Etruscan Places by D.H. Lawrence (1932)

It is all a question of sensitiveness. Brute force and overbearing may make a terrific effect. But in the end, that which lives lives by delicate sensitiveness… Brute force crushes many plants. Yet the plants rise again. The pyramids will not last a moment compared with the daisy.
(Etruscan Places chapter 2)

Evil, what is evil?
There is only one evil, to deny life.

‘Etruscan Places’ was published posthumously (D.H. Lawrence died in 1930). In his biography of Lawrence, Anthony Burgess tells us it was meant to be much longer. Lawrence had been interested in the Etruscans since at least 1920. At the time they were known as the mysterious race that occupied northern Italy before the Romans obliterated them in a series of wars, wiping out their civilisation, leaving no written records, or traces of their language, or buildings. All we know is from their tombs which contain marvellous paintings and frescoes. For Lawrence they epitomised a primitive culture based on natural instinct, in touch with their pagan sensual selves, which had been wiped out by the force of abstract law and reason (the Romans).

This is obviously a grotesque distortion of the facts since, at the very least:

  1. if crushed they were, it was by the Roman Republic, centuries before there was a Roman Empire (see Roman–Etruscan Wars)
  2. the Romans were indeed an obsessively militaristic culture but at the same time they practiced a florid variety of blood-thirsty cults, traditions and ceremonies which you’d have thought Lawrence would have liked

But really what Lawrence does is reshape the Etruscans in his own image, as embattled outsiders fighting several types of ‘establishment’.

This is why the book opens with an attack on all the current historians of the ancient world, who Lawrence accuses of being in thrall to the glamour of Greece and Rome and downplaying all other cultures (one thinks of the Carthaginians in the same ‘victim’ category, but there were lots of others). And, as Burgess points out, when he writes of an empire which crushes scores of native peoples in the name of ‘freedom’ Lawrence is obviously at the same time referring to the British Empire, whose subjugation of native peoples around the world Lawrence deplored.

As history, then, the book is bordering on worthless. So wherein lies its value? Three things: 1) Lawrence’s as-usual thrillingly direct and vivid response to the Etruscan art he sees, 2) and spinning from that, the fantasias he builds up about Etruscan belief and religion, which all confirm Lawrence’s own worship of life and vitality which he projects onto ‘a vivid, life-accepting people, who must have lived with real fullness’.

And then 3) a surprisingly large part of the book has social history value as a nuts and bolts account of contemporary tourism in Italy. It takes the form of several trips or journeys he undertook with a friend, Earl Brewster (1878 to 1957) an American painter, writer and scholar, to key Etruscan sites which he describes in great detail. As such there’s a surprising amount about trains and hotels and taxis and walking through the landscape etc. So, for example, within a few pages, here he is having made it to the local train station for Cerveteri and having discovered there’s no taxi to the site so they’re just going to have to walk there.

A road not far from the sea, a bare, flattish, hot white road with nothing but a tilted oxen-wagon in the distance like a huge snail with four horns. Beside the road the tall asphodel is letting off its spasmodic pink sparks, rather at random, and smelling of cats. Away to the left is the sea, beyond the flat green wheat, the Mediterranean glistening flat and deadish, as it does on the low shores. Ahead are hills, and a ragged bit of a grey village with an ugly big grey building: that is Cerveteri. (p.99)

You have the feeling that although, in his books, essays and stories of the 1920s, Lawrence is liable to go off into the wildest fantasies about the male principle and the cosmos and the dark gods, about what he actually sees and hears and smells he is always obsessively, compulsively honest. And if this means being pretty unflattering about contemporary people and places, so be it.

1. Cerveteri

After a brief introduction satirising the Great Roman Empire, Lawrence sets off with his unnamed companion (Brewster), they arrive at Palo station, five miles from Cerveteri, which was the ancient Etruscan city of Caere, or Cere: ‘It was a gay and gaudy Etruscan city when Rome put up her first few hovels: probably.’ They have come to see the tombs.

First they have to trudge five miles along a hot dusty road to get there. Then there’s only one taverna and the food is disgusting. Eventually two boys are found to guide them to the necropolis. Apparently the Etruscans built in wood which is why their architecture has completely disappeared and been built over many times. They liked to build on the tops of hills or ridges, with a steep scarp slope and a hill opposite. The central place of the settlement was called the arx. On the hill opposite they built their necropolis, so the living could look across and see their dead.

There were loads of them. Every large tumulus covered several tombs and in the necropolis of Cerveteri there are hundreds of tombs and the same number in another hill on the other side of the town, and all filled with treasure to accompany the wealthy dead to the afterlife. And, in Lawrence’s hugely skewed opinion, for the Etruscans that afterlife was joyous:

And death, to the Etruscan, was a pleasant continuance of life, with jewels and wine and flutes playing for the dance. It was neither an ecstasy of bliss, a heaven, nor a purgatory of torment. It was just a natural continuance of the fullness of life. Everything was in terms of life, of living. (p.109)

They trudge down into the ravine and up the slope opposite to emerge on a small plain. Being Lawrence, the best bit is a page-long hymn in praise of the pink and stinky asphodel. He is in a frisky combative mood, and so takes issue with an unnamed English scholar who can’t believe the ancient Greeks made so much of this stinky plant and thinks they must have really meant our own lovely daffodil. Which Lawrence mocks.

Trust an Englishman and a modern for wanting to turn the tall, proud, sparky, dare-devil asphodel into the modest daffodil! I believe we don’t like the asphodel because we don’t like anything proud and sparky. (p.104)

And you can hear Lawrence-the-embattled speaking. Just as, in the opening pages, he scorned English puritanism and then added, rather unnecessarily:

Who isn’t vicious to his enemy? To my detractors I am a very effigy of vice.

Finally they arrive at the avenue of mushroom-shaped burial mounds and Lawrence reminds us that he is quite the globetrotter:

There is a queer stillness and a curious peaceful repose about the Etruscan places I have been to, quite different from the weirdness of Celtic places, the slightly repellent feeling of Rome and the old Campagna, and the rather horrible feeling of the great pyramid places in Mexico, Teotihuacan and Cholula, and Mitla in the south; or the amiably idolatrous Buddha places in Ceylon.

They pick up a formal guide who takes them through the fence protecting the sites and into the tombs. He describes the layout and then, for the first time, intrudes his own hobby horse about the phallus.

Here all is plain, simple, usually with no decoration, and with those easy natural proportions whose beauty one hardly notices, they come so naturally, physically. It is the natural beauty of proportion of the phallic consciousness, contrasted with the more studied or ecstatic proportion of the mental and spiritual Consciousness we are accustomed to.

On to the tomb of the Tarquins, the family that gave Etruscan kings to early Rome. Writing carved into the walls but:

We cannot read one single sentence. The Etruscan language is a mystery. Yet in Caesar’s day it was the everyday language of the bulk of the people in central Italy–at least, east-central. And many Romans spoke Etruscan as we speak French. Yet now the language is entirely lost. Destiny is a queer thing.

The feel of the tombs encourages Lawrence in his enthusiasm for his version of the Etruscans:

There is a simplicity, combined with a most peculiar, free-breasted naturalness and spontaneity, in the shapes and movements of the underworld walls and spaces, that at once reassures the spirit. The Greeks sought to make an impression, and Gothic still more seeks to impress the mind. The Etruscans, no. The things they did, in their easy centuries, are as natural and as easy as breathing. They leave the breast breathing freely and pleasantly, with a certain fullness of life. Even the tombs. And that is the true Etruscan quality: ease, naturalness, and an abundance of life, no need to force the mind or the soul in any direction. (p.109)

But the really striking feature is the numerous phallic symbols, large and small, found in every tomb.

One can live one’s life, and read all the books about India or Etruria, and never read a single word about the thing that impresses one in the very first five minutes, in Benares or in an Etruscan necropolis: that is, the phallic symbol. Here it is, in stone, unmistakable, and everywhere, around these tombs. Here it is, big and little, standing by the doors, or inserted, quite small, into the rock: the phallic stone! Perhaps some tumuli had a great phallic column on the summit: some perhaps by the door. There are still small phallic stones, only seven or eight inches long, inserted in the rock outside the doors: they always seem to have been outside.

Whereas above the entrance to every female tomb was a stone chest or box. Lawrence immediately misreads and elides the technical arx with Noah’s Ark and with the female principle.

The guide-boy, who works on the railway and is no profound scholar, mutters that every woman’s tomb had one of these stone houses or chests over it – over the doorway, he says – and every man’s tomb had one of the phallic stones, or lingams… The stone house, as the boy calls it, suggests the Noah’s Ark without the boat part: the Noah’s Ark box we had as children, full of animals. And that is what it is, the Ark, the arx, the womb. The womb of all the world, that brought forth all the creatures. The womb, the arx, where life retreats in the last refuge. The womb the ark of the covenant, in which lies the mystery of eternal life, the manna and the mysteries.

And here we can see him Lawrentising the Etruscans, aligning them with his own cult of sex in its broadest sense, to mean the great archetypes of male and female. Lawrence freely speculates that it was this overt, blatant attachment to phallic religion which prompted the Romans to wipe them out, because the Romans were interested in only two things, power and wealth.

They hated the phallus and the ark, because they wanted empire and dominion and, above all, riches: social gain. You cannot dance gaily to the double flute and at the same time conquer nations or rake in large sums of money.

2. Tarquinia

At the end of their sightseeing they catch the bus back to Poli where they could catch an evening train back to Rome but they are aiming to travel on to the next site, at Tarquinia. With two hours to kill they walk the two miles to check out Ladispoli, a seaside place, some two miles away.

And speculates about when the Etruscans arrived from over the sea, and why, and who they found inhabiting the west Italian landscape, and where their language came from. it isn’t related to either Greek or primitive Latin. We don’t know and Lawrence is no expert. Instead:

That which half emerges from the dim background of time is strangely stirring; and after having read all the learned suggestions, most of them contradicting one another; and then having looked sensitively at the tombs and the Etruscan things that are left, one must accept one’s own resultant feeling.

Back at Poli station the master gives them a decent meal of cold meats, oranges and wine and they catch the train for an hours journey south to Cività Vecchia, which is a port of not much importance, except that from here the regular steamer sails to Sardinia.

Lawrence is made very cross by a sneaking spy-official who comes up to them in the street and asks to see their passports which Lawrence angrily refuses to do. When he says ‘there wasn’t even a war on’ you remember the very long chapter in his novel ‘Kangaroo’ which describes his repeated humiliation by the wartime authorities in England and realise how extremely touchy he is about the pathetic powers of petty officialdom.

They find a hotel. Next morning they catch the 8am train one stop to Tarquinia. Lawrence notes how the Fascist regime insists on the Italian roots of all names. He mocks the Fascist claim to be reviving the old Roman Empire.

The hotel they’re guided to is owned by a husband and wife but run by their hyper-active 14-year-old son, Albertino. They visit the local museum in the Palazzo Vitelleschi when it opens at 10 (given the Fascist salute by its two officials). Lawrence has strong opinions about museums i.e. they should be local, and local artefacts should not be hauled off to museums hundreds of miles away.

If one must have museums, let them be small, and above all, let them be local. Splendid as the Etruscan museum is in Florence, how much happier one is in the museum at Tarquinia, where all the things are Tarquinian, and at least have some association with one another, and form some sort of organic whole. (p.124)

And so to the tombs. The plus words, his value words, repeated in endless variations, are:

  • free-breasted naturalness and spontaneity
  • ease, naturalness, and an abundance of life
  • a certain naturalness and feeling
  • vital life
  • Etruscan vitality
  • the real Etruscan liveliness and naturalness.
  • life-significance
  • vigorous, strong-bodied liveliness is characteristic of the Etruscans
  • fresh and cleanly vivid
  • naive wonder
  • archaic innocence

Information about:

  • the arx, the high place, the inner citadel and holy place of the city
  • the early black ware decorated in scratches, or undecorated, called bucchero
  • the Etruscan lucumones, or prince-magistrates, were in the first place religious seers, governors in religion, then magistrates, then princes
  • the sacred patera, or mundum, the round saucer with the raised knob in the centre, which represents the round germ of heaven and earth.

3. The Painted Tombs of Tarquinia 1

So they ‘did’ the museum in the morning and in the afternoon go with a guide outside the town to the famous tombs. These have a very different feel from the splendid spacious tombs at Cerveteri.

Here there is no stately tumulus city, with its highroad between the tombs, and inside, rather noble, many-roomed houses of the dead. Here the little one-room tombs seem scattered at random on the hilltop, here and there:

The guide takes them down into:

  • the Tomb of Hunting and Fishing
  • the Tomb of the Feast
  • the Tomb of the Dead Man
  • the Tomb of the Lionesses
  • the Tomb of the Maiden
  • the Tomb of the Painted Vases
  • the Tomb of the Old Man
  • the Tomb of the Inscriptions
  • the Tomb of the Leopards

Detail of the Tomb of the Leopards at Tarquinia, showing musicians ‘swiftly going with their limbs full of life, full of life to the tips’. Plate 9 of ‘Etruscan Places’

He gives detailed and sensitive assessments of the wall paintings in all these tombs, for example praising the delicacy of the way the figures touch each other.

He reflects on the local quality of Italian culture:

The Etruscans carried out perfectly what seems to be the Italian instinct: to have single, independent cities, with a certain surrounding territory, each district speaking its own dialect and feeling at home in its own little capital, yet the whole confederacy of city-states loosely linked together by a common religion and a more-or-less common interest. Even today Lucca is very different from Ferrara, and the language is hardly the same.

And:

To get any idea of the pre-Roman past we must break up the conception of oneness and uniformity, and see an endless confusion of differences.

Lawrence gives detailed verbal descriptions of ten tombs and persuasively describes how, each time they stumble back into the bright outside, stepping up from the entrances (all the tombs are carved in rock below ground level), each time the underworld of figures dancing or at feast become more and more real and the bright daylight world of indifferent grassy mounds and a dim view towards the sea, comes to seem unreal.

They finish for the day and trudge back to the hotel. Lawrence reflects on what he’s seen. As far as I know he is inventing when he writes:

Behind all the Etruscan liveliness was a religion of life, which the chief men were seriously responsible for. Behind all the dancing was a vision, and even a science of life, a conception of the universe and man’s place in the universe which made men live to the depth of their capacity. To the Etruscan all was alive; the whole universe lived; and the business of man was himself to live amid it all. (p.147)

This is very like the total animism he attributes to the native Americans the Hopi chapter of ‘Mornings in Mexico’ and Lawrence describes it for page after page.

He goes on about the Etruscan kings being ‘the life-bringers and the death-guides’, the role of the lucumo or religious prince, before waxing lyrical about the symbolism of the fish, different birds, the leopard, deer etc, the role of astrology, and so on. Within all life forms there needs to be a balance, apparently, between the fiery and the watery and much more in the same vein, which all ends with a thump when, out of nowhere, he suddenly has a pop at the great portrait painter of his day, John Singer Sergeant (1856 to 1925). Maybe there had been lots of coverage of his death as Lawrence was writing??

So the symbolism goes all through the Etruscan tombs. It is very much the symbolism of all the ancient world. But here it is not exact and scientific, as in Egypt. It is simple and rudimentary, and the artist plays with it as a child with fairy stories. Nevertheless, it is the symbolic element which rouses the deeper emotion, and gives the peculiarly satisfying quality to the dancing figures and the creatures. A painter like Sargent, for example, is so clever. But in the end he is utterly uninteresting, a bore. He never has an inkling of his own triviality and silliness. One Etruscan leopard, even one little quail, is worth all the miles of him. (p.156)

4. The Painted Tombs of Tarquinia 2

Sitting in a café overlooking the town gates, Lawrence gives way to disappointingly tired, grumpy old man tropes, comparing a completely invented fantasy of the gaily dressed Etruscan workers dancing and singing their way back from the fields, with the modern-day scene of raggedy old peasants trudging besides carts and being questioned by surly customs officials, the Dazio men (anyone bringing any goods into any Italian town had to pay a tariff).

We have lost the art of living; and in the most important science of all, the science of daily life, the science of behaviour, we are complete ignoramuses. We have psychology instead.

There are three Japanese staying at their hotel. A bit of comedy concerning the boy Albertino who is immensely amused by their difficulties using a dictionary, and who insists they’re Chinese.

Breakfast then Lawrence and Brewster collect their guide and set off to see some more of the tombs. There are about 27 in total, they’ve seen 12 so far. They fall in with a young German who’s just finished an archaeology degree, has come from seeing sites in Tunis, and is resolutely unimpressed by everything. Forty-year-old Lawrence categorises him under ‘young people today’ who, we’ve seen, he cordially laments.

Nicht viel wert! – not much worth – doesn’t amount to anything – seems to be his favourite phrase, as it is the favourite phrase of almost all young people today. Nothing amounts to anything, for the young. Well, I feel it’s not my fault, and try to bear up. But though it is bad enough to have been of the war generation, it must be worse to have grown up just after the war. One can’t blame the young, that they don’t find that anything amounts to anything. The war cancelled most meanings for them. (p.162)

Compare the post-war laments littered through Lawrence’s novel ‘Aaron’s Rod’ and the empty-headed young people in his novella, ‘The Virgin and The Gypsy’. And so they go on to visit:

  • the Tomb of the Bulls
  • the Tomb of the Augurs
  • the Tomb of the Baron

Again, Lawrence gives detailed descriptions of the paintings in each tomb along with his attempts at interpretation of the human poses and the heraldic beasts, tying everything into his conception of the Etruscan’s freshness and vividness, seeing things with the wonder of a child.

At one point Lawrence makes the typically sweeping claim that:

Greek myths are only gross representations of certain very clear and very ancient esoteric conceptions, that are much older than the myths: or the Greeks. Myths, and personal gods, are only the decadence of a previous cosmic religion.

And suddenly I thought of Robert Graves. Graves wrote numerous books imposing his eccentric views on the ancient world, and held increasingly dotty opinions about the ancient forces of the Mediterranean, famously settling to live in Majorca. What is the link between Lawrence and Graces, Mediterranean exiles, eccentrics, worshippers of the Life Force?

Lawrence waxes lyrical about how wonderful the world of the Etruscans must have been, when people or animals weren’t just individuals but symbols of cosmic powers. He sees this demonstrated in the paintings by the way the edges of the figures are soft, indicating the way they blur into the cosmos around them – in comparison with Greek or Roman figures who are much more precisely modelled, who have edges, who have lost their connection with the cosmos.

In the final, later tombs (the Tomb of the Typhon, the Tomb of the Shields), when Etrurian towns were falling to Republican Rome (Veii, the first great Etruscan city to be captured by Rome, was taken about 388 B.C., and completely destroyed) he sees a sudden falling off of the art. It becomes mannered and external, stylised and losing all the Etruscan freshness (p.172). The conquering Romans converted the king-rulers to local administrators and overnight the magic vanished.

For Lawrence, the culture of the ancient Greeks and Romans was about power and crushed the Etruscan joy of life.

The old religion of the profound attempt of man to harmonize himself with nature, and hold his own and come to flower in the great seething of life, changed with the Greeks and Romans into a desire to resist nature, to produce a mental cunning and a mechanical force that would outwit Nature and chain her down completely, completely, till at last there should be nothing free in nature at all, all should be controlled, domesticated, put to man’s meaner uses.

And he goes on to propose an interesting idea: that it was precisely when this freshness was being crushed, that the idea of hell arose.

Curiously enough, with the idea of the triumph over nature arose the idea of a gloomy Hades, a hell and purgatory. To the peoples of the great natural religions the after-life was a continuing of the wonder-journey of life. To the peoples of the Idea the afterlife is hell, or purgatory, or nothingness, and paradise is an inadequate fiction.

No point visiting any more of the tombs. The decadent, corrupt Roman vision has taken over. And yet in an act of historical injustice, it is these last, decadent tomb paintings, the ones of hell, that the historians who want to damn the Etruscans refer to as evidence of their morbidity. Lawrence damns the historians for being so hidebound by conventional praise of Rome as to be incapable of seeing the laughing, dancing freshness he has just described in such detail in the earlier, truly Etruscan tombs.

Having finished with the tombs Lawrence comments on the view. He imagines the Etruscans farmed the land in families, completely unlike the Romans who created luxury villas supported by the forced labour of hordes of slaves, locked up at night in barracks. But in the last century of the Republic the Romans realised more wealth came from trade and slowly abandoned the land (as all the poets of the Golden Age lament), paving the way – Lawrence says, with sweeping historical generalisation – for the Dark Ages.

5. Vulci

Apparently, ancient Etruria consisted of a league or loose religious confederacy of twelve cities, each city embracing some miles of country all around. Of these twelve city-states, Tarquinii was supposed to be the oldest, the chief city, Caere, was not far off, to the north, and Vulci was a dozen miles north of Tarquinia. So hither Lawrence and Brewster make their way.

They take another train, just one stop north to Montalto di Castro. Here there is a lot of faff with the malarial locals organising a lift in a cart the five miles to Vulci. It is a two-wheeled gig driven by a local youth and costs 50 lire to lumber them across the Maremma. What is the Maremma? I’m glad you asked.

We were on the Maremma, that flat, wide plain of the coast that has been water-logged for centuries, and one of the most abandoned, wildest parts of Italy. Under the Etruscans; apparently, it was an intensely fertile plain. But the Etruscans seem to have been very clever drainage-engineers; they drained the land so that it was a waving bed of wheat, with their methods of intensive peasant culture. Under the Romans, however, the elaborate system of canals and levels of water fell into decay, and gradually the streams threw their mud along the coast and choked themselves, then soaked into the land and made marshes and vast stagnant shallow pools where the mosquitoes bred like fiends, millions hatching on a warm May day; and with the mosquitoes came the malaria, called the marsh fever in the old days. Already in late Roman times this evil had fallen on the Etruscan plains and on the Campagna of Rome. Then, apparently, the land rose in level, the sea-strip was wider but even more hollow than before, the marshes became deadly, and human life departed or was destroyed, or lingered on here and there.

Now the Italian government was draining this huge area and bringing it back into cultivation. Lawrence questions the boy-driver, Luigi, about it, as they jog along in the very jolty cart over the rutted track. It’s a fascinating drive, with much comment on the wildlife and then on the history. A ruined castle guards the border between the Papal States and Tuscany. Lawrence tells us that it was occupied by Lucien Bonaparte, Prince of Canino, brother of Napoleon who lived here after the death of his brother, as an Italian prince.

When, in 1828, ploughing oxen fell through the surface of the earth into a tomb, Lucien ordered them all excavated. He instructed the excavators to preserve every bit of painted ware but ordered the coarse black Etruscan ware to be smashed, to prevent the cheapening of the market. So for months the work of digging up and smashing all Etruscan pots went ahead under the auspices of a watchman overseeing the work with a gun. It’s a wonder any old remains survive humanity’s short-sighted stupidity, isn’t it?

So the tombs were thoroughly looted and despoiled and this explains why there’s not much to see at Vulci. Instead this chapter is most about the nervousness of their ‘guide’ who turns out not to be sure where the tombs are, of the strange atmosphere at the castle, when half a dozen man arrive on bicycles. Turns out they’re labourers come to collect their pay. There’s a shop there but it’s closed so Lawrence has to shout up to a woman in a window and ask for a candle which she throws down. All strange and unnerving.

First they are taken to the river tombs which are empty apart from rubbish and damaged sarcophagi scattered randomly, some still containing bones. They are extensive, clammy and depressing. Emerging from these they ask the guide they picked up at the castle, 40-year-old Mario, to show them some tumuli like small hills, away over the heather. They have to scramble down underneath brambles and enter what turns out to be an endless labyrinth of passages which never arrive at any definitive tomb or central chamber. No paintings at all. Nothing.

6. Volterra

Volterra is the most northerly of the great Etruscan cities of the west. It lies back some thirty miles from the sea, on a towering great bluff of rock that gets all the winds and sees all the world, looking out down the valley of the Cecina to the sea, south over vale and high land to the tips of Elba, north to the imminent mountains of Carrara, inward over the wide hills of the Pre-Apennines, to the heart of Tuscany.

Lawrence and Brewster get there by train, then change to a cog-and-ratchet line where one carriage is pushed by a small engine behind to arrive at the little town with its one hotel. They discover there’s going to be a banquet that evening for a new governor who’s arriving for Florence, which prompts a little digression on Italian politics and what is (maybe) a shrewd insight into the Italian character.

It was a cold, grey afternoon, with winds round the hard dark corners of the hard, narrow medieval town, and crowds of black-dressed, rather squat little men and pseudo-elegant young women pushing and loitering in the streets, and altogether that sense of furtive grinning and jeering and threatening which always accompanies a public occasion–a political one especially–in Italy, in the more out-of-the-way centres. It is as if the people, alabaster-workers and a few peasants, were not sure which side they wanted to be on, and therefore were all the more ready to exterminate anyone who was on the other side. This fundamental uneasiness, indecision, is most curious in the Italian soul. It is as if the people could never be wholeheartedly anything: because they can’t trust anything. And this inability to trust is at the root of the political extravagance and frenzy. They don’t trust themselves, so how can they trust their ‘leaders’ or their party’?

Does this sweeping generalisation about ‘the Italian soul’ have any validity? Does it explain Italy’s notoriously fickle and unstable politics for more or less the last hundred years? Lawrence makes quite clear his political agnosticism. In the crowd of people awaiting the banquet:

The cheeky girls salute one with the ‘Roman’ salute, out of sheer effrontery: a salute which has nothing to do with me, so I don’t return it. Politics of all sorts are anathema. But in an Etruscan city which held out so long against Rome I consider the Roman salute unbecoming, and the Roman imperium unmentionable… But it is not for me to put even my little finger in any political pie. I am sure every post-war country has hard enough work to get itself governed, without outsiders interfering or commenting. Let those rule who can rule. (p.200)

They tour round the town, see the piazza and church and the old walls and, beyond them, the staggering views as the sun sets. Back to the hotel where all the waiters are so excited setting up the banquet for the new governor that they can barely get served.

Next morning to the local museum to see the unique ‘urns’, in fact sarcophagi, made from the local Volterran alabaster, easy to work and carve. So it’s the decorative statues atop the urns which appeal. Lawrence has a digression about the ‘perfection’ of Greek art which he finds too controlled, finished and soulless. Give him the more artless, vivid Etruscan carvings.

He has an interesting passage on the symbolic meaning of the beasts carved into many of the urns, ‘sea-monsters, the seaman with fish-tail, and with wings, the sea-woman the same: or the man with serpent-legs, and wings, or the woman the same’. These things are all coming up from the depths where ancient people thought lay the real powers of the world.

The portrait carvings of people on the lids of the sarcophagi are crude. The sarcophagi are small, often only two foot long, so the figures seem stunted or with unnaturally large heads and stunted bodies. Lawrence considers this a northern Etrurian style, lacking the energy and grace of the southern images, holding the seeds of the grotesque Gothic within them.

Only a couple of tombs are open but Lawrence didn’t see them. Most of the ones out in the fields have been flattened for agricultural land. One entire tomb has been transferred in its entirety to the garden of the Florence museum. Lawrence describes visiting it but this only triggers his usual lament about leaving antiquities where they are found.

Why, oh why, wasn’t the tomb left intact as it was found, where it was found? The garden of the Florence museum is vastly instructive, if you want object-lessons about the Etruscans. But who wants object-lessons about vanished races? What one wants is a contact. The Etruscans are not a theory or a thesis. If they are anything, they are an experience. (p.214)

Thoughts

The book is more genuinely about the Etruscans than Mornings in Mexico is about Mexico (seeing as nearly half the chapters in that book are set in the United States). It is more systematic and, as I’ve indicated, goes into great detail about what is to be seen. The original book contained 14 pretty good black and white photos of the wall paintings and urn carvings he describes. And yet…

I’ve been to many of the classic archaeological sites, to the pyramids, Luxor and the Valley of the Kings in Egypt, to Mycenae and Delphi in Greece, to Troy in Turkey, to our very own Stonehenge. At the time I overflowed with imagination, I knew all the stories and was entranced by their glamour. But now, reading this book, I found the entire archaeological content a bit tiring. I most enjoyed his descriptions of flowers and views and people: of the living, of life: the hyperactive 14-year-old hotel manager Albertino, the reluctant guide Luigi, the brash young women in the Volterra hotel giving Fascist salutes. Lawrence himself says something similar, all the way back in 1925.

Why has mankind had such a craving to be imposed upon? Why this lust after imposing creeds, imposing deeds, imposing buildings, imposing language, imposing works of art? The thing becomes an imposition and a weariness at last. Give us things that are alive and flexible, which won’t last too long and become an obstruction and a weariness.

I like to think of the little wooden temples of the early Greeks and of the Etruscans: small, dainty, fragile, and evanescent as flowers. We have reached the stage when we are weary of huge stone erections, and we begin to realize that it is better to keep life fluid and changing than to try to hold it fast down in heavy monuments.

Everything is in flux. Accept it. Rejoice in it. This is Lawrence’s creed.

Slavery

I am against slavery, in all its forms, throughout history. As I’ve written in many posts, slavery was almost universal in all human societies until relatively recently, just as empires have been the most frequent ways for humans to organise their societies. They aren’t the exceptions, they are the (horrifying) rule. Doesn’t justify either of them, my blog just tries to place them in proper historical perspective.

Anyway, Lawrence makes a big deal throughout the book of really sharply distinguishing between Greek (too intellectual and finished) and Roman (too brutal and imperial) cultures, and his beloved Etruscans, overflowing with ‘free-breasted naturalness’ and so on.

But when he describes the wall paintings in the tombs of Tarquinia, he casually mentions the slave boys and slave men and slave women waiting attendance on The Rich in this free-breasted society and, grouch that I am, I have to point out that, like so many fans of the ancient world (Egypt, Greece, Rome) he sings the praises of an ancient culture and ignores the fact that it was built and maintained and fed by mass slavery every bit as evil as the slave systems created by the European nations and existing in the United States until 1865. Lawrence tries to make out that his Etruscan slaves were happier than the Roman type.

There is a certain dance and glamour in all the movements, even in those of the naked slave men. They are by no means downtrodden menials, let later Romans say what they will. The slaves in the tombs are surging with full life. (p.134)

And I sort of take the point, acknowledging the well-attested historical fact that there were thousands of different types of slavery, from being worked to death in silver mines, shackled to an oar in a galley, being whipped in a plantation field, through to being a scented secretary to a senator or maid to a fine lady. But still, still… I cleave to a simple principle: If you hate slavery in one incarnation, in one place – then you hate slavery everywhere, at all times. The Etruscans may have been the happy-go-lucky lovers of life of Lawrence’s dreams – but all these tombs celebrate filthy rich slave-owners. Yuk.

Cypresses

Off the back of these trips and his obsession with the Etruscans, Lawrence wrote a magnificent poem, cypresses. It was a stroke of genius to associate their entire lost culture with the dark and brooding trees, like tall dark flames, which you see in Italy, and then to interrogate them about their mystery. As you’ll see, towards the end he becomes more argumentative, reprising his defence of the life-loving Etruscans against the legalistic and militaristic Romans.

Tuscan cypresses,
What is it?

Folded in like a dark thought
For which the language is lost,
Tuscan cypresses,
Is there a great secret?
Are our words no good?

The undeliverable secret,
Dead with a dead race and a dead speech, and yet
Darkly monumental in you,
Etruscan cypresses.

Ah, how I admire your fidelity,
Dark cypresses!

Is it the secret of the long-nosed Etruscans?
The long-nosed, sensitive-footed, subtly-smiling Etruscans,
Who made so little noise outside the cypress groves?

Among the sinuous, flame-tall cypresses
That swayed their length of darkness all around
Etruscan-dusky, wavering men of old Etruria:
Naked except for fanciful long shoes,
Going with insidious, half-smiling quietness
And some of Africa’s imperturbable sang-froid
About a forgotten business.

What business, then?
Nay, tongues are dead, and words are hollow as seed-pods,
Having shed their sound and finished all their echoing
Etruscan syllables,
That had the telling.

Yet more I see you darkly concentrate,
Tuscan cypresses,
On one old thought:
On one old slim imperishable thought, while you remain
Etruscan cypresses;
Dusky, slim marrow-thought of slender, flickering men of Etruria,
Whom Rome called vicious.

Vicious, dark cypresses:
Vicious, you supple, brooding, softly-swaying pillars of dark flame.
Monumental to a dead, dead race
Embowered in you!

Were they then vicious, the slender, tender-footed
Long-nosed men of Etruria?
Or was their way only evasive and different, dark, like cypress-trees in a wind?

They are dead, with all their vices,
And all that is left
Is the shadowy monomania of some cypresses
And tombs.

The smile, the subtle Etruscan smile still lurking
Within the tombs,
Etruscan cypresses.
He laughs longest who laughs last;
Nay, Leonardo only bungled the pure Etruscan smile.

What would I not give
To bring back the rare and orchid-like
Evil-yclept Etruscan?
For as to the evil
We have only Roman word for it,
Which I, being a little weary of Roman virtue,
Don’t hang much weight on.

For oh, I know, in the dust where we have buried
The silenced races and all their abominations,
We have buried so much of the delicate magic of life.

There in the deeps
That churn the frankincense and ooze the myrrh,
Cypress shadowy,
Such an aroma of lost human life!

They say the fit survive,
But I invoke the spirits of the lost.
Those that have not survived, the darkly lost,
To bring their meaning back into life again,
Which they have taken away
And wrapt inviolable in soft cypress-trees,
Etruscan cypresses.

Evil, what is evil?
There is only one evil, to deny life
As Rome denied Etruria
And mechanical America Montezuma still.

Genius.


Credit

‘Etruscan Places’ by D.H. Lawrence was published by Martin Secker in 1932. References are to the 1975 Penguin paperback edition.

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Monty: His Part in My Victory by Spike Milligan (1976)

‘Hurry up, shouted Bombardier Fuller, ‘We’re keeping Adolf waiting.’
(Monty: His Part in My Victory, page 118)

In my reviews of the previous volumes of Spike’s war memoirs I’ve pointed out that the humour relies mostly on quickfire gags based on terrible puns and verbal quibbles.

Edgington squeezed in.
‘Anything on the wireless?’ he said.
‘No, the batteries are flat.’
‘I thought they were square,’ he said. (p.14)

In this short 127-page book there are:

  • about 73 photos, usually with facetious and comic captions added
  • Spike’s own cartoons (which I find very poor)
  • some sketches of the scenery
  • photocopies of official documents
  • a copy of the running order at a musical review his jazz band took part in

I.e. a lot of the space is taken up with visuals, so that maybe only half the space is actual text. Here’s a typical photo-plus-comic caption:

‘A British soldier with an incredible weapon’

Then there are the bloody awful Hitlergrams, a potentially great idea which he invented in the first book – spoof conversations involving Hitler which punctuate the text – but which are consistently unfunny:

Hitlergram No. 96133a

HITLER: Mein Gott, zey are smoking our fags! Zat is terrible.
EVA BRAUN: I know. I’ve smoked them.
HITLER: To get our fags to Tunis ve have to go through Allied Air Raids on zer Factories! bombs on zer Railways! zer boats to Africa are torpedoed and zer fags end up being smoked by zat Huddersfield Schit Gunner White!
EVA BRAUN: It’s not right and it’s not fair.
HITLER: Vot isn’t.
EVA BRAUN: Zer left leg of Joe Louis.
HITLER: I don’t vish to know zat, kindly leave the stage. (p.41)

There’s an almost complete absence of the genuinely comic, of entire scenes or comic threads cleverly worked out over an extended length. Comedy is something to do with the overall arc or structure of a narrative: good comic stories build up tension, including details which add to this, before the big comic punchline or reveal. The great comic novels are comic in structure and form as well as details (I’m thinking of the brilliantly humorous war novels of Evelyn Waugh – ironically, as Spike for some reason hated Waugh and singled him out for scathing abuse).

Anyway, there’s almost none of that careful structuring here, no extended comic scenes; instead it’s  a daily diary packed with a rat-a-tat barrage of thin puns and verbal gags.

The cookhouse waggon was missing. ‘I don’t miss it at all,’ said Gunner White. (p.71)

Diary format and sources

The memoirs are based on authentic sources: on the diaries of Spike, some of his friends (notably Driver Alf Fildes), the official war diary of the regiment he served with, and of the specific battery, and letters and journals of some of his mates in the regiment (‘wonderful comrades who made life worthwhile’). These have been compiled into a fairly basic chronological, day-by-day account, enlivened by as many cheap gags as Spike can cram in, with no attempt at perspective or analysis such as you’d get in a proper history. Instead gags gags gags.

I picked up a faint German broadcast of a very corny band playing old Jack Hylton arrangements. The singer, could I ever forget his name! – Ernst Strainz! His vibrato sounded like he was driving a tractor over ploughed fields with weights tied to his scrotum. (p.21)

Its predecessor, the Rommel book, featured short inserted passages utterly bereft of humour, in which Spike the victim of nervous breakdown and mental illness, looks back on those wartimes from the time of writing (i.e. the mid-70s), unhappy, lonely, afflicted by his memories, especially of the men he loved who died. Nothing funny at all about them, sad and lowering. There’s none of those here, but the bad taste lingers.

Here’s a typical Spike cartoon, illustrating the notion that you could identify the men from their distinctive boots. It’s a vaguely OK idea, a sort of OK execution, maybe raises a smile, but…

Timeline

Volume 3 covers from the fall of Tunis until Spike’s regiment embarked for the Salerno landings in Italy, from 7 May 1943 to 22 September 1943 = 5 months. The fighting – described in sometimes hair-raising detail in the Rommel book – is over, and the boys are mostly bored or very bored.

Just a reminder that Spike is a Bombardier in 19 or D Battery, the 56th Heavy Regiment, the Royal Artillery.

As they drive through the new camp Spike and his mates are amazed at the number of Italian and German prisoners of war, often stopping to cadge fags and, on one occasion, whiskey off them.

As in the previous books, the ordinary soldiers are obsessed with getting pissed and getting laid. ‘Plunger’ Bailey (named after his big willy) sets up a shagging scoreboard.

We learn that Spike’s dad was obsessed with Westerns, owned a number of old pistols and liked to kick open doors and duck behind tables as if in a shootout in the movies. One of the two things that made me laugh in the entire book was Spike describing watching from his bedroom window Crystal Palace burn down in a great inferno (30 November 1936) his dad, next to him, watched it through binoculars, eventually putting it down and saying, expressively: ‘Navajo!’

Spike’s Catholic mum sends him packages containing holy medals, rosaries etc. His commanding officer, Major Chater Jack, asks if she can send one of her yummy fruit cakes. When there’s spotted dick for pudding at the canteen, it’s hard to tell the flies from the raisins.

They find a Stuka standing alone in a piece of scrub, one of them accidentally starts the engine and propellor and none of them know how to turn it off.

They take part in army exercises and training. They go into Tunis to try out the bars and brothels. They climb a ruined Roman aqueduct and get stuck half way up (cue a Spike cartoon).

There’s a victory parade in Tunis, with generals galore taking the salute including Eisenhower (cue a couple of photos).

They’re ordered to move to a new camp, at Hammam Lif, a seaside town just outside Tunis. Cue as many excursions for beach swimming as they can manage…

With three mates Spike takes several days to drive into the desert to see the ruins of Carthage, with moderately soulful stuff about sitting out under the stars, boiling tins of rations in a billy over a fire, laughing and joking, it’s all a long way from Bromley. In fact sleeping out under the stars at night, and stopping driving along some coast road to simply strip off and run into the sea and try to stand on each others’ shoulders, you can see why these are lovely, bittersweet memories. ‘We were as free as we’d ever be in our lives…’ (p.62)

They’re ordered to move camp to a place called Ain Abessa (p.71).

2 to 6 June 1943. They drive to the beautiful Kerrata Gorge, camp, explore, spend a day climbing up the mountainside, another going on a fruitless pig hunt, led by local Arabs, notable for their prodigious farting (‘Christ, no wonder the Crusaders lost!’ said Jordy Dawson, p.76), before gorging on sausages and wine by a camp fire. Memorable days. On the last day they go swimming in a mountain stream, giving rise to the typically tinny piece of doggerel:

It’s chilly
On your willy
In the water
At Kerrata

Their CO suggests that Spike’s jazz band, such as it is, plays a concert for the mayor of Setif, a dire occasion held at the Salle de Fête. His mate, Gunner Edgington, ‘called it a Fête worse than death’ (p.82). Thin stuff, eh?

The other thing that made me laugh was when Spike and his band are ordered to play in an ENSA (Entertainments National Service Association) concert at the camp of the 74 Mediums (presumably a regiment) and arrive to be greeted a captain who explains that he’d like them to play in the miggle of the show.

The miggle of the show? He definitely said miggle – so he couldn’t pronounce his d’s. ‘How woulg you like to be announeg?’
I paused. ‘D Battery Dance Duo and Doug on Drums.’ (p.83)

Another member of the troupe is an enormous opera singer, Mlle Beth Villion, with an enormous bust.

We listened spellbound as she sang the Habanera from Carmen, her voice was pure silver. In the war, African night it was an unforgettable experience, with the moon shining down on those lovely white boobs. She stopped the show but then she would have stopped anything. (p.85)

As in the previous two books, it’s music which provides solace and escape, not only from the war and the rough philistine squaddies but even, you suspect, from himself and the demons inside his head. Warmed up by Mlle Villion I also laughed at his description of a dire audition he attended, years earlier, back in Blighty, when he watched in disbelief a series of soldiers trying to impress by: playing the spoons whistling Rhapsody in Blue, walking on their hands, doing cartwheels, somersaults, and one soldier who thought he’d get a slot falling on his back.

‘Is that all?’ said the officer.
‘Yes sir, it takes it out of you.’ (p.87)

It’s amazing that England had any entertainment industry at all, and made me think that even then, most of the best stuff was all imported from America: the jazz Spike loves to pieces is entirely American and his squaddie mates talk only of American movies and their stars.

22 June 1943. They’ve joined a large Navy, Army and Air Force Institutes (NAAFI) camp on the beautiful Ziama Bay and have a lovely day swimming, sunbathing and eating but that night a sirocco hits the camp with 100 mph winds blowing sand in everyone’s faces, blowing tents and equipment out to sea, sending the men running to hole up in the cabs of the trucks.

Some of the men are fishing using hand grenades and a dead 7-foot hammerhead shark comes to the surface. Spike is curious and barters a slice of it with Major Chater Jack in exchange for a promise of his mum’s fruitcake. But in the event:

To duplicate the taste of a hammerhead shark, boil old newspapers on Sloan’s Liniment. (p.91)

Their CO, Major Chater Jack, who understood what they’d been through and organised holidays and R&R to keep them out of mischief, is promoted away from the unit. He is replaced by Major Evan Jenkins who Spike loathes, calling ‘a real bastard’ and ‘a mean sod’ (p.91). He insisted on giving cultural lectures, as announced by an officious sergeant:

‘H’eyes front! Today the major will be talking about’ – here he consulted a piece of paper – ‘Keats, and I don’t suppose one of you higgerant bastards knows what a Keat is.’ (p.93)

Everyone hates his officious insistence on the rules. He makes them take their bootlaces out and iron them so they’re nice and flat. The cook gets revenge by mixing goat shit in with potatoes and flour to produce shit rissoles which the Major loves and asks for more. ‘Now he really is full of shit,’ says cook May (p.93).

Spike and his best friend, Edgington, have the bright idea of improving on the idea of a tent by rigging canvas over a wadi, more floor space, well ventilated…until there’s a flash flood in which they discover the dictionary definition of wadi and most of their gear is washed away.

Spike’s band was talent spotted at the ENSA show and is invited to play a bigger concert. He includes a photocopy of the running order or playbill and waxes lyrical about the joy of performing live.

You can’t describe a show, you have to be there at that time with that audience, that’s what makes it come alive and come alive it did… (p.98)

To his surprise his band is ordered to join the concert party on a tour of towns, all along the coast, so there is plenty of swimming during the day. At one place they find in the theatre props room a selection of plaster arms and legs which they take into the sea to fool around with, lots of silliness to impress a party of WRENS (Women’s Royal Naval Service) who are sunbathing nearby. Boys will be boys and puns will be puns:

Carter was a stickler for perfection so it was midnight before we finished. We were all dog tired and barked ourselves to sleep. (p.101)

When his mate gets knocked off a diving board and, as he falls, curls up protectively, he enters the water ‘foetus firstus’ (p.101). They sunbathe and get badly sunburned (I suppose this was before any kind of sun creams existed).

‘Cor, that sun’s hot,’ said Kidgell.
‘Well, you shouldn’t touch it,’ I said. (p.102)

See what I mean by snappy wordplay. Maybe, for the generation which saw Groucho Marx, this was wit:

From out of the sea came the sound of heavy guns.
‘Sounds like a naval engagement.’
‘I hope they’re both very happy,’ I said. (p.103 )

Mind you, Spike refers to the (very British) Crazy Gang in the text. I think you’d have to be familiar with the Crazy Gang and other popular comic acts of the 1930s to really understand the context of Spike’s humour. Read cold, now, 80 years after the event, is, I suppose, unfair. This becomes increasingly obvious as the final 30 or so pages dwell on this travelling revue, describing each night’s performance, analysing improvements, the evolution of the gags and turns, and so on.

Something sets him thinking about Christmas back in Blighty, at Bewhill (does he mean Bexhill? the text is full of typos and dubious punctuation) and the time a nice local lady’s dog ran into a minefield on the cliffs and got blown to smithereens.

The Concert Party that had toured Tunisian seaside towns during July is so popular it is revived for a few last shows in August. But then the good times come to an end and there’s a sudden blizzard of training and route marches. A week on artillery ranges revising their skills, they’re issued with a new type of wireless, taught new signal codes, had to adopt the American phonetics (A for Able instead of Ack, B for Baker instead of Beer etc).

8 September the amazing news that Italy has surrendered. Compare how this affected Eric Newby in his Apennine prisoner of war building and the Italians on Cephallonia in Captain Corelli’s Mandolin. Next day the Allies landed at Salerno but encountered stiff opposition from the Germans. Apparently it was Churchill’s idea to attack Germany via ‘the soft underbelly of Europe’ and it turned out to be nearly as disastrous as his idea of attacking Germany via Turkey in the previous war (p.120).

Spike makes the point that none of them realised how brutal the fighting at Salerno was; he only really found out when he read General Alexander’s biography in 1973, which was about 30 years too late! (p.117)

Spike and his battery are ordered to load up and proceed in convoy with their guns to an embarkation point back in Tunisia (this was a bit unclear to me; have they been in neighbouring Libya for the last sections?). Anyway, it means driving through the scenes of the brutal fighting back at the start of 1943, when artillery regiments like his suffered heavy losses. Burned out tanks and cemeteries.

They arrive at a vast American base, ranks of vehicles and munitions, outside Bizerta. They are issued Italian money and a booklet on the customs and language of Italy. Finally they realise they’re departing when they see the officers running round like blue-arsed flies, and line up in their vehicles to embark on ‘landing ships, tank’ or LSTs.

And the narrative ends with him lying atop a huge Scammell lorry overnight, with the ship still anchored, smoking fags and laughing with his mates about his last will and testament, joking about the ‘birds’ back home he’ll leave to them, and teeing us up for volume 4.

Monty

Despite being named in the title of the book, I don’t think there’s a single reference to Field Marshal Bernard Montgomery (1887 to 1976) anywhere in the actual text. There’s just one photo of him with four Chinese soldiers (?) with a typically ‘humorous’ caption reading: ‘General Montgomery wondering why he is surrounded by Chinese generals – as he neither drinks nor smokes’ (p.111).

Nature

Apart from music, the other thing which lights his soul is nature, which brings out a surprisingly poetic streak in the gag-meister:

22 May 1943. That evening, excited as schoolboys, we drove off along the Tunis-Bezerta road, it was as though the war didn’t exist, eventually we pull up on a sandy beach for the night.
There was no moon but the sky was a pin cushion of stars. Great swathes of astral light blinked at us across space. We made a fire, glowing scarlet in cobalt black darkness, showers of popping sparks jettisoning into the night air. (p.58)

This is so unlike Spike the joker that you wonder how much of these kinds of passages was written by his editor and collaborator Jack Hobbs, although even passages like this have the Spike clumsiness (‘jettisoning’). Or:

The beach was copper coloured, sunlight reflecting from the bottom gave the water a shimmering Caesar’s royal purple colour. (p.88)

Thoughts

Apparently Spike was needled that reviewers of the first in the series, ‘Adolf Hitler: My Part in his Downfall’, thought most of it was made up. This motivated him to emphasise the rock-solid truthfulness of his accounts in all the subsequent books, especially of the actual fighting in the Rommel book. Thus, I would say, over the course of the three books, there’s a tendency to rely more and more on these half dozen diaries, journals and other sources and the net effect of that is … to make it more boring. Despite the blizzard of gags the basic underlying structure is a simple day-to-day diary and this, accurate enough in its own terms, lacks any depth, any sense of a deeper narrative, any sense of the opening of themes at the beginning and their crafted resolution at the end.


Credit

Monty: His Part in My Victory by Spike Milligan was published by Michael Joseph in 1976. References are to the 1978 Penguin paperback edition.

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Pesellino: A Renaissance Master Revealed @ the National Gallery

The Renaissance artist Fancesco Pesellino (about 1422 to 1457) was successful and famous in his day. Whether producing commissions for Florence’s ruling Medici family or working collaboratively with leading artists of the Italian Renaissance, Pesellino’s talents were hugely sought after during his lifetime.

However, Pesellino died young and this, combined with the difficulty of attributing works (many have been attributed to collaborators or to his grandfather, who had the same name) has meant that his legacy has been largely overlooked, making him ‘one of the greatest Renaissance painters that few people have heard of’.

This FREE exhibition at the National Gallery aims to rectify this neglect. It brings together 20 or so of Pesellino’s works across a range of media, including altarpieces, chest decorations, sketches and illuminations.

Central to the exhibition (all held in just one dazzling room) are two masterpieces from the National Gallery collection: the Pistoia Trinity altarpiece (1455 to 1460), and the newly restored ‘Stories of David’ cassone panels (about 1445 to 1455).

The Pistoia Santa Trinità Altarpiece by Francesco Pesellino, Fra Filippo Lippo and Workshop (1455 to 1460) © The National Gallery, London. Royal Collection Trust / © His Majesty King Charles III 2022

The curators write:

The ‘Pistoia Trinity Altarpiece’ is one of only two large-scale altarpieces Pesellino is known to have produced. Left unfinished at his death, it was completed in the workshop of Filippo Lippi, for whom Pesellino had completed a predella for the Novitiate chapel in Santa Croce 15 years earlier and who added the predella, or base. This is the earliest pala (an altarpiece with a single main panel) in the National Gallery.

The altarpiece is an ambitious depiction of the Trinity, the Christian doctrine of one God in three persons, the Father, Son and Holy Spirit (represented as a dove). Pesellino designed and partly painted the main panel. In the 18th century, the altarpiece was sawn up to make independent paintings for sale. Individual pieces arrived in Britain incrementally and were later acquired and reassembled by the National Gallery. The lower right section is a modern reconstruction.

Biography

Francesco di Stefano was born into a family of painters in Florence in about 1422. ‘Pesellino’ is a diminutive of his grandfather’s nickname, Pesello (‘the pea’). His grandfather was a specialist in banners and festive ephemera who taught him the rudiments of painting. Pesellino likely received further training from leading masters in the city. Early in his career, Pesellino often worked in collaboration, both with established painters on major commissions and on smaller projects alongside his peers. By his late twenties he was already undertaking commissions for high-ranking clergy and Florence’s ruling elite.

Pesellino devised lucrative profit-making schemes in partnerships with fellow artists and set his sights
on becoming a specialist in painting altarpieces. The exhibition includes templates of popular subjects he created for other artists to copy, such as the Madonna and child.

His ambitions were cut short in the hot summer of 1457, when Florence was ravaged by plague. He died leaving his most ambitious work to date, the Pistoia Trinity altarpiece, unfinished. It was eventually completed by his elder contemporary and one-time collaborator, Fra Filippo Lippi.

Narrative paintings

The show emphasises Pesellino’s skill at narrative or storytelling in paint. His range is indicated by some of the painting titles (the first four are scenes painted at the base of the Pistoia Santa Trinità Altarpiece, above):

  • Saint Mamas in Prison thrown to the Lions*
  • The Beheading of Saint James the Great*
  • Saint Zeno exorcising the Daughter of the Emperor Gallienus*
  • Saint Jerome and the Lion*
  • The Stigmatism of Saint Francis and Miracle of the Black Leg
  • A Miracle of Saint Silvester

Obviously, most of these paintings are religious in tenor, depicting scenes from the Old Testament, New Testament or Legends of the Saints. An example of the legend category is the striking painting of ‘King Melchior Sailing to the Holy Land’.

King Melchior Sailing to the Holy Land by Francesco Pesellino (1445 to 1450) © Sterling and Francine Clark Art Institute, Williamstown, Massachusetts

The curators explain:

A fleet of vessels carrying colourfully dressed crews navigates an impossibly short stretch of water, the shorelines dotted with walled cities. The seascape is fantastical, but with carefully observed naturalistic details like the foamy spray around the boats and pink undersides of the clouds at sunrise. Enthroned at the stern of the largest ship, Melchior travels to pay homage to the new-born Jesus, bringing a casket of gold. The panel was part of a series Pesellino made in collaboration with other artists. Some of the faces reveal the hand of another painter.

Three things struck me about this painting. One was the childlike clumsiness and lack of perspective. The main ship is much too huge for the tiny bit of sea it’s wedged into, the little rowboat in front of it looks silly, the dog at bottom right is poorly done, the tiny monk hiding in the rock at the bottom is a bit absurd.

Second was the extraordinary simplicity of the landscape: the rocks at the bottom and bottom right, the headlands and hill further up, are ridiculously simplified; they look like the polystyrene rocks from an episode of Star Trek.

But what really his me is how bright and vivid the colours are. The red and yellow striped awnings over the stern of each ship look like children’s sweet wrappers. Almost everyone’s clothes are painted in super-vivid shades of blue, green and red. The whole affect is almost day-glo.

Compare and contrast with a work which has a completely different feel, a diptych (two paintings in adjacent frames) of The Annunciation.

Diptych: The Annunciation by Francesco Pesellino (about 1450 to 1455) The Courtauld, London. Photo by the author

This feels completely different from the Melchior painting: the perspective is accurate and effectively conveys the sense of the colonnade on the left and room on the right. And the realistic depiction of the folds of the angel’s and the virgin’s cloaks. But above all the subtle use of shading, on the cloaks and on the walls (e.g. behind the virgin) give it a completely different feel from the Melchior. It feels warm and intimate and sophisticated.

Illuminations

Off to one side and easy to miss is a set of three beautiful illuminations Pesellino made for a book.

Three illuminations from the De Bellum Poenicum of Silius Italicus by Francesco Pesellino (1447) being: Allegory of Carthage, Mars in a Chariot and Nicholaus V Pontifex-Maximus, courtesy of the State Hermitage Museum St Petersburg, the Biblioteca Marciana Venice, and the State Hermitage Museum, respectively

As the curators explain:

A milestone in Pesellino’s career was the illuminated manuscript he made for Pope Nicholas V. He again worked in collaboration, this time with the established miniaturist Zanobi Strozzi, a fellow Florentine. The partnership was probably a calculated means of advancing his reputation. Together they produced a lavish volume of the Roman poet Silius Italicus’s epic about the Second Punic War (218 to 201 BCE).

Pesellino’s full-page illuminations show allegorical figures, ancient generals, the Roman god Mars and a portrait of Pope Nicholas himself. With their exuberant colour and animated drawing, these miniatures embody his aptitude for grandeur and dynamism on a small scale. They also indicate the heights that Pesellino had reached by the age of just 25. Whether commissioned by Nicholas himself, or perhaps given to him by a member of the Florentine elite, the volume was apparently a successful calling card. Pesellino subsequently received further commissions from the papal court.

Restoration of David

The Pistoia Santa Trinità Altarpiece is the biggest thing in the show – it is huge and dominates the whole room – but it’s not really the centrepiece. That role falls to the two wide, narrow panels depicting the ‘Stories of David.’ In fact, from what I can make out, it’s the recent completion of conservation work on the panels which provided the peg for this whole display.

The Story of David and Goliath: panel 1 by Francesco Pesellino (about 1445 to 1455) © The National Gallery, London

To quote Wikipedia: ‘A cassone or marriage chest is a rich and showy Italian type of chest, which may be inlaid or carved, prepared with gesso ground then painted and gilded.’

Pesellino created two of these cassoni and both are given the full treatment here. They are displayed next to each other along with picture labels which explain the origin and purpose of the paintings, and then identify individual people and elements in each painting.

The panels illustrate the Old Testament story of David and Goliath. The first panel shows three successive episodes in the same frame, something which takes a moment to get used to. Over on the left young David is leaning over to select a stone for his sling. Just right of centre, right of the prancing white horse, he is shooting the sling at big Goliath who dominates the right-hand side. And then in the centre, just below the prancing white horse, is depicted David gruesomely sawing Goliath’s head off.

The second panel shows the triumphant procession of David, accompanied by a boisterous entourage, bearing Goliath’s head back to his local town where he is greeted by elders and a clutch of toothsome young ladies (far right).

The Story of David and Goliath: panel 2 by Francesco Pesellino (about 1445 to 1455) © The National Gallery, London

There are hundreds of talking points but four things stood out for me.

1) How incredibly packed and dense they are, huge crowds, scores of people and animals in all kinds of poses. Their arrangements have dramatic and psychological impact. For example, silly though it sounds, I really liked the scene on the right of panel 2 where half a dozen fresh-faced young men are being welcomed back to the town by a group of lovely young women. They both, young men and women, look so happy, so young and fresh and full of life. It gave me a moment of pure loveliness.

2) As the commentary points out, Pesellino very obviously tested his technical abilities by depicting, especially animals, in unusual poses; hence several horses with their bottoms towards us (for example, next to the fallen Goliath in panel 1) and the dogs facing away from us in panel 2.

3) As regular readers of my blog know I rather dislike the Italian Renaissance. This is based primarily on the feeling the drought-ridden, barren rocky backdrops give me, bereft of plants, flowers or life. I much prefer the contemporaneous art of the Northern Renaissance. A good example of this sterile barrenness is the simple-minded ‘landscape’ of the Melchior painting. By complete contrast, these panels show in great detail the grass everyone is treading on, and that it is sprinkled with flowers. It has the lovely feel for nature I associate with more northern paintings. For this reason alone I loved it.

4) Lastly, the gold! An extraordinary amount of the picture has been painstakingly gilded with gold leaf. Off to one side of the panels is a TV monitor showing a 4-minute video which is hugely instructive. Silent, using close-ups and written captions, it takes you into the secrets which were revealed during the panels’ extensive restoration work. Above everything they showcase the ubiquity in every part of the paintings of gold leaf – X-ray photography shows that about a third of the images is golden. But the video also showcases the astonishing attention to detail given to every feather, every head-dress and countless pieces of armour.  I was dazzled by the use of splashes of tiny dots which create a shimmering highlight on the golden sections.

Pesellino carefully applied gold and silver leaf, sometimes in tiny pieces, to describe items as small as horse shoes. These details were then burnished, incised, punched and sometimes glazed to create shimmering effects.

The display cases feature magnifying glasses to help you pick out the thousand and one details and marvel at the intricacy of the metalwork. Amazing.

Detail from The Story of David and Goliath: panel 2 by Francesco Pesellino. Note 1) the dogs done from an odd perspective 2) young men and women on the right and 3) intricately worked gold everywhere © The National Gallery, London

It’s 50 years since the David panels were displayed side by side like this and it’s a marvel and a delight. They emphatically demonstrate ‘the depth and breadth of Pesellino’s talents as a painter of complex narratives, ceremonial splendour, animals and intricate detail,’ just as the curators claim.

Thoughts

I wasn’t expecting to enjoy loads of religious paintings very much but was entranced. The annunciation and the illuminations are lovely, but I got really absorbed in the David panels, especially after watching the video which opened my eyes to the gilding technique and the amazing detailing throughout. The more you look, the more you see.

Giorgio Vasari, the Renaissance artist and biographer, included Pesellino in his Lives of Artists, writing that, ‘From what we know of him, if he had lived longer, he would have achieved much more than he did’. One of art history’s great might-have-beens.


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Spain and the Hispanic World @ the Royal Academy

Historical scope

This is a vast exhibition, almost intimidatingly, almost bewilderingly so. Not so much because of the number of objects – although the 150 artifacts it contains must be at the top end of anybody’s ability to really process and appreciate. No, it’s the scale of the subject matter. The poster and promotional material gives the impression that it’s largely an art exhibition but this is way wrong. In fact it’s more of a historical exhibition which aims to give an overview of Spanish cultural history from the earliest times, from around 2,500 BC, to the time of the Great War. Imagine an exhibition which set out to give an overview of British culture starting with the earliest finds at Stonehenge and going century by century through to the War.

But more than that, it also aims to cover the cultural history of Spain’s colonies in the New World i.e. central and South America. Imagine one exhibition which set out to cover the complete cultural history of Britain and its empire! That’s what I mean by the scale and scope of the thing being challenging.

So there are paintings, yes, lots of paintings, quite a few by masters of the Spanish tradition – but there is a lot, lot more besides, lots of other types of object and artifact. At places across the website the RA use the strapline ‘Take a journey through 4,000 years of art-making across Spain and Latin America’ and that’s closer to the mark.

The Hispanic Society

The key fact to understanding the exhibition is given in its sub-title, ‘Treasures from the Hispanic Society Museum and Library’. The Hispanic Society Museum and Library in New York was founded in 1904 by philanthropist Archer M. Huntington in a set of buildings commissioned specially for the collection and which remain its home to this day. It is home to the most extensive collection of Spanish art outside of Spain.

So this exhibition is by way of presenting the greatest hits of the HSM&L’s collection. It contains some 150 works, including:

  • masterpieces by Zurbarán, El Greco, Goya and Velázquez
  • objects from Latin America including stunning decorative lacquerware
  • sculptures, paintings, silk textiles, ceramics, lustreware, silverwork, precious jewellery, maps, drawings, illuminated manuscripts

The exhibition is divided into 9 rooms and because each one makes such huge leaps in place and time and culture this seems the most manageable way of summarising it.

Room 1. The Iberian Peninsula in the Ancient World

A glass case of fine silver torcs and bracelets and suchlike made 2400 to 1900 BC by the so-called Bell Beaker people. By the third century BC the peninsula was inhabited by the people the Romans called the Celts.

The Palencia Hoard by unknown artists (172 to 50 BC)

Quite quickly we’re on to the Roman colonisation, consolidated in the first century BC. The room contains a floor mosaic of Medusa and a breath-taking marble statue of the goddess Diana.

I was surprised there was no mention of the Carthaginians who colonised eastern Spain and exploited its famous silver mines, something I read about in Carthage Must Be Destroyed by Richard Miles (2010) among other sources.

Moving swiftly we beam forwards to the collapse of Roman rule in the 5th century AD and the arrival of the Visigothic tribes. There’s a case with a lovely cloisonné belt buckle from the 6th century, reminiscent of the much better one from the Sutton Hoo horde.

Room 2. Al-Andalus

In 711 Arab and Berber invaders overran the Visigothic kingdom and installed their own Islamic governments. The territory came to be known as al-Andalus. In 756 Abd al Rahman I named himself Caliph and established a celebrated court in Córdoba. The peninsula remained under Muslim rule for the next 700 years with power moving between different dynasties and power centres. The room contains some stunning fabrics.

Alhambra silk from Nasrid, Granada (about 1400)

Among the most prized works by Muslim artisans from the thirteenth to the fifteenth centuries were ceramics and this room contains a lot of plates and bowls.

Deep Plate by an unknown artist (1370s)

This plate is made of tin-glazed earthenware and has been given an iridescent finish by applying a very thin layer of metal oxide. Potters would glaze with tin, lead, copper, silver, gold, or platinum, depending on availability and the desired outcome. For added extravagance, some of the dynamic patterns have been painted in vibrant (and very expensive) cobalt blue. In the centre is a coat of arms of one of the oldest aristocratic families in Catalonia, the Despujol. Designs like this were ostentatious showpieces for Europe’s rich and powerful. The two small holes at the top of this plate indicate that it was designed to be hung as art on a wall rather than piled with food on a table.

Locks and knockers

My favourite case in this room displayed eight or so fine metalwork door knockers and chest locks. The Hispanic Society’s collection of ironwork comprises some 300 pieces, including door knockers, pulls, locks and lock plates. I liked their medieval feel and especially the way they incorporate animals and imaginary beasts, such as a lizard, a wolf and a dragon, with intricate geometric designs influenced by Islamic tradition.

Two metal door knockers, on the left in the shape of a crab’s claw, on the right a bird with a long dropping neck (both around 1500)

The Reconquista

Throughout the Middle Ages Christian kings from the north fought the Muslim invaders, without much luck. The pace of military campaigning picked up from the 11th century onwards. This came to be known as the Reconquista and was the west Mediterranean equivalent of what, in the East, came to be known as the Crusades. Unlike the Crusades it was successful and in 1492 the last Muslim state, of Granada, was overthrown under forces led by the joint monarchs, Queen Isabella I of Castile and King Ferdinand II of Aragon, whose marriage and joint rule marked the de facto unification of Spain.

Slavery

The Spanish pioneered the European slave trade from Africa. The ruthless and forceful displacement of Africans to the Iberian Peninsula began as early as the 1440s. Following the discovery of the Americas the majority of enslaved Africans were trafficked directly across the Atlantic where, throughout the American continent, they were forced to work on plantation and in the notorious silver mining industry. By the sixteenth century, it is thought that Spain had the largest population of enslaved Africans in Europe.

Room 3. Medieval and Early Modern Spain

Room 3 is the biggest in the exhibition and the overwhelming impression in entering is the arrival of painting. There are works by Spanish masters such as El Greco, Velasquez and Zubaran. But, as with the exhibition generally, there’s much more to it than painting. The room covers the period from the triumph of Ferdinand II of Aragon and Isabella I of Castile over the Moors in 1492. They began a programme of forced conversion and violent expulsion of Muslim and Jewish communities as they bid to unite their realms under the Catholic faith. The Catholic Monarchs were followed by Charles V (1500 to 1558) and Philip II (1527 to 1598).

The sixteenth and seventeenth centuries were known as the Age of Gold. This was funded by slave labour in the New World, and especially the gold and silver mined by forced labourers working in terrible conditions in Spain’s Central American colonies.

It was also the Age of the Counter-Reformation when first Charles V then Philip II took it upon themselves to reinforce the Catholic Church at its most fierce and repressive (these were the glory years of the Spanish Inquisition which became notorious across Europe). Spanish rulers commissioned art which emphasised a sickly, sentimental, reactionary form of Catholicism or produced lickspittle portraits of terrifying, brutish kings, politicians and generals.

The Penitent St Jerome by El Greco (1600)

The most prominent painters of the period included artists such as El Greco, who moved to Toledo in 1577, and Diego Velázquez, who was appointed court painter to Philip IV in 1623. I appreciate that El Greco (1541 to 1614) is a classic of European art but I have never liked him. The milky eyes of his sickly saints and martyrs staring up into Catholic heaven have always revolted me.

The room is packed with lots of other nauseating Catholic imagery including an ascension, an altarpiece, images of Mary and Martha, a Mater Dolorosa, crucifixions, mothers and babies, a Pieta, images of the Immaculate Conception. There’s a big painting of St Emerentiana by Francisco de Zurbarán which is dire. The depiction of the fabric is impressive in a stiff late medieval way, but the face is awful.

Revolting in a different way are the power-worshipping portraits by the likes of Diego Rodríguez de Silva y Velázquez (1599 to 1660). There’s a huge portrait of Gaspar de Guzmán, Count-Duke of Olivares, who carried out negotiations with the young Prince Charles who came to Spain to sue for the hand of the Infanta in 1623. With characteristic arrogance Olivares insisted that Charles could only marry her if he promised to convert to Catholicism along with all the British court. This was a non-starter and explains why Charles went onto the court of France and won the hand of Henrietta Maria from the much more pragmatic Henry IV.

Spanish wars of repression

The huge wealth Spain creamed from its black slaves and the enslaved Aztecs and Incas in the New World paid not only for a re-energised and harshly reactionary Catholic Church, but for its wars of conquest designed to undo the Reformation and reimpose Catholicism on Protestant countries. It was with this aim that King Philip II launched the Armada in 1588 which was designed to defeat the English, overthrow their queen, Elizabeth I, who, along with most of the aristocracy would have been treated as heretics and executed, and then a foreign ideology (Catholicism) imposed on the entire population, anyone complaining being subjected to summary execution.

Luckily the English navy disrupted the Spanish fleet and the ‘Protestant wind’ did the rest. But the Netherlands was not so lucky. Originally under the control of the Dukes of Burgundy, with the end of their line the Netherlands fell to the house of Hapsburg, which itself inherited the Spanish throne. Largely Protestant the Netherlands rebelled against Catholic rule in the 1570s starting the prolonged period of rebellion which is known as the Eighty Years War. In 1567 Fernando Álvarez de Toledo, 3rd Duke of Alba arrived with an army of 10,000 Spanish and Italian soldiers and proceeded to institute a reign of terror. As Wikipedia puts it:

Acting on orders of Philip II of Spain, Alba sought to exterminate all manifestations of Protestantism and disobedience through inquisition and public executions.

There was not a lot of difference between this and the Nazi conquest of the Low Countries 400 years later. None of this is mentioned in any of the wall labels. Spain’s role as arch enemy of free Protestant countries in the 16th and 17th centuries simply goes unmentioned.

The Duke of Alba in 1549 by Anthonis Mor, the man who ‘sought to exterminate all manifestations of Protestantism and disobedience through inquisition and public executions.’

Besides paintings testifying to the lachrymose religiosity of the Counter Reformation and the genocidal macho-ness of Spain’s generals, the room also includes:

  • many early maps of the Mediterranean, the Atlantic coast and the New World
  • a baptismal font, a pilgrim flask, a chalice, a reliquary cross, a pendant, a huge bishop’s brocade
  • a set of illuminated manuscripts including a Book of Hours
  • glazed earthenware, goblets and suchlike

My favourite piece was much earlier, a medieval wooden carving of St Martin on a horse from the late 15th century before the Reformation split Europe, before Columbus discovered the New World, before art became really professionalised – from a simpler time.

St Martin 1450 to 1475 by unknown artist

Room 4. Colonial Latin America I: People and place

A huge modern map on the gallery wall gives a sense of the breath-taking amount of territory Spain arrogated to itself after Christopher Columbus stumbled across the New World on his failed attempt to find a western passage to India. He had, in fact, landed on Guanahani, an island in the Caribbean which he renamed San Salvador (in modern-day Bahamas).

His mistaken belief that the natives were Indians condemned indigenous peoples in north, central and south America to be known as ‘Indians’ for centuries afterwards, despite belonging to a huge range of peoples, languages and conditions and explains why the Caribbean islands are erroneously referred to as the West Indies to this day.

The Spanish conquistadors promptly conquered the empires of the Mexica (Aztecs) and Inca, massacring them where necessary, setting the survivors to work as forced labour on huge plantations or in the silver mines which they discovered in 1547 at Potosí in the southern highlands of Bolivia.

Spain divided its vast territories in the Americas into two viceroyalties: Nueva España (New Spain, modern-day Mexico and Guatemala), and Peru (which included Peru, Bolivia and Ecuador). Later, additional viceroyalties were created: Nueva Granada (made up of Colombia and Venezuela) and Mar de la Plata (Argentina, Chile, Uruguay and Paraguay).

Spain was to rule over this huge colonial empire until independence movements in the 1820s forced them to relinquish these territories allowing for the emergence of modern nation states.

Race rules – apartheid

The conquering Spanish implemented a strictly hierarchical society based on purity of bloodlines and skin tone denominating ‘casta’ (caste). Close ties to Spain and white skin elevated the status of the individual: ‘peninsulares’ (literally, those from peninsular Spain) dominated the colonial administration; followed by ‘criollos’ (creoles), those of Spanish (or European) descent born in the Americas; ‘mestizos’, those of mixed parentage; and finally ‘indígenas’, those of indigenous descent. At the bottom of the pile were the tens of thousands black African slaves.

This room contains a lot of surveys and maps, for example several surveys of the new settlement of Mexico City, and including the famous World Map of 1526 by Giovanni Vespucci. This map was a copy of the padrón real, Spain’s master nautical chart which was kept in a secret location in Seville. It’s thought this ornate version was a gift for King Charles V. It includes decorative details such as pictures of ships in the ocean, camels and elephants across Africa, a collapsing Tower of Babel, and the Red Sea coloured a vivid scarlet.

Detail of Giovanni Vespucci’s World Map (1526)

Room 5. Colonial Latin America II: Decorative Arts

In the decades after the conquest there was, surprisingly enough, a flourishing of the arts. Indigenous artists who were skilled with local materials, techniques and iconography adapted their work to satisfy European tastes and religious beliefs. As it was prohibitively expensive to import domestic objects from Spain there was significant demand for locally produced decorative arts. This gallery contains 20 or so examples of this hybrid art including a number of bateas or trays, vases, caskets, bowls and jars, and an impressive shawl.

Shawl (1775 to 1800) by unknown artist

A large rectangular shawl with fringed ends, the rebozo, is perhaps the most enduring of all traditional Mexican garments. It was first recorded in the 1580s, and is still worn by women across the country today.

Room 6. Colonial Latin America III: Religious Art

A room devoted to art and artifacts created for the Spanish Catholic church which moved quickly to lay out a network of ecclesiastical districts or dioceses under the jurisdiction of bishops alongside a far-reaching programme of church and convent building – all designed, of course, to convert the entire native population.

Not many Spanish artists volunteered to go and live in the New World so the religious authorities had to rely on converting and then training indigenous artists. These created fresco cycles, paintings and polychrome sculptures which were made in vast quantities, likewise fine ornamented silver and gold objects, and fabrics.

This gallery contains a range of religious paintings, sculpture and other objects from across the Americas that reveal how local artists used local materials and adapted traditional techniques, incorporating pre-Columbian symbols or other local references such as flora and fauna in their work.

The room contains a number of dubious paintings of varying levels of amateurishness and kitsch, one incorporating fish scales into its surface. The objects, such as lamps, are more persuasive. But the standout item, and one of the highlights of the exhibition, is the set of four small sculptures of figures demonstrating the four states of people after death, namely a rotted skeleton covered in maggots, a flame-red soul burning in hell, a pale white naked person undergoing the torments of purgatory, and a dressed and serene personage enjoying the bliss of heaven.

The Four Fates of Man: Death, Soul in Hell, Soul in Purgatory, Soul in Heaven attributed to Manuel Chili, called Caspicara (around 1775)

Room 7. Goya

The Spanish are everso proud of Francisco José de Goya y Lucientes (1746 to 1828) but a visit to the National Gallery’s exhibition Goya Portraits back in 2015 destroyed my respect for him. That exhibition revealed Goya to be a shockingly bad painter, particularly of portraits. He looks like a bad caricaturist. At one point in that exhibition they had hung Goya’s portrait of the Duke of Wellington alongside the portrait by British painter Sir Thomas Lawrence, and there was no comparison. The Lawrence portrait is a brilliantly penetrating, superbly finished and completely convincing portrait of a noble hero. The Goya portrait is a murky unfinished image of a doubtful, rather haunted-looking man.

In this room there are only six or so works, three big paintings and three small sketches. To my astonishment the Spanish curator of the exhibition, Guillaume Kientz, makes the wild claim that Goya’s portrait of the Duchess of Alba is Spain’s equivalent of the Mona Lisa, a lodestone, a high water mark of the art of painting. Really? I think it’s dire.

Francisco de Goya The Duchess of Alba (1797) © Courtesy of The Hispanic Society of America, New York

The Duchess of Alba by Francisco de Goya (1797)

The background is drab and dead, her posture is stiff, and her face! And yet the curators are so confident that this is a great European masterpiece that they made it the poster for this exhibition. The fact that she is pointing with her right hand to the words ‘Solo Goya’ (‘Only Goya’) written in the sand only make it seem more clumsy, gauche and amateurishness.

Luckily, the room has a redeeming feature, which is a display of three small drawings from what came to be called Albums A and B. These small-scale sketches were to culminate in the better known series of sketches known as Los Caprichos. Goya’s depiction of faces in these is still dire, but the sketches aren’t about the faces, they are about striking and often unusual physical postures and positions, capturing the activities of everyday life of people and peasants with swift, vivid strokes.

This smudgy reproduction doesn’t do justice to the dynamic energy of the original sketch, the excellence of composition, the straining man’s calf muscles, the woman’s hauntingly blank face sketched in with ink. Million times better than the silly duchess standing on a beach.

Peasant Carrying a Woman by Francisco de Goya (1810)

Room 8. Sorolla, Zuloaga and the Hispanic Society

Now, at long last, after what seems like an immensely long and exhausting journey, we finally enter ‘recent’ history i.e. the twentieth century. This is the last proper room of the exhibition and it contains a dozen or so huge paintings, 3 or 4 of them by ‘the Spanish Impressionist’, the master of light, Joaquín Sorolla.

The wall label gives an account of Archer Huntington’s founding of the ‘Spanish Museum’ in New York which opened its doors to the public in 1908. Soon after, Huntington visited Europe, where he saw works by the contemporary Spanish painters Ignacio Zuloaga in Paris and Joaquín Sorolla in London. Archer immediately planned to exhibit their work at
the Hispanic Society the following year as well as setting about buying works by other contemporary Spanish artists including Hermenegildo Anglada Camarasa, Isidre Nonell and José Gutiérrez Solana.

Sorolla and Zuloaga can be seen as presenting differing views of Spain, from the lovely sunlit world of Sorolla to the darker vision of Zuloaga which is why the curators have hung them on opposite walls.

After the Bath by Joaquín Sorolla (1908)

Sorolla is less like an impressionist than the Spanish equivalent of John Singer Sargent, but painting in a Mediterranean setting drenched with light. His paintings look best from the other side of the room where the details of the composition fade a bit and the main impact comes from the drama of light and shade.

Possibly my favourite painting in the whole exhibition was Ignacio Zuloaga’s ‘Lucienne Bréval as Carmen’ from 1908. Why? Because I think I’m right in saying that she is the only human being in the exhibition’s 60 or so paintings of people who is happy, who is laughing. After scores of black-clothed clerics, members of the Inquisition and brutal, exterminating generals on the one hand, and countless Immaculate Conceptions of the Holy Virgin Mary and El Greco saints looking milky-eyed up to a heaven pullulating with baby angels, how lovely to come across an actual human being looking like they’re enjoying being alive.

Lucienne Bréval as Carmen by Ignacio Zuloaga y Zabaleta (1908)

As usual this internet copy isn’t a patch on the size and vibrancy of the original. The more I looked the more relaxed and happy I felt and so so relieved to have escaped the centuries of bleak Catholic oppression.

Room 9. Vision of Spain

More Sorolla. Following the success of the Hispanic Society’s exhibition in 1909, Huntington and Sorolla embarked on an ambitious project that would dominate the rest of the artist’s career. Huntington wanted him to paint a series of murals for the Hispanic Society’s main building. Originally he wanted scenes from Spain’s long colourful history but Sorolla demurred – he wasn’t that kind of painting. The project evolved into the idea for a series of fourteen monumental canvases depicting the peoples, costumes and traditions of different regions of the country and to be titled ‘Vision of Spain’.

Painted between 1911 and 1919, the panoramic series was opened in a purpose-built gallery at the Hispanic Society in 1926, three years after the artist’s death.

Now it would have been very impressive to end the exhibition with one of these finished panels but, for whatever reason, the curators haven’t. Instead, the final room is a long narrow gallery in which is hung a preparatory sketch for the panels.

The wall label tells us that Sorolla produced around 80 of these preparatory studies, painted in gouache. They display a more sketchy, expressionist approach than the final work along, with modern processes such as the collaging technique papier collé.

This is sort of interesting but not as impressive as the final thing would have been. In fact it’s an odd, parochial, anti-climactic way to end an exhibition which, in its central rooms, encompassed the military and religious history of one of the greatest empires the world has ever known.

Sketch for the Provinces of Spain: Castile by Joaquín Sorolla y Bastida (1912 to 1913)

In-depth video

Thoughts

Two thoughts:

1. The end of the exhibition – and so, presumably, the Society’s collection – is strangely incomplete. What I mean is, they have Goya, in 1797 and 1810 and then…Sorolla from 1908: what happened in between? What happened in Spanish art between Goya and Sorolla? There appears to be a big hole in the collection. In France we got reams of Salon art but also Courbet and then the amazing achievement of the impressionists and post-impressionists. Even in unartistic England we had lots of anecdotal and social art and then the pre-Raphaelites morphing into the ‘Olympians’ and then atmospheric fin-de-siècle art with outstanding individuals such as Aubrey Beardsley. Did Huntingdon not buy anything of 19th century Spanish art because he wasn’t interested, because there was nothing worth buying? It’s a big gap.

And then the 20th century. I appreciate Huntingdon was buying in the Edwardian period but…did the trustees of the collection agree not to purchase anything after his commissioning of Sorolla’s ‘Vision of Spain’, nothing from 20th century Spanish culture? For example, by Pablo Picasso or Salvador Dali? And, as I understand it, the Spanish Civil War of 1936 to 1938 was central to Spain’s modern history leading, as it did, to the fascist dictatorship of General Franco which only ended in 1975.

I don’t know what exactly you’d include in the collection or exhibition to cover this period – I’m just saying that the omission of artifacts from almost the entire 19th and 20th centuries feels very strange and surely undermine the collection’s claim to represent ‘Spanish culture’. The last two hundred years are, arguably, the most important part of any modern nation’s history and culture. Which brings me to a bigger question:

2. What is a nation’s culture? I know that the curators at the British Museum or Tate Britain would agree with the curators of this exhibition that a national culture is somehow captured or conveyed by rooms full of medieval ceramics, ancient maps, old paintings and church accessories. But is it? Would you say that the ‘culture’ of Britain would be adequately conveyed by some Roman mosaics, a few medieval church artifacts, a handful of Jacobean paintings and some works by John Singer Sargent (the rough equivalent of Sorolla)? Pretty obviously, no. That would just be a collection of miscellaneous historical objects masquerading as a portrait of a culture.

Surely you’d need to turn to sociologists to learn what a real culture consists of – its language and religion, its human and physical geography, the climate, the agriculture and the traditional foods arising from it (beef and beer in England, tapas, paella and wine in Spain), its laws and customs and traditions, the things that make it unique – and then how it survived the storms and disasters of the 20th century and has fared in the post-industrial, multicultural world of the last 30 years or so.

I understand the aims of this collection and this exhibition, I see its strong points, I marvel at its breadth and detail. But in a sense, isn’t a living, breathing ‘culture’, as lived by a nation’s people, precisely what is missing from this exhibition?


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The Pharsalia by Lucan – 2: Summary

In this book-by-book summary of Lucan’s Pharsalia, I started with the short text summaries provided by Wikipedia, pasted in the section summaries provided by A.S. Kline’s online translation, and then added my own observations.

Book 1 The civil war begins (695 lines)

After a brief introduction lamenting the idea of Romans fighting Romans there is a flattering dedication to Nero (‘to me you are already divine…you alone grant power to Roman verse’). Considering that Nero had Lucan killed, some critics read this as deeply ironic. But Susan Braund (translator of the Oxford University Press edition of the Pharsalia) sees no reason to. Before their falling out, while he was writing the early books of the poem, they were close friends and the first part of Nero’s reign was seen by many as ideal, peaceful and just.

The narrative summarizes background material leading up to the present war and introduces Caesar in northern Italy. Despite an urgent plea from the Spirit of Rome to lay down his arms, Caesar crosses the Rubicon, rallies his troops and marches south to Rome, joined by Curio along the way. The book closes with panic in the city, terrible portents and visions of the disaster to come.

Lines 1 to 32: The ruinous nature of civil war on earth and chaos in the heavens

33 to 66: Sycophantic homage to Nero, saying that if it took a civil war to produce such a wise and good emperor, then maybe it was worth it

67 to 97: The motives of the two leaders

98 to 157: Comparisons, Pompey the old oak tree and Caesar the unstoppable bolt of lightning

158 to 182: The hidden causes of the war, namely Rome’s wealth and decadence, bribery and corruption

183 to 227: Despite a vision of Italy as a weeping woman, Caesar denies her accusations and crosses the Rubicon

228 to 265: Caesar’s entry into Ariminum whose citizens lament that they are the first stopping point for all invaders

266 to 351: The exiled tribunes: Curio’s speech whips Caesar up to a speech detailing his grievances against Pompey and the Senate

352 to 391: The troops hesitate but are convinced by the speech of Laelius, the chief centurion

392 to 465: Caesar gathers his forces

466 to 525: Rumour triggers panic in Rome which is cowardly abandoned by its population

526 to 583: Ghosts and portents, anarchy in heaven, terrify the world

584 to 637: The soothsayer Arruns reads the future in the rotten entrails of a sacrificed bull and predicts disaster

638 to 672: Figulus reads the prophecies in the heavens

673 to 695: Apollo inspires a Roman matron in a frenzied vision to see the locations of all the forthcoming battles and bloodshed

Book 2 Pompey flees Italy (736 lines)

In a city overcome by despair, an old veteran presents a lengthy interlude regarding the previous civil war that pitted Marius against Sulla. Cato the Younger is introduced as a heroic man of principle; as abhorrent as civil war is, he argues to Brutus that it is better to fight than do nothing. After siding with Pompey—the lesser of two evils—he remarries his ex-wife, Marcia, and heads to the field. Caesar continues south through Italy and is delayed by Domitius’ brave resistance. He attempts a blockade of Pompey at Brundisium, but the general makes a narrow escape to Greece.

Lines 1 to 66: In Rome women beat their breasts in lamentation and men wish they were fighting Rome’s enemies not each other

67 to 138: An elder gives a detailed account of Marius’s career i.e. flight, then vengeful bloody return to Rome

139 to 233: The same elder recalls Sulla’s victory and vengeance against the Marian party, recalls seeking the body of his murdered brother, the Tiber was clogged with corpses

234 to 285: Marcus Junius Brutus the Younger visits Cato and makes a long speech

286 to 325: Marcus Porcius Cato the Younger’s speech of reply: wherever fate leads, virtue must follow without fear; he wishes his death could unite the enemies

326 to 349: Marcia knocks on the door; she has come from burying her husband, Hortensius, and wants to remarry Cato in order to share his tribulations

350 to 391: So Marcia and Cato marry on the spot, with Brutus as witness, but Lucan emphasises Cato’s stern devotion to duty and Rome above personal reward or pleasure

392 to 438: Pompey bases himself at Capua, with an extended geographical description of the city’s location among the Apennine mountains

439 to 461: Caesar advances into Italy

462 to 525: Commander after commander abandons his post and cities fall before Caesars advance, with the noble exception of Domitius who tried to defend Corfinium, before being given up his soldiers and then ignominiously granted clemency by Caesar (the fate Cato is determined to avoid)

526 to 595: Pompey’s speech to the army defending his cause against Caesar’s ‘pitiful madness’ and listing his many triumphs

596 to 649: But little applause follows his speech, and Pompey leads his troops to Brindisi, which is given an extended geographical description, like Capua, above; he sends his son and envoys to raise allies in Greece and the East

650 to 703: Caesar lays siege to Brindisi

704 to 736: Pompey escapes Brindisi, taking his fleet across the Adriatic to Illyricum

Book 3 War in the Mediterranean (762 lines)

As his ships sail, Pompey is visited in a dream by Julia, his dead wife and Caesar’s daughter. Caesar returns to Rome and plunders the city while Pompey reviews potential foreign allies. To protect his read Caesar heads for Spain, but his troops are detained at the lengthy siege of Massilia (Marseille). The city ultimately falls in a bloody naval battle.

Lines 1 to 45: Pompey’s vision of Julia, his previous wife, daughter of Caesar, who bound the two rivals together until her early death in 54 BC

46 to 83: Caesar sends officers to secure the grain supply from Sicily and Sardinia, then marches on Rome

84 to 140: While the senators are ignominously summoned to the House to hear Caesar, the tribune Lucius Metellus defends the treasury with his life

141 to 168: Metellus is pushed aside and the cumulated treasury of the ages seized

169 to 213: A long list of cities in Greece and Asia Minor who send men to Pompey

214 to 263: The Middle East and India rally to Pompey

264 to 297: The Black Sea and North Africa rally to Pompey – these three sections comprise a massive list of tribes and cities and peoples on the model of the List of Allies in the Iliad, itself copied in the Aeneid

298 to 357: speech of the Greek inhabitants of Marseille opposing Caesar, arguing to remain neutral

358 to 398: Caesar blockades Marseille, throwing up an enormous earthwork

399 to 452: Caesar destroys the sacred grove

453 to 496: Caesar leaves for Spain but the siege of Marseille continues, Roman siege techniques described in detail

497 to 537: The Greek inhabitants of Marseille mount a successful sortie so the Romans initiate a naval battle

538 to 582: The fleets engage with a vivid description of grappling irons, hand to hand fighting and thousands of soldiers dying in the sea, hit by random arrows, javelins, fire and sinking ships

583 to 634: The death of Catus, Telo, Gyareus, the mutilated twin

635 to 669: The death of Lycidas, the man skewered by two prows meeting

670 to 708: The death of Phoceus, who drowned many before hitting the keel of a ship, many more drown, are crushed, transfixed

709 to 751: Lygdamus, a Balearic sling-thrower, blinds Tyrrhenus who, in turn, throws a javelin which kills Argus, whose father is so distraught he stabs himself then jumps overboard – the focus on gruesome anatomical details recalls the Iliad

752 to 762: Lamentation of the women and parents of Marseille as they embraced mangled corpses or fought over headless bodies to place on funeral pyres

Book 4 Caesar victory in Spain

The first half of this book describes Caesar’s victorious campaign in Spain against Afranius and Petreius. Lucan then switches scene to focus on Pompey, his forces intercept a raft carrying Caesarians, who prefer to kill each other rather than be taken prisoner. The book concludes with Curio launching an African campaign on Caesar’s behalf, where he is defeated and killed by the African King Juba.

1 to 47: Caesar attacks the base of the two Pompeian leaders in Spain, Lucius Afranius and Marcus Petreius, but his soldiers, fighting uphill, are thrown back

48 to 120: Caesar’s camp is flooded, interesting because of the extended description of the geography of Spain and the causes of heavy rain and, after the flooding, the famine

121 to 156: The campaign is renewed: Caesar builds bridges across the river Sicoris, prompting Petreius to abandon the heights of Ilerda and head for central Spain

157 to 207: The two armies camp within sight of each other and this prompts many to call out then go and meet friends on the other side; Lucan praises the god Harmony, soon bitterly to be broken

208 to 253: Angry, Petreius gives a speech rousing his troops in the name of the Senate and Pompey and Freedom, whipping them up to attack the friends of Caesar’s army who had come among them, bloodshed, horror

254 to 318: Afranius loses the moral high ground with this action; Caesar pursues his army to high ground, with no water, and there surrounds it, ordering his army to resist attacks and wear the trapped enemy down from extreme thirst

319 to 362: Worn down by privations Lucius Afranius surrenders with a dignified speech

363 to 401: Pompey’s army in Spain disbands and immediately quench their thirst at the river Caesar had prevented them reaching; they are lucky, banned from fighting they will see out the long civil war in peace

402 to 447: Conflict in Dalmatia, where Gaius Antonius’s Caesarian force builds rafts to escape the island of Curicta

448 to 528: One of these rafts, bearing 600 Caesarians commanded by Vulteius, is surrounded by Pompeyan forces; as night falls Vulteius makes a long speech advocating their noble suicide

529 to 581: Vulteius and his men commit suicide

582 to 660: The myth of Hercules and Antaeus i.e. their legendary wrestling match

661 to 714: Pompey’s African army under Varus i.e. another long list of allied tribes and peoples; Caesarian Curio determines to throw his army against Varus

715 to 787: King Juba’s army lures Curio into an ambush, surrounds and massacres the Romans

788 to 824: How jarring that Pompey’s side could only triumph by pleasing the shades of Hannibal and the Carthaginians with a north African defeat of Roman legions; lament that so noble a figure as Curio was corrupted by the degenerate times to take Caesar’s shilling and inflame civil war

Book 5 Caesar in Illyria (815 lines)

The Senate in exile confirms Pompey the true leader of Rome. Appius consults the Delphic oracle to learn of his fate in the war, and leaves with a misleading prophecy. In Italy, after defusing a mutiny, Caesar marches to Brundisium and sails across the Adriatic to meet Pompey’s army. Only a portion of Caesar’s troops complete the crossing when a storm prevents further transit; he tries to personally send a message back but is himself nearly drowned. Finally, the storm subsides, and the armies face each other at full strength. With battle at hand, Pompey sends his wife to the island of Lesbos, despite her protests.

1 to 70: The consul Lentulus addresses the senators in exile in Epirus, telling them wherever they are, that is the Roman state; the senators appoint as allies the kings who have rallied to their cause

71 to 101: History of the oracle of Apollo at Delphi and speculation about how it works, what god lies buried deep in Mount Parnassus and speaks through the priestess

102 to 140: History of the oracle’s most famous predictions and why it was shut down; Appius Claudius tries to reopen the shrine, Phemonoe, the priestess, tries to resist him

141 to 197: The priestess pretends to prophesy but Appius realises she is faking and pushes her towards the chasm until she is possessed by Apollo and delivers a genuine prophecy which is that Appius will escape the storms of war

198 to 236: Further description the wild frenzy the priestess had been thrown into, then lament that Appius, like so many others, misread the oracle to mean that he was safe, when what it really meant was his premature death

237 to 299: Caesar’s troops on the verge of mutiny: given a long speech which displays Lucan’s skill at suasoria

300 to 373: Caesar quells the mutiny, exposing his chest to them, daring them to mutiny; but Lucan says shame on him for delighting in a war his own men condemn; Caesar more or less calls his men scum:

The gods will never stoop so low as to care about
the lives or deaths of such as you; events depend
on the actions of great men: humankind lives for
the few.

374 to 402: While his armies assemble at Brundisium Caesar hurried to half-empty Rome where has himself declared dictator; Lucan laments that this age ‘invented all the false titles that we have granted our masters for so long’

403 to 460: Arriving back at Brundisium Caesar finds the sea beset by storms; he persuades his fleet to set sail but, ironically, once out of sight of land it is becalmed; next morning a wind picks up and blows Caesar’s fleet to Paeneste

461 to 503: Caesar impatiently summons Mark Antony with the rest of his fleet and army

504 to 576: Caesar dresses in disguise and visits the hut of a humble fisherman, Amyclas, and persuades him, against his better judgement, to take him across the sea to Italy

577 to 637: Then the seas blow up into a real storm which Lucan with hyperbole describes as nearly drowning the entire world, till Jupiter intervenes

638 to 677: Exulting, Caesar defies the storm, saying its epic force matches his world-shattering ambition, at which point a freak wave carries the little boat back to shore and flings him safely on the beach

678 to 721: Next morning the troops in Caesar’s camp reproach him for risking his life without them; the sun comes out and Mark Anthony beings the rest of Caesar’s fleet over from Italy to Nymphaion

722 to 760: Pompey tells his wife Cornelia that Caesar’s army has landed in Illyria and so he is sending her to Lesbos for her own safety

761 to 815: Cornelia’s gives a long speech in which she laments that Caesar is forcing her and Pompey’s marriage to come to an end, laments that she won’t be with him (Pompey) when the great battle occurs, if Pompey is defeated would rather know the news at once so she can kill herself if he dies; then she packs hurriedly and is taken down to the ship to Lesbos; next night she sleeps alone in an alien bed – but Fate held worse in store

Book 6 Thessaly and Erictho the witch (830 lines)

Pompey’s troops force Caesar’s armies – featuring the heroic centurion Scaeva – to fall back to Thessaly. Lucan describes the wild Thessalian terrain as the armies wait for battle the next day. The remainder of the book follows Pompey’s son Sextus, who wishes to know the future. He finds the most powerful witch in Thessaly, Erictho, and she reanimates the corpse of a dead soldier in a terrifying ceremony. The soldier predicts Pompey’s defeat and Caesar’s eventual assassination.

Lines 1 to 27: Pompey moves to seize the town of Dyrrachium

28 to 63: Caesar hems Pompey in by building a vast fortification around his army; Lucan laments at so much effort expended for such a futile end

64 to 117: Both camps afflicted: horses die and illness spreads in Pompey’s camp, while Caesar’s men begin to starve

118 to 195: The super-heroism of the centurion Scaeva who single-handedly rallies Caesar’s troops when Pompey’s army attempts a breakout at Minicius

196 to 262: More of Scaeva’s superhuman resistance, fighting single-handed against a wall of enemies till his mutilated face is one mass of bleeding flesh; the arrival of Caesarian reinforcements puts the Pompeyans to flight, and only then does Scaeva collapse. But, Lucan asks, what was it all for?

But you can never adorn the Thunderer’s shrine
with your trophies, nor will you shout for joy
in the triumph. Unhappy man, how great your
bravery that merely paved the way for a tyrant!

263 to 313: Pompey attacks at points along the perimeter wall; at one of them Caesar counter-attacks but then Pompeyan forces charge from all sides; the civil war might have ended there in total defeat for Caesar except that Pompey ‘restrained his army’ and Caesar’s army regrouped and fought its way clear; Lucan laments the lost opportunity and lists all the disasters which would follow:

Cruel fate! Libya and Spain would not have mourned for
the disasters at Utica and Munda; neither would the Nile,
defiled by vile bloodshed, have borne that corpse nobler
than a Pharaoh’s; King Juba’s naked body would not have
burdened the African sand, nor Metellus Scipio appeased
the Carthaginian dead with his blood; nor the living have
lost their virtuous Cato. That day might have ended your
ills, Rome, and erased Pharsalia from the scroll of fate.

314 to 380: Caesar strikes camp and marches east into the interior, into Thessaly

381 to 412: Extensive description of the geography and legendary history of Thessaly or ‘the accursed land’ as Lucan calls it (see above)

413 to 506: The armies follow then camp near each other with a growing sense of Fate, that this is where the Great Confrontation will take place; but Pompey’s son, Sextus, wants to know more and, as it happens, his side have camped ‘near the dwellings of those Thessalian witches whom no conjuring of imaginary horrors can outdo’; a very long passage about their supernatural powers, especially to affect rain and tides, the oceans and even the earth’s rotation

507 to 568: An extended description of the wickedness of Erictho who is the worst witch ever

569 to 623: Erictho is pointed out to Sextus by a local guide, sitting on a high cliff, casting spells unknown to wizards in order to keep the armies at Pharsalus and make the great massacre happen here; Lucan blames Erictho for magically making the armies stay here; she’s doing this so that she can use the blood and bones and body parts of the dead soldiers in her magic rites

624 to 666: Erictho picks a corpse off the battlefield and drags it to her terrifying cave where she ties her hair with snakes and prepares to bring it back to life

667 to 718: Erictho invokes the infernal powers with tremendous power, at considerable length

719 to 774: Erictho raises the dead body to life to prophesy

775 to 830: The prophecy of the dead

Book 7 Pompey loses the Battle of Pharsalia (872 lines)

The soldiers are pressing for battle, but Pompey is reluctant until Cicero convinces him to attack. Against all the odds, the Caesarians are victorious, and Lucan laments the resulting loss of liberty. Caesar is especially cruel as he a) mocks the dying Domitius and b) forbids the cremation of the dead Pompeians. The scene is punctuated by a description of wild animals gnawing at the corpses and a lament from Lucan for Thessalia infelix, ill-fated Thessaly.

Lines 1 to 44: Pompey dreams that he is in Rome enjoying the cheers of his victories in Spain against Sertorius in 73 BC; he would have been happy if he had died at that moment; unlucky Rome, never to see him again

45 to 86: Cicero’s speech summing up the general mood, asking why Pompey is delaying battle

87 to 130: Pompey’s reply, pointing out that he is slowly winning and counselling patience, lamenting that he is being forced into a confrontation he will lose

What evil and suffering this day will bring
the nations! How many kingdoms will be ruined!

131 to 184: Omens and portents

185 to 214: The augur’s cry

215 to 234: Pompey deploys his army, including many foreign kings (Gauls and Spanish)

235 to 302: Caesar addresses his men, pointing out most of Pompey’s army is made of foreigners who care nothing for Rome

303 to 336: Continuation of Caesar’s speech in which he associates Pompey with Sulla, and says if that if the Caesarians lose, he, Caesar, will kill himself rather than be taken in chains to Rome to be punished in the Forum; his army tramples down their camp and trench and throw themselves into battle formation

337 to 384: Pompey addresses his men

385 to 459: The effects of the Battle of Pharsalia: Lucan attributes all Rome’s subsequent failings, the loss of an entire generation, the failure to expand the borders of empire, all to this fateful day:

The fields of Italy are tilled by men in chains, no one
lives beneath our ancient roofs, rotten and set to fall;
Rome is not peopled by citizens; full of the world’s
dross we have so ruined her, civil war among such
is no longer a threat. Pharsalia was the cause of all
that evil.

460 to 505: Battle is joined

506 to 544: Caesar destroys Pompey’s cavalry who Lucan depicts as mostly ill-disciplined foreigners and barbarians

545 to 596: Caesar seizes victory

597 to 646: ‘There all the glory of our country perished… a whole world died there’; Lucan associates the defeat with the birth of the imperial tyranny he says he and his generation still live under a hundred years later:

we were laid low for centuries, all
generations doomed to slavery were conquered
by those swords. What fault did we, their sons,
their grandsons, commit that we deserved to be
born under tyranny?

647 to 697: Pompey takes flight

698 to 727: Pompey reaches Larissa, where he is enthusiastically greeted, even though he has lost

728 to 780: Caesar encourages his men to loot Pompey’s abandoned camp, but that night his men have guilty dreams about murdering their kin

Neither Pentheus raving nor Agave newly sane
were subject to greater horror or mental turmoil.

781 to 824: Caesar also has poisonous dreams but awakes and orders his dining table to be set out on the battlefield which he can survey choked with Roman dead: Caesar denies them burial

825 to 872: Wolves, dogs, birds of prey, descend to ravage the many dead bodies on the battlefield; which god did Thessaly offend to not only host the disastrous battle of Pharsalus, but its echo, Philippi, six years later?

Book 8 The death of Pompey in Egypt (870 lines)

Pompey himself escapes to Lesbos, reunites with his wife, then goes to Cilicia to consider his options. He decides to enlist aid from Egypt, but the Pharaoh (Pharaoh Ptolemy XIII Theos Philopator) is fearful of retribution from Caesar and plots to murder Pompey when he lands. Pompey suspects treachery; he consoles his wife and rows alone to the shore, meeting his fate (assassination) with Stoic poise. His headless body is flung into the ocean, but washes up on shore and receives a humble burial from Cordus.

Lines 1 to 85: Pompey sails to Lesbos; Cornelia, scanning the seas, faints when she sees his approach; he revives her, saying now is the time for her love and loyalty

86 to 108: Cornelia says she brings a curse to everyone she marries and wishes Julia would come and take her as a sacrifice so as to spare Pompey; everyone bursts into tears

109 to 158: The people of Lesbos beg Pompey to stay another night and put themselves at his disposal; Pompey is moved by their loyalty, pays them tribute, but sets sail with Cornelia

159 to 201: Pompey asks the ship’s navigator to explain how he navigates by the stars

202 to 255: Though defeated, Pompey retains loyalty; he sends Deiotarus to rally the kingdoms of the East, especially Parthia, to his cause; detailed geographical description of his route by sea

256 to 330: Pompey sails along the coast of Cilicia (southern Turkey) till he arrives at the port of Syhedra where he addresses the senators and other leaders who followed him: he rejects Ptolemy of Egypt and King Juba of Africa as allies; instead he says they must ally in the East with the Parthians, with the bonus that Parthians killed in this civil

331 to 455: Lentulus speaks against Pompey’s plans, scandalised that he is considering relying on Rome’s most ancient enemy; also the Parthians are soft and lousy fighters, and Lentulus goes on to accuse Easterners in general of polygamy, sexual perversions, incest; all Roman armies should be uniting against the Parthians to avenge the infamous massacre of Crassus’s legions; he advocates going to Egypt

456 to 535: As Pompey reaches Egypt, debate among the young Pharaoh’s advisers, with a long speech by Pothinus, his regent, counselling amoral Realpolitik, namely that Pompey has obviously lost, that they don’t want to be dragged down with him: he argues they should kill Pompey

536 to 636: The Egyptian council approve this policy; thus Pompey approaches the sandy shore, is met by a rowing boat and invited to step down into it, is rowed to the beach and there stabbed to death, shamefully by a renegade Roman servant of Pharaoh’s, Septimius: Lucan gives Pompey a last internal soliloquy as he overcomes pain and fear at his death

637 to 662: Cornelia laments and begs to be killed, herself

663 to 711: The assassins hack off Pompey’s head and take it to Pharaoh who has it embalmed, leaving his headless body to be battered by the surf and rocks

712 to 822: Cordus, a former soldier of Pompey’s, claims his corpse from the sea, builds a makeshift pyre from a wrecked boat, places the body amidst it and lights it, hours later, at dawn, scoops up the bones, buries the ashes under sand and a stone, a memorial wildly out of keeping with Pompey’s world-straddling achievements

823 to 870: A curse on Egypt

Book 9 Cato in Libya

Pompey’s wife mourns her husband as Cato takes up leadership of the Senate’s cause. He plans to regroup and heroically marches the army across Africa to join forces with King Juba, a trek that occupies most of the middle section of the book. On the way, he passes an oracle but refuses to consult it, citing Stoic principles. Caesar visits Troy and pays respects to his ancestral gods. A short time later he arrives in Egypt. When Pharaoh’s messenger presents him with the head of Pompey, Caesar feigns grief to hide his joy at Pompey’s death.

It’s important to realise that Cato didn’t support Pompey, he went along with Pompey because he offered the best chances of achieving what Cato really wanted which was the restoration of the Republic with no strong men. When Pompey dies it doesn’t mean the end of the struggle (as it does for many of the allies); for Cato it means one strongman down, just one more to finish off (Caesar) then Freedom can be restored.

1 to 50: Pompey’s spirit rises into the lower heavens, realm of demi-gods, to watch the stars, then back down to earth to imbue Cato with more resolution to oppose Caesar (and later, to fortify Caesar’s assassin, Brutus)

51 to 116: Cornelia laments her fallen husbands (she was previously married to ill-fated Crassus) then repeats Pompey’s last message to his sons, namely to raise fleets to plague Caesar, recommending Cato as the only leader to follow; she locks herself belowdecks as a storm hits the fleet

117 to 166: Sextus Pompeius tells his older brother, Gnaeus, about the murder of their father; Gnaeus vows fierce revenge on Egypt

167 to 214: Cornelia sails west to meet with Cato at Utica, and burns all Pompey’s belongings in a big pyre; Cato eulogises Pompey and praises suicide

215 to 252: Many of the rulers who followed Pompey now depart Cato’s stronghold, explaining that they followed the man not the cause and now he is dead, they will return tom their homelands and take their chances

253 to 293: Cato wins them over (‘Shame on you, vile slaves’)

294 to 347: Another extended geographical description, of ‘the Syrtes’ on the coast of Libya, which Cato’s fleet skirts as it sails along the coast to Lake Tritonis

348 to 410: Mythological background of the region, including the story of Hercules stealing apples from the Garden of the Hesperides: Cato gives a speech encouraging the men to march inland from the coast across the desert

411 to 462: Geographical description of North Africa

463 to 510: The Romans battle on through a massive sandstorm

511 to 586: Description of the Libyans’ god Ammon; Labienus persuades Cato to consult the oracle because he has ‘always ruled your life according to heavenly law, a follower of the divine’; Cato gives a sound rebuttal, with the Stoic argument that God planted all the knowledge in our mind at birth to live virtuous lives, he doesn’t need oracles in the desert

587 to 618: Cato leads the men on the long march

619 to 699: Digression for the mythical tale of Perseus and Medusa; Perseus flew over Libya carrying Medusa’s severed head which dropped blood onto the desert and spawned countless species of poisonous snakes

700 to 760: Catalogue of the snakes of Libya; the gruesome death of standard bearer Aulus, bitten by a dipsas (species of poison snake)

761 to 788: The cruel death of Sabellus, bitten by a seps, which makes its victims’ bodies melt!

789 to 838: Further deaths by snake bite

839 to 889: The soldiers’ heroic endurance and many deaths, Cato always being at the soldier’s side to make them unafraid

890 to 937: One local tribe is immune to the snakebites, being the Psylli of Marmarica; they select their infants by exposing them to snakebites, the survivors joining the tribe; how they help Cato and his soldiers survive snake bites

938 to 986: Finally Cato and his men arrive at inhabited territory near to Leptis where they erect winter quarters. Cut to Caesar as he visits the site of Troy, taking a detailed tour; triggering Lucan to promise that his poem will live and preserve its protagonists’ names, as long as Homer’s did

987 to 1,063: Caesar prays to the gods of Troy that if they make his journey prosper, he will rebuild their city; sails to Egypt; is met by an envoy who presents him with Pompey’s head; Lucan flays Caesar’s hypocrisy at pretending to be upset and weeping

1,064 to 1,108: Caesar’s speech berating Pharaoh for murdering Pompey because it prevented Caesar from exercising his clemency; he had wanted to triumph, yes, but then be reconciled with Pompey; he orders the Egyptians to gather Pompey’s ashes and erect a proper shrine

Book 10 Caesar in Egypt and Cleopatra

Caesar in Egypt is beguiled by the Pharaoh’s sister, Cleopatra. A banquet is held. Pothinus, Ptolemy’s cynical and bloodthirsty chief minister, plots an assassination of Caesar but is killed in his surprise attack on the palace. A second attack comes from Ganymede, an Egyptian noble, and the poem breaks off abruptly as Caesar is fighting for his life.

Lines 1 to 52: Caesar visits Alexander’s grave; Lucan calls him a ‘chance marauder’, ‘a plague on earth’, another conqueror and tyrant

53 to 103: The people of Alexandria bridle at Roman occupation; Caesar takes Pharaoh hostage; Cleopatra smuggles herself into the palace, ‘Egypt’s shame, Latium’s Fury’; Lucan execrates Caesar for letting himself be seduced, giving into ‘adulterous lust’, engendering siblings for his dead Julia: Cleopatra’s speech, pointing out her father intended her to be co-ruler and saying her brother the Pharaoh is in the clutches of the advisor, Pothinus

104 to 135: Cleopatra seduces Caesar; they sleep together; description of Cleopatra’s magnificent palace

136 to 193: At a luxurious feast (‘Caesar learns how to squander the riches of a ransacked world’); Caesar asks Acoreus the priest to give him some background on Egypt’s geography and history, starting with the source and flooding of the Nile

194 to 267: Acoreus discourses on the sources of the Nile, invoking a lot of useless astrology and then reviewing a series of theories, all of them nonsense

268 to 331: Acorius discourses more on the source of the Nile, about which he knows nothing (cf my review of Explorers of the Nile by Tim Jeal)

332 to 433: A very long speech in which Pharaoh’s regent, Pothinus, tells Achillas (one of the two men who assassinated Pompey) that they must do the same to Caesar i.e. assassinate him that very evening; but when evening comes, they bottle out and miss the opportunity

434 to 485: Next morning the conspirators lead an entire army against Alexandria; seeing it approach the city, Caesar barricades himself into the royal palace, taking Pharaoh as a hostage, while the Egyptians set up a siege

486 to 546: The siege includes ships blocking the harbour; Caesar orders these set fire and the fire spreads to houses on the mainland; he seizes the Pharos, the island attached to the mainland by a mole, which controlled entrance to Alexandria’s port; Caesar has Pothinus beheaded; Cleopatra’s sister, Arsinoe, is smuggled out of the palace to take control of the besieging army where she in turn has the incompetent Achillas executed; Caesar is moving his troops onto the empty ships in the harbour when he is attacked from all sides, from the Pharos, from the sea, and from the mainland – at which point the poem abruptly stops

Horror and madness

Lucan emphasises the horrific nature of his subject matter in the poem’s first seven lines (the same number as the opening sentence of Virgil’s Aeneid):

I sing of a worse than civil war, of war fought between kinsmen
over Pharsalia’s plains, of wickedness deemed justice; of how
a powerful people turned their own right hands against themselves;
of strife within families; how, with the first Triumvirate broken,
the forces of the quivering globe contended in mutual sinfulness;
standard ranged against standard, eagle matched against eagle,
spear threatening spear. What madness, my countrymen, how wild
that slaughter!

Any civil war represents the complete inversion of all the normal rules and values of society, starting with patriotism and love of your fellow countrymen.

Events throughout the poem are described in terms of madness and sacrilege. Far from glorious, the battle scenes are portraits of bloody horror, where nature is ravaged to build terrible siege engines and wild animals tear mercilessly at the flesh of the dead (perhaps reflecting the taste of an audience accustomed to the bloodlust of gladiatorial games).

Horror

Arruns reading the entrails:

Behold, he saw a horror never once witnessed
in a victim’s entrails without disaster following;
a vast second lobe grew on the lobe of the liver,
so that one part hung flabby with sickness,
while the other quivered and its veins trembled
to an a-rhythmic beat.

Madness

War’s madness is upon us,
where the sword’s power will wildly confound
all law, and vicious crime be called virtue.
(1.665)

Say, O Phoebus,
what madness embroils Roman arms
and spears in battle, in war without a foe?
(1.679)

Terror

Julia doesn’t just appear as just a ghost to Pompey, but as a Fury:

Julia, a phantom full of menace and terror, raising her
sorrowful face above the yawning earth, stood there in
the shape of a Fury amid the flames of her funeral pyre.
(3.8 to 10)

But then again, if Seneca’s tragedies are anything to go by, elite audiences in Nero’s Rome revelled in horrific subject matter, in the depiction of madness, horror, incest, mutilation, all wrapped in the most lurid, extreme rhetoric the poet could concoct.

Anti-imperialism

Given Lucan’s clear anti-imperialism, the flattering Book I dedication to Nero is somewhat puzzling. Some scholars have tried to read these lines ironically, but most see it as a traditional dedication written at a time before the (supposed) true depravity of Lucan’s patron was revealed. The extant “Lives” of the poet support this interpretation, stating that a portion of the Pharsalia was in circulation before Lucan and Nero had their falling out.

Furthermore, according to Braund, Lucan’s negative portrayal of Caesar in the early portion of the poem was not likely meant as criticism of Nero, and it may have been Lucan’s way of warning the new emperor about the issues of the past.

The poem as civil war

A critic named Jamie Masters has come up with a clever idea which is that the Pharsalia is not just a poem about a civil war but, in a metaphorical way, is a civil war. Not only are the two characters, Caesar and Pompey, at war with each other, but the poem can be divided into Pompeian and Caesarian styles and approaches.

Thus the sections about Pompey are slow, embody delay, and revels in delay, and dwell on the horrors of civil war. The passages describing Caesar are noticeably faster, cover more ground, with less lamenting and more energy.

This leads Masters to maybe overdo it a bit, suggesting the conflict was ultimately within Lucan’s mind so that the binary opposition that he sees throughout the entire poem embodies Lucan’s own ‘schizophrenic poetic persona.’

Lucan’s influence

Lucan’s work was popular in his own day and remained a school text in late antiquity and during the Middle Ages. Over 400 manuscripts survive. Its interest to the court of Charlemagne is proved by the existence of five complete manuscripts from the 9th century. Dante includes Lucan among other classical poets in the first circle of the Inferno, and draws on the Pharsalia in his scene with Antaeus (the giant depicted in Lucan’s book 4).

Christopher Marlowe wrote a translation of Book 1. Thomas May followed with translation of the other nine books in 1626, and then went on to invent a continuation, adding seven books to take the story up to Caesar’s assassination.

Suetonius’s Life of Lucan

Suetonius’s Life of Lucan is very short. This is it, in its entirety, in the Loeb Classical Library 1914 translation:

Marcus Annaeus Lucanus of Corduba made his first appearance as a poet with a ‘Eulogy of Nero’ at the emperor’s Quinquennial Contests,​ and then gave a public reading of his poem on the ‘Civil War’ waged between Pompey and Caesar. In a kind of introduction to the latter, comparing his time of life and his first essays with those of Vergil, he had the audacity to ask:

“How far, pray, do I fall short of the Culex”?​

In his early youth, learning that his father was living in the remote country districts because of an unhappy marriage…He was recalled from Athens by Nero and made one of his intimate friends, besides being honoured with the quaestor­ship; but he could not keep the emperor’s favour. For piqued because Nero had suddenly called a meeting of the senate and gone out when he was giving a reading, with no other motive than to throw cold water on the performance,​ he afterwards did not refrain from words and acts of hostility to the prince, which are still notorious. Once for example in a public privy, when he relieved his bowels with an uncommonly loud noise, he shouted out this half line of the emperor’s, while those who were there for the same purpose took to their heels:

“You might suppose it thundered ‘neath the earth.”

He also tongue-lashed not only the emperor but also his most power­ful friends in a scurrilous poem. Finally, he came out almost as the ringleader​ in the conspiracy of Piso, publicly making great talk about the glory of tyrannicides, and full of threats, even going to the length of offering Caesar’s head to all his friends. But when the conspiracy was detected, he showed by no means equal firmness of purpose; for he was easily forced to a confession, descended to the most abject entreaties, and even named his own mother among the guilty parties, although she was innocent, in hopes that this lack of filial devotion would win him favour with a parricidal prince.

But when he was allowed free choice of the manner of his death, he wrote a letter to his father, containing corrections for some of his verses, and after eating heartily, offered his arms to a physician, to cut his veins. I recall that his poems were even read in public,​ while they were published and offered for sale by editors lacking in taste, as well as by some who were painstaking and careful.


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The Life of Tiberius by Suetonius

‘Poor Rome, doomed to be masticated by those slow-moving jaws.’
(Augustus’s dying comment on his adoptive son and successor, Tiberius, quoted in Suetonius’s Life of Tiberius, section 21)

Tiberius Julius Caesar Augustus was the second Roman emperor. He succeeded his stepfather and adopted father, the first Roman emperor, Augustus, in 14 AD. Born in 42 BC, Tiberius reigned from 14 (i.e. aged 56) until 37 AD, 23 years in total, dying at the age of 78.

Roman texts were divided into short sections, sometimes called ‘chapters’ though most are less than a page long. Suetonius’s biography of the emperor Tiberius is 76 chapters long. Like all the emperors, you can divide his biography into two parts, before he was emperor, and his reign as emperor.

The central fact about Tiberius is that he was a grumpy, unsociable and reluctant emperor who began his reign with exaggerated respect for the institutions of Rome but slowly declined until he was overseeing a reign of terror, especially as a result of encouraging unaccountable spies and informers to bring charges against eminent men.

Already, in 6 BC, while he was being groomed as first among equals in Augustus’s extended family to succeed the great man and had established himself as an effective general after leading the army in Germany, he abruptly quit public life and retired to Rhodes, where he remained for seven years.

The historian Tacitus thinks the biggest reason among many possible ones for Tiberius’s retirement was that Augustus had forced him to divorce his wife, Vipsania, who he really loved, and marry Augustus’s own daughter, Julia who a) despised Tiberius’s relatively lowly origins and b) was extremely promiscuous, taking numerous lovers and publicly humiliating Tiberius.

Suetonius covers the important political and military events of Tiberius’s life, but really comes into his own when discussing the personal quirks and gossip surrounding the second emperor. Key learnings of the opening chapters are:

The Claudian clan, which Tiberius descended from, was famous for its arrogance.

Nero became a common surname in the Claudian clan, from the Sabine tongue meaning ‘strong and valiant’.

His father was the politician Tiberius Claudius Nero and his mother was Livia Drusilla. This Nero opposed the party of Octavian and so as a boy Tiberius was always on the move as his parents moved from place to place dictated by the tribulations of the civil wars.

But once the assassins of Julius Caesar had been defeated, Nero (Tiberius’s father) returned to Rome and was reconciled with Octavian. At which point Octavian, triumphant after winning the civil wars and establishing the Second Triumvirate with Mark Antony and Lepidus, forced Livia to divorce Nero and marry him, even though she was heavily pregnant by Nero at the time. This was in 38 BC. So Augustus married Livia knowing she was pregnant with another man’s child (unless, of course, it was he who had gotten her pregnant, not the husband).

The life of Tiberius: before he was emperor

Tiberius had a younger brother, Drusus Nero.

At the age of nine Tiberius delivered a eulogy of his dead father from the rostra. Just as he was reaching puberty, he accompanied the chariot of Augustus in his triumph after Actium (31 BC),​ riding the left trace-horse, while Marcellus, son of Octavia, rode the one on the right.

Tiberius presided, too, at the city festival, and took part in the game of Troy during the performances in the circus, leading the band of older boys.

Chapter 7. Between attaining manhood and ascending the throne:

  • Tiberius gave a gladiatorial show in memory of his father, and a second in honour of his grandfather Drusus, the former in the Forum and the latter in the amphitheatre
  • he also gave stage-plays, but without being present in person

Around 19 BC Tiberius married Vipsania Agrippina, daughter of Marcus Agrippa, and granddaughter of Caecilius Atticus, the Roman knight to whom Cicero’s letters are addressed.

But after she had given Tiberius a son, Drusus, Augustus forced Tiberius to divorce Vipsania and marry his (Augustus’s) daughter, Julia, in 11 BC. This greatly upset Tiberius who continued to be in love with Vipsania. His new wife, Julia, bore him a child but it died in infancy, at which point it is thought the couple ceased to have relations.

Tiberius’s brother, Drusus, died in Germany and he conveyed his body to Rome, walking before the coffin the entire way.

Chapter 8. Tiberius began his civil career by defending client kings and states. He prosecuted a noble who had conspired against Augustus.

He undertook two public commissions: to improve the grain supply to Rome and to investigate the slave-prisons​ throughout Italy, the owners of which had gained a bad reputation for kidnapping and enslaving travellers, and as havens for men seeking to evade military service.

9. Tiberius’s first military service was as tribune of the soldiers in the campaign against the Cantabrians. Then he led an army to the Orient and restored the throne of Armenia to Tigranes. For about a year he was governor of Gallia Comata which was in a state of unrest through the inroads of the barbarians and the dissensions of its chiefs. Then he conducted war with the Raeti and Vindelici, then in Pannonia, and finally in Germany. He brought 40,000 prisoners of war over into Gaul and assigned them homes near the bank of the Rhine.

For these achievements he was given an ovation in Rome, riding in a chariot and having been honoured with the triumphal regalia, a new kind of distinction never before conferred on anyone.

Tiberius proceeded quickly through the offices of quaestor, praetor, and consul, five years before the usual age limit (he was consul in 13 BC). He was made consul again in 7 BC and the following year received the tribunicial power for five years.

10. In 6 BC, while on the verge of accepting command in the East and becoming the second-most powerful man in Rome, Tiberius announced his withdrawal from politics and retired to the island of Rhodes.

Some say it was due to disgust with his wife, her mockery of him and her indiscriminate promiscuousness, which he daren’t confront, seeing as she was Augustus’s daughter. Others think that, since the children of Augustus were now of age, Tiberius voluntarily gave up the position of number two in the empire, in order to clear the way for them. At the time he simply gave the reason that he was exhausted after years of campaigning in Germany and holding public office and needed a rest.

Augustus was furious and openly criticised him in the Senate. When Augustus and Livia tried to stop him leaving Tiberius went on hunger strike for four days (!). When he was permitted to leave, he did so hugger-mugger, hardly saying goodbye to anyone. He was an odd, secretive, unhappy man.

Tiberius chose Rhodes because he’d liked it when he stopped off there on the way back from campaigning in Armenia. Once there, he settled into a modest house and adopted an unassuming manner of life, at times walking in the gymnasium without a lictor or a messenger, exchanging courtesies with the common people.

He was a constant attendant at the schools and lecture-rooms of the professors of philosophy.

In 2 BC Tiberius’s wife, Julia, was disgraced and sent into exile by Augustus. Despite disliking her, Tiberius performed the husbandly duty of sending letters to intercede with Augustus.

Then, when his tribunician period of office came to an end, and now that Augustus’s grandsons Gaius and Lucius had come of age and were clearly nominated for the succession, Tiberius wrote asking to be allowed to visit his relatives, whom he sorely missed. But Augustus rejected his appeal and told him to forget about ever seeing his family again, who he had so eagerly abandoned.

12. So Tiberius remained in Rhodes against his will. Through his mother he secured the title of envoy of Augustus, so as to conceal his disgrace. He wasn’t left in peace because every Roman official who sailed past the island felt duty bound to stop off and pay their respects

In his absence from Rome negative rumours accumulated around him. When he crossed to Samos to visit his stepson Gaius, who had been made governor of the Orient, he found him alienated due to slanders spread by Gaius’s staff. It was also claimed that Tiberius had sent messages to some centurions which possibly hinted at overthrowing Augustus. Tiberius swore it wasn’t so and asked Augustus for the appointment of someone, of any rank whatsoever, to keep watch over his actions and words to prove it.

13. Tiberius gave up his usual exercises with horses and arms and dropped the traditional costume of his people i.e. the toga, taking to the cloak and slippers of Greece – prompting criticism. There’s a story that, when his name came up at a dinner party hosted by Gaius, a man got up and assured Gaius that if he would say the word, he would at once take ship for Rhodes and bring back the head of “the exile,” as he was commonly called.

At this point Tiberius realised his life was actually at risk, so he renewed his pleas to his mother, and, as it happens, Augustus’s eldest son was at odds with Marcus Lollius, Gaius’s adviser, and so ready to oppose him on this issue (of recalling Tiberius). So, as a result of palace intrigue, Tiberius was grudgingly allowed to return to Rome, but on condition that he took no part or active interest in public affairs. So in the eighth year of his retirement Tiberius returned to Rome.

14. Since his early days Tiberius’s life had been marked by omens and predictions:

  • when Livia was pregnant with him, and was trying to divine by various omens whether she would bring forth a male, she took an egg from under a setting-hen, and when she had warmed it in her own hand and those of her attendants in turn, a cock with a fine crest was hatched
  • in his infancy the astrologer Scribonius promised him an illustrious career and even that he would one day be king, but without the crown of royalty
  • on his first campaign, when he was leading an army through Macedonia into Syria, it chanced that at Philippi the altars consecrated in bygone days by the victorious legions gleamed of their own accord with sudden fires
  • on his way to Illyricum he visited the oracle of Geryon near Patavium and drew a lot which advised him to seek an answer to his inquiries by throwing golden dice into the fount of Aponus – and then the dice which he threw showed the highest possible number (and those dice may be seen to this day, under the water)
  • a few days before his recall an eagle, a bird never before seen in Rhodes, perched on the roof of his house
  • the day before he was notified that he might return, his tunic seemed to blaze as he was changing his clothes

On the day the ship bearing Augustus’s permission came into sight, Tiberius was walking along the cliffs with his astrologer Thrasyllus, who saw it and declared that it brought good news. This was lucky for him because Tiberius had made up his mind to push the man off the cliff, believing him a false prophet because things up to that moment had all turned out contrary to his predictions. [How could anyone know the truth of this story? Only if Tiberius himself told someone, who told someone else etc.]

15. Tiberius returned to Rome in 2 AD. Here he introduced his son, Drusus Julius Caesar (born in 14 BC and so aged 16) to public life. Forbidden to take part in public life, Tiberius moved to the gardens of Maecenas on the Esquiline Hill, where he led a very retired life, merely attending to his personal affairs and exercising no public functions.

The situation was transformed when the two young heirs to the throne died in quick succession, Lucius in 2 AD, Gaius in 4. This prompted Augustus to rearrange the pieces on the chess board: he now formally adopted Tiberius as his own son and heir, compelling him, in turn, to adopt his nephew Germanicus.

From this time onwards (4 AD) nothing was left undone which could add to his prestige, especially after the disowning and banishment of Agrippa made it clear that the hope of the succession lay in him alone.

16. Augustus gave Tiberius the tribunician power for a second term of three years. He was assigned responsibility for subjugating Germany. But then a revolt broke out in the province of Illyricum, in the western Balkans, and Tiberius was transferred to take charge of quelling it.

This war lasted four years, from 6 to 9 AD. It came to be called the Bellum Batonianum and Suetonius describes it as the most serious of all foreign wars since those with Carthage (the three Punic Wars between 264 and 146 BC). Tiberius commanded fifteen legions and a corresponding force of auxiliaries, surmounting difficulties of terrain, the scattered nature of the tribal enemy and scarcity of supplies. His perseverance paid off and Tiberius completely subdued and reduced to submission the whole of Illyricum, which became a Roman province.

17. Tiberius’s exploits in Illyricum won him all the more glory because it was during this period, in 9 AD, that Quintilius Varus lost his three legions in an ambush in Germany, and no one doubted that the victorious Germans would have united with the Pannonians to foment rebellion on two fronts, had not Illyricum been subdued first.

Consequently a triumph was voted to Tiberius and many high honours. Some recommended that he be given the surname of Pannonicus, others of Invictus, others of Pius. Characteristically, Augustus vetoed these suggestions. Tiberius himself put off the triumph, because the country was in mourning for the disaster to Varus.

18. The next year Tiberius returned to Germany and, realising that the disaster to Varus was due to that general’s rashness and lack of care, he took no step without the approval of a council, having previously been a man of independent judgment and self-reliance. He ordered baggage to be kept to a minimum. Once across the Rhine he took his meals sitting on the bare turf, often passed the night without a tent, and gave all his orders for the following day in writing, for the avoidance of doubt or ambiguity. He ordered that if any officers were in doubt, they were to consult him personally, at any hour whatsoever, even in the night.

19. In Germany Tiberius insisted on the strictest discipline, reviving bygone methods of punishment. For example, he demoted the commander of a legion for sending a few soldiers across the river to accompany one of his freedmen on a hunting expedition.

Despite all these rational procedures, he remained deeply superstitious, embarking on battle with greater confidence when, the night before, his lamp suddenly and without human agency died down and went out, claiming this had always been a good omen, for himself and his ancestors.

One assassination attempt was made, by a member of the Bructeri tribe who got access to Tiberius among his attendants, but was detected through his nervousness and was then tortured till he confessed.

20. After two years Tiberius returned to Rome from Germany and celebrated the triumph which he had postponed, accompanied by his generals, for whom he had obtained the triumphal regalia. Before turning to enter the Capitol, he dismounted from his chariot and fell at the knees of Augustus, who was presiding over the ceremonies.​

Tiberius sent Bato, the leader of the Pannonians, to Ravenna,​ after presenting him with rich gifts, thus showing his gratitude to him for allowing him to escape when he was trapped with his army in a dangerous place. Then he gave a banquet to the common people at a thousand tables, and distributed a largess of 300 hundred sesterces to every man. With the proceeds of his spoils from the war Tiberius restored and dedicated the temple of Concord, as well as that of Pollux and Castor, in his own name and that of his brother.

21. Tiberius was scheduled to return to Illyricum to govern it, but he was at once recalled for Augustus was entering his last illness. Tiberius spent an entire day with him in private. it is said that when Tiberius left the room after this confidential talk, Augustus was overheard by his chamberlains to say: ‘Alas for the Roman people, to be ground by jaws that crunch so slowly!’

It is said that Augustus so disapproved of Tiberius’s austere manners that he sometimes broke off his lighter conversation when Tiberius entered the room. Here comes Old Gloomy Guts.

But Augustus gave in to Livia’s pleading for her son to be made heir. It may also be that Augustus concluded that, with such a successor he himself would come to be all the more venerated and respected – although Suetonius himself can’t believe such a responsible ruler as Augustus would behave so irresponsibly.

Suetonius thinks Augustus had to make a difficult decision – all the heirs he had lined up had died and Tiberius, despite his dour manner and the black mark of his retirement to Rhodes, had proved himself an assiduous and victorious general in Illyricum, so…on balance…his merits outweighed his faults.

[Such is the weakness of an imperial or royal system of government, that it can only choose successors from a very limited pool of candidates and so, by the law of averages, is as likely to produce bad or terrible rulers as good or excellent ones, more likely in fact, since the demands of ruling an empire require more than normal abilities.]

Suetonius’s interpretation is backed up by the record, for he cites the fact that Augustus took an oath before the people that he was adopting Tiberius for the good of the country, and alludes to him in several letters as a most able general and the sole defence of the Roman people. Suetonius goes on to quote from Augustus’s correspondence where, among other epithets, Augustus calls Tiberius ‘most charming of men’ and ‘most charming and valiant of men and most conscientious of generals’.

The life of Tiberius: his rule as emperor

22. Tiberius didn’t make the death of Augustus public until the young Agrippa had been disposed of. The latter was slain by a tribune of the soldiers appointed to guard him, who received a letter with the order. It is not known whether Augustus left this letter when he died, to remove a future source of discord, or whether Livia wrote it herself in the name of her husband, or whether it was with or without the connivance of Tiberius.

Anyway, when the tribune reported that he had done his bidding, Tiberius replied that he had given no such order, and that the man must render an account to the senate, apparently trying to avoid odium at the time, for later his silence consigned the matter to oblivion.

23. When Tiberius first addressed the senate after Augustus’s death he broke off his speech with a groan, saying he was overcome with grief, wished he also was dead, handed the speech to his son Drusus to finish.

Then he had Augustus’s will read out. It began: ‘Since a cruel fate has bereft me of my sons Gaius and Lucius, be Tiberius Caesar heir to two-thirds of my estate’ – hardly a ringing endorsement, and confirming the suspicion that Augustus had named Tiberius his successor from necessity rather than from choice.

24. Though Tiberius did not hesitate at once to assume and to exercise the imperial authority, surrounding himself with a guard of soldiers, with the actual power and the outward sign of sovereignty, nonetheless he refused the title for a long time. When his friends urged him to adopt it, he upbraided them for not realising what a monster the empire was.

At last, reluctantly and complaining that a wretched and burdensome slavery was being forced upon him, Tiberius accepted the empire, but in such a way as to suggest the hope that he would one day lay it down. His own words were: ‘Until I come to the time when it may seem right to you to grant an old man some repose’ [anticipating his later retirement to Capri].

25. Tiberius described being emperor as like ‘holding a wolf by the ears’. There were plots against his life:

  • a slave of Agrippa, Clemens, had collected a band to avenge his master
  • Lucius Scribonius Libo, one of the nobles, was secretly plotting a revolution
  • a mutiny of the soldiers broke out in two places, Illyricum and Germany

Both armies demanded numerous special privileges – above all, that they should receive the same pay as the praetorians. The army in Germany was reluctant to accept an emperor who was not its own choice and vociferously preferred their general, the nephew whom Augustus had forced Tiberius to adopt, Germanicus – although the latter, with characteristic grace and propriety, refused.

Tiberius asked the Senate to appoint colleagues to share the burden of rule. He also feigned ill-health, to induce Germanicus to wait with more patience for a speedy succession, or at least for a share in the sovereignty. The mutinies were put down, and he also got Clemens into his power, outwitting him by stratagem.

Not until his second year did he finally arraign Libo in the senate, fearing to take any severe measures before his power was secure, and satisfied in the meantime merely to be on his guard. In the meantime Tiberius took precautions: thus when Libo was offering sacrifice with him among the pontiffs, he had a leaden knife substituted for the usual one; when Libo asked for a private interview, Tiberius would not grant it except with his son Drusus present, and as long as the conference lasted he held fast to Libo’s right arm, under pretence of leaning on it as they walked together [in order to stop him grabbing a knife or other weapon].

26. Tiberius at first played an unassuming​ part, almost humbler than that of a private citizen. Of many high honours he accepted only a few of the more modest. He barely consented to allow his birthday to be recognized by the addition of a single two-horse chariot to the scheduled games. He forbade the voting of temples, flamens, and priests in his honour, and even the setting up of statues and busts without his permission.

He refused to allow an oath to be taken ratifying his acts,​ nor the name Tiberius to be given to the month of September, or that of Livia to October.

He declined the forename Imperator,​ the surname of ‘Father of his Country’ and the placing of the civic crown​ at his door (as Augustus had had done). He did not even use the title of ‘Augustus’ in any letters except those to kings and potentates, although it was his by inheritance.

Tiberius held only three consul­ships after becoming emperor – one for a few days, a second for three months, and a third, during his absence from the city, until the Ides of May.

27. Tiberius so loathed flattery that he would not allow any senator to approach his litter, either to pay his respects or on business, and when an ex-consul in apologizing to him attempted to embrace his knees, he drew back in such haste that he fell over backward.

If anyone in conversation or in a set speech spoke of him in too flattering terms, Tiberius interrupted him and corrected his language on the spot. Being once called ‘Lord’, he warned the speaker not to address him again in an insulting fashion.

28. Tiberius rose above abuse, slander and lampoons of himself and his family. He said that in a free country there should be free speech and free thought.

29. Tiberius treated the Senate with exaggerated respect, openly stating that a princeps ought to be the servant of the senate, of the citizenry as a whole, and sometimes even of individuals.

30. There was no matter of public or private business so small or so great that he did not lay it before the senators, consulting them about revenues, restoring public buildings, levying and disbanding soldiers, the disposal of the legionaries and auxiliaries, about the extension of military commands and appointments to the conduct of wars, his replies to the letters of kings.

31. Tiberius was content for the Senate to vote against his expressed wishes and on one famous occasion opposed a motion so popular that he was the only man to go into the minority lobby, and not a single colleague followed him.

Tiberius revived the importance of the consuls. He had foreign delegations address themselves to the consuls, rose when they entered a room, and made way for them on the street.

32. Tiberius rebuked some ex-consuls in command of armies for addressing their reports to him and not to the Senate. To the governors who recommended burdensome taxes for his provinces, he wrote in answer that it was the part of a good shepherd to shear his flock, not skin it.

33. Tiberius intervened to prevent abuses. Sometimes he offered the magistrates his services as adviser, taking his place beside them at the tribunal. If word got around the bribery was being deployed in a court case, he would appear remind the jurors of the laws and of their oath to uphold justice.

34. Tiberius reduced the cost of the games and shows by cutting down the pay of the actors and limiting the pairs of gladiators to a fixed number. He recommended that prices in the market should be regulated each year at the discretion of the senate.

He was personally frugal. As part of his campaign against waste, he often served at formal dinners half-eaten dishes from the night before – on one occasion serving the remaining half of a boar eaten the night before, declaring that it contained all that the other half did.

He issued an edict forbidding general kissing as well as the exchange of New Year’s gifts​ after the Kalends of January.

35. Tiberius revived the custom whereby married women guilty of improprieties could be punished by a family council. Married women of good family had begun to practice as prostitutes and to escape punishment for adultery by renouncing the privileges of their class. Profligate young men voluntarily incurred degradation from their rank so as to appear on the stage and in the arena without incurring punishment. Tiberius punished all such men and women with exile.

36. Tiberius abolished foreign cults, especially the Egyptian and the Jewish rites. He compelled adherents to these religions to burn their religious vestments and all their paraphernalia. He assigned Jews of military age to provinces with unhealthy climates, ostensibly to serve in the army. Jews over the age of military service he banished from the city on pain of slavery for life.

He banished the astrologers from Rome, unless they promised to abandon their practices.

37. Tiberius safeguarded the country against banditry and lawlessness. He stationed garrisons of soldiers nearer together than before throughout Italy, while in Rome he established a camp for the barracks of the praetorian cohorts, which before that time had been quartered in isolated groups in divers lodging houses.

He took great pains to prevent city riots. When a quarrel in the theatre ended in bloodshed, he banished the leaders of the factions as well as the actors who were the cause of the dissension.

He abolished the traditional right of sanctuary throughout the empire.

After his accession to the throne, Tiberius undertook no further military campaigns. If regional kings were disaffected, he used threats and cajolery rather than military campaigns. Or he lured them to Rome with flattering promises and then kept them there.

38. For two whole years after becoming emperor he did not set foot outside the gates. After that he made promises to tour the provinces and even hired transports and food, but never managed to actually leave, leading to many jokes.

39. Both Tiberius’s sons died before him: his nephew and heir, Germanicus, who he adopted in 4 AD, died in 19, aged 33. His natural son, Drusus the younger (named after Tiberius’s brother), Tiberius’s son by his first wife, Vipsania, died in 23, aged 26.

After their deaths, Tiberius retired to Campania and it became widely believed that he would die there. In fact he nearly died in a freak accident when he was attending a luxury dinner in a grotto and some of the ceiling gave way, killing guests near him.

40. The official reason for the journey through Campania was to dedicate a temple to Capitoline Jupiter at Capua and a temple to Augustus at Nola, but when he’d done this he didn’t return to Rome but crossed to the island of Capri. Shortly afterwards he was recalled to the mainland after a disaster at an amphitheatre which had given way during a gladiatorial show, killing thousands. So he crossed to the mainland and made himself accessible to all, for a spell.

41. But then he returned to Capri and from this point onwards began to neglect all his responsibilities, for example not filling the vacancies in the decuries​ of the knights, nor changing the tribunes of the soldiers and prefects or the governors of any of his provinces. He left Spain and Syria without consular governors for several years, allowed Armenia to be overrun by the Parthians, Moesia to be laid waste by the Dacians and Sarmatians, and the Gallic provinces by the Germans, to the great dishonour and danger of the empire.

Tiberius retreated to Capri in 26 AD and never afterwards visited Rome. From this point onwards Suetonius’s account turns into a lurid account of Tiberius’s decline into moral degeneracy.

42. Tiberius had from the start of his military career been known as a heavy drinker. He had acquired the nickname of ‘Biberius Caldus Mero’, meaning ‘Drinker of hot wine with no water added’. He spent two days and a night feasting and drinking with Pomponius Flaccus and Lucius Piso, immediately afterwards making the one governor of the province of Syria and the other prefect of Rome.

Tiberius attended had a dinner given him by Cestius Gallus, a lustful and prodigal old man, who had once been degraded by Augustus, but ensured he kept his usual custom of having the serving girls naked.

43. On Capri Tiberius indulged his sexual fantasies. He built a sexual sporting house as the setting for orgies. He selected men and women from across the empire to engage in acts of deviant sex for his stimulation. The bedrooms were decorated with erotic paintings and sculptures. He had an erotic library, in case a performer needed an illustration of what was required. In Capri’s woods and groves he arranged a number of nooks where boys and girls, dressed as Pans and nymphs, prostituted themselves outside bowers and grottoes.

44. Suetonius goes on to list grosser allegations made against him, for example:

  • that he trained little boys, who he called his ‘minnows’, that when he went swimming they swam between his thighs to lick and nibble his genitals
  • that he put unweaned babies to his penis for them to suckle
  • that he owned a painting by Parrhasius depicting Atalanta fellating Meleager

45. Tiberius terrorised women of high birth. When a certain Mallonia refused to submit to his lust he had her informed on and taken to trial, with the result that she went home, delivered a tirade against ‘that filthy-mouthed, hairy, stinky old man’ and stabbed herself to death.

46. He was tight-fisted to the extent of miserliness.

47. In striking contrast to Augustus, Tiberius constructed no magnificent public works. He undertook only two, the temple of Augustus and the restoration of Pompey’s theatre, but both were left unfinished at the end of his reign. He gave no public shows at all and very seldom attended those given by others.

48. Tiberius showed generosity to the public only twice: once when he offered to lend a hundred million sesterces without interest for a period of three years in response to a widespread financial crisis; and then when he made good the losses of some owners of blocks of houses on the Caelian mount, which had burned down.

He acted generously to the army once, doubling the legacies provided for in the will of Augustus, but thereafter never gave gifts to the soldiers, with the exception of a thousand denarii to each of the praetorians for not taking sides with Sejanus during the latter’s attempted coup.

He did not relieve the provinces by any act of liberality, except Asia, when some cities were destroyed by an earthquake.

49. As the years went by Tiberius’s stinginess turned to rapacity. He drove Gnaeus Lentulus Augur to make Tiberius his heir, then kill himself. He confiscated the property of leading men of the Spanish and Gallic provinces, as well as of Syria and Greece. He deprived many states and individuals of immunities of long standing meaning that he collected their revenues.

Tiberius persuaded Vonones, king of the Parthians, after he’d been dethroned by his subjects and taken refuge at Antioch with a vast treasure, to put himself under the protection of the Roman people, then had him treacherously put to death.

50. One by one Tiberius turned against his own family. When his brother Drusus wrote a letter suggesting they band together to force Augustus to restore the Republic, Tiberius snitched on his brother to Augustus in order to blacken his name.

Tiberius so hated his banished second wife, Julia, that, when he came to power he intensified her exile not just to one town, but to one house, and deprived her of her allowance​.

Tiberius was very touchy about accusations that his mother Livia influenced him or shared his rule. He refused to let her be awarded the title ‘Parent of her Country’ or any other public honour.

[Livia died in 29, aged 87 i.e. Tiberius had to put up with her overbearing presence for the first 15 years of his rule.]

51. During an argument Livia is said to have produced letters from Augustus complaining about Tiberius’s sour character. This suggested such a deep and long-held enmity towards him that some say this was the reason for his retreat to Capri.

In the last three years of Livia’s life, Tiberius is said to have visited her only once, for a few hours, and didn’t visit her at all when she was ill.

After Livia’s death, Tiberius forbade her deification. He ignored the provisions of her will, and within a short time caused the downfall of all her friends and intimates, even those she had commended to his care. He had one of them, a man of equestrian rank, condemned to the treadmill.

52. Tiberius had a father’s affection neither for his own son Drusus (d. 19 AD) nor his adopted son Germanicus (d. 23 AD). After Drusus died he barely waited for the traditional period of mourning to end before resuming his usual routine.

Germanicus was handsome, successful, charming (remember how Ovid placed all his hopes for clemency in him, in his Black Sea Letters). According to Tacitus, many Romans considered Germanicus to be their equivalent to Alexander the Great, and believed that he would have easily surpassed the achievements of Alexander had he become emperor. But Tiberius mocked his achievements and openly complained to the Senate about him.

It was widely believed that Tiberius arranged to have Germanicus poisoned while on active service in Syria at the hands of Gnaeus Piso, governor of Syria. When Piso was tried on that charge, it was rumoured that he was about to produce Tiberius’s written instructions to him, so Tiberius had him quickly poisoned. As a result the slogan ‘Give us back Germanicus,’ was posted around Rome.

Tiberius then confirmed everyone’s worst suspicions by cruelly abusing Germanicus’s widow, Agrippina, and their children.

53. Tiberius embarked on a campaign to blacken the name of Germanicus’s wife, Agrippina. He stage-managed a dinner where he offered her an apple which she refused to take, assuming it was poisoned. He accused her of not trusting him. He falsely accused her of trying to flee, seeking sanctuary with the statue of Augustus or fleeing to the army. So he exiled her to Pandataria and, when she complained, had her beaten by a centurion until one of her eyes was destroyed.

Agrippina decided to starve herself to death in which, although he had her mouth forced open and food crammed into it, she succeeded. After Agrippina’s death Tiberius slandered her, persuading the senate to add her birthday to the days of ill omen and claiming credit for not having her publicly executed and thrown onto the Stairs of Mourning.

54. By Germanicus Tiberius had three grandsons, Nero, Drusus and Gaius (the future emperor Caligula), and by Drusus one, called Tiberius. Tiberius recommended Nero and Drusus to the senate and celebrated the day when each of them came to his majority. But almost immediately he began criticising and undermining them. When they complained about him he had witnesses stationed nearby and accumulated enough instances to have them pronounced public enemies and starved to death, Nero on the island of Pontia and Drusus in a lower room of the Imperial Palace. Drusus was said to be so tortured by hunger that he tried to eat the stuffing of his mattress.

55. Tiberius asked the Senate to select 20 leading men to form a council of state. Only 2 or 3 of them died natural deaths. He promoted Aelius Sejanus in order to use his cunning and services to destroy the children of Germanicus and secure the succession for his own grandson, the child of his son Drusus.

56. Tiberius was cruel to his Greek companions, banishing one, forcing another to commit suicide.

57. Even at the start of his reign, when he was still courting popularity by a show of moderation, Tiberius occasionally burst out with vengeful acts, executing people who offended him or questioned him.

58. Tiberius began to enforce laws for lèse-majesty regarding Augustus, which slowly escalated in triviality and severity. Eventually people could be tried beating a slave near a statue of Augustus carrying a ring or coin stamped with Augustus’s image into a privy or a brothel. Finally, a man was put to death merely for allowing an honour to be voted him in his native town on the same day that honours had previously been voted to Augustus.

59. Slowly, more and more cruel and savage deeds were carried out under the guise of the improvement of the public morals but in reality to gratify Tiberius’s pleasure in seeing suffering.

60. Cruelty: A few days after he reached Capri a fisherman appeared unexpectedly and offered him a huge mullet. Tiberius was so freaked out by the man’s appearance out of nowhere that he had his face rubbed raw with the fish’s scales.

When the litter he was being carried in was blocked by brambles, he had the centurion responsible for scouting the path stretched out on the ground and flogged half to death.

61. The 20s AD saw the creation of an atmosphere of fear in Roman noble and administrative circles with the expansion of treason trials and the widespread use of delatores or informers. Informers were always believed and could betray people for a few mildly critical words. All sentences became death sentences. Not a day passed without an execution.

Eventually, this degenerated into carnage. On some days 20 people were killed. Entire families, women and children too. Since it was illegal to execute virgins, the public executioners raped them first, then executed them. Corpses were dragged to the Tiber with hooks.

Many thought that Sejanus, as his henchman, egged him on, but after Sejanus’s fall the cruelty only got more ferocious.

62. Upon discovering that his own son, Drusus, had not died from his dissipated lifestyle but been poisoned by his wife Livilla and Sejanus, Tiberius went mad and spared none from torment and death, devoting all his time to unmasking what he saw as endless conspiracy, submitting random strangers to torture and execution.

On Capri people still point out the cliff Tiberius had his victims thrown off into the sea. If the tide was out a crew of marines waited below and broke their bones with boathooks and oars.

He devised a form of torture whereby he tricked men into drinking copious draughts of wine, and then had their genitals tightly bound so they couldn’t pee.

The soothsayer Thrasyllus is said to have saved many lives by telling Tiberius he would live a long life and so had plenty of time to torture and execute as many as he wanted. Tiberius even hated his own grandsons, Gaius and Tiberius the Younger.

63. He prevented ex-consuls taking up governorships in their provinces, because he didn’t trust them.

64. After the exile of his daughter-in‑law and grandchildren, Tiberius never moved them anywhere except in fetters and in a tightly closed litter, while a guard of soldiers kept any who met them on the road from looking at them or even from stopping as they went by.

65. Tiberius realised that his henchman Sejanus was plotting revolution, that he was being celebrated back in Rome and statues erected to him, so he embarked on a complicated strategy to discredit and overthrow him. This began by having Sejanus appointed consul with Tiberius, in 31 AD.

66. Public disgust at Tiberius broke out in a hundred ways, in lampoons and graffiti and slogans and jokes about his grotesque cruelty. Artabanus, king of the Parthians, sent a long letter detailing his crimes against the state and his own family, and telling him to commit suicide.

67. Suetonius makes the interesting point that Tiberius appears to have anticipated that his own wretched character would come to the fore. Soon after his accession the Senate had grovellingly offered him the title of ‘Father of his Country’ and an even more sycophantic gesture that anything he had said or done or would say or do would be honoured. Suetonius quotes Tiberius’s letters of reply to these offers in which he turns them down on the basis that, despite themselves, men change their character – almost as if he knew that, once granted supreme power, his worst nature would come to the fore.

68. Tiberius’s physique. He was above average height and strong (unlike short, weedy Augustus). He could crack someone’s skull with a single punch. He had blonde hair which he wore long at the back, concealing his neck. He was handsome but liable to pimples. He had large eyes. He enjoyed excellent health till the end of his life.

69. He didn’t venerate the gods as Augustus had done, but he was addicted to astrology. He was immoderately afraid of thunder. Whenever the sky darkened he wore a laurel wreath because it was said that that kind of leaf was not blasted by lightning.

70. Tiberius was greatly devoted to Greek and Roman literature. He wrote poetry in Greek. His specialist interest was Greek mythology and he cultivated the company of historians and grammarians who he asked teasingly obscure questions (Who was Hecuba’s mother? What was the name of Achilles when he hid among the girls of King Lycomedes’ court?)

71. Tiberius spoke Greek fluently yet he insisted on Latin being used on formal, political and legal occasions.

72. After his retirement to Capri, Tiberius made two attempts to return to Rome, once up the river Tiber, once by road, but both times turned back, afraid, it is said, of the mob. It was on the second attempt that he fell ill and, on the journey back to Capri, tried to conceal it by staying up late feasting at all the waystations, thus exacerbating the condition.

73. Reading that people named by informers were now being released without trial, Tiberius exclaimed this was treason and vowed to return to his safe place, Capri. But he became increasingly unwell and died in the villa of Lucullus, aged 78, in the 23rd year of his reign.

Some believe he was poisoned by Gaius (Caligula). Others that during convalescence from a fever, food was refused him when he asked for it. Some say that a pillow was put over his face to smother him. Seneca writes that, conscious of his approaching end, Tiberius took off his signet ring as if to give it to someone but couldn’t bring himself to part with it and, eventually, slipped it back on his finger. Having been unconscious with illness, he woke, called for attendants and, when no-one came, got up but his strength failed him and he fell dead near his couch.

74. The Romans really loved stories about omens. No biography is complete without them. Thus:

  • on his last birthday he dreamt that the huge statue of Apollo he had brought to adorn the library of the Temple of Augustus, came to him and announced he would not be dedicated by Tiberius
  • a few days before his death the lighthouse at Capri was wrecked by an earthquake

75. Tiberius’s death prompted celebrations around Rome. He was survived by one last atrocity. Hearing he was ill, the Senate declared all executions should be delayed by 10 days. Tiberius died on that tenth day but, since there was no-one in authority to extend the period or sign remittances, the executioners went ahead and strangled all the condemned, so that it was said his cruelty lived on after his death. Thus many called for there to be no funeral or his body to be only half cremated as an insult.

In the end his body was taken to Rome by the soldiers and cremated in the approved way.

76. Tiberius’s will named his grandsons, Gaius, son of Germanicus, and Gemellus, son of Drusus, heirs to equal shares of his estate. He gave legacies to several to the Vestal Virgins, with a bounty for every serving soldier and every member of the commons of Rome.

[Tiberius was succeeded by Gaius, more generally known as Caligula, son of Germanicus, and Tiberius’s great-nephew. Caligula was the only one of Germanicus’s children to survive Tiberius’s persecution. He adopted Caligula and took him to live with him in his debauched retirement on Capri. In Suetonius’s Life of Caligula, Tiberius is quoted as saying that he was ‘nursing a viper in Rome’s bosom.’ It was widely believed that Gaius had his very old great-uncle murdered, possibly himself smothering him with a pillow. After a promising beginning, Caligula’s reign swiftly descended into four years of chaotic misrule.]

Thoughts

Tiberius’s life divides very much into two halves, the dutiful imperial servant and the disgraceful debauchee. Tiberius’s military service in Germany and particularly Illyricum inspire respect. Compared to the military ‘service’ of his successors (Caligula, Claudius, Nero), he is a truly impressive figure.

But once he had settled into power, and begun to indulge his personal tastes for torture and debauchery, what a sickening contrast to his adoptive father, Augustus, who worked tirelessly for the improvement of Rome and the fair administration of justice right to the end of his long life.

Suetonius reports that some people wondered if Augustus chose Tiberius as his heir because he knew what a monster he’d turn out to be and that Tiberius’s rule would probably make his (Augustus’s) reputation all the more glorious.

Tiberius’s life shows what absolute power does to dissolute or depraved characters.

During the republican era Roman propagandists prided themselves that the rule of law and their complex constitutional procedures set them apart from the oriental despotisms of the East. By the turn of the first century BC Rome had imported a number of Eastern religions and rites, notably the cult of the Egyptian goddess Isis. You could say that the reign of Tiberius marked the full arrival in Rome of the political traditions of oriental despotism – namely, palace intrigue and public terror.


Credit

Robert Graves’s translation of The Twelve Caesars by Suetonius was published by Penguin in 1957. A revised translation by Classicist Michael Grant, more faithful to the Latin original, was published in 1979. A further revised edition was published in 1989 with an updated bibliography. I read the Penguin version in parallel with the 1914 Loeb Classical Library translation which is available online.

Related links

Roman reviews

Heroides by Ovid translated by Harold Isbell (1990)

Like devout incense thrown on smoking altars
like waxed torches tipped with sulphur, I
am burning with love…
(Dido to Aeneas, Letter 7)

This turns out to be an excellent and compelling translation of Ovid’s brilliantly original poems, despite the rather poor quality of some of the introductory matter.

Harold Isbell

In 1990 Penguin published this translation of Ovid’s Heroides by Harold Isbell. Isbell was a) American b) Associate Professor at Notra Dame University and c) from 1972 to 1983 director of the Continental Bank and Trust Company in Salt Lake City. His little biography proudly tells us that he also sat on the board of directors of a school, two ballet companies, and a publishing house. What’s he doing translating Ovid, then?

Doubts about his qualifications are quickly confirmed by Isbell’s introduction, 13 pages long and often very weak. The reader is continually pulled up short by his trite and banal observations:

The experience of love is a very complex emotional phenomenon. Love exists in many forms and it can be both rational and irrational.

I would suggest that it is a personality which exhibits both good and evil that is most interesting for an audience and most typical of the people with whom we, the readers, live and work.

Isbell’s often orotund prose style sounds like a banker pleased with his own importance:

It seems, however, that a critical comment more germane to the fact at hand…

Or a senior barrister’s preening presentation to a high court, rather than scholarly description and analysis. Most of his introduction is like this and very disappointing. Compared to the brisk, factual and immensely insightful introduction to Tibullus by A.M. Juster, this is very poor stuff.

Key facts

Nonetheless, a handful of hard facts emerge:

  • the Heroides are an early work by Ovid
  • they consist of 21 verse letters written by figures from ancient Greek legend
  • all the poems are about 5 or 6 Penguin pages long i.e. not brief lyrics (not like Propertius’s elegies which are mostly just a page long) but not very long either
  • the first 15 are all written by wives or female beloveds, generally in a tone of grievance at having been abandoned by the addressees of the letters, absent men whose side of the story we never hear
  • the last 6 letters – the so-called ‘double letters’ – consist of 3 sets of letters, the first in each set written by the male figure to his beloved, the second being a reply by the beloved woman to the man’s letter; they are generally agreed to be in a significantly different style from the first 15 poems and some scholars think they aren’t by Ovid at all
  • were the second set of 6 written as part of a second work, or a second book, then tacked onto the original 15? were they written by a different author and tacked on to Ovid’s 15, either explicitly or by subterfuge? nobody knows

In his later writings Ovid is very proud of having created an entirely new genre: the verse love letter.

Dramatic irony

Isbell points out that the pervasive mood of the Heroides is irony because the women (mostly) are writing to their distant menfolk a) wondering where they are and b) hoping they will return and so provide a happy ending for the letter writer. But the letter’s audience –Ovid’s contemporary readers and educated readers ever since – unlike its writer, know just what is delaying the man’s return (which is generally his infidelity or that he’s just gone off and abandoned her for good) and so, contrary to the hopes of the letter writer, knows the loved man will never return.

An aspect of this is that the letters are written at a particular moment in a narrative which contemporaries and educated audiences since know all about. The letter writer is trapped in that moment like a fly in amber: Laodamia begs Protesilaus to be careful but we know he won’t and he will die because of it; Ariadne pleads for Theseus to return to her but we know he won’t, ditto Dido to Aeneas; furiously angry Medea makes wild threats that the reader knows will eventually lead to her murdering her own children by the feckless Jason. The letters are dramatic in the sense that the reader supplies the rest of the drama.

Elegiac metre

Isbell briefly tells us he has decided to translate all the poems into the same strict metre. Ovid wrote his poems in couplets so Isbell does the same, translating all the letters into couplets which do not rhyme but in which the first line has 11 syllables and the second 9. But, weirdly, he nowhere explains why he’s chosen this form. It was only from reading the Wikipedia article about the Heroides that I learned that Isbell is copying, with his metre, the ‘elegiac metre’ used by Ovid, a metre of couplets, the first a hexameter (six ‘feet’) the second a pentameter (five ‘feet’).

Isbell doesn’t explain this basic fact or give the history of the elegiac metre, unlike the excellent introductions of A.M. Juster and Ronald Musker to their editions of Tibullus and Propertius, respectively. Those are model introductions; this one very much is not.

Mythological references

Isbell’s edition prefaces each of the letters with a 2 or 3 page introduction and follows it with 2 or 3 pages of notes. Thus the first letter, from Penelope to her husband Ulysses, is 4 pages long (there is no line numbering; why not?), is preceded by 2 pages of introduction and followed by two and a half pages of notes. So each poem is accompanied by as much or more editorial matter.

You quickly realise Isbell’s introductions to each of the letters is as weak as his general introduction. What the reader obviously needs is an explanation of the setup to each poem – who the character writing it is, who they’re writing it to, a summary of their relationship or the story up to that point i.e. the writer’s motivation for writing it – and then what happened after the moment of writing.

Having established the basic facts, then maybe the ideal editor would add a page or so considering how the poet treats their character and story, its leading themes, anything noteworthy about it.

Instead Isbell’s mini introductions go straight into the second part, not explaining the story behind the letter at all, instead going straight into commenting on the treatment and themes, all sprinkled with the kind of fatuous comments we met in the general introduction.

For example, after giving a sketchy introduction to the story of Phyllis to Demophoon, he concludes:

Yet as Phyllis here presents herself as a simple woman swept off her feet by an experienced man of the world, the reader cannot help remembering that love is blind. (p.11)

‘The reader cannot help remembering that love is blind.’ Good grief! I found this kind of trite editorialising very frustrating. All I wanted was a clear explanation of the basic facts behind each letter.

The notes following each poem are a lot better than the introductions; they do stick to the facts and explain who the umpteen different mythological and legendary figures referred to in each poem are – and there are a lot of them. To say the poems are full of myth and legend references is an understatement: it’s what the poems are made of. You have to really know the stories, in great detail, to appreciate the depth with which Ovid has dramatised them and the nuances included in almost every line.

You have to know not only who the letter writer is and the addressee is, but who their mothers, fathers, sisters and brothers are because a) they are often referred to in the poem b) they often play a key role in the events being described.

A particularly complicated example is poem 8. The letter writer, Hermione, was betrothed as a child to her cousin, Orestes, and grew to love him but now, a decade later, her father, Menelaus, off at the Trojan War, has abruptly decided she’s to be married off to the son of Achilles, Pyrrhus, in order to keep him motivated fighting in the Trojan War.

So Hermione’s grievance isn’t simply with one man, as in most of the other poems, but with her own mother and father and her uncle and aunt. To understand her feelings towards all these people you first have to get a good grasp on the family relationships and how they’ve all behaved towards her.

In this respect I should point out that the Penguin volume does have another layer of help, for at the back is a glossary of Principal Characters devoted to the really central figures in the poems, giving a page each on Achilles, Hercules, Helen, two pages on Jason and Medea, and so on.

Thus you come to realise, as you work your way through the book, that for each new letter you need to a) go to this glossary and see if the letter writer (or addressee) features in it b) read their entry c) identify the part of their biography which relates to the particular moment in their lives dramatised by the letter, d) really grasp what has happened to them up to this point and what their current feelings must be, before e) going back to the short introduction which prefaces each poem and reading that to see how the letter treats their situation (ignoring Isbell’s fatuous comments) – all this before f) you finally start reading the actual poem. Quite a lot of work.

As usual with Greek mythology, the stories have an appeal of their own and its quite easy to get lost in the notes and glossary, with their repetitions of key elements of each legend and their beguiling interconnections, so lost you almost forget about the poems. In this respect it feels like you’re not just reading a collection of poems but entering an entire world, the world of Greek mythology.

Isbell’s translations

Putting criticism of Isbell’s feeble comments to one side – his actual translations are very enjoyable. They’re good. I think it’s for a combination of two reasons:

  1. Ovid’s letters are themselves brilliant – deeply imagined, dramatic in construction, and often very moving. In effect, they’re like extended soliloquies by wounded and hurt lovers pouring their hearts out. They’re reminiscent of the soliloquies of Shakespeare characters, taking you right into the hearts and souls of these poor, wronged women. Maybe a better comparison would be with the brilliantly imagined dramatic monologues of characters from history by the Victorian poet, Robert Browning.
  2. The metre Isbell has chosen – a line of 11 syllables followed by one of 9 – is very precise and tight and this forces him to cut his use of language right back: the flabby platitudes of his introductions are just not present; instead we have very concentrated essence of Ovid.

Also, the result of Isbell’s choice of syllables to measure his lines by, is that the number of beats in the lines – which is what English readers tend to notice more than syllable count – varies quite a bit: although a line can have exactly 11 syllables it might have 5, sometimes 4, sometimes 3 beats. This has the result of keeping the rhythm of the poems unpredictable, varied and fresh.

I’ll give excerpts from each of the poems to demonstrate how effective this approach is. Isbell’s poems are very good; his introductions are poor. Maybe Penguin should have adopted the same strategy they’ve done with some other classical translations I’ve read, namely have got the translator to do the translations and gotten a proper scholar to write a separate introduction.

The 15 single letters

1. Penelope to Odysseus

Penelope writes asking why, now the Trojan War has ended and so many other heroes have returned to their homelands, her husband Odysseus still hasn’t come home to her? Has he been waylaid by some foreign lover?

In this excerpt anyone can see that the syllable count is fixed and regular (11 syllables then 9), but I’m not at all sure that I’ve put the stresses in the right place; someone else might easily read the lines in a different way. And that’s the point. Using syllabic count gives the verse regularity of length but allows considerable freedom of emphasis.

Fields of grain grow on the site of Troy, the soil (11 syllables, 5 beats?)
has been sweetened by Phrygian blood (9 syllables, 3 beats?)
while ploughs drawn peacefully by captive oxen (11 syllables, 4 beats?)
turn up the bones of buried heroes (9 syllables, 4 beats?)
and ruined palaces are covered by vines. (11 syllables, 4 beats?)
You are a victor but I am here (9 syllables, 4 beats?)
alone while you loiter in some foreign place. (11 syllables, 4 beats?)

2. Phyllis to Demophoon

Phyllis is a princess of Thrace. After she found Demophoon (son of Theseus, king of Athens) shipwrecked on her shores on the way back from the Trojan War, she gave him everything, had her men rebuild his ships, believed his wooing and went to bed with him and gave him her virginity. He eventually said he had to sail home to tell his parents he was still living and he sailed off promising to return within a month and then…nothing…and slowly she realises she has been duped.

You swore by the gods to come back to me
but even they have not brought you back.
it is quite clear to me now, not even love
will move your ship, you delay too long.
When you left this port you unfurled your white sails
and the wind blew your promise away.

Isn’t that a beautiful image? ‘The wind blew your promise away.’ Isbell’s phrasing in his translations is confident and smooth.

3. Briseis to Achilles

Early in the Trojan War the Greeks sacked all the small cities in the neighbourhood of Troy. Achilles led an attack on the city of Lyrnessus where the Greeks killed the king, all his sons, his one daughter, along with Briseis’s husband, leaving her orphaned and widowed. Achilles then took Briseis as his concubine.

Some time later, Agamemnon, being deprived of one of his own concubines, seized Briseis from Achilles. Book 1 of the Iliad describes the furious argument which ensued and ended with Achilles stomping off to his tent and refusing to come out and fight. After the Greeks are badly defeated in a series of battles, the other Greek leaders force Agamemnon to change his tune, to offer Achilles not only Briseis but a bevy of other captured women, plus various treasures to make up for the initial offence, but Achilles is obstinate, refuses to return to the fight, and even lets it be known he plans to sail home to Greece, find a well-born princess and settle down.

It’s at this point that Briseis writes her letter to Achilles, referring at various points to all these events and begging him to accept Agamemnon’s offer and take her back. Having seen her father and brothers murdered and her home destroyed, what motivates Briseis is less love than a longing for security and safety. She knows Achilles will marry a high-born princess and she, Briseis, will just be a slave, but still she wants him to take her.

Your brave men levelled the walls of Lyrnessus.
I who was part of my father’s land
have seen my dearest relatives lying dead:
the sons of my mother, three brothers,
comrades in life, are today comrades in death;
my husband writhed in the bloody dirt…

I fear nothing so much as the fear
that I will be left here behind when you sail.

Rather than be deserted again, she prefers to die:

Why should I wait for you to tell me to die?
Draw your sword, plunge it into my flesh…

Briseis’s grief and loneliness and fear are viscerally conveyed.

4. Phaedra to Hippolytus

Phaedra is the middle-aged wife of Theseus. She was daughter of King Minos of Crete (and so sister of Ariadne and half-sister of the Minotaur). After Theseus had killed the Minotaur and sailed back to Athens, he took her as wife. Here she slowly tired of Theseus’s love and watched the maturing of Theseus’s son by an earlier wife, Hyppolita. This fine young man, Hippolytus, grows up disgusted by sex, devotes his life to the virgin huntress Diana, and so refuses to take part in ceremonies to Aphrodite. In revenge, Aphrodite casts a spell on Phaedra to make her fall madly in love with Hippolytus who, as we’ve seen, is revolted by love and so spurns her.

It is at the point, high on her bewitched infatuation for her young stepson, that she writes this letter to him, confessing her semi-incestuous and illicit love for him. Ovid persuasively dwells on the way it is not a youthful love but one which has seized a mature heart and is all the deeper for it.

Because it has come late, love has come deeper.
I am on fire with love within me;
My breast is burned by an invisible wound…

When the art is learned in youth, a first
love is simple; but the love that comes after youth
always burns with a harsher passion…

There’s a passage describing how Phaedra admires Hippolytus’s physique and strength, how he reins in his high-spirited horses, the flex of his arm when he hurls a lance or grasps a hunting spear, which really do convey the force of sexual obsession.

5. Oenone to Paris

Paris was one of the many sons of Priam, king of Troy. Before he was born his mother, Hecuba, dreamed she gave birth to a firebrand which set fire to all of Troy. Soothsayers told her this meant the boy would be the ruin of Troy and so she and Priam ordered the baby to be given to a shepherd, Agelaus, to take into the mountains and abandon to his fate. The shepherd did so but when he went back a few days later found the helpless baby being suckled by a bear, which he took to be an omen, so he took the baby in and raised it as his own. Obviously the young prince grew up strong and tall etc and the mountain nymph Oenone fell in love with him, they married according to simple rustic rites and she bore a son, Corythus.

However, Paris went to take part in competitive games at Troy and, being of princely blood, won everything, much to the anger of his brothers, before finally being recognised as the long-abandoned son and taken back into the royal family. At some point (the chronology is vague) Paris had, quite separately, been asked to judge which of the three major goddesses – Juno, Minerva or Venus – was most beautiful and chose Venus because she promised him the love of the most beautiful woman in the world.

So, under her guidance, he built a small fleet and embarked on a tour of friendly Greek states which brought him to Sparta where he met and seduced Helen, wife of King Menelaus, abducted her and brought her back to Troy.

It is at this point that Oenone writes her letter, lamenting that Paris has abandoned her, with much execration of Helen:

You were a nobody when you married me;
I was the daughter of a great stream…
When you were only a poor shepherd you were
content with no one but me, your wife…

Your tears fell when you left, do not deny them.
Victims of grief, we wept together;
your arms held me closer than a clinging vine
holds the elm.

And of Helen:

I tore my clothes away from my breasts
and beat my hands against my flesh; my long nails
tore at my tear-stained cheeks and my cries
filled Ida’s holy land with their sad lament:
I took my grief to the barren rocks.
So may Helen grieve and so may she lament
when she is deserted by her love.
The pain I endure was brought by her and she
should suffer then as I suffer now.

And then criticism of the immense mistake he has made in stealing another man’s wife, and another beautiful metaphor:

Happy Andromache, Hector is faithful.
Why could you not be like your brother?
But you are lighter than dry leaves drifting on
a fitful breeze, you are even less
than the smallest tip of a spear of grain dried
in the insistent warmth of the sun.

6. Hypsipyle to Jason

Hypsipyle was queen of Lemnos, the granddaughter of Dionysus and Ariadne. In an exceptional event, the women of Lemnos killed all the males on the island, though Hypsipyle saved her father Thoas. So she was ruling Lemnos as queen when the Argonauts visited the island. She was wooed by Jason, who stayed on Lemnos for two years and had two sons by him.

However, he told her he had to sail off on his quest for the Golden Fleece and so off he went, promising to return. Now, some time later, she has learned that Jason went on to take up with the witch Medea (‘some barbarian poisoner’, ‘a barbarian slut’) before sailing on to Colchis, winning the golden fleece, and then sailing back to his home city of Iolchus, in Thessaly, with Medea as his partner. This is the moment of maximum bitterness at which the poem is written.

Where is your promised fidelity? Where are
the marriage oath, the torches that might
better be used now to light my funeral pyre?

Her long description of Medea’s witchly practices is wonderful, her contempt for her rival, magnificent.

7. Dido to Aeneas

For the plot, see my review of the Aeneid books 4 to 6. Dido’s letter is written at the dramatic moment when Aeneas has packed his men into their ships but they have not yet actually departed Carthage’s harbour, waiting for a favourable wind.

Dido very shrewdly asks Aeneas why he is pursuing his quest when she offers him everything a prince could want, a devoted queen, a new-built city and a people to rule as his own? When he arrives in Italy he will have to set about doing it all over again. Why?

If all your wishes were granted now,
without any further delay, could you find
a wife who will love you as I have loved you?

Ovid depicts her piteous pleading with moving insight:

By your former kindness to me, by that debt
which I will owe you after marriage,
give me just a little time until the sea
and my love for you have both grown calm.

8. Hermione to Orestes

Hermione is the victim of a double betrothal arranged by the menfolk in her life. Old King Tyndareius had two sons, Agamemnon and Menelaus. Hermione was the daughter of Menelaus, king of Sparta, and his wife, Helen of Troy. Prior to the Trojan War, Hermione had been betrothed by her grandfather, Tyndareus, to her cousin Orestes, son of her uncle, Agamemnon. She was just nine years old when Paris, son of the Trojan King Priam, arrived to abduct her mother, Helen.

During the Trojan war, Menelaus, desperate to curry favour with the greatest Greek fighter, Achilles and – apparently – ignorant of his father, Tyndareus’s plan for the cousins, promised Hermione to Achilles’ son, sometimes named Neoptolemus, in this poem called Pyrrhus.

After the war ended – and Achilles’ death – Menelaus sent Hermione to the city of Phthia (the home of Peleus and Achilles), where Pyrrhus was staying and the two were married. Meanwhile, Orestes has been involved in bloody adventures. His mother, Clytemnestra, had conspired with her lover Aegisthus, to murder his father, Agamemnon on his return from the war. In revenge, Orestes had murdered Aegisthus and his own mother, Clytemnestra, with the result that he is now being pursued by the Furies in punishment for his sacrilege (the sequence of events which is the subject of Aeschylus’s trilogy of plays, the Oresteia).

Hermione writes her letter to Orestes after being married off to Pyrrhus, telling Orestes she still loves him and begging him to save her from marriage to Pyrrhus.

Ovid vividly imagines what Hermione’s life must have been like: at a young age her mother was abducted (by Paris) and soon afterwards her father and all the young men of the city disappeared off to war. Therefore, he nominal engagement to Orestes was the one certain point in her young life and then even that was torn away from her. Hence the excessiveness of her please for him to come and rescue her.

My childhood knew neither father nor mother;
one was away, the other at war.
Oh my mother, you did not hear your daughter’s
childish words, you neither felt her arms
around your neck nor felt her weight on your lap;
when I was married no one prepared the bed.
When I returned I went to meet you –
I tell the truth – but I did not know fyour face.
You were the most beautiful woman
I had ever seen, you had to be Helen,
but you asked which one was your daughter.

I don’t know why, but that passage made me cry.

9. Deianira to Hercules

Deianira was Hercules’s first wife. She has learned that he has begun an affair with Iole, the daughter of Eurytus, king of Oechalia. She writes to upbraid him and ask him back. All educated audiences know that her keenness to have him back leads directly to Hercules’s death. Wikipedia:

Travelling to Tiryns, a centaur, Nessus, offers to help Deianira across a fast-flowing river while Hercules swims it. However, Nessus is true to the archetype of the mischievous centaur and tries to steal Deianira away while Hercules is still in the water. Angry, Hercules shoots him with his arrows dipped in the poisonous blood of the Lernaean Hydra. Thinking of revenge, Nessus gives Deianira his blood-soaked tunic before he dies, telling her it will ‘excite the love of her husband’.

Several years later, rumour tells Deianira that she has a rival for the love of Hercules. Deianira, remembering Nessus’ words, gives Hercules the bloodstained shirt. Lichas, the herald, delivers the shirt to Hercules. However, it is still covered in the Hydra’s blood from Hercules’ arrows, and this poisons him, tearing his skin and exposing his bones. Before he dies, Hercules throws Lichas into the sea, thinking he was the one who poisoned him (according to several versions, Lichas turns to stone, becoming a rock standing in the sea, named for him). Hercules then uproots several trees and builds a funeral pyre on Mount Oeta, which Poeas, father of Philoctetes, lights. As his body burns, only his immortal side is left. Through Zeus’ apotheosis, Hercules rises to Olympus as he dies.

Ovid, with his gift for getting to the heart of a character, imagines that the wife of Hercules would be constantly terrified that his next great challenge, that the next monster he has to fight will be his doom.

I so rarely see my lord that he is more
a guest in our house than my husband;
he is always away, pursuing wild beasts
and horrible monsters. I busy
myself, widowed and chaste, with praying at home,
tortured by my relentless fear that
some vicious foe will bring him down; my mind’s eye
is filled with snakes and boars and lions,
with three-throated hounds pursuing their quarry…

10. Ariadne to Theseus

Theseus volunteers to go on the latest shipment of 14 young Athenian men and women who are sent every nine years to be sacrificed to the Minotaur on Crete. He falls in love with the daughter of King Minos, Ariadne, and she has the bright idea of using a ball of thread to help them escape the labyrinth after Theseus has killed the half-man half-bull. He pledges his love to her and she departs in the ships of the rejoicing young Athenians back to their home city. But somewhere along the way (accounts differ) he abandons her on an unpopulated island.

So she has not only lost her love, but for him had given up all the rights and perquisites pertaining to a royal princess (of Crete). So she is double bereft.

Ovid, as usual, captures the intensity of the experience, to be abandoned, the entire fleet to sail off without her, leaving her abandoned on a desert island. How terrible!

Often I go to the couch where once we slept,
a couch that would not see us again,
and I touch the hollow left by your body –
it is all that remains – and the clothes
that once were warmed around your flesh. I lie down
on the bed wet with my tears, and I cry…

11. Canace to Macareus

Canace was the daughter of Aeolus, the lord of the winds. Canace fell in love with her own brother, Macareus, and committed incest with him, which resulted in her getting pregnant. Macareus promised to marry Canace but never did. When their child was born, Canace’s nurse tried to take the baby out of the palace in a basket, pretending to be carrying a sacrificial offering, but the baby cried out and revealed itself. Aeolus was outraged and compelled Canace to commit suicide, sending her a sword with which to stab herself. He also exposed the newborn child to its death.

The letter is written just before Canace kills herself, she holds the quill in her right hand and the sword in her left. She describes how she and her nurse used a variety of herbs to try and induce an abortion but failed. She describes how, during labour, she was close to death but Macareus brought her back, swearing to marry her. Then how her nurse tried to smuggle the baby out in a basket of fruit but it started crying, arousing Aeolus’s suspicions who rummaged in the basket and produced the baby, showing it to the assembled courtiers with howls of outrage.

As the ocean trembles at the passage of
a little breeze, as the ash tree shakes
in a warm breeze from the south, you might have seen
my whitening flesh shiver.

She describes how Aeolus ordered the screaming baby to be taken and exposed in the wild and then sends a servant with the sword and the order to kill herself. Through all this she retains a strange kind of innocence and barely reproaches Macareus, mainly reproaching Aeolus for his mad rage, but above all feeling pity for her baby son, barely a day old and condemned to die a horrible death.

My son, pitiful pledge of unholy love,
this day is both your first and your last.
I was not allowed to let my tears – the tears
that are owed to you – fall upon you;
I was not allowed to clip a lock of hair
that I might carry it to your tomb;
I was not allowed to bend over your flesh
and take a last kiss from your cold lips.

12. Medea to Jason

Jason and the Argonauts came to Medea in desperate need of her help. Venus made Medea fall in love with Jason and join the expedition. Her help was invaluable in winning the golden fleece. Jason returned and settled in Corinth but here, in a peaceful civilised state, Medea’s sorcery – and the fact she was a non-Greek ‘barbarian’ – becomes a liability. When Jason is offered the hand of Creusa, princess of Corinth and daughter of King Creon, in marriage, he takes it as she is a civilised woman, a princess, and a useful alliance. It is this betrayal that drives Medea into a frenzy of jealous rage. Wikipedia:

When Medea confronted Jason about the engagement and cited all the help she had given him, he retorted that it was not she that he should thank, but Aphrodite who made Medea fall in love with him. Infuriated with Jason for breaking his vow that he would be hers forever, Medea took her revenge by presenting to Creusa a cursed dress, as a wedding gift, that stuck to her body and burned her to death as soon as she put it on. Creusa’s father, Creon, burned to death with his daughter as he tried to save her. Then Medea killed the two boys that she bore to Jason, fearing that they would be murdered or enslaved as a result of their mother’s actions. When Jason learned of this, Medea was already gone. She fled to Athens in a chariot of dragons sent by her grandfather, the sun-god Helios.

A hymn of vengeance:

Let her laugh now and be merry at my faults
while she reclines on Tyrian purple,
soon enough she will weep as she is consumed
in a blaze that is hotter than mine.
So long as I have poison, fire and weapons
Medea’s foes will all be punished.

13. Laodamia to Protesilaus

Unlike most of the other writers, Laodamia has no grudge or grievance against her man – they are loyally married and still in love. He has simply been swept up and off to the Trojan war and her letter worries about him. The audience knows that an oracle had prophesied that the first Greek to from the invading force to set foot on Trojan land was fated to die and Protesilaus couldn’t control his enthusiasm so, as his ship beached, leapt from it and, sure enough, was cut down by the mighty Hector in the first battle, though Laodamia, as she writes her letter, doesn’t know this. Instead she pours ridicule on the whole idea of an army being raised because one man’s wife has been abducted: what an absurd over-reaction to put so many thousands of lives at risk for ‘a common slut’. Laodamia doesn’t care about ‘honour’ and ‘war’. All she wants is her beloved husband back.

How long until I hold you, safely returned;
how long until I am lost in joy?
How long before we are joined together, here
on my couch and you tell me of your deeds?

14. Hypermnestra to Lynceus

In ancient times Hypermnestra was one of the 50 daughters of Danaus. Danaus took his daughters and settled in Argos. Now Danaus had a brother, Aegyptus, who had 50 sons. Aegyptus ordered his sons to follow the Danaids to Argos and there press their suits to each marry one of the 50 daughters. Danaus strongly suspected Aegyptus’s motivation was less family solidarity than a wish to take over all Danaus’s land.

Anyway, a huge wedding party was held at which all the suitors got royally drunk, then Danaus handed out daggers to all his daughters and told them to stab to death the 50 cousins as they came to claim their conjugal rights. All the daughters did so except for Hypermnestra who spared her spouse, Lynceus. She either did this because she found herself unexpectedly in genuine love with Lynceus or maybe because Lynceus was charitable enough to spare her virginity.

Either way Hypermnestra helped Lynceus escape the palace full of his brothers’ bodies before dawn but her subterfuge was discovered, the was arrested and imprisoned. This is the moment when the letter begins. She doesn’t regret behaving ‘morally’; it is her murderous father and her sisters who are the real criminals. If she is to be punished, so be it.

Then she launches into a vivid description, told in the present tense, of the events of that bloody night. The poem is less about grievance than most of the others, it is more about presenting the moral case for her actions in defying her father. She says her family has already seen enough of bloodshed, why add more?

Only right at the end does she ask Lynceus to come and save her, but cuts the poem short saying the weight of the manacles on her wrists prevents her from writing more!

What happened next? Danaus had her brought before a court but Aphrodite intervened and saved Hypermnestra. Lynceus later killed Danaus as revenge for the death of his brothers. Hypermnestra and Lynceus’ son, Abas, would be the first king of the Danaid Dynasty.

15. Sappho to Phaon

This is an exception in the series because it is the only poem relating to an actual historical personage. Sappho is the famous archaic Greek poetess who lived from about 630 to 570 BC. She was prolific and within a few centuries came to be treated as a classic. Unfortunately, only fragments of her copious works survive. In the same kind of way her life story was subjected to speculation and invention by later generations. A particularly enduring legend was that she killed herself by leaping from the Leucadian cliffs due to her love for the ferryman, Phaon. And so this last of the 15 poems is a fictional letter from Sappho to this ferryman.

Another striking departure from the previous 14 is that neither character came of aristocratic let alone royal family. Phaon really was just a ferryman and no more.

But the poem does have in common with the others is its tone of grievance. Sappho was a lot older than Phaon. She appears to have conceived a pash for the handsome young labourer, they had a torrid affair, now he’s legged it.

What makes it quite a bit different from other poems on the same subject is that, in leaving, Phaon has not just ‘betrayed’ her yaddah yaddah yaddah – he has taken her poetic inspiration. Her identity, her sense of self, her achievement, her reputation in her society, is based on the numerous brilliant love poems she has written to young women in her circle. Hence our modern word ‘lesbian’ from the island of her birth and where this circle of gay women lived.

But now, to her dismay, Sappho discovers that, in his absence, Phaon has become an obsession. She has erotic dreams about him at night and erotic thoughts during the day and these have a) destroyed the calm and equilibrium which were once so important to her inspiration as a poet b) destroyed her feelings for other women.

I do not make songs now for a well-tuned string,
for songs are the work of carefree minds…
Yours is now the love these maids once had,
yours the face that astonished my eyes…
I wish that eloquence were mine now, but grief
kills my art and woe stops my genius.
The gift of song I enjoyed will not answer
my call; lyre and plectrum are silent.

The double letters

There are six double letters, divided into three pairs. They present several differences from the 15 single letters which precede them. For a start they’re all about twice the length.

But they’re still written by the same kind of Homeric hero as the first series, exemplified by the first pair, the letter of Paris to Helen, then Helen’s reply to Paris.

16. Paris to Helen (13 pages)

As mentioned, this poem is twice the length of previous letters. But something else, which happened a bit in previous poems, really comes to the fore in this one: which is that the moment of writing, the moment the letter is written, seems to change as it progresses.

On the first page it seems as if Paris is writing before he’s even set off for Greece, imagining the great beauty of Helen he’s heard so much about and addressing the oddity of him being in love with her without ever seeing her:

But let it not seem odd that I am in love
from so far off. With a bow so strong
the arrows of love were able to find me.
So said the Fates. You must not refuse…

But on the second page Paris describes building the ships and setting sail; on the third page he describes arriving in Sparta and being graciously hosted by Menelaus; then he describes in great detail being overwhelmed by the reality of Helen’s beauty, at successive dinners being unable to look at her without choking with love; then he describes how Menelaus has chosen this moment to leave to supervise his estates in Crete and so, how the gods are conspiring for them to run off together; and it ends with Paris using an array of arguments to beg Helen to elope with him.

So the end of the poem seems to be composed at a drastically later moment than the beginning, and the precise time of writing seems to continually shift through the course of the poem. This makes it feel very dramatic and, as it reaches the climax of begging her to run away with him, quite exciting and immediate.

17. Helen to Paris (9 and a half pages)

In the medieval courts attended by Geoffrey Chaucer, among many other literary games, there was one in which the courtiers divided up into two teams and staged a formal debate, one team proposing the merits of the flour (beautiful but transient), the other, of the leaf (dull but enduring). It was a sophisticated courtly entertainment.

I can’t help feeling a sort of echo of that here: in Paris’s letter to Helen Ovid provides the Trojan with a series of arguments for why Helen should run away with him:

  • the Fates decree it
  • Venus orders it
  • the gods are immoral and break marriage vows
  • their ancestors on both sides broke marriage vows
  • her mother, Leda, let herself be ravished (by Zeus in the form of a swan)
  • Menelaus is unworthy of her
  • his own record of bravery and his descent from gods
  • Troy is much richer than Sparta so she will be adorned with beautiful things
  • the Greeks won’t seek her back and even if they do, he is strong and he has his mighty brother Hector to fight alongside him etc.

And then Helen, in this letter, refutes Paris’s arguments and proposes her own counter-arguments.

You can imagine Ovid’s sophisticated audience enjoying not just the dramatisation of the characters, but savouring the argumentation they articulate. Roman poetry is, as I’ve pointed out half a dozen times, very argumentative. Even the love elegists – Tibullus, Propertius – make a case in each of their poems; each poem takes a proposition (women look best without makeup, women are fickle etc) and then marshals a sequence of arguments to make the case.

Anyway, Helen concedes that Paris is very beautiful (making the two of them sound like Vogue models: ‘beauty attracts you to me as me to you’). She admits that if she were unwed she would be tempted by him as a suitor. But she makes a shrewd hit when she simply refuses to believe his cock and bull story about the three most powerful goddesses in the world presenting themselves to him on some hillside! What an absurd story!

She says she us unused to the ways of adultery. She sees him writing her name in wine on the dining table and thinks he is silly. She knows she is watched. It was she who advised Menelaus to go on his journey to Crete, telling him to hurry back. Now she agrees with Paris, this has presented her an opportunity for illicit love but she hesitates, she is in two minds, she is fearful.

She’s been doing her research about Paris and knows he was married to Oenone and abandoned her. Won’t he do the same to Helen? And, the final worry of all hesitant women, what will people say? What will Sparta and all Achaia (i.e. Greece) and the people of Asia and of Troy think of her if she abandons her husband for him? And Priam? And his wife? And all his brothers?

If she abandons her legal husband and kin and adopted homeland she will have nothing, nothing. She will be entirely at the mercy of his moods and his kinfolk who, chances are, will bitterly resent her.

If he and his family become fearful of Greek revenge then every new ship coming over the horizon will trigger their paranoia and she knows men: eventually she’ll get all the blame, everyone will blame her womanly weakness instead of his insistent lechery. She knows war would follow in her footsteps.

And what about the two goddesses he didn’t choose, in his absurd story? They won’t support him, will they? They will be against him, and her. And for all his boasts that he is a warrior, he is not: he is a sensualist; his body was made for love, not war.

The letter concludes by reminding him (and the reader) that Paris has begged for a secret meeting so he can plead his cause face to face. She refuses and says she is sending this letter now, by her servants, and let that be an end. Leaving the reader to speculate about what came next: did they meet up? Did Paris finally overcome her doubts and persuade her to elope with him? Or, as some accounts say, did he drug and abduct her?

18. Leander to Hero (7 pages)

Hero (despite the name, a woman) was a priestess of Venus who lived in a tower in Sestos on the European side of the Hellespont (now generally known as the Dardanelles), and Leander was a young man from Abydos, on the opposite side of the strait. Leander fell in love with Hero and every night swam across the Hellespont to spend time with her. Hero lit a lamp at the top of her tower to guide him.

Hero wanted to remain a virgin but Leander wore her down with lover’s pleading until she gave in and they made love. Their secret love affair lasted through one long summer. They had agreed to part during winter and resume in the spring due to the turbulent nature of the strait between them.

One stormy winter night, Leander saw the torch at the top of Hero’s tower, thought it must be important and so set out to swim to her. But the winter wind blew out Hero’s light and Leander lost his way in the strong waters and drowned. When Hero saw his dead body, she threw herself over the edge of the tower to her death to be with him. Their bodies washed up on shore together in an embrace and they were buried in a lover’s tomb on the shore.

Leander’s letter is written towards the end of the summer, as autumn is coming on, as the seas are growing rougher. He is writing it to give to a ferryman to pass on to Hero. He’d come in person but everyone would see him getting into the boat and start gossiping and the pair, in their young innocence, want to keep their love a secret.

It is extremely sensuous, the text of a very young man experiencing the first thrill of sexuality. Unlike the 15 single letters, this isn’t a letter of reproach or grievance but of intoxicated young love. Brilliant description of the joy and ardour and fatigue of swimming, but his delight of seeing the light atop Hero’s tower, stepping out of the water exhausted and dripping to be greeted by his love who wraps him in a towel and dried his hair and takes him tom her chamber for a night of sensual delight.

Now, with the autumn storms coming on, Leander can sense the difficulty of the crossing and, in the final passage, imagines his own death as a sensual pleasure, imagines his beloved caressing his smooth corpse on the seashore, splashing his body with tears, all very young and idealistic and sentimental.

19. Hero to Leander (7 pages)

Hero, in her reply, begs Leander to come, inadvertently luring him to his death which, in turn, will trigger her suicide.

Hero reproaches him for spending his days and nights in manly activity while she, a woman, is unfree, confined to her room, working her spindle, with only her nurse for company. She knows the sea is becoming rough, she knows the excuses he will make – but at the same time wants him so badly. She is consumed with jealousy, wondering if he doesn’t come because he has found another woman; then acknowledges that she is being silly. There is something of Juliet’s innocent passionateness about her.

It has tremendous immediacy: Hero describes the lamp she is writing by, the way it flares up then dies down, and how she interprets that as a good omen. Come to me, swim to me, let us enfold ourselves in each other once again, she writes. Hard for any man to resist.

20. Acontius to Cydippe (9 pages)

The maiden Cydippe had gone to the temple of Diana at Delos and here a young man, Acontius, rolled an apple across the pavement in front of her with an inscription written on it. Curious, she stooped, picked it up and read the inscription aloud. It was a trap. It read: ‘I swear by this place that is sacred to Diana that I will marry Acontius.’ Before she could stop herself she had made a binding oath, which is the basis of the next two letters.

This pair of letters feel like the most complicated of the set, in the way the invoke, explore, play with ideas of oath, promise-making, faith, bonds and legal concepts. If someone makes an inadvertent promise is it still binding? Because he tricked her into it, is the oath Acontius made her read invalid? But if it was uttered in the presence of then god, does Cydippe’s assent matter? Acontius goes on to scare Cydippe with legends of the bad ends people have come to who scorned Diana.

This is the creepiest of the letters: Paris sort of had the force of destiny behind him but Acontius is just a creep bullying a helpless young woman. He jealously speculates that someone else might be kissing and holding her and becomes creepily jealous. He hangs round her closed door and buttonholes her servants. He is talking her.

It emerges that she was betrothed to another man and their wedding day is approaching, but she is incessantly ill. Acontius says this is because she is breaking her vow to him and the goddess is punishing her. The only way for her to get better is to ditch her fiancée.

Jacques Derrida would have a field day with the multi-levelled complexity of argumentation going on: the way the spoken word is meant to bind, but Acontius tells Cydippe about the primacy of the spoken word using the written word. In his writing he tries to impose a permanent meaning to words spoken by accident and ephemerally. The text goes on to create a complex web of meanings around pledges, oaths, promises and bonds.

Acontius then complexifies things even more by claiming the goddess came to him in a dream and told him to write those words on the apple: a spoken order to inscribe an oath which, when read aloud, becomes legally binding, as he is insisting, in another written text.

By what authority do promised things written come to pass? Does the mere act of writing make them happen? What extra is needed then? It feels dense with assumptions and ideas about language, speech and writing, which could have supplied Plato with an entire dialogue.

21. Cydippe to Acontius (8 and a half pages)

Cydippe’s reply rejects the idea that a trick oath has validity. But as her letter proceeds we realise that she is not utterly disgusted by Acontius’s subterfuge; in fact, she is intrigued by a man who would go to such lengths to win her, and now finds herself torn between the fiancé her father and family have chosen for her and this adventurer. Maybe he represents freedom. Certainly she enjoys having, even if only briefly, the choice.

She begins by confirming that she is ill, weak and weary, and her nurse and family all speculate why. She thinks it’s these two men fighting over her have made her ill. If this is his love, making her ill, she’d prefer his hate!

She gives a long description of the journey she, her mother and nurse made to the island of Delos where the apple incident took place.

She makes the key argument that even though the words of an oath may be read out, they are meaningless without informed consent. It is

the mind that makes an oath; and no oath ever
has been uttered by me to benefit you.
Only intention gives form to words.
Only counsel and the soul’s careful reason
can shape an oath…

Words without will mean nothing. So why is she being punished? Why is she ill? Has she offended against Diana without realising it?

She describes the unhappiness of her fiancé who visits her but she turns away, she removes his hand from her skin, he knows something is wrong. If he, Acontius, could see her now, lying sick and pale in bed, he would hurriedly take back his oath and try to drop her.

Then she comes to the point: her family have sent to the oracle at Delphi which has declared the gods are unhappy with Cydippe because some pledge has not been carried out. So it seems as if the oath she read out is binding in the eyes of the gods. At which point she stops fighting fate. She has told her mother about reading out the oath. She gives in. She will come to him. And so the letter ends.


Violence

The poems are quite varied but the cumulative impression is of the extremity of these legends, the extreme violence of the world they inhabit, and the anguish and hysteria of much of the tone. So many of the women writers have had fathers, brothers, families murdered.

  • Briseis’s entire family massacred by the Achaians
  • Agamemnon murdered by Aegisthus who is murdered by Orestes
  • Patroclus killed by Hector, swathes of Trojans massacred by Achilles, Achilles killed by Paris, Paris killed by the rival archer Philoctetes
  • Hippolytus killed by his horses
  • Hercules killed by the cloak sent by his wife
  • the Minotaur killed by Theseus
  • the women of Lemnos killed all the men on the island
  • the daughters of Danaus stabbed to death 49 of the sons of Aegyptus

And that’s just the close relatives of the characters writing the letters; behind them, their backstories contain scads of other gods who handed out, and mortals who met, very grisly ends.

Emotional extremity

Many of the women letter writers threaten to kill themselves or the addressee or the woman he’s gone off with (or she’s guessing he’s gone off with). In several cases we know these dire threats came true – Dido piteously kills herself, while Medea kills her children by Jason then disappears. It’s a paradox that the Greek philosophers have such a reputation for calm reflection while the imaginative world they inhabited reeked of emotional and physical extremity.

I long for poison, I wish that I could plunge
a sword in my heart so that my blood
could be poured out and my life would be finished.
Since you placed your arms about my neck
I should gladly tie a noose about it now.
(Phyllis to Demophoon)

You should see my face while I write this letter:
a Trojan knife nestles in my lap;
tears fall from my cheeks on its hammered steel blade
and soon it will be stained with my blood.
How fitting that this knife was your gift to me,
for death will not diminish my wealth.
My heart has already been torn by your love,
Another wound will hardly matter.
(Dido to Aeneas)

Now vicious beasts are tearing into pieces
the child’s body that my flesh produced.
I too will follow the shade of this infant,
I too will give myself the blade so that
not for long will I be known to all the world
as both grief-stricken and a mother.
(Canace to Macareus)

I admit the awful truth – I put
to your throat the blade my father gave. But dread
and piety stayed the brutal stroke…
(Hypermnestra to Lynceus)

There is a terrible, heart-tightening, stricken quality to so many of the women’s complaints that makes them genuinely moving.

Necks and breasts

Breasts are for beating

When the women are stricken and distraught they tear their robes and beat their exposed breasts.

I tore the clothes away from my breasts
and beat my hands against my flesh; my long nails
tore at my tear-stained cheeks and my cries
filled Ida’s holy land with their sad lament.
(Oenone to Paris)

Terrified, I rose from the abandoned bed,
my hands beat my breasts and tore my hair,
dishevelled as it was from my night of sleep…

Those were my words. When my voice became weak I
beat my breast and mixed my words with blows…
(Ariadne to Theseus)

my enemy rushed [my] child away from me
to the dark forests, that the fruit of my flesh
be consumed by wolves. He left my room.
I could beat at my breasts and score my poor cheeks
with my sharp nails…
(Canace to Macareus)

…I tore my cloak and beat
my breasts; I cried out and my nails tore my cheeks…
(Medea to Jason)

When I recovered grief, I beat my breast and
tore my hair and without shame I shrieked
like that loving mother who lifts to the high
funeral pyre her son’s empty body…
(Sappho to Phaon)

A discreet veil is drawn over the act of sex…

The act of sex is nowhere described. When Hero refers to making love with Leander she draws back, draws a veil, stops.

I could say more, but a modest tongue stops and
says nothing while memory delights;
words spoken now would bring a blush to my face…

Ditto Sappho to Phaon, describing the feeling but not the detail of her vivid erotic dreams:

It seems I fondle you while uttering words
that are near the truth of wakefulness
and my sensation is guarded by my lips.
I blush to say more…

…which is instead symbolised by arms round necks

Instead, when they remember making love, all the letter writers use the image of arms round the neck as a synecdoche – this one gesture standing for all the entanglements of the act of love. In this world that a man only puts his arms round a woman’s neck as a gesture of the utmost intimacy.

Since you placed your arms about my neck
I should gladly tie a noose about it now…
(Phyllis to Demophoon)

So often, it seems, I press the weight
of my neck against your arms and so often
do I place my arms beneath your neck.
I know the kisses, the tongue’s caresses which
once you enjoyed giving and getting…
(Sappho to Phaon)

Many times my arms are wearied by
the endless stroke and can hardly go on through
the endless waters. When I tell them,
‘You reward will not be poor, for you will have
the neck of my lady to embrace,’
they find strength and reach for the prize…
(Leander to Hero)

It seems that you swim nearer to me, and now
it seems your wet arms have touched my neck…
You must come to me, throwing about my neck
those arms weakened by the pounding sea.
(Hero to Leander)

Beating breasts symbolises emotional torment; arms round necks symbolise physical bliss.

Rape

A lot of women are raped in these stories or desperately flee would-be rapists. This is accepted by the characters, the narrator, the author and, presumably, his audience. But not by modern readers.

Faithful Tros, Troy’s builder, once loved me
and the secrets of his gifts ran through my hands.
We wrestled together for the prize
of my virginity, I pulled at his hair
and scratched his face with my fingernails…
(Oenone to Paris)

Has some fate come to us, pursuing our house
down the years even to my time so
that we, mothers of the line of Tantalus,
are easy prey to any rapist.
(Hermione to Orestes)

It’s a toss-up who was the biggest rapist, Jupiter or Neptune but pretty much all the male Greek gods are rapists. If ever there was a rape culture, the imaginative world of the ancient Romans was it.

Familiarity and pleasure

It’s inevitable that I enjoyed the letters by the characters I’m most familiar with because I knew enough about the ‘setup’ or backstory to the poem to really appreciate the emotional and psychological nuances, the train of thought, how Ovid has his character develop their argument. These would be:

  • Penelope to Odysseus
  • Briseis to Achilles
  • Oenone to Paris
  • Dido to Aeneas

Reflecting on that choice I realise it’s because these are characters from the epic poems, the Iliad and the Aeneid which I have known since childhood. I know about, but am less familiar with, the secondary stories of, for example, Phaedra or Deianira; and I know nothing about Phyllis, Hypsipyle, Laodamia, Hypermnestra or Sappho. For these characters I was entirely relying on the introductions to tell me who they were, what their dramatic situation was, what their grievance was and what the outcome would be – making it very frustrating that Isbell’s introductions do such a poor or patchy job.

To be fair, if you look up characters in the glossary at the back of the book, this does give the complete biographies of key players such as Helen, Paris, Jason, Medea and so on. But it requires quite a lot of juggling to read those biographies, then the wobbly introductions, and then the footnotes to each poem. It felt a lot like hard work before you could get round to the actual pleasure of reading the poems themselves.


Credit

Heroides by Ovid, translated by Harold Isbell, was published by Penguin books in 1990. All references are to the revised 2004 paperback edition.

Roman reviews

Aulos Kapreilios Timotheos, Slave Trader by M.I. Finley (1968)

This blog post started out as simple notes on a short essay by the noted historian of the ancient world, Sir Moses Finley (1912 to 1986) – until I stumbled on the wider context of the essay on the internet, which I then try to summarise.

Aulos Kapreilios Timotheos, Slave Trader

The essay ‘Aulos Kapreilios Timotheos, Slave Trader’ was published in the early 1960s, then included in a slim Pelican paperback collection, ‘Aspects of Antiquity’, published in 1968, which I picked up sometime in the 1980s.

It is far from being a big definitive essay on the huge subject of slavery in antiquity. Rather, it’s a set of meditations which flow from contemplating just one artifact from the ancient world, a seven-feet-high, finely decorated marble tombstone to this man, Aulos Kapreilios Timotheos.

Tombstone of Aulos Kapreilios Timotheos, Slave Trader

The tombstone

This tombstone was found at a town near the border between modern Turkey and Greece. It shows three carved scenes: a typical banquet at the top; a work scene in the middle; and on the bottom, a depiction of 8 slaves, chained together by the neck, being led in single file, accompanied by two women and two children, not chained, preceded by a man who is obviously in charge. Between the top and second row is an inscription in Greek, reading:

Aulos Kapreilios Timotheos, freedman of Aulos, slave trader

Apparently what makes this stone rare and unusual is its blunt candour. In the scattered writings we have from the ancient world slave trading was looked down on, sometimes despised, which is odd because the entire economies of ancient Greece and Rome relied on slaves in enormous numbers. But clearly, the writing classes – the people who left opinions for us to read – were ambivalent about it at best.

The American South

Finley compares and contrasts the situation in the ancient world with that in the Southern United States in the nineteenth century. American slave owners were uneasily aware that the rest of the civilised world had abolished slavery and strongly disapproved of them. Hence their increasingly anxious over-compensating justification of the ‘peculiar institution’.

The ancient Greeks and Romans had no external voice of conscience to upbraid them. The reverse. Everywhere they looked they saw all other societies of their time practising slavery.

The racial justification for slavery

The slave society of the Deep South justified its exploitation with widespread propaganda about the intrinsic inferiority of black people. You don’t read far in any text about the American civil war without coming across southern ideologues using the Bible or any other spurious means they can lay hands on to justify the intrinsic superiority of whites and the intrinsic inferiority of blacks. Plenty of authors and politicians claimed that blacks could only find true happiness in the condition of slavery, blacks are children who need the strong hand of a father etc etc.

So a black person in America could never lose the stigma associated with slavery, even if they were free, even if they lived in the north, ran a business, lived a free life, could never be completely free.

The raceless basis of ancient slavery

The situation was drastically different in the ancient world because slavery wasn’t associated with any particular race or ethnicity. Literally anyone could be enslaved – in Spain, in Gaul, in Greece itself, conquering Roman armies enslaved entire cities of white Caucasians.

The crucial point is that there were no specifically slave races or nationalities. Literally anyone and everyone might be enslaved, and which groups predominated at one time or another depended on politics and war. (p.157)

The association of slavery with skin colour was an invention of the Atlantic slave trade of the 17th and 18th centuries.

Freed names

Back to Aulos – his first two names, Aulos Kapreilio were those of his master, which he took when he was made free, as per Roman custom. Timotheos was his slave name.

Roman slave names

In the early days of slavery Romans gave their slaves names like Marcipor or Lucipor which was simply a contraction of Marcus puer or Lucius puer, puer being Latin for ‘boy’ (hence the English word ‘puerile’, which has come to mean ‘childishly silly and immature’).

From the year of the twin defeats of Carthage and Corinth, 146 BC, the number of slaves began to steadily increase and so they needed more names.

After 146 the empire became unofficially divided into a Latin-speaking West and a Greek-speaking East, and so slave names sometimes indicate a slave’s origins, east or west.

Side

A city on the south coast of Anatolia, became notorious as a slave market. But maybe the epicentre of the ancient slave trade was the island of Delos

The people of Phrygia in central were notorious for selling their own children into captivity. Many slaves from Scythia (the area to the north of the Black Sea) were bought from their own chieftains, captives in their own wars, or children, or simply human levies, like tax, sold at a profit (p.163).

Slave sales

Given the millions of men, women and children who were slaves it is notable that we have just two visual depictions of an actual slave auction. In both of them a male slave stands on a platform while another man, presumably the buyer, lifts his tunic to admire his strong thighs.

The condition of a slave

is to be brought into a new and alien society violently and traumatically; to be torn not only from his homeland but from all the relationships which provide identity and psychological stability, with family, kin, tribe, village, region, gods, customs, dress – everything.

All this is replaced with just one cardinal relationship – with the slave’s male owner who controls not only every aspect of his physical existence, but his mental horizons, the language he has to use, the new religion he has to practice, rules he has to obey – everything.

Slave sexual exploitation

Complete control over the person of slaves meant the master class had unfettered unlimited sexual access to all slaves, male, female, young or old. As I’ve read the chatty odes of Horace or elegiacs of Tibullus, Propertius or Ovid, I have been disturbed again and again by the casual way they talk about being ‘given’ slaves (of either gender) for sexual purposes.

Slave punishments

The most chilling thing for me, though, has been the casual references, in all the Roman literature I’ve read from Plautus onwards, of the horrific punishments slaves could be subject to, starting with whipping and escalating through torture, having limbs deliberately broken, and so on, up to the ultimate punishment of crucifixion.

Finley returns to the attempts of Americans to justify slavery through the intrinsic inferiority of one race and say not only was it not attempted in the ancient world, it was actively disproved by the case of the Greeks.

Greek revenge

After the brutal conquest of the Greek League in 146 BC, over the next few centuries hundreds of thousands of Greek men, women and children were brought back to Italy as slaves. However, in the long term this caused a kind of cultural revolution. The Gauls or Germans might have been considered ‘barbarians’ (they wore trousers, for God’s sake!) but the Greeks were citizens of the culture which had taught the Romans literature, philosophy and architecture. Hard to maintain the fiction that these people were in any way ‘inferior’. On the contrary many of them, while remaining technically ‘slaves’, rose to become secretaries, assistants or teachers to the master’s children.

Manumission

This leads into another important issues, which is manumission, which is the fancy word for freeing your slaves. The Romans became famous among the cultures of the ancient world for freeing their slaves, as reward for loyal service. It was a disconcertingly simple procedure – the owner declaring the slave free, maybe touching them or gently pushing them away, and a state official such as a consul or a praetor touching the slave with a rod called a vindicta and pronouncing him or her to be free.

The slave’s head was shaved and a pileus was placed upon it. The pileus was a brimless felt cap of undyed wool. Based on what we can see in surviving frescos, sculptures, and coins, the pileus ranged from a short cone to a gumdrop shape. It was the identifying garment of a freedman.

Anyway, we know that the rate of manumission became a real problem in Roman society because the emperor Augustus passed laws trying to limit it:

He established maxima on a sliding scale, according to which no one man was allowed to free more than one hundred slaves in his will. (p.158)

Finley points out a notorious contradiction in Roman attitudes to slavery: which is that noted jurists such as Florentinus clearly stated that slavery as an institution was ‘contrary to nature’, that this idea was shared in some of the literature and incorporated into legal codes – and yet it didn’t make any difference to the actual practice.

He instances the moral philosopher Seneca who freely admitted that a slave is a person with a soul like you and me, but from this premise he draws the conclusion that one should live on friendly terms with one’s slaves, dine with them, converse with them etc – everything except actually free them, which seems beyond the scope of his philosophy (p.164).

War

Because, as Finley points out, war was central to the entire institution of slavery and the slave trade.

The ancient world was one of unceasing warfare, and the accepted rule was that the victor had absolute rights over the person and property of the captives, without distinction between soldiers and civilians. (p.159)

Caesar

went to Gaul an impoverished nobleman and returned a multi-millionaire and this was partly because of the huge number of captives he seized and sold into slavery, taking a commission. After he captured the town of the Atuatuci he sold the entire population of 53,000 into lifelong slavery. After the Battle of Alesia in 52 BC he gave one captive to every one of his legionaries.

War slavers

Enormous numbers like this would slow an army down so by Caesar’s time arrangements were in place to have slave traders accompany the army, or meet them at arranged rendezvous, there to buy the newly captured slaves, take them off the commander’s hands, and do with them as he please, tramp them all the way back to Italy or sell them locally.

Maybe the procession on Timotheos’s tombstone depicts such a merchant marching off some of his new merchandise.

Pirates

From a business point of view the problem was the extreme unpredictability of war. Hence the inexorable rise from 150 or so onwards of piracy in the Mediterranean. This wasn’t a case of a few swashbuckling privateers but ‘a complex business network of pirates, kidnappers and slave dealers’, with its headquarters at Side and its main emporium on the Greek island of Delos. Finley quotes the figure I’ve read elsewhere that the docks and warehouses of Delos were extended so that at its peak it turned over as many as 10,000 slaves a day.

(On the subject of scale, Finley says that as early as the 4th century BC the number of slaves working in Athens’s silver mines was probably as high as 30,000.)

Latifundia

The rise and rise of slavery went hand in hand with a crucial socio-economic development in mainland Italy. This was the eradication of the small family farm – the kind of place which Virgil and Horace idolised as the cradle of morality and right living – and its replacement by vast estates or latifundia owned by enormously rich absentee landlords and worked by slave gangs often working in chains.

The servile wars

The scale of the exploitation and the resentment it bred led to the three major slave revolts which escalated so far as to be called ‘wars’, the so-called Servile Wars:

  • First Servile War (135 to 132 BC) in Sicily, led by Eunus, a former slave claiming to be a prophet, and Cleon from Cilicia
  • Second Servile War (104 to 100 BC) in Sicily, led by Athenion and Tryphon
  • Third Servile War (73 to 71 BC) on mainland Italy, led by Spartacus

Training

Specialist skills were in great demand. If a slave could play music, recite poetry, take dictation or any number of other skills then he or she might secure a relatively comfortable lifestyle. Alternatively, slaves could be trained, specially if started young.

Many slaves became masters of crafts and trades; the chain-ganged brute labour of the countryside was matched by highly skilled slaves in more urban settings who worked in potteries or textile mills, on temples and other public works, sometimes performing artistic and delicate work.

The sheer number of slaves present at every level of Roman society, participating in a huge range of activities, suggests the ‘condition’ or psychology of slavery must have been hugely varied, as varied, maybe, as the number of individual slaves.

The end of ancient slavery

Slavery ended not because of any abolitionist movement but because of profound socio-economic changes in the Roman Empire. These slow economic transformations replaced both the ‘chattel slave’ and the free peasant of Virgil and Horace’s dreams, with a new social class, a new type of ‘bondsman’ – the colonus, the adscripticius, who was himself to evolve into the serf.

For the most part. But slavery didn’t disappear from Europe, not even from the Empire. Finley tells us that when the sixth-century emperor Justinian drew up a codification of all existing laws, the issues thrown up by slavery took up more space than any other topic.

The essay in the context of Finley’s career

Online you can read the first page of an essay about Finley and slavery by the American academic, Arnaldo Momigliano. This tells us that Finley had a lifelong interest in the question of slavery in the ancient world and that the present essay repeats some themes and ideas already discussed in his 1958 essay, ‘Was Greek civilisation based on slave labour?’ (itself included in a 1960 collection, ‘Slavery and Classical Antiquity’) and takes its place alongside other papers on the subject gathered in the 1981 volume, ‘Economy and Society in Ancient Greece’.

Apparently, Finley’s ideas about slavery were most fully expressed in the book-length study, ‘Ancient Slavery and Modern Ideology’, published in 1980 (so when he was 68). If you go looking for it on Amazon, you find the latest imprint of the book and discover that it was republished in 1998 with new material by an academic named Brent Shaw.

This volume, ‘Ancient Slavery and Modern Ideology’, isn’t a history of slavery as such, it’s an account of the interpretations succeeding ages have made of slavery in the ancient world, according to each era’s ideologies and principles. In what follows I’m indebted to the excellent review of ‘Ancient Slavery and Modern Ideology’ on Amazon by Richard Mathisen. To be clear, I’m putting Mathisen’s words in italics.

Richard Mathisen’s summary of ‘Ancient Slavery and Modern Ideology’

For Finley, there have been only five genuine slave societies, two ancient (Greece and Rome), and three modern (the Caribbean, Brazil, and the American South).

Historians of ancient societies have always been affected by ideological bias. Classical historians admired Greek and Roman civilisations so they downplayed the ugly aspects of slavery. Christian historians tried to claim that Christianity ended slavery, but it didn’t. Marxist historians wanted to interpret ancient slavery through their lens of class war while anti-Marxist historians took the opposite view.

While ancient slavery had no racial component, modern historians are influenced by racial concerns so that every “new interpretation of slavery has professed to be more anti-racist than the one it replaces.”

Finley’s aim is to trace the distorting effect of each of these ideologies on the history of slavery. Finley explains the emergence of ancient slave societies, which requires three conditions: private ownership of land, commodified systems of production, and a shortage of labour. He considers societal attitudes toward the humanity of slaves and traces the end of slavery as it transitioned into feudalism.

Finley carefully defines slavery, because many examples of forced labour have existed, including Egyptian pyramids, Assyrian and Babylonian empires, Spartan helots, feudal serfs, and indentured servants, but they were not slaves. Indeed, he notes that the most unusual labour system in history is modern free wage labour, with individuals free to move.

This leads to Finley’s real interest. What factors led to ancient slavery? When did it start, when did it end, and why? What aspects of ancient society were part of slavery’s support system? What were the ideological presuppositions of the Greeks and Romans? Why was the legitimacy of slavery never questioned in ancient times, even during slave revolts? Why did slavery exist only in certain areas of Rome, such as Italy and Sicily? Could slavery ever come back again in the modern world, if the necessary conditions seemed to demand it?

When re-issuing Finley’s book, Brent Shaw added a 1981 response by Finley to his critics and a 1979 essay on “Slavery and the Historians.” Shaw himself wrote a 76-page essay updating the slavery debate since 1980.

The vast historiography of a complex subject

All this builds up to quite a complex picture which can be summarised as:

  • during his career Finley wrote a number of essays about slavery in the ancient world
  • his main statement on the subject is a book which describes the changing interpretations of ancient slavery made by the leading ideologies of different eras
  • critics criticised this book
  • Finley wrote an essay addressing these criticisms
  • Brent Shaw added a long essay updating the debate since 1980 (presumably up till 1998, when this new edition was published)

But quite obviously a lot of this is very old. When I skimmed through the passages of ‘Ancient Slavery and Modern Ideology’ available on Amazon, I caught references to the Soviet Union. The idea of describing an aspect of the ancient world as it has been interpreted, reinterpreted and misinterpreted by the leading ideologies of successive ages sounds really interesting, but…1980. Surely I ought to be reading something far more up to date.

And then, when I saw that the Arnaldo Momigliano essay about Finley had been published in a periodical titled ‘Slavery and Abolition: A Journal of Slave and Post-Slave Studies’, my heart sank. Every month or so since the late 1970s this journal has been publishing articles about slavery. By now there must be a mountain of content – and I bet there are other journals on the subject, not to mention the hundreds of thousands of academic papers and tens of thousands of books, and hundreds of conferences which must have been held on the subject. How long would it take to read all the relevant studies, paper and books on the subject? A year? Three years? I’d like to learn and understand more but do I have the time required? Does anyone have the time?


Credit

‘Aulos Kapreilios Timotheos, Slave Trader’ was included in a collection of essays by M.I. Finley titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

Related link

Roman reviews

The silent women of Rome by M.I Finley (1965)

Obviously the issues of women, gender, sexuality, ‘the body’ and so on have come to dominate academic discourse in the humanities over the last 30 years or so. Before it was fashionable, 60 years ago, the classicist M.I. Finley wrote a thoughtful essay on the role of women in ancient Rome, which must have seemed fairly radical in its time but has itself come to be criticised by modern feminist historians.

M.I. Finley

Finley himself is an interesting character. He was born in 1912 in New York City to Nathan Finkelstein and Anna Katzenellenbogen, so was Jewish. Young Finkelstein was precociously intelligent and graduated from Syracuse University at the age of 15, and took another degree at Columbia University. He then taught at Columbia and City College of New York, where he was influenced by members of the Marxist Frankfurt School who had fled Nazi Germany and were working in exile in America. About 1945 he changed his name to Finley, nobody seems to know why, maybe to forestall antisemitism.

Finley was teaching at Rutgers University when, in 1951, he was named by a witness before the House Unamerican Activities Committee as a communist. He was then summoned before the committee and, when asked whether he was a communist, took the Fifth Amendment, like many other fellow travellers. J. Edgar Hoover leaned on Rutgers and, after the affair had dragged on for 3 years, Finley was eventually dismissed.

So he emigrated to Britain where he was quickly appointed university lecturer in classics at Cambridge, elected to a fellowship at Jesus College, and eventually rose through the hierarchy to become Master of Darwin College (1976 to 1982). He was made a Fellow of the British Academy in 1971 and knighted in 1979, becoming Sir Moses Israel Finley. He died in 1986.

The silent women of Rome

Finley’s essay has a straightforward aim: to lament the passive, repressed, largely voiceless role of aristocratic women in ancient Rome, using a number of examples, laws and situations to do so.

To start with he says that not many names of Roman-era women are remembered: the most famous woman from the period, Cleopatra was neither Roman nor Egyptian but Greek. As to Roman women, how many of them are remembered? Messalina, Agrippina, Catullus’s Lesbia, some legendary women such as Lucretia or, going way back, Dido.

[This is obviously a weak way to begin, with purely anecdotal summary of ‘famous women’ and no actual evidence.]

Obviously, most societies have been patriarchal and suppressed women but Finley asserts it’s hard to think of any other great civilised state ‘without a single really important woman writer or poet, with no truly regal queen…no patron of the arts.’

He then moves on to a more careful consideration of the evidence which he places under five headings:

  1. through the erotic and satirical poetry of the late Republic and empire, ‘all written by men’
  2. through the historians and biographers, ‘all men’ and attracted to salacious scandal
  3. through the letter writers and philosophers, ‘all men’
  4. through painting and sculpture, inscribed tombstones and religious monuments
  5. through innumerable legal texts

So Finley, with his left-wing credentials, is fully aware of the patriarchal slant of his sources and that they record ideals and stereotypes ‘formulated and imposed by middle- and upper-class Roman males.’ For his day (1965) this feels like a full-on, left-wing, feminist mindset, and you’d have thought he anticipated a million feminist plaints by lamenting that what will always be missing from histories of Rome is the voices of women themselves.

For a start, until late in Roman history, women didn’t have individual names. The names they were given were the family name with an ‘a’ added, so that a daughter of the Claudii gens was named Claudia, of the Julii gens, Julia, and so on. In this spirit sisters were given the same name and only distinguished by the addition of ‘elder’ and ‘younger’, or ‘first’, ‘second’ etc. In the case of marriage between paternal cousins, mother and daughter could easily end up with the same names. For example, Augustus’s daughter was named Julia because he and she came of the Julii clan, and her daughter (Augustus’s grand daughter) was also named Julia.

This in itself is a staggering fact, really worth stopping to take onboard. Roman women didn’t have individual names. As Finley goes on to say, it’s as if Roman society as a whole wished to emphasise that girls and women were not genuine individuals but only offshoots of male-dominated families.

In fact he goes on to point out that although the word familia is Latin it never meant to Romans what it does to us nowadays. Familia either meant all the persons under the authority of the head of the household, or all the descendants from a common ancestor, or all one’s property, or all one’s servants – never our modern notion of the small nuclear family. ‘The stress was on a power structure, rather than on biology or intimacy.’

The Roman paterfamilias need not even be a father; the term was a legal one and applied to any head of a household. Biological children were excluded if illegitimate, whereas the practice of legal adoption was very common (two famous examples being Publius Clodius Pulcher having himself adopted by a plebeian family; and Julius Caesar’s adoption of his great-nephew Octavius).

Theoretically a paterfamilias’s power over his wife, sons and daughters and son’s wives and children, over all his slaves and property, was absolute. In law it was the power of life or death. A Roman woman was rarely if ever, at any point in her life, not in the legal power of a man.

Roman legislators and lawyers devoted a lot of space to precise definitions of the status of all possible permutations of family members (in the extended sense). This was because the family, in this extended sense, was the basic building block, the foundation, of their society. Not just women had highly defined places, but children, sons, heirs, and so on. Finley explains that strict rules were enacted prohibiting certain kinds of marriage: between a Roman citizen and a non-citizen; or between a Roman of the senatorial class and a citizen who had risen from the class of freemen (former slaves).

We miss the full picture if we concentrate only on women. The Roman state sought to regulate and control all social relationships.

Finley’s essay then uses the complex family life of Octavian/Augustus to demonstrate the absolute power of the paterfamilias at arranging the lives and marriages of all those in his power; but this strikes me as not a useful example because the greatest, longest-serving emperor is just about the least representative example you can imagine, and it’s all available in any life of Augustus, anyway.

Finley then goes back a bit in time to guesstimate that the submissive role of women in the Roman state was very ancient, and certainly by the time Hannibal was defeated (about 200 BC) all the elements were in place of the social situation Augustus tried to manage.

Male infidelity was widely accepted. Husbands could have mistresses, multiple partners and illegitimate children. ‘There was no puritanism in the Roman concept of morality.’ When you think about it this follows naturally from the central axiom that all that concerned the state was the efficient management of family legal matters; beyond carrying out their legal functions and duties towards the state, what people got up to in their ‘private lives’ was their own affair.

Throughout his long rule Augustus wasn’t concerned with reforming what we, the heirs to Christianity, think of ‘morality’, so much as social order. Above all he was concerned that not enough upper-class citizens were getting married and having children. Childlessness was an abrogation of responsibilities to the state. The licentious living he saw becoming more common around him wasn’t completely reprehensible in itself, but to be criticised insofar as it indicated a dereliction of duty to the state which he saw it as his responsibility to protect and maintain. Augustus disapproved of the Roman aristocracy living debauched lives because they were spending money on themselves which they should have been investing in their children and The Future of Rome.

There was nothing at all holy about marriage, as the chopping and changing of Augustus’s own marital career and of umpteen aristocrats amply demonstrated. This explains why divorce was easy and commonplace. It was a purely legal transaction. Marriage was important because:

  • it ensured the creation of the next generation of citizens
  • it ensured the smooth transition of property from one generation to the next
  • the entire social hierarchy depended on cleanly defined lineage and descent within families, which themselves needed to be clearly defined as patrician or plebeian or knightly in order to take their place in the systems of political management and control

So marriage was really important in ancient Rome from a social, economic, political and legal point of view. But hardly at all from a moral or emotional point of view, the two ways in which we have been increasingly taught to view it over the past 200 years, maybe since the so-called Romantic revolution around 1800 began to change a lot of attitudes in favour of the primacy of personality and emotion over duty and sacrifice.

Finley has a digression about the laws of marriage governing soldiers. These kept changing, as soldiers’ terms of service were themselves changed and developed, eventually becoming so complicated it resulted in an entire specialised area of Roman law.

Having discussed the aristocracy at some length, Finley then goes on to speculate about the condition of women in the working class. We know next to nothing about them but the chances are they were a lot more free of the social codes and restrictions imposed on aristocratic women because a) they had to work, and probably helped their husbands in a wide variety of trades and b) the rapid expansion of the slave trade and the slave population after the destruction of Carthage (146 BC), along with the surprisingly generous Roman habit of freeing slaves, meant that an ever-increasing proportion of the free population was directly descended from slaves, almost certainly giving them a drastically different notions about marriage norms than the aristocracy.

Mortality was higher among women than men. It is estimated that of the population which reached the age of 15 (i.e. evaded the high infant mortality) more than half the women were dead by forty, in some places, by 35. Women were a lot more likely to die due to a) multiple childbirths without any modern medicine b) sheer exhaustion of bearing children, rearing them, and working.

Divorce was easy and men often remarried. You can see how this would enormously complicate the legal situation around heirs, property, citizenship and so on. Hence the jungle of legislation.

And yet (Finley says, swinging his train of thought into a new groove), there is evidence that aristocratic Roman enjoyed some autonomy. They attended dinner parties and certainly the many festivals and games. Many Roman writers report the stimulating conversation of educated women in mixed company. Ovid in The Art of Love gives extensive advice on how to make the best of themselves, advising women of this class to dress and primp properly, to sweeten their breath, to walk gracefully and dance well, to cultivate the best poetry. This makes them sound quite free and independent in their behaviour.

Finley comes to his final thought: How did respectable Roman women of the level of education implied by Ovid and others find outlets for their repressed energies?

1. Religion

Roman religion was very patriarchal. Traditional Roman religion was based on the household gods and public rituals and men controlled both. There was a handful of female cults, such as the women-only Bona Dea, but all religious festivals were led by men and even the famous Vestal Virgins were under the direct supervision of a man, the pontifex maximus.

A big change came with the solidification of the empire and the great influx into Rome of eastern mystery cults, many of them carrying the entirely unroman concepts of personal communion with the god and personal salvation. Although some of these gods were completely closed to women (such as the military cult of Mithras) others offered women status and agency like they’d never had before.

The most notable example of these was the cult of Isis, who subsumed a world of other goddesses and cults (and which Ovid complains about in some of his poems). One of the hymns to Isis says: ‘You gave women equal power with men.’ This explains why the cult of Isis was one of the most obstinately resistant to the rise of the new cult of Christ as the latter spread  around the Mediterranean during the later first century AD.

Christianity itself was a very mixed blessing for women. Women played a crucial role in the life of Jesus. His mother, Mary, quickly assumed cult status. Jesus was genuinely open-handed about the role of women. Take the woman her community is about to stone for adultery. Jesus saves her and shames the vengeful men.

Women quickly held office in the early church, not in ultimate power but as assistants, deacons and sacristans, assisting in ceremonies as well as taking a lead in charitable works. It was the Empress Helena who ‘found’ the true cross in Palestine and brought it back to Rome. A good proportion of the early martyrs were women i.e. women were allowed to be memorialised as martyrs, to be remembered as saints, and their relics worked just as many miracles, as men did. Here was a true holy equality.

But then, alas, St Paul. Paul thrashed out the theology of Christianity but at the expense of embedding it deeply back into the traditional Jewish teachings which Jesus had seemed to escape. In chapter 14 of his first letter to the congregation at Corinth he says:

‘Let your women keep silent in the churches, for they are not permitted to speak; but they are to be submissive, as the law also says. And if they want to learn something, let them ask their own husbands at home; for it is shameful for women to speak in church.’

From the floating repertoire of ancient documents indicated by the Dead Sea Scrolls, the early Christians selected the ones which they thought best bolstered their case, assembling them into a library which eventually came to be called The Old Testament. Much of it was a reversion to a harsher, Jewish concept of the deity than Jesus seemed at many moments to believe. Over coming generations the strange and ominous legend of Adam and Eve came to assume the severity of doctrine, and became an irrefutable accusation with which hundreds of generations of misogynists could bad-mouth and shut down women.

One unintended consequence of Pauline thought was the new emphasis it put on virginity. In our times we think the obsessive importance assigned by generations of Christians to the virginity of a bride ludicrously repressive and bigoted. But if you think about it from the point of view of a 12, 13 or 14 year old girl in a Roman household, who knows she is doomed to be married off to someone she might never have met, who might be four times her age, purely as a business and legal transaction – then a new cult which rejects this bartering of women, and declares that the holiest thing a woman can do is devote her life to Jesus and eternal virginity, maybe in a community of like-minded women – you can see how in many cases this might have been experienced as a wonderful liberation from patriarchal tyranny. An escape route.

Convents began to be set up soon after the first monasteries and offered a way for women to walk out of the entire male-dominated society in a way they hadn’t been able to since Rome was founded. A huge subject but Finley’s brief discussion is suggestive.

2. Entertainments

Much smaller in conceptual terms, but still significant, was the way women were allowed to be spectators in theatres and at games. Finley tells us that gladiators became ‘pin-ups’ for Roman women, ‘especially in the upper classes’. It would be good to see the evidence for this.

3. Imperial women

Finley rather spoils the effect with his third area of female agency, by reverting to the anecdotal level of the opening of his essay, and telling us that many of the women at the top of the next few hundred years of Roman Empire ‘revealed a ferocity and sadism’ that were not often matched by their menfolk. They never held direct power, but they pulled many of the strings for their husbands and sons, brothers and lovers. Well, if feminists want strong independent women, here are some of the most ferociously strong and determined women we have any record of.

Finley tries to interpret the behaviour of this handful of bloodthirsty women as a ‘rebellion’ against the suppression of almost all women almost all the time. Unfortunately, it comes over more as a certain type of sexist stereotyping without any consideration of the fact that strong women everywhere have been subjected to poisonous character assassination. I.e. that much of what male society and its male historians wrote about them may be vicious rumours or simply untrue.

Shame. Finley was very ‘on message’ and sympathetic to Rome’s repressed women up to this very last point.

Thoughts

This is a deeply intelligent, very interesting, well-written essay. It has an elegantly arresting introductory remark about Cleopatra and then moves with a steady, fluent logic through a series of highly interesting points. Agree or disagree with his thesis, it is beautifully written.

It is very persuasive about the topics it addresses. But it can be seen that, at various points, it veers away from a strict consideration of its title; the passage on the marriage laws for Roman soldiers feels some distance from ‘the silent women of Rome’, the extended passage about Augustus and his women is interesting but can hardly be taken as representative of Roman society at large.

The anti-Finley debate

A few minutes surfing on the internet turns up the fact that Finley’s essay was contested by feminists.

The Reverend Dr. J. Dorcas Gordon of Knox College, Canada, in her book ‘Sister or Wife? 1 Corinthians 7 and Cultural Anthropology’, gives a summary of the feminist responses to Finley’s essay, which she calls ‘controversial’.

According to her, there is a relatively straightforward spectrum of views, with one school holding that women in Rome lived passive repressed lives in the shadows of their fathers or husbands (the Finley view), but quite a few more modern revisionists insisting the exact opposite.

These latter are represented by Sarah Pomeroy who, in her pioneering 1975 feminist book, ‘Goddesses, Whores, Wives, and Slaves: Women in Classical Antiquity’, argued that changes in Hellenistic society produced many emancipated but respected upper-class women. She argues that Roman matrons had a much bigger range of choices in their roles and lifestyles, as well as more of an influence on the cultural and political life of their society, than Finley allows.

Gordon goes on to produce pages of evidence showing women having more agency in the ancient world than the Finley side of the debate claims, evidence including history, moral anecdote and exempla, slander, funerary inscriptions.

In Hellenistic Egypt we know that women bought and sold real estate as well as movable property. We know from Cicero’s abundant correspondence that his wife, Terentia, had considerable freedom of action in the areas of finance, politics and matchmaking.

There is evidence that women, despite an explicit ban, argued their cases in the law courts, namely Afrania, wife of a senator and Hortensia delivering a speech before the triumvirs. Servilia was the long-time mistress of Julius Caesar and mother of Brutus and all her contemporaries took her political influence of for granted. Cicero depicts a woman friend, Caerellia, as independently wealthy and a noted intellectual. Everyone was intimidated by Augustus’s formidable wife, Livia.

An inscription from Corinth recognises Junia Theodora who bestowed gifts of money on the city and citizens. More surprisingly an inscription speaks of a certain Hedea racing a chariot and winning at the Isthmean Games of 43 AD. Inscriptions from Asia Minor memorialise wealthy Greek women who civic and federal magistracies and priesthoods. Women with estates and all sorts of businesses were attested at Pompeii.

And so, considerably, on.

The major engine for new historical interpretations

In the end, Dorcas suggests, it depends how you interpret the evidence. Obviously that is true, but I’d go a step further to point out something obvious, to me at any rate, which is: the outcome of many debates in the humanities depends not so much on how you interpret the evidence, but on what evidence you consider; on what evidence you admit to the field of debate.

Time after time, when reading modern history books which claim to be ‘overturning conventional wisdom’ or ‘subverting established beliefs’ blah blah, it turns out that they’re not doing so by presenting startling new evidence; more often than not they are using evidence which has always been known about by scholars, but not previously considered part of the debate; things the experts knew about but nobody had considered including in the body of evidence used in this particular debate.

If the complete corpus of historical evidence can be likened to a landscape, the landscape itself rarely changes – what changes, and sometimes drastically, is which features of the landscape historians choose to pay attention to; which bits of evidence we include and prioritise.

Since you and I can never hope to acquire total mastery of all the evidence from the ancient world on this or any number of other issues (the experiences of slaves, the experiences of gladiators, the experiences of the working classes, the experience of farmers, the experiences of business men) we are, in effect, at the mercy of scholars and their changing interests. Our knowledge of ‘history’ is restricted by the ever-changing fashions for this or that kind of evidence among the historians we read.

Now almost contemporary historians are convinced that we need to be more inclusive, need to pay attention to the lives of women, or black people, or other previously excluded groups. While fine and admirable in itself, this attitude can also be seen as just the latest wave, the latest refocusing of attention and evidence which will, itself, be eclipsed by further waves in the decades to come.

In other words, nothing like a ‘true’ understanding of history is ever possible. Because the study of history covers such a huge area, and historians for decades have been expanding the fields of evidence to include previously ignored groups, any modern read is doing well if they can get a grasp on the history of a period as it is generally understood today i.e. as it is interpreted and conceived for our times by the congeries of historians of our day.

But even if you could wriggle free of the preconceptions and assumptions of our age, penetrating through the veil of how events are presented by contemporary writers is virtually impossible, because as you go further back in time you don’t encourage any kind of truth, all you encounter is previous generations of historians interpreting events in terms of the ideologies, moral values, social needs of their times, biased by all their preconceptions and prejudices.

The thing itself – the objective, ‘true’ and definitive account of events – can it ever be reached, does it even exist? I don’t think so. It’s bias, interpretation and ideology all the way back to the original sources and documents which, themselves, are (fairly obviously) biased and limited. From ever-changing mosaics of evidence historians create narratives which are acceptable to us and our concerns.


Credit

The silent women of Rome by M.I Finley was published in 1965. It was included in a collection of essays by him titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

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The Epistles of Horace book 2

If only my powers matched my yearning…
(Epistles Book 2, number 1)

The ancient Roman poet Quintus Horatius Flaccus (universally referred to as ‘Horace’ in the English-speaking world) wrote two books of epistles.

The first one, published in 21 BC, contains 20 shortish poems on a variety of subjects. The second one, published some ten years later in 11 BC, differs in two ways. First, it contains just three poems, but they’re long ones: whereas epistle 1.8 is 17 lines long and 1.9 is just 13 lines, the first two epistles in book 2 are 270 lines and 216 lines long, respectively, and the third one is nearly as long as the two preceding ones put together (476 lines). The second difference is that, whereas the 20 odes in Book 1 are varied in subject matter, the three longer poems in Book 2 are all very much on the same subject – poetry.

Epistle 1 (270 lines)

This poem is addressed personally to Augustus and is a defence of modern poetry.

Horace opens with a panegyric to Augustus and his achievements (bringing peace, re-establishing the rule of law etc) and says that, unlike earlier heroes of Rome, Augustus hasn’t had to wait till he’s dead to be worshipped: the population realises his importance while he’s still alive.

But then it turns out he’s said all this to make the point that when it comes to poetry, the Romans take a very different view from how they regard their leader. Instead of valuing the new for its achievements they obsessively worship the old and fusty, using age alone as a measure of quality. He lists the first Roman writers, from Ennius in epic to Terence in comedy, and says these are the writers the Roman population venerate as if they could never be improved upon. But they’re wrong. Many of those pioneering works are crude and clumsy but people persist in venerating them and rubbishing much better work, purely because it’s new.

It makes me annoyed that a thing should be faulted, not for being
crudely or clumsily made but simply for being recent.

People venerate and defend the old works because it’s what they grew up with and understand, which leads them to frown on new works because they don’t properly understand them.

What if the Greeks had only venerated the old and stifled innovation? We wouldn’t have most of the works we now enjoy and which the Romans can copy so freely.

Then Horace changes tack somewhat and laments the fact that Rome is undergoing a craze for writing poetry; everyone’s at it, even he, who had sworn to pack it in, is up before dawn calling for pen and parchment. But they’re all amateurs! You wouldn’t take medicine from someone who wasn’t a doctor or ask someone who wasn’t an experienced sailor to take the helm of your yacht: so why should you read verses by a complete amateur?

On the upside, one thing that can be said for proper poets is they live very modestly. Horace never cheats, fights, causes social strife –, on the contrary, he is content to sit quietly, reading and scribbling, living off pulses and second-rate bread. Here is how the poet serves his country:

The poet shapes the tender faltering speech of a child,
already turning the ear away from coarse expressions.
Later he moulds the disposition by kindly maxims,
using his voice to correct cruelty, envy and temper.
He recounts noble actions, equips the new generation
with old examples, and brings relief to the poor and sick.
Where would innocent boys and girls who are still unmarried
have learnt their prayers if the Muse had not vouchsafed them a poet?
The choir asks for aid and feels the deities’ presence;
by the poet’s prayers it coaxes heaven to send us showers;
it averts disease and drives away appalling dangers;
it gains the gift of peace and a tear of bumper harvests.
Song is what soothes the gods above and the spirits below.

I’ve quoted this passage at such length for two reasons. One is to refute Horace’s optimistic claim for the poet, that:

He recounts noble actions, equips the new generation
with old examples

Is that true of Catullus, with his spiteful lampoons of helpless victims, with his hate poems against Lesbia after she dumped him? No. It’s not even true of Horace himself, whose 104 odes I have just read and which are about drinking, parties, the joys of the countryside, advice to friends about affairs, poems of longing for beautiful young boys, and so on.

To claim his own poetry is full of noble actions designed to instruct the next generation is ludicrous. A lot of it is just tittle-tattle and gossip, entertaining but hardly educational. In other words, this is the kind of stock, boilerplate excuse poets trot out to justify their profession to the public when the reality of what they write is often wildly different.

But the second reason is sociological. It would be easy to end the quote at the word poet, as if writing poetry were a solitary activity to be enjoyed by solitary readers. It certainly is this, but the final five lines are interesting because they put the act of poetry in a much more public context. Remember that Augustus commissioned Horace to write a hymn to be sung by a choir at the opening of the Secular Games, which Augustus revived in 17 BC. By a choir! Learning his words and learning to sing them to (presumably) an ancient melody.

And what could a public hymn to be sung by a choir in front of an audience of hundreds of thousands of Roman citizens possibly be about but an invocation of the gods and plea for peace and plenty? So I included this latter half of the quote to show the intensely public and social side of the poet’s role in ancient Rome. (I was going to write ‘very unlike our own times’ when I remembered the stunning performance by poet Amanda Gorman at Joe Biden’s inauguration as president in January 2021.)

Horace changes tack again to give a brief history of Roman poetry. The native Roman tradition began with coarse rural songs sung at country festivals of marriage or harvest. These became so wild and often abusive that they eventually had to be reined in and restricted by laws. Only late in their history did the Romans become aware of the centuries-old tradition of Greek poetry, overflowing with sophistication, a wide variety of metres, a number of well worked-out genres and conventions. Only after the final Punic War and crushing of Carthage in 146 BC did educated Romans think of imitating the sophisticated Greeks, and even then moments of ‘farmyard’ vulgarity still came through.

This morphs into contempt for current Roman taste. Horace thinks Plautus’s comedies were feeble with poor characterisation of his various stock types (I genuinely enjoyed Plautus’s comedies). But he is appalled by the modern theatre which doesn’t even stage plays any more so much as pageants and spectacles, featuring bears or boxers – a cross between pantomime and the circus. Nonetheless, Horace is full of admiration for playwrights who write proper plays and evoke genuine deep emotions: that’s something he could never do.

Then he switches tack again and brings Augustus back to the poet who writes not for a fickle audience but for the individual reader. Now it’s true that poets are sometimes their own worst enemies, and he gives an interesting list of the ways they can screw up:

  • thrusting a book on Augustus when he is tired or worried with important concerns of state
  • being oversensitive to criticism of even a single line
  • when, in a reading, they repeat a favourite section without being asked
  • when they moan that their excellence goes unrecognised
  • when they arrogantly assume that as soon as Augustus hears they’re writing something, he’ll immediately summon them to court and make them a gift to relieve their financial worries

Nonetheless, it is important to choose the right poet, qualified and able poets, to celebrate your successes. A long paragraph tells the story of Alexander who patronised a third rate poet, Choerilus, and so, alas, was never immortalised in verse. Horace then flatters Augustus for his excellent choice of chief poets, namely Virgil and Varius.

Horace draws to a close by wishing that he, too, could write epic poetry about Augustus’s achievements, describing ‘the Parthian foe overawed by your imperial Rome’ but alas, he is not talented enough: ‘If only my powers matched my yearning’. But he would be rash to embark on a task so far beyond his abilities.

I don’t understand the final 11 lines. I think the general idea is that it is better to have no lines at all written about you than to be remembered for being memorialised in hilariously bad verse. It would be embarrassing and might even be fatal!

All this I take to be yet another grovelling apology to Augustus for not writing him some grand, noble and dignified Poem, and instead offering short, ad hoc poems which play to Horace’s talent for moral sermons and gossipy odes.

Epistle 2 (216 lines)

Is addressed to Julius Florus and is a long apology by Horace for not writing lyric poetry.

But I had barely got going before, once again, as so often in Roman literature, I stumbled over the slavery issue. Epistle 2.2 opens with 20 lines describing the imagined sales patter of a slave trader, describing the merits of a young man he’s selling. It’s obviously designed to be comic in the way a modern comedian impersonating the bluster of a second-hand car trader could be done for comic effect. Horace has his slave trader make his sales pitch a bit more plausible by admitting that, ok, the slave for sale isn’t perfect: once or twice he dodged his work and hid under the stairs ‘for fear of the strap on the wall’ i.e. of being whipped (which was the standard punishment for slaves, in Republican Rome in the 20s BC as in European sugar plantations in the 18th and 19th centuries).

The point of this elaborate analogy is that Horace tells Florus that the slave trader of the anecdote was being honest about his merchandise’s flaws – and that, in the same way, he, Horace, was being open and honest when he told Florus, as he was leaving for duty in the army abroad, that he, Horace, is lazy and was unlikely to send letters as often as Florus demanded, and also was unlikely to send him as many poems as he hoped.

He, Horace, was quite frank about this, so why is Florus now upbraiding him? That’s the point of the opening anecdote…But I’m thinking about the slave boy cowering under the stairs, waiting for the master to come after him with the blood-stained whip…

If slavery matters, it matters everywhere, at any time, and to all peoples who have been enslaved.

Forcing myself back into the ‘civilised’ ‘cultured’ world of Horace’s poetry, the epistle now cuts away from this anecdote to give us another vignette, this time about one of Lucullus’s poor soldiers who’d saved up a nice sum of money. One night someone stole it. Next day, bubbling with rage, the aggrieved soldier flung himself at the enemy and dislodged them from a well-defended position. For this act of bravery he was acclaimed, decorated and given money. At which point he stopped being angry. So that when the general came to him a few days later to ask him to lead a similar assault on another fort, the soldier refused. If you want someone to lead a suicidal attack, the yokel told the general – find someone who’s just been robbed.

Horace then cuts away again, this time to a passage of autobiography: He tells us he was raised in Rome, went for further education in Athens, but was caught up in the civil wars and recruited into Brutus’s army (which was based in Greece) and found himself commanding a legion at the Battle of Philippi, where he saw the line break and be massacred, so flung away his shield and ignominiously legged it (as he had already described in ode 2.7. All this is by way of saying that when he finally fetched up back in Rome, discovering his father was dead and his land confiscated, he wangled a minor job in the Treasury and took to writing verses, inspired by ‘Lady Poverty’.

The point of this digression being that Horace is like the soldier who had his wallet stolen. When he was poor, he was highly motivated and turned out verse at speed. But now he is successful and well enough off to suit his needs, like the soldier once he’d made his pile, he doesn’t need to return to the fray.

He takes another tack at justifying the same thing, saying his slowing down in writing poems is due to age. Age strips away all our pleasures, fun, sex, parties and sport. Now it’s denuding him of his ability to write poems.

The poem is turning into a litany of excuses. His next excuse is that, even if Horace did write some new verse, it’s impossible to please everyone: take three guys and the chances are one will like lyric poetry, one iambics and one ‘the tangy wit of Bion’s homilies’. So, what kind of poem should Horace write or avoid?

He then changes tack to make another excuse: How can Florus expect him to write poems while living amid ‘the storms of city life’ in Rome? There are two types of distraction: people, who endlessly demand attention, want him to be their patron, do business with him or are ill and demand visits. The second is the sheer racket: building works, wailing funeral processions, lumbering carts, mad dog barking, how can a man concentrate on writing verse?

He changes the subject again to mock the literary world, full of writers lavishing extravagant praise on each other, and in particular of poets, ‘that hypersensitive species’. He recalls putting up with recitals from terrible poets and replying tactfully. But now he breathes a sigh of relief that that period is over, his work is done, and he doesn’t have to listen to another word.

Too many modern poets praise their own work, regarding each line as sacred. Horace, by contrast, says the true poet is as stern as a censor, cutting any word ‘deficient in lustre or lacking solidity’ or which he deems unworthy of honour. He will revive worthy old words from the time of Cato, which have fallen into disuse and he will adapt new ones, where needed. Thus his work will flow strong and clear like an unpolluted river, enriching the land with his wit and the wealth of his language.

But then, it’s best to abandon verse altogether. It’s a children’s activity. Instead seek the good life:

instead of hunting for words to set to the lyre’s music
to practice setting one’s life to the tune and rhythms of truth.

I don’t fully understand the next 30 lines or so but I think they are a version of Horace’s core moral message, which is that we should be content with what we need and not be greedy, not hanker after unnecessary wealth or luxury.

I shall enjoy what I have and draw on my modest supplies
as needed…

We shouldn’t waste our lives scheming to make money and then splashing it around wastefully. Instead we should:

make the most of the short and beautiful time

What started in a tone of abject apology to Florus for not having kept up his side of the correspondence or sent the poems he promised, has somehow turned right around to become quite a harsh criticism of his friend. Quite rudely, he says possessing a thicker wallet doesn’t appear to have made Florus any the wiser. Florus claims he isn’t a miser, but Horace rather accusingly asks whether he’s banished the other vices, related to miserliness. Is his heart no longer obsessed with futile ambition, or with fear of death? Does he treat dreams and prophecies as the jokes they are, or live in superstitious fear of them? Florus should be improving his mind and morals, living sensibly. In a brutal last few lines, Horace concludes:

If you can’t live as you ought, give way to those that can.

Epistle 3 – The Art of Poetry

Epistle 3 has a special place in literary history as it is clearly quite different in length and ambition from the other epistles and quite early on was extracted and published by itself with the title Ars Poetica or The Art of Poetry.

The epistle is addressed to Horace’s friend Lucius Calpurnius Piso (a Roman senator and consul) and his two sons and forms a long and wide-ranging meditation on the rules and conventions applying not only to the kind of lyric poetry Horace himself wrote, but, above all, to plays.

What struck me most was the structurelessness of it. There’s no introduction or explanation or laying out of the themes. Instead Horace launches right in, in the conversational tone, and rather haphazard structure, of the epistles rather than the academic tone of a treatise.

Horace kicks off by explaining the importance of unity and simplicity by imagining the case of a painter who painted a human head on a horse’s body, a body which was itself covered in feathers and ended in a fish’s tail. How absurd everyone would find that. Well, that’s because an artist should observe decorum and restraint. Don’t just tack beautiful passages about temples or rainbows onto a work if it’s about something else.

Make what you like, provided the thing is a unified whole.

Horace himself tries to be brief and smooth, though he admits often failing at both.

Writers must give thought to what subject and format suits their powers, rather than attempt something they’re incapable of. If you choose a theme within your scope, the rest should follow. It should become obvious what to leave in and what to leave out.

Do not be afraid of simple and obvious words. Often they are best. Invent new words reluctantly. New terms imported from Greek are acceptable if kept to a minimum. Language is like trees. The old leaves (words) wither and fall, to be replaced by new ones. In the long run, our entire civilisation will crumble and fall, so how can we keep our language from changing and evolving?

Usage is king. Usage determines the meaning and validity of words. Use the language the men of your time use.

Horace briefly explains the advent of different metres for the various kinds of poetry: epic, elegiac, dramatic, and lyric.

Everything has its appropriate place and ought to stay there.

So the first job of the poet is to learn about the different genres, their histories, the appropriate subject matter for each, their format in terms of metres, their diction.

But correctness is only the beginning. A poem must be attractive, it must evoke the listener’s emotions. It must match the words to the emotion being portrayed or the audience will burst out laughing.

Follow the tradition regarding well known characters, for example the heroes of the Trojan war or the gods. If you dare to innovate a character, making him or her consistent. ‘You’d be well advised to spin your plays from the songs of Troy’ i.e. rely on tried and trusted characters from legend.

My Roman friends, I urge you:
get hold of your Greek models and study them day and night.

The good writer doesn’t start with bombastic invocations and promises. Chances are you won’t be able to live up to it. The mountains will labour and give birth to a mouse! The good writer hurries the reader into the middle of things (in media res) as though they are quite familiar.

Horace gives an entertaining review of the ages of man, entertaining in that classical sense of pleasingly reiterating obvious clichés and stereotypes. The old man is:

morose and a grumbler, he is always praising the years gone by
when he was a boy, scolding and blaming ‘the youth of today’…

So attribute behaviour and views to characters which are appropriate for their stage and situation in life.

Some actions should be presented onstage, for things seen make much more of an impression than things merely described. However, there are events which shouldn’t be described but must take place offstage and be reported, for example Medea killing her own children or Atreus killing, cooking and serving up his brother’s sons to him at dinner. (Hannibal Lecter has been on my mind and this line reminds me of how modern American culture deliberately, consciously, drives a coach and horses through norms of restraint and decorum.)

He then gives very strict rules about plays. All plays should contain exactly five acts. Do not let a god intervene. You can have a fourth character but they should not speak (thus following very strictly the convention of ancient Greek theatre.) The chorus should take the place of an actor, sing between the acts, but only of subjects which are tightly relevant to the plot. The chorus should side with the good and give them advice, and try to restrain the bad.

Horace gives in to his own stereotype of the ‘grumpy old man’ and laments the good old days and simplicity of Greek drama. Back then the ‘pipe’ then was a simple instrument which performed simple ditties because the theatre was relatively small and not packed, and the audience had ‘honest hearts, decent and modest.’

But victories brought wealth which encouraged (presumably he’s talking solely about Athens here) the Athenians to allow drinking in daytime, allowing greater liberty in tunes and tempos, encouraged actors to dress up in more and more sumptuous costumes and ‘mince’ across the stage, the tunes of the lyre became more complex and the delivery of moral homilies became more complex and obscure.

Horace attributes the word ‘tragedy’ to the Greek tragos, meaning goat, and ‘satire’ to the mythical figure of the half-goat satyr.

In Greek theatre three tragedies were performed in succession, and were followed by a comic to lighten the mood and lead into festival and celebration. This satyric drama was not the same as comedy and had its rules and restraints. Horace warns against having gods or heroes who feature in the tragedies dragged onstage and mocked in the satyr play.

If he ever wrote a satyr drama, it would mix high and low, blending ‘familiar ingredients’. The artifice would be in creating seamless joins, ‘such is the power of linkage and joinery’. But don’t be crude: cultured ‘knights’ i.e. semi-aristocracy, are repelled by jokes from the streets and back alleys.

Horace turns to (briefly) consider specific metres, considering ‘feet’ such as the iamb (da-dum) and the spondee (dum-dum).

Not for long, though because he moves on to give a brisk history of the origin of the dramatic genres. Thespis invented tragedy and was followed by Aeschylus who elaborated it. This was followed by Old Comedy which became, however, too abusive and violent and so had to be reined in by law.

Roman playwrights have copied the Greeks and left nothing untried; they have often been at their best when they’ve departed from Greek models. But their weakness is carelessness. A good work should be like fingernails, trimmed and filed to a perfect shape. Some writings have encouraged writers to believe that the true poet is mad and so they’ve cultivated eccentricity instead of studying.

Horace sees himself as a grindstone which sharpens the steel but takes no part in its creation. Hence this epistle of advice. At bottom, the fundamental basis for writing is Good Moral Sense.

Moral sense is the fountain and source of proper writing.

The Greeks had this. Study Socrates. Be clear on what is due to your country and friends; what is involved in loving a parent, brother or guest; what is the conduct required of a judge or senator; what are the duties of a general. This way you will know the correct sentiments and speech to give to these kinds of characters when you present them. The playwright should look to real life for examples of behaviour and speech.

A play with attractive moral comments and credible characters may work onstage even if it lacks finish and polish and style. The basic subject matter wins assent.

One problem is that, unlike the Greeks, the Romans are a money-grubbing nation, and he gives a little vignette of children being taught their fractions.

The aim of the poet should be to instruct and delight. To do so: keep it brief. Old people in the audience want morals; young dandies appreciate style. To please both, make your work useful and sweet (utile et dulce), blending help and delight.

That said everyone makes mistakes, and he can forgive blots of style in an otherwise good-hearted work. Even Homer nods.

The raison d’etre for a poem is to please the mind. It’s alright to have average lawyers or generals. But a poem, in order to justify its existence, should be as excellent as possible. Therefore, read your works to good critics, to Horace himself if you can, but then…sit on it for 9 years. Then take it out and reread it and edit and trim it coming it to cold and mature.

You can always delete what hasn’t been published; a word let loose is gone forever.

A brisk summary of the founding of civilisation by Orpheus, Amphitryon and so on. The establishment of laws and boundaries. Homer inspired to battle. Song was the medium for oracles. Poems sought a king’s favour, or celebrated the end of a season’s work. Therefore, don’t be ashamed to study the tradition.

Is it a gift or craft which makes good poetry? Both. Olympic athletes train hard for their supremacy. So do musicians. Why is it only poetry where any amateur can put forward shoddy offerings and claim himself to be a genius?

Quite a funny passage describing the rich man surrounded by flatterers who announces he has written some verses, does anyone want to hear them? Of course the flatters jump to attention and turn pale with emotion, weep, or laugh and cheer, as required by the verse. Doesn’t mean it’s any good. Beware of flatterers.

He remembers how honest his friend Quinctilius was. If you read him your verses he’d honestly tell you  which bits to amend. If you swore you’d tried already, he’d recommend you go back to the drawing board and try to express it some other way. An honest friend honestly points out your errors and so saves you from being laughed at if you publish rubbish.

After all this description of sense and hard work and clarity of thought, Horace ends, very incongruously, with 20 or so lines describing the ‘madness’ of the poet, who wanders the fields, head in the air, reciting his lines, and if he happens to fall into a deep well, who’s to say he didn’t do so on purpose! Consider Empedocles, so irrational he threw himself into the volcano of Mount Etna.

So why is a wretched poet condemned to write poetry? Is it punishment for some gross act of sacrilege like ‘pissing on his father’s ashes’. Did he profane a holy place?

All this seemed very out of place with Horace’s usual calm, even tone, and I began to suspect it was comic hyperbole, when, in the last few lines, he claims that a poet is like a wild bear which has smashed the bars of its cage and scattered everyone, cultured or not, by the threat of reciting. The wild poet threatens to grab anyone who comes within reach, in a fatal bear hug, and then read them to death!

Yes. I think this entire final passage is intended to be ironic, a satire on the popular stereotype of the poet – which is completely unlike the careful, studious, hard-working figure the preceding 450 lines had gone to such lengths to describe.


Credit

Niall Rudd’s translation of the Epistles of Horace was published by Penguin books in 1979. All references are to the 2005 Penguin paperback edition.

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