Selected Essays by Virginia Woolf – 1. Reading and Writing (2)

The Oxford World Classic edition of ‘Selected Essays by Virginia Woolf’, edited by David Bradshaw, brings together 30 of Woolf’s essays, reviews and miscellaneous prose pieces, and groups them under four headings:

  1. Reading and Writing
  2. Life-Writing
  3. Women and Fiction
  4. Looking On

Earlier blog posts give my introductory notes to the essays and summary of the first four essays in the ‘Reading and Writing’ section. This post summarises and comments on the last six essays in the ‘Reading and Writing’ section, numbers 5 to 10 in this list.

  1. The Decay of Essay-Writing (1905)
  2. Modern Fiction (1919)
  3. The Modern Essay (1922) [review of Modern English Essays 1870 to 1920]
  4. How It Strikes a Contemporary (1923)
  5. Mr Bennett and Mrs Brown (1923)
  6. Character in Fiction (1924) [a talk]
  7. ‘Impassioned Prose’ (1926) [Thomas de Quincy]
  8. How Should One Read A Book? (1926)
  9. Poetry, Fiction and the Future (1927)
  10. Craftmanship (1937) [BBC radio talk]

5. Mr Bennett and Mrs Brown (1923: 5 pages)

The essence of fiction is character but the complexity of the world the Georgian novelists face means they have to reject the simplistic notions of character good enough for their Victorian and Edwardian forebears.

The story of this and the following essay are a bit confused.

In March 1923 the bestselling novelist Arnold Bennett wrote a review of Woolf’s avant-garde novel ‘Jacob’s Room’ (1922) in which he claimed her characters would never survive in ‘the real world’. This triggered Woolf to write 1) a rebuttal of Bennett’s criticisms that was published in the Athenaeum magazine in December 1923 under the title of ‘Mr Bennett and Mrs Brown’.

Woolf realised she was onto something and expanded her points into a 2) longer essay and, the following year, presented the expanded version in a paper read to the Heretics Society at Cambridge University, still titled ‘Mr Bennett and Mrs Brown’, on 18 May 1924.

When T.S. Eliot, as editor of The Criterion magazine, asked Woolf for an article she submitted the text of this talk and it was published in July 1924 under the title ‘Character in Fiction’. This second version, the expanded version, is the essay following this one in this selection, number 6 in my list. Woolf and her husband then published it themselves, as a standalone pamphlet, in their own Hogarth Press, on 30 October 1924. What makes things confusing is that they chose to publish it under the title of the short version, ‘Mr Bennett and Mrs Brown’.

So this is my summary of the original 5-page review. In his selection Bradshaw follows it by publishing the longer version, as published in The Criterion and under the Criterion‘s title, ‘Character in Fiction’.

***

Woolf quotes the best-selling serious novelist of his day, Arnold Bennett, as writing in a recent essay that the foundation of good novel writing is character but that the Georgian novelists have lost interest in depicting character in preference for a blizzard of details. Woolf agrees but claims that it is Bennett and the two other successful novelists of his generation, H.G. Wells and John Galsworthy, who are chiefly responsible for drowning character in facts and details.

She claims that the characters of modern books such as Kipps or ‘The Old Wives Tale’ pale into comparison with any character from ‘the splendid opulence of the Victorian age’, notable for ‘the astonishing vividness and reality of the characters.’

For Woolf the Edwardian novelists suffer from at least three disadvantage: 1) In a sense they simply couldn’t compete with the scale and depth of the great Victorians. 2) There was also something squalid and vulgar about them. She is very rude about Samuel Butler.

No sooner had the Victorians departed than Samuel Butler, who had lived below stairs, came out like an observant boot boy, with the family secrets in ‘The Way of All Flesh’.

In the same vein John Galsworthy is accused of being overly concerned with social injustices, which was even more true of H.G. Wells and his incessant issue-mongering.

3) The impact of Constance Garnett’s powerful English translations of the Russian classic novelists, particularly Dostoyevsky. Not only the Edwardians but even the Victorians couldn’t compete with the scale and depth and complexity of characters such as Raskolnikov, Stavrogin et al.

Galsworthy gives us his sense of compassion, Wells his generous enthusiasm and Bennett his sense of time passing, but none of them match up to the great Russians.

Woolf claims that it was this, the change to a new sense of the depth and complexity of human nature, which marked the decisive break between the culture of the Edwardians and of the Georgians (King Edward VII died and was succeeded by his son George V in May 1910). This is the thinking behind her much quoted saying that ‘On or about December 1910, human character changed’, which comes in the expanded version of this essay (see below).

Character, she asserts, is crucial to human beings’ sense of life, of who we are and who other people are. Hence, if we disbelieve in the characters in novels as they are presented to us, then we want to go deeper and further, to search out their real meanings for ourselves.

At this point she introduces the figure of Mrs Brown – who is to feature so largely in the expanded version of the essay – but in a very different way from her later appearance. Here she is not much more than a name Woolf gives to her notion of a deeper, more unpredictable conception of character than the Edwardian writers can cope with, a notion which breaks up and shatters traditional ideas about character.

And it is amid these ruins of the old Victorian and Edwardian notions of ‘character’ that her generation of writers, the Georgians, have to somehow construct a reasonable dwelling place. She argues that the difficulties each of the Georgian writers encountered in trying to work out their own conception of ‘Mrs Brown’ (i.e. how to depict modern character) explain both the failures but also the daring experiments of her generation.

6. Character in Fiction (1924: 18 pages)

Extended criticism of the Edwardian novelists – Galsworthy, Bennett and Wells – for their excessive naturalistic detail which swamps their characters, for ignoring the spiritual for the material, which is why her generation of Georgian novelists must reject them.

This is the text of the paper read to The Heretics in Cambridge on 18 May 1924 mentioned above. (The Cambridge Heretics was a society formed at the University of Cambridge in 1909, to oppose compulsory Christian worship and celebrate humanist values.)

Woolf actually delivered it under the title of the original article rebutting Bennett i.e. ‘Mr Bennett and Mrs Brown’ (see above) which was also the title she used when she published it in her own Hogarth Press edition. But in an effort to distinguish between the two versions, David Bradshaw publishes it here with the title it was given when published in T.S. Eliot’s journal, The Criterion i.e. ‘Character in Fiction’.

This explains why, when you look it up online, you find the text given here as ‘Character in Fiction’ is everywhere else given the Hogarth Press title of Mr Bennett and Mrs Brown.

***

Woolf opens with a modest, self-deprecating tone. She describes herself as ‘one solitary, ill-informed, and misguided individual’ and goes on to say:

It seems to me possible, perhaps desirable, that I may be the only person in this room who has committed the folly of writing, trying to write, or failing to write, a novel. And when I asked myself, as your invitation to speak to you about modern fiction made me ask myself, what demon whispered in my ear and urged me to my doom, a little figure rose before me—the figure of a man, or of a woman, who said, ‘My name is Brown. Catch me if you can.’

She gets the ball rolling going by quoting Arnold Bennett as saying that the most important thing in novel writing is creating character, everything follows from that. So that’s the Mr Bennett of the title accounted for.

To the reader’s mild surprise, Woolf suddenly makes the grand declaration that ‘on or about December 1910 human character changed.’ What changed? She explains. Between her generation and the Victorians there is a gulf:

All human relations have shifted—those between masters and servants, husbands and wives, parents and children. And when human relations change there is at the same time a change in religion, conduct, politics, and literature. Let us agree to place one of these changes about the year 1910.

Ah. So it’s an arbitrary but useful dividing line which she has airily invented.

She goes on to admit that to some extent everybody is an expert in ‘character’. To assess other people’s characters is a fundamental human need. But novelists take it a stage further:

The study of character becomes to them an absorbing pursuit; to impart character an obsession. And this I find it very difficult to explain: what novelists mean when they talk about character, what the impulse is that urges them so powerfully every now and then to embody their view in writing.

Then she makes what appears, at first sight, to be one of her bewildering digressions. She tells everyone about an incident which occurred to her recently, when she was late catching a train and hurriedly climbed into a compartment where a man and woman seemed to be having an argument. They both shut up when she got in but she could feel the tension in the carriage. being Woolf, she promptly invented names for these two unknown strangers, naming the bluff irritated man Mr Smith and the much older, visibly poor woman, Mrs Brown. So this is the Mrs Brown of the title.

Woolf then reports this pair’s inconsequential conversation, Smith leaning forward and threateningly extracting from the woman what he wanted, namely a promise to meet someone named George somewhere on Thursday. Once assured of this, the man jumps out at Clapham Junction, while Mrs Brown continues on to Waterloo station, gets out and walks – like so many of the bit characters she observes in London streets – out of Woolf’s life.

What just happened? We have just watched Woolf conjure character and interest out of an apparently chance and trivial encounter and she begins to make her point:

I believe that all novels begin with an old lady in the corner opposite. I believe that all novels, that is to say, deal with character, and that it is to express character — not to preach doctrines, sing songs, or celebrate the glories of the British Empire, that the form of the novel, so clumsy, verbose, and undramatic, so rich, elastic, and alive, has been evolved.

She reminds us that Arnold Bennett claimed that fictional characters must be ‘real’ to make a book work, but Woolf asks the obvious question: what is reality? One man’s reality is another man’s nonsense.

For instance, in this article he says that Dr Watson in Sherlock Holmes is real to him: to me Dr Watson is a sack stuffed with straw, a dummy, a figure of fun.

Anyway, her point is this: Why are there no plausible characters in contemporary (1920s) fiction? She has another go at Bennett, Wells and Galsworthy, saying their books lack the completion and closure of, say, Jane Austen. They miss something, they are incomplete.

To make her point she entertainingly speculates what Wells, Galsworthy and Bennett would have made of her made-up Mrs Brown. Her three little parodies are unusually funny for Woolf. She spends most effort on Bennett’s version. Then, to check, she takes down a novel of his, Hilda Lessways. She quotes from it, from the long factual description of Hilda Lessway’s house, in order to graphically demonstrate what a blizzard of realistic detail clutters up Bennett’s texts. No wonder his novels are so bloody long.

But Woolf says Bennett’s approach is the wrong way round. The house isn’t important, the person living in it, Hilda, is the important thing.

Back to 1910 and Woolf says that E.M. Forster and D.H. Lawrence spoiled their early work by giving in to the British public’s need for conventions and facts. They compromised with what she calls the Edwardian quality of Wells-Galsworthy-Bennett’s books. Foster and Lawrence had to wriggle free of the old conventions in order to capture the uniqueness of ‘Mrs Brown’.

By now we can see that this ‘Mrs Brown’ has become a metaphor for a particular view of reality, of Life as portrayed in fiction. And so Woolf comes to the present day and tells us that she can hear all around her the sound of authors crashing and smashing down those Victorian-Edwardian conventions in order to convey the truth of life. But the trouble with contemporary authors is they don’t know what to replace all those dead old conventions with. Hence the sense of confusion and lack of common values which she lamented in ‘How it strikes a contemporary’. It’s one thing to tear down the old rule, but what are the new rules and how do we agree on them?

Then Woolf is surprisingly harsh on a couple of notorious modern writers, James Joyce and T.S. Eliot. She condemns Joyce for his indecency and Eliot for his obscurity. It’s part of her broader point that modern writers have to waste so much of their energy smashing the old conventions and forging their own way. This was not true of her ideal writers from earlier times, authors like Jane Austen or Macauley the historian, who were at one with their times and so wrote easily and gracefully. Instead:

We must reconcile ourselves to a season of failures and fragments. We must reflect that where so much strength is spent on finding a way of telling the truth the truth itself is bound to reach us in rather an exhausted and chaotic condition. Ulysses, Queen Victoria, Mr Prufrock — to give Mrs Brown some of the names she has made famous lately — is a little pale and dishevelled by the time her rescuers reach her.

Drawing to a conclusion, Woolf asks her readers to be tolerant of the problems and difficulties of modern fiction, to ‘tolerate the spasmodic, the obscure, the fragmentary, the failure.’ Modern authors are trying their best but they are having to invent a whole new world.

After all this talk about smashing and crashing and difficulties, she ends with the surprising claim that:

We are trembling on the verge of one of the great ages of English literature. But it can only be reached if we are determined never, never to desert Mrs Brown.

Summary

Well, this is a Great Essay. She delivers a good, clear point of view, forcefully and vividly expressed. Just as T.S. Eliot’s essays in the early 1920s helped him think through his position and helped the perplexed public understand what his new type of poetry was trying to do, so Woolf’s essays show her developing her new and radical aesthetic, and this is very interesting. And her criticism of Wells and Bennett’s materialism becomes more debatable, discussable and powerful, the more you read it.

7. ‘Impassioned Prose’ (1926: 8 pages)

Justification of her wish to restore poetry to prose, on the model of her hero Thomas de Quincy.

She means poetic prose, prose poetry. She laments that most prose fiction is resolutely factual, that we are continually told that it is a solecism to include poetic flights in a prose text.

If the critics agree on any point it is on this, that nothing is more reprehensible than for a prose writer to write like a poet. Poetry is poetry and prose is prose—how often have we not heard that! Poetry has one mission and prose another

Trouble is that this occludes half of life, prevents us exploring our subjective, inner lives.

Therefore all that side of the mind which is exposed in solitude they ignore. They ignore its thoughts, its rhapsodies, its dreams, with the result that the people of fiction bursting with energy on one side are atrophied on the other.

Luckily there are in all ages writers who are not themselves of the first rank but who widen the possibilities of writing for contemporaries and successors. The example she has in mind is Thomas de Quincey who wrote a huge amount, and had a poetic sensibility, but never wrote any poetry because he didn’t have the sustained gift; and by the same token wasn’t interested enough in people to be a novelist so never write fiction.

In what form was he to express this that was the most real part of his own existence? There was none ready made to his hand. He invented, as he claimed, ‘modes of impassioned prose‘. With immense elaboration and art he formed a style in which to express these ‘visionary scenes derived from the world of dreams’. For such prose there were no precedents, he believed; and he begged the reader to remember ‘the perilous difficulty’ of an attempt where ‘a single false note, a single word in a wrong key, ruins the whole music’.

And so he carved out his own space, writing poetically in the other prose genres: essays, biographies, confessions and memoirs.

He was an exception and a solitary. He made a class for himself. He widened the choice for others.

She goes on to describe at length the strength and weakness of her favourite among de Quincey’s books, the ‘Autobiographic Sketches’. By this stage she’s made her point, for surely she is the modern de Quincey, deploying ‘modes of impassioned prose’ to convey a deeper perception of life, than the stony prose writers. We sit with our friends and family, eating, talking, in too close proximity.

But draw a little apart, see people in groups, as outlines, and they become at once memorable and full of beauty. Then it is not the actual sight or sound itself that matters, but the reverberations that it makes as it travels through our minds. These are often to be found far away, strangely transformed; but it is only by gathering up and putting together these echoes and fragments that we arrive at the true nature of our experience.

She is describing her own technique.

8. How Should One Read A Book? (1926: 11 days)

Quite frequently Woolf displays the number one mistake of intellectuals and writers in thinking that the present moment, the moment she’s writing about, is somehow uniquely special, and moreover uniquely degraded and decadent. Thus she opens this essay:

At this late hour of the world’s history…

But it isn’t ‘this late hour of the world’s history’. Who’s to say this isn’t an early hour in the world’s history, that the last 3,000 years are just a prelude to what comes after. In fact they obviously will be. Human history will go on as long as there are humans to record it and who knows how long that will be – maybe thousands and thousands of years to come. This decline-and-fall trope is a cliché and doesn’t give you confidence of her broader understanding of history or society. You get the feeling that her orientating herself in culture and history is subtly awry, but then there’s something awry about all her writings, the detachment, the alienation, but also the odd insights of the mentally ill.

Anyway, her point is that there are more books than ever before (another cliché, something she also complains about in ‘The Decay of Essay-Writing’) so how should you read them? Well, there are no rules but the first thing to acknowledge is that books come in all shapes and sizes and genres and forms and we should respond appropriately.

Her essays often address issues which feel very outdated; her values are those of another age. Still in thrall to Victorian earnestness, she asks whether one should read books for pleasure or profit? Answer: no-one really cares. It’s a non-question. Maybe a GCSE-level question to get schoolchildren thinking but tangential to our concerns.

Anyway, she does make one simple Big Point, which is that nobody really understands what reading is. The physical activity, yes; you can test people on their ability to read, on their level of comprehension, on what they understand or remember. But at the more advanced level of registering nuance and implication… I wonder if there’s a specialist area of modern neuroscience devoted to the science of reading?

Belles letterism

Belles-lettres is a category of writing, originally meaning beautiful or fine writing… The phrase is sometimes used pejoratively for writing that focuses on the aesthetic qualities of language rather than its practical application.

I can’t see how a lot of Woolf could not be considered belle-letterism: the concern for fine, flowing elegant prose redolent of nineteenth century fine writing (Lamb, Pater); the use of the royal ‘we’; mention of ‘turning to the bookcase’ which evokes the comfy air of a book-lined study in a fine house or gentlemen’s club. It’s a permanent puzzle how radical and drastic her experiments in fiction were and yet how conservative and backward-looking her prose style is.

The problem [of what to read] is not so simple in a library as at the Zoölogical Gardens. Books have a great deal in common; they are always overflowing their boundaries; they are always breeding new species from unexpected matches among themselves. It is difficult to know how to approach them, to which species each belongs. But if we remember, as we turn to the bookcase, that each of these books was written by a pen which, consciously or unconsciously, tried to trace out a design, avoiding this, accepting that, adventuring the other; if we try to follow the writer in his experiment from the first word to the last, without imposing our design upon him, then we shall have a good chance of getting hold of the right end of the string.

The leisurely, all-the-time-in-the-world elegance of this authorial ‘we’, the royal we, the superior ‘we’ of the privileged literary elite.

Co-production

At the end of ‘Mr Bennett and Mrs Brown’, Woolf introduced the idea that any book is a co-production between the writer and the reader. (This idea was taken up decades later, in the late 1960s, by reader response theory and to some extent anticipates Roland Barthes’ ideas about the death of the author and the birth of the creative reader.) She does the same again, here:

To read a book well, one should read it as if one were writing it. Begin not by sitting on the bench among the judges but by standing in the dock with the criminal. Be his fellow worker, become his accomplice.

Writers’ worlds

She asks us to imagine encountering a beggar in the street (as I, in fact, routinely do, every time I go shopping there are people begging or selling the Big Issue at both the front and the back entrance to Sainsburys: no escaping the modern beggar in London town).

Woolf gives an entertaining account of how such an encounter would be turned into fiction by 1) Daniel Defoe, 2) Jane Austen, 3) Thomas Hardy. Out of this little frolic she makes the fairly obvious point that each really great writer is a world of their own with a distinct perspective.

It is necessary to approach every writer differently in order to get from him all he can give us. We have to remember that it is one of the qualities of greatness that it brings heaven and earth and human nature into conformity with its own vision. It is by reason of this masterliness of theirs, this uncompromising idiosyncrasy, that great writers often require us to make heroic efforts in order to read them rightly. They bend us and break us.

She makes the equally obvious point that: sometimes the writing we have to work hardest to understand is ultimately the most rewarding; and that different works appeal to us in different moods. (Along the way she betrays her bias or premise that ‘real books [are] works of pure imagination’, in contrast to histories and other factual books.)

Over-reading

She mentions something equally as common but which I’ve never seen described before, the risk of ‘over-reading – when you overdo it with a book you’re enjoying, read too much, become tired, and suddenly realise you’re tired, fed up, and abruptly take against the whole thing:

Suddenly the book becomes dull as ditchwater and heavy as lead. We yawn and stretch and can not attend.

The cure (pretty obviously) is to read something else of a different type, Woolf’s favourite alternatives being biography or history. But:

However interesting facts may be, they are an inferior form of fiction, and gradually we become impatient of their weakness and diffuseness, of their compromises and evasions, of the slovenly sentences which they make for themselves, and are eager to revive ourselves with the greater intensity and truth of fiction.

Thus speaks the novelist who (surprise) believes that the novel is the highest form of writing. The risk of reading literary writers is taking them at their own value. As you get older you realise there are many other types of writing with just as much claim to importance, and that’s before the thousands of other human activities we need (doctors, nurses, teachers etc). Presenting the reading and writing of novels as some kind of heroic endeavour is a form of chauvinism; deeper down, a type of narcissism, defined as: ‘an excessive preoccupation with oneself and one’s own needs.’ All Woolf’s essays are about herself.

Reading poetry

Then she switches to what is required of reading poetry and its rewards.

Anyone who has read a poem with pleasure will remember the sudden conviction, the sudden recollection (for it seems sometimes as if we were about to say, or had in some previous existence already said, what Shakespeare is actually now saying), which accompany the reading of poetry, and give it its exaltation and intensity.

Good description.

After-reading

In the last part of the essay she describes what happens when we’ve finished reading a book i.e. we judge it. Here she suggests that in reading we go through two processes: one might be called the actual reading; the other the after-reading. It is really in the after-reading that all the bits and pieces we’ve been bombarded with during the reading coalesce into an overall view and opinion. Neat idea.

And is it good or bad, the novel, the fiction you just read? It’s the question which has been dogging literary theory for two and a half thousand years. The simple answer is – it’s up to you. Critics can’t help. They all disagree with each other. Opinions aren’t much help because ‘minds differ too much to admit of close correspondence in matters of detail’. The best approach is:

by realizing our own impression as acutely as possible and referring this to the judgments which we have gradually formulated in the past.

We must ask demanding questions of the book and follow the answers to the limits of our ability. Only when we’ve completed this process can we hold our opinion up against other people’s or the criteria laid down by the great critics.

Summary

To summarise:

A good reader will give the writer the benefit of every doubt; the help of all his imagination; will follow as closely, interpret as intelligently as he can. In the next place, he will judge with the utmost severity. Every book, he will remember, has the right to be judged by the best of its kind. He will be adventurous, broad in his choice, true to his own instincts, yet ready to consider those of other people.

A defence of reading

She has a last word for the moralists who criticise reading books as a lazy self-indulgent activity. She thinks the firmest defence is that books give pleasure, ‘mysterious, unknown, useless as it is’.

This is the argument of an aesthete and could have come from the lips of Oscar Wilde (we always have to remember what a Victorian Woolf was). The most obvious defence of reading is that it is educational and an educated population is an undeniable public good. The more educated and literate a population, the more economically active, productive and wealth creating. Then there’s the liberal defence that reading imaginative literature broadens the mind and produces a population of broad-minded, empathetic readers. Personally, I’ve always found this a weak argument because the twentieth century provides ample evidence of highly literate and civilised populations which allowed fiendish behaviour, Germany being the obvious one. Other factors are required to produce a liberal, civilised population besides just widespread literacy and reading.

Personally, I think practical arguments which eschew lofty aims and avoid moral principles, are most effective in a debate. And so it’s most effective not to argue that reading is valuable for this or that noble or social or moral end, but to start with the empirical fact that lots of people simply like reading. Begin with the evidence in the real world, the statistics about the numbers of books published, bought, borrowed and read each year. Can’t argue with the facts.

Lots of people go to football matches or pop concerts or go fishing or potter in their gardens. Reading takes its place among the range of activities practiced by tens of millions of people in a civilised society. It needs no more defence than that.

Comic conclusion

Woolf concludes with a piece of satirical exaggeration, stylish and silly, which made me smile.

That pleasure [of reading] is so curious, so complex, so immensely fertilizing to the mind of anyone who enjoys it, and so wide in its effects, that it would not be in the least surprising to discover, on the day of judgment when secrets are revealed and the obscure is made plain, that the reason why we have grown from pigs to men and women, and come out from our caves, and dropped our bows and arrows, and sat round the fire and talked and drunk and made merry and given to the poor and helped the sick and made pavements and houses and erected some sort of shelter and society on the waste of the world, is nothing but this: we have loved reading.

Heroically wrong. Houses, pavements, plumbing, wiring, power stations, reservoirs and sewerage farms aren’t designed and built by bookish readers. But it’s a rare florescence of humour in Woolf’s writing and so a little treat.

9. Poetry, Fiction and the Future (1927: 11 pages)

Describes a theoretical work of fiction in the future which will incorporate into its prose a high degree of poetry and drama, pointing towards her own novel The Waves.

Woolf claims that the present (1927) is problematic for fiction. She and so many of her contemporaries are struggling to express themselves. Why? One reason is that poetry, which was so easily available and expressive for the Victorians, has become impossibly complicated and difficult. Not only that but society is in turmoil, with the old Christianity destroyed yet people yearning to believe; with the awesome scale of scientific discoveries, from the age of the earth to the size of the universe, crushing the human spirit, creating an atmosphere of ‘doubt and conflict’.

For some reasons she moves on to consider the poetic play and notes how the attempts of the great nineteenth century poets – Byron, Shelley, Tennyson, Browning, Swinburne – were miserable failures, and how the attempts of her contemporaries (maybe she’s thinking of T.S. Eliot’s doomed attempts to revive the play in Elizabethan blank verse) have likewise failed.

Why? You have to go back to the Elizabethan dramatists (as she so often in her essays goes back to Shakespeare) to understand why. It’s because the Elizabethan playwrights could write about anything; they completely shared a worldview and experiences and a diction with their audiences and readers, and so didn’t need to hold back. Modern authors, by contrast, live in a highly atomised, class-ridden society, where everyone lives locked up in their own houses, in their own living rooms, listening to their own records or radio or reading their own books, each in little worlds of their own. No wonder the modern writer finds it so hard to cut through.

Above all there’s a corrosive cynicism which means the modern writer daren’t be caught out celebrating simple beauty without hastening to show the dark and ugly side of life as well. Poetry hasn’t the flexibility, the ability to change subjects and register, which the fragmented modern mind requires.

Therefore – and here’s her point – it may be that modern prose is going to take over some of the duties formerly performed by poetry. It may be that in 10 or 15 years’ time prose will be used for purposes it has never been used for before; that that cannibal, the novel, will have swallowed up even more of the territory of literature.

In particular there may come a book which is written in prose but with the sensibility of poetry, which will have some of the exaltation of poetry but written in prose. It will be read but not acted. We won’t even have a name for its hybrid form. I realise that she is referring to the experimental novel she was currently writing, The Waves, published in 1931 and which she referred to not as a novel but as a ‘playpoem’, and she goes on to describe other ways in which poetry will be melded with prose in her experiment.

Surprisingly, maybe, she thinks the classic novel which most successfully incorporated poetry is Tristram Shandy by Lawrence Sterne. Because it is continually changing subject matter, tone and register, we tend not to notice that there are passages of deliberately exquisite feeling, because these are completely incorporated into the text alongside the farce and pratfalls and bawdy and sentiment. Sterne fashions a prose which is getting on for being as flexible and omni-expressive as the Elizabethans.

10. Craftsmanship (1937)

A radio broadcast on April 20th, 1937. This text is immediately bewildering because it starts with a series of claims all of which seem questionable, simplistic or wrong.

We know little that is certain about words, but this we do know—words never make anything that is useful; and words are the only things that tell the truth and nothing but the truth.

‘Words tell the truth and nothing but the truth.’ This is so wrong it’s hard to know where to start. What words are, what language is and how it works, is too encyclopedic a subject to be knocked off in a pithy phrase. The claim is so vague and insubstantial I wondered if it’s one of her mad essays.

Let us then take for our starting point the statement that words are not useful. This happily needs little proving, for we are all aware of it. When we travel on the Tube, for example, when we wait on the platform for a train, there, hung up in front of us, on an illuminated signboard, are the words ‘Passing Russell Square.’ We look at those words; we repeat them; we try to impress that useful fact upon our minds; the next train will pass Russell Square. We say over and over again as we pace, ‘Passing Russell Square, passing Russell Square.’ And then as we say them, the words shuffle and change, and we find ourselves saying, ‘Passing away saith the world, passing away… The leaves decay and fall, the vapours weep their burthen to the ground. Man comes…’ And then we wake up and find ourselves at King’s Cross.

Woolf comes from another time and place. Having never done any real work, having servants to do all the housework, leading a pampered, sheltered life, Woolf has no idea, no idea at all, of the importance of words in professional contexts, in the law, in the civil service, in the administration of nations and counties and cities, in rules and regulations, in the vast world of healthcare and medicine. Only if you leave out most of what people in civilised societies use language for, can you acquiesce in the dreamy digressions of this pampered lady.

Very symptomatically the quote which ends the piece – ‘The leaves decay and fall, the vapours weep their burthen to the ground. Man comes…’ – is from Tennyson, patron saint of mellifluous dreaminess. It’s a characteristically Victorian reference point, to a man who devoted his long career to ignoring the gritty, complex realities of the Victorian age and created a dream otherworld into which his many readers and fans could take refuge. Despite her often challenging handling of her content, in terms of her style Woolf’s novels offer a similar level of mellifluous, elegantly shaped escapism, part of the reason for her enduring popularity.


Credit

‘Selected Essays of Virginia Woolf’ was published by Oxford World Classics in 2008. Most of the essays can be found online. The OWC introduction can be read on Amazon.

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Aspects of the Novel by E.M. Forster (1927)

‘Aspects of the Novel’ is based on a series of weekly lectures which E. M. Forster gave at Trinity College Cambridge in 1927, in which he discussed the English novel. Forster used examples from classic novels to describe what he claimed to be the seven universal aspects of the novel, namely:

  • story
  • characters
  • plot
  • fantasy
  • prophecy
  • pattern
  • rhythm

The book was mocked when I was a student for its rambling, amateurish, belle-lettreist approach, lacking all reference to any kind of smart theory. Forster knew it lacked intellectual depth and modestly described it as ‘a ramshackly survey’, but he deprecates to deceive. Although eschewing scholarship and expertise, he says many interesting things, and it’s fascinating to read the comments on eminent books and authors by one of themselves.

Introduction

Forster doesn’t make grand statements or general rules, in fact he’s all about how difficult it is to define or discuss the novel. What, even, is a novel?

He adapts the suggestion of Monsieur Abel Chevalley that it is ‘a fiction in prose of a certain length’, adding it probably needs to be over 50,000 words long. He doesn’t say this, but the issue reminds me of all those Joseph Conrad stories which are too long to be short stories but don’t quite make Forster’s word count. ‘Heart of Darkness’ is 37,906 words long. Is it a novel or a novella? D.H. Lawrence wrote half a dozen works more complex than short stories, but without the full weight and length of novels, so they are called novellas.

Forster wants to talk about the ‘English’ novel, so what does ‘English’ mean in this context? Does it refer to the country? No. To any long fiction work written in English.

It’s notable that Forster doesn’t worry about the implications of American fiction swamping British fiction. In 1927 maybe it was still seen as the poor relation. He’s much more concerned with the influence on the English novel of the Continent. But this, he says, is in fact negligible. English fictions writers are sometimes influenced by the French, but rarely by the Spanish, Italian, Germans or any other national literature. In this, as everything else, the English are insular and generally hold aloof from the Continent.

But he makes a few chastening points about English fiction in a nominal league table of achievement:

No English novelist is as great as Tolstoy—that is to say has given so complete a picture of man’s life, both on its domestic and heroic side. No English novelist has explored man’s soul as deeply as Dostoevsky. And no novelist anywhere has analysed the modern consciousness as successfully as Marcel Proust.

English poetry is world class. English fiction less so. He cites Bronte, Hardy, Gaskell, Meredith and says they’re fine in their way, often give vivid portraits of particularly English areas and types. But set next to War and Peace or The Brothers Karamazov? No.

He is extremely averse to the notion of ‘periods’ (the Victorian novel, ‘Edwardian fiction’ etc) much beloved by academics. Ditto the idea of ‘influence’, that this or that writer is writing under, or seeking to evade, the influence of this or that other writer.

Forster prefers to think of all the writers he deals with sitting in the British Library Reading Room with pens in hand, at the same time, dealing with the same kinds of problems, unaffected by their times or predecessors, an attitude he summarises as:

History develops, Art stands still.

A note on scholarship. Genuine scholarship, defined as having read everything in your subject and something from around the fringes and having taste and discrimination, is extremely rare. Most people are pseudo-scholars who know about particular authors or periods. This is why pseudo-scholarship likes specialising in particular periods, or authors, or subjects, and compiles a mocking list.

The literature of Inns, beginning with Tom Jones; the literature of the Women’s Movement, beginning with Shirley; the literature of Desert Islands, from Robinson Crusoe to The Blue Lagoon; the literature of Rogues—dreariest of all, though the Open Road runs it pretty close…

Obviously all these objections have been swept away by a century of pseudo-scholarship. His approach is going to be to quote from various classic novelists and make comments.

He gives passages from Samuel Richardson and Henry James before making the point that both are anxious rather than ardent psychologists. Each is sensitive to suffering and appreciates self-sacrifice but falls short of the tragic, though a close approach is made.

Then H.G. Wells (Mr Polly) and Dickens (Great Expectations). They are both humorists and visualizers who get an effect by cataloguing details. They are generous-minded and hate shams. They are valuable social reformers. Sometimes the lively surface of their prose scratches like a cheap gramophone record, a certain poorness of quality appears. Neither of them has much taste: the world of beauty was largely closed to Dickens, and is entirely closed to Wells.

Then Tristram Shandy and Virginia Woolf. They are both fantasists. They start with a little object, take a flutter from it, and settle on it again. They combine a humorous appreciation of the muddle of life with a keen sense of its beauty. There is a rather deliberate bewilderment, an announcement to all and sundry that they do not know where they are going. But their tones are very different. Sterne is a sentimentalist, Virginia Woolf is extremely aloof. Virginia Woolf’s her aim and general effect both resemble Sterne’s (discuss).

Technique changes and develops. Sterne and Woolf may have certain things in common but Woolf’s way of expressing them is more developed and advanced.

Anti-theory (obviously). The Bloomsbury emphasis on friendship and affection as the ultimate moral criteria.

Principles and systems may suit other forms of art, but they cannot be applicable here… I am afraid it will be the human heart, it will be this man-to-man business, justly suspect in its cruder forms. The final test of a novel will be our affection for it, as it is the test of our friends, and of anything else which we cannot define.

Sentimentality… will lurk in the background saying, ‘Oh, but I like that,’ ‘Oh, but that doesn’t appeal to me,’ and all I can promise is that sentimentality shall not speak too loudly or too soon. The intensely, stiflingly human quality of the novel is not to be avoided. The novel is sogged with humanity; there is no escaping the uplift or the downpour, nor can they be kept out of criticism.

Story

The basis of a novel is a story, and a story is a narrative of events arranged in time sequence

He postulates three (rather wishy-washy silly) attitudes to story in the novel, and says his one is:

Yes — oh, dear, yes — the novel tells a story.

He is really against the need for a story in a novel. Some call it the backbone of the text, but he calls it the tapeworm. That is the fundamental aspect without which it could not exist.

He calls it the ‘low atavistic form’ and paints a picture of the crudest Neanderthal people sitting round a fire at the end of a day hunting mammoth and being enthralled by the group’s resident storyteller, the urge to tell goes back that far and the urge to hang on each development of the plot.

The classic example is the Thousand and One Nights in which Scheherazade tells a story each night but ends abruptly when the sun rises, this keeping her wicked husband in perpetual suspense to hear what happens next.

We are all like Scheherazade’s husband, in that we want to know what happens next. That is universal and that is why the backbone of a novel has to be a story. Some of us want to know nothing else—there is nothing in us but primeval curiosity, and consequently our other literary judgments are ludicrous. And now the story can be defined. It is a narrative of events arranged in their time sequence — dinner coming after breakfast, Tuesday after Monday, decay after death, and so on. Qua story, it can only have one merit: that of making the audience want to know what happens next. And conversely it can only have one fault: that of making the audience not want to know what happens next. These are the only two criticisms that can be made on the story that is a story. It is the lowest and simplest of literary organisms. Yet it is the highest factor common to all the very complicated organisms known as novels.

He then posits two ways of thinking about time. One is pure chronology, one event after another, what he calls the time-sense. But there is also ‘life by values’ where we live for, and remember, only certain special intense moments. The cheapest novels (typically, detective novels and thrillers) exist simply to tell what happens next. More sophisticated examples dwell on values i.e. on the special moments, for example turning points, in characters’ lives. Thus the novel has a double allegiance, to life by time and life by values.

But no matter how much you prefer the values approach, you can never relinquish plot. The novelist must cling, however lightly, to the thread of their story, they must touch the interminable tapeworm, otherwise they become unintelligible.

One novelist has tried to abandon all signs of plot, Gertrude Stein who ‘hoped to emancipate fiction from the tyranny of time and to express in it the life by values only.’

She fails because as soon as fiction is completely delivered from time it cannot express anything at all… [it was a noble experiment but doomed to failure because] the time-sequence cannot be destroyed without carrying in its ruin all that should have taken its place; the novel that would express values only becomes unintelligible and therefore valueless.

Back to the basic need for a story, Walter Scott is a prime example of a storyteller which is why Forster doesn’t like him. Scott has ‘a trivial mind and a heavy style.’ He cannot construct. He has neither artistic detachment nor passion. He only has a temperate heart and gentlemanly feelings, and an intelligent affection for the country-side and this is not basis enough for great novels.

Forster gives a long summary of the plot of Scott’s (1816), the third of the Waverley novels to show how one damn thing happens after another, Scott deploying characters’ comings and goings purely to extend the plot, till he runs out of steam and ties everything up with the wedding of the nice young people. It is a classic example of a novelist focusing on ‘the life in time’, which leads to ‘slackening of emotion and shallowness of judgment, and in particular to that idiotic use of marriage as a finale’.

He compares this with Arnold Bennett’s The Old Wives’ Tale which is a book dominated by time: ‘Time is the real hero of The Old Wives’ Tale’, showing the growth and ageing and death of the lead female characters. This has more integrity and depth than Scott plonking down event after event but, in the end, isn’t enough. The Old Wives Tale is ‘strong, sincere and sad but misses greatness.’

He contrasts both these with Tolstoy’s War and Peace which also shows characters growing old but makes the interesting point that the hero of Tolstoy’s novel is not time but space, the immense area of Russia, over which episodes and characters have been scattered, from the sum-total of bridges and frozen rivers, forests, roads, gardens, fields, which accumulate grandeur and sonority after we have passed them.

Many novelists have the feeling for place — Five Towns (Bennett), Auld Reekie (Scott), and so on. Very few have the sense of space, and the possession of it ranks high in Tolstoy’s divine equipment. Space is the lord of ‘War and Peace’, not time.

A note about ‘voice’. Forster reverts to his description of:

the voice of the tribal narrator, squatting in the middle of the cave, and saying one thing after another until the audience falls asleep among their offal and bones. The story is primitive, it reaches back to the origins of literature, before reading was discovered, and it appeals to what is primitive in us.

People

Characters are ‘word masses’ arranged and grouped by the writer, given characteristic gestures or phrases, and assigned names and slowly accumulating into characters.

What is the difference between people in life and people in books? History gives us the outward actions of people. Only the novelist can take us inside minds to show their motivation.

In daily life we never understand each other, neither complete clairvoyance nor complete confessional exists. We know each other approximately, by external signs, and these serve well enough as a basis for society and even for intimacy. But people in a novel can be understood completely by the reader, if the novelist wishes; their inner as well as their outer life can be exposed. And this is why they often seem more definite than characters in history, or even our own friends; we have been told all about them that can be told; even if they are imperfect or unreal they do not contain any secrets, whereas our friends do and must, mutual secrecy being one of the conditions of life.

He suggests there are five basic facts of human existence: birth, food, sleep, love and death (you could add others, but these seem central), then gives a brief description of each.

About birth we know nothing and Forster is surprised how few novelists really describe it or the mental state of the baby or infant. Tristram Shandy and Portrait of the Artist as a Young Man stand out as two exceptions.

Death on the other hand, is extremely popular with novelists, for two practical reasons. 1) The death of a character in the middle of the story can be used to trigger emotion; 2) death of the main character is a handy and time-honoured way to end the story. He doesn’t mention them, but think of the tragedies of the ancient world.

Food is strangely ignored in fiction; often characters just eat something, sometimes provender is ignored for pages and days.

Sleep is also usually neglected in fiction. We all sleep for about a third of our lives, yet fiction ignores this unless it needs to mention disturbed sleep or specific dreams.

Love:

You all know how enormously love bulks in novels, and will probably agree with me that it has done them harm and made them monotonous. Why has this particular experience, especially in its sex form, been transplanted in such generous quantities?

( Forster has no answer but I have: Darwin. Of course we obsess about love (and sex) because it is one of our deepest biological imperatives, to mate and breed, and even after breeding the imperative (in men at any rate) to mate and ejaculate continues as an urgent force until the end of our lives. Women on the other hand, bearers of babies for nine long months and then their carers for decades afterwards, naturally want to marry well, and so spend an inordinate amount of time picking and choosing who to marry / mate with. It is the theme of all Jane Austen’s novels.)

Back to Forster, he sees two reasons why love is so monotonously prominent in fictions:

1) As part of the general over-sensitiveness of all fictional characters:

The constant sensitiveness of characters for each other — even in writers called robust like Fielding — is remarkable, and has no parallel in life, except among people who have plenty of leisure. Passion, intensity at moments — yes, but not this constant awareness, this endless readjusting, this ceaseless hunger. I believe that these are the reflections of the novelist’s own state of mind while he composes, and that the predominance of love in novels is partly because of this.

2) We wish love to be perfect. This is one reason so many narratives end in marriage, while the future is imagined to be a perfect harmony which the reality of being married, obviously, undermines. Ending narratives with marriage is ending with hope and promise.

He introduces the entertaining concept of Homo fictus. He

is generally born off, he is capable of dying on, he wants little food or sleep, he is tirelessly occupied with human relationships. And — most important — we can know more about him than we can know about any of our fellow creatures, because his creator and narrator are one.

He ends with an extended meditation on the character of Daniel Defoe’s Moll Flanders, admiring her good sense, high spirits, kindness and humour. He thinks Moll Flanders is an:

example of a novel, in which a character is everything and is given freest play. Defoe makes a slight attempt at a plot with the brother-husband as a centre, but he is quite perfunctory, and her legal husband (the one who took her on the jaunt to Oxford) just disappears and is heard of no more. Nothing matters but the heroine; she stands in an open space like a tree, and having said that she seems absolutely real from every point of view.

He asks when do we feel that a character in a book is ‘real’?

It is real when the novelist knows everything about it. He may not choose to tell us all he knows — many of the facts, even of the kind we call obvious, may be hidden. But he will give us the feeling that though the character has not been explained, it is explicable, and we get from this a reality of a kind we can never get in daily life.

I was really comforted by Forster’s explanation. I worry all the time that I don’t really ‘get’ people, the people at work and people in social situations (at the school pickup, at parties). I worry all the time that I don’t understand people and so am saying the wrong thing. It is precisely because novels give us the illusion that we can and do understand people, that we find them so comforting. This is Forster’s view.

Human intercourse… is… haunted by a spectre. We cannot understand each other, except in a rough and ready way; we cannot reveal ourselves, even when we want to; what we call intimacy is only a makeshift; perfect knowledge is an illusion. But in the novel we can know people perfectly and… can find here a compensation for their dimness in life. [Fictional characters] are… people whose secret lives are visible or might be visible: we are people whose secret lives are invisible. And that is why novels, even when they are about wicked people, can solace us; they suggest a more comprehensible and thus a more manageable human race, they give us the illusion of perspicacity and of power.

They give us the comforting illusion that life is more ‘manageable’ than, in reality, it actually is. Or indeed, more explicable.

People (part 2): types of character and points of view

But Moll is an exception. She is a solitary. Most characters in most novels exist in relationship to a number of characters. Taking them out of context is like taking half the bushes out of a mature and well planned shrubbery: everything looks sparse and bare as a result. Their canny arrangement is the key.

But characters can be anarchic. Given too much vigour they can destroy the plan and lopside the plot.

1. Two types of character, flat and round

Flat characters used to be called humours or caricatures, can be summarised in a line.

Flat characters are very useful to him, since they never need reintroducing, never run away, have not to be watched for development, and provide their own atmosphere — little luminous disks of a pre-arranged size, pushed hither and thither like counters across the void or between the stars… He is the idea, and such life as he possesses radiates from its edges and from the scintillations it strikes when other elements in the novel impinge.

They are often more memorable than main characters precisely because they don’t change and so comforting or reassuring.

All of us, even the sophisticated, yearn for permanence, and to the unsophisticated permanence is the chief excuse for a work of art. We all want books to endure, to be refuges, and their inhabitants to be always the same, and flat characters tend to justify themselves on this account.

The special case of Dickens, almost all of whose characters are ‘flat’, yet his incredible vitality gives his books an amazing depth. Similarly most of H.G. Wells’s characters are flat but come to life because of the author’s tremendous brio. Dickens and Wells are good at transmitting force which animates everything, even when they’re only puppets.

Why are Jane Austen’s characters round?

She is a miniaturist, but never two-dimensional. All her characters are round, or capable of rotundity… her characters though smaller than his are more highly organized. They function all round, and even if her plot made greater demands on them than it does, they would still be adequate… All the Jane Austen characters are ready for an extended life, for a life which the scheme of her books seldom requires them to lead, and that is why they lead their actual lives so satisfactorily.

The test:

The test of a round character is whether it is capable of surprising in a convincing way. If it never surprises, it is flat.

2. Point of view

He cites Percy Lubbock who said point of view is the central weapon in the novelist’s armoury and defined three types:

  • from outside characters, as an onlooker
  • omniscience i.e. can describe everything from within
  • take the part of one of the characters and be in the dark about the motives of all the others

Forster thinks this privileging of point of view is a symptom of ‘critics’ wanting to make The Novel a special case with its own rules and techniques. Personally, he thinks it less important than a proper mix of characters and the writer’s ability to ‘bounce’ us into believing them.

Gide’s ‘Les Faux Monnayeurs’ plays with different points of view and tactics but is too clever to be involving.

The Plot

Aristotle thought character was revealed through action, but then he was talking about drama, the stage. Forster thinks action (the plot) is less important for the novel.

A story is a series of events. A plot is a series of events with some element of causality and explanation involved. Curiosity is enough to understand a story (‘when happened next?’). Understanding a plot requires memory (for facts scattered earlier) and intelligence (to piece together and interpret them).

George Meredith is now unfashionable but was once, around 1900, all the rage. Forster thinks he is one of the great contrivers of plots. His contrivances are plausible and they alter characters.

A writer who is far greater than Meredith, and yet less successful as a novelist — Thomas Hardy. Hardy seems to me essentially a poet, who conceives of his novels from an enormous height. They are to be tragedies or tragi-comedies, they are to give out the sound of hammer-strokes as they proceed; in other words Hardy arranges events with emphasis on causality, the ground plan is a plot, and the characters are ordered to acquiesce in its requirements. Except in the person of Tess (who conveys the feeling that she is greater than destiny) this aspect of his work is unsatisfactory. His characters are involved in various snares, they are finally bound hand and foot, there is ceaseless emphasis on fate, and yet, for all the sacrifices made to it, we never see the action as a living thing as we see it in Antigone or Berenice or The Cherry Orchard.

Most novels are feeble at the end because the plot takes over. The novelist needs to end the thing and so character and other aspects are all put on hold while the bits and pieces of the plot are tied up. Which is why novel ending are so often flat and disappointing.

Forster devotes five pages to describing Gide’s attempts to deconstruct novel writing in ‘Les Faux Monnayeurs’ which, I must say, sound contrived and clunky.

Fantasy

There is more in the novel than time or people or logic or any of their derivatives, more even than Fate. And by ‘more’ I do not mean something that excludes these aspects nor something that includes them, embraces them. I mean something that cuts across them like a bar of light, that is intimately connected with them at one place and patiently illumines all their problems, and at another place shoots over or through them as if they did not exist. We shall give that bar of light two names, fantasy and prophecy.

His sections on fantasy and prophecy are suddenly incoherent, under-developed. He gives no very useful definition of fantasy. He sounds very like Forster in introducing the notion of fauns and dryads and Pan: this sounds like his strange short stories. He also sounds like Forster in claiming the great god Muddle stands behind Tristram Shandy. This is the first place where I felt his opinion was inadequate and embarrassing.

He gives a long rather embarrassing summary of a now unknown book called ‘Flecker’s Magic’, by Norman Matson, in which a boy is given a wishing ring by a witch etc. He goes on to summarise and quote Max Beebohm’s fantastical comic novel ‘Zuleika Dobson’, ‘a highly accomplished and superbly written book whose spirit is farcical’. His quotes make it sound tiresome. Much has happened to the genre of Fantasy over the past 100 years to make his comments seem vain.

Parody. Very useful for the type of writer who has a lot to say but doesn’t take to creating characters: they can simply parody someone else’s. After mentioning Lowes Dickinson’s book ‘The Magic Flute’ he wastes a couple of pages giving a surprisingly unsympathetic summary of James Joyce’s ‘Ulysses’. I was disappointed to see Forster takes the Bloomsbury / Virginia Woolf line that Ulysses is a book about dirt and smut:

It is a dogged attempt to cover the universe with mud, it is an inverted Victorianism, an attempt to make crossness and dirt succeed where sweetness and light failed, a simplification of the human character in the interests of Hell (!).. an epic of grubbiness and disillusion.

He thinks the aim of the book is ‘to degrade all things and more particularly civilization and art, by turning them inside out and upside down’. On this page I stopped respecting Forster’s opinion and realised how trapped he is in his timid, bourgeois English tea-party provincialism.

Prophecy

When the author wants to say something about the universe, a visionary, bardic strain. It is predominantly a tone of voice. To fully appreciate it you have to suspend your sense of humour, your sense of the absurd. He mentions D.H. Lawrence in this regard.

He quotes a long passage from ‘Adam Bede’ by George Eliot and makes the sage point that her writing depends on her ‘massiveness,’ because ‘she has no nicety of style’. Then a passage from ‘The Brothers Karamazov’ to show what it means to say that Dostoyevsky was a prophet. It means that everything means more than it says, reaches out to have cosmic implications.

We are not concerned with the prophet’s message, or rather (since matter and manner cannot be wholly separated) we are concerned with it as little as possible. What matters is the accent of his voice, his song.

Fantasy is diffuse, sparkles with fragments, whereas prophecy is focused on a great central vision. Fantasy is more often than not funny whereas prophecy requires suspension of humour.

Forster gives an extended summary of Herbert Melville’s classic novel ‘Moby Dick’, dwelling on its visionary prophetic character. It is more song than novel. And he adds a summary of the short story ‘Billy Budd’. Both of them are allegories of good and evil (though he doesn’t use the word allegory).

He makes the striking point that Melville wasn’t hampered by a conscience ‘that tiresome little receptacle… which is often such a nuisance in serious writers and so contracts their effects.’

Then D.H. Lawrence, ‘the only prophetic novelist writing today’. He makes the shrewd point that Lawrence was also a preacher and lots of people are irritated or angered by the preaching. But the real writer lies ‘far, far back’ behind the surface antagonisms and speaks with the voice of the Norse god Balder.

The prophet is irradiating nature from within, so that every colour has a glow and every form a distinctness which could not otherwise be obtained. Take a scene that always stays in the memory: that scene in ‘Women in Love’ where one of the characters throws stones into the water at night to shatter the image of the moon. Why he throws, what the scene symbolizes, is unimportant. But the writer could not get such a moon and water otherwise; he reaches them by his special path which stamps them as more wonderful than any we can imagine. It is the prophet back where he started from, back where the rest of us are waiting by the edge of the pool, but with a power of re-creation and evocation we shall never possess.

He rightly realises that Lawrence writes as if from an entirely new world.

He ends with ‘Wuthering Heights’ by Emily Brontë. It is a book of storms, visions and prophetic tone of voice. The notorious thing about ‘Wuthering Heights’ is that no one can remember the plot, they just remember the giant passion of the central characters.

Pattern and Rhythm

He discusses some books with patterns: the hour glass of ‘Thais’ Anatole France in which two characters swap plights; the daisy chain in ‘Roman Pictures’ by Percy Lubbock in which one character is passed along through a sequence of encounters with others.

Pattern and Henry James

Far more complicated is ‘The Ambassadors’ by Henry James. He summarises the plot and has a few words of praise for James:

He is so good at indicating instantaneously and constantly that a character is second rate, deficient in sensitiveness, abounding in the wrong sort of worldliness; he gives such a character so much vitality that its absurdity is delightful.

Like a lot of people I am put off reading James by the reputation for hyper-sensibility which surrounds him and then, on the few occasions I’ve tried, have struggled to penetrate through the prose and understand what is going on. So it is a relief to read Forster’s criticisms of The Master.

The basic one is that 1) James wrote works of art but at the cost of leaving most of human life out of them. And then 2) Forster says he has a very restricted number of character types who recur in all his novels, namely:

  • the observer who tries to influence the action
  • the second-rate outsider
  • the sympathetic foil, very lively and frequently female
  • the wonderful rare heroine
  • sometimes a villain
  • sometimes a young artist with generous impulses

Forster’s summary is comic: ‘And that is about all. For so fine a novelist it is a poor show.’ And then 3):

The characters, beside being few in number, are constructed on very stingy lines. They are incapable of fun, of rapid motion, of carnality, and of nine-tenths of heroism. Their clothes will not take off, the diseases that ravage them are anonymous, like the sources of their income, their servants are noiseless or resemble themselves, no social explanation of the world we know is possible for them, for there are no stupid people in their world, no barriers of language, and no poor. Even their sensations are limited. They can land in Europe and look at works of art and at each other, but that is all. Maimed creatures can alone breathe in Henry James’s pages — maimed yet specialized.

As interesting as Forster’s points is the vivid way he expresses them:

The longer James worked, the more convinced he grew that a novel should be a whole—not necessarily geometric like The Ambassadors, but it should accrete round a single topic, situation, gesture, which should occupy the characters and provide a plot, and should also fasten up the novel on the outside—catch its scattered statements in a net, make them cohere like a planet, and swing through the skies of memory.

And:

Put Tom Jones or Emma or even Mr. Casaubon into a Henry James book, and the book will burn to ashes.

Conclusion:

Though they [Henry James characters] are not dead — certain selected recesses of experience he explores very well — they are gutted of the common stuff that fills characters in other books, and ourselves. And this castrating is not in the interests of the Kingdom of Heaven, there is no philosophy in the novels, no religion (except an occasional touch of superstition), no prophecy, no benefit for the superhuman at all. It is for the sake of a particular æsthetic effect which is certainly gained, but at this heavy price.

H.G. Wells wrote a very funny satire of James which he cheerfully sent to The Master and was surprised when James was profoundly upset. Wells thinks the novel should overflow with people and ideas and life. Interestingly, Forster concludes:

My own prejudices are with Wells. The James novels are a unique possession and the reader who cannot accept his premises misses some valuable and exquisite sensations. But I do not want more of his novels.

So James demonstrates the limitations of seeking Pattern, which is to say, seeking formal Beauty, in a novel. The chances are: the more Beauty, the less life and humanity.

To put it in other words, the novel is not capable of as much artistic development as the drama: its humanity or the grossness of its material hinder it (use whichever phrase you like). To most readers of fiction the sensation from a pattern is not intense enough to justify the sacrifices that made it.

Rhythms large and small

Two types of rhythm, large and small, macro and micro.

Micro rhythms Proust has examples of micro rhythms but not macro. Forster makes the bold claim that ‘À la recherche du temps perdu’ ‘is chaotic, ill constructed, it has and will have no external shape; and yet it hangs together because it is stitched internally, because it contains rhythms.’

By rhythms what he appears to mean are recurring facts, connections and coincidences. He gives the specific example of a phrase from a piece of music which recurs only at long intervals of hundreds of pages:

Rhythm can develop, and the little phrase has a life of its own, unconnected with the lives of its auditors, as with the life of the man who composed it. It is almost an actor, but not quite, and that ‘not quite’ means that its power has gone towards stitching Proust’s book together from the inside, and towards the establishment of beauty and the ravishing of the reader’s memory. There are times when the little phrase — from its gloomy inception, through the sonata into the sextet — means everything to the reader. There are times when it means nothing and is forgotten, and this seems to me the function of rhythm in fiction; not to be there all the time like a pattern, but by its lovely waxing and waning to fill us with surprise and freshness and hope.

Macro rhythms Very large scale repetitions and shape as in a classical symphony (in this case, Beethoven’s Fifth Symphony). In fact, very candidly, Forster tells us he can’t think of an example of this macro rhythm in fiction.

Maybe in drama because drama is more tightly structured, in drama characters submit to the dramatic shape which is known from the start. But fiction, as he sweetly puts it, ‘Human beings have their great chance in the novel.’

Early on, in the chapter about plots, Forster lamented that novels have to end, pointing out how lifeless the endings of most novels are, as the logic of closing the plot overrides the human vitality which has preceded it. Now, at the end of the book, he returns to the same idea. He says that at the end of a performance of a Beethoven symphony you hear chords or sense shapes which were never actually expressed in the music, which tower behind it. Then optimistically wishes the same kind of aesthetic effect could be achieved in a more open-ended type of fiction.

Music, though it does not employ human beings, though it is governed by intricate laws, nevertheless does offer in its final expression a type of beauty which fiction might achieve in its own way. Expansion. That is the idea the novelist must cling to. Not completion. Not rounding off but opening out.

When the symphony is over we feel that the notes and tunes composing it have been liberated, they have found in the rhythm of the whole their individual freedom. Cannot the novel be like that? Is not there something of it in ‘War and Peace’? the book with which we began and in which we must end. Such an untidy book. Yet, as we read it, do not great chords begin to sound behind us, and when we have finished does not every item even the catalogue of strategies – lead a larger existence than was possible at the time?

Conclusion

It’s fashionable to make predictions about The Future of the Novel but he won’t. All sorts of scientific discoveries and social transformations may occur but the task of the novelist will stay broadly the same. He repeats his motto: ‘History develops, art stands still.’ He imagines human nature will remain pretty fixed but gives himself a slight glimmer of hope.

If human nature does alter it will be because individuals manage to look at themselves in a new way. Here and there people — a very few people, but a few novelists are among them — are trying to do this. Every institution and vested interest is against such a search: organized religion, the State, the family in its economic aspect…

Maybe he meant his friends in the Bloomsbury Group, overinflating, as they all did, their own importance. Anyway, the state and the family have hardly been abolished because it seems like we need both of them. Organised religion, on the other hand, the personal repression, legal persecution and censorship exercised in the name of the Church of England, have largely withered away, like the Church itself. But, it turns out, via social media, the philistine press and other, rising religious organisations, we have invented new ways to judge and censor ourselves. That will never change.

As to The Future of the Novel, despite a century of pessimistic prognostications, this year, 2024, more novels than ever before were published. The Novel is doing fine.

Thoughts

1. Style

Only towards the end of the book did I notice the absence of Style from his handful of aspects. Style, the order of words in the sentence, the way sentences are assembled into paragraphs, is probably the aspect of novels which interests me most. It feels like Forster consciously avoided it, knowing what a minefield it is.

2. Forster’s oddly strange or incisive phrasing

Forster almost goes out of his way to appear a gentlemanly old buffer, an amiable old cove, and yet his writing often contains disconcerting turns of phrase and thought, which seem unexpectedly modern, harsh or violent.

In his fiction this is most obvious in the short stories, which are surprisingly weird, but these oddities crop up continually in everything he writes. For example, his opening comparison of ‘the story’ to a tapeworm. Here are some other oddities:

We move between two darknesses. Certain people pretend to tell us what birth and death are like: a mother, for instance, has her point of view about birth, a doctor, a religious, have their points of view about both. But it is all from the outside, and the two entities who might enlighten us, the baby and the corpse, cannot do so, because their apparatus for communicating their experiences is not attuned to our apparatus for reception.

Then food, the stoking up process, the keeping alive of an individual flame, the process that begins before birth and is continued after it by the mother, and finally taken over by the individual himself, who goes on day after day putting an assortment of objects into a hole in his face without becoming surprised or bored.

When a baby arrives in a novel it usually has the air of having been posted.

[Characters] are creations inside a creation, and often inharmonious towards it; if they are given complete freedom they kick the book to pieces, and if they are kept too sternly in check, they revenge themselves by dying, and destroy it by intestinal decay.

One of our foremost writers, Mr. Norman Douglas, is a critic of this type, and the passage from him which I will quote puts the case against flat characters in a forcible fashion. The passage occurs in an open letter to D. H. Lawrence, with whom he is quarrelling: a doughty pair of combatants, the hardness of whose hitting makes the rest of us feel like a lot of ladies up in a pavilion.


Credit

Aspects of the Novel by E.M. Forster was published 1927 by Edward Arnold. References are to the 1962 Pelican paperback edition.

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Three Essays on Sexuality by Sigmund Freud (1905)

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other ideas have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his occasional slurs against gays, lesbian or bisexuals and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

Introduction and overview

Freud’s aim was to show the ubiquity and the strangeness of sex and use the sex instinct, massively expanded and redefined, as the basis of an entire new theory of human psychology.

According to historian of psychoanalysis Frank Sulloway, Freud found the sex instinct most suitable as the central vehicle or basis for the new and emphatically physiological type of psychology he wanted to devise, because it is a) so strong and b) so flexible.

In these three ground-breaking essays on sexuality, Freud set out to widen the concepts of sexuality, the sex instinct, libido, so as to encompass a much broader sphere of activity than ever previously imagined in order to make them underpin almost every aspect of human nature.

In Freud’s psychology people’s characters are like complicated family trees, all descended from the same one huge fountain of libido which is channelled and rechannelled into ever-smaller rivers and streams.

It is these rechannellings, the repressions and redirections and reaction-formations and sublimations and so on which come to make up your character – a collection of habits based on infantile pleasures, of disgust or shame (reaction-formations) or heroic ambition (sublimation) or guilts and anxieties (the neuroses).

Thus the Three Essays On The Theory of Sexuality (1905) is Freud’s second most important book after The Interpretation of Dreams (1900).

Essay 1 begins with a detailed look at the state of Victorian knowledge about homosexuality and perversions, because they reveal:

  1. the infinite malleability of the sex instinct
  2. how easily the sex instinct can be rerouted away from its ‘proper’ channel of ‘normal’ sexuality
  3. how even ‘normal’ sexuality is in fact built up of a network of pretty weird behaviour (Freud’s most striking example is kissing, which doesn’t make any sense the more you look at it)

In Essay 2 Freud shows that sexuality is not only present but vitally important in the life of infants and children. This idea was the biggest single cause of opposition to Freud’s theories in his lifetime, from Church and State, from commentators and populist politicians, and from decent people everywhere. It still is.

Freud is not very much interested in ‘love’. Love is the psychological effect of the ‘overvaluation of the sexual object common to almost all manifestations of the libido’:

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

For Freud sex and love are interchangeable terms. He contrasts the overvaluation of the love-object found in the Western tradition with the more relaxed approach of the ancient world:

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The Greeks held Bacchic orgies and had a god, Priapus, dedicated to the male organ; by contrast we in our time appear to fear the penis more than ever and instead reverence the idealised object of libido, the dream partner of the opposite sex (or the same sex), and the institution of Marriage.

And despite all the rhetoric from feminists and LGBTQ+ activists about interrogating and subverting this, that or the other stereotype and convention, we still appear to be in thrall to the narrow concept of finding ‘love’ in a faithful, monogamous, committed relationship, every bit as much as our Victorian forebears – very narrow and limited compared to the polymorphous, open and pluralistic attitudes of the 30 or so ancient Roman authors I read last year.

THREE ESSAYS ON THE THEORY OF SEXUALITY (1905)

This long work sets out to show the importance of sexuality in all human achievements, to establish a wider-than-usual definition of sexuality, and to prove the existence of infantile sexuality.

Freud’s recurring tactic is to make the ordinary, the everyday, look strange; to look again without conventional blinkers at things we think we know, and to show that our attitudes are complacent, superficial and contradictory.

1. The sexual aberrations

Popular opinion credits two universal instincts, Hunger and Sexuality. Sex is supposed to set in at the time of puberty and manifest itself in irresistible attractions between adults of the opposite sex with the ultimate end of genital sex, itself with the purpose of reproduction (as taught in Christianity and most of the other world religions).

Let us call the desired one the sexual object, the act towards which the instinct tends, the sexual aim.

(1) Deviations in respect of the sexual object

If popular opinion is true and God made sex solely for reproduction, how do we account for homosexuals?

(A) Inversion

Behaviour of ‘inverts’. For a start there are different types:

  • a) absolute inverts, totally repelled by the opposite sex
  • b) amphigenic inverts i.e. bisexuals
  • c) contingent inverts, depending on circumstances

Some inverts accept their condition as natural; others feel it a torment. Some were gay as far back as they remember; for others, homosexuality cropped up at puberty; others only ‘come out’ as adults, sometimes after they’ve followed a straight career with wife and kids.

Nature of Inversion

The first observers thought inversion the result of nervous degeneracy because it was first found among mental patients studied in asylums.

Degeneracy

But then it was late-Victorian fashion to blame anything you didn’t understand on ‘degeneracy’: criminals are degenerate, the working class is degenerate, Africans are degenerate etc.

Freud defines degeneracy in rigorous Darwinian terms as the actual impairment of an organism’s efficiency and survival probability. In these, practical, terms inversion is not degenerate. Not only is it found in people otherwise perfectly normal, but it is found in people ‘who are indeed distinguished by specially high intellectual development and ethical culture.’

Innate character

Some gays insist homosexuality is absolutely innate. But the existence of the late-developers or of contingent homosexuals argues against this. Far from being innate, much evidence suggests that homosexuality is acquired:

  • the case of many ‘inverts’ in whom an early impression left a permanent gay after-effect
  • later influences and life experiences which have fixed contingent gayness e.g. the army, prison, monastery etc

Almost all ‘inverts’ will be found to have been subjected to some experience like this (for example, public school). But on the other hand, so were many people who went on to be perfectly hetero. So it remains hard to say whether homosexuality is acquired or innate.

Bisexuality

Havelock Ellis says a clue might be that homosexuality is a form of psychical hermaphroditism, a mental equivalent of having the organs of both sexes.

Richard von Kraft-Ebing says that the brain contains female and male brain centres which are activated by a ‘sex gland’. (It wasn’t only Freud who was having batty, speculative ideas at this time.)

Whoever is right, it seems that most authorities accept the idea of an innate bisexuality in everyone, and that ‘inversion’ owes something to early disruption of development.

Later, Freud would write:

It is well known that at all times there have been, as there still are, human beings who can take as their sexual objects persons of either sex without the one trend interfering with the other. We call these people bisexual and accept the fact of their existence without wondering much at it … But we [psychoanalysts] have come to know that all human beings are bisexual in this sense and their libido is distributed between objects of both sexes, either in a manifest or a latent form.

Sexual object of inverts

Popular opinion holds that ‘inverts’ simply desire the qualities of the opposite sex. An inverted man is like a woman in desiring the qualities of the opposite sex, of masculinity, in his sex object.

But what about gays who love pretty boys, boys who demonstrate all the qualities of a girl, being beautiful, hairless, young and coquettish?

What about transvestites who do a good trade dressing up as women for gay clients? In ancient Greece older men regularly looked after shy, young, girlish boys.

So the sex object is a compromise between an impulse that seeks for a man and one for a woman (in the same way that a symptom is a compromise between a wish and reality).

Psychoanalysis’s explanation is thus: in his childhood the future ‘invert’ passes through a brief but intense attachment to a woman (normally his mother). After leaving this behind he identifies himself with this woman and take himself as his sexual object. Invoking infantile narcissism, ‘inverts’ identify themselves with a woman and set out to find a boy whom they can mother and love as their mother loved them.

The situation will be exacerbated by the absence of a strong father. Think of Oscar Wilde and his imperious mother; of W.H. Auden’s father away at the Front while his mother dressed him in girl’s clothing; of the plays of Joe Orton.

So, says Freud, being gay is being in endless flight from women.

But, Freud emphasises, this isn’t weird. Psychoanalysis has established that everyone makes homosexual object choices in their unconscious mind; that the freedom to range wide over male or female objects is found in childhood, in primitive societies, in early history and in the ancient world, and is the original basis of sexuality.

It is only as a result of later, Victorian social restrictions that people are forced into one fixed, standardised and regimented mould, heterosexual or homosexual, or their modern equivalent which demands that people be in monogamous committed couple relationships.

In reality a person’s final sexual orientation is not decided until after puberty, and then only as the result of innumerable obscure influences. That there is a multiplicity of determining factors is indicated by the extraordinary range of sexual practices and attitudes to be found in mankind.

Thus psychoanalysis regards so-called ‘normal’ sexuality as achieved only under intense pressure and great restriction of the original wider options for pleasure. In fact it’s so-called ‘normal’ sexuality, the genital attraction between man and woman, which is historically problematic and just as much in need of explanation as any other form.

Sexual aim of ‘inverts’

No one single aim can be laid down for the sexuality of ‘inverts’, as it can for the ‘normal’ behaviour of straights; there is too great a variety.

Conclusion

We have been in the habit of regarding the link between the sexual aim and the sexual object as more solid than it is. In fact the object appears to be no more than soldered onto the instinct, and which aim takes which object is a great deal more problematical than previously thought, because the sexual instinct is more free-flowing and independent than we previously suspected.

(B) Sexually immature person and animals as sexual objects

Light is thrown on the sexual instinct by the fact that it permits of so much variation in its objects and such a cheapening of them.

That children can be the objects of sex, or even animals, tells us about the vicissitudes of the sex instinct (along with rapes, sexual assaults and perverse murders). It seems as if the sex instinct will do almost anything to achieve satisfaction.

The impulses of sexual life are among those which, even normally, are the least controlled by the higher activities of the mind… In the process of human cultural development, sexuality is the weak spot.

(2) Deviations in respect of the sexual aim i.e. perversions

Popular opinion says the sexual aim is the union of the genitals in copulation which leads to the release of sexual tension. But a moment’s reflection tells you that, even in ‘normal’ sexuality, people kiss – bringing together two parts of the digestive system – for pleasure. And most people linger to some extent over intermediate stages, such as looking and touching. So the seeds of ‘perversity’ are all around us.

Perversions are sexual activities which either:

  • extend in an anatomical sense beyond the parts of the body designed for sexual union
  • linger or halt at the intermediate stages on the path to sexual union

(A) Anatomical extensions

Overvaluation of the sexual object

The first and prime perversion of sex from its object is the overvaluation of the object i.e. ‘love’. For all practical purposes ‘love’, for Freud, is this (potentially pathological) overvaluation of the love object.

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated with (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

This sexual overvaluation is something that cannot easily be reconciled with [society’s] restriction of the sexual aim to union of the actual genitals and it helps to turn activities connected with other parts of the body into sexual aims.

Once a sexual object has been chosen, the ordinarily effective higher activities of the mind – judgment and civilised restraint – all too often go out of the window. In most people this results in crushes, infatuations, sometimes in grands amours: once the libido sees an opening, it tends to pour forth like a flood.

How the subject (carried away by powerful libido) and the (perhaps reluctant) object cope with the situation is the theme of most of Western literature from Hero and Leander to Madame Bovary.

(I can see an evolutionary explanation for all this which Freud doesn’t mention, which is that: having made a sexual choice, overvaluation follows from a) opening the floodgates of an instinct otherwise fiercely repressed b) to ensure a strong libidinal attachment to the woman who you’re planning to impregnate – so it is a blind Darwinian instinct designed to make the impregnator bond with their mate  and remain to look after their offspring; but, as all of human history tells us, this often clashes with the other biological imperative affecting men which is impregnating as many women as possible, hence the many men who eat, shoot and leave.)

Sexual use of the mucous membrane of the lips and mouth

Freud proceeds with his agenda of making everything about sex and love look strange and uncanny.

The use of the mouth as a sexual organ is regarded as a perversion if the lips (or tongue) of one person are brought into contact with the genitals of another, but not if the mucous membranes of the lips of both of them come together.

Why do people find kissing acceptable and cunnilingus or fellatio disgusting? Freud here points to the purely conventional, culturally-determined nature of our feelings.

Has ‘disgust’ (a powerful reaction-formation) played a large part in forming our cultural conventions – or is it simply a product of the increasing self-repression which characterises us in the West (unlike other contemporary civilisations, primitive cultures and the cultures of the ancient world, which were and are much more liberal in their sexual practices)?

Freud seems to think the ancients were more honest in this, as in so much else.

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The progress of civilisation seems to require a steadily increasing restriction of the sexual instinct, bought at the price of a growing sense of disgust. Hence the genitals of men and women, worshipped by the Greeks as holy, are now banned as dangerously corrupting.

There is no doubt that the genitals of the opposite sex can in themselves be an object of disgust and that such an attitude is one of the characteristics of all hysterics.

One thinks of John Ruskin (allegedly) driven into paroxysms by the discovery on his wedding night that, unlike the Greek statues which he adored, his wife had pubic hair. Or, more up to date:

Indecent exposure, sometimes known as ‘flashing’, is a serious sexual criminal offence, which carries a custodial sentence of up to 2-years at its most severe. (Old Bailey solicitors)

Does ‘disgust’ drive the repression of sexuality i.e. is disgust natural, a ‘God-given’ reaction of the ‘God-given’ conscience to the spectacle of fallen sexuality? A question related to: is conscience ‘God-given’ and so universal? Or is ‘conscience’ created by culture and therefore morally relative across different cultures? Morality and disgust on the one side, pragmatism and sexual libertarianism on the other.

Or is disgust an entirely material, biological reaction-formation to the compulsory repression of sexuality enforced by a coercive society, no God or morality required?

Sexual use of the anal orifice

People who think sodomy is disgusting because we defecate through the anus are as correct as women who say the penis is disgusting because men urinate through it or men who think the vulva is disgusting because women menstruate through it.

Which is to say, all these opinions are correct in their own terms, but missing the point. These organs can (clearly) be put to various uses. Should they be? Or should they be restricted to their ‘God-given’ purposes? But then who is to say what their correct usage is? A bunch of old men wearing purple dresses in the House of Lords? Imams and rabbis? Agony aunts? TV shows. Gender studies lecturers? Where is the authority for this?

Significance of other regions of the body

What seems to be common to all human sexuality is:

  1. overvaluation of the sexual object
  2. a versatile ability on the part of the sexual aim to use any part of the body as the sexual object for gratification

Unsuitable substitutes for the sexual object: fetishism

In fetishism the sexual instinct replaces the primary object (the genitals) and the overvalued secondary object (the person attached to the genitals) with unlikely tertiary objects – parts of the body, locks of hair, feet – or linked objects, such as underwear or other items of clothing.

A certain amount of fetishism is habitually present in normal love, especially of those stages of it in which the normal sexual aim seems unattainable or its fulfilment prevented.

A lock of your true love’s hair. Or as Goethe put it in Faust:

‘Get me a kerchief from her breast,
A garter that her knee has pressed.’

These objects can justifiably be likened to the fetishes of primitive peoples. Inscribed in fetishes is a primitive symbology, comparable with the symbolism of dreams. For example, the foot is an age-old symbol for the penis. Fur is linked to the hair of the mons Veneris. The shoe or slipper is a symbol of the female genitals (as in Cinderella) into which the male foot neatly slips, and so on.

(B) Fixations of preliminary sexual aims

Appearance of new aims

External factors (danger, unavailability of a sexual object, risk of disease) tend to fix libido at the preparatory activities. Truly, every normal aspect of ‘love’ carries the seeds of a perversion.

Touching and looking

Seeing is an evolutionary derivative of touching. A look can be as exciting as a touch.

Both seeing and touching are ‘ordinary’ parts of ‘normal’ sexual activity – unless lingered over, or unless they become ends in themselves, in which case we have voyeurism/exhibitionism and various types of masturbation.

Freud thought exhibitionism the result of either wishing for a reciprocal showing of the other person’s genitals; or a triumphant assertion against the Castration Complex: ‘Look, I’ve still got my willy!’

He doesn’t seem to take into account the sadistic urge to offend or scare women, a kind of sublimated form of rape, visual rather than physical rape.

The power of vision is shown by just how upset some women can feel, how physically defiled, just because a strange man showed them his penis. I’m not downplaying the offence or upset caused.

The concealment and revelation of the sexual parts of the body go hand in hand with the rise of civilisation and progressive sexual repression. It is unlikely that the Greeks had strip clubs; instead they had orgies, the real thing. We have strip clubs because of the immense repression to which our sexuality has been subjected.

For Freud the concept of ‘beauty’ itself originates in sexual excitement but is sublimated away from the genitals onto the body as a whole, which is perceived as ‘beautiful’, a concept or feeling which can then  be transferred onto other types of object, and then onto objects created and enjoyed for their ‘beauty’ alone i.e. works of art.

This explains why women are more often the object of art than men – even in women painter’s paintings – because men are more sexually predatory than women. And why the sight of the genitals themselves is rarely ‘beautiful’; all pleasure has been sublimated out of them leaving only the reaction-formation of ‘disgust’.

Sadism and masochism

These were given their names by Richard von Kraft-Ebing (Viennese) in the 1890s, after the Marquis de Sade (French) and Leopold von Sacher-Masoch (Viennese) As with the other perversions, a moderate amount of sado-masochism is generally regarded as ‘normal’:

The sexuality of most male human beings contains an element of aggressiveness – a desire to subjugate. The biological significance of it seems to lie in the need for overcoming the resistance of the sexual object by means other than the process of wooing. Thus sadism would correspond to an aggressive component of the sexual instinct which has become independent and exaggerated and, by displacement, has usurped the leading position.

Many types of sexual relationship which are regarded as ‘normal’ contain a high amount of aggression; sadism becomes an actual perversion when pleasure is derived from violence alone.

Masochism is sexual excitement aroused purely by receiving pain or humiliation. Later in his career, after he’d outlined the new theory of the superego, Freud distinguished between purely physical masochism and moral masochism, the desire to be found guilty of sins, to be punished for them and so on, an internal submission of the ego to the overbearing superego which plays such a large part in religious life.

Freud thinks masochism is secondary, a deflection of primary sadism – which the subject is too weak to inflict onto others – back onto the self. Masochism is for weaklings; or for the weakling part of even strong people.

The history of human civilisation shows beyond any doubt that there is an intimate connection between cruelty and the sexual instinct.

But nobody really knows why. Some people think aggression is a development of the primal desire to eat, to master objects by putting them in the mouth – an instinct seen in children and in the holy meals at the centre of many religions. Others think there is some intimate biochemical link between pleasure and pain.

Suggestive for Freud’s bisexual thesis – the mingling of the ‘feminine’ and the ‘masculine’ in all of us – is Havelock Ellis and Kraft-Ebing’s agreement that masochism and sadism are often found in the same person.

(3) The perversions in general

Variation and disease

Medical men first identified perversions in the insane and perversion was blamed (like homosexuality) on ‘degeneracy’. What Freud has shown is that the perversions are implicit in even ‘normal’ love.

No healthy person, it appears, can fail to make some addition that might be called perverse to the normal sexual aim; and the universality of this finding is enough to show how inappropriate it is to use the word ‘perversion’ as a term of reproach. In the sphere of sexual life we are brought up against peculiar and, indeed, insoluble problems as soon as we try to draw a sharp line to distinguish mere variations within the range of what is physiological from pathological symptoms.

On one side the liberal Freud, on the other a vast army of censorious Christians, trying to draw precisely that line, trying to tell people exactly just which type and forms of ‘love’ are permissible and which aren’t, from the Pope to Mary Whitehouse.

For the Moral Majority it is always other people who are degenerate, other people who are the helpless prey of, for example, homosexual men in the homosexual age of consent debate.

Freud is saying, if you only look at the acts themselves you may be tempted to define them as unchristian or degenerate, pathological or perverted etc. But if you look at the instinct which carries so many people to such lengths, it is the same instinct and it is in all of us – it is what our minds are made of.

The mental factor in perversions

Despite the sometimes disgusting ends to which the love instinct is put, all these behaviours are to some extent idealisations of the libido, in the sense of abstractions of it away from its normal role.

The omnipotence of love is perhaps never more strongly proved than in such of its aberrations as these. The highest and the lowest are always closest to each other in the sphere of sexuality.

Two conclusions

Every individual plays a double existential role:

  1. to reproduce, to pass on its genes and preserve the species
  2. to preserve itself while it does this

Sometimes the two purposes clash and this is the basis of Freud’s psychology, the clash between the unconscious libidinal drive to have sex, all the time, with everyone and everything; and the rational ego’s struggle to redirect this blind drive into socially acceptable forms which help the individual survive and help it be at peace with itself. So the origins of any person’s sexuality must be looked for in two places: in the history of the species and the accidents of the individual.

Our study of the perversions has shown us that the sexual instinct has to struggle against certain mental forces which act as resistances, and of which shame and disgust are the most prominent. It is permissible to suppose that these forces play a part in restraining that instinct within the limits that are regarded as normal; and if they develop within the individual before the sexual instinct has reached its full strength, no doubt they then determine the course of its development.

These forces, which act like dams upon sexual development – disgust, shame and morality – must also be regarded as historical precipitates of the external inhibitions to which the sexual instinct has been subjected during the psychogenesis of the human race. We can observe the way in which, in the development of individuals, they arise at the appropriate moment, as though spontaneously, when upbringing and external influence give the signal.

In the second place we have found that some of the perversions are only made intelligible if we assume the convergence of several motive forces. If such perversions admit of analysis, that is, if they can be taken to pieces, then they must be of a composite nature. This gives us a hint that perhaps the sexual instinct itself is no simple thing but put together from components which have come apart again in the perversions.

(4) The sexual instincts in neurotics

Psychoanalysis

Here Freud reiterates his belief that all the psychoneuroses are based on sexual instinctual forces and that the psychoneuroses can only be investigated using the method perfected by Josef Breuer and himself – psychoanalysis. He gives a useful summary of the famous cathartic method:

By this I do not merely mean that the energy of the sexual instinct makes a contribution to the forces that maintain the pathological manifestations (the symptoms). I mean expressly to assert that that contribution is the most important and only constant source of energy of the neurosis and that in consequence the sexual life of the persons in question is expressed in these symptoms. The symptoms constitute the sexual activity of the patient!

The removal of the symptoms of hysterical patients by psychoanalysis proceeds on the supposition that those symptoms are substitutes – transcriptions, as it were – for a number of emotionally cathected mental processes, wishes and desires which, by the operation of a special psychical procedure (repression) have been prevented from obtaining discharge in psychical activity that is admissible to consciousness.

These mental processes, being held back in a state of unconsciousness, strive to obtain an expression that shall be appropriate to their emotional importance – to obtain discharge; and in the case of hysteria they find such an expression (by means of the process called conversion) in somatic or bodily phenomena, that is, in hysterical symptoms [cf Anna O’s inability to drink water, choking sensation etc].

By systematically turning those symptoms back (with the help of psychoanalysis) into emotionally cathected ideas – ideas that can now become conscious – it is possible to obtain the most accurate knowledge of the nature and origin of these formerly unconscious psychical structures.

Findings of psychoanalysis

Psychoanalysis has shown that:

Symptoms represent a substitute for impulses the source of whose strength is derived from the sexual instinct… The character of hysterics shows a degree of sexual repression in excess of the normal quantity, an intensification of resistance against the sexual instinct (which we have already met with in the form of shame, disgust and morality), and what seems like an instinctive aversion on their part to any intellectual consideration of sexual problems.

In the case of someone predisposed to hysteria, the onset of his illness is precipitated when, either as a result of his own progressive maturity or of the external circumstances of his life, he finds himself faced by the demands of a real sexual situations. Between the pressure of the instinct and his antagonism to sexuality, illness offers him a way of escape. It does not solve his conflict but seeks to evade it by transforming his libidinal impulses into symptoms.

(See Jensen’s Gradiva, written two years later, which is a textbook example of hysteria as the self-deluding flight into illness. The archaeologist Norbert’s escape from the reality of an emotionally demanding sexual situation – his awakening love for Zoe – into delusions about the light-tripping woman on the antique frieze whom he names ‘Gradiva’, and then Norbert’s actual fleeing to Italy, to Pompeii, to escape the sexual situation, only to meet Zoe magically transformed into the woman in the frieze –– from the heart of the reaction-formation returns the repressed. In the novel Norbert is then cured through love, by the redirecting of his libido – unhealthily cathected onto the Gradiva-delusion – back to the reality of his flesh-and-blood love, Zoe, by the love object herself.)

Neurosis and perversion

Moreover, neurotics’ symptoms, upon psychoanalysis, often turn out to be conversions not just of ‘normal’ sexuality, but to include what are called the perversions i.e. neurotics’ unconsciousnesses are often raging with perverse wishes deflected into symptoms. Hence Dora’s persistent cough is a (transmuted) wish for oral sex with Herr K.

a) The unconscious life of all neurotics shows inverted impulses, fixation of the libido on persons of their own sex.

b) The unconsciouses of neurotics show tendencies to every kind of anatomical extension of sexual activity, particularly oral and anal.

c) An especially prominent part is played by the fact that the instincts involved are component instincts. Thus the perversions often come in opposing pairs: exhibitionism and voyeurism; the active and passive forms of the instinct for cruelty.

It is through such an opposition, a component tying together of libido and cruelty, that the transformation from love into hate takes place, the transformation from affectionate into hostile impulses.

(You can see here the embryonic shape of Freud’s later division of all the instincts into Sex instincts and Death instincts, Eros and Thanatos which would formulate nearly 20 years late, in Beyond the Pleasure Principle.)

(5) Component instincts and erotogenic zones

If we trace back the positive and negative aspects of the perversions (masochism/sadism, voyeurism/exhibitionism) they appear to derive from component instincts which themselves admit of further analysis.

When sexual excitement derives from a particular organ or area of the body we refer to that as the erotogenic zone.

Thus, under the right circumstances, the anus or the mouth can become an erotogenic zone. Or the surface of the skin in touching. Or the eye itself in voyeurism where, through the eye alone is felt excitement comparable to that of sex in a ‘normal’ person.

(6) Reasons for the apparent preponderance of perverse sexuality in the psychoneuroses

But just because neurotic symptoms often contain a perverse wish doesn’t mean that neurotics are closer to perverts than to ‘normal’ people. Neurotics are normal people whose libido, either because of innate predisposition or due to accident, has been dammed up.

Most psychoneurotics fall ill after the age of puberty as a result of the demands made upon them by normal sexual life. Or else illnesses of this kind set in later, when the libido fails to obtain satisfaction along normal lines. In both these cases the libido behaves like a stream whose main bed has become blocked. It proceeds to fill up collateral channels which may hitherto have been empty.

Where the constitution is predisposed to illness maybe no external factor will be required. On the other hand, a great shock in real life may tip a robust constitution into neurotic illness.

Might there be a link between the perversions wished for by the neurotic’s unconscious, between the erotogenic zone it highlights, and innate constitution?

In a word, can you define personality types by predisposition to a particular perversion/erotogenic zone? (This is what Freud does in the following essay, about childhood sexuality, defining and describing the oral, anal types and so on.)

(7) Intimations of the infantile character of sexuality

“By demonstrating the part played by perverse impulses in the formation of symptoms in the psychoneuroses, we have quite remarkably increased the number of people who might be regarded as perverts. It is not only that neurotics in themselves constitute a very numerous class, but it must also be considered that an unbroken chain bridges the gap between the neuroses in all their manifestations and ‘normality’….

Thus the extraordinarily wide dissemination of the perversions forces us to suppose that the disposition to perversions is itself of no great rarity but must form a part of what passes as the ‘normal’ constitution…

There is indeed something innate lying behind the perversions but it is something innate in everyone, though as a disposition it may vary in its intensity and may be increased by the influences of actual life. What is in question are the innate constitutional roots of the sexual instinct. In one class of cases (the perversions) these roots may grow into the actual vehicles of sexual activity; in others they may be submitted to an insufficient suppression (repression) and thus be able in a roundabout way to attract a considerable portion of sexual energy to themselves as neurotic symptoms; while in the most favourable cases, which lie between these two extremes, they may by means of effective restriction and other kinds of modification bring about what is known as ‘normal’ sexual life.

Thus the germs of our character, the way our sexual instincts will be channelled, are probably laid down in childhood. In the next essay Freud looks at the play of influences which govern the evolution of infantile sexuality until its outcome in perversion, neurosis or normal sexual life.

Essay 2. Infantile sexuality

Neglect of the infantile factor

In Essay 2 Freud sets out to smash the popular opinion that children have no sexual feelings; that sexual feelings only set in with puberty. On the contrary, all the literature, and a chat with any nurse, will tell you that many babies play with their willies or fannies and suck various bits of themselves, but these stories are generally only mentioned as exceptions and monstrosities.

Why do we not remember our sexual feelings from our own childhood years?

Infantile amnesia

We definitely behave lively in every respect during childhood, giving every evidence of feeling joy, love, rage, delight. Why do we forget so much of this? Freud says that under analysis patients often remember events from their earliest years. Therefore the memories are stored somewhere – but are repressed from everyday access. Why? Nobody knows.

(1) The period of sexual latency in childhood and its interruptions

Based on a) scattered reports of the so-called exceptional behaviour of infants in the literature and b) the memories of neurotics revealed by psychoanalysis, Freud will sketch out a theory of infantile sexuality.

Freud thinks of the sex instinct as being innate in the child; that it grows as the child grows; that it is overtaken by suppression at the age of 5 or 6; then it revives and develops further at puberty, developing in a pattern of fits and starts. Childhood sexuality only emerges into the light of observable day in the third or fourth year of life.

Sexual inhibitions

It is during this same period that the mental forces are built up which are later to impede and block the flow of the sexual instinct – feelings of disgust (at an object), feelings of shame (at oneself) and moral and aesthetic ideals (as it were, objective guidelines we build for ourselves).

Reaction formation and sublimation

These are the two methods by which these dams are erected to prevent the return of repressed material into the conscious mind.

Sublimation is a widely reported phenomenon, the diverting of instinctual sexual energies into ‘higher’, more socially acceptable ones.

A reaction formation is:

a defence mechanism in which emotions and impulses which are anxiety-producing or perceived to be unacceptable are mastered by exaggeration of the directly opposing tendency

Freud thinks that reaction formations are the result of a series of unpleasurable experiences, either of internal unpleasure (excessive playing with the genitals leads to unpleasure) or external tellings-off, which create, as it were, a psychological allergic reaction to the erotogenic zone and experiences in question. Told off for touching his winkle enough times and the small boy genuinely come to believe it is dirty and disgusting.

[A digression on Freud’s final theory of sexual development

A lot later, Freud was to elaborate and fine-tune the notion that the human infants evolve through a set number of stages, namely:

  • polymorphous perversity – undifferentiated pleasure in the whole body
  • oral phase (0 to 1 year) – the infant gets most of their pleasure from their mouth, for example eating and thumb-sucking: if an infant’s oral needs aren’t met it can develop an develop oral fixation which continues into adult life
  • anal phase (1 to 3 years) – controlling bladder and bowel movements, potty training, when successfully accomplished leads to praise from parents and a sense of achievement and independence; but if parents take an approach that is too lenient, Freud suggested that an ‘anal-expulsive personality‘ – could develop whereby the adult has a messy, wasteful, or destructive personality, while if parents are too strict, he believed this could lead to an ‘anal-retentive‘ personality which is over-strict, rigid, and obsessive.
  • phallic stage (3 to 5 years) – focus of the libido is on the genitals and children begin to discover the difference between boys and girls
    • in boys this gives rise to the Oedipus complex as boys view their fathers as a rival for the mother’s affections: the Oedipus complex describes these feelings of wanting to possess the mother and replace the father. But at the same time the little boy worries that his father will punish him for having these feelings, a fear Freud termed castration anxiety
    • other Freudians suggested the term Electra complex to describe a similar but mirror set of feelings experienced by small girls, namely the wish to be possessed by their father and rid of their mother, accompanied by parallel feelings of guilt and anxiety
    • Freud, however, believed that instead of the Electra complex, girls experience what he notoriously called penis envy i.e. the wish to be a boy, the lack of a penis forever leaving girls feeling inadequate. Even in Freud’s own day female psychoanalysts deplored this idea, and female followers have denied it and overwritten it ever since]
  • latency phase (6 to puberty) – the superego or conscience gains in power, the libido and memories of all those early physical pleasures are suppressed; instead boys or girls enter school and become more concerned with peer relationships, hobbies, and other interests; a time of exploration in which the sexual energy repressed or dormant, still present but sublimated into other areas such as intellectual pursuits and social interactions
  • genital stage (11, 12, 13 onwards) – at puberty the libido becomes active again and teens develop a strong sexual interest in the opposite sex: if all the previous stages have been successfully navigated, the person becomes a rounded, balanced individual]

Freud therefore thinks that the development through the oral, anal and phallic stages is partly achieved by the erection of these reaction formations which act as ‘dams’ or road blocks saying ‘No Going Back’.

That this may be the origin of feelings of ‘shame’ and ‘disgust’ is an interesting theory to ponder; that this process is the basis of all civilised morality, as Freud claims, was clearly a provocative thing to say, and which sparked much outraged opposition to him and his theories.

Interruptions of the latency period

Not all children’s sexuality goes underground at about five years old. There may be all sorts of exceptions, single strands of sexual pleasure continuing into the latent period.

(2) The manifestations of infantile sexuality

Thumb-sucking

This emerges early and often persists into adolescence. Sometimes accompanied by the rubbing of an erotogenic zone it can act as an introduction to masturbation. Because it is accompanied by pleasurable rubbing, and sometimes even by orgasm-type physical reactions, Freud makes thumb-sucking the prototype of infantile sexuality.

Auto-erotism (coined by Havelock Ellis in 1898)

Infants initially derive pleasure from their own bodies. Sucking thumbs or lips or any other part of the body is a repetition of the initial oral activity, sucking at the breast.

No-one who has seen a baby sinking back satiated from the breast and falling asleep with flushed cheeks and a blissful smile can escape the reflection that this picture persists as the prototype of the expression of sexual satisfaction in later life.

As the child grows it experiments with enacting the sexual pleasure of sucking when the breast is absent: sucking any part of its own body, taking itself as a source of pleasure. In later life the pleasures of lingering kissing re-enact this primal sexual experience. In some children there is a constitutional intensification of the labial region (lips):

If that significance persists, these same children will grow up to become epicures in kissing, will be inclined to perverse kissing or, if males, will have a powerful motive for drinking and smoking. If, however, repression ensues, they will feel disgust at food and will produce hysterical vomiting.

Thus, for Freud, entire character types and types of adult behaviour can be traced right back to earliest childhood behaviour.

(3) The sexual aim of infantile sexuality

Characteristics of erotogenic zones

Erotogenic zones are a moveable feast. Particular parts of the body seem predisposed to resonate with sexual pleasure (the genitals, lips, nipples, anus, the surface of the skin generally) and if an infant, in its auto-erotic stage, chances on one of these to suck or play with, that part easily becomes the model of sexual pleasure, of reassurance etc in later life.

Any part of the body can acquire the same susceptibility to stimulation as is possessed by the genitals and can become an erotogenic zone.

It is hard to think of a view more contrary to the popular, conventional view that a) infants have no sex life and that b) sex appears only at puberty and is exclusively confined to the genitals.

The infantile sexual aim

Although all the body is susceptible to sexualisation, certain zones seem predisposed to be especially erotogenic, generally zones which are physiologically designed for other activities and pleasures which the child can then repeat by auto-erotic stimulation: the lips for eating, the penis for peeing, the anus for defecating can all be co-opted by the libido.

(4) Masturbatory sexual manifestations

Activity of the anal zone

Psychoanalysis of patients has revealed the surprising extent to which the anus is not only a source of pleasure in infancy but retains its pleasurable power throughout life.

Children who are making use of the susceptibility to erotogenic stimulation of the anal zone betray themselves by holding back their stool till its accumulation brings about violent muscular contractions and, as it passes through the anus, is able to produce powerful stimulation of the mucous membrane. In so doing it must no doubt cause not only painful but highly pleasurable sensations.

One of the clearest signs of subsequent eccentricity or nervousness is to be seen when a baby obstinately refuses to empty its bowels when he is put on the pot and holds back that function till he himself chooses to exercise it. He is naturally not concerned with dirtying the bed, he is only anxious not to miss the subsidiary pleasure attached to defecating.

Faeces come to have another important meaning for the child.

They are clearly treated as part of the infant’s own body and represent his first ‘gift’: by producing them he can express his active compliance with his environment and, by withholding them, his disobedience…

The retention of the faecal mass, which is thus carried out by the child intentionally to begin with, in order to serve, as it were, a masturbatory stimulus upon the anal zone or to be employed as a weapon in his relation to the people looking after him, is also one of the roots of the constipation which is so common among neuropaths.

Activity of the genital zone

The glans of the penis in boys and the clitoris in girls:

The anatomical situation of this region, the secretions in which it is bathed, the washing and rubbing to which it is subjected in the course of a child’s toilet, as well as accidental stimulation, make it inevitable that the pleasurable feeling which this part of the body is capable of producing should be noticed by children even during their earliest infancy, and should give rise to a need for its repetition.

Girls often masturbate simply by rubbing their thighs together. Boys tend to use hands.

The preference for the hand which is shown by boys is already evidence of the important contribution which the instinct for mastery is destined to make to masculine sexual activity.

Second phase of infantile masturbation

In this early essay Freud posits three periods of sexual activity: a first phase of infantile sexuality; a second phase flourishing around the fourth year; then the eruptions of puberty.

The second phase of infantile sexual activity may assume a variety of different forms which can only be determined by a precise analysis of individual cases. But all its details leave behind the deepest unconscious impressions in the subject’s memory, determine the development of his later character, if he is to remain healthy, and the symptomatology of his neurosis, if he is to fall ill after puberty.

Return of early infantile masturbation

The return of infantile sexuality at around 4 and 5 years is determined by all sorts of factors, internal and external. But Freud is careful to mention the external factor of infantile seduction (or child abuse, as we would say) as a way many of his patients recall being jolted, as it were, into sexual life, and made aware of the erotogenicity of the genitals.

Polymorphously perverse disposition

In and as a result of sexual abuse, children can be induced to all manner of perversions thus revealing, for Freud, an innate disposition to polymorphous perversion.

The same, he asserts, is true of many women, as witness the large number of prostitutes who can accommodate any type of sexual taste for their clients.

It becomes impossible not to recognise that this same disposition to perversions of every kind is a general and fundamental human characteristic.

[At one and the same time this notion is typical of Freud’s throwaway sexism, but also of the immense tolerance and acceptance of a huge variety of sexual predilections implicit in his theory.]

Component instincts

Exhibitionism, voyeurism and cruelty are all apparent as perversions in potentia in children. Small boys proudly display the thing which gives them so much pleasure and which they pee through, their penis, which thus symbolises at least two types of infantile ‘mastery’.

Looking is the child’s earliest way of relating to the world. Once it has established its own erotogenic zones it is curious to see them in others: voyeurism.

Cruelty comes relatively easily to the childish nature, since the obstacle that brings the instinct for mastery to a halt at other people’s pain – namely a capacity for pity – is developed relatively late…

It may be assumed that the impulse of cruelty arises from the instinct for mastery and appears at a period of sexual life at which the genitals have not yet taken over their later role…

Children who distinguish themselves by special cruelty towards animals and playmates usually give rise to a just suspicion of an intense and precocious sexual activity arising from erotogenic zones…

The absence of the barrier of pity brings with it a danger that the connection between the cruel and the erotogenic instincts, thus established in childhood, may prove unbreakable in later life.

Jean-Jacques Rousseau’s Confessions show that early beating on the buttocks can easily be linked with erotogenic pleasure and form the basis of a fusion of the instincts of sex and cruelty in later life.

(5) The sexual researches of childhood

The instinct for knowledge

At the same time as children reach an early peak of sexuality (3 to 5 years) they display an instinct for knowledge. For Freud this is a sublimated form of the instincts for mastery and of seeing, voyeurism.

Psychoanalysis has shown that the first problem to awaken the childish thirst for knowledge are sexual problems, where do I come from? why does my wee-wee make give me pleasure?

The Riddle of the Sphinx

Freud gave this typically grandiose title to the core question of infancy: where do babies come from?

Sex differences aren’t important at this stage since boys assume all babies have penises.

Castration complex and penis envy [this section was added in 1915]

Only painfully do boys realise there’s a whole category of person who doesn’t have a penis and become petrified that they too might lose their mighty weapon. This he calls the castration complex.

The discovery that girls don’t have one gives many boys an enduringly low opinion of girls. For girls, the discovery that boys have this toy which they can play with induces in them penis envy and an enduring sense of being second-rate. Penis envy culminates in the girl’s wish to be a boy.

[The whole concept of ‘penis envy’ is probably the single most outrageous example of Freud, despite being a revolutionary on one level, nonetheless often reinscribing the sexist prejudices of his Victorian times in a new language.]

Theories of birth

All children speculate about where babies come from, especially if their mother is pregnant again. The central feature of most theories is that the baby is got by eating something (as in many fairy tales) and delivered through the anus.

Sadistic view of sexual intercourse

Many children see or overhear their parents making love. Children feel intense curiosity about it. It seems to have to do with some joint activity involving peeing or defecating. But many children pick up on the apparent violence involved (hard physical movements, screaming) and this is another way in which cruelty may attach itself to a child’s fantasy world and resurface in a person’s adult attitudes to sex.

Typical failure of infantile sexual researches

No matter how subtle the sexual theories of children they are invariably wrong; for how could they know about semen and ovaries? But the whole attempt is important to Freud as a symbol of the growing independence of the child. These researches:

constitute a first step towards taking an independent attitude in the world, and they imply a high degree of alienation of the child from the people in his environment who formerly enjoyed his complete confidence.

(6) The phases of development of the sexual organisation

Infantile sexual pleasure is the opposite in every way of ‘normal’ adult sexuality. It is essentially auto-erotic, and its component instincts are generally disconnected and scattered over all manner of activities: this is the meaning of polymorphous perversity.

Compare and contrast with adult sexuality aims at genital contact with some external object.

Pregenital organisations

I.e. sexual patterns before the instinct settles on the genitals:

1. The oral or cannibalistic phase: the aim is the incorporation of the sexual object, to eat it, to master it by ingesting it and stimulating the mucous membranes of the lips at the same time.

This is the origin of cannibalism in primitive peoples; of the primitive relic of a holy meal found in most religions; and of the higher intellectual activity of identification with a hero figure.

The primitive and intellectual functions are brought together in the Eucharist where we eat the body of Christ at the same time as we acknowledge Him lord and master.

2. The sadistic-anal phase: it is at this early stage that the sex instinct can be seen dividing into the active-passive division which characterises all later sexuality: the masculine drive to mastery, of defecating at our own time and pleasure; and the feminine pleasure derived from the anus; a sadistic and a passive pleasure intermingle.

Ambivalence

This duality is the basis of later ambivalence, a word coined by the Swiss psychiatrist Paul Eugen Bleuler (Bleuler was a prolific coiner of neologisms; he also invented the terms ‘schizophrenia’, ‘schizoid’ and ‘autism’).

Ambivalence became central to Freudian theory. It describes the holding of contradictory feelings, classically love and hate, towards the same object. Thus the child can both love but be terrified by their father.

Phallic phase

Freud distinguishes one last phase of infantile sexuality, where a love-object has emerged but the instinct in both boys and girls focuses on the penis alone, when boys develop pride in their penis and girls develop a painful sense of lack of penis, giving rise to penis envy (see comments above).

Diphasic choice of object

To summarise, Freud can claim that, completely contrary to the popular view, the distinctive thing about human sexuality is:

  • that it is present, in various forms, in infants from the earliest time
  • that it develops through a series of stages
  • that each of these stages carries the risk of arrest or error which deforms the child’s feelings and emotions around libido
  • that infantile sexual choices and activity are progressively repressed by reaction-formations (guilt, shame) by the age of about 5
  • that the entire set of experiences goes underground during the latency period (5 or 6 to puberty), is repressed and forgotten
  • that it resurfaces in a more explicitly sexual mode at puberty but with shapes and flavours conditioned by those earliest experiences

These infantile longings become the basis of later ‘affectionate’ feelings:

Their sexual aims have become mitigated and they now represent what may be described as the ‘affectionate current’ of sexual life. Only psychoanalytic investigation can show that behind this affection, admiration and respect there lie concealed the old sexual longings of the infantile component instincts which have now become unserviceable.

(7) The sources of infantile sexuality

These conclusions have been reached by the psychoanalysis of adult patients and the observation of children. Sexual excitation in children seems to arise from:

a) repetition of satisfaction achieved in normal organic processes (sucking, defecating)
b) through external stimulation of erotogenic zones
c) as the expression of fundamental instincts

Mechanical excitations

Children love swinging and being thrown and caught. Psychoanalysis has shown the recurrence of these sensations in adult dreams i.e. that they lay down patterns of the earliest pleasures, for example, fantasies of flying, air blowing against the skin and genitals.

It is well known that rocking is habitually used to induce sleep in restless children. The shaking produced by driving in carriages and later by railway travel exercises such a fascinating effect upon older children that every boy, at any rate, has at one time or another in his life wanted to be an engine driver.

It is a puzzling fact that boys take such an extraordinarily intense interest in things connected with railways and, at the age at which the production of fantasies is most active (shortly before puberty), use those things as the nucleus of a symbolism that is peculiarly sexual. A compulsive link of this kind between railway travel and sexuality is clearly derived from the pleasurable character of the sensations of movement.

In the event of repression, which turns so many childish preferences into their opposite, these same individuals, when they are adolescents or adults, will react to rocking or swinging with a feeling of nausea, will be terribly exhausted by a railway journey, or will be subject to attacks of anxiety on the journey.

Muscular activity

Many patients report their first memories of sexual excitation when romping, fighting and playing with playmates. Organised games are done at school to keep the body healthy and divert adolescent attention away from sexuality: Freud says what this is doing is channel sexuality back into one of its specific components.

Affective process

Powerful emotions have sexual effects. Terrified or anxious children may touch their genitals for reassurance. The erotic aspect of terror, fright and so on may become intimately associated with sexuality so that adults find fear and terror thrilling; either in real life, in fantasies of rape or masochistic punishment; or in imaginary worlds of books or the cinema.

Pathways of mutual influence

If the taking in of food gives rise to sexual pleasure then the reverse may be true. If healthy sexuality accompanies healthy eating, then disturbance of sexuality may lead to disturbance of nourishment. Thus a sexually disturbed hysteric may cease eating.

We can speculate about a whole network of pathways by which sexual instincts may be channeled both towards basic organic functions (for example, eating) and also rerouted towards higher functions (that is, sublimated, into thinking, planning, deciding).

Essay 3. The transformations of puberty

Infantile sexuality is polymorphously perverse and auto-erotic, finding pleasure as it learns to control and play with its own body.

The latency period sees the repression of sexuality in the name of various reaction-formations and sexuality’s sublimation into all kinds of games and fantasies.

With puberty the genitals become active and the subject actively seeks a love object outside itself. The new sexual aim of genital union appears and all the scattered erotogenic zones with their sex impulses become focused on, and subordinate to, genital union. Hopefully.

‘Normal’ sexuality consists of the uniting of the affectionate current (the sublimated remains of childhood sexuality) and the sensual current (mainstream libido).

So proper human sexual development is the coming together of affection/love and sex/pleasure, focussed on the genitals, to produce the ‘normal’ healthy adult. But, as always, there can be all kinds of hiccups along the way.

(1) The primacy of the genital zones and fore-pleasure

At puberty the sex organs grow and become ready for use. They can be excited in three ways:

  1. excitation of the erotogenic zones from outside
  2. from the organic interior
  3. from mental life, the storehouse of impressions and ideas

Sexual excitement is felt in two ways:

  1. perception of a mental tension of an extremely compelling type
  2. physical preparation: erection of the penis, lubrication of the vagina

Sexual tension

How come sexual excitation is perceived as both pleasurable but also as an unpleasurable tension?

The mechanism of fore-pleasure

Touching or seeing clearly give rise to a) pleasure in themselves b) a perceived raising of sexual tension.

It is as if the fore-pleasure derived from stimulating the erotogenic zones is designed to increase the incentive to move onto the act of sexual union.

Initial pleasure thus disguises increasing tension (unpleasure) so you are led relentlessly on towards copulation, the aim of the entire organism.

The whole pattern leads up to orgasm and the release of the appropriate sexual substances. It would seem that orgasms are designed to extinguish libido, if only temporarily. They are the height of pleasure, the abrupt release of tension by the blood thronging the penis or clitoris rushing back into the body as the scrotum or vagina undergoes a series of muscular contractions perceived as pleasurable.

And this release of tension takes you right the way back to square one i.e. normal bodily function; the overwhelming compulsion towards sex evaporates, the rational mind returns to full control.

Freud divides the two stages into fore-pleasure and end-pleasure.

A distinction similar to the fore-pleasure offered by the telling of jokes which prepare you for the greater release of libidinal pressure (laughing).

[He uses the same division in his essay Creative Writers and Daydreaming to describe the fore-pleasure afforded by aesthetic or formal literary techniques which prepare the way for the deeper pleasure of sharing unconscious fantasies (tales of damnation and salvation, risk and adventure, Ian Fleming and Barbara Cartland).]

Dangers of fore-pleasure

But fore-pleasures are clearly yet another balancing act; the incentive of pleasure must be balanced by an increase of tension which successfully propels you towards sex. If the yield of orgasmic pleasure doesn’t live up to the growth in tension, you may become stuck at the fore-pleasure stage.

Obviously enough, you may be predisposed to this through any number of accidents which emerge in infancy. Extreme attachment to various types of fore-pleasure, to a particular erotogenic zone or to the mental equivalents of them (stimulation of the anus – masochism/inversion) may develop into full-blown perversion.

But these very complex combinations will have some influence over the shape of even the most healthy adult sexuality.

Not only the deviations from normal sexual life but its normal form as well are determined by the infantile manifestations of sexuality.

Again, if this is an accurate account of the growth of sexuality, it shows that it will be very hard to police, to draw a hard and fast line between ‘normal’ and perverse.

Freud is making the controversial claim that ‘the normal’ is built on ‘the perverse’ and most of its activities contain the seeds of perversity.

(2) The problem of sexual excitation

Part played by the sexual substances

Maybe sexual tension is produced, in men, by the accumulation of semen in the testicles? Kraft-Ebing thought so. But if so, how can this account for sexual excitation in children and women?

Importance of the internal sexual organs

Arguing against that theory, observation of castrated men shows that sexual excitement continues to operate with no semen at all.

Chemical theory

Freud speculates that the key role is played by substances released by the sex glands. In his day there was no convincing biological theory of sex.

The discovery of the class of chemicals called ‘hormones’ (at around this time, 1905, in England) paved the way to our present understanding of how sex works.

It’s worth pointing out, though, that even today one of the great mysteries is: Why Sex? And, as Steve Jones says, If Sex, why only two sexes?

(3) The libido theory

Libido is:

a quantitively variable force which serves as a measure of processes and transformations occurring in the field of sexual excitation

A kind of electricity. Freud imagines that libido is distinguished from the other main instinct, hunger, chemically. Libido is a chemically unique force. Psychoanalysis has shown that libido is derived not just from the genitals but from all sorts of organs, including the skin.

We thus reach the idea of a quantity of libido, to the mental representation of which we give the name of ego-libido, and whose production, increase or diminution, distribution and displacement should afford us possibilities for explaining the psychosexual phenomena observed.

Psychoanalysis can only observe ego-libido as it becomes attached to objects i.e. becomes object-libido, as it is attached to, detached from, swapped around various objects (for example, images, fixations, words and ideas) directing the subject’s activity towards sex. For the act of sex, in particular orgasm, results in the temporary extinction of libido.

Psychoanalysis observes the outflowing of libido from the ego and its return thereto.

The ego acts as a psychic reservoir for libido.

In the earliest phases every ego is narcissistic, that is, focusses libido on itself (during the auro-erotic stages of infantile sexuality). Only later does the ego develop the ability to project energy onto external objects and Freud (or his English translators) label these object-cathexes.

The slightest damage to the organism (for example, illness) results in a return to infantile narcissism, as do psychic wounds.

Narcissism is also evoked by particularly self-contained objects, by aloof women, by cats, and by babies (see Freud’s 1914 essay On Narcissism).

In later editions of the Three Essays Freud attacks Jung for watering down libido to make it mean psychical instinctive forces in general.

But the whole point of having a distinct sexual instinct, chemically differentiated from all other instincts, whose special operations can be studied through observation and analysis, in fact all Freud’s efforts and theories, are destroyed if you thus throw out the distinguishing sexual element of libido theory.

(4) The differentiation between men and women

Libido is masculine i.e. active, in character.

In levels of autoerotism and masturbation boys and girls are similar, though girls develop the reaction-formations of shame and disgust more easily than boys (i.e. mental forces which damp down their libido).

Freud suggests three meanings of masculine and feminine:

  • passive versus active personalities
  • biological i.e. defined by sex organs
  • sociological i.e. observing the actual behaviour of men and women

Freud uses masculine and feminine to denote active and passive. To say libido is masculine means it is, in this value system, always active. As to the sociological aspect:

Such observation shows that in human beings pure masculinity or femininity is not to be found either in a psychological or biological sense. Every individual, on the contrary, displays a mixture of the character-traits belonging to their own and to the opposite sex and shows a combination of activity and passivity…

Without the fundamental idea of innate bisexuality I think it would scarcely be possible to arrive at an understanding of the sexual manifestations that are actually to be observed in men and women.

Leading zones in men and women

The clitoris is what little girls masturbate, as boys the penis. Both become erect i.e. engorged with blood during excitation. But Freud thinks that at puberty, whereas boys receive a fresh wave of sexual excitement, girls undergo a profound sexual repression; this takes the form of moving their chief erotogenic zone from the clitoris to the vagina.

The ‘normal’ woman has thus repressed her masculine active organ (the clitoris) in the name of vaginal excitation designed for sex and procreation:

The fact that women change their leading erotogenic zone in this way, together with the wave of repression at puberty which, as it were, puts away their childish masculinity, are the chief determinants of the greater proneness of women to neurosis and especially to hysteria.

[This is, of course, complete rubbish. Women retain their chief sexual excitation through the clitoris. The rediscovery and widespread publicisation of clitoridal sexuality was one of the great achievements of the feminists in the 1960s and 1970s. By the 1980s I was well aware that many women cannot orgasm through vaginal stimulation alone but need clitoral stimulation as well and I think (I hope) this has now become common knowledge. Thus Freud’s theorising away of the clitoris, along with all his theories about the inevitable inferiority of women, are the grossest example of his simply recasting the patriarchal prejudices of his time in a new language.]

(5) The finding of an object

[Expanded in the 1915 essay On Narcissism.]

A person may love:

1. according to the anaclitic (attachment) type:

  • the woman who feeds him
  • the man who protects him

2. according to the narcissistic type:

  • what he himself is
  • what he himself was
  • what he himself would like to be i.e. an idol
  • someone who was once part of themselves i.e. a baby

Suckling at the breast is the prototype of all pleasure and love.

From 1915 Freud introduces the idea of narcissism into his theory. The physical pleasure of suckling at the breast is now accompanied by the psychic pleasure of self-love, the earliest attachment of libido to the ego, the ego to itself, as it grows and comes to consciousness.

After puberty all love objects will partake of these two earliest loves; all love objects will have an element of narcissism and of attachment (cupboard) love.

The finding of a love-object is always a refinding of this original pleasure. A recapturing of what we once had. Falling in love is always a return to lost happiness.

The sexual object during early infancy

Everyone’s first love is for their mother. Freud goes further to say everyone’s first sexual object is their mother. Mothers stroke and kiss and caress babies, thus awaking the erotogenic zones and sex instincts. There is nothing perverse in this. The mother is only fulfilling her task in teaching the child how to love. Later in life, the former baby will itself stroke and kiss and caress a love object. How else does it learn to do this except by unconscious recall of its own childhood caresses?

Infantile anxiety

Infantile anxiety is caused by the loss of the person the infant loves. They are afraid of the dark because in the dark they cannot see the person they love. An infant who turns his love/libido into anxiety when it cannot be satisfied is behaving exactly like an adult neurotic.

The barrier against incest

‘Normal’ development means the transmutation of the early sexual attachment to the mother into ‘affection’ i.e. aim-inhibited libido. One of life’s great tasks is overcoming this love and learning to reattach it to socially acceptable objects.

This happens partly due to internal psychic development but is hugely reinforced by social and moral pressures. In Totem and Taboo (1913) Freud writes about the fundamental taboo against incest which is, in his view, the beginnings of society and morality.

Nonetheless, incest remains a possibility in the unconscious mind, in dreams and fantasies.

Puberty is particularly rich in fantasies as the adolescent tries out various combinations of object and experiments with its new strong feelings obsessively in the mind, before attempting to put them into practice.

Some fantasies are particularly common: the adolescent’s fantasies of overhearing his parents having sex; of having been seduced in infancy; of having been threatened with castration; fantasies of life in the womb; and the so-called Family Romance, the fantasy of being the abandoned child of rich beautiful parents – a rationalisation of infantile perception of parental omnipotence.

In overcoming renewed childhood sexual fantasies about his parents the adolescent also has to make the crucial break with them; to rebel against parental authority, particularly the father.

Some people never make it and remain in thrall to their parents. Many women never properly escape and remain as loving and passive as they were in childhood. Girls have a tendency to rebel against their sexual destiny, against sexuality itself and to flee into exaggerated affection for siblings or parents. To become virgin carers.

It falls to some men to become the complete rebels against authority which are required by the furtherance of the race.

After-effects of infantile object-choice

These powerful loves of childhood cast a pall over the rest of our lives. Women often look for older, more mature, authoritative husbands who are quite obviously father-substitutes. Men, even more often, are looking for the unconditional love of their mothers.

Prevention of inversion

It seems that the presence in our childhood of the same sex parent as a figure of a) resented authority and b) sexual rivalry, contributes to our early love for the opposite sex parent, all of which is motivated by the hormones at puberty.

But if the family unit is disturbed, if one of the parents is lacking, this is a powerful accidental stimulus to homosexuality (innate predispositions aside).

SUMMARY

* Neuroses are the mirror image of perversions: both represent aberrations from normal sexuality. Neurotic symptoms are generally a reinvoking of infantile perversions, at least in fantasy and transferred symptoms, as libido flees an unbearable sexual situation.

* Perversions are the fixation of the libido onto particular components of sexuality at the expense of normal heterosexual genital union.

A disposition to perversions is an original and universal disposition of the human sexual instinct and ‘normal’ sexual behaviour is developed out of it as a result of organic changes and psychical inhibitions occurring in the course of maturation.

* Any departure from established sexuality is therefore an instance of developmental inhibition and infantilism, a regression.

* The sexual instinct is put together from various factors and, in the perversions, these components fall apart.

* ‘Normal’ sexuality integrates these instincts and submits them to socially-condoned genital aims.

* Children bring sexuality into the world with them. After an efflorescence of sexuality from ages 2 to 5 the sex instinct undergoes a repression, entering the latency period. Sexual feelings continue during this period but rerouted:

a) to develop secondary characteristics such as affection and friendship (aim-inhibited libido)
b) into ‘reaction-formations’ to sexual activities, which are now perceived as dirty, shameful, disgusting and so on, into a predisposition to receive moral education. These reaction-formations will be critical in establishing the channels along which libido can flow after puberty; too strong and they will react badly to the arrival of puberty and real sexual situations, causing all sorts of havoc, not least the flight into illness which characterises neurosis.

* Children develop through three phases: oral (breastfeeding), anal-sadistic in which ambivalence emerges, and phallic, part of which is the Oedipus complex. Then it is all buried in the latency period.

* The diphasic onset of sexuality i.e. in two stages, allowing for a latency period during which the socialising process can get going, seems to be a precondition for humanity’s civilised achievements. But, being so long and precarious, the latency period also explains mankind’s predisposition to neurosis and mental illness, and to the various failures and perversions of the sex instinct.

* The perversions of infancy, the finding of pleasure in erotogenic zones, returns with puberty but subordinated, as fore-pleasures, to the great act of copulation itself.

* Children find their first sex object in the opposite sex parent but this lust is repressed and redirected by the primeval psychological taboo against incest.

Factors interfering with development:

Every step on this long path of development can become a point of fixation, every juncture in this involved combination can be an occasion for a dissociation of the sexual instinct.

Constitution and heredity

Nature/nurture, which comes first? Imponderable. Except to say that in families with a predisposition to sexual failure, the men will tend to be perverts, the women, “true to the tendency of their sex to repression”, will become negative perverts i.e. hysterics.

Further modification

Whatever the hereditary predisposition, it is clear the sex instincts undergo further modifications:

Perversion: at puberty the libido may find the genital zone too weak for the tasks asked of it, and so revert to fixation on earlier infantile perverse zones.

Repression: the instincts in question are repressed and travel underground until they can find their expression disguised as hysterical symptoms. They can have perfectly normal sex lives but accompanied by psychological problems.

Sublimation: excessive sexual dispositions can be redirected into socially acceptable fields, thus yielding greater psychic efficiency and providing a strong evolutionary advantage. Maybe this is the reason why sublimation is the basis of much human mental life.

Reaction-formation: the building up during the latency period of strong counter-forces to perverse instincts, abetted by education which is designed to channel sexuality into ‘normal’ ends.

What we describe as a person’s character is built up to a considerable extent from the material of sexual excitations and is composed of instincts that have been fixed since childhood, of constructions achieved by means of sublimation, and of other constructions, employed for effectively holding in check perverse impulses which have been recognised as unutilisable.


Credit

All Freud’s works have complicated histories in translation. The Three Essays on the Theory of Sexuality were first translated into English in 1953 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. References in this blog are to the revised version, published in 1977 as part of ‘On Sexuality’, Volume 7 of the Pelican Freud Library.

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