The Soul of Man under Socialism by Oscar Wilde (1891)

The proper aim is to try and reconstruct society on such a basis that poverty will be impossible.

Disobedience, in the eyes of anyone who has read history, is man’s original virtue. It is through disobedience that progress has been made, through disobedience and through rebellion.

A map of the world that does not include Utopia is not worth even glancing at…

 A brief recap

Oscar Wilde, born in 1854, made his literary debut with a volume of slender and derivative poems in 1881 (aged 26) which sank without trace. His luck changed when Richard D’Oyly Carte, the English impresario, to promote ‘Patience’, the new Gilbert and Sullivan opera lampooning the fashionable art movement of Aestheticism, contracted Wilde in his capacity as one of London’s leading aesthetes, to undertake a lecture tour to promote the opera in the United States. Wilde sailed to New York, arriving in January 1882. Originally planned to last four months, the tour continued for almost a year owing to its commercial success.

Back in the UK in 1884 Wilde married Constance Lloyd, daughter of a wealthy Queen’s Counsel. In the later 1880s he made a living writing as a jobbing journalist, writing essays, reviews and articles. In the oddest part of his career he edited The Woman’s World magazine from 1887 to 1889 (aged 33 to 35). All the time he cultivated the image of the leading representative of the Aesthetic movement, fashioning himself into one of the London’s most notorious and newsworthy personalities, but he hadn’t actually written anything of lasting value.

Tiring of makepiece journalism, towards the end of the decade Wilde made a renewed effort to transition to being a full-time writer of prose, producing short stories, fairy tales and essays, collected in a series of volumes which, for the first time, enjoyed critical and commercial success:

He also wrote his inspired and fabulous novel, The Picture of Dorian Gray (1890). The Soul of Man Under Socialism, published in 1891, was therefore written at the height of Wilde’s powers as a prose artist just before he embarked on the series of comic dramas which clinched his reputation:

  • Lady Windermere’s Fan (1892)
  • A Woman of No Importance (1893)
  • An Ideal Husband (1894)
  • The Importance of Being Earnest (1895)

The Soul of Man under Socialism

Believe it or not, this essay was written under the influence of the contemporary anarchist philosopher, Peter Kropotkin, whose works Wilde had been reading.

It is foolish to try and extract too sensible, coherent or linear an argument from a Wilde text. His whole purpose is to entertain and delight so that in his works witty paradoxes or bon mots will always take precedence over logic. And sure enough the second half of this long essay wanders a long way from the ostensible topic, so much so that it ceases to be a consideration of socialism, the political platform espoused by (in their very different ways) contemporaries like George Bernard Shaw or William Morris, and becomes a long defence of Wilde’s theory of Individualism.

Socialism, Communism, or whatever one chooses to call it, by converting private property into public wealth, and substituting co-operation for competition, will restore society to its proper condition of a thoroughly healthy organism, and ensure the material well-being of each member of the community. It will, in fact, give Life its proper basis and its proper environment. But for the full development of Life to its highest mode of perfection, something more is needed. What is needed is Individualism.

In the first part, insofar as there is an ‘argument’ in what amounts to Wilde’s only statement on politics, it can be summed up quickly: Capitalism forces men to waste their energy and genius trying to help each other in vain and silly ‘politics’ or pointless ‘charity’. This is because a world based on private property leads to grotesque inequality with super-wealth for a tiny minority and crushing, soul-destroying poverty for the great mass of the population. In a world set free by technology and socialist organisation, everyone would be free to express themselves creatively.

Under Socialism…there will be no people living in fetid dens and fetid rags, and bringing up unhealthy, hunger-pinched children in the midst of impossible and absolutely repulsive surroundings…Each member of the society will share in the general prosperity and happiness of the society, and if a frost comes no one will practically be anything the worse…Socialism itself will be of value simply because it will lead to Individualism.

Wilde the artist and art critic (inevitably) sees Art as the highest form of being, and involvement in creating or appreciating Art as the highest fulfilment of human nature, and these activities derive above all from the singularity of the individual.

A work of art is the unique result of a unique temperament.

Wilde’s vision of socialism is of a society set free from work and drudgery where everyone devotes all their energies to cultivating their ‘unique temperaments’, developing and moulding themselves into the most exquisite works of art possible. It is everyone’s duty to cultivate their individuality. By contrast, anything which prevents this (i.e. the entire ideology of Victorian society, its work ethic, inequality and ideas about Duty and Charity) is bad, and Wilde spends half the essay denigrating Victorian society as much as fantasising about the utopia of individualism.

Arguments for individualism

Socialism itself will be of value simply because it will lead to Individualism.

Under the new conditions Individualism will be far freer, far finer, and far more intensified than it is now. I am not talking of the great imaginatively-realised Individualism of such poets as I have mentioned, but of the great actual Individualism latent and potential in mankind generally.

With the abolition of private property, then, we shall have true, beautiful, healthy Individualism. Nobody will waste his life in accumulating things, and the symbols for things. One will live. To live is the rarest thing in the world. Most people exist, that is all.

In the central part of the essay, at its hinge or transition, Wilde makes a prolonged case for Jesus as the first prophet of Individualism. This is obviously a radical reinterpretation, spangled with Wildean paradox, but it eventually becomes quite convincing, quite as convincing as many of the other sects which have reinterpreted Jesus’ teachings to suit their goals.

Wilde presents a Jesus who is continually emphasising that the kingdom of God is within you and so nothing to do with external possessions, or even actions:

He said to man, ‘You have a wonderful personality. Develop it. Be yourself. Don’t imagine that your perfection lies in accumulating or possessing external things. Your affection is inside of you. If only you could realise that, you would not want to be rich. Ordinary riches can be stolen from a man. Real riches cannot. In the treasury-house of your soul, there are infinitely precious things, that may not be taken from you. And so, try to so shape your life that external things will not harm you. And try also to get rid of personal property. It involves sordid preoccupation, endless industry, continual wrong. Personal property hinders Individualism at every step.’

At moments a straightforward rehash of Jesus’s teachings, at other moments the essay suddenly sheds new light, transforming Jesus into an 1890s Aesthete. This section can’t have made him many friends with the sternly religious late-Victorians, and it would be quoted against him at his trial. Indeed, everything beautiful and inspiring which he wrote would be used against him.

And so he who would lead a Christlike life is he who is perfectly and absolutely himself. He may be a great poet, or a great man of science; or a young student at a University, or one who watches sheep upon a moor; or a maker of dramas, like Shakespeare, or a thinker about God, like Spinoza; or a child who plays in a garden, or a fisherman who throws his net into the sea. It does not matter what he is, as long as he realises the perfection of the soul that is within him.

It is to be noted also that Individualism does not come to man with any sickly cant about duty, which merely means doing what other people want because they want it; or any hideous cant about self-sacrifice, which is merely a survival of savage mutilation. In fact, it does not come to man with any claims upon him at all. It comes naturally and inevitably out of man. It is the point to which all development tends. It is the differentiation to which all organisms grow. It is the perfection that is inherent in every mode of life, and towards which every mode of life quickens. And so Individualism exercises no compulsion over man. On the contrary, it says to man that he should suffer no compulsion to be exercised over him. It does not try to force people to be good. It knows that people are good when they are let alone. Man will develop Individualism out of himself.

‘Sickly cant about duty.’ This feels like a deliberate insult to the Kipling worldview and the administrative ethos of the greatest Empire the world had ever seen. The public school ethos, as perfected during the 19th century, aimed to provide the Empire with fleets of unreflective administrators for whom Duty was paramount, and Duty was above all about suppressing the self, crushing the self, denying the self, in order to do your duty by God and Her Majesty the Queen-Empress. Wilde steadily, unwaveringly rejects this entire ethos in favour of its exact opposite, unrelenting self-absorption.

Knowing what lay ahead for Wilde i.e. his arrest, trial and imprisonment, it is impossible to read his bating of the Establishment of his day without anxiety and sadness.

Against coercion

Wilde repeatedly warns that the whole point of socialism or communism (in his view) is to free people to do as they want and to be themselves. It follows that any sign of compulsion in the movement would risk instituting a new tyranny worse than the current one.

I confess that many of the socialistic views that I have come across seem to me to be tainted with ideas of authority, if not of actual compulsion. Of course, authority and compulsion are out of the question. All association must be quite voluntary. It is only in voluntary associations that man is fine.

[For] all authority is quite degrading. It degrades those who exercise it, and degrades those over whom it is exercised.

No Authoritarian Socialism will do. For while under the present system a very large number of people can lead lives of a certain amount of freedom and expression and happiness, under an industrial-barrack system, or a system of economic tyranny, nobody would be able to have any such freedom at all.

What is needed is Individualism. If the Socialism is Authoritarian; if there are Governments armed with economic power as they are now with political power; if, in a word, we are to have Industrial Tyrannies, then the last state of man will be worse than the first.

People sometimes inquire what form of government is most suitable for an artist to live under. To this question there is only one answer. The form of government that is most suitable to the artist is no government at all. Authority over him and his art is ridiculous…all authority is equally bad.

This could be taken as a shrewd insight and horribly prophetic of the Russian barrack socialism to come, if we gave Wilde the credit of being any kind of political thinker. Except that actually reading the essay makes you realise that he’s not, really. It’s another essay about art, the artist, the critic, the importance of individuality and so on. There is no consideration of economics except to say that ‘machinery’ will set everyone free by doing all the drudge work. There is no consideration of political or social organisation except the utopian claim that everyone will be free to cultivate their inner artist.

William Morris and Oscar Wilde

Both men are more radical than their modern, watered-down reputations suggest. Morris passionately called for a the total overthrow of modern society in a communist revolution. Wilde supported Irish nationalism and signed petitions supporting anarchists. They both fiercely attacked the British Establishment. They both thought the British Empire was ridiculous and immoral. (When Kipling returned to London for the first time as an adult in 1889, this is the kind of ‘treasonous’ literary culture and writing which he found so offensively ignorant and irresponsible and a betrayal of the thousands of men expending their lives in the service of native populations around the world. Which side would you have been on?)

Superficially, the two men’s utopias sound very different: Morris’s utopia, in News from Nowhere, is rural and simple and arts and crafts-y. It in effect calls for a radical simplification of human nature, until everyone is reduced to the level of a pipe-smoking rustic. Wilde’s utopia sounds, at first, as if it lies at the other extreme, overwhelmingly urban, upper-class, cosmopolitan and super-sophisticated.

And yet Wilde – after the Jesus section mentioned above – disconcerts the reader by going on to describe a vision of the future, a vision of a liberated, humanity, a vision which is in its way even more wilfully infantile than Morris’s:

It will be a marvellous thing – the true personality of man – when we see it. It will grow naturally and simply, flowerlike, or as a tree grows. It will not be at discord. It will never argue or dispute. It will not prove things. It will know everything. And yet it will not busy itself about knowledge. It will have wisdom. Its value will not be measured by material things. It will have nothing. And yet it will have everything, and whatever one takes from it, it will still have, so rich will it be. It will not be always meddling with others, or asking them to be like itself. It will love them because they will be different. And yet while it will not meddle with others, it will help all, as a beautiful thing helps us, by being what it is. The personality of man will be very wonderful. It will be as wonderful as the personality of a child.

More art, more individualism

The second half of the essay wanders away from politics altogether to become an extended disquisition on the nature of Individualism and the necessary individualism of the artist. It explains how, as a result of being individualists, all genuine artists must prompt the enmity of the stupid, suburban, philistine English and their lackeys in the popular press, the critics who always want more of the same and never understand the New or the Beautiful. It turns into a sustained attack on English journalism and the destructive impact of ‘Public Opinion’, with a section each on art, literature and the theatre, the decorative arts and so on.

English public opinion, that is to say, tries to constrain and impede and warp the man who makes things that are beautiful in effect, and compels the journalist to retail things that are ugly, or disgusting, or revolting in fact, so that we have the most serious journalists in the world, and the most indecent newspapers.

‘Socialism’ is left quite a long way behind in all this. The essay should really have been called something like ‘The Necessity of Individualism’.

And on reflection I realise this is the weakness in Wilde’s argument (if it is, indeed, an argument rather than a collection of beautifully written witticisms and generalisations about Art). It is that no matter how many times he writes that he is thinking about everyone in society when he urges a philosophy of Individualism, in practice his figure of the Individual is always defined against the hectoring of vile popular journalists, ignorant art critics, bombastic politicians and, behind them all, the vast stupid public, brought up to have the lowest, most degraded taste, and to be the great squid against which the true Individual must struggle to assert himself. In other words his entire mental model of the Individual requires the great majority of the population not to be individuals. His position is unavoidably elitist.

This, as Morris, Shaw and others realised, was not the language of the joiner, the supporter, the member of any political movement they recognised. How to get from a society where a few scattered individuals (like Wilde and his clique) were fortunate enough to be able to truly express themselves, to one where everyone, absolutely everyone, either wants to or can express themselves as exquisite artists and individuals, is a vast leap which Wilde nowhere really explains.

Much as Morris struggled to imagine how society could possibly make the transition from dirty, crowded, polluted Victorian industrialism to the clean and village-based utopia described in News from Nowhere, and can only resort to describing it in the vaguest terms as some kind of great spiritual awakening.

We now know that revolution’s actually come about primarily by social and political breakdown caused by external factors such as famine or war, and then the seizure of power by a well-organised vanguard who grab the mechanism of the state and institute a reign of terror. England 1647. Paris 1792. Petersburg 1917. Tehran 1979. And Wildean individualism, far from flourishing in such circumstances, is always the first thing to go, all ‘artists’ being forced into parroting the Party line or shot or going into exile.

Individualistic socialism of the type Wilde describes at such length is a lovely idea, if completely without any practical basis. But in actual world we inhabit, authoritarian socialism is the version that has always triumphed.

Summary

The Soul of Man under Socialism is often wilful, showy and overly paradoxical. And yet in his disgust at the poverty and misery of so many of his fellow human beings in Victorian England’s grotesquely unfair society and his genuine wish to do something about it – and in his warning against the coercive element in Socialism which threatened to impose a tyranny far worse than the ills it set out to cure – Wilde was bang on the nail.

Then again, it’s quite funny (at his expense) that the injustice Wilde gets most worked up about and describes at greatest length, isn’t the misery of the labouring or unemployed poor (though there are vivid descriptions of them) but the (to Wilde) much more personal injustice of the philistine English public and the appalling Press which directs and feeds their brutish lack of appreciation of what is new or fine in all the arts. That’s what makes him really angry. And it would be the very same press which howled him down during his trial and sentencing.

Still – in his combination of good humour, clever sophistry, lucid style and witty paradoxes, Wilde is a master of the essay form, to be enjoyed and relished for his skill and peerless prose, no matter what he’s writing about.


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Fantasy: Realms of Imagination @ the British Library

This is a huge, beautifully designed exhibition. It’s encyclopedic in scope, endlessly fascinating, full of visual and imaginative pleasures. It makes you realise how widespread the impulse to Fantasy has been throughout the history of literature, and is in today’s culture, having undergone explosive growth in the last 50 years. In that period Fantasy has broken beyond books into graphic novels, TV and movies, into board and card games, in what we used to call video games and innumerable online games, plus a host of live action events where fans can dress up as their favourite Fantasy characters.

The exhibition pulls together examples of Fantasy in all these media, namechecks scores and scores of authors, and builds up a dizzying sense of the multiple, limitless worlds of Fantasy. It features over 100 exhibits, including historical manuscripts, rare printed books and original manuscripts, drafts of iconic novels, scripts and maps, illustrations, clips from Fantasy TV shows and movies, film props and costumes, and much, much, much more.

‘The Battle of Helm’s Deep’, watercolour illustration by Alan Lee for ‘The Lord of the Rings’ by J.R.R. Tolkien, published by Harper Collins (1992) © Alan Lee

Structure

The curators must have had a lot of fun figuring out how to structure the exhibition. It’s divided into four main sections, but the sub-themes or genre within each topic, the themes and ideas the exhibition addresses, keep overflowing these containers, so there are sub-sections within each theme, so that it looks something like this:

  1. Fairy and Folk Tales
    • Faerie worlds
    • The dark enchanted forest
    • Endings
  2. Epics and Quests
    • Into battle
    • Journeying and seeking
  3. Weird and Uncanny
    • Architects of the strange
    • Gods and monsters
    • Peculiar affinities
  4. Portals and Worlds
    • Gateways and thresholds
    • Forging realms
    • Worlds of fandom

I’ll be candid and say I struggled to contain the overflow of ideas raised by the show within this structure, so I loosely use the big four themes/rooms to structure this review but also go off at tangents sparked by individual exhibits or wall labels.

Here’s one of Piranesi’s Carceri pictures from the mid-18th century. As well as an artist, Piranesi was an architect and archaeologist who studied the layered history of Rome. The Carceri etchings depict vast, imaginary prisons filled with stairs, shadows and machines. In the second edition the images seem to have been edited to make some of their geometries physically impossible, further shifting them into the realm of the fantastical.

‘Carceri Etchings’ by Giovanni Battista Piranesi,(1750 to 1761) © British Library Board

1. Fairy and Folk Tales

‘An ancient mappe of Fairyland newly discovered and set forth’ by Bernard Sleigh (1918) © British Library Board

Fairie

Fairie is the archaic word denoting the place where fairies live, a world of fairy folk such as witches and warlocks, goblins, elves, sprites and trolls. Stories features themes of transformation, magic spells, bewitchment. he exhibition includes the 12 ‘Coloured fairy books’ by Andrew Lang, published between 1899 and 1910 which bring together myths, legends, romances, histories, epics and fables from around the world, an encyclopedia of Fantasy as it was defined in the Edwardian era.

Origins

Fantastical elements are present in the earliest literature, gods and monsters appearing in Homer’s Iliad and Odyssey, and in the even earlier Epic of Gilgamesh, written nearly 4,000 years ago.

These are all represented by venerable old editions of these classics, the Iliad by a 14th century handwritten manuscript which is covered in notes and glosses. The great epic of our ancestors, the Anglo-Saxons, Beowulf, describes a hero battling superhuman monsters. Although the possessor of superhuman strength, the poignancy of the poem comes from the fact that in his final battle he is mortally wounded and dies.

‘Beowulf’ in the Cotton MS Vitellius A XV, f.193 r © British Library Board. Photo by the author

Stories about heroes battling gods and monsters obviously helped humanity categorise, makes sense of and manage what were, until living memory, the terrors of being alive.

Multicultural

The exhibition makes a bold effort to cast its net beyond the Anglophone tradition and so has displays about Europeans Franz Kafka and Mikhail Bulgakov, as well as about the Arabian Nights and the adventures of Sinbad, a version of the Chinese Monkey legend and the African Ananci stories – both in their original forms and as reimagined by modern writers and comic book authors.

‘Sinbadnama, the Story of Sinbad’ in an anonymous Persian version © British Library Board

Pilgrimage

The idea of pilgrimage was invented as early as the 3rd century AD, but the idea of a hero going a journey in which he faces death and learns wisdom is not only much older but appears in all human cultures. The moral seems to be universal: to learn wisdom you must leave home.

King Arthur and the knights of the Round Table

The huge, complex and rich series of legends surrounding the court of King Arthur and his knights circles around the idea of the holy quest. In England its most famous spin-off is the medieval poem ‘Gawayne and the Green Knight’ where the hero has to undergo trials of strength and fidelity which he, in the event, fails.

Original illustrated manuscript of ‘ Sir Gawain and the Green Knight’. Photo by the author

There’s a typically handsome illustration of Sir Thomas Malory’s Birth, Life and Acts of King Arthur by the fabulous Aubrey Beardsley. It’s worth pointing out that, although from another era, dealing with a completely different subject, the huge series of tales about king Arthur, like Beowulf end in failure as Lancelot’s infidelity breaks up the Round Table and Arthur is fatally wounded in the Last Battle. These are flawed heroes.

And then, subverting the earnest seriousness of Gawayne or the Welsh version of the stories in The Mabinogion, is a nearby of a display about Monty Python’s movie Monty Python and The Holy Grail (1975), complete with killer rabbit and the Knights Who Say Ni. To be precise, it’s a notebook showing Michael Palin’s very early drafts for the movie screenplay.

Epic then folk then fairy

Epic came first, stories about gods and heroes, in Europe epitomised by the primal monumentality of Homer. The primary epic of Homer was copied and civilised in the great Aeneid of Virgil but it’s instructive to see how Virgil softens the hardness of the all-male Iliad, introducing the love story of Dido and Aeneas, and lending his story a strong sense of magic, specifically in Aeneas’s journey to the underworld in search of wisdom.

Folk stories are the popular versions of the literature of the elite. They are found in the ancient world and appear throughout the Middle Ages, when they were often Christianised as legends about saints and martyrs. The exhibition includes an edition of the most famous collection of European folk stories, by the Brothers Grimm.

‘Children’s and Household Tales’ by the Grimm Brothers (1819) © British Library Board

Fairy tales come a lot later and are the sanitised cousins of the folk tale, cleaned up and given a happy ending suitable for children, with an improving moral thrown in. The exhibition includes classic collections of fairy stories, including ones by Charles Perrault and Hans Christian Andersen (rare early editions of both on display here).

Gothic In the late 18th century there was a fashion for Gothic works such as ‘The Mysteries of Udolpho’ (1794) and Mary Shelley’s great masterpiece, ‘Frankenstein’, both represented here by old editions and informative labels. Critics always say that narratives like this combine elements of fantasy, horror, crime and even science fiction. What they’re really proving is that those sub-genres had not yet been divided up and crystallised.

Specialist genres The explosion of genres came at the end of 19th century when cheaper printing and publishing technology encouraged a proliferation of specialist magazines and journals which could afford to cater to niche tastes and so encouraged the creation of literary genres and sub-genres. Science fiction, detective stories, horror and fantasy were just some of the sub-genres which began to find shape and definition at the turn of the twentieth century.

Two books provide evidence for my thesis: The Story of the Glittering Plain is a fantasy novel by William Morris published in 1891 and, according to Wikipedia, perhaps the first modern fantasy writer to unite an imaginary world with the element of the supernatural, and thus the precursor of much of present-day fantasy literature. The second is George MacDonald’s novel Lilith, published in 1895 and widely seen as one of the first modern Fantasy novels. My point being that both were published in the decade which, I’m suggesting, saw the emergence of so many specialist genres and movements.

The emergence of Fantasy

Yoking together examples of Fantasy which stretch all the way back to the Iliad, via Beowulf, Paradise Lost, Gulliver’s Travels and Frankenstein into the 20th century prompts a thought: in those older works, classics of European and English literature, the Fantasy element is embedded in a larger worldview, often in a religious theology. The Iliad depicts the gods of Olympus as most ancient Greeks actually believed them to be, beliefs which continued to be held across the ancient world well into the Christina era.

Similarly, Paradise Lost is explicitly a work of Christian propaganda, its stated aim being to justify the ways of God to men i.e. defend orthodox Christian belief. In their ways two other classic works, Thomas More’s Utopia and Gulliver’s Travels, are heavily embedded in serious Christian debates about the ideal state and human morality, about the value of learning and education. The element of Fantasy is subordinate to what you could call the serious or adult aim of the work.

‘Utopia’ by Thomas More © The British Library Board

Now we can begin to see that the modern concept of Fantasy emerges and becomes clearer when it steps free of these ideological frameworks. Fantasy emerges as the fantastical elements in those previous works but shorn of their serious ideological context. It is set free. It becomes more playful because unrestricted by ‘serious’ aims, by those ‘adult’ agendas. As the 20th century progressed Fantasy was set free and has gone on to have stranger and more complex adventures.

My impression is that countless fantastical elements and works existed previously, but it was in the mid-twentieth century that Fantasy fiction was crystallised by J.R.R. Tolkien’s magisterial Lord of the Rings (published in 1954 and 1955) and has continued to grow in popularity ever since.

My impression is that the genre has undergone explosive growth since the 1990s; it was turbocharged by the advent of the internet which has allowed all kinds of fan fiction to proliferate. Alongside this has gone the huge growth in fantasy video games, many of which have led the technical, graphic and operation development of online games, to become a vast market spanning the world. And spreading from Japan, the spread of manga comics and, alongside the growing respectability of graphic novels.

The purposes of Fantasy

Arguably, Fantasy helps its consumers navigate profound difficulties we face in life.

Small

When we’re small this is panic-fear of the unpredictable giants known as grown-ups, who tell us strange fantastical stories and about whom we ourselves make up all kinds of stories. In childhood we live among networks of stories, our imaginations are formed by countless stories, many or most unfettered by the constraints of ‘reality’.

Teenagers

When we are troubled, alienated teenagers, it is simultaneously reassuring, thrilling and/or terrifying to think that there are other worlds than this one, ones where life is more exciting and dramatic and where, maybe, we or our representatives in the story can perform heroic actions. I’m thinking of the four ordinary schoolchildren who go through the back of a wardrobe and into Narnia where they play a pivotal role in the future of an entire world.

(The exhibition includes notes C.S. Lewis made for his Narnia books, plus the original map of Narnia he drew before handing it over to the series’ illustrator Pauline Baynes to bring to life.)

Grown-up

When we ourselves are grown up, the simplest function of Fantasy is to take us away from our boring mundane lives but it also has the power to take us back into the intense emotional worlds of childhood and youth. It can be an escape into pure fantasy, or an escape back to our earlier, simpler selves.

Video games

This wish to be elsewhere doing elsewise is maybe most obvious in the final sections of the exhibition about videogames like Dark Souls and The Elder Scrolls, plus a playable mini-game by Failbetter Games designed especially for the exhibition, based on the Fallen London universe.

LARP

And in the very last section which describes the real-life world of conventions and events where fans can dress up as their favourite Fantasy characters. Apparently, this is referred to as Live Action Role Play or LARP. Right at the end there’s a stand of life-size costumes and a video of fans at a convention explaining their motivation for dressing up as elves and fairies and orcs.

Just some of the scores of thousands of costumes Fantasy fans make for themselves or hire and wear at numerous Fantasy fan events and conventions. Photo by the author

I was very struck by these vox pops of young people dressed up for a LARP event somewhere because they all said basically the same thing: which is that dressing up like this gave them a sense of identity, attending these events gave them a great sense of belonging, putting on Fantasy costumes helped them accept who they are and how they feel. And to be able to do it in a safe space among thousands of like-minded fans gave them a tremendous feeling of being accepted.

As a satirically-minded young man I would have laughed at all this, until I had children of my own and had to support them through their troubled teenage years, had to help my daughter in particular to ‘find her tribe’ – so now I am much more accepting of this kind of thing. In fact I found these artless happy vox pops rather moving and ended my visit to the exhibition feeling unaccountably emotional.

The importance of play

Psychologists know that ‘play’ is absolutely vital for the development and ongoing health of human beings. From this point of view Fantasy can be seen not as an escape from the ‘real world’ but an escape into a much more intense version of the world we inhabit. It represents all the slight irritations and small emotions of everyday life (the bus is late, my boss is nagging me) transformed back into the enormous primal emotions we experienced as children.

Is Fantasy childish?

I think the answer is a straight Yes, as long as we use at least two positive definitions of childhood: 1) as a time in our lives when we were subject to simpler, more intense emotions derived from simpler, more primal situations, and 2) when we were free to play – to dress up and be whoever we wanted to.

Board games

I’ve mentioned video games but there were also lots of examples of board games. The most famous might be Dungeons and Dragons, ‘a fantasy tabletop role-playing game originally created and designed by Gary Gygax and Dave Arneson and first published in 1974’. There’s a display of original boxes and cards.

There’s also a display of The Warlock of Firetop Mountain, the first of Steve Jackson and Ian Livingstone’s ‘Fighting Fantasy’ interactive gamebooks. And Martin Wallace’s board game A Study in Emerald based on Neil Gaiman’s story of the same name.

There’s one devoted to Magic: The Gathering a tabletop and digital collectible card game in which players use cards to take on the role of Planeswalkers, powerful wizards who can cast spells and summon spirits.

And there’s a nifty display case of Warhammer models, ‘a tabletop miniature wargame with a medieval fantasy theme created by Bryan Ansell, Richard Halliwell and Rick Priestley, and first published by the Games Workshop company in 1983’. My son went through an intense Warhammer phase and we not only bought the models but really got into painting them properly, attending a painting course at one of the many Warhammer shops.

Display of Warhammer models. Photo by the author

2. Epics and Quests

The ‘Epics and Quests’ section introduces us to iconic heroes and villains ranging from Sir Gawain and the Green Knight to Xena Warrior Princess, and explores how ancient tales have helped to shape modern Fantasy epics. On display is a version of Gilgamesh, the oldest known epic story.

It’s also a rare opportunity to see items related to The Lord of the Rings, including J.R.R Tolkien’s notes for the 1955 to 1956 BBC Radio adaption of the book. There’s a funny story about Tove Jansson the beloved author of the Moomin books. In 1960 she was thrilled to be commissioned to make illustrations for a Finnish version of The Hobbit. However, a note tells us, Tolkien didn’t like her illustrations that much and took particular exception to her depiction of Gollum as a giant troll, significantly taller than the hobbit Bilbo Baggins. Her misinterpretation of the character led Tolkien to insert the word ‘small’ into descriptions of Gollum in subsequent editions.

‘Bilbo: En Hobbit’s Aventyr’, front cover designed by Tove Jansson (1962) © Tove Jansson Estate

This section also includes Ursula K. Le Guin’s drafts and drawings for her Earthsea novels, on display in the UK for the first time, a site of pilgrimage for Le Guin’s many fans.

Some of Ursula K. Le Guin’s notebooks showing her working out the world of her classic trilogy ‘Earthsea’. Photo by the author

Sword and sorcery

There are, these days, a bewildering variety of sub-genres and categories of Fantasy. ‘Sword and Sorcery’ is the phrase used to describe the kind of Fantasy which features sword-wielding heroes engaged in exciting and violent adventures. The genre is said to originate in the early-1930s in the works of Robert E. Howard but the actual term ‘sword and sorcery’ was only coined in 1961, by Fritz Leiber in a Fantasy fanzine.

I was intrigued to read the carefulness of the definition which is that S&S takes place in a world before any technology, dominated by muscle-bound heroes fighting evil powers, witches and dragons etc but that, crucially, these are purely personal adventures and battles which don’t affect the world they take place in – a contrast with a lot of other Fantasy stories in which the fate of the alternative world is often at stake.

I associate them with the Conan the Barbarian, the character invented by Howard and embodied in the terrible 1982 movie starring Arnold Schwarzenegger (which was remade in 2011). The genre is characterised by a very distinctive iconography of an absurdly muscle-bound hunk wearing armour and wielding an immense sword, generally being adored by a scantily clad busty beauty sitting or kneeling in a posture of adoration. Different strokes for different folks.

3. Weird and Uncanny

This section focuses on iconic monsters, sinister landscapes filled with eerie edifices and the darkness at the heart of Fantasy.

Visitors are presented with the roots Fantasy in works like the Gothic masterpiece Frankenstein or the macabre short stories of Edgar Allan Poe. We learn how Piranesi’s atmospheric Carceri etchings, a kind of hallucinatory vision of a decaying 18th century city, inspired the design of Susanna Clarke’s novel Piranesi. There’s a displayaboutf G.K. Chesterton’s nightmarish thriller The Man Who Was Thursday and much more.

There’s also section on classic anti-heroes, starting with the (initially) charismatic figure of Satan from Paradise Lost through to the lead characters in Mervyn Peake’s classic series, Gormenghast.

4. Portals and Worlds

Having encountered monsters and weird creatures, visitors move on to explore the imagined worlds these creatures inhabit in the ‘Portals and Worlds’ section. It’s a distinctive characteristic of Fantasy that its texts involve imagining and describing entire worlds i.e. world-building. The ability to create ‘strange new worlds’ gives Fantasy writes almost unlimited scope to create wonder and amazement, at one end of the spectrum, or worlds of darkness and horror. Or to create cities, in particular, which satirise the cities we live in now, strange mashups of recognisable features.

Fantasy maps

And if you’re creating new worlds, then chances are you need a map. The curators could have gone to town on the theme of Fantasy maps along, given that so many Fantasy stories involve journeys. In the event there’s Branwell Brontë’s map of the Glass Town Federation, C.S. Lewis’s own draft map of Narnia, and a bigger, more finished map of Terry Pratchett’s Discworld.

Installation view of the fold-out ‘Discworld Mapp’ devised by Terry Pratchett and Stephen Briggs (1995) Photo by the author

Talking of Pratchett, it is, of course, possible to satirise this genre, to pastiche and caricature and play it for laughs. If Monty Python mock the Grail quest theme, Diana Wynne Jones did something similar in her Derkholm series.

Portal Fantasy

The concept of the portal or doorway to another world plays a very large part in Fantasy, as in Science Fiction. Think of all those mysterious doorways into another time and space: maybe the wardrobe in the Narnia stories is the most classic portal, although platform nine and three-quarters at King’s Cross is possibly the most famous secret doorway of our times. On a moment’s reflection you realise that both the Alice in Wonderland books contain portals which the heroine passes through, falling down the rabbit hole into Wonderland or passing through the Looking Glass in its sequel.

Authors

Huge range of authors, ancient and modern. I’ve mentioned Homer, but classics of English literature include:

  • Gulliver’s Travels (1726) demonstrates a completely different aspect of Fantasy, namely the Journey to Fantastic Lands
  • Paradise Lost (1667) because Milton’s version of Satan is an archetype of the charismatic baddie, archetype of the Dark Lord who appears in so many Fantasy and Horror stories

‘Paradise Lost’ illustrated by Gustav Doré (1888) photograph © British Library Board

Other classic authors include:

  • The Mysteries of Udolpho by Ann Radcliff (1794)
  • Percy Bysshe Shelley for his early poem, Queen Mab (1813), which uses fairy tale elements as allegory to convey Shelley’s radical political views
  • The Bronte sisters for the Fantasy world Gondal they invented and wrote stories about in the 1830s
  • Edgar Allen Poe for his stories of mystery and the imagination (1839)
  • Lewis Carroll Alice’s Adventures in Wonderland (1865)
  • Christina Rossetti for Goblin Market (1862) which combines elements of fairy tale, children’s story and Fantasy
  • William Morris for his Fantasy novel The Story of the Glittering Plain (1891)
  • Charlotte Perkins Gilman for her short story ‘The Yellow Wallpaper’ (1892)

1900s

  • Frank Baum for The Wonderful Wizard of Oz (1900)
  • J.M. Barrie for Peter Pan (1904) and his adventures among pirates and faeries in Neverland
  • G.K. Chesterton The Man Who Was Thursday (1908)
  • E. Nesbit for The Magic City (1910)
  • Edward John Moreton Drax Plunkett aka Lord Dunsany, for his 1905 book, The Gods of Pegāna and his 1924 fantasy novel, The King of Elfland’s Daughter
  • H.P. Lovecraft’s The Call of Cthulhu (1928)

‘Tales of Mystery and Imagination’ by Edgar Allen Poe illustrated by Harry Clarke © British Library Board

Modern i.e. post-war authors include:

  • Jorge Luis Borges for the fantastical stories in Labyrinths (1940s)
  • Mervyn Peake for his Gormenghast books (1946 to 1959)
  • C.S. Lewis for the ‘Chronicles of Narnia’ (1950 to 1956)
  • J.R.R. Tolkien for The Hobbit (1937) and Lord of the Rings (1954 to 1955)
  • Philippa Pearce for Tom’s Midnight Garden (1958)
  • T.H. White for the Once and Future King series (1958)
  • Mikhail Bulgakov for The Master and Margarita (1967)

Notebooks of text and sketches by Mervyn Peake for his ‘Gormenghast’ novels

Contemporary authors include:

1960s

  • Alan Garner, for children’s books like The Weirdstone of Brisingamen (1960), The Moon of Gomrath (1963), Elidor (1965) and The Owl Service (1967)
  • Susan Cooper for The Dark is Rising series (1965 to 1977)
  • Ursula K. Le Guin for her Earthsea novels (1968 to 2001)

1970s

  • Angela Carter for rewriting traditional fairy tales in The Bloody Chamber (1979)
  • M. John Harrison for his Viriconium stories (1971 to 1984)

1980s

  • Terry Pratchett for his series of comic Fantasy Discworld series (1983 to 2015)
  • Robert Holdstock for Mythago Wood (1984)
  • John Crowley, Little, Big (1981) and his Ægypt series (1987 onwards)
  • Neil Gaiman, especially for The Sandman comic book (1989 to 1996)

1990s

  • Robin Hobb for her ‘Realm of the Elderling’ novels (1995 onwards)
  • George R.R. Martin’s epic sequence A Song of Fire and Ice (1996 to the present)
  • J.K. Rowling for the cultural phenomenon which is the seven Harry Potter books (1997 to 2007) and movies and stage plays
  • Diana Wynne Jones for her Derkholm series (1998 to 2000)

2000s

  • China Miéville particularly for Perdido Street Station (2000)
  • Patricia A. McKillip for Ombria in Shadow (2002)
  • Susanna Clarke for her debut novel Jonathan Strange & Mr Norrell (2004)

2010s

  • Nnedi Okorafor for her Nsibidi Scripts series (2011 to 2022)
  • Monstress, an ongoing epic fantasy comics series written by Marjorie Liu and drawn by Sana Takeda, since November 2015
  • Naomi Novik for Uprooted (2015)
  • Aliette de Bodard for her Dominion of the Fallen series (2015 onwards)
  • Seanan McGuire for his Wayward Children series (2015 to the present)
  • Jeannette Ng for her 2017 novel Under the Pendulum Sun
  • The Deep (2019) by Rivers Solomon, with Daveed Diggs, William Hutson and Jonathan Snipes

2020s

  • N.K. Jemisin for her novel The City We Became (2020)

The exhibition is being staged by a library so most of these authors are represented by editions of their books – often old and precious early editions – but also by quite a few displays of notebooks and manuscripts. These include manuscripts and notebooks by J.R.R. Tolkien, C.S, Lewis, the Bronte sisters, Michael Palin, Ursula K. Le Guin, original sketches and outlines for Piranesi by Susanna Clarke, notes for his Fantasy epic Gormenghast by Mervyn Peake, and more.

Costumes

There are the costumes worn by Margot Fonteyn and Rudolf Nureyev in the Royal Opera House’s 1968 ballet production of The Sleeping Beauty which is, of course, based on Charles Perrault’s 1697 fairy tale. And costumes from the 2003 musical ‘Wicked’ and the 1982 movie The Dark Crystal.

Costume for Kira in ‘The Dark Crystal’ (1982) © Brian and Wendy Froud

But the best prop is probably the very staff used by actor Ian McKellen playing Gandalf in the three-movie epic version of Lord of the Rings. I know it’s valuable and all, but I think the Library missed a trick by displaying it in a glass case: it should have been free-standing and they should have encouraged children to touch it and pose with it. It might have got a bit knocked about but imagine the magic it would have brought into thousands of children’s lives!

Installation view of Gandalf’s staff, pipe and concept art from ‘The Lord of the Rings’ by Alan Lee. Photo © Justine Trickett

Transformation and metamorphosis

Generally heroes of Fantasy remain themselves but are transported to otherworlds like Narnia or the worlds visited by protagonists of Philip Pullman’s His Dark Materials series. They rarely themselves change shape or person. Slightly odd is the inclusion by the curators of Franz Kafka’s famous short story The Metamorphosis, represented here in a version illustrated by Rohan Daniel Eason.

Movies and TV

The exhibition includes excerpts from Fantasy TV series such as Buffy the Vampire Slayer (1997 to 2001), Xena the Warrior Princess (1995 to 2001), Twin Peaks (1990 to 1991), the Netflix series The Witcher (started 2019 and still ongoing).

And from Fantasy movies such as The Dark Crystal (1982), the Studio Ghibli film Princess Mononoke (1997), Lord of The Rings (2001 to 2003), Pan’s Labyrinth (2006), and more.

I was surprised at the space the curators gave to The Wizard of Oz and to learn quite what a cultural phenomenon it was in its time. The Wonderful Wizard of Oz by Frank Baum was published in 1900. It was, apparently, ‘the first Fantasy series with continuity provided by the imagined world rather than by the characters’. Baum wrote no fewer than 14 books set in Oz, but at the same time cashed in on the books’ popularity by writing a stage musical and a comic strip. He concocted an elaborate touring spectacle involving dozens of actors, a full orchestra, a slideshow and moving picture clips.

A movie version was made in 1910, silent and in black and white and running for just 13 minutes. Most of us are more familiar with the 1939 version starring a young Judy Garland, directed by Victor Fleming.

In the past 124 years there have been scores of spin-offs, but the most successful of recent times is probably Gregory Maguire’s 1995 reworking of the story in ‘Wicked: The Life and Times of the Wicked Witch of the West’, which was adapted into a popular Broadway musical in 2003.

Exhibition design

The design of the exhibition allows visitors to journey through different Fantasy landscapes, from a dark enchanted forest, through epic mountains and a sinister fallen city to sunrise on a new world.

Installation view of the ‘Fairy and Folk Tales’ section of ‘Fantasy: Realms of the Imagination’ at the British Library. Photo © Justine Trickett

Anniversaries

Interestingly, a little fleet of Fantasy anniversaries are coming up. Last year marked the 40th anniversary of the publication of The Colour of Magic, the first novel in Terry Pratchett’s immensely successful comedy fantasy Discworld series. It also marked the 50th anniversary of Susan Cooper’s best-selling novel, The Dark is Rising. This year marks the 50th anniversary of Dungeons and Dragons.

Events

These anniversaries, the achievements of numerous Fantasy authors, as well as themes and topics (Queer Fantasy, Black Fantasy) are explored in a comprehensive series of events:

Reading list

On one level the entire exhibition is like an animated reading list. When you emerge from the exhibition into the British Library shop the temptation is to buy every book in sight – Lewis, Tolkien, Le Guin, Melville, Garner, and scores of others – take them home in a suitcase, lock yourself in your bedroom and not come out for a year. Why not? It’s not as if the so-called ‘real world’ is anything to celebrate right now.


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Freud and The Problem of God by Hans Küng (1979)

Hans Küng (1928 to 2021) was a Swiss Catholic priest, theologian, and author. These are notes on his 1979 book, ‘Freud and the Problem of God.’

1. The genesis of Freud’s atheism

For the German tradition, ‘theology has been dissolved in the nitric acid of the natural sciences’, so said the philosopher Ludwig Feuerbach. Medicine and physiology were at the centre of German materialism, a movement which aimed to show that the activity of the mind was entirely the result of physiological changes in the brain.

Freud’s father, Jacob Freud, was an orthodox Jew who never converted to Christianity (unlike Marx’s father). Freud was taught Jewish doctrine by his mother and a schoolteacher. In his autobiography, Freud says that early Bible classes had ‘an enduring effect on the direction of my interest.’

Jacob and his first wife had two sons; by his third wife, Amalia, he had eight offspring! Freud was the eldest. A childhood aversion to his distant, forbidding father and the young beauty of his mother led to Freud’s recognition of the Oedipus Complex in himself.

Freud’s early religious experiences:

  1. The Catholic nanny who took Freud to Mass and explained Heaven and Hell to him. Freud used to come home and parody the arm-waving of the priests to his family’s amusement (laying the basis of his later paper Obsessive Actions and Religious Rituals)
  2. Antisemitism: from schooldays onwards Freud suffered persecution by antisemitic Catholics. A founding moment in his life was when, age 12, his father admitted to him how he had acquiesced in his hat being knocked into the mud by racist hoodlums.

When Freud entered university in 1873 there had just been a stock market crash and many in politics and the press explicitly blamed ‘the Jews’.

Freud entered university (aged 17) to study medicine with the aim of seeking answers to the riddles of life rather than merely curing people.

Student Freud fell under the influence of Ernst Brucke, head of the Institute of Physiology, a follower of Hermann von Helmholtz. Helmholtz was a genius who, aged 26, helped secure recognition for the First Law of Thermodynamics (the sum total of energy remains constant in an isolated system). Together with the law of Entropy (energy cannot be turned back into mass without some loss – the Second Law of Thermodynamics) these form the most fundamental of all laws of nature.

Helmholtz later went on to do pioneering work in eye-surgery, optics and physiology. A school grew around him committed to the positivist creed, confident that science would one day be able to explain all the activity in the universe, including all activities of the human mind, on the basis of purely physical and chemical laws.

Brucke was a founder-member of this school in Berlin. When Brucke came to Vienna to head up the Institute of Physiology, he brought this powerful materialistic ideology with him. Freud studied under Brucke for 6 years, years he later recalled as the happiest of his life.

Physicalist physiology got rid of the idealist philosophy of Nature and eliminated the vitalism of the Aristotelian and Scholastic tradition i.e. the belief that God created organisms with forms and purposes, higher goals and objectives of their own. No, said physicalist physiology: all life can be explained in terms of the purely causal, deterministic forces described by biochemistry.

Freud applied these metaphors to clinical psychological observation: he saw the psyche as a machine reacting to the increase and release of tension (the unpleasure-pleasure principle) as a result of the demands of internal instincts on the one hand and external stimuli on the other (the basic argument of An Outline of Psychoanalysis).

For Küng, Freud made the mistake of turning science – a method of investigation – into a worldview – an Idol, in the Baconian sense.

Freud set up his private practice in nervous diseases in 1886, aged 30, on Easter Sunday. His wife, Martha Bernays, came from an eminent orthodox Jewish family in Hamburg. Freud suppressed her religious practices ruthlessly (she later said nothing upset her so much in her life as Freud forbidding her to light the holy candles on the first Friday of their marriage).

They had three sons (Ernst, named after Brucke; Martin, named after Jean-Martin Charcot, the French pioneer of nervous diseases; and Oliver, named after Oliver Cromwell) and two daughters, Sophie and Anna (born in 1895).

In Küng’s opinion, Freud made two great breakthroughs:

a) A theory of the unconscious

Freud’s achievement was to differentiate between the Primary Process of the Unconscious, the vast majority of mental life – and the preconscious and conscious mind, very much the Secondary Process; and to devise a method for examining the workings of the Unconscious.

Freud’s theory that unacceptable wishes are repressed only to return as symptoms. These are expressed in free association so the patient comes to know himself to his depths. All this occurs through transference i.e. replaying the repressed feelings in the privileged arena of ‘the therapeutic alliance’.

Through transference the patient is led to a lasting restructuring of his mental processes, the abolition of morbid symptoms, and restored to the ability to love and work. Interpretation is also carried out on dreams and parapraxes.

b) A theory of libido

Freud’s theory of libido hugely widened the concept of sexuality, extending it far beyond the specifics of genital sexuality in the present, and extending it back in time to cover all of human existence from the earliest part of life i.e. the invention of the concept of childhood sexuality.

Doing this enabled explanations of almost all sexual activity, perversions, love, affection etc to be brought under the rubric of one theory, rather than simply being rejected as extrinsic to human nature, ‘degenerate’ or ‘immoral’, as previously.

The progression of Freud’s medical-scientific investigations can be summarised: cerebral physiology > psychopathology > depth psychology > theory of everything.

2. Freud on the origin and nature of religion

Freud’s critique of religion is twofold:

  1. he tries to explain away the history of religion
  2. he tries to undermine the psychological basis of religion

1. The history

There are two broad theological movements:

  • Degenerationist: pagan religions are distorted versions of the original pristine version of the True Religion clearly understood by Adam and Eve; then came the Fall, the Tower of Babel and it’s been downhill ever since.
  • Meliorist: religion is evolving into higher and purer spiritual forms from its early primitive, half-savage forms.

The 18th century Enlightenment philosophers were degenerationists. For them denominational religion was a distortion of the original clear light of Reason which God had given to Mankind, which had been distorted by popular custom and the inventions of priests.

The nineteenth century saw Enlightenment Nature-theism transmuted into a Science of Religion. Simultaneously, colonial discoveries and the improvement of philology and textual criticism, provided a number of tools for paring away the ‘nonsense’ which had accumulated around the pure creed. The high point of this tradition is the work of Ludwig Feuerbach, who sought to remove the superstitions and legends accumulated over time in order to get back to the original pure creed of Christ.

Darwin turned the theory of degeneration – religion starting from the divine heights – on its head. Evolution implied a struggle upwards of intellect and reason from the savage swamp. This prompted a revolution in the ‘Science of Religion’; instead of hypothesising about what the early and purest creed must have been, scholars now examined earliest religions to ‘get at the heart’ of belief.

It is as a result of this new model that specialists devised a developmental model of religions, speculating that all religions start with primitive animism – then proceed to pagan polytheism – and then evolve to an intellectual and spiritual climax in monotheism (with a possible pre-animistic stage of belief in a world-soul, or mana).

An ethnologist called W. Robertson Smith thought the key parameter was not spirits and gods but the development of ancient rites and rituals: totemism, always accompanied by systems of taboos (‘Thou shalt not kill the totem animal’, ‘Thou shalt not marry thy sister’ (exogamy) and so on). (Taboo is Polynesian for untouchable). Thus civilisations pass through a series of stages: Magic, Religion, Science. These kinds of theories were backed up by the tremendous encyclopedic systematisation of Sir James Frazer (whose masterwork, ‘The Golden Bough’, Freud was such a big fan of – see his own annotated copy included in the exhibition at the Freud Museum).

This was the background Freud drew on when writing Totem and Taboo (1912) – at the suggestion of Carl Jung (still in the Movement at the point).

In Totem and Taboo Freud tries to assimilate the underlying fear of incest expressed in so many taboos (i.e. primitive morality) with the developmental model of religions, and with the ubiquity of totemism based round a holy animal who is eaten in an annual festival. Freud tries to draw a parallel between the religious practice of ‘primitive’ man and the behaviour of modern, urban obsessional neurotics, and between the savage’s reverence for the totem animal, representing the Father, with the explicit rise of the Father to pre-eminence in monotheistic religions.

In explaining the rise of totem animals Freud points to the suggestive way that young children initially like animals but then develop fears of them as they unconsciously project their Oedipal feelings (feelings of rage and of reciprocal anger) onto them.

The classic example in Freud’s writings is the case study of Little Hans, who was petrified of horses. This irrational phobia analyses out into fear they will bite him; and soon enough it is discovered that the horses in fact stand for the father who Han is afraid will chop his penis off.

To revere a totem all the year round and then kill it and eat it in a festive meal is, for Freud, a beautiful demonstration of Oedipal ambivalence, love/hate, revere/kill.

For Freud the Oedipus Complex is at the centre of all religions. The difference with Christianity is that it is a Son-religion. We identify with the Son crucified to appease the guilt we all feel at the communal assassination of the primal Father. To identify with Christ is to be relieved of the guilt of the primal parricide which Freud posits as the basis of human society in Totem and Taboo. It is to become free, rather as the neurotic, after analysis, is freed from his irrational obsessions and becomes free and autonomous to work and love.

2. The essence

Religious belief is an illusion, the fulfilment of the oldest deepest wishes of Mankind, childish wishes for:

  • protection from an uncaring world
  • universal justice (recognition of our own deserts, punishment of those who have wronged us)
  • eternal life

Freud’s diachronic history of religion – comparing early religion with childhood stages of thought – is complemented by his synchronic analysis – comparing contemporary, modern religious belief and practice with the behaviour and motivation of neurotics.

Freud doesn’t really say this fulfilment of deep wishes makes religion wrong – only that all aspects of it can be explained away in other, more scientific terms. Now, he says, as we acquire more knowledge about its origins and nature, religion is gradually dying (just as their as neurosis disappears from a gradually enlightened patient).

By contrast with religion, which fosters and encourages illusions about reality, Freud sees Science as providing an education for reality, in order to abolish childish reliance on religion and rebuild morality and social institutions on a clearer, unillusioned understanding of human nature.

We must grow up, master our own resources for real life, concentrate on this earthly life, prepare to build the New Jerusalem here on earth.

3. Critiques of Freud

In his 1927 pamphlet, The Future of An Illusion, Freud said that attacking religion may do psychoanalysis harm and the book proceeded to do just that by rousing the wrath of churchmen and moralists against him and his movement.

So Freud tried to emphasise that psychoanalysis is a neutral scientific tool, like infinitesimal calculus, a specialised tool for examining the human psyche. It could equally well be used by the defenders of religion.

Eugene Bleuler

Eugene Bleuler was one of the first to take issue with Freud. Bleuler, head of the Bergholzli mental institute in Zurich, Jung’s boss and man who gave us the terms ‘depth psychology’, ‘schizophrenia’ and ‘ambivalence’ was an early convert to psychoanalysis, but he could not go the whole way with Freud.

He granted the discovery of the unconscious but asked, Is it right to consider it only negatively, as a reservoir of repressed wishes, of the dark side? Is it right to regard the psyche as a simple machine, a mechanism within which psychic forces trigger each other and energy is circulated as in a sophisticated steam engine? Is it right to see the human animal motivated only by sexuality (even in the special widened sense Freud gave the word)? Is it right to see the mind as entirely determined by events in the distant past and not as a creative, proactive organism capable of creating new meanings and goals?

Alfred Adler

In 1911 Adler published his Critique of the Freudian Sexual Theory of Mental Life and was expelled from the Psychoanalytic Movement as a result.

A convinced socialist and, later, friend of Trostsky, Adler believed in looking at the individual as a whole in relation to the social world and all his relations with it. The aim of therapy is to build up the individual’s integrity and wholeness. Neuroses start in inferiority (the inferiority complex) and maladjusted attempts to overcome it (“the Masculine Protest”). The patient must abandon these ‘egocentric’ positions and get involved with the group. Happiness is community-based (you can clearly see Adler’s socialist bias).

(Although he powerfully denied Adler’s views once he’d been booted out of the movement, Freud later accepted some of his ideas about aggression. Some critics say Freud’s 1922 revision of instinct-theory dividing instinct into two drives, Eros and the death drive, are indebted to Adler.)

Jung

In 1913 Jung left the Movement and refined his own theories into what became Analytic Psychology. Jung redefined the libido as undifferentiated psychic energy (effectively denying its sexual nature) and claimed that it produces four processes – thinking, feeling, sensation and intuition. Each of these is governed by a dialectic, thus:

  • thinking – the rational evaluation of right and wrong
  • feeling – you divide feelings into pleasurable and unpleasurable
  • sensation – you divide into external and internal stimuli
  • intuition – according as it is effective or ineffective

The individual is governed by two modes of approach to these four processes:

  • extravert – influenced by objective factors
  • introvert – influenced by external factors

The two modes apply to each of the four processes thus giving you eight character types. Whenever the one mode of each process dominates, the opposite mode rules the unconscious, and you have to get to grips with this dark side of the soul, ‘the shadow’.

The psyche is also defined by whether it is dominated by anima (female) or animus (male). Whichever dominates, you have to accept the opposite into your life. And you have to reconcile the ‘persona’, the face we make to meet the outside world, with the demands of the ego.

The aim of Jungian therapy is to bring all these facets of the personality into alignment into one integrated personality. (This brief account leaves out all Jung’s theories of the individual and the collective unconscious, archetypes, myths and symbols etc.)

For Adler, religion is the expression of the will-to-overcome humanity’s perceived inferiority in the face of implacable reality: religion works towards an ideal future perfection. For Adler, God is the perfection of a thoroughly human ideal of overcoming. Adler sees a place for religion in the perfect human society since it reflects a thoroughly human wish – but he doesn’t believe in it.

Jung blamed Freud’s thoroughgoing rejection of religion on his being a child of the late-Victorian rationalist materialist worldview (as described above). For Jung, religion is true insofar as it is believed. Jung wanted to remain a Christian but thought denominational Christianity was chaotic and confused and stood in need of further clarifying about the human soul: and this is what his depth psychology could provide.

Neither Jung nor Adler answer the big question set by Freud: Is religion nothing more than a fulfilment of mankind’s oldest deepest wishes?

Küng’s critique

Freud’s developmental history of religion (animism >pantheism > monotheism > science) is nowhere now taken seriously. All these belief systems exist in various places in the world but have nowhere been found to follow this pattern. Sometimes they’ve gone ‘backwards’. In many places aspects of the supposed different levels of development exist happily alongside each other. Nowhere is there proof of development from one stage to the next.

Nowadays Freud’s optimistic scientism has been replaced by a belief that science may have reached its limits in explaining the origins of the human mind. We even consider that primitive peoples know better than us how to live in sympathy with their environment and that – far from leading us to a utopia cleansed of irrationalism – there may be something inherently destructive in scientific enquiry.

In 1912, the same year as Totem and Taboo was published, Emile Durkheim, the founder of modern sociology, refuted Freud’s idea of primitive religions as slavishly superstitious, but said that they contained a hard core of reality, in laying down codes of practice which had their origins in relationships in primitive society, the clan.

Durkheim was followed by most modern anthropologists and sociologists in looking no further for meaning than the internal rules of each individual tribe and culture. (Compare the anthropological structuralism of Claude Levi-Strauss.)

Thus neither the degenerative or the evolutionary theory of religion can be proved or disproved. Modern ‘primitive’ peoples aren’t photographs of the early days of humanity, as Freud and his sources thought. They themselves are the result of immense histories and traditions, albeit unwritten.

(One modern theory to explain their lack of development is to assign a crucial role to writing; whoever learns to write can leave histories; histories can be compared with modern practice and so enable the beginnings of a rational critique of social practices.)

Today there is less historical speculation, less moral-drawing, more studying of patterns of culture in situ using the functionalist approach pioneered by Bronislaw Malinowski.

At the other end of the scale modern research shows that religion has always existed. 100,000 years ago Neanderthal Man made grave furnishings; 150,000 years ago Heidelberg Man apparently offered the first fruits to his gods. The question has become not to explain away the existence of religion but to understand that for primitive man everything was religious. The more modern challenge is to explain away the rise of the secular, the scientific worldview.

Even Freud’s facts are largely wrong: totemism is not found among the beginnings of religion; among hundreds of totemic tribes discovered and documented only four knew of a rite which even vaguely resembled killing and eating the father. For anthropologist Mircea Eliade, the triumph of Freud’s views for a while was due to fashion: he established a fashionable doctrine which explains nothing in history or the rest of the world but does help explain the western intellectual’s own sense of dissatisfaction with established religion but obscure sense of guilt at the prospect of overthrowing it.

Freud claimed that psychoanalysis was a neutral tool for the cure of souls, practicable by lay and pious alike.

All Freud’s actual arguments for atheism are old, taken from Feuerbach et al but given new impetus by being underpinned by this new method of exploring the psyche. For example, all ‘projection theories’ of God as fictional answer to suffering humanity’s wishes and fantasies stem back to Feuerbach.

But Feuerbach’s, Marx’s and Freud’s atheisms are hypotheses which have not been proved. Against the reality of experience they set theory; and in the end, for all the subtlety of their critique of the social, economic or psychological determinants of the formation of religious belief in individuals and societies, no conclusion can be drawn from their theories about the existence or non-existence of God.

All human believing, hoping, loving contain elements of projection. But its object need not therefore be merely a projection. (page 77)

From the psychological point of view, faith is always going to look like the projection of early father-figures but this does not mean that God does not exist. That’s to say, the mere existence of a wish for God does not throw doubt on the actual existence of God. Perhaps it’s true:

Perhaps this being of our longings and dreams does actually exist. (page 79)

Thus Freud’s atheism (which he professed long before the discovery of psychoanalysis) turns out to ‘a pure speculation, an unproved postulate, a dogmatic claim’, just as dogmatic as anything laid down by his hated Church.

Freud’s scientism

Nowadays it is Freud’s belief in the ability of science to tell us the truth about the world, and to tell us how to behave in the light of this truth, which seems dogmatic and irrational.

Oskar Pfister, prophetically enough, criticised Freud’s position as itself an illusion before the Second World War; and since the experience of National Socialism, communist totalitarianism and the forces unleashed by the Western development of atomic bombs, the promises of atheistic science have themselves come to look deeply compromised.

The nineteenth century positivistic tradition of science delivering a utopian future now seem ludicrous. (To be fair, Freud towards the end of his life became increasingly pessimistic about this). The ideology of total planning based on rational analyses of human nature and human needs now lies in ruins: we are resigned to living with our imperfections.

For many people it is godless technocratic progress which has become the monster from which we must free ourselves. Cannot religion in fact help here, by providing a morality, a synthesis with science to create a humanistic morality?

Or will society create a new space of total disillusion with both modes of thought, neither militantly atheist nor evangelistically believing – simply drifting from belief to belief in a vast supermarket of the soul?

Is psychoanalysis a Jewish science?

Yes, says Kung. Freud was a stern Jewish moralist in a long tradition of stern Jewish moralists. He taught that all decent human life, all civilisation, rests on the suppression of sexuality, instinct and childhood gratification.

Everywhere in Freud you sense the return of the repressed legalism of the Jewish tradition which he ostentatiously rejected. There is little talk of joy or pleasure in Freud (this is what the French brought to it in the ‘jouissance’ of Barthes et al, bringing actual sex into all Freud’s talk about sex).

No, Freud’s psychology is deeply indebted to the repressed heritage of ancient Mosaic legalism. And this helps explain his lifelong obsession with Moses and his embarrassing attempts to explain away, to master, to over-write the mystery of Moses and Monotheism in his last work.

4. Critique of the critique

From Freud onwards every sphere of human knowledge has had to take account of the vast new terrain of the unconscious which Freud uncovered, and its impact on our lives. What Feuerbach wanted to achieve by a ‘cleansed’ philosophy, what Marx wanted to achieve by a science of social relations, Freud wanted to achieve through depth-psychology: an emancipation, a revaluation of the humanity of Man.

Kung concedes Freud’s criticisms of the failings of denominational religion and agrees that psychoanalysis can help in counselling etc. Psychoanalysis can liberate us from neurotic guilt feelings and help the neurotic subject return to autonomy. But it can’t relieve us of the fact of sin.

It can eliminate illness but it cannot answer ultimate questions about meaning and meaninglessness, life and death. Its aim is to bring things into consciousness, not to forgive; it is healing not salvation.

Küng’s advice to therapists is to be more religious.

Küng’s advice to theologians is to take more account of depth psychology.

Freud thought all neuroses were the result of repressed sexuality. On the contrary, Jung thought all neuroses were the result of what used to be called religion; the lack in people’s lives of a system to give their lives meaning or purpose. Jung criticises psychoanalysis for thinking the ego can stand up to the ‘dark side’ of the soul without the help of some revealed superhuman agency. In Jungian analysis this actually becomes the therapist and the therapeutic alliance.

Erich Fromm in Psychoanalysis and Religion sees two kinds of therapist:

  • the adjustment advisers
  • the doctors of the soul, committed to the optimum development of the self

For Fromm psychoanalysis is adaptable to humanitarian religion. ‘Wonder, rapture, becoming one with the world,’ all these feelings are generated in analysis, in the proper acknowledgement of the power of the id and the assent to life with all its imperfections. Fromm is an assimilationist. There should be no enmity between psychoanalysis and religion.

One of Freud’s problems was that he concentrated on an Old Testament punitive, superego-led religion; he completely failed to understand the quality of rational assent to the New Dispensation. For example, Freud tends to see Jesus only in terms of a revision of Judaism – Jesus as the sacrifice of the Son to the Father which ends the thousand years of Jewish guilt. Despite railing against it all his life, Freud showed surprisingly little understanding Christianity and its new creed of Love, of salvation through Love. (This was Pfister’s complaint also).

In pre-War Vienna Victorian sexual repression led to sex, instincts and the id being at the centre of investigations of psychic life. But, Küng argues, since the middle of the twentieth century there has been a steady growth in indulgence of all these instincts. Nowadays (when he was writing, in the 1970s) Küng thought that our biggest problems were caused by the opposite of repression, but by the overindulgence of the instincts and all the addictions and moral anarchy they lead to.

Since repression is no longer the problem it was in Freud’s day (1880s to 1910s) modern psychology has become more ego-orientated: how to give people a meaning and purpose, existential questions. The problem nowadays is one of spiritual emptiness. Technology may be daily triumphing over every aspect of our existence but it cannot finally give that existence a meaning. Küng (like Pfister before him) argues for a rational religion to cure the ill, prevent regression, channel grief and fear, help control the unbridled pleasure principle and contribute to healthy individuation.

Very late in the day, in 1933, when Hitler took power, Freud and Einstein exchanged letters on how to prevent another war. Freud seems in this late exchange to have suddenly grasped the reason behind, and the need for, a socially approved creed of Love.


More Freud reviews

The Dispossessed by Ursula Le Guin (1974)

This is a good, deep and thoughtful novel even if, in the end, you disagree with some of its ideas and aims.

It is a) set in the far future, b) in a solar system far, far away, and c) starts off as a variation on the age-old science fiction theme of the innocent who arrives in a new world / new civilisation, notes the myriad of ways in which it is different from his home country / civilisation, and then slowly realises he is a pawn in a murky geopolitical power-play.

At various moments it reminded me of some of the earliest science novels such as Looking Backward by Edward Bellamy in which a sleeper wakes into a drastically changed human society and spends the rest of the book being lectured about the badness of the bad old days, or HG Wells’s The Sleeper Awakes where a Victorian man wakes in the far future to discover not only that an entire cult has built up around him, but that society is fiercely divided into haves and have-nots and his very awakening triggers a violent revolt by the underclass.

In this novel a naive idealist goes to a more sophisticated future culture and finds himself triggering a major revolt of the long-suffering underclass, which is put down with bloody violence. So at moments I had a strong sense of deja vu.

Urras and Anarres

In this variation of the theme, there are two sister planets, apparently of the ‘Cetian’ system, named Urras and Anarres, which (seem to) orbit each other and so appear as each other’s moons.

Both are occupied by human-type entities, who in fact refer to themselves as Mankind. (There are teasing references to two other planets beyond the immediate system, Haina and Terra, the latter presumably being ‘our’ Earth: only towards the very end of the book do we learn – from the Terran ambassador no less – that Terra is indeed our earth, that it is eleven light years from Tau Ceti, that humanity almost destroyed itself and has ravaged Earth’s environment, and was only saved by the arrival of the more advanced Hainish. There is some intriguing speculation that at some point in the remote past all these planets were colonised by humanoids – which would include Earth, p.119.)

Anyway, these are just intriguing grace-notes of the kind science fiction writers love teasing their readers with and science fiction readers love working up into elaborate theories.

More central to the story is that 170 years before it begins, technology on Urras led to the development of spaceships which could voyage to its ‘moon’, Anarres. The first arrivals were disappointed to discover the supposedly green planet was in fact a mostly windswept desert of dust, where only rare regions had even low-lying trees, where there were no birds or land animals, for life was still at the fish stage.

Initially, the Urrasti mined the new planet, sending back metals and petroleum which had become rare on Urras due to over-development. But some kind of social revolution was taking place on Urras, led by a woman philosopher and social reformer named Odo. Odo developed a pacifist, anarchist, communitarian, vegetarian, holistic philosophy in several books – the Prison Letters and the Analogy (p.74) – and her teachings spread, threatening to undermine the materialist Urrasti way of life, leading to ‘the Insurrection’ in the year 747. (Odo had a husband, mentioned once, Aseio, p.157)

And so the authorities – ‘the Council of World Governments’ (CWG) – on Urras realised a clever way to square the circle would be to pack off the entire sect of ‘Odonians’ to their ‘moon’, where they could put all their utopian visions into practice, and also continue to provide the raw materials Urras required.

And so, over a course of 20 years, some million Odonians were ferried up to Anarres, at first settling what became the capital city, Abbenay (which means Mind in the new language they began to use), slowly moving out to colonise the other regions (and discovering just how barren and inhospitable Anerras is).

Shevek

And it’s at this point that the narrative opens, focusing on the experiences of the young Anarresti physicist, Shevek. It opens with Shevek boarding one of the rare (only ten or so a year) cargo flights which travel from Anerras back to the ‘mother’ planet, Urras. The populations of the two planets remain in touch, but – as you might expect – as their social systems, languages and customs have diverged, so suspicion and reserve have arisen on both sides. (In fact, again only towards the end of the book, we learn that the emigration involved signing certain Terms of Settlement which mandated that no Urrasti were allowed off their occasional cargo ships.)

The narrative proceeds by alternating chapters describing Shevek’s arrival on Urras, with others giving flashbacks to his childhood, boyhood, and young manhood on his home planet. This sounds like a gimmick but it works wonderfully well, in the second half of the novel the alternating timezones create a powerful rhythm and create a deepening emotional connection with the supremely clever but naive, idealistic and yet troubled Shevek.

In other ways, it is is slowly, through the slow revelation of Shevek’s backstory and experiences, that the book reveals its depths.

Initially, we are led to believe that Anarresti society is a Utopia – a non-materialistic, communal society, where there is so little personal property that there aren’t even personal pronouns (no ‘my’, ‘your’, ‘his’ or ‘her’s), where children are raised communally, where everyone works voluntarily and eats freely from the communal refectories, there is no profit motive and no power complexes, in fact no government, just ‘syndicates’ which specialise in particular areas of work, and a central administration of the division of labour (DivLab) which uses computers to organise the population’s work rotas.

‘We have no government but the single principle of free association. We have no states, no nations, no presidents, no premiers, no chiefs, no generals, no bosses, no bankers, no landlords, no wages, no charity, no police, no soldiers, no wars. Nor do we have much else. We are sharers, not owners.’

If they are mostly brain workers, then every tenthday (they don’t have seven-day weeks, they have ten-day ‘decads’) they will be rotated to some kind of manual labour. They speak Pravic, a language invented to be rational and without all the words for possession, ownership and exploitation. Anyone beginning to display such tendencies is (mildly) criticised for being a ‘propertarian’, or told to ‘stop egoising’ and put the community first.

The sexes (there are two sexes, named men and women) are completely equal, participate equally in work and decision making and scientific study etc, and sex is easy and casually available as and when couples feel the need, with no shame or taboos. If couples partner up, fine, if they break up, fine, just as Shevek’s parents split up when he was small, and he was brought up in a communal centre.

Because Anarres is relatively impoverished, there is no waste and everyone lives frugally. Because there are no land animals, everyone is vegetarian.

In other words, Anarres – at least to start with – has very much the feel of a hippy Utopia circa 1974.

Shevek on Urras

When Shevek arrives by rocket on the mother planet Urras – heralded as ‘the first visitor from the moon in 170 years’ – he of course discovers that, although its inhabitants have more goods and services, their society is unrecognisably different from his communal homeland. Urrastis are ‘propertarians’, society is ruled by the profit motive, everyone has titles and formal terms of address (unlike the simple one-word names of Anerras which, we learn, are allotted by computer).

The first time he is taken to the two-mile-long shopping street – Saemtenevia Prospect in the capital city, Nio Esseia (p.110) – Shevek is made physically ill by the excess and the waste.

And so on. As is standard with this kind of ‘innocent abroad’ narrative, we are made to see the corruption, waste and greed of our own wretched capitalist system via a description of a supposedly ‘fantasy’ civilisation as seen through the eyes of an archetypal outsider.

As well as the fondness for titles and possessive pronouns, Shevek discovers (i.e. Le Guin satirises) various other aspects of Urrasti-American culture. Shevek discovers that women on Urras are second-class citizens, very much confined to the home as housewives, and banned from the university, which he finds unnerving and bizarre.

He can’t believe the staggering scale of the conspicuous consumption, the myriads of different clothes, along with the numerous forms of address and politeness, none of which exist on simple, honest Anerras.

He is appalled at the way everything is packaged and wrapped, even the wrapping paper is wrapped in wrapping paper. Waste upon waste.

He goes to the theatre and doesn’t understand the play which is full of snide references to copulation which never actually mention the fact; everyone titters and guffaws but he doesn’t understand their hypocritical shying away from the basic facts of life.

He goes to a museum and is appalled by all the relics of bloodthirsty barbarity it contains.

Shevek the physicist

The institution of the University looms large and makes me realise I haven’t yet explained that, as well as some trade between the two planets, there is also intellectual exchange, and that Shevek is an intellectual prodigy.

The descriptions of his childhood are used to explain Anerras’ utopian social structure to us, but also to bring out Shevek’s unique vision, his intellectual precocity. We are shown Shevek quickly outdoing his college teachers, one of whom in particular – the sneaky Sabul –  suffers from an inferiority complex vis-a-vis the much better-endowed intellectuals of the richer, larger mother planet, and so sends some of Shevek’s graduate work back to academics on Urras.

It is this – Shevek’s intellectual promise – which leads to the invitation from leading academic figures on Urras to visit them, to take a rocket journey back to the home planet, and to the extended passages where the disorientated visitor is shown round this brave new world by his hosts – all this allowing Le Guin to make her points about the unattractiveness of materialism, capitalism, conspicuous consumption, the oppression of women which this simple, honest, open man is introduced to.

Politics

But again, as you might well expect for this kind of storyline, there is trouble in paradise. We slowly learn that Urras is divided between two power blocs, the runaway capitalism and conspicuous consumption of A-Io, and a rival state named Thu, an authoritarian system that claims to rule in the name of the proletariat.

Ring any bells? It would have done in 1974, when this aspect of the story would have been an obvious reference to the way the world was divided between two rival superpowers, super-capitalist USA, and the ruthlessly authoritarian Soviet Union which practiced every kind of tyrannical practice in the name of the ‘proletariat’.

It turns out that the scientists – and so the political leaders – of A-Io and Thu have both realised that Shevek’s physics is teetering on the brink of a major breakthrough in the understanding of spacetime, a new theory called ‘transilience’ which could, potentially, lead to the development of vastly more powerful forms of instantaneous communication and maybe transportation across stellar distances.

Thus, as you might have predicted, on one level the novel turns into a kind of Cold War thriller, in which Shevek – who had naively come back to the mother planet seeking to establish ‘brotherhood’ and a new understanding (p.121) – slowly realises that his smiling, obliging hosts in A-Io are after his knowledge, but so are agents of Thu who have been sent to ingratiate themselves with him, namely Dr Chifoilisk who tries to persuade him that Thuvians are revolutionaries, like the Odonians. He becomes a pawn in the power politics of Anerras.

Indeed, Shevek eventually becomes so disillusioned that he throws in his lot with the inevitable ‘underground’ movement, getting in touch with them in their haunts on the derelict Old Town part of the capital city, and becoming the symbolic figurehead of an immense protest march of the underclass which wins through the city streets to the Capitol Square, where Shevek makes an inspiring speech about brotherhood and solidarity just before state security helicopters open fire on the crowd, massacring unarmed women and children, and Shevek makes a getaway, helping a mortally wounded man to a hideaway in a derelict warehouse where he stays with the man till he dies of blood loss and shock.

This as well, reads like an only slightly paranoid version of the police state many liberals thought America was in danger of becoming in the final stages of the Vietnam War, with mass civil disobedience leading to atrocities by the National Guard.

From that point onwards Shevek freely expresses his disgust with Urras:

‘There is nothing you can do that profit does not enter into, and fear of loss, and a wish for power. You cannot say good morning without knowing which of you is `superior’ to the other, or trying to prove it. You cannot act like a brother to other people, you must manipulate them, or command them, or obey them, or trick them. You cannot touch another person, yet they will not leave you alone. There is no freedom. It is a box – Urras is a box, a package, with all the beautiful wrapping of blue sky and meadows and forests and great cities. And you open the box, and what is inside it? A black cellar full of dust, and a dead man.’

Utopia and universities

In the preface to this novel, Le Guin explains how she came across anarchist writings, for example of Kropotkin, and found these a more attractive alternative to the more authoritarian Marxism as, indeed, many well-heeled bourgeois academics and writers have. How wonderful to live in a world with no bosses, no state and where everyone co-operates willingly for the common good!

And, at least to begin with, the description of the utopian arrangements on Anerras for work or sex or education or relationships or family or farming or building and so on come across as idyllically simple and fair and soul-building, allowing each to contribute to society voluntarily, how and as and when they wish.

And it is a central flaw or issue with the book that virtually all the characters are intellectuals: Shevek’s school and college career leads straight into a job in the university (though with breaks for quite demanding manual labour); his wife Takver is also an academic, a marine biologist; their friends are writers or fellow intellectuals, and they are all shown having extended arguments about the soul of man, and justice, and property and ownership and communal living and so on. And when he arrives on Urras it is to join the faculty of the famous Ieu Eun university and mix with, yes, more lecturers and professors who spend all their time talking about society and justice and so on.

In fact, although it is regarded as a masterpiece of science fiction, The Disposessed could be considered a sort of campus novel, a tale of two university campuses, and all its lead characters are almost exclusively academics.

He crossed the campus on his way to a lecture. (p.171)

Because Shevek is a young man finding his way in the central chapters about his life on Anerras (aged 24 on p.156 as he falls in love with the marine biologist) and because so much of the book has the feel of an undergraduate debating society, it is a surprise to learn that he has just turned 40 at the point where he decides to take the fateful trip to Urras, and has – by that point – spent over ten years working on the problem of Simultaneity – the General Theory of Temporality.

Towards a subtler picture

The essentially white liberal bourgeois academic milieu and the prolonged and high-minded debates about social organisation and justice sometimes give it the feel not only of a campus novel, but of a very 1970s campus novel, with all the characters, whether radical or reactionary, worrying about the advent of The Revolution as if it’s just around the corner, just the way people used to talk about The Revolution in the 1970s.

And, as mentioned, the book has a lot of rather cliched themes – the innocent traveller to a more corrupt culture and the solitary idealistic figure who becomes the trigger for a violent insurrection.

BUT. But but but… I found the second half of the book steadily improved, grew richer and deeper and – crucially – was less expected and predictable. In the alternating flashback chapters we come to ones which describe a really profound drought which affects Anarres and leads to a disastrous famine. Food is short all over, and Shevek volunteers to go and help with famine relief.

Now we begin to see cracks in the high-minded fabric of the utopia. Now we see people not mucking in together, people behaving selfishly, people trying to protect their own. And, during the extensive description of this time, Le Guin emphasises that the entire communal lifestyle is only possible because it is necessary. Part of the reason there is no conspicuous consumption and waste is because there just aren’t enough resources on Anarres to make very much more than basic recycled cotton clothes, and the dreariest of simple vegetarian diets.

Slowly, in a number of scenes, we come to see that even people raised from childhood in an egalitarian society can become selfish, jealous, snide, threatening and violent, if the circumstances are correct.

These scenes – and the commentary of the characters such as Shevek and his wife and best friends discussing them – are genuinely interesting reflections on human nature in an entirely invented culture and civilisation, coming under pressure.

Keng

Similarly, towards the end of the novel, after the climactic massacre in Capitol Square, Shevek manages to evade the sinister, black-clad security forces, and his friends in the ‘Underground’ smuggle him to the neutral city of Rodarred, where he seeks asylum in the Terran Embassy. (A setting which gives rise to all kinds of intriguing contrasts between the physique of the Anarrasti – big and haired all over – and of the Terrans – slight and smooth). And here he meets the slight, smooth-faced female ambassador whose name, Keng, suggests she is of Chinese ancestry.

Here a number of threads are tied up.

  1. Keng arranges with the authorities of A-Io that Shevek can return to Anarres unharmed (in fact he will be carried there by a ship of the fourth race of humanoid mentioned, the Hainish)
  2. The climax of Shevek’s mission is that he explains that he has developed the theory which could lead to Transilience and a technology of instantaneous communication (it is here we learn from Keng that the planets we’re on are eleven light years from Earth i.e. messages to Terra take at least 11 years there and 11 years back, so instant messaging would transform all the humanoid civilisations). And he asks Keng if she can arrange for the crucial handful of physics equations to be beamed to all the humanoid planets simultaneously, so no one culture gets exclusive use of them.

So they have a fascinating conversation, the slight Terran ambassador and the hulking hairy Anarresti. But what pleased me because it was unexpected and yet seemed psychologically true is that, after Shevek has finished a long speech about how much he now hates and detests Urras and its grotesque capitalist luxury and inequality… what was strangely moving is that the ambassador then makes a speech in which she explains that, from the perspective of the ravaged, ruined Earth, Urras is Paradise!. Sure it has its inequalities and tensions, but her home planet is desolate, barren, a place of ruins and total poverty. At least Urras has life and invention and colour and exuberance.

It’s not a very profound fictional move, but it exemplifies the way this slow-building but eventually wonderful and moving book looks at themes and ideas which, to begin with, seem rather stereotyped and over-familiar, and then subjects them to more penetrating examination than you’re used to in the generally sensationalist genre of science fiction.

Time and meaning

And it’s symptomatic of the way the book leans towards a more ‘serious’ tone and attitude, that the final chapter isn’t triumphalist or doom-laden, it doesn’t end in flames or indeed anything very decisive. Only here, right at the end, do we learn about the opposition stirred up to Shevek’s idea of travelling to Urras among his fellow anarchists and communalists.

Like people everywhere, it turns out that they can be quite as paranoid, suspicious and vindictive as anyone else – Shevek is treated as a traitor, his wife is cold-shouldered at her work, and even their ten-year-old daughter is bullied and victimised at her learning centre.

All this reinforces the metaphysical strand at the heart of the book, that life isn’t a fixed state, happiness isn’t something you achieve and then relax. Life is a continual process, and its meaning derives from the union of past and future in a continual flux.

This issue – the question of the meaning of human existence in an endlessly changing world – maps beautifully onto Shevek’s intellectual concerns as a physicist trying to reconcile two completely different theories of time, he devotes his life to seeking:

the unification of Sequency and Simultaneity in a general field theory of time,

The fact that Le Guin was raised in the home of two successful academics at first glance helps explain the limitations of the novel – as I’ve mentioned – to a cast list mostly made up of academics and intellectuals who spend nearly the whole book having philosophical discussions,

But on the upside, it means that she does manage to capture the feel of academic research, the mundaneness of it. The scene – a sequence of a few days – where Shevek – after a disastrous social outing on Urras where he gets humiliatingly drunk on champagne which he’s never drunk before – tells his servant to close ad lock the doors, allow no-one admission, and then spends day after day sitting at his desk, getting up, walking round, staring out the window and… suddenly sees the solution, the answer, the way to reconcile the two contradictory ways of thinking about and measuring time… this scene for me marvellously captures the joy of silent, entranced, intellectual effort, and its deep rich rewards, as you become aware of your mind unfolding a huge new way of seeing life.

In a smaller but comparable way, it may occur to the reader that, the alternation of the chapters, which alternate between the ‘present’ of the main narrative, and a series of flashbacks – all of which are bound together by a narrative which starts with Shevek leaving his home planet and ends with him returning – in their structure reflect Shevek’s attempt to integrate a linear and a circular theory of time. That the narrative structure in some sense embodies the theory of integrated time which Shevek is working towards…

Conclusion

It’s not a perfect book, and many elements have dated in ways I’ve indicated. But at its core is a really serious attempt to engage with a number of issues – about politics and society, about the possibility of a fair and just civilisation – about the life of the mind – and above all about time and our place in time’s flux – which are rare to encounter in any genre of fiction.

The Dispossessed is not wonderfully written. But it is wonderfully and seriously imagined.


Related links

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – the florid revenge of Gulliver Foyle, a fastpaced phantasmagoria set in the 25th century where humans can teleport and a terrifying new weapon has been invented
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1970s
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1980s
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke* – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa

Earthman, Come Home by James Blish (1953)

‘We’, said the golden giant, ‘are the Margraf Hazca, Vice Regent of the Duchy of Gort under his Eternal Eminence, Arpad Hrunta, Emperor of Space.’ (p.269)

Reading space opera like this means accepting the absurd, the grandiose and the preposterous. At moments Earthman, Come Home teeters on the edge of Terry Gilliam absurdity or Douglas Adams-style pastiche. But I found it very enjoyable, with a fast-moving plot of adventure and excitement, accompanied by a steady flow of discoveries or revelations about galactic adventurers 1,000 years in the future, which jolt and tickle the imagination.

James Blish (1921-75)

Blish was born in 1921 in New Jersey, and while at school published a science fiction fanzine. His first published story was in a pulp sci-fi magazine in 1940. His first successful stories were only published after the war, and it wasn’t till 1950 that he hit his stride with the first of the stories which was to develop into the ‘Okie’ series, describing entire cities which used ‘spindizzy’ technology to launch themselves and travel into space.

The first two stories, ‘Okie’, and ‘Bindlestiff’, were published in 1950, by Astounding Science Fiction magazine. ‘Sargasso of Lost Cities’ appeared in Two Complete Science-Adventure Books in April 1953. ‘Earthman, Come Home’ followed a few months later, also published by Astounding. In 1955, Blish collected these four short stories into an omnibus ‘novel’ titled Earthman, Come Home.

More stories followed, namely ‘Bridge’ and ‘At Death’s End’ which tell how the spindizzies were developed and the early era of space exploration. In 1956 these two were published together in the volume titled They Shall Have Stars. In 1958 Blish released a third ‘Okie’ novel, The Triumph of Time. Four years later, he returned to the subject for the last ‘Okie’ novel, A Life for the Stars.

The sequence of four Okie novels was edited together into an omnibus edition, titled Cities In Flight, which was first published in October 1970. This version was then republished as part of Orion’s large-format, yellow-spined SF Masterworks series in 1999, and this is the version I borrowed from my local library.

Are these stories literature? No way. A glance at the cover of the 1953 Two Complete Science-Adventure Books which featured ‘Sargasso of Lost Cities’ tells you everything you need to know about the cultural level of its first publishers and readers. Pulp, with scantily clad young women threatened by purple-skinned aliens is about the level. (As far as I can tell, nothing like that scene with a woman in a red bra takes place in any of the stories: the ‘Jungle’ chapter based on the Sargasso story contains nothing like it.)

Cover of Two Complete Science-Adventure Books featuring Blish's novella 'Sargasso of Lost Cities'

Cover of Two Complete Science-Adventure Books featuring Blish’s novella ‘Sargasso of Lost Cities’ (1953). $5 value for just 25 cents!!!

Which order to read them in?

Before you start reading there’s a snag: the Cities in Flight omnibus volume doesn’t present the stories in the publishing order outlined above, but according to the order of their internal chronology, namely:

  • They Shall Have Stars
  • A Life For The Stars
  • Earthman, Come Home
  • The Triumph of Time

So, should you read them in the order published, or in the chronological order of the narrative? Well, in his introduction, Adam Roberts says the first-written stories remain the most thrilling and visionary, so he recommends you do not read the novels in the order they’re arranged in the omnibus edition, but start with Earthman, Come Home, the freshest and most exciting tales. Alright.

Earthman, Come Home

It is about the year 4,000 AD, and two key inventions have transformed the human race.

1. The first is anti-agathic drugs which enable humans to live more or less forever. The central figure of Earthman, Come Home, John Amalfi, is nearly 1,000 years old, and as young and virile and clear-headed as ever.

He was now about nine hundred years old, give or take fifty, ; strong as an ox, mentally alert and active, in good hormone balance, all twenty-eight sense sharp, his own special psi faculty – orientation – still as infallible as ever, and all in all as sane as a peripatetic starman could be. (p.325)

2. The second invention was ‘the Dillon-Wagoner Graviton Polarity Generator’, known colloquially as the spindizzy, an anti-gravity device. Because these project a protective field around anything using them, it was realised a) that things which went up through the earth’s atmosphere (or any planet’s atmosphere) needn’t be streamlined like traditional spaceships, but could be any shape, b) could be any size, as long as they had enough spindizzies to propel them.

In an earlier wave of colonisation immediately after their invention, set off to colonise other planets. Now, 1,000 years later, entire earth cities have abandoned the mother planet and ‘gone aloft’, journeying through space protected by hermetically sealed atmospheres, supplied by self-contained water and food systems. New York, we are told, was among the last to leave, in around 3111 AD.

These city-spaceships wander the settled galaxy looking for ‘trade’ i.e. looking for planets which need their particular skill sets. There are hundreds of wandering cities, each one specialising in particular areas. They’ve acquired the nickname ‘Okies’, copied from the impoverished farmers from Dustbowl Oklahoma who headed west to California looking for work in the 1930s. At last count there were some 18,000 Okie cities (p.350)

However, there are hazards. Not, surprisingly enough, from aliens because – just as in the contemporaneous Foundation novels by Isaac Asimov – it turns out that there are hardly any ‘alien’ life forms anywhere in the galaxy. (This is worth meditating on for a moment: in both the Foundation and Okie series there are no aliens. Despite the covers of Astounding Science Fiction always featuring giant insect or octopus monsters, nothing like that appears in the stories. The threat in both series always and only comes from other humans.)

So the threats are entirely human, and come from a) ‘bindlestiffs’ or Okie cities who have gone bad, gone rogue, become predators and murderers, or b) from the cops, Earth police who still, apparently, hold sway, even out on the edges of the galaxy and dislike or even hate Okie cities for their frequent rule breaking.

So this is the background and setting for a series of adventures featuring New York, more accurately the island of Manhattan, which can magically fly through space and land on any planet it fancies. The idea is wonderful, and Blish’s realisation of it is astonishingly convincing: the basic technique is ‘less is more’. New York City landmarks are sparingly referred to, the technology only fleetingly mentioned and, most conspicuously of all, there are hardly any characters. A quick Google search shows that the population of New York in 1950 was about eight million, but only a handful of characters ever appear in the stories – I counted about eight in all. Where are the teeming bustling millions of the actual New York? And how do any of them make a living drifting through space for months and years between planetfalls? The answer to these conundrums is – not to ask them.

Lead character is John Amalfi, the city’s mayor – tall, stocky (he has a barrel-shaped body), bald, it is he who takes the chances, assesses the odds and comes up with canny plans of action when the city gets into tight scrapes. Amalfi is advised Mark Hazleton, the city’s manager and trusted side-kick, who makes all the technical calculations but, more importantly, comes up with cunning plans.

Amalfi often refers to, or rings up and talks to, the City Fathers. It’s only in about the third story that we realise ‘the City Fathers’ are in fact a super-wise computerised database which Amalfi can consult whenever he wants to, but can occasionally turn off when he wants to override their Spock-like, logical advice in order to take another of his wild risks.

1. Utopia

New York, or just ‘the city’, arrives at a star system dominated by two warring planets, Utopia which is continually under attack from the brutish Hruntans. Amalfi lands on Utopia, Hazleton returns from a recce with a pretty native woman, Dee (who will end up accompanying them on all their subsequent adventures) and the rest of his team are drilling for oil and minerals when the Hruntans attack the planet. the plot is complicated (as the plots of all the stories will turn out to be) by the presence of the Earth police, the cops, who are just raring to catch an Okie city for the slightest technical violation of either a) space law or b) breaching its contract with a planet.

In this instance the earth cops have arrived to pacify the system which means crushing the Hruntan military. In a complex piece of Machiavellian manoeuvring, Amalfi orders the city aloft, leaving Mark and Dee back on Utopia, with a view to sucking up to the Hruntans.

2. Gort (the Duchy of Gort)

A Hruntan delegation arrives on the bridge, led by the thuggish Margraf Hazca. He informs them that other landing parties have landed at key locations around the city. Amalfi makes a deal to trade Hruntan resources (particularly oil) for the city’s knowledge of friction-field technology – although the Margraf thinly threatens that they plan to take the city’s technical know-how by force, anyway.

Blish the narrator takes the opportunity of explaining that:

‘The spindizzy or Okie cities are like bees, wandering around the galaxy of earth-colonised planets (the ‘pollinating bees of the galaxy’ p.345), spreading knowledge, new technology, minerals and resources. The earth police look down on them, and try to bust them if they break trading contracts with planets, but at the end of the day the Okies perform a useful service.’

Amalfi lays out a complex and not totally comprehensible plan: Mark will lecture the Hruntans’ leading scientists and military strategists on the cutting edge tech the city possesses and the Hruntans – way out here on the edge of the galaxy – don’t.

Amalfi assumes there’ll be one or two scientists who genuinely understand the city’s advanced tech. He assumes that, within any group of such scientists, there’s always jealousy, even unto assassination. He assumes that if the Okies favour one particular scientist, they will create dissension and jealousy among the Hruntan scientists. And this indeed does seem to occur, with a certain Dr Schloss a) understanding the city’s tech and, in short order b) being threatened by his peers.

(None of this makes much sense, but then a lot of the plot doesn’t really make much sense: entering the text is like entering another world where normal motivations, human psychology or behaviour have been twisted out of recognition.)

What happens next is even more bewilderingly weird: Amalfi has gone to the penthouse suite of the city’s tallest building which has been commandeered by the thuggish Margraf Hazca and his entourage. Amalfi is having a difficult conversation with him and the Margraf is just raising his blaster to threaten him, when Mark and his assistants turn on a ‘friction-field generator’, and turn it up to overdrive. Normally the machine works to create friction-free movement of surfaces, thus eliminating the need for oil in machines; in overdrive it does the reverse and makes ‘creates adherence between all surfaces’ (p.286).

I’m not sure that explains what happens now, which is that all the Hruntans in the penthouse are stuck to their chairs and seats, unable to move. For some reason Amalfi, standing, can move, runs to the lift but finds it stuck to its shaft walls, so runs back through the penthouse (past the furious Hruntans struggling to lift their arms from the chairs they’re stuck to), onto a ledge, and then – grips the side of the building (extra adhesion) and slides the 80 storeys back to the ground, which he hits with quite a bang.

When he recovers consciousness Dee is laving Amalfi’s blistered hands and forehead, while Mark explains that he had hidden good old Dr Schloss (the Hruntan scientist whose colleagues turned on him for being too clever) in the knackered old ‘invisibility’ machine which they’d been sold by inhabitants of the planet Lyra ages ago and had never got to work. (‘You remember that old Lyran invisibility machine, boss.’)

Well, clever old Dr Schloss got it to work, the entire city was made invisible for thirty minutes, and this was enough for it to beam aloft and escape the security net which was just being cast around the planet by the earth police.

Now they’re flying free, but Amalfi worries that the cops can now bust them for, technically, breaking a treaty they signed with the Hruntans. Therefore he instructs Mark to steer the city towards the Rift. Not the Rift!

3. The Rift

The Rift is ‘awesome beyond all human experience’, it is ‘a valley cut in the face of the galaxy’, a vast space devoid of stars. Amalfi is not sure any city has ever successfully crossed it from one side to the other, but he’s going to try. Amalfi has barely explained all this to Dee, than they see a flaring in space (Amalfi uses a big video screen to steer the city by) and hear over the radio screaming pleas of SOS.

A city has been attacked and destroyed by a bindlestiff. What is a bindlestiff? An Okie city that’s gone pirate. Where will the lifeships from the destroyed city go? Well, there’s only one freak star out here in the emptiness of the Rift, so Amalfi sets a course for it.

Obviously and inevitably the star turns out to have a planet circling it which is capable of human life (as they pretty much all are: earth gravity; earth air; all very convenient). As the city comes in to land on the planet they are surprised to pick up chanting on the radio: it is inhabited.

After the huge city has dropped onto the surface (rather roughly, since a recurring theme is that the 23rd Street spindizzy is playing up), they discover a primitive tribal-level civilisation.

As Amalfi and the others exit the city onto the plain they are surprised to see a great procession of locals dressed in gowns and head-dresses and what-have-you snaking out from the nearest settlement and approaching them with singing and signs of reverence. After a cohort of children, come men in symbolic dress, and then a huge cage full of naked, filthy, unwashed women (!), drawn by two giant lizards (!!) Do they have to be naked?

Most of [the Hevian women] had been stoned for inadvertently covering themselves at one time or another, for in Hevian society women were not people but reminders of damnation, doubly evil for the slightest taint of secretiveness. (p.328)

Attendants unshackle the lizards and lead them away, leaving Amalfi face to face with a cage full of naked women, and a tall impressive man comes forward and places in Amalfi’s hand… ‘an ornate wrought-metal key’!

4. He (the planet He)

Miramon is spokesman for the local people, and tellus Amalfi the planet is named He. It seems they had a very advanced civilisation until some kind of catastrophe 8,000 years earlier. Amalfi suspects he knows why (the key feature of this book is that Amalfi knows everything and is nearly always right; it is very comforting and reassuring to be on Amalfi’s side in all these conflicts and emergencies, since he always emerges unharmed and vindicated, and saves the city yet again.)

He has a Draysonian cycle i.e. every so often it abruptly changes the axis of its rotation. Amalfi guesses that’s what happened 8,000 years ago, destroying the old civilisation and turning the entire planet into a steamy tropical jungle. Miramon explains that a new religion arose and it is now universally believed that the inhabitants of He are in a steamy tropical hell because of their sins – the kind of standard, shallow, bubble-gum religion you get in all these space operas, which lingers on into Star Trek or Star Wars.

Meanwhile Amalfi’s techs have discovered that a lifeship from the attacked city landed in another settlement, one of the rebel settlements which have broken with He‘s orthodox religion.

Having made friendly relations with Miramon and his people, Amalfi is able to cadge a rocket ship off him and get it piloted to this other settlement, because although He suffered a collapse of advanced civilisation, some elements of hi tech survived. For example, they have automobiles, which Blish enjoys using in a comic scene where Amalfi and Hazleton are driven in one to meet the settlement’s head men, disbelieving the noise and smell and discomfort of a car, as compared with the city’s own smooth, friction-free computer-driven cabs.

In an exciting scene, the little local rocketship they’re flying in comes under sustained attack from the enemy settlement, with bullets and bits of shrapnel shredding its thin metal skin, nearly hitting Amalfi et al. An attack squad suppresses the locals then locates the prison where the survivors of the destroyed Okie city’s lifeship were being tortured to reveal their tech secrets. One begs to be killed, two have gone mad, one has had his tongue torn out.

The motive for saving these guys was that, in their brief distress call, the Okie city had claimed to have a fuel-free drive, something which would be worth a fortune to New York or anyone. But Amalfi has barely begun questioning the tongueless man (who has, in the magic way of these books, somehow learned a way of speaking without a tongue) before the top of his (tongueless man’s) head is blown off by a bullet.

Back at the city, they come under dynamite and gas attack. Amalfi realises that the bindlestiff – which they had thought had disappeared into deep space – has in fact landed on the planet and is aiding the rebels. In a modern movie-type scenario the entire vast city turns out to have buried itself deep in a muddy quagmire near the leading town of the rebels, which is called Fabre-Suith.

Two things happen to make this story fast-moving and almost incomprehensible.

1. While the attack is still on (by now we have grasped that the Fabre-Suith people are attacking the city, but with weapons given them by the bindlestiff) Amalfi orders Mark to take the wild naked native women (who we saw in an earlier scene being taken to a kind of underground bathing rooms and hosed down by Dee, who joined in!) now cleaned and washed and dressed, to a clearing in the jungle near where all the weapons are being fired at the city. I couldn’t quite believe this was meant to be a serious plotline, but what happens is that the native men leave off firing weapons at the city and rush towards this clearing full of nubile young women, where they start fighting among themselves for the women. Not only that, but the bindlestiff ship emerges from its muddy hiding place, and itself sends a party of men to grab the women. The two groups of men start fighting. Eventually the bindlestiff sends a missile which annihilates the nearest settlement (in, I think, a mushroom-cloud atomic explosion) and their men make off with the women prisoners.

But all this is a distraction from Plan Two which is that, without anything having been explicitly agreed between Amalfi and Miramon, Amalfi has taken it upon himself to correct the axis of spin of the planet. This involves quite a lot of cod engineering with 40-mile wide tunnels being bored right to the core of the planet and spindizzy technology inserted. You’d expect this to take weeks, maybe months or even years to accomplish, but for the purposes of the pulp plot it all seems to be done in a day or so.

Then, just as the bindlestiff is pulling free of the vast mud swamp it had hidden in and about to pose maximum threat to New York, Amalfi presses the button to activate the deep planet drivers: Moving Day has begun; the engines buried near He‘s core kick off.

In fact it turns out be wildly more effective than Amalfi had anticipated. The vast engines they’ve buried near the planet’s core don’t slightly adjust the planet’s spin, they blast the whole thing clean out of orbiting its star. Within moments He‘s star has flashed by Amalfi’s viewing screen, and the planet is coursing through the Rift at light speed. The bindlestiff was thrown clear by the blast but New York is still attached to He.

Amalfi asks Mark to find the planet’s old star (it is part of these stories’ charm that Mark does so using a slide rule. In a similarly sweet and naive way, Amalfi guides this vast flying city using… a master space stick..’ by hand… by touch and feel, while staring at the big screen in front of him.)

By the time Mark’s done that the planet He is leaving the galaxy, departing upwards from the dish-shaped galaxy, far too far to return to its host sun, and it will take thousands of years, even at light speed, to reach the next galaxy. ‘What shall we do, boss?’ (Mark always calls Amalfi ‘boss’.)

In the kind of grand, sweeping and insouciant gesture which we’re getting used to by now, Amalfi points out that the spindizzy field which is driving He will also protect it from space cold, and supply it with heat; that by the time they reach the next galaxy they should have figured out the technology required to slow the planet down and locate it in a star orbit. Yeah, He will be alright. So they can leave.

So he orders Mark to take the city ‘aloft’, leaving He to its fate, and heading back into our galaxy. Now, it has been a recurrent theme that one of the city’s spindizzy engines, the one sited at 23rd Street, is always malfunctioning. They skip off He and and their next priority is to look for a repair or ‘garage’ planet.

5. Murphy (the planet Murphy)

Mark and/or the City Fathers tell Amalfi that they are re-entering the galaxy in the zone run by the Acolytes. They identify a sun and an engineering and repair planet but are still only approaching it when they are pulled over by cops. But these are swaggering, edge-of-the-galaxy, provincial cops, Acolyte cops (I think the analogy might be with the swaggering bully stereotype of the Deep South American cop).

Amalfi gives their bully boy leader (‘Lieutenant Lerner, Forty-fifth Border Security Group’, p.347) a five hundred Oc dollar bribe to let them pass on to the repair planet (incongruously named Murphy).

As they approach they realise that parallel to the main sun (in fact a pair of circulating stars) is a red dwarf sun and that around this feeble heart source has clustered some 300 Okie cities. It is an Okie ‘jungle’.

They touch down on Murphy which they discover to be very discouraging. The vast bays designed to take Okie cities for repairs are empty. The equipment is rusting. It is almost abandoned. An engineer comes running and Blish blinds us with pseudo-science about what needs repairing, but then a little later he returns waving a blaster around. Once they’ve calmed him down, Amalfi and Hazleton are shocked to discover that their money is worthless.

All through the story up to now Amalfi and co have used the rare metal germanium as the basis for their deals, drilling it out of planets where they could (along with oil) in return for their technological know-how. Now, the engineer informs them, germanium has ceased to be currency. A great economic collapse has swept out from earth and the new currency is drugs, specifically the anti-agathic drugs which keeps them all alive. New York’s treasury is worthless overnight.

Amalfi’s techies had been examining the only other city in the garage, an apparently all-purpose city with several functioning spindizzies. Amalfi orders his teams to cannibalise them.

At which point they hear sirens of police spaceships closing in, ready to arrest them not only for their long list of violations but for bribing Lieutenant Lerner with money which, they now know, was worthless. So Amalfi presses the ‘Get out of here fast’ emergency button.

6. The Jungle (i.e. the Sargasso sea of knackered Okie cities)

New York reappears among the ruined Okie cities clustered around the red dwarf star. He and Hazleton quickly realise that the cities are being forced to bid for work grudgingly offered out by bullying Acolyte officials. It’s like those scenes from 1940s and 50s movies where dockers turn up at the docks and the favoured ones get given work and the unlucky ones go home hungry.

Over the radio the Acolyte woman holds an auction for various mining and dirty jobs the Acolytes want them to so, in which the desperate cities undercut each other. the cop spaceships approach and foolishly some of the Okies open fire on them, only to be wiped out.

Avoiding this chaos, Amalfi goes over to the Okie city which has established rulership over these waifs. It is the city of Buda-Pesht and is run by a ‘King’. He it is who tries to enforce discipline among the cities and makes them all hold to minimum wages.

There now follows a scene which, in its byzantine complexity but childish psychology, is strongly reminiscent of Asimov’s Foundation stories. The King has a grand plan which is for the 300 or so Okie cities to band together and fly to earth to ask for justice (and food).

In a long scene, Amalfi recruits the German mayor of a minor city, and then proceeds to interrupt the meeting, speak from the floor, demand to be heard from the platform, goes up and engages in head to head rivalry with the King, making a powerful counter-proposal. This is that the Okies should pool the knowledge of their City Fathers to develop new levels of hyper-technology, which they can then sell as a cartel to the galaxy. Amalfi sways the meeting, many of whom are attracted by the idea, but at the crucial moment, when the King asks him where he is from, Amalfi refuses to say. Hazleton is there in the wings, with Dee, urging him to utter the words ‘New York’, because the city has such prestige that just the mention of its name would swing the meeting.

But here’s the Asimov-like twist. As he explains to Dee and Hazleton as they leave, he didn’t want to sway the meeting. The plan to link up all the City Fathers would never work. He just wanted to present a strong enough counter-plan… to ensure that the King’s plan triumphed. Aha. Amalfi wants the so-called March on Earth to take place, because he wants to hide New York in among it.

This is the last straw for Amalfi’s sidekick Hazleton, but there’s a final last straw when Amalfi goes on to admit that he also is in love with Dee. Hazleton explodes and says the fateful words: I want off. He wants to permanently leave the city. it is a legal form of words no mayor can ignore and no starman can retract. Amalfi accepts it at face value. Only later will it become clear that this, too, is part of his plan.

What happens next is Amalfi orders his new city manager to take New York to one of the outermost Okies which seems to be abandoned. They communicate politely as they walk through the dark and empty city but one person holds out in one floor of a deserted building, firing on them incessantly until reluctantly, Amalfi’s attack team take it out. They then dismantle the city’s spindizzies and take them back to New York.

On the big screen they see that the King’s rebellion has been reported to the earth police who appear out of hyperspace to corral the Okies. Some foolishly fight back, but surprisingly manage to take out cop ships. While the battle proceeds, most of the fit Okies abandon the area, heading off into space.

7. Hern VI (the planet Amalfi steers across the galaxy)

The majority of the Okie cities have set out on the March on Earth. Luckily New York is equipped with ‘proxies’, ten-metre-long ships with cameras attached, and Amalfi has these proxies tail the March across the galaxy.

Meanwhile Amalfi’s men use the spindizzies from the all-purpose ship and from the outermost Okie which they plundered to fit them to a planet – to Hern VI, a chunk of rock circling the sun. You’d think it would take a while to equip a planet to be driven through space but, as usual in these stories, it only takes a few pages covered in dialogue and some bogus science and the job is done. Hern VI blast off into space, in pursuit of the March Okies.

Despite being ridiculous beyond words this sequence is actually very exciting, as Amalfi steers an entire planet which is travelling faster than the speed of light across the galaxy in pursuit of the Okie Marchers.

As they whizz by any number of star systems and spaceships put out warnings about a rogue planet flying across the galaxy.

The career of Hern VI from its native Acolyte cluster across the centre of the galaxy made history. (p.412)

The aim is to catch up with the Marchers. To cut a long (and exciting) story short 1. The Marchers approach the earth solar system, slow down and adopt a battle formation. 2. After radio warnings, all kinds of earth battleships appear out of nothing and start attacking them, the King orders the Okies to fight back, mayhem. 3. But Amalfi has seen something other people have noticed but not realised the significance of, that an unusual spherical object had got in among the Okies and was now in the vanguard of their approach to earth. Then 4. everyone hears a peculiar radio message given out by the sphere, in English, but a strangely mangled English threatening the ‘People of Earth’.

Barely has this taken place than there is a profound crash, seismic tremors across Hern VI, the glimpse of a blue pearly earth has gone, the sight of Sol in the big video screen has gone, Hern VI has entered and exited the solar system in seconds.

And only now does Amalfi reveal his plan. He knew that the strange ellipsoidal metal object in among the Okie Marchers, and which then threatened earth, was none other than the legendary Vegan Battle Cruiser. The Vegans ruled the galaxy thousands of years before humanity came along. Beaten back by humanity’s advance, they had retreated to their heartlands, but then sent out this cruiser to take revenge. Marching with the Okie cities gave it perfect cover.

Amalfi had realised all this, had engineered the King and other Okies to march on earth, had engineered his teams stealing the spindizzies from the other cities, equipping Hern VI and making its hot pursuit of the Marchers, and he had engineered Hern VI’s collision with the Vegan spaceship. He had piloted Hern VI half way across the galaxy in order to collide with the Vegan battle cruiser which was instantly reduced to a pile of steaming metals in a deep crater on the planet’s leading edge.

Not only was this all a cunning plan but – when Dee suggests they tell earth how they saved the planet, Amalfi reveals that they can’t. If they reveal that they defeated the Vegan ship, the Vegans will build a new one. Not publicising the fact that they blatted it will leave the Vegans uncertain what’s happened to it. Earth’s security depends on them keeping their mouths shut.

Unfortunately every cop in the galaxy will now be after them for breaching earth’s security borders etc. Which is why they are steaming on towards an area of the galaxy know as the Megallanic clouds.

One last thing. the City Fathers have made it quite clear that the 23rd Street spindizzy has had it, but so have several of the others. So their next planet-fall will be their last. So that solves the dilemma of his best buddy, Hazleton, wanting off. He will get off. But so will everyone else. Once it’s docked, New York will never fly again.

8. IMT

The city lands on a new planet in the Magellanic Cloud. They have been given permission by the planet’s ‘Proctors’. They land on a particularly barren stretch of heathland and come across ‘chocolate-coloured’ illiterate serfs ploughing the land. They take one, Karst, under their wing, and go to the nearest city to meet the ‘Proctors’ who allowed them to land. 1. the handful of Proctors use the native inhabitants as slaves. 2. this city was clearly itself once an Okie, with spindizzy tech hidden in its bowels.

Now all through the previous stories had been references to an atrocity carried back in legendary days by a particularly brutal Okie city on a planet named Thor V, I’m not sure the details are given anywhere but the general idea is the Okies massacred every man, women and child, and that this is one of the bases for the very bad reputation the Okies have across the galaxy and why the cops hate them.

What emerges slowly in this story is that – again very like an Asimov Foundation story – Amalfi knows something which we and all the rest of the characters don’t. The ‘Proctors’ are the very same men who carried out the atrocity on Thor V. Amalfi slowly reveals this to Karst, who has been undergoing hynopedia education sessions.

Karst sings an old slave folk song to him which has a refrain that IMT / made the sky / Fall – which Amalfi realises is a folk memory of the way the IMT city crushes opposition by literally landing on them.

9. Home

At the climax of the story, and the series, Amalfi fools one of the Proctors, Heldon, into letting him examine the city’s spindizzies. The pretext is that New York will trade its own tech in exchange for being allowed to settle there. The ‘Proctors’ realise Amalfi is up to something and corner him in the machine room where he’d been examining the ways the spindizzies were connected. Amalfi holds up two eggs. Very simple: they are full of plague bacillus. Shoot him, he falls, the eggs shatter, the Proctors would be dead of plague before they reach the doors.

Cursing, they let him exit the door, which he locks behind him and scampers up the main Proctor building, the Temple, to its highest point. Up here must be the control room. He discovers a secret entrance to a kind of attic, and discovers the controls to the city and just has times to make some vital alterations to the controls, before going back down to the room below and once again using the egg threat to get free.

Amalfi walked backwards out of the star chamber and down two steps. Then he bent, deposited his remaining black egg carefully on the threshold, thumbed his nose at the furious soldiery, and took off down the spiral staircase at a dead run. (p.471)

Flash Gordon. The Prisoner of Zenda. Douglas Fairbanks Junior. Mesotron rifles are fired at him, demolishing entire buildings, as he zigzags through the streets of the IMT city, eventually making it to the scrubland at the perimeter, the area which is obviously where the city joins the land. All the while the noise had been building up, the sound of screeching metal and the streets had been bucking and writhing.

Amalfi is just scrambling across the no mans land when a line of light appears all round the city’s circumference. it is wriggling free of its location ready to fly over to new York and squash it. But Amalfi fiddled with the controls, remember. Suddenly, with no warning, the IMT city rises but doesn’t hover and then head for New York… it keeps on rising uncontrollably, up up up, Amalfi had disabled the steering mechansim and jammed the engines, it is doomed to fly directly upwards and in an endless straight line.

The freed slave Karst helps Amalfi to his feet and both stand on the edge of the vast hole the IMT city left behind it, and Amalfi (and Blish) have one more trick up their sleeve. As relations with the IMT had soured, the Proctors had called the earth police (them again! they appear in pretty much every story) and warned them that the wanted Okie city of New York was likely to make a getaway from this planet.

Now as Amalfi and Karst look up into the sky at the dwindling light of the IMT city – suddenly it flares into a great white light. The earth cops were there waiting, and have vapourised it.

Thus 1. justice has been served on the genocidairs of IMT. 2. the earth cops now think they have destroyed New York and its population are now free of the threat of arrest and execution. 3. With the yoke of IMT slavery removed from their necks, the native chocolate brown people of the planet are now free.

Thus New York’s great odyssey, and the entire sequence of stories comes to a fitting end, with John Amalfi (rather like the psychohistorian Seldon in Asimov’s Foundation series) vindicated at every turn for his vast wisdom and strategic guile. And love of justice. Now he and Dee and Hazleton and all the other inhabitants of New York will turn to cultivating this planet, and making it a new Earth.

Around them, there was a murmuring of voices, hushed with disaster, and with something else, too – something so old, and so new, that it hardly had a name on the planet that IMT had ruled. It was called freedom. (p.474)

Cover art

Interesting how the same story can be illustrated so many different ways – starting in the 1950s with the half-naked woman pulp magazine cover shown above, through to just twenty years later, which saw the advent of stunning sci-fi art, like the dazzling 1970s cover shown below.

Cover of Earthman' Come Home, 1974 Arrow paperback edition, by Chris Foss

Cover of Earthman, Come Home, 1974 Arrow paperback edition, by Chris Foss


Related links

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces down attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by spindizzy technology
1953 Fahrenheit 451 – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic

1980 Russian Hide and Seek by Kingsley Amis – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s

In the Days of the Comet by H.G. Wells (1906)

We live now in these days, when the Great Change has been in most things accomplished, in a time when every one is being educated to a sort of intellectual gentleness, a gentleness that abates nothing from our vigour, and it is hard to understand the stifled and struggling manner in which my generation of common young men did its thinking.
(In The Days of The Comet. Chapter One)

In his earliest stories Wells stuck to describing localised events witnessed and recounted with feverish, first-person intensity by his astonished protagonists.

As he became famous he branched out. He wrote a series of non-science-fiction love stories (Love and Mr Lewisham, Kipps), often featuring whimsical social comedy satirising Edwardian manners and society.

He also began a series of factual articles and books devoted to predicting the future based on likely scientific and technological advances – Anticipations, A Modern UtopiaThe Shape of Things To Come and so on.

And his science fiction stories became more long-winded and discursive, incorporating these other elements to produce stories which were longer, less focused, and contained all kinds of material extraneous to the main plot. In The Days of The Comet is a classic example of this tendency.

In the Days of the Comet

The central event of In The Days of the Comet is easy to describe. A comet passes close to the earth, trailing a cloud of strange chemicals through the atmosphere, which leads to an abrupt and total revolution in human nature and in human affairs, referred to as The Great Change. Everyone becomes peaceful, kind, forgiving and sensible. Here is the narrator telling his contemporary, post-Change audience, about the bad old days:

You must understand – and every year it becomes increasingly difficult to understand – how entirely different the world was then from what it is now. It was a dark world; it was full of preventable disorder, preventable diseases, and preventable pain, of harshness and stupid unpremeditated cruelties; but yet, it may be even by virtue of the general darkness, there were moments of a rare and evanescent beauty that seem no longer possible in my experience. The Great Change has come for ever more, happiness and beauty are our atmosphere, there is peace on earth and good will to all men. None would dare to dream of returning to the sorrows of the former time…

Wells has bitten off a massive theme – the transformation of the entire human race from a jungle of competing individualists, a system which produces misery and exploitation, into a brotherhood of enlightened and caring citizens who treat each other as equals and set about building the Perfect Society. For the fumes of the comet bring about the great Socialist Transformation of the World which Wells and so many of his contemporaries dreamed of.

But Wells has set himself the same challenge he faced in The Food of the Gods, which is to tell the transformation of the entire human race via the tiny story of a handful of individuals – in this case via the recollections of one particular man, Willie Leadford, now aged 71.

The novel is Willie’s autobiography, or more precisely his memoir, of the months leading up to the Great Change 50 years previously, when he was a hot-tempered young man. The minutely narrow scope of the task is made clear in the book’s first line:

I have set myself to write the story of the Great Change, so far as it has affected my own life and the lives of one or two people closely connected with me, primarily to please myself.

Well, that gets Wells off the hook of having to write some kind of global history of this vast transformation. Instead it’s going to be a book about Willie.

The central thread of the novel is Willie’s mismatched love affair with the beautiful but narrow-minded young woman Nettie Stuart. They are both lower class inhabitants of the Four Towns, a region of the industrial Midlands. Here Willie has grown up in extreme poverty, raised by his mother, a devoted and tireless charlady who has almost literally worked her fingers to the bone. Their wretched hovel of a rented cottage is bitterly described numerous times, not least the leaks in the roof which lets rain into his mother’s bedroom, exacerbating her many illnesses.

Against this backdrop, and in the scenery of this grim northern industrial townscape, Willie grows up into a typical angry young man who loses his religious faith and discovers ‘socialism’. He moves in to share a flat with another young man, Parload, who is, however, more taken by the stars and astronomy than socialism.

Anyway, the central spine of the novel is Willie’s forlorn love affair with Nettie. She is the daughter of the gardener to the local lady of the manor, Lady Verrall, and so she and her family regard themselves as a notch or two above Willie and his mother in the social scale. We know from his biography that at one stage of his own adolescence, Wells’s family fell on hard times and his mother went to work as cleaner to a local landowner and Wells was obliged to give up schooling to work in a local shop in Sussex.

You cannot help feeling that the descriptions of a) his good and long-suffering mother b) his smouldering resentment at the patronising, superior attitude of the local landowners and c) his youthful sense of the crazy injustice of the entire social system, are all strongly derived from his own experiences, which he channels into this story of an earnest young working class man falling in love with a beautiful but unimaginative young woman from just a fraction above his own class.

In the hands of a genius like D.H. Lawrence this kind of thing would have been turned into an entire novel registering every flicker of the sensibilities of both the protagonists, and exquisitely marking the rise and fall of their relationship, recording:

the host of dark distressful memories, of darkened childhood, toilsome youth, embittered adolescence.

But in the hands of bumptious Mr Wells it is a good tale, some passages are intensely felt and written but… but… it always feels that Well’s real focus of attention is elsewhere…

Anyway, young Willie becomes even more embittered when he tries to share his ‘socialist’ convictions with Nettie, as well as his loss of religious faith. Being a shallow conformist, all this alarms Nettie, who not only drops him but, in a scene worthy of a Thomas Hardy novel, rejects him for the rich son of a local landowner, the elegant, drawling, upper-class Edward Verrall –

son of the man who owned not only this great estate but more than half of Rawdon’s pot-bank, and who had interests and possessions, collieries and rents, all over the district of the Four Towns.

They argue. Willie departs. He hears from local gossip that she has taken up with young Verrall. When he goes once again up to the grand house where Nettie lives with her mother and father in the gardeners’ quarters, Willie is devastated to discover that… Nettie and Verrall have eloped!

Willie is consumed with psychotic anger, focusing all his personal frustration – the fact that he’s just been ‘let go’ by his employer, Rawdon – the general misery of the industrial proletariat living in the hovels of the local towns – the injustice of the social system – the sight of his poor downtrodden mother – and the (believe it or not) fact that the country seems to be slipping towards war with Germany – all these things come together to make Willie search high and low until he finds a shop where he buys a revolver.

Willie determines to track the couple down and shoot them both, he is that demented with rage, and the remainder of part one of the book follows his efforts to establish where they’ve gone (Norfolk), tracking them to the coast, and then to a little bohemian ‘artist’s colony’ on the seaside.

The industrial Midlands

Partly I’ve thought of D.H. Lawrence because the story is set in the industrial Midlands – Lawrence’s home turf – and a lot of Willie’s youthful energy goes into being outraged by the wretched poverty of the workers and the luxurious lifestyle of the rich.

Wells can certainly write when he wants to and, as you read on, you realise he has made a big effort to capture the miserable topography and lives of the down-trodden miners and other manual workers in the tight little cluster of Midlands mining towns he takes as his setting. I wonder if he had visited the area and made notes. It reads like it. Here’s a description of Willie and his friend and flatmate, Parload, walking round the dirty industrial town of ‘Clayton’:

Then across the allotments, a wilderness of cabbages and evil-looking sheds, past a gaunt abandoned factory, and so to the high road. The high road ascended in a curve past a few houses and a beerhouse or so, and round until all the valley in which four industrial towns lay crowded and confluent was overlooked.

I will admit that with the twilight there came a spell of weird magnificence over all that land and brooded on it until dawn. The horrible meanness of its details was veiled, the hutches that were homes, the bristling multitudes of chimneys, the ugly patches of unwilling vegetation amidst the makeshift fences of barrel-stave and wire. The rusty scars that framed the opposite ridges where the iron ore was taken and the barren mountains of slag from the blast furnaces were veiled; the reek and boiling smoke and dust from foundry, pot-bank, and furnace, transfigured and assimilated by the night. The dust-laden atmosphere that was grey oppression through the day became at sundown a mystery of deep translucent colours, of blues and purples, of sombre and vivid reds, of strange bright clearnesses of green and yellow athwart the darkling sky. Each upstart furnace, when its monarch sun had gone, crowned itself with flames, the dark cinder heaps began to glow with quivering fires, and each pot-bank squatted rebellious in a volcanic coronet of light. The empire of the day broke into a thousand feudal baronies of burning coal. The minor streets across the valley picked themselves out with gas-lamps of faint yellow, that brightened and mingled at all the principal squares and crossings with the greenish pallor of incandescent mantles and the high cold glare of the electric arc. The interlacing railways lifted bright signal-boxes over their intersections, and signal stars of red and green in rectangular constellations. The trains became articulated black serpents breathing fire.

Dickens wrote a vivid description of the Midlands in The Old Curiosity Shop in 1842, and George Orwell was to describe them again nearly a century later. Wells comes in the middle of that period and is as vivid as either:

You cannot see, as I can see, the dark empty way between the mean houses, the dark empty way lit by a bleary gas-lamp at the corner, you cannot feel the hard checkered pavement under your boots, you cannot mark the dimly lit windows here and there, and the shadows upon the ugly and often patched and crooked blinds of the people cooped within. Nor can you presently pass the beer house with its brighter gas and its queer, screening windows, nor get a whiff of foul air and foul language from its door, nor see the crumpled furtive figure – some rascal child – that slinks past us down the steps.

We crossed the longer street, up which a clumsy steam tram, vomiting smoke and sparks, made its clangorous way, and adown which one saw the greasy brilliance of shop fronts and the naphtha flares of hawkers’ barrows dripping fire into the night. A hazy movement of people swayed along that road, and we heard the voice of an itinerant preacher from a waste place between the houses.

There’s a recession – Leadford and his flatmate squabble about the elementary economic causes of recessions in capitalism – some of the miners have come out on strike, there’s stone throwing and minor riots and Leadford manages to get caught up in scuffles and mobs.

This could have been an interesting novel about industrial relations circa 1905, except that… a comet is hurtling towards the earth.

It’s a bit like getting fifty pages into a promising early novel by D.H. Lawrence when the Tardis suddenly materialises and Dr Who steps out!

You are just getting into it, as a realistic novel, when Willie looks up once again to look at the strange green light of the approaching comet. For weeks now the newspapers and their ‘experts’ have been assuring the public that it will miss the earth and have no effect on all of us.

Part 2. After the comet

Except that it does have an effect on all of us – a transformative impact.

The first part of the novel rises to a climax as Willie, one fateful night, tracks down the lovers Verrall and Nettie, to their beach hut hideaway, from a hiding place watches them gallivanting on the sand, then steps out and advances towards them, blindly firing his revolver (missing them both, luckily) and, as they turn and run, running after them, blind with impotent rage, anger, frustration, all the emotions of a trapped, trammelled inhabitant of the squalid little earth of 1906.

Absurdly (I haven’t brought it out enough) in the background throughout the story, we have had tips and hints that Britain is stumbling towards war against Germany. Willie has absent-mindedly been reading the newspaper hoardings at the railways stations and towns he passes through on his vengeful pursuit, and now, here on the beach, his own personal demented rage is counterpointed by a battle which suddenly starts up between huge warships taking place way out at sea, off the coast, the flares and booms of the big guns lighting up the beach as Willie chases the lovers through the dunes. All very cinematic!

And then… the green lights of the comet engulf everything. It is as if a thousand pistols are detonating all over the sky and a great mist, a green fog, sweeps in from the sea, and Willie loses consciousness.

When he awakes some hours later he is struck by the beauty of the grass among the sand. He looks up into the beautiful sky. He feels fulfilled and happy. He looks down at the gun at his feet and doesn’t understand it. He stumbles through the fields till he comes to a lane where a man has fallen and sprained his ankle and so he immediately helps him. It seems like the obvious thing to do.

And all over the world every person is waking with the same thought – feeling whole, purified, happy, content, and so brimming with good humour that they need to give of it, help others, make a better life.

In a throwaway bit of science Willie says that he later learned that chemicals in the comet’s tail reacted with the nitrogen in the earth’s atmosphere to create a new element which, when breathed in, gives new energy to blood corpuscles and gives the brain and nervous system a tremendous sense of life and calm.

Part two of the book describes the Great Change in three ways.

1. Very conveniently, the man Willie has found injured in the road turns out to be Melmount, a senior Cabinet Minister. Willie helps him to his holiday home down the coast where, incapacitated and so unable to go back to London, Melmount calls a cabinet meeting to discuss the new world and, since there aren’t any of the usual civil servant secretariesavailable, Willie finds himself being dragooned into acting as secretary and aide de camp to the Prime Minister during these first few weeks after the Change. This allows Wells:

  • to give us satirical portraits of the members of the cabinet
  • to insert his analysis of the British government of his day (it didn’t, in his opinion, have a clue what to do with its enormous empire or about the numerous social problems at home)
  • and to convey in broad brush terms how all of its members now look back on their narrow, sheltered, blinkered, privileged upbringings and publicly express regret

The politicians set about making radical changes which begin with Wells’s personal hobby horse, land reform, namely nationalising all land and rebuilding society from scratch.

2. After witnessing all this Willie returns to Clayton, and registers the Great Change in the town, his mother, Nettie’s parents and even old Mrs Verrall the landowner. All are now peaceful and calm. The scales have fallen from their eyes. All are now determined to build the New Jerusalem. Willie describes how they knock down all the disgusting old slums, and hold huge bonfires in which they burn their smelly clothes, disgusting furniture, rubbish decorations. Now all the land is jointly owned by the ‘commune’ as it is now called which plans rationally, establishing new workplaces in the best places, rebuilding convenient railway lines to link them, building new homes which are healthy and hygienic, for everyone. In the mornings they all work together, to build a better world. In the afternoons all take place in further education designed to bring out everyone’s potential – everyone’s life becomes a combination of productive labour and creative self-fulfilment.

3. And finally the love affair. This is dealt with in three parts. In the immediate aftermath of the Great Change, Willie comes across Nettie and Verrall again, and they all apologise to each other. In a rather moving passage both Nettie and Verrall reveal their feelings and motivations for running off together: Nettie admits that to some extent, it was Verrall’s clothes: he just dressed so richly and confidently and ably, compared to Willie’s dismal, dirty, threadbare working class suit, that she was bewitched. And Verrall gives what I thought was a powerful half page or so summary of the sheer irresponsible thrill of having an affair, of running away and abandoning all his parents’ fine hopes that he’d become a politician, spurning all society’s rules about not ‘ruining’ the reputation of a virginal young woman. What larks it was!

Anyway, they all sheepishly look at each other and apologise. Nettie says she wants to remain in love with Willie, who was her earliest adult friend and boyfriend but… still wants to remain with Verrall. The two men agree it cannot be and so, regretfully, she leaves with Verrall, leaving Willie to throw himself with energy into building the New Jerusalem in Clayton.

Back in Clayton, his mother is nearing the end of an exhausting long life of hard work, and the commune (in its new enlightened form) allots her a nurse – stocky young Annie – to be her carer through her last months. Distracted with all his new duties Willie is blissfully ignorant of the fact that this devoted, loyal young woman – rather inevitably – falls in love with him. It is only on the day of his mother’s eventual death, that they burst into tears, find each other in each other’s arms, and then kissing and then passionately kissing. Oops.

They marry and have children. Willie emphasises she was always his best friend and helpmeet. But… But Nettie reappears. Nettie has heard about his mother dying and makes a visit. And here she pursues the theme she had broached back in their parting scene at the seaside resort. Here she suggests… that she can be the lover of two men, that Willie can join her and Verrall. And Annie can join them too. And so it transpires. They become a ménage à quatre.

For the Great Change has overthrown even that old shibboleth, that one man shall cleave to one women, and one woman to one man, and that they shall be each other’s all-in-all and never have any surplus love or affection to give to anybody else.

After all the heady themes the book has covered – socialism, social injustice, the squalor of industrial Britain, the unmerited privilege of the rich, the stupidity of war, the absurdity of empire, the incompetence of politicians – this is how it ends, with a hymn to Free Love, a very fashionable, if scandalous, Edwardian topic.

Anybody who knew about Wells’s own love life (i.e. all of literary and artistic and political London) knew that this was in fact a close reflection of Well’s own situation. He was married to the plain and devoted Jane Wells,who bore him several children and managed the home, but had to put up with Wells’s numerous affairs with an impressive list of younger, sexier women, with several of whom he had illegitimate children.

(Wells’s lovers included American birth control activist Margaret Sanger, writer Odette Keun, Soviet spy Moura Budberg, novelist Elizabeth von Arnim, writer Amber Reeves, novelist and feminist Rebecca West, and many more.)

And there the story ends.

Before and after

The story is a variation on the very Wellsian trope of the sleeper who awakes in the distant future.

There is a ‘before’ (the grimy present day) and an ‘after’ (utopia after the Great Change). And the narrator is able to bear witness to both worlds. Thus the narrator is able to contrast a) the social squalor and b) the psychological and emotional constipation, of Edwardian times, with the a) social harmony and b) the relaxed and open relationships, after ‘the Great Change’.

This gives rise to the odd and distinctive feature of the book which is that you can go for pages reading either a) gritty descriptions of the muddy coal-mining town and its surly inhabitants or b) the sometimes genuinely moving, sometimes rather laughable descriptions of Willie’s love affair with Nettie – and both lull you into a false sense of security that you are reading a standard Edwardian novel…

But then Wells will throw in a sentence or two reminding us that this is all before the Change, the protagonist will look up and see the eerie shape of billowing green flaring in the night sky as the comet approaches day after day, thus inviting the reader to view with ridicule the absurd economic system and social conventions of the time – and you realise you are in a completely different type of book.

Or you are in a D.H. Lawrence social realist novel which has been picked up and photoshopped into a scene from Star Wars.

This before-and-after trope explains the prominence in the text of the direct address to the reader. By which I mean that the first person protagonist, Willie, is continually stopping to address his modern readers, the young readers who have grown up since the Great Change, with phrases like ‘You who have grown up since the Change will scarcely believe the silliness of the society I grew up in…’

My point being that the ‘before and after’ trope isn’t a minor aspect of the book, it is something the narrator and Wells are constantly rubbing in our faces.

You will consider those notions of my youth poor silly violent stuff; particularly if you are of the younger generation born since the Change you will be of that opinion.

When I think of that growing proportion of readers who belong entirely to the new order, who are growing up with only the vaguest early memories of the old world, I find the greatest difficulty in writing down the unintelligible confusions that were matter of fact to their fathers.

You cannot imagine the littleness of those former times; their naive, queer absurdities!

And here again I find myself writing in an unknown language, so far as my younger readers are concerned. You who know only the world that followed the Great Change will find much that I am telling inconceivable…

All that previous life of ours had been an ill-lit marionette show, acted in the twilight. . . .

The whole of that old history becomes more and more foreign, more and more like some queer barbaric drama played in a forgotten tongue…

Thus the novel stands in the tradition which includes all the other ‘before and after’ socialist novels of the era, such as Looking BackwardNews From Nowhere and so on.

Was Wells a socialist – or a nihilist?

Wells joined the socialist Fabian Society in 1903 and wrote numerous articles for newspapers, magazines and so on, supporting socialism. And he certainly writes eloquently about the glaring social injustices of his day, in this book giving lengthy and convincing descriptions of the miserable state of slum-dwellers in a Midland industrial town.

He also makes an effort to analyse their causes, attributing most of it to the idea of private property in land i.e. the tradition that had grown up of letting landowners acquire more land, on which mines and other factories could be built, while swarming millions of the proletariat had no land whatsoever. He is particularly upset that this tradition – the crazy, disorganised and blatantly unfair distribution of land – had continued in America which some people had hoped would be a more rational utopia but with which, by 1906, Wells was thoroughly disillusioned.

The implication of the repeated references to unfair land distribution is that nationalising all land, abolishing the private ownership of land, is the only way to creating the basis for equality.

But if you ask whether Wells was a genuine socialist, I think the answer might well be No. What comes over from all his novels is not a careful analysis of the means of production and distribution and a fictional dramatisation of how these can be seized by the working class.

What comes over from his novels are cosmic visions of vast realms of space and time against which humanity is a mere insect. The point of The Time Machine and of The War of the Worlds is how puny and petty our present-day human concerns are compared to the vastness of the solar system and the knowledge that there are countless other life forms in the universe who are completely indifferent to us, to his visions of a future planet earth on which humanity has ceased to exist, and it doesn’t matter.

I picture to myself this thing happening in space, a planetary moment, the faint smudge, the slender whirl of meteor, drawing nearer to this planet – this planet like a ball, like a shaded rounded ball, floating in the void, with its little, nearly impalpable coat of cloud and air, with its dark pools of ocean, its gleaming ridges of land. And as that midge from the void touches it, the transparent gaseous outer shell clouds in an instant green and then slowly clears again. . . .

The Fabians made sensible proposals about to how to improve the lot of the working classes through better building regulations, hygiene, water and gas and electricity provision, shorter working hours and so on. Wells paid lip service to all this but couldn’t help, wherever he turns his eye, being overwhelmed by the sheer futility of human existence. Futility is a word which rings through all these books. Love is futile. Individuals are futile. War is futile. The whole social order is futile.

The golden earth and sky seemed like a little bubble that floated in the globe of human futility.

In The Time Machine the narrator reflects on the futile effort to create civilisations which have vanished, is afflicted by the futile attempts of the pretty young Eloi he befriends to understand him, calls the entire race of Eloi ‘a mere beautiful futility’.

One of the most powerful results of the sojourn of the narrator on The Island of Dr Moreau is the way it leaves him with a crushing sense of the futility of human endeavour. ‘I lost faith in the sanity of the world when I saw it suffering the painful disorder of this island…’

The net effect of The War of the Worlds is both to make you realise what petty, powerless things human beings are, playthings before the mighty powers of the universe – but also that the Martians themselves are prey to the tiniest enemy, the terrestrial bacteria which kill them.

Wells’s fundamental worldview is the heartless, brutal materialism of Darwin, as passed on to him directly by Darwin’s bulldog, Thomas Henry Huxley, who personally taught Wells at the South Kensington Science Institute in the 1880s.

We have come into being through a tumult of blind forces.

We are made for the struggle for existence – we ARE the struggle for existence; the things that live are the struggle for existence incarnate…

This is Darwinism raw.

In The Food of the Gods, Wells helps the reader come to see the entire present order of things as a mere stepping stone to the next level of evolution, to the coming of the giants, epitomised in the character of the uneducated giant, Caddles, who has no idea why he exists or what anybody is doing. Here he is, straddling Piccadilly, looking down at the multitudes of little people, and afflicted with a sense of complete pointlessness:

None of them seemed to see, as he could do, the drink-sodden wretchedness of the painted women at the corner, the ragged misery that sneaked along the gutters, the infinite futility of all this employment. The infinite futility! (The Food of the Gods Book III, Chapter 3)

At the climax of that novel, as the protagonist Redwood argues with the anti-giant Prime Minister, Caterham, ‘The more he talked the more certain Redwood’s sense of stupendous futility grew.’ (Book III, Chapter 4)

So it should come as no surprise to find the same note sounded again and again in In The Days of The Comet. Here is young Willie’s thoughts as he leaves his childhood home:

It was my native valley, and I was going out of it, I thought never to return, and yet in that last prospect, the group of towns that had borne me and dwarfed and crippled and made me, seemed, in some indefinable manner, strange. I was, perhaps, more used to seeing it from this comprehensive view-point when it was veiled and softened by night; now it came out in all its weekday reek, under a clear afternoon sun. That may account a little for its unfamiliarity. And perhaps, too, there was something in the emotions through which I had been passing for a week and more, to intensify my insight, to enable me to pierce the unusual, to question the accepted. But it came to me then, I am sure, for the first time, how promiscuous, how higgledy-piggledy was the whole of that jumble of mines and homes, collieries and potbanks, railway yards, canals, schools, forges and blast furnaces, churches, chapels, allotment hovels, a vast irregular agglomeration of ugly smoking accidents in which men lived as happy as frogs in a dustbin. Each thing jostled and damaged the other things about it, each thing ignored the other things about it; the smoke of the furnace defiled the potbank clay, the clatter of the railway deafened the worshipers in church, the public-house thrust corruption at the school doors, the dismal homes squeezed miserably amidst the monstrosities of industrialism, with an effect of groping imbecility. Humanity choked amidst its products, and all its energy went in increasing its disorder, like a blind stricken thing that struggles and sinks in a morass.

‘Humanity choked amidst its products, and all its energy went in increasing its disorder, like a blind stricken thing that struggles and sinks in a morass.’

That is the true Wellsian note. His vision isn’t of a fair and equal society, to set alongside the utopian views of Edward Bellamy or William Morris. It is of apocalyptic wars, alien invasions, cosmic events and far futurity which make all human effort seem like ‘groping imbecility’.

Poor little angry, miserable creature! Poor little angry, miserable world!

All that said, the second half of In The Days of the Comet – After the Change – does make a sustained effort to paint a lyrical picture of a socialist paradise in which everyone collaborates to build a better life for everyone else. It is powerfully, forcefully and lyrically described, at length, along with practical aspects of the New World, like the destruction of all the old towns and cities and the building of new, rationally laid out urban centres lined with clean, well-lit, healthy and hygienic dwellings, and the availability of free higher education to all, and the limiting of work to only what is required and only what human beings can enjoyably supply.

The second half of the book does bear comparison with the ‘After’ scenarios painted by Bellamy and Morris in their utopias. But the grip of the book, its bite and punch, come from the narrator’s anger and frustration at the glaring inequality, the poverty and misery, and the million subtle social slights which the poor and lower middle class have to endure from their hoity-toity superiors, which really drive the first half. And then the sense of the vast cosmic transformation which has undertaken mankind.

And the glaring drawback of the book is that, to get to that Ideal Future, the reader has to swallow the notion that the very air we breathe has been transformed by unknown chemicals from a passing comet. Which is not a very practical political policy.

Goodbye Fabians

All of which makes it no surprise to learn that the Fabian Society expelled Wells in 1908.

The other Fabians came to dislike his flashiness, irresponsibility and sexual adventurism. It is typical of his restless magpie mind that a book which was meant to turn into a vision of a socialist utopia instead leads up to a description of the Free Love which very much suited Wells and his philandering ways.

There is always another distraction in a book by Wells, always another shiny new idea or invention which he suddenly wants to share with you, and which leads him wandering away from the book’s ostensible topic.

In response to their criticisms of him, Wells went on to satirise the two leading Fabians, Sidney and Beatrice Webb, in his 1910 novel, The New Machiavelli but, in the event, it was their modest, top-down vision of a soft socialist nanny state which was to triumph – albeit not till after the Second World War.

And although Well’s predictions of worldwide war and disaster did come true, particularly in the inferno of the Second World War, the final verdict on the visionary inconsequentiality of Well’s vast and voluminous writings is the way almost all of them sank into the almost complete obscurity after that war.

He wrote over a hundred books and God knows how many articles. Nowadays only half a dozen of the best sci-fi and four or five of his Edwardian comedies of manners survive.

Relying on comets from outer space to bring about social change turned out not to be a very practical option.


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William Morris reviews Looking Backward by Edward Bellamy (1889)

In 1888 the American author Edward Bellamy published his utopian novel, Looking Backward. It tells the story of an upper-class citizen of Boston who falls into a deep sleep in 1887 and wakes up in the same city, one hundred and thirteen years later, in 2000.

Bellamy was a socialist and uses the Perfect Society he describes as existing in 2000 to:

  1. highlight the appalling inequality and inefficiency of the runaway capitalism of his own day
  2. explain very systematically how a centrally planned socialist economy – which has abolished money, gives everyone the same education, requires everyone to work but assigns them jobs best suited to their abilities, and pays everyone the same monthly amount of ‘credits’ – has eliminated the economic chaos, gross waste, and revolting inequality of the society of his day

William Morris was born in 1834 and, despite his privileged upbringing at private school and Oxford, and his lifelong interest in arts and crafts, he became a deeply political figure. During the 1860s he became increasingly disgusted by the appalling exploitation of much of Britain’s working population by the class of factory owners, bankers and lawyers, and the poverty and misery which resulted.

In 1883 Morris joined the newly-founded Social Democratic Federation, the first official socialist party in England, and spent the last years of his life writing pamphlets arguing for socialism, and travelling around the country, making passionate speeches to working class audiences.

Himself the author of a number of medievalising romances, Morris was, therefore, intellectually well-suited to sympathise with the aims and style of Bellamy’s book, and in 1889 he published a review of it in the SDF’s official magazine, The Commonweal.

Bellamy’s main points

The crux of Morris’s short review is a profound disagreement with Bellamy on a central issue.

Bellamy’s future society is profoundly regimented. It’s the kind of utopia in which strict rules and regulations have been introduced and which everyone unquestioningly follows. Everyone is educated till they’re 21, then does exactly three years of manual labour, during which they discover their skills and abilities, at which point they opt for the career which best suits them, from coal mining to cardiology.

A state of ‘equality’ is achieved by ensuring that those who do unpleasant work do so for relatively short hours, while those doing rewarding jobs, work longer hours. But everyone is paid the same regardless of hours, getting paid in ‘credits’ rather than money, credits which only the state can issue and which can only be redeemed at state shops. So there is in effect no money and no private enterprise.

This is all highly organised, specified and regimented.

Bellamy spends quite a few pages describing how the workforce is, in effect, organised like an army, with the world of work divided into ten or so ‘divisions’ representing types of industry, and goes into considerable detail about how people are assessed and ranked within each ‘division’, how they can earn promotion (which doesn’t bring more money, just more responsibility and respect), how their work is assessed, and so on.

At the age of 45 everyone is forced to retire, and is free to devote their lives to whatever pastimes they wish.

At one point, back in 1887, the narrator of Bellamy’s book sees a squad of soldiers march by and observes that how much better the world would be if the world of work was as unified and organised, with a central chain of command and plan, as the army.

Bellamy envisages a socialist future in which work has been militarised.

Morris’s criticisms

When I read all this I accepted it, partly because nearly all utopias are like this – that is, they tend to imagine that everyone in a future utopia will be regimented, will live according to a fairly small set of rules. The same is also true of dystopias, like Brave New World or Nineteen Eighty-Four.

But it is this central point which Morris strongly objects to.

For Morris, the whole point of a socialist world would be that nobody is forced to do anything. Bellamy’s notion of militarising the world of work is the exact opposite of Morris’s aspiration. For Morris, Bellamy makes the cardinal error of accepting modern industrial civilisation at face value. He accepts factories and mass production and regimented work forces. Bellamy’s

temperament may be called the unmixed modern one, unhistoric and unartistic; it makes its owner (if a Socialist) perfectly satisfied with modern civilisation, if only the injustice, misery, and waste of class society could be got rid of.

As I understand it, Bellamy incorporates the idea of Marx and Engels that there is an unstoppable tendency in capitalism towards larger and larger monopolies. Already the state has taken over some monopolies such as the Post Office, because everyone realises it’s in their best interest to have just one post office and not a whole load of competing post offices. Well, hopes Bellamy, the population will eventually realise that every industry is better off in state hands. The state will step in and take over the capitalist monopolies at which point you will have state socialism.

Morris thinks that Bellamy relies too much on this notion of monopolies evolving into state socialism. He thinks it too passive, a kind of ‘economical semi-fatalism’ which is ‘deadening and discouraging.’

Also it runs the risk, in terms of short-term political strategy, that, if there is an economic upturn and a return to full employment and people feel well-off again (which is what, in fact, happened as the 1890s proceeded) then people will simply abandon their ‘socialist’ views.

Back to the main point – which is Bellamy’s view of the militarisation of working life. Morris hates it. For Morris, this view simply inherits and intensifies the capitalist view of life in that is mechanical, that focuses on the machinery of life and not its content.

At bottom, Bellamy’s book is about economics and production and attributes the poverty of 1887 to the absurdity of leaving production to ‘private enterprise’, with all its competition and waste and regular crises of over-production leading to recessions and unemployment. Bellamy’s solution is State Communism organised on military lines.

The result is that though he tells us that every man is free to choose his occupation and that work is no burden to anyone, the impression which he produces is that of a huge standing army, tightly drilled, compelled by some mysterious fate to unceasing anxiety for the production of wares to satisfy every caprice, however wasteful and absurd, that may cast up amongst them.

What Morris finds oppressive is Bellamy’s reliance on the machine to solve problems.

A machine-life is the best which Mr. Bellamy can imagine for us.

Morris objects to Bellamy’s central contention that more and better machines will improve life for everyone. Bellamy’s ‘only idea of making labour tolerable is to decrease the amount of it by means of fresh and ever fresh developments of machinery’. Because work, even in Bellamy’s utopia, is acknowledged to be sometimes unpleasant, Bellamy replaces the motive of contemporary capitalism – fear of starvation – with new motives, namely patriotic spirit, altruism and pride engendered by membership of the army of labour.

Morris disagrees. He thinks Bellamy is barking up the wrong tree. He thinks that if you conceive of work this way, you will never be able to eliminate the element of compulsion and alienation in work. Relying on machines to eliminate the unpleasantness of work will just lead to a world of more and more machines, each requiring more boring maintenance.

By contrast, Morris starts from a completely different basic assumption, an assumption summed up in the title of one of his most famous essays, Useful Work versus Useless Toil (1884).

Morris thinks that work itself must be made rewarding.

It cannot be too often repeated that the true incentive to useful and happy labour is and must be pleasure in the work itself.

Morris doesn’t think machine civilisation can be improved: he rejects machine civilisation completely. It is the machine which enslaves workers, turning them into mere ‘hands’; it is the inhuman requirement of machines which alienates people from their work.

Increasing the role of machines in society, indeed relying on machines to solve the central problem of work is, for Morris, a cardinal error. Work must reject machinery altogether. Work must be personal, small-scale, individual. Then it will be its own reward.

Thus, in this essay, we can see two diametrically opposed types of Socialist. The Bellamy type thinks:

  • that the problem of the organisation of life and necessary labour can be dealt with by a huge national centralisation, working by a kind of magic for which no one feels himself responsible
  • that individual workers can shuffle off the business of life on to the shoulders of an abstraction called ‘the State’

The Morris type thinks:

  • that, on the contrary, it will be necessary for the unit of administration to be small enough for every citizen to feel himself personally responsible for its details, and be interested in them
  • that individual workers cannot shuffle off the business of life on to the shoulders of an abstraction called the State, but must deal with it in conscious association with each other

Bellamy’s Socialism is based on a large, urban army of industrial labour who work at often unpleasant tasks from a sense of duty to the nation.

Morris’s Socialism is based on small, scattered, semi-rural villages of craftsmen and women making what they want for themselves, when they want it, and so finding real meaning and reward in their work.

A warning

What’s interesting is that Morris considers the success of Bellamy’s book to be not only noteworthy but actively dangerous. Looking Backward was, indeed, a tremendous, almost unprecedented, publishing success. To quote Wikipedia:

It was the third-largest bestseller of its time, after Uncle Tom’s Cabin and Ben-Hur: A Tale of the Christ. It influenced a large number of intellectuals, and appears by title in many socialist writings of the day. ‘It is one of the few books ever published that created almost immediately on its appearance a political mass movement’ (Erich Fromm). In the United States alone, over 162 ‘Bellamy Clubs’ sprang up to discuss and propagate the book’s ideas. Owing to its commitment to the nationalization of private property and the desire to avoid use of the term ‘socialism’, this political movement came to be known as Nationalism. (Looking Backward Wikipedia article)

All this clearly unnerves Morris. Throughout his review he worries that casual readers might take this version of Socialism as canonical.

The book is one to be read and considered seriously, but it should not be taken as the Socialist bible of reconstruction…

Because Morris, of course, wishes to promote his own, more or less diametrically opposed, version of socialism. In this respect, the review is less a review than a warning to readers of The Commonweal not to be lured into what Morris considers a profoundly incorrect version of socialism.

The moral

And that, I think, is the real point.

On one level the review is fascinating because of the light it sheds on both Looking Backward and especially on Morris’s own socialist ideals.

But stepping back from the detail, what it also indicates to the modern reader is the profound inability of ‘socialists’ to agree on their programme and their ultimate goals.

Reading any biography of Marx, you are struck by the violent disagreements among the tiny groups of revolutionaries who officially preached brotherhood and unity, yet in all their writings violently attacked and criticised each other.

The same tone dominates the writings of Lenin, the man responsible for splitting the Russian Socialist party into ‘bolsheviks’ and ‘mensheviks’ – and who was extremely prolific in vicious abuse, helping to found that special Soviet rhetoric which generated an apparently endless armoury of terms to vilify anyone who deviated from ‘the party line’.

All this reflects what I take to be a fundamental psychological fact about socialism and revolutionary movements, especially revolutionary writings. Which is that every person’s image of ‘the good place’ is different. Everyone’s image of utopia is unique to them.

If you think about it, the real, actual world of the here-and-now enforces a certain level of uniformity on people who write about it – politicians, commentators, economists and so on – because they are forced to concede most of the facts about currently existing society. Their readers can see it in front of them. (Though even given the ‘hard facts’ it is amazing how much politicians, commentators, economists and so on manage to wildly disagree with each other. Listen to any panel of politicians. Listen to any group of economists.)

So, bearing in mind the ability of intellectuals to disagree about the world which is right in front of their noses, how much infinitely more are they likely to disagree about some ideal future world which they are making up, in which there are no constraints of reality whatsoever.

This fissiparousness of revolutionary or alternative or utopian or socialist thinking goes a long way to explain its persistent failure. Part of the reason radicals have consistently failed to create a better world is because they can’t even agree among themselves what it looks like, let alone persuade other people to sign up to their visions.

As Morris predicted, the economy did indeed pick up in the 1890s and, despite much entrenched poverty, misery and degradation, despite fierce ongoing battles between labour and employers, capitalism in the West survived and flourished.

If Bellamy’s notion of state communism, of the entire workforce mobilised like an army to build the New Jerusalem, triumphed, it was in Stalin’s Russia, with its Five Year Plans. Bellamy’s vision of the militarisation of the workforce came true in the Russia of the late 1920s and 30s.

Unfortunately, the life of grace and leisure lived by the characters in Looking Backward never arrived, what it produced was a world of hunger and fear. And Morris’s vision of the future as scattered hamlets full of contented craftsmen vanished like the morning dew.


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Reviews of other William Morris articles and essays

More nineteenth century reviews

Looking Backward 2000 to 1887 by Edward Bellamy (1888)

‘If I were to give you, in one sentence, a key to what may seem the mysteries of our civilisation as compared with that of your age, I should say that it is the fact that the solidarity of the race and the brotherhood of man, which to you were but fine phrases, are, to our thinking and feeling, ties as real and as vital as physical fraternity.’
(Dr Leete in Looking Backward. Chapter 12)

It is 1887. The narrator, Julius West, is full of plans to get a new house built in a stylish part of Boston – a project which is delayed because of almost daily strikes by the workmen – and worrying about his impending marriage to his fiancée.

All this stress exacerbates his insomnia so that, at the end of another trying day, when he retires to the sound-proof, purpose-built, cement-lined cellar he’s had built in his current house to insulate him from all distractions, he sends for the local mesmerist (Dr Pillsbury) who he’s been relying on for some time to help him get off to sleep.

When he wakes up it is to find himself in a strange room. The kindly people around him tell him it is the year 2000 and he has slept in that underground bunker for 113 years, three months and eleven days.

Bellamy spends a little effort conveying West’s disbelief, and then a page or so on his sense of horror and disorientation, but these are mostly gestures. The effort and bulk of the text goes towards the political theory, for the book quickly becomes an immensely thorough vision of The Perfect Society of the Future..

In the few pages devoted to describing life in 1887 the narrator had spent most of his time lamenting ‘the labour problem’. By that he meant that since (what turned out to be) a prolonged economic depression had begun in 1873, the working classes had woken up to their plight, organised unions across all industries, and been striking for better pay, better conditions, shorter working hours and so on, creating a permanent sense of crisis.

Society as giant coach

In an extended metaphor West compares the society of his time to an enormous coach which is being pulled along by thousands of wretched workers, whipped on by those who’ve managed to clamber up into the driving seat at the head of its thousands of companies and corporations.

Right on top of the coach, not doing any work and enjoying the sunshine, are those who’ve acquired or inherited the money to live off the labour of everyone beneath them. As the coach blunders along its muddy track some people fall lower down the coach, ending up pulling on the reins or fall right into the mud and are crushed, while others manage to escape the slavery of pulling, and clamber up the coachwork a bit. But even those at the top live in anxiety lest they fall off. No-one is secure or happy.

Society 2000

As you might expect, society in 2000 appears to have solved these and all the other problems facing society in 1887. The people who’ve revived him – Dr Leete, his wife and daughter – have done so in a private capacity. They were building an extension to their house when they came across the buried concrete bunker, all the rest of West’s property having, apparently, burned down decades earlier. On breaking a hole into it, they discovered West’s perfectly preserved, barely breathing body.

They speculate that Dr Pillsbury must have put West into a trance, but then later that night the house burned down. Everyone assumed West had perished in the fire.

Waking him gently, the father, mother and (inevitably) beautiful daughter, carefully and sympathetically help West to cope with the loss of everything he once knew, and induct him into the secrets of Boston 2000.

Dr Leete explains that the society he has arrived in is one of perfect peace and equality. He then begins the immense lecture about society 2000, an enormous, encyclopedic description of the Perfect Society of the future, which makes up most of the text.

Capitalism has been abolished. The ‘market’ has been abolished. Private enterprise has been abolished. Everything is controlled and managed by the state which represents ‘the nation’. All industry has been nationalised and all production is planned and administered by civil servants. Everyone is supplied with whatever they need by the state.

All citizens are born and raised the same. Everyone pursues education until aged 21 and is educated to the highest level they can attain, and then everyone undertakes three years working as a labourer. During this period people find out what their skills and abilities are, and then opt, at age 24, for the career which best suits their skills, whether it be coal mining or teaching Greek. At that point they join one of the dozen or so ‘armies’ of workers, organised and co-ordinated like one of the armies of 1887, and inspired by the same martial sense of patriotism and duty – but an army devoted to maintaining peace and creating wealth for everyone.

Equality is maintained by making those in unpleasant jobs work relatively short hours for the same rewards as those who work longer hours under more pleasant conditions.

And there is no money. Everyone has a ‘credit card’ and the state pays everyone the same amount every month, regardless of their job. How you ‘spend’ that credit is up to you, but it is all you get every month and there is no way to increase it, because individuals are not allowed to buy or sell or barter anything.

This Perfect Society is, then, a sustained attempt to put into practice the 19th century socialist adage of ‘from everyone according to their ability, to everyone according to their need’ (popularised by Karl Marx in his 1875 Critique of the Gotha Program).

And how did all this come about? Was there a violent revolution to transform the values of Bellamy’s day and to overthrow the vested interests of capitalists and bankers? The opposite, explains Dr Leete.

Friedrich Engels

Now I just happen to have recently read Friedrich Engels’s pamphlet, Socialism: Utopian and Scientific.

In it Engels explains that historical materialism uses the philosophical notion of the dialectic to explain how new social systems arise out of the old. Thus, in Marx and Engels’s view, the late nineteenth century was seeing, out of the anarchy of super-competitive capitalism, thronged with competing companies, the emergence of larger companies, which bought each other up to create cartels of a handful of giant companies, eventually creating monopolies. This, they claimed, appears to be the natural development of capitalism, if left unchecked.

Engels shows how out of this natural development of capitalism, quite naturally and logically emerges state socialism. For already in various Western countries the state had decided to take into state ownership ‘natural monopolies’ such as telegraphy and the Post Office.

Engels explains that, as the other industries (coal, mining, steel, ship-building, railways) also become concentrated in fewer and fewer hands it will become obvious that the state should step in and run these industries as well. In other words, out of the anarchy of capitalism will emerge the order of state socialism – naturally, inevitably.

And that’s exactly what has happened in Bellamy’s version of history. One by one the state took over ownership of every industry until it had taken over all production. And the state, representing all the population, proceeded to reform them in the interests of the whole population, along the lines which Dr Leete is now explaining to West in pedantic detail.

Was there a violent revolution? No, because people had by that stage grasped the trend and seen how efficiently the government managed the other big concerns already in its control. People realised that it made sense. It was all quite painless.

Bellamy loses no opportunity to ram home the contrast between the squalor of his own day and the wonder of the Perfect Society. Not only do Dr Leete and Edith Leete explain things – at great length – but towards the end of the book West is invited to listen to a sermon delivered by one Dr Barton, who has heard about the discovery of the sleeper, and takes it as a peg on which to hang a disquisition about the changes between West’s day and the present.

The revolution

Here is Dr Barton long-windedly describing the glorious revolution which, about a century earlier, overthrew the old order and instituted the Perfect Society.

‘Doubtless it ill beseems one to whom the boon of life in our resplendent age has been vouchsafed to wish his destiny other, and yet I have often thought that I would fain exchange my share in this serene and golden day for a place in that stormy epoch of transition, when heroes burst the barred gate of the future and revealed to the kindling gaze of a hopeless race, in place of the blank wall that had closed its path, a vista of progress whose end, for very excess of light, still dazzles us. Ah, my friends! who will say that to have lived then, when the weakest influence was a lever to whose touch the centuries trembled, was not worth a share even in this era of fruition?

‘You know the story of that last, greatest, and most bloodless of revolutions. In the time of one generation men laid aside the social traditions and practices of barbarians, and assumed a social order worthy of rational and human beings. Ceasing to be predatory in their habits, they became co-workers, and found in fraternity, at once, the science of wealth and happiness. ‘What shall I eat and drink, and wherewithal shall I be clothed?’ stated as a problem beginning and ending in self, had been an anxious and an endless one. But when once it was conceived, not from the individual, but the fraternal standpoint, ‘What shall we eat and drink, and wherewithal shall we be clothed?’—its difficulties vanished.

‘Poverty with servitude had been the result, for the mass of humanity, of attempting to solve the problem of maintenance from the individual standpoint, but no sooner had the nation become the sole capitalist and employer than not alone did plenty replace poverty, but the last vestige of the serfdom of man to man disappeared from earth. Human slavery, so often vainly scotched, at last was killed. The means of subsistence no longer doled out by men to women, by employer to employed, by rich to poor, was distributed from a common stock as among children at the father’s table. It was impossible for a man any longer to use his fellow-men as tools for his own profit. His esteem was the only sort of gain he could thenceforth make out of him. There was no more either arrogance or servility in the relations of human beings to one another. For the first time since the creation every man stood up straight before God. The fear of want and the lust of gain became extinct motives when abundance was assured to all and immoderate possessions made impossible of attainment. There were no more beggars nor almoners. Equity left charity without an occupation. The ten commandments became well nigh obsolete in a world where there was no temptation to theft, no occasion to lie either for fear or favor, no room for envy where all were equal, and little provocation to violence where men were disarmed of power to injure one another. Humanity’s ancient dream of liberty, equality, fraternity, mocked by so many ages, at last was realized.’ (Chapter 26)

You don’t need me to point out the way that, the nearer an author gets to a difficult subject, the more flowery and evasive his language becomes, and that the precise nature of the ‘revolution’ is the touchiest subject of all – and so becomes obscured by the most gaseous verbiage – ‘when heroes burst the barred gate of the future and revealed to the kindling gaze of a hopeless race’ etc.

Here is Dr Leete’s version of the Great Event:

‘It was not till a rearrangement of the industrial and social system on a higher ethical basis, and for the more efficient production of wealth, was recognized as the interest, not of one class, but equally of all classes, of rich and poor, cultured and ignorant, old and young, weak and strong, men and women, that there was any prospect that it would be achieved. Then the national party arose to carry it out by political methods. It probably took that name because its aim was to nationalize the functions of production and distribution. Indeed, it could not well have had any other name, for its purpose was to realize the idea of the nation with a grandeur and completeness never before conceived, not as an association of men for certain merely political functions affecting their happiness only remotely and superficially, but as a family, a vital union, a common life, a mighty heaven-touching tree whose leaves are its people, fed from its veins, and feeding it in turn. The most patriotic of all possible parties, it sought to justify patriotism and raise it from an instinct to a rational devotion, by making the native land truly a father land, a father who kept the people alive and was not merely an idol for which they were expected to die.’ (Chapter 24)

‘A mighty heaven-touching tree whose leaves are its people, fed from its veins, and feeding it in turn’. Hmmm.

Instead of specifics, Bellamy gives us windy rhetoric. Instead of practical human steps, Bellamy gives us poetic visions.

Anyway, by virtue of this bloodless revolution in human society, politicians and political parties have been abolished because the committees which make up ‘the nation’ adjust and control things in the interests of the people, and everyone agrees what those are.

Thus laws and lawyers have been abolished because nine-tenths of 1887 law was about gaining, protecting and disputing property. Now there is no way to gain private property except by spending the monthly credit which everyone receives, now there is no money and no buying or selling or any other way whatsoever of acquiring valuables – there is no need for almost all of the old law.

Even the criminal law has fallen into disuse since nine-tenths of violent crime was robbery or burglary or mugging designed to get money or property. In a society without money, there is no motive for crime.

A platonic dialogue

And so on and so on, for 200 rather wearing pages, Mr West and Dr Leete sit in a room while the former asks dumb questions and the latter wisely and benevolently explains how the Perfect Society works. It often feels like one of Plato’s Socratic dialogues, in the sense that West is simply the straight man who asks the questions – what about the law? what about crime? what about education? – which prompt Dr Leete to roll out another highly detailed and well-thought-out explanation of the Perfect Society.

Hardly anything happens. West accompanies young Edith Leete on a shopping expedition but this is solely so she can explain to him the huge advantages of a planned economy where the state provides everything its citizens require through central production and distribution, thus eliminating competition with the enormous waste of resources spent on advertising, on the artificial creation of different brands and makes, on the countless different shops all offering complicated deals and 0% finance and all the rest of it.

All that has gone.Now you go to the one and only local megastore and buy goods which are available everywhere in the country, at the one fixed price. And it’s all cheap precisely because there are no middlemen and advertisers and so on to raise costs.

Similarly, one evening he goes out for dinner with the Leetes but this is solely a pretext to explain food production and distribution, and the way public food cooked in public restaurants is now cheaper and infinitely better than it was in 1887, while the waiters and so on are simply performing their three-year labouring apprenticeship and are not looked down on as a different class. Dr Leete himself was a waiter for a spell. Everyone is equal and is treated as an equal.

Critique

Painting visions of the future is relatively easy – although Bellamy’s vision becomes more and more compelling due to the obsessive thoroughness with which he describes every conceivable aspect of the Perfect Society – the difficulty with this kind of thing is always explaining how it came into being. This is often the weak spot in the writing of utopias. For example many utopian authors have invoked a catastrophic war to explain how the old world was swept away and the survivors vowed never to make the same mistakes again.

Because it’s the most important, and often the weakest part of a utopian narrative, it’s often the most telling to examine in detail. And this, I think, is the crux of the problem with Engels and Bellamy – the notion they both use that the state somehow, magically, becomes the people.

Notoriously, Engels speculated that the post-revolutionary state would simply ‘wither away’. Once the people had seized the means of production and distribution, once they had overthrown the exploiting bourgeois class, then ‘the state’ – defined as the entity through which the bourgeoisie organised its repression of the people – would simply become unnecessary.

Bellamy and Engels conceive of the state as solely a function of capitalism. Abolish the inequalities of capitalism – abolish ‘the market’, indeed all markets – and the state disappears in a puff of smoke.

Unfortunately, the entire history of the twentieth century has taught us that the state does just the opposite: given half a chance, it doesn’t weaken and fade, it seizes dictatorial power. More accurately, a cabal of cunning, calculating people – Lenin, Mussolini, Hitler – will take advantage of a weakened state to seize absolute power – it happened in Tsarist Russia, in post-war Italy, in Weimar Germany – and then institute absolute control, using all the tools of modern technology and propaganda at their command.

The last hundred years have revealed ‘the state’ to be something more like an arena in which a host of competing interests can just about be brought into alignment, held, contained, managed, with frequent political and economic crises and collapses. We now know that when ‘revolutions’ occur, they do not overthrow the state, but simply entrench a new and generally more oppressive state than the one that preceded it – Russia 1917, China 1949, Iran 1979.

But even more important than the question of how the old regime was overthrown, at the heart of the description of all utopias is a debate over ‘human nature’.

In Looking Backward West asks the obvious question: in order to bring all this about there must have been some kind of revolution in human nature: how did you bring that about?

To which Dr Leete, in his calm, wise, man-of-the-future way, explains that there has been no change in human nature: changing the system people are born into and live under allows real human nature to blossom. People, says Dr Leete, are naturally co-operative and reasonable, if you let them be. The Perfect Society is not a distortion of human nature – it is its final, inevitable, true blossoming.

This is the crux: we in 2018 find this difficult to credit because we have the history of the twentieth century to look back on – an unmitigated catastrophe in which, time after time, in Europe, Asia, Africa, China, South America, people have been shown to be irreducibly committed to pursuing their own personal interests, and then the interests of their family, tribe or kinship group, their community, or region, or class, or ethnic or racial groupings – well before any vague concept of ‘society’.

In my view the real problem with utopias like Bellamy’s or William Morris’s News From Nowhere (published just two years later) is that – although they deny it – they both posit a profound, and impossible change in human nature, albeit not quite the one they often identify and refute.

My central critique of books like this is not economic or political it is psychological, it is to do with the extremely narrow grasp of human psychology which books like this always depict.

My point is that in their books, everyone in society is like them – gentle and well-meaning, middle-class, bookish and detached. It is symptomatic that West wakes up in the house of a doctor, a nice, educated middle class man like himself not, say, in the house of a coal miner or factory worker or street cleaner or sewage engineer.

So many of these utopias are like that. One well-educated, middle-class white man from the present meets another well-educated, middle-class white man from the future and discovers – that they both magically agree about everything!

In a way, what these fantasies do is magic away all the social problems of their day, hide, conceal, gloss over and abolish them. It turns out that two chaps in a book-lined study can solve everything. Which is, of course, what most writers like to think even to this day.

In my opinion most writers have this problem – an inability to really grasp the profound otherness of other people – beginning with the most basic fact that a huge number of people don’t even read books, ever, let alone fairy tales like this – and so never hear about these writers and their fancy plans.

It is symptomatic that when the daughter of the house, fair Edith, wants to cheer West up, she takes him to a library, which contains leather-bound volumes of Dickens, Tennyson, Milton, Wordsworth, Shelley and all the rest of the classics. He is instantly reassured and at home. In a fantasy world of books. Exactly.

The central problem with propertyless socialism

There is no money and so no greed in this future society. Dr Leete says people don’t pass on inheritances because they cannot now convert goods into money, so heirlooms are just so much clutter.

As I read that I thought, but people will still barter and exchange. Why? Because people enjoy it, as my mum used to enjoy going to car boot fairs. And as soon as you have fairs and markets and people bartering and exchanging, you give goods a value, a higher value to some than to others – and people will start collecting, hoarding, exchanging, building up reservoirs of valuable goods, selling them on to the right person at the right time, at a profit – and it all starts over again.

Somehow all these utopias ignore the basic human urges to value things, and to swap and exchange them. My kids are collecting the Lego cards from Sainsburys and are swapping them with friends in the playground. My mum loved going to car boot fairs. My wife likes watching Antiques Road Show which is all about money and value. Maybe these are all ‘tools of the capitalist bourgeois system to keep us enslaved to a money view of the world’. Or maybe they reflect something fundamental in human nature.

This may sound trivial, but whether people had the right to sell goods was the core of the problem Lenin faced in 1921, after the civil wars with the white Russians were more or less finished, and he faced a nation in ruins. Farmers had stopped growing crops because the Red soldiers just commandeered them without paying. Where was their motivation to get up before dawn and slave all day long if the produce was just stolen?

And so Lenin instituted the New Economic Policy, which allowed peasants and farmers to keep some of their produce i.e. not turn it all over to the state, and allowed them to use it or sell it as they saw fit. I.e. Lenin had to buckle to the human need to buy and sell. It was Stalin’s insistence, ten years later, that all agricultural produce was to be taken from the farmers by the state authorities that led to the great famine in the Ukraine which led to some three million people starving to death.

Which all reminds me of the terrifying stories in Anne Applebaum’s book, Iron Curtain, about the lengths communist authorities had to go to in post-war Eastern Europe to ban freelance buying and selling. As soon as a farmer sells eggs from a chicken or milk from a cow which are surplus to the state’s quota, he is laying the basis for capitalismAny display of independent buying and selling had to be banned and severely punished. Applebaum’s accounts of farmers and workers and even schoolchildren, being arrested for what seem to us trivial amounts of marketeering, really ram this point home.

Each and every incident was, to the communist authorities, a crack in the facade which threatened to let capitalism come flooding back, and so destroy the entire socialist society and economy they were building.

In Bellamy’s Perfect Society prices are set by the state, everything is supplied by the state, and you ‘buy’ things based on your fixed monthly income from the state. There is no competition and so no bargains or special offers. We now know that, when something very like this was put into effect in Soviet Russia, the result was the creation of a vast black market where normal human behaviour i.e. bartering, buying and selling for profit, returned and triumphed.

In fact, the several accounts of the last decades of the communist experiment which I’ve read claim that it was only the black market i.e. an unofficial market of bartering and trading everything, raw material, industrial and agricultural produce, which allowed the Soviet Union’s economy to stagger on for as long as it did.

What the Russian experiment, and then its extension into China and Eastern Europe, showed is that the socialist concept of society proposed by Marx, Engels, Bellamy or Morris, can only exist by virtue of an unrelenting war on human nature as it actually is – selfish, stupid, criminal, lazy, greedy, sharp and calculating human nature.

Only by permanent state surveillance, by the complete abolition of free speech and freedom of assembly, by the creation of vast prison camps and gulags, and severe punishments for even voicing anti-socialist sentiments, let alone tiny acts of rebellion such as bartering or selling goods, could ‘socialist societies’ be made to artificially survive, despite all the intrinsic ‘human’ longings of their inhabitants.

And even then it turned out that state planning was inefficient and wasteful, completely failing to produce any of the consumer goods which people cried out for – cars, fridges, TVs, jeans.

Bellamy’s encyclopedic approach

Then again, it’s not necessarily the function of utopias like this to portray a realistic society of the future. Bellamy tries, far more than most authors of utopias, to paint a really persuasive picture of what a Perfect Society would look like. But ‘utopias’ need not be as pedantically systematic as the one he has written; they can also perform the less arduous function of highlighting the absurdities and injustices of our present day society. And here Bellamy, in his slow, steady, thoughtful manner, is very thorough and very effective. His targets include:

  • competition over wages
  • the anarchy of a myriad competing companies
  • the inevitability of regular crises of over-production leading to crashes, banks failing, mass unemployment, starvation and rioting
  • state encouragement for everybody to rip everybody else off
  • the system whereby a lengthy number of middle-men all cream off a percentage before passing products on to the public thereby ensuring most people can’t afford them
  • advertising and hucksterism, which he ridicules – now abolished
  • political parties representing special interests – all gone
  • demagogic lying politicians – rendered redundant by universal altruism
  • rival shops stuffed with salesman motivated by commissions to sell your tat – replaced by one shop selling state-produced goods
  • how greed, luck and accident forced most people into a job or career – rather than his system of allowing people to choose, after long education in the options, the vocation which suits them best
  • having to travel miles to concert halls and sit through tedious stuff before they get to anything you like – in the future ‘telephones’ offer a selection of music piped straight to your home
  • international trade is managed in the same way, by a committee which assigns fixed values to all goods
  • travel is easy, since American ‘credit cards’ are good in South America or Europe
  • when the Leete family take West for a meal, they point out that communal canopies unroll in front of all buildings in case of rain, to protect pedestrians
  • at the meal there is a lengthy diatribe on how the waiter serving them comes from their own class and education and is happy to servile, unlike 1887 when the poor and uneducated were forced into ‘menial’ positions
  • state education is a) extensive, up to age 21, b) designed to draw out a person’s potential
  • sports is compulsory at school in order to create a healthy mind in a healthy body (Chapter 25)
  • women are the equals of men, and all work, apart from short breaks for childbirth and early rearing
  • all the false modesty of courtship has been abolished, replaced by frank and open relationships between the sexes
  • and – with a hint of eugenics – Dr Leete claims that now men and women are free to marry for love instead of for money, as was mostly the case in 1887, this allows the Darwinian process of natural selection to operate unobstructed and it is this which accounts for the fact that the Bostonians of 2000 are so much taller, fitter and healthier than the Bostonians West knew in 1887

All these aspects of contemporary capitalist society come under Bellamy’s persistent, thorough and quietly merciless satire.

Style

A comparison with the science fantasies which H.G. Wells started writing a few years after Looking Backward was published, sheds light on both types of book.

The key thing about Wells’s stories is their speed. One astonishing incident follows another in a mad helter-skelter of dazzling revelations. Wells is heir to the concentrated, punchy adventures – and the pithy, active prose style – of Robert Louis Stevenson, Conan Doyle and Rider Haggard. He takes their fast-moving adventure style and applies it – instead of hunts for treasure in colourful settings or detective sleuthing – to the scientific ideas which he found being discussed by all around him as he studied for his science degree in South Kensington in the late 1880s.

Bellamy couldn’t be more different from Wells. He is slow – very slow. His book is really a slow-paced, thoughtful political treatise, with a few romantic knobs on.

And his prose, also, is slow and stately and ornate, pointing back to the Victorian age as much as Wells’s prose points forward to the twentieth century. Here is Dr Leete giving another version of the crucial moment when the capitalist world of monopolies gave way to one, state monopoly.

‘Early in the last century the evolution was completed by the final consolidation of the entire capital of the nation. The industry and commerce of the country, ceasing to be conducted by a set of irresponsible corporations and syndicates of private persons at their caprice and for their profit, were intrusted to a single syndicate representing the people, to be conducted in the common interest for the common profit. The nation, that is to say, organized as the one great business corporation in which all other corporations were absorbed; it became the one capitalist in the place of all other capitalists, the sole employer, the final monopoly in which all previous and lesser monopolies were swallowed up, a monopoly in the profits and economies of which all citizens shared. The epoch of trusts had ended in The Great Trust.

‘In a word, the people of the United States concluded to assume the conduct of their own business, just as one hundred odd years before they had assumed the conduct of their own government, organizing now for industrial purposes on precisely the same grounds that they had then organized for political purposes. At last, strangely late in the world’s history, the obvious fact was perceived that no business is so essentially the public business as the industry and commerce on which the people’s livelihood depends, and that to entrust it to private persons to be managed for private profit is a folly similar in kind, though vastly greater in magnitude, to that of surrendering the functions of political government to kings and nobles to be conducted for their personal glorification.’ (Chapter 5)

Wordy, isn’t it? You have to slow yourself right down to his speed to really take on board the power of his arguments.

But it’s worth making the effort in order to savour and mull them. It is, for example, a clever rhetorical move on Bellamy’s part to make the American rejection of capitalism around 1900 seem a natural extension of the American rejection of monarchy a century earlier (in the 1775 War of Independence).

And here is Dr Leete explaining why, in the new system, money isn’t needed.

‘When innumerable different and independent persons produced the various things needful to life and comfort, endless exchanges between individuals were requisite in order that they might supply themselves with what they desired. These exchanges constituted trade, and money was essential as their medium. But as soon as the nation became the sole producer of all sorts of commodities, there was no need of exchanges between individuals that they might get what they required. Everything was procurable from one source, and nothing could be procured anywhere else. A system of direct distribution from the national storehouses took the place of trade, and for this money was unnecessary.’

Clever, isn’t it? Clear, rational, sensible… And totally unrelated to the real world.

Epilogue

And then West wakes up and it was all – a dream!

I kid you not. Like the corniest children’s school composition, that is how the book ends. West finds himself being stirred and woken by his (black) manservant to find himself back in bed, in his underground bunker, back in 1887 – and experiences a crushing sense of loss as he realises that the future world he was just getting used to… was all a fantasy.

There then follows by far the most imaginatively powerful passage in the book. West dresses and goes out into the Boston of 1887, walking past the confusion of shops, the bombardment of advertising hoardings, down into the industrial district where noisy, smoky factories are employing children and old women, screwing out of them their life’s blood, all that human effort wasted in violent and unplanned competition to produce useless tat (‘the mad wasting of human labour’), then wandering up to the banking district where he is accosted by his own banker who preens himself on the magnificence of ‘the system’, before walking on into the slums where filthy unemployed men hover on street corners and raddled women offer him their bodies for money.

All the time, in his mind, West is comparing every detail of this squalid, chaotic, miserably unhappy and insecure society with the rational, ordered life in the Perfect Society which he (and the reader) have been so thoroughly soaked in for the preceding 200 pages.

The contrast, for the reader who has followed him this far, between the beauty of what might be, and the disgusting squalor of what is, is genuinely upsetting. It was a clever move to append this section. It is the only part of the book which has any real imaginative power, and that power is fully focused on provoking in the reader the strongest sensations of disgust and revulsion at the wretchedness and misery produced by unfettered capitalism.

From the black doorways and windows of the rookeries on every side came gusts of fetid air. The streets and alleys reeked with the effluvia of a slave ship’s between-decks. As I passed I had glimpses within of pale babies gasping out their lives amid sultry stenches, of hopeless-faced women deformed by hardship, retaining of womanhood no trait save weakness, while from the windows leered girls with brows of brass. Like the starving bands of mongrel curs that infest the streets of Moslem towns, swarms of half-clad brutalized children filled the air with shrieks and curses as they fought and tumbled among the garbage that littered the court-yards.

There was nothing in all this that was new to me. Often had I passed through this part of the city and witnessed its sights with feelings of disgust mingled with a certain philosophical wonder at the extremities mortals will endure and still cling to life. But not alone as regarded the economical follies of this age, but equally as touched its moral abominations, scales had fallen from my eyes since that vision of another century. No more did I look upon the woeful dwellers in this Inferno with a callous curiosity as creatures scarcely human. I saw in them my brothers and sisters, my parents, my children, flesh of my flesh, blood of my blood. The festering mass of human wretchedness about me offended not now my senses merely, but pierced my heart like a knife!

And then – on the last page – there is another, final twist. West wakes again… and is back in the Perfect Society of the future.

His vision of waking and wandering through the Golgotha of Boston in 1887 was itself a dream. He rouses himself hot and sweating. He looks back in horror at the life he led back and the values he unthinkingly accepted. And he is filled with shame, bitter recriminating shame and overwhelming guilt that he did nothing, nothing at all to change and reform the society of his day but acquiesced in his privileged position, enjoyed the wine and the fine women of his class, ignored the poor and brutalised, and didn’t lift a finger to change or improve the world.

The fair Edith appears picking flowers in Dr Leete’s garden and West falls at her feet, puts his face to the earth and weeps bitter tears of regret that he stood by and let so many people suffer so bitterly.

And I confess that, despite all the rational objections to his Perfect Society, and to the rather boring 200 pages which preceded it, these final pages are such an effective accusation of all us middle-class people who stand by and let people endure appalling poverty and suffering, that it brought a tear to my eye, as well.


Related links

The First Men in the Moon by H.G. Wells (1901)

This is the seventh of Wells’s classic science fiction novels. He had also, by 1901, written over 60 science fiction short stories. Single-handedly he had created a new genre for the English-speaking world, which was quickly taken up and copied.

It wasn’t just that he wrote a lot, it’s that the early books each tackled, described, thought through and realistically presented some of the founding tropes of science fiction – time travel and attack by aliens from another world, being the two outstanding ones – which have been recycled thousands of times since.

The First Men in the Moon is not quite in the same league because it didn’t invent the topic of travelling to the moon – Jules Vernes had written a novel on the same theme thirty years earlier (From the Earth to the Moon, 1865) and in fact a number of fantasies and romances on the subject had been written for centuries (including the version by the 17th century writer Cyrano de Bergerac whose illustrations by Quentin Blake I recently reviewed – Voyages to the Moon and the Sun, based on the Comical History of the States and Empires of the Moon, 1657).

Also, the scientific basis of the story – the mechanism by which the protagonists get to the moon – using some kind of anti-gravity metal – the way it’s discovered and handled, isn’t as persuasive as some of the earlier fantasies. Nonetheless, the story is still compelling because of the thoroughness with which Wells thinks through the practical details – and then because of the avalanche of astounding discoveries which his heroes make once they’ve arrived on the moon, and which keeps the reader on the edge of their seat.

Amateur hour

As usual in Wells, the whole thing is invented by an inspired amateur – the notion of government-sponsored scientific research being still decades away, pioneered by the Manhattan project of the 1940s.

Instead the story is narrated in the first person by a rather disreputable bankrupt, Mr Bedford, who retreats to a bungalow on the Kent coast where he hopes to scribble a best-selling play in order to make a quick buck, but gets into conversation with an eccentric neighbour, Cavor, and gets drawn into the latter’s scientific experiments.

The ‘scientific’ basis is simple, or simple-minded, enough. Cavor points out that we now know the universe is full of rays and waves that act at a distance – light rays, x-rays, electricity and gravity. And we know of materials which block some of these rays – light and electricity and x-rays. So why can’t we create something which blocks the effect of gravity?

Bedford immediately sees the vast amounts of money to be made from such a material in a hundred and one commercial applications:

An extraordinary possibility came rushing into my mind. Suddenly I saw, as in a vision, the whole solar system threaded with Cavorite liners and spheres de luxe. (p.27)

So Bedford persuades the rather other-worldly Cavor to take him on as a ‘partner’, and becomes a regular visitor to the latter’s house down the hill (incidentally observing the comic rivalry of the three working class labourers Cavor has working in his various workshops).

An enormous explosion and then a terrific hurricane announce to the narrator that Cavor has indeed succeeded in making the new material. it happened by fluke, when a substance they’d been working on was left to cool and crystallised into the material they now decide to christen ‘cavorite’. (It all takes place on 14 October 1899, as Bedford faithfully records.)

What caused the hurricane is that, as soon as it came into existence, the cavorite blocked the earth’s gravitational pull from working on the air above it. This meant that that air – which normally presses downwards at a pressure of 14 pounds per square inch – ceased doing so, and instead floated freely upwards. This created a column of ’empty air’ directly about the square of cavorite. Into this gravity-less tube rushed all the surrounding air which, on finding itself also liberated from the earth’s gravity, also lost its downward weight and was itself forced upwards by the rest of the surrounding air rushing in. And so on and so on. In a split second the pull of pressurised air into the column of unweighted air created a huge inrush of air from the surroundings, in which everything which was not tied down was immediately dragged towards it at tremendous force.

For the few moments that this happened all the air in the neighbourhood was sucked into the gravity-free tube – which explains the sudden hurricane Cavor and Bedford felt. But then they themselves saw the little sheet of cavorite itself get sucked up by the empty vortex and they both watched it soar up through the column, up, up and – presumably – right out of the earth’s atmosphere… at which point everything returned to normal. ‘By Jove, old chap.’

Bedford and Cavor look at each other. This thing could escape the earth’s atmosphere. It could fulfil man’s oldest dream of leaving earth. But how to steer or control it? Cavor goes off pondering and the next day has come up with a solution: encase the cavorite in steel plates which mask its anti-gravity effect, and only open the plates facing in a certain direction when you want the anti-gravity cavorite to work in that direction.

(You can see why Wells has his narrator, Bedford, continually lament that he didn’t keep notes, didn’t make a record of the process by which cavorite was made, didn’t follow all of Cavor’s abstruse thinking and so on. This is because Well’s idea doesn’t really make practical sense.)

So the pair construct a sphere, with an inner layer made of glass, then covered in warm cavorite paste, then steel divided into plates. (In fact it’s less a sphere than a polyhedron made of flat plates. And the plates are more, in fact, like ‘blinds’ which can be opened and closed. I’ve always found this quite hard to visualise.) Once everything is in place they heat the cavorite paste to securely bind it to the ‘sphere’ and then, as it cools, it assumes the magical properties and – whoosh!

Illustration for The First Men In the Moon by E. Herring (1901)

Illustration for The First Men In the Moon by E. Hering (1901)

The idea is that to steer the sphere you open a plate in the direction you want gravity to cease working and are repelled away from any nearby object (the earth or moon or sun) which would ordinarily exert the attractive power of gravity. Once in space, close the plates and you’ll be pulled towards the nearest big object. Like the moon.

Bedford climbs into the sphere and Cavor shows him how he’s furnished it – the blankets, some frozen oxygen in cylinders, some food, an electric light and some carbolic acid device to get rid of the carbon dioxide they inhale. But while Bedford is still pondering whether he wants to go, Cavor opens the earthside shutters, the cavorite works and whoosh! they are flying towards the moon.

Wells’s story races at top speed to prevent you from realising what tosh it is, and to enchant you in his narrative spell. Wonder follows wonder. First of all there is weightlessness. Maybe earlier writers had realised that we would be weightless in space but Wells gives a very accurate prophecy of what it feels like, the tingling in the blood and the way everything inside the sphere floats around bumping into everything else.

It was the strangest sensation conceivable, floating thus loosely in space, at first indeed horribly strange, and when the horror passed, not disagreeable at all, exceeding restful; indeed, the nearest thing in earthly experience to it that I know is lying on a very thick, soft feather bed. But the quality of utter detachment and independence! I had not reckoned on things like this. I had expected a violent jerk at starting, a giddy sense of speed. Instead I felt – as if I were disembodied. It was not like the beginning of a journey; it was like the beginning of a dream.

They open some of the plates to see where they’re headed and a) are dazzled by the brightness of the sun and b) looking the other direction, are stunned by the profusion of stars, millions more than you can see through earth’s atmosphere.

Cavor makes last-minute adjustments and they come to land in a vast crater on the moon. Here the reader is bombarded with vivid impressions. It is dark and the ground is covered in soft white stuff which they only slowly realise is not dust but frozen atmosphere. They have arrived just at sunrise over the crater and are astonished to watch the frozen white stuff all around them melt and then evaporate, to form an atmosphere, tingeing the sky blue.

Is it breathable? Cavor performs the ludicrously amateur experiment of opening the manhole which they use to get in and out of the capsule and discovers that – yes, it is thinner than earth’s but the moon’s atmosphere turns out to be perfectly breathable. (No ill effects from sunlight, radiation, burning, toxic gases, nothing! Convenient, eh?)

They climb outside and are astounded to watch small pebbles shiver, pop, put out roots, and then stalks. They are plants and shrubs and strange tree-sized flora, which grows even as they watch. Of course. The moon’s ‘year’ – the length of time it takes the sun to rise and set over the lunar surface – only lasts for 14 earth days. In that fortnight, life forms have to spring, grow, mature, produce their own seed, and decline.

But the thing they are most enraptured with is the low gravity. Only a sixth of the earth’s. Off they go springing and bounding in giant leaps amid the surreally growing and blossoming fruits of the moon. Until – oops – they both realise they have forgotten where the sphere was and, looking back, see only an immense rustling growing forest of moon flora.

And it is then that they hear an ominous boom boom boom noise from beneath the surface and a grinding as of great gates opening. Not long afterwards they see the first of the Selenites herding a vast slug-like creature with tiny closed eyes and a horrid red mouth which is slurping and munching its way through the foliage, like a farmer herding a monstrous cow.

Illustration for The First Men In the Moon by E. Herring (1901)

Illustration for The First Men In the Moon by E. Herring (1901)

Amazement

Wells’s aim is to amaze, stun, astonish and astound. The basic, foundational trope of a visit to a strange land is reminiscent of any number of late-Victorian yarns – Vernes’ Journey to the Centre of the Earth (1864), Rider Haggard’s journeys to darkest Africa (She, 1886), or Conan Doyle’s Professor Challenger trip to a Lost World (1912) in the remotest Amazon.

But science fiction has the advantage over mere adventure stories in that it can make things up purely to astound, astonish, shock, disgust and amaze the reader.

Because the text is available online, it is searchable, and so I searched and counted no fewer than 415 exclamation marks, as the characters, and the author, continually signal their amazement at their astounding discoveries!!!

Then, for fun, I searched all the instances of the word ‘amazing’.

It comes to me with a certain quality of astonishment that my participation in these amazing adventures of Mr. Cavor was, after all, the outcome of the purest accident.

[Cavor’s workshop] looked like business from cellar to attic – an amazing little place to find in an out-of-the-way village

It was an amazing piece of reasoning. Much as it amazed and exercised me at the time.

And then, sudden, swift, and amazing, came the lunar day.

With a steady assurance, a swift deliberation, these amazing seeds thrust a rootlet downward to the earth and a queer little bundle-like bud into the air.

Cavor panted something about ‘amazing sensations’.

What the Selenites made of this amazing, and to my mind undignified irruption from another planet, I have no means of guessing.

Amazing little corner in the universe – the landing place of men!

… returning after amazing adventures to this world of ours.

There were several amazing forms, with heads reduced to microscopic proportions and blobby bodies.

Amazing and incredible as it may seem, these two creatures, these fantastic men insects, these beings of other world, were presently communicating with Cavor by means of terrestrial speech.

The dictionary definition of to amaze is ‘to cause someone to be extremely surprised’. Synonyms for ‘amaze’ give a sense of the aim of Well’s fantasies (and of the thousands of pulp sci-fi writers who followed him). It is to:

astonish, astound, surprise, bewilder, stun, stagger, flabbergast, nonplus, shock, startle, shake, stop someone in their tracks, stupefy, leave open-mouthed, leave aghast, take someone’s breath away, dumbfound, daze, benumb, perplex, confound, dismay, disconcert, shatter, take aback, jolt, shake up

Taken prisoner

Back in the story our heroes sneak away from the ghastly apparition of the Selenite and realise they are hungry. Not having any provisions from the sphere they are driven by desperation to nibble one of the growing lunar ‘trees’ and Wells gives quite a humorous account of the way that the ‘food’ does them no harm but makes them both very drunk. Through their drunken bickering they are aware of Selenites surrounding them and of some kind of struggle, then it all goes dark.

They wake up with hangovers in a dark cell in handcuffs and shackles. One or two individual Selenites come to see them before they are raised to their feet and led by a posse of Selenites, some of whom are carrying the sharp spiked goads they’d seen one using on get the big fat mooncalf earlier. Our heroes are fascinated and disgusted at the Selenites’ appearance, a kind of giant ant. The shapes of their heads appear to vary, indicating different brain size and probably advanced specialisation of job or function in what they come to realise is the complex Selenite civilisation.

They are taken through caverns measureless to man, past enormous machinery which appears to be pumping out some kind of liquid which glows blue and provides illumination here. Cavor speculates wildly that there may be a whole civilisation here, under the surface of the moon. Maybe networks of caverns descending via tunnels down to some inner sea. Scooped out and developed over thousands of years.

When they come to a narrow plank going out over what appears to be a vast bottomless pit, Bedford rebels. One of the Selenites goads him with the spiky implement and he sees red. He punches the Selenite and is astonished to watch his fist go right through its head and out the other side. They are clearly far less sturdy and strongly made than humans. Before he knows it he is attacking all of them and then grabbing Cavor to make a getaway.

This is actually the turning point of the book, because the rest of the main narrative describes their panic-stricken escape back to the surface of the moon. It is a chase narrative. As you might imagine, it involves climbing up clefts and stumbling into vast caverns and a lot more fighting, with the unpleasant discovery that the Selenites have a sort of crossbow which fires spears.

Nonetheless, triumphing over all these perils our heroes finally blunder out into a huge circular shaft with spiral steps running up along the wall (the kind of thing we’ve all seen in sci-fi and fantasy movies) leading up to the surface. Up it they run, emerging into the lip of a ‘crater’ – and they now understand that the moon’s ‘craters’ are in fact an immense network of circular ‘lids’ which can be retracted to reveal the labyrinth of tunnels created by Selenite civilisation and which allow the Selenites to emerge onto the surface to farm their herds of moon cows.

The sun is visibly waning: some 14 days have passed underground though they haven’t noticed, and is now threatening to set with all that entails in terms of losing the breathable atmosphere. Where is the sphere?

Afflicted by despair as they survey the vast area of lunar foliage, now visibly browning and declining, they pin a handkerchief to a nearby bush and set off to explore in opposite directions, taking vast moon leaps as they go.

Nearing exhaustion and plagued by fear that search parties of very angry Selenites will be out after them, Bedford is on the brink of giving up when he is momentarily dazzled by a shaft of light and realises it is sunlight reflecting off a panel of the sphere. Weeping with relief he bounds over and confirms it’s true. But what of Cavor? He leaps to a nearby peak and shouts Cavor’s name but – as Wells had pointed out from the first (in the kind of scientifically accurate detail which are such a joy of these stories) moon air is a lot thinner than earth air and so sound doesn’t carry very well: even when they’re shouting at each other it sounds like they’re whispering.

He can see the hankie in a bush a few miles away and so leaps over towards it. Here he yells Cavor’s name again, then looks down and sees an archetypal adventure story sight: broken bushes, churned-up soil, all the signs of a struggle. Going down he finds a scrap of paper in which Cavor has hurriedly written that he’s hurt his knee in landing awkwardly in a ditch and can hear the Selenites closing in, any moment they’re going to come, oh my God –

And here his message breaks off and the paper is marked by… a red liquid. Blood!!!!

The Selenites have got him. The crater is closed. All entrance to the interior is blocked off. The sun has almost set. Bedford realises he must save himself. I found his flight back the sphere quite gripping. Wells convincingly describes the sudden drop in temperature as the sun declines, the air grows thin and cold and then the first snowflakes will fall. The temperature will ultimately drop to Absolute Zero and Bedford will freeze to death unless he can make it to the sphere in time. At last he is there. Crawling on hands and knees. Barely strength to reach up to the manhole, Twists. Can’t do it. Twists again. Pulls himself up and is… inside!

An exhausted Bedford just about makes it back to the sphere as snow falls, illustration for The First Men In The Moon by Claude Allin Shepperson

An exhausted Bedford just about makes it back to the sphere as snow falls, illustration for The First Men In The Moon by Claude Allin Shepperson

Food. Blanket. Warmth. Recovery. Sleep. Wakes rejuvenated. Grasps the grim reality of his situation. Opens the cavorite plates. Silently flies into space. More by luck than judgement he steers a course back to earth.

In an outcome so ludicrous it is like a pantomime, he not only lands back on earth, but he lands back on the south coast of England, barely a few miles from where they took off. On the sea, but conveniently close to a beach which he is then washed up on. Some jolly English chaps are coming down for their morning swim. ‘Crikey, old chap, you look a bit peaky let us take you up to the old hotel.’

Here he tucks into bacon and eggs and is drinking coffee when there’s an explosion and bewilderment outside the door. Some young lad had been hanging round as the chaps took dirty, dishevelled Bedford up to their hotel. He’d looked a bit shifty. The young wretch must have gone back to the sphere, climbed in and opened a plate, making it lift off. Damn and blast! There go Bedford’s dreams of setting up an interplanetary travel agency.

But he still has the gold. Did I mention the gold? Amid their adventures Bedford had realised that the shackles and manacles the Selenites had bound them with were made of gold. He had grabbed a couple of tyre lever-sized gold rods during their breakout. In fact he’d found them handy for fighting their way through the Selenites.

At least he still has them. He is rich.

A coda from Cavor

Wells could have stopped his tale there. Instead, there is a coda which takes up a surprising amount of space, pages 150 to 186 in the Everyman paperback edition.

To the outrage of all common sense, a Dutch electrician and early radio ham, picks up radio messages… from the moon! Yes, Cavor was captured, as Bedford had described: but his captors were kind to him, and, once he’d recovered, they took him on a Cook’s Tour of their vast civilisation. Part of this was learning that there was an apparently infinite variety of types of Selenites and soon Cavor was being introduced to the brainy ones: he could tell they were brainy, because they had very big heads! Big heads and thin skins so he could actually see the brain matter pulsating as they thought their deep thoughts.

Turns out that some of the Selenites are specialists in language and set about teaching Cavor who quickly catches on and starts to teach them English. Thus, within a few weeks, Cavor is communicating with the Selenites who explain how their society works, confirm that the moon is a swiss cheese of underground caverns and passages, that the phosphorescent liquid and much else is produced by immense machinery, that at the centre of the moon there is indeed a vast and tempestuous sea – and much more besides.

These visions of an alien civilisation, as so often, develop a strong flavour of being social criticism of the author’s own civilisation. Cavor discovers that the Selenites breed all the different types of workers in the equivalent of test tubes, distorting all aspects of their bodies and brains to suit them to the work they’re destined for. (Anticipating Aldous Huxley’s Brave New World by 30 years).

Harsh? Yes, he is a bit disgusted by it and especially by one particular sight of an embryonic Selenite having its forelimbs artificially lengthened to do manual work, but – and here is the Author’s Message –

Of course it is really in the end a far more humane proceeding than our earthly method of leaving children to grow into human beings, and then making machines of them.

On another occasion his guides – the preposterously named Phi-oo and Tsi-puff – bring him to a great field of mushrooms being grown for food, where they find all the workers drugged and fast asleep, until they are needed for the harvest when they’ll be woken. Again, the character Cavor becomes a mouthpiece for the Fabian Socialist H.G. Wells:

To drug the worker one does not want and toss him aside is surely far better than to expel him from his factory to wander starving in the streets

Cavor’s tour climaxes with a presentation to the Grand Lunar, Master of the Moon – at which point the book definitely feels more like a lampoon or a parody than a ‘serious’ fantasy, a kind of ludicrous Wizard of Oz vibe.

Except that here it also reaches a kind of height of teenage socialism. Cavor radios back to earth a lengthy version of his interview with the Grand Lunar which begins with harmless stuff about the structure of the earth, why we live on the surface and not underneath like the Selenites, what weather is like in a place with 12 hour days, and so on. Little by little Cavor describes human civilisation, cities and factories and trains, how we do not breed different types of human to perform different tasks, not yet anyway.

But, when asked whether there is a Grand Earthly as there is a Grand Lunar, he finds himself having to explain the idea of ‘nations’ and ’empires’ and, before he realises it, is describing ‘war’. His brutal description of this absurd folly fills the Grand Lunar and the huge entourage of Selenites listening to Cavor’s account with horror.

Yes, wars in which men flock to the flag, train and arm and proudly wear uniforms, before clashing in huge armies designed solely to kill as many of the opponents as possible. As he proceeds, Cavor notes the moans of disappointment and disillusion rising from the crowd and the ‘expression’ on what passes for the Grand Lunar’s face.

Cover of Amazing Histories magazine, featuring an illustration of Cavor addressing the Great Lunar

Cover of Amazing Histories magazine, featuring an illustration of Cavor addressing the Great Lunar

A week later comes the final broadcast we are ever to hear from Cavor. It is a panic-stricken sentence, ‘I was mad to let the Grand Lunar know – ‘… and then a few words attempting to convey the secret of cavorite. Then silence.

Bedford imagines the dismay Cavor’s revelation about the true nature of human beings must have caused among the Selenites, and how the mood turned against Cavor, and how the moon people then realised that he was broadcasting messages to his violent brethren back on earth, with the risk that these psychopaths might return in one of these ‘armies’ and conquer the Selenites.

Gulliver

When I read this as a teenager I was awed by Wells’s profound insight into human nature. Now it reminds me of Gulliver’s Travels, in which the hero also describes human behaviour to the peace-loving King of Brobdingnag, who replies, accurately enough:

‘I cannot but conclude the Bulk of your Natives, to be the most pernicious Race of little odious Vermin that Nature ever suffered to crawl upon the Surface of the Earth.’

True or not, the point is that, bolted on to the science fantasy, this coda reads very much like a variation on the time-honoured satire on contemporary civilisation and, by extension, of human nature, which goes back before Swift to Thomas More’s Utopia and before that to any number of Roman and Greek authors.


Commentary

There are three obvious features about a Wells novel like this, what he called his ‘fantasy novels’:

1. Fast

It’s fast-moving. Bedford has bumped into Cavor, built the sphere, gone to the moon, watched the desert bloom, been captured and taken below, escaped and fought his way to the surface, found the sphere and escaped, crash-landed on earth and had a hearty breakfast, all in a mere 150 pages (in the Everyman paperback edition I read).

2. Fantastic

The speed prevents you noticing its preposterousness. It’s so fast-moving you don’t notice how quickly you leave the world of Edwardian England, with its pubs and evening strolls along the Downs, completely behind. It only requires ten or so pages from Bedford meeting Cavor, to him thoroughly involving him in his theoretical speculations, and then – whoosh! they’re off to the moon.

It is fast-moving because it is, in a sense, pulp. Only by moving fast from one astounding moment to the next can it stop you pausing to reflect and thus breaking the spell.

3. Mundanity

But, contradicting a little what I’ve said above, just as important as the speed and fantasy, is its air of mundaneness and normality.

I think it was Tom Shippey in his book about Lord of the Rings who explained that what made the book such a success was the invention of the hobbits. Tolkien had been working on his private-world mythology for decades, inventing languages and complex histories for his elves and dwarves and so on, and had produced quite a few texts narrating whole eras in his legendary Middle Earth. But they were boring and flat.

It was the invention of the down-to-earth, small, beer-drinking, pipe-smoking, no-nonsense, common-sensical hobbits which gave him a vehicle to take the reader into his world. We are introduced to the hobbits first and thoroughly identify with their idealised pastoral English life – before the first hints of other-worldly menace ever appear.

This explains why Lord of the Rings is regularly voted the greatest novel of the 20th century, while I’ve never met anyone who managed to complete The Silmarillion, another of Tolkien’s epics, describing a different era in Middle Earth’s history, but which lacks hobbits and, therefore, all charm and – crucially – representatives of the ordinary reader; imaginative vectors allowing us to enter into his imaginative world.

It’s an overlooked element of Wells that his best books also require this dichotomy – the interlocking of two opposites, the fantastic and the mundane.

We all know about the fantastical in his books, for example the idea that Martians launch an attack on earth or a man invents a time machine and travels to the distant future. Those are certainly the ideas at the core of the books. But when you actually read the texts what comes across almost as powerfully is the very mundane details of the places where this all happens – that the Martians land in Dorking and head towards London across the humdrum landscape of Surrey, blasting well known landmarks on their way (which is why there is a striking sculpture of a ‘Martian’ in Dorking town centre).

Wells himself was well aware of doing this:

For the writer of fantastic stories to help the reader play the game properly he must help him, in every possible unobtrusive way, to domesticate the impossible hypothesis. (Quoted in the critical afterword to the Everyman edition)

And one mark of this is the way the people who witness and generally write up the narratives are always very ordinary, everyday chaps, who are often a bit confused, puzzled, don’t quite follow what’s going on, miss important details, don’t quite follow the scientific whatchamacallit, and, in their bumbling innocence, stand in as a kind of stylised representative of the innocent reader.

They are all Dr Watsons to a succession of fierce, eccentric or visionary Holmeses, respectively:

  • 1895 The Time Machine – first person unnamed narrator
  • 1896 The Island of Doctor Moreau – first person narrative by shipwrecked sailor Edward Prendick
  • 1897 The Invisible Man – (third person narrator)
  • 1898 The War of the Worlds – first person unnamed narrator
  • 1899 When the Sleeper Wakes – first person narrative by Graham, the eponymous sleeper
  • 1901 The First Men in the Moon – first person narrative by Mr Bedford
  • 1904 The Food of the Gods and How It Came to Earth – third person narrative
  • 1906 In The Days of the Comet – unnamed first person narrator
  • 1908 The War in the Air – featuring Bert and Tom Smallways
  • 1914 The World Set Free – third person narrator

Making this list shows that this isn’t exactly a hard-and-fast rule, but that most of the most effective fantasies are told in the first person by someone undergoing the adventure themselves.

It goes some way to explaining why of the early stories The Invisible Man stands out as particularly unlikeable and negative: it is one of the few not told by a more or less reasonable chap, who we’re meant to identify with.

As a footnote, this helps explain the presence of the three working class men who Cavor employs in his lab, in the earlier pages of the book. They are each jealous of each other’s specialisms, argue and often down tools to go off to the pub and argue some more and so perform the function of the rude mechanicals in Shakespeare, offering comic interludes but also throwing into relief the more serious activities of their middle class superiors. Anchoring them to a humorous everyday reality.

This also explains why Bedford, at an early stage, after he’s had an argument with Cavor, goes off for an epic walk across Kent, enjoying the countryside, stopping for lunch in a pub, chatting with the local yokels while he puffs on his pipe. All designed to embed the wild fantasy in a comfortable, relaxing coat of verisimilitude.


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The Lost World genre

‘King Solomon’s Mines’ pioneered the ‘lost world’ genre in Britain.

The British public had been reading about recent discoveries, in Egypt’s Valley of the Kings, in Assyria,  at Schliemann’s Troy, and the lost empire of Greater Zimbabwe. Haggard’s novel was the first in English to exploit the mystique and romance surrounding these discoveries and to invent a fictional lost civilisation for dramatic purposes (Jules Verne’s Journey To The Centre of the Earth, 1864, has a claim to priority for Continental literature).

Countless others have followed suit: Kipling soon after in The Man Who Would be King (1888), H.G. Wells with In The Country of The Blind (1904), Arthur Conan Doyle’s Lost World in 1912 and the first of Edgar Rice Burroughs’ Caspak series, The Land That Time Forgot, in 1918.

Doyle’s book introduced the idea of dinosaurs surviving in a freak enclave, a meme which has had a healthy career in popular culture up to and including Jurassic Park (1993) its imaginatively-title sequel, The Lost World (1997) and Peter Jackson’s fabulously preposterous King Kong (2005).

I suppose the Lost World is itself a subset of a larger genre which is the New World, where the narrator is introduced to an entirely new culture and slowly learns their customs. Almost every travel book could be included in this, from Thomas More’s Utopia (1516) on through Jonathan Swift’s Gulliver’s Travels (1726). What distinguishes Lost World romances from these earlier fables is the earlier ones are nearly all moralistic or satirical in intent. They have a point, an aim or design on the reader. The Lost World romances exist purely to entertain.

The Lost World genre was at its most popular during the era of High Imperialism, 1870 to 1914. Though it continued to thrive thereafter (James Hilton’s Lost Horizon, which introduced the phrase ‘Shangri-La’ was published as late as 1933 ), it was negatively affected by the thoroughness with which discoverers and cartographers were filling in the gaps on the world map.

As the gaps on the maps of this world were filled in, some of the teenage energy of the genre was redirected into the burgeoning genre of science fiction. Here the borders were infinite, and the trope of a small band of explorers arriving on a new world to be shown its customs could be recycled ad infinitum, from H.G. Wells’s First Men In The Moon (1901) to Ridley Scott’s Prometheus (2012).

The obvious question is: Is any of this for grown-ups? Or for the grown-up part of our minds? Probably not. They are for the teenager in all of us, and probably teenage boys more than girls. None of the main works in the genre are by women writers, partly because the tales are designed to move from one perilous situation to another, in which the immature male mind can fantasise about danger and rescue, success against the odds. The continual need to prove their physical prowess doesn’t seem to occur to women as much as men.


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