Jacob’s Room by Virginia Woolf (1922)

Words have been used too often; touched and turned, and left exposed to the dust of the street…
(Woolf’s sense of exhaustion and futility, page 88)

What people go through in half an hour!
(Woolf’s profound sense of the unhappiness of life)

Virginia Woolf was mad* and, I think, in this book as elsewhere, it really shows. She had a lifelong history of mental illness and ended up committing suicide. Reading this book, her third novel, helps you, I think, to understand why.

The basic subject matter is simple, insultingly simple, really: it’s another Bildungsroman or coming-of-age or growing-up novel about a clever young man from ‘the provinces’ named Jacob Flanders. The novel twist is the way the nominal protagonist, Jacob, is actually absent from most of the narrative.

We first meet Jacob as a boy on a beach holiday in Cornwall with his (widowed) mother, Betty Flanders. Then we see him roaming up the hill behind the family house in Scarborough. The local vicar and schoolmaster recommend him for Cambridge and lo and behold, in the following chapter we meet him there, hanging with other undergraduates, declaring, as if he’d invented the thought, that Greek literature is better than all modern literature. Virginia takes the opportunity to mock crusty old dons.  Then he graduates and moves to London where he meets ‘Life’ in the form of boring parties, does boring research at the British Museum and, as far as I could tell from the text, becomes involved with a prostitute, Florinda (in fact, I was wrong: Wikipedia tells me that Florinda is a sexually permissive art student; my mistake indicative of the way it’s often hard to make out exactly what’s going on.)

So far, so boring, so very like E.M. Forster’s worst novel, The Longest Journey, which describes the growth from boyhood of another provincial youth who goes up to Cambridge, knocks around with other callow undergraduates who all worship Greek literature and think they’ve invented being clever, before going on to discover how disappointing the world of work is (he becomes a teacher and is slowly crushed by the mundanity of it). So far, so dull, narrow and predictable.

But in literature it’s not the (over-familiar) subject matter, it’s the treatment of it which you pay for, and it’s here that Woolf is either a genius or a deeply disturbed individual, depending on your point of view.

A personal digression on mental illness

My sister had serious post-natal depression for years and is still on medication. Both her kids have mental health issues. At uni I went out with a woman whose mother was a schizophrenic, a trait she passed onto my girlfriend’s (deeply disturbed) brother and which darkened the lives of everyone in their family. My best friend at school had a nervous breakdown at university, jacked it in and ran off to the Continent, to the distress of his parents. Both of my children had troubled teenage years, my daughter cutting herself, my son developing month-long psychosomatic migraines which kept him off school for over two years. In the end I packed in my job to look after them both and try to get their lives back on track, but I found myself suffering a kind of secondary stress from the endless worry and ended up needing anti-depressant medication myself.

A few years ago my wife had the bright idea of taking me to see the stage production of ‘The Curious Incident of the Dog in the Night-Time’ in the West End. The production used flashing white lights and loud sound affects to do an excellent job of taking you inside the mind of a severely autistic boy, so good that after ten minutes or so I had a panic attack and, at first, sat with my fingers jammed in my ears, rocking backwards and forwards, humming loudly myself to try and block out the chaos. Eventually I could stand it no longer and pushed along the aisle of seats and ran through the labyrinth of corridors till I burst out into the fresh air of Soho, leaned against a lamp-post and threw up. It took me the rest of the evening to calm down and days and days to get back to feeling ‘normal’ and being able to smile.

Reading ‘Jacob’s Room’ made me feel a bit like that. I experienced it as a kind of assault on my mental health and equilibrium. I’m glad it is so short (160 pages) because much more would have been bad for my sanity. Having finished it I went out in the garden and start the weeding and pruning, in the winter sunshine, to try and regain my balance.

Fragments

‘Jacob’s Room’ was Woolf’s third novel and the one in which she really announced herself as an experimental novelist, shedding Victorian novelistic conventions left, right and centre in order to achieve her effects. Fans of Woolf focus on her concern to ignore the traditional contexts of plot, scene or character, and instead zero in on fragments and details. These include:

  • focusing on very peripheral details of a scene or location
  • giving fragments of speech with no attempt to report a complete or coherent dialogue
  • jumping from one half-completed scene to a completely new scene with no explanation or introduction
  • jumping into the middle of conversations without bothering to report the start or finish
  • mentioning characters as if we ought to know who they are despite never having mentioned them before (e.g. ‘old Mrs. Temple’ who pops up for a passing appearance in chapter 7)

The London chapters are littered with descriptions of London street scenes which describe random passers-by, people begging or pitifully selling shoe laces or whatnot, crammed into paragraphs which either convey a marvellous panorama of London life or are the dazed fragments of an alienated mind, according to taste.

The book is all about fragments and a deliberately skittish, mosquito jumping from fragment to fragment. At moments I enjoyed this, at others I didn’t. Why?

I very much liked the opening chapter which is, I think, brilliant. It starts with Jacob’s mum, Mrs Betty Flanders, on holiday in Cornwall, sitting on the beach writing a letter, and something’s made her start to cry and the scene is depicted through her tears.

Slowly welling from the point of her gold nib, pale blue ink dissolved the full stop; for there her pen stuck; her eyes fixed, and tears slowly filled them. The entire bay quivered; the lighthouse wobbled; and she had the illusion that the mast of Mr. Connor’s little yacht was bending like a wax candle in the sun. She winked quickly. Accidents were awful things. She winked again. The mast was straight; the waves were regular; the lighthouse was upright; but the blot had spread.

I see what Woolf did here, I understand the effect she’s aiming for, I thought it was brilliant and fresh. Incidentally the sentence ‘Accidents were awful things’, jarringly pasted into the stream of her thoughts, indicates the cause of her crying, thinking about an accident in which a friend has died. So you have a brilliant description of what she sees through tears and a deliberately hyper-elliptical reference to the cause of the tears.

It starts to rain and Betty makes her kids pack up their things and scamper from the beach up to the boarding house. Here she gives them tea and puts them to bed as the rainstorm continues outside and the chapter ends by zooming in on one of the kids’ buckets abandoned in the garden.

Outside the rain poured down more directly and powerfully as the wind fell in the early hours of the morning. The aster was beaten to the earth. The child’s bucket was half-full of rainwater; and the opal-shelled crab slowly circled round the bottom, trying with its weakly legs to climb the steep side; trying again and falling back, and trying again and again.

Brilliant.

I think I liked the two details I’ve selected, crying on the beach and the garden in the rain, (or I understood them) because they are both visual effects, they paint a very vivid visual picture indeed. In subsequent chapters the incidence of these visual details falls away as the book becomes increasingly psychological. As Jacob grows into a student he becomes steadily less interesting (having had two of my own, I know that student-aged people are a lot, lot less interesting than small children: small children are joyous and funny, students not so much). By the time we see Jacob attend some posh party or studying in the British Museum or walking through the busy streets, the disconnected fragments are no longer visual but psychological.

So Woolf finds herself applying her technique of fragments and pieces to people and situations which are 1) increasingly psychological and 2) of increasingly narrow subject matter (students at Cambridge, Cambridge graduates in London) and so 3) increasingly boring.

And unbearable to the narrator. What I found increasingly hard to read was not so much the tedious portraits of bright Cambridge students (God help us) or the descriptions of dinner parties or tea parties (give me strength) but the strong feeling Woolf gives of these things being too much for her.

In chapter 3 Jacob is invited to a tea party with his Cambridge tutor and wife and finds it stiflingly conventional and boring and, the second he escapes from the house,

‘Oh God, oh God, oh God!’ exclaimed Jacob, as the four undergraduates left the house. ‘Oh, my God!’ Bloody beastly!’ he said, scanning the street for lilac or bicycle — anything to restore his sense of freedom.

That’s how I felt every time I put this book down and I escaped from the prison house of mental illness, of a narrator who comes under such pressure she feels she’ll start screaming – and back into my world of birds in my garden and sunshine and freedom.

There’s a vivid example of this Woolf pressure-cooker effect in chapter 4 when Jacob takes Florinda, a girl who fancies him (I think), to dinner at some restaurant. As more and more people come in, the noise level in the big echoing restaurant goes up and up:

The room was filling; the heat increasing. Talk in a restaurant is dazed sleep-walkers’ talk, so many things to look at — so much noise — other people talking. Can one overhear?

Until:

The room got fuller and fuller; talk louder; knives more clattering.

Knives more clattering. As you read, you can feel the mental stress of the narrator building and building until, the next thing we know, someone at a nearby table, a woman, suddenly leaps to her feet, sweeps the contents of the table onto the floor and shouts something at the man she’s lunching with, clearly the climax of some kind of argument.

I can see how Woolf fans would appreciate the technique used here and it’s powerfully vivid. But what I took from it was the sense of a super-sensitive sensibility being overloaded, being oppressed by the growing roar of the large echoing room, by the clattering of the knives and then… snapping, standing screaming, smashing plates, making a scene. I felt like I was standing outside that West End theatre again, my insides screaming in distress, pushed over the edge and beyond.

Why would I read a book that makes me feel like I’m having a panic attack? And when I wasn’t having panic attack flashbacks, I just felt desperately sad for her, for Woolf. She has, it seems to me, two modes: pent-up screaming panic mode or, when her mania is under control, a sense of glum, defeated depression. At the end of chapter 4 the narrator observes:

The thought saddened him. It’s not catastrophes, murders, deaths, diseases, that age and kill us; it’s the way people look and laugh, and run up the steps of omnibuses.

Woolf was 36 when ‘Jacob’s Room’ was published. Reading that little bit of authorial wisdom didn’t strike me as very wise, it just made me feel sorry for her. Sorry for a woman who found the most commonplace sights and sounds too much to bear, which either made her want to scream and run out the room, or made her feel like they were aging and killing her. All her thoughts saddened me.

Tired of life

Here are some more examples of Woolf just sounding tired:

‘Holborn straight ahead of you,’ says the policeman. Ah, but where are you going if instead of brushing past the old man with the white beard, the silver medal, and the cheap violin, you let him go on with his story, which ends in an invitation to step somewhere, to his room, presumably, off Queen’s Square, and there he shows you a collection of birds’ eggs and a letter from the Prince of Wales’s secretary, and this (skipping the intermediate stages) brings you one winter’s day to the Essex coast, where the little boat makes off to the ship, and the ship sails and you behold on the skyline the Azores; and the flamingoes rise; and there you sit on the verge of the marsh drinking rum-punch, an outcast from civilization, for you have committed a crime, are infected with yellow fever as likely as not, and — fill in the sketch as you like. As frequent as street corners in Holborn are these chasms in the continuity of our ways. Yet we keep straight on. (p.91)

Is this an inspiring flight of fantasy? Or a kind of delirium? You can choose to be thrilled by the imaginative fantasia she projects onto the old man with the white beard she walks past in a London street – yes, excellent – or notice the tone of the last sentence: how we all ignore the fantasies of the street, walk straight past, missing out, leading blinkered lives. A sad thought.

And in the following, the never-ending people you see, lost and abandoned in the street, carries over into the powerful sense of the futility of trying to find meaning anywhere, which spills (characteristically) into the futility of reading, of seeking an answer which can’t be found.

The little man fingering the meat must have squatted before the fire in innumerable lodging-houses, and heard and seen and known so much that it seems to utter itself even volubly from dark eyes, loose lips, as he fingers the meat silently, his face sad as a poet’s, and never a song sung. Shawled women carry babies with purple eyelids; boys stand at street corners; girls look across the road — rude illustrations, pictures in a book whose pages we turn over and over as if we should at last find what we look for. Every face, every shop, bedroom window, public-house, and dark square is a picture feverishly turned — in search of what? It is the same with books. What do we seek through millions of pages? Still hopefully turning the pages… (p.92)

She has lots of these descriptions of London streets, London street scenes, which are superficially attractive – which, as a Londoner, I really enjoyed – except that they all end on the same note of futility or exhaustion. ‘Yet we keep on… What do we seek…?’

‘Come to tea, come to dinner, what’s the truth of the story? have you heard the news? life in the capital is gay; the Russian dancers….’ These are our stays and props. These lace our days together and make of life a perfect globe. And yet, and yet… when we go to dinner, when pressing finger-tips we hope to meet somewhere soon, a doubt insinuates itself; is this the way to spend our days? the rare, the limited, so soon dealt out to us — drinking tea? dining out? And the notes accumulate. And the telephones ring. And everywhere we go wires and tubes surround us to carry the voices that try to penetrate before the last card is dealt and the days are over. ‘Try to penetrate,’ for as we lift the cup, shake the hand, express the hope, something whispers, Is this all? Can I never know, share, be certain? Am I doomed all my days to write letters, send voices, which fall upon the tea-table, fade upon the passage, making appointments, while life dwindles, to come and dine? Yet letters are venerable; and the telephone valiant, for the journey is a lonely one, and if bound together by notes and telephones we went in company, perhaps — who knows? — we might talk by the way.

Doubt, doom, is this all? She sounds as depressed as T.S. Eliot:

For I have known them all already, known them all:
Have known the evenings, mornings, afternoons,
I have measured out my life with coffee spoons;

So that eventually I learned that whenever she sets off on one of her digressions, I know it’s going to end up being depressing. ‘Is this all? Am I doomed? Why do we bother reading books? We have to keep on.’ On every page of this book there is the heavy, lowering sense of Woolf’s struggle against depression and futility.

He sat at the table reading the Globe. The pinkish sheet was spread flat before him. He propped his face in his hand, so that the skin of his cheek was wrinkled in deep folds. Terribly severe he looked, set, and defiant. (What people go through in half an hour! But nothing could save him. These events are features of our landscape. A foreigner coming to London could scarcely miss seeing St. Paul’s.) He judged life. These pinkish and greenish newspapers are thin sheets of gelatine pressed nightly over the brain and heart of the world. They take the impression of the whole. Jacob cast his eye over it. A strike, a murder, football, bodies found; vociferation from all parts of England simultaneously. How miserable it is that the Globe newspaper offers nothing better to Jacob Flanders!

‘How miserable it is…’ could be Woolf’s motto.

A window tinged yellow about two feet across alone combated the white fields and the black trees …. At six o’clock a man’s figure carrying a lantern crossed the field …. A raft of twig stayed upon a stone, suddenly detached itself, and floated towards the culvert …. A load of snow slipped and fell from a fir branch …. Later there was a mournful cry …. A motor car came along the road shoving the dark before it …. The dark shut down behind it….

Spaces of complete immobility separated each of these movements. The land seemed to lie dead …. Then the old shepherd returned stiffly across the field. Stiffly and painfully the frozen earth was trodden under and gave beneath pressure like a treadmill. The worn voices of clocks repeated the fact of the hour all night long.

Mrs Jarvis wonders why we all run round doing foolish unnecessary things, in tones which sound just like her creator:

‘I never pity the dead,’ said Mrs. Jarvis, shifting the cushion at her back, and clasping her hands behind her head. Betty Flanders did not hear, for her scissors made so much noise on the table. ‘They are at rest,’ said Mrs. Jarvis. ‘And we spend our days doing foolish unnecessary things without knowing why.’ (p.124)

Chapter 9 contains an extended description of scholars working in the British Museum Reading Room. I suppose it’s intended to be satirical but the effect isn’t funny, it’s just sad. It conveys all too vividly the immense waste of life in futile scribbling.

Nobody laughed in the reading-room. There were shirtings, murmurings, apologetic sneezes, and sudden unashamed devastating coughs. The lesson hour was almost over. Ushers were collecting exercises. Lazy children wanted to stretch. Good ones scribbled assiduously — ah, another day over and so little done! And now and then was to be heard from the whole collection of human beings a heavy sigh, after which the humiliating old man would cough shamelessly, and Miss Marchmont hinnied like a horse. (p.101)

There’s lots of sighing in the book.

‘The Daily Mail isn’t to be trusted,’ Jacob said to himself, looking about for something else to read. And he sighed again, being indeed so profoundly gloomy that gloom must have been lodged in him to cloud him at any moment… (p.132)

What is the point, of this, of anything?

It all seemed to him very distasteful. Something ought to be done about it. And from being moderately depressed he became like a man about to be executed…

This gloom, this surrender to the dark waters which lap us about, is a modern invention.

The artist’s model, Fanny Elmer, falls in love with Jacob but he doesn’t even notice which makes her feel suicidal.

‘Anyhow, I can drown myself in the Thames,’ Fanny cried, as she hurried past the Foundling Hospital. (p.132)

Hard not to read that and remember that Woolf, of course, eventually killed herself by drowning. On every page the characters sigh, are filled with gloom, wonder what the point is of all this fuss and fret.

Jacob went to the window and stood with his hands in his pockets. There he saw three Greeks in kilts; the masts of ships; idle or busy people of the lower classes strolling or stepping out briskly, or falling into groups and gesticulating with their hands. Their lack of concern for him was not the cause of his gloom; but some more profound conviction — it was not that he himself happened to be lonely, but that all people are. (p.133)

Lonely, lonely and sad. The over-familiar line from Pink Floyd came to mind: ‘Hanging on in quiet desperation is the English way.’ In this book Woolf seemed to me a perfect epitome of quiet, well-mannered desperation.

Strolling in at dusk, Sandra would open the books and her eyes would brighten (but not at the print), and subsiding into the arm-chair she would suck back again the soul of the moment; or, for sometimes she was restless, would pull out book after book and swing across the whole space of her life like an acrobat from bar to bar. She had had her moments. Meanwhile, the great clock on the landing ticked and Sandra would hear time accumulating, and ask herself, ‘What for? What for?‘ (p.153)

‘What for? What for?’ I wonder if Woolf made repeated suicide attempts before she finally succeeded. It sounds like it. Misery dribbles from every page of this grimly depressing book.

The thought saddened him. It’s not catastrophes, murders, deaths, diseases, that age and kill us; it’s the way people look and laugh, and run up the steps of omnibuses.

(A few days later, I read in the notes to the Oxford University Press edition of ‘Mrs Dalloway’ that Woolf suffered mental collapses in 1895, 1904 and 1913 to 1915; that she tried to kill herself by jumping out a window in 1895 (aged 13) and again in 1913 (aged 31). In 1922 when she felt another attack coming on, she went to see a Harley Street specialist who was, predictably, useless. Anyway: I wasn’t wrong to feel through the pages of this book a profound experience of barely controlled unhappiness, gloom, misery and mental dislocation.)

Muddle

It’s odd that the ‘serious’ authors of the 1900s, 1910s and 1920s went out of their way to indicate how puzzled and perplexed they were by the world around them. The buzzword which recurs in so many of these novelists is ‘muddle’, as they throw up their hands and declare: ‘It’s too complicated for me to understand; it’s all a big muddle’. E.M. Forster routinely gives up trying to understand his own narratives and admits it’s all a ‘muddle’. Woolf isn’t much better. Here she is in the Cornish holiday home in chapter 1:

There was a click in the front sitting-room. Mr. Pearce had extinguished the lamp. The garden went out. It was but a dark patch. Every inch was rained upon. Every blade of grass was bent by rain. Eyelids would have been fastened down by the rain. Lying on one’s back one would have seen nothing but muddle and confusion — clouds turning and turning, and something yellow-tinted and sulphurous in the darkness.

And now in central London:

Indeed, drums and trumpets is no phrase. Indeed, Piccadilly and Holborn, and the empty sitting-room and the sitting-room with fifty people in it are liable at any moment to blow music into the air. Women perhaps are more excitable than men. It is seldom that any one says anything about it, and to see the hordes crossing Waterloo Bridge to catch the non-stop to Surbiton one might think that reason impelled them. No, no. It is the drums and trumpets. Only, should you turn aside into one of those little bays on Waterloo Bridge to think the matter over, it will probably seem to you all a muddle — all a mystery. (p.106)

So many of Woolf’s digressions kick off with bold declaration, with fine phrases, then get bogged down in her digressive meandering, and then completely give up, admitting it’s ‘all a muddle — all a mystery.’ Joseph Conrad’s more discursive passages quickly turn into moralising about Man and the Cruel Universe. E.M. Forster’s frequent digressions tend to bring in the Greek gods. Woolf’s digressions again and again end in the admission of defeat, failure to understand and a stifling sense of futility.

Send your hero abroad…

Like so many of the authors of the day, when Woolf couldn’t think what to do with her protagonist she sent him off abroad in the hope that something interesting might crop up, first to Italy, then to Greece. Just like Forster sending Lucy Honeychurch to Florence (A Room with a View) and Lawrence sending Aaron to Florence (Aaron’s Rod). So we are treated to descriptions of train journeys across Italy, views of the hot dry landscape, sturdy Italian peasants, Florence, the Colosseum blah blah, then – shazam! – we are in Greece, Patras, more trains, even hotter drier landscapes, Athens, the Parthenon.

Woolf may be a clever writer but this feels like a desperately tired expedience. Her views on the timeless beauty of the Acropolis join the exact same views of the thousands and thousands of other British tourists and diarists and journal-writers and essayists and archaeologists and historians and novelists who preceded her. Boring. And her protagonist is (rightly) bored. He diligently visits all the sights, reads all the guidebook facts but is stubbornly ‘morose’ (p.141).

I was hoping he’d get run over and killed by a tram, in the completely pointless way the protagonist of ‘The Longest Journey’ is run over by a train at the abrupt ending of that book, but no such luck. Instead, in Italy he falls in with an older couple, Evan Wentworth Williams who is a frustrated would-be politician, and his wife, Sandra Wentworth Williams, who sensitively swans around Athens in a long white dress.

It is made clear that Sandra wants to collect Jacob, to leech on to his youthful gaucheness, and that her husband acquiesces, staying behind in their hotel while Sandra and Jacob go for a walk up the Parthenon in the moonlight. But then, in a characteristic move to frustrate our conventional expectations, just as we are expecting something to happen (a kiss in the moonlight!), the narrative cuts away to Jacob’s mother in bed in her house in Scarborough. And after a few pages with her, when it cuts back to Athens, Jacob and Sandra have disappeared. It is a deliberate strategy of obliquity and evasion.

Then it’s the next morning, they all get up early and journey on to Constantinople. I don’t think anything at all happened between them, even a kiss. The only practical outcome is that Jacob gives Sandra the copy of John Donne’s poems which he’s reading and annotating and we are told it joins the select number of volumes the older lady keeps on her dressing table, and occasionally picks up as she moons over her old lovers. He has been collected.

All the important moments in these little scenes is deliberately omitted leaving a narrative made of fragments built around absences. The central character and all his key experiences, those character-forming experiences you expect from a Bildungsroman, have been carefully excised to leave a hole in the middle of the text.

… then bring him back

The penultimate chapter, chapter 13, gives a kind of panoramic overview of all the characters we have met so far, in the course of one day of coming and going, mostly in London.

Jacob is back in London, lean, brown and boring everyone with his trite opinions about the glories of Greece. He is walking through Hyde Park with his best buddy Dick Bonamy who is unhappy (of course) because of his frustrated love affair with the elusive Clara Durrant.

From one point of view the entire History of The Novel is a record of the long, pitifully useless efforts of adult human beings to manage even the simplest affairs of the heart, to manage their love lives. Whenever anybody gets up on their hind legs and starts pontificating about ‘human wisdom’ and what a clever species we are, even before you get out the history books with their mountainous records of wars and tortures, just hand them a couple of classic novels and say ‘Here: this is the evidence against’. Here are a half dozen examples of the human race who couldn’t manage the most basic aspects of human relationships and ended up killing themselves – Madame Bovary, Anna Karenina.

We are introduced to Mr Bowley, a new character, an older gentleman, who accompanies Clara as she puts her dog Troy on a leash and takes him for a walk in the park. They are disturbed when a horse which has thrown its rider goes galloping by. Characteristically for Woolf, this tear in the fragile surface of good manners and etiquette, is all it takes to trigger Clara to tears, just like the slow crescendo of knives and forks clattering triggered the unnamed woman in the restaurant.

“‘This statue was erected by the women of England…'” Clara read out with a foolish little laugh. ‘Oh, Mr. Bowley! Oh!’ Gallop—gallop—gallop—a horse galloped past without a rider. The stirrups swung; the pebbles spurted. ‘Oh, stop! Stop it, Mr. Bowley!’ she cried, white, trembling, gripping his arm, utterly unconscious, the tears coming. (p.159)

‘White, trembling, gripping his arm.’ It is my contention that this hysteria lies just below the surface of every sentence, every perception in the book, just waiting to burst out. Nice polite well-mannered young women are poised to snap and burst into tears at the slightest provocation.

This horse bolting is a symbol which is used to bring together disparate strands right at the end of the book. Assiduous visitor of the sick, Mrs Julia Eliot, saw the incident too, en route to her appointment with Lady Congreve in Bruton Street.

At that precise moment Florinda (the sexually permissive art student) who’s discovered she’s pregnant, watches the arrival of the painter Nick Bramham, at the restaurant, Verrey’s, where she’s booked a table. Have they agreed to marry? Has he agreed to pretend to be the father? Is he the father? Or is he stepping in for Jacob who is the real father? I can see that the way it isn’t spelled out is deliberate and artful. It joins the collection of many other issues which are elided and cut off. It creates the sense of a panorama of puzzles, allusions, mysteries, which is clearly how Woolf saw life.

At that moment far away in her country house, Sandra Wentworth Evans fondles the volume of Donne and wonders whether she can emotionally manipulate Jacob. Meanwhile, back in Hyde Park, abandoned by a cross Bonamy, Jacob idly draws in the dirt with the end of his umbrella what may or may not be a sort of diagram of the Parthenon.

A deckchair attendant asks him for a penny, but Jacob can only find half a crown which he gives the man, with some asperity.

Fanny Elmer loves Jacob more than ever and writes him notes and postcards which she never sends. She’s taken to hanging round the British Museum in the hope of sighting him. Why did no-one tell her that life is grim and frustrating?

‘One’s godmothers ought to have told one,’ said Fanny, looking in at the window of Bacon, the mapseller, in the Strand — told one that it is no use making a fuss; this is life, they should have said, as Fanny said it now, looking at the large yellow globe marked with steamship lines. ‘This is life. This is life,’ said Fanny. (p.163)

At which point, with Woolfian misery, she bursts into tears. She catches a bus which is held up in the Charing Cross Road because there’s a big political rally marching down Whitehall, past the various government ministries and Woolf gives us the last of what have been quite a few page-long digressions about international politics, about the enormous reach of the British Empire and the need to address issues with Kaisers and Rajahs and so on all around the world. Because of my own personal interest in history, these were the only bits of the novel I really enjoyed, because of their sense of range, of the wider world rising above the petty, small-minded backbiting of most of the ‘characters’.

Back to individuals: Timmy Durrant (Clara’s brother) is at work in one of these government departments which Fanny is walking past. He is aided by Miss Thomas, one of the typists who doesn’t want to be late to meet her beau at the Gaiety Theatre.

Jacob gets up from his deckchair. It’s past five and the sun is setting. Far away in Scarborough his mother is writing a letter to his older brother, Archer, who works in Singapore.

Coming out of Carter’s shop in Piccadilly, the Reverend Andrew Lloyd half recognises Jacob as he walks past because it was he, Floyd, back in chapter 2, who recommended Betty to try her son for Cambridge i.e. had a hand in the formation of Jacob’s personality, in a sense is partly responsible for the entire narrative. But he hesitates to approach Jacob just long enough for the latter to disappear into the crowd. It is a world of lost opportunities. Fleeting glimpses and unfulfillment.

In a cab in a traffic jam in Long Acre sit smooth Mr Wortley, Clara and her mother Mrs Durrant, who is concerned about arriving late to the opera and missing the overture.

Far away on the edge of the moors overlooking the sea, Mrs Pasco watches two ships pass each other out on the waves.

Even further away, Greek housewives knit their stockings while the sunset colours the Parthenon red. Artillery fires over the Piraeus to mark the end of the day.

Betty Flanders is woken by a distant booming but can hear nothing distinct. It connects back to the guns in Greece but (being 1920), was it a prolepsis or anticipation of the sound of the guns of the Great War which was to sweep all this away?

I liked the panoramic effect of this chapter very much, although maybe it was simply from the relief of having gotten to the end of the book on one piece.

Chapter 14

The final chapter is precisely one page long and shows Jacob’s friend Dick Bonamy in Jacob’s room tutting about the chaos and the letters scattered everywhere. Then Jacob’s mother, Betty, enters, asking what is she to do with these, holding up a pair of Jacob’s old shoes? Is Jacob dead? Thank God! But how? There is no clue whatsoever, so I turned to the internet for help.

The SuperSummary web page tells me that:

When World War I breaks out in Europe, Jacob enlists in the British army and is killed in combat. The novel ends with a scene of Betty Flanders and Richard Bonamy clearing out Jacob’s London apartment in the wake of Jacob’s death.

Ah. OK. but none of that is expressed in the text. I had picked up on the booming of the guns but was misled because I thought Betty heard them on the same evening when Jacob was strolling through Hyde Park. No. Turns out that all the events the SuperSummary lists (war breaking out, Jacob enlisting, training, being shipped to France, fighting, dying, Betty receiving notification of his death and travelling to his London room) takes place with no mention or description in the narrative. Offstage. That’s a really significant amount of information, data, events, to completely omit from your story, wouldn’t you say?

It was already a strikingly non-conformist book, a revolutionary book in its understated way, simply ignoring most of the conventions of the novel up to that date. This highly elliptical conclusion really rams that home. Contemporary readers must have been mystified.

The implied author

I happily admit that the picture I’ve built up here of Woolf-the-author may bear no close relationship to the actual Virginia Woolf of 1920. Here’s the Wikipedia definition of ‘the implied author’:

The implied author is a concept of literary criticism developed in the 20th century. Distinct from the author and the narrator, the term refers to the ‘authorial character’ that a reader infers from a text based on the way a literary work is written. In other words, the implied author is a construct, the image of the writer produced by a reader as called forth from the text. The implied author may or may not coincide with the author’s expressed intentions or known personality traits.

Many people’s main reaction to a novel they’re reading, whether they like it or not, is in fact a response to the character of its implied author – whether they find them warm and sympathetic or cold and brutal, whimsical and funny or difficult and literary, etc.

And canny authors exploit this, creating a persona which is not identical even with the narrator, but a larger thing – the book’s personality. As every reader knows, liking or disliking a novel often relies on your response to the total mood of the text, to the implied author, to the book’s personality.

I like literature which adds something to life, which adds factually or psychologically a richness or strangeness. Everything by D.H. Lawrence explodes with life and enhanced perception, even when he’s at his most messianic and delusional. My enthusiasm even extends to the wildest of Samuel Beckett’s prose works, a man renowned for concentrating on futility and despair, works such as the very strange How It Is. What is exhilarating about Beckett’s works is the totality of their commitment. They are bleak as hell but written with a visionary intensity.

By comparison, Woolf, to me, seems half-hearted. She is like E.M. Forster seen through a kaleidoscope, a distorting mirror. Her works radiate a kind of wet unhappiness. She – well the author implied by this book, its authorial persona – is very clever, very perceptive, very artful, but very wounded.

* A note on the word madness

I wondered whether I’m allowed to use the term ‘mad’ and ‘madness’. Surely I should be more sympathetic, up-to-date and use terms like ‘mental illness’ or ‘neurodivergent’? So I was struck by the way the author biography on the inner sleeves of the Granada paperback editions of Woolf’s works which I read bluntly states:

Recurring bouts of madness plagued both her childhood and married life and in April 1941 Virginia Woolf took her own life.

And it’s not just here. Throughout Victorian Glendinning’s excellent biography of Leonard Woolf, Glendinning refers to Virginia’s ‘madness’. And in her own writings and diary, Woolf freely uses the term mad and madness. She used it in the intensely moving suicide note she left for her husband – ‘Dearest, I feel certain I am going mad again’. So I’m not using the word flippantly or insensitively. I’m using the same word used by her editors, publishers, biographers and by Virginia herself to describe her condition.


Credit

‘Jacob’s Room’ by Virginia Woolf was first published by the Hogarth Press in 1922. References are to the 1965 Penguin paperback edition, 1971 reprint.

Related links

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Collected Short Stories by E.M. Forster

I thought E.M. Forster was the poet laureate of a certain kind of Edwardian middle-class gentility, all vicars’ tea parties and maiden aunts traipsing off to Italy to appreciate Renaissance art, as captured best in his 1908 novel, A Room With A View – so Forster’s collected short stories come as a real surprise and almost a shock. I had no idea they would be so weird, really weird, fantastical and almost incomprehensibly strange, some of them.

Forster published two collections of short stories in his lifetime, The Celestial Omnibus and Other Stories (1911) and The Eternal Moment and Other Stories (1928). All the stories from both volumes were then brought together into the current collection in 1947. Forster’s brief introduction explains that all of them were written before the Great War.

The Celestial Omnibus and Other Stories (1911)

  1. The Story of a Panic
  2. The Other Side of the Hedge
  3. The Celestial Omnibus
  4. Other Kingdom
  5. The Curate’s Friend
  6. The Road from Colonus

The Eternal Moment and Other Stories (1928)

  1. The Machine Stops
  2. The Point of It
  3. Mr Andrews
  4. Co-ordination
  5. The Story of the Siren
  6. The Eternal Moment

1. The Story of a Panic (25 pages)

A miscellaneous group of Edwardian middle-class ladies and gentlemen, including the pompous narrator, his wife and his two children, Mr Sanbach the curate, Mr Leyland the artists, the two Miss Robinsons and their spoilt nephew Eustace, are staying at a discreet hotel in Ravello. One afternoon they go for a walk up into the surrounding hills. A conversation about the view leads the artist in the group (there’s always an artist) to go on about how the ancient gods are all vanished from the disenchanted landscape, not least the great god Pan. But mention of the god’s name brings a brief shiver to the narrator who notices a cat’s paw of ripples passing over the fields opposite. Suddenly it becomes ominously silent. And then with no explanation, all the adults in the group experience the same hysteria, at the same moment and, without knowing how it happened, find themselves running down the hillside.

When they come back to their senses they realise they’ve left Eustace behind. Reluctantly they return to the clearing to find their picnic things scattered and Eustace lying unconscious. When they wake him he is a changed boy, become more and more frolicsome, skipping through the woods on the way back, gathering wild flowers and mouthing strange hymns to nature, ‘attempting to tackle themes which the greatest poets have found almost beyond their power’. In brief: he has been possessed by the spirit of the god Pan.

That night Eustace wakes them all by cavorting around the hotel garden, giving more vent to hymns to the sky and stars etc and letting out howls. The pompous narrator and Leyland, with the reluctant help of the hotel’s slovenly waiter, Gennaro, who has some kind of deep understanding of what Eustace’s going through, grab the boy and lock him up in his room, despite his protestations that his room looks out on the opposite wall, is small like a cell and will crush his spirit.

Gennaro warns the others that Eustace will die there, tonight, which the others take to be hysterical Italian hyperbole, but next thing they know, he unlocks Eustace’s door and frees him to escape through the pompous narrator’s bedroom, leaping from the balcony into the garden and then into the olive groves beneath, running off shouting and laughing as his helped, Gennaro, incongruously, falls dead at their feet.

Comments

You’d have thought this was a florid story for the period, but then again this was the decade of Saki with his outrageous animal stories. The story announces the fundamental dichotomy which runs through all Forster’s work: between the buttoned-down, stifled conventionality of the respectable English middle class and something wild and primal. There are the similar primal moments in ‘Howards End’ (the fantastical description of the Beethoven concert) and in ‘Passage To India’ (in the famous opening scene at the Marabar caves where Miss Quested has her vision of sensuality), and the Italian novels are built on the same basic binary: buttoned-down Britishers encountering the spirit of life and sensuality in hot Italy.

In a way, the most striking character in the story isn’t the possessed boy but the pompous narrator himself whose voice the story’s told in. Mr Tytler is the kind of person that thinks that every remark he doesn’t like is impertinence and whose self-satisfied pomposity emerges in a series of carefully planted comments and asides.

I always make a point of behaving pleasantly to Italians, however little they may deserve it…

Taking Miss Robinson aside, I asked her permission to speak seriously to Eustace on the subject of intercourse with social inferiors.

It is no good speaking delicately to persons of that class. Unless you put things plainly, they take a vicious pleasure in misunderstanding you.

And so on. Tytler’s character is every bit as important to the story (and enjoyable) as the actual narrative.

2. The Other Side of the Hedge (7 pages)

A short, powerfully strange fable. The unnamed narrator is struggling along an endless dusty track between high prickly hedges on what initially appears to be a particularly arduous country walk. But the weird reference to his pedometer in the opening words indicates something is very amiss which is quickly confirmed by other details. He has in fact been trudging along this track for his entire life which, his pedometer tells him, is 25 years, focusing solely on the struggle to forge ahead, to pass others and not be passed by too many. The ruthlessness of this quest is suggested by the casual remark that he left his brother back behind at some bend two years earlier.

Anyway, he stops to rest at a milestone and sees a glimpse of light through the thick hedge and, on an impulse, forces his way through, quite an effort as it is so thick.

Emerging on the other side he tumbles into a moat and is pulled out by someone who says ‘Another!’ Briefly, he finds himself in a landscape unlike anything he’s known before.

‘All kinds come through the hedge, and come at all times—when they are drawing ahead in the race, when they are lagging behind, when they are left for dead. I often stand near the boundary listening to the sounds of the road—you know what they are—and wonder if anyone will turn aside. It is my great happiness to help someone out of the moat, as I helped you. For our country fills up slowly, though it was meant for all mankind.’

The man who’s caught him, 50 or 60, then proceeds to show him round this strange new world. He sees a man who runs across to a lake, strips off and jumps in to swim, later a woman singing from some long grass. Where are the others, he asks, because he can only conceive of life as a competition. There are no others, the man explains: here people express themselves and take pleasure for its own sake.

The host explains that this place is intended to fill up, slowly but steadily, with all mankind. The hedge racer just can’t understand, because for him there is only the race and the competition. His credo is:

‘Give me life, with its struggles and victories, with its failures and hatreds, with its deep moral meaning and its unknown goal!’

He is shown a gate of ivory and a gate of horn, which are conscious echoes of the same gates in classical mythology. As the sun starts to set people lie around on the grass to go to sleep, in a relaxed easy-going way the narrator can’t understand. An older man passes carrying a scythe and a billycan of drink and the narrator attacks him, grabs the can, and drinks it thirstily, but the other simply remarks:

‘This is where your road ends, and through this gate humanity—all that is left of it—will come in to us.’

What does that mean? In the last few paragraphs the narrator becomes drowsy and the man whose drink he stole gently lays him down. With his last flickers of consciousness the narrator recognises him as the brother who he told us he left behind so many years ago.

Thoughts

See what I mean by strange and fantastical? Quite clearly it’s a fable with just enough detail to tease our minds but not too many to make it too specific. Surfing the internet I’ve come across two distinct interpretations of it, one specifically Christian, the other more generally secular. The Christian interpretation is that the narrator is a human soul trudging through the vale of sorrow which is this life, who goes through the momentarily painful experience of death (the thorny hedge) to emerge into Paradise. Here, instead of a narrow arid existence, everyone fulfils themselves, singing or swimming for the sheer joy of it.

The more secular one is that it is a warning against the arid, driven barrenness of what a later generation would call the Rat Race. Abandon endless striving and competition for a world where people simply are and enjoy pleasures for their own sake. The drawback with this simpler interpretation is the parts where the guide or the other man make great generalisations about all of humanity being destined to arrive in the garden, which push the Christian, or religious, interpretation.

3. The Celestial Omnibus (18 pages)

A delightful children’s story. The unnamed little boy narrator lives in boring Surbiton. He is talked down to by his mother and father and even their nice friend, Mr Bons (pompous President of the Surbiton Literary Society), gently patronises the little boy.

Nonetheless, the boy is intrigued by the lane opposite his suburban home where someone long ago stuck up a tatty notice reading ‘To heaven’. One day he is brave enough to go a bit further into the lane to discover it is a blind alley, but there is a piece of paper stuck to the wall giving details of what appears to be a bus service, apologising for interruptions to the service but saying that sunset and sunrise buses will still be working. Puzzled, he exits the lane only to run into the arms of his father who asks what he was doing down there, and when the boy tells him about the sign, falls about laughing, as does his mother when they get home. They are avatars of those stock characters, the unsympathetic and disbelieving parents.

Next morning he wakes up before dawn, still mortified by his parent’s ridicule, then remembers that the announcement promised a dawn service, so sneaks out of the house in the foggy dawn, across the road, up the little lane and discovers…

The Celestial Omnibus, drawn by two horses steered by a coachman wearing a cape, lit by two lamps which shine the light of fairyland over the bleak little cul de sac. He has barely climbed aboard before it starts moving? But how, and where? The lane ends in a brick wall! But it keeps on moving.

The sign above the driver says his name is Browne and when he speaks in a very ornate baroque old-fashioned style any bookish author starts to suspect what is soon confirmed, which is that he is Sir Thomas Browne, famous to literary types as the author of 17th century classics ‘Religio Medici’ (1643), ‘Hydriotaphia, Urn Burial’ (1658) and ‘The Garden of Cyrus’ (1658). Which explains why he speaks like this:

‘Tickets on this line,’ said the driver, ‘whether single or return, can be purchased by coinage from no terrene mint. And a chronometer, though it had solaced the vigils of Charlemagne, or measured the slumbers of Laura, can acquire by no mutation the double-cake that charms the fangless Cerberus of Heaven!’

As you might expect the omnibus clops on, surrounded by fog, which prevents the boy seeing where they’re going. There are cracks of thunder, the mist clears and the boy is amazed to see rainbows spreading out from under the horses’ hooves, and then a gorge stretching down to a river in which three maidens are frolicking. When the narrator says they are playing with something that looks like a ring, the educated reader of 1910 would realise in a flash this is a reference to the first of Wagner’s mighty Ring series of operas, The Rhinegold, in which three mermaids frolic in the Rhine.

So it’s a fantasy, seen through the eyes of a child, but whose elements (Browne, Wagner) are very much targeted at an adult, literate audience.

Anyway, the story suddenly cuts to the boy back at home, in disgrace, having told his parents a cock and bull story about a magical omnibus and rainbow horses and the rest of it, and been caned by his father for his trouble and locked in his room. He’s allowed out later to see friend of the family Mr Bons. It’s a sort of joke that the boy is given poetry to memorise as a punishment, and Mr Bons is to test him. (The poem he has to memorise is To Homer by Keats.) To his disappointment, Mr Bons also disbelieves him, but then delights him by agreeing to accompany him that evening at dusk, just to show him there is no such thing as a magic bus.

Except there is. The boy and Mr Bons arrive in the alleyway to see a new, different magic omnibus, pulled by three horses and the coachman ‘ a sallow man with terrifying jaws and sunken eyes.’ It is Dante. At this point it becomes clear that the point of the story is to humiliate the pompous Mr Bons. As the boy reels off the names of the people he met on his previous trip (Achilles, Shakespeare) Mr Bons tells him off for not making the most of talking to these Immortals and tells him to behave, keep silent, and leave everything to him!

But instead, when the omnibus reaches the ravine and rainbows spread from the horses’ hooves across it to form a rainbow bridge, Mr Bons sees nothing, denies these exist. When the boy calls out the voices of literary figures call back in celebration. When they reach the other side of the ravine, he sees the great Achilles who invites him to leap up onto his marvellous shield.

Yet all through this Mr Bons hears nothing and sees nothing. So only the young and pure in heart can see the world’s wonder and beauty. And, in a very Bloomsbury message, even art and literature are secondary to the ultimate aesthetic value, which is to live and love and experience the world directly and passionately, unblinkered by pompous conventions.

Mr Bons crawls from the omnibus in distress and fells through the rocks and disappears even as the boy is apotheosised, a laurel wreath placed on his brow. A cheesy postscript purports to be a quote from the Kingston Gazette noting that the body of Mr Septimus Bons has been found in a shocking state, as if fallen from a great height, near Bermondsey gasworks.

When I mentioned reading it, a friend said it was a childhood favourite of theirs and wondered whether J.K. Rowling got the idea from it for her Knight Bus in the Harry Potter books. Unlikely. a) Certain fantasy tropes tend to recur across different stories because they are based on common aspects of life, such as magic buses (or Hagrid’s flying motorbike or the Hogwarts Express). b) Rowling’s aim was to entertain, whereas this is a very didactic story.

In fact all the stories, fantasies though they are, point a moral, albeit a sometimes muted or obscure moral.

4. Other Kingdom (27 pages)

Part 1

Opens with a blizzard of dialogue from people who are undescribed and unexplained. It takes a few pages before we get it clear that Mr Inskip is the narrator and he is a young tutor teaching Latin to nubile young Miss Evelyn Beaumont, older Mrs Worters and Mr Jack Ford, a boy who is being coached to pass his public school entrance exam (so 12 or 13 years old). They are at the house of Harcourt Worters who is Mrs Worter’s son, the guardian of young Ford and fiancé to Miss Beaumont and the man who hired and is paying Inskip.

(Worters is pronounced ‘waters’.)

This slow revealing of details is an interesting play with the power of a text, the conventions of narrative. Because it’s only on the fourth page that Mr Worter, entering on the lesson, reveals that it’s not taking place in a room (as you’d assumed, lacking any definite description), but outdoors on the lawn. This deliberate slow revealing is a playing with, a toying with the magic of stories.

It is significant that they are, at that moment, parsing a line from one of Virgil’s Eclogues, ‘Quem fugis ab demens habitarunt di quoque silvas’, ‘From whom do you flee, O you madman? Gods have also lived in the woods’ (Eclogue 2, line 60). The bucolic note echoes the Panic story and all the other rural themes.

So young Mr Worters arrives on the lawn at the jolly little Latin lesson being given by Mr Inskip and announces to his mother, younger brother and fiancée that he has just purchased a bit of woodland abutting his estate named Other Kingdom Copse. Spot the heavy symbolism of the name? And then, in a gracious gesture, he presents it to his fiancée as a second engagement present. There is a little quibbling about the fact that the lease for it last ‘only’ 99 years, then these privileged people go inside where the servants have prepared tea.

Part 2

In part 2 of the story Miss Beaumont leads this entourage plus a few other posh guests across the bridge over the little stream and into her ‘kingdom’ for a picnic. This develops into a genteel argument. Everyone gets to see Hartley and his fiancée interacting and realise that they don’t quite mesh. She is penniless, a ‘crude, unsophisticated person’ from Ireland, from whence he plucked her to be his bride. But as the picnic goes on we see she is empty-headed and wilful.

That said, their little squabble is amazingly civilised. She says she likes the classics while Hartley thinks they are cold, lack a certain something, and goes on to mention ‘Dante, a Madonna of Raphael, some bars of Mendelssohn’…Hard to imagine anyone these days having the same kind of conversation.

After more ragging the picnickers break up, Ford goes off with the ladies leaving the narrator alone with Mr Worters. He is not stupid. He knows his job is to humour his employer. So he cautiously assents when Harcourt points out that Miss Beaumont is not too bright and is probably holding back the lessons for young Ford.

They have just agreed this when Miss Beaumont returns, happily yelling them that she has counted and her wood contains 78 trees! Unfortunately, Harcourt goes on to ruin the mood by explaining all his plans for ‘her’ wood, which include laying an ugly asphalt path from the house across the meadow to it and enclosing it in a fence with just one gate, with a two keys for him and her.

Predictably, Miss B doesn’t like this at all, and goes further. Harcourt doesn’t like the way the local yokels come up to the wood and carve their names into it. Surprisingly, Miss B knows this is part of local folklore, that the carving of names is part of local wooing customs, and if couples get married they come back and carve the initials of their children.

Something strange happens. She goes into almost a trance as she insists that she mustn’t be fenced in, she needs to be free. Harcourt tries to reconcile the quarrel by saying they can cut their initials into a tree now and Miss Beaumont (I think) utters almost visionary words:

‘E.B., Eternal Blessing. Mine! Mine! My haven from the world! My temple of purity. Oh the spiritual exaltation—you cannot understand it, but you will! Oh, the seclusion of Paradise. Year after year alone together, all in all to each other—year after year, soul to soul, E.B., Everlasting Bliss!’

This echoes the ‘there is a spirit in the woods’ motif announced in the Panic story and recurring through most of them.

Part 3

Cut to another scene (the story is in 4 distinct parts). Young Ford had been keeping a journal, with poems and sketches and so on. Unfortunately, Hartley discovered it and read some things about himself in it. Now Hartley is threatening to send him away. The narrator counsels complete prostration and abject apology. Unfortunately he does it loud enough for interfering Miss Beaumont to over hear and come over to them. When she hears about it, she promises to go see Hartley immediately and insist that Ford be allowed to stay.

There then follows a scene which reminded me very much of something similar in Roald Dahl’s story ‘Neck’, where he and the owner of a grand country house watch the owner’s wife and her lover walking and cavorting in the landscaped garden. Here, the narrator watches Miss Beaumont walk over to Hartley who is supervising workmen laying down the asphalt path to the woods (Miss Beaumont lost her arguments over that) and then, far enough away so he can’t hear them, watches the gestures as she remonstrates with her fiancé who mimes the part of a tall, decisive man whose mind is made up.

What followed was a good deal better than a play. Their two little figures parted and met and parted again, she gesticulating, he most pompous and calm.

As part of her presentation she took a few steps backwards and fell into the stream. Oops. Comedy. She’s fished out and sent back to the house with muddy skirts, to get changed and go straight to bed (to prevent a cold etc).

Part 4

Cut to the fourth and final part of this tale. Ford has been banished. Miss Beaumont is considerably subdued. And the narrator has been kept on as Harcourt’s personal secretary and so is more servile than ever.

I admire people who know on which side their bread’s buttered.

A strong wind blows up but Harcourt decides to defy it and take Miss B and the household’s other women down the new path to the Other Kingdom. On the way Miss B comes to life, shimmers and twirls in the strong wind, looks almost like a strong tree covered in foliage, spouts the pagan sentiments uttered by Eustace in Panic, runs flirtatiously ahead of Harcourt and disappears into the copse. And disappears altogether. She has been transformed into a tree. The entire story turns out to be the modern-day equivalent of one of Ovid’s Metamorphoses.

A ferocious storm drives the search party back to the house, Harcourt conceives the notion that she has eloped with Ford (how old is this Ford?) and he and Inskip travel speedily up to Ford’s seedy lodgings in Peckham, but the studious boy just mocks them, saying Miss Beaumont has escaped (Harcourt’s patriarchal tyranny) ‘absolutely, for ever and ever, as long as there are branches to shade men from the sun.’

Comments

Although there’s obviously a plot etc, as in ‘The Story of A Panic’ it’s also an experiment in tone of voice. This time the narrator is a lowly Latin tutor with a well-developed sense of his place in the social hierarchy.

If it were my place to like people, I could have liked her very much.

…I must keep in with Harcourt.

He is sly and calculating and self aware:

For us the situation was intolerable. I had to save it by making a tactful reference to the view, which, I said, reminded me a little of the country near Veii. It did not — indeed it could not, for I have never been near Veii. But it is part of my system to make classical allusions. And at all events I saved the situation.

The words themselves are not exactly funny, but Forster’s dry characterisation of this cautious pedantic man is. Drily judgemental. And droll:

Her discourse was full of trembling lights and shadows — frivolous one moment, the next moment asking why Humanity is here. I did not take the Moral Science Tripos, so I could not tell her.

As in story 1, Forster’s characterisation of the narrator is a central part of the pleasure.

5. The Curate’s Friend (9 pages)

Are there curates any more? Does the role exist? They are very Forster, with his vicar’s tea party timidity. This is another story based on the dichotomy between the strait-laced values of Edwardian middle classes and something wild and pagan and untamed. It’s announced in the first sentence:

It is uncertain how the Faun came to be in Wiltshire.

The deadpan comic tone of this reminded me of Saki’s bland statement of the most outrageous fantasies.

The story is narrated by a curate named Henry (‘Harry’). He goes for a picnic on the Downs with his wife and her mother and an unnamed male friend. Somehow the Faun erupts beside them, making Harry shriek with surprise and go running into the trees. Here he finds, bizarrely, that everything is talking to him, the air, the trees, the earth, and the voice of the Faun. When the Faun says: ‘For years I have only spoken to children, and they lose sight of me as soon as they grow up’ I thought of Peter Pan, the boy who never grows up who first appeared in a J.M. Barrie story in 1902 i.e. a few years before this.

The dialogue isn’t realistic but in the arch contrived (and deliberately dated) style of a fable:

‘Poor woodland creature!’ said I, turning round. ‘How could you understand? It was idle of me to chide you. It is not in your little nature to comprehend a life of self-denial. Ah! if only I could reach you!’

The curate demands the Faun prove his powers by making the wife he’s come on the picnic with happy. The Faun promptly does this but it turns out to involve making the wife and the male friend overcome with desire and fall into each others’ arms – as in so many fairy stories, Greek myths or fables where a wish is granted but turns out not to be, in practice, what the wisher intended.

What’s strange is that this betrayal does, in fact, make the curate happy. The Faun commands him to laugh, the hill holds its breath (nature is personified like this throughout) and then Harry bursts out laughing. A coda indicates that he has for many years now spread the happiness and joy the Faun showed him to his parishioners.

Comment

It strangeness of it reminded me of Ted Hughes’s eerie and strange fantasy about a possessed vicar, Gaudete.

Also, it is surely blasphemous. At the end the curate announces that he has now graduated from curate to have a ‘living’ (I think this means he has become a vicar) and goes on to claim that he is only able to preach joy to his miscellaneous congregation because of this great pagan experience which came to him. If serious Anglicans read this in 1910, wouldn’t they have been offended that a Christian preacher is made to base his confidence and preaching on a thoroughly unchristian revelation?

Was it symptomatic of the great loosening of cultural ties Roy Hattersley attributes to the Edwardian age? Or would this story have been acceptable earlier, in the 1890s or 1880s?

6. The Road from Colonus (14 pages)

Part 1

Another story where something strange, a kind of pagan epiphany, occurs to a very English figure.

Mr Lucas is on holiday in Greece with a group who consist of his daughter, Ethel, nagging Mrs. Forman, polite and helpful Mr. Graham, and the English-speaking dragoman (‘an interpreter or guide, especially in countries speaking Arabic, Turkish, or Persian’). They are all riding mules through the parched landscape.

Lucas has married, raised his children, grown old and, now, as we meet him, is lapsing into ageing indifference. But all his life he’s harboured fantasies of travelling to Greece and now, now he experiences an epiphany. Arriving on muleback ahead of the others at a wooden inn in the sun-scorched landscape he spies an ancient plane tree from whose roots a pure spring is babbling. The tree has been hollowed out by generations of worshippers and Lucas stumbles into the inner darkness and has one of Forster’s pagan epiphanies:

When he opened his eyes, something unimagined, indefinable, had passed over all things, and made them intelligible and good…in a brief space of time [he] had discovered not only Greece, but England and all the world and life…

When the others catch up with him, to their astonishment Lucas insists that he stop there, in this place, near this grove of trees and the dirty old inn and the tree with a spring magically bursting forth. The title of the story comes from the family joke that Lucas’s daughter, Ethel, is like Antigone, daughter of the grown-up wandering Oedipus. And since Oedipus met his end at a place called Colonus, Mrs Forman makes a joke that this dusty place in the back of beyond is Mr Lucas’s Colonus.

Mr Lucas insists that he wants to stay there because he feels the truth of the landscape and the universe, the whispering leaves and trickling water, are worth more than his old life back in London, more than anything.

There’s some inconclusive bickering until young Ethel begs willing Mr Graham to help and the latter simply lifts Mr Lucas onto one of the mules and leads him off alongside the others and so off they go, with Mr Lucas suddenly rendered passive and powerless. From out of nowhere the children from the dirty little inn appear and throw stones at them (as if they are, somehow, spirits of the place, trying to retain Lucas there) but Mr Graham sees them off. All of this Mr Lucas observes with complete equanimity.

Part 2

Cut to the short second part of the story. They are back in London. Ethel is to be married soon. When Ethel moves out, they have arranged for Mr Lucas’s unmarried sister, Aunt Julia, to come to stay and look after him. He complains querulously about the noisy children next door and the dog barking and the sound of the pipes at night.

The post arrives, bringing a parcel from Mrs Forman who is still in Athens. It contains asphodel bulbs wrapped in local newspaper. Ethel is curious to see if she can still read modern Greek and so starts reading the old newspapers used as packing. Her eye falls on a news story about a remote rural inn by a stream. According to the article, one night recently a nearby plane tree fell over and crushed the inn, killing all the inhabitants. Then Ethel suddenly sees the date on the newspaper and realises that this tragedy happened on the night of the day they were there. If Mr Graham hadn’t forced Mr Lucas onto the donkey and Mr Lucas had stayed the night, he would have been killed along with the family.

The real import of the news, the thing the reader is left puzzling over, is that Mr Lucas had a genuine revelation, an overwhelming sense of understanding the universe. Did that refer to the way he would have died if he’d stayed? Was it a kind of siren song of fate trying to lure him to stay? Or was the full realisation of the secrets of the universe he felt he trembled on the brink of, is that equivalent to death? Is the full epiphany of the meaning of the universe the same as death?

7. The Machine Stops (38 pages)

Discussed in full in a separate review.

8. The Point of It (11 pages)

Part 1

A really strange, extended fantasy about life, death, hell and reincarnation. Young Harold and Michael are rowing off the Norfolk coast. They get caught in a fierce current and, overstraining himself, Harold drops dead of a heart attack. Doctors, the police and relatives call, but the story skips over time in a cavalier way, telling us Michael was 22 when this tragic incident happened, but lived to be over 70.

Part 2

There follows an eerily normal overview of this character, Michael, who goes on to become a civil servant, works at the British Museum, marries a supportive but unintellectual woman, Janet, has three children who grow up to be decent types, he writes some well-received essays, is knighted, Janet dies and, as he becomes a valetudinarian (‘a person who is unduly anxious about their health’) is looked after by his daughter. His death was absurd and random, for he was taking a short cut through a slum when he got involved in a fierce argument between two wives and when he tried to bring peace, was hit, fell and hit his head.

There’s a powerful scene in which we gather that Sir Michael is in a coma, in bed and being cared for by a nurse. He comes to consciousness thinking only ten minutes or so have passed but is unable to speak and hears his grown-up son and daughter discussing him quite brutally as if he can’t hear. Two of his grandchildren come in and are equally disrespectful. He is filled with a sense of the irony of the whole situation and abruptly dies in this mood.

Part 3

Now commences the really unsettling, upsetting part of the story, for Michael’s soul appears to live on into an afterlife but not at all the one we’re led to believe in. he finds himself embedded in a vast plain of sand across which a few pillars of sand move and disintegrate. He feels he has existed here forever and only a fraction of his soul was incarnated in his sorry body.

How long had he lain here? Perhaps for years, long before death perhaps, while his body seemed to be walking among men. Life is so short and trivial, that who knows whether we arrive for it entirely, whether more than a fraction of the soul is aroused to put on flesh? … It seemed to Micky that he had lain in the dust for ever, suffering and sneering, and that the essence of all things, the primal power that lies behind the stars, is senility. Age, toothless, dropsical age; ungenerous to age and to youth; born before all ages, and outlasting them; the universe as old age. (p.158)

There is a general atmosphere of spite and contempt, degradation and discomfort. He realises it is a kind of hell. He has a neighbour, another large sandy fungous form. They have a strange colloquy, Michael asking about this place. There are two heavens, he is told, the heaven of the hard and the soft. They are in the heaven of the soft, the afterlife ‘of the sentimentalists, the conciliators, the peace-makers, the humanists, and all who have trusted the warmer vision’. In the distance he can see cliffs of stone and realises his wife is there, in the heaven of the hard, with ‘the reformers and ascetics and all sword-like souls.’ He realises that:

the years are bound either to liquefy a man or to stiffen him, and that Love and Truth, who seem to contend for our souls like angels, hold each the seeds of our decay.

What on earth does this mean? Is it a kind of humanist rewriting of the Christian heaven and hell or a horrible modernist vision, in its grim bleakness not far from Kafka or Beckett? He regrets having lived such a ‘soft’ life, and missing the chance to distil the joy which is possible at the heart of human existence. But here everything is degraded and disgusting and mediocre. It completely lacks the excitement of the Christian vision, that is too flattering by far.

For there is nothing ultimate in Hell; men will not lay aside all hope on entering it, or they would attain to the splendour of despair. To have made a poem about Hell is to mistake its very essence; it is the imagination of men, who will have beauty, that fashions it as ice or flame. Old, but capable of growing older, Micky lay in the sandy country…

I found this quite horrible and repellent. Then it gets worse. A voice comes from across the wide river on the other side of which dwell the damned. It crosses the river and shatters pillars of sand and preaches a wisdom which stabs Michael with pain.

‘I was before choice,’ came the song. ‘I was before hardness and softness were divided. I was in the days when truth was love. And I am.’

Is this Jesus, God, the Devil, what?

‘I have been all men, but all men have forgotten me. I transfigured the world for them until they preferred the world. They came to me as children, afraid; I taught them, and they despised me. Childhood is a dream about me, experience a slow forgetting: I govern the magic years between them, and am.’

I found it hard to understand. It has the shapes and rhetoric of religion but fits no religion I understand. I’m quoting it at such length because paraphrase would simplify it too much because it is so weird.

‘Death comes,’ the voice pealed, ‘and death is not a dream or a forgetting. Death is real. But I, too, am real, and whom I will I save. I see the scheme of things, and in it no place for me, the brain and the body against me. Therefore I rend the scheme in two, and make a place, and under countless names have harrowed Hell. Come.’ Then, in tones of inexpressible sweetness, ‘Come to me all who remember. Come out of your eternity into mine. It is easy, for I am still at your eyes, waiting to look out of them; still in your hearts, waiting to beat. The years that I dwelt with you seemed short, but they were magical, and they outrun time.’

And the narrator says that Mickey died another death, in pain, found himself standing in the plain (instead of lying half buried) staggered down the sand towards the river, was in the water bumping against some wood, and then…he is back in his young man’s body, in the rowing boat as Harry struggles against the tide. Apparently he has been reincarnated back to that crucial moment in his life, just as Harry is about to collapse. Apparently, he will live the next fifty years over again. And again?

This story confused and upset me, its fundamental unhappiness, the dreariness of the imagery, the sense of there never being completion but an eternity of sand-clogged old age and regret…Yuk.

9. Mr Andrews (5 pages)

Could be called ‘Mr Andrews goes to heaven’ for that’s what happens. It opens sounding like conventional Christianity only it isn’t:

The souls of the dead were ascending towards the Judgment Seat and the Gate of Heaven. The world soul pressed them on every side, just as the atmosphere presses upon rising bubbles, striving to vanquish them, to break their thin envelope of personality, to mingle their virtue with its own. But they resisted, remembering their glorious individual life on earth, and hoping for an individual life to come.

The Judgement Seat and the Gate of Heaven are Christian alright but the notion of the world soul isn’t and the idea that this world soul strives to burst the individual soul and absorb them is something out of science fiction.

Anyway, floating up to heaven he bumps into the soul of a Muslim, a Turk. They strike up a friendship, each under the impression they are heading for the heaven of their religion and that the other will be excluded. Sad about this, at the gate of heaven, rather than ask admittance for themselves they ask that their friend can be admitted. Of course they are both allowed in and given the accoutrements of their faith, a harp for Mr Andrews, a collection of nubile virgins for the Turk.

Mr Andrews goes wandering round heaven and sees many sights, including gods from all the religions, but is unsatisfied. He can’t find any friends, in fact the whole place seems curiously unpopulated. He experiences no joy or bliss (very reminiscent of Sir Michael in the previous story, who finds the afterlife grim, flat and depressing). When he stumbles across the Turk and his harem he discovers that he, too, is unsatisfied.

They decide to go back to the Gate of Heaven, Mr Andrew explaining on the way that maybe heaven is disappointing because it reflects his imagination and he’s never imagined anything so perfect:

‘We desire infinity and we cannot imagine it. How can we expect it to be granted? I have never imagined anything infinitely good or beautiful excepting in my dreams.’

So they ask to leave. The voice warns them but they insist. they have barely exited heaven before they feel the World Soul pressing against them and, this time, they abandon themselves to it.

As soon as they passed the gate, they felt again the pressure of the world soul. For a moment they stood hand in hand resisting it. Then they suffered it to break in upon them, and they, and all the experience they had gained, and all the love and wisdom they had generated, passed into it, and made it better. (p.170)

I need someone to explain this to me. Is it a fable dramatising Forster’s essentially secular humanism? Is he saying conventional heaven is disappointing, what you have to do is give yourself… but to what? Is it a variation on the motto ‘only connect’ which is the epigraph and central theme of ‘Howard’s End’?

10. Co-ordination (8 pages)

A weird tale combining St Trinians with the afterlife.

Teachers at a girls private school are giving lessons in music and history. They are all focusing on one subject, Napoleon, as part of what the Principal describes as her new co-ordinative system.

Meanwhile, up in heaven, sits Beethoven surrounded by his clerks (?!) annotating every single performance of his music anywhere, by anyone, no matter how amateur. They are logging each of the lessons the school music mistress, Miss Haddon is giving. Beethoven is pleased.

Meanwhile, over on another cloud sits Napoleon surrounded by his clerks, who are recording every time he is mentioned or studied, and are recording the lessons being given at this school by the history mistress.

Bored of the daily routine, that evening while the girls are at prep Miss Haddon lifts a paperweight to her ear and has a transcendent vision of the sound of the sea. When the Principal comes in and asks her what she thinks she’s doing and takes the shell from her, she puts it to her ear and hears the sounds of a vernal wood (?!).

Somehow both women are changed. Miss Haddon reveals that she is no good at music, doesn’t like it and wants to stop teaching it. Instead of bawling her out the Principal offers to supervise her prep lesson. Next morning Miss Haddon still wants to leave and announces that she’s inherited a house by the sea. The Principal not only accepts this but praises her. they cancel lessons for the day and drive the girls out into the countryside where they play games, again in a relaxed and slightly anarchic way. The day climaxes when the Principal announces she is abandoning the co-ordinative system to cheers from the girls.

Cut to the last page where, in a comic or fantastical coda, Mephistopheles, having noticed this is flying, apparently to God (?) bearing a scroll listing these deficiencies (the Principal’s abandonment of the co-ordinative system?). He bumps into the archangel Raphael who asks him whither he is flying. Mephistopheles says he has a real case to put to God. The little incidents just described prove the futility of genius; prove that great men think that they are understood, and are not; and that men think that they understand them, and do not. Ha! Got ’em! This is how the story ends:

‘If you can prove that, you have indeed a case,’ said Raphael. ‘For this universe is supposed to rest on co-ordination, all creatures co-ordinating according to their powers.’
‘Listen. Charge one: Beethoven decrees that certain females shall hear a performance of his A minor quartet. They hear – some of them a band, others a shell. Charge two: Napoleon decrees that the same shall participate in the victory of Austerlitz. Result – a legacy, followed by a school treat. Charge three: Females perform Beethoven. Being deaf, and being served by dishonest clerks, he supposes they are performing him with insight. Charge four: To impress the Board of Education, females study Napoleon. He is led to suppose that they are studying him properly. I have other points, but these will suffice. The genius and the ordinary man have never co-ordinated once since Abel was killed by Cain.’
‘And now for your case,” said Raphael, sympathetically.
‘My case?’ stammered Mephistopheles. ‘Why, this is my case.’
‘Oh, innocent devil,’ cried the other. ‘Oh, candid if infernal soul. Go back to the earth and walk up and down it again. For these people have co-ordinated, Mephistopheles. They have co-ordinated through the central sources of Melody and Victory.’

I literally don’t understand this. Is it some kind of satire on some Edwardian educational fashion? I don’t understand why the notion of ‘co-ordination’ needs a story like this. I don’t really understand what Mephistopheles is on about. And I don’t understand Gabriel’s rejoinder that ‘They have co-ordinated through the central sources of Melody and Victory.’

I really need a Sparks notes or some kind of explanation of what half these stories are about. This is much harder than Beckett or Kafka.

11. The Story of the Siren (9 pages)

Italy again, and the priggish narrator drops his notebook over the side of the boat he and his tourist party are being rowed in. Down into the Mediterranean it sinks to a chorus of comments from the various members of the group. One of their two sailors starts to strip to jump in and retrieve it, so one of the ladies suggests they leave him there to do so. In the event the narrator offers to stay as well. The Sicilian parks him on a bit of beach, reascends the rock and dives into the sea, a magnificent specimen of young manhood – maybe it’s my imagination that you can feel Forster’s gay sensibility in the description.

If the book was wonderful, the man is past all description. His effect was that of a silver statue, alive beneath the sea, through whom life throbbed in blue and green. Something infinitely happy, infinitely wise… (p.180)

After he’s resurfaced with the book, the Sicilian says on such a day one might see the Siren. The narrator thinks he’s joking and plays along, claiming to have seen her often. But the Sicilian isn’t joking. He perfectly seriously describes how the priests have blessed the air and the rock so the Siren can come out to breathe or sit anywhere, but she can remain in the sea.

He knows this because his older brother Giuseppe once dove into the water without making the preliminary sign of the cross and he saw the Siren. He re-emerged huge and endlessly wet, they put him to bed and had the priests bless him but nothing would make him dry.

Giuseppe becomes a zombie, he won’t talk, won’t work. He stands in the street and cries because he knows everyone will die. When the Sicilian reads a newspaper story about a girl who came out of the sea mad, Giuseppe immediately sets off to find her, abducts and marries her. Then the Sicilian finds himself working for two masters of one mind.

Then the girl got pregnant and the villagers started whispering, throwing stones. An old witch prophesied that the child would fetch the Siren up into the air, she would sing her song and trigger the End of the World. A storm blows up and the pregnant girl (named Maria) insists on going out along the clifftops to see it and, predictably, one or some of the villagers push her over. The Sicilian grabs some kitchen knives and makes as if to find the killer but Giuseppe grabs his wrists and dislocates them so the Sicilian faints with the pain. When he comes round Giuseppe is gone and he’s never seen him since.

He knows it was the village priest who killed her but he emigrates to America. He hears that his brother Giuseppe is scouring the world for anyone else who has seen the Siren but at Liverpool he sickens and dies of tuberculosis.

Then in the last few sentences the Sicilian changes tack by saying that never again will there be a young man and woman who see the Siren and are capable of bearing the child who will call her up from the sea to save the world. Save? Yes, from its silence and loneliness, he says, but before he can explain further the daytrip boat comes into their little grotto with its cargo of yakking tourists and the explanation is lost forever.

Comment

Magic grottos, beautiful young men, an atmosphere of magic, a mythical figure, a legendary tale. Come to sunny Italy where you can release your uptight English inhibitions!

12. The Eternal Moment (35 pages)

Part 1

Miss Raby is a successful novelist so people expect her to be a bit unconventional and opinionated. Her success is based on her bestselling novel ‘The Eternal Moment’ which was set in the picturesque Tyrol village of Vorta and featured many of the real-life inhabitants. Now, over nearly 20 years after the place brought her fame and success, she is travelling back there in a carriage with her maid Elizabeth and Colonel Leyland.

They cross the border from Italy and reach Vorta perched on its hillside. Here the Colonel, Miss Raby and Elizabeth are appalled by the way all the hotels light up garish illuminated signs come nightfall. They check into the Grande Hotel des Alpes. Miss Raby asks her porter about the owners, Signor and Signora Cantù. They still live here at the hotel they own. And their mother? Ah, there has been a family breach and the older Signora Cantù has been exiled to the lesser of the family’s two hotels, the Biscione.

Miss Raby is unexpectedly upset by this news and surprises everyone by insisting that she and Elizabeth check out of the Grand Hotel straightaway. So all their gear is packed up and they pay for a room they haven’t slept in and for an evening meal they haven’t eaten, and have their stuff shipped down the hill to the Hotel Biscione.

Colonel Leyland doesn’t go with them and begs Miss Raby to explain to which she replies:

‘I must find out tonight whether it is true. And I must also’ – her voice quivered – ‘find out whether it is my fault.’

After he watches them go he reads a letter from his sister, Nelly, back in England. This is an intrusive request for him to clarify whether he is or is not engaged to Miss Raby, a clarification of their relationships as the conventions of the time dictated. Forster devotes a couple of subtle pages to teasing out what Colonel Leyland thinks his relationship with Miss Raby is, namely the companionableness of two like-minded souls, both a bit unconventional, who don’t give a damn if tongues wag about them … although Forster puts a sting in the tail by saying the thought of marrying £2,000 a year is not unappealing to the Colonel…

Part 2

Miss Raby’s arrival at the Biscione Hotel is an opportunity for Forster to contrast the style of the nouveaux riches and over-wealthy new hotels with their electric signs, with the quieter, older, more ‘civilised’ family-run atmosphere of somewhere like the Biscione, with something ancient and beautiful in every room – the kind of ‘authenticity’ the bourgeoisie have been chasing ever since they destroyed it as a result of the Industrial Revolution. By the time I was 17 I realised the world I was looking for, the South of France or Italy I’d read about in books, had disappeared. The world was ruined by the time I arrived in it and it has carried on getting more and more ruined. Even the greediest tourist resorts are realising the impact of over-tourism which have, in fact, been blighting many of them for generations.

Anyway, this story is in part a reflection of this feeling, or of the kind of person who thinks this way, circa 1905. In fact the Biscione is the site of an impressive Renaissance fresco which was discovered during renovations and now is a tired conversation piece among its ghastly English clientele, although not as insufferable as the American tourists who have come all this way to stop the priests ringing their 6am bell and to tell the peasants to stop staying up late singing their ghastly songs. Miss Raby trembles with rage.

She walked through the village, scarcely noticing the mountains by which it was still surrounded, or the unaltered radiance of its sun. But she was fully conscious of something new; of the indefinable corruption which is produced by the passage of a large number of people.

8 billion people now occupy the planet. It has been thoroughly polluted and poisoned but worse, much worse, is to come.

Miss Raby goes to see the hotel proprietress, Signora Cantù who complains about the guests, about her staff, but most of all about her monstrously ungrateful son who kicked her and her husband (deceased) out of the Grand Hotel and now poach her guests and pay the villagers to badmouth her, him and his horrible wife are determined to ruin her etc.

The diatribe is interrupted by crashes from the street and they open the window to be engulfed by fumes from a motor car which has crashed into a guests’ table. Ah, the motor car, destroyer of our world.

Part 3

In the carriage, in part 1, Miss Raby had impulsively told the Colonel and Elizabeth that back on her original visit, a handsome young Italian lad, up in the mountains had told her he loved her. Now, 20 years later, Miss Raby climbs back up to the Grand Hotel, sits for afternoon tea, and realises that the swift and effective concierge is none other than the same lovely boy, now running to fat, suave and efficient at helping all the useless tourists with their problems.

It is a fraught and complex moment when she finally jogs his bad memory and he suddenly remembers his impertinence to her all those years ago. It threatens his entire position, his wife and child, he flusters, she reddens and at that precise moment the Colonel enters, adding layers of confusion. But in a flash she realises her love for this young man had been the one really true emotion of her life, nothing in all the years of her success had come close.

It is a peculiar intense conversation and suddenly she asks the man, Feo, whether she can have one of his three sons, to bring up as her own, to show that The Rich are not the as gullible, self-centred and corrupt as they seem. Strangely, the other two men accept this request and don’t find it strange. But when Feo very reasonably says his wife would never permit it, the Colonel loses his temper and shouts that he has insulted the lady. I didn’t understand the logic of this. There’s so much in these old stories we must miss.

Suddenly tired, old Miss Raby looks from fat terrified Feo to rigid unimaginative Colonel and realises she doesn’t like either of them. Miss Raby swishes out onto the terrace where she has an epiphany which echoes all the ones in this book of epiphanies:

In that moment of final failure, there had been vouchsafed to her a vision of herself, and she saw that she had lived worthily. She was conscious of a triumph over experience and earthly facts, a triumph magnificent, cold, hardly human, whose existence no one but herself would ever surmise. From the view-terrace she looked down on the perishing and perishable beauty of the valley, and, though she loved it no less, it seemed to be infinitely distant, like a valley in a star. At that moment, if kind voices had called her from the hotel, she would not have returned. ‘I suppose this is old age,’ she thought. ‘It’s not so very dreadful.’

But while she is having a transcendent moment, the two men close ranks against her. The Colonel is disgusted that Miss Raby has spoken so frankly to a member of the servant class, thus degrading him, and his entire class, in Feo’s eyes. Feo for his part is horrified because the scene was witnessed by plenty of the staff and some of the guests, the manager is hurrying to the scene, and there will be a great scandal.

The Colonel knows what to do. He takes Feo by the arm and with his other hand taps his forehead, indicating that Miss Raby is mad. Feo is pathetically grateful because the Colonel has found a way out of their dilemma whereby they are both redeemed and the blame falls entirely on the mad old lady.

Comment

I’m glad the entire volume ends on a realistic story as my incomprehension of some of the previous stories made me wonder if I was going mad.

Thoughts

It’s interesting reading Forster right after H.G. Wells. It highlights the way that Wells, although a very gifted writer, just wasn’t interested in the kind of thing Forster was. There may be a pretty simple pagan message running through Forster’s stories (the free, imaginative, pagan country life is more real, powerful and disruptive than the timid bourgeois manners of Edwardian aunts and curates) but the real interest in each of the stories is in Forster’s handling of them. He is interested in questions of technique, choosing the correct narrator, creating character carefully, and cutting irrelevant material back to the bones in order to make each story a honed and focused artistic product. Wells is always interesting, describes characters vividly and is especially good at conveying the mood and connotations of dialogue: but he is addicted to rambling digressions about his hobby horses and not at all interested in the overall artistic result. That’s why (to chance my arm) Forster is Literature but Wells isn’t.

Also, and probably more obviously, Forster is weird, genuinely impenetrable and even incomprehensible, which Wells never is. One of the scholarly introductions to Wells cites a critic joking that Wells was a journalist who endlessly wrote stories about his favourite subject, which was his own life. More to the point, Wells always writes with an aim on the reader, all-too-often to promote his hobby horses about universal education and the world government.

But what is Forster writing about in a story like ‘The Point of It’ or ‘Co-ordination’? I genuinely don’t know what they are about, what they are for, what they are trying to do.

Wisdom sayings

Something I do understand well enough is Forster’s addiction to wisdom sayings, to having his narrator or characters deliver pithy apophthegms and maxims about life:

The only thing worth giving away is yourself.

Toleration implies reserve; and the greatest safeguard of unruffled intercourse is knowledge.

It is inevitable, as well as desirable, that we should bear each other’s burdens.

It filled me with desire to help others – the greatest of all our desires, I suppose, and the most fruitless.


Credit

E.M. Forster’s Collected Short Stories was published by Sidgwick and Jackson in 1947. References are to the 1982 Penguin paperback edition.

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Going Solo by Roald Dahl (1986)

What a fortunate fellow I am, I kept telling myself. Nobody has ever had such a lovely time as this!
(Going Solo, page 92)

In my simplicity I had thought that Going Solo was an account of Roald Dahl’s time in the RAF in Africa; I hadn’t realised it is simply the continuation of his autobiography, which had begun with Boy: Tales from Childhood (1984), that it picks up precisely where that book ended, and that the RAF memoirs form only a part of the book.

To be precise, the text starts with Dahl setting off in 1938 at the age of 22 for his first job, a three-year contract with the Shell Oil company in East Africa. Little did he or anyone else know that the Second World War would break out only a year later and that Dahl would volunteer for, and be accepted into, the Royal Air Force.

The book therefore falls naturally into two halves: his experiences as a civilian in East Africa and the RAF period. This latter can itself be sub-divided into half a dozen or so parts:

  • training in Nairobi
  • more training in Iraq
  • his crash in the North African desert and the long hospitalisation and recovery which followed
  • fully recovered and returned to service for aerial combat in Greece
  • aerial combat over Vichy Syria

Before he becomes increasingly incapacitated by blinding headaches and is invalided home, arriving back at his mum’s house three years after he left, and that’s where the narrative ends.

I also hadn’t expected it to be a children’s book. Even Dahl’s ‘grown-up’ stories have an element of cartoon simplicity about them. They tend to be packed with eccentric characters who perform grotesque actions except that, in the ‘adult’ books, in the Tales of the Unexpected stories or a book like Uncle Oswald, these often involve sex. In this book there are, as you would expect, quite a few deaths, some pretty gruesome. And yet the same cartoon simplicity, the noticing of odd characters with silly names, the sense that situations and people are rounded and simple, is basically the same as he uses in his famous children’s books, Charlie and the Chocolate Factory, The Twits and so on.

Thus the narrator of this book portrays himself as ‘a conventional young lad from the suburbs’ (p.3) and, in the Africa section especially, the main content focuses on the oddballs, eccentrics and freaks that he meets. This air of an innocent boy abroad in the crazy adult world is emphasised by two notable features of the text:

1. The way that each of the generally short chapters ends by including the text of one of the many, many letters he wrote home to his beloved Mother throughout the three year period, often repeating what we’ve just been told in the main text.

2. The photos. At various points Dahl tells us about cameras he’s bought (and which get stolen from him, as on a Greek airfield) and it’s clear he was a compulsive snapper. The book is liberally sprinkled with photos illustrating every step of his adventures, images which become increasingly dramatic when he sees action in Greece and which include photos of improvised airfields, crashed Messerschmitts and burned-out Hurricanes. The photos of him also bring out what a devilishly handsome young man he was, and freakishly tall, at a strapping six foot six.

Roald Dahl wearing flying helmet, goggles and scarf standing in front of a hedge

Roald Dahl aged 24 training to fly with the RAF in Nairobi

By ship to Tanganyika

In the opening chapters the narrator travels by ship, the SS Mantola, in the old, lazy style, across the Mediterranean, through the Suez Canal and into the Red Sea, but the focus isn’t on places and atmosphere or history. It is on the peculiar upper-class types who, back then, in the 1930s, ran the British Empire and were, without exception, ‘the craziest bunch of humans I shall ever meet’. There’s Major Griffiths and his wife who, every morning, run round the ship’s deck stark naked to keep fit; the elderly Miss Trefusis who eats fruit with a knife and fork so as to avoid the beastly germs on one’s fingers; Dahl’s cabin-mate, the improbably named U.N. Savory, manager of a cotton mill in the Punjab who, it turns out, is bald but wears a series of four wigs, each thicker and fuller than the one before, in order to give the impression his luxuriant black hair is growing, before its monthly trim, all to impress the Sikhs he employs.

  • On the SS Mantola just about everybody had his or her own particular maggot in the brain (p.3)
  • Everyone on this ship was dotty (p.12)
  • The man was as potty as a pilchard. (p.19)

These chaps and chapesses had generated a special lingo, a dialect incorporating numerous words from Swahili, Hindi and so on.

  • sundowner = evening drink
  • chota peg = drink at any other time of day
  • the memsahib = the wife
  • a shufti = a look around
  • shenzi = poor quality
  • tiffin = supper

Dahl arrives in Dar es Salaam, the Red Sea port of what was then Tanganyika and is now Tanzania, which he describes as made up of small white and yellow and pink buildings set on a sweeping bay of golden sand against luxuriant tropical jungle. Wow. Reminder that it is 1938, before the world was ruined by over-population, tourism and pollution. The whole book is like this, conveying a fairytale sense of wonder and joy at everything Dahl sees and everyone he meets, he is continually reflecting:

what a lucky young fellow I was to be seeing all these marvellous places free of charge and with a good job at the end of it. (p.23)

The clarity of his prose and the untroubled enthusiasm of his schoolboy mentality makes this an extremely enjoyable book to read. Coming from such a modest background he doesn’t feel any class entitlement to the wonders of the Empire but is continually amazed and astonished at it – precisely as a schoolboy traveller back in time from our day might be.

Working for Shell in Dar es Salaam

Thus he is amazed to discover the Shell office in Dar es Salaam is run by just three Englishmen but set in a grand villa with an astonishing cohort of native servants, a cook, a gardener, and a ‘boy’ each. He is a personal valet who looks after every aspect of your clothes and shoes and rooms etc, but in return you were expected to look after him, his wives (at least two) and children. Dahl’s ‘boy’ is Mdisho. Dahl describes how one day he saved their ‘shamba-boy’ Salimu from being bitten by a black mamba snake and thus secured his undying loyalty.

He gets to be driven all around Tanganyika, visiting Shell customers in a wide range of farms and businesses, and revelling in the scenery and the wildlife, which is described as a boy would describe the wonders of a zoo, for there are lions! and hippos! and elephants! and zebra! Apart from the snakes. Dahl hates snakes.

Oh, those snakes! How I hated them! (p.44)

He is taking a sundowner on the terrace of a district officer, Robert Sanford, and his wife when a servant comes running round the corner of the house yelling that a lion is carrying away the cook’s wife. Sanford grabs a gun and gives chase so we have the comic sight of the lion loping along with cook’s wife between his jaws, chased by the cook, chased at a distance by Sanford brandishing his rifle, followed by Dahl wondering what he’s doing. Sanford fires a shot into the ground ahead of the lion who turns round and, seeing all these humans chasing him, drops the cook’s wife and canters off into the jungle. The cook’s wife is perfectly unharmed and gets to her feet smiling, and the whole crew return to the house where another drink is served and the cook gets on with preparing dinner.

Can this possibly have happened? Surely not as pat and neatly as he describes. The book is like this all the way through, perceived, imagined and written in the style of a crisp, clean children’s book. But, regarding this particular story, he goes on to write that the story became a legend and he was eventually asked to write up his version for the local paper, the East African Standard which paid him £5, his first published work. So maybe it did happen.

But whereas events like this in the hands of, say, Hemingway would have become a gripping insight into the eternal contest between man and beast, or in the hands of Graham Greene would have had a much messier ending involving someone’s adultery and guilt – under Dahl’s light touch it becomes a neat children’s story with a happy ending.

War breaks out

After a few more colonial adventures (the main one featuring ‘the snake man’, i.e. a little old European who specialises in catching poisonous snakes as and when they enter people’s homes) the Second World War breaks out on page 66 of this 223-page edition i.e. about a third of the way through.

To Dahl’s horror, he is conscripted by the captain of the King’s African Regiment and put in charge of a platoon of native soldiers (‘askaris’), armed with rifles each and one machinegun. He tells us that, as it had originally been a German colony (‘German East Africa’) there are far more German citizens in Tanganyika than all other European nationalities put together, and the army officer expects that, as soon as war is declared, all the Germans will try to escape on the one road which heads south towards Portuguese East Africa (nowadays called Mozambique). Dahl is ordered to stop them, and send them back to Dar where the men will be interned in a camp for the duration and the women and children remain free.

So he heads south in a lorry full of askaris. Like so many inexperienced young officers he has to rely on the experience of his (black) sergeant, who tells him where to stop and how to set up a roadblock. They camp for the night and the platoon cook makes a delicious meal of boiled rice and bananas.

Next day they get a phone call telling them war has, indeed, been declared and later that morning a convoy of German citizens in cars and vans arrives at the roadblock. In this account the German men get out of their cars holding guns and a young inexperienced Dahl finds himself confronted by the bullish leader of the convoy who refuses to return. He tells his comrades to start dismantling the roadblock and points his gun directly at Dahl. At which point a single rifle shot rings out and the man’s head explodes, his body falling to the road like a puppet. Dahl’s askaris emerge from their hiding places and the civilians mutely put down their guns, get in their cars and turn round, to be escorted to the camp by his lorryload of native soldiers (pages 59 to 70).

The thing is, in a story Dahl wrote a decade earlier, Lucky Break (1977), the shooting doesn’t happen. The Germans meekly turn around and return to Dar. Is this later version the true, unabridged version of events? Or a deliberately more violent and garish version, reflecting the uninhibited nature of culture as a whole, which became steadily more interested in graphic violence from the 1970s onwards? Or an old man (Dahl was 70 when this memoir was published) enjoying giving his readers the shivers?

Dahl joins the RAF and trains

In December 1939 Dahl enrols in the RAF. His employer, Shell, release him and continue to pay his salary for the duration of his service (!).

Dahl gives a beautifully boyish description of the long solitary drive from Dar up to Nairobi in Kenya, stopping to marvel at giraffes and elephants.

At Nairobi he is quickly inducted and taught to fly a Tiger Moth, which you started by swinging the big wooden propeller by hand, making sure not to topple forwards because then it would chop your head off. The text radiates boyish glee in the macabre and violent.

How many young men, I kept telling myself, were lucky enough to be allowed to go whizzing and soaring through the sky above a country as beautiful as Kenya? (p.90)

Once he can fly he is sent by train to Kampala, flown to Cairo, which was lovely, and then on to Habbaniya in Iraq, ‘the most godforsaken hellhole in the whole world’ (p.94) where he spends six months, from 20 February to 20 August 1940 (p.98) training in Hawker Harts.

Finally he ‘gets his wings’ and is transferred to RAF Ismailia on the Suez Canal, and posted to 80 Squadron, who were flying Gladiators against the Italians in the Western Desert of Libya. He is boyishly fascinated by the way the Gladiator’s two fixed machineguns fire bullets through a propeller rotating at thousands of times per minute (p.99).

He is stunned to be told no-one is going to show him either how to fly a Gladiator nor anything at all about aerial combat. He’s just going to be plonked in one and given the map co-ordinates of 80 Squadron and told to make his way there by himself. Here he makes the first of what become many comments and criticisms about the RAF and army’s lack of imagination and planning.

There is no question that we were flung in at the deep end, totally unprepared for actual fighting in the air, and that, in my opinion, accounted for the very great losses of young pilots that we suffered out there. (p.101)

He crashes

Dahl is at pains to point out that, although it was reported in the press that he was shot down by enemy planes, this was propaganda cooked up to make the incident sound patriotic.

On 19 September Dahl was ordered to fly his new Gladiator from RAF Abu Suweir on the Suez Canal to join 80 Squadron in the Western Desert. He refuelled at Amariya near Alexandria and flew on to Fouka. It is mind-boggling to learn that he had no radio and only a map strapped to his knee for guidance. The CO at Fouka gave him the co-ordinates of his final destination, the current 80 Squadron base, and he set off. But it wasn’t there. He flew up and down and round and round looking for it, as the desert dusk drew in and he ran short of fuel. He realised he had to make an emergency landing, tried to find a flat long stretch of desert and took the Gladiator down.

The plane hit a boulder at about 75 miles an hour. He regained consciousness to discover his nose was smashed, his skull fractured, he’d lost a few teeth and he couldn’t see. In one of the most vivid parts of the book, he describes the incredibly lethargy he felt, he just wanted to sleep, but the plane was on fire and eventually the scorching heat persuaded him to undo his straps and reluctantly leave the nice cosy cockpit and crawl onto the sand. Here he just wanted to curl up and sleep but, again, the fierce heat persuaded him reluctantly to crawl away towards the cool desert night.

Later he discovered the area he crashed in was no man’s land between the Italian and British front lines and that three brave British soldiers ventured out after nightfall to check the wreckage and were surprised to find the pilot had survived. They carried him back to British lines and thence began the long, complicated journey back to hospital in Alexandria.

Anglo-Swiss Hospital, Alexandria

In his clear, boyish style, Dahl vividly describes his prolonged hospital treatment. He spends around six months recovering from his injuries, under the care of the hospital staff, in particular nurse Mary Welland whose gentle ministrations to the swollen flesh around his eyes is calming and reassuring. He has various operations, including an adventure with a spanking new anaesthetic, sodium pentathol, which turns out not to work at all (pages 112 to 116).

Then one day, as Mary is laving his swollen eyes, one opens a crack and light floods in. For six weeks he had been blind, his other senses heightened. The return of light is a revelation (pages 118 to 122).

Dahl was discharged from hospital in February 1941, five months after he was admitted, and goes to stay with a wealthy English family in Cairo, the Peels.

When he reports to RAF Ismailia he is told 80 Squadron are now in Greece, and are no longer flying Gladiators, but Mark I Hurricanes. Once again he is thrown in the deep end, given just two days solo practice, the first time he’d flown a modern, super-speedy plane, the first plane with retractable undercarriage, with wing flaps, with a variable pitch propeller, with machineguns in the wings, that he’s ever flown.

Two days to teach himself then he’s ordered to fly solo across the Med to Greece. The Flight-Lieutenant tells him they’re fitting it with extra fuel tanks, but if the pump doesn’t work, he’ll run out and be forced to ditch in the sea. Then swim home.

Fighting in Greece

As soon as he lands his Hurricane at Elevsis airfield near Athens, the ground crew set him straight about the parlous situation. The entire RAF has just 15 Hurricanes and four clapped-out Blenheims. Dahl explains the background: the Italians invaded Greece in October 1940 but ran into unexpected resistance. The British government took a vital slice of Field-Marshall Wavell’s Eighth Army and planes and sent them to Greece in March 1941. When it was just the Italians to hold off, this was fine. But on 6 April 1941 the Germans invaded and began a steady advance which was to bring them to Athens just three weeks later on 27 April. The German Luftwaffe outnumbered the measly little RAF outfit by anything up to 100 to 1.

So Dahl had flown into an utterly hopeless situation, and the pilots and ground crew let him know it straightaway. Sending British forces to Greece had been a colossal miscalculation. Now the best that could be hoped for was managing their withdrawal. It was like Dunkirk but was being hushed up in the press.

Dahl immediately made friends with David Coke, in line to inherit the title Earl of Leicester, who is appalled to learn that Dahl has absolutely no idea about air combat whatsoever. Over a couple of pages he fills Dahl (and the reader) in on the basics.

There follow a sequence of absolutely thrilling and terrifying descriptions of aerial warfare. On his first flight he takes on a pack of 6 Junker 88s, apparently downing one but making every mistake in the book. The Squadron CO barely looks up when he tells him. Every day more men and planes are being lost. In the small ‘mess’ there are no friendships, people don’t talk. They are all alone with their thoughts, convinced they will all die within days.

Next day he tries to defend a British ammunition ship from attack, engaging with Stukas and being chased by what he says felt like 30 or so Messerschmitts to avoid which he descends right down to tree level, then fence level, terrifyingly dangerous. Did this actually happen or is the professional author in Dahl giving the reader a thrill for their money? It’s noticeable how many times he directly addresses the reader, as if in one of his children’s books:

You may not believe it but I can remember having literally to lift my plane just a tiny fraction to clear a stone wall, and once there was a herd of brown cows in front of me and I’m not sure I didn’t clip some of their horns with my propeller as I skimmed over them. (p.153)

There follows a chapter packed with incident as he details the four consecutive days leading up to the Battle of Athens:

  • 17 April he went up 3 times
  • 18 April went up twice
  • 19 April went up 3 times
  • 20 April went up 4 times

They try to defend ships in Piraeus harbour from German bombers. On 20th the entire squadron of 12 Hurricanes is sent up to fly over Athens to try and bolster morale, led by legendary air ace Flight-Lieutenant Pat Pattle, but of course the Germans send hundreds of Messerchmitts after them and it turns into a mad bloodbath. His description of the intensity of split second perceptions required continually is amazing.

Dahl survives but five of the 12 Hurricanes were lost. After he lands he finds he is drenched in sweat. His hands are shaking too much to light a cigarette. He has stripped and is washing alongside his friend David when the airfield is strafed by Me 109s.

Amazingly all seven planes survive and the Messerschmitts don’t return, probably expecting the little airfield to be heavily defended, not knowing it is only protected by one measly Bofors gun.

Next thing Dahl and the other 6 are ordered to fly to a new landing strip along the coast, near Megara. The existing ground crew will decamp with all tents etc that evening. Next morning the seven pilots awaken to a camp stripped almost bare. There’s no mess tent, no cooks, no food. As dawn breaks they climb into their planes, assemble at 1,000 feet and fly down the coast to Megara.

They land in a field which has been rolled flat. There is absolutely no-one else about. They wheel the planes into the cover of olive trees and climb a ridge from where they can see the sea. There’s a large oil tanker 500 yards out. They watch as Stukas dive bomb it, blow it into a fireball, and watch as the crew leap off into the flaming water and are roasted alive (pages 174 to 175).

The ground crew and other ancillaries arrive in lorries and set up tents. Again the pilots ask why the devil they’re not being sent straight to Egypt. They conclude it’s so that propagandists/the Press/the government can claim that the RAF stayed till the bitter end to protect ‘our troops’. Words like ‘mess’, ‘balls-up’, ‘muddle headed’, ‘incompetent’, ‘terrific cock-up’ sprinkle the text. The Commanding Officer unhappily tells them they have to stay.

A flight of Messerschmitts flies over. Their new base has been rumbled. They calculate they have an hour and a half before a bombing raid returns but the commanding officer idiotically refuses to let them take off and be prepared. Instead they must wait till 6pm on the dot and then fly off to cover the evacuation of troops. a) this gives the Germans exactly the right amount of time to return and shoot up the new airbase, killing one pilot in his plane as it is taking off and b) when they get to the location where they’re told they’re meant to be protecting the troops, there’s nothing there: no troops, no ships. In actuality the troops were being disembarked down the coast at Kalamata where they were being massacred by Ju 88s and Stukas. Another complete cock-up.

When they return from this pointless errand they find the new landing base has indeed been heavily bombed and have to land in smoke. In a hurry the Adjutant finally orders five other pilots to fly the five remaining Hurricanes to Crete, all other pilots to take a lorry and cram into a de Havillande Rapide. This includes Dahl. He carries his Log Book and crams in next to his buddy David.

Two hours later they land in the Western Desert and catch a truck back to Alexandria where the superbly well-mannered Major Peel and his wife immediately put their entire mansion at the disposal of nine filthy, hungry, smelly, penniless pilots.

‘The whole thing was a cock-up,’ someone said.
‘I think it was,’ Bobby Peel said. ‘We should never have gone to Greece at all.’ (p.195)

Although whether Bobby Peel actually said that, or even existed, is a moot point, given the neat roundedness of so many of the facts and anecdotes in this account.

So what comes over very powerfully indeed is the stupidity and futility of the short-lived British expedition to Greece. On the last page of this section Dahl gives his opinion straight, which is that diverting troops and planes from the African desert to Greece fatally weakened the Eighth Army and condemned it to years of defeats against the Germans under Rommel who at one stage threatened Cairo and thus the entire Middle East. It took two years for the British Army’s strength to be rebuilt sufficiently for them to drive Rommel and the Italians back into Tunisia and ultimately win the war in the desert.

Fighting in Syria

Lebanon and Syria were French colonies. When the Vichy government came to power in France, the French forces in Lebanon and Syria switched to the Vichy side and became fanatically pro-German and anti-British. They could obviously provide beachheads for the Germans to land in the Middle East and so threaten a) our oil supplies from Iraq b) the Suez Canal, our gateway to India (and large numbers of Indian troops). Which is why there was a bitter and hard-fought battle for control of Lebanon and Syria which pitched British, Australian and South African forces against the Vichy French.

In May 1941 80 Squadron were redeployed to Haifa in northern Palestine. They consisted of 9 pilots and Hurricanes and their task was to protect the Royal Navy as it pounded Lebanon’s ports. Dahl briefly describes a series of run-of-the-mill sorties, during which 4 of the 9 pilots were killed.

He spends much more time describing a solo mission he was sent on, to go, land and reconnoitre a satellite landing field 30 miles away. Here he discover a strip of land which has been flattened but has absolutely no other facilities whatsoever. It is ‘manned’ by one tall old man and a surprising legion of children.

It’s a peculiar scene, whose sole point is that the old man and the children are Jewish refugees from Nazi Europe. Dahl goes out of his way to demonstrate his naivety on the Jewish Question, and emphasises that he has been totally out of touch with European news for 2 years, and so simply doesn’t know about the escalating Nazi attacks on Jews (p.208). Which explains why he doesn’t understand what the man means when he says that he and the children are refugees, and really doesn’t understand it when the man says this is his country. What, you’re going to become a Palestinian, asks Dahl in his naivety. But the man is clearly a Zionist, clearly a believer that the Jews have a right to a homeland the same as every other nation on earth, and clearly believes that he and his comrades are going to build that homeland right here, in Palestine. Dahl is ‘flabbergasted’ at his attitude and, maybe, this is a good indicator of the lack of understanding of many British people and armed forces during and immediately after the war, as the Jews’ struggle to establish the homeland of Israel reached its climax.

Demobilised and return to England

Dahl continues dutifully flying missions from the Haifa base but during the month of June 1941 begins to suffer increasingly intense headaches, including ones which lead him to black out. The base medical officer reads his history, particularly the fractured skull from his crash, and orders him to cease flying. He is demobilised, takes a bus back to Cairo, catches a luxury liner to South Africa, then a troop ship which makes the perilous journey up the west coast of Africa, threatened by enemy planes but especially U-boats, eventually docking in Liverpool.

From here he makes phone calls to relatives and discovers his mother’s house in Kent was bombed out and so she’s bought a cottage in rural Buckinghamshire. It’s worth reminding that every few pages of this text includes excerpts from the letters he wrote to his mother regularly as clockwork throughout this period. Cumulatively, these convey a very close bond between mother and son. He catches a train to London, stays overnight at a relative’s place in Hampstead, then catches a train and a bus to his mother’s village, steps down from the bus and into his mother’s waiting arms, and it is with this moment that this exciting, eye-opening, boyish and fresh-faced memoir comes to a dead halt.


Credit

Going Solo by Roald Dahl was published by Jonathan Cape in 1986. All references are to the 2018 Centenary Collection Penguin paperback edition.

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The Dancing Floor by John Buchan (1926)

She had spoken of a ‘sacrifice.’ That was the naked truth of it; any moment tragedy might be done, some hideous rite consummated, and youth and gallantry laid on a dark altar.
(The central threat in The Dancing Floor, page 150)

There was business afoot, it appeared, ugly business.
(Reaction of plucky young Vernon Milburne when he hears of a damsel in distress, page 198)

Frame story

As with The Power-House and John McNab, this is another frame story, although the frame is brief and cursory, less than half a page. It says that the unnamed narrator heard this tale from Leithen himself, ‘as we were returning rather late in the season from a shooting holiday in North Ontario’.

I think this single paragraph does at least four things. First and foremost it announces that we are going to hear a long yarn, of a certain comfortable, clubbable, fireside type. Two, it establishes that we are, as usual with Leithen, moving in posh English circles, among hunting, shooting and fishing types. And three, the unexpected setting, North Ontario, announces that we are among the British ruling class which is used to taking the world as its oyster, which thinks nothing of travelling to Canada, Australia, India or South Africa, for recreation and amusement. In this respect it 4) prepares us for the way this spooky horror story is going to be set in Greece, in that era still a faraway destination, full of uncanny pagan beliefs, as the story will amply demonstrate.

A Leithen story

The first-person narrator claims to have been told this story told by the Buchan character, Sir Edward ‘Ned’ Leithen, barrister and Conservative MP, making this the third of the five Leithen novels.

Part One

Chapter 1

So the story gets going in January 1913, with Leithen describing meeting a friend of his nephew, Charles, at a posh ball. The friend is a tall, slender, aloof young man named Vernon Milburne. Brief party conversation.

Three months later, at Easter, Leithen takes a break from his busy work schedule for a brief walking holiday in the Westmoreland hills, what we call the Lake District. On the last day he twists his ankle, the weather turns bad, he gets lost and is lucky to end up walking up the drive and knocking on the front door of a big old mansion belonging to…guess who! The very same Vernon Milburne, living all alone in the Gothic monstrosity built by his grandfather, attended on by an ancient butler.

This so-far pretty prosaic account takes a turn for the supernatural. For after they’ve taken his boots off and treated his ankle and given Leithen a nice hot bath and clean clothes, after the staff have served up a lovely hot dinner, then young Vernon hesitantly tells Leithen that he has been haunted by dreams since boyhood. To be precise, every spring he is revisited by the same dream in which he is in a strange house with the terrible knowledge that something momentous is moving through the rooms towards him. With each spring that passes, the dream recurs and The Thing is one room closer.

Chapter 2

Over the next few years Leithen stays in touch with young Vernon and they regularly meet up for lunch or dinner. He tries to help the boy by doing in-depth research into his family tree in the vague hope of discovering either a strain of psychic weirdness or maybe some traumatic event which Vernon is channeling.

In spring 1914 Leithen is invited by a friend (the Earl of Lamancha who is one of the three protagonists of the previous book in the series, John McNab) to join him on his yacht for a cruise around the Greek islands, and he invites Vernon along. He discovers Vernon has a very strong feel for the primal Mother Goddess who he considers the centre of Greek religion and forerunner of the Virgin Mary. On a walk round a remote island they’ve anchored at, they come across a large mansion and are startled when local fishermen give cries of terror and cross themselves on seeing Vernon. Why?

On the cruise he has the same dream again. By his reckoning there are six more rooms for The Thing he so strongly feels looming in his dream to traverse – six more years before the secret of his dreams is revealed.

Unfortunately, the First World War intervenes. From various sources Leithen (who volunteers and fights for the duration) discovers that Vernon is a very dutiful and logical soldier but lacks the real urge to hatred and violence. He is strangely detached from the whole thing.

Towards the end of the war, Leithen is gassed and spends weeks in a hospital bed recovering. In the way of outrageous coincidences which characterise popular yarns, Vernon happens to be in the bed next to him. He has had a good war and risen to the rank of colonel (p.205).

Chapter 3

The lad recovers and goes off but Leithen’s health is permanently undermined. He does lots of things to try and recapture the good health of his youth, looking out his old university books, even moving into the rooms he and friends shared at Oxford.

He gets a letter that Vernon has been sailing in the south of France and that reminds him of the eerie morning on the Greek island before the war. Leithen happens to have an old relic of the 1890s staying with him, old Folliot, a memoirist who’d made a career writing about 50 years of dining at other men’s tables. When Leithen asks him about the Greek island he and Vernon spent that weird morning on, Plakos, it triggers a long stream of information from Folliot.

Turns out the island was bought by a renegade Englishman named Tom Arabin, a wastrel and bounder from way back, ‘a shabby old bandit,’ who built himself a mansion on the house and had all sorts of rascal friends to stay. He had actually known Byron and Shelley. So much so that he named the son he had and raised on the island Shelley, Shelley Arabin. Good-looking young chap, expert writer, took the decadent style of Baudelaire and Swinburne a step further.

Good-looking but cold and cruel, and rumours spread about his wicked behaviour as he turned the mansion into a refuge for:

soldiers of fortune, and bad poets, and the gentry who have made their native countries too hot for them. Plakos was the refuge of every brand of outlaw, social and political.’

Folliot heard gossip about scandalous behaviour from our man in Athens, a certain Fanshawe, who marvelled that the islanders didn’t burn down the den of iniquity the villa had become.

Well, this explains to Leithen the very powerful vibe of evil and discomfort he’d felt when he and Vernon stumbled over the place on their innocent stroll. To the reader the way the Greek fishermen they happened across leapt aside and made the sign of protection against the evil eye…well, that immediately made me think that young Vernon is, in the way familiar from a thousand horror stories, a reincarnation of wicked Shelley Arabin!

Chapter 4

The plot thickens then thickens some more. Leithen is at a country house party, at a place called Wirlesdon whose owners, Tom and Molly, are old friends, for the shooting (the book contains numerous references to not only shooting game but fox hunting, with knowing references to various well-known ‘hunts’ across England). Here he sees a young woman behaving with astonishing rudeness, domineering and masterful, who demands a cigarette, a light and then conversation with young Vernon who is, understandably, put off by her rudeness. Leithen learns she is named Corrie and assumes she is some jumped-up chorus girl.

The hostess, Mollie Nantley, then informs him that this woman is none other than the daughter of Shelley Arabin, brought up in a house of sin and decadence.

Chapter 5

Then, as so often with the Leithen stories (The Power-House depends on it) he finds out more via his work as a barrister, this being a way of shoehorning outrageous coincidences into the plot. A brief comes his way which he is surprised to see concerns the island of Plakos and the former owner Shelley Arabin.

From this Leithen learns that Corrie’s real name is Koré, the classical Greek term for young woman. And it takes a while to disentangle the fact that the case has been cooked up by the old solicitor for the family, a Mr Derwent, in a bid to rescue Koré. The idea is that the Arabin family were already very unpopular but that the privations of the war, coming close at times to starvation, have inflamed the sense of grievance among the ‘primitive’ islanders. There have been threats against her and Derwent is worried for her safety. And so he was involved in the law case Leithen has come across, in which an anonymous buyer was proposed to buy the mansion and all the property off Koré and so free her from threat.

Derwent is discreet about who this mysterious benefactor is but Leithen takes a guess that it is the wealthy Jewish banker Theodore Ertzberger, who Koré stayed with as a girl during her education in England. So he goes to visit Mr Ertzberger, who confirms the story and adds a lot more detail about the danger Miss Arabin is in back on Plakos. He also adds depth to the black character of Shelley Arabin.

‘The man was rotten to the very core. His father – I remember him too – was unscrupulous and violent, but he had a heart. And he had a kind of burning courage. Shelley was as hard and cold as a stone, and he was also a coward. But he had genius – a genius for wickedness. He was beyond all comparison the worst man I have ever known.’

And the danger Koré is in among islanders who some of whom consider her a witch. So Ertzberger begs Leithen to take her case and help her.

Chapter 6

Over the next couple of weeks Leithen has random sightings of Koré, in a train carriage then, again, on a train platform with a group of other young people waiting for a train. These sightings are designed to build up the sense of Koré as aloof and distant and lonely and separated from her peers by a terrible upbringing and present danger. It is around Christmas time.

One night he returns from work at his chambers in the Temple (the Temple is a set of buildings in east central London entirely devoted to the chambers of barristers and lawyers) to discover a great pile of family records and documents has been delivered to his house, a ramshackle assortment of all sorts of documents including diaries and letters of wicked old Shelley. In among them was an old envelope containing what looks like a very old manuscript written in Greek. He sends this onto a fellow lawyer who as a hobby is interested in the Classics. He transcribes it a pronounces it fascinating but can’t actually translate it. So Leithen sends it on to Vernon who, conveniently enough, studied Classics at Oxford.

(Worth pointing out that Leithen has been saddened at their recent meetings to realise that Vernon is drifting away from him; they no longer share the friendship and regular meetings they had before the war.)

The manuscript turns out to describe the Spring festival of welcoming the Queen or ‘Fairborn’ at a place named Kynaetho. It quotes old paeans, Greek poetry and rituals, to describe the Koré or the Maiden. But it goes on to mention that in times of great distress a different ceremony is held, and the document seems to describe is the human sacrifice of a young man and woman in order to bring Spring and fertility to the land.

A few days later Koré phones him, asks if he has read the papers, then domineeringly invites him for luncheon. Here Leithen summarises the situation:

‘Your family was unpopular – I understand, justly unpopular. All sorts of wild beliefs grew up about them among the peasants, and they have been transferred to you. The people are half savages, and half starved, and their mood is dangerous. They are coming to see in you the cause of their misfortunes. You go there alone and unprotected, and you have no friends in the island. The danger is that, after a winter of brooding, they may try in some horrible way to wreak their vengeance on you.’

Koré accepts all this but obstinately refuses to do the sensible thing, namely sell up and move back to England. She goes on to deepen the sense of voodoo threat, explaining that some of the islanders accuse her of being a diabolissa (a she-devil), a trigla (a harpy) or vrykolakas (a vampire), they wear blue beads round their necks and always have garlic on them to protect themselves and their children from her, whisk children out of the street when she passes, and so on. Ertzberger, in their earlier interview, had given one reason for her obstinate insistence on staying.

‘I think she feels that she has a duty—that she cannot run away from the consequences of her father’s devilry. Her presence there at the mercy of the people is a kind of atonement.’

We are on page 100 of this 250-page book and it is plain that we have been very slowly, very painstakingly sucked into the intense, Hammer Horror plight of this young lady. And Leithen is hooked:

The fact was that I was acquiring an obsession of my own – a tragic defiant girl moving between mirthless gaiety and menaced solitude. She might be innocent of the witchcraft in which Plakos believed, but she had cast some outlandish spell over me.

As they talk, Leithen suddenly has what you might call the Quintessential Buchan Epiphany, which is the sudden sense of the thin line separating barbarism and civilisation; more precisely that you can be in busy old London, in a London street or a London flat and everything looks and feels normal but somehow, some secret knowledge, knowledge of a secret plot or conspiracy or hideous plight, transforms everything.

This is the feeling of terror and vertigo which Leithen experiences in the latter stages of The Power-House when he has to trek across a London packed with the spies of the secret organisation which is out to murder him, and this is the feeling he suddenly has, sitting listening to Miss Arabin tell her spine-chilling stories of ancient rituals, blood letting and human sacrifice on a remote island.

Anyway, the key fact which emerges is that all these revelations are happening just after Christmas and the New Year and Koré is not planning to return to the island until March – which is, of course, as the build-up to the spring festivals begins and also, when Vernon’s recurrent nightmare afflicts him (start of April). This chapter (6) ends on a deliberate cliff-hanger when Leithen asks Kore if she’s ever heard of a place called Kynaetho, and she tells him it’s the name of the biggest village near to her house! My God, all those bloodthirsty ancient rituals stem from right next door to where she lives!

Chapter 7

Leithen is now obsessed with the figure of this slender Englishwoman, hard as nails on the outside, sensitive and terrified inside, and the weird and horrific and primal pagan danger she finds herself in.

a solitary little figure set in a patch of light on a great stage among shadows, defying of her own choice the terrors of the unknown.

Madly, he sometimes thinks he’s falling in love with her, toys with proposing to her, that a wealthy older man could protect her. Then Koré leaves. She’s due at a dinner party but never shows up. Leithen enquires at her solicitors and discovers she’s packed and left for Greece. He confers with Ertzberger who tells him Koré has sold off all her investments for cash, which suggests she’s going to do something reckless or dangerous. So Leithen winds up his affairs and leaves London that weekend.

Part two

Chapter 8

Leithen arrives in Athens. Ertzberger had given him the name of a contact, Captain Constantine Maris. This man has gathered a ragtag squad of recruits in case things get rough. They’re a rough-looking bunch. They have a stormy voyage from Athens to Plakos (aboard ‘a dissolute-looking little Leghorn freighter, named the Santa Lucia’) and are put ashore in a deep fog.

Turns out they’ve landed on the wrong jetty, the one below the village, not the house. They soon trigger a wary terrified crowd of villagers who lead them to the village priest. An old bent man he repeats the villagers’ beliefs that Koré is a witch and should be driven from the village and her house burned down, but doesn’t want her harmed because he doesn’t want his villagers to have a mortal sin (murder) on their consciences. So he is prepared to help Leithen get into the big old house, despite every approach being guarded by villagers.

Meanwhile, Maris will walk south along the coast to the next village of Vano where, for obscure reasons, they decided to land a second force (of five) under the second-in-command, one-armed Janni (wounded in the war). How this all turned into a military assault is an authorial sleight of hand and why, a bit of a mystery.

Chapter 9

Leithen spends the long hot day in the care of the local priest waiting for nightfall. They fall upon the expedient of writing messages to each other in rough Latin and the priest emphases the peril, the danger etc, chiefly to stoke up a sense of genuine panic in the reader. Eventually night falls and Leithen slips out the back of the priest’s house and heads towards Kore’s mansion along the raised shoulder of flat land the locals call the Dancing Floor (where ancient ceremonies used to be held). It’s amusing the way Leithen the narrator keeps telling us how dull and prosey he is before going into a great dithyramb (‘A dithyramb is a speech or piece of writing that bursts with enthusiasm. ‘):

You will call me fantastic, but, dull dog as I am, I felt a sort of poet’s rapture as I looked at those shining spaces, and at the sky above, flooded with the amber moon except on the horizon’s edge, where a pale blue took the place of gold, and faint stars were pricking. The place was quivering with magic drawn out of all the ages since the world was made, but it was good magic. I had felt the oppression of Kynaetho, the furtive, frightened people, the fiasco of Eastertide, the necromantic lamps beside the graves. These all smacked evilly of panic and death. But now I was looking on the Valley of the Shadow of Life. It was the shadow only, for it was mute and still and elusive. But the presage of life was in it, the clean life of fruits and flocks, and children, and happy winged things, and that spring purity of the earth which is the purity of God.

Leithen makes an attempt to break into the demesne or land of the house by getting through what looks, at a distance, like a breach in the wall. But a) it is guarded and b) when he makes a bolt for it he finds out the hard way that it is completely blocked by a stout wooden gate, so he turns tail, howling and waving his arms in the manner of a banshee to freak out the peasant Greek guards and makes it all the way back across the meadow of the Dancing Floor without anyone firing on him. And then through bushes, along the path above the village cemetery and so back to the priest’s house, having completely failed in his mission.

He goes to the inn to discover the men he left there have gone, then out into the village street, at dawn, where a menacing crowd is gathering so he breaks into a run and sprints to the church, bursting through the doors and none of the villagers follow him.

Chapter 10

Leithen spends the day with the priest with whom he forms a bond, after praying by the side of the bier containing an effigy of Christ ready for the Easter festival and then Leithen helps wash and scrub the floor of the little old church. As night falls Maris appears at the window and reveals that all the other men have deserted. He headed south and rendezvoused with Janni only to discover that Janni’s five men had been so demoralised by chatting to the local peasants, who told them about the witch who poisoned the land, that they had asked permission to go home. And when he got back, Maris found his five had also deserted.

At night Leithen heads across country to meet up with Janni. This is beginning to feel needlessly drawn out and complicated. They go round the coast trying to find a way to climb the cliffs into the land of the big house but instead discover a yacht anchored out in the bay. Leithen strips and swims out to it and discovers it is crewed by a Greek who speaks no English and has been told to remain there until the return of his master, who has gone ashore.

Leithen persuades the man to row the yacht’s dinghy to shore where Janni, of course, can communicate with him. They tell him about the English girl who is in distress and get him grudgingly to promise to come and rescue them if they can get the girl down to this bay.

Chapter 11

God, this is getting complicated. Then Janni and Leithen head back to the ‘base’ and crash out, exhausted (the place on the bare downs where Leithen had encountered Janni at the start of chapter 10). The Penguin edition has a map of the island but I’m not sure it helps that much.

Map of (the southern part of) the fictional Greek island of Plakos showing The House where Kore is holed up, the village of Kynaetho to its north and the great extent of meadow called the Dancing Floor to the East, with Janni’s encampment on the eastern shore

Leithen wakens the next morning as Janni is cooking breakfast. At 1pm he approaches the mansion from the sea side but is dismayed to find it is completely surrounded by guards and that the villagers have made piles of firewood against all of the doors. They really do plan to burn the place down!

That night he returns with Janni, edging their way round the walls or cliffs or something to try and find a way to the house, when they come across an extraordinary sight: the Dancing Floor has been adorned as for a ritual. Flaming torches stand at intervals and the entire village has turned out to watch.

What the watch is a bunch of youths running round the perimeter of the floor several times, before the winner grabs the last torch as he runs past it, and runs into the centre of the meadow and douses the torch in a spring. Then another man, obviously a prisoner, is brought forward, has his shirt torn from him and is doused with water from the spring. Leithen realises two things: this is exactly the ritual described in the manuscript he found among the papers which Koré gave him. And the man is Maris, his erstwhile helper. Leithen realises he has been chosen as the sacrificial man who will join the sacrificial woman, Koré, when the house is burned down, a ritual sacrifice to revitalise the sterile land.

He feels himself overwhelmed by pagan feelings, an overwhelming need to worship, feels the caveman rising in him. It is only by fixing his thoughts on the wooden figure of the crucified Christ that he hangs onto his sense of civilisation and values.

I am not a religious man in the ordinary sense—only a half-believer in the creed in which I was born. But in that moment I realized that there was that in me which was stronger than the pagan, an instinct which had come down to me from believing generations. I understood then what were my gods. I think I prayed, I know that I clung to the memory of that rude image as a Christian martyr may have clung to his crucifix. It stood for all the broken lights which were in me as against this ancient charméd darkness. (p.171)

In that hour the one thing that kept me sane was the image of the dead Christ below the chancel step. It was my only link with the reasonable and kindly world I had lost. (p.175)

Chapter 12

The entire village is camping out on the Dancing Floor, so when Janni and Leithen sneak back into the village they discover it is empty. They return to the church where, bizarrely and surreally, since they are the only people around, the priest dragoons them into carrying the bier containing the wooden effigy of Christ around the bounds of the village. What emerges clearly is that, although Leithen considers himself only a half believer, still, the Christianity he learned as a boy

I am not a religious man in the ordinary sense—only a half-believer in the creed in which I was born. But in that moment I realized that there was that in me which was stronger than the pagan, an instinct which had come down to me from believing generations. I understood then what were my gods.

And so carrying the bier is an act of defiance against pagan barbarism.

We were celebrating, but there were no votaries. The torches had gone to redden the Dancing Floor, sorrow had been exchanged for a guilty ecstasy, the worshippers were seeking another Saviour. Our rite was more than a commemoration, it was a defiance, and I felt like a man who carries a challenge to the enemy.

Then there is an incredibly long, drawn-out description of him and Janni approaching the causeway and jetty to the house, Janni going off in one direction to act as a distraction, while Leithen crawls the other way, under the wall of the causeway, it’s the middle of the day and blistering hot, till he comes to wall which he follows for a while and finally, finally, scrambles over it and into the demesne of the bloody house.

He is running through the large garden towards the house when he sees a tremendous whoosh of flame go up into the night sky. The villagers have started the fire! For some reasons numbers of the hillmen who had been guarding the house comes stumbling past him with terror in their yes. Why? Then he stumbles into Maris, who also is wild-eyed but recognises him, is free, and has his pistol. Will they need it?

Part 3

Chapter 13

Part 3 cuts away from the present action to jump back to Vernon. You might well have forgotten but this is the spring when the sequence of his dreams is finally meant to result in the Big Thing arriving, the thing which has been moving one room, one year at a time, towards him, the great revelation.

So that spring Vernon left London to travel to Greece, as he had many times before. He travelled by train to Venice where he joined his yacht which had been shipped there. Then we get a long, over-detailed description of his journey by sea, sailing a yacht from Italy, through the Corinth canal, up the east coast of the mainland etc etc.

He had no plans. It was a joy to him to be alone with the racing seas and the dancing winds, to scud past the little headlands, pink and white with blossom, or to lie of a night in some hidden bay beneath the thymy crags. He had discarded the clothes of civilization. In a blue jersey and old corduroy trousers, bareheaded and barefooted, he steered his craft and waited on the passing of the hours. His mood, he has told me, was one of complete happiness, unshadowed by nervousness or doubt. The long preparation was almost at an end. Like an acolyte before a temple gate, he believed himself to be on the threshold of a new life. He had that sense of unseen hands which comes to all men once or twice in their lives, and both hope and fear were swallowed up in a calm expectancy.

So 1) the notion of leaving ‘civilisation’ behind is again invoked, along with 2) images of pagan religion, the ‘acolyte’ at the ‘temple gate’ and 3) the sense, in the final sentence, of a controlling destiny.

The stormy seas he and his shipmate (an unnamed Greek sailor he picked up in Epirus) last for days of perilous sailing in high seas and adverse winds and, at the end of it, he realises the Great night has passed and he did not have the dream. The great climax, the revelation of the meaning of the recurring dream he had been having for at least ten years and which he had so nervously revealed to Leithen that evening before the war, had simply not arrived (p.193). He feels like a fool for wasting the best years of his life keyed up for a fantasy.

The thing is, after all their wild sailing across the Aegean, they have at last stumbled across an unnamed island and, as a thick fog swirled up, have anchored in a small bay. The make food and coffee and Vernon is sitting on deck mulling over his folly in wasting his life on a phantom when…a face appears at the gunwales! An old Greek has spotted their yacht and rowed out to greet it. When he sees that the master of it is a young Englishman, he begs for his help.

Because guess what island Vernon has come to out of the huge number of little Greek islands available, guess which one he just happens by complete accident to have come across, and guess just which bay he has, completely at random, anchored in?

Yes. Plakos! And he has cast anchor in the little harbour below THE HOUSE which is at the centre of the whole melodrama! The coincidence is so forced and preposterous that the reader can only marvel at what Buchan himself would probably call its ‘bare-faced cheek’.

Anyway, this old Greek servant in a dinghy persuades Vernon that his mistress is in great danger and wants him to come and talk to ‘Mademoiselle Élise’ waiting ashore. So Vernon grabs a cap and a revolver and is slowly rowed by the whiskery old boy through the fog the short distance to the jetty below The House.

Here Mademoiselle Élise (‘a middle-aged woman with the air and dress of a lady’s maid’) hurriedly recaps the story which we, the readers, already know inside out, about the obstinate Englishwoman, scion of a wicked family, barricaded into her own mansion by enraged villagers etc. Vernon, being a stout chap, accepts the preposterous story and promises to help a damsel in distress. So the servants guide Vernon, tiptoeing through the fog (to avoid alerting the guards Leithen has spent four days trying to dodge) and achieve at a stroke what Leithen had completely failed to do, namely find the one door into the building which isn’t blocked up with piles of firewood, unlock it and, hey presto! Vernon is inside the dank, mouldering old building.

Chapter 14

He finds himself in a massive room painted with a mural.

It was the walls, which had been painted and frescoed in one continuous picture. At first he thought it was a Procession of the Hours or the Seasons, but when he brought his torch to bear on it he saw that it was something very different. The background was a mountain glade, and on the lawns and beside the pools of a stream figures were engaged in wild dances. Pan and his satyrs were there, and a bevy of nymphs, and strange figures half animal, half human. The thing was done with immense skill— the slanted eyes of the fauns, the leer in a contorted satyr face, the mingled lust and terror of the nymphs, the horrid obscenity of the movements. It was a carnival of bestiality that stared from the four walls. The man who conceived it had worshipped darker gods even than Priapus. There were other things which Vernon noted in the jumble of the room. A head of Aphrodite, for instance – Pandemos, not Urania. A broken statuette of a boy which made him sick. A group of little figures which were a miracle in the imaginative degradation of the human form. Not the worst relics from the lupanars of Pompeii compared with these in sheer subtlety of filth. (p.201)

And the sickeningly realistic painting of Salome with the head of John the Baptist. And the exquisitely bound collection of pornography through the ages. The servants show him to a poky attic room where he lies down and sleeps for 10 hours (exhausted by the ordeal of the stormy sailing).

Next morning he’s given hot water for a wash and shave but still looks sunburned and rough, in his corduroy trousers and no shoes when he is introduced by the servants, to his amazement, to none other than Koré Arabin, the pesky young woman who he met half a dozen times at country house weekends back in England… What the devil?!

It’s a shock for both of them to recognise each other and even Buchan realises this is now a series of preposterous coincidences:

‘You have forgotten,’ she said. ‘But I have seen you out with the Mivern, and we met at luncheon at Wirlesdon in the winter.’ He remembered now, and what he remembered chiefly were the last words he had spoken to me on the subject of this girl. The adventure was becoming farcical.

What’s striking or funny or characteristic or a lot like a movie, is that the young woman at the centre of this overripe farrago turns out to be every bit as sarcastic, superior and obstinate as she was when Vernon and Leithen first met her in the drawing rooms of English country houses.

They quickly catch up with the situation – villagers think she’s a witch, they’re going to carry out the ancient ceremony to burn the house down and cleanse the evil etc etc – and Vernon insists she must come with her now. She refuses. He says he’ll carry her by force, if necessary. Suddenly, in my mind’s eye, I saw the dashing heroes of silent cinema, Douglas Fairbanks, Rudolf Valentino, rescuing a fair maiden in distress! To show her pluck, Koré pulls a small hand pistol on him. To show his, he snatches it out of her hand (discovering it was unloaded, anyway)!

Anyway, she now walks him to the window, shows him the bay and the fact that the fog has completely disappeared and so has the yacht which brought him. It has sailed away, probably alarmed by her village guardians some of whom are setting out on their own fishing boats. Vernon is a prisoner like herself!

Chapter 15

At this moment of peril, Vernon feels new purpose and energy. Accompanied by the stirrings of feelings for this plucky gal.

He understood the quality of one whom aforetimes he had disliked both as individual and type. This pale girl, dressed like a young woman in a Scotch shooting lodge, was facing terror with a stiff lip. There was nothing raffish or second-rate about her now.

Now they’re stuck together, she tells him more. The most important detail is the food. Although they are blockading the house, the villagers are bringing good food – barley cakes, honey and cheese, eggs and dried figs, along with plenty of milk, and fresh water. Odd, given that the villagers themselves have endured a semi-famine.

But Vernon realises its significance. This is the food you give to sacrificial victims. It is recorded in that ancient manuscript Leithen had passed on to him. And thus they draw closer and closer together, Vernon realising she is not at all the spoiled brat she came over as in their previous encounters but a woman with a core of steel, determined to pay back the debt incurred by her decadent forebears, determined to see it out to the last.

Talking to the ancient servant Mistri Vernon learns that the day appointed for the ceremonial burning of the house is three days hence on Good Friday. He also learns about the ceremony which is held a day or two prior to this, the race among the young men of the village on the Dancing Floor as soon as the moon rises, and the victor being crowned King and choosing the male sacrifice – the event Leithen observed in Part 2.

Aha! Vernon conceives a plan. He will get Mitri to smuggle him out of the house, he will get Mitri to put it about that he (Vernon) is a native of a remote mountain village. He speaks Greek. His face is brown from sailing. He will pass as a local, take part in the race and win. Koré is puzzled when he tries to explain, so he puts it in pukka English tally-ho style:

Since Koré still looked puzzled, he added: ‘We’re cast for parts in a rather sensational drama. I’m beginning to think that the only way to prevent it being a tragedy is to turn it into a costume-play.’ (p.221)

Chapter 16

Vernon climbs down a drainpipe, makes his way to the causeway, and bluffs his way past the guards, using his passable Greek (wildly improbable). Walks east round the coast till he sees his yacht anchored in the other bay, the one where Leithen and Janni had seen it. He swims out to it and is reunited with his loyal Epirote who has some choice insults to hurl at the people of Plakos who chased him away from the main harbour more or less at gunpoint.

It’s at this point that this Epirote (who we learned in the Leithen chapters is called Black George) tells Vernon that the day before an Englishman had swim out to the boat, made him row the dinghy to the shore where he’d met the man’s Greek assistant, and they’d told a wild tale about a woman in danger.

This is, of course, Leithen and Janni whose version of this event is given in Part 2. The two strands of narrative are converging.

To cut a long story short, Vernon mixes in with the village crowd heading towards the Dancing Floor for the evening of the race and manages to become one of the young men jostling around the start of the race. As we know, after a slow start, Vernon goes on to win, grab a torch, run to the sacred well in the centre of the meadow and dowse the torch, then listen to the instructions of the priest and master of ceremonies. This man makes it clear that Vernon’s role is to be placed inside the house and wait till the first fires are lit before murdering its inhabitants, then being let out by whichever door he exits to watch the climax of the ceremony.

Then the priest asks him to choose the male sacrifice and armed men bring forward Maris, Leithen’s assistant who had been captured. Vernon spots that he is unwilling and has the manner of a soldier so on the spot chooses him, he has a vase of holy water poured over him, then is manhandled alongside Vernon up to the house, to be sent inside.

Chapter 17

Once they’re inside the house Vernon reveals to Mitri who he is and the latter astonishes him by saying he has come to the island with an English colonel and Milord. Good grief! Leithen!! Vernon realises Leithen is in on the game.

Back to the present they have 24 hours to prepare (until Good Friday night) but are at a loss how to escape once the fire is lit because all exits will be thronged with fanatical villagers, who’ve been led to believe (it’s now made clear) that the whole ritual will lead to the advent of THE OLD GODS, a god and goddess risen from the ashes.

‘We are dealing with stark madness. These peasants are keyed up to a tremendous expectation. A belief has come to life, a belief far older than Christianity. They expect salvation from the coming of two Gods, a youth and a maiden. If their hope is disappointed, they will be worse madmen than before.’

Over the course of many fretful hours and intense conversations, they try to come up with an escape plan. The two servants will be allowed to leave by the mob outside, but as to Koré, how can Vernon get her out of the house and down to his yacht, how can he get his man to bring it round to the bay of the mansion etc?

Suddenly they jointly reach a realisation: they will give the villagers their gods. They enter a kind of visionary state whereby they both realise this is their destiny. Certainly this is the strange destiny the long story about Vernon’s nightmares from the start of the book, now seems to have been heading towards.

By very different roads both had reached a complete assurance, and with it came exhilaration and ease of mind…The only problem was for their own hearts; for Koré to shake off for good the burden of her past and vindicate her fiery purity, that virginity of the spirit which could not be smirched by man or matter; for Vernon to open the door at which he had waited all his life and redeem the long preparation of his youth. They had followed each their own paths of destiny, and now these paths had met and must run together.

So the text now partakes of the same visionary intensity as the villagers. Everyone has entered this state of religious exaltation.

Chapter 18

Chapter 18 cuts back to Leithen’s point of view. You may remember we left him charging through the gap in the wall and into the garden or olive grove just as the guardians of the house set it alight. He sees flames licking at the building and climbing into the sky but more immediate is that he keeps bumping into armed guardians of the house who are fleeing in terror.

Long story short, Koré and Vernon have exited the house dressed in immortal white and are processing, slowly and stately, as if they are the old pagan gods born again and Leithen himself is caught up in the panic hysteria.

What I saw seemed not of the earth – immortals, whether from Heaven or Hell, coming out of the shadows and the fire in white garments, beings that no elements could destroy. In that moment the most panicky of the guards now fleeing from the demesne was no more abject believer than I… For a second I was as exalted as the craziest of them. (p.246)

Even when he realises that it is Koré and Vernon, they are transformed:

It was not Koré I was looking at, but the Koré, the immortal maiden, who brings to the earth its annual redemption…What I was looking at was an incarnation of something that mankind has always worshipped – youth rejoicing to run its race, that youth which is the security of this world’s continuance and the earnest of Paradise…I recognized my friends, and yet I did not recognize them, for they were transfigured. In a flash of insight I understood that it was not the Koré and the Vernon that I had known, but new creations. They were not acting a part, but living it. They, too, were believers; they had found their own epiphany, for they had found themselves and each other. (p.247)

The impact on the assembled crowd is dramatic. At first the Dancing Floor is packed with villagers and people from the mountains gathered to witness this mystery and they watch in holy awe. Then a great ripple goes through the crowd and it breaks and panics. Everyone turns and runs. Soon the Dancing Floor is empty.

Leithen turns to Maris and orders him to go alert the yacht to move in closer (he still doesn’t realise it’s Vernon’s yacht, thinks they’re just dealing with Black George). Leithen runs forward and embraces Vernon and Koré who are both now coming down off their high of exaltation, and starting to show the effects of nervous exhaustion. He helps them along the street to the main harbour, and they all – Koré and Vernon, Élise and old Mitri, Maris and Janni, and Leithen – go aboard the yacht and cast off.

That’s it. They are saved with not a shot fired and no-one harmed. The wicked old house of sin has gone up in flames. And the terrified locals have fled to the church which they are packing out and pleading for mercy from the Christian God they had shunned. Everything sorted. Happy ending.

And Leithen has the last word, lighting a pipe as the dawn wind freshens and looking at the young lovers who have fallen into a dead sleep. He concludes the story with a sentiment which would have warmed most reader’s hearts until the last few generations, a vision of heteronormativity, for he wonders how these two strange, obstinate young people will actually fare together.

How would these two, who had come together out of the night, shake down on the conventional roads of marriage? To the end of time the desire of a woman should be to her husband. Would Koré’s eyes, accustomed to look so masterfully at life, ever turn to Vernon in the surrender of wifely affection? As I looked at the two in the bows I wondered.

But even as he thinks this, they move closer together in their sleep and, unconsciously, Vernon moves a protective arm around his woman. They will be fine. What a long, drawn-out, convoluted and outlandish farrago of a story!

P.S.

The Wikipedia summary says that: ‘In the house, Vernon had recognised the room that appeared in his dreams, and Koré as his yearly-advancing presence’ thus very neatly giving meaning to his annual nightmare – but I just read the last chapters quite carefully and didn’t notice this, slick though it would have been.


Social history

A selection of the chance, throwaway comments by the narrator which shed light on the values and ideas of the time i.e. just before and after the Great War. Often, in these old texts, I find the peripheral details more interesting than the shallow characters and preposterous plots.

Freud

Those were the days before psycho-analysis had become fashionable, but even then we had psychologists…

The Great War

My path was plain compared to that of many honest men. I was a bachelor without ties, and though I was beyond the statutory limit for service I was always pretty hard trained, and it was easy enough to get over the age difficulty. I had sufficient standing in my profession to enable me to take risks. But I am bound to say I never thought of that side. I wanted, like everybody else, to do something for England, and I wanted to do something violent. For me to stay at home and serve in some legal job would have been a thousand times harder than to go into the trenches. Like everybody else, too, I thought the war would be short, and my chief anxiety was lest I should miss the chance of fighting. I was to learn patience and perspective during four beastly years.

The post-war

He gives a vivid description of the frenetic atmosphere of 1919, young men rootless and aimless, young women desperate to capture the four lost years of fun, colliding in a world of wild parties and frantic dancing (pages 59 to 61).

He had called her tawdry and vulgar and shrill, he had thought her the ugly product of the ugly after-the-war world. (p.216)

Though Leithen doesn’t like it, regarding it as ‘a good deal of shrillness and bad form’, under the circumstances, he can understand it. In among his bad-tempered grumbling about the new world and its manners, he has an amusingly unkind word for the movie industry:

Well-born young women seemed to have taken for their models the cretinous little oddities of the film world.

A hundred years later those cretinous little oddities dominate the worlds of celebrity, fashion, merchandise and even social movements (#metoo) to an unprecedented degree.

Buchan’s racism

One night Vernon and I had been dining at the house of a cousin of mine and had stayed long enough to see the beginning of the dance that followed. As I looked on, I had a sharp impression of the change which five years had brought. This was not, like a pre-war ball, part of the ceremonial of an assured and orderly world. These people were dancing as savages danced – to get rid of or to engender excitement. Apollo had been ousted by Dionysos. The nigger in the band, who came forward now and then and sang some gibberish, was the true master of ceremonies.

Doesn’t need any comment from me.

Buchan’s antisemitism

Leithen expects to dislike Ertzberger because he is a Jewish banker:

If any one had told me that I would one day go out of my way to cultivate a little Jew financier, I would have given him the lie…

Although, in the event, he likes Ertzberger – ‘I had liked him, and found nothing of the rastaquouère in him to which Mollie objected.’ (I had to look up rastaquouère. It means: ‘A social upstart, especially from a Mediterranean or Latin American country; a smooth untrustworthy foreigner.’). But Leithen’s liking doesn’t extend to Ertzberger’s wife.

She was a large, flamboyant Belgian Jewess, a determined social climber, and a great patron of art and music, who ran a salon, and whose portraits were to be found in every exhibition of the young school of painters.

Buchan’s sexism

Is this sexist? Is it misogynist? It’s not full of hatred of women, just, maybe, rather patronising.

I once read in some book about Cleopatra that that astonishing lady owed her charm to the fact that she was the last of an ancient and disreputable race. The writer cited other cases – Mary of Scots, I think, was one. It seemed, he said, that the quality of high-coloured ancestors flowered in the ultimate child of the race into something like witchcraft. Whether they were good or evil, they laid a spell on men’s hearts. Their position, fragile and forlorn, without the wardenship of male kinsfolk, set them on a romantic pinnacle. They were more feminine and capricious than other women, but they seemed, like Viola, to be all the brothers as well as all the daughters of their father’s house, for their soft grace covered steel and fire. They were the true sorceresses of history, said my author, and sober men, not knowing why, followed blindly in their service.

It’s certainly the kind of tone and opinion you read in older (Victorian, Edwardian) criticism and essays. To me it’s a romantic fantasy as fantastical and concocted as the spirit and plot of the rest of this cooked-up fantasia.

Slim women

Buchan prefers slim women, women who are, in fact, almost indistinguishable from boys – so he approved of this aspect of post-war fashion, the skinny flappers, even if he hated their too much makeup and frenetic dancing to barbarous music.

There were several girls, all with clear skins and shorn curls, and slim, straight figures. I found myself for the first time approving the new fashion in clothes. These children looked alert and vital like pleasant boys, and I have always preferred Artemis to Aphrodite.

Hence Vernon’s first sight of Kore in the doomed House:

He saw a slim girl, who stood in the entrance poised like a runner…

And when he realises he’s falling in love with her, Vernon, characteristically for his ilk, juvenilises her even more, making her a child:

Vernon had suddenly an emotion which he had never known before—the exhilaration with which he had for years anticipated the culmination of his dream, but different in kind, nobler, less self-regarding. He felt keyed up to any enterprise, and singularly confident. There was tenderness in his mood, too, which was a thing he had rarely felt—tenderness towards this gallant child. (p.218)

Which, of course, tends to give him the feeling of being the responsible and in-control father.

Boys

Mind you, it’s not just young women who are reverted to childhood. Both Leithen and Vernon feel rejuvenated and restored to a feeling of boyish adventure by these preposterous high jinks:

All this care would have been useless had Vernon not been in the mood to carry off any enterprise. He felt the reckless audacity of a boy, an exhilaration which was almost intoxication, and the source of which he did not pause to consider. Above all he felt complete confidence. (p.222)

Civilisation and barbarism

I had a moment of grim amusement in thinking how strangely I, who since the war had seemed to be so secure and cosseted, had moved back to the razor-edge of life. (p.179)

A comment in a critical essay has alerted me to the idea that Buchan’s central notion is the dichotomy between civilisation and barbarism, and it’s certainly at the heart of this book. In his office in London Leithen is seized by a sense of unreality at the discrepancy between the mad pagan rituals he’s reading about and the everyday boredom of London traffic and tea at 4.

The opposite of civilisation is barbarism and, once settled on the island, he comes to think of the local Greek peasants as barbarians.

Here was I, a man who was reckoned pretty competent by the world, who had had a creditable record in the war, who was considered an expert at getting other people out of difficulties – and yet I was so far utterly foiled by a batch of barbarian peasants. (p.156)

What is barbarism? At its core is the intention to murder, in the case of the Greek islanders, organised, premeditated murder:

The madmen of Plakos were about to revive an ancient ritual, where the victor in a race would be entrusted with certain barbarous duties.

But it doesn’t just happen to others in remote communities – as Leithen becomes more and desperate about Koré’s safety, he himself undergoes a transformation back down the rungs of the ladder.

I was now quite alone – as much alone as Koré – and fate might soon link these lonelinesses. I had had this feeling once or twice in the war – that I was faced with something so insane that insanity was the only course for me, but I had no notion what form the insanity would take, for I still saw nothing before me but helplessness. I was determined somehow to break the barrier, regardless of the issue. Every scrap of manhood in me revolted against my futility. In that moment I became primitive man again. Even if the woman were not my woman she was of my own totem, and whatever her fate she should not meet it alone. (p.168)

The same reversion to a primitive avatar which he undergoes when he sees the Dancing Floor all decked out for the ceremony:

The place was no more the Valley of the Shadow of Life, but Life itself – a surge of daemonic energy out of the deeps of the past. It was wild and yet ordered, savage and yet sacramental, the home of an ancient knowledge which shattered for me the modern world and left me gasping like a cave-man before his mysteries.

And:

I was struggling with something which I had never known before, a mixture of fear, abasement, and a crazy desire to worship. Yes – to worship. There was that in the scene which wakened some ancient instinct, so that I felt it in me to join the votaries.

An unhallowed epiphany was looked for, but first must come the sacrifice. There was no help in the arm of flesh, and the shallow sophistication of the modern world fell from me like a useless cloak. I was back in my childhood’s faith, and wanted to be at my childhood’s prayers.

And Vernon, as he mingles with the young men about to start the sacred race, feels just the same:

He saw the ritual, which so far had been for him an antiquarian remnant, leap into a living passion. He saw what he had regarded coolly as a barbaric survival, a matter for brutish peasants, become suddenly a vital concern of his own.

In other words, not only communities of outsiders and foreigners (the Greeks in this story, the Black rebels in Prester John) can be barbarians i.e. fired up to murder the innocent and unarmed according to ancient and bloodthirsty values – but even men as calm, sedate, educated and civilised as Sir Edward Leithen or as prosaic and urbane as Vernon Milburne, can be sent reeling back through the centuries to a primitive core, reduced to a primitive man, cave man level of cognition and emotion. We are all susceptible.

English countryside

From time to time Buchan gives lyrical descriptions of the English landscape:

I had fallen in love with the English country, and it is sport that takes you close to the heart of it. Is there anything in the world like the corner of a great pasture hemmed in with smoky brown woods in an autumn twilight: or the jogging home after a good run when the moist air is quickening to frost and the wet ruts are lemon-coloured in the sunset; or a morning in November when, on some upland, the wind tosses the driven partridges like leaves over tall hedges, through the gaps of which the steel-blue horizons shine?

They remind me of Saki’s rhapsodies about the countryside in his novels, for example 1913’s When William Came except that Saki is much better at this sort of thing than Buchan.


Credit

The Dancing Floor by John Buchan was first published by Hodder and Stoughton in 1926. References are to the 1987 Penguin paperback edition.

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John Buchan reviews

Luxury and power: Persia to Greece @ the British Museum

This is an exhibition with a thesis. The layout and design, the structure, the choice of topics addressed and even the selection of individual artefacts, have all been made to support the central argument. What is this thesis? It’s another one of those ‘undermining received opinion’ exhibitions, so common nowadays.

In this case the received opinion goes like this: in the fifth century BC, from roughly 500 to 450 BC, the federation of Greek city states, led by Athens, fought off repeated attempts to invade and conquer them mounted by the huge Persian (proper scholarly name, Achaemenid) Empire, under its kings, Darius the Great (ruled 522 to 486 BC) and Xerxes the Great (ruled 486 to 465 BC).

You can see from this map how the Achaemenid Empire, at its height around 500 BC, covered a large swathe of south-central Asia and how vexing it was for its rulers that it swept through the Middle East, all of Turkey and up into the Balkans only to be blocked by the obstinate city states of Greece (at the far left of the map).

The Achaemenid Empire at its Greatest Extent, about 500 BC. Created by Mossmaps, accessed from Wikipedia

Contemporary Greeks, notably the historian Herodotus, but many other politicians and playwrights whose works have survived, portrayed the conflict as a desperate struggle against the odds of free, democratic states battling oriental tyranny.

In particular – and the focus of this exhibition – is the way that Greek leaders, politicians, writers and historians, but also artists, sculptors and craftsmen, routinely associated the Persians with luxury, with excessive wealth, which they went on to associate with moral failings such as decadence, greed, corruption, effeminacy, and so on.

The legendary King Midas (originally an actual ruler of Phrygia in central Anatolia) and how he was curse to turn everything he touched into gold, became associated with the Persians, a symbol of the punishment incurred by unlimited greed.

Recreation of an Achaemenid court robe, made with expensive dyes, rich embroidery and gold applique, designed to be draped and belted across the middle. Designed by Lloyd Llewellyn-Jones, Professor of Ancient History at Cardiff University (2022)

According to Greek writers all this Oriental extravagance and decadence starkly contrasted with their own pure, restrained and high-minded art and culture, which was summed up in the inscription above the famous oracle at Delphi: ‘Nothing in excess‘.

East versus West

This stark dichotomy or binary view of civilisations, of a fundamental opposition the West and the Eastern Mediterranean, was to have a strong influence on the Roman Empire, whose leaders and writers also associated themselves with lofty principle and morality, and their opponents in the East – the successors to the Persians, the Parthian Empire – in identical terms. We are brave, they are warlike. We are high-minded and principled, they are lawless and treacherous. We live lives of dignity and restraint, they wallow on luxury and sensuality. All tropes which would again be revived when, in the late Middle Ages, the Ottoman Turks conquered Anatolia (modern Turkey) and then pushed on into Thrace, eventually conquering Greece itself in the 1700s.

These tropes lived on into 18th and 19h century scholarly works, of history, art and anthropology, as what the American critic Edward Said called ‘Orientalism’ i.e. associating the empires, states and peoples of the East with luxury, corruption, decadence, sexual profligacy and so on.

Arguably, this great founding binary between noble democratic West and tyrannical barbarous East underwent another enormous revival in light of the 9/11 terrorist attacks on New York, in aftermath of which loads of American leaders and opinion-makers revived all these old tropes, painting the Middle East as a land of wild-eyed religious fanatics, with the American political scientist Samuel P. Huntington going as far as claiming the terrorist attacks had revived an age-old, unchangeable and inevitable ‘clash of civilisations’.

The only thing problem with this long and hallowed tradition is that, right back where it started, with the polar opposition between Greeks and the Persians… it’s wrong. And this exhibition at the British Museum sets out to show why.

Undoing the stereotype

It does so by presenting two counter-claims:

  1. Persian luxury wasn’t what the Greeks claimed it to be
  2. the Greeks were far from being as spartan and luxury-free as they claimed, but themselves valued luxury goods and incorporated many aspects of Persian craftsmanship and style into their own artefacts

To put it another way, for over two thousand years scholars and writers in the West have tended to take the Greeks’ at their own valuation of themselves, not least because our own power structures (of Christendom versus the Turks, of the European powers when they created their empires, of the modern 21st century American empire) found the Greeks’ binary tropes useful to confirm the superiority of the moral West. But the actual objects from these two supposedly distinct cultures tell a different story. They reveal a far more complex and messy picture of cultural interaction, interpenetration, influence and involvement than the official documents.

Thus, with disarming simplicity, the exhibition reflect this binary worldview, starting with two rooms: the first one displays a range of objects from different parts of the Achaemenid (Persian) Empire, some to explain the history and structure of the empire, some to demonstrate how luxury objects were used to express and support political and cultural power.

Room two focuses on the other half of the dyad, classical Athens of the 5th century BC, again with some objects used to explain the history and cultural highpoints of the period (of which the construction of the Parthenon between 447 and 438 BC is the most notable item), before going on to display cases which indicate how the Athenians incorporated, remodelled and adapted influences from the East through a variety of handicrafts and objects.

Hellenistic

And then, to prove its point that there was always more complex interplay between cultures right across the region, the third and final room looks in detail at the culture which arose after the conquest of Alexander the Great.

Alexander turned the tables on the Persians for, after conquering all of Greece, he swiftly took Anatolia, conquered Egypt and then pushed on into modern Iraq and Iran and into Afghanistan. It was here that his dazzling ten-year career of ceaseless conquests came to an end with his untimely death in Babylon in 323 BC.

On his death Alexander’s short-lived empire quickly collapsed into individual kingdoms ruled by his various generals and there’s a display of coins with heads of those who managed to emerge as new rulers including the Antigonids (who emerged to rule Macedonia), the Ptolemies in Egypt, the Seleucids in Persia. Nonetheless the Greek culture, literacy, models of poetry and writing, models of sculpture and architecture, lived on after him across the whole region.

Because some Greeks called their homeland Hellas and its inhabitants Hellenes, scholars have for hundreds of years referred to the period from 323 until the Romans conquered Egypt in 31 BC, as the Hellenistic period, and art historians refer to the style which developed across it as the Hellenistic style.

The curators include a room on post-Alexander Hellenistic culture in this exhibition because they want us to arrive at it with fresh eyes: instead of the Hellenistic style representing a new synthesis of opposing traditions – which art historians have traditionally seen it as – this exhibition argues that Hellenism was more like the logical continuation of complex cross-cultural contacts and currents which had been swirling across the region for centuries before, despite the insistence to the contrary of Greek propagandists, who scholars for too long have taken too literally.

Room 1. The Achaemenid Empire

So room one attempts to show that the so-called ‘luxury’ of the Persians wasn’t indicative of moral failings, as Greek propagandists liked to claim, but was an intrinsic aspect of their statecraft. In other words, artefacts and objects, ceremonies and rituals which involved or highlighted wealth were important tools in keeping together such a huge and heterogeneous empire. When the Achaemenids conquered a territory, they went out of their way to appease populations. They often left native rulers in place (such as King Arbinas of Lycia for whom the Nereid Monument was built which is viewable elsewhere in the museum) or replaced them with regional administrators called satraps.

The new Persian rulers let their subject peoples continue to practice their religions – but they insisted on the pomp and pageantry which established them firmly as the ultimate rulers, distributing largesse and gifts to confirm the hierarchy of client king or satrap, and emperor. Satraps in turn collected taxes and tributes, and then granted largesse on a local level.

Thus the Persian administrative system court used objects of exquisite luxury not only as markers of authority but as intrinsic means to the administration of the empire. In doing so, a distinctive Persian style developed that was copied by different social classes throughout the empire and spread far beyond, into Greece itself and up into the Balkans. To quote one curator, the ‘Persians wielded “luxury” as a political tool across a vast and complex empire.

The Greek interpretation of Persian ‘luxury’ was a misreading: the Greeks interpreted it through a moralising prism and failed to understand that ostentatious displays of luxury were central to the Persian Empire’s administrative methodology.

Power was demonstrated not just by luxury objects but ceremonies and activities such as holding public audiences, banquets for subject kings and courtiers, and hunting expeditions. The court moved seasonally between the capital Persepolis, Babylon, Susa and Ecbatana, to hold court, administer justice, and confirm his power around his huge multicultural empire. The king travelled with a vast camp including a royal tent equivalent to a palace throne.

According to the Greek writer Xenophon, the Persian emperor would reward client kings and courtiers with gits such as a horse with a gold bit, a necklace of gold, a gold bracelet, a gold scimitar, a Persian coat, and so on.

Persian armlet © The Trustees of the British Museum

The room starts with historical background to the Greco-Persian wars: with Cyrus the Great (died in 530 BC), founder of the Achaemenid Empire, and then Darius I (550 to 486 BC) who launched the first invasion of Greece (492 to 492). This failed, he began preparation for another one, but died before it could start and handed on preparations to his son, Xerxes.

Xerxes (486 to 465 BC) led the second attempted invasion of Greece, invading via a bridge he had constructed across the Hellespont (480 BC), and mounting a military campaign marked by the battles of Thermopylae, Salamis, and Plataea. Although he at one point captured Athens and burned the buildings on the Acropolis (480), Xerxes was defeated at Plataea and, facing revolts in various provinces back in the empire, was forced to retreat from Greece. The defeat of his huge campaign spelled the beginning of the decline of the Achaemenian Empire.

Room 1 displays

Having given a brisk overview of the historical background, the exhibition moves on to cases devoted to various aspects of the central topic, ‘luxury’.

One of the most numerous types of object are so-called rhytons. These are drinking vessels but, the exhibition tells us, were part of a surprisingly ornate ritual. You’re a very senior Persian official and, at a banquet, you hold the rhyton in one hand while a slave fills it with wine. When it reaches a certain level you tip it with one hand and a stream of wine gushes forth from a small hole at the bottom, often concealed amid an elaborate design, and the thing is, you had to direct this stream of wine towards a shallow bowl you’re holding in your other hand. You don’t drink from the rhyton, you drink from the bowl. The rhyton is a luxury object designed to showcase your power and prestige, as is the entire ritual.

Gilt silver rhyton shaped as a griffin © The Trustees of the British Museum

Sound unlikely? Well, there’s a carved stone relief showing precisely this action being carried out at a banquet and there’s several cases full of beautifully worked examples of these wine pourers, crafted into all kinds of animal motifs.

Detail of the Nereid Monument showing Arbinas, king of Lycia, at a banquet using a rhyton and drinking bowl. In multicultural fashion, he sports a Persian beard but is wearing a Greek gown © The Trustees of the British Museum

Other aspects of Persian ‘luxury’ include bottles created to contain rare and precious spices and oils and objects such as the exquisite gold armlet (above), details of peacocks and parasols, jewellery and make-up. The king wore fur-lined coats, a golden torc around his throat, all markers of supreme power.

Persian rulers used chariots for hunting but also as symbols of power and dominance. The most common animals in Persian imagery are the mightiest animal then known, the lion, and the mythical creature, the griffin, both of which are depicted across all media from the Persian Empire.

Gateway 1. The Persian wars

You pass from room 1 to room 2 through a kind of gateway, angular upright and lintel painted jet black to distinguish it from the dazzling white of the rest of the show. In each of these there is an animated map and a couple of artefacts reflecting war. The first one is a 30-second animation showing the path of the two Persian invasions into mainland Greece: the first one from 492 to 490, ending in defeat at the Battle of Marathon; the second one, from 480 to 479, which featured the battle of Thermopylae, the naval battle of Salamis (480) and the Persians’ definitive defeat at Plataea. To set the tone the animation is accompanied by a classic Greek helmet and a figurine of a warrior.

Room 2. Ancient Athens

Again, the room starts with the basic history, describing the development of the Greek city states, especially Athens, which rose to have an empire of its own, complete with an enormous population of slaves and a flock of smaller cities who paid her handsome tributes, as well as wealth from the silver mines discovered in 483.

Bust of Pericles (about 430 BC) © The Trustees of the British Museum

There’s a bust of Pericles the great statesman (495 to 429 BC), whose noble speeches are recorded by the historian Thucydides, and who oversaw the development of Athenian democracy and the building of a new, astonishingly beautiful and mathematically precise temple to Athena Parthenos atop the Acropolis. This temple, the Parthenon, was not only a temple but a treasury, a storehouse, packed with treasures of all kinds.

The exhibition backs this up with an illustration of the original Parthenon, brightly painted and decorated, and photos of the modern reconstruction of the enormous statue of Athena Parthenos (‘the virgin’) which was the focal point of the Parthenon and which was a gaudy, brightly painted figure, 12 metres tall, made of ivory, wood and gold.

Reconstruction of the statue of Athena Parthenos at the reconstruction of the entire Parthenon in Nashville, Tennessee. Luxury permitted when it enhanced the prestige of the city.

There’s an inventory of some of the treasure the temple once contained, carved in stone (including the throne of King Xerxes, captured at the Battle of Salamis); and part of a relief from the Elgin Marbles showing women processing towards the temple carrying luxury plates and objects, possibly captured from the Persian army, to devote to the goddess.

This section explains how the Athenians struggled to reconcile their self image as noble, egalitarian democrats with their growing wealth. One solution was to decide ‘luxury’ was permissible so long as it wasn’t attached to individuals but was used to honour that state.

It also explains the socio-political reasons for this aversion to luxury. Democracy was a response to civil conflict. Competitive displays of wealth among Athens’s richest families had led to tensions and violence at the end of the 6th century. When the statesman Kleisthenes introduced his reforms in 508 they were designed to defuse these tensions by enforcing greater equality between citizens. The laws he introduced distributed political responsibility among all adult male citizens in a system they came to call the rule of the people, demos-kratos.

Thus the animadversions of so many writers against personal displays of ‘luxury’ wasn’t based on morality alone, but on a very real fear that they would revive the social conflicts of the late 6th century which had threatened to plunge the city into civil war. Banning private displays of wealth was a political necessity.

Room 2 displays

Take peacocks. Peacocks were a very Persian marker of luxury and caste. They arrived in Athens sometime during the 5th century BC. Expensive to keep and with no practical purpose, they were classic markers of wealth and luxury, which meant their owners had to be careful not to raise democratic hackles. One aristocrat publicly displayed his peacocks once a month: luxury was acceptable so long as it was presented as benefiting the community.

As to Athenian views of the Persians, there’s a hilarious display case showing how the Greeks portrayed them on the many, many vases they made, decorated with line drawings of characters and animals. On earlier pots Persian characters are depicted as wearing trousers and jackets, very barbaric from a Greek perspective, but dignified and noble warriors.

After the triumphs of the Persian war, the depiction of Persians became more mocking and derisive, notably in the image of a defeated Persian sitting side-saddle (effeminate) on a donkey (not a warlike horse) facing backwards.

Green pot showing a Persian warrior seated side-saddle, facing backwards on a donkey (about 470 BC) © The Trustees of the British Museum

Or take the Persian habit of having slaves carry a parasol to protect you from the fierce Middle Eastern sun. In Greek depictions, this was turned into parasols for delicate ladies, associating the Persians with effeminacy. In part this was because women played no part in Athenian politics and so were, in a sense, free to toy with decadent habits. Another one the exhibition points out, is the use of make-up and eyeliner, something Persian men wore but would be unthinkable in a fine, upstanding male Greek citizen.

Fish were another pressure point. Rich Athenians imported from the Persians a taste for rare and exotic fish, something which was publicly disapproved of, as shown here by a vase illustration and a disapproving quote from the playwright Aristophanes. (Compare and contrast with Roman moralists from Cicero onwards singling out ownership of rare fish ponds as one of the first markers of the Roman Republic’s slide into decadence and decay.)

Remember the rhytons which figured largely in the first room? This room has half a dozen examples showing how the Greeks adapted and undermined their grandiloquent originals. For a start they’re generally made from the Greeks’ favourite material, good democratic clay not ostentatious silver. And , as in this example, the bombastic use of an animal’s head (a lion’s) is undermined by the realistic and very Greek narrative depicted on the main body of the vase, above it.

Lion head drinking cup © The Trustees of the British Museum

There’s a case explaining that the Persians used images of bulls, lions and griffins in their power objects, but that these characteristically Persian motifs were also incorporated by Athenian designers. The exhibition features examples including beautifully crafted jewellery such as pendants and bracelets, and even a wonderful pair of earrings with tiny deer-heads in the shape of rhytons. What had been exemplary markers of Achaemenid royal court have been transformed into high-end fashion accessories for wealthy Athenians.

Interestingly, Persian motifs and depictions of characters wearing classic Persian dress became slowly more stylised and generalised, over time. A century after peace had been made with Persia (i.e. by 350) Persian motifs had been generalised into images and symbols of the vague East, including griffins, Amazons and other legendary animals and peoples.

Gateway 2. Alexander’s conquests

As with the passage from room 1 to room 2, so the passage from room 2 to room 3 is through a narrow, relatively low archway painted jet black in which is embedded a screen showing an animation, in this case showing the path of Alexander’s astonishing victories across Anatolia, into Egypt and then across Mesopotamia, Persia and Afghanistan.

Map showing extent of Alexander’s conquests in 323 BC. As you can see, it almost completely replicates the extent of the Achaemenid Empire at its height (source: Encyclopedia Britannica)

Room 3. Hellenistic culture

Born in 356 BC Alexander inherited the throne of Macedonia on the death of his father, Philip II, in 336, at the age of 20, and almost immediately set about fighting his rivals in northern and central Greece, wars in which he enjoyed unparalleled success, uniting all of Greece under his rue before pursuing campaigns in Asia Minor, into Egypt and then east into Mesopotamia.

The period from Alexander’s death in 323 down until the overthrow (suicide) of Queen Cleopatra VII of Egypt in 31 BC, is generally referred to as the Hellenistic period.

Alexander not only swept aside the Persian empire but the range and cosmopolitan nature of his empire ushered in a new age in which eastern and western styles of luxury were fused, hence the need for a distinct adjective, ‘Hellenistic’ style, a style which originated in Greece but freely incorporated eastern and oriental subject matter and styles.

Alexander has, of course, been traditionally viewed as a great Greek hero. The curators ask the teasing question, was he? Or could he more accurately be described as the last Achaemenid king? Because when he conquered the Persian Empire he inherited a highly organised, centralised administration. He maintained the existing system of provinces and retained some Persian governors. And then he remodelled images of his rule on the Persian style. He held court in the tent of his foe, Darius III and ordered suppliants to kneel before him, in a most ungreek manner.

In the era after Alexander’s conquests, cities across Asia developed as trading hubs for precious materials such as gold, silvery and ivory, housing specialist craftsmen. True to the spirit of Hellenism, they mixed motifs from Greece, Persia and Egypt.

Room 3 displays

Again there are a couple of panels summarising the history before we move on to look in detail at a range of objects. One of the most stunning is a gold wreath from Turkey, similar to those found in elite tombs in the kingdom of Macedonia. The gold oak wreath consists of two branches, bound together at the front by a model of a bee and with two gold cicadas concealed among the leaves. From the tomb of a local aristocrat in western Turkey, it epitomises the spread of ‘luxury’ across the region and the evolution of cosmopolitan styles in the wake of Alexander’s conquests.

Gold wreath: can you spot the two cicadas hidden among the leaves? One is just above the bottom-left leaf; the ‘bee’ is at the top of the thin circle of gold, with 3 triangular wedges at the bottom, looking more like a tiny owl © The Trustees of the British Museum

There’s a display case about ivory, explaining the culture’s attitude to elephants, the trade in tusks and the ‘luxury’ good made from them. There’s a set of clothes, trousers and a jacket, representing Hellenistic cultural synthesis. It’s actually a recreation of a Persian riding costume. Persians wore a costume which included cap, coat, tunic and trousers. Alexander liked to mix Persian and Macedonian costume. He adopted the tunic, cap and sash but not the trousers which, as a good Greek, he considered barbaric.

Persian riding costume as recreated by Lloyd Llewellyn-Jones (2022)

The Panagyurishte Treasure

But pride of place in the third room goes to extraordinary Panagyurishte Treasure from Bulgaria (roughly equivalent to ancient Thrace). Accidentally discovered by three brothers in 1949, these treasures are outstanding examples of ancient metalworking and demonstrate the influence of Persian and Greek luxury across the Balkans.

Remember the Persian rhytons from room one, and how we saw them being echoed and rework by the Athenians in room two? Well, of the nine pieces in the Panagyurishte Treasure, no fewer than eight are rhytons, beautifully crafted gleaming gold. The ninth object, the big circular plate, is one of the shallow bowls which you poured wine into from a rhyton and actually drank from. Still can’t really imagine how you’d do this without spilling loads of wine down your front, unless you were exceptionally dexterous.

Panagyurishte Treasure © National Museum of History, Bulgaria

The Panagyurishte treasures rarely leave Bulgaria, and were last seen in the UK in 1976, so this is a once-in-a-generation opportunity to see them.

Information cabinets: raw materials and techniques

The exhibition is punctuated by information ‘boxes’, white cubes with text printed on them and a little glass pane showing samples of the material being explained. So there’s a box devoted to frankincense which contains samples of the aromatic gum from frankincense trees which was used in antiquity as medicine and incense. Apparently rulers of Arabia sent to the Achaemenid emperor every year about 26,000 tonnes of frankincense as tribute, which was then distributed to rulers across the empire as a symbol of the emperor’s largesse.

There’s a box about silver and its role in Persian artistry, which contains some actual silver ore, ingots and silver coins.

There’s one about the marble the ancient Greeks used to build the Parthenon and other temples, explaining that the particular type they used (‘Pentelic’ marble from Mount Pentelikon, 10k from Athens) contained traces of oxidised iron which gives the buildings that warm glow around sunset time, with some examples of marble fragments.

There were other similar explanations and samples of alabaster (‘a soft, luminous stone prized for its coloration and distinctive veining’) and ivory (the role of elephants in Persian and Greek culture, and the use of ivory, having a display case to themselves, including a cute ivory carving of a satyr’s head, which once decorated the head-rest of a couch).

Some of these info boxes are complemented by videos, each only about 60 seconds long, which give you insight into methods and techniques. There’s an interesting one about techniques used to manufacture a stunning Persian robe (displayed next to it), another one about how to create black glaze pottery ancient Greek style, one showing how the Greeks used glazes to give ceramic pottery a finish which mimicked Persian metalware. Persian metalware = decadent luxury; Greek pottery = democracy and morality.

But the standout one for me, one of the highlights of the exhibition, was a 60-second video showing how the Tyrian purple dye, famous across the Mediterranean for over for millennia, is actually made. I’ve read about it hundreds of times but never before seen a craftsman take one of the murex sea snails, crack it open with a hammer, dexterously extract its hypobranchial gland from the gloopy body and add this to a load of others kept in a jar, where sunlight and decay make them turn a rich purple colour. Once the coloration process is complete, the jar of glands is laid out in the sun to dry, then ground to a fine powder to create the basis of the purple dye, for over a thousand years associated with royalty and power. Because of its labour-intensive production, pure Tyrian dye was more expensive, pound for pound, than gold.

Conclusions

Does the exhibition succeed in its aim of persuading me that there was less of a binary opposition between Greek abstemiousness and Persian ‘luxury’ than previously thought? To be honest, it’s difficult to say. I imagine that most visitors, like me, are just not qualified enough to judge and are entirely in the hands of the curators. If they say so, I guess it must be so.

What does come over, for me at any rate, was a related but different conclusion, which is to do with the profound disconnect between official discourse (Greek texts) and the evidence of the objects on the ground, of the life of people in the broader culture which, the curators claim, strongly contradicts official Greek propaganda.

It made me wonder if it’s always true, if it’s a rule of human societies, that governments, almost by their nature, have views and official versions which fetishise a nation’s culture and heritage and so on – but that these will always clash with the far more messy and complex realities of life on the ground, of how people actually live, with the language and artefacts and habits and customs of actual populations, which often don’t fit into anybody’s neat categories.

To put it another way: that, throughout history, societies are always more multicultural than their leaders want or imagine them to be.*

Other rooms

The Greeks and Persians are favourite attractions at the museum, and at the end of the exhibition there’s a list of rooms where you can see objects related to the exhibition, being:

  • Nereid monument (room 17)
  • Parthenon (room 18)
  • ancient Athens (room 19)
  • The world of Alexander (room 22)
  • ancient Iran (room 52)
  • Mesopotamia 1500 to 539 BC (room 55)

* This thought has behind it the evidence and analysis presented in Michael Ignatieff’s trilogy of books about nations and nationalism.


Related links

More British Museum reviews

The Pharsalia by Lucan – 1: Introduction

O mighty the sacred labour of the poet! He rescues
all from fate, and grants immortality to mortal beings.
(Pharsalia Book 9, lines 980 to 981)

Lucan biography

Marcus Annaeus Lucanus (39 to 65 AD), generally referred to in English simply as ‘Lucan’, was a Roman poet, born in Corduba (modern-day Córdoba) in the Roman province of Hispania. Although he was ordered to kill himself by the emperor Nero at the age of just 25, Lucan is regarded as one of the outstanding figures of the Imperial Latin period, particularly for his (unfinished) epic poem, Pharsalia.

Lucan was the son of Marcus Annaeus Mela, younger brother of Seneca the Younger i.e. he was Seneca’s nephew.

Lucan’s father was wealthy, a member of the knightly class, and sent him to study rhetoric at Athens and he was probably tutored in philosophy, and especially Stoic philosophy, by his uncle (maybe by Seneca’s freedman, Cornutus, who also tutored the slightly older poet, Persius).

Lucan was a precocious talent and was welcomed into the literary and philosophical circles around the young emperor Nero, who was only two years older than him (born 37 AD). In 60 AD i.e. aged barely 21, Lucan won prizes for extemporising poems at Nero’s new Quinquennial Games. Nero rewarded him by appointing him to the office of augur, a plum position in Rome’s religious hierarchy.

Soon afterwards Lucan began circulating the first three books of what was intended to be an epic poem about the civil war between Julius Caesar and Gnaeus Pompeius Magnus (generally referred to as Pompey). This has come down to us with the title Pharsalia, or De Bello civili (‘On the civil war’) in other manuscripts. It’s titled Pharsalia because the action focuses on the decisive Battle of Pharsalus, fought on 9 August 48 BC, at which Caesar decisively defeated Pompey’s army.

At some point Nero and Lucan fell out. According to Tacitus (Annals, book 15, section 49) Nero became jealous of Lucan and ordered him to stop publishing the Pharsalia. According to Suetonius (in his brief Life of Lucan, cited in full at the end of this blog post), Nero disrupted a public reading by Lucan by leaving and calling a meeting of the senate. Lucan responded by writing insulting poems about Nero – which is always a bad thing to do against a tyrant. The grammarian Vacca mentions that one of Lucan’s works was entitled De Incendio Urbis (‘On the Burning of the City’) which presumably contained criticism of Nero’s role in the Great Fire of Rome (July 64). This is confirmed by a reference in a poem by Lucan’s younger contemporary, Publius Papinius Statius (45 to 96 AD).

As further proof, after the pro-Nero eulogy of the opening book of the Pharsalia, nearly all the subsequent references to emperors and the empire are vitriolically anti-imperial and pro-republican in tone. To take an example at random, Lucan’s biting criticism of not only Alexander the Great’s achievements, but of the cult of imperial Alexander which followed his death.

For, if the world had regained a shred of liberty
his corpse would have been retained as an object
of derision, not shown as an example to the world
of how a host of lands were subjected to one man.
He left his Macedonian obscurity, spurned Athens
that his father had conquered, and spurred on by
the power of destiny ran amok among the realms
of Asia, slaying humankind, putting every land
to the sword. He stained far-off rivers, Persia’s
Euphrates, India’s Ganges with blood; a plague
on earth, a lightning bolt that struck all peoples
alike, a fateful comet flaring over every nation.

But what ended Lucan’s life was his involvement in Gaius Calpurnius Piso’s conspiracy against Nero, uncovered in 65. Lucan was one of many conspirators revealed by torturing suspects. According to Suetonius he miserably truckled to his persecutors, giving them names of further conspirators, including even his own mother, in the vain hope of winning a pardon.

Once his guilt was established Nero ordered Lucan to commit suicide by opening a vein (the alternative being arrest, torture and public execution). According to Tacitus, as Lucan bled to death he recited some lines he had written about a wounded soldier. I wonder if they were from the passage about the 600 Caesarians who chose suicide rather than surrender to Pompey, in book 4:

how simple it is to escape captivity by suicide
(4.577)

Alternatively, according to Suetonius, Lucan in his dying minutes wrote a letter to his father containing corrections to some of his verses and, after eating heartily, offered his arms to a physician to cut his veins. Lucan’s father and both his uncles, i.e all three sons of Seneca the Elder, were also compelled to kill themselves.

(Statius wrote an elegy to Lucan, the Genethliacon Lucani, which was addressed to his widow, Polla Argentaria, on the dead man’s birthday. It was written during the reign of Domitian (81 to 96) and included in Statius’s collection, Silvae).

Themes in the Pharsalia

De Bello Civili (‘On the Civil War’) or the Pharsalia is long and dense with themes and ideas, some of which I will now consider:

1. No gods

The traditional epic poem is packed with gods, supporting various protagonists and intervening in the events. The entire narrative of the Aeneid exists because of the enmity of the queen of the gods, Juno, to the hero, Aeneas, who she continually enters the story to block and stymie, in doing so setting herself against fellow goddess, Venus, who, for her part, does everything she can to support Aeneas (who is her son). This leads to great set-piece debates in heaven between the rival gods, adjudicated by the king of the heavens, Jupiter.

There’s none of this in Lucan. Lucan took the decision to dispense with all the divine interventions associated with traditional epic. Lucan replaces them with the more up-to-date Stoic notions of Fate and Fortune. These two forces, sometimes blurring into each other and overlapping, at other moments appear as clearly distinct entities, names for two different forces operating at different levels of the universe.

Fate, fatum or fata is Destiny – the fixed, foreordained course of events which underpins the universe. Fate is the name given to the working through of the deep plan for the world and the nations in it.

And now, as light dispersed the chill shades of night,
Destiny lit the flames of war, setting the spur to Caesar’s
wavering heart, shattering the barriers shame interposed
and driving him on to conflict. Fate worked to justify
his rebellion, and found a pretext for his use of arms.
(Book 1, lines 261 to 265)

What but the power of destiny, that tragic fate
decreed by the eternal order, drew him, doomed
to die, to that shore…Yet
Pompey yielded to fate, obeying when requested
to leave his ship, choosing to die rather than show
fear…
(8.571 ff.)

By contrast, Fortune, fortuna, is Chance, a fickle, unpredictable force, continually turning her wheel, ensuring that anyone at the peak of professional or social success, can never be certain that Fortune won’t turn her wheel and plunge them down to the pits of failure.

At a deep level, Fate determines the occurrence of a civil war and that Caesar will win. But Fortune decides the outcome of specific events and details.

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
due to idleness, but summoned all his forces scattered
throughout Gaul, moving every legion towards Rome.
(1.392 to 395)

Susan Braund explains all this in the introduction to her translation of the Pharsalia published by the Oxford University Press. The distinct operational levels of the two forces are sometimes made particularly clear:

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
(1.392-3)

Here Destiny is the overall force or plan, but whether individual elements of the plan fall this way or that, depends on Fortune. Or:

Fate stirred the peoples and sent them as companions
to a great disaster, as a funeral train fit for Pompey’s
exequies. Even horned Ammon was not slow to send
squadrons from Africa to battle, from all parched Libya,
from Morocco in the west to Egyptian Syrtes in the east.
So that Caesar, fortune‘s favourite, might win all with
a single throw, Pharsalia brought all the world to battle.
(3.291 to 297)

The distinction is made particularly clear in the long speech by the witch Erictho in book 6, where she makes a distinction between ‘the chain of events fixed from the beginning of the world’ which nobody can change or alter, and ‘lesser decrees of fate’, which witches like her can alter. Level 1 and Level 2. (6.609 to 621)

However, at other moments I found the concepts a lot less clear-cut, for example in this passage where you’d expect Pompey’s ultimate death, the deep pattern of his life, to be described as his Fate not his Fortune.

Pompey by then, had gained the open sea, but the luck
that aided his past hunts for pirates was his no longer,
and Fortune, wearied by his triumphs, proved untrue.

And sometimes the two concepts seem interchangeable:

Greedy quicksand and spongy marshes hid the secret
Fate had placed there; yet later that aged general’s flesh
was scarred by iron fetters reduced by long vile imprisonment.
He was to die though as Fortune’s friend, as consul in a Rome
he had ruined.
(2.71 to 75)

Anyway, Lucan’s neglect of the traditional apparatus of gods and his focus on Fate and Fortune do two things for the poem:

  1. Lots of gods would have distracted attention away from what was a very human catastrophe and away from the all-too-human human protagonists.
  2. Also the gods can, in some sense, be appealed to and swayed by humans. Whereas Fate and Fortune are profoundly impersonal forces and so bring out the horror of the unstoppable nature of civil war, Fate emphasising the deep inevitability of the outcome, with Fortune standing for the many chance victims along the way.

There is a simpler explanation, which is that the introduction of the kind of gods found in Virgil was simply inappropriate – would have appeared gauche and clumsy – in a poem dealing with events almost within living memory. Roman literature – Classical literature generally – was very concerned with what was and wasn’t appropriate for every genre, in terms of subject matter, tone and even individual words. Including the gods in a historical epic would have breached the conventions of the genre.

2. No heroes

Epic poems feature the adventures of more-than-human heroes, from Gilgamesh, through Achilles and Aeneas, to Beowulf, humans not only with superhuman power but often the progeny of the gods. Whereas a historical epic like the Pharsalia is concerned with real historical personages, many of whose relatives were still alive when Lucan wrote.

Not only that, but epics generally feature one obvious central protagonist (Gilgamesh, Achilles, Beowulf) but just as there are no gods or divine intervention in the Pharsalia, so there is no one hero or central protagonist. Instead there are three leading but not totally dominating figures:

1. Gaius Julius Caesar

Caesar is the most prominent character in the first part of the poem, active, clear-sighted, ambitious, a force of nature – but not likeable. Lucan’s Caesar approaches closest to the figure of traditional epic hero. He has no moderating feminine influence on him until right at the end, in book 10, where his encounter with Cleopatra is a meeting of two cynical players. After the climactic battle of Pharsalus, however, Caesar is depicted as becoming more ambitious and imperial.

2. Gnaeus Pompeius Magnus

Pompey is portrayed as the opposite – vacillating, indecisive, and past his prime (‘the mere shadow of a mighty name’) but, in scenes with friends, followers and especially his wife, Cornelia, far more human than Caesar. At the end, after Pharsalus, Pompey is transformed into a stoic martyr, receiving a kind of visionary treatment as he nears his tragic death on the beach in Egypt which he meets with Stoic calm acceptance.

3. Marcus Porcius Cato

And, after the death of Pompey in book 8, Cato emerges as the strongest leader of the Republican cause, holed up with Republican legions in North Africa. Cato epitomises stern old-fashioned values. He stands for Roman patriotism and the Stoic contempt for death, notably in the episode in book 9 where he scorns to consult the oracle of Ammon, saying God gave us all the knowledge we need to live a virtuous life at birth; which triggers adulation from Lucan:

Behold, the true father of his
country, a man worthy to be worshipped,
Rome, at your altars; by whom none need
blush to swear, and who, if you ever free
your neck from the yoke, shall be made a god.

In fact, in a striking episode on the march across the desert, Cato not only embodies Stoic resolution in the face of death but inspires it in others:

Alone he was present at every
death; whenever they call, he goes, and confers that
mighty benefit, more than life: the courage to die;
so that, with him as witness, any man was ashamed
to die with a groan on his lips.
(9.882)

When Cato’s first wife, Marcia, returns to him the narrative emphasises that their marriage is sexless; it symbolises his adherence to defunct, sterile values. Many critics think Lucan intended Cato to develop into the central figure of the poem, with the narrative designed to end with his famous suicide in the besieged garrison town of Utica, symbolising the moral victory of Stoic principle and Freedom against Tyranny.

There’s a case for saying the three figures are on a spectrum: Caesar is over-balanced in one direction, all energy and decision and lust (‘impetuous in everything’ 2.657); Cato stands at the other pole, arid, sexless, aloof; with Pompey standing in the middle, reasonable and given scenes of touching married love with Cornelia. As this blog shrewdly suggests, it’s as if the heroic protagonist of Virgil’s epic, Aeneas, has decomposed into three characters, none of which are heroic.

3. The gruesome and the macabre

The supernatural

If the Pharsalia doesn’t have gods, what it does have in abundance is the Supernatural – the poem is awash with visions, dreams, ghosts, magic, rituals and so on. Braund sees the supernatural as falling into two categories, ‘dreams and visions’ and ‘portents, prophecies and consultations of supernatural powers’.

a) Dreams and visions

There are four important dream or vision sequences in the poem:

  1. Caesar’s vision of Roma as he is about to cross the Rubicon.
  2. The ghost of Julia (his beloved dead wife) appearing to Pompey (3.1 to 45)
  3. Pompey’s dream of his happy past (7.1 to 30)
  4. Caesar and his troops’ dream of battle and destruction.

All four of these dream-visions are placed strategically throughout the poem to provide structure, and to dramatise key turning points in the narrative.

b) Portents, prophecies and consultations of supernatural powers

Lucan describes a number of portents, with two specifically oracular episodes. What is a portent? “A sign or warning that a momentous or calamitous event is likely to happen.” So, on the morning of the fateful battle:

Now Fortune too did not hesitate to reveal the future
by diverse signs. When the army made for Thessaly’s
fields, the whole sky opposed their march, hurling
meteors against them, columns of flame, whirlwinds
sucking up water and trees together, blinding their
eyes with lightning, striking crests from their helms,
melting the swords in their scabbards, tearing spears
from their grasp while fusing them, their evil blades
smoking with air-borne sulphur. The standards too
could barely be plucked from the soil, their great
weight bowing the heads of the standard-bearers;
and the standards wept real tears…
(7.151 to 162)

The central example is the necromancy which takes up half of book 6, when Pompey’s son, Sextus, goes to consult the witch Erachtho. Lucan’s description of the witch and her ritual take up half the entire book (lines 413 to 830).

All this appealed to the contemporary Neronian taste for the macabre. Braund cites events in one of the tragedies of Lucan’s uncle, Seneca, his Oedipus, which contains a) a visit to the Delphic oracle, b) a gruesome description of the sacrifice and entrail examination of a bull and heifer (haruspicy), and c) the even more macabre magical rituals by which Tiresias raises the ghost of dead King Laius to accuse Oedipus of his murder.

Chaos on earth reflected in heaven

It is a central feature of the histories that war and disruption on earth must inevitably be accompanied by chaos in the heavens – just as in his uncle Seneca’s tragedies where mayhem on earth is matched and mimicked by cosmic catastrophes. In both Lucan and Seneca the entire universe often seems to be trembling on the brink of complete dissolution.

So when the fabric
of the world dissolves, in that final hour that gathers in the ages,
reverting to primal chaos, star will clash with star in confusion,
the fiery constellations will sink into the sea, and earth heaving
upwards her flat shores will throw off the ocean, the moon will
move counter to her brother, and claiming the rule of day disdain
to drive her chariot on its slanting path, and the whole discordant
frame of the shattered firmament will break free of every law.
(1.72 to 79)

This worldview, the intimate parallelism between human and supernatural affairs, is very prevalent in the biographers Plutarch and Suetonius, writing a generation later.

Haruspicy and necromancy

Along the way, Braund gives useful definitions of two key Roman practices:

  • haruspicy (haruspicies) is the art of studying animal entrails, usually the victims of ritual sacrifices
  • necromancy is the art of getting the dead to speak prophecy; necromancy is not only the general practice of this craft, but you perform a necromancy

4. Extreme rhetoric

Education for Roman aristocrats focused on rhetoric, the ability to speak eloquently and make a persuasive argument. We know from contemporary comments and satires that under the empire many of the exercises which students were given became steadily more extreme and exaggerated. This was reflected in the poetry of the age; from what survives the most extreme example might be the bloodthirsty and over-written tragedies of Seneca.

A central part of the curriculum was the suasoria, an exercise where students wrote speeches advising an historical figure on a course of action. This obviously fed into the largely invented speeches which fill Tacitus’s histories as much as Lucan’s poem.

Lucan is sometimes criticised for the extremity of his rhetoric and the luridness of scenes and imagery. But Susan Braund comes to his defence, with two arguments. One is that Lucan was a product of his times. There was a taste for melodrama and Gothic hyperbole which Lucan catered to.

More interesting is the second argument. This is to do with Virgil. Virgil was the undisputed king of Roman poets and his epic, the Aeneid, was acknowledged as a classic even as he was writing it. The problem for ambitious poets in all the succeeding generations was how to escape Virgil’s dominating influence, how to do anything new. Braund says Ovid found one way, in his Metamorphoses, which was to drop the notion of one, unified, linear narrative and instead string together hundreds of stories and episodes.

Lucan adopted another strategy which was to import into his text the ‘discourse of contemporary rhetoric’, in all its exaggeration and extremity. For there’s another aspect here, which is not to forget that a poem like this was meant to be recited aloud to audiences. Before the rule of Augustus, poetry was recited to group of like-minded friends or patrons. During Augustus’s reign it became common to recite it to larger audiences. We have accounts of Virgil reciting to the emperor and his extended family. Horace was commissioned to write odes to be declaimed at public games.

Braund argues that this trend for declamation had two consequences: it tended to promote more striking and vibrant imagery/style. And it incentivised the poet to think in terms of episodes.

5. Episodic structure

The Aeneid is very carefully constructed and susceptible to many types of structural analysis. Although critics have, of course, made a case for the existence of a deep structure in the Pharsalia (for example, a tetradic structure whereby the first four books focus on Caesar, the next four on Pompey and the final four on Cato) Braund disagrees. She thinks the narrative is far more episodic. In this respect it is like the highly episodic structure of Ovid’s Metamorphoses with one story leading to another, then another, then another – itself a strategy for escaping the highly unified and centralised narrative of the Aeneid.

Like the Metamorphoses, this lack of a single unifying narrative in the Pharsalia allows for more episodes, more adventures, more flicking between channels – episodes which are like mini-genres, containing their own appropriate languages, structure and style.

Lucan is fond of discontinuity. He presents his narrative as a series of discrete scenes, often without any transitional or scene-changing lines. Rather than a continuous narrative, it often feels like scenes are balanced within a book or between books, working by correspondence, similarity and difference between them.

We can imagine how well these dramatic episodes would have gone down as stand-alone recitations to a sophisticated audience of Roman aristocrats. I’m thinking of Appius’s confrontation with the priestess at Delphi or the terrific storm scene or Caesar’s speech of defiance to his mutinous troops, all in book 5.

6. Lucan and Virgil

Lucan frequently appropriates ideas from Virgil’s epic and inverts them to undermine their original, heroic purpose. Sextus’ visit to the Thracian witch Erictho in book 6 is the most obvious example, the scene and language clearly referencing Aeneas’ descent into the underworld (in Book 6 of the Aeneid), but while Virgil’s description, despite its gloomy setting, is an optimistic, nay triumphant vision of the future heroes of Rome leading up to the glories of Augustan rule, Lucan uses his scene to convey a bitter and bloody pessimism about the loss of liberty under the coming empire.

7. Epic similes

Braund and other critics emphasis the way that Lucan seeks to break free from the epic conventions, in particular the way he references Virgil in order to reverse or invert his technique and meaning. But in one respect Lucan strongly conforms with the tradition, which is in his use of epic similes. Straight-up epic similes really litter the narrative. Here’s the famous extended comparison of Pompey, larded with triumphs, to a venerable oak tree:

So some oak-tree towers in a rich grove,
hung with a nation’s ancient trophies, sacred gifts of the victors,
and though its clinging roots have lost their strength, their weight
alone holds it, spreading naked branches to the sky, casting shade
not with leaves but its trunk alone, and though it quivers, doomed
to fall at the next gale, among the host of sounder trees that rise
around it, still it alone is celebrated.
(1.137 to 143)

Or the inhabitants of towns which Caesar’s army approached were conflicted about who to support.

Though loyalty contended with the threat of danger,
they still favoured Pompey, as when a southerly rules
the waves, and all the sea is stirred by its vast power,
so that even if Aeolus’ trident opens the solid earth,
and lets an easterly loose on the mounting breakers,
the ocean, though struck by that second force, stays
true to the first, and though the sky surrenders itself
to the rain-filled easterly, the sea asserts the southerly’s
power.
(2.452 to 460)

Describing Octavius’s naval strategy:

So the hunter works,
holding back the net of coloured feathers that scares
the deer with its scent, till he can pen them all, or
quieting the noise of the swift Molossian hounds,
leashing the dogs of Crete and Sparta, till he has set
his stakes and nets, leaving one hound alone to range
the ground, it puzzling out the scent and only barking
when the prey is found, content then to point toward
the creature’s lair while tugging at the leash.
(4.436 to 444)

Or describing the way Cato’s speech in book 9 persuades the allies to remain with the anti-Caesarian army:

So, when hosts of bees
depart the hive, where their young have hatched,
they neglect the waxy cells, their wings no longer
brush one another, each takes its own way, idling,
refraining now from sipping the flowering thyme
with its bitter taste; yet if the sound of Phrygian
cymbals rises, they interrupt their flight, in alarm,
returning to the performance of their flowery task,
and their love of gathering pollen. The shepherd
in Hybla’s meadows is relieved, delighted that
his honey harvest is secured. So Cato’s speech
persuaded his men to endure the lawful conflict.
(9.282 to 293)

Nothing particularly lurid or extreme or melodramatic or supernatural about these. Very conventional epic similes.

8. Geographical descriptions

Before I started reading the poem I was impressed by Braund’s introduction and its emphasis on the macabre and bloodthirsty in Lucan. But once I began reading, I realised there were a lot of other, more low-key, less sensational elements that go to make up the text. More frequent than descriptions of battle, let alone supernatural visions, are the frequent and very long passages describing the precise geography of a particular location, such as the region around Capua where Pompey first took his army or, in book 6, this very long description of Thessaly.

Mount Pelion’s ridge bounds Thessaly in the quarter where
the winter sun rises, Mount Ossa where in high summer
its shade obstructs the rays of Phoebus rising in the dawn;
while wooded Othrys dispels the flames of the southern sky,
at midsummer, opposing the brow of the all-devouring Lion;
and Mount Pindus outfacing westerlies and north-westerlies,
where daylight ebbs hastens evening on; while those who live
at the foot of Olympus never dreading the northerlies, know
nothing of the Great Bear’s stars shining a whole night long.
The low-lying lands in the region between these mountains
were once covered with endless marshes; since the plains
retained the waters, and the Vale of Tempe was insufficient
for them to reach the sea they formed continuous swampland,
and their only course was to rise. But when Hercules lifted
Ossa’s weight from Olympus, the sea felt a sudden onrush
of waters as Thessalian Pharsalos, that realm of Achilles
the hero born of a sea-goddess, rose above the surface,
a realm better drowned forever. There rose too, Phylace
whose king was first to land in the war at Troy; Pteleos;
Dorion, that laments the Muses’ anger and blind Thamyris;
Trachis; Meliboea whose Philoctetes received Hercules’
bow, for lighting that hero’s funeral pyre; Larisa, powerful
once; and the sites where the plough now passes over famed
Argos, where Echion’s Thebes once stood, to which Agave
howling bore the head of Pentheus giving it to the funeral
pyre, grieving to have carried off no other part of his flesh.
Thus the swamp was drained forming a host of rivers. From
there the Aeas, clear in its flow but of little volume, runs
westward to the Ionian Sea, the Inachus glides with no more
powerful a current (he was the river-god, father of ravished Io)
nor the Achelous (he almost won Deianeira, Oeneus’ daughter)
that silts the Echinades islands; there, the Euhenos, stained
as it is with Nessus’ blood runs through Meleager’s Calydon;
there Spercheos’ swift stream meets the Malian Gulf’s wave,
and the pure depths of the Amphrysos water those pastures
where Apollo herded cattle. There, the Asopos starts its flow,
and the Black River, and the Phoenix; there, the Anauros,
free of moist vapours, dew-drenched air, capricious breezes.
There too are the rivers which do not reach the sea themselves
but are tributaries of Peneus – the Apidanus, robbed of its flow,
the Enipeus never swift until it finds Peneus, and the Titaresos,
which alone, meeting with that river, keeps its waters intact,
glides on the surface, as though the greater river were dry land,
for legend says its stream flows from the pool of Styx, and so,
mindful of its source, scorns commingling with common water,
inspiring still that awe of its current the gods themselves feel.
Once the waters had flowed away leaving dry land, the fertile
soil was furrowed by the ploughs of the Bebryces; the labour
of Leleges drove the share deep; the ground was broken by
Aeolidae and Dolopians, by Magnesians breeders of horses,
Minyae builders of ships.
(6.398 to 416)

Long, isn’t it? A tourist’s guide to the region. I imagine the long lists of not only place names but myths and legends associated with them were a) appropriate to the grandeur of the epic genre, magnifying the action, b) awed Lucan’s readers or auditor’s with the poet’s impressive erudition, c) made those in the aristocratic audience who had visited some or many of those sites nod with smug recognition.

9. Natural history

In his last few years, Lucan’s uncle, Seneca the Younger, composed an enormous work of natural history, the Naturales quaestiones, an encyclopedia of the natural world. A decade later, 77, Pliny the Elder published the first 10 books of his compendious Naturalis Historia (Natural History) (the largest single work to have survived from the Roman Empire to the modern day).

I mention these works to indicate that a taste for ‘natural history’ was obviously in the air and maybe explains the presence of the extended passages of natural history in the Pharsalia. The obvious example is the really extended passage about the snakes of Libya which takes up over 300 lines in book 9.

10. Is the Pharsalia unfinished?

Almost all scholars agree that the Pharsalia as we now have it is unfinished. Lucan was working in book 10 when Nero’s order to commit suicide came through. Book 10 breaks off with Caesar in Egypt. There are numerous theories about this as about all other aspects of the poem. Here are some:

  • Some argue that Lucan intended to end his poem with the Battle of Philippi (42 BC).
  • Some critics speculate that the narrative was intended to continue all the way to the assassination of Julius Caesar four years after the Battle of Pharsalus, in 44 BC.
  • Some even think it was meant to continue all the way to the Battle of Actium in 31 BC.

The latter two theories, in particular, suppose that Lucan intended to write a work many times larger than what we have. The 10-book poem we have today covers a total of 20 months i.e. roughly a book per 2 months; so the 48 months to Caesar’s assassination would imply another 24 books; the 17 years (204 month) to Actium, imply another 102 books!

Another problem with the timeline continuing as far as Caesar’s assassination is that, with both Pompey and Cato dead, Lucan would have had to embark on building up a new set of characters, in particular the leaders of Caesar’s assassination, Cassius and Brutus.

Which is why Braund ends up going with the simplest hypothesis which is that Lucan’s original intent was a 12-book poem, mirroring the length of the Aeneid. The strongest piece of evidence for Lucan consciously modelling the Pharsalia on Virgil is the way Lucan introduces an extended necromantic ritual in his sixth book that deliberately parallels and inverts many of the motifs found in Virgil’s sixth book. Thus Braund goes with the view that the poem was to be 12 books long and was heading towards the suicide of Cato (as the army of Julius Caesar approached his stronghold of Utica in North Africa) held up as a model of Stoic dignity rising above tyranny.

There are a few more scenarios: one is that the Pharsalia is in fact finished, was meant to end at the end of the tenth book, and is complete as we have it. This is the view of Classicist Jamie Masters but most other scholars disagree.

But there is one last logical possibility, which is that Lucan did in fact complete the poem but, for whatever reason, the final few books of the work were lost at some point. Braund notes that little evidence has been found one way or the other, so this option will remain a matter of speculation.

11. The Roman cult of suicide

Throughout the poem suicide is praised as a noble and dignified way to take control of your life. Nothing becomes a true Roman man so much as either a) dying in battle or b) controlling the time and place of his death, especially when faced with tyranny. Thus Afranius contemplates suicide before surrendering to Caesar (book 4), Vulteius and his men commit suicide, en masse, rather than be captured:

No instant is too short for a man
to kill himself; suicide is no less glorious when death
at another’s hand approaches.
(4.480)

Even Julius Caesar unashamedly tells his mutinying soldiers that, if they lose, he will commit suicide:

I shall seek
my own salvation in suicide; whoever looks back
if the foe is unbeaten, will see me stab my breast.
(7.308)

From which Lucan draws the general lesson that suicide is the ultimate way to escape from tyranny:

Yet even after the example set
by such heroes, nations of cowards still do not comprehend
how simple it is to escape captivity by suicide; so the tyrant’s
power is feared, freedom is constrained by savage weapons,
while all remain ignorant that the sword is there to deliver
every man from slavery.

For me, the careful seeding of examples of, and praise of, and defences of, suicide, strongly suggest the poem was building up to the suicide of Cato as its climax and crowning example of resistance. Thus it is that Cato himself sternly celebrates Pompey’s death after defeat:

O happy was he, whose ending
followed on defeat, the Egyptian swords
offering the death he should have sought.
He might perhaps have lived on instead
under Caesar’s rule

Because:

the highest fate
is to know when to die, and the second
best to have such death forced upon one.

The ‘highest fate’, the best thing a man can do, the greatest achievement of human reason, is to know when to die. All the more ghoulishly ironic that Lucan himself was forced to commit suicide before he could complete the depiction of his Stoic hero committing suicide.

12. Lucan and Seneca

I finished reading Seneca’s ‘Letters from a Stoic’ a few weeks after reading the Pharsalia. Reviewing my notes I realise the tremendous overlap in ‘philosophy’ between the two works, namely the absolutely central role played in both texts by suicide as escape from tyranny. It is the central theme of both works. But as I point out in my review of the letters, suicide may be an acceptable theme for a historical poem, but not for a really long work of moral exhortation (the letters) which claim to be instructions on how to live and think. Personally, I recommend not thinking about suicide every moment of every day, as a healthier way to live.

Modern views

Since the Enlightenment the Pharsalia has commonly been considered a second rank offering, not in the same league as the king of the Roman epics, the Aeneid. But in recent decades more sophisticated literary analysis has brought out how the poem’s ‘studied artifice enacts a complex relationship between poetic fantasy and historical reality’.

His narrative of the civil war is pared down to a bare minimum; but this is overlaid with a rich and varied virtuoso display of learning which reflected contemporary interests. (Braund, Introduction, page 37)

All I can add is that I found the Pharsalia a surprisingly gripping and interesting read.

Caesar crossing the Rubicon by Adolphe Yvon (1875)


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Roman reviews

Metamorphoses by Ovid – 2

‘The heavens and everything which lies below them change their shape, as does the earth and all that it contains.’
(Pythagoras in his great discourse about mutability in book 15 of the Metamorphoses)

(This is the second of two notes-and-summaries of Ovid’s Metamorphoses, specifically of books 8 to 15. Read my previous blog post for notes on the first seven books of the poem.)

Book 8

King Minos of Crete arrives on the Greek mainland and attacks the town of Algathous whose king is Nisus. The town’s security is guaranteed by a purple lock in his hair. His daughter, Scylla, falls hopelessly in love with manly, handsome Minos as she watches him fighting from the town’s battlements. She wants to marry him. Eventually her crush leads her to betray her father and town by cutting off the purple lock while he’s asleep, then taking it through the enemy ranks to present to Minos. Minos accepts it and the fall of the town but recoils at Scylla’s treachery, sacks the town and sails away without her. Enraged, Scylla throws herself off the cliffs into the sea but half way down is transformed into a bird called a shearer; so it is another ‘etymological myth’, working back from a name which happens to be cognate with a meaningful word to invent a story to explain it.

What’s interesting is how much Ovid enters Scylla’s thought process, giving us full access to the series of arguments leading up to her decision to betray her father. Very much like the extended soliloquy of Medea deciding to betray her father for handsome Jason. Both very like the extended argumentation of the Heroides, and a new thing – not present in the first 7 or so books.

Minor returns to Crete and Ovid spends far less time (half a page) dealing with the entire story of the Minotaur, Daedelus constructing the labyrinth in which to hide it, and how Theseus killed it and found his way out using the thread provided by Ariadne (another maiden who betrays her father out of love for a handsome warrior).

Ovid goes into more detail about Daedalus making the wings of feathers for himself and his son and flying away from Crete. I’d forgotten that Ovid includes a passage which anticipates the opening of Auden’s famous poem about Daedalus, not the precise details, but the idea that it was observed by ordinary peasants. Ovid 6 AD:

Some fisher, perhaps, plying his quivering rod, some shepherd leaning on his staff, or a peasant bent over his plough handle caught sight of them as they flew past and stood stock still in astonishment…(book 8, p.185)

Auden 1938 AD:

In Breughel’s Icarus, for instance: how everything turns away
Quite leisurely from the disaster; the ploughman may
Have heard the splash, the forsaken cry,
But for him it was not an important failure;

Icarus crashes and dies, his father recovers his body from the sea, builds a tomb, settles in Sicily. What struck me about this long-ish account is it isn’t really a metamorphosis at all. Clipping on fake wings is not changing your essential nature.

Back in Athens Theseus is greeted as a hero, having killed the Minotaur. He then gets involved in the great hunt of the Calydonian Boar. This beast was loosed on Calydon after King Oeneus made the bad mistake of giving offerings to all the other gods except Diana – who plagued his land with a giant boar.

An immense troop of heroes assembles, led by Meleager and featuring a rare female warrior, Atalanta. Many are injured, some killed as they corner the boar, but Atalanta draws first blood then Meleager finishes it off. Smitten, he hands Atalanta the spoils, being the head and skin. But his uncles, Plexippus, and Toxeus, are outraged at giving spoils to a woman and overrule him. Blind with anger Meleager kills both his uncles. When his mother (and their sister) Althaea hears of this she fills the city with her weeping and wailing etc, then takes out the old log which soothsayers said would match Meleager’s life and throws it on the fire. Back in the forest Meleager feels a burning sensation and, inexplicably finds himself consumed to ashes. Althaea then kills herself.

Two things: once again, this isn’t a metamorphosis at all and b) Ovid, once again, devotes his creative energy to Althaea’s soliloquy in which she agonises over whether to avenge her brothers and kill her own son. These anguished moral debates by female figures obviously fascinate him.

Meleager’s sisters bemoan his death and in pity Diana gives them feathers and transforms them into birds (guinea fowl).

On the way back to Athens Theseus and his companions are blocked by a swollen river, the River Acheloüs, which advises them to wait till his waters have dropped. He invites them to a feast then tells the story of how he turned nymphs who didn’t worship him into islands, especially the nymph he seduced (or raped?), Perimele, whose outraged father threw her into the sea but Achelous persuaded Neptune to change into an island.

A very rare heart-warming story: Philemon and Baucis. As part of the same scene after the meal given by River Acheloüs, Ixion’s son Pirithoüs mocks the notion of the gods intervening in mortal lives. Which prompts Lelexto tell the story of how Jupiter and Mercury toured a region of Phrygia looking for good people to take them in. They were spurned by all the households until they came to the poorest of all, owned by Philemon and Baucis who took them in and shared all their food. Impressed by their goodness, the god makes them climb a hill and watch the area be flooded and everyone drowned and their own house turned into a temple. Then Jupiter offers them a wish, and they decide they want to tend his temple for as long as they may, and then both die at the same time. And so it comes to pass and when their time comes they are transformed into an oak tree and a lime tree.

The river then mentions Proteus, capable of changing into any number of shapes. And goes on to tell the story of Erysichthon. This was an impious man who got his men to chop down a huge oak tree sacred to Ceres. As they chop it they hear the voice of the dying dryad inside prophesying that he will be punished.

The other dryads beg Ceres to take revenge so Ceres sends an oread (mountain spirit) in her chariot all the way to the Caucasus to meet Hunger in her lair and order her to haunt Erysichthon. Sure enough Hunger comes by night and embraces him, breathing her spirit into his soul. As soon as he wakes he calls for feast after feast but can never slake his hunger. He eats his way through his entire fortune then sells his daughter, Mestra, for more money for food.

Mestra, sold into slavery, begs help and Neptune takes pity. As she is walking along the shore before her master, Neptune changed her into a fisherman. When the master asks whether she/he has seen a girl she denies it and he goes off puzzled – at which Neptune changes her back.

This ability to change at will is now permanently hers and her father sells her again and again to different masters and she assumes a shape and escapes. But eventually even the money brought in from selling and reselling his daughter isn’t enough to slake his invincible hunger and Erysichthon ends up eating himself!

Book 9

Achelous tells his guests about the time he wrestled with Hercules for the hand of Deianira, transforming himself into a snake then a bull. Hercules rips off one of his horns, thus mutilating his forehead permanently, but otherwise unscathed and now river nymphs decorate his head with willow leaves so that no one notices. Next morning Theseus and companions leave his cave.

Segue to the story of Hercules, Nessus, and Deianira i.e. Nessus the centaur offers to carry Deianira over a flooded river but then goes to carry her off so Hercules downs him with a single arrow. As he dies Nessus soaks his blood into his shirt and tells Deianira, standing nearby in horror, that his blood is a love potion (lying, as he knows it is a fierce poison). Hercules rescues Deianira and takes her off. Some time later Deianira hears that Hercules is having an affair with Iole (daughter of Eurytus) and is going to being her back to their house. She agonises about how to win back her husband, remembers the shirt soaked in Nessus’s dried blood and gets a servant, Lichas, to take it to Hercules as a token of her love. He puts it on and the toxic blood immediately starts burning him. He tries to tear it off but it rips his skin, bellowing in agony. He throws the cowering servant, Lichas, into the sea, who is turned to stone so that a stone in human sometimes appears in the Euboean Gulf at low tide and sailors call it Lichas to this day.

Eventually Jupiter takes pity on his son, sloughs off his human part and translates his immortal part into the heavens.

Cut to Hercules’s mother, Alcmena, telling Iole about the hero’s birth, namely how Juno, hating Hercules even before his birth, orders the goddess of birth Lucina to squat outside Alcmena’s house with her arms and legs crossed which, magically, effected Alcmena’s womb and prevented the child’s birth. Until Alcmena’s loyal servant Galanthis fools Lucina by telling her the baby’s already been born. Surprised, Lucina uncrosses her legs and the baby Hercules then can be born. Furious, Lucina grabbed Galanthis by the hair and dragged her head down to the ground and the loyal servant was changed into a weasel.

Continuing this conversation, Iole then tells a story to Alcmena, about her half sister, Dryope. She ‘suffered the assault’ of Apollo i.e. was raped, but then respectably married off to a mortal man. One day she came to a lovely pool with her one-year-old son and innocently picked some flowers from a lotus tree, only for it to bleed. She learned the tree was the nymph Lotis fleeing the sexual advances of Priapus (sometimes the narrative feels like one rape after another). At which point Dryope is transformed into a tree. She pleads she has done nothing to justify such a sad fate, and her sister (Iole, the narrator the tale) tries to intervene, but nothing can prevent her sad fate.

They are surprised by the arrival of Iolaüs, Hercules’s nephew and companion, who has been rejuvenated, made young again. At this all the gods complain and demand similar rejuvenation for their mortal partners, lovers or children.

Even the gods are subordinate to Fate

However, Jupiter replies with an important statement about the limits of his powers, about his own subservience to the unseeable dictates of Fate, which echoes the same thought found in the Aeneid.

l Jupiter opened his mouth and said: ‘O, if you have any respect for me, where do you think all this talk is heading? Do any of you think you can overcome fate as well? Through fate Iolaüs’s past years were restored. Through fate Callirhoë’s children must prematurely become men, not through ambition or warfare. Even you, and I, too, fate rules, if that also makes you feel better. If I had power to alter fate, these late years would not bow down my pious Aeacus. Just Rhadamanthus would always possess youth’s flower, and my Minos, who is scorned because of the bitter weight of old age, and no longer orders the kingdom in the way he did before.’

‘You and I, too, fate rules.’ A profound vision of the world, where even the gods are, in the end, subservient, to darker powers.

Mention of Minos links to his rival Miletus who left their kingdom and founded his own city on the shore of Asia Minor, married Cyanee, and fathered twins, Byblis and her brother Caunus. This story is about Cyanee, the daughter of Maeander, whose stream so often curves back on itself, when she was Byblis’s incestuous love for her brother Caunus. As with Medea and Scylla, Ovid gives us another long soliloquy by a female character agonising about what to do in light of her passionate love. In the end she sets down her thoughts in a long letter declaring her love for her brother which she gets a slave to deliver. Alas, he doesn’t reciprocate but is shocked and then furious, throwing away the tablets the letter is written on.

But Byblis continues her suit, becoming more passionate, until Caunus flees, setting up his own city in Asia Minor. Byblis goes mad, roaming the hills and plains, until she falls to the ground endlessly weeping, and the naiads turn her into a fountain.

But another miraculous transformation happened around that time in Crete. Ligdus was married to Telethusa. When she gets pregnant he tells her it had better be a boy child; if a girl, they’ll expose it to die. In a dream the goddess Isis comes to Telethusa and says she will protect her. In the event she gives birth to a girl but swears all the servants to pretend it is a boy. And so Iphis is raised as a boy.

When Iphis turns 13 her father betroths her to the 13-year-old daughter of a neighbour. Iphis loves this other girl, but as a lesbian. Ovid gives another prolonged female soliloquy, this time of Iphis begging the gods for a way out of her dilemma. Telethusa prays some more and, the night before the wedding is due, Isis changes Iphis into a boy.

Book 10

Orpheus and Eurydice are married. She steps on a poisonous snake, dies and goes to the underworld. Orpheus follows her and sings a lament to Dis and Persephone which moves them to release Eurydice, on the condition Orpheus doesn’t look back at her on their long walk back to earth. Of course he does and she slips through his fingers back into the underworld, for good this time.

Devastated, Orpheus shuns the company of women and prefers to love boys, during the brief period of their first flowering.

On a flat hilltop there is a gathering of all the trees who come to listen to Orpheus’s wonderful songs (another List). The cypress tree was made when the fair youth Cyparissus accidentally speared a noble stag he had long loved. He wept and pined and was turned into the cypress.

Amid this assembly of trees Orpheus sings tales of transformation. All the rest of book 10 is Orpheus’s songs:

  • Ganymede: Jupiter temporarily turns himself into an eagle to abduct this boy
  • Hyacinth: Apollo went everywhere with this young man till one time they were having a competition to throw the discus, Apollo threw it a mighty distance, Hyacinthus ran forward to collect it but it bounded up into his face and killed him and the boy was turned into the purple flower
  • The Cerustae men murder all who stay with them as guests. For this impiety Venus turned them into bullocks.
  • The Propoetides denied Venus and were the first women to prostitute themselves in public. So Venus turned them into flints.
  • Pygmalion shuns women and makes a statue of one which he falls in love with until, during the festival of Venus, he asks the god to make his beloved statue real and she does.
  • longer than all the other stories put together is the story of Myrrha who conceives an illegal love for her own father, Cinyras. She tries to hang herself, her nurse interrupts, saves her, learns her shameful secret, and then helps disguise her so she can sleep with her father which she does, repeatedly, until he discovers the scandal, runs to get his sword, she fled the palace and wandered in the wild, until the compassionate gods changed her into the myrrh tree.
  • She was pregnant when she transformed and the boy is born of her tree trunk and raised by nymphs to become gorgeous Adonis. Venus is pricked by her son, Cupid’s, arrow and falls in love with him.
    • Story within a story within a story: Orpheus tells the story of Venus who one day, as they are lying in a glade, tells Adonis the story of Atalanta who refused to marry, challenging all her suitors to a running race and the losers are put to death. Hippomenes asks Venus for her help and the goddess gives him three apples. During the race he throws each of them to the side of the track and each time Atalanta detours to pick them up, so that Hippomenes wins. But when the victorious young man fails to thank and praise her the fickle goddess turns against him. She puts it in their minds to make love in a sacred cave, thus defiling it and Juno, offended, turns them into lions. In time Cybele tamed them and now they pull her chariot.
  • Back up a level, Orpheus goes on to describe how Adonis foolishly hunts a fierce boar which gores and kills him. Mourning Venus institutes an annual festival in his name and turns him into the anemone.

Book 11

The frenzied Ciconian women aka the Bacchantes aka the Maenads, kill Orpheus and tear his body to pieces which they throw in a river which carries it to the sea. His soul goes down to Hades and is reunited with his beloved Eurydice. Bacchus turns the Maenads who killed Orpheus into oak trees.

Bacchus’s tutor, Silenus, is captured by the Lydians and taken to King Midas. After ten days of partying the kind returns the drunk old man to Bacchus who grants him a wish and Midas chooses the golden touch. Then the standard account of how his delight turns to horror as even his food and wine turn to gold. In this version, he doesn’t touch his daughter and turn her to gold; he begs Bacchus to take back the gift, so Bacchus tells him to go bathe in the river by great Sardis.

Pan challenges Apollo to a competition as to who is best musician. They choose the god of the mountain of Tmolus as judge. Both play and Tmolus judges Apollo the better performer. Since his misfortune with the gold, Midas has wandered the fields and mountains. He happens to be at this competition and demurs, saying Pan was better. Apollo gives him ass’s ears.

Apollo flies over to watch the first building of Troy, by Laomedon and Neptune. When the king refused the promised payment Neptune flooded the land.

Jupiter gives Thetis to Peleus after Proteus predicts she will give birth to a son greater than her father. In fact Peleus comes across Thetis naked on the seashore and tries to rape her but she transforms through a series of shapes. Proteus advises holding her tight till she gives in so Peleus seizes her in her seashore cave and holds her through even more transformations till she gives in at which point he inseminates her with Achilles.

Earlier in his life Peleus had been expelled from his homeland for killing his brother and fetched up in the kingdom of Trachis whose king, Ceyx, tells him the story of Daedalion. This starts with the gods Apollo and Mercury both seeing and falling love with the Chione, the 14-year-old daughter of Daedalion. Both cast magic spells on her and raped her, Mercury by day, Apollo by night.

Nine months later this daughter gave birth to twins, Autolycus, crafty and Philammon, skilled the with lyre. Unfortunately, Chione boasted about this achievement, vaunting herself above the goddess Diana who promptly shot her dead with an arrow. Her distraught father Daedalion tried to hurl himself onto her funeral pyre, was restrained, but later threw himself off a cliff. Taking pity, Apollo turned him into a hawk who takes out his savage anger on other birds and small animals.

Ceyx has only just finished telling this story when Peleus’s herdsman comes running up and tells him a huge wolf is devastating his herd. Peleus realises it’s punishment for him killing his half-brother and prays the half-brother’s mother, Psamathe, to relent. Thetis intercedes on his behalf and the goddess changes the wolf to marble.

Despite the warnings of his loving wife, Alcyone, Ceyx goes on a journey by sea to consult the oracle of Apollo, at Claros. There is a bravura passage giving a terrific description of a storm at sea. He drowns. Not knowing this Alcyone goes daily to Juno’s shrine to pray for his safety. Taking pity, Juno sends Iris to the House of Sleep which is given a full and brilliant description. In the Kline translation:

There is a deeply cut cave, a hollow mountain, near the Cimmerian country, the house and sanctuary of drowsy Sleep. Phoebus can never reach it with his dawn, mid-day or sunset rays. Clouds mixed with fog, and shadows of the half-light, are exhaled from the ground. No waking cockerel summons Aurora with his crowing: no dog disturbs the silence with its anxious barking, or goose, cackling, more alert than a dog. No beasts, or cattle, or branches in the breeze, no clamour of human tongues. There still silence dwells. But out of the stony depths flows Lethe’s stream, whose waves, sliding over the loose pebbles, with their murmur, induce drowsiness. In front of the cave mouth a wealth of poppies flourish, and innumerable herbs, from whose juices dew-wet Night gathers sleep, and scatters it over the darkened earth. There are no doors in the palace, lest a turning hinge lets out a creak, and no guard at the threshold. But in the cave’s centre there is a tall bed made of ebony, downy, black-hued, spread with a dark-grey sheet, where the god himself lies, his limbs relaxed in slumber. Around him, here and there, lie uncertain dreams, taking different forms, as many as the ears of corn at harvest, as the trees bear leaves, or grains of sand are thrown onshore.

Juno has tasked Iris with asking Sleep to send one of his shape-shifting sons in a dream to tell Alcyone the bad news. Sleep despatches Morpheus, expert at assuming people’s likenesses, who appears to Alcyone in a dream as her husband and tells her he is dead. Next day she goes down to the seashore to mourn and Ceyx’s corpse is washed ashore. Alcyone jumps up onto a breakwater to see better and keeps on flying, her arms turning into wings her mouth into a beak. In fact both wife and dead husband are transformed into ‘halcyons’. It is said that they mate once a year and make a nest on the sea and after she has laid the eggs, Aeolus god of the winds delivers 7 days of complete calm on the sea. Hence the expression halcyon days.

In a breath-takingly casual link, Ovid says an old man was standing nearby who added another story, telling the ill-fated love of Aesacus, Hector’s half-brother, for the nymph Hesperie. One day, chasing her (as men chase all women in these stories) she trod on a snake, was bitten and died. Despairing, Aesacus threw himself off a cliff but Tethys caught him and transformed him into the long-necked bird which repeatedly dives into the sea, and is called a ‘diver’ (the genus Mergus).

Book 12 The Trojan War

In book 12 Ovid retells the stories of the Greek siege of Troy, but focusing on moments of transformation.

The House of Rumour

Rumour of them precedes the coming Greeks and Ovid has another page-long description of an allegorical figure, Rumour (compare previous extended descriptions of the Houses of Hunger and of Sleep).

Iphigenia and Cycnus

As to the transformations:

  • when Agamemnon is about to sacrifice his own daughter, Iphigenia, she is replaced by a deer
  • Achilles fiercely attacks Cycnus who, at the moment of death, is changed into a swan

Nestor’s tales

An extended sequence is devoted to tales told by Nestor one evening after the Greek leaders have feasted.

1. Nestor tells the story of Caenis, a young woman walking the seashore who is raped by Neptune. Afterwards he asks if she wants any gift and she asks to be turned into a man so she can never be raped again, and so Neptune turns her into the man Caeneus and makes him invulnerable to weapons.

2. Nestor gives an extended description of the battle of the Lapiths and Centaurs at the marriage of Pirithous to Hippodame (pages 273 to 282). The Lapiths are a group of legendary people in Greek mythology, whose home was in Thessaly. They held a wedding feast and invited the centaurs who proceeded to get drunk and attempt to abduct the Lapiths’ women. The resulting battle is one of the most enduring of Greek legends.

Maybe placing it here is Ovid’s way of showing he can do anatomically detailed and gory descriptions of fighting in the approved epic manner, but without infringing on the actual fighting at Troy which Homer and Virgil (among many others) had already done so well.

In Ovid’s account the battles leads up the centaurs fighting the invulnerable human, Caeneus and, since no weapons can harm him, deciding to pile trees on top of him. Thus buried under torn-up trees, No one knows what happened to Caeneus in the end but some saw a bird with tawny wings fly out from the middle of the pile.

3. Tlepolemus asks Nestor why he hasn’t mentioned Hercules and Nestor explains that he loathes the man because he killed 11 of his brothers, even Periclymenus who Neptune gave the gift of being able to change shape, and who changes into an eagle to escape the massacre but Hercules kills him, nonetheless, with bow and arrow. And that is the end of Nestor’s storytelling.

The death of Achilles

Jump forward ten years to the climax of the siege of Troy. Ovid deals with the death of Achilles in an odd way. He starts by describing how Neptune, who helped to build Troy and fought on the Trojan side, resented the success of Achilles but is forbidden to confront him directly, and so goes to his nephew, Apollo, also fighting on the Trojan side, and asks whether he is not angry at man-killing Achilles and whether he’ll use his mighty bow and arrow to stop him. Apollo agrees and so seeks out Paris fighting ineffectually in the middle of the day’s battle, tells him to shoot at Achilles and he will guide his arrow. Which he does, and that is the death of Achilles.

It’s odd that Ovid doesn’t even mention the central aspect of Achilles’ death which is the vulnerability of his heel, which is where Paris’s poisoned arrow is said to have struck him. And there’s no transformation involved to justify its inclusion in the poem at all. But then his treatment of the entire war is odd, digressing into the battle of the Lapiths and avoiding describing all the famous incidents of the war itself.

Instead Ovid skips to immediately after the funeral of Achilles when argument arises about which of the surviving heroes will inherit the mighty shield of Achilles. The Greek leaders agree to hold a formal debate which begins in book 13.

Book 13

Debate between Ajax and Ulysses

Again, Ovid takes an odd, peripheral approach to the great subject. He describes in detail the set-piece debate about who should claim the arms of dead Achilles. Ajax, arguably the Greeks’ biggest strongest warrior, argues for a full 4 pages, describing his own merits (grandson of Jupiter, only Greek who can stand up to Hector) but mainly rubbishing Ulysses, describing him as a coward and a sneak who never fights in the light of day but cooks up secret midnight tricks. Then Ulysses speaks for 7 pages, defending himself.

The whole extended passage is a bravura demonstration of Ovid’s skill at staging a debate, reminding us that his parents and the emperor himself originally expected him to make a career in public life.

Anyway, Ulysses wins the debate, is awarded the arms of Achilles, and Ajax kills himself out of rage and chagrin. Ovid points out that out of his blood grew the hyacinth but it’s a pretty tangential reference to the poem’s theme. Any reaction by the other leaders is ignored.

Ulysses fetches Philoctetes

Instead Ulysses sails off to the isle of Lemnos to see Philoctetes, without whose bow and arrow, prophets said, Troy could not fall. There are umpteen versions of this story; Ovid short circuits all of them, says Philoctetes returned and Troy fell boom boom.

The deaths of Polyxena, Polydorus and transformation of Hecuba

King Priam sends his youngest son Polydorus away from Troy when the war begins, to the court of king Polymestor. But he sent a load of gold with him, too, and impious Polymestor stabbed the boy to death and threw him over a cliff into the sea.

Troy is captured, sacked, all the men killed and all the women dragged off into captivity including miserable Hecuba who tries to grab the ashes of her beloved son, Hector. The ghost of Achilles appears before the Greek leaders and tells them they will get no favourable wind for their ships unless they sacrifice one of Hecuba’s daughters, Polyxena, so the Greeks agree to do this.

Polyxena makes a noble speech, another one of the long closely-reasoned speeches Ovid writes for his female characters, then offers her breast to the priest at the altar. Like everyone else he is moved to tears by her speech but stabs her to death anyway.

Hecuba witnesses all this, herself making an extended soliloquy of misery, then goes running along the seashore mad with grief, but trying to console herself that at least she has her son to console her. That’s when she sees the corpse of Polydorus floating across the waves towards her, his wounds bleached and gaping.

Somehow, with the logic of a fairy tale not history, Hecuba with her attendants makes her way to the court of the treacherous King Polymestor, and asks for a private audience where she will tell him about more treasure. Polymestor agrees and when they are alone, swears he’ll hand the treasure on to his ward. Hecuba, knows he has murdered his ward and so knows he is swearing lying oaths. She stabs him in the eyes with her sharp fingernails and then smashes his eye sockets.

Then the Thracian people try to stone Hecuba and her Trojan women but she chases the stones, snapping at them and is turned into a dog. Even vengeful Juno is moved to say Hecuba didn’t deserve this fate but then that is the overwhelming moral of these stores: life is howlingly, outrageously cruel and unfair.

Memnon

During the war Memon had been killed by Achilles. His mother, Aurora, goddess of the dawn, goes to be Jupiter for some recognition of her grief and his achievement. Jupiter arranges for his body on the funeral pyre to give rise to a flight of birds which divide into two parties, fight each other and all die. They are called the Memnonides and celebrated at an annual feast. Meanwhile, every morning the dawn weeps tears for her dead son, what we mortals call the dew.

The pilgrimage of Aeneas

Aeneas flees Troy with his father, son, followers and household gods. First stop is Delos where king Anius tells the sad story of how his daughters, who had magic gifts for turning everything they touched into food and wine, were kidnapped by Greek forces but pleaded with the god Bacchus who gave them their skills and were transformed into white doves.

Next day they attend the oracle of Apollo for Anius is not only king but high priest, and the god tells them to seek the bones of their mother which Aeneas, falsely, takes to mean Crete. They exchange gifts with king Anius including a cup engraved with the story of Orion’s daughters, and set sail.

What follows is a very brief summary of Aeneas’s journeys i.e. he rejects Crete and heads north towards Italy, landed in the harbour of the Strophades, were terrified by the harpy, Aëllo, and a shopping list of other ancient islands and cities they sailed past on their way to Sicily, stopping at Epirus to have their futures read by Helenus, through the straits of Messina past the perils of Scylla and Charybdis.

Obviously this was all dealt with in detail in Virgil’s masterpiece the Aeneid. Presumably Ovid had to mention Aeneas as a kind of link between the Trojan War and later myths/history, but did he also feel obliged to namecheck it so as to incorporate/supersede Virgil in his own, eccentric epic?

Acis and Galatea

Back before Scylla was turned into a grotesque monster she combs Galatea the sea nymph ‘s hair (underwater) while the latter tells her about her love for 16-year-old mortal boy, Acis. Unfortunately, the Cyclops Polyphemus is in love with her and Ovid devotes a couple hundred lines to a rather moving love song he sings to her, like so many of these soliloquies making a case, in this instance all the reasons Galatea ought to love him e.g. he’s big, he owns lots of sheep and so on.

Then Polyphemus spots the lovers lying in each other’s arms and comes storming towards them. Galatea dives into the sea leaving Acis to run but not fast enough. Polyphemus throws a huge chunk of mountainside which crushes the boy. Galatea changes Acis into a river (and accompanying river god).

Scylla and Glaucus

After this tale Scylla returns to the land where she roams naked. She is startled by the attentions of Glaucus who used to be mortal but was turned into a merman. Glaucus tells the story of how he was transformed (by eating magic grass) but Scylla slips off, leaving him frustrated.

Book 14

Scylla and Glaucus continued

Glaucus swims across the sea to the land of Circe and begs her to concoct a potion to make Scylla fall in love with him. Circe advises him to forget Scylla and fall in love with her. Glaucus rejects her and swims off. This infuriates Circe with Scylla and so she concocts an evil potion, swims over to Scylla’s island and pours it into the pool where Scylla loves to bathe. When Scylla slips in up to her waits the region below is transformed into barking monster dogs. Glaucus is distraught. Scylla becomes curdled with hatred and takes to living on one side of the Strait, reaching out and capturing sailors of ships passing by e.g. Ulysses in his wandering or Aeneas, a little later.

More Aeneas

Which brings us back to Aeneas. Ovid briefly describes the storm which blows his fleet onto the north African coast where he, of course, encounters Dido. Their love affair barely rates a sentence before Aeneas is off again, sailing north, back to Sicily then past the isle of the Sirens, the loss of Palinurus. It’s like the Aeneid on fast forward.

A super-brief reference to the fact that Jupiter, hating the lying and deceit of the Cercopes, turned them into monkeys.

A very rushed account of Aeneas anchoring at Cumae, seeing the Sybil, plucking the golden bough and going to the underworld where he meets the spirit of his dead father, Anchises.

The Sibyl’s story

On the way back up from the underworld Aeneas offers to build a temple to the Sibyl but she corrects him; she is no god but a mortal woman. Apollo fancied her and offered her eternal life if she would sleep with him. She said no but he gave her eternal life and the gift of prophecy – but not eternal youth; in the years to come she will shrivel and shrink with age.

Macareus and Achaemenides

In a rather contorted segue Ovid says a Greek had settled in Cumae, named Macareus. This Macareus now recognises among the Trojans a fellow Greek named Achaemenides who had got left behind on Sicily in the realm of Polyphemus. Achaemenides describes the Cyclops rage at being blinded and tricked and how he threw whole mountains after Ulysses’s departing ship.

Then Macareus tells Achaemenides what happened after they escaped Sicily, namely: a) how they used the winds put into a bag by Aeolus, b) how they docked at the city of Lamus, of the Laestrygonians, whose treacherous king Antiphates led an attack on them and killed and ate some of their shipmates before they could escape.

The island of Circe

How they next arrived the island of Circe and Macareus drew a lot to go to the palace. Pushing through flocks of wild animals (a thousand wolves, and mixed with the wolves, she-bears and lionesses) they entered the chamber where Circe’s servants were separating out her herbs and medicines. She offered them food and win then touched them with her wand and turned them into pigs. One of the party makes it back to Ulysses, tells him what happened. Ulysses has the herb moly which protects him from Circe’s magic, so when he goes up to her palace he pushes aside her wand and master her, taking her as wife. In bed he demands that his men are turned back from animals to men.

They stayed on Circe’s island for a year. Macareus tells some stories about things he saw there:

Picus and Canens and Circe

Picus, the son of Saturn, was king in the land of Ausonia and a very handsome man. All the nymphs and nerieds threw themselves at him but he wooed and wed Canens who sang beautifully. One day he went hunting in the countryside and was seen by Circe who fell madly in love with him. She conjured a phantom boar for him to chase into the depths of the forest where the cast spells and confronted him and offered him her love. But Picus rejected Circe, saying he was loyal to his wife Canens. So Circe changed him into a woodpecker. When his fellow hunters confront her, she changes them into wild beasts, too. Canens waits in vain for her husband to return, lies down beside the river Tiber and turns into nothing. The place is called Canens to this day.

Now, this story of forests and magic feels much more like Ovid’s speciality and much more like the subject of this poem than either the Troy or the Aeneas subject matter. They both feel too historical. They lack real magic. They lack the strange and unexpected. It doesn’t make chronological sense to say this, but the best of his tales have a kind of medieval feel, feel like the strange fables and magical happenings which fill Boccaccio or Chaucer.

Aeneas reaches Latium, war with Turnus

Macareus ends his tale by saying that after a year Aeneas rounded up his crew and they left Circe’s island. Again, Ovid gives a super-compressed account of Aeneas’s arrival in Latium and the war with Turnus which follows, all for the hand of Lavinia.

How Diomede lost his men

Looking for allies, Turnus sends Venulus to Diomede, a Greek in exile. Diomede can spare no men because, after long suffering, troubled journey back from Troy, one of his men, Acmon, insulted the goddess Venus who turned them all into birds a bit like swans.

En route back to Turnus Venulus passes a spot where a rude shepherd once terrorised some nymphs. He was changed into the bitter olive tree.

The Trojan ships are turned to dolphins

Turnus storms the Trojan ships and sets them alight. But the goddess Cybele remembers they’re made from trees which grew on Mount Ida which is sacred to her so she sent a thunderstorm to extinguish the fires, but then snapped their cables and sank them. Underwater, the ships were turned into dolphins.

Eventually Turnus is killed in battle and his army defeated. The city of Ardea was conquered and burned and from its midst rose a heron.

Venus asks Jupiter for permission to make Aeneas a god. His body is washed and purified by the river Numicius, then she touches his lips with nectar and ambrosia, and he becomes a god with temples where he’s worshipped.

Ovid then lists the succession of kings following Aeneas, starting with his son Ascanius and briefly describing a dozen or so until he comes to the story of Pomona.

Pomona and Vertumnis

Pomona is a skilful wood nymph wooed by many men, by Pan and Silenus. She hides herself away. But she is desperately loved by Vertumnus, god of the seasons and their produce. He disguises himself as an old woman to gain entrance to her sanctuary and there speaks eloquently in favour of Vertumnus. This pretend old lady then tells Pomona the story of Iphis, a commoner, who falls in love with the princess Anaxerete. But she is hard-hearted, refuses and mocks him. Iphis hangs around outside her locked door, sleeping on the step, hanging garlands on it (as does the stock figure of the lover in the elegiac poems, the Amores). Eventually he hangs himself from the lintel. The servants take him down and carry his body to his mother who organises his funeral procession. Anaxerete hurries up to the top floor room and leans out to watch the procession and is turned to stone as hard as her heart.

Frustrated, Vertumnus reveals himself in his glory as a handsome young man and, luckily, Pomona falls in love at first sight.

Romulus

What happens next is odd: Ovid introduces the character of Romulus but without mentioning any of the usual stuff, about the vestal virgin Ilia being impregnated by Mars, bearing twins Romulus and Remus, their being abandoned but suckled by a she-wolf, their agreeing to found settlements but Remus laughing at Romulus and the latter angrily killing his brother.

None of that at all. Ovid cuts to war with the Sabine tribe which ends in a peace whereby the Sabines’ king Tatius co-rules with Romulus. In the next sentence Tatius is dead, Romulus is ruling alone and then Mars goes to see Jupiter and asks for his son to be turned into a god (exactly as per Aeneas). And so Mars spirits Romulus – completely alive and in the middle of administering justice – into the sky.

His widow, Hersilie, receives a visit from Iris, female messenger of the gods, is told to go to the Quirinal hill, where a shooting star falls from heaven, sets fire to her hair, and she is whirled up into heaven to be reunited with Romulus. He renames her Hora, the name under which she has a temple on the Quirinal Hill.

Book 15

Cut to the figure of Numa, the second king of Rome (after Romulus) who is ambitious to understand the universe who travels to Crotona and there hears the legend of its foundation i.e. how Myscelus, the son of Alemon of Argos, was ordered in a dream to leave his home town, travel over the seas to found it.

The doctrines of Pythagoras

Turns out we’ve come to Crotona because this is where Pythagoras lived and, unexpectedly, Ovid now describes in some detail the teachings of Pythagoras.

‘I delight in journeying among the distant stars: I delight in leaving earth and its dull spaces, to ride the clouds; to stand on the shoulders of mighty Atlas, looking down from far off on men, wandering here and there, devoid of knowledge, anxious, fearing death; to read the book of fate, and to give them this encouragement!’

He has Pythagoras deliver a speech of 404 lines, roughly half the length of the book, touching on a set of Pythagorean concerns:

Polemical vegetarianism – in the Golden Age there was no hunting and killing of animals. ‘When you place the flesh of slaughtered cattle in your mouths, know and feel, that you are devouring your fellow-creature.’

Metempsychosis – be not afraid of death for no soul dies: ‘Everything changes, nothing dies: the spirit wanders, arriving here or there, and occupying whatever body it pleases, passing from a wild beast into a human being, from our body into a beast, but is never destroyed. As pliable wax, stamped with new designs, is no longer what it was; does not keep the same form; but is still one and the same; I teach that the soul is always the same, but migrates into different forms.’

Is this why this long Pythagoras section is included? Because the belief in metempsychosis is a kind of belief in universal metamorphosis, posits a world of continual metamorphoses?

Eternal Flux – of nature, of all life forms, of human beings which grow from the womb, ever-changing.

The Four Ages of Man – in the womb, helpless baby, playful toddler, young man, mature man, ageing man etc.

The four elements – being earth, water, air and fire, endlessly intermingling, changing combinations.

Geologic changes – seashells are found on mountaintops, deserts were once pasture, islands become joined to the mainland, parts of the mainland slip under the sea. The magic properties of many rivers, some of them turn you to stone, some into birds. If the earth is an animal, volcanoes like Etna are outlets for her fires.

Animals – brief references to well-known folk stories, like buried dead bulls give rise to bees, frogs are born from mud. A buried war horse gives rise to hornets. Bury a dead crab and it will change into a scorpion. Twaddle. The legend of the phoenix. Lynxes can change their sex. Coral is wavy below water but becomes stone on contact with the air. Twaddle.

Cities rise and fall: Thebes, Mycenae, Sparta. Troy was once mighty and is now ruins. This allows Pythagoras/Ovid to mention rumours of a new city, Rome, rising by Tiber’s banks. Pythagoras recalls Helenus’s prophecy for Rome:

Helenus, son of Priam, said to a weeping Aeneas, who was unsure of his future: “Son of the goddess, if you take careful heed, of what my mind prophesies, Troy will not wholly perish while you live! Fire and sword will give way before you: you will go, as one man, catching up, and bearing away Pergama, till you find a foreign land, kinder to you and Troy, than your fatherland. I see, even now, a city, destined for Phrygian descendants, than which none is greater, or shall be, or has been, in past ages. Other leaders will make her powerful, through the long centuries, but one, born of the blood of Iülus, will make her mistress of the world. When earth has benefited from him, the celestial regions will enjoy him, and heaven will be his goal.”

Surely this is all hugely channelling Virgil and his vision of the rise of Rome portrayed in the Aeneid.

Most odd. It’s a crashing example of Ovid’s love of tricks and games and poetic tours de force to include a big passage of philosophy in a supposedly epic poem, or poem about love and transformations. It’s almost a deliberate provocation, to rank alongside his odd jumping over big aspects of the Trojan War and of the life of Romulus. Is it intended to be a serious exposition of Pythagoras’s teachings on the lines of Lucretius’s vast exposition of Epicurus’s philosophy in De Rerum Natura? Or is it an elaborate joke? Was he just constitutionally incapable of taking anything seriously?

Numa listens to this great discourse and takes Pythagoras’s teachings back to Rome where he spreads them before dying of old age. His wife, Egeria, goes lamenting through the country but is confronted by Hippolytus, son of Theseus. He tells his story, namely how his father’s wife, Phaedra, fell in love and tried to seduce him. When he rejected her, she accused him of trying to rape her to her husband, Hippolytus’s father. He was sent into exile but when crossing the Gulf of Corinth a vast wave filled with the roars of bulls spooked his horses who galloped off dragging him behind them till he was flayed. He goes down to the Underworld but is healed by Asclepius and given a disguise by Diana.

But Egeria continues lamenting her husband til Diana turns her into a pool of water. Romulus is amazed to see his spear turn into a tree. Cipus acquires horns.

The long-winded story of how Asclepius in the form of a snake saved Rome from a plague.

Caesar and Augustus

Then the poem reaches its climax with unstinting praise of the emperor Augustus:

Caesar is a god in his own city. Outstanding in war or peace, it was not so much his wars that ended in great victories, or his actions at home, or his swiftly won fame, that set him among the stars, a fiery comet, as his descendant. There is no greater achievement among Caesar’s actions than that he stood father to our emperor. Is it a greater thing to have conquered the sea-going Britons; to have led his victorious ships up the seven-mouthed flood of the papyrus-bearing Nile; to have brought the rebellious Numidians, under Juba of Cinyps, and Pontus, swollen with the name of Mithridates, under the people of Quirinus; to have earned many triumphs and celebrated few; than to have sponsored such a man, with whom, as ruler of all, you gods have richly favoured the human race?

Venus warns all the gods of the conspiracy she can see against her descendant, Julius Caesar, but in another important statement of the limits of the gods powers:

It was in vain that Venus anxiously voiced these complaints all over the sky, trying to stir the sympathies of the gods. They could not break the iron decrees of the ancient sisters. (p.355)

Still Ovid enjoys devoting half a page to all the signs and portents which anticipated the assassination of Julius Caesar, as lovingly reproduced in Shakespeare’s play on the subject. And Jupiter delivers another, longer lecture on the unavoidability of fate.

Then Jupiter, the father, spoke: ‘Alone, do you think you will move the immoveable fates, daughter? You are allowed yourself to enter the house of the three: there you will see all things written, a vast labour, in bronze and solid iron, that, eternal and secure, does not fear the clashing of the skies, the lightning’s anger, or any forces of destruction. There you will find the fate of your descendants cut in everlasting adamant.

Which turns into Jupiter praising Caesar’s adopted son, Augustus, worth quoting in full seeing as what happened to Ovid soon after:

‘This descendant of yours you suffer over, Cytherean, has fulfilled his time, and the years he owes to earth are done. You, and Augustus, his ‘son’, will ensure that he ascends to heaven as a god, and is worshipped in the temples. Augustus, as heir to his name, will carry the burden placed upon him alone, and will have us with him, in battle, as the most courageous avenger of his father’s murder. Under his command, the conquered walls of besieged Mutina will sue for peace; Pharsalia will know him; Macedonian Philippi twice flow with blood; and the one who holds Pompey’s great name, will be defeated in Sicilian waters; and a Roman general’s Egyptian consort, trusting, to her cost, in their marriage, will fall, her threat that our Capitol would bow to her city of Canopus, proved vain.

‘Why enumerate foreign countries, for you or the nations living on either ocean shore? Wherever earth contains habitable land, it will be his: and even the sea will serve him!

‘When the world is at peace, he will turn his mind to the civil code, and, as the most just of legislators, make law. He will direct morality by his own example, and, looking to the future ages and coming generations, he will order a son, Tiberius, born of his virtuous wife, to take his name, and his responsibilities. He will not attain his heavenly home, and the stars, his kindred, until he is old, and his years equal his merits.’

Julius looks down on his son who has superseded his achievements and the poem ends with a prolonged and serious vow, invoking all the gods, that Augustus live to a ripe old age.

You gods, the friends of Aeneas, to whom fire and sword gave way; you deities of Italy; and Romulus, founder of our city; and Mars, father of Romulus; Vesta, Diana, sacred among Caesar’s ancestral gods, and you, Phoebus, sharing the temple with Caesar’s Vesta; you, Jupiter who hold the high Tarpeian citadel; and all you other gods, whom it is fitting and holy for a poet to invoke, I beg that the day be slow to arrive, and beyond our own lifetimes, when Augustus shall rise to heaven, leaving the world he rules, and there, far off, shall listen, with favour, to our prayers!

It could hardly be more fulsome.

In a sense the entire theme of miraculous transformation can be seen as a kind of artistic validation or evidence base or literary justification for the belief that Julius Caesar really was transformed into a god at his death and that his adopted son will follow in his path. The poem dramatises the ideology which underpins Augustus’s power. In their way – a subtle, playful, colourful way – the Metamorphoses suck up to Augustus just as much as Virgil’s Aeneid does, until the sucking up becomes as overt as it could possibly be in the last few pages.

Long female soliloquies about love

As mentioned, some passages are very similar to the Heroides in that women are given long soliloquies in which they make a case, argue and discuss issues with themselves (always about illicit love).

  • Medea (book 7)
  • Scylla (book 8)
  • Byblis (book 9)
  • Myrrha (book 10)
  • Iphigeneia (book 12)
  • Hecuba (book 13)

Allegorical figures

Mostly the narrative concerns itself with mortals and gods whose attributes and abilities are only briefly mentioned, as it’s relevant to the story. But a couple of times the narrative introduces grand allegorical figures who are given the full treatment, with a description of their dwelling place, physical appearance, accoutrements and so on. Although I know they’re common in medieval literature and later, they remind me of the allegorical figures found in Spenser’s Faerie Queene and, later, in Paradise Lost (I’m thinking of Sin and Death who Satan encounters in book 2).

  • Hunger (book 8)
  • Sleep (book 11)
  • Rumour (book 12)

Credit

Mary M. Innes’ prose translation of Ovid’s Metamorphoses was published by Penguin books in 1955.

Related links

Roman reviews

The poems of Propertius translated by Ronald Musker

He errs who expects the madness of love to end;
Love that is true can know no measure…
In life I shall always be hers; in death
I shall be hers still.
(Book 2, elegy 15)

Robert Maltby’s introduction to the Oxford University Press edition of the elegies of Tibullus is outstanding in its clarity and authority and includes elements which make a good introduction to Propertius, too.

Maltby explains that in the last decades of the first century BC, Rome was home to a small cohort of leading Roman poets who took the Greek metre associated with elegies and which had come to be called ‘elegiacs’, and repurposed them as vehicles to describe very personal (or personal sounding) love affairs. Or, in Propertius’s words:

Priestlike I lead the way from the crystal spring
To adapt Italian rites to Grecian measures.
(3.1)

To repeat what I wrote in the Tibullus review:

What is an elegy?

The modern sense of ‘elegy’ as a lament for the dead only crystallised during the 16th century. Two thousand years ago, for the ancient Greeks and Romans the word had a much wider definition – elegies could cover a wide range of subject matter (death, love, war).

The defining feature of them was that they were written in elegiac couplets or ‘elegiacs’, which consist of a dactylic hexameter line followed by a dactylic pentameter line i.e. six ‘feet’ in the first line, five in the second. In English it looks like this, 6 beats, followed by 5:

My girl is now held hostage by a surly guard (6)
and her stout door is shut and bolted tight. (5)

I’ve often tried to banish pains of love with wine,
but sorrow turned the uncut wine to tears.

Obviously you’re not meant to say it out loud emphasising these beats, that would be silly. It’s just a structuring device, a convention, a code buried under the words, a rhythm you’re meant to be only dimly aware of, if at all, which gives a subliminal sense of regularity and rhythm.

The effect of a long line followed by a slightly shorter one was to create a kind of dying fall, repeated every two lines – hence its attraction for poets who wanted to write an elegy in our sense, a lament for someone who’d died, and the elegiac couplet was in fact the metre used for writing funeral inscriptions and sometimes examples of these were included in elegiac poems. However, the most famous of the Roman elegists copied the way that late Greek or Hellenistic poets had taken to using it to express personal and often ‘amatory’ subject matter.

The variation between the two lines helped to build the impression that elegiac couplets were more appropriate for the expression of ‘direct and immediate concerns’ i.e. the poet’s personal life, than a poem written entirely in hexameters, which was felt to be the metre for continuous narrative, as in Homer’s epics.

Catullus (84 to 54 BC) was the first Roman poet to co-opt the form from the Greek Hellenistic poets and adapt it to Latin for his scandalous love poems and execrations. Catullus was followed by Tibullus (55 to 18 BC, in his elegies), Propertius (50 to 16 BC in his elegies) and Ovid (43 BC to 18 AD, in a series of works, namely the Amores, Heroides, Tristia and Letters from Pontus).

Elegiacs as love poems

The classic Roman elegists used the form to write love poems, often surprisingly candid about their own love affairs. The convention quickly arose of devoting some or all of the poems to a Beloved Mistress, who receives the poet’s devotion despite being often capricious or antagonistic.

‘Your theme shall be flower-wreathed lovers at someone’s door,
And the signs they leave of their drunken flight through the night…’
(The Muse Calliope telling Propertius what his subject should be, book 3, elegy 3)

Catullus (b.84 BC) can be said to have invented many aspects of this convention in his poems to ‘Lesbia’, universally taken as a pseudonym for the Roman aristocrat Clodia Metelli with whom he (if the poems are to be believed) had a passionate affair and then an equally emotional falling-out. (Catullus and Lesbia are mentioned a couple of times by Propertius; he consciously compares his love for Cynthia with Catullus’s for Lesbia, 2.32, 2.34C).

In the next generation Tibullus (b.55 BC) is a little unusual in addressing elegiacs to three figures, two women and a boy. The dates of publication of Tibullus’s two books interlink with the first books by Propertius. Propertius (b.50 BC) is more typical in addressing most of his elegies to just the one figure, who he names ‘Cynthia’. A little later, Ovid (b.43 BC), wrote love elegiacs addressing a figure named ‘Corinna’, though there is widespread agreement that she probably didn’t exist but was a poetic convention.

In Maltby’s opinion Ovid rang pretty much every possible permutation on the use of elegiac as love poem and made it obvious that he was experimenting with the form for its own sake. Maltby thinks he used it up and hollowed it out and as a result the metre fell out of fashion.

Publishing in ancient Rome

Using the word ‘publishing’ gives a misleading impression. There were no printing presses in the West for another 1,500 years. ‘Publishing’ meant that a hand-written manuscript of the text was given to secretaries or amanuenses to copy out in full, by hand, on rolls of papyrus. These rolls were then rolled up and slipped into tubular containers. A library’ consisted of numerous tubes containing manuscripts.

As this implies, not many copies were made, generally scores, rarely into the hundreds. There was no question of making money from this process. The aim was a) if you were rich, to gain a reputation among the people who counted, the educated class or b) if you were less well-off (as Virgil, Horace and Propertius were) to win the patronage of a rich sponsor, as all three were lucky enough to do with Maecenas, who gave land, property and money to both Horace and Virgil.

Ronald Musker’s introduction

I read Propertius’s poems in the 1972 Everyman edition translated by Ronald Musker. In his introduction Musker points out that Propertius came from the equestrian class i.e. the second rank of the aristocracy below the senatorial class. His family had extensive lands in north-central Italy but, like many of his class and generation, lost a substantial amount during the enforced confiscations of Octavian after the Battle of Phillippi.

Too early you gathered up your father’s ashes;
And you had to accept a straitened hearth and home,
For many an ox had turned your rich lands over,
But the ruthless surveying rod took your wealth away. (4.1)

It also appears from one of the elegies, that a close relative or perhaps guardian was killed in the bitter localised civil war known as the Perugine War because it ended up with the rebels (led by Mark Anthony’s wife and brother) holed up and besieged by Octavian’s forces in the city of Perugia, near Propertius’s birthplace. Musker considers the trauma of these events may explain the tone of melancholy which recurs throughout his poems.

In Rome young Sextus Propertius was a friend of fellow poets Gallus and Virgil and, through them, was adopted by the renowned patron of the arts, Gaius Maecenas. His poems survive in 4 books containing around 92 poems. Actually the number varies because editors of book 2 in particular think some poems are jumbled together which must once have been separate poems and so snip and separate them; other scholars disagree; hence the difficulty of giving an exact number.

The translator, Musker, appears to have given each poem a tabloid-style title, which aren’t in the original. These are actually quite helpful in distinguishing between them and indicating the topic of each poem at a glance.

Book 1, 25 BC (23 poems)

Cynthia is the main subject, the first word of the first poem and mentioned in over half the other poems. The poems proceed through the set subjects and attitudes of the afflicted male love for his mistress, including mad declarations of love, promises to be true, lists of her achievements and perfections, jealousy of other men, despair at being abandoned, rage at being abandoned, laments on why women are so fickle and/or easily bought by rich men with shiny trinkets – and so on.

It includes a paraclausithyron i.e a poem describing the lover at the locked door of his beloved. Apparently, Propertius’s version of this is a novelty because he has the door itself speak – we get the door’s point of view, a rather cutting description of the wretched poet pining outside.

I noticed, reading Propertius, that the way these poets created the bulk of a poem, most of its content, is to address a friend, sometimes a rival or enemy – either calling them to witness aspects of your sorrow and affliction, or giving wise advice to them if they fall in love, or any other kind of address.

This conceit of addressing the poem to a pal a) makes it more dynamic b) makes it more like a speech than a solitary meditation. At many points a poem reminded me of Cicero’s legal speeches. All of them, without exception, make a case.

Also, addressing a friend in a poem makes it very public because you have to respect politeness and decorum. The two friends whose names crop up most frequently are Gallus and Tullus, apparently, historically verified real people.

Why, Bassus, by praising all these other girls
Must you try to change me… (1.4)

Put an end, my envious friend, to your tiresome talk… (1.5)

I am not afraid, my Tullus, to learn with you
The Adriatic’s moods… (1.6)

While you, my Ponticus, tell of the city of Cadmus… (1.7)

I told you, my scornful friend, that love would visit you… (1.9)

You, as your way is, Gallus, will be delighted
At my plight… (1.13)

I suppose it’s worth pointing out that the poet addresses a cohort or circle of friends and they are all men. A group of men talking about a woman, one woman’s behaviour. Hmmm. Very much a one-sided perspective, not just a guy talking about a girl but a buy recruiting all his mates to pile in behind him and back up his interpretation.

Although the Cynthia poems felt competent, the single poem which stood out for me was the ante-penultimate one, number 20, which Musker titles ‘Beware of the nymphs!’. This advises his friend, Gallus, on his love affair with a boy, warning him that the (unnamed) boy is so beautiful that he, Gallus, should keep him away from predatory girls, otherwise he’ll lose him, just as the legendary Hylas was lost to Naiads (spirits of the water) on the voyage of the Argonauts. Apart from 4 or 5 lines at the beginning and end, this is a verse description of Hylas’s story i.e. an extended fantasia into Greek legend, describing the way Hylas was sent off by Hercules to gather firewood but wandered too far and was seduced by the water nymphs while Hercules’ voice echoed wanly from afar. This was genuinely haunting.

This raises the issue of the extent to which Propertius not just incorporates Greek myth and legend into his poems, but packs them with mythological references (see below).

Book 2, 24 BC? (55 poems, including 10 or more ‘fragments’)

Book 2 for the first time features poems addressing Augustus’s great ‘minister for the arts’, Maecenas. He is described, rather unctuously, in the first poem as:

True heart alike in peace or war

and:

hope of the youth of Rome
And their envy, and my true glory in life and death…

Scholars deduce that the first book brought Propertius to Maecenas’s attention and in this second one he has become one of the great man’s circle. So not only does it address Maecenas himself but also, as was required, directly addresses Augustus.

Book 2 contains as many poems as 1 and 3 put together so some scholars think it actually combines 2 separate books. This is also suggested by the poor state of many of the poems in it. This has led some scholars to drastically rewrite the poems, taking bits which from poems where they seem out of place and stitching them into other poems where they seem to fit better. I can imagine this leads ultimately to a nightmare jigsaw puzzle with hundreds of fragments on the table in front of you as you rack your brains to recombine them in more ‘sensible’ ways.

Musker explains all this and concludes that, although many of these scholarly editions are intriguing for experts in the field, in this edition he rejects almost all of them. Because there is an alternative explanation – which is that Propertius deliberately made sudden swerves and juxtapositions in his verse, as policy. One of the elements that contributes to what Musker calls Propertius’s ‘elusiveness’ and has made him less popular in modern times that the far more sensible, down-to-earth Horace, or the scandalously sexy Catullus.

The subject matter of the poems is more varied though still circling round the figure of Cynthia. Several describe a rich rival who appears to have won her affections with jewels, and throw deep hatred his way. But then the next one might be another hymn of fulsome love and devotion. So the poems follow no order i.e you can’t make out a narrative, in fact they seem almost deliberately randomised.

Book 3, sometime after 23 BC (27, including 2 ‘fragments’)

The poems start to range in subject matter beyond simple love songs to tackle more public themes. For example, several invoke Augustus’s previous victories against Antony and Cleopatra and his current campaign in Parthia (3.4) (cf the long poem in book 4 celebrating the battle of Actium and repeatedly criticising Cleopatra).

There’s one very close to the royal family, lamenting the death of young Marcus Claudius Marcellus, Augustus’s nephew, who he legally adopted then married to his daughter Julia, only for him to die in 23 BC, his twentieth year (3.18).There’s one on the standard topic of how Rome has become corrupted by foreign riches and let its shrines and temples fall into shameful disuse:

Proud Rome is falling, crushed by her own prosperity. (3.13)

Several of the early ones are recusatios, a stock type of poem in which the poet bashfully excuses himself from writing the grand epic poem about Rome’s heroic military victories which society expected, and instead gets a Muse or god to explain that the poet’s real vocation is love poetry.

Wars I would tell of in patriotic verses,
But, alas, how weak the notes that sound on my lips! (4.1)

He writes a long poem to Maecenas saying everyone has his own nature and his (Propertius’s) is emphatically not either going to war or writing about war. The only war he enjoys is the battle of love (‘love’s sweet strife’, 3.20B). In fact this is continuing a trend which began in book 2, with 2.34 actually mentioning Virgil as the great epic poem of Propertius’s time.

Cynthia still pops up. In some he celebrates Cynthia’s birthday (3.10), but overall he seems to be tiring  of her, and the final poems declare himself well shot of her:

False is that trust of yours in your beauty, woman,
Whom my favouring eyes have long made overproud.
Yes, Cynthia, greatly indeed my love has praised you;
It shames me now that through my verses
You gained such fame. (3.24)

And the last poem in the book is an execration, calling down curses on her, and looking forward to her aging and withering and losing her beauty (3.25).

Book 4, published sometime after 16 BC (12 poems)

Book 4 contains only half the number of poems as book 1, leading some scholars to speculate that it may have been published posthumously, a tidying-up operation. Several of the poems imply that Cynthia is dead – in 4.7 her ghost complains to Propertius that her funeral wasn’t lavish enough.

The other poems move well beyond love poetry, addressing a variety of subjects. They include several ‘aetiological poems’, a genre which explains the origin of various Roman rites and landmarks. They’re longer than before, too. Many poems in book 1 were one page long. All those in book 4 are at least 2 pages long, some 3 or even 4.

  1. The poet describes the early history of Rome for 2 pages and the original rural appearance of Rome in terms very reminiscent of the Aeneid before the second half is spoken by a Babylonion priest predicting Propertius’s horoscope.
  2. The Etruscan god Vertumnus speaks, speculating about his own origins and purpose; he is a chameleon and can be male or female or take any role or profession.
  3. Two-page poem in which a young wife, Arethusa, writes to her husband, Lycótas, away at the wars, describing her sadness and devotion.
  4. Three pages describe the iniquity of Tarpeia, a vestal virgin back in the earliest days of Rome, when it was little more than a village, who falls in love with Tatius king of the neighbouring tribe of the Sabines; she betrays a secret path up the Palatine Hill into Rome but when Tatius marries her, as he promised, he gets his men to crush her with their shields for her treachery. This, supposedly, is the origin of the name of the Tarpeian Rock on the Palatine.
  5. Execration of a procuress named Acanthis, who incited his (unnamed) love to spurn the gods, whore after gold, reject his love, and so on.
  6. Three pages celebrating Augustus’s victory at the Battle of Actium. Always good policy to suck up to the emperor.
  7. Cynthia’s ghost comes back from the tomb to upbraid him on the evening of her funeral. At the end he tries to embrace her but her ghost vanishes into air which reminds me of the umpteen time the same thing happens in the Aeneid.
  8. To get his own back on Cynthia (see how the poems are not in any narrative order) the poet organises a little orgy with two hand-picked courtesans at the height of which Cynthia storms in, drives the girls out scratching and screaming, then demands complete submission from the poet, before fumigating the place. Then they have championship sex.
  9. Another poem describing what Rome looked like before it was founded i.e. was idyllic countryside – very reminiscent of book 8 of the Aeneid – here the backdrop for the legendary moment when Hercules stopped on the site only to have his cattle stolen by Cacus. The poem describes the Forum when it was just a grazing ground and explains the origin of the Great Altar which still stood in Propertius’s time. I wonder if it was Augustus and Maecenas’s pressure which led him to drop love poetry and turn to accounts of Rome’s founding legends.
  10. If a Roman military leader defeated the leader of the enemy in single combat and kept the latter’s arms and armour, these were called the spolia opima and brought back to be dedicated in the temple of Jupiter Feretrius. It had only happened three times in Roman history and this poem describes those three great personal achievements, by Romulus, Aulus Cornelius Cossus (consul in 428 BC) and Marcus Claudius Marcellus (consul in 222 BC).
  11. The final poem is a touching address by the recently deceased Cornelia consoling her husband, Paullus Aemilius Lepidus (77 to 11 BC). This man’s father had been brother to the Lepidus who was in the Second Triumvirate alongside Anthony and Octavius. Not long after Cornelia’s death, he married Claudia Marcella Minor, a daughter of Octavia the Younger, sister of Augustus. So like the lament for Marcus Claudius Marcellus (3.18) this is by way of being an imperial commission. However, its stately beauty has led to it being described as the ‘queen of the elegies’ and it is commonly considered the best poem in the entire collection.

Musker’s translation

Having carefully explained what the Latin elegiac metre was, Musker then goes ahead and cheerfully ignores the strictness of it in his own translation. His versions are very free and all the better for it. Try and spot traces of the hexameter-pentameter combination in the following:

Whence, you ask me, come all my poems of love,
And my book that sounds on men’s lips its note of langour.
Calliope does not sing me these songs nor Apollo;
A girl provides me with all I have
Of poetic talent.
(2.1)

Instead of couplets defined by the elegiac metre, Musker uses the verse paragraph. Each poem, instead of presenting a solid column of verse –as they do in the original Latin – is divided into 3 or 4 or 5 verse paragraphs of 5 or 6 lines, the last one or two lines always notably shorter, maybe a kind of recreation of the ‘dying fall’ of the original. Thus:

Penelope, who was worthy of many suitors,
For twice ten years was able to live untouched;
To defer remarriage by feigning a womanly industry,
Then unwinding by nightly stealth the weft of the day.
And though, grown old with waiting, she had no hope
Of ever seeing Ulysses again,
She yet stayed true.
(2.9A)

This not being faced by a wall of verse, instead being able to read a paragraph at a time, makes the poems immensely more readable, as does Musker’s relaxed approach to metre

Conventions of the love poem

Scholars have suggested various real-life models for Cynthia but there is no consensus. As usual all we have to go on is hints within the poems and one remote historical reference.

Propertius mentions that Cynthia is a descendant of the Roman poet Hostius. He frequently compliments her as docta puella meaning ‘learned girl’. He tells us that she herself was a writer of verse. This kind of autobiographical clue-hunting strikes me as pointless. Even when you have confirmed that Lesbia was a codename for Clodia…does it change anything? If anything, it reduces the impact of the poems, which they gain from being about a shadowy unnamed woman.

Instead, the poems are artifices; they rehearse a number of postures or attitudes or emotions related to love affairs. These may or may not ever have been ‘genuine’ or related to ‘a real person’ but it’s a question of taste whether you need to believe that to enjoy them. I don’t.

Poems are verbal machines designed to evoke psychological states in the reader; some of these might be mimetic, directly replicating the emotion described in the poem. But once you’ve read a certain number of poems and start to recognise the same topics recurring in the same treatment, at least part of your mind becomes capable of detachment, regarding even the most moving poem as a verbal artifact, a device.

Mythology

Apparently, Propertius is often criticised because of his excessive use of references from myth and legend. For example, elegy 2.6 kicks off with a flurry of mythological comparisons: he cites three of the most famous courtesans from ancient times and the crowds of men who flocked around them and then claims they were all nothing compared to the hordes of men who swarm at Cynthia’s door. In other words, it is a poem about male jealousy.

The house of Laïs at Corinth, though at her door
All Greece paid court, was never thronged like yours;
Thaïs, famed by Menander and once the darling
Of Athens, attracted no such swarm;
Nor yet did Phrynë, enriched by all those lovers
So that she could have re-erected
Demolished Thebes. (2.6)

In his introduction Musker defends Propertius against the charge of introducing too much mythological matter into his poems. His defence is:

  1. The ancients thought through mythology. Lacking anything remotely like a modern scientific understanding of the laws of nature, their extremely dense and multi-layered mythology provided not exactly rules or laws but stories from history which suggested underlying tendencies, among humans and among the fate which seems to hover over them. Mythology helps to make sense (albeit a chaotic and violent sense) of the world.
  2. Sheer swank. Propertius’s jealousy risks coming over as petty, small-minded, unaristocratic. But if he devotes a paragraph to comparing himself and Cynthia to figures from myth and legend then he obviously flatters her, bigs himself up, and turns a personal peeve into what sounds like the grand statement of some general law rather than a trivial tiff between pampered layabouts.

Personally, I enjoyed Propertius’s use of mythology. In Horace the mythological references often felt dragged in – I think it’s because Horace is such a regular guy, his entire schtick is about living for the moment and enjoying life in a very realistically described Rome, his is such a down-to-earth, sensible philosophy, that Achilles and Apollo seem wildly out of place in it.

Whereas Propertius from the start is more intense and shrill, a little more hysterical and extreme, and so his use of myth and legend genuinely helps to expand and enhance the poems, gives them size, like adding echo to a voice track.

The Romans expected their lovers to give them prominent love bites (note to 4.3, p.220, and 4.5).


Credit

Poems of Propertius, translated by Robert Musker, was published by Everyman books in 1972. All references are to the 1972 paperback edition.

Roman reviews

The Death of Virgil by Hermann Broch (1945)

The silver lamp next to the couch swung gently to and fro on its long silver chain and outside the window the emanation of the city, ebbing and flowing above the roofs, was dissolved into purple, from purple-violet into dark blue and black, and then into the enigmatic and fluctuant.
(The Death of Virgil, page 47)

The Sleepwalkers

A few years ago I read and reviewed The Sleepwalkers (1931), the masterpiece of Modernist German novelist Hermann Broch (1886 to 1951). The title in fact refers to a trilogy of novels each of which focuses on a troubled individual from successive generations of German society, the novels being titled: The Romantic (1888), The Anarchist (1903) and The Realist (1918).

I reviewed each novel individually but also subjected the magniloquent claims often made about the trilogy to fierce criticism, using evidence from Walter Laqueur’s blistering attack on the failure of intellectuals in the Weimar Republic, Weimar: A Cultural History 1918 to 1933 by Walter Laqueur (1974). I argued that calling the trilogy things like ‘a panoramic overview of German society and history’ were wrong in fact and misleading in implication. The three novels are more eccentric and particular than such generalisations. But then lots of critics make sweeping claims about books they haven’t read.

Broch flees Austria

In March 1938, Nazi Germany annexed Austria in a move known as the Anschluss. Within days Broch was arrested by Nazi authorities for possession of a Socialist pamphlet and thrown into a concentration camp. A campaign by western writers managed to get him freed and he immediately emigrated to Britain, then moved on to America where he settled in 1939.

Before this happened, in 1937, in Austria, Broch had delivered a radio lecture about Virgil. Over the following years he enormously expanded and elaborated this text to become his other great masterpiece, Der Tod des Vergil or The Death of Virgil. This big novel was first published in June 1945 in both the original German and English translation simultaneously. Symbolically, it appeared in the month after the Second World War in Europe finally came to an end, with the complete destruction of Nazi Germany. A crushing end to all illusions about Germany politics, history and culture.

Schematics

Broch’s imagination is schematic: the three novels which make up The Sleepwalkers trilogy each centre on a character who a) come from successive generations and are in some sense emblematic of them; and who b) are each of a distinct and categorisable type. The same urge to structure the material is immediately evident in The Death, which is divided into four equal parts, portentously titled:

  • Water – The Arrival
  • Fire – The Descent
  • Earth – The Expectation
  • Air – The Homecoming

Despite these universal-sounding categories the ‘action’ of novel in fact only ‘describes’ the last 18 hours of the Roman poet Virgil’s life in the port of southern Italian port of Brundisium. The year is 19 BC. Virgil had travelled to Greece, according to this novel hoping to a) escape the fevers of Rome b) finally complete the long poem which has been dogging him, and c) be free to pursue his first love, philosophy.

But he was foiled in this ambition when the princeps or proto-emperor, Augustus, returning from the East, stopped off in Athens, called on Virgil and invited/ordered him to accompany him back to Italy. Hence Virgil’s regret at the start of the novel at giving in to Augustus’s insistence and abandoning his hopes of finally being rid or ‘art and poetry’ and devoting his life to meditation and study.

Anyway, on this return journey Augustus, Virgil and others of the party fell ill. Augustus fully recovered, but the novel opens with Virgil lying in a hammock that’s been rigged up in one of the ships, feeling very unwell indeed. Starting from this moment the long novel portrays the last 18 hours of his life.

The central theme or subject of the novel is Virgil’s wish to burn the manuscript of his epic poem, The Aeneid, a wish which is decisively thwarted by his master and ‘friend’, Augustus.

Modernist?

Blurbs about the novel claims it uses well-established modernist techniques, mixing poetry and prose with different styles and registers to convey the consciousness of a sick man drifting in and out of reality and hallucination but I didn’t find this to really be the case.

When I think of modernism I think of the combination of fragmented interiority matched by collage used in The Waste Land, or the highly collaged text of Berlin Alexanderplatz or the tremendous stylistic variety of Ulysses. There’s none of that here: the text is fluent and continuous. There’s no collage effect, no newspaper headlines or scraps of popular song or advertising jingles. Instead the text is continuous and smooth and highly poetic in style.

Modernism is also usually associated with the accelerated rhythms of the western city, as in the examples above or in John dos Passos’s huge novel, USA (1930 to 1936). Quite obviously a novel set nearly 2,000 years, before anything like the modern city had been imagined, could not use, quote or riff off any aspects of the twentieth century urban experience. So in that respect, also, the novel is not modernist.

What is modernist about it, maybe, is a secondary characteristic, which may sound trivial but is the inordinate length of Broch’s sentences. These can be huge and very often contain multiple clauses designed to convey the simultaneous perception of external sense impressions with bursts of interior thought, memory, opinion and so on – all captured in one sentence.

The Jean Starr Untermeyer translation

The 1945 translation into English was done by Jean Starr Untermeyer. I have owned the 1983 Oxford University Press paperback edition of this translation (with an introduction by Bernard Levin) since the mid-1980s and never got round to reading it till now. This edition contains a longer-than-usual 4-page translator’s note by Jean Starr Untermeyer who, we learn, devoted five years of her life to translating this novel. We also realise, within a few sentences, that her English is non-standard i.e. a bit quirky and idiomatic. On the whole I think that is a good thing because it continually reminds you of the novel’s non-English nature.

Untermeyer makes a number of good points about the difficulty of translating German into English. An obvious one is German’s tendency to create new words by combining individual nouns into new compound nouns. A second aspect of German style is that it can often have a concrete practical meaning but also a ghostly metaphysical implication. This doesn’t happen in English which has traditionally been a much more pragmatic down-to-earth language.

Long sentences

The biggest issue, though, is sentence length. Good German prose style has for centuries allowed of long sentences which build up a succession of subordinate clauses before being rounded out or capped by a final main verb.

English is the extreme opposite. English prefers short sentences. Hemingway stands as the patron saint of the prose style taught in all creative courses for the past 40 years which recommends the dropping of subordinate clauses, the striking out of all unnecessary adjectives, the injunction to keep sentences short and unadorned, a process Untermeyer colourfully refers to as ‘exfoliation’.

As Untermeyer points out, Henry James’s use of long, multi-clause sentences was very much against the general trend of 20th century English prose (as was the extravagant prose style developed by William Faulkner a generation or so later, contrary to the Hemingway Imperative).

Untermeyer says that English prose works by placing its thoughts in sequence and separately expressed in short, clear sentences; German prose more often works by seeking to express multiple levels of meaning ‘at one stroke’ i.e. in each sentence.

But Broch not only came from this very different tradition of conceiving and writing prose, but he pushed that tradition to extremes. Untermeyer reckons some of the sentences in the middle of the book might be the longest sentences ever written in literature. (I’m not so sure. Samuel Beckett wrote some very long sentences in Malone Dies and The Unnameable.)

Thought-groups

Broch’s sentences are long, very long, but they don’t have the deliberately confusing repetitiveness, the incantatory repetitiveness of Beckett. They are clearly trying to capture something and Untermeyer explains in her note that the aim can be summed up by one maxim: ‘one thought – one moment – one sentence’.

Each sentence is trying to capture what she calls one ‘thought-group’, the flickering and often disparate impressions and sensations which occur to all of us, all the time, continually, in each changing second of perception and thought. The difference between you and me and Hermann Broch is that Broch spent a lifetime trying to develop a prose style which adequately captures the complexity of each fleeting moment of consciousness.

In English we do have a tradition of hazy impressionistic prose maybe best represented by the shimmering surfaces of Walter Pater’s aesthetic novel, Marius the Epicurean (also about ancient Rome). And a related tradition of deliberate over-writing in order to create an indulgently sensual effect, maybe associated with Oscar Wilde and sometimes dismissively called ‘purple prose’.

Broch’s intention is different from both of those because he is trying to be precise. His sentences are so very long only because he is trying to capture everything that his subject felt in that moment. The superficial comparison in English is with James Joyce’s Ulysses but Joyce wove an intricate web of symbolic and sound associations, at the same time as he steadily dismantled the English language, in order to make his text approximate the shimmering a-logical process of consciousness. Broch goes nowhere near that far. His sentences may be epic in length, but they are always made up of discrete clauses each of which is perfectly practical and logical and understandable in its own right.

And from Pater to Joyce, the English style of long sentences has tended to choose sensual and lugubrious subject matter, from the lilies and roses of Wilde’s prose to the astonishing sensuality of Ulysses. Broch, by contrast, uses his long sentences to cover a much wider range of subject matter, much of it modern, unpleasant and absolutely not soft and sensual.

In the warehouse district

One example will go a long way to demonstrating what I’m describing. Early in the novel the little fleet carrying the emperor and Virgil docks at Brundisium. Virgil is then carried off the ship and carried in a litter by slaves to the emperor’s mansion in the city, led by a young man with a torch who leads them among the warehouses of Brundisium. Here is one sentence from the passage describing this journey.

Again the odours changed; one could smell the whole produce of the country, one could smell the huge masses of comestibles that were stored here, stored for barter within the empire but destined, either here or there after much buying and selling, to be slagged through these human bodies and their serpentine intestines, one could smell the dry sweetness of the grain, stacks of which reared up in front of the darkened silos waiting to be shoveled within, one could smell the dusty dryness of the corn-sacks, the barley-sacks, the wheat-sacks, the spelt-sacks, one could smell the sourish mellowness of the oil-tuns, the oil-jugs, the oil-casks and also the biting acridity of the wine stores that stretched along the docks one could smell the carpenter shops, the mass of oak timber, the wood of which never dies, piled somewhere in the darkness, one could smell its bark no less than the pliant resistance of its marrow, one could smell the hewn blocks in which the axe still clove, as it was left behind by the workman at the end of his labour, and besides the smell of the new well-planed deck-boards, the shavings and sawdust one could smell the weariness of the battered, greenish-white slimy mouldering barnacled old ship lumber that waited in great heaps to be burned. (Pages 24 to 25)

What does this excerpt tell us? It demonstrates both a) Broch’s ability to handle a long sentence with multiple clauses and b) the complete absence of modernist tricks such as collage, quotation etc.

And there is none of the shimmering incoherence of, say, Virginia Woolf’s internal monologues. Instead it is quite clear and comprehensible and even logical. What stands out is the repetition, and the way it’s really more like a list than a wandering thought.

I’ve mentioned that Broch is a systematic thinker and many of these long sentences don’t really meander, they work through all the aspects of a thought or, in Untermeyer’s phrase, thought-group. We are in the warehouse district, a place saturated in the stinks of the goods stored there. And so Broch enumerates them, not in the English style, in a series of short, discrete sentences, but in one super-sentence which tries to capture the totality of the sense impression all together, as it were, capturing one moment of super-saturated perception.

Pigs and slaves

Far from the shimmering impressionism of the English tradition, The Death of Virgil is also capable of being quite hard, almost brutal. Thus the opening passages contain quite stunning descriptions of being on deck of an ancient Roman galley on a very calm sea as it is rowed at twilight into the harbour of Brundisium just as a thousand lamps are lit in the town and reflected like stars on the black water. So far, so aesthetic.

But Broch mingles this soft stuff with over a page harshly criticising the aristocratic guests on the ship whose only interest on the entire journey has been stuffing their faces like pigs. At these moments the narrative is more like Breughel than Baudelaire.

He also devotes a page to a nauseated imagining of the life of the galley slaves, chained below decks, condemned to eternal toil, barely human, a frank admission of the slave society the entire narrative is set among. The theme is repeated a bit later as Virgil watches the slaves carrying goods from the ship once it’s docked and being casually whipped by their bored overseers.

And there’s another theme as well. When the imperial ship docks, it is greeted by roars of approval from the crowd who have gathered to greet their emperor. Suddenly Broch switches to a more socio-political mode, meditating on the terrible evil to be found in the crowds which seek to suppress their individual isolation by excessive adulation of The One – an obvious critique of Nazism.

From far off came the raging, the raging noise of the crowd frantic to see, the raging uproar of the feast, the seething of sheer creatureliness, hellish, stolid, inevitable, tempting, lewd and irresistible, clamorous and yet satiated, blind and staring, the uproar of the trampling herd that in the shadowless phantom-light of brands and torches dove on towards the evil abyss of nothingness… (p.47)

German brutalism

These passages also epitomise what I think of as ‘the German quality’ in literature, which is a tendency to have overgassy metaphysical speculation cheek-by-jowl with a pig-like brutality, qualities I found in the other so-called masterpiece of German Modernism.

The claim about metaphysical bloat is merely repeating the claim of Walter Laqueur, who knew more about Weimar literature than I ever will and found it present in much of that literature. The comment about piggishness is based on my reading of:

  • Berlin Alexanderplatz, which starts as the protagonist, Franz Biberkopf, is released from prison where he’d been serving a sentence for murdering his girlfriend, Ida, and one of the first things he does is go round and rape his dead girlfriend’s sister, Minna. There’s the scene where the scumbag Reinhold drunkenly smashes his girlfriend, Trude’s, face to a pulp or when Franz beats his girlfriend Mieze black and blue etc.
  • The surprising crudity of much Kafka, the protagonists of The Trial and The Castle jumping on their female companions without warning, and the visceral brutality of stories like The Hunger Artist or In The Penal Colony.
  • The crudity of Herman Hesse’s novels, such as The Steppenwolf, in which the ‘hero’, Harry Haller, murders the woman who took pity on him and loved him, Hermine.
  • The Man Without Qualities by Robert Musil which I was enjoying very much for its urbane and humorous tone until – sigh – being German, it had to introduce a psychopath, Moosbrugger, who is on trial for murdering a prostitute and chopping her up into pieces, a process which the author describes in gratuitous detail.
  • In Broch’s own novels, Esch, the piggish ‘hero’ of The Anarchist rapes the innkeeper he subsequently shacks up with, and thinks well of himself because he doesn’t beat her up too much, too often.
  • Wilhelm Huguenau, the smooth-talking psychopathic ‘hero’ of The Realist, murders Esch and then rapes his wife.
  • Bertolt Brecht made a point of dispensing with bourgeois conventions in order to emphasise the brutal reality of the ‘class struggle: ‘Erst kommt das Fressen, dann kommt die Moral.’

Phenomenology

I’ll quote from my own review of The Romantic:

Aged 40 Broch gave up management of the textile factory he had inherited from his father and enrolled in the University of Vienna to study mathematics, philosophy and psychology. I wonder what kind of philosophy Broch studied because this focus on trying to describe the actual processes of consciousness – the flavour of different thoughts, and the ways different types of thought arise and pass and sink in our minds – reminds me that Phenomenology was a Germanic school of philosophy from the early part of the century, initially associated with Vienna. According to Wikipedia:

In its most basic form, phenomenology attempts to create conditions for the objective study of topics usually regarded as subjective: consciousness and the content of conscious experiences such as judgements, perceptions, and emotions. Although phenomenology seeks to be scientific, it does not attempt to study consciousness from the perspective of clinical psychology or neurology. Instead, it seeks through systematic reflection to determine the essential properties and structures of experience.

‘Through systematic reflection to determine the essential properties and structures of experience.’ That’s not a bad summary of what Broch does in The Sleepwalker novels and does again here. The obvious difference is that whereas The Sleepwalker novels have plots and numerous characters who interact in a multitude of scenes, in The Death of Virgil Broch found a perfect subject – a deeply sensitive, highly articulate poet – to host/inspire/articulate an enormous number of these phenomenological speculations, long passages which not only describe Virgil’s sensations and thoughts, but analyse, ponder and reflect on the nature of thought itself.

Thus the first part of the passage through the warehouses, which I’ve quoted, amounts to a catalogue of sense impressions. But the smells of country produce awaken a yearning in him for the peace he knew back when he was growing up on his parents’ farm, but not some peace described in the English purple prose tradition – instead a highly theoretical and metaphysical notion of ‘peace’, as representing longing for a full integration of the self, a longing-yearning which haunts Virgil but which he is fated never to achieve.

Here’s an excerpt from that scene. To understand it you need to know that the roaring greeting of the mob in Brundisium town square had led Virgil to pretty negative thoughts about humanity in all its crudity. And so, in this sentence, the two themes –yearning, and the mob – are blended.

It was himself he found everywhere and if he had to retain everything and was enabled to return all, if he succeeded in laying hold on the world-multiplicity to which he was pledged, to which he was driven, given over to it in a daydream, belonging to it without effort, effortlessly possessing it, this was so because the mutiplicity had been his from the very beginning; indeed before all espial, before all hearkening, before all sensibility, it had been his own because recollection and retention are never other than the innate self, self-remembered, and the self-remembered time when he must have drunk the wine, fingered the wood, tasted the oil, even before oil, wine or wood existed, when he must have recognised the unknown, because the profusion of faces or non-faces, together with their ardour, their greed, their carnality, their covetous coldness, with their animal-physical being, but also with their immense nocturnal yearning, because taken all together, whether he had ever seen them or not, whether they had ever lived or not, were all embodied in him from his primordial origins as the chaotic primal humus of his very existence, as his own carnality, his own ardour, his own greed, his own facelessness, but also his own yearning: and even had this yearning changed in the course of his earthly wanderings, turned to knowledge, so much so that having become more and more painful it could scarcely now be called yearning, or even a yearning for yearning, and if all this transformation had been predestined by fate from the beginning in the form of expulsion or seclusion, the first bearing evil, the second bringing salvation, but both scarcely endurable for a human creature, the yearning still remained, inborn, imperishable, imperishably the primal humus of being, the groundwork of cognition and recognition which nourishes memory and to which memory returns, a refuge from fortune and misfortune, a refuge from the unbearable; almost physical this last yearning, which always and forever vibrated in every effort to attain the deeps of memory, however ripe with knowledge that memory might be. (pages 25 to 26)

Here we have some choice examples of the German tendency to make up new compound nouns to describe elusive philosophical or psychological categories: ‘world-multiplicity’, ‘self-remembered’, ‘animal-physical’.

And the use of repetition is pretty obvious – I’ve singled out the words ‘yearning’ and ‘memory’. It isn’t really repetition for the sake of either euphony (purely for the sound), or to drive home a point (as in, say, Cicero’s legal speeches). It is more that, with each repetition, the meaning of the word changes. Broch is examining the concepts behind these key words from different angles. Each repetition sheds new light, or maybe gives the word additional connotations. It is a cumulative effect.

An obvious question is: does this kind of thing actually shed light, does it help us to understand the human mind any better? Well, not in a strictly factual sense, but in the way that literature forces us to have different thoughts, sensations, expands the possibilities of cognition, vocabulary and expression, then, maybe, yes. And the epic length of Broch’s sentences are indicative of his attempt to really stretch the possibilities of perception, or perception-through-language, in his readers.

Then again, it isn’t an actual lecture, it’s not a scholarly paper appearing in a journal of psychology; it’s embedded in a work of literature so a better question is: how does it work within the text?

Any answer has to take account of the fact that this is only one of literally hundreds of other passages like it. No doubt critics and scholars have tabulated and analysed Broch’s use of key words and concepts and traced them back to works of psychology, philosophy or phenomenology he may have read. For the average reader the repetition of words and phrases and the notions they convey has more of a musical effect, like the appearance, disappearance, then reappearance of themes and motifs, building up a complex network of echoes and repetitions, many of which are not noticeable on a first reading. I ended up reading passages 2 or 3 times and getting new things from them at every reading.

Last but not least: do you like it? I found The Death of Virgil difficult to read not because of the clever meanings or subtle psychology but because a lifetime of reading prose from the Hemingway Century, compounded by a career working on public-facing websites, has indoctrinated my mind into preferring short, precise sentences. So I found it an effort to concentrate fully on every clause of these monster sentences – that, the sheer effort of concentrating of every element in these long sentences, holding all the clauses in your mind as they echo and modify each other – that’s what I found difficult.

But short answer: Yes, I did enjoy it. Very much. And it grows and adds new resonances with every rereading. It’s a slow read because I kept picking it up after putting it aside to make lunch, water the garden, feed the cats etc, found I’d forgotten where I was (because so many of the pages are solid blocks of text without any paragraph breaks) and so ended up rereading pages which I’d read once and not even realising it, but when I did, deliberately rereading it with a whole new pleasure, hearing aspects of the text, its meanings and implications and lush style, which I’d missed first time around.

Lyricism

Because The Death of Virgil is highly lyrical. Untermeyer says the entire text is in effect a poem because of its sustained lyricism. It certainly overflows with lyrical passages of deliberate sensuality.

Through the open arched windows well above the city’s roofs a cool breeze was blowing, a cool remembrance of land and sea, seafast, landfast, swept through the chamber, the candles, blown down obliquely, burned on the many-branched, flower-wreathed candelabrum in the centre of the room, the wall-fountain let a fragile, fan-shaped veil of water purl coolly over its marble steps, the bed under the mosquito netting was made up and on the table beside it food and drink had been set out. (p.41)

Maybe you could posit a spectrum of the content, with pure lyricism at one end, pure abstraction at the other, and a mix in the middle. So the excerpt above is what you could call entry-level lyricism in the sense that it is concerned solely with sense impressions, sense data, describing the ‘real’ world. Here’s a passage which contains hints of the metaphysical:

Yet in the night’s breath all was mingled, the brawling of the feast and the stillness of the mountains and the glittering of the sea as well, the once and the now and again the once, one merging into the other, merged into one another… (p.42)

And here is the full-on visionary-metaphysical:

Oh, human perception not yet become knowledge, no longer instinct, rising from the humus of existence, from the seed of sentience, rising out of the wisdom of the mothers, ascending into the deadly clarity of utter-light, of utter-life, ascending to the burning knowledge of the father, ascending to cool heights, oh human knowledge, unrooted, eternally in motion, neither in the depths nor on the heights but hovering forever over the starry threshold between night and day, a sigh and a breath in the interrealm of starry dusk, hovering between the life of the night-held herds, and the death of light-flooded identification with Apollo, between silence and the word, the word that always returns into silence. (p.48)

By now I hope you can see how Virgil’s mind is in almost permanently visionary mode. In his last hours he is entirely concerned with huge abstract ideas of human nature and destiny and personal intimations about being and consciousness and awareness, all mixed into a great, prolonged swirl. Every conversation, every new event, stirs a new aspect of this endless flow of thoughts, triggers a new long rhapsody. The novel as rhapsody, where rhapsody is defined as ‘an effusively enthusiastic or ecstatic expression of feeling’.

Plot summary

Part one, ‘Water – The Arrival’, is just 53 pages long. The third person narrator records Virgil’s thoughts about the sea journey, his swinish companions, his regret at being forced to leave Athens, notifies us that he is very ill, all as the fleet of 6 ships pulls into the harbour of Brundisium as night falls.

The emperor’s ship navigates among the many other ships in the harbour, ties up and slaves start to unload it, while Virgil is carried ashore in a litter borne by 4 slaves.

A huge crowd has turned out to greet Augustus in the central square, roaring approval. Virgil is carried through them, overcome with disgust at humanity, led by a youth who has appeared out of nowhere carrying a torch.

This youth leads the slaves bearing Virgil’s litter through the smelly warehouse quarter and then into a very dirty narrow back passage, reeking of poverty, as raddled women hang out their windows yelling abuse at the rich guy in the litter. This is a sort of vision of hell and goes on for some pages, Virgil repeatedly calling it Misery Street.

They finally emerge into a plaza, also thronged, and make their way through the surging crowd to the gates to the emperor’s palazzo. Here they are let through by the guard and handled by an efficient major-domo who escorts them to their room.

The mysterious torch-bearing boy is unaccountably still with Virgil and when the major-domo tells him to leave, Virgil, on an impulse, says the boy is his ‘scribe’ and can stay. When he asks how long the boy slave will stay with him, the boy gives the portentous reply ‘forever’, which triggers a characteristic response in Virgil:

 Everlasting night, domain in which the mother rules, the child fast asleep in immutability, lulled by darkness, from dark to dark, oh sweet permanence of ‘forever’. (p.44)

The slaves depart. Virgil is alone in the bedroom he’s been allotted, perceiving the night sky, the plash of the fountain in the gardens outside, overcome with swirling thoughts about peace and youth and sense impressions and memory, as he lies on the bed and tries to sleep. End of part one.


Credit

The Death of Virgil by Hermann Broch was published by Pantheon Books in 1945. References are to the 1983 Oxford University Press paperback edition.

Hermann Broch reviews

Reviews of 20th century German literature

The Weimar Republic

Exhibitions

Books

German history

De republica by Cicero (54 BC)

The best possible political constitution represents a judicious blend of these three types: monarchy, aristocracy and democracy.
(De republica by Cicero, fragment of Book 2)

De republica was written by the Roman lawyer, orator, politician and philosophical populariser Marcus Tullius Cicero between 54 and 51 BC. It is variously translated into English as The Republic, A Treatise on the Commonwealth, On the state or On government.

Cicero was not himself a philosopher or political theorist of note. This work was one among nearly twenty in which he translated the best of Greek philosophy into Latin, pulling various Greek theories together into new texts and introducing or inventing Latin terms to translate Greek ideas. Because of the purity and eloquence of his Latin many of these texts were preserved throughout the Middle Ages as teaching aids, and were revived during the Renaissance. In this way Cicero’s works played a central role in preserving the philosophical, moral and political ideas of the ancient world into the modern era and shaping their revival.

The Republic is cast as a dialogue, the form immortalised by Plato (427 to 327 BC). Unlike a manifesto or treatise a dialogue isn’t a straightforward statement of views. Having a number of people debate various opinions makes it more of a teaching or heuristic form. Students can be asked to study the work, then to describe which viewpoint they support and why.

As with Cicero’s other dialogues, The Republic studiously avoided controversy by being set in the past among long dead characters. It is set in the country villa of Publius Cornelius Scipio Africanus Aemilianus (185 to 129 BC), known as Scipio Aemilianus or Scipio Africanus the Younger. Scipio was a Roman general and statesman who led the third and final war against Carthage, personally overseeing its siege, capture and utter destruction, as vividly described in Richard Miles’s history of Carthage. Scipio also restored order after assassination of Tiberius Gracchus in 133 BC and mediated between the political factions.

The Republic takes place in Scipio’s estate over three consecutive days. Each day is described in two books, with an introduction by Cicero preceding the dialogue of each book, making six books in all.

  • Book 1 – Scipio outlines the three types of government (monarchy, aristocracy, democracy) and asserts the best type is a mix of all three
  • Book 2 – Scipio gives quite a detailed outline of early Roman history in order to show the evolution of the Roman constitution
  • Book 3 – Philus and Laelius engage in a set-piece debate about whether pragmatic injustice (Philus) or ideal justice (Laelius) are intrinsic to politics
  • Book 4 – is a discussion of education
  • Book 5 – considers the qualities of the ideal citizen in government
  • Book 6 – considers the character of the ideal ruler

The Republic survives only in fragments. Large parts of the text are missing. Books one to 3 survive in significant chunks, but the from the fourth and fifth books only minor fragments survive, and all the other books have a distressing number of missing passages.

The only part of the sixth book which survives is the final section, a relatively short passage in which Scipio tells his guests about a dream in which he was whirled up into space and shown the structure of the universe. This has survived because it was the subject of a commentary by the neoplatonist philosopher Macrobius and this part of the text, along with Macrobius’s commentary, became very popular during the Middle Ages and the Renaissance, with their profound interest in astrology and astronomy.

The best preserved parts of the text discuss constitutions and political theory but it is important to realise that this was only part of Cicero’s aim. The discussion of constitutions fills only a third of the book. For Cicero ‘politics’ wasn’t a narrow profession but a branch of philosophy which dealt in a broader way with human nature and ethics as demonstrated in societies. This explains why the treatise deals with different types of constitution early on in order to get on to the more important subjects of what kind of citizen and what kind of ruler are required to create a perfect state. The best kind of state is not a dry technical question, comparable to modern debates about different voting procedures: the best kind of state produces the best kinds of citizens and the best kinds of rulers (optimus civis) and so must be considered in the broadest context.

The characters

The discussions take place between no fewer than nine named individuals who are given speaking parts.

Scipio was maybe the most pre-eminent figure in mid-second century BC Rome, a very successful general who, however, a) did not abuse his power as later generals such as Marius, Sulla, Pompey and Caesar did and b) was a noted patron of artists and writers such as the Greek historian Polybius. You can see why Cicero hero worshiped him.

Other characters

  • Gaius Laelius: close friend and associate of Scipio, consul in 140 BC, promoter of the study of literature and philosophy, practical and down to earth.
  • Lucius Furius Philus: consul 136 BC, orator, a man of great personal rectitude who takes on the defence of injustice, in book 3, for the sake of the debate
  • Manius Manilius: consul in 149 BC, a venerable legal expert.
  • Quintus Mucius Scaevola: Laelius’s son-in-law, a legal scholar and patron of the young Cicero.
  • Spurius Mummius: conservative and anti-democrat.
  • Quintus Aelius Tubero: Scipio’s nephew, tribune c. 129 BC. Legal scholar dedicated to Stoicism.
  • Gaius Fannius: consul in 122 BC, follower of Stoicism, historian and orator. Son-in-law to Laelius.
  • Publius Rutilius Rufus: a politician admired for his honesty, dedicated to Stoicism.

Book One

Missing its preface, the text we have starts in mid sentence and mid argument. Cicero is arguing against the Epicurean belief that the educated man should hold aloof from politics in order to preserve his calm. On the contrary, Cicero argues that the highest form of moral activity and of virtue consists of the practical application of morality in the practice of statecraft.

Then Cicero the narrator hands over to the supposed discussion held at Scipio’s house where his guests ask Scipio’s opinions.

The conversation starts with one of his visitors talking about the rare phenomenon of two suns being seen in the sky. But Scipio repeats the Greek idea (Aristotle) that there is little we can know about the workings of the cosmos whereas we very much can study human beings, how they behave, morality, epistemology and so on, and that’s what we ought to do.

Scipio follows his Greek predecessors in claiming that human beings seem to have an innate compulsion to live together in communities i.e. we are not a solitary species (Book I, section 39). When this happens there are three ways communities of humans organise their power: monarchy, aristocracy and democracy. Each has its merits:

Kings attract us by affection, aristocracies by good sense, and democracies by freedom. (I, 55)

Each has a dark side, when it becomes corrupt. Monarchy becomes despotism, aristocracy becomes oligarchy and democracy becomes mob rule (I, 44).

Personally, Scipio thinks a careful mixture of all three is best (I, 69), but if he had to pick just one it would be monarchy. This is because there is only one king god in heaven, Jupiter (I, 57). Every family has only one father and a king is like the father of his subjects (I, 54). There can be only one ruling element in the human mind, which is sovereign over all the other passions, and this is Reason (I, 60). Only one person can run a household, only one person can be in charge of a ship, only one person can treat us for illness. And when people are deprived of a just king they are like orphans.

But the weakness of rule by a king is that when they go wrong, they go really wrong and become tyrants. Therefore the most stable and also the most ‘just’ form of government is one which permits a balance of power between the different classes and so is ‘equally just to all ranks of society’ (II, 55). He thinks this has best been achieved by the Roman constitution with its balance between the powers of a king (vested for one year only in the role of the consuls), the moderating influence of the aristocracy (embodied by the wisdom and experience of the senate and a voting system heavily skewed towards the rich and ‘best’ in society) and the voice of the people (expressed in the office of tribune of the plebs and the voting power of the people’s assemblies).

Book two

Scipio/Cicero come to the bold conclusion that the best possible political constitution in the world is the one created by their Roman forebears and handed down to himself and his contemporaries, the inheritance of Rome, ‘the greatest State of all’!

This is as laughably self-centred as the great German philosopher Hegel pondering deeply and concluding that the best possible way to organise a society was…the constitution of the Prussian state of his day! Or the booming confidence of late Victorians that the British Empire with its constitutional monarchy was the best imaginable form of government.

He gives a deeply traditional and patriotic account of the founding of Rome by the wise and godlike Romulus and the cumulative constitutional innovations of the traditional and legendary seven kings of Rome, dwelling on each of them at some length and the great virtues of the Roman people:

The Roman people became strong, not by chance, but through their own good sense and their firm system of values… (II, 30)

The underlying point of book two is that the Roman constitution wasn’t created by one wise lawgiver (cf Lycurgus of Sparta or Solon of Athens) but developed and evolved over a long period, with successive rules adding processes, creating the complex voting procedures, organising the population into tribes but also, for voting purposes, into centuries, and setting up assemblies where they could debate. What struck me is how close this is to the justification of English traditionalists for the English constitution, which is nowhere written down but amounts to a tangle of precedents and traditions.

This is sort of interesting but it is history not philosophy or political theory, history with occasional comments. The notes to the Oxford University Press translation point out where Scipio differs from the more comprehensive account given by Titus Livius (Livy) in his history of Rome written 10 or 15 years later, which is indicative of the way the account of sort of interesting but mainly of academic interest.

At the same time as the thinking is fairly simplistic there’s also something hyperbolical and exaggerated about Scipio’s diction:

As soon as this king turned to a mastery less just than before, he instantly became a tyrant, and no creature more vile or horrible than a tyrant, or more hateful to gods and men, can be imagined ; for, though he bears a human form, yet he surpasses the most monstrous of the wild beasts in the cruelty of his nature. (II, 49)

The underlying thought is as simple minded as a fairy story, but the language has the vehemence of a rabble-rousing political speech. Either way, it often has neither the depth or sober objective language you might expect from ‘philosophy’.

In section 54 Scipio makes explicit why he is reviewing early Roman constitutional history in such detail: it is to point to examples of the wise men who created new and useful innovations. Publius Valerius emerges as a notable example, the man who demonstrated his wisdom by: moving house from the top of the Velian Hill where the kings had lived; passing a law forbidding a Roman citizen from being flogged or put to death without appeal; had a colleague elected as co-ruler, to be called consuls, and decided that they would rule on alternate months and be guarded by lictors only for that month.

This brings out something he’d mentioned earlier which is the aim of this discourse is not to debate the theoretical nature of an ideal state, as Plato did in his Republic, but to describe the practical reality of such a state and, especially, the qualities required of the Ideal Stateman to run it.

Towards the end of book 2 Scipio recapitulates:

I defined the three commendable types of States and the three bad types which are their opposites. Next I demonstrated that no single one of these types is the ideal, but that a form of government which is an equal mixture of the three good forms is superior to any of them by itself. As for my using our own State as a pattern, I did so, not to help me to define the ideal constitution (for that could be done without using any pattern at all), but in order to show, by illustrations from the actual history of the greatest State of all, what it was that reason and speech were striving to make clear.

The ideal statesman:

He should be given almost no other duties than this one (for it comprises most of the others) – of improving and examining himself continually, urging others to imitate him, and by the splendour of his mind and conduct offering himself as a mirror to his fellow citizens. (II, 69)

Here you can see how, lacking any knowledge of economics or class or social or technological developments, no financial theory and no knowledge of the vast amounts of data we have been collecting about ‘society’ since the industrial revolution and which underpin all modern politics – in this huge vacuum of knowledge Cicero, like Sallust and Plutarch, conceives of politics as being predominantly about individuals and, this being so, overly obsess about the character of the Ideal Statesman, completely omitting the proficiency in economics, law, and statistics which modern politics call for, and the way the huge structure of the state bureaucracy measures outcomes by data: inflation, unemployment, GDP, health outcomes and so on.

By contrast with the vast complexity of the modern state, Cicero’s image of the Ideal Ruler is closer to fairy tale than modern political theory: ‘…by the splendour of his mind and conduct offering himself as a mirror to his fellow citizens.’

I suppose it represents an enormous shift from a theory based on morality and ethics to one based entirely on utilitarian values: does it work, is it good for the economy, for most people, is it good for my core voters, these are the questions a modern politicians asks.

And the absence of the huge body of theory and statistical information which forms the basis of modern politics explains why political ‘philosophy’ from Plato, through the Dark Ages, Middle Ages, Renaissance and well into the modern era relied on analogies rather than data. They had nothing else to go on. So they compared the ideal state to a well-ordered mind, or to the human body where all the parts have to co-operate, or to the harmonious movements of the celestial bodies through the heaves; or compared Reason’s control over the mind to a father’s control over his sons or a master’s control over his slaves (III, 37) etc etc. Analogy rather than data.

All this is sweet and lovely but like a child’s colouring book compared to the complex technocracy of the modern state. Immersing yourself in a text like this continually reminds the reader of children’s books and fairy tales.

Book three

Fragments in which Cicero explains that despite our failings, humans have inside us the divine fire of Reason. He briefly sketches the invention of language (interesting) and maths before moving onto teachers or truth and moral excellence blah blah which, when put into practice, leads to the art of governing.

Comparison of philosophers, who teach moral excellence and best conduct through words alone, and statesmen, who promote moral excellence and best conduct through actions and laws. Clearly the latter are more effective and important (III, 7).

The 12 or so pages of fragments we have of book 3 indicate that it was conceived as a debate between Laelius and Philus about whether injustice is a necessary part of political rule, whether it is inevitable and unavoidable. What gives ancient books like this their flavour is the inclusion of myths and legends and fanciful imagery which, to repeat myself, are more like fairy tales than political analysis. Thus Philus kicks off his presentation of the case that injustice is an inevitable and necessary part of politics by asking his audience to imagine they are flying in a chariot of winged snakes:

If one could visit many diverse nations and cities and examine them, travelling about in Pacuvius’ famous ‘chariot of winged snakes’ one would see first of all in Egypt, a land which has escaped change more successfully than any other, and which preserves in written records the events of countless centuries, a bull, which the Egyptians call Apis, is deemed a god, and many other monsters and animals of every sort are held sacred as divine. (III, 14)

When he gets going, Philus makes a persuasive argument that there is no such thing as natural justice, nature does not implant justice in the human mind, there are no universal laws. On the contrary, the point of his metaphor of flying over the countries of the Mediterranean is to survey just how varied and irreconcilable all their laws, and customs and religions are with each other. QED: there is no one universal law or notion of justice.

No fewer than 80 leaves of book 3 are missing. From references and summaries in other, later authors we know some of the contents. Apparently Philus makes the anti-Roman point that empire is nothing but stealing other people’s lands and goods. Romans hold aggressive generals to be epitomes of valour and excellence (‘He advanced the bounds of empire’ is their highest compliment) when they are, of course, the same as all other aggressive conquerors of all other nations. The fact that the Romans have priests formally declare war just shows their hypocrisy in dressing up greed and criminality in fancy words.

When we come back to the actual text Philus makes the simple (and, to the modern mind, sympathetic) argument that the kind of mixed constitution supported by Scipio doesn’t derive from Virtue and Wisdom but from the simple fact that each rank (or class) fears the power of the others and so seeks to check it (a proto-Hobbesian view, maybe). The mother or justice is not nature or virtue but weakness and fear.

The good life is based, not on virtue, justice and selflessness, but on looking out for yourself and your family, on practical assessments of what will bring you most benefit. And as with families so with states: dress it up how you like, statecraft and international affairs are based on brute assessments of power and self interest. And they should be (III, 28).

This is thrilling stuff and the editor of the OUP edition (Niall Rudd) notes that, once Philus has finished his case, Laelius, who follows and argues the contrary case, can’t really rebut his analysis and so ignores his points to argue something slightly different, which is the importance of the notion of justice for the administration of a state.

It is symptomatic of the conservatism and narrow-mindedness of Roman thought that this negative, cynical and so unpopular point of view is attributed to a foreigner, a Greek, the philosopher Carneades and that when Laelius speaks, he roundly attacks it for its immorality and calls Carneades ‘a filthy scoundrel’ (III, 32).

Laelius proceeds to give a positive but very naive definition of law as a Platonic fact of nature, eternal and unchanging, which all men must obey, which sounds magnificent and is obvious tripe:

True law is right reason in agreement with nature. It is of universal application, unchanging and everlasting. It summons to duty by its commands, and averts from wrongdoing by its prohibitions… It is a sin to try to alter this law, nor is it allowable to attempt to repeal any part of it, and it is impossible to abolish it… We cannot be freed from its obligations by senate or people, and we need not look outside ourselves for an expounder or interpreter of it. And there will not be different laws at Rome and at Athens, or different laws now and in the future, but one eternal and unchangeable law will be valid for all nations and all times, and there will be one master and ruler, that is, God who is the author, proposer and interpreter of that law. (III, 33)

Laelius appears to go on to describe how this eternal law was embodied and followed by specific Romans from history, but we have only fragments.

Then Scipio comes back in as the main speaker, recapitulating his idea of the three types of government, asking which one is the ‘true’ meaning of a republic. The text breaks off abruptly just as the speakers were going to address the merits of the uncorrupted versions of the three types.

Book four

The subject of book four is clearly intended to be Education and address the question: what kind of education is best for citizens of the ideal state? As with the other books, Cicero does not proceed from philosophical first principles, as per Plato, but ranges far and wide through Roman and Greek history, comparing practices and laws. But the book is in, to quote Rudd’s words, ‘a pitiful state’, barely four pages of fragments. The longest fragment is where a speaker is made to explain at length why poets and playwrights should not be allowed to pillory statesmen and generals (IV, 11 to 12).

This, in my opinion, is the problem with all theories which start out by defining Virtue and Morality and The Good and so on – they always lead to strict definitions, which themselves inevitably lead to very strict rules about encouraging said Virtue and Suppressing Vice or anything which demeans or criticises Virtue or encourages Vice.

And so, by a few easy steps, these arguments all-too-often arrive, with the ‘noblest’ of intentions, at state censorship: the censorship of Cromwell’s England, revolutionary France, Stalin’s Russia, Hitler’s Germany, Taliban Afghanistan and any number of authoritarian regimes in between. Anyone who sets out to define or justify Absolute Values ends up defending absolutist states. (Discuss)

Book five

This was evidently meant to address the character of the Ideal Statesman but is even more fragmentary than book four, with only sections 3, 5, 6 and 7 surviving (each book originally had up to 100 sections) and a handful of scraps barely making up 3 pages of a modern book.

What we have is a lament that in the olden days Rome was ruled by Great Men, Excellent Men, Men of Virtue who knew how to rule wisely, but the present age is ruled by the selfish and greedy who have let the excellent institutions they inherited decay and collapse.

What we have is a lament that in the olden days Rome was ruled by Great Men, Excellent Men, Men of Virtue who knew how to rule wisely, but the present age is ruled by the selfish and greedy who have let the excellent institutions they inherited decay and collapse. Where are the great men of yesteryear? This developed into a stereotyped genre or topic during the Middle Ages which was given its own name, the ubi sunt (‘where are they?’) topos.

Long before living memory our ancestral way of life produced outstanding men, and those excellent men preserved the old way of life and the institutions of our forefathers. (V, 1)

But:

What remains of those ancient customs on which he said the state of Rome stood firm? We see them so ruined by neglect that not only do they go unobserved, they are no longer known. (V, 2)

Oh woe. But then every generation feels it is living in a uniquely degraded era when the great institutions it inherited from the past are collapsing and where are the Great Leaders of yesteryear and the end times are upon us. But they never are. We muddle through and 20 years later people look back to that time as a golden age.

I spent most of the 1990s ashamed of living under the government of the bumbling poltroon John Major – and yet now I regularly read articles which look back to the 90s as a golden age. Plus ca change…

Book six

In even worse state than book 5, with barely a page and a half of disconnected fragments. What does survive intact is the passage which was intended to conclude the entire book. In current editions this is numbered sections 9 to 29. It is the concluding passage in which the main speaker, Scipio, tells his companions about a dream he had. In this dream he is whirled up into heaven and sees a) the structure of the solar system and the universe and b) the smallness of the earth and the littleness of human existence. This passage has survived because the 4th century AD Roman grammarian and philosopher Macrobius wrote an extensive commentary about it. This commentary became very popular during the Middle Ages, helping to define the medieval view of the cosmos and surviving in multiple copies. So, in this roundabout manner, these 20 sections of Cicero’s book survive.

In the Dream Scipio describes how his adoptive grandfather comes to him and predicts the future, namely that he will be elected consul, destroy Carthage and be given a triumph in Rome, before being sent to end the war in Spain and serving as consul a second time.

But this is just the beginning. He is introduced to the spirit of his father, Paulus, who explains how souls are derived from the stars (they are now standing in the middle of the sky among the stars) before being consigned to a body down there on earth. How can you escape from the body and join the other spirits? Here is the point of the vision and the climax of the book’s entire consideration of political theory: you get to heaven by doing your patriotic duty.

Respect justice and do your duty. That is important in the case of parents and relatives, and paramount in the case of one’s country. That is the way of life which leads to heaven and to the company, here, of those who have already completed their lives. (VI, 16)

Cicero shows his difference from the Greek philosophers he copied in his very Roman emphasis on the practical. After all the fine talk about constitutions and justice and the character of the statesman, what matters is doing your patriotic duty.

There is a kind of path for noble patriots leading to the gate of heaven… (VI, 26)

The true part of a man is his mind, not his body. The mind is immortal, godlike. The best way to employ this godlike mind is in activity for the safety of one’s country. Minds which have devoted themselves to this cause will fly more quickly to heaven (VI, 29). If Cicero was standing to attention saluting the flag with tears running down his face while the national anthem played, the intended conclusion of his book could hardly be more sentimentally patriotic.

Which makes sense because this is precisely how the entire book opens. The very first sentence reads: ‘Had it not been for his sense of patriotic duty […] would not have delivered our country…’ (I, 1) and goes on to assert:

I simply state this as a basic fact: nature has given to mankind such a compulsion to do good, and such a desire to defend the well-being of the community, that this force prevails over all the temptations of pleasure and ease. (I, 1)

So it might rope in a number of other subjects along the way, but De republica is fundamentally a work of Roman patriotism.

Thoughts

I found The Republic hard to read for two reasons. It really is very fragmented – the text is continually breaking off mid-sentence with parentheses telling you that 2 or 4 or 80 (!) pages are missing, so that you resume reading a lot further along in the original text, when the characters are discussing a completely different subject. It’s like listening to an old-style LP of a classical symphony that is so scratched that you barely get 20 seconds of melody before it skips 20 seconds or several minutes. Very disconnected. Snippets.

But there’s a deeper problem with the book which is its lack of sophistication, which makes it, ultimately, boring. The best preserved passage in Book One tells us there are three forms of government and each has a debased version, which makes for a neat, schematic table but is, ultimately, useless for our current needs, in Britain, in 2022.

When Scipio argues that monarchy is the best of the three types because there’s only one king of the gods, only one person can be in charge of a household, and only one element, Reason, which controls the mind…well, these are quaint ways of thinking – using child-like analogies rather than data, as I explained above – which have a sort of historical interest, but they’re not ideas anyone alive today would waste their time espousing.

And most of the contents are like that. Of antiquarian interest but nothing much to make you sit up and think. The actual history of the late republic, when Cicero was writing, is much more thought-provoking than this essay.

I appreciate that Cicero was writing a kind of abstract, a pedagogical text designed to raise the standard of political discourse in his own time – but in actual fact, nothing he wrote affected the fate of the Roman Republic in the slightest, and it is highly symbolic that the head that conceived these highfalutin ideas and the hands that wrote them were chopped off by Mark Antony’s bounty hunters. That was the utterly unscrupulous, deeply, immoral and justice-free reality of Roman politics.

A list of analogies

Once I’d realised that Cicero’s thought is guided more by analogies than data or statistics (of which he has almost no concept, apart from election results and the size of armies), it amused me to collect analogies from the last few books, although too late to compile a definitive list.

The mind rules over the body like a king over his subjects or a father over his children. The mind rules over its desires like a master over his slaves. (III, 37)

The sun is the mind and regulator of the universe. (VI, 17)

As the god who moves the universe is immortal, so the soul which moves the body is immortal (VI, 26)

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP, so that I abandoned reading both their translations. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the extensive notes, scholarly and interesting. There is a useful list of names and also an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero, translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd, was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

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