he says he’s had a letter from Janet which completely forgives him, tells him she understands it was a joke, assures him she still loves him. And it was accompanied by a gift, a large jar of caviar, his favourite food which he has just wolfed down. And now…he is starting to feel a bit unwell, really rather ill…

So the story ends with the strong implication that the caviar was poisoned and the narrator is dying. Upper class bitchiness turned fatal.

Edward the Conqueror (October 1953)

Third person story about a middle-aged, middle-class couple, Edward and Louisa, living in a big house without kids. He’s gardening and has made a big fire when she goes out into the garden, calls him to lunch and spots a funny-looking cat by the fire. The cat follows them indoors and she gives it a bowl of milk. After lunch Louisa sits down to play some piano. She’s a fair pianist and goes through classical numbers by Schubert and the like but notices that when she plays a piece by famous Hungarian composer Franz Liszt (1811 to 1886), the cat suddenly sits up and becomes attentive. Slowly, carefully, Dahl describes a number of further incidents or details which convince Louisa that the cat is the reincarnation of Franz Liszt. It sounds bonkers writing it down in black and white which is precisely why you have to read the story and enter into the mindset of Louisa as she plays different pieces and notes the cat’s responses in ever-greater detail. She even pops out to the local library to borrow a book about reincarnation, some of which the story summarises.

Anyway, by the time her husband comes in from an arduous afternoon’s gardening, Louisa has convinced herself that the cat is the reincarnation of Franz Liszt and proceeds to tell her husband that she is going to invite the world’s leading composers to come and meet him! She also says she needs to cook him special food appropriate for such a genius and goes into the kitchen to make the cat her best soufflé.

When she returns to the living room the cat has gone and her husband is just coming back in from the garden, sweating a bit and acting suspiciously. When she looks closely she notices a raw scratch across his hand. He tries to persuade her that it was one of the beastly brambles he’s been clearing, but she, and the reader, know better. Without being told we know he’s done away with the wondercat.

Galloping Foxley (November 1953)

A very charged story with a twist in the very last line.

The narrator is a small-minded punctilious worker in the City of London named Perkins. A big deal is made of how much he loves commuting to work on exactly the same train every morning, the 8.12. He’s been doing it five days a week for 36 years. In fact he had composed a little memo about the pleasures of the day and its predictable routine when everything is disturbed by the arrival of a new man on the station platform, a bounder with oiled hair, a white silk scarf, and twirling a cane. Worst of all, the chap insists in getting into the same train carriage as Perkins and smoking a filthy pipe.

Not just once but several days in a row. And slowly Perkins realises that this fellow was the head of his house at public school, a beast named ‘Galloping’ Foxley, and this releases a flood of memories of how he was relentlessly bullied and beaten by this sadistic, taunting bully. The details of all the trivial transgressions he could beaten for and the experience of the beatings are dwelt on with excruciating vividness.

Eventually Perkins can bear it no longer and decides to confront his old bully, who has shown no flicker of recognition. It takes quite a bit of bravery to nerve himself to confront his old persecutor but one morning he politely leans forward and introduces himself, explaining that he was at Repton in 1907, expecting the bounder to agree that he, also, was at Repton, and then to recognise the poor little boy whose life he made a misery.

By this stage the reader, like the character, is quite wound up and tense and anxious about what will happen. But the twist is that the bounder with the pipe quite simply replies, ‘I’m glad to meet you, Mine’s Fortescue, Jocelyn Fortescue, Eton 1916.’

Perkins is completely, wildly mistaken about the other man’s identity. And all it has done is reveal just how very deeply wounded he was by his schoolboy experiences, and how little it takes to bring them all flooding back.

Neck (1953)

Weird and creepy. A rich bitch gets her come-uppance when she gets head stuck in a Henry Moore sculpture.

The first-person narrator is the writer of a daily column in an evening paper, presumably of society gossip for that is the subject of this story (p.449). It’s about a chap named Basil Turton who, when his father died, inherited the Turton Press which, for the purposes of the story, is a Fleet Street newspaper company. The point is that when he inherited the title and the fortune people like the author, Society gossips and commentators all drolly speculated who the lucky young woman would be who would bag this husband and his fortune. To everyone’s surprise it was a young beauty who swept in from the Continent, Natalia something from Yugoslavia or somewhere, and led young Turton up the altar before he realised what was going on.

Six years go by and Lady Turton now has her husband wrapped round her little finger, is running the newspaper and is a power in the land. The narrator finds himself seated next to her at a dinner and very off-handedly she invites him to come and stay at her country house, anytime. Being a gossip columnist the narrator leaps at the chance and motors down to this worthy pile, a great Tudor mansion with 47 bedrooms and an awesome garden, full of topiary and rather unexpected modern sculptures.

But something is very off. The creepy butler, Jelks, speaks about his own employer with a sneer and explains that instead of a tip (which is usual) he would like a third of the narrator’s winnings, which he thinks is both steep and forward.

At dinner it becomes obvious that the wife despises little Lord Turton, and has the bold dashing Major Haddock sat on one side of her and mannish, horsey Carmen La Rosa on the other. As in previous stories, we are in the world of upper-class bitchiness. When the table is brought to play cards Lady Turton cold shoulders her husband and insists on playing a four with Haddock, Carmen and the narrator. Around 11 she dismisses her husband and the butler and the narrator who goes to be thinking it’s a most unpleasant household.

Next morning the narrator comes down to find the butler serving Sir Basil breakfast, they get chatting, and after eating he takes our man on a grand tour of the amazing gardens. After some time they stop to sit on a bench by a carp pool and have a sensitive conversation about the history of the garden and the art pieces.

Then the narrator becomes aware of two figures some distance away, just about discernible as a man and a woman, presumably unpleasant Lady Turton and her lover Haddock. He and Sir Basil carry on chatting but in reality both are watching the progress of the couple who are gallivanting about the gardens then come to one of the Henry Moore sculptures.

Even from a distance it’s clear that they are mocking it, with the woman adopting ridiculous poses while the man photographs her and they both shriek with laughter, by implication mocking and belittling the taste of much-wronged Sir Basil. Eventually the woman sticks her head through one of the characteristic holes in the sculpture and the man takes a few more snaps before bending forward and obviously kissing her a few times. The narrator feels Sir Basil stiffen next to him. But then something goes wrong. She can’t get her head out of the hole. The man puts down his camera and tries to help her.

The charge of the story doesn’t come from the scenario itself but the uneasy way the narrator, very much an outsider and almost neglected guest, uneasily observes the reaction of Sir Basil to all this, obviously deeply hurt, trying to pass it off.

Eventually he says they probably ought to go down and help. They appear through an arch in the hedging and obviously surprise Natalia and Haddock, who quickly recovers and is all British, saying the lady needs help to get her head out of the hole. Sir Basil very calmly says are you asking me to cut a section out of my Henry Moore and his wife starts flinging filthy insults at him.

Out of nowhere appears the sly repellent butler, Jelks, appears out of nowhere and Sir Basil instructs him to fetch tools. And there follows the pregnant, powerful, disturbing climax of the story. For Jelks returns with an ax and a saw. As the narrator watches he sees Jelks very slightly proffer the axe which Sir Basil takes.

And then Dahl has the narrator very powerfully say that it’s like watching a child run out into the road just as a car rushes along, it’s like watching a car crash in slow motion, as Sir Basil takes the axe and he sees Lady Turton’s head helplessly caught in the hole of the sculpture and the narrator has such a vivid premonition of what will happen next that he closes his eyes. Obviously he, like all the other participants, suddenly realise that Sir Basil in his cold fury will behead his wife.

This possibility is imprinted in our minds for half a page and then the narrator opens his eyes and sees calm dignified Sir Basil reprimanding Jelks for handing him such a dangerous tool, and instead requesting the saw, before setting about the careful procedure of cutting his wife free.

But the narrator sees Lady Turton’s face has turned grey and she is opening and closing her mouth making a horrible gurgling sound. She had had the same premonition as everyone else, and had died in her imagination. And just visible on Sir Basil’s face the narrator sees two warm red spots on his cheeks at, at his eyes, the tiny wrinkles of a smile.

A fantastically weird and powerful story.

The Wish (1953)

Short hallucinatory story about a boy who has to cross the enormous carpet in the hall of his big country house, just sticking to the yellow parts of the pattern and avoiding like death the dark red and black patches. The way the story is situated entirely inside the mind of the terrified boy reminded me of the more psychotic of J.G. Ballard’s short stories, not the science fiction ones, the ones set in the contemporary world inside the minds of people going mad.

The soldier (1953)

And this is similar, a terrifying depiction of a soldier (as we know from the title) who has obviously been psychologically wrecked by the war and is experiencing extreme psychosis, hallucinating, convinced ‘they’ are changing all the fixtures of his house around when his back is turned, climaxing when he returns from walking the dog and appears in the bedroom of his sleeping wife holding a knife, demanding to know what she’s done with his wife.

Both of these stories depicting mental illness are effective but I think the subject as a whole has dated badly, with hundreds of other stories about psychotics exploding all over the 1960s and 70s till the topic became a cliché.

The Great Automatic Grammatizator (1953)

A gleeful satire on the whole business of writing.

Adolph Knipe is a lanky young fellow who invents a great automatic calculating machine, a computer which can do sums millions of times faster than any human, to the joy of his employer, Mr John Bohlen, head of a firm of electrical engineers.

But one morning he has a brainwave. If most human calculations can be broken down into smaller units which can be calculated automatically, could the same thing be done with language? Could a machine learn to break language down into its smallest components, and then build them up phrase by phrase, into sentences, paragraphs. He sets to work to build one.

His boss is sceptical until Knipe finally delivers it and explains the rationale: it can write stories. He has broken stories down into component parts (plot, setting, characters, excitement, romance etc) which the machine can now put together at the will of the programmer. In other words, it is a machine to automatically generate stories.

Dahl then sets about having gleeful boyish fun fleshing out the details of the machine, the backend fills an entire building with cables and valves and rods and levers and whatnot, and the front end is like an organ with a keyboard. You select the style of one of the popular magazines, an approach or treatment, a theme, the number of character and desired length, press all these buttons then keep your foot on the Passion Pedal and, within a few minutes, a full story is produced.

Knipe and Bohlen send the first few off to magazines and they are soon accepted. They set up a literary agency and cook up names of authors who they attribute the stories to but in reality they’re all being churned out by the machine.

Then they get ambitious and there’s comedy about Mr Bohlen’s first attempt to control the machine long enough to create a novel. He panics and puts the passion pedal to the floor with the result that the first attempt is far too rude to publish. Next time he exercises greater restraint, the novel is run off in fifteen minutes, sold to a publisher the same day, and becomes a runaway bestseller.

It’s sort of on a serious subject but the entire treatment reeks of Willy Wonka and the Chocolate Factory. In the middle there’s some satire about America, which was undergoing its great postwar boom and had become the world centre of consumer capitalism:

‘Nowadays, Mr Bohlen, the handmade article hasn’t a hope. It can’t possibly compete with mass-production, especially in this country you know that. Carpets… chairs… shoes… bricks… crockery… anything you like to mention they’re all made by machinery now. The quality may be inferior, but that doesn’t matter. It’s the cost of production that counts. And stories – well – they’re just another product, like carpets and chairs, and no one cares how you produce them so
long as you deliver the goods. We’ll sell them wholesale, Mr Bohlen! We’ll undercut every writer in the country! We’ll corner the market!’ (p.500)

The fact that is appears in what is more or less a children’s story suggests how inane and clichéd this level of criticism of consumer capitalism was even back in the 1950s.

Claud’s Dog (1953)

This is the umbrella title for four related tales which feature the character Claud Cubbage who lives in a filling station in Buckinghamshire.

The Ratcatcher

This is possibly the best ‘story’ in the book, for a number of reasons. Number one, it is not a ‘story’ at all, more an incident or anecdote. It just describes what happened when a rat-catcher was sent by the local council to the land next to the filling station (or petrol station) where the boy Claud lives and how the creepy rat-catcher proceeds to show them some tricks of the trade.

The power of it really comes from what a repulsive, physically repellent and creepy character the catcher is. For the first time, in these four stories, the physical presence of the characters becomes really central or dominant.

The man was lean and brown with a sharp face and two long sulphur-coloured teeth that protruded from the upper jaw, overlapping the lower lip, pressing it inward. The ears were thin and pointed and set far back on the head, near the nape of the neck. The eyes were almost black, but when they looked at you there was a flash of yellow somewhere inside them.

How they look, and how they sound:

‘Now, where’s them rats?’ The word “rats” came out of his mouth soft and throaty, with a rich fruity relish as though he were gargling with melted butter. ‘Let’s take a look at them rraats.’

And again:

His voice had the soft throaty sound of a croaking frog and he seemed to speak all his words with an immense wet-lipped relish, as though they tasted good on the tongue. The accent was similar to Claud’s, the broad soft accent of the Buckinghamshire countryside, but his voice was more throaty, the words more fruity in his mouth.

This is a child’s point of view. In adult fiction you tend to get one pen portrait of a character’s appearance and then their appearance, their physical presence, is forgotten about, because in adult fiction what counts is what they say and do, the matrix of dialogue and action and relationships which adults operate in. Unencumbered by all this complicated stuff, children notoriously notice first and foremost people’s appearances (and often, smell).

But the ‘grip’ of the story also comes from fantastic amount of information the catcher knows about rats, the creepy way he tells Claud and Gordon all about it, and then the uncanny way he actually produces rats from his pockets and proceeds to demonstrate gruesome tricks with them.

Rummins

Feels like an exercise in a certain aspect of Hemingway but without the logic.

Rummins is a mean dwarfish man who owns the farm opposite the filling station owned by Claud’s friend Gordon, who narrates this story. After the visit of the ratcatcher they mention the number of rats in the big hayrick he made last year to Rummins who, a few days later, turns up with his son, Bert, to dismantle it.

The narrator’s memory goes back to the previous summer, to a sweltering day in June when they’d built the big hayrick, himself, Claud, Rummins and his son Bert, Wilson the soldier and Ole Tommy. There’s a bit of Ole Tommy’s backstory, how he was chosen by the council to supervise the kids’ playground. Now he helps out on this day and when they stop for lunch turns out to have brought no food but six pint bottles of beer which he generously hands round. After a while the narrator goes back to his filling station to serve customers and when he comes back the hayrick is more or less built but Ole Tommy’s disappeared, leaving his bag behind which is unlike him. When asked, stumpy little Rummins shrugs and says he must have gone home.

That was all a flashback to last summer. The story cuts back to the present and the narrator and Claud are helping Rummins and Bert dismantle the hayrick in part to get rid of all the rats it’s hiding. Up on top of the rick, Bert is cutting through the string and then the hay itself to create chunks, like a cake, which he peels away down to his dad who loads them into a cart.

At one point the big knife he’s using encounters an obstruction. This is where things turn very weird. the narrator becomes aware that Rummins is scared. Bert is puzzled at meeting something hard in what’s meant to be a building of straw. It’s at this moment the narrator has his flashback to the hot summer’s day when they built it.

Rummins yells at his son to persist and cut through the obstacle which he does. Then he cuts the other angles of the straw and dislodges a segment to fall to the ground for his dad. But when he steps back he sees what has been revealed by his work. The narrator describes all this in a moment which has become supercharged with horror. He describes Rummins jumping down off the rick and running for his farm, just as Bert starts to scream. That’s it, the end.

Now there’s no denying the intensity of the story and the luminous details Dahl picks out to really make it come alive, all the way through, in all aspects. The only problem is it doesn’t make sense. Is he saying Rummins for some reason murdered Ole Tommy? Why on earth do that, and there would be no opportunity because the soldier Wilson was working on the rick. But anyway, why? Is he saying Rummins murdered Ole Tommy and placed his body high up in the rick? No way he could have done that without anyone noticing, not least his own son. And if Bert was in on it, how come he is staggered to screaming pitch when he’s seen what he’s cut through (presumably Ole Tommy’s corpse). Above all, if Rummy knows the body is there, why on earth does he let his son go up and start slicing up the rick, and why does he tell him to persist when he encounters the obstacle? Maybe I’m missing something but none of it makes any sense. Which doesn’t stop it, nonetheless, being eerie and intense.

Mr. Hoddy

Claud is taken by his girlfriend, Clarice, to meet her father, the self-important village grocer’s assistant, Mr Hoddy, with a view to asking him for her hand in marriage. Mr Hoddy persists in wanting to know what Claud’s plans are. Claud despises Mr Hoddy and all the small-minded men of his ilk, and would really like to come clean and explain that he and and friend are planning to pull a con involving two identical-looking greyhounds, but of course he can’t. Instead he makes up on the spot a ridiculous scheme about setting up a maggot factory, insisting despite Mr Hoddy’s scepticism that there’s a massive market for maggots among anglers and the like, and how his factory would mass produce them in old oil drums full of rotting meat before packing them into glass bottles and posting them to subscribers.

So carried away does Claud become that he doesn’t notice the look on Mr Hoddy’s face until it’s too late, realises he’s gone too far – although I wasn’t sure whether this was because Hoddy, as a greengrocer, was disgusted by the notion of maggots and took it as a sly insult to his trade (i.e. dealing in fresh, unmaggoty fruit and veg); or whether Hoddy at some point realises Claud is making it all up and the realisation makes him furious.

Mr Feasey

A really gripping tale, by far the longest of the lot, in which Claud and his partner Gordon (owner of the filling station) concoct and bring to fruition their plan to fiddle a dog race. Claud has acquired two whippets, both identical in shape and colouring. One is slow, one is fast. The plan is to take the slow one to a country dog race, and enter him there for a string of races in which he will predictably come last then, once his identity is established and the odds are long, to make heavy bets on him (small best across all 17 bookies at the race) at long odds, and then enter the superfast dog for this race, thus winning all the bests at long odds.

The story is so long because it contains an immense amount of lore about how dog owners cheat, a quite staggering range of fixes which make dogs slow or fast, and all the ways to fix the races. The effect of all this lore and the intense anxiousness of Gordon and Claud as they lock up the garage and drive to the pivotal race is to have the reader on absolute tenterhooks as to the outcome.

Thoughts

Vivid

Obviously the core of a story is the plot, the series of events. And the ability to handle dialogue convincingly over long stretches is important. But what makes Dahl’s stories so effective, for me, is the tremendous limpidity and clarity of the prose and the completeness with which he describes the actions he describes. He describes them fully and pedantically so you can feel yourself doing them, whether it’s teetering on the railings of an ocean liner or hurriedly laying a cable along a corridor, you can feel yourself doing it. Amazingly vivid.

Height

How many of Dahl’s rather pathetic male characters are short. He is always very aware of height. The painter John Royden is a small neat man (p.385). The purser is small and fat and red (p.298). The owner of the art gallery is plump and short (p.327). Basil Turton is ‘a little chap’, ‘a small man’ (p.446). Adolph Knipe’s boss, Mr Bohlen, is ‘a fat little man’ (p.510). Rummins is ‘short and squat like a frog’ (p.537). When his big wife leans over him, Arthur Beaufort feels surrounded, almost enveloped by her:

as though she were a great tub of cream and I’d fallen in. (p.341)

Gladys Ponsonby is so short that she gives Lionel Lampson, looming over her:

the comic, wobbly feeling that I am standing on a chair. (p.372)

One imagines that, at 6 foot 6, Dahl had that feeling when standing next to more or less anybody.

Gambling

The intense sweaty thrill of it, as in ‘Man from the South’, ‘Taste’ and ‘Dip in the Pool’, the central subject of his novella ‘The Wonderful Story of Henry Sugar’, the competitive bridge in ‘My Lady Love, My Dove’, the game of bridge in ‘Nunc Dimittis’. Gambling is a central obsession of Dahl’s.

Class and 50s manners

Some of these characters are very nobby (Arthur Beaufort’s wife from a titled family and their guest was educated at Eton), Lionel Lampson moves in titled circles, the narrator of ‘Neck’ is a High Society gossip columnist. I think there are two aspects of this: 1) There’s an element of voyeurism in witnessing the bitchiness, spite and malevolence of posh, upper class people. It has an extra relish, for some reason. 2) It points to a broader truth which is how very dated all the stories feel.

They’re set in the early to mid-1950s, still very much in the backwash of the war, waaaay before the doors were blown off conventional morality in the 1960s. My point being that several of the scenes only make sense in a milieu of upper-class gentility which has all but vanished today. For example, the eavesdropping on a young couple would surely, nowadays, need something salacious to make it really hit home, whereas for Dahl and his audience, the most shocking thing he could imagine was their being card cheats! Similarly, the society lady who is revealed in her underwear leads to scandal and murder in ‘Nunc Dimittis’ but would barely wake anybody up in the 1990s of paparazzi and Wonderbras, and we’re 30 years beyond even that now, into Naked Attraction and Love Island, a world of plastic surgery and male depilation.

The mating game

Amazing how the simple process of human beings seeking the perfect mate, pairing off, reproducing and then trying to put up with each other for the rest of our lives, is at the heart of so much fiction – as an evolutionary interpretation of literature would expect.

Mind you, having just written that down makes you realise how few of them are actually love stories  at all, in fact most of them are ‘out of love’ stories about the frictions and resentments of long-married couples – ‘Taste’, ‘A Dip in the Pool’, ‘Lamb to the Slaughter’, ‘My Lady Love, My Dove’, ‘Edward the Conqueror’, ‘Nunc Dimittis’.

And, oddly for a man who became really famous for his children’s stories, there are no children in any of them, apart from the distinctly unchildish ‘The Wish’. Although, despite the ostensible subjects often being cruel or macabre, there is something profoundly childish about the simple glee and vengefulness of many of them. They’re obviously not children’s stories and yet they’re not quite, totally, for adults either…


Credit

References are to the versions of the stories published in Roald Dahl: The Complete Short Stories Volume Two published by Penguin in 2013.

Related links

Roald Dahl reviews

Epicoene, or the Silent Woman by Ben Jonson (1609)

CLERIMONT: For God’s sake, let’s effect it: it will be an excellent comedy of affliction…

Epicoene is an older archaic spelling, nowadays we spell it ‘epicene’. Epicene means ‘having characteristics of both sexes or no characteristics of either sex; of indeterminate sex’. Intersex is, I think, the modern term.

Cast

Men

Morose: A gentleman that loves silence
Sir Dauphine Eugenie: A knight, Morose’s nephew
Ned Clerimont: A gentleman, Dauphine’s friend
Truewit: Dauphine’s other friend
Epicoene: A young gentlewoman, supposedly the silent woman
Sir John Daw: A knight, Epicoene’s servant
Sir Amorous la Foole: A knight
Thomas Otter: A land and sea captain
Cutbeard: A barber, also aids in tricking Morose
Mute: One of Morose’s servants

Women

Madame Haughty: one of the Ladies Collegiates
Madame Centaure: one of the Ladies Collegiates
Mistress Mavis: one of the Ladies Collegiates
Mistress Trusty: one of the Ladies Collegiates
Mistress Otter: The captain’s wife
Parson

Plot summary

Act 1

London. Morose is a wealthy old man with an obsessive hatred of noise, going as far as to live on a street too narrow for carts to enter. Morose is morbidly and comically averse to noise of any kind. He lives in a room with double walls and treble ceilings, the windows closed and caulked. It has a voicetube from his room to his servant, aptly named Mute. If they are in his presence, he insists he answers his questions by shaking their left or right legs. He turned away a serving man who came to the house because his new shoes squeaked!

With the miserly ill-will typical of a Jonson character, Morose plans to disinherit his nephew, Sir Dauphine Eugenie, partly because of them mean practical jokes Eugenie has carried out in the past, aided by his two buddies, Ned Clerimont and Truewit.

Dauphine concocts a plan with Cutbeard, Morose’s barber (itself a joke, since barbers were meant to be notoriously gabby), such that Cutbeard presents to Morose a prime candidate for marriage, a young and – here’s the point – very quiet woman to marry.

This main plot continues with Morose being introduced to Epicœne and testing her with questions to see whether she really is a silent woman. He tells her not to succumb to the temptations of the court and tells her about the virtues of silence. Under the assumption that his fiancée, Epicœne, is an exceptionally quiet woman, Morose excitedly plans their marriage. Unbeknownst to him, Dauphine has arranged the whole match for purposes of his own.

But there is a jungle of sub-plots which help to make this play unusually long. First there are two idiots – affected fops, Sir Jack Daw who thinks of himself as a clever intellectual who likes to drop Latin phrases into conversation, and Sir Amorous La Foole, a fop, who fancies himself as a great man-about-town and hosts grand parties. He’s holding a big feast tonight at the house of Captain Otter, a former sea captain and then supervisor of a bear-pit, whose wife is a relative of La Foole’s.

Second, we are told about a ‘college’ of strong-minded women, the so-called ‘Collegiates’ Lady Haughty, Lady Centaure, Mistress Dol Mavis:

an order between courtiers and country-madams, that live from their husbands; and give entertainment to all the wits, and braveries of the time, as they call them: cry down, or up, what they like or dislike in a brain or a fashion, with most masculine, or rather hermaphroditical authority; and every day gain to their college some new probationer.

These ladies, too, have been invited to La Foole’s big party.

Act 2

Truewit takes it upon himself to visit Morose a) upsetting him by blowing a horn, such as postmen use but b) with the main purpose of delivering an extended lecture on why women are awful and so Morose should not marry. Almost all of this is copied from Juvenal’s satire against women, and it genuinely terrifies Morose about the prospect of marriage. Truewit warns him he will be made so miserable by a wife that he wants to kill himself, and humorously leaves him a noose behind on his departure.

Jack Daw fancies himself as a poet and so Eugenie and Clerimont egg him on to show his ignorance by a) reciting one of his bad poems and b) giving his ignorant opinions about the famous poets of history, during which it becomes clear that he has a vast library but has never read a book, taking the names on the covers to be famous authors even when, in fact, they are the titles. So, an extended satire on would-be literary pretentiousness.

Truewit returns to his friends and proudly announces that he has put Morose off marrying, for life. Eugenie is devastated and only now reveals to his friend that they have been planning for months to marry him to Epicœne precisely because she will be an agent of Eugenie’s and get Morose to reinstate him as his heir.

Scene 5

Cutbeard presents Epicœne to Morose. Morose has come to suspect that Truewit was sent by Eugenie deliberately to put him off marrying – and that has made him more determined than ever to bed wed! Morose cross-questions Epicœne at length, with Epicœne only rarely answering and then very briefly and softly. Excellent! Just what Morose requires. Morose is so delighted he gives Cutbeard the freehold to the property he was renting.

Scene 6

Cutbeard reports back his success to Eugenie, Truewit and Clerimont, who are delighted. When he’s gone they take the mickey out of the barber’s fondness for Latin tags, they are surrounded by pretentious idiots. Truewit suggests the practical joke of redirecting all the guests heading for La Foole’s feast round to Morose’s to celebrate his wedding. The noise will drive him mad. They all agree it’s an excellent idea.Then they mock Tom Otter, who they rank alongside La Foole and Jack Daw as a fool. Otter has retired from the bear-baiting business to open a pub which he keeps stocked with tankards with animal heads. He is hen-pecked by his powerful wife.

Act 3

Act 3. Scene 1. Tom Otter’s pub

Otter is being nagged and harangued by his wife who ridicules everything about him. The wits – Eugenie, Clerimont and Truewit establish that she is preparing to host La Foole’s party. The wits persuade Jack Daw to divert the party-goers to Morose’s house. La Foole enters and they con him, telling him Daw was trying to spoil his party but La Foole can get his own back be deliberately relocating his party to Morose’s house – which he promptly agrees to do.

Act 3. Scene 4

Cut to Morose who has been married by a feeble Puritan preacher with a heavy cold. And now takes place the Comic Reversal of the play which is that… Epicœne, once wed, turns out to be a chatterbox and a shrew, and immediately falls to nagging her poor husband.

MOROSE: Oh immodesty! A manifest woman!

She immediately starts bossing him around, not just him the servants, too. When Mute comes in and starts making the silent bodily signals Morose has requested, Epicœne scolds him and tell him no longer to use such silly unnatural signing.

MOROSE: She is my regent already! I have married a Penthesilea, a Semiramis, sold my liberty to a distaff.

Truewit arrives and ironically congratulates Morose on sticking to his guns despite his (Truewit’s) advice. Morose curses the barber Cutbeard and he and Truewit engage in several pages of comic abuse and elaborately appropriate curses for a barber.

Act 3. Scene 6

Daw arrives with three of the leading Collegiates to Morose’s horror. The Collegiate ladies are impressed by Epicœne’s self-possession and decide to invite her into the college. They then set about berating Morose for the hole-in-the-wall way he’s got married and criticise him for not having costumes and music and masques and an epithalamium. Morose shrivels with misery.

Act 3. Scene 7

Clerimont arrives with musicians who all start playing at once. La Foole arrives with Mistress Otter and her servants carrying an elaborate wedding dinner. Obviously this is all to the mounting horror and disbelief of Morose, but there is additional comedy when Mistress Otter argues with some of the Collegiates about the order they should enter Morose’s house. Sisters etc. Then arrives Captain Otter, with some trumpeters and drummers. Morose’s misery is complete.

Act 4

Act 4. Scene 1 Morose’s house

Clerimont and Truewit laughingly describing the racket in the house. Dauphine enters and tells Truewit Morose has retired to the tallest attic in the house and wrapped his head in nightcaps. Truewit proceeds to give an extended description of ‘women’ i.e. how they need to be pursued, only pretend to be coy, sometimes must be taken by force. Enough to make a feminist explode. Truewit’s role, after all, is the lecturer, compared to his lighter friends, and he delivers a massive block of prose about how to chat up and insinuate yourself with all types of women. Off the back of this rodomontade we learn that Eugenie is taken with the Collegiates, all of them.

Act 4. Scene 2

Enter Daw, La Foole and Otter who has brought his tankards with the lids shaped into the heads of different animals. They’re already drunk and proceed to have a drinking game and get even drunker. The three wits decide to encourage drunk Otter to express what he really feels about his wife, and get her to come and eavesdrop. He is predictably rude about all wives, in fact gives a very funny description of how Mistress O is assembled from a host of false parts (hair, eyebrows, teeth) manufactured in all parts of London, which have to be laboriously assembled every morning. Overhearing, Mistress O is predictably furious and falls on, starts beating him, while the wits order the trumpets and drums to play and yell, ‘A battle, a battle.’ Presumably all wives and husbands in the audience were laughing with recognition or mock horror.

Morose appears with a huge sword and drives the musicians and Mistress Otter away and runs off shouting, Eugenie follows him, and Truewit and Clerimont are left laughing. But it is very typical of Jonson that their last comments are not charitable, but are spiteful.

TRUEWIT: His humour is as tedious at last, as it was ridiculous at first.

Earlier Truewit had commented on Jack Daw that:

TRUEWIT: A mere talking mole, hang him! no mushroom was ever so fresh.
A fellow so utterly nothing, as he knows not what he would be.

Truewit is excellent at being vicious about people behind their backs. He is the driving force of the play and his motivation is malice and spite.

Act 4. Scene 3

The Collegiate ladies instruct Epicœne. They tell her to exploit her husband mercilessly, to demand a carriage and servants. And then to encourage men to court her, at the theatre, at the Exchange. For taking lovers never hurt anyone. In other words, a stereotyped list of all the behaviours moralists blamed women for.

Act 4. Scene 4

Enter Morose telling Dauphine he would do anything, anything, to be free of all these guests, this racket and his wife. Dauphine positions himself as the One Man Who Can Fix It – with a view to being reinstated as the heir.

Morose is so beside himself that Epicœne then declares he is going insane or having a fit (Truewit lets us know that she is being paid to play a part and is devising inspired means of her own to torment Morose; he is genuinely impressed). This leads into a comic couple of pages where the half-wit men (La Foole, Daw, Otter, ‘a brace of baboons’, Truewit calls them) and the pretentious women outdo each other with absurd remedies for mental illness drawn from a selection of wildly inappropriate contemporary authors.

On and on they pile the agony, Epicœne saying she will read him from each of these authors, at length, every night. We learn that Epicœne talks in her sleep. And snores. Very loudly. Morose storms off followed by Dauphine. The others set about insulting Dauphine behind his back so Truewit instructs Epicœne to go in and praise him to the skies. Dauphine recognises that Truewit is driving the narrative. ‘You have many plots,’ he says.

Act 4. Scene 5

Truewit vows to do down the baboons who were so recently denigrating Dauphine to the ladies. Hide behind the arras he tells Clerimont and Dauphine and watch a master at work. Enter Jack Daw. Truewit persuades Daw that La Foole is after his blood. He hustles Daw into a side room and locks the door, and then loudly pretends as if La Foole had charged up with drawn sword ready to hack Daw to pieces. He begs Dauphine to drag La Foole away, waits a beat then opens the door to Daw who is now petrified and convinced La Foole will murder him. Much ironic humour for the audience as Truewit monstrously exaggerates how many weapons La Foole was carrying and makes Daw admit he’d gladly sacrifice an arm or a leg so long as he lives. Truewit locks him into the room again.

Clerimont asks if he can have a role in part two but Truewit says it requires tact and quick wits. As you might expect, La Foole now appears in the corridor and Truewit similarly persuades him that Daw is out for his blood. Terrified, cowardly La Foole lets himself be pushed into the other room of this corridor and Truewit pretends to be talking to Daw now, who he pretends is outside with a bomb! He shouts through the door to La Foole what terms he will accept. Anything anything, La Foole replies.

Now Clerimont and Dauphine come out of hiding between the arras. Clerimont has the bright idea of going to fetch the ladies, so they can see the climax of the comic drama Truewit has contrived, although Dauphine thinks this is going too far, thinks Truewit is in love with his own contrivances.

Truewit now invites Daw out of the room where he’s been hiding and says La Foole is prepared to let bygones be bygones after payment of a small forfeit. First Truewit teases him by saying La Foole wanted his upper lip and six teeth! Then just two front teeth. Then that he’d be content with five good hard kicks. Daw agrees and Truewit signals to Dauphine, who is heavily disguised, comes out of hiding and delivers five swift kicks. ‘Six’ says Daw, so Dauphine gives him one more then retires. Grateful for his escape, Daw hands over his sword and is locked back in his room.

Now Truewit gives La Foole the same treatment, tells him to come out and, to save his life, must submit to be blindfolded and beaten around the mouth. So once he’s blindfolded Dauphine sneaks in (pretending to be Daw) and beats him round the mouth. Truewit pretends to restrain him and eventually send him away. He unblindfolds La Foole and locks him in his room

Now – all this was because La Foole and Daw joined in a bit of drunken banter about Dauphine and insulted his reputation, saying he was poor and forced to run errands for a living. This extended farce seems both elaborate and cruel. Cruel judgement, disproportionate and harsh punishment, is a characteristic of Jonson’s comedies.

Act 4. Scene 6

The Collegiate ladies arrive onstage having witnessed part of the last scene which has successfully disgraced La Foole and Daw in their opinion, and hugely raised Dauphine. They all fancy him and itemise his attractions.

And now Truewit crowns his farce by calling the two ridiculed knights out of their hidey rooms – first he and Dauphine cautioning the ladies not to titter or give any sign that have seen the ridiculing. And so Daw and La Foole emerge from their rooms and greet each other with excessive politeness and bow and smile and everyone else on stage and in the audience knows what fools they are.

Act 4. Scene 7

Enter Morose, back from the courthouse where he tried to find a lawyer to divorce him but couldn’t they were all so busy shouting at each other. Truewit promises he’ll get him the best lawyer in town, and packs Morose off inside. Then asks Dauphine to run and fetch Otter and the barber Cutbeard from wherever they’ve gone. He will dress them up and transform them into a learned divine and an imposing lawyer. This will be the final humiliation for act 5.

Act 5

Act 5. Scene 1

A scene in which Clerimont eggs Daw and La Foole on to boat about their feats with women, by telling them their reputations go before them as ladykillers, the Collegiate ladies all talk about them… and then lets them both stutter and hand over to the other and try to avoid having to tell any specific anecdote, giving the strong impression they might both be virgins. Clerimont even asks if it’s true they’ve both enjoyed Epicœne’s favours and they mumblingly admit that, yes, it might be true.

Act 5. Scene 2

Dauphine really is a hit with the ladies. Here we see him walking with Lady Haughty who flatters him then tells him to come to her chamber tonight, bouncy bouncy, her maid will let him in, she gives him a jewel to wear for her sake.

She is closely followed by Lady Centaure who tells him not to trust Lady Haughty, that she is over 50 and paints her face, you should see her first thing in the morning! No, he should come and visit her, Lady Centaure, one evening… She is followed by Mavis (another of the Collegiates) who gives him an Italian poem to translate before flitting off. Enter Clerimont who congratulates him on his popularity with the women.

Also to tell him that the rest of the company have carried on getting Daw and La Foole so drunk and egging them on so much that they are both fiercely claiming to have slept with Epicœne, almost vowing to have done so today. Dauphine is delighted, as their comeuppance is inevitable.

Act 5. Scene 3

Enter Truewit, the malicious impresario of the play. As planned he has dressed up Cutbeard and Otter as a canon lawyer and a divine, respectively. Now we realise why it was made a notable feature of both characters that they had a penchant for Latin tags: now they can go made and quote all kinds of dog Latin each other, while Morose stands between them being driven mad by their incomprehensible jargon.

Act 5. Scene 4

The ladies enter and interrupt the lawyerly bickering. Epicœne asks whether anyone ever saw anything so shameful as a bridegroom on his wedding day employing two professionals to help him get divorced. The women suggest they beat or blanket Otter and Cutbeard out of the building. Truewit prompts Morose to come forward and throw himself on the mercy of the women, abjectly apologise and reveal that he is, in fact, impotent!

The ladies all gasp in horror, but then insist he is inspected by a doctor; or why not by them (asks Mistress Otter) and Morose is reeling from this suggestion, when Epicœne caps it by saying she forgives him and will take him anyway.

At this point, there is yet another torment, namely Clerimont bringing forward Daw and La Foole who, if you remember, had been drunkenly banteringly persuaded to confess that they had slept with Epicœne. Reassured that Morose actually wants them to say this, they both agree, that yes, they have had Epicœne as their mistress. This crushes Morose right into the dirt.

MOROSE: O my heart! wilt thou break? wilt thou break? this is worst of all worst worsts that hell could have devised! Marry a whore, and so much noise!

Now at his lowest point, his nephew Dauphine steps forward and offers to save him. He tells Morose that he well knows that he, Dauphine, has repeatedly asked to be given £500 a year out of Morose’s annual income of £1,500 and the full amount upon Morose’s death. Now he gives him a document to sign to that effect. Morose signs it, all the company witness it – at which Dauphine steps forward and takes off Epicœne’s wig.

Epicœne is a boy! Dauphine has been planning the con, and paying Epicœne to act a woman, for 6 months. Now he dismisses Morose who shuffles back into his house without a word. He takes off Cutbeard and Otter’s disguises, telling the former he can keep his property and the latter that he will be reconciled with his wife.

A boy! Epicœne is a boy! Truewit congratulates Dauphine who has, for once, outwitted even him (Truewit). Truewit points out that the fact Epicœne is a boy makes a mockery of Daw and La Foole’s claims to have slept with her, but not with gentle ribaldry, with the savage cruelty which is so characteristic of Jonson:

Away, you common moths of these, and all ladies’ honours. Go, travel to make legs and faces, and come home with some new matter to be laugh’d at: you deserve to live in an air as corrupted as that wherewith you feed rumour.

He tells the Collegiate ladies to take care of such wretched braggarts in future, then steps forward and briskly asks the audience to clap if they liked the play, now that Morose has gone into his house he will not be disturbed.

Comedy of affliction

CLERIMONT: For God’s sake, let’s effect it: it will be an excellent comedy of affliction…

It’s hard to think of this as anything other than bullying. In the main plot the entire cast bands together to bully and humiliate and vex Morose. In the big farce sub-plot in act 4, Truewit contrives the extended humiliation and shaming of Jack Daw and La Foole. The plot amounts to as much humiliation, shaming and vexation as can be fitted into three hours.

Morose repeatedly begs for mercy:

MOROSE: Alas, do not rub those wounds, master Truewit, to blood again: ’twas my negligence. Add not affliction to affliction.

Pleas which are completely ignored and, indeed, mocked. When Morose trusts anyone, they deceive him, especially the self-appointed impresario of his torments, Truewit.

MOR: Do your pleasure with me gentlemen; I believe in you: and that deserves no delusion.
TRUEWIT: You shall find none, sir [Morose exits]… but heap’d, heap’d plenty of vexation.

Behind their backs Truewit is scathing. I found his character far more despicable than Morose’s. In fact what is wrong with wanting a quiet life? Whereas reducing a fellow human being to tears of despair doesn’t strike me as being a particularly admirable achievement.

MOROSE: O, my torment, my torment!

Themes

Quite clearly the play’s two main themes are gender and speech. They both seem pretty straightforward. As to gender, the three wits – Truewit, Clerimont and Dauphine – unman and humiliate all the other male characters, most notably Morose (who is forced to admit he is not a ‘real’ man at the play’s climax, then is dismissed) Daw and La Foole (who are subjected to the extended kicking and punching ordeal before being revealed as monstrous liars regarding sleeping the Epicene). Otter and Cutbeard are used to bring out the sham knowledge and empty argot of doctors and lawyers.

And ‘women’ as a gender come in for sustained and vitriolic criticism from Truewit on numerous occasions, besides being portrayed as manipulating exploiters of men who pretend to a noble sisterhood, while in fact secretly scheming and undermining each other (the Collegiate ladies) or straight-out nags and shrews (Mistress Otter).

As to language, clearly the entire play is built on the destruction of Morose’s wish for silence, and celebrates the triumph of cacophony, itself made up of countless different styles and rhetorics, from Mistress Otter’s nagging, to Truewit’s reversioning of Roman satire, to Otter and Cutbeard’s preposterous pretence of Latin learning as the fake doctor and divine. There’s the fake sisterhood of the Collegiate women and the pretended literary knowledge of Jack Daw and La Foole. The closer you look at it, the more you realise the play represents a kind of riot of rhetorics.

The more the play’s charivari of gulls and manipulators babbled on, the more I sympathised for Morose’s forlorn wish for them all just to shut up and go away.

Historic position

Apparently, Epicoene was the first play to be performed when the London theatres re-opened after the restoration of Charles II. He returned to England in May 1660 and as quickly as the next month some of the theatres had re-opened and Epicoene was being staged.

R.V. Holdsworth, in the introduction to the Mermaid edition of the play, speculates that this may have been because the play features many characteristics which appealed to the audience of the time and went on to influence or be reflected in many Restoration comedies, namely: it’s concern with upper-class manners and morals, the centrality of a mock marriage, the cynical libels on both sexes, the fundamental motive of the play – which is a young man extracting money from an old relative – and its colourful parade of wits, fops and middle-aged grotesques.

To my astonishment, John Dryden in his Essay of Dramatic Poesy (1668) considered the construction of Epicoene ‘the greatest and most noble of any pure unmixed comedy in any language.’ Really? Rather than any of Shakespeare’s comedies? This surprising opinion is an indicator of the height and influence of Jonson’s reputation for generations after his death.

Boys

It beggars belief that the play was written to be performed by boys, specifically the Children of Her Majesty’s Revels. It is packed out with bawdy double entendres and sexual references, not least Daw and La Foole’s boasting about their sexual escapades, all the Collegiate women making sexual appointments with Dauphine, Morose shouting that he is impotent – every page is (according to the notes) packed with sexual innuendo. And all performed by children!

The Wikipedia article on boy players says the actors were generally aged 8 to 12, chosen because they hadn’t yet hit puberty or their voices broken! I wonder if anyone in the modern era has tried to restage any of these plays a) entirely played by boys b) with a cast of 8 to 12 year olds? What would be the aesthetic, psychological, comedic impact of watching a lot of 8 to 12 year old boys spending three hours speaking a sustained barrage of sexual innuendo?


Related links

Elizabethan and Jacobean reviews

An Outline of Psychoanalysis by Sigmund Freud (1940)

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other concepts have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his assumption of Western superiority over ‘primitive’ peoples, and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions over into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

Background

Freud was allowed to leave Austria by the newly installed Nazi authorities in early June 1938. The unfinished manuscript of ‘An Outline of Psychoanalysis’ bears the date July 1938, so scholars think that he began to write it either while waiting for permission to leave Austria or soon after his arrival in England. By early September he had written 63 sheets of notepaper but broke off to undergo a serious operation for the spreading cancer of his jaw and he never resumed work on it.

The manuscript was discovered among his papers after his death in September 1939. The editors of the Pelican Freud Library point out that although it might be unfinished, it is not incomplete. The final chapter is shorter than the others but appears to complete the prospectus laid out in the preface.

Almost all Freud’s previous works (for example, the Introductory and New Introductory Lectures) were aimed at the general public. The Outline, the editors explain, is not. It is more like a refresher course for established students of psychoanalysis with the result that the style is clipped and many matters alluded to only briefly, on the assumption that the reader is already familiar with sometimes quite detailed aspects of the theory.

The work is in three parts. Part one describes the structure of the mind, its division into id, ego and superego, and the pressure of the external world. It lays out the nature of the two great categories of primal drive – the sexual urge to procreate (Eros) and the organism’s wish to cease stimuli and excitation (the death drive or Thanatos).

In part two, Freud discusses the technique of psychoanalysis, what its aims are, how it works.

In part three, Freud (briefly) situates psychoanalysis within the broader realms of philosophy and psychology, before recapping the theory.

Preface

The teachings of psychoanalysis are based on an incalculable number of observations and experiences and only someone who has repeated these observations on himself and on others is in a position to arrive at a judgement of his own upon it.

Part 1. The mind and its workings

Chapter 1. The psychical apparatus

The oldest part of the psyche is the id. It contains everything inherited at birth, which means the instincts. The id develops an outer layer to mediate with the external world, the ego. The ego has the task of self-preservation. As regards external events it does this:

  • by storing up stimuli in the memory
  • by avoiding excessively strong stimuli (through flight)
  • dealing with moderate stimuli (through adaptation)
  • learning to bring about change in the external world to its own advantage (activity)

As regards the internal world the ego performs its task of self-preservation by gaining mastery of the instincts, deciding which ones will gain satisfaction and when, or vetoing them altogether.

It is guided in these decisions by tensions caused by (internal and external) stimuli: raised tension is experienced as unpleasure, lowered tension is experienced as pleasure. The ego strives after pleasure and to avoid displeasure. A foreseeable increase in unpleasure leads to anxiety. From time to time the ego retires from its job of mediation into sleep, which appears to be necessary to rest the body and brain.

The long period of human childhood leaves behind a precipitate of parental strictures, the superego. The ego has to satisfy the demands of 1) the superego, 2) the id and 3) external reality. The superego is formed not only from the strictures of the specific parents but from the family, national and racial demands, as well as the demands of the immediate social milieu; and then, along the way, incorporates material from teachers and other authority figures.

The id is the forces of nature, of heredity; the superego, the broad forces of culture and environment; the ego is formed as a result of the accidental experiences of the individual.

Chapter 2. The theory of the instincts

The general theory of instincts is not well understood. Insofar as instincts replace each other and displace energy onto each other there may be thousands of instincts. To be simple, psychoanalysis discriminates two basic instincts, Eros and the destructive instinct, elsewhere referred to as Thanatos. (Contrasting instincts of self-preservation and preservation of the species, between ego-love and object-love, fall within the realm of Eros).

Eros sets out to bind things together and preserve them; Thanatos seeks to tear things apart and destroy them. Thanatos tends ultimately to an inorganic state, hence it is also known as the Death Drive.

The two instincts can combine or oppose. Thus eating is an act of killing something for our satisfaction; sex incorporates aggression with reproduction. A surplus of the destructive instinct turns the lover into Jack the Ripper; a deficit, into a peeping Tom.

The two instincts exist alongside each other in the childish ego-id. The death instinct is easily detected when directed outwards in aggression; when the superego is constructed, the death instinct is attached to it and can operate self-destructively against the organism itself. Holding back aggressiveness can be just as detrimental as restraining sexual desire.

The libido is detectable in the primary infant state of pure narcissism when the ego takes itself as object. As the child develops it projects libido onto external objects. Throughout life the ego remains the reservoir of the libido from which libido is sent out to cathect (or charge) objects and to which it returns. Only when the subject is completely in love is the majority of the libido cathected onto the object which takes the place of the ego.

The nature of the libido has been deduced from its behaviour in the form of the sex instinct. This aspect of the libido develops out of the contributions of a succession of component instincts which are variously attached to different erotogenic zones.

Chapter 3. The development of the sexual function

The traditional view has it that human sexual life consists in bringing your genitals into contact with the genitals of someone of the opposite sex, with accompanying phenomena such as like kissing and touching. This activity is supposed to start at puberty. How does the traditional view then deal with the fact that:

a) some people are attracted to people of their own sex with similar genitals?
b) some people seek sexual satisfaction but ignore the genitals or other people altogether (called ‘perverts’)?
c) some children take an early interest in their own genitals (called ‘degenerate’)?

In contrast to the evident failure of the traditional theory, psychoanalysis has discovered that:

a) sexual life doesn’t begin at puberty but soon after birth
b) it is necessary to distinguish between sexuality and genitality, the former vastly outcompassing the latter
c) sexual pleasure can be obtained from many zones of the body and that these often only imperfectly overlap with the organs of reproduction

Childhood sexuality develops to a peak in the fifth year and thereafter falls into a lull during which much is forgotten: the latency period.

The onset of sexuality in man is therefore diphasic, first occurring in infancy, falling into latency, and re-efflorescing in puberty. The latency period seems to play a vital role in the process of acculturation unique to man, the passing on of traditional wisdom and knowledge to the next generation.

The first stage of childish development is the oral phase of suckling; the continuation of sucking after the baby is fed is evidence of the separation of pleasure-seeking and physiological need. This – the separation of strict physical need from the enjoyment of physical pleasure – is the justification for describing the baby as ‘sexual’.

Elements of sadism are present in the baby biting the nipple. This sadism is expanded in the next stage, the anal-sadistic phase, where biting and defecation become sources of pleasure.

Finally comes the phallic period when the child detaches sexual pleasure from bodily functions altogether and associates it with playing with its penis or clitoris. The little boy playing with his penis obscurely associates this pleasure with his mother; he wants to be the sole object of its mother’s attention and to do away with the father who keeps taking her away. This is the Oedipus Complex. The little girl, as and when she comes to see or hear about a boy’s genitalia, perceives the absence of a penis as a loss and conceives penis envy. The childish turning away from sexuality which this produces in women often lasts a lifetime.

These developmental phases do not develop in a simple pattern but overlap, often becoming fixated at particular levels. With the onset of puberty these earlier patterns return to influence sexual behaviour. Some early pleasures become focussed on traditional genital activity; some remain in residue as types of foreplay; some become the object of perverted sexual practice; some are repressed, or employed by the ego in forming character traits, and the energy of still others are sublimated into higher and socially acceptable cultural activity.

These discoveries mean that:

a) the phenomenology of the subject has to be examined from a dynamic or economic point of view
b) the aetiology of later mental illness is to be found in the patient’s early life

Chapter 4. Psychical qualities

What is the psyche? Behaviourism says there isn’t one, that we observe and quantify each other like machines.

Traditional psychology says there is a psyche and that it is synonymous with consciousness. Consciousness is hard to define but we all know what we mean by it. A psychology which confines itself to consciousness studies the difference between perceptions, feelings, thought-processes and wishes. But it is clear to self-reflection that these processes are not as continual, as transparent or sequential as earlier philosophers, for example John Locke, thought.

What are we to make of the gaps, the blanks, the dysjunctions in attempts to describe our mental life which trouble the ‘continuous consciousness’ model of the old view?

Psychoanalysis shifts the whole playing field by saying that the overwhelming bulk of psychic life is unconscious. It cannot be known (as the workings of chemistry or physics in the brain cannot be experienced) but its activity can be deduced and general laws governing its behaviour worked out by observation.

Some things out of consciousness become conscious easily; they originate in the pre-conscious, a kind of ante-chamber to consciousness and can be readily accessed. But the lion’s share of mental activity is unconscious and therefore can only ever be inferred or deduced from other evidence

Preconscious material makes its way into our conscious mind with little effort, but unconscious material can only be reclaimed for consciousness by a great effort. One is aware of resistance to its extraction. Sometimes unconscious material forces its way into consciousness and dominates it – as in psychotic illness. Sometimes preconscious material can be subject to repression and become inaccessible – as when we lose our memory.

Animals may well function with just an ego-unconscious. In men this happy state is complicated by the existence of speech which links perceptions to mnemic images and residues of perception, or memory. We don’t operate in a permanent present; we accumulate a huge weight of experiences.

In human beings, since the invention of language, internal events, thanks to being verbalised, can acquire a kind of reality which rivals outer perceptions. To test which is coming from where the ego develops methods for reality-testing. Errors which easily arise due to the new situation – where we mistake internal psychic experiences for ‘reality’ – are called hallucinations or dreams.

The inside of the ego is largely preconscious, with a thin layer of consciousness monitoring outside perceptions and an inner stream of consciousness. The id is entirely unconscious. What the nature of the physical processes are which make the biochemical changes which the mind is capable of perceiving remain a mystery.

Chapter 5. Dream interpretation as an illustration

A model mind is one in which the frontiers of the ego are safeguarded from the encroachments of the id by effective repression, and in which the superego and the ego work together as one. To find out how these forces work together we should see them malfunctioning and an easy way to begin is with dreams.

Everyone dreams. In dreams our experiences are hallucinatory, surreal, bizarre, nonsensical – everything we believe the unconscious to be. Dream interpretation distinguishes between the manifest content, what we remember of the dream upon waking, and the latent content, the real message of the dreams.

In a dram unconscious material has forced its way past the slumbering defences of repression into the preconscious; here it is scrambled by the Censor in such a way as not to disturb the sleep which the human organism requires. In other words, dreams enable refreshing sleep to occur because, although we are more vulnerable to raids from the unconscious, the censor steps in to distort the latent content of the impulse.

Dreams can originate from either suppressed wishes deep in the unconscious or from preconscious traces of the day’s activities to which deeper unconscious urges attach themselves.

Evidence that dreams are indeed the irruption of the repressed are:

a) dreams contain a high degree of material forgotten or inaccessible to waking consciousness
b) dreams partake of linguistic symbols derived from earlier stages in the subject’s development
c) dreams often repeat scenes from childhood which are repressed in waking life
d) dreams incorporate memories not accessible to the individual, possibly memories from the origins of the race

But Freud has called dream interpretation ‘the royal road to the unconscious’ because dreams make accessible to us the bizarre laws to which unconscious life is subject. These include processes of distortion called condensation and displacement.

The deduction from dreams is that the unconscious is desirous of expending its energy regardless of object. The dream is the guardian of sleep because it fulfils this rude instinct, this pressing unconscious wish, in the shape of a fantasy.

Anxiety dreams, which seem to disprove the thesis that dreams are fulfilments of wishes, happen when the instinct overpowers the Censor and is threatening to storm the ego in the full ugliness of its naked lust. The only option open to the ego is to wake up, switch defences up to full, and stuff the repressed material back into oblivion – but at the cost of an all too palpable effort (sweats, adrenalin, anxiety etc).

Part 2. The practical task

Chapter 6. The technique of psychoanalysis

A dream, then, is a psychosis which remains under our control. By contrast other mental illnesses are less controllable. They may come about when the urgings of the id unbalance the ego, or when the superego makes impossible demands, or when both gang up on the poor ego.

In analysis the analyst comes to the ego’s aid with a promise to reinforce his mechanism of defence in return for the subject giving us the complete honesty and candour we need to examine the unconscious. [N.B. it is this bolstering of defences which was pursued in the work of ego psychology developed by Freud’s daughter, Anna Freud].

Psychotics who have completely abandoned contact with reality are beyond the terms of this pact and cannot be treated by psychoanalysis. But there is another class of psychiatric patient who still has enough contact with reality to undertake the pact required to carry out therapy – ‘the vast number of people suffering severely from neuroses.’

The therapeutic pact If the neurotic gives us his full story in full candour we will help rebuild his ego. Sounds like the role of the master-confessor from the olden days of religion? Yes, except for the all-important distinction that a psychoanalyst can learn from the patient what he does not know himself, which Christian confession can never do.

In order to do this the psychoanalyst must extract everything whatever that comes to the patient’s mind, no matter how trivial. It is from this material that the analyst deduces the unconscious urges which are dominating the patient.

But the analyst will meet resistance. And after resistance, transference. The patient will begin to project onto the analyst all the feelings evoked by their memories of childhood, for example, the ambivalent love-hate feelings which every child projects onto its first authority figure, the Father.

Transference has the advantage that the analyst can then act with the authority of the father and the patient may make great efforts to please Daddy. Plus, the analyst has the advantage of seeing a key period from the patient’s life acted out in front of them rather than inconclusively reported by a confused patient.

Unfortunately, transference has a negative side as the repressed anger and defiance of the patient, also, can be projected onto the analyst. Worse, the repressed erotic wish for the parent of the opposite sex can emerge in the shape of the patient falling in love with the analyst.

If the patient thinks these are real experiences, it’s tricky; the analyst has to disabuse them and make them see that these are just repetitions of childhood feelings. Once transference is acknowledged, the patient can begin the process of rebuilding, of broadening the area of control of, the ego.

The second part of the cure is the overcoming of resistances. The ego, threatened from within and without, expends a lot of energy clinging to certain anti-cathexes, resistances to repressed material. It is the job of analysis to embolden the ego, to give it the power to regain mastery over its whole domain and not to feel threatened and embattled (anxious, hysterical, neurotic or obsessive).

As resistances to the expression of forbidden material are overcome, welcome mental energy is liberated for the ego to redeploy across its kingdom. When the analysis has progressed this far, two factors now become evident. The first is Guilt, which is the shape taken by resistance in the superego, which expends energy punishing the ego. The superego insists that:

The patient must not become well but must remain ill because they deserve no better.

The analyst has to make the unreasonableness of this self-punishment clear to the patient. The second factor is a complete takeover of the ego by the will to destruction, the death wish, which often leads to suicide.

Chapter 7. An example of psychoanalytic work

One fundamental discovery of psychoanalysis has been that neurotics have the same pathology as normal people, they have the same innate disposition as normal people, the same experiences, the same problems to solve. They are simply people who find this framework of requirements too much, resulting in misery, anxiety, symptoms.

On closer investigation, it appears that almost all these neuroses have their origin in childhood. Hardly surprising when you consider the primal power of the id and the vulnerability of the still-developing ego, feeble, immature and incapable of resistance.

The ego copes with excess stimuli from the external world with flight; with excess stimuli from the internal world with repression, attempts at mental flight, denial and rejection. It later turns out that these have been paid for at the cost of full development, and that the libidinal energy devoted to holding these instincts back, permanently cripples and disables the ego; stunts its proper development.

Why has evolution permitted such an apparently costly mechanism to afflict the young animal? Because it’s a small price to pay compared to the epic task which the ego has to achieve in its first five years:

In the space of a few years the little primitive creature must turn into a civilized human being; he must pass through an immensely long stretch of human cultural development in an almost uncannily abbreviated form. This is made possible by hereditary disposition; but it can never be achieved without the additional help of upbringing, of parental influence which, as a precursor to the superego, restricts the ego’s activities by prohibitions and punishments and encourages the setting-up of repressions.

Thus, the influence of civilisation is among the determinants of neurosis. It is easy for a barbarian to be happy – he gives way to all his basest desires, represses nothing and so has no neuroses. For a civilised man it is a long strenuous journey, with many pitfalls.

The central role of sexuality in this developmental journey has been proved by psychoanalysis time after time:

The symptoms of neuroses are either a substitutive satisfaction of some sexual urge or measures to prevent such a satisfaction; usually some kind of compromise between the two.

Why should this be so surprising? The one essential role of every organism is to reproduce; preparation for reproduction is crucial; and yet in the rise of civilisation no instinct is more thoroughly repressed than sexuality. Given such strong opposing forces why be surprised that so many people fall victim in one way or another to illness caused by the repression of their innermost desires?

Central to the child’s experience is the Oedipus Complex. Freud approaches it via a developmental history of the child.

The child’s first erotic experience is sucking at the breast, the primary model of gratification (‘Love and hunger meet at a woman’s breast’, The Interpretation of Dreams, page 295). Initially breast and baby are one polymorphously perverse substance.

Soon the breast is differentiated and becomes cathected (i.e. charged) with conflicting feelings of love and hate (tiny aggression is shown by biting the nipple) in the oral phase. Soon the breast forms itself into the whole of the mother who pampers and plays with the child, prompting a galaxy of feelings, gratifications and frustrations, pleasures and rages.

Thus the mother is the first seducer, the prototype of all later love-relations.

At three and four, in the phallic stage, the baby boy is aware of the pleasure given by playing with his penis and shows it off proudly to his mother. He associates this pleasure with her and wants to possess her, according to the prompting of obscure feelings. If the child shares the Mother’s bed and then Daddy comes home and he is returned to his cot, the feelings of little Oedipus can be imagined. Rage and hatred and lust and desire seethe in the toddler mind. Eventually the mother or father tell little Johnny to stop playing with himself or being so stubborn or bad tempered and all these injunctions are accompanied by the explicit or implicit threat to deprive the boy of the source of his greatest pride and pleasure, his penis.

This is the castration complex and is the most terrifying experience of a small boy’s life. It echoes down the ages in the Greek myths where successive gods castrate their father, and in the age-old practice of circumcision by which pubescent boys submit to authority, in both Judaism and Islam.

In response to this terrifying fear the child suppresses its masturbatory activities and sublimates them into fantasies. It fosters resentment, defiance and fear of the father and practices a total renunciation of the mother or slavish identification with her, in order to be spared by the Father.

It is precisely because this ‘nuclear complex’ paves the way for so many strategies of defence that psychoanalysis calls it the founding moment in the development of human character. All these seething feelings are repressed in childhood, go underground during the latent phase. But then they return in new guises at puberty that explosive period of sexual and egoistic efflorescence, with the arrival of full-blown sexual awareness. The revival of repressed material with the onset of puberty plays a large role in determining character.

On this model girls are born inferior. Their lack of a penis leads to penis envy. Their attempts at masturbation are failures, hence a general turning away from sexual life in girls and women.

They may try to introject the masculinity they lack and become lesbians. They may turn to hatred of the mother who brought them into the world without a penis and so turn their love toward the father. In this narrative the girl’s attempt to be like their father and to incorporate his penis-authority is finally sublimated into the wish to take the mother’s place, to bear Daddy a baby. Once formulated, this wish may, like the boy’s forbidden fantasies, be repressed into the unconscious but, with the onset of puberty, the wish is revived but directed outwards, so that the young woman goes off to attach herself to the first suitable male who reminds her of Daddy.

Part 3. The theoretical yield

Chapter 8. The psychical apparatus and the external world

Ultimate reality is itself unknowable. All we can know is reality as mediated by our sense perceptions and ‘known’ as it is perceived by our organ of knowledge, the mind.

Thus, in describing the workings of the mind most psychology, and most ordinary people, have to work with concepts which are largely metaphorical, concepts like height, depth, width or more advanced concepts like time, like cause and effect, which have no physical, tangible ‘reality’. We have imposed them on ‘reality’ because they provide us with a working model, a way of getting on with the real world.

Psychoanalysis is no different. It invokes metaphorical concepts like the unconscious, the repressed, the libido and so on. We can never know exactly what these things ‘are’. Possibly, we will one day be able to correlate them to specific physical, biochemical changes in the brain. In the meantime we use them because they provide a workable explanation of the many other phenomena we observe in the mind.

To recapitulate: the id is the realm of unconscious drives; it is ruled by two broad instincts 1) the desire to fulfil every instinctual wish 2) the equal and opposite drive to reduce tension. Ultimately, the second wish is pushing for the cessation of all tension and stimuli (‘Nirvana’). The two broad streams of instincts are assigned to two broad categories: the desire for pleasure, of which sexual pleasure is a subset, fall under the heading of Eros; and the wishes for all stimuli to cease fall under the death instinct.

Mediating between the id and external reality is the ego. The ego attempts to control the instincts of the id such that they can be fulfilled at the most propitious moments in the external world. Sometimes desires which threaten the ego’s function have to be entirely repressed and the ego has to expend energy doing this. The id is driven exclusively by desire for pleasure, the Pleasure Principle, while the ego is driven by a desire for safety, the Reality Principle.

Most of the ego is preconscious. Occasional strands of association, images and verbal residues, drift across the part of the psyche which is capable of self-reflection, often puzzling or even bewildering us.

The ego develops and separates itself off from the primal id at a price. Its autonomy is always contingent and subject to disruptive incursions from ‘below’, from the unconscious, and to a constant stream of punitive demands from ‘above’, from the superego. And the ego is constantly under attack from the terrifying forces of external reality.

No wonder the ego often cracks under the strain and has a ‘breakdown’. It is at this stage that psychoanalysis sets out to trace the fissures, the cracks of the breakdown, back to their earliest origins in childhood. And, once the repressed material has been dragged into the light of consciousness, the patient can acknowledge the long buried childhood experiences which are at the root of the problem and begin rebuilding new, better ego defences with which to face the world.

Chapter 9. The external world

Guilt is the punitive action of the superego upon the ego. The superego is the concentrate of injunctions laid upon us by our first objects, the parents. Thus the psyche has three parts:

  1. the deep inner world – the id
  2. a special part of the outside world introjected or brought inside – the superego
  3. a bit that mediates between outer and inner – the ego

The superego is the heir to the Oedipus Complex. Its intensity has nothing to do with the actual strictness of the real-life parents, but is a function of the intensity of the Oedipal feelings which the child had to repress.

It is a dim perception of this sense of a planting-from-outside which has led theologians to account for conscience as being implanted in us by a higher cause, God.

The superego is initially based on the residue of the Oedipus Complex, but attracts to itself all the teachings of the parents, of teachers and authority figures, general social morality and the accumulated wisdom of the past…

[Here the manuscript breaks off in mid-sentence. The editors of the Pelican edition end the text with ellipses…Quite poignant.]

Comment

This is Freud’s most concentrated theoretical exposition of psychoanalysis, rich in new insights and cross-connections and very persuasive, especially where he gives a bit of wider context, mentioning (albeit briefly) psychoanalysis’s position vis-a-vis philosophy and other psychological theories i.e. it goes deeper than both, far, far deeper.

The passage describing the actual process of psychotherapy is the clearest, most persuasive summary of how the analytic therapy works which I have read.

Possibly it is so effective because he largely eschews the florid metaphors he is so prone to in the rest of his work (analysis as archaeology etc) and also because he doesn’t waste time going off on one of his rants against religion or into a long digression on a literary text (Gradiva, Hamlet etc).

Instead, he bases the theory on the basis of a materialist, biological interpretation of the human organism and human mind,  stopping to consider what the evolutionary reason or advantage for this or that mental strategy might be – and this gives it more scientific weight and authority than almost anything else I’ve read by him.

If you were going to read one work by Freud, maybe this is the one; it’s barely 70 pages long in the Pelican Freud Library paperback.


Credit

The history of the translation of Freud’s many works into English forms a complicated subject in its own right. ‘An Outline of Psychoanalysis’ was first translated into English by James Strachey in 1964 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. My quotes are from the version included in volume 15 of the Pelican Freud Library, published in the 1986.

More Freud reviews

Civilisation and Its Discontents by Sigmund Freud (1930)

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other ideas have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his occasional slurs against gays, lesbian or bisexuals and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

Civilisation and Its Discontents might more accurately be titled Why Civilisation Makes Us Unhappy. Freud suggests that civilisation is built on the renunciation of sexual and aggressive drives but that, although this benefits wider society, it often comes at the expense of anxiety and guilt i.e. mental illness, for us as individuals.

Many of the articles and books I’ve read about Freud claim that this was his single most influential book.

Civilisation and Its Discontents is a good example of Freud’s lifelong interest in the Big Questions of society – religion, morality, art and so on. His attempts at explaining the origins of society in Totem and Taboo (1914) and Moses and Monotheism (1939) were heavily criticised at the time and have been generally discredited since. His attack on Christianity in The Future of an Illusion (1927) doesn’t address (or invent) historical events in the same way as Totem and Moses does and so hasn’t dated so badly. It’s more an analysis of the psychological underpinnings of organised religion and so retains some force – although it has been superseded by thousands of later writers, commentators, utopians and revolutionaries, also seeking to abolish religious belief, so it’s just one polemic in a very crowded field.

By comparison with those other books, Civilisation and Its Discontents (although it kicks off with yet another dig at religious belief) is built on stronger foundations. Its central thesis that repression of our baser instincts is simultaneously the basis of a ‘civilised’ society and the source of many problems and mental illnesses suffered by its civilised citizens. This is an intuitively plausible argument which the passage of time has done nothing to discredit, which is why many critics reckon it might have been Freud’s single most influential book: its message that modern society makes us ill probably reached a far wider audience than any of his more theoretical or therapeutic works.

1.

Freud opens with a reference to his essay The Future of an Illusion, his most sustained, full-frontal attack on the psychological bases of religious belief. Freud replies to a critic who had written to say that Future failed to take into account genuinely spiritual feelings, in particular the ‘oceanic feeling’ of which the religious speak (as did Freud’s renegade follower, C.G. Jung).

Freud explains that this feeling is a relic, left after the realistic ego grew up, of a person’s infantile narcissism and sense of oneness with the world. For Freud religious belief begins in the infant’s sense of helplessness and need for parental protection, a feeling which is reborn and accentuated in the adult by their nervous awareness of the countless risks and dangers of human existence.

2.

Life is cruel. Human beings, endowed with memory to remember the past and reason enough to foresee the disasters of the future, need protection from both. There are three ways of escaping reality:

  1. Defence mechanisms, such as religion.
  2. Substitute satisfactions and sublimations of hopes and fears – Art.
  3. Intoxicants to extinguish consciousness.

What is the purpose of life? Well, who knows. But when you examine the way people actually behave – and not what they say – it is clear that most people live life in the pursuit of happiness. This happiness is threatened by three things:

  1. The decay and dissolution of the body.
  2. The destructiveness of the outside world.
  3. Our difficult relations with other people.

So how can we escape this dreadful predicament?

  • hedonism? (full of risks and danger)
  • art? (limited to the percipient few)
  • intoxicants? (ultimately self-destructive)
  • Eastern quietism? (brings only mild contentment, not happiness)
  • hermetic isolation? (you go mad)
  • delusions and mental illness? (as in psychotics and paranoiacs)
  • mass delusions? (for example, religion)
  • love, which may be the source of our greatest gratifications? (but oh how exposed and vulnerable we are to its sudden withdrawal)
  • the enjoyment of beauty? (fickle and easily destroyed)

There are maybe three psychological types, who will each tackle these problems differently:

  1. The Erotic Man who wants love and sexual satisfaction.
  2. The Narcissist who tries to take control of the world in his own mental pleasures.
  3. The Man of Action who seeks to change the world.

But there is one complete worldview which seeks to tackle all of these threats to our wellbeing – Religion. Religion tackles the vulnerability of human beings by:

  • depressing the value of life in this world
  • drawing its followers into an unreal view of the world, similar to mass delusion
  • fixing them in psychical infantilism

3.

So, it’s 1930. We are all discontented with civilisation. Why? Because in rising to a civilised level we have been forced to renounce many instinctual pleasures. A glance at many primitive peoples, for example, Australian aborigines, seems to show a people at one with life. By contrast, psychoanalysis has shown the terrible price in neurosis and nervous disease paid by ‘civilised’ people for the benefits of civilisation. A general disappointment with the early promises to improve life made by science and technology hasn’t improved things. So what are the salient features of this civilisation we are so unhappy with?

  • technology and the exploitation of nature
  • the creation of order and beauty
  • higher mental achievements, for example, religion, art and science
  • the ordering of human affairs via Justice and the Law

On the level of the individual citizen, civilisation is a process which results in:

  • character-formation
  • the sublimation of the instincts into ‘higher’ cultural achievements
  • the renunciation of instinct

4.

The development of civilisation is like the growth of an individual. Savage men are driven to compete for a wife/sex object. One strong man comes to rule the horde. Then the sons rise up and kill the Father. Genital love is the motor in the formation of the Family. Aim-inhibited love leads to friendship and camaraderies, useful for uniting the group and forming bonds between them. Once set on this path, Man is moved to sublimate his basic sex-drive into more complicated psychic and social structures. As society is built up it exerts tighter control on the individual’s potentially anarchic sexuality, corralling it and narrowing it down to focus on heterosexual pairing. Even that restricted arena of expression mustn’t come about before a rigorous series of rituals have been carried out.

So much for libido and sex drive. Are there other reasons for the unhappiness created by civilisation?

5.

Yes. Human beings are violent. The Biblical injunction to love your neighbour is only necessary because there is such a violent urge in all of us to rape, torture, exploit and mutilate our neighbour. Society uses every means at its disposal to rearrange libido so as to secure social acquiescence. One obvious way is via aim-inhibited libido, libido which is rerouted into either generalised affection (for your dog or children or old people) or into friendship, rerouted libido which vastly expand the ties of family into society.

Civilisation has to use its utmost efforts in order to set limits to man’s aggressive instincts and to hold the manifestations of them in check by psychical reaction formations. Hence, therefore, the use of methods designed to incite people into identifications and aim-inhibited relationships of ‘love’, hence the restriction upon sexual life, and hence, too, the ego-ideal’s commandment to love one’s neighbour as oneself – a commandment which is justified by the fact that nothing runs so strongly counter to the original nature of man.
(Pelican Freud Library, volume 12, page 303)

The communists say that men were originally peaceable and equal but that the institution of private property has corrupted them. Do away with private property and everything will be alright. Freud laughs. On the contrary, all societies are bound together by what they exclude, by their ability to project the natural aggression of their members outwards onto outsiders.

In this respect the Jewish people, scattered everywhere, have rendered most useful services to the civilisations who were their hosts. (volume 12, page 305)

A newly insurgent dream of Germanic world domination has inevitably raised the oldest scapegoat upon which to focus its anger – the Jew. And the communist utopia in Russia turns out to call for an entire class to anathematise, the bourgeoisie (although, at this period, the direst fate was being meted out to the wealthier peasants, known as kulaks.)

In order to become civilised, man has to give up these two elements: unbridled sexual satisfaction and the expression of aggression. Primitive man expressed these easily and was happy. He also died young. Civilised man has exchanged happiness for security. We live long lives with a lot of frustration and misery in them.

6.

Section 6 is a complicated defence of Freud’s theory of the death instinct or Thanatos. Originally Freud posited just two psychic classes, ego-instincts and object-instincts. The idea of narcissism, first developed in an essay of 1914, complicated matters and by 1920 Freud had developed a new fundamental opposition, that between Eros and the death drive, between instincts which seek to unify, to bind (in a primitive way with the breast, with food; later with a sex-object; in a sublimated form with friends or comrades, via aim-inhibited libido) and instincts which seek to break psychic energy down into smaller units, ultimately to death.

In practice our instincts always appear in some combination. On the personal level libido accompanied with aggression is sadism; the death drive comes to the aid of group psychology and aim-inhibited libido by being deflected outwards onto strangers and enemies. Aggression thwarted is turned inwards as masochism or self-punishment or suicide. Despite opposition and scepticism to these ideas, even within analytic circles:

I adopt the standpoint, therefore, that the inclination to aggression is an original, self-subsisting instinctual disposition in man, and that it constitutes the greatest impediment to civilisation. (12: 313)

Civilisation is a process in the services of Eros, whose purpose is to combine single human individuals, and after that families, then races, peoples and nations, into one great unity, the unity of mankind. These collections of men are libidinally bound to each other. Necessity alone, the advantages of work in common, will not hold them together. But man’s natural aggressive instinct, the hostility of each against all and of all against each, opposes this programme of civilisation. This aggressive instinct is the derivative and the main representative of the death instinct which we have found alongside Eros and which shares world dominion with it. Thus the evolution of civilisation represents a struggle between Eros and Death, between the instinct of life and the instinct of destruction, as it works itself out in the human species. This struggle is what all life essentially consists of and it is this battle of giants that our nursemaids try to distract us from with their lullaby about Heaven. (12: 314)

7.

So how is this aggression controlled in the individual? Through the superego. By returning it in upon itself, by setting a part of itself aside, the ego is able to satisfy upon itself the aggressive wishes it would like to impose on others – Freud calls this mental agency the conscience and the emotional affect it produces in us is guilt. The superego is the watch-dog of civilisation planted inside the head of each of us.

Guilt is the fear of the loss of love, its primal source the withdrawal of parental love. In its simplest form, if you do something bad you are anxious that you will be found out and that love will be withdrawn from you, the love of your parents or of the community at large. So you can still do wrong but will strive not to be found out.

In the more sophisticated form, you develop a full superego based on childish experiences and anxieties. Now you feel guilty even if no-one finds out or can find out what you’ve done – because someone does know; your conscience knows. What’s more, it knows about things you haven’t even done but have fantasised about doing; and it knows about things you’ve fantasised about doing and repressed so deeply you don’t even remember them. Since everyone has the same Oedipal fantasies, everyone suffers a greater or lesser sense of guilt.

More: the superego is fiercest in those who set out to please it most; the more you try to please it in every way, the more demanding the superego becomes. Hence the pathological saint. And if bad luck from the external world does actually befall you, this only provides the punishing superego with more opportunities to punish you for being such a loser. Hence, Freud declares, with the confidence of an unbelieving Jew, the characteristics of the Jewish race, in that the more calamities overtook it, the more they blamed themselves.

More: there is an original substratum of guilt laid down in all of us due to archaic vestiges of the primal Parricide, which is bequeathed to each of us at birth. Its traces are reawakened by naughty things we do, which introduces us to fear of punishment (withdrawal of love); and further reinforced by the introjection of that fear/aggression in a superego. The more we renounce our instincts, the more the superego is given energy to punish us, to demand more. Therefore, insofar as civilisation is defined as the renunciation of instinct, it must inevitably lead to an increase in guilt. Civilisation, by its very nature, reinforces the superego in all of us, and the superego is the punishing principle. Civilisation must make everyone feel guilty.

8.

So, to recap: The price we pay for civilisation and security is the loss of happiness through instinctual renunciation and an accompanying increase in personal guilt.

Freud goes on to speculate that maybe guilt is the product not of libidinal wishes but only of repressed aggressive wishes. So neurotic symptoms are the result of the libido being repressed; when aggression is repressed it reactivates ancient feelings of remorse (for murders, real or imaginary) and guilt i.e. the aggression is rechannelled, via the superego, against the repressing ego, in the form of demands for more obeisance and penitence.

Freud draws the analogy between the development of an individual and the development of civilisation. In the latter, also, a superego, an ego-ideal, is created in the form of a strong leader – Moses, Jesus et al. Just as the oedipal boy unconsciously wishes his authoritative father dead but then suffers remorse and guilt at these buried feelings, so the Jews and Christians wanted their insufferably strict leaders dead and then, in fact, killed them. And just as the individual superego – in the latency period – sets up an idealised version of the dead leader’s injunctions and punishes followers for not attaining them, so entire peoples feel guilt and remorse at the primal murder they’ve committed, set up idealised versions of the murdered Father (of Moses who talked to God, of Jesus who IS God) and punish themselves for not living up to these impossibly high ethical standards.

Over and above the vague sense of guilt or malaise whose origin Freud has explained, there are the specific injunctions of the superego. In individual patients, modern therapy often consists in softening the impossibly strict demands made on them by their own superegos, demands which result in unhappiness and illness.

In society as a whole, the same is true. Our society makes impossible demands on people. Freud singles out the injunction to love your neighbour as yourself as a prime example. It is a fine specimen of the highest ethical ideal a society can rise to, but its very impossibility leads to unhappiness among the many people who try to live up to it, fail, and then punish themselves.

Freud dryly remarks that he thinks maybe a real change in the relations of people and their possessions, a genuine redistribution of wealth – in other words communism – would be more likely to produce ethical improvement than religion’s insistence on demanding the impossible.


Credit

The history of the translation of Freud’s many works into English forms a complicated subject in its own right. Civilisation and Its Discontents was translated into English in 1961 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. Quotes in this blog post are from the version which was included in Volume 12 of the Pelican Freud Library, ‘Civilisation, Society and Religion’, published in 1985.

More Freud reviews

Three Essays on Sexuality by Sigmund Freud (1905)

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other ideas have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his occasional slurs against gays, lesbian or bisexuals and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

Introduction and overview

Freud’s aim was to show the ubiquity and the strangeness of sex and use the sex instinct, massively expanded and redefined, as the basis of an entire new theory of human psychology.

According to historian of psychoanalysis Frank Sulloway, Freud found the sex instinct most suitable as the central vehicle or basis for the new and emphatically physiological type of psychology he wanted to devise, because it is a) so strong and b) so flexible.

In these three ground-breaking essays on sexuality, Freud set out to widen the concepts of sexuality, the sex instinct, libido, so as to encompass a much broader sphere of activity than ever previously imagined in order to make them underpin almost every aspect of human nature.

In Freud’s psychology people’s characters are like complicated family trees, all descended from the same one huge fountain of libido which is channelled and rechannelled into ever-smaller rivers and streams.

It is these rechannellings, the repressions and redirections and reaction-formations and sublimations and so on which come to make up your character – a collection of habits based on infantile pleasures, of disgust or shame (reaction-formations) or heroic ambition (sublimation) or guilts and anxieties (the neuroses).

Thus the Three Essays On The Theory of Sexuality (1905) is Freud’s second most important book after The Interpretation of Dreams (1900).

Essay 1 begins with a detailed look at the state of Victorian knowledge about homosexuality and perversions, because they reveal:

  1. the infinite malleability of the sex instinct
  2. how easily the sex instinct can be rerouted away from its ‘proper’ channel of ‘normal’ sexuality
  3. how even ‘normal’ sexuality is in fact built up of a network of pretty weird behaviour (Freud’s most striking example is kissing, which doesn’t make any sense the more you look at it)

In Essay 2 Freud shows that sexuality is not only present but vitally important in the life of infants and children. This idea was the biggest single cause of opposition to Freud’s theories in his lifetime, from Church and State, from commentators and populist politicians, and from decent people everywhere. It still is.

Freud is not very much interested in ‘love’. Love is the psychological effect of the ‘overvaluation of the sexual object common to almost all manifestations of the libido’:

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

For Freud sex and love are interchangeable terms. He contrasts the overvaluation of the love-object found in the Western tradition with the more relaxed approach of the ancient world:

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The Greeks held Bacchic orgies and had a god, Priapus, dedicated to the male organ; by contrast we in our time appear to fear the penis more than ever and instead reverence the idealised object of libido, the dream partner of the opposite sex (or the same sex), and the institution of Marriage.

And despite all the rhetoric from feminists and LGBTQ+ activists about interrogating and subverting this, that or the other stereotype and convention, we still appear to be in thrall to the narrow concept of finding ‘love’ in a faithful, monogamous, committed relationship, every bit as much as our Victorian forebears – very narrow and limited compared to the polymorphous, open and pluralistic attitudes of the 30 or so ancient Roman authors I read last year.

THREE ESSAYS ON THE THEORY OF SEXUALITY (1905)

This long work sets out to show the importance of sexuality in all human achievements, to establish a wider-than-usual definition of sexuality, and to prove the existence of infantile sexuality.

Freud’s recurring tactic is to make the ordinary, the everyday, look strange; to look again without conventional blinkers at things we think we know, and to show that our attitudes are complacent, superficial and contradictory.

1. The sexual aberrations

Popular opinion credits two universal instincts, Hunger and Sexuality. Sex is supposed to set in at the time of puberty and manifest itself in irresistible attractions between adults of the opposite sex with the ultimate end of genital sex, itself with the purpose of reproduction (as taught in Christianity and most of the other world religions).

Let us call the desired one the sexual object, the act towards which the instinct tends, the sexual aim.

(1) Deviations in respect of the sexual object

If popular opinion is true and God made sex solely for reproduction, how do we account for homosexuals?

(A) Inversion

Behaviour of ‘inverts’. For a start there are different types:

  • a) absolute inverts, totally repelled by the opposite sex
  • b) amphigenic inverts i.e. bisexuals
  • c) contingent inverts, depending on circumstances

Some inverts accept their condition as natural; others feel it a torment. Some were gay as far back as they remember; for others, homosexuality cropped up at puberty; others only ‘come out’ as adults, sometimes after they’ve followed a straight career with wife and kids.

Nature of Inversion

The first observers thought inversion the result of nervous degeneracy because it was first found among mental patients studied in asylums.

Degeneracy

But then it was late-Victorian fashion to blame anything you didn’t understand on ‘degeneracy’: criminals are degenerate, the working class is degenerate, Africans are degenerate etc.

Freud defines degeneracy in rigorous Darwinian terms as the actual impairment of an organism’s efficiency and survival probability. In these, practical, terms inversion is not degenerate. Not only is it found in people otherwise perfectly normal, but it is found in people ‘who are indeed distinguished by specially high intellectual development and ethical culture.’

Innate character

Some gays insist homosexuality is absolutely innate. But the existence of the late-developers or of contingent homosexuals argues against this. Far from being innate, much evidence suggests that homosexuality is acquired:

  • the case of many ‘inverts’ in whom an early impression left a permanent gay after-effect
  • later influences and life experiences which have fixed contingent gayness e.g. the army, prison, monastery etc

Almost all ‘inverts’ will be found to have been subjected to some experience like this (for example, public school). But on the other hand, so were many people who went on to be perfectly hetero. So it remains hard to say whether homosexuality is acquired or innate.

Bisexuality

Havelock Ellis says a clue might be that homosexuality is a form of psychical hermaphroditism, a mental equivalent of having the organs of both sexes.

Richard von Kraft-Ebing says that the brain contains female and male brain centres which are activated by a ‘sex gland’. (It wasn’t only Freud who was having batty, speculative ideas at this time.)

Whoever is right, it seems that most authorities accept the idea of an innate bisexuality in everyone, and that ‘inversion’ owes something to early disruption of development.

Later, Freud would write:

It is well known that at all times there have been, as there still are, human beings who can take as their sexual objects persons of either sex without the one trend interfering with the other. We call these people bisexual and accept the fact of their existence without wondering much at it … But we [psychoanalysts] have come to know that all human beings are bisexual in this sense and their libido is distributed between objects of both sexes, either in a manifest or a latent form.

Sexual object of inverts

Popular opinion holds that ‘inverts’ simply desire the qualities of the opposite sex. An inverted man is like a woman in desiring the qualities of the opposite sex, of masculinity, in his sex object.

But what about gays who love pretty boys, boys who demonstrate all the qualities of a girl, being beautiful, hairless, young and coquettish?

What about transvestites who do a good trade dressing up as women for gay clients? In ancient Greece older men regularly looked after shy, young, girlish boys.

So the sex object is a compromise between an impulse that seeks for a man and one for a woman (in the same way that a symptom is a compromise between a wish and reality).

Psychoanalysis’s explanation is thus: in his childhood the future ‘invert’ passes through a brief but intense attachment to a woman (normally his mother). After leaving this behind he identifies himself with this woman and take himself as his sexual object. Invoking infantile narcissism, ‘inverts’ identify themselves with a woman and set out to find a boy whom they can mother and love as their mother loved them.

The situation will be exacerbated by the absence of a strong father. Think of Oscar Wilde and his imperious mother; of W.H. Auden’s father away at the Front while his mother dressed him in girl’s clothing; of the plays of Joe Orton.

So, says Freud, being gay is being in endless flight from women.

But, Freud emphasises, this isn’t weird. Psychoanalysis has established that everyone makes homosexual object choices in their unconscious mind; that the freedom to range wide over male or female objects is found in childhood, in primitive societies, in early history and in the ancient world, and is the original basis of sexuality.

It is only as a result of later, Victorian social restrictions that people are forced into one fixed, standardised and regimented mould, heterosexual or homosexual, or their modern equivalent which demands that people be in monogamous committed couple relationships.

In reality a person’s final sexual orientation is not decided until after puberty, and then only as the result of innumerable obscure influences. That there is a multiplicity of determining factors is indicated by the extraordinary range of sexual practices and attitudes to be found in mankind.

Thus psychoanalysis regards so-called ‘normal’ sexuality as achieved only under intense pressure and great restriction of the original wider options for pleasure. In fact it’s so-called ‘normal’ sexuality, the genital attraction between man and woman, which is historically problematic and just as much in need of explanation as any other form.

Sexual aim of ‘inverts’

No one single aim can be laid down for the sexuality of ‘inverts’, as it can for the ‘normal’ behaviour of straights; there is too great a variety.

Conclusion

We have been in the habit of regarding the link between the sexual aim and the sexual object as more solid than it is. In fact the object appears to be no more than soldered onto the instinct, and which aim takes which object is a great deal more problematical than previously thought, because the sexual instinct is more free-flowing and independent than we previously suspected.

(B) Sexually immature person and animals as sexual objects

Light is thrown on the sexual instinct by the fact that it permits of so much variation in its objects and such a cheapening of them.

That children can be the objects of sex, or even animals, tells us about the vicissitudes of the sex instinct (along with rapes, sexual assaults and perverse murders). It seems as if the sex instinct will do almost anything to achieve satisfaction.

The impulses of sexual life are among those which, even normally, are the least controlled by the higher activities of the mind… In the process of human cultural development, sexuality is the weak spot.

(2) Deviations in respect of the sexual aim i.e. perversions

Popular opinion says the sexual aim is the union of the genitals in copulation which leads to the release of sexual tension. But a moment’s reflection tells you that, even in ‘normal’ sexuality, people kiss – bringing together two parts of the digestive system – for pleasure. And most people linger to some extent over intermediate stages, such as looking and touching. So the seeds of ‘perversity’ are all around us.

Perversions are sexual activities which either:

  • extend in an anatomical sense beyond the parts of the body designed for sexual union
  • linger or halt at the intermediate stages on the path to sexual union

(A) Anatomical extensions

Overvaluation of the sexual object

The first and prime perversion of sex from its object is the overvaluation of the object i.e. ‘love’. For all practical purposes ‘love’, for Freud, is this (potentially pathological) overvaluation of the love object.

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated with (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

This sexual overvaluation is something that cannot easily be reconciled with [society’s] restriction of the sexual aim to union of the actual genitals and it helps to turn activities connected with other parts of the body into sexual aims.

Once a sexual object has been chosen, the ordinarily effective higher activities of the mind – judgment and civilised restraint – all too often go out of the window. In most people this results in crushes, infatuations, sometimes in grands amours: once the libido sees an opening, it tends to pour forth like a flood.

How the subject (carried away by powerful libido) and the (perhaps reluctant) object cope with the situation is the theme of most of Western literature from Hero and Leander to Madame Bovary.

(I can see an evolutionary explanation for all this which Freud doesn’t mention, which is that: having made a sexual choice, overvaluation follows from a) opening the floodgates of an instinct otherwise fiercely repressed b) to ensure a strong libidinal attachment to the woman who you’re planning to impregnate – so it is a blind Darwinian instinct designed to make the impregnator bond with their mate  and remain to look after their offspring; but, as all of human history tells us, this often clashes with the other biological imperative affecting men which is impregnating as many women as possible, hence the many men who eat, shoot and leave.)

Sexual use of the mucous membrane of the lips and mouth

Freud proceeds with his agenda of making everything about sex and love look strange and uncanny.

The use of the mouth as a sexual organ is regarded as a perversion if the lips (or tongue) of one person are brought into contact with the genitals of another, but not if the mucous membranes of the lips of both of them come together.

Why do people find kissing acceptable and cunnilingus or fellatio disgusting? Freud here points to the purely conventional, culturally-determined nature of our feelings.

Has ‘disgust’ (a powerful reaction-formation) played a large part in forming our cultural conventions – or is it simply a product of the increasing self-repression which characterises us in the West (unlike other contemporary civilisations, primitive cultures and the cultures of the ancient world, which were and are much more liberal in their sexual practices)?

Freud seems to think the ancients were more honest in this, as in so much else.

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The progress of civilisation seems to require a steadily increasing restriction of the sexual instinct, bought at the price of a growing sense of disgust. Hence the genitals of men and women, worshipped by the Greeks as holy, are now banned as dangerously corrupting.

There is no doubt that the genitals of the opposite sex can in themselves be an object of disgust and that such an attitude is one of the characteristics of all hysterics.

One thinks of John Ruskin (allegedly) driven into paroxysms by the discovery on his wedding night that, unlike the Greek statues which he adored, his wife had pubic hair. Or, more up to date:

Indecent exposure, sometimes known as ‘flashing’, is a serious sexual criminal offence, which carries a custodial sentence of up to 2-years at its most severe. (Old Bailey solicitors)

Does ‘disgust’ drive the repression of sexuality i.e. is disgust natural, a ‘God-given’ reaction of the ‘God-given’ conscience to the spectacle of fallen sexuality? A question related to: is conscience ‘God-given’ and so universal? Or is ‘conscience’ created by culture and therefore morally relative across different cultures? Morality and disgust on the one side, pragmatism and sexual libertarianism on the other.

Or is disgust an entirely material, biological reaction-formation to the compulsory repression of sexuality enforced by a coercive society, no God or morality required?

Sexual use of the anal orifice

People who think sodomy is disgusting because we defecate through the anus are as correct as women who say the penis is disgusting because men urinate through it or men who think the vulva is disgusting because women menstruate through it.

Which is to say, all these opinions are correct in their own terms, but missing the point. These organs can (clearly) be put to various uses. Should they be? Or should they be restricted to their ‘God-given’ purposes? But then who is to say what their correct usage is? A bunch of old men wearing purple dresses in the House of Lords? Imams and rabbis? Agony aunts? TV shows. Gender studies lecturers? Where is the authority for this?

Significance of other regions of the body

What seems to be common to all human sexuality is:

  1. overvaluation of the sexual object
  2. a versatile ability on the part of the sexual aim to use any part of the body as the sexual object for gratification

Unsuitable substitutes for the sexual object: fetishism

In fetishism the sexual instinct replaces the primary object (the genitals) and the overvalued secondary object (the person attached to the genitals) with unlikely tertiary objects – parts of the body, locks of hair, feet – or linked objects, such as underwear or other items of clothing.

A certain amount of fetishism is habitually present in normal love, especially of those stages of it in which the normal sexual aim seems unattainable or its fulfilment prevented.

A lock of your true love’s hair. Or as Goethe put it in Faust:

‘Get me a kerchief from her breast,
A garter that her knee has pressed.’

These objects can justifiably be likened to the fetishes of primitive peoples. Inscribed in fetishes is a primitive symbology, comparable with the symbolism of dreams. For example, the foot is an age-old symbol for the penis. Fur is linked to the hair of the mons Veneris. The shoe or slipper is a symbol of the female genitals (as in Cinderella) into which the male foot neatly slips, and so on.

(B) Fixations of preliminary sexual aims

Appearance of new aims

External factors (danger, unavailability of a sexual object, risk of disease) tend to fix libido at the preparatory activities. Truly, every normal aspect of ‘love’ carries the seeds of a perversion.

Touching and looking

Seeing is an evolutionary derivative of touching. A look can be as exciting as a touch.

Both seeing and touching are ‘ordinary’ parts of ‘normal’ sexual activity – unless lingered over, or unless they become ends in themselves, in which case we have voyeurism/exhibitionism and various types of masturbation.

Freud thought exhibitionism the result of either wishing for a reciprocal showing of the other person’s genitals; or a triumphant assertion against the Castration Complex: ‘Look, I’ve still got my willy!’

He doesn’t seem to take into account the sadistic urge to offend or scare women, a kind of sublimated form of rape, visual rather than physical rape.

The power of vision is shown by just how upset some women can feel, how physically defiled, just because a strange man showed them his penis. I’m not downplaying the offence or upset caused.

The concealment and revelation of the sexual parts of the body go hand in hand with the rise of civilisation and progressive sexual repression. It is unlikely that the Greeks had strip clubs; instead they had orgies, the real thing. We have strip clubs because of the immense repression to which our sexuality has been subjected.

For Freud the concept of ‘beauty’ itself originates in sexual excitement but is sublimated away from the genitals onto the body as a whole, which is perceived as ‘beautiful’, a concept or feeling which can then  be transferred onto other types of object, and then onto objects created and enjoyed for their ‘beauty’ alone i.e. works of art.

This explains why women are more often the object of art than men – even in women painter’s paintings – because men are more sexually predatory than women. And why the sight of the genitals themselves is rarely ‘beautiful’; all pleasure has been sublimated out of them leaving only the reaction-formation of ‘disgust’.

Sadism and masochism

These were given their names by Richard von Kraft-Ebing (Viennese) in the 1890s, after the Marquis de Sade (French) and Leopold von Sacher-Masoch (Viennese) As with the other perversions, a moderate amount of sado-masochism is generally regarded as ‘normal’:

The sexuality of most male human beings contains an element of aggressiveness – a desire to subjugate. The biological significance of it seems to lie in the need for overcoming the resistance of the sexual object by means other than the process of wooing. Thus sadism would correspond to an aggressive component of the sexual instinct which has become independent and exaggerated and, by displacement, has usurped the leading position.

Many types of sexual relationship which are regarded as ‘normal’ contain a high amount of aggression; sadism becomes an actual perversion when pleasure is derived from violence alone.

Masochism is sexual excitement aroused purely by receiving pain or humiliation. Later in his career, after he’d outlined the new theory of the superego, Freud distinguished between purely physical masochism and moral masochism, the desire to be found guilty of sins, to be punished for them and so on, an internal submission of the ego to the overbearing superego which plays such a large part in religious life.

Freud thinks masochism is secondary, a deflection of primary sadism – which the subject is too weak to inflict onto others – back onto the self. Masochism is for weaklings; or for the weakling part of even strong people.

The history of human civilisation shows beyond any doubt that there is an intimate connection between cruelty and the sexual instinct.

But nobody really knows why. Some people think aggression is a development of the primal desire to eat, to master objects by putting them in the mouth – an instinct seen in children and in the holy meals at the centre of many religions. Others think there is some intimate biochemical link between pleasure and pain.

Suggestive for Freud’s bisexual thesis – the mingling of the ‘feminine’ and the ‘masculine’ in all of us – is Havelock Ellis and Kraft-Ebing’s agreement that masochism and sadism are often found in the same person.

(3) The perversions in general

Variation and disease

Medical men first identified perversions in the insane and perversion was blamed (like homosexuality) on ‘degeneracy’. What Freud has shown is that the perversions are implicit in even ‘normal’ love.

No healthy person, it appears, can fail to make some addition that might be called perverse to the normal sexual aim; and the universality of this finding is enough to show how inappropriate it is to use the word ‘perversion’ as a term of reproach. In the sphere of sexual life we are brought up against peculiar and, indeed, insoluble problems as soon as we try to draw a sharp line to distinguish mere variations within the range of what is physiological from pathological symptoms.

On one side the liberal Freud, on the other a vast army of censorious Christians, trying to draw precisely that line, trying to tell people exactly just which type and forms of ‘love’ are permissible and which aren’t, from the Pope to Mary Whitehouse.

For the Moral Majority it is always other people who are degenerate, other people who are the helpless prey of, for example, homosexual men in the homosexual age of consent debate.

Freud is saying, if you only look at the acts themselves you may be tempted to define them as unchristian or degenerate, pathological or perverted etc. But if you look at the instinct which carries so many people to such lengths, it is the same instinct and it is in all of us – it is what our minds are made of.

The mental factor in perversions

Despite the sometimes disgusting ends to which the love instinct is put, all these behaviours are to some extent idealisations of the libido, in the sense of abstractions of it away from its normal role.

The omnipotence of love is perhaps never more strongly proved than in such of its aberrations as these. The highest and the lowest are always closest to each other in the sphere of sexuality.

Two conclusions

Every individual plays a double existential role:

  1. to reproduce, to pass on its genes and preserve the species
  2. to preserve itself while it does this

Sometimes the two purposes clash and this is the basis of Freud’s psychology, the clash between the unconscious libidinal drive to have sex, all the time, with everyone and everything; and the rational ego’s struggle to redirect this blind drive into socially acceptable forms which help the individual survive and help it be at peace with itself. So the origins of any person’s sexuality must be looked for in two places: in the history of the species and the accidents of the individual.

Our study of the perversions has shown us that the sexual instinct has to struggle against certain mental forces which act as resistances, and of which shame and disgust are the most prominent. It is permissible to suppose that these forces play a part in restraining that instinct within the limits that are regarded as normal; and if they develop within the individual before the sexual instinct has reached its full strength, no doubt they then determine the course of its development.

These forces, which act like dams upon sexual development – disgust, shame and morality – must also be regarded as historical precipitates of the external inhibitions to which the sexual instinct has been subjected during the psychogenesis of the human race. We can observe the way in which, in the development of individuals, they arise at the appropriate moment, as though spontaneously, when upbringing and external influence give the signal.

In the second place we have found that some of the perversions are only made intelligible if we assume the convergence of several motive forces. If such perversions admit of analysis, that is, if they can be taken to pieces, then they must be of a composite nature. This gives us a hint that perhaps the sexual instinct itself is no simple thing but put together from components which have come apart again in the perversions.

(4) The sexual instincts in neurotics

Psychoanalysis

Here Freud reiterates his belief that all the psychoneuroses are based on sexual instinctual forces and that the psychoneuroses can only be investigated using the method perfected by Josef Breuer and himself – psychoanalysis. He gives a useful summary of the famous cathartic method:

By this I do not merely mean that the energy of the sexual instinct makes a contribution to the forces that maintain the pathological manifestations (the symptoms). I mean expressly to assert that that contribution is the most important and only constant source of energy of the neurosis and that in consequence the sexual life of the persons in question is expressed in these symptoms. The symptoms constitute the sexual activity of the patient!

The removal of the symptoms of hysterical patients by psychoanalysis proceeds on the supposition that those symptoms are substitutes – transcriptions, as it were – for a number of emotionally cathected mental processes, wishes and desires which, by the operation of a special psychical procedure (repression) have been prevented from obtaining discharge in psychical activity that is admissible to consciousness.

These mental processes, being held back in a state of unconsciousness, strive to obtain an expression that shall be appropriate to their emotional importance – to obtain discharge; and in the case of hysteria they find such an expression (by means of the process called conversion) in somatic or bodily phenomena, that is, in hysterical symptoms [cf Anna O’s inability to drink water, choking sensation etc].

By systematically turning those symptoms back (with the help of psychoanalysis) into emotionally cathected ideas – ideas that can now become conscious – it is possible to obtain the most accurate knowledge of the nature and origin of these formerly unconscious psychical structures.

Findings of psychoanalysis

Psychoanalysis has shown that:

Symptoms represent a substitute for impulses the source of whose strength is derived from the sexual instinct… The character of hysterics shows a degree of sexual repression in excess of the normal quantity, an intensification of resistance against the sexual instinct (which we have already met with in the form of shame, disgust and morality), and what seems like an instinctive aversion on their part to any intellectual consideration of sexual problems.

In the case of someone predisposed to hysteria, the onset of his illness is precipitated when, either as a result of his own progressive maturity or of the external circumstances of his life, he finds himself faced by the demands of a real sexual situations. Between the pressure of the instinct and his antagonism to sexuality, illness offers him a way of escape. It does not solve his conflict but seeks to evade it by transforming his libidinal impulses into symptoms.

(See Jensen’s Gradiva, written two years later, which is a textbook example of hysteria as the self-deluding flight into illness. The archaeologist Norbert’s escape from the reality of an emotionally demanding sexual situation – his awakening love for Zoe – into delusions about the light-tripping woman on the antique frieze whom he names ‘Gradiva’, and then Norbert’s actual fleeing to Italy, to Pompeii, to escape the sexual situation, only to meet Zoe magically transformed into the woman in the frieze –– from the heart of the reaction-formation returns the repressed. In the novel Norbert is then cured through love, by the redirecting of his libido – unhealthily cathected onto the Gradiva-delusion – back to the reality of his flesh-and-blood love, Zoe, by the love object herself.)

Neurosis and perversion

Moreover, neurotics’ symptoms, upon psychoanalysis, often turn out to be conversions not just of ‘normal’ sexuality, but to include what are called the perversions i.e. neurotics’ unconsciousnesses are often raging with perverse wishes deflected into symptoms. Hence Dora’s persistent cough is a (transmuted) wish for oral sex with Herr K.

a) The unconscious life of all neurotics shows inverted impulses, fixation of the libido on persons of their own sex.

b) The unconsciouses of neurotics show tendencies to every kind of anatomical extension of sexual activity, particularly oral and anal.

c) An especially prominent part is played by the fact that the instincts involved are component instincts. Thus the perversions often come in opposing pairs: exhibitionism and voyeurism; the active and passive forms of the instinct for cruelty.

It is through such an opposition, a component tying together of libido and cruelty, that the transformation from love into hate takes place, the transformation from affectionate into hostile impulses.

(You can see here the embryonic shape of Freud’s later division of all the instincts into Sex instincts and Death instincts, Eros and Thanatos which would formulate nearly 20 years late, in Beyond the Pleasure Principle.)

(5) Component instincts and erotogenic zones

If we trace back the positive and negative aspects of the perversions (masochism/sadism, voyeurism/exhibitionism) they appear to derive from component instincts which themselves admit of further analysis.

When sexual excitement derives from a particular organ or area of the body we refer to that as the erotogenic zone.

Thus, under the right circumstances, the anus or the mouth can become an erotogenic zone. Or the surface of the skin in touching. Or the eye itself in voyeurism where, through the eye alone is felt excitement comparable to that of sex in a ‘normal’ person.

(6) Reasons for the apparent preponderance of perverse sexuality in the psychoneuroses

But just because neurotic symptoms often contain a perverse wish doesn’t mean that neurotics are closer to perverts than to ‘normal’ people. Neurotics are normal people whose libido, either because of innate predisposition or due to accident, has been dammed up.

Most psychoneurotics fall ill after the age of puberty as a result of the demands made upon them by normal sexual life. Or else illnesses of this kind set in later, when the libido fails to obtain satisfaction along normal lines. In both these cases the libido behaves like a stream whose main bed has become blocked. It proceeds to fill up collateral channels which may hitherto have been empty.

Where the constitution is predisposed to illness maybe no external factor will be required. On the other hand, a great shock in real life may tip a robust constitution into neurotic illness.

Might there be a link between the perversions wished for by the neurotic’s unconscious, between the erotogenic zone it highlights, and innate constitution?

In a word, can you define personality types by predisposition to a particular perversion/erotogenic zone? (This is what Freud does in the following essay, about childhood sexuality, defining and describing the oral, anal types and so on.)

(7) Intimations of the infantile character of sexuality

“By demonstrating the part played by perverse impulses in the formation of symptoms in the psychoneuroses, we have quite remarkably increased the number of people who might be regarded as perverts. It is not only that neurotics in themselves constitute a very numerous class, but it must also be considered that an unbroken chain bridges the gap between the neuroses in all their manifestations and ‘normality’….

Thus the extraordinarily wide dissemination of the perversions forces us to suppose that the disposition to perversions is itself of no great rarity but must form a part of what passes as the ‘normal’ constitution…

There is indeed something innate lying behind the perversions but it is something innate in everyone, though as a disposition it may vary in its intensity and may be increased by the influences of actual life. What is in question are the innate constitutional roots of the sexual instinct. In one class of cases (the perversions) these roots may grow into the actual vehicles of sexual activity; in others they may be submitted to an insufficient suppression (repression) and thus be able in a roundabout way to attract a considerable portion of sexual energy to themselves as neurotic symptoms; while in the most favourable cases, which lie between these two extremes, they may by means of effective restriction and other kinds of modification bring about what is known as ‘normal’ sexual life.

Thus the germs of our character, the way our sexual instincts will be channelled, are probably laid down in childhood. In the next essay Freud looks at the play of influences which govern the evolution of infantile sexuality until its outcome in perversion, neurosis or normal sexual life.

Essay 2. Infantile sexuality

Neglect of the infantile factor

In Essay 2 Freud sets out to smash the popular opinion that children have no sexual feelings; that sexual feelings only set in with puberty. On the contrary, all the literature, and a chat with any nurse, will tell you that many babies play with their willies or fannies and suck various bits of themselves, but these stories are generally only mentioned as exceptions and monstrosities.

Why do we not remember our sexual feelings from our own childhood years?

Infantile amnesia

We definitely behave lively in every respect during childhood, giving every evidence of feeling joy, love, rage, delight. Why do we forget so much of this? Freud says that under analysis patients often remember events from their earliest years. Therefore the memories are stored somewhere – but are repressed from everyday access. Why? Nobody knows.

(1) The period of sexual latency in childhood and its interruptions

Based on a) scattered reports of the so-called exceptional behaviour of infants in the literature and b) the memories of neurotics revealed by psychoanalysis, Freud will sketch out a theory of infantile sexuality.

Freud thinks of the sex instinct as being innate in the child; that it grows as the child grows; that it is overtaken by suppression at the age of 5 or 6; then it revives and develops further at puberty, developing in a pattern of fits and starts. Childhood sexuality only emerges into the light of observable day in the third or fourth year of life.

Sexual inhibitions

It is during this same period that the mental forces are built up which are later to impede and block the flow of the sexual instinct – feelings of disgust (at an object), feelings of shame (at oneself) and moral and aesthetic ideals (as it were, objective guidelines we build for ourselves).

Reaction formation and sublimation

These are the two methods by which these dams are erected to prevent the return of repressed material into the conscious mind.

Sublimation is a widely reported phenomenon, the diverting of instinctual sexual energies into ‘higher’, more socially acceptable ones.

A reaction formation is:

a defence mechanism in which emotions and impulses which are anxiety-producing or perceived to be unacceptable are mastered by exaggeration of the directly opposing tendency

Freud thinks that reaction formations are the result of a series of unpleasurable experiences, either of internal unpleasure (excessive playing with the genitals leads to unpleasure) or external tellings-off, which create, as it were, a psychological allergic reaction to the erotogenic zone and experiences in question. Told off for touching his winkle enough times and the small boy genuinely come to believe it is dirty and disgusting.

[A digression on Freud’s final theory of sexual development

A lot later, Freud was to elaborate and fine-tune the notion that the human infants evolve through a set number of stages, namely:

  • polymorphous perversity – undifferentiated pleasure in the whole body
  • oral phase (0 to 1 year) – the infant gets most of their pleasure from their mouth, for example eating and thumb-sucking: if an infant’s oral needs aren’t met it can develop an develop oral fixation which continues into adult life
  • anal phase (1 to 3 years) – controlling bladder and bowel movements, potty training, when successfully accomplished leads to praise from parents and a sense of achievement and independence; but if parents take an approach that is too lenient, Freud suggested that an ‘anal-expulsive personality‘ – could develop whereby the adult has a messy, wasteful, or destructive personality, while if parents are too strict, he believed this could lead to an ‘anal-retentive‘ personality which is over-strict, rigid, and obsessive.
  • phallic stage (3 to 5 years) – focus of the libido is on the genitals and children begin to discover the difference between boys and girls
    • in boys this gives rise to the Oedipus complex as boys view their fathers as a rival for the mother’s affections: the Oedipus complex describes these feelings of wanting to possess the mother and replace the father. But at the same time the little boy worries that his father will punish him for having these feelings, a fear Freud termed castration anxiety
    • other Freudians suggested the term Electra complex to describe a similar but mirror set of feelings experienced by small girls, namely the wish to be possessed by their father and rid of their mother, accompanied by parallel feelings of guilt and anxiety
    • Freud, however, believed that instead of the Electra complex, girls experience what he notoriously called penis envy i.e. the wish to be a boy, the lack of a penis forever leaving girls feeling inadequate. Even in Freud’s own day female psychoanalysts deplored this idea, and female followers have denied it and overwritten it ever since]
  • latency phase (6 to puberty) – the superego or conscience gains in power, the libido and memories of all those early physical pleasures are suppressed; instead boys or girls enter school and become more concerned with peer relationships, hobbies, and other interests; a time of exploration in which the sexual energy repressed or dormant, still present but sublimated into other areas such as intellectual pursuits and social interactions
  • genital stage (11, 12, 13 onwards) – at puberty the libido becomes active again and teens develop a strong sexual interest in the opposite sex: if all the previous stages have been successfully navigated, the person becomes a rounded, balanced individual]

Freud therefore thinks that the development through the oral, anal and phallic stages is partly achieved by the erection of these reaction formations which act as ‘dams’ or road blocks saying ‘No Going Back’.

That this may be the origin of feelings of ‘shame’ and ‘disgust’ is an interesting theory to ponder; that this process is the basis of all civilised morality, as Freud claims, was clearly a provocative thing to say, and which sparked much outraged opposition to him and his theories.

Interruptions of the latency period

Not all children’s sexuality goes underground at about five years old. There may be all sorts of exceptions, single strands of sexual pleasure continuing into the latent period.

(2) The manifestations of infantile sexuality

Thumb-sucking

This emerges early and often persists into adolescence. Sometimes accompanied by the rubbing of an erotogenic zone it can act as an introduction to masturbation. Because it is accompanied by pleasurable rubbing, and sometimes even by orgasm-type physical reactions, Freud makes thumb-sucking the prototype of infantile sexuality.

Auto-erotism (coined by Havelock Ellis in 1898)

Infants initially derive pleasure from their own bodies. Sucking thumbs or lips or any other part of the body is a repetition of the initial oral activity, sucking at the breast.

No-one who has seen a baby sinking back satiated from the breast and falling asleep with flushed cheeks and a blissful smile can escape the reflection that this picture persists as the prototype of the expression of sexual satisfaction in later life.

As the child grows it experiments with enacting the sexual pleasure of sucking when the breast is absent: sucking any part of its own body, taking itself as a source of pleasure. In later life the pleasures of lingering kissing re-enact this primal sexual experience. In some children there is a constitutional intensification of the labial region (lips):

If that significance persists, these same children will grow up to become epicures in kissing, will be inclined to perverse kissing or, if males, will have a powerful motive for drinking and smoking. If, however, repression ensues, they will feel disgust at food and will produce hysterical vomiting.

Thus, for Freud, entire character types and types of adult behaviour can be traced right back to earliest childhood behaviour.

(3) The sexual aim of infantile sexuality

Characteristics of erotogenic zones

Erotogenic zones are a moveable feast. Particular parts of the body seem predisposed to resonate with sexual pleasure (the genitals, lips, nipples, anus, the surface of the skin generally) and if an infant, in its auto-erotic stage, chances on one of these to suck or play with, that part easily becomes the model of sexual pleasure, of reassurance etc in later life.

Any part of the body can acquire the same susceptibility to stimulation as is possessed by the genitals and can become an erotogenic zone.

It is hard to think of a view more contrary to the popular, conventional view that a) infants have no sex life and that b) sex appears only at puberty and is exclusively confined to the genitals.

The infantile sexual aim

Although all the body is susceptible to sexualisation, certain zones seem predisposed to be especially erotogenic, generally zones which are physiologically designed for other activities and pleasures which the child can then repeat by auto-erotic stimulation: the lips for eating, the penis for peeing, the anus for defecating can all be co-opted by the libido.

(4) Masturbatory sexual manifestations

Activity of the anal zone

Psychoanalysis of patients has revealed the surprising extent to which the anus is not only a source of pleasure in infancy but retains its pleasurable power throughout life.

Children who are making use of the susceptibility to erotogenic stimulation of the anal zone betray themselves by holding back their stool till its accumulation brings about violent muscular contractions and, as it passes through the anus, is able to produce powerful stimulation of the mucous membrane. In so doing it must no doubt cause not only painful but highly pleasurable sensations.

One of the clearest signs of subsequent eccentricity or nervousness is to be seen when a baby obstinately refuses to empty its bowels when he is put on the pot and holds back that function till he himself chooses to exercise it. He is naturally not concerned with dirtying the bed, he is only anxious not to miss the subsidiary pleasure attached to defecating.

Faeces come to have another important meaning for the child.

They are clearly treated as part of the infant’s own body and represent his first ‘gift’: by producing them he can express his active compliance with his environment and, by withholding them, his disobedience…

The retention of the faecal mass, which is thus carried out by the child intentionally to begin with, in order to serve, as it were, a masturbatory stimulus upon the anal zone or to be employed as a weapon in his relation to the people looking after him, is also one of the roots of the constipation which is so common among neuropaths.

Activity of the genital zone

The glans of the penis in boys and the clitoris in girls:

The anatomical situation of this region, the secretions in which it is bathed, the washing and rubbing to which it is subjected in the course of a child’s toilet, as well as accidental stimulation, make it inevitable that the pleasurable feeling which this part of the body is capable of producing should be noticed by children even during their earliest infancy, and should give rise to a need for its repetition.

Girls often masturbate simply by rubbing their thighs together. Boys tend to use hands.

The preference for the hand which is shown by boys is already evidence of the important contribution which the instinct for mastery is destined to make to masculine sexual activity.

Second phase of infantile masturbation

In this early essay Freud posits three periods of sexual activity: a first phase of infantile sexuality; a second phase flourishing around the fourth year; then the eruptions of puberty.

The second phase of infantile sexual activity may assume a variety of different forms which can only be determined by a precise analysis of individual cases. But all its details leave behind the deepest unconscious impressions in the subject’s memory, determine the development of his later character, if he is to remain healthy, and the symptomatology of his neurosis, if he is to fall ill after puberty.

Return of early infantile masturbation

The return of infantile sexuality at around 4 and 5 years is determined by all sorts of factors, internal and external. But Freud is careful to mention the external factor of infantile seduction (or child abuse, as we would say) as a way many of his patients recall being jolted, as it were, into sexual life, and made aware of the erotogenicity of the genitals.

Polymorphously perverse disposition

In and as a result of sexual abuse, children can be induced to all manner of perversions thus revealing, for Freud, an innate disposition to polymorphous perversion.

The same, he asserts, is true of many women, as witness the large number of prostitutes who can accommodate any type of sexual taste for their clients.

It becomes impossible not to recognise that this same disposition to perversions of every kind is a general and fundamental human characteristic.

[At one and the same time this notion is typical of Freud’s throwaway sexism, but also of the immense tolerance and acceptance of a huge variety of sexual predilections implicit in his theory.]

Component instincts

Exhibitionism, voyeurism and cruelty are all apparent as perversions in potentia in children. Small boys proudly display the thing which gives them so much pleasure and which they pee through, their penis, which thus symbolises at least two types of infantile ‘mastery’.

Looking is the child’s earliest way of relating to the world. Once it has established its own erotogenic zones it is curious to see them in others: voyeurism.

Cruelty comes relatively easily to the childish nature, since the obstacle that brings the instinct for mastery to a halt at other people’s pain – namely a capacity for pity – is developed relatively late…

It may be assumed that the impulse of cruelty arises from the instinct for mastery and appears at a period of sexual life at which the genitals have not yet taken over their later role…

Children who distinguish themselves by special cruelty towards animals and playmates usually give rise to a just suspicion of an intense and precocious sexual activity arising from erotogenic zones…

The absence of the barrier of pity brings with it a danger that the connection between the cruel and the erotogenic instincts, thus established in childhood, may prove unbreakable in later life.

Jean-Jacques Rousseau’s Confessions show that early beating on the buttocks can easily be linked with erotogenic pleasure and form the basis of a fusion of the instincts of sex and cruelty in later life.

(5) The sexual researches of childhood

The instinct for knowledge

At the same time as children reach an early peak of sexuality (3 to 5 years) they display an instinct for knowledge. For Freud this is a sublimated form of the instincts for mastery and of seeing, voyeurism.

Psychoanalysis has shown that the first problem to awaken the childish thirst for knowledge are sexual problems, where do I come from? why does my wee-wee make give me pleasure?

The Riddle of the Sphinx

Freud gave this typically grandiose title to the core question of infancy: where do babies come from?

Sex differences aren’t important at this stage since boys assume all babies have penises.

Castration complex and penis envy [this section was added in 1915]

Only painfully do boys realise there’s a whole category of person who doesn’t have a penis and become petrified that they too might lose their mighty weapon. This he calls the castration complex.

The discovery that girls don’t have one gives many boys an enduringly low opinion of girls. For girls, the discovery that boys have this toy which they can play with induces in them penis envy and an enduring sense of being second-rate. Penis envy culminates in the girl’s wish to be a boy.

[The whole concept of ‘penis envy’ is probably the single most outrageous example of Freud, despite being a revolutionary on one level, nonetheless often reinscribing the sexist prejudices of his Victorian times in a new language.]

Theories of birth

All children speculate about where babies come from, especially if their mother is pregnant again. The central feature of most theories is that the baby is got by eating something (as in many fairy tales) and delivered through the anus.

Sadistic view of sexual intercourse

Many children see or overhear their parents making love. Children feel intense curiosity about it. It seems to have to do with some joint activity involving peeing or defecating. But many children pick up on the apparent violence involved (hard physical movements, screaming) and this is another way in which cruelty may attach itself to a child’s fantasy world and resurface in a person’s adult attitudes to sex.

Typical failure of infantile sexual researches

No matter how subtle the sexual theories of children they are invariably wrong; for how could they know about semen and ovaries? But the whole attempt is important to Freud as a symbol of the growing independence of the child. These researches:

constitute a first step towards taking an independent attitude in the world, and they imply a high degree of alienation of the child from the people in his environment who formerly enjoyed his complete confidence.

(6) The phases of development of the sexual organisation

Infantile sexual pleasure is the opposite in every way of ‘normal’ adult sexuality. It is essentially auto-erotic, and its component instincts are generally disconnected and scattered over all manner of activities: this is the meaning of polymorphous perversity.

Compare and contrast with adult sexuality aims at genital contact with some external object.

Pregenital organisations

I.e. sexual patterns before the instinct settles on the genitals:

1. The oral or cannibalistic phase: the aim is the incorporation of the sexual object, to eat it, to master it by ingesting it and stimulating the mucous membranes of the lips at the same time.

This is the origin of cannibalism in primitive peoples; of the primitive relic of a holy meal found in most religions; and of the higher intellectual activity of identification with a hero figure.

The primitive and intellectual functions are brought together in the Eucharist where we eat the body of Christ at the same time as we acknowledge Him lord and master.

2. The sadistic-anal phase: it is at this early stage that the sex instinct can be seen dividing into the active-passive division which characterises all later sexuality: the masculine drive to mastery, of defecating at our own time and pleasure; and the feminine pleasure derived from the anus; a sadistic and a passive pleasure intermingle.

Ambivalence

This duality is the basis of later ambivalence, a word coined by the Swiss psychiatrist Paul Eugen Bleuler (Bleuler was a prolific coiner of neologisms; he also invented the terms ‘schizophrenia’, ‘schizoid’ and ‘autism’).

Ambivalence became central to Freudian theory. It describes the holding of contradictory feelings, classically love and hate, towards the same object. Thus the child can both love but be terrified by their father.

Phallic phase

Freud distinguishes one last phase of infantile sexuality, where a love-object has emerged but the instinct in both boys and girls focuses on the penis alone, when boys develop pride in their penis and girls develop a painful sense of lack of penis, giving rise to penis envy (see comments above).

Diphasic choice of object

To summarise, Freud can claim that, completely contrary to the popular view, the distinctive thing about human sexuality is:

  • that it is present, in various forms, in infants from the earliest time
  • that it develops through a series of stages
  • that each of these stages carries the risk of arrest or error which deforms the child’s feelings and emotions around libido
  • that infantile sexual choices and activity are progressively repressed by reaction-formations (guilt, shame) by the age of about 5
  • that the entire set of experiences goes underground during the latency period (5 or 6 to puberty), is repressed and forgotten
  • that it resurfaces in a more explicitly sexual mode at puberty but with shapes and flavours conditioned by those earliest experiences

These infantile longings become the basis of later ‘affectionate’ feelings:

Their sexual aims have become mitigated and they now represent what may be described as the ‘affectionate current’ of sexual life. Only psychoanalytic investigation can show that behind this affection, admiration and respect there lie concealed the old sexual longings of the infantile component instincts which have now become unserviceable.

(7) The sources of infantile sexuality

These conclusions have been reached by the psychoanalysis of adult patients and the observation of children. Sexual excitation in children seems to arise from:

a) repetition of satisfaction achieved in normal organic processes (sucking, defecating)
b) through external stimulation of erotogenic zones
c) as the expression of fundamental instincts

Mechanical excitations

Children love swinging and being thrown and caught. Psychoanalysis has shown the recurrence of these sensations in adult dreams i.e. that they lay down patterns of the earliest pleasures, for example, fantasies of flying, air blowing against the skin and genitals.

It is well known that rocking is habitually used to induce sleep in restless children. The shaking produced by driving in carriages and later by railway travel exercises such a fascinating effect upon older children that every boy, at any rate, has at one time or another in his life wanted to be an engine driver.

It is a puzzling fact that boys take such an extraordinarily intense interest in things connected with railways and, at the age at which the production of fantasies is most active (shortly before puberty), use those things as the nucleus of a symbolism that is peculiarly sexual. A compulsive link of this kind between railway travel and sexuality is clearly derived from the pleasurable character of the sensations of movement.

In the event of repression, which turns so many childish preferences into their opposite, these same individuals, when they are adolescents or adults, will react to rocking or swinging with a feeling of nausea, will be terribly exhausted by a railway journey, or will be subject to attacks of anxiety on the journey.

Muscular activity

Many patients report their first memories of sexual excitation when romping, fighting and playing with playmates. Organised games are done at school to keep the body healthy and divert adolescent attention away from sexuality: Freud says what this is doing is channel sexuality back into one of its specific components.

Affective process

Powerful emotions have sexual effects. Terrified or anxious children may touch their genitals for reassurance. The erotic aspect of terror, fright and so on may become intimately associated with sexuality so that adults find fear and terror thrilling; either in real life, in fantasies of rape or masochistic punishment; or in imaginary worlds of books or the cinema.

Pathways of mutual influence

If the taking in of food gives rise to sexual pleasure then the reverse may be true. If healthy sexuality accompanies healthy eating, then disturbance of sexuality may lead to disturbance of nourishment. Thus a sexually disturbed hysteric may cease eating.

We can speculate about a whole network of pathways by which sexual instincts may be channeled both towards basic organic functions (for example, eating) and also rerouted towards higher functions (that is, sublimated, into thinking, planning, deciding).

Essay 3. The transformations of puberty

Infantile sexuality is polymorphously perverse and auto-erotic, finding pleasure as it learns to control and play with its own body.

The latency period sees the repression of sexuality in the name of various reaction-formations and sexuality’s sublimation into all kinds of games and fantasies.

With puberty the genitals become active and the subject actively seeks a love object outside itself. The new sexual aim of genital union appears and all the scattered erotogenic zones with their sex impulses become focused on, and subordinate to, genital union. Hopefully.

‘Normal’ sexuality consists of the uniting of the affectionate current (the sublimated remains of childhood sexuality) and the sensual current (mainstream libido).

So proper human sexual development is the coming together of affection/love and sex/pleasure, focussed on the genitals, to produce the ‘normal’ healthy adult. But, as always, there can be all kinds of hiccups along the way.

(1) The primacy of the genital zones and fore-pleasure

At puberty the sex organs grow and become ready for use. They can be excited in three ways:

  1. excitation of the erotogenic zones from outside
  2. from the organic interior
  3. from mental life, the storehouse of impressions and ideas

Sexual excitement is felt in two ways:

  1. perception of a mental tension of an extremely compelling type
  2. physical preparation: erection of the penis, lubrication of the vagina

Sexual tension

How come sexual excitation is perceived as both pleasurable but also as an unpleasurable tension?

The mechanism of fore-pleasure

Touching or seeing clearly give rise to a) pleasure in themselves b) a perceived raising of sexual tension.

It is as if the fore-pleasure derived from stimulating the erotogenic zones is designed to increase the incentive to move onto the act of sexual union.

Initial pleasure thus disguises increasing tension (unpleasure) so you are led relentlessly on towards copulation, the aim of the entire organism.

The whole pattern leads up to orgasm and the release of the appropriate sexual substances. It would seem that orgasms are designed to extinguish libido, if only temporarily. They are the height of pleasure, the abrupt release of tension by the blood thronging the penis or clitoris rushing back into the body as the scrotum or vagina undergoes a series of muscular contractions perceived as pleasurable.

And this release of tension takes you right the way back to square one i.e. normal bodily function; the overwhelming compulsion towards sex evaporates, the rational mind returns to full control.

Freud divides the two stages into fore-pleasure and end-pleasure.

A distinction similar to the fore-pleasure offered by the telling of jokes which prepare you for the greater release of libidinal pressure (laughing).

[He uses the same division in his essay Creative Writers and Daydreaming to describe the fore-pleasure afforded by aesthetic or formal literary techniques which prepare the way for the deeper pleasure of sharing unconscious fantasies (tales of damnation and salvation, risk and adventure, Ian Fleming and Barbara Cartland).]

Dangers of fore-pleasure

But fore-pleasures are clearly yet another balancing act; the incentive of pleasure must be balanced by an increase of tension which successfully propels you towards sex. If the yield of orgasmic pleasure doesn’t live up to the growth in tension, you may become stuck at the fore-pleasure stage.

Obviously enough, you may be predisposed to this through any number of accidents which emerge in infancy. Extreme attachment to various types of fore-pleasure, to a particular erotogenic zone or to the mental equivalents of them (stimulation of the anus – masochism/inversion) may develop into full-blown perversion.

But these very complex combinations will have some influence over the shape of even the most healthy adult sexuality.

Not only the deviations from normal sexual life but its normal form as well are determined by the infantile manifestations of sexuality.

Again, if this is an accurate account of the growth of sexuality, it shows that it will be very hard to police, to draw a hard and fast line between ‘normal’ and perverse.

Freud is making the controversial claim that ‘the normal’ is built on ‘the perverse’ and most of its activities contain the seeds of perversity.

(2) The problem of sexual excitation

Part played by the sexual substances

Maybe sexual tension is produced, in men, by the accumulation of semen in the testicles? Kraft-Ebing thought so. But if so, how can this account for sexual excitation in children and women?

Importance of the internal sexual organs

Arguing against that theory, observation of castrated men shows that sexual excitement continues to operate with no semen at all.

Chemical theory

Freud speculates that the key role is played by substances released by the sex glands. In his day there was no convincing biological theory of sex.

The discovery of the class of chemicals called ‘hormones’ (at around this time, 1905, in England) paved the way to our present understanding of how sex works.

It’s worth pointing out, though, that even today one of the great mysteries is: Why Sex? And, as Steve Jones says, If Sex, why only two sexes?

(3) The libido theory

Libido is:

a quantitively variable force which serves as a measure of processes and transformations occurring in the field of sexual excitation

A kind of electricity. Freud imagines that libido is distinguished from the other main instinct, hunger, chemically. Libido is a chemically unique force. Psychoanalysis has shown that libido is derived not just from the genitals but from all sorts of organs, including the skin.

We thus reach the idea of a quantity of libido, to the mental representation of which we give the name of ego-libido, and whose production, increase or diminution, distribution and displacement should afford us possibilities for explaining the psychosexual phenomena observed.

Psychoanalysis can only observe ego-libido as it becomes attached to objects i.e. becomes object-libido, as it is attached to, detached from, swapped around various objects (for example, images, fixations, words and ideas) directing the subject’s activity towards sex. For the act of sex, in particular orgasm, results in the temporary extinction of libido.

Psychoanalysis observes the outflowing of libido from the ego and its return thereto.

The ego acts as a psychic reservoir for libido.

In the earliest phases every ego is narcissistic, that is, focusses libido on itself (during the auro-erotic stages of infantile sexuality). Only later does the ego develop the ability to project energy onto external objects and Freud (or his English translators) label these object-cathexes.

The slightest damage to the organism (for example, illness) results in a return to infantile narcissism, as do psychic wounds.

Narcissism is also evoked by particularly self-contained objects, by aloof women, by cats, and by babies (see Freud’s 1914 essay On Narcissism).

In later editions of the Three Essays Freud attacks Jung for watering down libido to make it mean psychical instinctive forces in general.

But the whole point of having a distinct sexual instinct, chemically differentiated from all other instincts, whose special operations can be studied through observation and analysis, in fact all Freud’s efforts and theories, are destroyed if you thus throw out the distinguishing sexual element of libido theory.

(4) The differentiation between men and women

Libido is masculine i.e. active, in character.

In levels of autoerotism and masturbation boys and girls are similar, though girls develop the reaction-formations of shame and disgust more easily than boys (i.e. mental forces which damp down their libido).

Freud suggests three meanings of masculine and feminine:

  • passive versus active personalities
  • biological i.e. defined by sex organs
  • sociological i.e. observing the actual behaviour of men and women

Freud uses masculine and feminine to denote active and passive. To say libido is masculine means it is, in this value system, always active. As to the sociological aspect:

Such observation shows that in human beings pure masculinity or femininity is not to be found either in a psychological or biological sense. Every individual, on the contrary, displays a mixture of the character-traits belonging to their own and to the opposite sex and shows a combination of activity and passivity…

Without the fundamental idea of innate bisexuality I think it would scarcely be possible to arrive at an understanding of the sexual manifestations that are actually to be observed in men and women.

Leading zones in men and women

The clitoris is what little girls masturbate, as boys the penis. Both become erect i.e. engorged with blood during excitation. But Freud thinks that at puberty, whereas boys receive a fresh wave of sexual excitement, girls undergo a profound sexual repression; this takes the form of moving their chief erotogenic zone from the clitoris to the vagina.

The ‘normal’ woman has thus repressed her masculine active organ (the clitoris) in the name of vaginal excitation designed for sex and procreation:

The fact that women change their leading erotogenic zone in this way, together with the wave of repression at puberty which, as it were, puts away their childish masculinity, are the chief determinants of the greater proneness of women to neurosis and especially to hysteria.

[This is, of course, complete rubbish. Women retain their chief sexual excitation through the clitoris. The rediscovery and widespread publicisation of clitoridal sexuality was one of the great achievements of the feminists in the 1960s and 1970s. By the 1980s I was well aware that many women cannot orgasm through vaginal stimulation alone but need clitoral stimulation as well and I think (I hope) this has now become common knowledge. Thus Freud’s theorising away of the clitoris, along with all his theories about the inevitable inferiority of women, are the grossest example of his simply recasting the patriarchal prejudices of his time in a new language.]

(5) The finding of an object

[Expanded in the 1915 essay On Narcissism.]

A person may love:

1. according to the anaclitic (attachment) type:

  • the woman who feeds him
  • the man who protects him

2. according to the narcissistic type:

  • what he himself is
  • what he himself was
  • what he himself would like to be i.e. an idol
  • someone who was once part of themselves i.e. a baby

Suckling at the breast is the prototype of all pleasure and love.

From 1915 Freud introduces the idea of narcissism into his theory. The physical pleasure of suckling at the breast is now accompanied by the psychic pleasure of self-love, the earliest attachment of libido to the ego, the ego to itself, as it grows and comes to consciousness.

After puberty all love objects will partake of these two earliest loves; all love objects will have an element of narcissism and of attachment (cupboard) love.

The finding of a love-object is always a refinding of this original pleasure. A recapturing of what we once had. Falling in love is always a return to lost happiness.

The sexual object during early infancy

Everyone’s first love is for their mother. Freud goes further to say everyone’s first sexual object is their mother. Mothers stroke and kiss and caress babies, thus awaking the erotogenic zones and sex instincts. There is nothing perverse in this. The mother is only fulfilling her task in teaching the child how to love. Later in life, the former baby will itself stroke and kiss and caress a love object. How else does it learn to do this except by unconscious recall of its own childhood caresses?

Infantile anxiety

Infantile anxiety is caused by the loss of the person the infant loves. They are afraid of the dark because in the dark they cannot see the person they love. An infant who turns his love/libido into anxiety when it cannot be satisfied is behaving exactly like an adult neurotic.

The barrier against incest

‘Normal’ development means the transmutation of the early sexual attachment to the mother into ‘affection’ i.e. aim-inhibited libido. One of life’s great tasks is overcoming this love and learning to reattach it to socially acceptable objects.

This happens partly due to internal psychic development but is hugely reinforced by social and moral pressures. In Totem and Taboo (1913) Freud writes about the fundamental taboo against incest which is, in his view, the beginnings of society and morality.

Nonetheless, incest remains a possibility in the unconscious mind, in dreams and fantasies.

Puberty is particularly rich in fantasies as the adolescent tries out various combinations of object and experiments with its new strong feelings obsessively in the mind, before attempting to put them into practice.

Some fantasies are particularly common: the adolescent’s fantasies of overhearing his parents having sex; of having been seduced in infancy; of having been threatened with castration; fantasies of life in the womb; and the so-called Family Romance, the fantasy of being the abandoned child of rich beautiful parents – a rationalisation of infantile perception of parental omnipotence.

In overcoming renewed childhood sexual fantasies about his parents the adolescent also has to make the crucial break with them; to rebel against parental authority, particularly the father.

Some people never make it and remain in thrall to their parents. Many women never properly escape and remain as loving and passive as they were in childhood. Girls have a tendency to rebel against their sexual destiny, against sexuality itself and to flee into exaggerated affection for siblings or parents. To become virgin carers.

It falls to some men to become the complete rebels against authority which are required by the furtherance of the race.

After-effects of infantile object-choice

These powerful loves of childhood cast a pall over the rest of our lives. Women often look for older, more mature, authoritative husbands who are quite obviously father-substitutes. Men, even more often, are looking for the unconditional love of their mothers.

Prevention of inversion

It seems that the presence in our childhood of the same sex parent as a figure of a) resented authority and b) sexual rivalry, contributes to our early love for the opposite sex parent, all of which is motivated by the hormones at puberty.

But if the family unit is disturbed, if one of the parents is lacking, this is a powerful accidental stimulus to homosexuality (innate predispositions aside).

SUMMARY

* Neuroses are the mirror image of perversions: both represent aberrations from normal sexuality. Neurotic symptoms are generally a reinvoking of infantile perversions, at least in fantasy and transferred symptoms, as libido flees an unbearable sexual situation.

* Perversions are the fixation of the libido onto particular components of sexuality at the expense of normal heterosexual genital union.

A disposition to perversions is an original and universal disposition of the human sexual instinct and ‘normal’ sexual behaviour is developed out of it as a result of organic changes and psychical inhibitions occurring in the course of maturation.

* Any departure from established sexuality is therefore an instance of developmental inhibition and infantilism, a regression.

* The sexual instinct is put together from various factors and, in the perversions, these components fall apart.

* ‘Normal’ sexuality integrates these instincts and submits them to socially-condoned genital aims.

* Children bring sexuality into the world with them. After an efflorescence of sexuality from ages 2 to 5 the sex instinct undergoes a repression, entering the latency period. Sexual feelings continue during this period but rerouted:

a) to develop secondary characteristics such as affection and friendship (aim-inhibited libido)
b) into ‘reaction-formations’ to sexual activities, which are now perceived as dirty, shameful, disgusting and so on, into a predisposition to receive moral education. These reaction-formations will be critical in establishing the channels along which libido can flow after puberty; too strong and they will react badly to the arrival of puberty and real sexual situations, causing all sorts of havoc, not least the flight into illness which characterises neurosis.

* Children develop through three phases: oral (breastfeeding), anal-sadistic in which ambivalence emerges, and phallic, part of which is the Oedipus complex. Then it is all buried in the latency period.

* The diphasic onset of sexuality i.e. in two stages, allowing for a latency period during which the socialising process can get going, seems to be a precondition for humanity’s civilised achievements. But, being so long and precarious, the latency period also explains mankind’s predisposition to neurosis and mental illness, and to the various failures and perversions of the sex instinct.

* The perversions of infancy, the finding of pleasure in erotogenic zones, returns with puberty but subordinated, as fore-pleasures, to the great act of copulation itself.

* Children find their first sex object in the opposite sex parent but this lust is repressed and redirected by the primeval psychological taboo against incest.

Factors interfering with development:

Every step on this long path of development can become a point of fixation, every juncture in this involved combination can be an occasion for a dissociation of the sexual instinct.

Constitution and heredity

Nature/nurture, which comes first? Imponderable. Except to say that in families with a predisposition to sexual failure, the men will tend to be perverts, the women, “true to the tendency of their sex to repression”, will become negative perverts i.e. hysterics.

Further modification

Whatever the hereditary predisposition, it is clear the sex instincts undergo further modifications:

Perversion: at puberty the libido may find the genital zone too weak for the tasks asked of it, and so revert to fixation on earlier infantile perverse zones.

Repression: the instincts in question are repressed and travel underground until they can find their expression disguised as hysterical symptoms. They can have perfectly normal sex lives but accompanied by psychological problems.

Sublimation: excessive sexual dispositions can be redirected into socially acceptable fields, thus yielding greater psychic efficiency and providing a strong evolutionary advantage. Maybe this is the reason why sublimation is the basis of much human mental life.

Reaction-formation: the building up during the latency period of strong counter-forces to perverse instincts, abetted by education which is designed to channel sexuality into ‘normal’ ends.

What we describe as a person’s character is built up to a considerable extent from the material of sexual excitations and is composed of instincts that have been fixed since childhood, of constructions achieved by means of sublimation, and of other constructions, employed for effectively holding in check perverse impulses which have been recognised as unutilisable.


Credit

All Freud’s works have complicated histories in translation. The Three Essays on the Theory of Sexuality were first translated into English in 1953 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. References in this blog are to the revised version, published in 1977 as part of ‘On Sexuality’, Volume 7 of the Pelican Freud Library.

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