Lady Chatterley’s Lover by D.H. Lawrence (1928)

He suddenly drew her to him and whipped his hand under her dress again, feeling her warm body with his wet, chill hand. ‘I could die for the touch of a woman like thee,’ he said in his throat. ‘If tha’ would stop another minute.’

Warning: this review contains swear words, including the c word, as well as explicit descriptions of sexual anatomy and sex.

Forget its lingering reputation for sex and rude words, ‘Lady Chatterley’s Lover’ is a masterly novel, packed with powerful themes and ideas, strong characterisation and wonderful nature descriptions – and at its core is a storyline of fabular simplicity. It is arguably Lawrence’s best, certainly his most crafted, conventional and accessible work. Every page springs new issues and symbols on the reader, as well as nature descriptions which are worth rereading and savouring for their startling vividness.

It was a grey, still afternoon, with the dark-green dogs’-mercury spreading under the hazel copse, and all the trees making a silent effort to open their buds. Today she could almost feel it in her own body, the huge heave of the sap in the massive trees, upwards, up, up to the bud-tips, there to push into little flamey oak-leaves, bronze as blood. It was like a tide running turgid upward, and spreading on the sky.

After the dense impressionistic epics ‘The Rainbow’ and ‘Women in Love’, after the ramshackle picaresque of ‘Aaron’s Rod’, the strange and incoherent ‘Kangaroo’, and the delirious nonsense of The Plumed Serpent’, Lady C feels like a wonderfully calm, sensible return to planet earth. Lawrence reveals himself as an author who can write something like a conventional novel, with normal characters having normal feelings and normal conversations. Their feelings last for more than a page i.e. they aren’t a bewildering kaleidoscope of everchanging moods, as in ‘Rainbow’ and ‘Women’. All the characters are easy to understand and sympathise with in a way not really true of any other Lawrence novel.

Brief plot

Presumably everyone knows the plot. Constance ‘Connie’ Reid marries Sir Clifford Chatterley in 1917 while he’s on leave from the war. But he returns a year later paralysed from the waist down and in a wheelchair. They live at the family estate of Wragby Hall beyond which is the grim coal mining community of Tevershall, the noise of the clanking trams, the lights and the sulphur smell permanently wafting over the house and grounds and what remains of the old woods.

Clifford hires a new gamekeeper, Oliver Mellors. Mellors is separated from his wife, Bertha Coutts, who ran off with a miner, and now tries to live a quiet, isolated life, just him and his dog, Flossie, living in the small cottage in the woods.

So we have these two damaged people, hurt in love and life, frustrated and unfulfilled. And the point of the novel is to show how they slowly fall in love and discover a new fire and meaning in life. A big part of this is their joint rediscovering the ecstatic side of sex. Neither were virgins but had only experienced partial or emotionally stunted forms of sex. Lawrence wrote the novel to showcase the supremely healing qualities of loving sex.

Arty families

But there’s a lot more circumstantial detail about the characters than I remember. For a start how arty they all are. Connie is the younger of two daughters of the noted painter and Royal Academician Sir Malcolm Reid (Hilda Reid and Constance Reid). The daughters are raised in a Bohemian arty set and are sent to Dresden to study art and music. Here the young ladies have passionate affairs with their fellow students, both of them loving their virginities.

Next, I’d forgotten that Clifford is himself a writer. He writes curious, very personal stories about people he had known, clever, rather spiteful, and yet, in some mysterious way, meaningless. They appeared in the most modern magazines and he gains a reputation and Connie, for a while, finds new enthusiasm for their marriage, by helping him with them. Clifford eventually wins real fame and is hailed as one of Britain’s finest young writers etc.

His photograph appeared everywhere. There was a bust of him in one of the galleries, and a portrait of him in two galleries. He seemed the most modern of modern voices. With his uncanny lame instinct for publicity, he had become in four or five years one of the best known of the young “intellectuals. (p.54)

Connie’s affair with Michaelis

This arty milieu explains why Clifford invites the Irish playwright Michaelis to stay at Wragby. Michaelis has been fabulously successful and makes a fortune from the States but has recently been dropped by English ‘society’ when they realised he was mocking them. Connie realises behind his cynical charm there’s a damaged boy, Michaelis plays the adorer and seduces her in her boudoir on the third floor. There being no risk that Clifford will suddenly walk in.

It is the first indication that the novel is going to be about the mechanics of sex for Lawrence describes Michaelis as climaxing quite quickly and Connie being disappointed until she realises a way to keep him hard inside her and wriggling about in order to achieve her own orgasm.

The physical desire he did not satisfy in her; he was always come and finished so quickly, then shrinking down on her breast, and recovering somewhat his effrontery while she lay dazed, disappointed, lost. But then she soon learnt to hold him, to keep him there inside her when his crisis was over. And there he was generous and curiously potent; he stayed firm inside her, given to her, while she was active… wildly, passionately active, coming to her own crisis. And as he felt the frenzy of her achieving her own orgasmic satisfaction from his hard, erect passivity, he had a curious sense of pride and satisfaction. (p.31)

I get the point that she has to please herself but does it seem likely to you that he could remain hard and erect after climaxing, hard and erect long enough for her to pleasure herself against him? Lawrence was not only breaking taboos on the subject of sex and with his deliberate use of swearwords (see below), he was also writing at a time when there was little or no sociological study of sex. Only after the Second World War would begin the kinds of studies which are still ongoing and suggest that a very large percentage of women, perhaps as high as 75% of women, can’t climax from penile penetration alone, but need some other stimulation as well.

Anyway the affair with Michaelis happily continues for a while, carried on during her trips to London, and she is in high spirits which, in turn, inspire Clifford to some of his best writing.

The cronies

Friends of his from Cambridge come to stay, all so-called intellectuals, namely:

  • Tommy Dukes, a brigadier general in the British army
  • Charles May, an Irishman, who wrote scientifically about stars
  • Arnold Hammond
  • Berry, a brown shy young man

Connie nicknames them ‘the cronies’. We are shown Clifford and these pals engaging in empty, pontificating, after-dinner discussions about sex, regarded purely as an intellectual talking point, reduced to the idea that sex is not much more than a conversation between a man and a woman, in actions instead of words.

TOMMY DUKE: Let any woman start a sex conversation with me, and it’s natural for me to go to bed with her to finish it.

This entire scene is to demonstrate how cold-bloodedly cerebral these British intellectuals are, how they lack the root of the matter. Also how they simply ignore the woman’s role in any of this, for Connie sits there silent as a mouse while they drone on.

The four men smoked. And Connie sat there and put another stitch in her sewing…. Yes, she sat there! She had to sit mum. She had to be quiet as a mouse, not to interfere with the immensely important speculations of these highly-mental gentlemen.

Satire. Mockery. On a different evening the cronies get into a ‘discussion’ of Bolshevism which is disappointingly superficial. But maybe this is how people discussed things like this at the time. Maybe most people’s discussions of politics are superficial, anecdotal.

‘The Bolshevists aren’t really intelligent.’
‘Of course not. But sometimes it’s intelligent to be half-witted: if you want to make your end. Personally, I consider Bolshevism half-witted; but so do I consider our social life in the west half-witted…’ etc

Presumably this is Lawrence mocking the intellectual inanity of the pseudo-intellectuals of his day; but having struggled through the ‘political’ discussion bits of ‘Kangaroo’ I’m more inclined to think it’s Lawrence revealing his own shortcomings. But the most notable thing about this male banter is the swearing. The cronies freely say ‘fuck’ and ‘shit’, unprintable words in 1928.

People who encourage Connie to have an affair

As I mentioned at the start the novel contains a lot of information to process. Instead of the endless shapeshifting emotions described with such weird power in ‘The Rainbow’ et al, Lawrence gives his characters fixed and understandable positions. In fact there are quite a few secondary characters, and Lawrence worked hard to give each of them histories, characters and opinions.

Father One of the threads that emerges from this is the sympathetic voices who suggest Connie has an affair. Her father, the louche old painter, directly tells her he hopes her situation won’t lead to her becoming a ‘demi-vierge’ which, as far as I can make out, means a woman who flirts and behaves suggestively but doesn’t actually have sex with anyone. This is a bit obscure but indicates that her father is worried about the impact having no sex will have on a healthy woman in her 20s.

Sister Her sister, Hilda, comes to stay and says she needs taking away from Wragby, to life and sun and physical restoration.

Husband And then Clifford himself, on a walk with Connie into the old woods on the estate, himself says he would love to have an heir to the estate, someone to hand it on to. He spends some time distinguishing between the closeness and psychological intimacy of marriage and the casual, transient nature of all sexual connections. It’s worth quoting at length because it makes it quite clear that Connie isn’t some sex-mad hussy

‘What do the occasional connections matter? And the occasional sexual connections specially! If people don’t exaggerate them ridiculously, they pass like the mating of birds. And so they should. What does it matter? It’s the life-long companionship that matters. It’s the living together from day to day, not the sleeping together once or twice. You and I are married, no matter what happens to us. We have the habit of each other. And habit, to my thinking, is more vital than any occasional excitement. The long, slow, enduring thing… that’s what we live by… not the occasional spasm of any sort. Little by little, living together, two people fall into a sort of unison, they vibrate so intricately to one another. That’s the real secret of marriage, not sex; at least not the simple function of sex. You and I are interwoven in a marriage. If we stick to that we ought to be able to arrange this sex thing, as we arrange going to the dentist; since fate has given us a checkmate physically there.’ (p.47)

So all this leads up to Clifford’s surprising proposal that Connie should make herself pregnant by another man. Obviously a man of the right sort but he doesn’t specify who or where. In order to bear a son which they can raise as an heir to the estate.

‘If lack of sex is going to disintegrate you, then go out and have a love affair. If lack of a child is going to disintegrate you, then have a child if you possibly can. But only do these things so that you have an integrated life, that makes a long harmonious thing. And you and I can do that together … don’t you think?’

It’s an eminently rational and sensible position. You can see how Lawrence goes out of his way to make Clifford sympathetic, given the terrible hand he’s been dealt. But in the end this position falls short: Connie is dismayed by the way Clifford talks about the child as ‘it, it, it’, like a business proposition.

Anyway, it’s at this precise moment in their conversation that with timing that is heavily symbolic, almost comical, that Mellors the gamekeeper makes his first appearance in the narrative, emerging so unexpectedly from a side path that she alarms Connie. Clifford hails him and asks him to help guide Clifford’s bath-chair down the track through the woods and back towards the house.

Oliver Mellors

Mellors was gamekeeper at Wragby before the war (and so before Connie married Clifford). He fought in the war, Clifford thinks somewhere in India. On his return to Tevershall, Clifford was delighted to rehire him and he’s been in post 8 months before this, Connie’s first encounter with him.

He is moderately tall and lean, with light brown, almost fair hair, and blue impersonal eyes. (Incidentally, Clifford also has blue eyes. Connie has blue eyes. Her father has blue eyes. Improbably, the two gondolieri they meet in Venice had blue eyes. I realised a while ago that a disproportionate number of Lawrence characters have blue eyes.)

Mellors’ distinguishing features are his aura of aloneness and independence, and the hint of impudence or sarcasm in his polite responses. Connie thinks he must be 37 or 38. She herself is now 27 (p.73).

The impact of the war

In her memoir Frieda says after the Great War Lawrence was never the same again. But this was true of hundreds of millions of people and entire societies. The feeling of vast loss and the febrile partying of the young post-war generation are something he describes in numerous fictions. ‘Aaron’s Rod’ refers continually to the great changes wrought by the war. The callowness of jazz-mad youth is a thread in ‘The Virgin and The Gypsy’.

Meanwhile you just lived on and there was nothing to it. She understood perfectly well why people had cocktail parties, and jazzed, and Charlestoned till they were ready to drop. You had to take it out some way or other, your youth, or it ate you up. But what a ghastly thing, this youth! you felt as old as Methuselah, and yet the thing fizzed somehow, and didn’t let you be comfortable. A mean sort of life! And no prospect! She almost wished she had gone off with Mick, and made her life one long cocktail party, and jazz evening. Anyhow that was better than just mooning yourself into the grave.

And this critique broadens out or is connected to Connie’s feeling that not just Clifford but all the men of her generation are somehow neutered and ineffectual.

Poor Clifford, he was not to blame. His was the greater misfortune. It was all part of the general catastrophe.

She listens to the Cronies crapping on with their clever-clever theories and thinks how shallow they are. Her husband and Michaelis are rivals for literary success and yet she is just impressed by how hollow and dead their works are.

Connie felt again the tightness, niggardliness of the men of her generation. They were so tight, so scared of life! (p.72)

And this spills over into their general uselessness at sex. She laments the fresh sensuality of the German lover she lost her virginity to before the war. Now that freshness seems to have gone.

Where would she find it now? It was gone out of men. They had their pathetic, two-second spasms like Michaelis; but no healthy human sensuality, that warms the blood and freshens the whole being. (p.74)

The great words are dead

In a passage which immediately draws comparison a similar passage in Ernest Hemingway’s ‘A Farewell To Arms’, Lawrence writes of Connie going ‘home’ to Wragby.

Connie went slowly home to Wragby. ‘Home!’ … it was a warm word to use for that great, weary warren. But then it was a word that had had its day. It was somehow cancelled. All the great words, it seemed to Connie, were cancelled for her generation: love, joy, happiness, home, mother, father, husband, all these great, dynamic words were half dead now, and dying from day to day. Home was a place you lived in, love was a thing you didn’t fool yourself about, joy was a word you applied to a good Charleston, happiness was a term of hypocrisy used to bluff other people, a father was an individual who enjoyed his own existence, a husband was a man you lived with and kept going in spirits. As for sex, the last of the great words, it was just a cocktail term for an excitement that bucked you up for a while, then left you more raggy than ever. Frayed! It was as if the very material you were made of was cheap stuff, and was fraying out to nothing. (p.65)

Events

Connie comes across Mellors washing himself in his garden and the warm white flame of his life, his living being, strikes her in the womb. Events lead to her bumping into him increasingly. On another occasion she’s walking in the woods when she hears voices and comes across Mellors and a little girl in floods of tears. It’s his daughter and she’s just seen him shoot a cat dead. He is being rough with the child and Connie, disgusted, calms the girl by giving her a sixpence and then offers to talk her home to her grandma’s cottage.

Mrs Bolton

Connie becomes so depressed she writes her sister, Hilda, to come and visit, and Hilda, sizing up the situation, insists on some changes. First and foremost she decides Connie must stop being Clifford’s slavey and arranges for a woman from the village, capable, 40-something and district nurse Mrs Bolton to move into Wragby Hall and to undertake Clifford’s physical needs.

(It is characteristic of this book that Mrs Bolton is given a lot of back story, a detailed account of how her husband died in a pit accident 22 years earlier, how hard she had to fight to get compensation, her struggles bringing up two children as a single mum and her determination to get an education and qualification to win herself the post of district nurse. It is easy to let the sensational aspects of the novel blind you to the sheer effort Lawrence made to pack it with very well-developed characters.)

A lot is made of Mrs Bolton shaving Clifford but even Lawrence can’t bring himself to describe the blunt realities of Clifford having to be helped to the toilet, having his bottom wiped etc by such an assistant. If you’re paralysed from the waist down how does your bladder work? Can you control it like an adult or do you need a nappy?

Clifford resents this ‘desertion’ by his wife but slowly falls into a voluptuous closeness with Mrs Bolton. It’s reassuring to be nursed. He teachers her the card games he used to play with Connie and even chess. And Lawrence is acute on how all this feeds Mrs Bolton’s desire to raise herself above the ruck of the mining class, to discover the cultural ‘secrets’ of the upper classes.

Her arrival has the unintended consequence of interesting Clifford in his own coal mines. Mrs Bolton is a source of endless gossip and stories about the villagers and this revives Clifford’s interest in the village, the colliers and then the mines themselves. Before the war he had been studying mine engineering, and now his interest revives. He asks to be taken down the mines and shown the coalface and becomes interested in the new idea of chemical works to exploit the by-products of mining.

All this leaves Connie increasingly to her own devices. One of her pastimes is walking in the old woods in the grounds. Here she comes across Mellors at the gamekeeper’s hut. It’s a convenient place, with a porch and eaves, to sit out of the rain if it’s raining. There’s a bit of bickering about providing her a key to the hut, which Mellors eventually offers up. He’s built a chicken coop there for brooding hens and Connie likes to come and feed them.

Chapter 10

Clifford becomes more and more interested in mine management. Connie sometimes feels like she might die. She feels constantly on the verge of fainting. Only visiting the hens and their chicks at the roost in the woods gives her any pleasure.

It is on page 121 of the Penguin edition, chapter 10, a little over a third into the text, that she comes to see the chickens one evening, and he shows her how to gently extract the tiny helpless chick from under its mother’s ruffled feathers, and she holds the helpless little mite in her hand, that she suddenly starts crying, for herself, for Clifford, for her entire forlorn generation.

And the sight of her tears makes Mellors reach out and touch then stroke her shoulders and he feels the old flame in his loins and he takes her silently into the hut, moves the furniture out of the way, gets a blanket out of a box and lays it on the floor, lays her on it, pulls down her pants and makes love to her, while she lies silent and numb.

Unlike with Michaelis, she doesn’t then do her wriggling thing. She has no climax. She is not really fully conscious. He helps her up and they adjust their clothes and he walks her down to the gate between the woods and the formal grounds of the house, and she asks if it’ll be OK for her to come again.

Walking back alone, Mellors is bitter. She has dragged him back into life. He had hoped to live utterly free and private, but now she’s dragged him back into ‘the world’. Why can he never free himself?

It was not woman’s fault, nor even love’s fault, nor the fault of sex. The fault lay there, out there, in those evil electric lights and diabolical rattlings of engines. There, in the world of the mechanical greedy, greedy mechanism and mechanised greed, sparkling with lights and gushing hot metal and roaring with traffic, there lay the vast evil thing, ready to destroy whatever did not conform. Soon it would destroy the wood, and the bluebells would spring no more. All vulnerable things must perish under the rolling and running of iron.

Oh, if only there were other men to be with, to fight that sparkling electric Thing outside there, to preserve the tenderness of life, the tenderness of women, and the natural riches of desire. If only there were men to fight side by side with!

Incidentally, if Connie has voiced quite a few criticisms of how useless modern men are, Mellors has parallel, mirror thoughts about modern young women.

Poor forlorn thing, she was nicer than she knew, and oh! so much too nice for the tough lot she was in contact with. Poor thing, she … wasn’t all tough rubber-goods and platinum, like the modern girl… Somewhere she was tender, tender with a tenderness of the growing hyacinths, something that has gone out of the celluloid women of today.

(Some academic must have done a study of Lawrence’s use of modern materials in his prose. Here we have platinum and celluloid. I was very struck by his use, in ‘Kangaroo’, of radium in his descriptions of the ocean.)

She goes back to the hut next day, in the drizzle, and waits, but Mellors doesn’t come. She goes back to the house, has dinner with Clifford, but that evening has to sneak out the house and out to the hut again. Eventually Mellors shows up and they make love again. He warns her about the dreadful risk, about the inevitability that everyone will find out, Clifford will find out, but she doesn’t care.

Clifford has got a big strong man as a chauffeur and next day has him drive the couple out to Shipley Hall at Uthwaite, the estate of his godfather, Leslie Winter.

A few days later Connie walks towards Marehay to pay a visit to Mrs Flint who shows her her pretty little baby daughter. On the walk back she bumps into Mellors and he is seized with lust and leads her through trees into a dense part of woodland, lays her down and has sex with her. This is described in purple prose for over a page indicating for the first time the depths of Connie’s physical response to his sex, and she manages to climax at more or less the same time as him. Mellors comments that it’s very rare, simultaneous orgasms.

Back at the hall Clifford senses a new life in her but when she describes Mrs Flint’s baby, ascribes it to the general female glow around babies. He reads to her from Racine (the French playwright) but she doesn’t hear a word and goes to bed without kissing him goodnight.

Clifford occasionally has night terrors and can’t sleep this night, so he calls Mrs Bolton to come and play cards with him. She, as always, is flattered to be invited into the upper class ambience, but she also has noticed a change in Connie and, with feminine sympathy, thinks she must have a lover.

Meanwhile, Mellors also cannot sleep, sitting by the fire thinking back on his army career, when he was promoted to lieutenant and might have made captain. But then nearly died of illness and was happy to make it back to England and to disappear back into the anonymity of the working class.

He frets about the future of this affair, knows it can only end badly and in exactly the kind of misery he was enmeshed in with his first, unfaithful, wife. To staunch these thoughts he goes out and does his gamekeeper rounds, beating the bounds of the property, 5 miles in total. But his still can’t sleep and finds himself drawn to the hall, as the first light is showing stands in front of it. He doesn’t even know which room she sleeps in.

But, as explained, Mrs Bolton has stayed up late as well, and as she finally leaves a sleeping Clifford, looks out the window, she sees the figure of the gamekeeper standing on the grass watching the house and in a flash realises it’s him! He is Lady Chatterley’s Lover. She is pleased. She, herself, was a little in love with him, years ago, when he was a lad of 16 and she was a married woman of 26. He was always handsome and had a way with the ladies. She isn’t scandalised at all. She is pleased for her ladyship.

Chapter 11

Connie is sorting out the lumber of accumulated possessions at the house. She happily gives a massive old Victorian to Mrs Bolton.

Somehow rumour starts to go around that Clifford might be able to father a child after all. His seed may be extracted and implanted in Connie. Other people don’t know these details but the godfather, other visitors, even the vicar get to hear of it, so many people ask Clifford about it that he starts to believe it himself.

Field (the chauffeur) drives Connie across country to Uthwaite. This allows Lawrence to deliver an extended eulogy for the death of old rural England and its grand old houses which are being demolished one by one, drowned in a sea of mines and machines, and immediately built over as rude red-bricked housing estates, a tidal wave of ugliness.

She felt again in a wave of terror the grey, gritty hopelessness of it all. (p.159)

A year after Connie’s visit, old Leslie Sharp died, his heirs immediately demolished the hall, cut down the beautiful avenue of yews. Connie is so alienated she wonders whether the colliers are even human or some kind of elemental sprites thrown off by the minerals they excavate.

A few days later Connie asks Mrs Bolton to help her plant out spring bulbs, and Mrs B tells her more about her love for her husband, killed in a mine explosion twenty years ago, describing love and fidelity in ways which make Connie think.

Chapter 12

On a beautiful spring afternoon she visits Mellor at his cottage. He’s just finishing lunch. It is a prickly encounter. She explains she’s accepted an invitation from Sir Alexander Cooper to stay at the Villa Esmeralda in Venice in July so she’ll be going away. She also explains that Clifford has accepted the idea of her getting pregnant by another man. Mellors jumps to the conclusion that she’s been using him and sarcastically says he’s flattered to have been of service. She’s offended and pleads she doesn’t mean it like that. She wants to be able to touch him as freely as he touches her, so (in a voice strangled with desire) he invites her upstairs but like squeamish, careful, cautious women everywhere she says no, not here, at his cottage. But she will at the hut.

So she leaves and goes back to the house for tea, loiters a bit, then leaves by a side door and walks to the hut. Finds him tending the hens and chicks. After a short exchange he asks if she wants to ‘go in the hut’, and she agrees. but even as he hoiks up her dress and kisses her breasts and then enters and ruts her, she feels completely detached oppressed by the absurdity of sex. Lawrence was and is condemned for being sex mad but really he was interested in the many and ever-changing moods we have about love and sensuality, and he’s an example of him very much not being pornographic.

This time the sharp ecstasy of her own passion did not overcome her; she lay with her hands inert on his striving body, and do what she might, her spirit seemed to look on from the top of her head, and the butting of his haunches seemed ridiculous to her, and the sort of anxiety of his penis to come to its little evacuating crisis seemed farcical. Yes, this was love, this ridiculous bouncing of the buttocks, and the wilting of the poor insignificant, moist little penis. This was the divine love! After all, the moderns were right when they felt contempt for the performance; for it was a performance. It was quite true, as some poets said, that the God who created man must have had a sinister sense of humour, creating him a reasonable being, yet forcing him to take this ridiculous posture, and driving him with blind craving for this ridiculous performance. Even a Maupassant found it a humiliating anticlimax. Men despised the intercourse act, and yet did it. (p.179)

She starts crying and he says don’t cry, it happens sometimes, that you’re not in the zone together. But her crying rouses him, makes him hard again, and he enters her again, and this time she is swept away as by a storm, described at some length. In fact they do it twice more, each time with a different feeling. At the end comes one of the passages which caused its prosecution for obscenity, so is worth quoting at length. She’s copying his dialect speech back to him and getting it comically wrong, when he suddenly says:

“Tha’rt good cunt, though, aren’t ter? Best bit o’ cunt left on earth. When ter likes! When tha’rt willin’!’
‘What is cunt?’ she said.
‘An’ doesn’t ter know? Cunt! It’s thee down theer; an’ what I get when I’m i’side thee, and what tha gets when I’m i’side thee; it’s a’ as it is, all on’t.’
‘All on’t,’ she teased. ‘Cunt! It’s like fuck then.’
‘Nay nay! Fuck’s only what you do. Animals fuck. But cunt’s a lot more than that. It’s thee, dost see: an’ tha’rt a lot beside an animal, aren’t ter? even ter fuck! Cunt! Eh, that’s the beauty o’ thee, lass!’
She got up and kissed him between the eyes, that looked at her so dark and soft and unspeakably warm, so unbearably beautiful. (p.185)

Chapter 13

Connie accompanies Clifford on one of his rare outings to the woods. En route he explains his social theories i.e. the masses are always with us and need to be ruled with a form hand for their own benefit. This develops into the idea that if he is given a baby, a hair, it’s not the ‘blood’ or ‘class’ of his father that counts, it’s how he’s raised. Give Clifford any baby and he’ll mould him into a Chatterley.

All this is prelude to an almighty scene. It’s to do with Clifford’s bath chair. It chugs through the woods but on the return journey has to motor up a steep rise and it can’t quite make it. Clifford obstinately refuses Connie’s help and only finally gives in to her suggestion of calling for Mellors. When Mellors comes he turns out to be useless with engines and despite wriggling under the car and getting dirty, can’t figure out what’s wrong, as Clifford becomes more furious. He insists on making the poor knackered engine power itself but Mellors and then Connie both end up having to push to get it up the hill to Clifford’s rage. In his obsession to make it work he seems to have burned out the engine and Mellors and Connie end up pushing it all the way back to the house. Connie disgusted by Clifford’s behaviour, lets fly her contempt at him – ridiculing all his talk of being a lord and master and member of the ruling class when he can’t even get one little motor to work – and storms off to her bedroom.

At 9pm that night she changes into light tennis dress and shoes and slips out the side door of the house with the aim of spending the night with Mellors.

Chapter 14

She goes to Mellors’ cottage and he lets her in. Things get off to a bad start when she notices a wedding photo of himself and his separated wife, a very young looking couple, and asks why he ever married her. The answer is simple. He was an attractive lad and a number of women fell in love with him and acquiesced in having sex with him but he discovered the hard way that many women will agree to have sex with their man but don’t enjoy it, regard it as a trial they have to undergo to keep ‘their man’. After several women like this he wanted a woman who wanted to have sex and Bertha Coutts was common enough and randy enough to want to. So he married her.

Now he overshares a bit when he explains that Bertha was vexing in her own way because she never climaxed at the same time as him, but always had to make a big fuss and climax ten or fifteen minutes later. Once again I was a bit astounded. As I mentioned when this issue came up with Michaelis, it is a well-known fact (and has been known for generations, surely: I knew it in the late 1970s and ’80s) that the large majority of women cannot climax from penile penetration alone, but need some other form of stimulation, most obviously masturbation but these days including everything from cunnilingus to umpteen mechanical gadgets.

In the fiction Mellors is depicted as the knowledgeable one but his supposed knowledge is dire. He thinks Bertha deliberately didn’t come at the same time as him, and makes her representative of women as a whole. Here’s his overview of different types of women:

‘Only to my experience the mass of women are like this: most of them want a man, but don’t want the sex, but they put up with it, as part of the bargain. 1) The more old-fashioned sort just lie there like nothing and let you go ahead. They don’t mind afterwards: then they like you. But the actual thing itself is nothing to them, a bit distasteful. And most men like it that way. I hate it. But 2) the sly sort of women who are like that pretend they’re not. They pretend they’re passionate and have thrills. But it’s all cockaloopy. They make it up. — 3) Then there’s the ones that love everything, every kind of feeling and cuddling and going off, every kind except the natural one. They always make you go off when you’re not in the only place you should be, when you go off. — 4) Then there’s the hard sort, that are the devil to bring off at all, and bring themselves off, like my wife. They want to be the active party. — 5) Then there’s the sort that’s just dead inside: but dead: and they know it. 6) Then there’s the sort that puts you out before you really ‘come,’ and go on writhing their loins till they bring themselves off against your thighs. But they’re mostly the Lesbian sort. It’s astonishing how Lesbian women are, consciously or unconsciously. Seems to me they’re nearly all Lesbian.’

Presumably Lawrence prided himself on his knowledge of this subject, so this speech given to Mellors indicates a dire combination of ignorance and bigotry.

This cold-blooded bad temper leads to something like an argument and he goes to get dressed and go out for a walk but she calls him back and they have sex in front of the fireplace then go to bed and fall straight asleep. Next morning they wake in bed and make love again. He goes to his clothes but she makes him turn and show her his nakedness and described his cock and falls and light pubic hair as he get another erection and they make love again. Then she closely observes it a limp and shy after sex. There is no mention of one of the basic facts of straight sex which is what to do with the semen which tends to uncomfortably leak back out of a woman’s vagina, nor of any little hand washbowl which they could use to wash and clean their parts.

Instead he entertains her by speaking in the dialect and calling his pecker John Thomas and her lady parts, Lady Jane. She is now hopelessly smitten. She asks if she can come and stay with him, but he is realistic about the world and delivers a little speech which, I imagine, still offends feminists.

‘Dunna ax me nowt now,’ he said. ‘Let me be. I like thee. I luv thee when tha lies theer. A woman’s a lovely thing when ‘er’s deep ter fuck, and cunt’s good. Ah luv thee, thy legs, an’ th’ shape on thee, an’ th’ womanness on thee… Ah luv thee wi’ my ba’s an’ wi’ my heart. But dunna ax me nowt. Dunna ma’e me say nowt. Let me stop as I am while I can. Tha can ax me ivrything after. Now let me be, let me be!’ (p.220)

They get dressed and it kills her to have to go back to the big house, whose doors have now been unlocked so she slips inside and goes to her bedroom with no issue.

Chapter 15

Her sister, Hilda, writes to say she’ll become coming to collect her on 17 June to take her off for this holiday in Venice. Clifford isn’t happy, he is frightened by her going. Even though they don’t spend much time together, her presence in the house gives him the faith to carry on researching mine improvements etc.

Connie spends almost every day at the cottage or hut. She listens to Morrell’s long diatribe on how mankind is being dehumanised and neutered, every spark of real life being sucked out. While he describes how he would try to reform the miners, to sweep away all traces of industry and clean the planet and make men walk tall and proud again, she listens while she kisses his navel and cups his soft balls and plaits forget-me-nots in his pubic hair.

She is genuinely worried that, if he sees the future as the collapse of civilisation, he won’t want her to be pregnant, won’t welcome the child she so wants, and he refuses to commit himself unequivocally.

Throughout his gloomy stormy predictions of the end of humanity it’s been raining hard outside and suddenly she can’t stand it any long, strips off and goes running outside in the rain. Perplexed for a moment, Mellors quickly does the same and goes running down the path in the rain till he catches her and they dance with glee then he lays her on the ground and takes her hard and fast like an animal.

Back in the house they dry themselves on sheets and sit naked before the fire and he plaits flowers in her pubic hair while she talks about going away. She asks if he doesn’t want her to go but he merely mocks. Will she tell Clifford about them when she gets back? He, for his part, has spoken to a solicitor about getting a divorce from his estranged wife. Obviously he should have done it years ago.

After more bantz, he walks her back towards the house when they are both surprised to bump into Mrs Bolton come to look for them.

Chapter 16

Turns out hours have passed of violent storm and, for once, Clifford has noticed her absence and has been going berserk with concern about Connie lost somewhere out in the wild storm. He was all for sending the male servants (Betts and Field) to find her but Mrs Bolton, strongly suspecting Connie is with her fancy man, does everything she can to put him off, insisting Connie’s probably sheltering in the hut and calmly saying she’ll go to find her.

On the walk back to the house, Connie is cross with Mrs Bolton but knows she covered for her. Back at the house Connie outfaces Clifford’s angry concern by falling in with the story that she sheltered from the storm in the hut, lit a fire and lost track of time but goes one further by saying she stripped off and ran round naked in the rain. This seems so outlandish a confession that it overshadows Clifford’s doubts and he calls her mad, eccentric etc, and the scene moves on.

That night he reads her excerpts from the latest work by some great scientific-religious ‘intellectual’. The key passage is:

The universe shows us two aspects: on one side it is physically wasting, on the other it is spiritually ascending.

Which Clifford literally believes but Connie fiercely mocks. It suits him to think the body is wasting away and giving rise to some spiritual nirvana, but Connie (like her creator) believes reality is rooted in the physical. Clifford patronisingly says, well a woman couldn’t be expected to understand ‘the life of the mind’, to which Connie replies ‘life of the mind’?

‘No thank you! Give me the body. I believe the life of the body is a greater reality than the life of the mind: when the body is really wakened to life. But so many people, like your famous wind-machine, have only got minds tacked on to their physical corpses.’ (p.244)

The life of the body was appreciated by the ancient Greeks but then was closed down by the over-cerebral Socrates and Plato, and then completely shut down by the Jewish Jesus. Only now, in Connie (and Lawrence’s) view, is it maybe reawakening.

(All this kind of thing is, as I’ve written so many times, just well-read tripe. It is wrong on two accounts: 1) in that it is so pathetically western-centric, treating the accidents of the European canon as if they represented ‘all mankind’, ignoring the traditions of India, China, Japan, all of Africa, all the non-western traditions; and 2) all generalisations about the development or evolution of ‘humanity’ are tripe. The technology changes but humans remain resolutely the same, in their fear, desperation, tribalism and violence. To anybody who talks or writes about the spiritual evolution of humanity, just mention Vladimir Putin, Benjamin Netanyahu, Xi Jinping, Donald Trump Islamic State, Reform UK, the Janjaweed. What spiritual evolution? Talk like that can only exist due to a wilful bourgeois blindness to the world as it actually is.)

Mrs Bolton helps her pack her things ready to go to Venice. On Thursday morning Hilda arrives in her two-seater car, as arranged. Connie promptly tells her sister all about Mellors. (Close female friendships or sisterhoods feature in many of Lawrence’s stories:

  • Ursula and Gudrun (Women in Love)
  • March and Banford (The Fox)
  • Yvette and Lucille (The Virgin and the Gypsy)
  • Hannele and Mitchka (The Captain’s Doll)

Hilda listens, understands but warns Connie she’ll regret it. As is typical with the novel, Lawrence goes out of his way to give more backstory and depth to Hilda by explaining that her attitude is coloured by the fact she’s getting divorced from her husband and so has a jaundiced view on the whole man-woman thing.

Hilda wanted no more of that sex business, where men became nasty, selfish little horrors. Connie really had less to put up with than many women, if she did but know it. (p.249)

(All these elements – Clifford’s ludicrous religio-scientific author and now Hilda’s sex aversion – are carefully, carefully placed so as to create foils for the novel’s pedagogical lesson, demonstrate ways to fail at securing a proper sexual-physical relationship designed to offset Connie and Mellor’s ideal way of doing it.)

Anyway, Hilda agrees to Connie’s ludicrous plan for spending a last night with Mellors i.e. the girls wave goodbye to Clifford and motor off to stay overnight at a hotel in Mansfield. But after dinner, Hilda drives Connie back to the entrance of a lane leading into Wragby woods and Mellors is waiting for them. He shows Hilda how to park the car so it’s concealed by bushes then walks the two sisters to his cottage.

Here he is, maybe, unnecessarily belligerent, for example insisting on talking in dialect when Hilda can’t really understand it, and calls Hilda dry and boney and undesirable, which isn’t tactful, while she says men like him ought to be ‘segregated’. He makes some supper (haven’t they eaten dinner) then escorts her back to the car and she drives back to her hotel and Connie and Mellors have their last night together. What is it like?

It was a night of sensual passion, in which she was a little startled and almost unwilling: yet pierced again with piercing thrills of sensuality, different, sharper, more terrible than the thrills of tenderness, but, at the moment, more desirable. Though a little frightened, she let him have his way, and the reckless, shameless sensuality shook her to her foundations, stripped her to the very last, and made a different woman of her. It was not really love. It was not voluptuousness. It was sensuality sharp and searing as fire, burning the soul to tinder.

Burning out the shames, the deepest, oldest shames, in the most secret places. It cost her an effort to let him have his way and his will of her. She had to be a passive, consenting thing, like a slave, a physical slave. Yet the passion licked round her, consuming, and when the sensual flame of it pressed through her bowels and breast, she really thought she was dying: yet a poignant, marvellous death.

In particular Lawrence deploys a telling phrase:

She would have thought a woman would have died of shame. Instead of which, the shame died.

Instead of which the shame died. I know what he’s describing: the burning beyond shame to realise it is alright, it is OK not to be embarrassed or ashamed of each others’ bodies and desires but to celebrate them for what they are and to revel in them.

Shame, which is fear: the deep organic shame, the old, old physical fear which crouches in the bodily roots of us, and can only be chased away by the sensual fire, at last it was roused up and routed by the phallic hunt of the man, and she came to the very heart of the jungle of herself. She felt, now, she had come to the real bedrock of her nature, and was essentially shameless. She was her sensual self, naked and unashamed. She felt a triumph, almost a vainglory. So! That was how it was! That was life! That was how oneself really was! There was nothing left to disguise or be ashamed of. She shared her ultimate nakedness with a man, another being.

The tremendous liberation in rising above self consciousness and shame: this is still the kind of thing you see being described and advocated by agony aunts in sex advice columns (to be honest, the main one I’m thinking about is the Guardian’s sex advice column, and it’s always about being at peace with your body, with what it tells you, how to give and take pleasure).

As to what exactly might be triggering the deepest oldest shames, we are not told. Sodomy? Fellatio? We are not told, in fact the text strongly implies against any form of sexual activity except the phallic. Lawrence here and in loads of other writings makes a cult of the phallus and here says how it was ‘the phallic hunt of the man’ which brought Connie to ‘the very heart of the jungle of herself’.

Anyway, all this burning beyond shame into self realisation emphasises another of Lawrence’s hobby horses, which is how wretched, shallow, mechanical and sordid most modern men are. In Connie’s view:

Ah God, how rare a thing a man is! They are all dogs that trot and sniff and copulate. To have found a man who was not afraid and not ashamed! She looked at him now, sleeping so like a wild animal asleep, gone, gone in the remoteness of it. She nestled down, not to be away from him.

Next morning they’re getting dressed when he’s startled by a knock at the cottage door. It’s the postman with a registered delivery. He cycles off but Mellors is paranoid that someone will see them and tell, and so takes her by a circuitous route to the end of the lane where Hilda, reliable, is waiting for them. He pushes her through a holly bush, stumbles down into and up the other side of a ditch and Hilda’s opening the car door and she’s in and they’re driving away before she’s really had time to say goodbye.

Chapter 17

On the drive to London, Connie continues to justify herself to Hilda. Once in London they are treated by their man-of-the-world father, Sir Malcolm, who takes them to fine restaurants and the opera. But predictably London seems full of dead people and, when they move on to Paris, it is no better, Paris:

weary of its now-mechanical sensuality, weary of the tension of money, money, money, weary even of resentment and conceit, just weary to death, and still not sufficiently Americanized or Londonized to hide the weariness under a mechanical jig-jig-jig! (p.265)

They drive across France, through Switzerland and into Italy and on to Venice but the spectacular scenery doesn’t touch Connie. They garage the car and take a boat to Venice then a gondola to the Villa Esmerelda where they’re staying.

Lawrence gives a bitingly satirical portrait of Venice, a pleasure city overflowing with half-drugged sensation seekers, the Lido packed with pink, half-naked bodies, the evenings full of jazz dancers pressing their stomachs against each other.

With all the cocktails, all the lying in warmish water and sunbathing on hot sand in hot sun, jazzing with your stomach up against some fellow in the warm nights, cooling off with ices, it was a complete narcotic. And that was what they all wanted, a drug: the slow water, a drug; the sun, a drug; jazz, a drug; cigarettes, cocktails, ices, vermouth. To be drugged! Enjoyment! Enjoyment! (p.270)

This is completely of a piece with all his other withering criticism of the younger generation, the post-war generation and its addiction to jazz and partying, the opposite of the isolated search for the self which Lawrence, of course, espoused.

Connie realises she’s pregnant, though this causes her surprisingly little upset. Lawrence doesn’t dwell on it, surprisingly. Instead he gives us the long well-written letters Clifford sends her. This informs her that Mellors’ wife has turned up (presumably triggered by his solicitor’s letter requesting a divorce) and broke into his cottage and installed herself there, so Mellors has fled to his mother’s place in Tevershall. Connie is desperate to know Mellors’ side of the story but they had agreed not to write during her Venetian trip.

Instead Mrs Bolton writes with a lot more detail of how his wife goes about telling everybody he’s been having fancy women at the cottage, she found a perfume bottle and gold-tipped cigarettes, a rumour confirmed by the postman who, on the occasion when he brought the registered letter, had heard voices coming from the bedroom window. All this is to show how you can’t escape the world which is made of other people, and how awful they are, how intrusive, prying and judgemental.

Worst of all, Bertha is telling everyone what a beast Mellors was to her in bed. This triggers Connie’s memories of his animal behaviour on their last night together (what does this mean? Does it mean sodomy? Or just sex ‘doggy style’?) and the thought that Mellors had done those things to Bertha before he did them to her, makes her feel degraded and dirty. It makes her want to break her connection with him, it almost makes her want to abort the baby.

An artist named Duncan Forbes has joined the house party at the Villa. He is sensitive, with integrity. Connie shares some of her secret with him and he is very forthright, declaring society always drags down anyone who is true to their sex. Society does dirt on sex. Society revels in the ‘hyena instinct of the mob against sex’ (p.276). This gives her the resolve to stick by her experiences and cherish what Mellors has given her, which is worth describing at length.

Connie had a revulsion in the opposite direction now. What had he done, after all? what had he done to herself, Connie, but give her an exquisite pleasure, and a sense of freedom and life? He had released her warm, natural sexual flow. And for that they would hound him down.

No, no, it should not be. She saw the image of him, naked white with tanned face and hands, looking down and addressing his erect penis as if it were another being, the odd grin flickering on his face. And she heard his voice again: ‘Tha’s got the nicest woman’s arse of anybody!’ And she felt his hand warmly and softly closing over her tail again, over her secret places, like a benediction. And the warmth ran through her womb, and the little flames flickered in her knees, and she said: Oh no! I mustn’t go back on it! I must not go back on him. I must stick to him and to what I had of him, through everything. I had no warm, flamy life till he gave it to me. And I won’t go back on it. (p.277)

Tenderness is worth defending, love is worth sticking up for.

Clifford writes a long letter describing how this Bertha Coutts has gone supernova, destroying the gamekeeper’s life, laying siege to him in his mother’s home, broadcasting their sex secrets to the entire village. Clifford has the educated aristocrats’ disdain for all this, saying the secrets of the marriage bed should remain secrets (‘it is a matter of their own personal squalor, and nothing to do with anybody else’) but he uses a high-falutin’ phrase which finally confirms my hunch:

Humanity has always had a strange avidity for unusual sexual postures, and if a man likes to use his wife, as Benvenuto Cellini says, ‘in the Italian way,’ well that is a matter of taste.

When I Googled this it does appear to be sodomy. So Mellors had a penchant for sodomising his wife and this is the ‘shameful’ activity referred to on his and Connie’s last night together. (A bit more Googling informs me that this particular passage of cultural dressing-up proved beneficial in the 1960 obscenity trial, because the judge in the case simply didn’t understand the reference, as I didn’t, without the benefit of the internet.)

Clifford writes that he had to interview Mellors as his wife is in effect trespassing on Clifford’s land and there are questions whether Mellors can do the job any more. In fact things progressed to the stage where Mellors more or less quit and has trained up a fellow called Joe Chambers to replace him. When Clifford asks him whether rumours about women at the cottage are true, Mellors tells him to mind his own business; when he offers to pay him a month’s parting salary, Mellors tells him to keep his conscience money. He really is a difficult man. Meanwhile some kind of warrant has been taken out to arrest Bertha (for libel?) and so she’s disappeared.

A letter arrives from Mellors explaining that Bertha had identified Connie as Mellors’ lover, partly due to books of hers she found in the hut, and was broadcasting it to everyone. It was this that caused Sir Clifford to bring in the police and take legal steps against Bertha who promptly disappeared. Mellors is clearer that he and Clifford argued. Clifford said he was a disreputable character walking round with his breeches unbuttoned and Mellors replied well at least he had something between his legs worth unbuttoning them for. No surprise that he was sacked. He’s going to move to London and gives Connie the address.

What upsets Connie is that Mellors didn’t take advantage of the interview to proudly proclaim his affair with Connie, to announce it and defend it. Instead he shied away. But she realises this is to leave her free to chose, to go back to Clifford if she wants to. But she’s disappointed.

Chapter 18

Connie shares the train back to London with her father and tells him she is pregnant. He’s not shocked to learn it’s by another man, of course, as Clifford is impotent. And he’s secretly pleased his little girl has found a real man. But he advises her to go back to Wragby, specially if Clifford gave her permission. Then he will provide Clifford with the heir he wants, do the decent thing, but retain her freedom to love where she pleases. The traditional upper class solution.

In London there’s a letter waiting at her hotel and she goes to meet him at a rendezvous. Finally, after four weeks they are together. They painfully discuss the future. She tells him she’s pregnant but he is not pleased. He asks if she’ll go back to Wragby and give Clifford the heir he needs but she says no, she wants to be with him. But he has nothing, she’s the one with the private income, he doesn’t want to just be her concubine. But she defines the thing he has that makes him unique: he has the courage of his own tenderness.

She makes him take her back to his hotel, a small attic room where they strip and she asks him to take her and keep her, forever. He kisses her pregnant belly and mons Veneris and then slips inside her. Then more talk. He has to get divorced from Bertha. But that means 6 months of pure living or he will legally become the guilty party, guilty of adultery. Connie is appalled that this means they won’t be able to see each other during her entire pregnancy. The world is screwed up. Then again, he should have divorced Bertha years and years ago. He has mismanaged the situation.

Connie persuades her father to have lunch with Mellors at his club. A private room. Mellors dresses smartly. They talk about India (the role the colonies played in cementing class identity.) Sir Malcolm gets drunk and lecherous. He ends up talking dirty, hoping his daughter was a good fuck and betting Mellors has got a good cock on him. This is all pretty disgusting and there’s no practical outcome.

Next day he has lunch with Connie and Hilda. This is getting boring. To live in peace in the world as it is, they need to marry. In order to marry they both need to be divorced. Mellors must get his divorce from Bertha. More tricky is how Connie gets a divorce from Clifford. With her father and Hilda Connie has developed the idea of asking Duncan Forbes to agree to be cited as co-respondent: she could spend a night with him in a hotel or at his place, enough to work for legal purposes. Mellors asks why they can’t be honest and cite him? Because then he will never get his divorce from Bertha.

So there’s yet another meal, this time a dinner with Duncan Forbes, Mellors and the Reid sisters. Mellors manages to insult Forbes’ modernist painting, thus casting a pall. With angry self control, Forbes agrees to the plan on condition Connie will pose for her. Seems cheap at the price.

Chapter 19

Connie writes Clifford a brief letter saying she’s met another man, her old friend Duncan Forbes, the artist, and fallen in love and won’t be coming back to Wragby. Clifford has a kind of nervous breakdown and has to be nursed by Mrs Bolton. He becomes a man-baby, loving to be washed and cleaned and kissed by her and he, in a naughty boy way, slips his hand in her bosom to feel her boobs. And, with typically Lawrentian ambivalence, Mrs Bolton thrills to all this and yet despises it as well.

Surprisingly, out in the real world, Clifford becomes much more effective, an effective cut throat businessman.

And in this spirit he writes a tough letter to Connie saying she promised to come back to Wragby so come back she must and face him, or he will regard them as married till their deaths. Mellors says he’s getting his revenge, but he holds the legal whip hand, so…

She goes with Hilda. Clifford ignores Hilda who he blames. Connie hates every second inside Wragby Hall. She used to be its mistress and now she feels like its victim. Formal dinner. Only after Hilda retires does Clifford say he doesn’t believe all this nonsense about her being in love with Duncan Forbes.

So she comes clean, admits it’s not Forbes – she is in love with and pregnant by his gamekeeper, Mellors. Clifford is absolutely flabbergasted, shocked, and enraged.

‘My God, you ought to be wiped off the face of the earth!’ (p.308)

And Clifford simply refuses to divorce her for such a cad, such a scoundrel. Refuses. Connie tries everything but he won’t budge. Even if the child is legally his and legally becomes heir to Wragby. He refuses to budge.

Connie goes up to see Hilda who tells her to pack so she does and sends her stuff first thing to the station. She says goodbye to Mrs Bolton (who in many ways emerges as the most sympathetic character in the book) and drives off with Hilda.

And then the novel ends hurriedly like a damp squib. Connie goes back with Hilda to Scotland. Mellors gets a job on a farm. And the final pages amount to a long letter from Mellors to Connie. This last-minute swerve, this avoidance of a neat happy ending, is very characteristic of ‘modern’ novels of the 1910s and ’20s. There’s stuff about Mellors pursuing his divorce against Bertha and his encouragement that Clifford will eventually divorce her…

But what makes this concluding letter interesting is Lawrence uses it to preach against modern capitalist society. He has Mellors say his farm is in a mining district and the mines are experiencing a recession. And the trouble with modern society is the young are trained up to spend money, to live for shopping and jazzing, but what happens when the money dries up? They have no resources to fall back on. If only they had been trained to live they could get by with very little money, make their own clothes and furniture and entertain themselves. He sees a bad time coming:

I feel great grasping white hands in the air, wanting to get hold of the throat of anybody who tries to live, to live beyond money, and squeeze the life out. There’s a bad time coming. There’s a bad time coming, boys, there’s a bad time coming! If things go on as they are, there’s nothing lies in the future but death and destruction, for these industrial masses.

And, of course, the year after the book was published came the Wall Street Crash, leading to a decade of mass poverty, leading up to the unfathomable catastrophe of the Second World War.

Against all this he sets the little forked flame between him and Connie, the little forked flame to set against the great global catastrophe. Mellors is enjoying their chaste separation now, he feels clean and pure. In the spring (the letter is written in September) he will get his divorce and he and Connie will be able to reunite, in body and mind, as the new warmth revives the spring flowers.

So the novel ends on this tiny affirmation of life and defiance of the coming darkness. It is a profoundly moving and humanitarian conclusion and, in my opinion, mistaken.


Credit

‘Lady Chatterley’s Lover’ by D.H. Lawrence was published in 1928 by Martin Secker. References are to the 1981 Penguin Classics paperback edition.

Related links

Related reviews

BERRY: But you do believe in something?
TOMMY DUKES: Me? Oh, intellectually I believe in having a good heart, a chirpy penis, a lively intelligence, and the courage to say ‘shit!’ in front of a lady. (p.42)

Three Essays on Sexuality by Sigmund Freud (1905)

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other ideas have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his occasional slurs against gays, lesbian or bisexuals and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

Introduction and overview

Freud’s aim was to show the ubiquity and the strangeness of sex and use the sex instinct, massively expanded and redefined, as the basis of an entire new theory of human psychology.

According to historian of psychoanalysis Frank Sulloway, Freud found the sex instinct most suitable as the central vehicle or basis for the new and emphatically physiological type of psychology he wanted to devise, because it is a) so strong and b) so flexible.

In these three ground-breaking essays on sexuality, Freud set out to widen the concepts of sexuality, the sex instinct, libido, so as to encompass a much broader sphere of activity than ever previously imagined in order to make them underpin almost every aspect of human nature.

In Freud’s psychology people’s characters are like complicated family trees, all descended from the same one huge fountain of libido which is channelled and rechannelled into ever-smaller rivers and streams.

It is these rechannellings, the repressions and redirections and reaction-formations and sublimations and so on which come to make up your character – a collection of habits based on infantile pleasures, of disgust or shame (reaction-formations) or heroic ambition (sublimation) or guilts and anxieties (the neuroses).

Thus the Three Essays On The Theory of Sexuality (1905) is Freud’s second most important book after The Interpretation of Dreams (1900).

Essay 1 begins with a detailed look at the state of Victorian knowledge about homosexuality and perversions, because they reveal:

  1. the infinite malleability of the sex instinct
  2. how easily the sex instinct can be rerouted away from its ‘proper’ channel of ‘normal’ sexuality
  3. how even ‘normal’ sexuality is in fact built up of a network of pretty weird behaviour (Freud’s most striking example is kissing, which doesn’t make any sense the more you look at it)

In Essay 2 Freud shows that sexuality is not only present but vitally important in the life of infants and children. This idea was the biggest single cause of opposition to Freud’s theories in his lifetime, from Church and State, from commentators and populist politicians, and from decent people everywhere. It still is.

Freud is not very much interested in ‘love’. Love is the psychological effect of the ‘overvaluation of the sexual object common to almost all manifestations of the libido’:

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

For Freud sex and love are interchangeable terms. He contrasts the overvaluation of the love-object found in the Western tradition with the more relaxed approach of the ancient world:

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The Greeks held Bacchic orgies and had a god, Priapus, dedicated to the male organ; by contrast we in our time appear to fear the penis more than ever and instead reverence the idealised object of libido, the dream partner of the opposite sex (or the same sex), and the institution of Marriage.

And despite all the rhetoric from feminists and LGBTQ+ activists about interrogating and subverting this, that or the other stereotype and convention, we still appear to be in thrall to the narrow concept of finding ‘love’ in a faithful, monogamous, committed relationship, every bit as much as our Victorian forebears – very narrow and limited compared to the polymorphous, open and pluralistic attitudes of the 30 or so ancient Roman authors I read last year.

THREE ESSAYS ON THE THEORY OF SEXUALITY (1905)

This long work sets out to show the importance of sexuality in all human achievements, to establish a wider-than-usual definition of sexuality, and to prove the existence of infantile sexuality.

Freud’s recurring tactic is to make the ordinary, the everyday, look strange; to look again without conventional blinkers at things we think we know, and to show that our attitudes are complacent, superficial and contradictory.

1. The sexual aberrations

Popular opinion credits two universal instincts, Hunger and Sexuality. Sex is supposed to set in at the time of puberty and manifest itself in irresistible attractions between adults of the opposite sex with the ultimate end of genital sex, itself with the purpose of reproduction (as taught in Christianity and most of the other world religions).

Let us call the desired one the sexual object, the act towards which the instinct tends, the sexual aim.

(1) Deviations in respect of the sexual object

If popular opinion is true and God made sex solely for reproduction, how do we account for homosexuals?

(A) Inversion

Behaviour of ‘inverts’. For a start there are different types:

  • a) absolute inverts, totally repelled by the opposite sex
  • b) amphigenic inverts i.e. bisexuals
  • c) contingent inverts, depending on circumstances

Some inverts accept their condition as natural; others feel it a torment. Some were gay as far back as they remember; for others, homosexuality cropped up at puberty; others only ‘come out’ as adults, sometimes after they’ve followed a straight career with wife and kids.

Nature of Inversion

The first observers thought inversion the result of nervous degeneracy because it was first found among mental patients studied in asylums.

Degeneracy

But then it was late-Victorian fashion to blame anything you didn’t understand on ‘degeneracy’: criminals are degenerate, the working class is degenerate, Africans are degenerate etc.

Freud defines degeneracy in rigorous Darwinian terms as the actual impairment of an organism’s efficiency and survival probability. In these, practical, terms inversion is not degenerate. Not only is it found in people otherwise perfectly normal, but it is found in people ‘who are indeed distinguished by specially high intellectual development and ethical culture.’

Innate character

Some gays insist homosexuality is absolutely innate. But the existence of the late-developers or of contingent homosexuals argues against this. Far from being innate, much evidence suggests that homosexuality is acquired:

  • the case of many ‘inverts’ in whom an early impression left a permanent gay after-effect
  • later influences and life experiences which have fixed contingent gayness e.g. the army, prison, monastery etc

Almost all ‘inverts’ will be found to have been subjected to some experience like this (for example, public school). But on the other hand, so were many people who went on to be perfectly hetero. So it remains hard to say whether homosexuality is acquired or innate.

Bisexuality

Havelock Ellis says a clue might be that homosexuality is a form of psychical hermaphroditism, a mental equivalent of having the organs of both sexes.

Richard von Kraft-Ebing says that the brain contains female and male brain centres which are activated by a ‘sex gland’. (It wasn’t only Freud who was having batty, speculative ideas at this time.)

Whoever is right, it seems that most authorities accept the idea of an innate bisexuality in everyone, and that ‘inversion’ owes something to early disruption of development.

Later, Freud would write:

It is well known that at all times there have been, as there still are, human beings who can take as their sexual objects persons of either sex without the one trend interfering with the other. We call these people bisexual and accept the fact of their existence without wondering much at it … But we [psychoanalysts] have come to know that all human beings are bisexual in this sense and their libido is distributed between objects of both sexes, either in a manifest or a latent form.

Sexual object of inverts

Popular opinion holds that ‘inverts’ simply desire the qualities of the opposite sex. An inverted man is like a woman in desiring the qualities of the opposite sex, of masculinity, in his sex object.

But what about gays who love pretty boys, boys who demonstrate all the qualities of a girl, being beautiful, hairless, young and coquettish?

What about transvestites who do a good trade dressing up as women for gay clients? In ancient Greece older men regularly looked after shy, young, girlish boys.

So the sex object is a compromise between an impulse that seeks for a man and one for a woman (in the same way that a symptom is a compromise between a wish and reality).

Psychoanalysis’s explanation is thus: in his childhood the future ‘invert’ passes through a brief but intense attachment to a woman (normally his mother). After leaving this behind he identifies himself with this woman and take himself as his sexual object. Invoking infantile narcissism, ‘inverts’ identify themselves with a woman and set out to find a boy whom they can mother and love as their mother loved them.

The situation will be exacerbated by the absence of a strong father. Think of Oscar Wilde and his imperious mother; of W.H. Auden’s father away at the Front while his mother dressed him in girl’s clothing; of the plays of Joe Orton.

So, says Freud, being gay is being in endless flight from women.

But, Freud emphasises, this isn’t weird. Psychoanalysis has established that everyone makes homosexual object choices in their unconscious mind; that the freedom to range wide over male or female objects is found in childhood, in primitive societies, in early history and in the ancient world, and is the original basis of sexuality.

It is only as a result of later, Victorian social restrictions that people are forced into one fixed, standardised and regimented mould, heterosexual or homosexual, or their modern equivalent which demands that people be in monogamous committed couple relationships.

In reality a person’s final sexual orientation is not decided until after puberty, and then only as the result of innumerable obscure influences. That there is a multiplicity of determining factors is indicated by the extraordinary range of sexual practices and attitudes to be found in mankind.

Thus psychoanalysis regards so-called ‘normal’ sexuality as achieved only under intense pressure and great restriction of the original wider options for pleasure. In fact it’s so-called ‘normal’ sexuality, the genital attraction between man and woman, which is historically problematic and just as much in need of explanation as any other form.

Sexual aim of ‘inverts’

No one single aim can be laid down for the sexuality of ‘inverts’, as it can for the ‘normal’ behaviour of straights; there is too great a variety.

Conclusion

We have been in the habit of regarding the link between the sexual aim and the sexual object as more solid than it is. In fact the object appears to be no more than soldered onto the instinct, and which aim takes which object is a great deal more problematical than previously thought, because the sexual instinct is more free-flowing and independent than we previously suspected.

(B) Sexually immature person and animals as sexual objects

Light is thrown on the sexual instinct by the fact that it permits of so much variation in its objects and such a cheapening of them.

That children can be the objects of sex, or even animals, tells us about the vicissitudes of the sex instinct (along with rapes, sexual assaults and perverse murders). It seems as if the sex instinct will do almost anything to achieve satisfaction.

The impulses of sexual life are among those which, even normally, are the least controlled by the higher activities of the mind… In the process of human cultural development, sexuality is the weak spot.

(2) Deviations in respect of the sexual aim i.e. perversions

Popular opinion says the sexual aim is the union of the genitals in copulation which leads to the release of sexual tension. But a moment’s reflection tells you that, even in ‘normal’ sexuality, people kiss – bringing together two parts of the digestive system – for pleasure. And most people linger to some extent over intermediate stages, such as looking and touching. So the seeds of ‘perversity’ are all around us.

Perversions are sexual activities which either:

  • extend in an anatomical sense beyond the parts of the body designed for sexual union
  • linger or halt at the intermediate stages on the path to sexual union

(A) Anatomical extensions

Overvaluation of the sexual object

The first and prime perversion of sex from its object is the overvaluation of the object i.e. ‘love’. For all practical purposes ‘love’, for Freud, is this (potentially pathological) overvaluation of the love object.

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated with (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

This sexual overvaluation is something that cannot easily be reconciled with [society’s] restriction of the sexual aim to union of the actual genitals and it helps to turn activities connected with other parts of the body into sexual aims.

Once a sexual object has been chosen, the ordinarily effective higher activities of the mind – judgment and civilised restraint – all too often go out of the window. In most people this results in crushes, infatuations, sometimes in grands amours: once the libido sees an opening, it tends to pour forth like a flood.

How the subject (carried away by powerful libido) and the (perhaps reluctant) object cope with the situation is the theme of most of Western literature from Hero and Leander to Madame Bovary.

(I can see an evolutionary explanation for all this which Freud doesn’t mention, which is that: having made a sexual choice, overvaluation follows from a) opening the floodgates of an instinct otherwise fiercely repressed b) to ensure a strong libidinal attachment to the woman who you’re planning to impregnate – so it is a blind Darwinian instinct designed to make the impregnator bond with their mate  and remain to look after their offspring; but, as all of human history tells us, this often clashes with the other biological imperative affecting men which is impregnating as many women as possible, hence the many men who eat, shoot and leave.)

Sexual use of the mucous membrane of the lips and mouth

Freud proceeds with his agenda of making everything about sex and love look strange and uncanny.

The use of the mouth as a sexual organ is regarded as a perversion if the lips (or tongue) of one person are brought into contact with the genitals of another, but not if the mucous membranes of the lips of both of them come together.

Why do people find kissing acceptable and cunnilingus or fellatio disgusting? Freud here points to the purely conventional, culturally-determined nature of our feelings.

Has ‘disgust’ (a powerful reaction-formation) played a large part in forming our cultural conventions – or is it simply a product of the increasing self-repression which characterises us in the West (unlike other contemporary civilisations, primitive cultures and the cultures of the ancient world, which were and are much more liberal in their sexual practices)?

Freud seems to think the ancients were more honest in this, as in so much else.

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The progress of civilisation seems to require a steadily increasing restriction of the sexual instinct, bought at the price of a growing sense of disgust. Hence the genitals of men and women, worshipped by the Greeks as holy, are now banned as dangerously corrupting.

There is no doubt that the genitals of the opposite sex can in themselves be an object of disgust and that such an attitude is one of the characteristics of all hysterics.

One thinks of John Ruskin (allegedly) driven into paroxysms by the discovery on his wedding night that, unlike the Greek statues which he adored, his wife had pubic hair. Or, more up to date:

Indecent exposure, sometimes known as ‘flashing’, is a serious sexual criminal offence, which carries a custodial sentence of up to 2-years at its most severe. (Old Bailey solicitors)

Does ‘disgust’ drive the repression of sexuality i.e. is disgust natural, a ‘God-given’ reaction of the ‘God-given’ conscience to the spectacle of fallen sexuality? A question related to: is conscience ‘God-given’ and so universal? Or is ‘conscience’ created by culture and therefore morally relative across different cultures? Morality and disgust on the one side, pragmatism and sexual libertarianism on the other.

Or is disgust an entirely material, biological reaction-formation to the compulsory repression of sexuality enforced by a coercive society, no God or morality required?

Sexual use of the anal orifice

People who think sodomy is disgusting because we defecate through the anus are as correct as women who say the penis is disgusting because men urinate through it or men who think the vulva is disgusting because women menstruate through it.

Which is to say, all these opinions are correct in their own terms, but missing the point. These organs can (clearly) be put to various uses. Should they be? Or should they be restricted to their ‘God-given’ purposes? But then who is to say what their correct usage is? A bunch of old men wearing purple dresses in the House of Lords? Imams and rabbis? Agony aunts? TV shows. Gender studies lecturers? Where is the authority for this?

Significance of other regions of the body

What seems to be common to all human sexuality is:

  1. overvaluation of the sexual object
  2. a versatile ability on the part of the sexual aim to use any part of the body as the sexual object for gratification

Unsuitable substitutes for the sexual object: fetishism

In fetishism the sexual instinct replaces the primary object (the genitals) and the overvalued secondary object (the person attached to the genitals) with unlikely tertiary objects – parts of the body, locks of hair, feet – or linked objects, such as underwear or other items of clothing.

A certain amount of fetishism is habitually present in normal love, especially of those stages of it in which the normal sexual aim seems unattainable or its fulfilment prevented.

A lock of your true love’s hair. Or as Goethe put it in Faust:

‘Get me a kerchief from her breast,
A garter that her knee has pressed.’

These objects can justifiably be likened to the fetishes of primitive peoples. Inscribed in fetishes is a primitive symbology, comparable with the symbolism of dreams. For example, the foot is an age-old symbol for the penis. Fur is linked to the hair of the mons Veneris. The shoe or slipper is a symbol of the female genitals (as in Cinderella) into which the male foot neatly slips, and so on.

(B) Fixations of preliminary sexual aims

Appearance of new aims

External factors (danger, unavailability of a sexual object, risk of disease) tend to fix libido at the preparatory activities. Truly, every normal aspect of ‘love’ carries the seeds of a perversion.

Touching and looking

Seeing is an evolutionary derivative of touching. A look can be as exciting as a touch.

Both seeing and touching are ‘ordinary’ parts of ‘normal’ sexual activity – unless lingered over, or unless they become ends in themselves, in which case we have voyeurism/exhibitionism and various types of masturbation.

Freud thought exhibitionism the result of either wishing for a reciprocal showing of the other person’s genitals; or a triumphant assertion against the Castration Complex: ‘Look, I’ve still got my willy!’

He doesn’t seem to take into account the sadistic urge to offend or scare women, a kind of sublimated form of rape, visual rather than physical rape.

The power of vision is shown by just how upset some women can feel, how physically defiled, just because a strange man showed them his penis. I’m not downplaying the offence or upset caused.

The concealment and revelation of the sexual parts of the body go hand in hand with the rise of civilisation and progressive sexual repression. It is unlikely that the Greeks had strip clubs; instead they had orgies, the real thing. We have strip clubs because of the immense repression to which our sexuality has been subjected.

For Freud the concept of ‘beauty’ itself originates in sexual excitement but is sublimated away from the genitals onto the body as a whole, which is perceived as ‘beautiful’, a concept or feeling which can then  be transferred onto other types of object, and then onto objects created and enjoyed for their ‘beauty’ alone i.e. works of art.

This explains why women are more often the object of art than men – even in women painter’s paintings – because men are more sexually predatory than women. And why the sight of the genitals themselves is rarely ‘beautiful’; all pleasure has been sublimated out of them leaving only the reaction-formation of ‘disgust’.

Sadism and masochism

These were given their names by Richard von Kraft-Ebing (Viennese) in the 1890s, after the Marquis de Sade (French) and Leopold von Sacher-Masoch (Viennese) As with the other perversions, a moderate amount of sado-masochism is generally regarded as ‘normal’:

The sexuality of most male human beings contains an element of aggressiveness – a desire to subjugate. The biological significance of it seems to lie in the need for overcoming the resistance of the sexual object by means other than the process of wooing. Thus sadism would correspond to an aggressive component of the sexual instinct which has become independent and exaggerated and, by displacement, has usurped the leading position.

Many types of sexual relationship which are regarded as ‘normal’ contain a high amount of aggression; sadism becomes an actual perversion when pleasure is derived from violence alone.

Masochism is sexual excitement aroused purely by receiving pain or humiliation. Later in his career, after he’d outlined the new theory of the superego, Freud distinguished between purely physical masochism and moral masochism, the desire to be found guilty of sins, to be punished for them and so on, an internal submission of the ego to the overbearing superego which plays such a large part in religious life.

Freud thinks masochism is secondary, a deflection of primary sadism – which the subject is too weak to inflict onto others – back onto the self. Masochism is for weaklings; or for the weakling part of even strong people.

The history of human civilisation shows beyond any doubt that there is an intimate connection between cruelty and the sexual instinct.

But nobody really knows why. Some people think aggression is a development of the primal desire to eat, to master objects by putting them in the mouth – an instinct seen in children and in the holy meals at the centre of many religions. Others think there is some intimate biochemical link between pleasure and pain.

Suggestive for Freud’s bisexual thesis – the mingling of the ‘feminine’ and the ‘masculine’ in all of us – is Havelock Ellis and Kraft-Ebing’s agreement that masochism and sadism are often found in the same person.

(3) The perversions in general

Variation and disease

Medical men first identified perversions in the insane and perversion was blamed (like homosexuality) on ‘degeneracy’. What Freud has shown is that the perversions are implicit in even ‘normal’ love.

No healthy person, it appears, can fail to make some addition that might be called perverse to the normal sexual aim; and the universality of this finding is enough to show how inappropriate it is to use the word ‘perversion’ as a term of reproach. In the sphere of sexual life we are brought up against peculiar and, indeed, insoluble problems as soon as we try to draw a sharp line to distinguish mere variations within the range of what is physiological from pathological symptoms.

On one side the liberal Freud, on the other a vast army of censorious Christians, trying to draw precisely that line, trying to tell people exactly just which type and forms of ‘love’ are permissible and which aren’t, from the Pope to Mary Whitehouse.

For the Moral Majority it is always other people who are degenerate, other people who are the helpless prey of, for example, homosexual men in the homosexual age of consent debate.

Freud is saying, if you only look at the acts themselves you may be tempted to define them as unchristian or degenerate, pathological or perverted etc. But if you look at the instinct which carries so many people to such lengths, it is the same instinct and it is in all of us – it is what our minds are made of.

The mental factor in perversions

Despite the sometimes disgusting ends to which the love instinct is put, all these behaviours are to some extent idealisations of the libido, in the sense of abstractions of it away from its normal role.

The omnipotence of love is perhaps never more strongly proved than in such of its aberrations as these. The highest and the lowest are always closest to each other in the sphere of sexuality.

Two conclusions

Every individual plays a double existential role:

  1. to reproduce, to pass on its genes and preserve the species
  2. to preserve itself while it does this

Sometimes the two purposes clash and this is the basis of Freud’s psychology, the clash between the unconscious libidinal drive to have sex, all the time, with everyone and everything; and the rational ego’s struggle to redirect this blind drive into socially acceptable forms which help the individual survive and help it be at peace with itself. So the origins of any person’s sexuality must be looked for in two places: in the history of the species and the accidents of the individual.

Our study of the perversions has shown us that the sexual instinct has to struggle against certain mental forces which act as resistances, and of which shame and disgust are the most prominent. It is permissible to suppose that these forces play a part in restraining that instinct within the limits that are regarded as normal; and if they develop within the individual before the sexual instinct has reached its full strength, no doubt they then determine the course of its development.

These forces, which act like dams upon sexual development – disgust, shame and morality – must also be regarded as historical precipitates of the external inhibitions to which the sexual instinct has been subjected during the psychogenesis of the human race. We can observe the way in which, in the development of individuals, they arise at the appropriate moment, as though spontaneously, when upbringing and external influence give the signal.

In the second place we have found that some of the perversions are only made intelligible if we assume the convergence of several motive forces. If such perversions admit of analysis, that is, if they can be taken to pieces, then they must be of a composite nature. This gives us a hint that perhaps the sexual instinct itself is no simple thing but put together from components which have come apart again in the perversions.

(4) The sexual instincts in neurotics

Psychoanalysis

Here Freud reiterates his belief that all the psychoneuroses are based on sexual instinctual forces and that the psychoneuroses can only be investigated using the method perfected by Josef Breuer and himself – psychoanalysis. He gives a useful summary of the famous cathartic method:

By this I do not merely mean that the energy of the sexual instinct makes a contribution to the forces that maintain the pathological manifestations (the symptoms). I mean expressly to assert that that contribution is the most important and only constant source of energy of the neurosis and that in consequence the sexual life of the persons in question is expressed in these symptoms. The symptoms constitute the sexual activity of the patient!

The removal of the symptoms of hysterical patients by psychoanalysis proceeds on the supposition that those symptoms are substitutes – transcriptions, as it were – for a number of emotionally cathected mental processes, wishes and desires which, by the operation of a special psychical procedure (repression) have been prevented from obtaining discharge in psychical activity that is admissible to consciousness.

These mental processes, being held back in a state of unconsciousness, strive to obtain an expression that shall be appropriate to their emotional importance – to obtain discharge; and in the case of hysteria they find such an expression (by means of the process called conversion) in somatic or bodily phenomena, that is, in hysterical symptoms [cf Anna O’s inability to drink water, choking sensation etc].

By systematically turning those symptoms back (with the help of psychoanalysis) into emotionally cathected ideas – ideas that can now become conscious – it is possible to obtain the most accurate knowledge of the nature and origin of these formerly unconscious psychical structures.

Findings of psychoanalysis

Psychoanalysis has shown that:

Symptoms represent a substitute for impulses the source of whose strength is derived from the sexual instinct… The character of hysterics shows a degree of sexual repression in excess of the normal quantity, an intensification of resistance against the sexual instinct (which we have already met with in the form of shame, disgust and morality), and what seems like an instinctive aversion on their part to any intellectual consideration of sexual problems.

In the case of someone predisposed to hysteria, the onset of his illness is precipitated when, either as a result of his own progressive maturity or of the external circumstances of his life, he finds himself faced by the demands of a real sexual situations. Between the pressure of the instinct and his antagonism to sexuality, illness offers him a way of escape. It does not solve his conflict but seeks to evade it by transforming his libidinal impulses into symptoms.

(See Jensen’s Gradiva, written two years later, which is a textbook example of hysteria as the self-deluding flight into illness. The archaeologist Norbert’s escape from the reality of an emotionally demanding sexual situation – his awakening love for Zoe – into delusions about the light-tripping woman on the antique frieze whom he names ‘Gradiva’, and then Norbert’s actual fleeing to Italy, to Pompeii, to escape the sexual situation, only to meet Zoe magically transformed into the woman in the frieze –– from the heart of the reaction-formation returns the repressed. In the novel Norbert is then cured through love, by the redirecting of his libido – unhealthily cathected onto the Gradiva-delusion – back to the reality of his flesh-and-blood love, Zoe, by the love object herself.)

Neurosis and perversion

Moreover, neurotics’ symptoms, upon psychoanalysis, often turn out to be conversions not just of ‘normal’ sexuality, but to include what are called the perversions i.e. neurotics’ unconsciousnesses are often raging with perverse wishes deflected into symptoms. Hence Dora’s persistent cough is a (transmuted) wish for oral sex with Herr K.

a) The unconscious life of all neurotics shows inverted impulses, fixation of the libido on persons of their own sex.

b) The unconsciouses of neurotics show tendencies to every kind of anatomical extension of sexual activity, particularly oral and anal.

c) An especially prominent part is played by the fact that the instincts involved are component instincts. Thus the perversions often come in opposing pairs: exhibitionism and voyeurism; the active and passive forms of the instinct for cruelty.

It is through such an opposition, a component tying together of libido and cruelty, that the transformation from love into hate takes place, the transformation from affectionate into hostile impulses.

(You can see here the embryonic shape of Freud’s later division of all the instincts into Sex instincts and Death instincts, Eros and Thanatos which would formulate nearly 20 years late, in Beyond the Pleasure Principle.)

(5) Component instincts and erotogenic zones

If we trace back the positive and negative aspects of the perversions (masochism/sadism, voyeurism/exhibitionism) they appear to derive from component instincts which themselves admit of further analysis.

When sexual excitement derives from a particular organ or area of the body we refer to that as the erotogenic zone.

Thus, under the right circumstances, the anus or the mouth can become an erotogenic zone. Or the surface of the skin in touching. Or the eye itself in voyeurism where, through the eye alone is felt excitement comparable to that of sex in a ‘normal’ person.

(6) Reasons for the apparent preponderance of perverse sexuality in the psychoneuroses

But just because neurotic symptoms often contain a perverse wish doesn’t mean that neurotics are closer to perverts than to ‘normal’ people. Neurotics are normal people whose libido, either because of innate predisposition or due to accident, has been dammed up.

Most psychoneurotics fall ill after the age of puberty as a result of the demands made upon them by normal sexual life. Or else illnesses of this kind set in later, when the libido fails to obtain satisfaction along normal lines. In both these cases the libido behaves like a stream whose main bed has become blocked. It proceeds to fill up collateral channels which may hitherto have been empty.

Where the constitution is predisposed to illness maybe no external factor will be required. On the other hand, a great shock in real life may tip a robust constitution into neurotic illness.

Might there be a link between the perversions wished for by the neurotic’s unconscious, between the erotogenic zone it highlights, and innate constitution?

In a word, can you define personality types by predisposition to a particular perversion/erotogenic zone? (This is what Freud does in the following essay, about childhood sexuality, defining and describing the oral, anal types and so on.)

(7) Intimations of the infantile character of sexuality

“By demonstrating the part played by perverse impulses in the formation of symptoms in the psychoneuroses, we have quite remarkably increased the number of people who might be regarded as perverts. It is not only that neurotics in themselves constitute a very numerous class, but it must also be considered that an unbroken chain bridges the gap between the neuroses in all their manifestations and ‘normality’….

Thus the extraordinarily wide dissemination of the perversions forces us to suppose that the disposition to perversions is itself of no great rarity but must form a part of what passes as the ‘normal’ constitution…

There is indeed something innate lying behind the perversions but it is something innate in everyone, though as a disposition it may vary in its intensity and may be increased by the influences of actual life. What is in question are the innate constitutional roots of the sexual instinct. In one class of cases (the perversions) these roots may grow into the actual vehicles of sexual activity; in others they may be submitted to an insufficient suppression (repression) and thus be able in a roundabout way to attract a considerable portion of sexual energy to themselves as neurotic symptoms; while in the most favourable cases, which lie between these two extremes, they may by means of effective restriction and other kinds of modification bring about what is known as ‘normal’ sexual life.

Thus the germs of our character, the way our sexual instincts will be channelled, are probably laid down in childhood. In the next essay Freud looks at the play of influences which govern the evolution of infantile sexuality until its outcome in perversion, neurosis or normal sexual life.

Essay 2. Infantile sexuality

Neglect of the infantile factor

In Essay 2 Freud sets out to smash the popular opinion that children have no sexual feelings; that sexual feelings only set in with puberty. On the contrary, all the literature, and a chat with any nurse, will tell you that many babies play with their willies or fannies and suck various bits of themselves, but these stories are generally only mentioned as exceptions and monstrosities.

Why do we not remember our sexual feelings from our own childhood years?

Infantile amnesia

We definitely behave lively in every respect during childhood, giving every evidence of feeling joy, love, rage, delight. Why do we forget so much of this? Freud says that under analysis patients often remember events from their earliest years. Therefore the memories are stored somewhere – but are repressed from everyday access. Why? Nobody knows.

(1) The period of sexual latency in childhood and its interruptions

Based on a) scattered reports of the so-called exceptional behaviour of infants in the literature and b) the memories of neurotics revealed by psychoanalysis, Freud will sketch out a theory of infantile sexuality.

Freud thinks of the sex instinct as being innate in the child; that it grows as the child grows; that it is overtaken by suppression at the age of 5 or 6; then it revives and develops further at puberty, developing in a pattern of fits and starts. Childhood sexuality only emerges into the light of observable day in the third or fourth year of life.

Sexual inhibitions

It is during this same period that the mental forces are built up which are later to impede and block the flow of the sexual instinct – feelings of disgust (at an object), feelings of shame (at oneself) and moral and aesthetic ideals (as it were, objective guidelines we build for ourselves).

Reaction formation and sublimation

These are the two methods by which these dams are erected to prevent the return of repressed material into the conscious mind.

Sublimation is a widely reported phenomenon, the diverting of instinctual sexual energies into ‘higher’, more socially acceptable ones.

A reaction formation is:

a defence mechanism in which emotions and impulses which are anxiety-producing or perceived to be unacceptable are mastered by exaggeration of the directly opposing tendency

Freud thinks that reaction formations are the result of a series of unpleasurable experiences, either of internal unpleasure (excessive playing with the genitals leads to unpleasure) or external tellings-off, which create, as it were, a psychological allergic reaction to the erotogenic zone and experiences in question. Told off for touching his winkle enough times and the small boy genuinely come to believe it is dirty and disgusting.

[A digression on Freud’s final theory of sexual development

A lot later, Freud was to elaborate and fine-tune the notion that the human infants evolve through a set number of stages, namely:

  • polymorphous perversity – undifferentiated pleasure in the whole body
  • oral phase (0 to 1 year) – the infant gets most of their pleasure from their mouth, for example eating and thumb-sucking: if an infant’s oral needs aren’t met it can develop an develop oral fixation which continues into adult life
  • anal phase (1 to 3 years) – controlling bladder and bowel movements, potty training, when successfully accomplished leads to praise from parents and a sense of achievement and independence; but if parents take an approach that is too lenient, Freud suggested that an ‘anal-expulsive personality‘ – could develop whereby the adult has a messy, wasteful, or destructive personality, while if parents are too strict, he believed this could lead to an ‘anal-retentive‘ personality which is over-strict, rigid, and obsessive.
  • phallic stage (3 to 5 years) – focus of the libido is on the genitals and children begin to discover the difference between boys and girls
    • in boys this gives rise to the Oedipus complex as boys view their fathers as a rival for the mother’s affections: the Oedipus complex describes these feelings of wanting to possess the mother and replace the father. But at the same time the little boy worries that his father will punish him for having these feelings, a fear Freud termed castration anxiety
    • other Freudians suggested the term Electra complex to describe a similar but mirror set of feelings experienced by small girls, namely the wish to be possessed by their father and rid of their mother, accompanied by parallel feelings of guilt and anxiety
    • Freud, however, believed that instead of the Electra complex, girls experience what he notoriously called penis envy i.e. the wish to be a boy, the lack of a penis forever leaving girls feeling inadequate. Even in Freud’s own day female psychoanalysts deplored this idea, and female followers have denied it and overwritten it ever since]
  • latency phase (6 to puberty) – the superego or conscience gains in power, the libido and memories of all those early physical pleasures are suppressed; instead boys or girls enter school and become more concerned with peer relationships, hobbies, and other interests; a time of exploration in which the sexual energy repressed or dormant, still present but sublimated into other areas such as intellectual pursuits and social interactions
  • genital stage (11, 12, 13 onwards) – at puberty the libido becomes active again and teens develop a strong sexual interest in the opposite sex: if all the previous stages have been successfully navigated, the person becomes a rounded, balanced individual]

Freud therefore thinks that the development through the oral, anal and phallic stages is partly achieved by the erection of these reaction formations which act as ‘dams’ or road blocks saying ‘No Going Back’.

That this may be the origin of feelings of ‘shame’ and ‘disgust’ is an interesting theory to ponder; that this process is the basis of all civilised morality, as Freud claims, was clearly a provocative thing to say, and which sparked much outraged opposition to him and his theories.

Interruptions of the latency period

Not all children’s sexuality goes underground at about five years old. There may be all sorts of exceptions, single strands of sexual pleasure continuing into the latent period.

(2) The manifestations of infantile sexuality

Thumb-sucking

This emerges early and often persists into adolescence. Sometimes accompanied by the rubbing of an erotogenic zone it can act as an introduction to masturbation. Because it is accompanied by pleasurable rubbing, and sometimes even by orgasm-type physical reactions, Freud makes thumb-sucking the prototype of infantile sexuality.

Auto-erotism (coined by Havelock Ellis in 1898)

Infants initially derive pleasure from their own bodies. Sucking thumbs or lips or any other part of the body is a repetition of the initial oral activity, sucking at the breast.

No-one who has seen a baby sinking back satiated from the breast and falling asleep with flushed cheeks and a blissful smile can escape the reflection that this picture persists as the prototype of the expression of sexual satisfaction in later life.

As the child grows it experiments with enacting the sexual pleasure of sucking when the breast is absent: sucking any part of its own body, taking itself as a source of pleasure. In later life the pleasures of lingering kissing re-enact this primal sexual experience. In some children there is a constitutional intensification of the labial region (lips):

If that significance persists, these same children will grow up to become epicures in kissing, will be inclined to perverse kissing or, if males, will have a powerful motive for drinking and smoking. If, however, repression ensues, they will feel disgust at food and will produce hysterical vomiting.

Thus, for Freud, entire character types and types of adult behaviour can be traced right back to earliest childhood behaviour.

(3) The sexual aim of infantile sexuality

Characteristics of erotogenic zones

Erotogenic zones are a moveable feast. Particular parts of the body seem predisposed to resonate with sexual pleasure (the genitals, lips, nipples, anus, the surface of the skin generally) and if an infant, in its auto-erotic stage, chances on one of these to suck or play with, that part easily becomes the model of sexual pleasure, of reassurance etc in later life.

Any part of the body can acquire the same susceptibility to stimulation as is possessed by the genitals and can become an erotogenic zone.

It is hard to think of a view more contrary to the popular, conventional view that a) infants have no sex life and that b) sex appears only at puberty and is exclusively confined to the genitals.

The infantile sexual aim

Although all the body is susceptible to sexualisation, certain zones seem predisposed to be especially erotogenic, generally zones which are physiologically designed for other activities and pleasures which the child can then repeat by auto-erotic stimulation: the lips for eating, the penis for peeing, the anus for defecating can all be co-opted by the libido.

(4) Masturbatory sexual manifestations

Activity of the anal zone

Psychoanalysis of patients has revealed the surprising extent to which the anus is not only a source of pleasure in infancy but retains its pleasurable power throughout life.

Children who are making use of the susceptibility to erotogenic stimulation of the anal zone betray themselves by holding back their stool till its accumulation brings about violent muscular contractions and, as it passes through the anus, is able to produce powerful stimulation of the mucous membrane. In so doing it must no doubt cause not only painful but highly pleasurable sensations.

One of the clearest signs of subsequent eccentricity or nervousness is to be seen when a baby obstinately refuses to empty its bowels when he is put on the pot and holds back that function till he himself chooses to exercise it. He is naturally not concerned with dirtying the bed, he is only anxious not to miss the subsidiary pleasure attached to defecating.

Faeces come to have another important meaning for the child.

They are clearly treated as part of the infant’s own body and represent his first ‘gift’: by producing them he can express his active compliance with his environment and, by withholding them, his disobedience…

The retention of the faecal mass, which is thus carried out by the child intentionally to begin with, in order to serve, as it were, a masturbatory stimulus upon the anal zone or to be employed as a weapon in his relation to the people looking after him, is also one of the roots of the constipation which is so common among neuropaths.

Activity of the genital zone

The glans of the penis in boys and the clitoris in girls:

The anatomical situation of this region, the secretions in which it is bathed, the washing and rubbing to which it is subjected in the course of a child’s toilet, as well as accidental stimulation, make it inevitable that the pleasurable feeling which this part of the body is capable of producing should be noticed by children even during their earliest infancy, and should give rise to a need for its repetition.

Girls often masturbate simply by rubbing their thighs together. Boys tend to use hands.

The preference for the hand which is shown by boys is already evidence of the important contribution which the instinct for mastery is destined to make to masculine sexual activity.

Second phase of infantile masturbation

In this early essay Freud posits three periods of sexual activity: a first phase of infantile sexuality; a second phase flourishing around the fourth year; then the eruptions of puberty.

The second phase of infantile sexual activity may assume a variety of different forms which can only be determined by a precise analysis of individual cases. But all its details leave behind the deepest unconscious impressions in the subject’s memory, determine the development of his later character, if he is to remain healthy, and the symptomatology of his neurosis, if he is to fall ill after puberty.

Return of early infantile masturbation

The return of infantile sexuality at around 4 and 5 years is determined by all sorts of factors, internal and external. But Freud is careful to mention the external factor of infantile seduction (or child abuse, as we would say) as a way many of his patients recall being jolted, as it were, into sexual life, and made aware of the erotogenicity of the genitals.

Polymorphously perverse disposition

In and as a result of sexual abuse, children can be induced to all manner of perversions thus revealing, for Freud, an innate disposition to polymorphous perversion.

The same, he asserts, is true of many women, as witness the large number of prostitutes who can accommodate any type of sexual taste for their clients.

It becomes impossible not to recognise that this same disposition to perversions of every kind is a general and fundamental human characteristic.

[At one and the same time this notion is typical of Freud’s throwaway sexism, but also of the immense tolerance and acceptance of a huge variety of sexual predilections implicit in his theory.]

Component instincts

Exhibitionism, voyeurism and cruelty are all apparent as perversions in potentia in children. Small boys proudly display the thing which gives them so much pleasure and which they pee through, their penis, which thus symbolises at least two types of infantile ‘mastery’.

Looking is the child’s earliest way of relating to the world. Once it has established its own erotogenic zones it is curious to see them in others: voyeurism.

Cruelty comes relatively easily to the childish nature, since the obstacle that brings the instinct for mastery to a halt at other people’s pain – namely a capacity for pity – is developed relatively late…

It may be assumed that the impulse of cruelty arises from the instinct for mastery and appears at a period of sexual life at which the genitals have not yet taken over their later role…

Children who distinguish themselves by special cruelty towards animals and playmates usually give rise to a just suspicion of an intense and precocious sexual activity arising from erotogenic zones…

The absence of the barrier of pity brings with it a danger that the connection between the cruel and the erotogenic instincts, thus established in childhood, may prove unbreakable in later life.

Jean-Jacques Rousseau’s Confessions show that early beating on the buttocks can easily be linked with erotogenic pleasure and form the basis of a fusion of the instincts of sex and cruelty in later life.

(5) The sexual researches of childhood

The instinct for knowledge

At the same time as children reach an early peak of sexuality (3 to 5 years) they display an instinct for knowledge. For Freud this is a sublimated form of the instincts for mastery and of seeing, voyeurism.

Psychoanalysis has shown that the first problem to awaken the childish thirst for knowledge are sexual problems, where do I come from? why does my wee-wee make give me pleasure?

The Riddle of the Sphinx

Freud gave this typically grandiose title to the core question of infancy: where do babies come from?

Sex differences aren’t important at this stage since boys assume all babies have penises.

Castration complex and penis envy [this section was added in 1915]

Only painfully do boys realise there’s a whole category of person who doesn’t have a penis and become petrified that they too might lose their mighty weapon. This he calls the castration complex.

The discovery that girls don’t have one gives many boys an enduringly low opinion of girls. For girls, the discovery that boys have this toy which they can play with induces in them penis envy and an enduring sense of being second-rate. Penis envy culminates in the girl’s wish to be a boy.

[The whole concept of ‘penis envy’ is probably the single most outrageous example of Freud, despite being a revolutionary on one level, nonetheless often reinscribing the sexist prejudices of his Victorian times in a new language.]

Theories of birth

All children speculate about where babies come from, especially if their mother is pregnant again. The central feature of most theories is that the baby is got by eating something (as in many fairy tales) and delivered through the anus.

Sadistic view of sexual intercourse

Many children see or overhear their parents making love. Children feel intense curiosity about it. It seems to have to do with some joint activity involving peeing or defecating. But many children pick up on the apparent violence involved (hard physical movements, screaming) and this is another way in which cruelty may attach itself to a child’s fantasy world and resurface in a person’s adult attitudes to sex.

Typical failure of infantile sexual researches

No matter how subtle the sexual theories of children they are invariably wrong; for how could they know about semen and ovaries? But the whole attempt is important to Freud as a symbol of the growing independence of the child. These researches:

constitute a first step towards taking an independent attitude in the world, and they imply a high degree of alienation of the child from the people in his environment who formerly enjoyed his complete confidence.

(6) The phases of development of the sexual organisation

Infantile sexual pleasure is the opposite in every way of ‘normal’ adult sexuality. It is essentially auto-erotic, and its component instincts are generally disconnected and scattered over all manner of activities: this is the meaning of polymorphous perversity.

Compare and contrast with adult sexuality aims at genital contact with some external object.

Pregenital organisations

I.e. sexual patterns before the instinct settles on the genitals:

1. The oral or cannibalistic phase: the aim is the incorporation of the sexual object, to eat it, to master it by ingesting it and stimulating the mucous membranes of the lips at the same time.

This is the origin of cannibalism in primitive peoples; of the primitive relic of a holy meal found in most religions; and of the higher intellectual activity of identification with a hero figure.

The primitive and intellectual functions are brought together in the Eucharist where we eat the body of Christ at the same time as we acknowledge Him lord and master.

2. The sadistic-anal phase: it is at this early stage that the sex instinct can be seen dividing into the active-passive division which characterises all later sexuality: the masculine drive to mastery, of defecating at our own time and pleasure; and the feminine pleasure derived from the anus; a sadistic and a passive pleasure intermingle.

Ambivalence

This duality is the basis of later ambivalence, a word coined by the Swiss psychiatrist Paul Eugen Bleuler (Bleuler was a prolific coiner of neologisms; he also invented the terms ‘schizophrenia’, ‘schizoid’ and ‘autism’).

Ambivalence became central to Freudian theory. It describes the holding of contradictory feelings, classically love and hate, towards the same object. Thus the child can both love but be terrified by their father.

Phallic phase

Freud distinguishes one last phase of infantile sexuality, where a love-object has emerged but the instinct in both boys and girls focuses on the penis alone, when boys develop pride in their penis and girls develop a painful sense of lack of penis, giving rise to penis envy (see comments above).

Diphasic choice of object

To summarise, Freud can claim that, completely contrary to the popular view, the distinctive thing about human sexuality is:

  • that it is present, in various forms, in infants from the earliest time
  • that it develops through a series of stages
  • that each of these stages carries the risk of arrest or error which deforms the child’s feelings and emotions around libido
  • that infantile sexual choices and activity are progressively repressed by reaction-formations (guilt, shame) by the age of about 5
  • that the entire set of experiences goes underground during the latency period (5 or 6 to puberty), is repressed and forgotten
  • that it resurfaces in a more explicitly sexual mode at puberty but with shapes and flavours conditioned by those earliest experiences

These infantile longings become the basis of later ‘affectionate’ feelings:

Their sexual aims have become mitigated and they now represent what may be described as the ‘affectionate current’ of sexual life. Only psychoanalytic investigation can show that behind this affection, admiration and respect there lie concealed the old sexual longings of the infantile component instincts which have now become unserviceable.

(7) The sources of infantile sexuality

These conclusions have been reached by the psychoanalysis of adult patients and the observation of children. Sexual excitation in children seems to arise from:

a) repetition of satisfaction achieved in normal organic processes (sucking, defecating)
b) through external stimulation of erotogenic zones
c) as the expression of fundamental instincts

Mechanical excitations

Children love swinging and being thrown and caught. Psychoanalysis has shown the recurrence of these sensations in adult dreams i.e. that they lay down patterns of the earliest pleasures, for example, fantasies of flying, air blowing against the skin and genitals.

It is well known that rocking is habitually used to induce sleep in restless children. The shaking produced by driving in carriages and later by railway travel exercises such a fascinating effect upon older children that every boy, at any rate, has at one time or another in his life wanted to be an engine driver.

It is a puzzling fact that boys take such an extraordinarily intense interest in things connected with railways and, at the age at which the production of fantasies is most active (shortly before puberty), use those things as the nucleus of a symbolism that is peculiarly sexual. A compulsive link of this kind between railway travel and sexuality is clearly derived from the pleasurable character of the sensations of movement.

In the event of repression, which turns so many childish preferences into their opposite, these same individuals, when they are adolescents or adults, will react to rocking or swinging with a feeling of nausea, will be terribly exhausted by a railway journey, or will be subject to attacks of anxiety on the journey.

Muscular activity

Many patients report their first memories of sexual excitation when romping, fighting and playing with playmates. Organised games are done at school to keep the body healthy and divert adolescent attention away from sexuality: Freud says what this is doing is channel sexuality back into one of its specific components.

Affective process

Powerful emotions have sexual effects. Terrified or anxious children may touch their genitals for reassurance. The erotic aspect of terror, fright and so on may become intimately associated with sexuality so that adults find fear and terror thrilling; either in real life, in fantasies of rape or masochistic punishment; or in imaginary worlds of books or the cinema.

Pathways of mutual influence

If the taking in of food gives rise to sexual pleasure then the reverse may be true. If healthy sexuality accompanies healthy eating, then disturbance of sexuality may lead to disturbance of nourishment. Thus a sexually disturbed hysteric may cease eating.

We can speculate about a whole network of pathways by which sexual instincts may be channeled both towards basic organic functions (for example, eating) and also rerouted towards higher functions (that is, sublimated, into thinking, planning, deciding).

Essay 3. The transformations of puberty

Infantile sexuality is polymorphously perverse and auto-erotic, finding pleasure as it learns to control and play with its own body.

The latency period sees the repression of sexuality in the name of various reaction-formations and sexuality’s sublimation into all kinds of games and fantasies.

With puberty the genitals become active and the subject actively seeks a love object outside itself. The new sexual aim of genital union appears and all the scattered erotogenic zones with their sex impulses become focused on, and subordinate to, genital union. Hopefully.

‘Normal’ sexuality consists of the uniting of the affectionate current (the sublimated remains of childhood sexuality) and the sensual current (mainstream libido).

So proper human sexual development is the coming together of affection/love and sex/pleasure, focussed on the genitals, to produce the ‘normal’ healthy adult. But, as always, there can be all kinds of hiccups along the way.

(1) The primacy of the genital zones and fore-pleasure

At puberty the sex organs grow and become ready for use. They can be excited in three ways:

  1. excitation of the erotogenic zones from outside
  2. from the organic interior
  3. from mental life, the storehouse of impressions and ideas

Sexual excitement is felt in two ways:

  1. perception of a mental tension of an extremely compelling type
  2. physical preparation: erection of the penis, lubrication of the vagina

Sexual tension

How come sexual excitation is perceived as both pleasurable but also as an unpleasurable tension?

The mechanism of fore-pleasure

Touching or seeing clearly give rise to a) pleasure in themselves b) a perceived raising of sexual tension.

It is as if the fore-pleasure derived from stimulating the erotogenic zones is designed to increase the incentive to move onto the act of sexual union.

Initial pleasure thus disguises increasing tension (unpleasure) so you are led relentlessly on towards copulation, the aim of the entire organism.

The whole pattern leads up to orgasm and the release of the appropriate sexual substances. It would seem that orgasms are designed to extinguish libido, if only temporarily. They are the height of pleasure, the abrupt release of tension by the blood thronging the penis or clitoris rushing back into the body as the scrotum or vagina undergoes a series of muscular contractions perceived as pleasurable.

And this release of tension takes you right the way back to square one i.e. normal bodily function; the overwhelming compulsion towards sex evaporates, the rational mind returns to full control.

Freud divides the two stages into fore-pleasure and end-pleasure.

A distinction similar to the fore-pleasure offered by the telling of jokes which prepare you for the greater release of libidinal pressure (laughing).

[He uses the same division in his essay Creative Writers and Daydreaming to describe the fore-pleasure afforded by aesthetic or formal literary techniques which prepare the way for the deeper pleasure of sharing unconscious fantasies (tales of damnation and salvation, risk and adventure, Ian Fleming and Barbara Cartland).]

Dangers of fore-pleasure

But fore-pleasures are clearly yet another balancing act; the incentive of pleasure must be balanced by an increase of tension which successfully propels you towards sex. If the yield of orgasmic pleasure doesn’t live up to the growth in tension, you may become stuck at the fore-pleasure stage.

Obviously enough, you may be predisposed to this through any number of accidents which emerge in infancy. Extreme attachment to various types of fore-pleasure, to a particular erotogenic zone or to the mental equivalents of them (stimulation of the anus – masochism/inversion) may develop into full-blown perversion.

But these very complex combinations will have some influence over the shape of even the most healthy adult sexuality.

Not only the deviations from normal sexual life but its normal form as well are determined by the infantile manifestations of sexuality.

Again, if this is an accurate account of the growth of sexuality, it shows that it will be very hard to police, to draw a hard and fast line between ‘normal’ and perverse.

Freud is making the controversial claim that ‘the normal’ is built on ‘the perverse’ and most of its activities contain the seeds of perversity.

(2) The problem of sexual excitation

Part played by the sexual substances

Maybe sexual tension is produced, in men, by the accumulation of semen in the testicles? Kraft-Ebing thought so. But if so, how can this account for sexual excitation in children and women?

Importance of the internal sexual organs

Arguing against that theory, observation of castrated men shows that sexual excitement continues to operate with no semen at all.

Chemical theory

Freud speculates that the key role is played by substances released by the sex glands. In his day there was no convincing biological theory of sex.

The discovery of the class of chemicals called ‘hormones’ (at around this time, 1905, in England) paved the way to our present understanding of how sex works.

It’s worth pointing out, though, that even today one of the great mysteries is: Why Sex? And, as Steve Jones says, If Sex, why only two sexes?

(3) The libido theory

Libido is:

a quantitively variable force which serves as a measure of processes and transformations occurring in the field of sexual excitation

A kind of electricity. Freud imagines that libido is distinguished from the other main instinct, hunger, chemically. Libido is a chemically unique force. Psychoanalysis has shown that libido is derived not just from the genitals but from all sorts of organs, including the skin.

We thus reach the idea of a quantity of libido, to the mental representation of which we give the name of ego-libido, and whose production, increase or diminution, distribution and displacement should afford us possibilities for explaining the psychosexual phenomena observed.

Psychoanalysis can only observe ego-libido as it becomes attached to objects i.e. becomes object-libido, as it is attached to, detached from, swapped around various objects (for example, images, fixations, words and ideas) directing the subject’s activity towards sex. For the act of sex, in particular orgasm, results in the temporary extinction of libido.

Psychoanalysis observes the outflowing of libido from the ego and its return thereto.

The ego acts as a psychic reservoir for libido.

In the earliest phases every ego is narcissistic, that is, focusses libido on itself (during the auro-erotic stages of infantile sexuality). Only later does the ego develop the ability to project energy onto external objects and Freud (or his English translators) label these object-cathexes.

The slightest damage to the organism (for example, illness) results in a return to infantile narcissism, as do psychic wounds.

Narcissism is also evoked by particularly self-contained objects, by aloof women, by cats, and by babies (see Freud’s 1914 essay On Narcissism).

In later editions of the Three Essays Freud attacks Jung for watering down libido to make it mean psychical instinctive forces in general.

But the whole point of having a distinct sexual instinct, chemically differentiated from all other instincts, whose special operations can be studied through observation and analysis, in fact all Freud’s efforts and theories, are destroyed if you thus throw out the distinguishing sexual element of libido theory.

(4) The differentiation between men and women

Libido is masculine i.e. active, in character.

In levels of autoerotism and masturbation boys and girls are similar, though girls develop the reaction-formations of shame and disgust more easily than boys (i.e. mental forces which damp down their libido).

Freud suggests three meanings of masculine and feminine:

  • passive versus active personalities
  • biological i.e. defined by sex organs
  • sociological i.e. observing the actual behaviour of men and women

Freud uses masculine and feminine to denote active and passive. To say libido is masculine means it is, in this value system, always active. As to the sociological aspect:

Such observation shows that in human beings pure masculinity or femininity is not to be found either in a psychological or biological sense. Every individual, on the contrary, displays a mixture of the character-traits belonging to their own and to the opposite sex and shows a combination of activity and passivity…

Without the fundamental idea of innate bisexuality I think it would scarcely be possible to arrive at an understanding of the sexual manifestations that are actually to be observed in men and women.

Leading zones in men and women

The clitoris is what little girls masturbate, as boys the penis. Both become erect i.e. engorged with blood during excitation. But Freud thinks that at puberty, whereas boys receive a fresh wave of sexual excitement, girls undergo a profound sexual repression; this takes the form of moving their chief erotogenic zone from the clitoris to the vagina.

The ‘normal’ woman has thus repressed her masculine active organ (the clitoris) in the name of vaginal excitation designed for sex and procreation:

The fact that women change their leading erotogenic zone in this way, together with the wave of repression at puberty which, as it were, puts away their childish masculinity, are the chief determinants of the greater proneness of women to neurosis and especially to hysteria.

[This is, of course, complete rubbish. Women retain their chief sexual excitation through the clitoris. The rediscovery and widespread publicisation of clitoridal sexuality was one of the great achievements of the feminists in the 1960s and 1970s. By the 1980s I was well aware that many women cannot orgasm through vaginal stimulation alone but need clitoral stimulation as well and I think (I hope) this has now become common knowledge. Thus Freud’s theorising away of the clitoris, along with all his theories about the inevitable inferiority of women, are the grossest example of his simply recasting the patriarchal prejudices of his time in a new language.]

(5) The finding of an object

[Expanded in the 1915 essay On Narcissism.]

A person may love:

1. according to the anaclitic (attachment) type:

  • the woman who feeds him
  • the man who protects him

2. according to the narcissistic type:

  • what he himself is
  • what he himself was
  • what he himself would like to be i.e. an idol
  • someone who was once part of themselves i.e. a baby

Suckling at the breast is the prototype of all pleasure and love.

From 1915 Freud introduces the idea of narcissism into his theory. The physical pleasure of suckling at the breast is now accompanied by the psychic pleasure of self-love, the earliest attachment of libido to the ego, the ego to itself, as it grows and comes to consciousness.

After puberty all love objects will partake of these two earliest loves; all love objects will have an element of narcissism and of attachment (cupboard) love.

The finding of a love-object is always a refinding of this original pleasure. A recapturing of what we once had. Falling in love is always a return to lost happiness.

The sexual object during early infancy

Everyone’s first love is for their mother. Freud goes further to say everyone’s first sexual object is their mother. Mothers stroke and kiss and caress babies, thus awaking the erotogenic zones and sex instincts. There is nothing perverse in this. The mother is only fulfilling her task in teaching the child how to love. Later in life, the former baby will itself stroke and kiss and caress a love object. How else does it learn to do this except by unconscious recall of its own childhood caresses?

Infantile anxiety

Infantile anxiety is caused by the loss of the person the infant loves. They are afraid of the dark because in the dark they cannot see the person they love. An infant who turns his love/libido into anxiety when it cannot be satisfied is behaving exactly like an adult neurotic.

The barrier against incest

‘Normal’ development means the transmutation of the early sexual attachment to the mother into ‘affection’ i.e. aim-inhibited libido. One of life’s great tasks is overcoming this love and learning to reattach it to socially acceptable objects.

This happens partly due to internal psychic development but is hugely reinforced by social and moral pressures. In Totem and Taboo (1913) Freud writes about the fundamental taboo against incest which is, in his view, the beginnings of society and morality.

Nonetheless, incest remains a possibility in the unconscious mind, in dreams and fantasies.

Puberty is particularly rich in fantasies as the adolescent tries out various combinations of object and experiments with its new strong feelings obsessively in the mind, before attempting to put them into practice.

Some fantasies are particularly common: the adolescent’s fantasies of overhearing his parents having sex; of having been seduced in infancy; of having been threatened with castration; fantasies of life in the womb; and the so-called Family Romance, the fantasy of being the abandoned child of rich beautiful parents – a rationalisation of infantile perception of parental omnipotence.

In overcoming renewed childhood sexual fantasies about his parents the adolescent also has to make the crucial break with them; to rebel against parental authority, particularly the father.

Some people never make it and remain in thrall to their parents. Many women never properly escape and remain as loving and passive as they were in childhood. Girls have a tendency to rebel against their sexual destiny, against sexuality itself and to flee into exaggerated affection for siblings or parents. To become virgin carers.

It falls to some men to become the complete rebels against authority which are required by the furtherance of the race.

After-effects of infantile object-choice

These powerful loves of childhood cast a pall over the rest of our lives. Women often look for older, more mature, authoritative husbands who are quite obviously father-substitutes. Men, even more often, are looking for the unconditional love of their mothers.

Prevention of inversion

It seems that the presence in our childhood of the same sex parent as a figure of a) resented authority and b) sexual rivalry, contributes to our early love for the opposite sex parent, all of which is motivated by the hormones at puberty.

But if the family unit is disturbed, if one of the parents is lacking, this is a powerful accidental stimulus to homosexuality (innate predispositions aside).

SUMMARY

* Neuroses are the mirror image of perversions: both represent aberrations from normal sexuality. Neurotic symptoms are generally a reinvoking of infantile perversions, at least in fantasy and transferred symptoms, as libido flees an unbearable sexual situation.

* Perversions are the fixation of the libido onto particular components of sexuality at the expense of normal heterosexual genital union.

A disposition to perversions is an original and universal disposition of the human sexual instinct and ‘normal’ sexual behaviour is developed out of it as a result of organic changes and psychical inhibitions occurring in the course of maturation.

* Any departure from established sexuality is therefore an instance of developmental inhibition and infantilism, a regression.

* The sexual instinct is put together from various factors and, in the perversions, these components fall apart.

* ‘Normal’ sexuality integrates these instincts and submits them to socially-condoned genital aims.

* Children bring sexuality into the world with them. After an efflorescence of sexuality from ages 2 to 5 the sex instinct undergoes a repression, entering the latency period. Sexual feelings continue during this period but rerouted:

a) to develop secondary characteristics such as affection and friendship (aim-inhibited libido)
b) into ‘reaction-formations’ to sexual activities, which are now perceived as dirty, shameful, disgusting and so on, into a predisposition to receive moral education. These reaction-formations will be critical in establishing the channels along which libido can flow after puberty; too strong and they will react badly to the arrival of puberty and real sexual situations, causing all sorts of havoc, not least the flight into illness which characterises neurosis.

* Children develop through three phases: oral (breastfeeding), anal-sadistic in which ambivalence emerges, and phallic, part of which is the Oedipus complex. Then it is all buried in the latency period.

* The diphasic onset of sexuality i.e. in two stages, allowing for a latency period during which the socialising process can get going, seems to be a precondition for humanity’s civilised achievements. But, being so long and precarious, the latency period also explains mankind’s predisposition to neurosis and mental illness, and to the various failures and perversions of the sex instinct.

* The perversions of infancy, the finding of pleasure in erotogenic zones, returns with puberty but subordinated, as fore-pleasures, to the great act of copulation itself.

* Children find their first sex object in the opposite sex parent but this lust is repressed and redirected by the primeval psychological taboo against incest.

Factors interfering with development:

Every step on this long path of development can become a point of fixation, every juncture in this involved combination can be an occasion for a dissociation of the sexual instinct.

Constitution and heredity

Nature/nurture, which comes first? Imponderable. Except to say that in families with a predisposition to sexual failure, the men will tend to be perverts, the women, “true to the tendency of their sex to repression”, will become negative perverts i.e. hysterics.

Further modification

Whatever the hereditary predisposition, it is clear the sex instincts undergo further modifications:

Perversion: at puberty the libido may find the genital zone too weak for the tasks asked of it, and so revert to fixation on earlier infantile perverse zones.

Repression: the instincts in question are repressed and travel underground until they can find their expression disguised as hysterical symptoms. They can have perfectly normal sex lives but accompanied by psychological problems.

Sublimation: excessive sexual dispositions can be redirected into socially acceptable fields, thus yielding greater psychic efficiency and providing a strong evolutionary advantage. Maybe this is the reason why sublimation is the basis of much human mental life.

Reaction-formation: the building up during the latency period of strong counter-forces to perverse instincts, abetted by education which is designed to channel sexuality into ‘normal’ ends.

What we describe as a person’s character is built up to a considerable extent from the material of sexual excitations and is composed of instincts that have been fixed since childhood, of constructions achieved by means of sublimation, and of other constructions, employed for effectively holding in check perverse impulses which have been recognised as unutilisable.


Credit

All Freud’s works have complicated histories in translation. The Three Essays on the Theory of Sexuality were first translated into English in 1953 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. References in this blog are to the revised version, published in 1977 as part of ‘On Sexuality’, Volume 7 of the Pelican Freud Library.

More Freud reviews

Breakfast of Champions by Kurt Vonnegut (1973)

Breakfast of Champions is longer than the average Vonnegut novel at 270 pages in an old Panther paperback edition I have.

It’s experimental in several ways. Each paragraph is introduced with an arrow → making them seem more like disconnected apothegms than part of a consecutive prose text, and sometimes the paragraphs reduce to totally disconnected sentences. More like reading Nietzsche than a novel.

Then there’s the author’s amateurish but quite appealing drawings, at least one every two pages, sometimes two on a page, squeezing the prose out, like in a children’s book. I counted 119 of them. Here’s an example.

Page from Breakfast of Champions

And another one.

Goodbye Blue Monday by Kurt Vonnegut

It took Vonnegut a long four years to grind out Breakfast of Champions and several times he abandoned it. It had poor reviews and in later life he gave it a low rating among his works. But I like it. I think it demonstrates two of his leading characteristics.

1. It is chatty. It is like listening to an interesting guy who’s knocked about the world a bit, telling you funny anecdotes – about pornography, explaining how we’re all actually machines, leaning forward to impress on you that war is wrong, and so on.

2. And it is roomy. Having established this chatty, informal persona, Vonnegut can casually rope just about any subjects he wants into the so-called ‘story’.

For example, out of nowhere in particular comes this paragraph:

The Governor of New York, Nelson Rockefeller, shook Trout’s hand in a Cohoes grocery story one time. Trout had no idea who he was. As a science-fiction writer, he should have been flabbergasted to come so close to such a man. Rockefeller wasn’t merely Governor. Because of the peculiar laws in that part of the planet, Rockefeller was allowed to own vast areas of Earth’s surface, and the petroleum and other valuable minerals underneath the surface, as well. He owned or controlled more of the planet than many nations. This had been his destiny since infancy. He had been born into that cockamamie proprietorship.
‘How’s it going, fella?’ Governor Rockefeller asked him.
‘About the same,’ said Kilgore Trout.

That is a complete ‘section’, that’s all we hear about Governor Rockefeller. On the face of it this is some kind of satire against obscene wealth – the kind of stoned oppositionism which made Vonnegut such a hero of the counterculture and 1970s students. What I like about it though is its irrelevance. Its irreverent irrelevance. Its insouciance. He tells a story. Nothing much happened. It was a thing. OK. So long.

As to ‘plot’, well, the story follows events in the lives of two American men, Kilgore Trout, the failed author of hundreds of science fiction novels who we met a few years back in Slaughterhouse-Five and who appears in about five other Vonnegut novels; and Dwayne Hoover,  a Pontiac car dealer in the fictional town of Midland City, Ohio, who is on the brink of a nervous breakdown. The plot comes to a climax with them both meeting, by accident in a bar, and Trout’s presence being the thing which topples Hoover into his psychotic episode (beating up a bunch of people in the bar, his mistress and a couple of cops before being overpowered and taken to gaol).

Both characters contain elements of self-portraiture: Trout since Vonnegut himself struggled a) in his early, poor days against indifference and bad reviews, then b) when he was famous, against writer’s block; and Hoover since Vonnegut (apparently) suffered lifelong from depression, was on anti-depression medication and tried to commit suicide at least once. It is relevant that Vonnegut’s own mother committed suicide by an overdose of sleeping pills when he was 21 – not least because he tells us as much in chapter 17.

‘This is a very bad book you’re writing,’ I said to myself behind my leaks.
‘I know,’ I said.
‘You’re afraid you’ll kill yourself the way your mother did,’ I said.
‘I know,’ I said.

And he makes Dwayne’s wife, Celia, kill herself by drinking Drāno.

a mixture of sodium hydroxide and aluminum flakes, which was meant to clear drains. Celia became a small volcano, since she was composed of the same sorts of substances which commonly clogged drains.

For the richest and most powerful country in the world, America sure was, and apparently still is, full of very unhappy people.

The narrative arc is that Trout – based in New York – is invited to an arts festival taking place in (the fictional) Midland City, and has a string of adventures getting there, while Hoover is going mad in Midland City, disconcerting his various staff and employees at the Pontiac salesroom he owns.

But the real point of the novel is, I think, the way Vonnegut just adds all sorts of anecdotes, stories, jokes, pictures and reflections into it.

For example, the notion that Trout is almost supernaturally prolific allows Vonnegut to add in one-page synopses of Trout’s far-out science fiction novels. They come across as too simple to even be worked up into short stories, but they make excellent one-page diversions. There are at least ten of them, which add an extra layer of wackiness to the mix.

The fake naive style

What most distinguishes Breakfast of Champions from Vonnegut’s other books, and from any other book I’ve ever read, is the author’s deployment of a strategy of describing everything, even the most minute and obvious elements of life and society – as if to an alien who has never heard of them before.

Everything he mentions, almost anything, he stops the narrative to explain it as if to someone who has never heard of it before, often adding one of his drawings.

For example, right in the opening pages he sets out to piss off any conservative readers, and whip up his student fanbase, by treating America and its iconography as if it is inexplicably weird.

Trout and Hoover were citizens of the United States of America, a country which was called America for short. This was their national anthem, which was pure balderdash, like so much they were expected to take seriously… (Vonnegut quotes the entire lyric of the American national anthem)

There were one quadrillion nations in the Universe, but the nation Dwayne Hoover and Kilgore Trout belonged to was the only one with a national anthem which was gibberish sprinkled with question marks.

And:

If they studied their paper money for clues as to what their country was all about, they found, among a lot of other baroque trash, a picture of a truncated pyramid with a radiant eye on top of it, like this: (a hand-drawn illustration of the logo on an American dollar) Not even the President of the United States knew what that was all about. It was as though the country were saying to its citizens, ‘In nonsense is strength’.

A lot of the nonsense was the innocent result of playfulness on the part of the founding fathers of the nation of Dwayne Hoover and Kilgore Trout. The founders were aristocrats, and they wished to show off their useless education, which consisted of the study of hocus-pocus from ancient times.

As to American foreign policy:

When Dwayne Hoover and Kilgore Trout met each other, their country was by far the richest and most powerful country on the planet. It had most of the food and minerals and machinery, and it disciplined other countries by threatening to shoot big rockets at them or to drop things on them from airplanes.

All this was written as the Vietnam War reached its bloody climax:

Viet Nam was a country where America was trying to make people stop being communists by dropping things on them from airplanes.

If American authors want to say their country is rubbish, that’s fine by me – although I’d love to read about the backlash there must have been against Vonnegut by any kind of conservative writers, publications or institutions.

What interests me more is the wide-eyed innocence of this narratorial approach – as if he were not only explaining America to aliens, but to alien children.

Thus later on the narrator explains what a beaver is (with a drawing), what a clock tower is (with a drawing) what a gun is (a device for making holes in other people, along with a drawing), what an apple is (with a drawing), what a lamb is:

A lamb was a young animal which was legendary for sleeping well on the planet Earth. It looked like this:

To a large extent whether you like the book or not will be based on whether you can read hundreds of pages written in this faux innocent style, whether you find it liberating, or at least interesting, to see all human activity through these alien child’s point of view. Or whether you find it tiresome and almost demented.

Machines and chemicals

Closely related to the style is the delusion the author attributes to Dwayne Hoover of seeing all other human beings as machines. This is one of the ‘hallucinations’ which tips Hoover over into full-blown madness but we know, from the preface and from comments liberally sprinkled throughout the text, that Vonnegut often feels the same.

As for myself: I had come to the conclusion that there was nothing sacred about myself or about any human being, that we were all machines, doomed to collide and collide and collide. For want of anything better to do, we became fans of collisions. Sometimes I wrote well about collisions, which meant I was a writing machine in good repair. Sometimes I wrote badly, which meant I was a writing machine in bad repair. I no more harbored sacredness than did a Pontiac, a mousetrap, or a South Bend Lathe.

This conceit is used more for humour than bleakness. In fact the idea is most fully expressed in a book by Kilgore Trout which Dwayne reads in the cocktail bar at the climax of the novel and which brings on his fit. In the book, Trout writes:

‘Your parents were fighting machines and self-pitying machines,’ said the book. ‘Your mother was programmed to bawl out your father for being a defective moneymaking machine, and your father was programmed to bawl her out for being a defective housekeeping machine. They were programmed to bawl each other out for being defective loving machines.

‘Then your father was programmed to stomp out of the house and slam the door. This automatically turned your mother into a weeping machine. And your father would go down to a tavern where he would get drunk with some other drinking machines. Then all the drinking machines would go to a whorehouse and rent fucking machines. And then your father would drag himself home to become an apologizing machine. And your mother would become a very slow forgiving machine.’

If read in the right mood, this is pretty funny.

And Vonnegut sees human beings not only as machines, but as bags of chemicals:

I tend to think of human beings as huge, rubbery test tubes, too, with chemical reactions seething inside.

This comes over in the thread running throughout the text whereby the author refers to all kinds of aspects of the characters’ behaviours as being determined, not by free will, but by ‘the chemicals in their brains’.

A lot of people were like Dwayne: they created chemicals in their own bodies which were bad for their heads.

Vonnegut tells us in the preface that:

My own mother wrecked her brains with chemicals, which were supposed to make her sleep. When I get depressed, I take a little pill, and I cheer up again.

I know from personal experience what a huge difference medication for mental illness can make to a person. Chemical imbalances in the brain can certainly be life defining, character defining. Vonnegut lays this fact out with the same wide-eyed fake naivety as everything else from the American flag to apples.

Taken together the ideas that people are a) machines b) whose behaviour is largely determined by chemicals in their brains, dominate the book’s worldview.

Race

There’s a lot about race in the book. Of course the 1960s in America saw the rise of the Civil Rights Movement, the assassination of its leaders, and the growth of Black Power. How exactly the historical background seeps into the book I couldn’t say except that it is very aware of ‘the black problem’ and, as you would expect, Vonnegut is 110% on the liberal side, depicting southern slavery, southern bigotry, black crime rates and black incarceration rates as all aspects of white oppression.

Francine mused about the prison, where the guards were all white and most of the prisoners were black.

Then again, he crosses all kinds of lines which we, in 2019, have been taught to avoid. He uses the N word more than any modern writer would dare, mostly setting it down in his standard fake naive way, a way that conveys the outrage and injustice embodied in the word all the more powerfully for being used flat and blank.

Harry knew Dwayne better than did any other man. He had been with Dwayne for twenty years. He came to work for him when the agency was right on the edge of the Nigger part of town. A Nigger was a human being who was black.

There’s a lot more in the same ilk, some of it pretty disturbing. Here is Harry LeSabre, sales manager at Dwayne Hoover’s Pontiac dealership, talking with his wife, Grace.

‘Can the reindeer hear you?’ said Harry. ‘Fuck the reindeer,’ said Grace. Then she added, ‘No, the reindeer cannot hear.’ Reindeer was their code word for the black maid, who was far away in the kitchen at the time. It was their code word for black people in general. It allowed them to speak of the black problem in the city, which was a big one, without giving offense to any black person who might overhear. ‘The reindeer’s asleep – or reading the Black Panther Digest,’ she said.

The reindeer problem was essentially this: Nobody white had much use for black people anymore – except for the gangsters who sold the black people used cars and dope and furniture. Still, the reindeer went on reproducing. There were these useless, big black animals everywhere, and a lot of them had very bad dispositions. They were given small amounts of money every month, so they wouldn’t have to steal. There was talk of giving them very cheap dope, too – to keep them listless and cheerful, and uninterested in reproduction.

The Midland City Police Department, and the Midland County Sheriffs Department, were composed mainly of white men. They had racks and racks of submachine guns and twelve-gauge automatic shotguns for an open season on reindeer, which was bound to come.

This is bleak whichever way you view it. Is Vonnegut agreeing that there is a big race problem in America? The idea that blacks are given a small dole to stop them stealing is bleak satire. Should Harry and Grace’s attitude be taken as the average white middle class view of the day? And then the mass arming of the police against the coming of a race war even bleaker.

Sometimes Vonnegut combines his fake-naive approach to race with the conceit that humans are machines, to produce really bitingly dark satire. Thus, emerging from a porn cinema in Times Square, Kilgore Trout is propositioned by two hookers.

These were country girls. They had grown up in the rural south of the nation, where their ancestors had been used as agricultural machinery. The white farmers down there weren’t using machines made out of meat anymore, though, because machines made out of metal were cheaper and more reliable, and required simpler homes.

All America’s social problems are treated in the same way, with huge detachment as if we are all machines in a grotesquely malfunctioning factory.

Sex

Slaughterhouse-Five offended many Americans because of its dwelling on pornography. Not the writing of pornography, just Vonnegut dwelling on it as a symptom of human beings’ madness. Well, men’s. There’s a lot more of it in Breakfast of Champions.

Sex shops It turns out that Kilgore Trout’s numerous science fiction novels are generally bought up by pornographers purely to pad out their wank mags. This means that, before he sets off to the arts festival in Midland City, Trout spends some time cruising the sex shops around Times Square in New York.

Beaver shots Vonnegut goes to town on this, describing how hard core sex magazines advertise that they contain ‘wide open beaver’ shots i.e. photos of women with their legs and labia apart, for men to masturbate to. It’s a classic opportunity to use the false-naive approach to highlight the absurdity of men, women, sex, humanity.

At the time he met Dwayne Hoover, Trout’s most widely-distributed book was Plague on Wheels. The publisher didn’t change the title, but he obliterated most of it and all of Trout’s name with a lurid banner which made this promise:

WIDE-OPEN BEAVERS INSIDE!!!!!

A wide-open beaver was a photograph of a woman not wearing underpants, and with her legs far apart, so that the mouth of her vagina could be seen. The expression was first used by news photographers, who often got to see up women’s skirts at accidents and sporting events and from underneath fire escapes and so on. They needed a code word to yell to other newsmen and friendly policemen and firemen and so on, to let them know what could be seen, in case they wanted to see it. The word was this: “Beaver!”

Pictures of beavers from Breakfast of Champions

Pictures of beavers from Breakfast of Champions

When Dwayne was a boy, when Kilgore Trout was a boy, when I was a boy, and even when we became middle-aged men and older, it was the duty of the police and the courts to keep representations of such ordinary apertures from being examined and discussed by persons not engaged in the practice of medicine. It was somehow decided that wide-open beavers, which were ten thousand times as common as real beavers, should be the most massively defended secret under law.

There you have Vonnegut’s satirical view of the absurdity of sex, pornography and society.

The clitoris Trout has written an entire book about the clitoris (p.144) and how a man should pleasure a woman.

Penis size There is also a longish passage half way through the book, where Vonnegut tells us the precise penis lengths of all the male characters in the book. This feels like Tristram Shandy, the most famous example of learnèd wit, i.e. taking the mickey out of absurd scholarship and learning, updated to the era of the Kinsey Reports on sexual behaviour. In case you’re wondering:

Dwayne Hoover, incidentally, had an unusually large penis, and didn’t even know it

while:

Kilgore Trout had a penis seven inches long, but only one and one-quarter inches in diameter

at which point, in his fake-naive style, Vonnegut includes a drawing of an inch so that we know what we’re talking about.

Orgasms And this segues into a discussion of how many orgasms the main characters have per month.

Dwayne’s monthly orgasm rate on the average over the past ten years, which included the last years of his marriage, was two and one quarter. [Grace]’s monthly average over the same period was eighty-seven. Her husband [an assistant in Dwayne’s car dealership]’s average was thirty-six.

Cross dressing I was struck that Harry LeSabre is a transvestite. At weekends he likes to dress up in women’s clothes. His wife, Grace, is fine with this, but Harry is petrified lest it get out among his work colleagues.

Homosexuality And Dwayne is bothered because his son, George, has come out as gay, after having a terrible time at the military academy Dwayne sent him to when he was only a boy –

George Hoover went to Prairie Military Academy for eight years of uninterrupted sports, buggery and Fascism. Buggery consisted of sticking one’s penis in somebody else’s asshole or mouth, or having it done to one by somebody else.

with the result that he now insists on being called Bunny and plays piano in the cocktail lounge of the town’s Holiday Inn.

Role playing Earlier Dwayne took his secretary and lover, Francine Pefko, to the Holiday Inn where they made love but then Dwayne a) got really angry with her, shouting accusations, after which b) he collapsed into self pity and wanted her to be his Mommy.

He begged her to just hold him for a while, which she did.
‘I’m so confused,’ he said.
‘We all are,’ she said.
She cradled his head against her breasts.
‘I’ve got to talk to somebody,’ said Dwayne.
‘You can talk to Mommy, if you want,’ said Francine. She meant that she was Mommy.
‘Tell me what life is all about,’ Dwayne begged her fragrant bosom.

Prison sex A minor character, a black man just out of prison named Wayne Hoobler who’s been hanging round Dwayne’s Pontiac salesroom, reminisces about sex in prison.

He missed the clash of steel doors. He missed the bread and the stew and the pitchers of milk and coffee. He missed fucking other men in the mouth and the asshole, and being fucked in the mouth and the asshole, and jerking off – and fucking cows in the prison dairy, all events in a normal sex life on the planet, as far as he knew.

My point being that if a contemporary novel tackled these ‘issues’ it would be praised for being up to date and contemporary. But here’s Vonnegut writing about them 45 years ago. Nothing changes. Sex deranges everything.

The environment

But amid the satire about humans being machines driven by malfunctioning brain chemistry, about the madness of patriotism and wars, about the crazy attitudes to sex and the brutal racism of American society, there’s another strong theme which is environmentalism.

Right at the start of the novel Vonnegut describes Earth as a damaged planet, a dying planet, a wrecked planet, before we learn Trout’s theory that the atmosphere will soon become unbreathable and goes on:

He told Bill that humanity deserved to die horribly, since it had behaved so cruelly and wastefully on a planet so sweet.

The theme is picked up by the truck driver who Trout hitches a lift east out of New York with. As they drive through the wastelands of New Jersey, the driver laments how dirty and polluted the whole state has become.

‘And when you think of the shit that most of these factories make – wash day products, catfood, pop…’ He had a point. The planet was being destroyed by manufacturing processes, and what was being manufactured was lousy, by and large.

He said he knew that his truck was turning the atmosphere into poison gas, and that the planet was being turned into pavement so his truck could go anywhere.

And the theme is repeated big time when they drive through West Virginia and see how the landscape has been devastated by coal mining and Vonnegut, using the fake-naive approach, laments how crazy it is that people, because they own the minerals and oil and coal deep within the Earth, are allowed by our laws to devastate and pollute the surface of the Earth which we all inhabit.

The truck carrying Kilgore Trout was in West Virginia now. The surface of the State had been demolished by men and machinery and explosives in order to make it yield up its coal. The coal was mostly gone now. It had been turned into heat.

Summary

The experience of reading Breakfast of Champions is funny if disconcerting. The fake naive style, the casual way all kinds of topics are – race, sex, politics, war, environment – are treated with a deadpan straight face and reduced to absurdity by being illustrated with the author’s drawings, all this is often quite amusing.

But as soon as you stop and tabulate the themes, as I’ve done, you can see that just beneath the surface – and quite often on the surface – is world class depression, pessimism and nihilism.

In the last third of the novel Vonnegut himself appears as the author of the book and begins to play a role in it. We learn how he bought a pair of dark glasses on his way to Midland City where he walks into the same cocktail bar where Kilgore Trout is sitting and then watches the entrance of his character, Dwayne Hoover. He then shares with us the process of making up various secondary characters, giving them names and attributes and generally orchestrating the events which follow.

Not only does he tell us how he’s making the story up – in standard post-modern style – but he shares with us his worries about his mental illness (‘leaks’ in this extract is the term Vonnegut has developed to describe glasses and sunglasses).

There in the cocktail lounge, peering out through my leaks at a world of my own invention, I mouthed this word: schizophrenia. The sound and appearance of the word had fascinated me for many years. It sounded and looked to me like a human being sneezing in a blizzard of soapflakes. I did not and do not know for certain that I have that disease. This much I knew and know: I was making myself hideously uncomfortable by not narrowing my attention to details of life which were immediately important, and by refusing to believe what my neighbours believed.

I am better now.
Word of honour: I am better now

Much of these personal anxieties are present in Slaughterhouse-Five but there they are contained and channelled into the vivid description of, and emotional reaction to, Billy Pilgrim’s terrible war experiences. They are justified by the genuine nihilism of war. That’s what makes Slaughterhouse-Five a classic. The subject justifies the deranged treatment. The reader thinks: well, having been through what Vonnegut went through, I’ll give him any amount of leeway in how he presents it.

But Vonnegut is all too aware that this novel completely lacks the historical authenticity and punch of its predecessor. It lacks the excuse of being about a Big Subject.

For sure, he excoriates every aspect of American society and human nature which he can get his hands on but, as a result, the book not only lacks focus but lacks a justification. Instead, you keep circling back to find Vonnegut’s face, staring out at the reader in mute despair.


Related links

Kurt Vonnegut reviews

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke* – Spaceship Galaxy is hijacked and forced to land on Europa, a moon of the former Jupiter, but the thriller aspects are only pretexts for Clarke’s wonderful descriptions of landing on Halley’s Comet and the evolution of wild and unexpected new forms of life on Europa

Captain James Cook: A Biography by Richard Hough (1994)

A grave, steady man.
(James Boswell describing Captain Cook, quoted page 342)

I’ve covered a lot of the detail of the three epic voyages of discovery carried out by Captain James Cook in my review of the current exhibition about them being held at the British Library in London.

That review includes detail of the routes, the places ‘discovered’ and first mapped by Europeans (Tahiti, New Zealand, Hawaii, among many others) and the baleful impact which First Contact with white men had on the native peoples of those places.

Having put all that factual information, and discussion of the attendant cultural controversy, down in another place, this in a sense frees me up to enjoy Hough’s rather old-fashioned biography as a straightforward narrative of derring-do and adventure.

Space and detail

Hough (pronounced How) takes us deep into the day-to-day experience of being an officer or ordinary sailor or one of the scientific passengers, on these extraordinarily bold and dangerous voyages – cooped up in a ship 100 foot long by 28 feet wide for months on end in often terrible weather, with food and water which, after about a month, had become inedible and foul. It is no surprise to learn that drunkenness and fighting among the crew were a permanent problem, with some of the crew being drunk from morning to night, and one man on the first voyage drinking himself to death.

During his career Hough wrote a variety of historical books, but was mostly a specialist in maritime history. He was born in 1922, which means this biography of Cook was published when he was 72 years old. No surprise, then, that it is rather old-fashioned in tone and approach.

Hough gives space at the appropriate points to the scientific motives of the voyages, to the behind-the-scenes politicking at the Royal Society and the Royal Navy which provide the context for the voyages, to the way Cook’s discoveries were appropriated by others (the self-promoting naturalist Joseph Banks being the glaring example), were frequently sensationalised and misreported in the press, and so on.

He deals extensively with Cook’s encounters with the native peoples of the places he ‘discovered’, and gives a better sense of their interactions than the exhibition does. The exhibition is at pains to emphasise the baleful consequences of Cook opening up these places and peoples to colonial exploitation, whereas Hough has the space in his 450-page-long book to go into great detail about the complex mutuality of many of these encounters and their diversity: some natives were friendly and welcoming, some were fierce and antagonistic; some lived in sophisticated cultures with complex religions, others lived stark naked to the elements, with no clothes, or homes or tools of any kind; some, like Queen Obadia and King Tiarreboo of Tahiti, become good friends of Cook and his officers through repeated visits.

But at its core – and what makes his book, I think, so enjoyable – is Hough’s own deep feeling for the perils and pleasures of sailing the seven seas. Although he nowhere explicitly states it, it is quite clear that Hough was an experienced sailor himself, and had visited at least some of the exotic and distant locations he is writing about, by boat.

Anyone who has sailed these waters off present-day Christchurch will appreciate how easy it was for Cook to misidentify Banks Peninsula for an island. (p.158)

This writer, arriving at Easter Island by sea and at early dawn, can attest to the discouragement to landing the fierce visages and giant size of these statues engender. (p.289)

Thus his book contains numerous moments of insight into the precise mechanical workings of an 18th century sailing ship, of the weather and sea conditions to be found on the seas which Cook sailed, and goes into fascinating detail about the great range of jobs and tasks required to keep a ship afloat and sailing.

Hough places you right there, hearing the creak of the rigging, feeling the salt spray in your face, sharing the excitement of the crew when land is sighted after weeks of being cooped up in the stinking, bickering environment of the ship.

It is, for example, typical that before each of the three voyages, Hough not only takes you through the extensive repairs and refurbishments made to each of the ships Cook sailed in, but goes to great pains to name and describe every member of the crew – their names, where they were from, their sailing experience and personalities, with indications of how they bore up during their three-year-long ordeals, right down to the 12-year-old cabin boy.

Map of James Cook's three voyages

Map of James Cook’s three voyages

Mingled in among the narrative events are moments of pure lyricism with which Hough explains the lure of the sea, and the excitement of discovery.

On the ill-fated third voyage Cook took along two junior officers, William Bligh, a young arrogant but competent map-maker whose harshness, 12 years later, was to cause the infamous ‘Mutiny on the Bounty‘ – and young George Vancouver, who joined Cook’s second expedition at the age of 15. At the moments when they hove into view of new islands, or set out to explore new coastlines, discovering new sounds, bays and inlets, we share with them the raw thrill of discovery which drove Europeans all around the world, on the most cockamamie expeditions.

The audience of political correctness

I’ve watched and read over the past 40 or so years as history writing has become more ‘diverse’ and ‘inclusive’. In practice this hasn’t meant many more black or non-white people writing history, it has meant that the same type of white, upper middle class, private-school-educated academics, writing on the pretty much the same old subjects, but now going out of their way to comment on 1) the presence or absence of women, and 2) the oppression of non-white peoples.

Fine. Some of this approach sheds drastically new light on old subjects, like Alan Taylor’s mind-expanding history of the colonisation of America, American Colonies, which begins 30,000 years ago with the arrival of the first humans in Alaska, and goes on to explain the staggeringly diverse range of ‘races’, nations and cultures which, right from the beginning, made up America’s multi-racial societies. A book like that completely changes your view of the subject.

But in other writers’ hands – and especially in (by necessity) the restricted space of exhibition guides and wall labels – it can sound like tokenism and box-ticking.

An aspect of the rise of identity politics and political correctness in history writing is that it can result in text which is surprisingly simple-minded, almost childish. In the several exhibitions about queer art which I’ve visited over the past few years, the curators take it upon themselves to explain that ‘same sex desire’ was once forbidden and even punished by western societies.

Reading something like this makes me wonder what age group the curators are targeting. Most of the people I see at art galleries and exhibitions are quite clearly retired, educated middle-class people in their 60s and 70s. Do you really need to explain to the average, educated, middle-class exhibition-goer that homosexuality used to be illegal? Do you think they didn’t know that?

Similarly, at the British Library exhibition about Cook’s voyages, I was struck by the naivety of some of the wall labels, like the one which pointed out that:

Violence is part of the story of James Cook’s voyages, as it is of other European expeditions of this era.

What age group would you say that is aimed at? 11 year-olds? 8 year-olds? Surely not the grey-haired old retirees I was surrounded by.

And in case you didn’t know what ‘violence’ means, the display the label refers to contains a musket which, it explains, is a kind of old-fashioned gun. And a ‘gun’ is a ‘weapon’. And ‘weapons’ are often used in ‘violence’. Get it now?

Next to a map which Cook created of Tahiti is another wall label:

Claiming of already populated lands was a common feature of European exploration.

How old do the curators think we are? 11?

This is what I mean when I say that modern, politically correct identity politics/feminism/post-colonial theory can sometimes end up treating its audience like small children, as if they have to explain every aspect of human nature from scratch, as if we’d never heard of same-sex desire, or violence, or colonialism, or slavery before.

Hough assumes we are adults

This is what makes Hough so enjoyable: he treats his readers as adults who know about the world. Thus he takes it for granted that the main entertainment of the tough, illiterate ship’s crew was getting drunk and fighting – which we know about because of the litany of disciplinary measures Cook recorded in his logs.

Prostitutes

And Hough expects you to understand that it was standard practice for the 80 or so crew members, whenever they hit land, to go looking women. In Westernised ports like Cape Town or Batavia, this meant prostitutes. In the islands of the Pacific, it meant native women. But this is where the voyages were so memorable for the men because there were well-established traditions of native women happily giving themselves to visiting men – with the full approval of their own menfolk. Which obviously made a big impression on British sailors brought up in our sexually repressed culture.

Tahitian women

Thus every landfall in most of the Pacific islands was accompanied by an impressive amount of sexual activity, sometimes in the open, in full view of passersby. Hough, it seems to me, treats us adults who expect rough sailors to behave this way, and so are not as shocked as feminist art curators. Taking the human nature of humans for granted allows Hough to move on to the more interesting aspects and consequences of these cultural encounters, for example the way that many of the English men and native women formed real attachments, which led the women, for example, to follow the ships in canoes when they set sail, and to greet some of the same sailors when they returned three years later, with genuine joy.

A Young Woman of Otaheite bringing a Present. Print of a drawing by expedition artist John Webber (1777)

A Young Woman of Otaheite bringing a Present. Print of a drawing by expedition artist John Webber (1777)

STDs

But it also led to the spread of venereal disease and Hough shows how Cook repeatedly tried to establish the origin of these diseases and tried to enforce bans on his own crew when they arrived at new tropical island (like Hawaii, discovered only on the third voyage) to prevent the natives being infected. The failure of Cook’s strict bans, despite being enforced with flogging the sailors, tells us more about the indefatigableness of human nature than all the exhibition wall labels in the world.

Buggery

Hough makes only a passing mention of the fact that ‘buggery’ was rife below decks. He takes it for granted that 70 or 80 rough, physically fit men, cooped up in a very small space for long periods, will indulge in sodomy, even though it was forbidden and punishable by lashes of the whip. A very different world from the ‘same sex desires’ of the kind of Bloomsbury ladies depicted in Tate’s Queer British Art but one any man who went to a boys’ school will know about.

The lash

Hough assumes that we understand that maintaining discipline among drunk, potentially violent men, required severe physical punishment, namely tying wrong-doers to a wooden frame and whipping their bare backs till they bled. If the member of crew tasked with doing the whipping refused, he too was whipped. Unbelievably harsh to modern thinking, but Hough expects us to have an adult appreciation that most lives, for most of the past, have been bloody and brutal.

Crossing the line

I’d forgotten the tradition that when the ship crossed the equator, every crewman and passenger who hadn’t done it before, was locked inside a kind of wooden cage, suspended by rope from a yardarm, and then dropped several times its own height into the speeding waves, so that the man trapped inside was totally submerged, three times. One of the several officers who kept diaries of the voyage remarks how some of the men revelled in demonstrating their toughness, while others were visibly distressed after just the first drop and wept after the second. The tradition continues to this day, though nowadays is an excuse for a party. bring back the dunking cage, I say 🙂

The purpose of history

For me history has at least three purposes.

1. One is as pure entertainment. I bet most people read history books as they read thrillers or rom-coms, for the entertainment, for the characters, for the amazing things people got up to / endured / achieved and so on. There’s as much sex, intrigue and violence in the Tudors as in a Hollywood blockbuster, which is why books and TV shows about Henry VIII never go out of fashion.

2. A second, more straitlaced motive is to understand how we got here today by reading about our forebears in Britain, Europe, America or wherever, to better understand what happened and why it’s led us to the current situation. The ‘those who fail to learn from history are doomed to repeat it’ school of thought. Winston Churchill said that, by the way.

3. But for me there’s also a psychological-cum-moral purpose – which is to expand the reader’s mind and broaden his or her sympathies.

Reading about the past not only often amazes us at how people lived then, what they had to endure, what they achieved despite it all – but also transports us into the minds of people with completely different expectations and values from us. The more effort we make to think ourselves into others’ places, hundreds of years ago, thousands of miles away, the more we exercise our minds and extend our sympathies.

Instead of rushing to judge people of the past according to the values of today, I think it is more profitable to make the imaginative effort of really immersing ourselves in their world and values, the better to understand:

  1. what they believed and why they did what they did
  2. the vastly different technological, economic, social and cultural conditions they lived under
  3. and so to better understand at least part of the tortuous, labyrinthine, and often unexpected ways in which the past has led up to the present

This, in a nutshell, is behind all the different ways I’m opposed to what I’ve, rather simplistically, called political correctness, in history and historical exhibitions. Political correctness rushes to judge people in the past. I think we should be patient and try to understand them on their own terms.

The livestock

I didn’t realise 18th century sailors took so much livestock with them. Many of the sailors had dogs, and Joseph Banks was notorious for his attachment to his two prize greyhounds. But they also took sheep and pigs and goats, partly to butcher and eat, partly to be gifts to native peoples on the other side of the planet, as well as coops of hens to provide fresh eggs. This meant that wherever they stopped to gather wood and water, they also had to cut grass, a lot of grass, solely as provender for the livestock. And imagine clearing up the piles of poo every day!

By the time of the third voyage, King George III, the official sponsor of all of the voyages, had seen and learned about conditions among the native peoples which his expeditions had claimed for the British Crown. Not least because the second voyage brought home Omai, a Pacific Islander Cook had met in Tahiti, and who became the sensation of fashionable London during his two-year stay in Britain (1774 to 1776).

As a result ‘farmer’ George, as he was nicknamed for his interest in improving agriculture in Britain, decided to send the poor benighted Pacific Islanders a suite of farm animals which they could breed up, encouraging them to convert their primitive agriculture into modern, mixed British farming best practice.

Thus Cook found himself lumbered with direct orders from the king to transport a number of sheep, rabbits, a mare, a stallion, a large number of sows and several hogs, two cows with their calves and a bull, to the other side of the world and given as gifts to the king of Tahiti. Plus a peacock and a peahen, special gifts of Baron Ponsonby of Sysonby.

All on a boat little more than 100 foot long!

For the entire three-year duration of the first voyage, the officers’ tea was provided with milk by a goat, who never failed to deliver, day after day, for a thousand days. It survived all the way back to Britain where Joseph Banks bought her a collar to celebrate her achievement, and commissioned a Latin tag to go on the collar from no less a luminary than Dr Johnson, who obliged with:

Perpetua ambita bis terra preamia lactis
Haec habet altrici Capra secunda Jovis

Which roughly translates as:

In fame scarce second to the nurse of Jove
This goat, who twice the world had traversed round,
Deserving both her master’s care and love,
Ease and perpetual pasture now has found.

Death and Captain Cook

Most accounts of Cook’s voyages focus on their scientific achievement, their mapping and charting, their discoveries of ‘new’ lands (new to Europeans), and the first interactions of Westerners with native peoples in a variety of locations, some peaceful, some violent, all of which – in the long run – would disrupt and decimate their societies.

But one way in which a past as remote as 250 years ago is distant from us is in its attitude towards death. The politically correct tend to think that any deaths, indeed any violence carried out by people and regimes from the past, should be judged against the highest standards of modern, peaceable Western society and held to account as in a courtroom.

But it’s not defending the behaviour of anyone in the past to point out that, 250 years ago, death from all sorts of causes was much more common than it is now. The ubiquity of death – the deaths of his own family, of soldiers and sailors he served with, of crewmates and colleagues – all help to explain the sometimes apparently ‘casual’ way Cook and colleagues responded to the deaths of the native peoples they encountered.

So in among the amazing stories, the colourful characters and the breath-taking scenery, I became interested in Hough’s relating of the many deaths which surrounded Cook all his life, and therefore the presence of death as a theme in Captain Cook’s biography.

In fact there are so many deaths sprinkled throughout the book, that I’ve restricted this selection of examples to just the First Voyage.

Death in Cook’s family

  • Cook’s parents, James senior and Grace, had eight children. Four died in childhood, one as he turned 20, leaving only James and two sisters to survive into adult life.
  • Cook had six children with his wife, Elizabeth who lived to the following ages: James 31 (drowned at sea), Nathaniel 16 (lost at sea), Elizabeth 4, Joseph died at 2 weeks, George died at 3 months, Hugh died at 16 of scarlet fever. None of his children lived long enough to have children of their own.

Death in war with France

  • Off Plymouth in 1757 Cook was crew aboard the Eagle which was in a fight with the 50-gun French ship Duc d’Aquitaine, the Eagle‘s cannon killing 50 Frenchmen, their cannon killing 10 of Cook’s shipmates, wounding 80! Imagine the sound and the sights and all the blood and body parts.
  • As warrant officer on the HMS Pembroke Cook observed no fewer than 26 of the crew dying of scurvy with many more ill or permanently incapacitated – as on more or less every European ship sailing any distance during this era.
  • Cook’s ship took part in the siege of Louisbourg, the French fort at the mouth of the St Laurence Waterway in Canada.
  • Cook took part in General Wolfe’s campaign to capture Quebec and therefore Canada and therefore for the British Empire. During the campaign the Pembroke‘s captain died of an unspecified illness, Cook was involved in trying to repel fireships from the British fleet and, in another incident, was laying buoys from a small boat which was ambushed by canoes manned by French soldiers and native Americans fierce for scalps. Cook’s boat only just made it to land ahead of the canoes, where British soldiers scared the French off. During an abortive amphibian landing Cook’s ship was one of several laying down suppressing fire, but when the landing failed had to receive back on board many wounded and dying soldiers.

Death voyage one (1768 to 1771)

  • ‘Peter Flower seaman fell overboard and before any assistance could be given him was drowned’ in Rio da Janeiro harbour (p.84)
  • 16 January 1769 Banks leads a disastrous expedition into the interior of Tierra del Fuego, setting off in fine weather, but getting lost in a maze of small trees as the temperature plummeted, it started to snow, and the beleaguered troop of ten men struggled to stay alive through the night. Artist Alex Buchan had an epileptic fit, but it was Banks’s two black servants, Richmond and Dorlton, who had filched a bottle of brandy, drunk it all and died of exposure. (p.95)
  • After being caught stealing some sealskin his comrades were going to divide up and make into tobacco pouches, quiet 21-year-old marine, William Greenslade killed himself by throwing himself overboard. (p.102)
  • On 15 April 1769 in Matavai Bay on Tahiti, after a couple of days of happy interaction with the local inhabitants, one of them makes a lunge for one of the marine’s muskets and, as he runs off, is hit and killed by a fusillade from the other soldiers. (p.114)
  • In the same day, back on the Endeavour, the artist Alex Buchan has a severe epileptic fit and dies. (p.114 )
  • On 26 June 1769 Cook and senior officers were welcomed by King Tiarreboo who proudly displayed his collection of human jawbones, and they learned that the previous year the King’s army had invaded the territory of neighbouring Queen Obadia, killing a large number of her subjects, burning down their huts and stealing their livestock. This explained the desolate landscape and piles of bones which Cook and Banks had observed. (p.130)
  • Back at sea, on 27 August, the boatswain’s mate, John Reading of Kinsale, County Cork, drank three half pints of raw rum and died as a result.
  • On 9 October 1769 they landed at a wide bay of what they came to realise was New Zealand. When three Maori warriors approached the landing party and one came forward threatening with his spear, the cox in charge of the boat ordered soldiers to fire over their heads and, when he came very close, at him. Te Maro was the first Maori killed by the British.
  • Next day a Maori whipped the curved sword from the waist of astronomer Green, and the Brits initially fired birdshot which peppered him but, as he ran off, Surgeon Monkhouse fired his musket and killed him.
  • Later the same day, on the way back to the ship, they encountered two rafts paddled by Maoris and tried to corner one in order to take the natives aboard the Endeavour, show them trinkets and prove how friendly we are. But the Maoris put up a stiff resistance, throwing rocks and anything they could reach so that the Brits eventually fired muskets into the canoe, killing four Maoris.
  • 9 November 1769, in a different bay, while Cook was exploring the man in charge of the landing party, John Gore was trading with natives. When one of them stole a roll of cloth and ran away, Gore levelled his musket and shot him dead. (p.147)
  • 30 April 1770, in Botany Bay Australia, seaman Forby Sutherland died of pneumonia contracted on Tierra del Fuego, the first Briton to die in Australia.

Death in Batavia

In November 1770 the Endeavour reached Batavia, main city of the Dutch East Indies (now Jakarta). They were relieved to see white men and have access to all the joys of civilisation again, after more than a year either at sea or among native peoples, and also relieved to be able to make repairs to the Endeavour which was in poor shape after enduring such a long voyage, and a number of fierce storms.

But it proved to be a fatal stay. Batavia had been laid out in a grid of canals by the Dutch East India Company but these had silted up and become reservoirs for mosquitoes as well as a host of other tropical diseases.

  • ship’s surgeon Bill Monkhouse 5 November died of malaria
  • 11 November the Tahitian native they’d brought along to act as interpreter, Tupia, died, as did his servant, Taita
  • seamen John Reynolds, Irishman Tim Rearden, John Woodman, marines corporal John Truslove, Sydney Parkinson the wonderful artist and illustrator, the Finnish naturalist and artist Spöring, who had been recommended by Linnaeus, John Ravenshill the ship drunk
  • 31 January 1771 ship’s cook John Thompson, carpenter’s mate Benjamin Jordan, and seamen James Nicholson and Archibald Wolfe
  • February 1771 – midshipman John Bootie, gunner’s servant Daniel Roberts, the surgeon’s brother Jonathan Monkhouse, boatswain John Gathrey, marine John Preston, carpenter John Satterly

In all some 34 of the crew died soon, or from lingering effects of disease caught in Batavia on the journey back across the Indian Ocean and up the Atlantic coast of Africa. Both Cook and Banks were laid low for a while with fevers, but recovered. For a man as proud of caring for his men’s health as Cook, it was a devastating blow.

Death and cannibalism

  • 16 January 1770, in a cove on the New Zealand coast, Cook and his translator Tupia are invited to dinner by a Maori family who explain that they are cannibals. A group of enemies had attacked this tribe, seven had been killed and then – eaten. Some of the sailors saw a native eating the meat off a human arm bone. 20 January some Maori canoes come alongside, sporting dried human heads as decoration.

On the second voyage there were two ships, Resolution captained by Cook, and Adventure, captained by Tobias Furneaux. On 17 December 1773 Furneaux sent a cutter with ten men, commanded by midshipman Rowe, to collect wild greens for the crew. It never returned and next day another cutter went in search and, at a beach they’d named Grass Cove, found hundreds of Maoris and the body parts of their colleagues.

Dogs were chewing at the discarded entrails of four or five men, and they found the eyes, hearts, lungs, livers and heads of their comrades … various feet and Rowe’s left hand (identified by its scarred forefinger) roasting on fires or scattered on the ground.

Over the next few years all visits to New Zealand confirmed that the Maori were cannibals who cooked and ate the bodies of the enemies they defeated in battle. Possibly the white men had got angry, maybe fired a few shots, then were lynched. Possibly they interrupted a native religious ceremony, and sparked the wrath of the celebrants. No one will ever know for sure.

The head of a New Zealander by Sydney Parkinson (1773)

The head of a New Zealander by Sydney Parkinson (1773)

But one of the notable aspects of this clash of cultures was the relative restraint the white commanders showed: his men wanted Furneaux to launch a massive bombardment with all the ships canon to devastate the area, but he resisted. Three years later, when Cook returned to the same area on his third expedition, the men again urged their captain to take devastating retaliation but Cook resisted. He even hosted the king of the tribe associated with the murders, Kahura, in his cabin.

Cook’s sense of guilt

This brings out a central thread of the book, which is Cook’s consistent concern to be fair to the natives, to be considerate and courteous, to pay for everything the crews bought, and to submit to quite a few (to him) incomprehensible religious and civic ceremonies. When he discovered crew members ill-treating natives, or when his subordinates were found guilty of shooting natives, Cook was always incensed, and quite a few were punished with floggings.

And yet the book also lists a steady litany of misunderstandings on both sides, and a steady pile of native corpses which builds up. The white men had cannon and muskets. With every misunderstanding which degenerated into violence, the white men (usually) triumphed. And every incident was a nail hammered into Cook’s agonised awareness that although he was carrying out his Majesty’s instructions to the letter, although he conducted his scientific enquiries, collected biological specimens and made endless maps as ordered – that despite all his good intentions, Western contact with First Peoples was fated to be disastrous.

At Ship Cove in New Zealand, in June 1773, Cook wrote in his Journal of the native Maori:

To our shame as civilized Christians, we debauch their morals already too prone to vice, and we introduce among them wants and perhaps disease which they never before knew and which serve only to disturb that happy tranquility which they and their forefathers enjoyed. If anyone denies the truth of this assertion, let him tell me what the natives of the whole extent of America have gained by the commerce they have had with Europeans. (quoted p.264)

And it was, of course, disastrous for Cook himself, who was cut down in Kealakekua Bay, on Hawai’i island, as a result of a series of cultural misunderstandings with the islanders, which escalated into a bloodbath, described in harrowing detail by Hough on pages 412 to 427.

Cook’s brutal murder stands to this day as a symbol of the tragic ease with which minor cultural confusions can escalate into mass murder, and a gory prophecy of all the massacres which were to follow.

The death of Captain James Cook, 14 February 1779 by Johann Zoffany

The death of Captain James Cook, 14 February 1779 by Johann Zoffany

Cook is cooked

After the fight ashore in which Cook and four marines were stabbed and hacked to death, one of the two boats bombarded the shore while Captain Clerke, taking command, evacuated the remaining men ashore. Some of the chiefs, forlorn at Cook’s murder, promised to reclaim his body for the white men. But next day all they were able to offer was some cooked flesh from Cook’s body and some bones.

This gave rise to the enduring myth that Cook was eaten by cannibals.

No – the Hawaiian Islanders who killed Captain Cook were not cannibals. They believed that the power of a man was in his bones, so they cooked part of Cook’s body to enable the bones to be easily removed. It was the cooking of his body which gave rise to the rumour of cannibalism.

A week after his death, what remains of Cook had been recovered (being the captain’s hands, the scalp, the skull, the leg bones, lower jaw and feet, p.433) were buried at sea in Kealakekua Bay, Hawaii, Captain Clerke assumed command but soon died of tuberculosis and the expedition was commanded for another fourteen months by the American John Gore, and navigated by 28-year-old martinet and expert chart-maker, William Bligh. They sailed north to chart the Sandwich Islands in greater detail, and then all the way north to Alaska to have another – futile – attempt to find the mythical North-West passage.

Elizabeth Cook

His wife, Elizabeth Cook, survived not only her husband by 56 years (he died in 1779, she died in 1835) but all of their children who died young, the three eldest sons aged 31, 16 and 16. On four days a year, the deathdays of her husband and three boys, she fasted and spent the day reading the Bible, and, according to the memoirs of her second cousin:

like many widows of sailors, she could never sleep in high wind for thinking of the men at sea. (p.444)

This may be an old-fashioned book but, partly for that reason, it is sympathetic and moving.


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