Byzantine Emperors 802 to 1081

By the tenth century to be a eunuch was, for a promising youth about to enter the imperial service, a virtual guarantee of advancement; many an ambitious parent would have a younger son castrated as a matter of course.
(Byzantium: The Apogee, page 130)

This is a timeline of Byzantine emperors between 802 and 1081, based on John Julius Norwich’s history of the period, Byzantium: The Apogee (1991).

The Empress Irene

Iconoclasm (the banning of religious images and icons) had been instituted by Leo III the Isaurian in 726. 80 years later it still divided the empire. The empress Irene had dominated her weak husband, Leo IV (775 to 780) and their son, Constantine VI (780 to 797) who came to the throne aged just nine and who, when he became a threat to her power, Irene had arrested and blinded, resulting in his death soon afterwards.

So then the wicked Empress Irene reigned by herself for five years, alienating most sections of the empire – by being a woman, by being an icon-supporter, and for the foul murder of her own son.

In 800 Pope Leo II crowned King Charles of the Franks as Holy Roman Emperor in St Peter’s Rome. This astonished the Byzantines who considered it an appalling assault on their power and prerogatives, but to both Pope and new Emperor, Irene, as a woman, simply did not count and so, for them, the throne of Roman emperor was vacant.

To seal the deal Charlemagne, in 802, sent Irene a proposal of marriage. This in fact struck her as a decent exit strategy to escape the gathering number of enemies to her rule. But her leading ministers rebelled. Led by the Logosthete of the Treasury (the minister of finance), they mounted a coup, and exiled Irene.

Nicephorian dynasty (802–813)—

Nicephorus I Logothetes (802 to 811)

The leader of the coup against Irene took the name Nicephorus. Irene had cancelled loads of taxes in a bid to be popular with the people and thus brought the empire to the brink of bankruptcy. The fact that Nicephorus had been finance minister meant he understood how important it was to revitalise the tax base, rebuild the city’s walls, and build up the army. In 803 an Armenian general in the Byzantine army, Bardanes Turcus, rebelled but his revolt was crushed, Bardanes being sent to a monastery where he was, in the traditional style, blinded to prevent him being any more of a threat.

Irene had tried to buy off both the Khan of the Bulgars (in the north) and the Muslim Caliph Harun al-Raschid (in the East) with gold tribute. Nicephorus immediately cancelled both these tributes, sparking war with both (although Raschid died in 809).

Nicephorus led initially successful campaigns against the Bulgars but was killed at the Battle of Pliska against the mighty leader of the Bulgars, Khan Krum. Initially, Nicephorus had successfully led raids into Bulgar territory and destroyed their capital city, but he and his army were eventually caught in a narrow defile and annihilated. Krum had Nicephorus’s skull encased in silver and used it as a cup for wine-drinking.

Staurakios (July to October 811)

The only son of Nicephoros I, Staurakios automatically succeeded on his father’s death but had been present at the Battle of Pliska and was himself severely wounded, left paralyzed and in constant pain. He was forced to resign within a year, and retired to a monastery where he died soon after.

Michael I Rangabe (811 to 813)

Son-in-law of Nicephorus I, Michael succeeded Staurakios on the latter’s abdication. A spendthrift in everything except defence, he wasted money on high living while Khan Krum devastated various Byzantine towns.

In late 812 Krum offered battle some miles from the capital and in June Michael marched out at the head of an army but, as battle began, the Anatolian wing of the Byzantine army, led by Leo the Armenian, deserted their posts. As a result the Byzantine army was decimated, Michael made it back to Constantinople where he abdicated (retiring to a monastery where he lived quietly for another thirty years). All four of his sons were castrated and his wife and daughters sent to a monastery – while Leo the Armenian returned to the capital and seized the throne.

Non-dynastic—

Leo V ‘the Armenian’ (813 to 820)

Born about 775, Leo joined the army and rose to become a general in which capacity he betrayed the army in a confrontation with Khan Krum of the Bulgars, leading to the abdication of Michael I.

Leo still had to deal with Krum and arranged a meeting with the Bulgar at which he treacherously set assassins to kill him. They failed and Krum made off, infuriated, destroyed all the buildings without Constantinople’s city walls – palaces and churches – then systematically destroyed every Byzantine town he could seize, murdering all the men and taking the women and children into slavery. Adrianople was burned to the ground and the entire population sent into slavery beyond the Danube.

Leo, for his part, mounted some sneaky raids into Bulgar territory where, the chroniclers report, his armies had instructions to kill all the children (dashing their heads against rocks and walls, is the precise description). It was a war of extermination on both sides. Then, just as Krum was supervising the siege engines rumbling up to the walls of Constantinople for a final siege, he dropped dead of apoplexy. To everyone’s surprise, peace had come.

Leo devoted the remainder of his rule to reviving Iconoclasm. The previous three ill-fated emperors had been icon-supporters and their reigns had coincided with financial and military disasters. Leo hoped to revive support for his rule by falling in line with the majority of the upper class, the army and many of the Eastern refugees (who now thronged the city, having fled the armies of the Arabs) who were all deep-rooted iconoclasts. (Iconoclasm feeling became stronger the further east you went.) In 815 Leo promulgated an edict against images which led to an orgy of destruction across the empire. So much beauty and art, silken vestments, gold icons, priceless statues – destroyed forever.

Something – the chronicles are unclear – led to a rift with his one-time good friend Michael from Armoria, who began speaking openly against the emperor and who Leo had imprisoned and ordered to be thrown into a burning furnace. Before this order could be carried out, Michael was freed by accomplices who went with him to the imperial chapel on Christmas Day 820, where they struck down Leo, first cutting off his sword arm, then his head. Leo’s corpse was paraded in ignominy around the Hippodrome. Leo’s four sons were castrated (one died during the procedure) and sent, along with his wife and daughters, into exile.

Amorian dynasty (820 to 867)—

Michael II ‘the Amorian’ (820 to 829)

Michael was an illiterate boor who made his son co-emperor in a bid to establish a settled dynasty. Almost immediately he faced a rebellion which evolved into a civil war, led by Thomas the Slav, a Byzantine general, who besieged Constantinople. However, Thomas’s army was unexpectedly attacked from the north by the Bulgars and massacred. The survivors retreated to a walled town, and Michael now felt confident enough to lead a Byzantine army to besiege them. Michael quickly persuaded the rebels to surrender with a promise of mercy, and to give up Thomas – who promptly had his hands and feet chopped off and his body impaled on a stake.

During Michael’s reign the empire lost Crete to Arab pirates, who ravaged all the towns and converted the entire population into slavery. Another band of Arab adventurers began the Muslim conquest of Sicily. Both islands became the home for Arab corsairs who preyed on shipping all over the eastern Mediterranean, despite Michael sending numerous fleets to try and stop them.

Michael died peacefully in his bed, the first emperor in a sequence of six to do so.

Theophilus (829 to 842)

Born in 813, Theophilus was the only son of Michael II, the illiterate Armorian. Co-emperor since 821, he succeeded on his father’s death aged 25 and was, according to Norwich, ‘magnificently qualified to take on the responsibilities of emperor’.

Theophilus had to deal with the aggressive campaigns from the Muslim East of Caliph Mutasim, who besieged and sacked Armoria, the second city in the empire: when some of the inhabitants took refuge in the town church, Mutasim burned them alive in it, the rest of the population was put in chains and taken back across the desert towards Syria but, when water ran short on this long trek, almost all of them were executed. Only 42 made it alive to Muslim territory. Years later the 42 were offered a final choice between converting to Islam or martyrdom. All 42 chose death and were beheaded on the banks of the River Tigris, thus entering the canon of saints of the Byzantine church. Burning, murdering, death.

Theophilus continued the iconoclastic policies of his father, but rather half-heartedly (with some notably brutal exceptions: he had two Christian writers who refused to renounce icons, tattooed across their faces with a long iconoclastic poem, and he had the greatest icon painter of the time, Lazarus, scourged and branded on the palms of his hands with red hot nails). Nonetheless, in Norwich’s opinion, when Theophilus died, aged just 29, from dysentery, ‘the age of iconoclasm died with him’ (p.52).

Interestingly, in response to the Muslim seizure of Crete and Sicily, Theophilus appealed to the son of Charlemagne, Lewis the Pious, to join forces and drive the Muslims from the Mediterranean. Interesting because, as Norwich points out, if Lewis had done so, the age of the crusades (i.e. armed Western Christian knights interfering in the Muslim Mediterranean world) would have come two and a half centuries early and, if it had become a sustained campaign uniting the Western and Eastern Christians, might have seized back more of the Mediterranean littoral.

Michael III ‘the Drunkard’ (842 to 867)

Born in 840, Michael succeeded on Theophilus was succeeded by his son Michael, born in 840 and so just two years old, with the result that the empire was ruled by his mother, Theodora, until 856. She called a Church Council in 845 which anathematised Iconoclasm, not without the usual fierce ecclesiastical in-fighting. (The fierceness of language and actual bodily violence involved in these Church disputes has to be read to be believed. Senior Christian opponents to imperial policy were often arrested, tortured, scourged and whipped, branded, blinded and exiled.)

The Logothete and eunuch Theoctistus manoeuvred his way to becoming co-ruler with Theodora. (Logothete: An administrative title originating in the eastern Roman Empire. In the middle and late Byzantine Empire, it became a senior administrative title, equivalent to minister or secretary of state.)

Theoctistus led a fleet which managed to recapture Crete, and another Byzantine fleet attacked and ravaged the Muslim naval base at Damietta. In other words, this period saw the start of a significant fightback against Muslim domination of the Eastern Mediterranean.

Theoctistus and the Empress adopted the ruinous policy the pair adopted of the systematic persecution of the heretics known as Paulicians. The Paulicians were Christians of a sort, but rejected large parts of the Old and New Testament and many of the practices of the Church. They were based in Armenia, a mountainous region far to the east of Anatolia. They were ordered to renounce their beliefs but refused, and so a vast military army set out to the East and, if the chroniclers are to be believed, massacred up to 100,000 of the Paulician community – by hanging, drowning, putting to the sword and even crucifixion. Not only was this a foul atrocity in itself, but strategically short-sighted in that it drove the entire community into alliance with the Muslim regime based in Baghdad.

Map showing the spread of the Muslim empire and how surrounded and embattled the Byzantine Empire became (and how foolish it was to drive the Armenians into alliance with the Muslims)

The Empress Theodora’s brother (Michael’s uncle) Bardas, overthrew Theoctistus, confronting him in the palace with a group of soldiers and the young emperor himself, who ran him through with a sword. That was in 855.

Bardas was raised to Caesar in 862. Norwich considers Bardas’s ten year-rule (855 to 865) one of unparalleled success, notable for his military victories over the Bulgars to the north and the negotiation of their conversion to Christianity, for the growing confidence and distinctness of the Eastern Church, and for Bardas’s personal sponsorship of learning – setting up schools and a university – and the arts.

In the last years of Bardas’s rule the monks and scholars, the brothers Cyril and Methodius, were invited by the Khan of the Bulgars to help convert his Slavic people to Christianity. (Formerly it was believed that Cyril, forced to invent new letters to convey Slavic speech sounds, invented the Cyrillic script which is named after him. Nowadays it is thought he and Methodius invented the Glagolitic script, and that Cyrillic was developed later by their students and followers.)

This story didn’t end well, though, because the Khan of the Bulgars wrote a long letter to the emperor complaining about the endless squabbles among the Byzantine Christian missionaries, and asking for clarification on various points of theology. The emperor Michael made the mistake of arrogantly dismissing it, with the result that the Khan turned to the Pope, who gave him a clear, thorough and polite response. The result was the Khan of the Bulgars gave his allegiance to the Pope in Rome and expelled all the Byzantine missionaries.

Meanwhile, Emperor Michael declined into alcoholism. In his last years he took a favourite, Basil, a strong, illiterate peasant from Armenia, talented with horses, and raised him to the level of Court Chamberlain. All kind of speculation floats around him, including the possibility that he was Michael’s gay lover. Michael ordered Basil to marry a young woman who was almost certainly Michael’s mistress, in order to give his mistress free access to the palace (and Michael), without scandalising the clergy. It is possible, then, that when Basil’s wife bore him children, they were in fact the children of the emperor…

Whatever the details, Basil tightened his grip on Michael’s affections, becoming a serious rival to Michael’s uncle, Bardas. On 21 April 866, on the eve of a naval expedition which he was meant to be leading to liberate Crete from the Muslims, Bardas was sitting next to Michael in the imperial pavilion, when Bardas stepped forward and assassinated him. The emperor was obviously in on the coup because he issued a statement declaring Bardas a traitor and exonerating Basil.

Macedonian dynasty (867 to 1056)—

Basil I ‘the Macedonian’ (867 to 886)

Having assassinated Michael’s uncle, Bardas, in 866, 18 months later, on 24 September 867, Basil and seven followers killed the emperor Michael as he lay in a drunken stupor in his bedchamber. Basil had himself proclaimed basileus.

Basil led successful wars in the East against the Arabs and the Paulicians, and seized back the entire Dalmatian coast, Bari, and all southern Italy for the Empire. He initiated a major review and digest of the laws (on the model of Justinian’s code) and also commissioned the building of new churches and palaces. He had four sons but one, young Constantine, was the apple of his eye. When Constantine died suddenly in 879, Basil went into a decline, becoming surly, reclusive and unbalanced. A later legend says he was killed by a stag while out hunting. We’ll never know for sure.

Leo VI ‘the Wise’ (886 to 912)

Instead of Basil’s favourite son, Constantine, it was his next eldest son, Leo, who succeeded, aged twenty. Already he has acquired the nickname ‘the wise’ for his scholarship, grace and deportment. But Leo VI’s reign saw an increase in Muslim naval raids, culminating in the Sack of Thessalonica, and was marked by unsuccessful wars against the Bulgarians under Symeon I.

Leo sparked a far-ranging religious dispute because he married a succession of wives, who all managed to die of illness or in childbirth. He kept at it because he was desperate for a male heir but when he married for the fourth time, to Zoe ‘Carbonopsina’ (of the black eyes), the church was outraged.

Orthodox theology disapproved of even one remarriage, only reluctantly admitted two – so long as the partners spent a good deal of time repenting and praying – but to remarry for a third time was completely forbidden and the Patriarch of Constantinople. Nicholas, was not slow to criticise and anathematise the emperor. So Leo had Nicholas exiled and appointed a new Patriarch who carried out his wishes. But Nicholas’s dismissal and the scandal of the four marriages split the church into fiercely opposing factions.

Alexander (912 to 913)

Leo had sidelined his brother, Alexander, during his reign. When Leo finally died his brother inherited and promptly set about undoing much of his brother’s work, starting by banishing Leo’s wife, Zoe, and ignoring Leo’s careful diplomacy with the ever-threatening Bulgars. He restored the troublesome patriarch, Nicholas, who Leo had dismissed and who returned from exile furious and determined to take his revenge on everyone in the hierarchy who had condoned Leo’s marriage.

Alexander was an alcoholic and died of exhaustion after a polo game, leaving the throne to Leo’s young son, Constantine, born in 905 and so aged just seven.

Constantine VII Porphyrogenitus (913 to 959)

At Alexander’s death there is a scrabble for power. When Zoe learned that Alexander lay dying she rushed back to the palace to protect her and Leo’s son, Constantine. On his deathbed Alexander confirmed Constantine as heir, but appointed a Regency Council led by Nicholas. And the first thing Nicholas did was order the empress to have her hair shorn and be sent to a nunnery, where she was renamed Sister Anna.

Within days the leader of the army, Constantine Ducas, mounted a coup against the regency Council, but as he snuck into the city, he and his conspirators (including his eldest son, Gregory) were caught and killed. Almost certainly Nicholas was in league with Ducas but, after the coup failed, it gave Nicholas the pretext he needed to launch a drastic reign of terror.

Whole companies were massacred, their bodies impaled along the Asiatic shore of the Bosphorus; others were flogged or blinded…. Ducas’s widow was exiled… his younger son… was castrated. (p.127)

Leo VI had wisely paid a tribute or bribe to Symeon the Great, Khan of the Bulgars, to stop him ravaging Thrace (the area to the north of Constantinople).

Constantine rashly stopped the payment with the result that Symeon led a Bulgar army right up to the walls of Constantinople. At this point the Patriarch Nicholas went out to see Symeon and did some kind of deal, so that the Bulgars went away.

But 1) Nicholas’s brutal treatment of the empress and 2) his brutal treatment of the army and 3) the rumour that he had sold out to the Bulgars, led to the collapse of the Regency Council. This triggered the swift return of ‘Sister Anna’, who reclaimed the role of Augusta and Regent and her true name of Zoe.

The next thing that happened was a coup organised by the admiral Romanus Lecapenos. He overthrew the empress (and sent her back to the convent again, hair shorn, Sister Anna once more) and quickly wedded his daughter to Constantine, thus becoming the young emperor’s father-in-law. Romanus worked to make himself invaluable and to seize all the levers of state. Eventually he got himself crowned senior emperor in 920.

Constantine was sidelined during the Lecapenos regime, but asserted his control by deposing Romanus’s sons in early 945. Byzantine forces helped an Armenian king against the Muslims in the East and destroyed an advancing Muslim army in south Italy, restoring a lot of the empire’s prestige. The Byzantines then caught an attacking army of Bulgars under Symeon I unprepared, forcing it to retire back over the Danube.

Constantine’s long reign also saw a flourishing of the arts known as the ‘Macedonian Renaissance’, with the emperor sponsoring encyclopaedic works and histories. He was a prolific writer himself, best remembered for the manuals on statecraft (De administrando imperio) and ceremonies (De ceremoniis) which he compiled for his son, Romanus II.

Romanus I Lecapenos (920 to 944)

This is the admiral, mentioned above, who seized power in 920 and ruled as the emperor Constantine’s ‘father-in-law’. After becoming the emperor’s father-in-law, he successively assumed higher offices until he crowned himself senior emperor. Like a previous Armenian emperor, Basil I, Romanus was keen to create a family dynasty.

His reign was marked by the end of warfare with Bulgaria and the great conquests of John Kourkouas in the East. Romanus promoted his sons Christopher, Stephen and Constantine as co-emperors over Constantine VII. Eventually Constantine VII threw off his rule and sent him to an island as a monk. He died there on 15 June 948.

Romanus II ‘the Purple-born’ (959 to 963)

The only surviving son of Constantine VII, Romanus was born on 15 March 938 and succeeded his father on the latter’s death in 959. He ruled for four years, although the government was led mostly by the eunuch Joseph Bringas. His reign was marked by successful warfare in the East against Sayf al-Dawla and the recovery of Crete by general Nicephorus Phocas.

Nicephorus Phocas (963 to 969)

The most successful general of his generation who restored Byzantine fortunes in the West and East, Nicephorus II was born around 912 to the powerful Phocas clan. The Phocas family were one of the leading powers in the state, having already produced several generals, including Nicephorus’ father Bardas Phocas, his brother Leo Phocas, and grandfather Nicephorus Phocas the Elder.

On the ascension of Emperor Romanus II in 959, Nicephoros and his younger brother Leo Phocas had been placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops in a campaign against the Muslim Emirate of Crete. They besieged the capital, Chandax, till it fell in 961, and took back the island after 130 years of Muslim occupation. Meanwhile, another Byzantine force recovered Cyprus in 965.

Nicephorus was recalled to Constantinople by Constantine and sent to the East, where he defeated the governor of Tarsus, ibn al-Zayyat in open battle, before taking the major Muslim city of Aleppo. From 964 to 965, he led an army of 40,000 men which liberated Cilicia and raided in Upper Mesopotamia and Syria. Then Nicephorus led Byzantine forces which besieged and took Tarsus. In 968, Nicephorus conducted a raid through Syria into Palestine which reached the city of Tripoli, raiding and sacking most of the fortresses along his path and which finally managed to take the city of Antioch. It was a high summer for the empire.

However, to finance these wars Nicephorus had increased taxes both on the people and on the church at a time of poor harvests and general dearth, while maintaining unpopular theological positions and alienating many of his most powerful allies. This combination of policies led to a series of riots in Constantinople. These involved his nephew, John Tzimiskes, who, despite having played a key role in many of his military victories, Nicephorus banished to Asia Minor on suspicion of disloyalty.

Tzimiskes was a popular general and, rallying his supporters, was smuggled back to Constantinople. Fellow conspirators let him into the palace, where he and a gang of collaborators murdered Nicephorus in his sleep. Thus ended the life of one of the most successful emperor-generals in Byzantine history.

John I Tzimiskes (969 to 976)

Tzimiskes took over as regent for the young sons of Romanus II. As ruler, Tzimiskes crushed the Rus in Bulgaria and ended the Bulgarian tsardom, before going on to campaign in the East.

According to Norwich, travelling through Anatolia John was appalled to discover the vast extent of the lands acquired by the Imperial chamberlain Basil Lecapenos. Basil got to hear about the emperor’s anger and, fearing that he was about to lose his lands and position, paid servants to administer a poison to Tzimiskes. Taken very ill, John just about made it back to Constantinople before dying. He was, in Norwich’s opinion:

One of the greatest of Byzantine emperors (p.230)

Basil II ‘the Bulgar-Slayer’ (976 to 1025)

Basil was the eldest son Romanus II, born in 958 and, with Tzimiskes’ death, he now inherited the throne aged just 18. He was to have a long and successful reign but the first half was a struggle to establish his own personal rule.

The first decade of his reign was marked by rivalry with the powerful Imperial chamberlain, the eunuch Basil Lecapenos, who he eventually managed to overthrow, confiscating all his estates and having him banished. Then there was a prolonged attempt by two rival generals – Bardas Phocas and Bardas Sclerus – to overthrow him, though the generals spent as much time fighting each other as the emperor. Both eventually failed, though not after prolonged unrest and military campaigns.

Threatened by the rise of Thomas the Slav who revived the kingdom of the Bulgarians, Basil found it wise to form an alliance with Vladimir I of Kiev whose entry into the Church (the baptism of him and his court) Basil supervised, as well as marrying off his sister, Anna, to the new convert. Vladimir would, in time, be made into a saint by the Russian Orthodox Church, for his zeal in building churches, monasteries, and converting his people.

In his campaigns in the East against the Muslims, Basil had seen for himself the immense estates built up by the class of ‘nobles’ or ‘those with power’, and he determined to break their influence, confiscating all large estates, reducing much of the aristocracy to poverty, rejuvenating the peasant communities which the empire depended on for its manpower, and reverting large tracts of land to the emperor.

Basil then did a deal whereby Venice was awarded the coast of Dalmatia to rule under Byzantine suzerainty: this suited the Venetians for the area was rich in wood and grain, and they also wanted to campaign against Croatian pirates; and suited Basil because it left him free for his life’s work, a sustained campaign against Bulgaria. It took twenty years but he eventually defeated Thomas the Slav and his son, and the usurper who murdered the son. All Bulgarian territory and cities were seized, and all survivors of the royal family taken prisoner off to Constantinople. In fact Basil ruled wisely, keeping taxes deliberately low and assimilating leading Bulgar aristocrats into the Byzantine administration.

Basil II’s reign is widely considered the apogee of medieval Byzantium.

Map of the Byzantine Empire in the year 1025  most of present-day Turkey, Greece, the southern Balkans and south Italy

Constantine VIII (1025 to 1028)

The second son of Romanus II, Constantine was born in 960 and raised to co-emperor in March 962. During the rule of Basil II, he spent his time in dissipation. He was 65 when he came to power and managed, in three short years, to fritter away almost all of his brother’s achievements. Unsure of his powers, he became paranoid, suspicious of courtiers and plots, and hundreds of men arrested, tortured and blinded on trumped-up charges.

Only on his death-bed, aged 68, did he worry about the succession. He had three daughters, themselves now relatively old (in their 40s and 50s) and decided that the most presentable of them, Zoe, should be married off to continue the line. After some squabbling about who the lucky man should be, his civil service settled on Romanus Argyros to be Zoe’s husband. The fact that Romanus was already married was not a barrier, since Constantine said, Marry my daughter or I will blind you and your wife. So Romanus’s wife willingly divorced him, took the veil and disappeared to a convent. Next day Romanus married Zoe. Next day the emperor was dead.

Empress Zoe (1028 to 1050)

The daughter of Constantine VIII, Zoe succeeded on her father’s death, as the only surviving member of the Macedonian dynasty. She had three husbands – Romanus III (1028 to 1034), Michael IV (1034 to 1041) and Constantine IX (1042 to 1050) – who ruled in quick succession alongside her.

Zoe’s first husband: Romanus III Argyros (1028 to 1034)

Romanus was an ageing aristocrat, judge and administrator when he was chosen by Constantine VIII on his deathbed to become Zoe’s husband. He was educated but had an inflated opinion of his own abilities and led his army into a disastrous defeat against the Muslims in Syria. Realising his limitations he decided to make a name for himself by building an enormous church to Mary Mother of God, but taxed the population of Constantinople to the hilt to build it with the result that he became very unpopular.

Contemporary chroniclers also claim he had alienated his wife once he realised they were never going to conceive a child (despite both parties spending lots of money on amulets and charms and potions to restore fertility). He had her confined to her quarters and cut her spending allowance.

Gossip had it that Zoe took a young, handsome Greek lover, Michael, related to the most powerful figure at the court, the eunuch John the Orphanotrophos. The chronicler Michael Psellus suggests the couple poisoned Romanus who was discovered expiring by an imperial swimming pool.

Zoe’s second husband: Michael IV ‘the Paphlagonian’ (1034 to 1041)

Within hours of Romanus’s death, Zoe arranged to be enthroned alongside her 18-year-old lover Michael.

Michael quickly came to despise his aging wife and, once again, had her confined to her quarters. He was an epileptic when they married and his condition rapidly worsened, so that he had a curtain installed around the throne which could be quickly drawn by servants at the first sign of a fresh attack.

Aided by his older brother, the eunuch John the Orphanotrophos, Michael’s reign was moderately successful against internal rebellions, but his massed attempt to recover Sicily from the Muslims totally failed, not least because it was put under the command of John the Orphanotrophos’s sister’s husband, Stephen.

As he grew iller, Michael spent more time building churches and having masses said for his soul. His older brother, the by-now all-powerful John the Orphanotrophos, could see he was dying and cast around for ways to preserve the dynasty. His other brothers were eunuchs, so John’s search alighted on the son of his sister, Maria, and her husband Stephen, Michael.

Basil II had wisely decreed that the defeated Bulgarians should only pay tax in kind. John the Orphanotrophos unwisely revoked this and imposed tax demands in gold. This, plus the imposition of an unpopular Greek to rule their church, led to a revolt of the Bulgars. Michael amazed everyone by taking to his horse and leading the Byzantine army which successfully put the revolt down. He then returned to the capital and died.

Zoe’s son: Michael V Calaphates (‘the Caulker’) (1041 to 1042)

In the last stages of terminal illness, Michael IV was persuaded to adopt Stephen’s son (his nephew), also named Michael, as his own son and heir. Michael IV duly died, aged just 25, and was succeeded by this nephew and namesake, who became Michael V.

In time Michael would be nicknamed calaphates or ‘the caulker’ because this had been the humble shipyard profession of his father, Stephen, before John the Orphanotrophos had wangled him a job as admiral on the ill-fated expedition to reclaim Sicily. He certainly had a very tenuous claim to the throne.

No emperor in the whole history of Byzantium had less title to the throne than Michael Calaphates. (Norwich p.292)

Michael V immediately 1. mounted an assault on the court civil service, making widespread changes 2. removed John the Orphanotrophos from power, confiscating his property and sending him to a monastery. Next he tried to sideline Zoe, having her shaven and send to a convent, but, unexpectedly, this sparked a popular revolt which led to days of mass rioting – resulting in the largest casualties from civic strife the capital had seen since the Nika riots. Michael was forced to recall her and restore her as empress on 19 April 1042, along with her sister Theodora but this wasn’t enough. Norwich quotes the eye witness account of Michael Psellus who went with the mob to the palace chapel where Michael and his uncle, Constantine, were hiding, describes them being persuaded to leave, escorted by the City Prefect through a jeering mob, and then met by the public executioner sent by Zoe, who proceeded to blind them both in front of the baying mob. They were both sent to separate monasteries, Michael dying later that year.

Michael had managed to get himself deposed after a pitiful four months and 11 days on the throne,

Zoe had hoped the riots were solely in her favour but it became apparent that the city didn’t trust her, associating her too much with the ancient regime, and began clamouring for her sister, Theodora who had, fifty years earlier, been consigned to a convent where she had spent most of her life.

Zoe’s sister: Theodora (1042 to 1056)

Born in 984, Theodora was therefore 58 when she was raised as co-ruler on 19 April 1042. However, it quickly became clear that the sisters didn’t get on and that, worse, the court, civil administration, the army and so on were liable to divide into sects supporting one or other woman. The solution was to bring a man in to rule. Theodora, still a highly religious virgin, refused absolutely to be married, but Zoe, now 64, accepted with relish. (It is symptomatic of the name shortage in Byzantium that all three of the candidates which were considered for her hand were named Constantine.)

Zoe’s third husband: Constantine IX Monomachos (1042 to 1055)

Wikipedia tells the story:

Constantine Monomachos was the son of Theodosius Monomachos, an important bureaucrat under Basil II and Constantine VIII. At some point, Theodosius had been suspected of conspiracy and his son’s career suffered accordingly. Constantine’s position improved after he married his second wife, a niece of Emperor Romanus III Argyros. After catching the eye of the Empress Zoe, Constantine was exiled to Mytilene on the island of Lesbos by Zoe’s second husband, Michael IV.

The death of Michael IV and the overthrow of Michael V in 1042 led to Constantine being recalled from his place of exile and appointed as a judge in Greece. However, prior to commencing his appointment, Constantine was summoned to Constantinople, where the fragile working relationship between Michael V’s successors, the empresses Zoe and Theodora, was breaking down. After two months of increasing acrimony between the two, Zoe decided to search for a new husband, thereby hoping to prevent her sister from increasing her popularity and authority.

After her first preference displayed contempt for the empress and her second died under mysterious circumstances, Zoe remembered the handsome and urbane Constantine. The pair were married on 11 June 1042, without the participation of Patriarch Alexius I of Constantinople, who refused to officiate over a third marriage (for both spouses). On the following day, Constantine was formally proclaimed emperor together with Zoe and her sister Theodora.

During his thirteen-year rule Constantine supported the mercantile classes and favoured the company of intellectuals, thereby alienating the military aristocracy. A pleasure-loving ruler, he installed his long-term mistress, Maria, grand-daughter of the rebel Bardas Sclerus, in the palace with the apparent approval of the old empress, although this scandalised public opinion. He endowed a number of monasteries, chiefly the Nea Moni of Chios and the Mangana Monastery.

He had to cope with two major military revolts, of George Maniakes, the empire’s leading general who was rampaging across southern Italy in combat with the new power in the region, the Normans, and who, when recalled to the capital, was so angry that he had himself declared emperor by his troops in 1042 and marched on Constantinople, ending up killed in a skirmish with loyal troops in Thessalonica in 1043

The second revolt occurred three years later, led by Leo Tornikios, who raised an army in Thrace and marched on the capital, which he besieged. After two failed assaults Leo withdrew, his army deserted him and he was captured. At Christmas 1047, he was blinded and no more is known of him.

Though he survived these threats, Constantine’s rule saw the elimination of the Byzantine presence from Calabria and Sicily, the Seljuk Turks had established themselves in Baghdad and were planning their invasions of Anatolia, and the Danube frontier had been breached by a number of invading tribes – the Pechenegs, the Cumans and the Uz. Which leads Norwich to comment:

The Emperor Constantine IX was more confident than Constantine VIII, more of a realist than Romanus Argyrus, healthier than Michael IV and less headstrong than Michael V. Politically, however, through sheer idleness and irresponsibility, he was to do the Empire more harm than the rest of them put together. (p.307)

Norwich goes into great detail to describe the Great Schism between the patriarchates of Rome and Constantinople which climaxed in legates from Rome placing a grand bull of excommunication on the high altar of St Sophia cathedral during the Eucharist. It is a long, sorry, shambolic story of misunderstandings and animosity between bigots on both sides.

This was bad politics because both sides needed to unite to drive the Normans out of Sicily. Their disunity allowed the Normans to seize control of the island and part of southern Italy. Interestingly, Constantine set about restoring the Church of the Holy Sepulchre in Jerusalem, which had been substantially destroyed in 1009 by Caliph al-Hakim bi-Amr Allah, and endowing other churches in Palestine.

During Constantine’s reign, Theodora was again sidelined, but Zoe died in 1050, and Constantine himself followed her in 1055. At which point Theodora briefly assumed full governance of the Empire and reigned until her own death the following year (1056).

As both Theodora and Zoe had no children, the chronicler Michael Psellus describes the panic-stricken meetings in which senior officials cast around for someone to replace her. They finally settled on an elderly patrician and a member of the court bureaucracy, Michael Bringas, who had served as military finance minister (and hence the epithet Stratiotikos often attached to his name). The senior civil servants knew he was one of them, and thought he would be easily managed. The dying Empress was persuaded to nod her head in approval of the choice, just hours before she passed away.

Non-dynastic (1056 to 1057)—

Michael VI Bringas ‘the Old’ (1056 to 1057)

Michael was in his 60s, an ageing bureaucrat who had put up with years of low level abuse from military types. Now, as emperor, he took his revenge, spending money on the civil service and state officials, but underfunding the army. In his first review of the leading generals he amazed them by berating them in violent terms, and followed it up a few days later with more of the same.

They rebelled. A conspiracy of generals persuaded their leading figure, the tall, successful leader Isaac Comnenus, to lead the army of the East against Constantinople. Everywhere they went troops and citizens rallied to his flag, but nonetheless they were forced to fight a hard-fought battle against the army of Europe which Michael had summoned to his defence, just across the Bosphorus near Nicomedi. After a prolonged struggle, the eastern army triumphed and – after negotiations with Michael’s envoys – the emperor abdicated and was allowed to retire to a monastery where he died in 1059.

Comnenid dynasty (1057 to 1059)—

Isaac I Comnenus (1057 to 1059)

Born about 1005, Isaac was the empire’s leading general when he was declared emperor by his troops and led them against Constantinople in 1057. He reigned for just two years, during which he tried to fund and organise the army better, but alienated the church (by arresting Michael Cerularius, the Patriarch who had persuaded Michael VI to abdicate) and much of the population (rigorous collection of taxes, reduction in state salaries, confiscation of property from the mega-rich).

There are two stories about his death: either he simply abdicated, perhaps depressed by the scale of the problems he faced and the obdurate roadblocking of the civil service, and retired to a monastery. In the other version he caught a chill while out hunting which turned into pneumonia.

In both versions of the story Isaac needed to name a successor and ignored his daughter, brother and five nephews to choose Constantine Ducas, the most aristocratic of the group of intellectuals who had helped revive Byzantine learning a few years before.

Doucid dynasty (1059 to 1081)—

Constantine X Ducas (1059 to 1067)

There is no Emperor in the history of the later Roman Empire whose accession had more disastrous consequences. (p.337)

Constantine was a highly educated Greek aristocrat but he was also, in Norwich’s opinion, ‘a hopelessly impractical and woolly-minded bureaucrat’ (p.336) and ‘arguably the most disastrous ruler ever to don the purple buskins’ (p.338).

Why all the blame? Because Constantine wasted the imperial finances on high living and indulged in theological and philosophical speculation. Meanwhile he replaced standing soldiers with mercenaries and left the frontier fortifications unrepaired.

This led to mounting unhappiness within the army and an attempt by some generals to assassinate him in 1061 which was foiled. The result of running down the army was that under his rule the Empire lost most of Byzantine Italy to the Normans under Robert Guiscard, suffered invasions by Alp Arslan in Asia Minor in 1064, resulting in the loss of the Armenian capital, and by the Oghuz Turks in the Balkans in 1065, while Belgrade was lost to the Hungarians.

But it is the rising threat from the Seljuk Turks which Norwich focuses on. He describes the Turks as being a nomadic tribe of warriors, famed for their abilities firing a bow and arrow from the saddle, which originated in Transoxiana, and moved south, converting to Islam and slowly taking over Persia. They finally seized the capital of the old Abbasid Dynasty, Baghdad, in 1055. Meanwhile they also led expeditions against Armenia, which was by way of being a buffer state between the east and the Empire, and then pushed on into Anatolia, raiding as far as Ankara and Caesarea.

It is for Constantine’s systematic and deliberate running down of the Empire’s army and physical defences that Norwich names him worst Byzantine Emperor ever. In the same year that the Turks penetrated as far as Ankyra – with no army or force of any kind sent to prevent them – that Constantine died.

On his deathbed Constantine made his wife swear not to remarry and made all the senior officials sign a pledge that the succession could only go to a member of his family, the Ducases.

By his second wife, Eudocia Macrembolitissa, Constantine had the following sons:

  • Michael VII Ducas, who succeeded as emperor
  • Andronicus Ducas, co-emperor from 1068 to 1078
  • Constantius Ducas, co-emperor from 1060 to 1078

Michael VII Ducas (1067 to 1078) part 1

Born about 1050, Michael was the eldest son of Constantine X and succeeded to the throne aged 17 but showed little interest in ruling, leaving that to his mother, Eudocia, and uncle, John Ducas.

On 1 January 1068, Eudocia, having deceived the leading aristocrats about her intentions in order to get her deathbed promise to Constantine not to marry again annulled, married the general Romanus Diogenes, who now became senior co-emperor alongside Michael VII, and Michael’s brothers Constantius and Andronicus.

Romanus IV Diogenes (1068 to 1071)

If the Ducas family was one of the grandest, oldest and most illustrious parts of the courtly bureaucracy, Romanus hailed from the Anatolian military aristocracy. Eudocia, at least, appeared to realise that, with the pressing threat from the Turks, the Empire needed a strong military leader.

Michael VII had surrounded himself with sycophantic court officials, and was oblivious to the empire collapsing around him. In dire straits, imperial officials resorted to property confiscations and even expropriated some of the wealth of the church. The underpaid army mutinied, and the Byzantines lost Bari, their last possession in Italy, to the Normans of Robert Guiscard in 1071. Simultaneously, there was a serious revolt in the Balkans, where the Empire faced an attempt at the restoration of the Bulgarian state. Although this revolt was suppressed by the general Nicephorus Bryennius, the Byzantine Empire was unable to recover its losses in Asia Minor.

Struggling against this tide, Romanus immediately began to try and correct all the abuses which had built up around the army, to settle all arrears of pay, negotiate new contracts with mercenary soldiers, raise new levies from peasants in Anatolia, improve equipment and training.

In 1068, 1069, and 1070 he led raids into Turkish territory, seizing towns. The leader of the Turks by this point was Alp Arslan and the two leaders tried to negotiate a truce, but this was constantly broken by the Turcomen, lawless bandits related to the Turks who had not adopted Islam or any central authority.

Finally Romanus set off in the spring of 1071 with the largest army he could muster to crush the Turks. But – to be brief – it was he and the Byzantine army which was crushingly and definitively defeated, at a massive battle near the small fortress of Manzikert in August 1071.

There is reams of speculation about what exactly happened, but it seems certain that, having split his army in two due to uncertainty about the precise location of the Turk army, when Romanus located it and called for the other half, led by Joseph Tarchaniotes, to come to his aid, it didn’t. Speculation why continues to this day. After lining up for an engagement the Turks then retreated systematically, luring Romanus’s army towards mountains at the edge of the plain, where he feared getting trapped, so turned his forces. But some of them interpreted this as flight, rumour spread that the Emperor was killed, the Turks suddenly attacked in force, and the rearguard, led by one of the rival Ducas clan, fled. The remaining army was massacred by the Turks, Romanus fighting to the end, captured and brought before the Turkish leader.

The battle of Manzikert was the greatest disaster suffered by the Empire of Byzantium in the seven and a half centuries of its existence. (p.357)

Alp treated Romanus with respect, concluded a treaty with him, had him dressed, his wounds treated, and escorted back towards Constantinople: it would pay him to have a defeated Emperor in his power who would respect their treaty, rather than a new young buck who would ignore it. But Romanus’s fate was already sealed.

Michael VII Ducas (1067 to 1078) part 2

When rumours of a calamitous defeat reached Constantinople, the initiative was taken by Michael’s uncle John Ducas and his tutor Michael Psellus. They quickly proclaimed Michael VII Senior Emperor and he was crowned as such on October 24, 1071. Eudocia was quickly despatched to a convent.

Romanus seems to have mustered what remained of his army for the return march on Constantinople but was beaten in two consecutive battles with loyalist troops, after the second of which he gave himself up. Despite promises of a safe passage he was blinded and then paraded in rags sitting backwards on a donkey.

After Manzikert, the Byzantine government sent a new army to contain the Seljuk Turks under Isaac Comnenus, a brother of the future emperor Alexius I Comnenus, but this army was defeated and its commander captured in 1073.

The problem was made worse by the desertion of the Byzantines’ western mercenaries, who became the object of the next military expedition in the area, led by the Caesar John Ducas. This campaign also ended in failure, and its commander was likewise captured by the enemy.

The victorious mercenaries now forced John Ducas to stand as pretender to the throne. The government of Michael VII was forced to recognize the conquests of the Seljuks in Asia Minor in 1074, and to seek their support against Ducas. A new army under Alexius Comnenus, reinforced by Seljuk troops sent by Malik Shah I, finally defeated the mercenaries and captured John Ducas in 1074.

The net effect of these years of chaos was that the Turks established enduring control of a vast swathe of Anatolia, previously the main source for the Empire’s grain and manpower. The Turks named it the Sultanate of Rum (derived from ‘Rome’).

The economic upheaval caused by all these defeats added to widespread dissatisfaction and in 1078 two generals, Nicephorus Bryennius and Nicephorus Botaneiates, simultaneously revolted in the Balkans and Anatolia, respectively.

Bryennius raised the standard of revolt in November 1077 in his native city of Adrianople and marched on the capital. But, out east, Botaneiates gained the support of the Seljuk Turks, and he reached Constantinople first. They arrived as rising prices and food shortages led to riots and widespread burning and looting in March 1078. Michael abdicated on March 31, 1078 and retired into the Monastery of Studium.

Nicephorus III Botaneiates (1078 to 1081)

Born in 1001, Nicephorus rose to become the strategos of the Anatolic Theme, rebelled against Michael VII and was welcomed into the capital as a saviour to the rioting and anarchy. He had his rival Bryennius arrested and blinded.

Botaneiates was in his seventies when he came to power, old and faced with the breakdown of the civil authority (after the leading bureaucrat had been murdered in the riots) and the ongoing weakness of the army on all fronts, which led to uprisings, rebellions and invasions on all borders, Botaneiates struggled and failed to cope.

Alexius I Comnenus (1081 to 1118)

In the nick of time arrived a saviour. Exhausted, Botaneiates abdicated in 1081 and retired to a monastery where he died on 10 December of the same year. He abdicated in favour of an aristocratic young general who was to reign for the next 37 years with a firm hand and give the Empire the stability is so sorely needed.

He was Alexius Comnenus, nephew of Isaac Comnenus. His reign was to be dominated by wars against the Normans and the Seljuk Turks, as well as the arrival of the First Crusade and the establishment of independent Crusader states. But that is the start of a new era, and so here Norwich ends the second volume of his history of the Byzantine Empire.


Other Dark Age reviews

Other medieval reviews

The Pharsalia by Lucan – 2: Summary

In this book-by-book summary of Lucan’s Pharsalia, I started with the short text summaries provided by Wikipedia, pasted in the section summaries provided by A.S. Kline’s online translation, and then added my own observations.

Book 1 The civil war begins (695 lines)

After a brief introduction lamenting the idea of Romans fighting Romans there is a flattering dedication to Nero (‘to me you are already divine…you alone grant power to Roman verse’). Considering that Nero had Lucan killed, some critics read this as deeply ironic. But Susan Braund (translator of the Oxford University Press edition of the Pharsalia) sees no reason to. Before their falling out, while he was writing the early books of the poem, they were close friends and the first part of Nero’s reign was seen by many as ideal, peaceful and just.

The narrative summarizes background material leading up to the present war and introduces Caesar in northern Italy. Despite an urgent plea from the Spirit of Rome to lay down his arms, Caesar crosses the Rubicon, rallies his troops and marches south to Rome, joined by Curio along the way. The book closes with panic in the city, terrible portents and visions of the disaster to come.

Lines 1 to 32: The ruinous nature of civil war on earth and chaos in the heavens

33 to 66: Sycophantic homage to Nero, saying that if it took a civil war to produce such a wise and good emperor, then maybe it was worth it

67 to 97: The motives of the two leaders

98 to 157: Comparisons, Pompey the old oak tree and Caesar the unstoppable bolt of lightning

158 to 182: The hidden causes of the war, namely Rome’s wealth and decadence, bribery and corruption

183 to 227: Despite a vision of Italy as a weeping woman, Caesar denies her accusations and crosses the Rubicon

228 to 265: Caesar’s entry into Ariminum whose citizens lament that they are the first stopping point for all invaders

266 to 351: The exiled tribunes: Curio’s speech whips Caesar up to a speech detailing his grievances against Pompey and the Senate

352 to 391: The troops hesitate but are convinced by the speech of Laelius, the chief centurion

392 to 465: Caesar gathers his forces

466 to 525: Rumour triggers panic in Rome which is cowardly abandoned by its population

526 to 583: Ghosts and portents, anarchy in heaven, terrify the world

584 to 637: The soothsayer Arruns reads the future in the rotten entrails of a sacrificed bull and predicts disaster

638 to 672: Figulus reads the prophecies in the heavens

673 to 695: Apollo inspires a Roman matron in a frenzied vision to see the locations of all the forthcoming battles and bloodshed

Book 2 Pompey flees Italy (736 lines)

In a city overcome by despair, an old veteran presents a lengthy interlude regarding the previous civil war that pitted Marius against Sulla. Cato the Younger is introduced as a heroic man of principle; as abhorrent as civil war is, he argues to Brutus that it is better to fight than do nothing. After siding with Pompey—the lesser of two evils—he remarries his ex-wife, Marcia, and heads to the field. Caesar continues south through Italy and is delayed by Domitius’ brave resistance. He attempts a blockade of Pompey at Brundisium, but the general makes a narrow escape to Greece.

Lines 1 to 66: In Rome women beat their breasts in lamentation and men wish they were fighting Rome’s enemies not each other

67 to 138: An elder gives a detailed account of Marius’s career i.e. flight, then vengeful bloody return to Rome

139 to 233: The same elder recalls Sulla’s victory and vengeance against the Marian party, recalls seeking the body of his murdered brother, the Tiber was clogged with corpses

234 to 285: Marcus Junius Brutus the Younger visits Cato and makes a long speech

286 to 325: Marcus Porcius Cato the Younger’s speech of reply: wherever fate leads, virtue must follow without fear; he wishes his death could unite the enemies

326 to 349: Marcia knocks on the door; she has come from burying her husband, Hortensius, and wants to remarry Cato in order to share his tribulations

350 to 391: So Marcia and Cato marry on the spot, with Brutus as witness, but Lucan emphasises Cato’s stern devotion to duty and Rome above personal reward or pleasure

392 to 438: Pompey bases himself at Capua, with an extended geographical description of the city’s location among the Apennine mountains

439 to 461: Caesar advances into Italy

462 to 525: Commander after commander abandons his post and cities fall before Caesars advance, with the noble exception of Domitius who tried to defend Corfinium, before being given up his soldiers and then ignominiously granted clemency by Caesar (the fate Cato is determined to avoid)

526 to 595: Pompey’s speech to the army defending his cause against Caesar’s ‘pitiful madness’ and listing his many triumphs

596 to 649: But little applause follows his speech, and Pompey leads his troops to Brindisi, which is given an extended geographical description, like Capua, above; he sends his son and envoys to raise allies in Greece and the East

650 to 703: Caesar lays siege to Brindisi

704 to 736: Pompey escapes Brindisi, taking his fleet across the Adriatic to Illyricum

Book 3 War in the Mediterranean (762 lines)

As his ships sail, Pompey is visited in a dream by Julia, his dead wife and Caesar’s daughter. Caesar returns to Rome and plunders the city while Pompey reviews potential foreign allies. To protect his read Caesar heads for Spain, but his troops are detained at the lengthy siege of Massilia (Marseille). The city ultimately falls in a bloody naval battle.

Lines 1 to 45: Pompey’s vision of Julia, his previous wife, daughter of Caesar, who bound the two rivals together until her early death in 54 BC

46 to 83: Caesar sends officers to secure the grain supply from Sicily and Sardinia, then marches on Rome

84 to 140: While the senators are ignominously summoned to the House to hear Caesar, the tribune Lucius Metellus defends the treasury with his life

141 to 168: Metellus is pushed aside and the cumulated treasury of the ages seized

169 to 213: A long list of cities in Greece and Asia Minor who send men to Pompey

214 to 263: The Middle East and India rally to Pompey

264 to 297: The Black Sea and North Africa rally to Pompey – these three sections comprise a massive list of tribes and cities and peoples on the model of the List of Allies in the Iliad, itself copied in the Aeneid

298 to 357: speech of the Greek inhabitants of Marseille opposing Caesar, arguing to remain neutral

358 to 398: Caesar blockades Marseille, throwing up an enormous earthwork

399 to 452: Caesar destroys the sacred grove

453 to 496: Caesar leaves for Spain but the siege of Marseille continues, Roman siege techniques described in detail

497 to 537: The Greek inhabitants of Marseille mount a successful sortie so the Romans initiate a naval battle

538 to 582: The fleets engage with a vivid description of grappling irons, hand to hand fighting and thousands of soldiers dying in the sea, hit by random arrows, javelins, fire and sinking ships

583 to 634: The death of Catus, Telo, Gyareus, the mutilated twin

635 to 669: The death of Lycidas, the man skewered by two prows meeting

670 to 708: The death of Phoceus, who drowned many before hitting the keel of a ship, many more drown, are crushed, transfixed

709 to 751: Lygdamus, a Balearic sling-thrower, blinds Tyrrhenus who, in turn, throws a javelin which kills Argus, whose father is so distraught he stabs himself then jumps overboard – the focus on gruesome anatomical details recalls the Iliad

752 to 762: Lamentation of the women and parents of Marseille as they embraced mangled corpses or fought over headless bodies to place on funeral pyres

Book 4 Caesar victory in Spain

The first half of this book describes Caesar’s victorious campaign in Spain against Afranius and Petreius. Lucan then switches scene to focus on Pompey, his forces intercept a raft carrying Caesarians, who prefer to kill each other rather than be taken prisoner. The book concludes with Curio launching an African campaign on Caesar’s behalf, where he is defeated and killed by the African King Juba.

1 to 47: Caesar attacks the base of the two Pompeian leaders in Spain, Lucius Afranius and Marcus Petreius, but his soldiers, fighting uphill, are thrown back

48 to 120: Caesar’s camp is flooded, interesting because of the extended description of the geography of Spain and the causes of heavy rain and, after the flooding, the famine

121 to 156: The campaign is renewed: Caesar builds bridges across the river Sicoris, prompting Petreius to abandon the heights of Ilerda and head for central Spain

157 to 207: The two armies camp within sight of each other and this prompts many to call out then go and meet friends on the other side; Lucan praises the god Harmony, soon bitterly to be broken

208 to 253: Angry, Petreius gives a speech rousing his troops in the name of the Senate and Pompey and Freedom, whipping them up to attack the friends of Caesar’s army who had come among them, bloodshed, horror

254 to 318: Afranius loses the moral high ground with this action; Caesar pursues his army to high ground, with no water, and there surrounds it, ordering his army to resist attacks and wear the trapped enemy down from extreme thirst

319 to 362: Worn down by privations Lucius Afranius surrenders with a dignified speech

363 to 401: Pompey’s army in Spain disbands and immediately quench their thirst at the river Caesar had prevented them reaching; they are lucky, banned from fighting they will see out the long civil war in peace

402 to 447: Conflict in Dalmatia, where Gaius Antonius’s Caesarian force builds rafts to escape the island of Curicta

448 to 528: One of these rafts, bearing 600 Caesarians commanded by Vulteius, is surrounded by Pompeyan forces; as night falls Vulteius makes a long speech advocating their noble suicide

529 to 581: Vulteius and his men commit suicide

582 to 660: The myth of Hercules and Antaeus i.e. their legendary wrestling match

661 to 714: Pompey’s African army under Varus i.e. another long list of allied tribes and peoples; Caesarian Curio determines to throw his army against Varus

715 to 787: King Juba’s army lures Curio into an ambush, surrounds and massacres the Romans

788 to 824: How jarring that Pompey’s side could only triumph by pleasing the shades of Hannibal and the Carthaginians with a north African defeat of Roman legions; lament that so noble a figure as Curio was corrupted by the degenerate times to take Caesar’s shilling and inflame civil war

Book 5 Caesar in Illyria (815 lines)

The Senate in exile confirms Pompey the true leader of Rome. Appius consults the Delphic oracle to learn of his fate in the war, and leaves with a misleading prophecy. In Italy, after defusing a mutiny, Caesar marches to Brundisium and sails across the Adriatic to meet Pompey’s army. Only a portion of Caesar’s troops complete the crossing when a storm prevents further transit; he tries to personally send a message back but is himself nearly drowned. Finally, the storm subsides, and the armies face each other at full strength. With battle at hand, Pompey sends his wife to the island of Lesbos, despite her protests.

1 to 70: The consul Lentulus addresses the senators in exile in Epirus, telling them wherever they are, that is the Roman state; the senators appoint as allies the kings who have rallied to their cause

71 to 101: History of the oracle of Apollo at Delphi and speculation about how it works, what god lies buried deep in Mount Parnassus and speaks through the priestess

102 to 140: History of the oracle’s most famous predictions and why it was shut down; Appius Claudius tries to reopen the shrine, Phemonoe, the priestess, tries to resist him

141 to 197: The priestess pretends to prophesy but Appius realises she is faking and pushes her towards the chasm until she is possessed by Apollo and delivers a genuine prophecy which is that Appius will escape the storms of war

198 to 236: Further description the wild frenzy the priestess had been thrown into, then lament that Appius, like so many others, misread the oracle to mean that he was safe, when what it really meant was his premature death

237 to 299: Caesar’s troops on the verge of mutiny: given a long speech which displays Lucan’s skill at suasoria

300 to 373: Caesar quells the mutiny, exposing his chest to them, daring them to mutiny; but Lucan says shame on him for delighting in a war his own men condemn; Caesar more or less calls his men scum:

The gods will never stoop so low as to care about
the lives or deaths of such as you; events depend
on the actions of great men: humankind lives for
the few.

374 to 402: While his armies assemble at Brundisium Caesar hurried to half-empty Rome where has himself declared dictator; Lucan laments that this age ‘invented all the false titles that we have granted our masters for so long’

403 to 460: Arriving back at Brundisium Caesar finds the sea beset by storms; he persuades his fleet to set sail but, ironically, once out of sight of land it is becalmed; next morning a wind picks up and blows Caesar’s fleet to Paeneste

461 to 503: Caesar impatiently summons Mark Antony with the rest of his fleet and army

504 to 576: Caesar dresses in disguise and visits the hut of a humble fisherman, Amyclas, and persuades him, against his better judgement, to take him across the sea to Italy

577 to 637: Then the seas blow up into a real storm which Lucan with hyperbole describes as nearly drowning the entire world, till Jupiter intervenes

638 to 677: Exulting, Caesar defies the storm, saying its epic force matches his world-shattering ambition, at which point a freak wave carries the little boat back to shore and flings him safely on the beach

678 to 721: Next morning the troops in Caesar’s camp reproach him for risking his life without them; the sun comes out and Mark Anthony beings the rest of Caesar’s fleet over from Italy to Nymphaion

722 to 760: Pompey tells his wife Cornelia that Caesar’s army has landed in Illyria and so he is sending her to Lesbos for her own safety

761 to 815: Cornelia’s gives a long speech in which she laments that Caesar is forcing her and Pompey’s marriage to come to an end, laments that she won’t be with him (Pompey) when the great battle occurs, if Pompey is defeated would rather know the news at once so she can kill herself if he dies; then she packs hurriedly and is taken down to the ship to Lesbos; next night she sleeps alone in an alien bed – but Fate held worse in store

Book 6 Thessaly and Erictho the witch (830 lines)

Pompey’s troops force Caesar’s armies – featuring the heroic centurion Scaeva – to fall back to Thessaly. Lucan describes the wild Thessalian terrain as the armies wait for battle the next day. The remainder of the book follows Pompey’s son Sextus, who wishes to know the future. He finds the most powerful witch in Thessaly, Erictho, and she reanimates the corpse of a dead soldier in a terrifying ceremony. The soldier predicts Pompey’s defeat and Caesar’s eventual assassination.

Lines 1 to 27: Pompey moves to seize the town of Dyrrachium

28 to 63: Caesar hems Pompey in by building a vast fortification around his army; Lucan laments at so much effort expended for such a futile end

64 to 117: Both camps afflicted: horses die and illness spreads in Pompey’s camp, while Caesar’s men begin to starve

118 to 195: The super-heroism of the centurion Scaeva who single-handedly rallies Caesar’s troops when Pompey’s army attempts a breakout at Minicius

196 to 262: More of Scaeva’s superhuman resistance, fighting single-handed against a wall of enemies till his mutilated face is one mass of bleeding flesh; the arrival of Caesarian reinforcements puts the Pompeyans to flight, and only then does Scaeva collapse. But, Lucan asks, what was it all for?

But you can never adorn the Thunderer’s shrine
with your trophies, nor will you shout for joy
in the triumph. Unhappy man, how great your
bravery that merely paved the way for a tyrant!

263 to 313: Pompey attacks at points along the perimeter wall; at one of them Caesar counter-attacks but then Pompeyan forces charge from all sides; the civil war might have ended there in total defeat for Caesar except that Pompey ‘restrained his army’ and Caesar’s army regrouped and fought its way clear; Lucan laments the lost opportunity and lists all the disasters which would follow:

Cruel fate! Libya and Spain would not have mourned for
the disasters at Utica and Munda; neither would the Nile,
defiled by vile bloodshed, have borne that corpse nobler
than a Pharaoh’s; King Juba’s naked body would not have
burdened the African sand, nor Metellus Scipio appeased
the Carthaginian dead with his blood; nor the living have
lost their virtuous Cato. That day might have ended your
ills, Rome, and erased Pharsalia from the scroll of fate.

314 to 380: Caesar strikes camp and marches east into the interior, into Thessaly

381 to 412: Extensive description of the geography and legendary history of Thessaly or ‘the accursed land’ as Lucan calls it (see above)

413 to 506: The armies follow then camp near each other with a growing sense of Fate, that this is where the Great Confrontation will take place; but Pompey’s son, Sextus, wants to know more and, as it happens, his side have camped ‘near the dwellings of those Thessalian witches whom no conjuring of imaginary horrors can outdo’; a very long passage about their supernatural powers, especially to affect rain and tides, the oceans and even the earth’s rotation

507 to 568: An extended description of the wickedness of Erictho who is the worst witch ever

569 to 623: Erictho is pointed out to Sextus by a local guide, sitting on a high cliff, casting spells unknown to wizards in order to keep the armies at Pharsalus and make the great massacre happen here; Lucan blames Erictho for magically making the armies stay here; she’s doing this so that she can use the blood and bones and body parts of the dead soldiers in her magic rites

624 to 666: Erictho picks a corpse off the battlefield and drags it to her terrifying cave where she ties her hair with snakes and prepares to bring it back to life

667 to 718: Erictho invokes the infernal powers with tremendous power, at considerable length

719 to 774: Erictho raises the dead body to life to prophesy

775 to 830: The prophecy of the dead

Book 7 Pompey loses the Battle of Pharsalia (872 lines)

The soldiers are pressing for battle, but Pompey is reluctant until Cicero convinces him to attack. Against all the odds, the Caesarians are victorious, and Lucan laments the resulting loss of liberty. Caesar is especially cruel as he a) mocks the dying Domitius and b) forbids the cremation of the dead Pompeians. The scene is punctuated by a description of wild animals gnawing at the corpses and a lament from Lucan for Thessalia infelix, ill-fated Thessaly.

Lines 1 to 44: Pompey dreams that he is in Rome enjoying the cheers of his victories in Spain against Sertorius in 73 BC; he would have been happy if he had died at that moment; unlucky Rome, never to see him again

45 to 86: Cicero’s speech summing up the general mood, asking why Pompey is delaying battle

87 to 130: Pompey’s reply, pointing out that he is slowly winning and counselling patience, lamenting that he is being forced into a confrontation he will lose

What evil and suffering this day will bring
the nations! How many kingdoms will be ruined!

131 to 184: Omens and portents

185 to 214: The augur’s cry

215 to 234: Pompey deploys his army, including many foreign kings (Gauls and Spanish)

235 to 302: Caesar addresses his men, pointing out most of Pompey’s army is made of foreigners who care nothing for Rome

303 to 336: Continuation of Caesar’s speech in which he associates Pompey with Sulla, and says if that if the Caesarians lose, he, Caesar, will kill himself rather than be taken in chains to Rome to be punished in the Forum; his army tramples down their camp and trench and throw themselves into battle formation

337 to 384: Pompey addresses his men

385 to 459: The effects of the Battle of Pharsalia: Lucan attributes all Rome’s subsequent failings, the loss of an entire generation, the failure to expand the borders of empire, all to this fateful day:

The fields of Italy are tilled by men in chains, no one
lives beneath our ancient roofs, rotten and set to fall;
Rome is not peopled by citizens; full of the world’s
dross we have so ruined her, civil war among such
is no longer a threat. Pharsalia was the cause of all
that evil.

460 to 505: Battle is joined

506 to 544: Caesar destroys Pompey’s cavalry who Lucan depicts as mostly ill-disciplined foreigners and barbarians

545 to 596: Caesar seizes victory

597 to 646: ‘There all the glory of our country perished… a whole world died there’; Lucan associates the defeat with the birth of the imperial tyranny he says he and his generation still live under a hundred years later:

we were laid low for centuries, all
generations doomed to slavery were conquered
by those swords. What fault did we, their sons,
their grandsons, commit that we deserved to be
born under tyranny?

647 to 697: Pompey takes flight

698 to 727: Pompey reaches Larissa, where he is enthusiastically greeted, even though he has lost

728 to 780: Caesar encourages his men to loot Pompey’s abandoned camp, but that night his men have guilty dreams about murdering their kin

Neither Pentheus raving nor Agave newly sane
were subject to greater horror or mental turmoil.

781 to 824: Caesar also has poisonous dreams but awakes and orders his dining table to be set out on the battlefield which he can survey choked with Roman dead: Caesar denies them burial

825 to 872: Wolves, dogs, birds of prey, descend to ravage the many dead bodies on the battlefield; which god did Thessaly offend to not only host the disastrous battle of Pharsalus, but its echo, Philippi, six years later?

Book 8 The death of Pompey in Egypt (870 lines)

Pompey himself escapes to Lesbos, reunites with his wife, then goes to Cilicia to consider his options. He decides to enlist aid from Egypt, but the Pharaoh (Pharaoh Ptolemy XIII Theos Philopator) is fearful of retribution from Caesar and plots to murder Pompey when he lands. Pompey suspects treachery; he consoles his wife and rows alone to the shore, meeting his fate (assassination) with Stoic poise. His headless body is flung into the ocean, but washes up on shore and receives a humble burial from Cordus.

Lines 1 to 85: Pompey sails to Lesbos; Cornelia, scanning the seas, faints when she sees his approach; he revives her, saying now is the time for her love and loyalty

86 to 108: Cornelia says she brings a curse to everyone she marries and wishes Julia would come and take her as a sacrifice so as to spare Pompey; everyone bursts into tears

109 to 158: The people of Lesbos beg Pompey to stay another night and put themselves at his disposal; Pompey is moved by their loyalty, pays them tribute, but sets sail with Cornelia

159 to 201: Pompey asks the ship’s navigator to explain how he navigates by the stars

202 to 255: Though defeated, Pompey retains loyalty; he sends Deiotarus to rally the kingdoms of the East, especially Parthia, to his cause; detailed geographical description of his route by sea

256 to 330: Pompey sails along the coast of Cilicia (southern Turkey) till he arrives at the port of Syhedra where he addresses the senators and other leaders who followed him: he rejects Ptolemy of Egypt and King Juba of Africa as allies; instead he says they must ally in the East with the Parthians, with the bonus that Parthians killed in this civil

331 to 455: Lentulus speaks against Pompey’s plans, scandalised that he is considering relying on Rome’s most ancient enemy; also the Parthians are soft and lousy fighters, and Lentulus goes on to accuse Easterners in general of polygamy, sexual perversions, incest; all Roman armies should be uniting against the Parthians to avenge the infamous massacre of Crassus’s legions; he advocates going to Egypt

456 to 535: As Pompey reaches Egypt, debate among the young Pharaoh’s advisers, with a long speech by Pothinus, his regent, counselling amoral Realpolitik, namely that Pompey has obviously lost, that they don’t want to be dragged down with him: he argues they should kill Pompey

536 to 636: The Egyptian council approve this policy; thus Pompey approaches the sandy shore, is met by a rowing boat and invited to step down into it, is rowed to the beach and there stabbed to death, shamefully by a renegade Roman servant of Pharaoh’s, Septimius: Lucan gives Pompey a last internal soliloquy as he overcomes pain and fear at his death

637 to 662: Cornelia laments and begs to be killed, herself

663 to 711: The assassins hack off Pompey’s head and take it to Pharaoh who has it embalmed, leaving his headless body to be battered by the surf and rocks

712 to 822: Cordus, a former soldier of Pompey’s, claims his corpse from the sea, builds a makeshift pyre from a wrecked boat, places the body amidst it and lights it, hours later, at dawn, scoops up the bones, buries the ashes under sand and a stone, a memorial wildly out of keeping with Pompey’s world-straddling achievements

823 to 870: A curse on Egypt

Book 9 Cato in Libya

Pompey’s wife mourns her husband as Cato takes up leadership of the Senate’s cause. He plans to regroup and heroically marches the army across Africa to join forces with King Juba, a trek that occupies most of the middle section of the book. On the way, he passes an oracle but refuses to consult it, citing Stoic principles. Caesar visits Troy and pays respects to his ancestral gods. A short time later he arrives in Egypt. When Pharaoh’s messenger presents him with the head of Pompey, Caesar feigns grief to hide his joy at Pompey’s death.

It’s important to realise that Cato didn’t support Pompey, he went along with Pompey because he offered the best chances of achieving what Cato really wanted which was the restoration of the Republic with no strong men. When Pompey dies it doesn’t mean the end of the struggle (as it does for many of the allies); for Cato it means one strongman down, just one more to finish off (Caesar) then Freedom can be restored.

1 to 50: Pompey’s spirit rises into the lower heavens, realm of demi-gods, to watch the stars, then back down to earth to imbue Cato with more resolution to oppose Caesar (and later, to fortify Caesar’s assassin, Brutus)

51 to 116: Cornelia laments her fallen husbands (she was previously married to ill-fated Crassus) then repeats Pompey’s last message to his sons, namely to raise fleets to plague Caesar, recommending Cato as the only leader to follow; she locks herself belowdecks as a storm hits the fleet

117 to 166: Sextus Pompeius tells his older brother, Gnaeus, about the murder of their father; Gnaeus vows fierce revenge on Egypt

167 to 214: Cornelia sails west to meet with Cato at Utica, and burns all Pompey’s belongings in a big pyre; Cato eulogises Pompey and praises suicide

215 to 252: Many of the rulers who followed Pompey now depart Cato’s stronghold, explaining that they followed the man not the cause and now he is dead, they will return tom their homelands and take their chances

253 to 293: Cato wins them over (‘Shame on you, vile slaves’)

294 to 347: Another extended geographical description, of ‘the Syrtes’ on the coast of Libya, which Cato’s fleet skirts as it sails along the coast to Lake Tritonis

348 to 410: Mythological background of the region, including the story of Hercules stealing apples from the Garden of the Hesperides: Cato gives a speech encouraging the men to march inland from the coast across the desert

411 to 462: Geographical description of North Africa

463 to 510: The Romans battle on through a massive sandstorm

511 to 586: Description of the Libyans’ god Ammon; Labienus persuades Cato to consult the oracle because he has ‘always ruled your life according to heavenly law, a follower of the divine’; Cato gives a sound rebuttal, with the Stoic argument that God planted all the knowledge in our mind at birth to live virtuous lives, he doesn’t need oracles in the desert

587 to 618: Cato leads the men on the long march

619 to 699: Digression for the mythical tale of Perseus and Medusa; Perseus flew over Libya carrying Medusa’s severed head which dropped blood onto the desert and spawned countless species of poisonous snakes

700 to 760: Catalogue of the snakes of Libya; the gruesome death of standard bearer Aulus, bitten by a dipsas (species of poison snake)

761 to 788: The cruel death of Sabellus, bitten by a seps, which makes its victims’ bodies melt!

789 to 838: Further deaths by snake bite

839 to 889: The soldiers’ heroic endurance and many deaths, Cato always being at the soldier’s side to make them unafraid

890 to 937: One local tribe is immune to the snakebites, being the Psylli of Marmarica; they select their infants by exposing them to snakebites, the survivors joining the tribe; how they help Cato and his soldiers survive snake bites

938 to 986: Finally Cato and his men arrive at inhabited territory near to Leptis where they erect winter quarters. Cut to Caesar as he visits the site of Troy, taking a detailed tour; triggering Lucan to promise that his poem will live and preserve its protagonists’ names, as long as Homer’s did

987 to 1,063: Caesar prays to the gods of Troy that if they make his journey prosper, he will rebuild their city; sails to Egypt; is met by an envoy who presents him with Pompey’s head; Lucan flays Caesar’s hypocrisy at pretending to be upset and weeping

1,064 to 1,108: Caesar’s speech berating Pharaoh for murdering Pompey because it prevented Caesar from exercising his clemency; he had wanted to triumph, yes, but then be reconciled with Pompey; he orders the Egyptians to gather Pompey’s ashes and erect a proper shrine

Book 10 Caesar in Egypt and Cleopatra

Caesar in Egypt is beguiled by the Pharaoh’s sister, Cleopatra. A banquet is held. Pothinus, Ptolemy’s cynical and bloodthirsty chief minister, plots an assassination of Caesar but is killed in his surprise attack on the palace. A second attack comes from Ganymede, an Egyptian noble, and the poem breaks off abruptly as Caesar is fighting for his life.

Lines 1 to 52: Caesar visits Alexander’s grave; Lucan calls him a ‘chance marauder’, ‘a plague on earth’, another conqueror and tyrant

53 to 103: The people of Alexandria bridle at Roman occupation; Caesar takes Pharaoh hostage; Cleopatra smuggles herself into the palace, ‘Egypt’s shame, Latium’s Fury’; Lucan execrates Caesar for letting himself be seduced, giving into ‘adulterous lust’, engendering siblings for his dead Julia: Cleopatra’s speech, pointing out her father intended her to be co-ruler and saying her brother the Pharaoh is in the clutches of the advisor, Pothinus

104 to 135: Cleopatra seduces Caesar; they sleep together; description of Cleopatra’s magnificent palace

136 to 193: At a luxurious feast (‘Caesar learns how to squander the riches of a ransacked world’); Caesar asks Acoreus the priest to give him some background on Egypt’s geography and history, starting with the source and flooding of the Nile

194 to 267: Acoreus discourses on the sources of the Nile, invoking a lot of useless astrology and then reviewing a series of theories, all of them nonsense

268 to 331: Acorius discourses more on the source of the Nile, about which he knows nothing (cf my review of Explorers of the Nile by Tim Jeal)

332 to 433: A very long speech in which Pharaoh’s regent, Pothinus, tells Achillas (one of the two men who assassinated Pompey) that they must do the same to Caesar i.e. assassinate him that very evening; but when evening comes, they bottle out and miss the opportunity

434 to 485: Next morning the conspirators lead an entire army against Alexandria; seeing it approach the city, Caesar barricades himself into the royal palace, taking Pharaoh as a hostage, while the Egyptians set up a siege

486 to 546: The siege includes ships blocking the harbour; Caesar orders these set fire and the fire spreads to houses on the mainland; he seizes the Pharos, the island attached to the mainland by a mole, which controlled entrance to Alexandria’s port; Caesar has Pothinus beheaded; Cleopatra’s sister, Arsinoe, is smuggled out of the palace to take control of the besieging army where she in turn has the incompetent Achillas executed; Caesar is moving his troops onto the empty ships in the harbour when he is attacked from all sides, from the Pharos, from the sea, and from the mainland – at which point the poem abruptly stops

Horror and madness

Lucan emphasises the horrific nature of his subject matter in the poem’s first seven lines (the same number as the opening sentence of Virgil’s Aeneid):

I sing of a worse than civil war, of war fought between kinsmen
over Pharsalia’s plains, of wickedness deemed justice; of how
a powerful people turned their own right hands against themselves;
of strife within families; how, with the first Triumvirate broken,
the forces of the quivering globe contended in mutual sinfulness;
standard ranged against standard, eagle matched against eagle,
spear threatening spear. What madness, my countrymen, how wild
that slaughter!

Any civil war represents the complete inversion of all the normal rules and values of society, starting with patriotism and love of your fellow countrymen.

Events throughout the poem are described in terms of madness and sacrilege. Far from glorious, the battle scenes are portraits of bloody horror, where nature is ravaged to build terrible siege engines and wild animals tear mercilessly at the flesh of the dead (perhaps reflecting the taste of an audience accustomed to the bloodlust of gladiatorial games).

Horror

Arruns reading the entrails:

Behold, he saw a horror never once witnessed
in a victim’s entrails without disaster following;
a vast second lobe grew on the lobe of the liver,
so that one part hung flabby with sickness,
while the other quivered and its veins trembled
to an a-rhythmic beat.

Madness

War’s madness is upon us,
where the sword’s power will wildly confound
all law, and vicious crime be called virtue.
(1.665)

Say, O Phoebus,
what madness embroils Roman arms
and spears in battle, in war without a foe?
(1.679)

Terror

Julia doesn’t just appear as just a ghost to Pompey, but as a Fury:

Julia, a phantom full of menace and terror, raising her
sorrowful face above the yawning earth, stood there in
the shape of a Fury amid the flames of her funeral pyre.
(3.8 to 10)

But then again, if Seneca’s tragedies are anything to go by, elite audiences in Nero’s Rome revelled in horrific subject matter, in the depiction of madness, horror, incest, mutilation, all wrapped in the most lurid, extreme rhetoric the poet could concoct.

Anti-imperialism

Given Lucan’s clear anti-imperialism, the flattering Book I dedication to Nero is somewhat puzzling. Some scholars have tried to read these lines ironically, but most see it as a traditional dedication written at a time before the (supposed) true depravity of Lucan’s patron was revealed. The extant “Lives” of the poet support this interpretation, stating that a portion of the Pharsalia was in circulation before Lucan and Nero had their falling out.

Furthermore, according to Braund, Lucan’s negative portrayal of Caesar in the early portion of the poem was not likely meant as criticism of Nero, and it may have been Lucan’s way of warning the new emperor about the issues of the past.

The poem as civil war

A critic named Jamie Masters has come up with a clever idea which is that the Pharsalia is not just a poem about a civil war but, in a metaphorical way, is a civil war. Not only are the two characters, Caesar and Pompey, at war with each other, but the poem can be divided into Pompeian and Caesarian styles and approaches.

Thus the sections about Pompey are slow, embody delay, and revels in delay, and dwell on the horrors of civil war. The passages describing Caesar are noticeably faster, cover more ground, with less lamenting and more energy.

This leads Masters to maybe overdo it a bit, suggesting the conflict was ultimately within Lucan’s mind so that the binary opposition that he sees throughout the entire poem embodies Lucan’s own ‘schizophrenic poetic persona.’

Lucan’s influence

Lucan’s work was popular in his own day and remained a school text in late antiquity and during the Middle Ages. Over 400 manuscripts survive. Its interest to the court of Charlemagne is proved by the existence of five complete manuscripts from the 9th century. Dante includes Lucan among other classical poets in the first circle of the Inferno, and draws on the Pharsalia in his scene with Antaeus (the giant depicted in Lucan’s book 4).

Christopher Marlowe wrote a translation of Book 1. Thomas May followed with translation of the other nine books in 1626, and then went on to invent a continuation, adding seven books to take the story up to Caesar’s assassination.

Suetonius’s Life of Lucan

Suetonius’s Life of Lucan is very short. This is it, in its entirety, in the Loeb Classical Library 1914 translation:

Marcus Annaeus Lucanus of Corduba made his first appearance as a poet with a ‘Eulogy of Nero’ at the emperor’s Quinquennial Contests,​ and then gave a public reading of his poem on the ‘Civil War’ waged between Pompey and Caesar. In a kind of introduction to the latter, comparing his time of life and his first essays with those of Vergil, he had the audacity to ask:

“How far, pray, do I fall short of the Culex”?​

In his early youth, learning that his father was living in the remote country districts because of an unhappy marriage…He was recalled from Athens by Nero and made one of his intimate friends, besides being honoured with the quaestor­ship; but he could not keep the emperor’s favour. For piqued because Nero had suddenly called a meeting of the senate and gone out when he was giving a reading, with no other motive than to throw cold water on the performance,​ he afterwards did not refrain from words and acts of hostility to the prince, which are still notorious. Once for example in a public privy, when he relieved his bowels with an uncommonly loud noise, he shouted out this half line of the emperor’s, while those who were there for the same purpose took to their heels:

“You might suppose it thundered ‘neath the earth.”

He also tongue-lashed not only the emperor but also his most power­ful friends in a scurrilous poem. Finally, he came out almost as the ringleader​ in the conspiracy of Piso, publicly making great talk about the glory of tyrannicides, and full of threats, even going to the length of offering Caesar’s head to all his friends. But when the conspiracy was detected, he showed by no means equal firmness of purpose; for he was easily forced to a confession, descended to the most abject entreaties, and even named his own mother among the guilty parties, although she was innocent, in hopes that this lack of filial devotion would win him favour with a parricidal prince.

But when he was allowed free choice of the manner of his death, he wrote a letter to his father, containing corrections for some of his verses, and after eating heartily, offered his arms to a physician, to cut his veins. I recall that his poems were even read in public,​ while they were published and offered for sale by editors lacking in taste, as well as by some who were painstaking and careful.


Related links

Roman reviews

Elegy 1.2 by Tibullus

This is a free adaptation of book one, elegy two, by the Roman poet Tibullus (55 to 19 BC). It’s based on the translation by A.M Juster in the Oxford University Press edition of Tibullus’s elegies. Juster’s version appears to give a pretty close translation of the Latin, in meaning and metre; mine is intended as a very free adaptation.

By this, I mean I’ve followed the logic and sense of Juster’s translation pretty closely but rephrased everything. Why? To try to make it roll and flow more smoothly, to give it more zing, to make it more fun to read.

In my opinion Juster’s attempt to replicate the precise metre of the original – elegiac couplets with the first line a hexameter and the second a pentameter – although a worthy aim, results in his translation feeling crabbed and constipated. From everything I’ve read, Tibullus’s elegiacs were thought by contemporaries to be stylish and attractive. So I’ve largely ignored the elegiac format – more accurately, left it as a buried foundation – and let every line do its own thing.

My adaptation doesn’t try to be elegant, exactly. I simply aim to make it fun and attractive and immediately understandable. (Also because doing an exercise like this really helps you climb inside a poem and understand how it is made.)

Elegy 2.1 by Tibullus

Pour me unwatered wine and let it drench
my grief, let sleep control my eyes
and when my brain is blurred by Bacchus let no one
wake me, let pointless passion sleep.

For my love’s held hostage by a grouchy guard
and shut up tight behind a bolted door.
O may the pelting rain attack that door
and Jupiter send jagged lightning to destroy it.

O please door, open just a pinch for me,
O hinge swing open, slyly, silently.
I’m sorry I was rude to you before,
I was mad with frustration, I admit it, my bad,
but remember I’ve also been respectful to you and kind,
promised you rewards, hung flowers on your frame.

Come lovely Delia, come out, deceive your guard,
remember Venus’s motto: who dares wins!
It’s Venus helps a boy sneak into his lover’s house,
It’s Venus helps a girl pick doorlocks with a hairpin,
It’s Venus shows how to tiptoe from the marital bed,
how to step silently across the bedroom floor,
how, even though she’s sitting next to her husband at dinner,
a woman can give secret signs to her breathless lover.

Venus doesn’t venture these gifts to just anybody,
only to those with life in them, willing to take risks.
For when I’m roaming through the darkened streets
Venus is there to make my passage safe,
making sure I don’t meet some midnight mugger,
keen to stab me, or steal my stuff at knifepoint.

After all, someone in love should travel safely,
protected by the gods, unafraid of attack.
These freezing winter nights don’t bother me,
nor do the heavy showers saturate me.
Nothing can harm me if sweet Delia
opens her door, smiles, and snaps her fingers.

Hey! Whoever that is, walking up towards me,
stop staring, Venus likes her business to be kept secret.
Stop scaring everyone with your clumsy feet, don’t ask
our names, stop waving that bloody torch about!
If anybody happens to see us whispering at the door,
keep schtum, tell the cops you don’t remember nowt.
And if anybody wants to tell tales, they’ll soon find out
why Venus is the child of savage seas and blood!

Mind you, even if people tattle, Delia’s ‘husband’ won’t believe it –
A sorceress assures me he’s been put under a spell.
This witch, I’ve seen her call down the stars from heaven,
divert a raging river with her magic.
Her incantations split the earth, her charms
raise up the dead and bring burned bones back whole from the pyre.
She can drum up demons with her mystic moaning,
then rein them in with the help of sprinkled milk.
Whenever she likes she can chase clouds out of the skies
or summon up snow in summer, if she wants.
Only she has the poisonous herbs which belonged to Medea,
only she tamed the baying hounds of Hecate.

She made a spell to help Delia deceive her husband.
You chant it three times, then three times spit on the floor
and her husband won’t believe anything bad he hears about us,
not even if he found us at it in their bed.

Should I trust this witch? Well, she told me
she could rid me of my love with spells and herbs,
and cleanse me with a pine torch. Late one night
she sacrificed a black beast to the gods of hell.
I wasn’t asking for my love to end, just for it
to become fair between us; I could never leave you, Delia.

O your husband is cold as iron! When he could have had you,
he preferred to go off to war, pursuing plunder.
Well, let him go slaughter the soldiers of Cilicia
and pitch his camp on captured ground.
Let him pose magnificently astride his horse,
strong arms sheathed in stolen gold and silver.

But Delia, just to be with you I would
be happy to yoke oxen and feed sheep on windswept hillsides.
If I could only hold you in my enfolding arms
I’d gladly kip out nights on the stony ground.
What good is lying in a silky Tyrian bed
if I’m without you, loveless, lost in tears?
Not the softest feathers nor the cleanest sheets,
nor the sound of tinkling fountains, nothing could console me.

If I have offended Venus with some of my ranting,
then let my guilty mouth forfeit the price.
People saying I defiled the temples
and stole garlands from altars to decorate your door.
If I’m guilty, I’ll willingly fall full-length before those altars
and kiss their thresholds with my penitent lips,
and crawl on my knees through dirt, as holy penance,
and beat my head against their holy pillars.

But you, passerby, standing there and laughing at me,
while I go through all these turmoils – you beware!
The gods won’t punish me forever, it’ll be your turn soon.
I’ve seen a mature man who mocked a lovestruck youth
himself fall victim to the chains of Venus,
attempt seductive speeches with a shaking voice,
try to comb over his grey hair with his hand,
reduced to hovering by his beloved’s door
and pestering her servants in the market.
I saw young men surrounding him and laughing,
spitting on their chests to ward off the old man’s curses.

Oh spare me, Venus! I will serve you loyally.
I am a rich harvest of devotion, don’t let your anger ruin me.


Roman reviews

Aulos Kapreilios Timotheos, Slave Trader by M.I. Finley (1968)

This blog post started out as simple notes on a short essay by the noted historian of the ancient world, Sir Moses Finley (1912 to 1986) – until I stumbled on the wider context of the essay on the internet, which I then try to summarise.

Aulos Kapreilios Timotheos, Slave Trader

The essay ‘Aulos Kapreilios Timotheos, Slave Trader’ was published in the early 1960s, then included in a slim Pelican paperback collection, ‘Aspects of Antiquity’, published in 1968, which I picked up sometime in the 1980s.

It is far from being a big definitive essay on the huge subject of slavery in antiquity. Rather, it’s a set of meditations which flow from contemplating just one artifact from the ancient world, a seven-feet-high, finely decorated marble tombstone to this man, Aulos Kapreilios Timotheos.

Tombstone of Aulos Kapreilios Timotheos, Slave Trader

The tombstone

This tombstone was found at a town near the border between modern Turkey and Greece. It shows three carved scenes: a typical banquet at the top; a work scene in the middle; and on the bottom, a depiction of 8 slaves, chained together by the neck, being led in single file, accompanied by two women and two children, not chained, preceded by a man who is obviously in charge. Between the top and second row is an inscription in Greek, reading:

Aulos Kapreilios Timotheos, freedman of Aulos, slave trader

Apparently what makes this stone rare and unusual is its blunt candour. In the scattered writings we have from the ancient world slave trading was looked down on, sometimes despised, which is odd because the entire economies of ancient Greece and Rome relied on slaves in enormous numbers. But clearly, the writing classes – the people who left opinions for us to read – were ambivalent about it at best.

The American South

Finley compares and contrasts the situation in the ancient world with that in the Southern United States in the nineteenth century. American slave owners were uneasily aware that the rest of the civilised world had abolished slavery and strongly disapproved of them. Hence their increasingly anxious over-compensating justification of the ‘peculiar institution’.

The ancient Greeks and Romans had no external voice of conscience to upbraid them. The reverse. Everywhere they looked they saw all other societies of their time practising slavery.

The racial justification for slavery

The slave society of the Deep South justified its exploitation with widespread propaganda about the intrinsic inferiority of black people. You don’t read far in any text about the American civil war without coming across southern ideologues using the Bible or any other spurious means they can lay hands on to justify the intrinsic superiority of whites and the intrinsic inferiority of blacks. Plenty of authors and politicians claimed that blacks could only find true happiness in the condition of slavery, blacks are children who need the strong hand of a father etc etc.

So a black person in America could never lose the stigma associated with slavery, even if they were free, even if they lived in the north, ran a business, lived a free life, could never be completely free.

The raceless basis of ancient slavery

The situation was drastically different in the ancient world because slavery wasn’t associated with any particular race or ethnicity. Literally anyone could be enslaved – in Spain, in Gaul, in Greece itself, conquering Roman armies enslaved entire cities of white Caucasians.

The crucial point is that there were no specifically slave races or nationalities. Literally anyone and everyone might be enslaved, and which groups predominated at one time or another depended on politics and war. (p.157)

The association of slavery with skin colour was an invention of the Atlantic slave trade of the 17th and 18th centuries.

Freed names

Back to Aulos – his first two names, Aulos Kapreilio were those of his master, which he took when he was made free, as per Roman custom. Timotheos was his slave name.

Roman slave names

In the early days of slavery Romans gave their slaves names like Marcipor or Lucipor which was simply a contraction of Marcus puer or Lucius puer, puer being Latin for ‘boy’ (hence the English word ‘puerile’, which has come to mean ‘childishly silly and immature’).

From the year of the twin defeats of Carthage and Corinth, 146 BC, the number of slaves began to steadily increase and so they needed more names.

After 146 the empire became unofficially divided into a Latin-speaking West and a Greek-speaking East, and so slave names sometimes indicate a slave’s origins, east or west.

Side

A city on the south coast of Anatolia, became notorious as a slave market. But maybe the epicentre of the ancient slave trade was the island of Delos

The people of Phrygia in central were notorious for selling their own children into captivity. Many slaves from Scythia (the area to the north of the Black Sea) were bought from their own chieftains, captives in their own wars, or children, or simply human levies, like tax, sold at a profit (p.163).

Slave sales

Given the millions of men, women and children who were slaves it is notable that we have just two visual depictions of an actual slave auction. In both of them a male slave stands on a platform while another man, presumably the buyer, lifts his tunic to admire his strong thighs.

The condition of a slave

is to be brought into a new and alien society violently and traumatically; to be torn not only from his homeland but from all the relationships which provide identity and psychological stability, with family, kin, tribe, village, region, gods, customs, dress – everything.

All this is replaced with just one cardinal relationship – with the slave’s male owner who controls not only every aspect of his physical existence, but his mental horizons, the language he has to use, the new religion he has to practice, rules he has to obey – everything.

Slave sexual exploitation

Complete control over the person of slaves meant the master class had unfettered unlimited sexual access to all slaves, male, female, young or old. As I’ve read the chatty odes of Horace or elegiacs of Tibullus, Propertius or Ovid, I have been disturbed again and again by the casual way they talk about being ‘given’ slaves (of either gender) for sexual purposes.

Slave punishments

The most chilling thing for me, though, has been the casual references, in all the Roman literature I’ve read from Plautus onwards, of the horrific punishments slaves could be subject to, starting with whipping and escalating through torture, having limbs deliberately broken, and so on, up to the ultimate punishment of crucifixion.

Finley returns to the attempts of Americans to justify slavery through the intrinsic inferiority of one race and say not only was it not attempted in the ancient world, it was actively disproved by the case of the Greeks.

Greek revenge

After the brutal conquest of the Greek League in 146 BC, over the next few centuries hundreds of thousands of Greek men, women and children were brought back to Italy as slaves. However, in the long term this caused a kind of cultural revolution. The Gauls or Germans might have been considered ‘barbarians’ (they wore trousers, for God’s sake!) but the Greeks were citizens of the culture which had taught the Romans literature, philosophy and architecture. Hard to maintain the fiction that these people were in any way ‘inferior’. On the contrary many of them, while remaining technically ‘slaves’, rose to become secretaries, assistants or teachers to the master’s children.

Manumission

This leads into another important issues, which is manumission, which is the fancy word for freeing your slaves. The Romans became famous among the cultures of the ancient world for freeing their slaves, as reward for loyal service. It was a disconcertingly simple procedure – the owner declaring the slave free, maybe touching them or gently pushing them away, and a state official such as a consul or a praetor touching the slave with a rod called a vindicta and pronouncing him or her to be free.

The slave’s head was shaved and a pileus was placed upon it. The pileus was a brimless felt cap of undyed wool. Based on what we can see in surviving frescos, sculptures, and coins, the pileus ranged from a short cone to a gumdrop shape. It was the identifying garment of a freedman.

Anyway, we know that the rate of manumission became a real problem in Roman society because the emperor Augustus passed laws trying to limit it:

He established maxima on a sliding scale, according to which no one man was allowed to free more than one hundred slaves in his will. (p.158)

Finley points out a notorious contradiction in Roman attitudes to slavery: which is that noted jurists such as Florentinus clearly stated that slavery as an institution was ‘contrary to nature’, that this idea was shared in some of the literature and incorporated into legal codes – and yet it didn’t make any difference to the actual practice.

He instances the moral philosopher Seneca who freely admitted that a slave is a person with a soul like you and me, but from this premise he draws the conclusion that one should live on friendly terms with one’s slaves, dine with them, converse with them etc – everything except actually free them, which seems beyond the scope of his philosophy (p.164).

War

Because, as Finley points out, war was central to the entire institution of slavery and the slave trade.

The ancient world was one of unceasing warfare, and the accepted rule was that the victor had absolute rights over the person and property of the captives, without distinction between soldiers and civilians. (p.159)

Caesar

went to Gaul an impoverished nobleman and returned a multi-millionaire and this was partly because of the huge number of captives he seized and sold into slavery, taking a commission. After he captured the town of the Atuatuci he sold the entire population of 53,000 into lifelong slavery. After the Battle of Alesia in 52 BC he gave one captive to every one of his legionaries.

War slavers

Enormous numbers like this would slow an army down so by Caesar’s time arrangements were in place to have slave traders accompany the army, or meet them at arranged rendezvous, there to buy the newly captured slaves, take them off the commander’s hands, and do with them as he please, tramp them all the way back to Italy or sell them locally.

Maybe the procession on Timotheos’s tombstone depicts such a merchant marching off some of his new merchandise.

Pirates

From a business point of view the problem was the extreme unpredictability of war. Hence the inexorable rise from 150 or so onwards of piracy in the Mediterranean. This wasn’t a case of a few swashbuckling privateers but ‘a complex business network of pirates, kidnappers and slave dealers’, with its headquarters at Side and its main emporium on the Greek island of Delos. Finley quotes the figure I’ve read elsewhere that the docks and warehouses of Delos were extended so that at its peak it turned over as many as 10,000 slaves a day.

(On the subject of scale, Finley says that as early as the 4th century BC the number of slaves working in Athens’s silver mines was probably as high as 30,000.)

Latifundia

The rise and rise of slavery went hand in hand with a crucial socio-economic development in mainland Italy. This was the eradication of the small family farm – the kind of place which Virgil and Horace idolised as the cradle of morality and right living – and its replacement by vast estates or latifundia owned by enormously rich absentee landlords and worked by slave gangs often working in chains.

The servile wars

The scale of the exploitation and the resentment it bred led to the three major slave revolts which escalated so far as to be called ‘wars’, the so-called Servile Wars:

  • First Servile War (135 to 132 BC) in Sicily, led by Eunus, a former slave claiming to be a prophet, and Cleon from Cilicia
  • Second Servile War (104 to 100 BC) in Sicily, led by Athenion and Tryphon
  • Third Servile War (73 to 71 BC) on mainland Italy, led by Spartacus

Training

Specialist skills were in great demand. If a slave could play music, recite poetry, take dictation or any number of other skills then he or she might secure a relatively comfortable lifestyle. Alternatively, slaves could be trained, specially if started young.

Many slaves became masters of crafts and trades; the chain-ganged brute labour of the countryside was matched by highly skilled slaves in more urban settings who worked in potteries or textile mills, on temples and other public works, sometimes performing artistic and delicate work.

The sheer number of slaves present at every level of Roman society, participating in a huge range of activities, suggests the ‘condition’ or psychology of slavery must have been hugely varied, as varied, maybe, as the number of individual slaves.

The end of ancient slavery

Slavery ended not because of any abolitionist movement but because of profound socio-economic changes in the Roman Empire. These slow economic transformations replaced both the ‘chattel slave’ and the free peasant of Virgil and Horace’s dreams, with a new social class, a new type of ‘bondsman’ – the colonus, the adscripticius, who was himself to evolve into the serf.

For the most part. But slavery didn’t disappear from Europe, not even from the Empire. Finley tells us that when the sixth-century emperor Justinian drew up a codification of all existing laws, the issues thrown up by slavery took up more space than any other topic.

The essay in the context of Finley’s career

Online you can read the first page of an essay about Finley and slavery by the American academic, Arnaldo Momigliano. This tells us that Finley had a lifelong interest in the question of slavery in the ancient world and that the present essay repeats some themes and ideas already discussed in his 1958 essay, ‘Was Greek civilisation based on slave labour?’ (itself included in a 1960 collection, ‘Slavery and Classical Antiquity’) and takes its place alongside other papers on the subject gathered in the 1981 volume, ‘Economy and Society in Ancient Greece’.

Apparently, Finley’s ideas about slavery were most fully expressed in the book-length study, ‘Ancient Slavery and Modern Ideology’, published in 1980 (so when he was 68). If you go looking for it on Amazon, you find the latest imprint of the book and discover that it was republished in 1998 with new material by an academic named Brent Shaw.

This volume, ‘Ancient Slavery and Modern Ideology’, isn’t a history of slavery as such, it’s an account of the interpretations succeeding ages have made of slavery in the ancient world, according to each era’s ideologies and principles. In what follows I’m indebted to the excellent review of ‘Ancient Slavery and Modern Ideology’ on Amazon by Richard Mathisen. To be clear, I’m putting Mathisen’s words in italics.

Richard Mathisen’s summary of ‘Ancient Slavery and Modern Ideology’

For Finley, there have been only five genuine slave societies, two ancient (Greece and Rome), and three modern (the Caribbean, Brazil, and the American South).

Historians of ancient societies have always been affected by ideological bias. Classical historians admired Greek and Roman civilisations so they downplayed the ugly aspects of slavery. Christian historians tried to claim that Christianity ended slavery, but it didn’t. Marxist historians wanted to interpret ancient slavery through their lens of class war while anti-Marxist historians took the opposite view.

While ancient slavery had no racial component, modern historians are influenced by racial concerns so that every “new interpretation of slavery has professed to be more anti-racist than the one it replaces.”

Finley’s aim is to trace the distorting effect of each of these ideologies on the history of slavery. Finley explains the emergence of ancient slave societies, which requires three conditions: private ownership of land, commodified systems of production, and a shortage of labour. He considers societal attitudes toward the humanity of slaves and traces the end of slavery as it transitioned into feudalism.

Finley carefully defines slavery, because many examples of forced labour have existed, including Egyptian pyramids, Assyrian and Babylonian empires, Spartan helots, feudal serfs, and indentured servants, but they were not slaves. Indeed, he notes that the most unusual labour system in history is modern free wage labour, with individuals free to move.

This leads to Finley’s real interest. What factors led to ancient slavery? When did it start, when did it end, and why? What aspects of ancient society were part of slavery’s support system? What were the ideological presuppositions of the Greeks and Romans? Why was the legitimacy of slavery never questioned in ancient times, even during slave revolts? Why did slavery exist only in certain areas of Rome, such as Italy and Sicily? Could slavery ever come back again in the modern world, if the necessary conditions seemed to demand it?

When re-issuing Finley’s book, Brent Shaw added a 1981 response by Finley to his critics and a 1979 essay on “Slavery and the Historians.” Shaw himself wrote a 76-page essay updating the slavery debate since 1980.

The vast historiography of a complex subject

All this builds up to quite a complex picture which can be summarised as:

  • during his career Finley wrote a number of essays about slavery in the ancient world
  • his main statement on the subject is a book which describes the changing interpretations of ancient slavery made by the leading ideologies of different eras
  • critics criticised this book
  • Finley wrote an essay addressing these criticisms
  • Brent Shaw added a long essay updating the debate since 1980 (presumably up till 1998, when this new edition was published)

But quite obviously a lot of this is very old. When I skimmed through the passages of ‘Ancient Slavery and Modern Ideology’ available on Amazon, I caught references to the Soviet Union. The idea of describing an aspect of the ancient world as it has been interpreted, reinterpreted and misinterpreted by the leading ideologies of successive ages sounds really interesting, but…1980. Surely I ought to be reading something far more up to date.

And then, when I saw that the Arnaldo Momigliano essay about Finley had been published in a periodical titled ‘Slavery and Abolition: A Journal of Slave and Post-Slave Studies’, my heart sank. Every month or so since the late 1970s this journal has been publishing articles about slavery. By now there must be a mountain of content – and I bet there are other journals on the subject, not to mention the hundreds of thousands of academic papers and tens of thousands of books, and hundreds of conferences which must have been held on the subject. How long would it take to read all the relevant studies, paper and books on the subject? A year? Three years? I’d like to learn and understand more but do I have the time required? Does anyone have the time?


Credit

‘Aulos Kapreilios Timotheos, Slave Trader’ was included in a collection of essays by M.I. Finley titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

Related link

Roman reviews

Pro Caelio by Cicero (56 BC)

Background

Marcus Tullius Cicero gave the speech known as Pro Caelio on 4 April 56 BC in defence of his young protegé and one-time friend, Marcus Caelius Rufus, generally known as Caelius.

The full background to the trial is staggeringly complicated. It is explained in great detail and with admirable clarity by D.H. Berry, editor and translator of the excellent Oxford University Press edition of (five) Defence Speeches by Cicero (2000).

The Cataline conspiracy

In 63 BC Cicero was consul during the crisis of the Cataline Conspiracy i.e. the attempt of the disgruntled aristocrat to lead an armed overthrow of the Roman state. He was in north Italy raising an insurrectionary army when five leading conspirators, including some senators, were caught in Rome and implicated by letters and then confessed. Cicero led a debate in the senate about what to do with them which concluded by voting to execute them and Cicero led them straightaway to the state execution or carnifex who did the deed.

In the years that followed various of Cicero’s enemies developed the accusation that, because the five had never been granted a full (long and probably delayed) trial, they had been illegally killed – and that Cicero was therefore guilty of murder and treason (killing senators).

One of the lead proponents of this view was the nasty piece of work known as Publius Clodius Pulcher, an eccentric scion of the distinguished Claudius clan, who had arranged to be adopted by a plebeian family in order to stand for office as tribune of the plebs. He used this office to pass measures designed to appeal to the people and made rabble-rousing speeches. He developed a following of thugs who terrorised the streets of Rome and even beat up senators and other magistrates.

Cicero sent into exile

In 58 BC, while serving as tribune, Clodius got a law passed declaring it treason to have any Roman citizen put to death without a trial. Everyone knew this was directed at Cicero and his precipitate action in having the five high-ranking Catiline conspirators executed – so he swiftly packed up his things and went into exile, in Greece.

He was gone for a long, miserable 18 months during which Clodius had his house in Rome torn down and had a temple to Liberty build over the ruins, as well as having Cicero’s other properties around Italy looted and sacked.

But the mood in Rome changed. Gnaeus Pompeius Magnus, known in English as Pompey, had acquiesced in Cicero’s exile but then Clodius got above himself and started attacking Pompey verbally and attacking some of his lieutenants in the street. Pompey and the other members of the triumvirate realised they’d let Clodius get out of control. Pompey signalled to his followers that he would support Cicero’s exile being ended and so a law was raised and passed declaring Cicero innocent of any wrongdoing.

So Cicero made a triumphant return to Brundisium and the a triumphant progress across south Italy feted in every town as the Father of the Nation. In his absence Clodius had not only destroyed his homes but sponsored mistreatment of his wife, Terentia. So the two men were at daggers drawn.

Marcus Caelius Rufus

Now to Marcus Caelius Rufus. Born in 82 BC, and so 24 years younger than Cicero, Caelius had been Cicero’s pupil and protégé, learning the arts of politics and oratory at first hand. In 63, however, he was intoxicated, like many others, by the revolutionary rhetoric of the half-mad Cataline and supported his bid to become consul (the same election which was won by Lucius Licinius Murena, who Cicero had defended in another famous speech).

He appears to have abandoned the Cataline cause when the latter when postal and decided to launch an all-out insurrection. Instead Caelius went off to serve as assistant to the governor of Africa from 62 to 60. Back in Rome he began to make a name for himself as a lawyer by launching a prosecution against Gaius Antonius Hybrida, the man who had been co-consul with Cicero in 63, and who had ‘led’ the army which finally defeated Catalina in the field.

Cicero didn’t much like Antonius but figured the state owed him a debt of gratitude and so defended him – but Caelius won the case, defeating his old master. Inspired by his success, Caelius moved to the smart set on the Palatine Hill and rented a room from Clodius, close to the residence of his sister, Clodia. Clodia’s husband had recently died (59 BC) and it was widely rumoured that Caelius became her lover.

As described above, in 58 Clodius held office as tribune and got Cicero exiled; 18 months later in 57 Cicero was triumphantly recalled. Then at the end of 57 or beginning of 56 Caelius broke with the Clodiuses. Did she dump him, did the men fallout? We don’t know, but Berry thinks the most likely reason is that Caelius had switched his political allegiance from the Clodii to Pompey, who was increasingly antagonistic to them. Whatever the exact reason, in their venomous way the brother and sister decided to take revenge.

Lucius Calpurnius Bestia

The proximate cause of the trouble was the trial of Lucius Calpurnius Bestia. Caelius was prosecuting Bestia for malpractice in the elections for the praetorship of 57, in which Bestia stood unsuccessfully. Now this Bestia had been on trial no fewer than four times previously, and Cicero had defended and got him acquitted on each occasion. So now he defended Bestia against his old protégé, Caelius, and won again. However, Caelius was not daunted. Bestia was planning to stand for the praetorship this year as well and so Caelius launched yet another prosecution against him.

But at this point Bestia’s son, Lucius Sempronius Atratinus, got involved. He realised the best form of defence is attack and so launched a pre-emptive prosecution against Caelius. If Caelius was convicted he would be unable to take forward his prosecution of Bestia. Atratinus needed to move fast to protect his dad and so launched the prosecution in the violence court (quaestio de vi) which, unlike other courts, sat during public holidays. (This fact would be central to Cicero’s speech.) And, crucially, Atratinus’s attack on Caelius attracted the support of Clodius and his sister. They agreed to be witnesses against Caelius and suggested some additional charges against him (see below for the charges).

Caelius was an experienced orator and so elected to defend himself – but he also managed to persuade the richest man in Rome, Marcus Licinius Crassus to join him. Improbably, he also persuaded Cicero to join his defence. You’d have thought there was no love lost between Cicero and his protégé who had betrayed him twice over, once joining the diabolical Catalina, and then allying with his nemesis, Clodius. But it seems that Cicero invoked that timeless equation, my enemy’s enemy is my friend: anyone who Clodius hated must be worth defending.

Ptolemy XII of Egypt

There’s more? Yes, involving – bizarrely enough – the king of Egypt. In 80 BC Alexander of Egypt died and bequesthed his nation to Rome. The throne was usurped, however, by Ptolemy XII ‘Auletes’ who proceeded to rule with the nervous knowledge that at any moment Rome might step in to claim its prize. Thus he sucked up to the Romans at every turn, much to the dislike of his people. When the triumvirate of Caesar, Crassus and Pompey took power in 60 BC Ptolemy offered to pay them the huge sum of 6,000 talents in exchange for formal recognition of his title. But when he tried to collect it from h is people they rebelled and expelled him from the kingdom.

Ptolemy took refuge in Rome where he borrowed and got into debt lobbying and bribing Roman politicians to raise an army to restore him to power. But the Egyptians didn’t want him back and so in 57 sent a deputation of their best men, led by the Academic philosopher Dio, to put their case before the senate. Ptolemy’s response was to try and get the leading men assassinated, to organise an uprising against them when they stopped in Naples and to bribe slaves in the noble houses where they stayed in Rome to kill them.

At the end of 57 the senate finally found in Ptolemy’s favour but then someone found a reference in the Sibylline books which allegedly forbade it, so the senate rescinded its gesture. Pompey was lobbying to be appointed general in charge of restoring Ptolemy against his rebellious population when, early in 56, Dio was murdered.

Everybody suspected everybody else – the killing obviously suited Ptolemy who wanted the delegation to fail and Pompey who wanted the generalship of imposing Ptolemy on his reluctant people – and a number of prosecutions swiftly followed.

First an agent of Pompey’s, Asicius, was tried for the murder of Dio; Cicero defended him and he was acquitted.

Next we come to the case brought against Caelius by Atratinus. As we have seen this was predominantly motivated by Atratinus’s wish to have Caelius convicted so he wouldn’t be able to prosecute his (Atratinus’s) father, Bestia, for the sixth time. The Clodii were persuaded to join the prosecution against Caelius because a) they had a personal grudge against him, mixed up with the way he had ceased to be Clodia’s lover, nobody knows the details but it obviously left them both furious; and b) it was a way of getting at Pompey, who Clodius now hated.

The charges

The prosecution brought five charges against Caelius, all relating to the disturbances surrounding Dio’s embassy to Rome, namely:

  1. the civil disturbances which affected the Egyptian delegation in Naples
  2. assaults on the delegation at Puteoli
  3. damage to the property of Palla (nobody knows who Palla is but presumably something connected with the above)
  4. taking gold for the attempted murder of Dio and then the attempted poisoning of Clodia: in more detail the charge was that Caelius borrowed gold from Clodia under false pretences, with the intention of using it to bribe servants at the house where Dio was staying to murder him; then, when Clodia discovered what Caelius was planning, Caelius attempted to bribe some of her slaves to poison her in order to shut her up
  5. the murder of Dio – Caelius was accused of being in league with Asicius to have Dio murdered (despite the illogic of the fact that Asicius had, by the time of the trial, been qcuitted – and by Cicero, who therefore had intimate knowledge of all the circumstances surrounding the murder

The preceding speeches

Prosecution

Atratinus spoke first and made an extended attack on Caelius’s character, calling him a ‘pretty boy Jason’, a loose-living, immoral lover of luxury, corrupt and used to committing bribery and violence.

Clodius Confusingly, Berry thinks the ‘Clodius’ who spoke at the trial was not the Clodius but someone who shared the name or a freed slave. We don’t have a transcript but it is likely he deplored the treatment of the Egyptian delegation, criticised Pompey for his support for the corrupt and unpopular Ptolemy, and referred to the evidence Clodia would give at the end of the trial to the effect that a friend of Caelius’s was caught handing poison to some of her, Clodia’s, slaves, having bribed them to poison her with it.

Lucius Herrenius Balbus closing the case for the prosecution, Balbus repeated the accusations of immorality against Caelius, and therefore his unfitness to be continuing the prosecution of Bestia (i.e. fulfilling the core aim of Atratinus who brought the prosecution in the first place.)

Defence

Caelius spoke in his own defence, wittily referring to Clodia as a ‘one-penny Clytemnestra’ i.e. a loose women who murdered her husband (she was suspected of poisoning him). We don’t have his speech either, but it is logical to imagine that he defended himself against all five of the charges.

Crassus ditto, presumably addressed the charges.

Cicero’s speech pro Caelio

Cicero was (as he preferred to be) the third and final of the three defence speakers.

Cicero takes advantage of the fact that the trial was taking place on the first day of the Megalensian games. While everyone else was watching the games in the circus the jury of 75 was stuck all day in the forum listening to this legal case. Therefore Cicero sets out to entertain them, by adopting a jocular tone throughout, telling jokes, impersonating famous people.

Above all it is a relentlessly ad hominem attack on the plaintiffs. In this respect it is a classic example of misdirection. Instead of answering any of the prosecution’s arguments, Cicero turns his speech into a) a defence of Caelius’s character but above all b) a devastating attack on one of the chief movers of the case, Clodia.

In this trial, members of the jury, everything has to do with Clodia, a woman who is not only of aristocratic birth, but notorious. (31)

an impetuous, capricious and angry woman (55)

With a woman like that anything is possible (69)

He is witheringly insulting. The prosecution had painted Rufus as a pretty-boy Jason, but in the ancient story Jason was seduced by the monster of anger and revenge, Medea, and so Cicero is not slow to compare Clodia to Medea, calling her the ‘Medea of the Palatine’ (18). He compares her to a prostitute (1, 37, 48, 49, 50, 57) and a sex-starved matron. He accuses her of incest (32, 34). He says the entire case only exists because of her ‘insupportable passion and bitter hatred’ (2), ‘to gratify the whim of a licentious woman’ (70), that it originates from:

a malevolent, disreputable, vindictive, crime-ridden, lust-ridden house (55)

and:

a household like this in which the lady of the house behaves like a prostitute, in which nothing that goes on is fit to be made public, in which perverted lusts, extravagant living, and all kinds of outlandish vices and outrages are rife (57)

The prosecution had calculated that Caelius would not reveal that he was actually Clodia’s lover and he apparently didn’t – but Cicero did, and depicted Clodia as a nymphomaniac who, if she was spurned, lied, bribed and cheater her way to revenge. Cicero admits their liaison but in such a way as to make Clodia seem the main mover of it, an immoral seducer and then, once spurned, a vengeful harpy. By sleight of hand, or deft presentation, Cicero manages to reveal the affair but have Caelius emerge unblemished. Thus Cicero didn’t address any of the charges, but dismissed them all as the pretexts of a deranged nymphomaniac.

He associates Clodia with Baiae, the southern resort which had become associated with decadence and immorality:

Baiae talks all right, and not only that, it resounds with this report – that the lusts of a single woman have sunk to such depths that she does not merely decline to seek seclusion and darkness with which to veil her immoralities, but openly revels in the most disgusting practices amid crowds of onlookers and in the broadest light of day! (47)

Cicero does address the two specific charges that Caelius took gold from Clodia under false pretences to pay for the murder of Dio, and that, when she found out, he tried to poison her. But he very effectively destroys the plausibility of both charges. Why on earth did she give him such a large amount of gold, unless he was her lover? And as to the entire story about Caelius attempting to poison Clodia when she discovered what he was really using the gold for, Cicero subjects this to a long forensic deconstruction, which demolishes every step of the supposed narrative as wildly improbable until the whole story collapses (56 onwards).

But he goes one further. He pounces on the entire notion of poison and makes the prosecution realise they made a terrible mistake raising it: because Clodia herself was suspected of poisoning her husband, and Cicero describes the death bed scene of this husband, Quintus Metellus, in harrowing detail and in a subtle way so as to implicate Clodia in his death – all in such a way as to completely distract attention away from Caelius.

But far longer is the passage where he ridicules the entire notion of Clodia recruiting men friends to wait concealed in the public baths till they say Lucinius hand over the famous box of poison to one of her slaves. Where are these brave hiders, Cicero asks. What are their names, why have they not been produced by the prosecution, where did they hide, in an actual bath or was there a wooden horse nearby, like at Troy? You can imagine the jury rocking with laughter. Over 2,000 years later it’s still funny and funnier because Cicero keeps piling on the comic exaggeration and ridiculous variations on the prosecution’s narrative, reducing it to smoking wreckage.

This itself is a triumph of the barrister’s manipulating art. But the OUP editor Berry makes a further point. The entire case had a very fraught political significance. The Roman public had been outraged by the shameless murder of an emissary from a foreign country who had come to live, unprotected, among them. It breached very profound codes of hospitality and civilisation. Everyone knew that Pompey supported Dio’s enemy, Ptolemy, and so the case had the serious potential to badly unravel and make Pompey very unpopular.

By focusing on Clodia alone, Cicero managed to contain this: he eclipsed the genuine outrage felt by many over the murder with a pantomime act. Personalising it depoliticised it. It also meant Cicero didn’t have to take a view either way, doing which would have risked alienating either the people or Pompey. Instead he ignored the charges and produced a Carry On entertainment which gave everyone a good laugh.

Each of the Cicero speeches in this volume has a moment when the argument ends, and the conclusion begins. Having read two of them I can begin to see how each speech ends with a description of the distressed family of the accused, and a sentimental appeal to the jury not to condemn the wife, children, mother or father of the accused to misery and shame, in Caelius’s case, Cicero paints a heart-breaking portrait of Caelius’s father as an old man with no-one else to look after him.

The result

Caelius was acquitted which allowed him, against Atratinus’s plans, to proceed with his prosecution of Bestia. Once again Cicero defended Bestia but lost. Bestia went into exile.

The next year, 55, Ptolemy was restored to the Egyptian throne by bribing the governor of Syria, Aulus Gabinius with the eye-watering sum of 10,000 talents. On his return to Rome Gabinius was prosecuted for this, Cicero defended him but lost and Gabinius also was sent into exile.

Ptolemy ruled until his death in 51 when he divided the throne between his son, Ptolemy XIII and daughter Cleopatra VII. It was his deep involvement in the cause of their father, which led Pompey, after his disastrous defeat at the Battle of Pharsalus in 48, to decide to make his way to Egypt to seek sanctuary with Auletes son. This was a fateful decision because Ptolemy XIII’s advisers told him Julius Caesar would like it if he eliminated his rival – and so Pompey was brutally murdered as he set foot ashore in Egypt (Plutarch’s Life of Pompey, chapter 79).

Caelius was elected tribune in 52. This was the year when Clodius was finally murdered, by his longstanding rival Titus Annius Milo, and Caelius helped Cicero defend his killers (see another of Cicero’s best-known speeches, Pro Milone).

In 51 Cicero reluctantly acquiesced in being sent by the senate to be governor of Cilicia, now south-west Turkey. Caelius was elected aedile, in Rome, while he was away and any reader of Cicero’s letters is familiar with the way Cicero had him promise to send him all the news and gossip he could gather. Caelius memorably keeps needling Cicero to send him some panthers so he can make a splash at the public games which he, as aedile, was charged with organising.

When the civil war broke out Caelius made the right call and supported Caesar and was appointed one of the praetors. However, he put forward radical plans for debt relief against the wishes of his fellow praetors, which caused a riot and he was suspended from office. He fled Rome and, along with Milo, who he had helped defend 4 years earlier, tried to foment a revolt against Caesar, but they were both killed by Caesar’s troops. Few, if any, happy endings in ancient Rome.


Credit

Defence Speeches by Cicero, translated and edited by D.H. Berry, was published by Oxford University Press in 2000.

Related links

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On the laws by Cicero

We are born for justice and what is just is based, not on opinion, but on nature.
(De legibus, book I, section 28)

Cicero began writing the De legibus or On the laws during the same period as the De republica, i.e. the late 50s BC, but suspended work on it when he was compelled to go and be governor of Cilicia in 51 BC, and possibly never resumed it. It is certainly unfinished. We have just two books of 60-odd sections each and most of book 3 (49 sections) then the manuscript stops in mid-sentence. The 4th century AD philosopher Macrobius refers to the existence of a book 5. Maybe it was intended to have 6 books to parallel the De republica to which it is obviously a partner.

Like most of Cicero’s other works it is a dialogue though, unlike the De republica, it is set in the present and, instead of historical personages, features just the author himself, his brother (Quintus Tullius Cicero) and his best friend (Titus Pomponius Atticus, addressee of so many of Cicero’s letters).

De legibus has a simple premise: since he is Rome’s leading lawyer and advocate, Cicero’s brother and friend suggest he is perfectly placed to write a book about The Law, and so Cicero sets off with the aim of establishing the fundamental basis of law, before considering specific laws, whether they need to be amended and, if so, how. From the start Cicero describes and explicates what was essentially the Stoic theory of natural law as amounting to right reason in action.

Natural Law

In the introduction to the Oxford University Press edition, Jonathan Powell explains that Cicero’s theory of Natural Law was based on certain premises:

  1. that the universe is a system run by a rational providence
  2. that mankind stands between God and the animals so that in creating and obeying laws man is employing Right Reason
  3. that human potential can only be realised in communities – Cicero derives this from Aristotle’s view that humans are sociable animals
  4. that man is a homogeneous species – we have more in common than separates us – therefore we are susceptible to the same, one, universal natural law which stands above (or lies beneath) all ‘positive’ i.e. merely local and culture-specific laws
  5. that law is based on (human) nature not opinion – individual laws may come and go but the existence of a deep fundamental law of human nature can never change

Natural Law refuted

The objections to this are obvious and start with the counter statement that the universe is very much not a system run by a rational providence. Since Isaac Newton’s discoveries of the basic forces which govern the universe, there has been no need to posit a God to create and keep the universe running; and since Darwin published On The Origin of Species in 1859, there has been no need to posit a God who created the extraordinary diversity of life forms we see around us, including humanity. Many other reasons may be found for adducing the existence of a God or gods, but the regularity of the cosmos and the diversity of the natural world are not among them.

If God does not exist, didn’t create the universe and does not deploy a benevolent providence to watch over us, then humans cannot occupy a middle space between the animals and this God who doesn’t exist. We are more accurately seen as just another life form amid the trillions teeming all over the earth.

Cicero displays towards human beings the same kind of anthropocentric chauvinism and exceptionalism which was first recorded among his Greek predecessors and persisted through most thinking about humanity and human nature up till very recently. Only in the last couple of generations has it become clear that humans may have invented language and maths and built skyscrapers and flown to the moon but that, deep down, we are just apes, mammals, animals, and behave much like all the other mammals, in terms of our fundamental behaviours – feeding, mating and fighting.

If you have a God, then you can establish a hierarchy with him at the top, then the angels, then humans sitting comfortably above all other species on earth. If you have no God, the hierarchy crumbles and we are just one among a million different life forms jumbled together on this small planet, engaged in the never-ending battle for survival. Nowadays we know that humanity is killing off the other species, destroying countless habitats, and burning up the planet as no other species possibly could. Some people characterise our arrogant lording it over life forms as speciesism, a view I share.

If there is one quality that distinguishes human beings from all other species it is our unique capacity for destruction.

The notion that humans are governed by Right Reason has always seemed to me self evidently false. Our values are inculcated by the society we grow up in. If some values are almost universal across most of these societies this is because they make evolutionary sense, they help the group survive, rather than being a Universal Law handed down by a Benevolent God.

Therefore premises 1, 2, 4 and 5 listed above are false. We are left with 3, the notion that humans naturally live in groups or communities, which seems to be objectively true, but gives us no guide on how we should conduct ourselves, or establish laws or rules for running these communities.

Lastly, the introductions to all these texts by Cicero tend to talk about Universal values, Universal laws, and Universal human nature very freely but I can’t help feeling they only apply to the Western world. The terms of reference seem very Eurocentric or Anglocentric or whatever the word is for Western-centric. Meaning that my reading about African tribes, cultures, laws and traditions, or what I know about Chinese history, and my personal experience of travelling in the Muslim world, suggest that there are many non-Western cultures which don’t share these ways of looking at the world at all. I’m guessing the same could be said about Indian culture, or the traditions of the native Americans of North or South America, the Australian aborigenes and any number of other cultures.

Liberals may be proud of the Universal Declaration of Human Rights (UDHR), adopted by the recently founded United Nations, founded by the soon-to-be-victorious Allies during the Second World War, based in New York, a document drafted by a committee chaired by the American president’s wife (Eleanor Roosevelt) – but the idea of universal set of values is not a fact about human beings but a high-minded aspiration.

I recently visited the British Museum exhibition on Stonehenge. This has a section describing life in Britain before the advent of the (first) agricultural revolution, which began in the Middle East 12,000 years ago. The human population of Britain was minuscule (maybe 5,000) arranged into tiny communities of hunter gatherers who lived deep amid nature as they found her, without the knowledge, means or incentive to change anything, to fell trees, clear land, burn forests and so on. Instead they considered themselves an integral part of nature, not set aside from it. They killed rarely and atoned for their killings with offerings. And the exhibition says this was the way of life for most hunter-gatherer societies for most of human history i.e. going back hundreds of thousands of years, back through all the various species of the genus Homo.

So I’m saying that Cicero’s premises are not only wrong in the theoretical/theological way that they posit the existence of One Universal God to explain the world around us, an explanation which has been utterly superseded by the scientific worldview – but wrong in all his factual claims about human nature, above all that it is universally the same, whereas we now know that there have been, and currently are, many, many, many more human cultures than Cicero could ever imagine.

The Romans thought the world amounted to one continent completely surrounded by a vast Ocean, punctuated by the middle-earth or Mediterranean Sea. They hugely underestimated the size of Africa, and thought the world ended with India and a little beyond the Ural mountains, so forming one circular continent. The historical examples Cicero bases his notion of a universal human nature on amount to a tiny sub-set of the actually existing cultures of his own time, and a minuscule sub-set of all the human cultures and societies which have existed over the face of the earth for the past several hundred thousand years.

So: this book is clever and interesting in all kinds of ways but it is based on multiple types of ignorance – deep, deep ignorance – which lead to false premises and wrong deductions on every page.

Cicero’s motivation

As we saw in De republica Cicero was a very practical-minded Roman. He wasn’t interested in airy-fairy philosophical speculations for their own sake. He was a staunch Roman patriot who wanted to preserve the Roman state. The practicalness of his motivation is stated explicitly mid-way through book one:

You see the direction which this discussion is taking. My whole thesis aims to bring stability to states, steadiness to cities, and well-being to communities. (I, 37)

He is not seeking ‘the truth’, so much as cherry-picking arguments from the range of Greek philosophy in order to shore up his practical and patriotic aim.

Book one

Cicero asserts that:

  1. human beings are blessed with the ultimate gift of the gods, Reason
  2. humans have a single way of living with one another which is universal
  3. all people in a community are held together by natural goodwill and kindness (I, 35)

As you can see, all these axioms are wrong and he goes on to deliver a slew of equally high-minded, fine-sounding sentiments which are equally false:

Law is the highest reason, inherent in nature, which enjoins what ought to be done and forbids the opposite. (I, 18)

Law is a force of nature, the intelligence and reason of a wise man, and the criterion of truth and injustice. (I, 19)

The creature of foresight, wisdom, variety, keenness, memory, endowed with reason and judgement, which we call man, was created by the supreme god to enjoy a remarkable status. Of all the types and species of living creatures he is the only one that participates in reason and reflection whereas none of the others do…Since there is nothing better than reason, and reason is present in both man and God, there is a primordial partnership between man and God. (I, 22-23)

No, humans were not created by God but evolved through natural processes. We now know that numerous other species certainly have memory, and many appear capable of thought and calculation. Who says there is nothing better than reason? A philosopher whose central subject is reason, which is like a carpenter saying there’s nothing better in the world than working with wood. Why is there nothing better in the world than reason. How about, say, love?

Since there is no God, the statement ‘since reason is present in both man and God, there is a primordial partnership between man and God’ is meaningless. Or more accurately, it has a meaning, but a meaning made out of words, in the same way that a poem about blue guitars floating up to the moon makes sense, but refers to nothing in the real world. On it goes:

Those who share reason also share right reason; and since that is law, we men must also be thought of as partners with the gods in law. (I, 23)

Those who obey the same laws effectively live in the same state and:

and they do in fact obey this celestial system, the divine mind, and the all-powerful god. Hence this whole universe must be thought of as a single community shared by gods and men. (I, 23)

In the course of the continuous circuits and revolutions of the heavens the right moment arrived for sowing the human race; that after being scattered and sown in the earth it was further endowed with the divine gift of mind; that whereas men derived the other elements in their makeup from their mortal nature…their mind was implanted in them by God. Hence we have…a lineage, origin or stock in common with gods…As a result man recognises God in as much as he recognises his place of origin…the same moral excellence in man and in God. (I, 24-25)

Cicero’s belief in God or gods isn’t tangential to his thought: his theism is absolutely central and vital to his entire view of human nature, reason, ethics, law and justice. And so, since there is no God, Cicero’s views on human nature, reason, ethics, law and justice are wrong from top to bottom. They may occasionally coincide with modern views based on humanistic atheism but these are accidental overlaps.

What makes this relatively short book (72 pages) so hard to read is that I disagreed with all his premises and almost all his conclusions. As a discussion of the theoretical basis of law and justice I found it useless. It has a sort of historical usefulness in shedding a very clear light on how a leading Roman lawyer conceived his profession and clearly explaining the kind of arguments about jurisprudence which were common in his day. And it includes references to Greek and Roman history which are anecdotally interesting. But every time he makes a general statement I find myself totally disagreeing and this eventually becomes very wearing:

Nature has lavished such a wealth of things on men for their use and convenience that every growing thing seems to have been given to us on purpose; it does not come into existence by chance. (I, 26)

Wrong: the life forms we see around us evolved by the process explained by Darwin, of which Cicero knows nothing; none of them were created ‘for our convenience’, instead food crops and livestock only began to be bred and fine-tuned for our use during the agricultural revolution which began some 10,000 years before Cicero’s time, of which he knew and understood nothing.

And the world does not exist ‘for our convenience’: it is precisely this self-centred sense of human privilege and entitlement which is very obviously destroying the earth in our own time.

God has created and equipped man in this way, intending him to take precedence over everything else. (I, 27)

Anthropocentrism. Narcissism*. Human chauvinism. Arrogance.

Nature made man alone erect, encouraging him to gaze at the heavens as being akin to him and his original home. (I, 27)

Sweet, poetic and false.

Cicero goes on to make the humanistic claim that people have more in common than separates them, we are all one human family. He is not stating this because he’d like to teach the world to sing in perfect harmony but because he wants to continue his thought that there is One God who has created one human race with One Reason and so it follows that there must be One Law to rule them all. Hence his insistence that there is One Human Nature. He claims that Reason:

  • may vary in what it teaches but is constant in its ability to learn
  • that what we perceive through the senses, we all perceive alike
  • that perceptions which impinge on our minds do so on all minds in the same way
  • that human speech may use different words but expresses the same ideas
  • troubles and joys, desires and fears haunt the minds of all alike

He is trying to corral human nature into his One God, One Reason, One Human Nature therefore One Law argument, but each of those four statements is questionable or wrong, starting with the notion that everyone is alike in the ability to learn and ending with the notion that we all experience the same emotions. Demonstrably false.

This is the evidence, in reality just wishes and assertions, which leads him to conclude that there is One Justice and that it derives from Nature (I, 33). Again and again he repeats the same formulas:

There is one, single, justice. It binds together human society and has been established by one, single law. That law is right reason in commanding and forbidding. (I, 42)

We are inclined by nature to have a regard for others and that is the basis of justice. (I, 43)

But repeating false claims doesn’t make them true.

Nature has created perceptions that we have in common, and has sketched them in such a way that we classify honourable things as virtues and dishonourable things as vices. (I, 44)

And yet Cicero saw Scipio Africanus, the general who oversaw the complete destruction of Carthage and the selling of its entire population of 50,000 into slavery as an epitome of virtue and honour and glory. Is that a perception we all have in common? Probably not the population of Carthage.

Moral excellence is reason fully developed and that is certainly grounded in nature. (I, 45)

Goodness itself is good not because of people’s opinions but because of nature. (I, 46)

Here and in many other similar formulations you can see that what he is arguing against is the notion that goodness and morality and law are contingent upon human societies. If this is true then, for a patriotic, socially-minded conservative like Cicero, what follows is anarchy. (It is the same fear of anarchy which underpins his conservative preference to keep on worshipping the gods according to the traditional ceremonies, as expressed in De rerum deorum.)

For more pragmatic, sceptical and utilitarian-minded people like myself, what follows is not anarchy, but is certainly a complex and never-ending process of trying to create culture, morality and laws which allow for diversity and strike a balance between conflicting opinions, classes and needs. The unending messiness of democracy, in other words.

Book one is essentially in two parts: up to section 40-something he is laying down these basic principles, and then gets his brother and best friend to enthusiastically vouch that he has certainly proved them, that men were endowed with reason by the gods, men live with one another in the same way everywhere, and that all human communities are held together by the same universal justice (I, 35).

All good men love what is fair in itself and what is right in itself. (I, 48)

In the second half he introduces, or wanders off to consider, notions of the good and morality. Sometimes, reading Cicero, it feels like you can see the joins, the places where he moved from copying one Greek text to suddenly copying from another. The order is his but much of the source content is cribbed from Greek originals (as he freely admits in his letters and in the texts themselves) with the result that his works rarely feel like they have a steady clear direction of travel, but more like a collection of related topics thrown loosely together. And this partly explains why his so-called conclusions rarely feel really justified by what has preceded them.

The conclusion is obvious from what has been said, namely that one should strive after justice and every moral virtue for their own sake. (I, 48)

Therefore what is right should be sought and cultivated for itself. (I, 48)

The t-shirt slogans keep on coming:

Justice looks for no prize; it is sought for itself and is at once the cause and meaning of all virtues. (I, 48)

This reminds me of St Paul’s letter to the Corinthians:

Love is patient and kind; love does not envy or boast; it is not arrogant or rude… (1 Corinthians 13:4)

And the comparison confirms my sense that Cicero’s writings are less philosophy than wisdom literature, defined as: “statements by sages and the wise that offer teachings about divinity and virtue.”

A fundamental mistake he makes is common to dogmatists of his type, namely the false dilemma or false dichotomy, “an informal fallacy based on a premise that erroneously limits what options are available.” For, Cicero argues, if his account of One God endowing One Human Race with One Right Reason so that Justice and Virtue arise out of Nature is wrong – then the only alternative is chaos. For if people only act in their own self-interest, not according to Universal Justice, then:

where is a generous person to be found…what becomes of gratitude…where is that holy thing, friendship…what are we to say of restraint, temperance, and self-control? What od modesty, decency and chastity?… then there is no such thing as justice at all. (I, 49-50)

But this is a false dichotomy. There aren’t just two stark alternatives. There are, in reality, a huge variety of societies, laws, customs and traditions. Yes it may look like anarchy to a conservative like Cicero. But it is how human beings actually live. The false dichotomy is a way for an author to terrorise you into accepting his tendentious view.

Cicero is not seeking ‘the truth’; he is, like the excellent lawyer he was, making a case and using every rhetorical and logical sleight of hand to do so.

Quintus asks where all this is going (I, 52) and Marcus replies that he is steering the discussion towards a definition of the Highest Good. Oh God, how boring. As with all these conservative/authoritarian thinkers, there can only be one of everything, One God, One Human Nature, One Reason, One Justice, One State and One Good.

As usual he a) approaches the problem through a blizzard of references to Greek philosophers including Phaedrus, the Academy, Zeno, the Old Academy, Antiochus, Chios, Aristotle, Plato and b) fails to reach any meaningful conclusion. Whereas the Old Academy called what is honourable the highest good, Zeno said it was the only good, holding the same beliefs as Aristotle but using different terms. (I, 55).

Quintus suggests that:

There is no doubt about it: the highest good is either to live according to nature (i.e. to enjoy a life of moderation governed by moral excellence) or to follow nature and to live, so to speak, by the law (i.e. as far as possible to omit nothing in order to achieve what nature requires, which means the same as this: to live, as it were, by a code of moral excellence). (I, 56)

Great. Does that help anyone? No. Words, words, words. But when Quintus asks him to show what all this means in practice, Cicero at first pleads that it is beyond his powers. What isn’t beyond his powers is more highfalutin’ truisms:

Wisdom is the mother of all good things; the love of her gives us the word ‘philosophy’ from the Greek. Of all the gifts which the immortal gods have bestowed on human life none is richer or more abundant or more desirable. (I, 58)

Cicero deflects to invoke the famous maxim carved above the oracle at Delphi, Know thyself:

The person who knows himself will first of all realise that he possesses something divine, and he will compare his own inner nature to a kind of holy image placed within a temple. (I, 59)

Will he? The book concludes with a half page hymn of praise to the Truly Great Man Who Knows Himself, understands his mind is a gift from God, understands Wisdom and Virtue and Justice, and so is ideally placed to rule over his fellow men. In other words, the ideal Roman ruler of Cicero’s own time.

Book two

As a break, the characters describe the fictional walk they are taking through the countryside around the Cicero family estate outside Cicero’s home town of Arpinum, 100 kilometres south-east of Rome. Pleasant chat about the view (‘What could be more delightful?’) is artfully placed in order to lead on to consideration of love of birthplace and country. Never forget that Cicero was a fierce Roman patriot. A person’s birthplace:

is the country for which we should be willing to die, to which we should devote ourselves heart and soul, and on whose altar we should dedicate and consecrate all that is our. (II, 5)

All that is ours. Cicero is usually referred to as a lovely humanist but this is as fierce and total a patriotism as Mussolini’s. And then we return to consideration of the law and Cicero recapitulates his axioms for the umpteenth time:

Law was not thought up by the intelligence of human beings, nor is it some kind of resolution passed by communities, but rather an eternal force which rules the world by the wisdom of its commands and prohibitions…the original and final law is the intelligence of God, who ordains or forbids everything through reason. Hence that law which the gods have given to the human race is rightly praised, for it represents the intelligence of a wise man directed to issuing commands and prohibitions. (II, 8)

I think I disagree with pretty much every word of this. On it goes: the power of encouraging people to right actions:

is not only older than the existence of communities and states; it is coeval with that god who watches over and rules heaven and earth. (II, 10)

Repetition

If in doubt, repeat it again and again, bludgeoning your readers into submission:

Reason existed, reason derived from the nature of the universe, impelling people to right actions and restraining them from wrong. That reason did not first become law even it was written down, but rather when it came into being. And it came into being at the same time as the divine mind. Therefore the authentic original law, whose function is to command and forbid, is the right reason of Jupiter, Lord of all. (II, 10)

Mind you, in a note to page 162 Jonathan Powell points out that repeating ideas in different formulations in order to drive it home was a skill that was taught and practiced in the schools of rhetoric which Cicero attended.

The use value of religion

I mentioned above how the conservative Cicero thought religion should be kept up in order to maintain social structure, for its use value. In book two he makes this explicit:

Who would deny that these [religious] ideas are useful, bearing in mind how many contracts are strengthened by the swearing of oaths, how valuable religious scruples are for guaranteeing treaties, how many people are restrained from crime for fear of divine retribution…(II, 16)

One of the reasons Cicero despises and mocks Epicureans is because they sought to free people’s minds from fear of the gods. For Cicero (as for the ancient Jews) piety and morality begin with fear of the gods. This is very Roman, very practical-minded of Cicero. And explains why the population has to be brainwashed into believing in the gods:

Citizens should first of all be convinced of this, that the gods are lords and masters of everything; that what is done is done by their decision and authority; that they are, moreover, great benefactors of mankind and observe what kind of person everyone is…Minds imbued with these facts will surely not deviate from true and wholesome ideas. (II, 15)

I don’t need to point out how coercive and authoritarian this idea is. The gods are Big Brother, watching you, reading your thoughts, checking up that you obey Right Reason, as defined by Cicero and his class.

That said, Cicero’s attitude really only reflected the attitudes of most educated men of his time. They didn’t believe in their religion in the same way a Christian or Muslim believes in their God. Roman religion was, as Jonathan Powell puts it, by this period a matter almost entirely of public ritual, tradition and custom. Religious belief, in the post-Christian sense of the word, wasn’t required or checked. Obedience to custom and ritual, reverence for tradition, was all.

Cicero’s ideal laws concerning religion

All of which explains why, when he comes to actually enumerate the laws in his ideal state, Cicero does so with Laws Governing Religion. Anti-climactically, these turn out to be pretty much the same laws as govern Rome. Just as De republica concluded that the Roman constitution was the best imaginable constitution (a conclusion he repeatedly refers to here e.g. II, 23), so De legibus, when push comes to shove, concludes that the best possible laws the human mind could devise are…exactly the same as the laws of ancient Rome (II, 23).

The rest of the book is divided into two parts: a relatively considered statement of Cicero’s ideal laws concerning religion (sections 18 to 22) followed by a detailed commentary on each of them (sections 23 to 60). There follow pages and pages of detailed prescriptions about religious rites and rituals, an extraordinary level of detailed specification. There’s a short digression about the proper regulation of music to stop it becoming immoral and corrupting which made me think of Mary Whitehouse and demonstrates Cicero’s cultural conservatism, before we plunge back into thickets of religious law.

The contrast between the high minded rhetoric about the One God and Universal Human Nature and Divine Law in book one and the slavish iteration of Roman rules and regulations as the actual embodiment of this supposedly Universal Law is unintentionally comic. Bathos = “an effect of anti-climax created by an unintentional lapse in mood from the sublime to the trivial or ridiculous.”

The place of burial is not called a grave until the rites have been conducted and the pig has been slain. (II, 57)

Do not smooth the pure with a trowel. (II, 59)

Women shall not scratch their cheeks on the occasion of a funeral. (II, 64)

It is forbidden to decorate a tomb with stucco work. (II, 65)

Do these sound like the Universal Laws indicative of the Divine Mind which Cicero has been banging on about…or the customs and conventions accumulated by one particular little city state?

Once this lengthy and hyper-detailed account of Rome’s religious laws is finished, Cicero announces that the next most important element in the structure of the state is magistrates and that he will devote the next book to considering the ideal magistrate.

Book three

Cicero bases his thoughts about magistrates, like his thoughts about everything else, on God:

Nothing is so closely bound up with the decrees and terms of nature…as authority. Without that, no house or clan or state can survive – no nor the human race, nor the whole of nature, nor the very universe itself. For the universe obeys God; land and sea abide by the laws of the universe; and human life is subject to the commands of the supreme law. (III, 3)

As with book two, he gives a clipped concise statement of his ideal laws governing magistracies or public offices (sections 6 to 11, 3 pages) then a detailed commentary on them (sections 12 to 47, 14 pages).

And yet again he repeats that, since his ‘six previous books’ (i.e the De republica) ‘proved’ that the Roman constitution was the best one conceivable by the human mind, so, logically enough, the kind of Ideal Magistrate he intends to describe will also turn out to be…Roman ones!

And so indeed, it turns out, after consulting the Divine Mind, that the optimum state will feature quaestors, aediles, praetors, consuls and censors, a senate to propose laws and popular assemblies to vote on them – exactly like the Roman state! He has the good grace to have his characters admit that this is a little embarrassing:

QUINTUS: How succinctly, Marcus, you have drawn up a scheme of all the magistrates for our inspection! But they are almost identical with those of our own country, even if you have introduced a little novelty.
MARCUS: Yes, we are talking about the harmoniously mixed constitution which Scipio praised in those books and prefers to all others…and since our constitution was given the most sensible and well-adjusted form by our ancestors, I found little or nothing to change in the laws. (III, 12)

The latter part of book three goes into considerable details about all aspects of the Roman constitution, the peculiarities of the different magistracies, the age limits, the pros and cons of the tribunate, the different types of voting (by acclamation, writing down, secret ballot) and so on. This is quite interesting because it is, arguably, the most practical part of the book, describing Rome’s actual constitutional practices and debating points Cicero (or his more conservative brother, Quintus) would like to change, a bit, not too much.

Worth emphasising that the aim of all the tinkering round the edges which Cicero proposes is to ensure that power remains firmly in the hands of the aristocracy and out of the hands of the people at large.

Liberty will exist in the sense that the people are given the opportunity to do the aristocracy an honourable favour.

Thanks to my [proposed] law, the appearance of liberty is given to the people [and] the authority of the aristocracy is retained. (III, 39)

The end was nigh

This final section has a wistfully hypothetical air about it because, within a few short years the entire world it describes would be swept away.

Let us imagine that Cicero was half-way through writing the book when, in 51 BC, he was called on to take up the governorship of Cilicia (the southern coast of modern Turkey) and served throughout the year 50.

This meant that he was out of Rome as the political confrontation between Caesar and the Senate came to a head. There was a flurry of proposals and counter proposals in December 50, all of which failed, failure which prompted Caesar, in January 49, to cross with his army from Cisalpine Gaul where he held an official post, into mainland Italy, where he didn’t, thus breaking the law, making himself an outlaw, and sparking the five year civil war between himself and Pompey and his followers.

When peace was restored in 45 BC, Caesar had himself declared dictator for life thus turning the entire Roman constitution into a hollow shell and rendering Cicero’s On the laws, with their pages of pedantic footling about precise constitutional arrangements, redundant overnight. It became overnight a record of a specific historical moment, which was eclipsed before the book could even be completed.

Thoughts

Cicero is frequently held up as the godfather of humanism. Finding, translating and commenting on his books was a central element in the Renaissance, which saw the creation of modern ideas of humanism. (“Petrarch’s rediscovery of Cicero’s letters is often credited for initiating the 14th-century Renaissance.” Lumen).

However, as my close readings of De rerum deorumDe republica and De legibus amply demonstrate, Cicero’s ‘humanism’ is crucially, vitally, centrally based on his theism, his belief in One God who created human beings and implanted in them fragments of the Divine Reason which underpin all our values, morality, law, justice and statecraft.

Thus, in a nutshell: humanism derives from religious belief. Without its religious underpinning, humanism is nothing. It becomes a wish, a hope, a dream, with no factual or logical basis. I don’t say this to undermine humanistic values. I am probably a humanistic progressive liberal myself. Where I appear to differ from most of my tribe is I don’t believe these truths to be self-evident. There are other ways of being human, other cultures, other values completely different from ours, probably the majority of human lives have very much not been lived according to these values. Several points follow:

1. We do not have the right to compel these other cultures into adherence to our values. That is no different from Victorian missionaries trying to convert tribes in Africa or Asia or Australia to their narrow Christian culture.

2. If we want to defend our values effectively against those who threaten them, for example Vladimir Putin or Xi Jinping, we must base them on really secure foundations, not wishes or aspirations, far stronger foundations than Cicero deployed, who wrote all these fancy words only to have his head cut off by Mark Antony’s bounty hunters. The sword is mightier than the pen.

* Cicero’s self promotion

It’s further evidence of Cicero’s self-centred narcissism that in several places in book 3 he manages to shoehorn into the text the famous events of 63 BC, when he was consul and saved the state from the Cataline conspiracy. He gives a melodramatic account of the tremendous dangers he faced and how he single-handedly overcame them (III, 26) and then has Atticus fulsomely thank him for his efforts.

To be sure, the whole order is behind you and cherishes most happy memories of your consulship. (III, 29)

Cicero also takes the opportunity to remind everyone that he should never have been exiled (in 57 BC) and that’s why it needed no legislation to rescind his exile (III, 47). In other words, no matter what Cicero is writing about, the text has a strong tendency to end up being about himself.

There is something irredeemably comic about Cicero, like Oliver Hardy pretending to be Napoleon. It’s this hyper-intelligent, super articulate yet comical earnestness which has endeared him to 2,000 years of readers.

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to-the-point, as are the scholarly and interesting notes. There is a useful list of names and an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation itself is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

‘The Republic’ and ‘The Laws’ by Cicero translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

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The life of Brutus by Plutarch

(1) Marcus Brutus was said to be a descendant of the Junius Brutus who overthrew the last king of Rome in 709 BC. But unlike his ancestor who has harsh and unbending, Marcus Brutus was civilised and softened by philosophy and literature. Contemporaries attributed all that was good in the conspiracy to Brutus and all that was bad to his colleague Gaius Cassius Longinus.

(2) Brutus’s mother was Cato’s sister. Cato was his uncle. He had a higher esteem for him than any other Roman. Brutus was good friends with many philosophers, some of whom stayed with him, He was a devotee of Plato and the Old Academy. His letters demonstrate great literary style.

(3) He accompanied his uncle Cato on a mission to Cyprus.

(4) Plutarch in a huge jump skips right the way over Brutus’s boyhood and young manhood, and skips all the political travails of the 60s and 50s to arrive at the breach between Gnaeus Pompeius (usually referred to in English as Pompey) and Julius Caesar in 50 BC. Everyone expected Brutus to side with Caesar as Pompey had had his father executed, but he reasoned that Pompey represented the public good and so sided with him. He sailed to Cilicia but had nothing to contribute there so journeyed to Illyricum to meet Pompey who had just fled from Italy and was greeted by the great man who paid him the honour of getting to his feet. Even here he continued to spend most of  his time with his books.

(5) It is said that Caesar commended his officers to look out for Brutus during the Battle of Pharsalus. This was because Brutus was the son of Servilia who, although married to Cato, was madly in love with Caesar so that Julius had some grounds for believing Brutus might be his own son. Plutarch tells the same anecdote he used in the life of Cato, only told less well here – that when Caesar and Cato were speaking in the senate about the Catiline conspiracy, Caesar was handed a note which Cato excitably declared must be a message from the conspirators. So Caesar nonchalantly handed it over to Cato who realised it was a love note from his own sister to Julius. 1-0 Caesar.

(6) After Pharsalus Brutus fled to Larissa and wrote to Caesar who was delighted and asked him to join him. They discussed whither Pompey might have fled and Brutus’s opinion influenced Caesar towards Egypt. Plutarch says he was an effective public speaker who achieved his ends by reasoning and noble principles.

When Caesar travelled to Africa to fight Cato and Scipio he appointed Brutus governor of Cisalpine Gaul, and he proved an exemplary governor.

(7) Cassius was married to Brutus’s sister, Junia. But they became rivals running for praetorship of Rome in 47. Caesar hears them speaks and makes the decision. Brutus could have been Caesar’s top confidante but the colleagues of Cassius warned him not to succumb to the tyrant’s flattery.

(8) Plutarch repeats the anecdote he tells in the life of Caesar, that when the latter was told that Mark Antony and Dolabella were plotting revolution, he said it was not the fat and long-haired fellows that troubled him, but the pale and lean ones, meaning Brutus and Cassius, a story used by Shakespeare.

So Plutarch argues that, if he had waited, Brutus might have inherited from Caesar. But he was fired up by Cassius who had no noble scruples about tyranny and liberty, but just hated Julius. Plutarch attributes this, improbably, to the incident of the lions of Megara which Cassius had lined up to be part of games he was staging as aedile, but which Caesar, on taking Megara, appropriated.

(9) Plutarch says this interpretation is wrong and that Cassius had always been opposed to tyranny and calls to witness a story about how Cassius as a boy thrashed the son of the then-dictator Lucius Cornelius Sulla, at school. Brutus was exhorted to conspire against Caesar by flocks of supporters who left messages at the tomb of his ancestor and graffiti on monuments and so on, as listed in his life of Caesar.

(10) And so it becomes very important to the conspirators that they secure the support of Brutus as he was widely seen as a man of principle and would lend the murder dignity. So Plutarch imagines the scene where Cassius inducts Brutus into the conspiracy, writing the dialogue as for a movie and ending when the two men kiss and embrace, in perfect agreement.

(11) Short anecdote about Caius Ligarius, a declared enemy of Caesar. Brutus comes to visit him when he’s ill and when he mentions it is a bad time to be ill Ligarius twigs that something’s up, sits up in bed and declares: “Nay, Brutus, if thou hast a purpose worthy of thyself, I am well.”

(12) They recruit conspirators. Not Cicero, because he is too timorous and pernickety. Nor Statilius the Epicurean and Favonius the devoted follower of Cato. But the other Brutus, Albinus, because he was maintaining lots of gladiators in Rome. They were all won over by Brutus’s reputation for integrity. They manage to keep it a close secret, despite the many signs of ill omen (which Plutarch records extensively in his life of Caesar).

(13) During the day Brutus keeps tight control of himself but at night he is troubled and anxious. His wife, Porcia, was the daughter of Cato and realises something is wrong. One day she takes some nail scissors and deeply gashes her thigh. Then she makes a long speech about how she isn’t just some concubine brought to warm his bed, but the daughter of a famous man reared to endure hardships and determined to share her husband’s joys and sufferings. Then shows the wound in her thigh to prove it. Then Brutus lifts his hands to heaven and hopes his undertaking will be worthy of his noble wife.

(14) They decide to do it at a meeting of the senate because then all the important they need to pledge allegiance to liberty will be on the spot. It is apparent (though I’m not sure I’ve read it anywhere) that the senate met in different buildings i.e. moved around central Rome. This meeting, for the 15th March 44, was scheduled to take place in the Curia Pompeii, a part of the big theatre complex Pompey had built a decade earlier. Hence the big statue of Pompey which Caesar ends up collapsing against.

On the big day Brutus straps on his dagger and walks to the portico of Pompey where he meets the other senators, either waiting or conducting the business of praetors i.e. adjudicating petitions from a crowd of applicants.

(15) A list of misunderstandings and encounters on the morning which nearly wreck the plot. A paragraph devoted to the anxiety of Porcia who keeps racing to the door to hear news, becomes pale and faints and her women shriek that she’s dead and the rumour spreads to the senate and appals Brutus but he determines to carry on. I.e. Plutarch’s usual procedure of cranking up the melodrama.

(16) Highly detailed depiction of the scene. Caesar arrives late, delayed by his wife and soothsayers. He travels by litter which is more private. He is engaged at the door to the room by Popilius Laenas who speaks to him for some time and all the conspirators think they are being betrayed. But he is merely asking for something at great length.

(17) The detail that Trebonius engaged Antony in conversation outside the hall (apparently, this is wrong but like so much Plutarch, is highly dramatic). The precise manner in which they gather round Caesar’s chair, led by Tullius Cimber pleading for his brother in exile, Caesar becomes irritated and tries to shake them off at which point Tullius tears his toga from his shoulder and Casca stabs him and calls to his brother in Greek to join him. Caesar castigates Casca, then is inundated by other blows but when he sees Brutus draw his dagger, covers his face with his toga and submits. The body is riddled with cuts, there is blood everywhere and the conspirators injure each other in their enthusiasm.

(18) Very vivid description of the way the other senators panicked and thronged the exists. Brutus had made it quite clear no-one else was to be killed; it wasn’t to be a Sulla-esque bloodbath but a return to liberty. This was even extended to Antony who was unpopular and arrogant, but Brutus hoped that, with the tyrant removed, he would come over to their side. Mistake number one.

The murderers walked to the Capitol sporting their daggers. Rumour and panic among the people but when it became clear there wasn’t to be a massacre they thronged to hear the speech by Brutus which was noble. They applaud and bring him down and take him to the Rostrum to further address them. The mood changes when Cinna addresses the crowd. He’s not popular and the murderers withdraw to the Capitol.

(19) Next day the senate met and Antony, Plancus, and Cicero moved a vote of amnesty. Antony gives his son to the conspirators as a hostage and this gives them the confidence to leave the Capitol.

Cassius was taken home and entertained by Antony, Brutus by Lepidus, and the rest by their several comrades or friends. Early next morning the senate assembled again. In the first place, they gave a vote of thanks to Antony for having stopped an incipient civil war; next, they passed a vote of commendation for the followers of Brutus who were present; and finally, they distributed the provinces. It was voted that Brutus should have Crete, Cassius Africa, Trebonius Asia, Cimber Bithynia, and the other Brutus Cisalpine Gaul.

(20) Antony argues that Caesar’s body should be carried to his funeral and his will read to the people. Cassius is vehemently opposed but Brutus, out of gentleness of spirit, agrees. This was the second mistake. The will:

When it was found that the will of Caesar gave to every Roman 75 drachmas, and left to the people his gardens beyond the Tiber, where now stands a temple of Fortune, an astonishing kindliness and yearning for Caesar seized the citizens.

When Antony commenced his eulogy he realised the crowd was in a sentimental mood and so changed his tone and held up Caesar’s toga, showing the many places the daggers had torn it. At this the crowd went nuts and stormed local shops, dragging out wooden objects to make an ad hoc funeral pyre for the body; then took brands from it and ran off to the houses of the murderers and set them on fire.

The story of Cinna the poet who had a bad dream about Caesar the night before but nonetheless, the next day went along to the funeral and was mistaken by the mob for the Cinna who was one of the conspirators and was torn to pieces. Oh dear. Not the dignified gratitude which Brutus and Cassius had expected at all. The opposite: bloodlust fury.

(21) This incident is important because it was this which convinced the conspirators to flee Rome, despite the senate trying to bring to justice the mobsters who had attacked their houses. Unexpectedly Brutus continued to perform his role as praetor in laying on lavish games (I thought the aediles did this). And in the absence of Brutus and all the other conspirators it is Antony who emerges as the strong man in control.

(22) Everything is transformed with the arrival of Octavian.

He was pursuing his studies at Apollonia when Caesar was killed, and had been awaiting him there after his determination to march at once against the Parthians. As soon as he learned of Caesar’s fate, he came to Rome, and as a first step towards winning the favour of the people, assumed the name of Caesar and distributed to the citizens the money which had been left them by his will. Thus he deposed Antony from popular favour, and by a lavish use of money assembled and got together many of Caesar’s veteran soldiers.

Hit the ground running, very smart, very strategic. When Cicero eventually opted to support Octavian Brutus wrote him a long bitter letter saying he had no principles but just preferred a tyrant who would be nice to him.

(23) “Already one faction was forming about Octavius, and another about Antony, and the soldiers, as though for sale at auction, flocked to the highest bidder.” Against all is expectations Brutus finds himself driven out of Italy and goes to Greece. His wife, Porcia accompanied him before turning back for Italy and Plutarch paints a tear-jerking scene of departure and Brutus’s words of praise for his strong wife.

(24) Brutus sails on to Athens and purports to be socialising with philosophers but in fact sent out to the commanders of armies around Greece to recruit them for the cause of liberty. He meets Cicero’s son and praises him as a hater of tyranny. But at a feast he makes an odd quote from Homer which seems to indicate he sees himself as doomed by fate. Did he? Or is this the literary tradition, the kind of thing he ought to have said?

(25) Brutus rounds up various forces throughout Greece. Brutus marches his forces to Epidamnus but falls ill.

(26) The garrison of Epidamnus brings food to Brutus wherefore he treats the city well. Fighting between the forces of Brutus and Caius Antonius until the former has the latter surrounded in a marshy region and prevents his men massacring them and persuades them to come over to him. For a long time he respects Caius Antonius until he discovers he is conspiring to subvert Brutus’s officers and so has him locked up.

(27) News arrives that Octavian is consolidating power, has had Antony evicted from Italy, is canvassing for the consulship illegally. When he sees how unpopular this is he changes tack, sends envoys of friendship to Antony. But still gets himself elected consul at the ridiculously young age of 20. As soon as Octavian is consul he promotes prosecutions against Brutus, Cassius and the rest who are tried in absentia, and exemplary sentences intimidated out of the juries. Then, very briskly:

After this, the three men, Octavius, Antony, and Lepidus, were reconciled with one another, distributed the provinces among themselves, and sentenced to death by proscription two hundred men. Among those put to death was Cicero.

(28) The importance of family, kinship and friendship networks demonstrated by this sentence:

When tidings of these events were brought to Macedonia, Brutus felt compelled to write to Hortensius commanding him to kill Caius Antonius, on the plea that he was thus avenging Cicero and Brutus Albinus, one of whom was his friend, and the other his kinsman. For this reason, at a later time, when Antony had captured Hortensius at the battle of Philippi, he slew him on the tomb of his brother.

In mid-43 Brutus crossed into Asia where he performed the role of governor, adjudicating between native kings. He wrote to Cassius saying they shouldn’t settle into exile but be raising armies to return to Rome and ‘free’ it. Now they met at Smyrna, strong in arms.

(29) An extended description of the character of Brutus who even his enemies admitted was motivated by the highest motives of liberty. Just a shame that hardly anyone else was, including most of the population of Rome. Brutus:

The virtues of Brutus, as we are told, made him beloved by the multitude, adored by his friends, admired by the nobility, and not hated even by his enemies. For he was remarkably gentle and large-minded, free from all anger, pleasurable indulgence, and greed, and kept his purpose erect and unbending in defence of what was honourable and just.

(30) Cassius takes Rhodes, Brutus campaigns against the Lycians with many battles, namely the siege of Xanthus.

(31) When Xanthus catches fire Brutus orders his troops to put the fire out but the Xanthians in a kind of frenzy assist in the burning down of their town. Plutarch goes to town, describing little children who throw themselves into the flames, mothers jumping from the battlements and so on. Maybe there was a fire but folk legend and Plutarch’s fondness for the gruesome have added the rest.

(32) Brutus’s clemency dealing with the city of Patara compared with Cassius’s extreme exactions from Rhodes.

(33) Plutarch repeats the story told in the life of Pompey about h ow the council of young king Ptolemy deliberated what to do when Pompey approached Egypt and were persuaded by the arguments of the rhetorician Theodotus to kill him. How everyone involved in the murder was, in their turn, killed on Caesar’s orders, except this Theodotus who fled to a wretched life traipsing round Asia. Well, Brutus chanced across him and had him killed. No-one dies a natural death in these stories.

(34) In early 42 Brutus and Cassius met with their huge armies at Sardis. they lock themselves into a tent and fall into a furious argument, enumerating the list of wrongs each has done the other. All their followers have been forbidden from intervening but Marcus Favonius knew no fear and pushed his way through the throng outside the tent and insisted on going in and jokingly quoting some verse from Homer who has old Nestor say:

“But do ye harken to me, for ye both are younger than I am.” (Iliad book I 259)

This makes Cassius laugh and, although Brutus tries to have Favonius ejected, breaks the ice. That night there is a feast of the uneasy allies which Favonius gatecrashes and barges his way into the place of honour.

(35) Brutus and Cassius disagree about whether to publicly shame their officials when they catch them behaving corruptly, in this case embezzling public funds. The story is told to show Brutus the more principled of the two.

(36) Plutarch tells us Brutus needed little sleep but worked or conversed until very late. This is prologue to a repeat of the story told in the life of Caesar about how very late one night he hears someone come into his tent and turns to see a monstrous and fearful shape standing at his side who announces that he is his evil genius and will meet him at Philippi.

(37) Next morning Brutus tells Cassius about his vision and Plutarch gives Cassius an extended passage describing the philosophy of the Epicureans, namely that the senses and the imagination of man are infinitely malleable and so it was a product of his fantasy.

(38) They march across Greece till they face the armies of Antony and Octavian. ‘The plains between the armies the Romans call Campi Philippi.’

(39) As usual, Plutarch gleefully describes the various ill omens before the battle of Philippi:

  • the lictor brought Cassius his wreath turned upside down
  • in a procession at some festival, a golden victory belonging to Cassius, which was being borne along, fell to the ground, its bearer having slipped
  • many carrion birds hovered over the camp daily, and swarms of bees were seen clustering at a certain place inside the camp

All these incidents began to weaken Cassius’s Epicurean rationalism and also demoralised the soldiers. The leaders disagreed: Cassius wanted to drag the war on and wear down their opponents; Brutus wanted to get on with it and lessen the damage to Rome. Also, men were deserting to the other side. So Cassius was won round to giving battle the next day.

(40) That night Brutus dines and goes to bed but Cassius dines with intimate friends and is unusually quiet. Plutarch gives him a speech telling one friend, Messala, that he is in the same plight as Pompey, venturing the destiny of his country on one battle.

At daybreak a scarlet tunic is displayed before the tents of Brutus and Cassius which is the sign for battle. The pair are given a noble dialogue about death. Brutus tells Cassius that when he was younger he blamed Cato for killing himself and not being man enough to face whatever the fates had in store. Now he’s changed his mind. On the ides of March he gave his life for his country. Since then he has lived a life of liberty. If they lose, he will ‘go hence’ with praise for Fortune. Cassius embraces him and thus emboldened they prepare for the battle.

(41) The Battle of Philippi October 42 BC. Antony’s men were building elaborate fortifications to keep Cassius from the sea. Ocatvian was absent from the field with illness. Both were surprised when Brutus and Cassius’s men let out a great shout and ran forward. They did so in bad order and almost immediately lost touch with their neighbouring legions, but the right wing outflanked the cavalry and stormed Octavian’s camp, massacring some Lacedaemonians and wrecking Octavian’s litter leading to rumours that he was killed.

(42) According to Plutarch the defeat was down to miscommunication. Brutus’s legions were completely victorious and took the enemy camp. But Cassius’s wing was routed and the enemies took his camp.

And one thing alone brought ruin to their cause, namely, that Brutus thought Cassius victorious and did not go to his aid, while Cassius thought Brutus dead and did not wait for his aid.

(43) What happened on Cassius’s wing. He is beaten back, his forces panic and break, he makes for a hillside, sees cavalry riding towards him, can’t make out if they’re friend or foe, sends out an officer, Titinius, to find out. This man is surrounded by whooping horsemen so that Cassius thinks he has been captured. In fact it is cavalry send by Brutus celebrating finding a colleague unharmed. But under the impression that all is lost, Cassius retreats to his tent.

Here the account becomes very characteristically Plutarchian, for he reminds us that Cassius was quaestor with Marcus Crassius on his catastrophic expedition into Parthia in 53 BC. Ever since he survived that debacle he has kept by him a freedman named Pindarus. Cassius drew his robes over his head, bared his neck and instructed Pindarus to strike. So Pindarus cuts his head off. By the time Titinius returns to the camp on the hill it is to find all his generals weeping and wailing. Cursing his tardiness at returning and bringing the good news that the cavalry were Brutus’s, Titinius draws his sword and stabs himself.

(44) When Brutus hears of Cassius’s death he has the body decorated and sent to Thasos for funeral. From which one deduces we are no longer still in the heat of the battle. Brutus addresses Cassius’s men and tries to lift their spirits and gives them generous payment. He was the only one of the four generals (Brutus, Cassius, Antony, Octavius) who wasn’t defeated, but he threw away his victory by letting his soldiers loot the enemy camp.

(45) The losses on both sides. When Antony is brought the robe and sword of Cassius he is energised to fight again the next day. But the two camps Brutus is commanding have lots of problems, his own guarding numerous prisoners of war, Cassius’s men demoralised by their defeat and resentful of a new commander.

(46) Brutus tries to motivate Cassius’s demoralised men by promising them they can loot two cities, Thessalonica and Lacedaemon. This is the one time Brutus did this kind of thing, mostly he was careful to preserve the cities he passed by or took submission from. But these were desperate times and he had to do whatever he could to motivate Cassius’s surly soldiers.

(47) Octavian and Antony were in an even worse state, for their camp was on low lying land prone to flooding by the frequent rains, water which immediately froze (it was October). Moreover a large fleet Octavian had ordered from Italy was intercepted by Brutus’s fleet and destroyed. If Brutus had learned of this he probably wouldn’t have fought, because his camp was in the better position, he had more provisions and control of the sea to bring food and reinforcements. Plutarch slips into sententious mode:

But since, as it would seem, the government of Rome could no longer be a democracy, and a monarchy was necessary, Heaven, wishing to remove from the scene the only man who stood in the way of him who was able to be sole master, cut off from Brutus the knowledge of that good fortune.

(48) More omens, inevitably:

  • the foremost standard was covered with bees
  • of its own accord the arm of one of the officers sweated oil of roses, and though they often rubbed and wiped it off, it was of no avail
  • just before the battle two eagles fought a pitched battle with one another in the space between the camps, and as all were gazing at them, while an incredible silence reigned over the plain, the eagle towards Brutus gave up the fight and fled
  • and the story of the Ethiopian who, as the gate of the camp was thrown open, met the standard-bearer, and was cut to pieces by the soldiers, who thought his appearance ominous

(49) As he reviews his troops he notices how ill at ease and reluctant they are and even as his army lines up a notably brave soldier defects to the enemy. It’s now or never so Brutus decides to attack at 3pm. Brutus’s wing is triumphant but Cassius’s command spread their line too thin and are overwhelmed and then Brutus’s army is surrounded and massacred. Many fine Romans lost their lives etc, not least Cato’s son.

(50) The story of Lucilius who, as darkness falls, sees Brutus being chased by barbarian horsemen and so pretends to be him, crying out that he is surrendering and asking to be brought to Antony. The barbarian cavalry is delighted and so is Antony to hear his great opponent is coming but then is thrown into doubt about how to greet him. When he sees it is this man Lucilius he is hugely relieved, and although Lucilius makes a speech saying he is prepared to accept death for his deception, Antony in fact grants him his life, welcomes him and he becomes one of his most loyal adherents.

(51) Brutus escapes with loyal officers and takes refuge by a stream by a big rock. There is an incomprehensible anecdote about a soldier who is sent twice to fetch drinking water. Statyllius promises to cut his way through the enemy and make his way to the camp and light a flaming torch if it is safe to return. After a while they see a blazing torch raised because Statyllius managed to reach the camp but… he never returned, being struck down on the return journey.

(52) Night comes on and Brutus asks each of his companions to help him kill himself but they all refuse. Then he shakes all their hands and thanks Fortune to be left surrounded by such loyal men and considers himself lucky to be leaving behind a reputation for honesty and virtue which none of those who conquered him would have. Then he got another old friend to hold a sword steady while he plunged onto it and so died.

(53) A lot of Plutarch’s account seems to derive from an account by Messala, the comrade of Brutus, an eye witness. After Brutus’s death he went over to Octavian who found all the Greeks loyal.

Antony had the body of Brutus wrapped in his best robe and burned on a pyre, then sent the ashes home to his mother Servilia. (Suetonius, by contrast, says that the head of Brutus was sent to Rome to be thrown at the feet of Caesar’s statue.) Brutus’s wife Porcia now wanted to die but she was closely watched by all her friends till she found the opportunity to snatch up hot colas from a fire, swallow them and kept her mouth firmly closed till she died.

Plutarch ends his account very inconsequentially by stating that this might, in fact, be wrong, since a letter exists purporting to be from Brutus in which he chides them for neglecting her when she was ill and so driving her to her death while he was still alive. If this letter is genuine, that is. Who knows.

Thoughts

Plutarch excels himself at jumping right over Brutus’s family, boyhood, young manhood, political career or education in order to leap straight to the start of the civil war in 49.


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The Life of Mark Antony by Plutarch

This is one of the longest lives at 87 chapters, longer than Sertorius (27), Crassus (33), Cicero (49), Brutus (53), Caesar (69), Cato the Younger (73) or Pompey (80). Dates and other information in square brackets are not in Plutarch but content I’ve added in to make the account more accurate.

Plutarch’s life of Marcus Antonius

(1) Marcus Antonius [83 to 30] came from an undistinguished family. His grandfather was murdered during the purges of Marius in 87 BC. Plutarch tells an anecdote about how, when a friend came asking for money, all his father could give him was a bowl, and that when his wife discovered it was missing she threatened to torture all the slaves to find it until his father confessed to having given it away. (Torture all the slaves? So the references to torturing slaves to  establish something, as jokily referred to in the plays of Plautus and Terence, is based on common practice.)

(2) His mother was Julia, a third cousin of Julius Caesar. When his father died, his mother remarried Publius Cornelius Lentulus Sura, an eminent man of noble family who was always in debt due to his extravagance and so had got lured into the Catiline conspiracy. He was one of the conspirators caught in the capital about whom the famous debate in the senate was held (where Julius Caesar and Cato the Younger put opposing views, namely clemency versus execution, as described in detail in Sallust’s Catilinarian Conspiracy). As a result of Cato’s violent argument, Lentulus was summarily executed on the orders of Cicero, consul at the time. According to Plutarch, this explains Antony’s violent hatred of Cicero who he would, 20 years later, directly cause to be executed. Thus does the whirligig of time being in his revenges.

A promising youth, Antony fell under the influence of Gaius Scribonius Curio, who debauched him with wine and women till he was massively in debt and Curio’s father banned him from the house. Then he fell in with Publius Clodius Pulcher, the street demagogue and rabble rouser. He acquired so many enemies that he thought it wise to leave Italy for Greece, where he studied military tactics and oratory. Interestingly, Plutarch tells us that Antonius adopted:

the Asiatic style of oratory, which was at the height of its popularity in those days and bore a strong resemblance to his own life, which was swashbuckling and boastful, full of empty exultation and distorted ambition.

So by chapter 2 we know where Plutarch’s sympathies lie. With Brutus the liberator and Cato the principled, against Caesar the tyrant and Antony his swaggering lieutenant. OK. Good.

(3) Antony accompanies Grabinius to Syria as captain of his horse and distinguishes himself in a siege against Aristobulus at Jerusalem in 57 BC. He plays a leading role in the campaign to restore King Ptolemy XII Auletes to the throne of Egypt after he’d been dethroned by his people. For example, capturing the city of Pelusium. (Cato 35, Pompey 49) Something which, presumably, endeared him to Ptolemy’s daughter, Cleopatra, when he was to meet her 15 years later.

(4) “He had also a noble dignity of form; and a shapely beard, a broad forehead, and an aquiline nose were thought to show the virile qualities peculiar to the portraits and statues of Hercules.” He liked to play on his putative descent from Hercules. He dressed casually, was boastful and banterish, all this produced goodwill and reputation among the soldiers, helped by ‘his liberality, and his bestowal of favours upon friends and soldiers’.

(5) When the crisis between Caesar and Pompey came to a head, Curio, with money provided by Caesar, got Antony elected tribune of the plebs in 50 BC [following straight on from Curio’s own term]. During the crisis Antony played a key role at crucial moments. In January 49 he read out Caesar’s letter to the senate with his proposals for a compromise. It was he who suggested the further compromise that both Caesar and Pompey lay down their arms simultaneously, but this proposal was rejected by the consuls and Lucius Cornelius Lentulus (not the same Lentulus as the one involved in the conspiracy) expelled Antony from the Senate building by force and threats.

Which is why Antony changed into the clothes of a slave and headed to Caesar’s camp by the river Rubicon, there to brief him that all compromise was impossible. (Pompey 58, Caesar 30) It was the hounding of Antony in his capacity as tribune which made it possible for Caesar to dress up his motivation for invading Italy as being in part to restore the rights of the tribunes i.e. to dress up personal ambition in lofty rhetoric about rights and customs. [See the opening chapters of Caesar’s Civil War.]

(6) It was this which allowed Cicero to write, in his Philippics against Antony, that he was the prime cause of the civil war, which is, of course, silly, and Plutarch goes on to say so, and to explain that Caesar was not a man to do anything on a whim. No:

that which led [Caesar] to war against all mankind, as it had led Alexander before him, and Cyrus of old, was an insatiable love of power and a mad desire to be first and greatest.

Not a fan, then.

After Caesar crossed into Italy and drove Pompey across the Adriatic to Macedonia, he lacked the ships to follow and so turned around and headed to Spain to quell the Pompeian legions there, leaving Rome to Lepidus, who was praetor, and Italy and the troops to Antony, in his capacity as tribune of the people.

Antony curried favour with the troops by living with them and sharing their exercises and making generous gifts of money, but he was impatient with administering justice and gained a reputation for sleeping with other men’s wives. In other words, he did a lot of damage to Caesar’s cause.

(7) Nonetheless Caesar was right to put his faith in him as a general. Early in 48, having crushed Spain, Caesar has marched his army all the way back into Italy and rustled up the ships to transport them across the Adriatic. He was besieging Pompey’s army at Dyrrhachium in the Balkans with limited forces and sent word for Antony to send reinforcements. And Antony did a very good job by embarking 20,000 men and escaping the blockade of Brundisium being carried out by Lucius Scribonius Libo. He sailed them down the Macedonian coast in a storm but managed to find a safe port and so brought his forces safely to Caesar – the forces with which Caesar was to win the decisive Battle of Pharsalus later that summer.

(8) Antony distinguished himself at two engagements, where he stood and rallied fleeing troops, and Caesar gave him the decisive command of the left wing at the Battle of Pharsalus. [This is skipped over here because Plutarch describes it at length in his life of Pompey, chapters 68 to 73]. After Caesar won and had himself appointed dictator, he set off in pursuit of Pompey to Egypt, but made Antony his Master of Horse and sent him back to Rome. This post was second only to dictator and when the dictator was absent, as Caesar was, Antony was effectively in complete control.

(9) But while Caesar is away Antony shocked Rome with his loose living, his drunkenness, his heavy expenditures, his debauches with women, his spending the days in sleep or wandering about with an aching head, or attending the nuptial feasts of mimes and jesters. He has a falling out with Publius Cornelius Dolabella, who he thought had had an affair with his wife, so he drove the latter from his house. When Dolabella proposed a law for the abolition of debts and sought to enact it by force and seized the Roman Forum, Antony responded by unleashing his soldiers upon the assembled masses, killing hundreds. – The civil war had taught them nothing. Political street violence wouldn’t go away (at least not until the arrival of the ultimate strong man).

(10) When Caesar returned to Rome he disapproved of Antony’s actions, pardoned Dolabella and chose Lepidus rather than Antony to be his co-consul the next year. (Antony, in fact, was stripped of all official positions and received no appointments for the year 46 or 45 BC.)

Anthony took to wife Fulvia, the widow of both the demagogue Clodius and the hellraiser Curio, who was a tough woman and determined to reform him. Plutarch waspishly claims that Cleopatra owed her a debt because Fulvia house-trained Antony and made him ready to be ruled by a woman. [Before you get too impressed, remember this is the woman who delighted in seeing the severed head and hands of Cicero, executed in December 43 and sparked a full blown war with Octavian in 41.]

An anecdote: Antony goes to meet Caesar on  his return from Spain, but then news breaks that Caesar is dead. So Antony made his way back to Rome disguised as a slave (an echo or repeat of his flight from Rome at the start of 49) and in disguise gained admittance to his own house claiming to be a slave with a message. He hands it to Fulvia who tearfully begs for news about her beloved Antony, at which point he drops his disguise and embraces her.

(11) When Caesar returned from victory in Rome, from all the men who went to meet him it was Antony he honoured and had accompany him in his ‘car’ back to the capital. Plutarch continues the idea of rivalry with Dolabella, claiming Caesar wanted to hand over power to him but Antony vehemently opposed it. Plutarch repeats the story about Caesar being warned about Antony and Dolabella and replying that it wasn’t these fat men who worried him, it was the pale and thin ones, indicating Brutus and Cassius. [Told less convincingly than in the lives of Caesar (62) or Brutus (8).]

(12) A repeat of the story of how Antony was taking part in the annual festival of the Lupercalia and ran with a diadem to the rostra where Caesar was sitting, had his fellow athletes lift him up and place the diadem on Caesar’s head. Some applauded but when Caesar pushed it away the whole crowd applauded. This happened several times before Caesar stood in displeasure, pulled the toga from his throat and said anyone who wanted could strike him there and then. It’s an odd story, isn’t it, with a folk legend aptness but also a deep implausibility. And the related anecdote that unknown hands hung wreaths  on the heads of Caesar’s statues, which were then torn down by the tribunes. All this is told better in Caesar 61.

(13) The conspirators discuss inviting Antony to join. Trebonius shared a tent with Antony as they both accompanied Caesar back to Rome, hinted at the idea and Antony firmly refused. At which they switched round to considering killing Antony along with Caesar – a neat illustration of the way that, once you’ve crossed the line into deciding you need to kill people to get rid of the ‘tyrant’ and the ‘dictator’, it quickly becomes a list. In fact, Brutus is held up as the man of principle who insists that nobody else is harmed. Fearing Antony’s popularity and position, they nonetheless arrange for some of their number to engage Antony outside the senate hall so he is not present when the deed is done.

(14) In this account the actual assassination of Caesar takes up one short sentence. Fair enough; it is described in great and dramatic detail in the life of Caesar [chapters 63 to 69]. Anthony flees into hiding but when he realises the conspirators are harming no-one else but are holed up on the Capitol, he comes out of hiding, gives his son to them as a hostage guaranteeing safe passage, and then entertains the assassins to dinner. In the senate he proposes an act of amnesty and a distribution of provinces among Brutus and Cassius and their partisans.

In the immediate aftermath Antony was widely thought to have acted with immense wisdom to calm the risk of civil war.  But everything changed when he made the official funeral address over Caesar’s body.

At the close of his speech shook on high the garments of the dead, all bloody and tattered by the swords as they were, called those who had wrought such work villains and murderers, and inspired his hearers with such rage that they heaped together benches and tables and burned Caesar’s body in the forum, and then, snatching the blazing faggots from the pyre, ran to the houses of the assassins and assaulted them.

This one act split the city, terrified the assassins into fleeing and, in effect, restarted the civil war.

(15) The assassins fled Rome. Caesar’s wife gave Antony his fortune to dispense with and all his papers. Antony implemented Caesar’s wishes but went further, appointing magistrates who suited him, acting increasingly autocratically.

(16) Octavian It was at this point that 18-year-old Octavian arrived in Rome, a son of Caesar’s niece. When Octavian asked for the money Caesar had left him, in order to distribute the payment of 75 drachmas which Caesar had enjoined, Antony ridiculed the boy for being a mere stripling, and also blocked his attempt to become a tribune. But Octavian allied with Cicero and others of the anti-Caesar party and Antony began to fear him, so held a summit conference, gave into his demands, and was reconciled. Briefly. For then Antony learned Octavian was touring the country drumming up old soldiers and recruiting an army.

(17) Cicero was the most powerful man in Rome and got the senate to declare Antony a public enemy while he was out of the city conducting a siege. Plutarch says this drove Antony and his army out of Italy and over the Alps and they suffered hardships and starvation, but this brought out the best in him, as adversity always did, and the soldiers admired him for sharing their privations.

(18) When Antony’s army came close to camp near to Lepidus‘s the latter, who owed Antony many favours, surprised him by being reluctant to acknowledge him. He came to Lepidus’s campy dishevelled and unshaven and won the sympathy of the troops. Many of Lepidus’s soldiers implored him to usurp their commander and take over but Antony insisted Lepidus be treated with respect and when their armies united he did so. This inspired Munatius Plancus also to join him so that he crossed the Alps into Italy with 17 legions of infantry and 10,000 horse.

(19) Octavian had realised he couldn’t treat with Cicero because the latter was a man of principle, so realised he had to come to an accommodation with Antony. So Octavian, Antony and Lepidus met on an island where ‘they divided up the whole empire among themselves as though it were an ancestral inheritance’. The Second Triumvirate. They all wanted to get rid of political enemies but agreeing a list presented great difficulties. Octavian gave up Cicero to Antony, Antony gave up Lucius Caesar (Antony’s uncle) to Octavian, Lepidus gave up Paulus his brother. ‘Nothing, in my opinion, could be more savage or cruel than this exchange.’

(20) Plutarch has it that the soldiers demanded additional tokens of their alliance so Octavian married Clodia, a daughter of Antony’s wife Fulvia. As a result of these agreements, 300 men were proscribed and put to death, including Cicero. [Wikipedia has 2,000 Roman knights and one third of the senate.] Antony ordered his head and right hand be cut off, the one he had used to write his savage criticisms of Antony with, and nailed to the rostra in the forum [Cicero 48]. In the Gallic Wars Caesar remarked on the Gauls’ ‘barbaric’ practice of sticking the heads of defeated enemies on poles around their camps. How is this different? What could be more savage and barbarian?

(21) Antony emerges as the most powerful of the triumvirate but makes himself very unpopular for his dissolute living. And because he had bought up the house of Pompey [only recently and tragically dead] and the people were upset to see it closed against commanders, magistrates and ambassadors and filled instead with mimes, jugglers and drunken flatterers.

The triumvirate not only sold the properties of those they slew, but brought false charges against their wives and heirs in order to confiscate their belongings. They instituted new taxes, and plundered the  treasure deposited with the Vestal Virgins.

Then Octavian and Antony led their armies into Macedonia against Brutus and Cassius, leaving Rome in charge of Lepidus.

(22) This short chapter deals with the campaign of Octavian and Antony in Greece against Brutus and Cassius, describing but not mentioning by name the crucial two battles at Philippi in October 42, mainly to bring out how it was Antony who was victorious while Octavian was sick in his tent and his forces lost their part of the battle. [Brutus and Cassius’s campaigns in Greece, the long buildup to the battle, the battle and its aftermath are described in great detail in Plutarch’s life of Brutus, taking up the final third of the text, chapters 38 to 53, which is why he skimps it here.] In Plutarch’s account Cassius commits suicide after the first battle, Brutus after the second.

In the negotiations of the triumvirate it was Antony who insisted that Cicero was killed. In revenge Brutus ordered Hortensius to execute Antony’s own brother, Caius. In revenge, Antony had Hortensius executed on his family tomb. Thus the logic of civil wars.

(23) After the battle Octavian, still sick, returns to Rome, while Antony remains in Greece, raising money and enjoying himself, gaining a reputation as a philhellene, listening to learned debates, attending games, giving money to Athens.

(24) In 41 Antony left Lucius Censorinus in charge of Greece and he and his army crossed into Asia meaning the Eastern, Greek-speaking part of what is now Turkey. Here he was greeted as conqueror, lavished with gifts and women and lapsed into his former lifestyle of debauchery. His tax gatherers milked the territory till a brave local politician complained that they had already given Antony 200,000 talents, now he was demanding more. Which gave him pause.

For Antony was simple and slow, quick to forgive, lavish of gifts, but easily flattered and deceived by his subordinates.

(25) Enter Cleopatra who:

roused and drove to frenzy many of the passions that were still hidden and quiescent in him, and dissipated and destroyed whatever good and saving qualities still offered resistance.

Antony sends to her to attend him in Cilicia to explain her support for Cassius. Antony’s messenger, Dellius, on meeting her immediately realises his boss will be enslaved by such a lustrous woman, now at the peak of her beauty [born in 69 BC, in 41 she was 28].

(26) Cleopatra first meets Antony by sailing down the river Cydnus to his camp. This inspires the single most gorgeous description in Plutarch who says she sailed up:

the river Cydnus in a barge with gilded poop, its sails spread purple, its rowers urging it on with silver oars to the sound of the flute blended with pipes and lutes. She herself reclined beneath a canopy spangled with gold, adorned like Venus in a painting, while boys like Loves in paintings stood on either side and fanned her. Likewise also the fairest of her serving-maidens, attired like Nereïds and Graces, were stationed, some at the rudder-sweeps, and others at the reefing-ropes. Wondrous odours from countless incense-offerings diffused themselves along the river-banks.

Antony asked her to come meet him but Cleopatra refused and told him to come meet her. And he obeyed.

(27) A chapter on the character of Cleopatra, tactfully observing that she was no necessarily the most beautiful of women, but she had an ineffable charm and wove a magic every time she spoke.

(28) Instead of preparing for war against the Parthians, Antony sank into oriental sloth, went to Alexandria with Cleopatra and spent his time in feasting and drinking. Plutarch includes a very rare snippet of autobiography which hints at the personal sources of information for his biographies.

Philotas, the physician of Amphissa, used to tell my grandfather, Lamprias, that he was in Alexandria at the time, studying his profession, and that having got well acquainted with one of the royal cooks, he was easily persuaded by him (young man that he was) to take a view of the extravagant preparations for a royal supper. Accordingly, he was introduced into the kitchen, and when he saw all the other provisions in great abundance, and eight wild boars a-roasting, he expressed his amazement at what must be the number of guests. But the cook burst out laughing and said: “The guests are not many, only about twelve; but everything that is set before them must be at perfection, and this an instant of time reduces. For it might happen that Antony would ask for supper immediately, and after a little while, perhaps, would postpone it and call for a cup of wine, or engage in conversation with some one. Wherefore,” he said, “not one, but many suppers are arranged; for the precise time is hard to hit.” This tale, then, Philotas used to tell; and he said also that as time went on he became one of the medical attendants of Antony’s oldest son, whom he had of Fulvia, and that he usually supped with him at his house in company with the rest of his comrades, when the young man did not sup with his father. Accordingly, on one occasion, as a physician was making too bold and giving much annoyance to them as they supped, Philotas stopped his mouth with some such sophism as the: “To the patient who is somewhat feverish cold water must be given; but everyone who has a fever is somewhat feverish; therefore to everyone who has a fever cold water should be given.” The fellow was confounded and put to silence, whereat Antony’s son was delighted and said with a laugh: “All this I bestow upon thee, Philotas,” pointing to a table covered with a great many large beakers. Philotas acknowledged his good intentions, but was far from supposing that a boy so young had the power to give away so much. After a little while, however, one of the slaves brought the beakers to him in a sack, and bade him put his seal upon it. And when Philotas protested and was afraid to take them, “You miserable man,” said the fellow, “why hesitate? Don’t you know that the giver is the son of Antony, and that he has the right to bestow so many golden vessels? However, take my advice and exchange them all with us for money; since perchance the boy’s father might miss some of the vessels, which are of ancient workmanship and highly valued for their art.” Such details, then, my grandfather used to tell me, Philotas would recount at every opportunity.

(29) Astonishingly, Antony liked to dress up as a slave and go round the streets of Alexandria, looking through people’s doors and mocking them. And Cleopatra accompanied him in these merry jaunts! She played at dice with him, drank with him, hunted with him, and watched him as he exercised himself in arms. The Alexandrians said that he used the tragic mask with the Romans, but the comic mask with them.

He was fishing once, and had bad luck, and was vexed at it because Cleopatra was there to see. He therefore ordered his fishermen to dive down and secretly fasten to his hook some fish that had been previously caught, and pulled up two or three of them. But the Egyptian saw through the trick, and pretending to admire her lover’s skill, told her friends about it, and invited them to be spectators of it the following day. So great numbers of them got into the fishing boats, and when Antony had let down his line, she ordered one of her own attendants to get the start of him by swimming onto his hook and fastening on it a salted Pontic herring. Antony thought he had caught something, and pulled it up, whereupon there was great laughter, as was natural, and Cleopatra said: “Imperator, hand over thy fishing-rod to the fishermen of Pharos and Canopus; thy sport is the hunting of cities, realms, and continents.”

(30) Eventually the real world intruded on these larks. His wife and brother had become enemies of Octavian and been forced to flee Italy. Meanwhile, Labienus, Caesar’s best lieutenant in Gaul, who had gone over to Pompey and then escaped East after Pharsalus, was leading a Parthian army into Asia. Antony set off to engage Labienus but received messages from Fulvia.

[Fulvia had become involved in a full-blown conflict with Octavian which is known as Fulvia’s civil war or the Perusine war, because it ended up with Octavian besieging the forces of Fulvia and Antony’s younger brother, Lucius Antonius, in the Italian town of Perusia, modern Perugia.]

Plutarch has Antony changing direction to meet her but she died en route to meet him. [Wikipedia, by contrast, says Octavian took Perusia but spared both Lucius Antonius and Fulvia, sending the latter into exile at Sicyone near Corinth where she promptly died of disease.] Either way, when Antony arrived in Rome, he was able to restore friendship with Octavian by blaming any dissension on his headstrong wife.

The triumvirs divided up the empire, making the Ionian sea a boundary, assigning the East to Antony and the West to Caesar and giving Africa to Lepidus. They then arranged either to be consuls themselves or arranged for their friends and allies to have senior offices. So the Republic was in effect dead.

(31) In order to cement their alliance, Antony married Octavian’s half sister, Octavia, who was recently widowed. The senate passed a law allowing her to marry in less than the legal requirement of 10 months mourning. It’s one among many examples of the way the laws and the senate operated on a micro level to adjust things for fellow members of the small Roman elite.

(32) Pompey’s son Sextus Pompeius inherited command of his big fleet. Antony and Octavian meet him at Misenum, where they make peace [August 39]. As he is entertaining them on his flagship, a senior officer of Sextus’s whispers in his ear that they could cut their ropes, set sail, execute them, and Sextus would become ruler of the Roman world. But Sextus chooses integrity and rejects the idea.

(33) Antony sends Antony sent Publius Ventidius Bassus on ahead into Asia to oppose the Parthians while he has himself made Pontifex Maximus, as Julius had been. The partnership between Octavian and Antony functioned but Antony consistently came off worse in all their deals, even when things were decided (improbably enough) by throwing dice or cockfights (!). A soothsayer tells Antony to avoid Octavian.

Antony leaves Rome for Greece taking Octavia who has borne him a daughter. In Athens he learns that Ventidius had conquered the Parthians in battle [of the Cilician Gates] and slain Labienus [39 BC]. Antony takes part in traditional Athenian games.

(34) A more detailed description of Publius Ventidius’s successes against the Parthians which go some way to redeeming the disastrous defeat of Crassus in 53 BC. in 40 BC the Parthians invaded Syria led by Pacorus, the son of King Orodes. Ventidius met Pacorus’ huge army [in the Battle of Cyrrhestica] where he inflicted an overwhelming defeat in which Pacorus was killed [38 BC].

Ventidius doesn’t pursue them into their own land as he is worried about Antony’s jealousy, and when Antony arrived with an army, he takes over Ventidius’s siege of Antiochus of Commagené in the city of Samosata, which in fact goes very badly, leaving Antony chagrined. He sends Ventidius back to Rome for a triumph.

Plutarch makes a general point that other generals flourished under Antony or that he was more successful in campaigns conducted by those under him, namely: Ventidius against the Parthians, Sossius in Syria, and Canidius who conquered , who was left by the Armenians.

(35) Tensions had been building between Octavian and Antony who sailed for Italy with 200 ships but sent his wife on ahead of him, and when Octavia met Octavian she pleaded with him not to make her a widow, and so the two imperators were reconciled again, for the time being…

So they ate and conferred in peace, then Octavian gave Antony two legions to pursue his wars in the East while Octavian set off to quell remaining Pompeians in Sicily. Antony left Octavia and his children with Octavian.

(36) But in Asia Antony fell back into his old infatuation with Cleopatra. In October 41 he called her to attend him in Cilicia and made her a gift of ‘Phoenicia, Coele Syria, Cyprus and a large part of Cilicia…and.. the balsam-producing part of Judaea and all that part of Arabia Nabataea which slopes toward the outer sea’. Antony set up or removed monarchs, punished nations and ruled like an eastern potentate. He acknowledged his children by Cleopatra, and granted her numerous honours. In 40 she bore him two children. All this scandalised conservative Roman opinion.

37 to 52: the Parthian War

(37) In 38 BC Phraates put his father Hyrodes, king of Parthia, to death, and many nobles fled Parthia. Antony assembles a vast army, including the forces of many vassal kings, against Phraates but Plutarch tells us he mismanaged everything in his haste to win quick victories so he could get back to Cleopatra.

(38) For example, in his haste he left behind a number of state of the art siege engines in Armenia in charge of Statianus and 10,000 men. But this meant that when he laid siege to Phraata, a large city, in which were the wives and children of the king of Media a) the siege dragged on needlessly, but b) Phraates attacked the waggon camp back in Armenia, massacred the soldiers, killed Statianus and destroyed the engines. A calamity.

(39) The Parthians then march up to the besieged city, Antony lifts the siege and marches off, pretending to flee, but then turns and engages the Parthians in perfect battle order. They see them off, attacked first by the cavalry then the infantry and follow the Parthian army for many miles, but are disheartened to see how few of them they’ve killed. Then the Medes in their own camp turn traitor and attack them.

(40) It is a long punitive campaign. Some Parthian soldiers ride alongside Romans and tell them they and their king Phraates respect them, but despise Antony for relying on fear and famine rather than fighting. Eventually Antony decides to break camp and retreat. He is too downhearted to address his men but gets Domitius Ahenobarbus to do it.

(41) A  man of the Mardian race offers to guide the Roman army back, emphasising that they should avoid the open plain and cleave to hilly country. Antony is not sure whether to trust him, till the Mardian offers to be put in chains as he guides them, so they agree. On the third day the Mardian notices a dyke has been cut to pour water across then Roman path and predicts an ambush, giving Antony enough time to prepare his legions and fight it off.

(42) Having cracked the strategy for fighting them off, Antony puts his army in the shape of a hollow square with slingers and cavalry on the outside and succeeds in fighting off the notorious Parthian cavalry for four days. But Antony makes the bad decision of letting Flavius Gallus lead an attack against the Parthians and, when he gets cut off, sending only small detachments to reinforce him which all get massacred. Eventually the entire Roman army wheels round to attack the Parthians, but it was a defeat.

(43) 3,000 dead and 5,000 wounded. Plutarch is typically sentimental, saying Antony went to visit the sick and they all with tears in their eyes assured him they were fine and would be happy so long as great Antony makes it to safety i.e. testament to his popularity.

(44) The Parthians camp near the Roman camp. Antony makes a speech berating those who have fled but asking for any punishment for transgressions to come down on his head so long as his army can be victorious.

(45) The Parthians continue to harry the retreating Romans. The Romans begin to starve and experiment with unknown vegetables. One of these is a herb which drives the eater mad, producing a mad obsession to turn over and move stones, and then death.

(46) Once again some individual Parthians fraternise with Roman soldiers and say their army, too, is exhausted and hungry. But a local named Mithridates came offering advice and showed one of Antony’s lieutenants hills in the distance and told him the entire Parthian host is waiting there to ambush them.

(47) Thus warned that the road through the deserts would leave them exposed, Antony holds a council of advisers and opts to take the path through the mountains, short of water though this would leave them. The Parthians attack their rear while the troops in the van fall on a river and start drinking but the water is salt and poisonous, causing stomach cramps.

(48) The Romans march on, assured by their guide that once they cross the next river the Parthians won’t pursues them. A garbled passage seems to imply that some of the Romans attacked and looted their own baggage train. There is such confusion that Antony calls one of the freedmen in his body-guard, Rhamnus, and tells him that, when he gives the order, he is to run Antony through then cut off his head. Weeping and lamentation from his entourage. But their guide swears the river is close and word comes that the disorder in the rearguard is caused by their own forces, and everyone cheers up.

(49) The Parthians continue to harass their rearguard, raining down arrows till they arrive at The River and cross it at which point the Parthians (supposedly) unstrung their bows and praised their bravery. Would be lovely to hear the Parthian version of all this. Finally they cross the river Araxes into the kingdom of Armenia and drop to the ground and kiss it. Although they promptly fall ill of dropsies and dysenteries.

(50) Antony undertakes a review and discovers 20,000 of his infantry and 4,000 cavalry have perished. (These numbers are always suspiciously round.) More than half from disease, which sounds the right kind of amount from modern accounts of the impact of disease and famine. Plutarch says Antony blamed their defeat on Artavasdes the Armenian who had led back from Media 16,000 horsemen who would have made all the difference in encounters with the mounted Parthian cavalry.

(51) They marched on to the coast at Sidon through snowstorms and lost another 8,000 men. Here Antony was beside himself with impatience to see Cleopatra.

(52) The king of the Medes falls out with the king of the Parthians and sends word to Antony that he is ready to join him on another campaign against the Parthians. This is music to Antony’s ears because it was precisely the  lack of Medean cavalry which he blamed for his previous failure.

(53) In 35 Octavian gave permission to his sister, Antony’s wife, to sail east with a fleet carrying extensive supplies. Antony wrote her telling her to stop at Athens, at which point she realised he wanted her out of the way while he consorted with Cleopatra. And Cleopatra realised her rival wanted to engage in battle. So Cleopatra loses weight and takes to simpering when Antony is there and pining when he’s not, and is backed up by a host of sycophants who tell Antony Octavia only married him as a matter of public policy. And so Antony puts off the war to go to Alexandria to see Cleopatra.

(54) Octavia returns to Rome where she continues to live in her absent husband’s house, raising their children, behaving nobly and honourably, and by doing so helping to highlight Antony’s disreputable behaviour. By contrast Antony dresses up in oriental royal costumes, holds an elaborate ceremony at which he distributes thrones and honours to Cleopatra, and her children, for all the world like an eastern king of kings.

(55) Octavian made sure to keep all these accusations before the senate and people, drip feeding scandal. Antony replies with his own accusations:

  1. Octavian seized Sicily from Pompey but never gave him a share of it
  2. Antony lent Octavian ships which he never gave back
  3. after ejecting their fellow triumvir Lepidus from office and degrading him, Octavian was keeping for himself the army, the territory, and the revenues which had been assigned to Lepidus
  4. Octavian had distributed almost all Italy in allotments, to his own soldiers, and had left nothing for the soldiers of Antony

Octavian replied:

  1. he had deposed Lepidus from office because he was abusing it
  2. he would share whatever he’d won in war with Antony whenever Antony should share Armenia with him
  3. Antony’s soldiers had no claim upon Italy, since they had Media and Persia

Playground squabbles.

(56) Antony gathers a huge naval force of 800 ships of which 200 are Cleopatra’s though he sends her back to Egypt. Cleopatra bribes his advisers to plead her case, that she needs to be by his side. So Antony relents and invites her to Samos where they party to the sound of theatre performances, music, banquets and processions. ‘How will the conquerors celebrate their victories if their preparations for the war are marked by festivals so costly?’

(57) Then on to Athens where there are more festivals and parties and Antony makes a great speech to Cleopatra, ostensibly on behalf of the city. Antony sends word to have Octavia ejected from his house and she leaves with all his children, to the great scandal of the people.

(58) It is 32 BC and Octavian is alarmed at Antony’s preparations for war. He is unpopular because he is enforcing high taxes, a quarter of income for citizens, and eighth for freedmen. If Antony had struck now he might have won the people, but he delayed. Then senior Antony officials who had been hounded out by Cleopatra maliciously told Octavian about Antony’s will. Octavian seized this from the Vestal Virgins and read it out to the senate. The most offensive provision was that he wanted to be buried in Egypt.

A man called Calvisius then made the following charges against Antony:

  1. he had bestowed upon Cleopatra the libraries from Pergamum, in which there were two hundred thousand volumes
  2. at a banquet where there were many guests he had stood up and rubbed her feet, in compliance with some agreement  they had made
  3. he consented to have the Ephesians in his presence salute Cleopatra as mistress
  4. many times, while seated on his tribunal and dispensing justice to tetrarchs and kings, he would receive love-billets from her in tablets of onyx or crystal, and read them
  5. and once when Furnius was speaking, the ablest orator in Rome, Cleopatra was carried through the forum on a litter, and Antony, when he saw her, sprang up from his tribunal and forsook the trial and, hanging on to Cleopatra’s litter, escorted her on her way

(59) Cleopatra’s suspicion or jealousy of Antony’s entourage, many of whom she forces to flee.

(60) When Octavian was quite ready a law was passed to wage war on Cleopatra and remove from Antony the power he had handed over to her i.e. reclaim it for the Roman authorities. Octavian claimed Antony had been drugged and bewitched and was under the thumb of Cleopatra’s officials.

Plutarch gives us the usual litany of ill omens he claims occur before every war or battle:

  • Pisaurum, a city colonized by Antony situated near the Adriatic, was swallowed by chasms in the earth
  • from one of the marble statues of Antony near Alba sweat oozed for many days, and though it was wiped away it did not cease
  • in Patrae while Antony was staying there, the Heracleium was destroyed by lightning
  • at Athens the Dionysus in the Battle of the Giants​ was dislodged by the winds and carried down into the theatre
  • the same tempest fell upon the colossal figures of Eumenes and Attalus at Athens, on which the name of Antony had been inscribed and prostrated them
  • the admiral’s ship of Cleopatra was called Antonius; some swallows made their nest under its stern but other swallows attacked these, drove them out and destroyed their nestlings

(61) So war begins between Octavian and Antony. Antony had 500 fighting ships, 100,000 infantry soldiers and 12,000 horsemen and the tribute of all the kings in the east.

(62) But so in thrall is Antony to Cleopatra that he decides to fight the battle at sea, even though they are struggling to fully man their ships. These are high-sided with as many as ten ranks of oars and heavy and slow to manoeuvre. Whereas Octavian’s ships are fully manned and in perfect array. He invites Antony to come and dock at Brundisium and Tarentum and that he’ll withdraw a day’s march to allow Antony to land and arrange his forces perfectly for battle.

Antony replies by challenging Octavian to single combat; then to re-enacting the battle of Pharsalus. But while Antony was lying at anchor off Actium, where now Nicopolis stands, Caesar got the start of him by crossing the Ionian sea and occupying a place in Epirus called Toruné.

(63) Octavian’s fleet engaged Antony’s but Antony boldly had his rowers released and sent up top to look like soldiers and his ships drawn up in battle array so that Octavian was put off and withdrew. Antony sealed off watersources to prevent Octavian’s fleet watering. Domitius defected from Antony to Octavian but Antony generously sent his baggage, servants and friends after him.

Some allied kings defected. Canidius advises Antony to send Cleopatra away and abandon the naval strategy, drawing Octavian onto land where Antony has the bigger force and better track record.

But Cleopatra’s insistence that they fight a naval battle prevailed, even though she was already making preparations to flee. Octavian approves a plan to kidnap Antony as he walked on the shore and it nearly succeeded, they captured the man in front of him but Antony managed to get away.

(64) Antony burns all but 60 of the Egyptian ships and packs these with 20,000 heavy-armed soldiers and 2,000 archers. An old infantry centurion complains to Antony that naval battles are all very well for  Egyptians and Phoenicians but Romans fare best on land.

(65) Four days of rough winds and high seas but on the fifth, 2 September 31 BC the Battle of Actium took place. Antony exhorts his men and tells the captains to keep the ships in the narrow mouth of the gulf. At first Antony’s ships refused to budge and Octavian thought they were anchored, but then the more impetuous left their line to attack him. Excellent! His ships were smaller and lighter and more nimble and able to surround Anthony’s.

(66) There was little ramming because Antony’s ships were too slow and Octavian didn’t want to risk his. It was as if three or four of Octavian’s ships were laying siege to Antony’s monsters. The battle is in mid flow when Cleopatra’s 60 ships made sail and began to leave right through the battlefield. Abandoning all reason, betraying his soldiers and sailors and allies, as if bewitched, Antony leapt into a five-oared galley and made after her.

(67) He caught up with her and was taken aboard Cleopatra’s ship where he sat with his head in his hands after they’d docked at Taenarum. For three days he didn’t move until her women persuaded him to come ashore and be reconciled with her. The world lost for love.

Some of their friends arrive in heavy transport ships and tell them the fleet is destroyed but they still possess an awesome land force. So Antony wrote to Canidius ordering him to withdraw across Greece into Asia. And he hands over a big transport ship full of the rarest treasure to his friends, telling them to divide it up and make the best of their fortune.

(68) In fact his fleet held out for hours at Actium and was only overcome by a storm, while he abandoned nineteen legions of undefeated men-at‑arms and 12,000 horsemen. Madness. The greatest example in human history of a man who was pussywhipped, meaning: “Totally controlled, domineered, or emasculated by a woman.”

His men held out for seven days expecting Antony to return at any moment, but he didn’t and after their commander Canidius ran away in the night, they handed themselves over to Octavian. Octavian sails on to Greece where he redistributes the grain which Antony had stripped from them for his forces. And here again a second unusually direct bit of reminiscence by Plutarch:

My great-grandfather Nicarchus used to tell how all his fellow-citizens were compelled to carry on their shoulders a stipulated measure of wheat down to the sea at Anticyra, and how their pace was quickened by the whip; they had carried one load in this way, he said, the second was already measured out, and they were just about to set forth, when word was brought that Antony had been defeated, and this was the salvation of the city; for immediately the stewards and soldiers of Antony took to flight, and the citizens divided the grain among themselves.

(69) Antony reaches the coast of Libya, sends Cleopatra ahead to Alexandria, and takes to roaming around with just two companions. Plutarch says nothing about Antony’s state of mind but his actions betoken a ghost man, a man who has ruined his cause and his reputation and has nothing to live for. When the general commanding Antony’s forces in Libya defected to Octavian Antony tried to kill himself but is stopped by his friends.

Eventually he sails on to Alexandria where he discovers Cleopatra is engaged in a ridiculous scheme, namely to raise and drag her fleet along the course of the current Suez canal, from the Mediterranean into the Red Sea and thus go and colonise somewhere to escape conquest by Octavian. But the Arabs burned her boats and Antony convinced her he still had a land army so she desisted.

And now Antony forsook the city and the society of his friends, and built for himself a dwelling in the sea at Pharos, by throwing a mole out into the water. Here he lived an exile from men, and declared that he was contentedly imitating the life of Timon, since, indeed, his experiences had been like Timon’s; for he himself also had been wronged and treated with ingratitude by his friends, and therefore hated and distrusted all mankind.

(70) A digression on the life and notorious misanthropy of Timon of Athens, clearly a legendary figure by Antony’s time.

(71) Canidius arrives to tell him what finally happened at Actium and the news that all the kings and tetrarchs and whatnot of the Middle East are defecting to Octavian. All he has left is Egypt. At which Antony abandons his depression and goes back into Alexandria where he embarks on a new round of feasting and partying, holding coming of age feasts for his children. Antony and Cleopatra establish a new society which they call Partners in Death. Cleopatra starts collecting rare poisons and experimenting with them on prisoners. the painless ones are too slow but the quick ones are very painful. After lengthy experimentation she settles on the venom of the asp.

(72) They send a petition to Octavian, Cleopatra asking that she be allowed to keep her children, Antony that he may go and live as a private citizen in Athens.

(73) Octavian wrote to Cleopatra that he would treat her well if she would kill or expel Antony. Plutarch shares some typical gossip, telling us that the leader of Octavian’s embassy was one Thyrsus, ‘a man of no mean parts’ who had frequent converse with Cleopatra till it made Antony jealous and he had Thyrsus strung up and flogged then sent back to Octavian. After that Cleopatra went out of her way to suck back up to Antony, celebrating her own birthday very modestly but Antony’s birthday with great splendour. Octavian was called back to Rome by Agrippa.

(74) The war is suspended for winter, but next spring Octavian advanced on two fronts, coming down through Syria and advancing east across Libya. Octavian hears that Cleopatra has built an extravagant tomb into which she has collected all her treasure and sends reassuring messages to her, because he is scared she will kill herself, set light to it and thus deprive him of his loot.

When Octavian is at the outskirts of the city Antony sallies force and fought brilliantly, routing Octavian’s cavalry and driving him back to his camp. Plutarch tells a typically waspish anecdote.

Then, exalted by his victory, he went into the palace, kissed Cleopatra, all armed as he was, and presented to her the one of his soldiers who had fought most spiritedly. Cleopatra gave the man as a reward of valour a golden breastplate and a helmet. The man took them, of course — and in the night deserted to Caesar.

(75) Antony makes Octavian a second offer of single combat. Octavian of course refuses so Antony insists on leading his army into battle. At feast the night before the battle, he tells his friends he will be victorious or die trying, while they all cry.

That night, as usual with Plutarch there are omens. Just the one this time which is that over the city a great music and noise is heard as of a Dionysian festival, but it is heard to move from the city centre towards the gate facing Octavian’s camp and then disappear. It was, people said, the god he had devoted his life to, Dionysius, abandoning him.

(76) On 1 August 30 BC Antony watches his fleet set out to engage Octavian’s but, at the last minute, raise their oars in peace, surrender, and be accepted into Octavian’s fleet. Also his cavalry defects. He fights with his infantry but they are defeated. He withdraws into Alexandria ranting that he has been betrayed by Cleopatra. Scared, Cleopatra retired into her refuge, had the doors locked and barred and messengers sent to Antony telling her he was dead.

Antony goes into his chamber, laments that he has been found wanting in courage to a woman, and orders his man Eros to kill him. Instead Eros kills himself. You just can’t get the staff. So Antony tries to stab himself but makes a hash of it. When he recovers he orders the bystanders to finish him off but they all run away. Until the secretary Diomedes arrives with orders to take Antony to her tomb.

(77) A peculiar scene. Antony is carried to Cleopatra’s tomb but she refuses to unbar the doors to let him in, instead insisting that he is laid on a bier and that she and her serving women haul him up using a rope and pulley system, even though this is extremely difficult for her. When they’ve finally got him inside, Cleopatra rents her clothes and beats her breasts and there’s blood everywhere, but he tells her he’s had a good life and to look out for herself.

(78) Antony dies and his sword is taken by a servant who shows it to Octavian.

When Caesar heard these tidings, he retired within his tent and wept for a man who had been his relation by marriage, his colleague in office and command, and his partner in many undertakings and struggles.

Octavian calls in colleagues and reads out his correspondence with Antony, emphasising how reasonable he had been and how rude Antony’s replies. Then Octavian sends Proculeius to negotiate with Cleopatra, anxious that she will burn her treasure and wanting her to adorn his triumph through Rome.

(79) Proculeius wangles his way into the tomb. He goes back accompanied by Gallus and while Gallus is keeping Cleopatra in conversation by the door, Proculeius uses a ladder to get up to that window, the window they hauled Antony in through, and then down the stairs and to the door and takes Cleopatra by surprise. She tries to stab herself with a small knife but Proculeius is too fast, seizes it, shakes her down to ensure she has no other weapons, then sends her under guard to Octavian.

(80) Now Octavian finally arrives in Alexandria, proceeds to a tribunal erected in the gymnasium. The population prostrate themselves in terror but Octavian says he holds them blameless and won’t punish them. At this crucial moment Plutarch rather spoils the effect by saying Octavian does it at least in part to gratify his companion, Areius the philosopher.

(81) As for the children of Antony, Antyllus, his son by Fulvia, was betrayed by Theodorus his tutor and put to death. Theodorus stole the precious stone the boy wore about his neck but when this was discovered he  was crucified. Cleopatra’s children, together with their attendants, were kept under guard and had generous treatment.

Caesarion, who was said to be Cleopatra’s son by Julius Caesar, was sent by his mother, with much treasure, into India, by way of Ethiopia. There Rhodon, another tutor like Theodorus, persuaded him to go back, on the ground that Octavian invited him to take the kingdom. And Octavian had him executed, after his mother died. One way of regarding this is barbaric. But it should be out in the context of the mass proscriptions Octavian enforced in Rome. His rule was characterised by large scale executions.

(82) Octavian allowed Cleopatra to bury Antony with lavish rites. Then she began to starve herself. But Octavian threatened the lives of her children and thus forced her to eke out a miserable existence.

(83) An interview between Octavian and Cleopatra at which she tries to justify her course of action but Octavian refutes her interpretations at every step. When a servant reveals that she is hiding away her jewellery she crossly slaps him and insists to Octavian that she is storing up women’s ornaments in order to send to Octavia and Livia to beg them to intercede for her. And so Octavian went away confident that she wanted to live. But she fooled him.

(84) One of Octavian’s entourage tells Cleopatra that his army is setting off for Syria and will be taking her, so she obtains permission to pour libations at Antony’s tomb one last tie and Plutarch give her a long sentimental speech.

(85) Cleopatra has a bath and then dinner. A man from the country arrives carrying a basket. The suspicious guards tell him to open it and are amazed at the size of the figs it contains. He bids them have a taste if they like so they let him pass. After her meal Cleopatra sends Octavian a written message, then has herself locked in her chamber with her two serving women. When Caesar opens the tablet and reads the message asking for her body to be buried next to Antony’s he knows what has happened and sends messengers to go instantly to prevent her. But they find Cleopatra lying dead upon a golden couch, arrayed in royal state.

And of her two women, the one called Iras was dying at her feet, while Charmion, already tottering and heavy-handed, was trying to arrange the diadem which encircled the queen’s brow. Then somebody said in anger: “A fine deed, this, Charmion!” “It is indeed most fine,” she said, “and befitting the descendant of so many kings.” Not a word more did she speak, but fell there by the side of the couch.

(86) Plutarch reports the 4 or 5 different versions of how she was poisoned, whether she stirred up the asp to make it angry, dipped her hand in the basket or took the snake out and applied it to her arm or breast. In Octavian’s triumph an ‘image’ (does this mean a model or effigy) of Cleopatra was included with the snake hanging from her, though Plutarch doesn’t say where exactly on her body.

Octavian was cross but admired her lofty spirit and so let her be buried with full rites next to Antony. Statues of Antony throughout Alexandria were torn down but those of Cleopatra were allowed to remain standing after one of her friends, Archibius, gave Caesar two thousand talents. She was 39, Antony was 55, they had been an item for 15 years.

(87) As in many a Victorian novel, Plutarch ends his narrative by tying up all the loose threads and telling us what happened to all Antony’s children and their descendants. He had seven children by three wives and their marriages and second marriages and intermarriages make for a complicated diagram. One of the two daughters he had by Octavia:

Antonia, famous for her beauty and discretion, was married to Drusus, who was the son of Livia and the step-son of Octavian. From this marriage sprang Germanicus and Claudius, Germanicus dying young but Claudius coming to the throne in the chaos after Caligula was assassinated in 41 AD.

Before Germanicus died he fathered Julia Agrippina, who, at age 13, was married off to Gnaeus Domitius Ahenobarbus. They had a son, Lucius Domitius Ahenobarbus. 21 years later, with Ehenobarbus dead, Agrippina married the emperor Claudius. And Claudius, having adopted Agrippina’s son, gave him the name of Nero Germanicus. This was the Nero who came to the throne in 54 AD.

So Antony’s ‘blood’, if there is such a thing, ran on into the Julio-Claudian dynasty for several generations.

Learnings

Predestination

Plutarch is a fatalist. He believes everything is predestined to happen. Not very often, but at various key moments when central characters try to avert war or settle conflicts or lay high-minded plans, Plutarch is at hand to tell us that an implacable fate controls our ends.

It was destined that everything should come into Caesar’s hands. (55)

A maze of cross-references

The way that the lives refer to each other creates an evermore complex matrix of cross-references, which turn them into a complex meta-narrative, or a multi-stranded history.

Iraq, Iran and the West

At some point, reading about the inexorable opposition of the Parthian Empire to the Romans (i.e. ‘the West’) and learning that the Parthian Empire was roughly cognate with present-day Iraq and Iran – made me think of the never-ending conflict between those places and ‘the West’ in my day.

Modes of death of Plutarch’s eminent Romans

  • Marius (died a natural death aged 71)
  • Sulla (died a natural death aged 60)
  • Lucullus (died a natural death aged 61)
  • Crassus (died killed in battle aged 61)
  • Sertorius (assassinated aged 53)
  • Pompey (murdered aged 57)
  • Caesar (assassinated aged 55)
  • Cato the Younger (suicide aged 49)
  • Brutus (suicide aged 43)
  • Cicero (murdered aged 63)
  • Antony (suicide aged 53)

It’s the opposite of a scientific sample but you notice how the first three died of natural causes, although Marius and Sulla had been mass murderers; somehow there was the space for them to retire, as for lucky Lucullus. But from then onwards all the rest die violent deaths, and the third aspect of trend is the number of suicides. It feels like Rome no longer had room for many of its eminent men. They were no longer just killed in battle or assassinated but removed themselves from a world which no longer had room for the beliefs or values or causes they had supported. In a voodoo kind of way it’s as if the Republic liquidated itself.


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Roman reviews

The Alexandrian War by Aulus Hirtius

Julius Caesar’s 130-page account of his civil war with Pompey up until the latter’s defeat at the battle of Pharsalus is always published alongside three shorter accounts – of the Alexandrian War, the African War and the Spanish War – even though there is nowadays scholarly consensus that Caesar didn’t write any of these. No one knows for sure who did. Maybe his lieutenant Aulus Hirtius, who is recorded as writing the eighth and final commentary in Caesar’s Gallic Wars, wrote the Alexandrian War, but probably not the African and Spanish texts which are stylistically below Caesar’s standard and also incomplete.

The Alexandrian War

1 to 4: Military preparations

Julius Caesar had arrived with a fleet and army in Alexandria, in pursuit of Pompey. After disgustingly being presented with the head of Pompey, Caesar set about interfering in the civil war between King Ptolemy and his sister Cleopatra, and found himself under attack for his pains. He and his forces are penned into a specific quarter of the city and besieged by the Egyptian army led by Achillas.

Description of Alexandria, built of stone with little wood or flammable material. Caesar’s policy is to isolate his sector of the town and secure supplies of water and food. The Egyptians are highly educated and have copied Roman siege engines and manoeuvres.

The motivation of the Egyptians, namely resentment at the way the Romans keep coming here, first Gabinius (sent by Pompey to reinstate Ptolemy XII Auletes) then Pompey, albeit briefly; now Caesar. The population, from the richest to the slaves who they freed to fight, believe they are fighting for Egypt’s independence and to prevent her becoming a Roman province (as she of course did, after the death of Cleopatra in 30 BC).

Cleopatra was Ptolemy XII Auletes’s eldest daughter. His younger daughter, Arsinoe, slips out of the sector of the city which Caesar controls, going to join the Egyptian general, Achillas. However, the campaign doesn’t progress, the pair fall out and Arsinoe has Achillas assassinated, handing control of the army over to her favourite, Ganymedes.

5 to 9: the water supply poisoned

Ganymedes conceives the idea of tainting the Romans’ water supply, by clever engineering turning the water supplied to the buildings the Romans had occupied either salt or brackish. This panics the Roman troops who want to leave, but Caesar delivers one of his Great Speeches (as per the Gallic Wars) reassuring them and then taking the practical step of ordering them to dig wells. Soon enough they come across fresh water. It’s noticeable that the speech is markedly less clear and concise than Caesar’s speeches in The Civil War. One among many indications that this account was not written by Caesar.

The 37th legion arrives by ship with corn, men and weapons, but misses the harbour and a strong wind prevents them from entering Alexandria harbour for weeks.

10 to 25: Naval engagements

Caesar is taken out to his ships and then takes them to Chersonesus. Troops going ashore to fetch water are attacked and captured by Egyptians. Caesar wants to avoid battle and moors outside the city. But a Rhodian ship anchored further away than the others tempts the Egyptians to attack and this turns into a full scale battle, in which Caesar captures one enemy trireme and sinks one, with combatants on many of the others killed. If night hadn’t fallen he would have captured the entire Egyptian fleet.

Initially the Egyptians lose heart but Ganymede rouses them to fight back and rebuild the fleet Caesar had burned. They recall guard ships from the mouth of the Nile, find old ones tucked away in the dockyards, strip roofs to provide the oars for ships. In a short space of time they prepare 27 ships.

Caesar has 25 ships. He sails out of the Great Harbour to face the Egyptian fleet. There’s a battle and the 9 ships from Rhodes again distinguish themselves under their gallant leader Euphranor. He makes a little speech to Caesar promising not to let him down. The narrator explains that it is all or nothing for the Romans; if they are defeated their campaign is over; whereas the Egyptians can take setback after setback. Therefore Caesar rouses the troops and they incite each other, with the result that the Romans and allies win the battle, capturing a quinquereme and bireme and sinking 3 other ships to no Roman loss.

To fully control the port Caesar realises he needs to capture the island the Pharos is on and the causeway which leads to it. He lands troops on the island, ten cohorts of infantry and cavalry. There’s a problem finding a landing place, with Egyptian ships harassing them but once ashore they fight and turn the defending forces, and those in the defended positions panic and run, some throwing themselves into the sea and swimming the half mile back to town.

Caesar allows his men to loot the area, then demolish the buildings then set a garrison to defend the island and lighthouse. But when he tries to take the arch on the long causeway back towards the city, the Egyptians counter-attack and it turns into a rout. The fleeing Romans overload their own boats many of which sink. Caesar is forced to abandon his main boat when it becomes swamped, leaps overboard and swims further out to waiting ships, and from here directs the retreat onto smaller boats. Having secured this arch the Alexandrians fortified it with defence works and siege engines (22).

Frankly, I found it very difficult to follow what was meant to be happening in this description. I get that there was a causeway but I didn’t understand whether it had a kind of lock at the city end through which ships could pass, which the Romans were trying to seize. And I didn’t quite understand how the Alexandrians were able to take the Romans by surprise or get round them if it was a narrow causeway. In this as so many other descriptions in the Gallic and Civil Wars, even though the authors are eye witnesses, I find descriptions of physical layouts and battles often incomprehensible.

Caesar rouses his men who make daily skirmishes and sallies against the enemy fortifications. I have no idea what this looked like because I got no good visual sense of the defences in question.

A deputation of Egyptians asks Caesar to release their king who might become a conduit to negotiate a ceasefire. They’re fed up of being ruled by a girl. When he sends for the king the young lad bursts into tears and begs not to be sent away. And yet as soon as he joins his people on the outside he renews the war with new ferocity, leading the narrator to reflect on the nature of Egyptians: ‘they were a deceitful race, always pretending something different from their real intentions.’

The Egyptians learn that overland forces are coming from Syria and so try to block off the food supplies which are reaching the Romans by ship, stationing ships near Canopus. So Caesar exits the Grand Harbour and engages in a major battle off Canopus. Upsettingly, almost the only leader to die is the hero of the Rhodians, Euphranor, who destroys one ship but goes too far in his pursuit of another, is surrounded and sunk. C’est la guerre or, as the author puts it:

Fortune, however, very often reserves for a harsher fate those upon whom she has showered her most prolific blessings.

26 to 33: The last stages

Caesar had sent his loyal friend King Mithridates of Pergamum to Syria and Cilicia for reinforcements and food. Now Mithridates arrives, having marched back from Syria. He comes to the border garrison town of Pelusium, storms and takes it in a day. Then marches on towards the Nile Delta. Fights another engagement with the Egyptian army sent to stop him, initially having the best of it.

The King of Egypt sets out to confront him by sailing a fleet down the Nile. Caesar sails his fleet along the coast. The king camps on a bluff overlooking a tributary of the Nile. When Caesar approaches he sends some cavalry and light infantry to block his way. But Caesar’s German mercenaries cross the tributary and massacre this advance guard.

When he reaches the king’s camp he realises how well fortified it is. The king has built a fort next to a village and a defensive wall joining fort and camp and encompassing the village. Caesar attacks the fort and a weak spot where the walls of the camp touch the river, leaving a slight gap. Caesar notices they have left the highest part of the camp undefended and orders his men to storm it there. They succeed and from this high point attack downwards into the lower parts throwing the Egyptians into a complete panic. They throw themselves over the ramparts which then collapse crushing many. Many try to swim out to their ships in the river but drown and it is thought the king himself makes it to a ship which is then swamped by panicking sailors and sinks and he drowns. End of Ptolemy (31).

Then Caesar returns to Alexandria with his men triumphant and the remaining Egyptian army surrenders, coming towards him dressed as supplicants and offering him their sacred objects in submission and he makes his way through the former ‘enemy lines’ to the part of town his men held and received their congratulations.

Having secured Alexandria and Egypt, Caesar returns to his original aim which was to enforce the will of the recently dead king, Ptolemy XII Auletes. The older son being dead he instals the younger one on the throne to share it with Cleopatra. He leaves legions to enforce this settlement and maintain the new rulers in power (just as Pompey had left Gabinius after he had installed Ptolemy XII Auletes back on the throne) and departs for Syria.

Here’s a summary by modern historian, Robert C. L. Holmes with illustrations, which makes the battle of the causeway a little clearer.

34 to 41: Events in Asia

The narrative now switches to describe what has been going on during the civil war in other key Roman provinces. In Asia (i.e. modern-day Turkey) the king of Armenia appeals to the Roman governor, Domitius Calvinus, because Lesser Armenia and Cappadocia have been overrun by Pharnaces, king of Pontus. [It will be remembered from Plutarch and other sources that Pharnaces was the son of the great Mithridates who was such a thorn in the side of Rome from 88 to 63, when he committed suicide after this son of his, Pharnaces, overthrew him.]

Domitius sends messages to Pharnaces telling him to withdraw and assembles a force from various legions, including ones raised from native soldiers, then sets out for Armenia. He approaches the town of Nicopolis where Pharnaces has made camp. The two sides jockey for position, Pharnaces builds a long defensive trench in front of the town. Domitius has received envoys from Caesar, who is in a parlous condition back in Alexandria and demands reinforcements. But he knows he can’t turn his back on Pharnaces, who will attack him.

So there’s a full-blown battle and the Romans lose. The 36th legion acquit themselves well but the centre and the right flank (the Pontic legions and the entire army of King Deiotarius who had asked the Romans for help in the first place) fold and are annihilated. Domitius survives and withdraws the surviving forces back through Cappadocia to west Asia i.e. back towards the coast.

Pharnaces advances into Pontus, his ancestral kingdom, where he behaves like a tyrant, taking towns, brutally punishing their populations. The narrator singles out his fondness for identifying beautiful young men and having them castrated.

42 to 47: Events in Illyricum

Where was Illyricum? Illyricum was the Roman province which encompassed the east coast of the Adriatic and up into the mountains, sometimes referred to in translations as the Balkans, the territory which, under the emperors, came to be called Dalmatia. The Roman governors of the province consistently supported Caesar, but the natives sided with Pompey. The heavy fighting at Dyrrhachium in 48 was just south of the border of the province. Unlike Greece, Asia or Egypt it is described as a very poor province, with ‘very meagre prospects.

Illyricum in the Roman Empire

Caesar had been proconsul of Illyricum all through the Gallic war and at the end of each fighting season in Gaul had crossed back over the Alps to come and administer this province, so he knew it well.

At the outbreak of the civil war with Pompey Caesar had left it to be run by his quaestor Quintus Cornificius, who had acted wisely and discreetly, slowly taking fortresses built by rebellious natives and pacifying the province. Cornificius captured Marcus Octavius‘s fleet fleeing after the battle of Pharsalus.

Caesar now orders Aulus Gabinius to take newly levied legions and unite with Cornificius, but he arrives in the depths of winter and sustains many reverses, coming off worst when he attempts to storm fortresses in bad weather without food supplies. Gabinius is defeated while withdrawing on Salona, losing 2,000 troops, 38 centurions and four tribunes. He dies soon afterwards of illness.

Caesar had left Publius Vatinius in charge of Brundisium. When Vatinius learns that the Pompeian fleet of Marcus Octavius is raiding up and down the Illyrian coast, he repairs and knocks together a scratch fleet of ships and sails out to engage Octavius. He forces Octavius to abandon his siege of Epidaurus.

Vatinius engages Octavius’s fleet off the island of Tauris. Octavius has the bigger ships and more of them but Vatinius’s men are more fierce for battle. Thus, when the ships ram each other and become entangled it is Vatinius’s forces who storm the enemy ships and fight fiercely, sinking many of Octavius’s ships. Octavius abandons his own ship, swims to a small boat which is swamped by survivors and also sinks then, despite his wounds, to an escort vessel and, as night falls, escapes.

Vatinius rests his men and repairs his ships before sailing on to the island if Issa where he a) takes submission of the townspeople b) learns that Octavius has sailed to Africa, where most of the other Pompeian forces are now regrouping. And so Vatinius returns to Brundisium with his fleet and army intact, having rid Illyricum of its sea-borne attackers and secured it for Cornificius and Caesar.

48 to 64: Events in Further Spain

[Spain was divided into two Roman provinces, Hispania Ulterio and Hispania Citerior, which can be translated into slightly old-fashioned English as Further Spain and Hither Spain.]

This section is more enjoyable than any other part of the book for the simple reason that it is clear and comprehensible. The author gives a lucid, comprehensive and rational explanation of why the governor of Hither Spain, Quintus Cassius Longinus, was deeply hated by both the provincials and his own troops, for his systematic extortion of the former and his cynical bribery of the latter.

When Caesar orders him to bring an army across to Africa, to march through Mauretania to the border of Numidia, like a character in a Plautus play, Cassius is overjoyed because this means more opportunity for bribery, extortion, corruption and loot. He travels to Lusitania to raise more taxes, men and build ships.

He assembles his troops at a camp near Corduba and promises the ones coming with him 100 drachmas each, then returns to Corduba. That same afternoon he was entering the judgement hall when he is set upon by half a dozen Roman conspirators who stab him and his guards.

It’s interesting that they use the same technique as with Caesar i.e. one person buttonholes the victim with a document, a petition, distracting them and manoeuvring them into the optimum kill position, and then the others attack. Also interesting how difficult they found it to kill someone. It took about thirty stabs to kill Caesar, and even though there are half a dozen assassins here, they fail to kill Cassius.

Cassius is rescued by his bodyguard and carried home, most of the assassins flee to safe houses, but L. Laterensis goes to address the native troops and second legion, telling them that their hated leader is dead and they are both overjoyed.

So it comes as a dreadful disappointment to everyone to learn that Cassius has survived and is not that badly hurt. The legions promptly march to Corduba to show their loyalty to their commander, as they know what is good for them.

Cassius has the main assailants interrogated, and they reveal the names of plenty of other conspirators including some of the most senior figures in the province. Cassius has the junior ones executed or tortured but negotiates a ransom from the richer ones. His greed was legendary.

When Cassius hears that Caesar has triumphed over Pompey, he orders a levy of all the richest men in the province, told those he owed money to that he wasn’t going to pay it, extorted more loans, held a levy of knights i.e. leading businessmen to conscript them to the army unless they bought their way out. Then dispatched the legions he was planning to tranship to the embarkation point.

En route he learns that the native legion and the second legion have mutinied chosen Titus Thorius, a native of Italica, as their leader. He sent the quaestor Marcus Marcellus to secure Corduba but then heard that Marcellus had gone over to the mutineers along with some cohorts of the legion kept in Corduba to maintain it.

Thorius marches his veteran legion towards Corduba. They did so in the name of Pompey because they didn’t want the reputation of being simple mutineers. The people of Corduba beg them not to loot and pillage the city. The army realise they don’t need to proclaim their allegiance to Pompey and revert back to loyalty to Caesar (!), acclaim Marcellus their leader and camp near Corduba.

Cassius approaches with his loyal legions. He sends for help to king Bogud in Mauretania and Marcus Lepidus, the pro‑consul of Hither Spain. He lays waste the territory of Corduba. The two armies camp opposite each other by the river Baetis. Marcellus’s troops beg him to engage but he withdraws at which point Cassius sends his superior cavalry to harass the rearguard.

When Marcellus blocks access to the river for his troops, Cassius struck camp and marched to Ulia, a town he believed to be loyal. Marcellus besieges Ulia and Cassius’s camp but before the encirclement is complete Cassius sends out his cavalry to be free to forage.

King Bogud arrives with a legion loyal to Cassius and harasses Marcellus’s fortifications, though without a decisive blow either way.

Lepidus arrives with 35 legionary cohort and enforces a truce. In fact Marcellus immediately defers to his authority and goes over to him. Cassius is more suspicious and only agrees to submit if Marcellus’s fortifications are dismantled. To everyone’s surprise King Bogud attacks part of Marcellus’s defences and only an angry Lepidus’s intervention stops there being a massacre.

Lepidus and Marcellus are now unified and then Trebonius arrives to govern the province as pro-consul. Cassius posts his troops to their winter quarters and hastened to Malaga where he embarked on ship. His enemies say he wanted to avoid the humiliation of having to submit to Lepidus and Marcellus, and also avoid travelling through a province he had thoroughly pillaged and looted.

His ship foundered in bad weather at the mouth of the river Ebro and he was drowned.

65 to 78: Operations in the East leading up to the battle of Zela, August 47 BC

Having marched up from Egypt to Syria, Caesar learned of political unrest in Rome (as usual) but knew he had to secure the East before he returned. By this he meant leaving all the provinces:

  • organised in such a way that they would be immune from internal disagreements
  • had accepted a legal constitution
  • had no fear of aggression from without, either through peace treaties with neighbouring enemies or by having beaten and intimidated them

Syria, Cilicia and Asia would be easy but Bithynia and Pontus were still being tyrannised by Pharnaces.

So Caesar posts Sextus Caesar, his friend and kinsman, to command the legions and govern Syria, and sets off for Cilicia where he calls a conference at Tarsus and secures the peace and security of the province from its tribes and kings.

Then forced marches through Cappadocia to Comana. Here Caesar adjudicates a dispute between Ariobarzanes III (king of Cappadocia from 51 to 42 BC) and his younger brother, Ariarathes, granting the latter the kingdom of Lesser Armenia.

Deiotarius, originally tetrarch of western Galatia, had been rewarded by Pompey for his help against Mithridates with land in eastern Pontus and the title of king. Now he came to Caesar very shrewdly dressed in the clothes of a suppliant and begged forgiveness for siding with Pompey, saying he didn’t have much choice. Caesar is quite hard on him, saying he should have known who would triumph. But forgives him on condition he joins his native legion for the campaign ahead.

Caesar marches to Pontus and assembles his forces which are not large (four legions) but battle hardened. Pharnaces sends embassies of peace truckling favour by pointing out that he had refused to send auxiliaries to Pompey, unlike Deiotarius. The text quotes Caesar’s reply to Pharnaces in which he says they can’t undo the past outrages (the murders and emasculations) but Pharnaces must now:

  • withdraw from Pontus
  • release the household slaves of the tax‑gatherers
  • make all other such restitution as lies in his power to the allies and Roman citizens

Realising Caesar is pressed for time, Pharnaces delays. So Caesar marches to the town of Zela. Pharnaces occupies an old camp of his father on a nearby hill, Caesar camps 5 miles away. The text once again gives a confusing description of how Caesar moved his forces to take advantage of the terrain, especially as the notes point out that nothing in the description correlates to any of the natural features around Zela. Were these descriptions just made up?

Caesar moves up his army to the south side of a valley whose north side Pharnaces occupied and gets them to start building fortifications. If there’s one thing you learn from all these texts it’s that the Roman army spent far more time building camps and fortifications and entrenchments and siege works than actually fighting.

With mad confidence Pharnaces orders his army to descend the steep ravine and begin ascending the other side towards Caesar’s camp. The initial assault throws the Romans into confusion but they form up and start to repel the enemy who, once they are forced backwards down a slope, fall over their own reinforcements, drop their weapons and flee to the other side of the valley where they are now defenceless.

It is a complete victory and Pharnaces flees with a handful of men. Caesar is overjoyed at having such a quick victory in what he feared would be a long drawn out campaign. He made a present to his troops of all the royal plunder. He instructed the Sixth legion to leave for Italy to receive its rewards and honours, sent home the auxiliary troops of Deiotarus, and left two legions in Pontus with Caelius Vinicianus. Then he himself set out on the following day with his cavalry in light order.

78: good administration

The key to success was not just thinking strategically and winning battles. It was about the widespread and consistent good administration of the existing provinces and newly captured territories.

Thus Caesar marches east through Galatia and Bithynia into Asia, holding investigations and giving his rulings on disputes in all those provinces, and assigning due prerogatives to tetrarchs, kings and states. The Mithridates who had brought him such vital help in Egypt he made king of Bosphorus, which had formerly been under control of Pharnaces, and thus creating a buffer state ruled by a friendly king between the Roman provinces of Asia and ‘barbarian and unfriendly kings’ i.e. Pharnaces and the Parthians beyond.

Video

This video clarifies a lot of details which are obscure in the text, particularly about the fighting in Alexandria.

It clarifies that Caesar took refuge in the palace complex and demolished the surrounding walls and buildings in order to create a fortified base which he could hold against repeated attacks, despite sustained fighting in the streets around it. The video explanation is clearer than anything in the text.

Similarly, I found the naval battle which starts in section 10 hard to follow in the text:

In order to take some personal decision as to what he thought ought to be done, Caesar boarded a ship and ordered his whole fleet to follow him. He did not embark any of our troops, since, as he was going somewhat too far afield, he was loath to leave our entrenchments unmanned.

He ordered the entire fleet to follow him In order to take some personal decision as to what he thought ought to be done? Doesn’t make much sense. Taking the fleet off somewhere rather feels as if he has made a decision. At places like this, you strongly feel the narrator was not privy to Caesar’s plans. In The Civil War Caesar generally explains his thinking and strategy in such a lucid way they can easily be converted into bullet points. Not in this text. One more piece of evidence that it was written by someone close to Caesar’s operations, a trusted lieutenant, but not the man himself.

Were the Romans good governors?

The central topic of the Civil War was defeating Pompey. In this text, however, it’s much more about trying to establish good, secure and lasting administrations, starting in Egypt, but ultimately stretching all around the Mediterranean. It’s a simple question but I wonder whether it can be answered: were the Romans good governors and administrators? A little more precisely: did the provinces the Romans governed benefit from their rule?

The arguments against are very evident in these texts being:

  1. the process of being conquered involved mass slaughter, towns obliterated and country ravaged (as vividly depicted in the Gallic Wars)
  2. even when you’d been ‘pacified’ and accepted Roman province status, chances were that one of their civil wars would break out and you’d find your cities and land devastated all over again
  3. even in complete peacetime you might find yourself lumbered with a criminal like Quintus Cassius Longinus as a governor, with absolutely no court of appeal from his extortions

So the downsides are obvious. But what of the benefits? Someone somewhere must have done a definitive study of the simple question.


Related links

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The Civil War by Julius Caesar – 2

Julius Caesar’s own account of the civil war he fought against Gnaeus Pompeius (Pompey) and his successors from 49 to 45 BC is divided into three parts. I have previously summarised parts one and two. This is a summary of the third and final part.

Part 3: The great confrontation (112 sections)

1 to 6: Caesar in Italy – Pompey’s preparations

Caesar returns to Italy where he temporarily takes the title dictator in order to carry out the legal functions of the absent consuls and senate. He oversees elections in which he is elected consul for the next year, 48 BC. Caesar adjudicates legal cases, solves bankruptcy cases, officiates at the Latin religious festivals, then relinquishes the dictatorship and hurries to Brundisium.

Here he is presented with an ongoing shortage of ships. Pompey has had a whole year in which to gather forces in Greece and Asia, which Caesar proceeds to itemise. Thus Pompey holds all the ports along the Adriatic coast and Caesar lists the squadrons and their officers, with Marcus Bibulus in overall command. (This Bibulus had been aedile then consul in the same years as Caesar and had a number of bitter grievances against him.)

7 to 19: Negotiations in Epirus

Caesar manages to ferry some legions over to Palaeste but many of the ships returning to transport more are intercepted by Bibulus and burned, with their crews and captains aboard. The Pompeian Marcus Octavius besieges Salonae and the townspeople resort to desperate measures to break the siege.

Caesar sends a peace envoy to Pompey. Obviously it is carefully crafted for inclusion in this narrative and cannily states that the best time to negotiate is while both sides are equally balanced. Caesar offers to disband his armies in 3 days if Pompey will do the same and both submit to the adjudication of the Senate and people of Rome.

In the meantime Caesar marches to Oricum where the townspeople disobey the Pompeian commander Lucius Torquatus and open the gates to him. He marches on to Apollonia where the people, again, refuse to disobey a) a consul who b) has been accepted by the entire Italian people, so that he commander, Lucius Staberius, is forced to flee. Same happens at Byllis, Amantia and all the towns of Epirus who send envoys promising to obey Caesar.

Pompey is marching his army at top speed to Dyrrachium but is panicking, with troops deserting. Near the town Pompey orders a camp built and makes his senior officers, centurions and men renew their oath of allegiance. Beaten to Dyrrachium, Caesar builds a huge camp nearby and decides to spend the winter under tents.

Caesar’s next cohort of troops to be transported from Brundisium is setting out when the commander receives message that the entire coast is patrolled by Pompey’s navy and turns back. One ship continues, is intercepted, and everyone on board is put to death. That said, Pompey’s navy can’t put into any of the ports which are now controlled by Caesar and so run short of food and drinking water.

A Pompeyan officer named Libo asks to see Caesar and offers a truce. But when he refuses to send envoys on to Pompey Caesar realises he’s playing for time. Bibulus, commander of the Pompeian fleet, contracts illness aboard ship and dies. Caesar hears after the war that when his closest advisers began to discuss peace with Pompey the latter shut them up by asking rhetorically what he could want from a life or reputation granted by Caesar i.e. to live at Caesar’s will? I.e. Pompey would never have listened to Caesar’s peace proposals.

The two armies are camped not far from each other either side of the river Apsus, and the common soldiers arranged a ceasefire. This was escalated into a formal meeting between officers, with the soldiery on both sides wanting peace. But Caesar emphasises it was the Pompeian officers who refused compromise. Caesar’s legate or second-in-command for his entire command in Gaul, Titus Atius Labienus, has gone over Pompey’s side and makes a haughty speech demanding Caesar’s head. After that, no negotiations are possible.

20 to 22: Trouble in Italy

A digression describing the short career of Marcus Caelius Rufus who makes several ill-conceived political initiatives in Rome, before being banned from political life and expelled from the city. Nonetheless he invited back the rabble rouser Titus Annius Milo from exile in Massilia and together they try to foment a kind of slave rebellion in central Italy. But when Milo offered money to a garrison Caesar had put in place in the town of Cosa, they killed him on the spot. End of revolt and digression.

23 to 30: Antony runs the gauntlet

The Pompeian Libo takes a fleet of 50 ships and blockades Brundisium, capturing some military and grain transport ships. Marcus Antonius (Mark Antony) sets a trap and captures one of Libo’s ships. Also, after a while, they run short of water, since the entire coast is manned by Caesarians, so Libo abandons the blockade. It is now January 48 BC, one year after Caesar crossed the Rubicon.

Caesar implores reinforcements and eventually Mark Antony and Fufius Calenus sail a fleet of troops across the Adriatic, pass Dyrrachium, where they start to be pursued by Pompeian forces, but by good fortune, make port at Nymphaeum. The Pompeian ships out at sea were hit by a gale and many driven ashore and wrecked. Caesar makes one of many comments about the sheer luck involved in warfare.

Both Pompey and Caesar learn where Antony has landed (with 3 legions of veterans, one of recruits and 800 cavalry) at the same time, strike their camps and go to join/attack him. Pompey gets there first but, as Caesar approaches from behind, realises he risks being caught between two armies and so retreats to Asperagium.

31 to 38: The lieutenants in Macedon

Description of the wretched behaviour of Quintus Caecilius Metellus Pius Scipio as governor of Syria, extorting and mulcting the province, before being summoned by Pompey to Macedonia.

Meanwhile, having linked up with Antony, Caesar sends envoys to nearby parts of Greece to test their loyalty. A rather complicated description of the reception of three separate envoys Caesar sends to different parts of Greece, leading up to a confrontation between Scipio – who force marches his army into central Greece – and the Caesarian Gnaeus Domitius Domitian, with 2 legions and 500 cavalry.

39 to 58: Stalemate at Dyrrachium

Caesar leaves the port of Oricum in the charge of Manius Acilius and marches inland. Pompey’s son Gnaeus storms Oricum with a sophisticated attack, then goes on to Lissus where he burns the thirty transport ships left by Antony. A very effective young admiral, aged only 26 or so.

Caesar marches to Asparagium to confront Pompey, sets camp and next morning brings out his army in battle array to settle the issue. But Pompey doesn’t rise to the bait. Caesar adopts a different strategy and force marches his legions back to Dyrrachium. Pompey builds a camp on a defensible height.

It now becomes clear the war is going to last a long time. Pompey refuses a direct fight and his strong fleet controls the entire coast, preventing Caesar getting supplies or reinforcements from Italy. Caesar decides to surround Pompey’s camp and blockade it. Pompey counters by building a long wall, dotted with forts designed to encompass as much territory as possible. This leads to constant sniping and skirmishing between the sides along these extended lines, which Pompey always wins.

It’s an unusual position. Normally an army besieges another when the other is a) defeated or tired and b) numerically smaller. Here Caesar has fewer forces than Pompey’s which a) had not fought at all b) were numerically superior and c) were better provisioned. Caesar, however, dries up Pompey’s water supplies, leading to great hardship.

Around section 50 there is a gap in the manuscript and when it resumes we are in the middle of a set of firefights in which Pompey appears to have tried to break out of his fortifications, being only with difficulty forced back. One particular Caesarian fort stood alone against a Pompeian legion for four hours and, when it was finally relieved, Caesar generously rewarded and promoted its leading fighters.

Every day Caesar lines up his army offering to fight but Pompey refuses. Caesar sends envoys out to towns further and further afield in Greece to win their loyalty. Caesar sends Aulus Clodius, a mutual friend, to parlay with Scipio, who is now in central Thessaly and in a powerful position, both as Pompey’s father-in-law and as commander of an army in his own right. But after initial talks, on the following days Aulus is excluded from conferences and nothing comes of it.

Caesar’s tactic of surrounding and starving out Pompey begins to work. Horses are going short of provisions, men are going hungry.

59 to 74: Setbacks for Caesar

Pompey takes advantage of the insider knowledge of two Gaulish chieftains who Caesar had promoted, brought with him and trusted, but who had become corrupt, extorting and embezzling money. When Caesar berated them for this they fled Caesar’s camp with money and Gaulish men and went over to Pompey. They now provided Pompey all the information he needed to break through a weak point in Caesar’s fortifications down by the sea, massacring Caesarean cohorts, until Antony arrived and stabilised the situation.

In a second battle, there is a confusing description of an attack on a lesser camp Pompey had partly abandoned which leads at first to success by Caesar, then, when Pompey arrives with reinforcements,  to the panic-stricken rout of Caesarean forces trapped between various defensive walls. When the rout is complete, Pompey parades his prisoners and Labienus has them all executed in sight of their comrades. One’s tentative sympathy for Labienus for standing up to Caesar’s illegal behaviour shrivels and disappears.

In a rare moment of reflection, Caesar comments that Pompey’s forces made a very big mistake in attributing this victory to themselves when the cause of the catastrophe had mostly been the panic of Caesar’s own side, who crushed and trapped each other in their panic to escape the constricting fortifications.

The Pompeians boasted they had won a great victory when it had not been a battle at all, had not been fought in an open space, when most of Caesar’s forces had been prevented from coming to the rescue by the tight space. Above all they showed a failure to grasp the fundamental contingency of battle where big events can hinge on tiny accidents.

They did not recollect the common chances of warfare, how often trifling causes, originating in a false suspicion, a sudden alarm, or a religious scruple, have entailed great disasters, whenever a mistake has been made in an army through the incapacity of a general or the fault of a tribune; but just as if their victory were due to their valour and no change of fortune could occur, by reports and dispatches they proceeded to celebrate throughout the world the victory of that day (Book III.72)

In other words, pride before a fall. Hubris.

75 to 81: Caesar moves to Thessaly

After this setback, Caesar assembles his army and makes a big speech to restore morale (we have read scenes like this in the Gallic Wars). Then Caesar that night abandons the whole siege strategy and sets them off in stages marching south inland towards Apollonia. For the next few days Caesar adopts the same tactic, sending the baggage off ahead at midnight, then setting the unencumbered troops off a few hours later.

Caesar summarises the strategies going through both his and Pompey’s minds. He is interested in drawing Pompey away from the coast and his supply lines, but risks getting caught between him and Scipio’s army, so is keen to reach Apollonia as soon as possible to link up with the legions he had assigned to Gnaeus Domitius Calvinus.

Unhappily for Caesar, Domitius had meanwhile struck the camp he’d built near to Scipio’s and gone foraging for food i.e. making it harder for Caesar to hook up with him and combine against Scipio. But, as it happened, he encountered the treacherous Gauls mentioned above. They parleyed in peace and the Gauls boasted about their Famous Victory and that Caesar had turned tail and run. Thus alerted to what Caesar was doing, Domitius sent out scouts, contacted and then linked up with Caesar’s army.

Caesar marches on to Gomphi, the first town in Thessaly whose ruler, Androsthenes, hearing exaggerated rumours of Caesar’s defeat, had defected to Pompey, withdrawing his population into the town and sending messages to Pompey asking for quick help.

Bad idea. Caesar invests the town as soon as he arrives and by the end of the afternoon has stormed its walls and given the town over to his troops to plunder and make an example of. He then hurried on to Metropolis, which had also defected and the townspeople barricaded themselves inside. Caesar presented some survivors from Gomphi who, when they told their story, the Metropolitans opened their gates and threw themselves on Caesar’s mercy, He was very careful to preserve them from harm and so the message was spread around the region that Caesar was merciful and it was alright to submit to him.

Caesar marches on into open countryside where crops are ripening. Since food is a constant worry for an army on the move, he decides to make this the base of operations.

82 to 84: Pompey follows

Pompey arrives nearby, makes camp, addresses his troops, makes Scipio joint leader. Caesar mockingly describes how everyone in Pompey’s camp was now over-confident of victory and how all Pompey’s political hangers-on were already squabbling about who will get which magistracy or priesthood once they returned victorious to Rome, the kind of petty politicking which Cicero describes the letters he wrote from Pompey’s camp (Atticus. XI.6).

It is impossible not to enjoy Caesar’s gloating. He may be a genocidal military dictator but he was shrewd, effective and extremely experienced. Throughout his account he emphasises the role even tiny tremors of fortune can make to outcomes. And so we realise the profound foolhardiness of Pompey’s hangers-on and their bickering and arguing about who shall have which office and who shall confiscate which dead Caesarean’s property back in Rome. They think war is as guaranteed as a bought election, as bribery and suborning in politics, not realising how contingent it can be.

But he who remains most focused and mindful is able to take advantage of those little reversals of fortune. So while Pompey’s entourage politicked, Caesar brought out his forces every day and practised and trained on the plain between the two camps.

85 to 101: The battle of Pharsalus

Caesar does this for several days in a row but Pompey refuses to bring his army out to face him. Eventually Caesar abandons hope of tempting Pompey to an open battle, and was striking camp and had begun actually marching off in search of fresh cropland, when he noticed that Pompey’s army had that morning come out a little further from their ramparts than was customary. He has finally agreed to fight.

Caesar gives a (presumably fictional) account of Pompey’s speech to his advisers, saying they will wrap the battle up by using overwhelming cavalry on Caesar’s exposed right flank. Then Labienus is made to give an over-confident speech, introducing an oath that he will not re-enter the camp unless as victor and making all the other leaders swear it. Reminds me of the ofermōde of Earl Byrhtnoth at the Battle of Maldon a thousand years later. In other words, this is a very literary motif.

Caesar describes his deployment of his forces, then his final speech to his men, reminding them of his repeated attempts to negotiate peace. (Hmm, is this what you would say to an army to fire them up before a battle? Or is it placed here for purely political effect?)

Expecting Pompey to rely on his cavalry and knowing his own is weak, Caesar made the vital decision to post an unusual fourth line of infantry borrowed from each legion behind his own cavalry. And so when Pompey’s cavalry attacked, it at first stunned and moved backwards Caesar’s men. But at the height of the engagement Caesar ordered this fourth line to come out from behind his cavalry and attack Pompey’s cavalry from the side. This confused and panicked Pompey’s cavalry and they took heavy casualties then fled the battlefield to the nearest hill.

This was the decisive moment of the battle. Seeing his cavalry repulsed, Pompey left the battlefield and went to his tent in his camp. This fourth line then massacred Pompey’s slingers and archers who had been left exposed by the flight of the cavalry, then attacked the main block of his infantry from the side and behind. That was enough to break Pompey’s lines and create a rout.

The Caesarians pursued them right up to the walls of their camp, scaled them, opened the gates and rampaged. They discovered the tables of the generals laid with fine wine and food expecting a victory feast.

Meanwhile Pompey removed his general’s insignia, mounted a horse and fled out the back gate. He rode to Larissa, picking up a few senior officers on the way and reached the coast with an entourage of 30, where he went aboard a civilian grain ship, plunged in despair.

A significant number of Pompey’s army escaped to nearby hills. Caesar told his men not to plunder the camp but come with him. He built a wall fencing the Pompeian survivors from the river i.e. water, then waited. In the morning they all came down and surrendered, pleading for their lives. Caesar granted them all clemency, and ordered his men to treat them well, sending the legions with him back to the camp to rest.

Caesar claims that of Pompey’s army about 15,000 fell but 24,000 surrendered. He captured 180 military standards and nine eagles. He describes it as the Battle of Thessaly (the name of the region) though later history came to call it the Battle of Pharsalus (the nearest town).

Caesar cuts away to news of the victory arriving at a) Brundisium, where another Pompeian fleet was blockading the Caesarians and b) at Sicily, where Caesar’s fleet was suffering from an attack of fireships led by Gaius Cassius.

102 to 105: The death of Pompey

Pompey flees by ship through the Greek islands, to Mytilene, to Cilicia, and on to Cyprus. Everywhere he and the lieutenants who followed him went they found the towns and citadels closed against him.

Pompey raises money from tax collectors in Cilicia and sails to Pelusium in the Nile Delta. (Caesar includes none of the details which Plutarch included in his Life of Pompey a hundred years later, not mentioning Pompey’s intention of collecting his wife Cornelia and youngest son Sextus from Mytilene, or the council of advisers he convened to discuss where to go next and which reluctantly settled on Egypt.)

Caesar gives a very schematic account of the conversation among the advisers to young King Ptolemy XIII when they hear of Pompey’s arrival on the coast of Egypt. Caesar bluntly describes Pompey going in a small boat to the Egyptian shore where he was murdered by Achillas and Lucius Septimius. It’s interesting to compare and contrast Caesar’s blunt unornamented account with the more artful and unbearably moving account of Plutarch.

Caesar arrives in ‘Asia’ i.e. the west coast of Turkey, and devotes a half a page to describing the various omens and prophecies of his victory which he discovers had been observed out in the superstitious East.

106 to 112: Caesar at Alexandria

Caesar takes half his troops by ship to Alexandria. He lands and takes it upon himself to adjudicate in the civil war between young Ptolemy and his sister Cleopatra. This had a legitimate basis. Old king Ptolemy Auletes had been deposed by his people and only restored by the money and army raised and sent by Pompey/Rome. Before his death Auletes had written a will dividing the kingdom between his eldest son and daughter and asking the people of Rome to see that it was carried out. Caesar had a copy of this will which had been found at Pompey’s camp.

But while he was debating all this with young Ptolemy Caesar learned that an Egyptians army was approaching Alexandria, led by the same Achillas who murdered Pompey. Caesar is mocking of its make-up of ex-slaves, criminals and Romans gone to seed.

But it leads to serious fighting, as the Egyptian army seizes most of the city, trapping Caesar and his much smaller forces in a particular quarter. The main threat comes in the harbour where the Egyptians attempted to seize the 50 warships which they had sent to help Pompey and which had now returned to base. With these the Egyptians could cut off Caesar’s escape or prevent him being supplied. Caesar manages to lead an attack on these ships and burns them all.

Then he secures the Pharos, the island which controls Alexandria’s harbour and fortifies the part of the city he holds. Ptolemy’s younger daughter, Arsinoe, goes over to the attackers but soon sows dissent and splits its leadership. Meanwhile, the king’s tutor and regent Pothinus continued sending messages of encouragement to Achillas until he discovered by Caesar and executed.

And so ends in mid-struggle Caesar’s account of the Civil War, explaining why the narrative continues without a break into the separate text known as The Alexandrian War.

Thoughts

Obviously the book has an epic feel, overflowing with compelling details about one of the most turbulent and tragic events in classical history. It’s breath-taking in itself to be reading the eye witness accounts of the central protagonist in one of the great events in Western history, as if we could read Napoleon or Hitler’s diaries.

But the real eye-opener is Caesar’s stamina. He came straight from carrying out eight years of relentless warfare in Gaul into a further five years of intense civil war in theatres all around the Mediterranean. Caesar’s ability to manage all this, to get up every morning with full commitment, a ferocious grasp of detail, making the right calls about tactics and strategy, about political manoeuvring, assessing a never-ending stream of opponents and allies, is quite breath-taking. Superhuman stamina and ability. No wonder many contemporaries came to think of him as a god.

The war instinct

There is a certain keenness of spirit and impetuosity implanted by nature in all men which is kindled by the ardour of battle. This feeling it is the duty of commanders not to repress but to foster, nor was it without good reason that the custom was instituted of old that signals should sound in every direction and the whole body of men raise a shout, by which means they thought that the enemy were terrified and their own men stimulated. (III.92)

Video

There are many videos of the Battle of Pharsalus. I found this one clear and thorough.


Related links

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