Portrait of the Artist as a Young Man by James Joyce (1916)

Joyce is the most intimately autobiographical of writers.
(Hugh Kenner)

By thinking of things, you could understand them.
(Stephen Dedalus as a boy)

Words which he did not understand he said over and over to himself till he had learnt them by heart: and through them he had glimpses of the real world about them.
(Stephen’s boyish fascination with words)

Ad majorem Dei gloriam!
(Motto of the Jesuit order who run the schools where young Stephen is educated)

‘A Portrait of the Artist as a Young Man’, published in 1916, was the second book and first novel by Irish writer James Joyce, following Dubliners, published in 1914. It is a Bildungsroman, a German term for a novel which describes the growth of a personality or mind, in this case, as the title indicates, it is pretty much a self portrait of the development of Joyce’s mind, although cast in the shape of his fictional alter ego, Stephen Dedalus.

The meaning of his name

Like everything in Joyce, Stephen Dedalus’s name is highly symbolic or meaningful. Stephen was the first Christian martyr, suggesting that the character is the inventor of a new aesthetic, mocked and martyred for a new vision of art. While his surname obviously alludes to Daedalus, the skilled artificer of Greek mythology who built the labyrinth to contain the monstrous Minotaur begging the question, Are the complex texts Stephen creates also designed to hide and contain some monstrous secret? The character is well aware of the connection.

Now, as never before, his strange name seemed to him a prophecy… Yes! Yes! Yes! He would create proudly out of the freedom and power of his soul, as the great artificer whose name he bore [Dedalus], a living thing, new and soaring and beautiful, impalpable, imperishable.

One-stop synopsis

So the narrative traces the religious and intellectual awakening of young Stephen Dedalus, divided into 5 chapters or phases. In a nutshell, Stephen grows up in a Catholic family which is initially wealthy enough to send him to a private Jesuit school but which then slowly sinks in the world. His education by systematic and intellectual Jesuits decisively forms Stephen’s mind, which becomes highly intellectual and systematic in its turn.

There are various boyhood and schoolboy adventures (the injustice of being ‘pandybatted’ (hit on the palm of his hand by a pandybat) when he had done nothing wrong; an extended passage around a theatrical performance at his secondary school) before Stephen hits puberty in chapter 3 and, as far as I can tell, becomes addicted to masturbation and sleeping with Dublin prostitutes.

This generates feelings of self-loathing which climax when his class at school goes on a four-day Catholic retreat. Here Stephen and his schoolmates are subjected to a series of sermons about hell and damnation which are brilliantly written, unrelenting in their Jesuitical logic, and terrify young Stephen so much that he overcomes his fears and goes to confession for the first time in eight months, and compulsively lists his sexual sins. To my amazement the text tells us that Stephen is, at this stage, still only 16 years old.

After this psychological purgation Stephen feels wonderfully liberated and cleansed and the shortish chapter 4 shows him undertaking a life of devout religious fervour, continually praying, counting off his rosary, observing all the Catholic feast days, and so on. His devoutness brings him to the attention of his teachers and he is called in by the Dean of his school who asks him to reflect on whether he has a vocation to become a priest, prompting the boy Stephen to reflect, not for the first time, on what this life would be like as Father Stephen Dedalus S.J. (i.e. of the Society of Jesus). Only towards the end of the chapter are there signs that he is starting to doubt his own sincerity, starting to doubt how effective his incessant religious practice really is.

The final chapter, chapter 5, is the longest and is set in real time rather than a scene-skipping retrospective. It shows Stephen as a student at Dublin university, placing him among a cohort of students of his own generation. Without much explanation he has shaken off the fervent religious faith and practice we were told about in the previous chapter and is now a cynical, worldly student.

At least that’s how he comes over to his peers, who are also playing at being cynical worldly students. In reality Stephen has retained a lot of his youthful idealism but it has been redirected away from conventional religion towards a religion of Art. (This, of course, very much reflects the fin-de-siecle movement right across Europe towards Art for Art’s Sake and Aestheticism which was – exactly as with Stephen – an attempt to create a secular religion of Art to replace the traditional Christian faith which had been so undermined by all aspects of nineteenth century life, from industrialisation to Darwin’s theory of evolution see Symbolism by Michael Gibson.)

Entirely in keeping with all this, we learn from a conversation he has with the Dean of Studies, that Stephen is working on a long essay on a theory of aesthetics. In chapter 5 he attends a university lecture then walks around Dublin, accompanied by a student friend who (conveniently enough) asks him about his essay, prompting Stephen/Joyce to a long and systematic explanation of his aesthetic theory.

Among other things he speculates that there is an evolution in art forms from the lyric – which is entirely about the artist, a magnification of the artist’s own feelings – to the dramatic, at the other end of the spectrum – in which the artist completely effaces themself in order to present the subject as objectively as possible. However, the artist can never completely eliminate themselves and so, even though they nowhere refer to themselves, their personality remains present in their choice of subject matter and style. This is the context of Stephen’ famous statement:

The dramatic form is reached when the vitality which has flowed and eddied round each person fills every person with such vital force that he or she assumes a proper and intangible aesthetic life. The personality of the artist, at first a cry or a cadence or a mood and then a fluid and lambent narrative, finally refines itself out of existence, impersonalizes itself, so to speak. The aesthetic image in the dramatic form is life purified in and reprojected from the human imagination. The mystery of aesthetic, like that of material creation, is accomplished. The artist, like the God of creation, remains within or behind or beyond or above his handiwork, invisible, refined out of existence, indifferent, paring his fingernails.

Throughout the text, Joyce had dropped in umpteen phrases indicating Stephen’s alienation from his surroundings, from his family, from his friends, from the same old repetitive political issues (Irish nationalism) all of whom he regards with a kind of mocking detachment – and, finally, from the Catholic religion which he at one point embraced with all the enthusiasm he was capable of, before finding his faith slipping away from him. This lifelong sense of being an outsider looking on at everyone else is what underpins the book’s other famous declaration, in the last few pages, where Stephen tells us that he needs to escape the ‘nets’ which trap him.

— When the soul of a man is born in this country there are nets flung at it to hold it back from flight. You talk to me of nationality, language, religion. I shall try to fly by those nets.

Which he amplifies and explains further:

—Look here, Cranly, he said. You have asked me what I would do and what I would not do. I will tell you what I will do and what I will not do. I will not serve that in which I no longer believe, whether it call itself my home, my fatherland, or my church: and I will try to express myself in some mode of life or art as freely as I can and as wholly as I can, using for my defence the only arms I allow myself to use—silence, exile and cunning.

And so the book ends with Stephen determined to fly all the nets which threaten to imprison him and leave Ireland for good. As Joyce himself, of course, did.

Autobiographical timeline

First readers of any of Joyce’s works, especially those featuring Stephen Dedalus, sometimes ask how autobiographical the work is. The answer is, very autobiographical. Here are the relevant dates from Joyce’s own life – you can see how closely they match the career of Stephen Dedalus:

  • 1882 Joyce is born in Rathgar, Dublin on 2 February
  • 1888 Joyce begins school at Clongowes Wood College, a Jesuit boarding school near Clane, County Kildare
  • 1891 Has to leave Clongowes when his father could no longer pay the fees; studied at home and briefly attended the Christian Brothers O’Connell School on North Richmond Street, Dublin
  • 1893 Starts attending Belvedere College, a fee-paying day school for boys run by Jesuits; attends for 5 years
  • 1898 Begins college at University College, Dublin, to study English, French and Italian

Publication history

‘A Portrait’ began life in 1904 as ‘Stephen Hero’ — a projected 63-chapter autobiographical novel in a realistic style. After writing 25 chapters, in 1907 Joyce abandoned ‘Stephen Hero’ and set about reworking its themes and protagonist into the condensed five-chapter novel we have now. He abandoned the first novel’s strict realism and switched to making extensive use of free indirect speech that allows the reader to directly share Stephen’s developing consciousness, to feel, see and hear things from Stephen’s point of view.

The American modernist poet Ezra Pound arranged for the novel to be serialised in the English literary magazine The Egoist in 1914 and 1915, and published as a book in 1916 by B.W. Huebsch of New York. The publication of ‘A Portrait’ just two years after the short story collection ‘Dubliners’ (1914) earned Joyce a place at the forefront of literary modernism, a position which was, of course, to be clinched by the scandal and notoriety surrounding the publication of Ulysses, which began to be published in serial form in the literary magazine The Little Review in 1918, finally published in book form in 1922. 1914, 1916, 1918, a concentrated burst of publication which helped cement his reputation.

Here are sometimes abbreviated notes on the individual chapters.

Chapter 1 (48 pages)

Father’s nursery rhyme. Home life with Dante (Mrs Riordan) the nationalist. At school at Clongowes Wood College. Being bullied. Football. The sound of the word suck.

Suck was a queer word. The fellow called Simon Moonan that name because Simon Moonan used to tie the prefect’s false sleeves behind his back and the prefect used to let on to be angry. But the sound was ugly. Once he had washed his hands in the lavatory of the Wicklow Hotel and his father pulled the stopper up by the chain after and the dirty water went down through the hole in the basin. And when it had all gone down slowly the hole in the basin had made a sound like that: suck. Only louder.

Thoughts about God and the universe. Holidays and prayers. The story of the ghost. The mystery of kissing:

What did that mean, to kiss? You put your face up like that to say goodnight and then his mother put her face down. That was to kiss. His mother put her lips on his cheek; her lips were soft and they wetted his cheek; and they made a tiny little noise: kiss. Why did people do that with their two faces?

After being pushed into a mucky ditch by another boy, Wells, Stephen gets a cold. In the infirmary. Friendship with Athy.

He told Stephen that his name was Athy and that his father kept a lot of racehorses that were spiffing jumpers and that his father would give a good tip to Brother Michael any time he wanted it because Brother Michael was very decent and always told him the news out of the paper they got every day up in the castle.

Later, in Chapter 3, Stephen looks back at life at Clongowes which he summarises as: ‘the wide playgrounds, swarming with boys, the square ditch, the little cemetery off the main avenue of limes where he had dreamed of being buried, the firelight on the wall of the infirmary where he lay sick, the sorrowful face of Brother Michael.’

Home for Christmas dinner, which is scene to a flaring row between Mr Dedalus, his friend Mr Casey and inflexible Dante about whether Parnell was hounded to his grave by lackey priests, or deserved punishment for being a fornicator. Story of the famous spit. Mr D says the Irish are ‘A priestridden Godforsaken race!’ When Casey says Ireland must be free of religion (‘No God for Ireland! he cried. We have had too much God in Ireland. Away with God!’) devout Dante storms out while Mr Casey burst into tears for his lost leader.

Back at school, gossip about why some fellows (Simon Moonan and Tusker) got a flogging (is it for some kind of homosexual escapade referred to as ‘smugging’?). Because Stephen’s glasses are broken (someone bumped into him and they fell and broke on a cinder path) Father Arnell gives him permission not to write, but when the sadistic Prefect of Studies, Father Dolan, visits his class, he ignores this excuse, accuses Stephen of slacking, calls him to the front of the class and hits him on the hands with a pandybat, inflicting intense pain. Stephen’s sense of injustice is so strong he overcomes his own fear to go down the special corridor to the rector’s room and report it. The rector assures him it must be a mistake and shakes hands. Back among the fellows, Stephen is cheered as a hero.

Chapter 2 (40 pages)

Opens with the Dedalus family enjoying an extended summer holiday in Blackrock, a seaside suburb of Dublin. Stephen accompanies old Uncle Charles on shopping trips. At the park, he is ‘trained’ as a runner by unhealthy looking Mike Flynn, mate of his dad’s, a fad which doesn’t last. On Sundays Stephen goes with his father and grand-uncle on huge walks. He is reading ‘The Count of Monte Cristo’ and sees himself as the book’s hero Edmond Dantès seeking for his equivalent of the heroine, Mercedes.

Friendship with Aubrey Mills and they set up a gang but at the end of the summer the gang breaks up. He senses change at home, where his father’s fortunes are failing which is why he isn’t sent back to the fee-paying Clongowes school. The beginnings of the adolescent sense of frustration and aloneness:

The ambition which he felt astir at times in the darkness of his soul sought no outlet.

A fever gathered within him and led him to rove alone in the evening along the quiet avenue… his restless heart… The noise of children at play… made him feel, even more keenly than he had felt at Clongowes, that he was different from others…

Removal vans turn up and move the household stuff from Blackrock to a new house in Dublin. Stephen doesn’t like the city, finds it overwhelming. More alienation:

  • his mood of embittered silence… He was angry with himself for being young and the prey of restless foolish impulses… He chronicled with patience what he saw, detaching himself from it and tasting its mortifying flavour in secret…

The text breaks down into short vignettes which demonstrate how ‘His silent watchful manner had grown upon him’. In the last of which a young woman is near him on the tram steps. Haunted by her, he goes home and tries to write a poem i.e. burgeoning sensuality and sensitivity.

His father arranges for him to go to a Jesuit day school, Belvedere. Long passage describing the first night of a school play at Belvedere, where Stephen is ragged by his frenemy, Heron. He’s now in the sixth form and filled ‘with unrest and bitter thoughts’. He goes onstage, performs and is so pumped with adrenaline when he comes offstage that he runs right past his waiting parents and wanders the streets till he’s calmed down and can go back.

Stephen accompanies his father on the latter’s nostalgic journey back to Cork. This is mainly to sell some of his remaining property at an auction, a financial necessity reflecting the family’s declining fortunes, but Mr D uses it to recapture his long-vanished youth. Stephen is appalled at his father’s sentimental drinking sessions with his old buddies. He is now permanently filled with self-disgust.

A leader afraid of his own authority, proud and sensitive and suspicious, battling against the squalor of his life and against the riot of his mind… Nothing stirred within his soul but a cold and cruel and loveless lust.

Stephen wins money for an exhibition (to college?) and a prize, and blows it all on luxuries for his family.

He feels completely alienated from his father, mother and brother (Maurice). He keeps talking about secret riots and orgies (‘dark orgiastic riot’) and living in sin (‘the wasting fires of lust’) so it began to dawn on me maybe all this refers to masturbation. He wanders the streets in a fever of lust. All this leads up to a visit to a prostitute. Lust leads to all other sins:

From the evil seed of lust all other deadly sins had sprung forth: pride in himself and contempt of others, covetousness in using money for the purchase of unlawful pleasures, envy of those whose vices he could not reach to and calumnious murmuring against the pious, gluttonous enjoyment of food, the dull glowering anger amid which he brooded upon his longing, the swamp of spiritual and bodily sloth in which his whole being had sunk.

Chapter 3 (39 pages)

A cold lucid indifference reigned in his soul.

Stephen has become a regular frequenter of Dublin’s red light district, sauntering and taking prostitutes as his fancy takes him.

He had sinned mortally not once but many times and he knew that, while he stood in danger of eternal damnation for the first sin alone, by every succeeding sin he multiplied his guilt and his punishment.

At Belvedere he now holds the position of prefect of the Sodality of the Blessed Virgin Mary, responsible for supervising the young boys at Mass, which sits bitterly ironically alongside his night-time debauchery but ‘ The falsehood of his position did not pain him.’

A little way into Chapter 3 his class are sent on a religious retreat which is marked by the series of sermons given by Father Arnall (who appears to be on secondment from Clongowes – after all, they’re both Jesuit establishments). The sermons’ subject is the four Last Things: death, judgment, heaven and hell, and it triggers ‘a crisis of guilt and piety’ in Stephen, prompting a period of profound introspection and desire for repentance but which reads more, to me, like a panic attack:

The next day brought death and judgement, stirring his soul slowly from its listless despair. The faint glimmer of fear became a terror of spirit as the hoarse voice of the preacher blew death into his soul. He suffered its agony. He felt the deathchill touch the extremities and creep onward towards the heart, the film of death veiling the eyes, the bright centres of the brain extinguished one by one like lamps, the last sweat oozing upon the skin, the powerlessness of the dying limbs, the speech thickening and wandering and failing, the heart throbbing faintly and more faintly, all but vanquished, the breath, the poor breath, the poor helpless human spirit, sobbing and sighing, gurgling and rattling in the throat. No help! No help!

The sermons describe in exquisitely logical detail: the original sin of Lucifer and his fellow angels who fell from heaven at God’s command; the torments of hell in terrifying detail, beginning with the physical horrors: the pestilential air of hell; the stench of rotting bodies; the nature of the fires of hell which rage intensely and eternally; how the blood and the brains of the sinner boil with no hope of relief; the torment deriving from the squalid company endured by every soul in hell, devils as well as other sinners.

This first sermon leaves Stephen paralysed with fear and convinced that he, personally, is going to hell. After chapel he listens to the trivial talk of the other students who are not as affected by the sermon as he is. There is an academic class, then it’s back to the chapel for another sermon in which Father Arnall continues his tour of hell, switching from physical to spiritual torments, chief among which is the pain of separation from God.

Stephen is terrified all over again. When he goes to his room he hallucinates a devil waiting in it to attack him. When he closes his eyes he has an image of being stuck in a muddy swamp with devil creatures, forever. He runs to the window, throws it open and gasps for air.

Walking through the city that evening he asks an old woman the way to the nearest church, restlessly waits his turn, and then makes a big confession to the priest. We learn that it is 8 long months since his last confession, and that he is a mere boy of 16. The priest offers forgiveness and Stephen walks home feeling light and purged and full of grace.

Chapter 4 (24 pages)

Following on from his confession and feeling of having been born again, Stephen becomes a religious fanatic, living every day and every hour according to optimum best practice, praying all the time, saying his rosary etc. This reaches a climax when he is called in by the director of Belvedere College and asked to ponder whether he thinks he has a vocation for the priesthood which, in fact, is something he has often wondered…

Only slowly, towards the end of the chapter, do doubts set in – and the whole chapter is capped by a walk on the beach where he sees a young woman with her skirt hitched up standing in a stream, and his whole being is shaken, not with lust exactly, but a rarefied sense of her transcendent beauty. I take this moment as symbolising the waning of his religious vocation, and its replacement by a romantic aestheticism.

Chapter 5 (71 pages)

— I have a book at home, said Stephen…

Chapter 5 is the longest one and describes Stephen the university undergraduate. He wakes up, his mother washes his neck, his father yells down the stairs asking whether he’s gone to the campus yet, so Stephen hurries off, reflecting on the urban scene, is briefly accosted by a beggarwoman selling lavender. I’ve given headings to the episodes which follow:

Stephen’s sense of English as an alien tongue

At the university buildings he comes across the Dean of Studies, who is English, and has a famous exchange in which he reflects on how natural the English language sounds on his lips and yet how Stephen can’t help feeling it alien. This all starts because the Dean is filling a lamp with oil and Stephen tells him the device he’s using to do so is called a tundish, a word the Dean has never heard before.

The little word seemed to have turned a rapier point of his sensitiveness against this courteous and vigilant foe. He felt with a smart of dejection that the man to whom he was speaking was a countryman of Ben Jonson. He thought:
—The language in which we are speaking is his before it is mine. How different are the words home, Christ, ale, master, on his lips and on mine! I cannot speak or write these words without unrest of spirit. His language, so familiar and so foreign, will always be for me an acquired speech. I have not made or accepted its words. My voice holds them at bay. My soul frets in the shadow of his language.

Why consider English foreign but Latin as somehow Irish?

This all very is stirring but I nowadays I perceive it as facile: we all speak a foreign tongue; or, to put it another way, which of us invented the language we speak? None of us. Stephen’s thought is incomplete and doesn’t go far enough. All of us speak words invented by others. If you want to be super-sensitive, we are all oppressed by the un-usness, the non-us origins of the language we are compelled to speak. So what difference does it make whether he speaks words invented by long-dead Gaelic ancestors or long-dead Anglo-Saxons (and Vikings and Normans)? All of us speak words created by long-dead peoples. What alternative is there? Making up our own language?

Inconsistency between Stephen’s attitude to language and to religion

There is also a glaring inconsistency between Stephen’s nationalist approach to language and but subservient approach to religion. He resents speaking ‘another race’s language’ but has no problem at all believing another race’s religion.

Did Stephen invent Christianity? Obviously not. Christianity occurred against the background of Judaism, the sophisticated religion first developed by Jews speaking Hebrew at least two and a half thousand years ago in Palestine; it was created and spread among Jews who spoke Aramaic at the dawn of the Roman Empire; its leading theologians were initially eastern Greeks writing in Greek (the four Gospels are all written in Greek); only centuries later was it co-opted by Romans speaking Latin and then imposed across their empire, under duress – in fact after 380 AD under pain of death – by the brutal Roman Empire.

Which bit of this derived from the Celtic inhabitants of Ireland? Absolutely none of it.

Stephen goes to a school run by Jesuits, a religious order founded by a Spaniard, based in Rome, tasked with wiping out heresy and independent thought all across Europe and then around the brutally exploitative Catholic empires of Spain and Portugal. Stephen prides himself on his independence, on casting off all shackles, but for a while in chapter 4 he contemplates joining this repressive foreign order.

If he feels that English from a few hundred miles away is a foreign imposition on Gaelic-speaking Celts, then why accept 1) a religion created 2,500 miles away (Palestine) which is 2) expressed in a language created 1,100 miles away (Rome)? Why rebel against English linguistic imperialism and whole-heartedly accept Roman religious and linguistic imperialism?

Anti-Britishness

Because Britain was the current imperial oppressor of Ireland when Joyce wrote, and anti-British, pro-independence Irish nationalism was the dominant political issue of his time and the time he describes in his works (the pre-war Edwardian era). This passage describing his alienation from the English language only makes sense against the atmosphere of Irish nationalism i.e. the desire to overthrow everything English as part of a wider Irish national liberation, which pervaded the culture he was raised in and describes.

If he really wanted to escape the detested coloniser’s language a simple solution was ready to hand: why not write in Gaelic, the native speech of what he calls ‘his race’? Like Patrick Pearse, Liam O’Flaherty, and Seán Ó Riordáin? That would have been a simple and decisive statement of independence.

But he didn’t. We know that Joyce studied Gaelic for a while, and knew enough from his general upbringing in Dublin to sprinkle a handful of phrases into his texts. And he wrote in his stories and novels a number of fine-sounding anti-English passages like this. But they’re not borne out by his actual choices. Stephen says ‘I have not made or accepted its words’ but he has, hasn’t he? What language is he writing, thinking, arguing in? Which author does Stephen deliver a long analysis of in ‘Ulysses’? Shakespeare. Not exactly Ireland’s national writer, is he?

I think Joyce is making the character Stephen pose as a linguistic Irish nationalist. In the same way as Stephen will outgrow his high-flown romantic rhetoric by the time of ‘Ulysses’, in the same way as he will have moved drastically on from the aesthetic theory he expounds to Lynch (see below), I think in the same way Stephen will reject this linguistic nationalism. Although part of his sensitive soul will always rebel against it, English it will be.

Davin asks Stephen to ‘Join us…’

Back to the narrative, Stephen attends a lecture in physics, in which various student mates horse around and make clever remarks and continue to do so after the lecture ends and they mill around in the corridors. He encounters fellow students in a semi-schematic way, each one standing for a cause or issue, thus allowing Joyce to state his position on them: the nationalist one, the hearty one, the cynic, the joker and so on.

A case in point is Davin the nationalist who tells Stephen it’s his duty to join the Irish nationalist cause. This dialogue gives rise to a series of much-quoted declarations in which Stephen vehemently rejects Davin’s Irish nationalism.

When the soul of a man is born in this country there are nets flung at it to hold it back from flight. You talk to me of nationality, language, religion. I shall try to fly by those nets.

What does this mean for the anti-English passage about the tundish? I think it means Stephen felt himself between a rock and a hard place. With his immense sensitivity to language he resiles against the feel of English words in his mouth. And yet he in no way wants to be hamstrung and confined by the crude rhetoric of Irish nationalism which we see him angrily rejecting here, and brutally lampooning in the Cyclops episode of ‘Ulysses’. The only way out of feeling trapped by all these fences, is to get out, to flee the country which places him in this (and other) impossible quandaries.

This is why the Irish have such an ambivalent attitude towards Joyce. He provided them fine-sounding nationalist quotes such as the one quoted above. But scratch the surface, actually read Dubliners, let alone ‘Ulysses’ and you come to think that he maybe despised his own fellow countrymen as much as he resented British cultural rule.

Stephen expounds his aesthetic theory to Lynch

Tiring of his argument with Davin, Stephen takes his mate Lynch for a walk in which Stephen lays out the main points of his essay on aesthetics. He makes some lofty definitions:

—Art, said Stephen, is the human disposition of sensible or intelligible matter for an aesthetic end.

He tells Lynch that literature is ‘the highest and most spiritual art’ – which will come as a surprise to all composers and musicians.

He claims to have achieved what Aristotle failed to do, which is to provide clear definitions of pity and fear, thus underpinning the ancient Greek’s analysis of tragedy as a genre. The central idea is that the highest aesthetic experience is static – any artistic artefact which creates kinetic feelings (for example, desire or repulsion) is impure. The highest art is static and, as he goes on to explain, utterly detached.

Stephen posits four types of literature

He suggests that it comes in four forms or genres which exist on a spectrum defined by the writer’s relationship with their material: At one end, 1) the lyrical represents a direct expression of the writer’s feelings; 2) the epical arises when the writer thinks of himself in relation to an epical event; 3) the narrative is when ‘the personality of the artist passes into the narration itself, flowing round and round the persons and the action like a vital sea’; and 4) the dramatic is reached when ‘the vitality which has flowed and eddied round each person fills every person with such vital force that he or she assumes a proper and intangible esthetic life’. At this point, Stephen speaks a passage which became famous and much quoted:

The personality of the artist, at first a cry or a cadence or a mood and then a fluid and lambent narrative, finally refines itself out of existence, impersonalizes itself, so to speak. The aesthetic image in the dramatic form is life purified in and reprojected from the human imagination. The mystery of aesthetic, like that of material creation, is accomplished. The artist, like the God of creation, remains within or behind or beyond or above his handiwork, invisible, refined out of existence, indifferent, paring his fingernails.

Brief reaction to Stephen’s aesthetic

This and what follows is fine and clever and has been quoted and debated over for a century. But it is, in a sense, irrelevant. From Dada and surrealism onwards, art has increasingly been whatever artists say it is and an artist is someone who is accepted as such by the self-policing community of artists, critics and curators.

Of course there’s been extremely clever debate about aesthetics for as long as human beings have been writing, some two and a half thousand years, and certain ideas – or maybe a better word is ‘obsessions’ or maybe ‘dead ends’ – recur again and again. But the mere fact that there has been so much energetic debate proves the simple point that there is not now, and never has been, any broad agreement about art and aesthetics. Any definition of art you settle on will leave out huge swathes of what people think of as ‘art’, while artists themselves have come up with all kinds of definitions of art which generally supported whichever kind of art they happened to make.

The study of aesthetics is a bottomless pit, an endless ocean, which it’s fun to swim and play in. But anyone who expects to discover some kind of ‘truth’ or settled definition, doesn’t understand the nature of the game they’re playing.

Joyce’s theory doesn’t even apply to his own book

So I read Stephen’s aesthetic theory with interest, noted his invoking of Saint Thomas Aquinas’s definition of the work of art as requiring three qualities – integritas, consonantia and claritas – but yet another intellectual fussing about Aristotle’s two-and-a-half-thousand-year-old definitions of pity and tragedy, or worrying about the formal attributes of ancient Greek literary genres, or redefining Thomistic terminology, couldn’t be further from our modern reality.

None of Stephen’s elaborate theory really applies to this book itself. ‘A Portrait’ is not an ‘aesthetic object’, not a picture or a statue you can pick up and move around, but a text which contains hundreds of passages and moments, most of which are far from static and far from isolated in the sense which the Thomas term integritas implies but are, on the contrary, part of a continuous narrative or flow of text, each element leading on to the next, each new element adjusting and changing your understanding of the previous ones, a process which continues after you’ve finished reading the book and dip into the secondary literature around it, or go on to read another book by the same author or from the same period or about the same subject.

The actual lived experience of reading this, as any, book is the precise opposite of an isolated moment of aesthetic stasis but is instead a collection of Joyce-flavoured passages within the endless flux of texts which themselves form part of the broader, never-ending flux of our lives.

The role of comedy in debunking Stephen’s high-falutin theories

So Stephen’s long disquisition reaches its climax with the claim that the godlike detachment of the writer mirrors the non-kinetic, godlike stasis triggered by the ideal work of art. But throughout the lecture, Joyce has been well aware of how pompous and pretentious this all risks sounding – and this is why he has Stephen 1) not write it out in one continuous essay 2), nor think it to himself, but 3) enunciate it all in dialogue with Lynch, and the main reason for this is so that Lynch can keep interjecting jokes.

Lynch fails to understand bits, takes the mickey out of Stephen’s phrasing, makes mock tributes, tells Stephen he’s forgotten key definitions so Stephen has to repeat them, and so on and so on. In other words, Joyce puts a lot of effort into dramatising the presentation of his theory; and, in my opinion, this is partly what makes it so memorable.

This strategy of Joyce’s tends to be overlooked or forgotten by critics who extract from the extended dialogue the bits they need to quote to summarise the theory but, in my opinion, it’s the way it is part of an extended and often comic dialogue which makes it so memorable.

Thus, as Stephen reaches the climactic part of the theory, it starts to rain and Lynch jokes:

—What do you mean, Lynch asked surlily, by prating about beauty and the imagination in this miserable Godforsaken island? No wonder the artist retired within or behind his handiwork after having perpetrated this country.

(Incidentally, a few days later, I was reading Hugh Kenner’s book about ‘Ulysses’, in which he quotes Ezra Pound saying that Joyce complained to him, ‘If only someone would say the book was so damn funny.’ So I’m agreeing with Joyce’s opinion of his own works. Woven among the Jesuitical theology and the Thomist aesthetics, there are lots of sly Irish gags.)

Stephen’s invisible girlfriend

The outbreak of rain ends Stephen’s long disquisition, as he and Lynch hurry to take shelter under an arcade of the university, and it is here that Stephen sees his girlfriend (again). Now the notes tell me that the beloved young woman who haunts this final chapter is called Emma Clery but her name is very well hidden: a control + f search of the entire online text reveals just three mentions of ‘Emma’ and none at all of ‘Clery’, so I’m puzzled how commentators have extracted her name so confidently.

Reflecting on her near invisibility, I wondered whether she isn’t named because her role is to be The Woman With No Name; more precisely, her function is to be a semi-abstract peg for Stephen’s resentment and jealousy, notably when he sees her (in two earlier scenes I haven’t mentioned yet) joking with a priest and/or flirting with Cranly. I’m not sure we even get to hear her speak, certainly Stephen doesn’t have a dialogue with her as he does with his male friends. So she’s the Nearly Invisible and Totally Silent Woman.

Maybe there’s another, more bucket reason. It was arduous enough for Joyce just to nail down Stephen’s aesthetic theory and relationships with fellow male students. As it is, this final chapter which contains all this intellectual content is longer than the preceding four and already contains several abrupt cuts of scene. Maybe if Joyce had embarked on describing a full-blown love affair for Stephen, it would have doubled or tripled the size of the chapter and ended up distracting attention away from his political and artistic statements. Seen in this practical way, maybe Emma’s elusiveness and the role assigned her simply reflect the lack of space for her in Joyce’s overall design.

Whatever the precise reason, Emma’s role as a fleeting presence who never speaks but nonetheless haunts Stephen’s consciousness certainly fits with the rest of his character. It is entirely characteristic of the alienated outsider we have seen him to be in so many previous situations, that Stephen makes no effort to go and talk to her even when she’s only ten yards away, but prefers to watch, and bubble over with resentment and jealousy, from a distance.

Stephen composes a poem (by Shelley)

I mentioned abrupt cuts. One occurs in the middle of the chapter. After the long walk with Lynch and the exhaustive exposition of aesthetic theory ends with the pair taking shelter in the arcades and spotting his lady love at a distance, does the scene develop in any natural way i.e. Stephen goes after her, talks to her, or goes on to hang with his pals maybe go for a drink?

No, none of those. There is a line space and suddenly the narrative cuts to the next morning and Stephen waking up in his bedroom from a lovely dream and reaching out for pen and paper to write down a poem which has come to him. The next few pages are presumably Joyce’s attempt to describe the state of mind in which lines of poetry come to you, you shape and perfect them, and they trigger more until the poem feels ‘finished’ i.e. you have no more to say. I’ve had this experience many times as, I imagine, have hundreds of millions of other people, maybe most of my readers… It’s a common enough sensation among bookish people.

Here’s the first verse of Stephen’s poem:

Are you not weary of ardent ways,
Lure of the fallen seraphim?
Tell no more of enchanted days.

What’s really striking is the fantastically old-fashioned Shelleyan style of the poem. In fact it may be deliberately echoing the famous Shelley fragment which Stephen quotes in chapter 2:

Art thou pale for weariness
Of climbing heaven and gazing on the earth,
Wandering companionless…?

Although the line length is different, the wistful sentiment is very similar. In fact, having read and reread it I’ve realised it’s as much late-Victorian, fin-de-siecle as Shelleyan. ‘Lure of the fallen seraphim’ is deliberately langorous and sensual, with hints of naughty Wildean transgressions (in strict Christian theology there is nothing alluring about the fallen angels; they are devils pure and simple; only in the naughty Nineties did lots of poets and artists flirt with blasphemy, black magic, Salome etc etc). Maybe it would be more accurate to attribute it to Swinburne, the naughty boy of Victorian poetry, rather than Shelley the romantic angel.

Anyway, the writing of the poem takes place across several pages of the novel. Maybe it’s meant to be a practical demonstration of the creation of a literary work which fits the aesthetic theory he outlined at such length to Lynch the day before; maybe Stephen is putting his money (metre) where his mouth is.

The pages describing the composition are also meshed with Stephen’s feelings about his beloved (the elusive Emma he saw the day before) who he is cross with for flirting (he thinks) with one of the priests. In angry jealousy Stephen says he doesn’t care if she throws away her beauty (and lovely body) on ‘the unworthy’. In other words, even here at the end of the novel he is displaying standard Goth, alienated teenager feelings.

Stephen wants to be free as a bird

Cut to later on this second day and Stephen standing outside the National Library and looking up at birds wheeling in the sky. Are they swallows which migrate from the south? This introduces the theme of flight and exile.

He comes across some mates inside the library, they chat and then, mindful of being told off for talking, leave, engaging in banter in the corridors: these buddies are Cranly, Temple, Dixon, O’Keeffe, Goggins. Older and less impressed by Stephen’s purist theories, I am (as I explained above) more entertained by the humour of these student scenes.

The stout student who stood below them on the steps farted briefly. Dixon turned towards him, saying in a soft voice:
—Did an angel speak?

Amid all this banter, Stephen again sees HER walking away from the library and is mixed up in a confusion of memories, something to do with her body and her smell but also a teenage attempt to save himself by damning and scorning her.

Well then, let her go and be damned to her! She could love some clean athlete who washed himself every morning to the waist and had black hair on his chest. Let her.

Reading this you realise that, for all his precocious reinterpreting of Aristotle and Aquinas, Stephen is emotionally still a child.

Stephen’s last walk with Cranly

Stephen goes for the last of the walks which characterise this chapter, this time with his best friend Cranly. Their conversation turns to the fact that Stephen has argued with his mother: she wants him to take mass at Easter and he refuses to. In a half-joking way, Cranly presents a series of arguments for why Stephen should, from theological reasons (is he not afraid of damnation?) to humane (his mother has had a hard life; if he disbelieves in religion, why not go through this performance in order to make her happy?). The dialogue is crafted to build up to Stephen’s angry declaration that he will not submit or as he puts it, a bit more pompously, he will not serve.

—Look here, Cranly, he said. You have asked me what I would do and what I would not do. I will tell you what I will do and what I will not do. I will not serve that in which I no longer believe, whether it call itself my home, my fatherland, or my church: and I will try to express myself in some mode of life or art as freely as I can and as wholly as I can, using for my defence the only arms I allow myself to use—silence, exile and cunning.

This is often quoted as a version of Joyce’s own manifesto. Less noticed is the way it is undercut by Cranly making jokes, much as Stephen’s earlier disquisition about aesthetics was undercut by Lynch’s joshing. Less impressed by Joyce’s rhetoric than I was as a young man, what I notice this time round is how all the high-minded statements appear in dialectic tension with comic responses. Stephen rarely makes any serious declaration without having some school or student buddy around to deflate him.

Stephen’s diary

In the last four pages the text disintegrates (again). Right at the start, ‘A Portrait’ opened with the disjointed perceptions of a very small child. Now, right at the end, the continuous narrative falls back into disintegrated fragments, in this case into four pages of brief diary entries, starting 20 March and ending on 27 April, so covering 38 days in total. They end with a phrase Joyce must have realised sounds ridiculously immature and overblown:

Welcome, O life! I go to encounter for the millionth time the reality of experience and to forge in the smithy of my soul the uncreated conscience of my race.

This kind of thing is widely quoted as expressing Joyce’s attitude. But in my opinion, like the overblown romanticism of other final passages, it instead indicates Stephen’s emotional and intellectual immaturity. I.e. it is a limited, imperfect and slightly ludicrous character who says this, not the canny author (aged 34 when the novel was published).

Cast

Sometimes creating a cast list sheds different light on the text, highlights characters as motifs, suggests alternative routes through the story. Also, it’s just handy to remember key attributes of leading figures.

Family

  • Stephen Dedalus – the main protagonist, who we follow from small boyhood, through junior school, secondary school and on to university, as he experiences all the stages of growing up from being bullied at school to adolescence where he goes through phases of sexual debauchery, then of religious enthusiasm, before his final dedication to a religion of art; named Stephen because Stephen was the first Christian martyr, and Dedalus after the ingenious inventor from Greek mythology
  • Simon Dedalus – Stephen’s father, a former medical student whose fortunes decline throughout the book, forcing the family to move from a large house in the suburb of Blackrock into a smaller house within Dublin itself; he’s a good man but, like many sons, Stephen is embarrassed by his sentimentalism and increasing drunkenness
  • Dante (Mrs. Riordan) – governess to the two Dedalus children, Stephen and Maurice, a devout and fiery Catholic who has a bitter argument with Simon and his friend about the fate of the Irish nationalist leader Parnell. In ‘Ulysses’, chapter 17, detail is given: ‘Mrs Riordan (Dante), a widow of independent means, had resided in the house of Stephen’s parents from 1 September 1888 to 29 December 1891 and had also resided during the years 1892, 1893 and 1894 in the City Arms Hotel owned by Elizabeth O’Dowd of 54 Prussia street where, during parts of the years 1893 and 1894, she had been a constant informant of [Leopold] Bloom who resided also in the same hotel.’
  • Uncle Charles – Stephen’s great uncle who lives with the family. Young Stephen enjoys taking long walks with his uncle and listening to Charles and Simon discuss the history of both Ireland and the Dedalus family
  • Mike Flynn – a friend of his father’s who tries to train Stephen as an athlete with little success
  • Aubrey Mills – friend his own age Stephen forms a gang with for adventures one summer
  • Mary Dedalus – Stephen’s mother, a shadowy figure who rarely appears or talks: who tries to keep the peace at the big Christmas day argument, a lot later chides Stephen for being late to lectures; her most notable appearance is when, at the start of chapter 5, she washes his neck and face from a bowl of hot water
  • Cranly – Stephen’s best friend at university who he confides in

At Clongowes Wood College (as a boy)

  • Nasty Roche –
  • Saurin
  • Cantwell
  • Jack Lawton
  • Wells – taunts the boy Stephen for kissing his mother before he goes to bed, and one day he pushes Stephen into a dirty cesspool, causing Stephen to catch a bad fever and be sent to the infirmary
  • Rody Kickham
  • Simon Moonan
  • Tusker
  • Corrigan
  • McGlade
  • Fleming – who gets pandybatted
  • Paddy Rath and Jimmy Magee
  • Cecil Thunder

Staff

  • Father Conmee – rector i.e. headmaster of the school
  • Father Arnall – Latin teacher who stands by and lets Stephen get pandybatted; he later reappears on the religious retreat from Belvedere and delivers the series of sermons which terrify Stephen
  • Father Dolan – bully who unfairly pandybats Stephen
  • Brother Michael – the kindly brother who tends to Stephen and Athy in the Clongowes infirmary after Wells pushes Stephen into the cesspool

At Belvedere (as a teenager)

  • Vincent Heron – Stephen’s antagonist, always ready to rap his calves with his cane
  • Boland – Heron sidekick
  • Wallis – Heron sidekick
  • Nash – Heron sidekick
  • Doyle – producing the school play which Stephen appears in
  • Mr Tate – English master, erroneously thinks he detects Stephen committing a heresy in an essay

At the beach he sees some of his schoolfriends stripped to their trunks:

  • Shuley without his deep unbuttoned collar
  • Ennis without his scarlet belt with the snaky clasp
  • Connolly without his Norfolk coat with the flapless sidepockets

At university

  • Davin – the peasant student who tells the story of a peasant woman, Irish nationalist, asks Stephen why he doesn’t learn Gaelic and become ‘one of us’; his insistence that Stephen devote himself to the cause of Irish independence prompts one of Stephen’s famous outbursts: ‘—Do you know what Ireland is? asked Stephen with cold violence. Ireland is the old sow that eats her farrow.’
  • Cranly – Stephen’s best friend at the university, a kind of secular confessor
  • MacCann – politically committed student who tries to recruit Stephen to the causes of world peace etc: ‘MacCann began to speak with fluent energy of the Tsar’s rescript, of Stead, of general disarmament, arbitration in cases of international disputes, of the signs of the times, of the new humanity and the new gospel of life which would make it the business of the community to secure as cheaply as possible the greatest possible happiness of the greatest possible number.’
  • Temple – with his dark gypsy eyes, literal-minded and limited he admires and tries to copy the cleverer students, leading Cranly to mock him: ‘You flaming floundering fool! I’ll take my dying bible there isn’t a bigger bloody ape, do you know, than you in the whole flaming bloody world!’
  • Lynch – a coarse and dryly sarcastic student who is even poorer than Stephen; big and muscular with a ‘whinny like an elephant’; but it is Lynch that Stephen explains his theory of aesthetics to as they walk round Dublin
  • Moynihan – witty student, prone to whispering comic remarks to Stephen
  • Donovan – member of the university field club
  • Glynn – a student who gives private tuition, Cranly calls him ‘a bloody ape’

Theology

Clearly the central chapter containing the hellfire sermons is awash with precise and detailed theology. I am not qualified and not particularly interested in enumerating and analysing it.

He found an arid pleasure in following up to the end the rigid lines of the doctrines of the church and penetrating into obscure silences…

The sermons are constructed with impressive logic and have an awesome rhetorical and emotional effect… And yet I was more entertained by a passage where Stephen dwells on the absurdities which theological speculation can lead you into:

If a man had stolen a pound in his youth and had used that pound to amass a huge fortune how much was he obliged to give back, the pound he had stolen only or the pound together with the compound interest accruing upon it or all his huge fortune? If a layman in giving baptism pour the water before saying the words is the child baptised? Is baptism with a mineral water valid? How comes it that while the first beatitude promises the kingdom of heaven to the poor of heart, the second beatitude promises also to the meek that they shall possess the land? Why was the sacrament of the eucharist instituted under the two species of bread and wine if Jesus Christ be present body and blood, soul and divinity, in the bread alone and in the wine alone? Does a tiny particle of the consecrated bread contain all the body and blood of Jesus Christ or a part only of the body and blood? If the wine change into vinegar and the host crumble into corruption after they have been consecrated, is Jesus Christ still present under their species as God and as man?

This has more the feel of Rabelais or scholastic satirists of the minutiae of Catholic philosophising.

Style

Initially I was impressed by the sensual lyricism of many passages, dawn or dusk in the city, the soft beauty of women etc. But as in ‘Dubliners’, I was also aware that Joyce’s prose is not as relaxed as it first appears; after a while you realise it is more studied and detached than it seems, more calculating.

When I read ‘A Portrait’ as a boy I was duly terrified by the series of retreat sermons; now, 40 years later, I am still impressed by the power of the rhetoric but what I notice is Joyce’s careful structuring of his material: the overall structure of subject matter, its crisp division into focused paragraphs, and, within individual sentences 1) an insistence on the logic of the content or 2) an intense attention to the detail of description, both of which take precedence over everyday word order and rhythm.

They are just the most obvious way in which Joyce’s careful and elaborate phrasing can make many of his sentences feel clotted and effortful, a little stilted, a little formal, pedantic, continually drawing attention to their own grammatical correctitude. Officiously accurate. Nitpickingly precise. Even at his most lyrical, there’s always a kind of metallic finish to Joyce’s prose.

A girl stood before him in midstream, alone and still, gazing out to sea. She seemed like one whom magic had changed into the likeness of a strange and beautiful seabird.

I know this particular passage is meant to be sensual and overblown romantic. I know it also indicates the way Stephen’s taste is still adolescent and immature. But I also feel the tremendous control and intentionality of it.

Detachment battles passion

The text bombards us with messages about Stephen’s cold, aloof, detachment:

His silent watchful manner had grown upon him and he took little part in the games…

He, apart from them and in silence..

‘You’re a terrible man, Stevie, said Davin, taking the short pipe from his mouth, always alone.’

And yet at the same time we know from the hundreds of passages of free indirect speech, that Stephen’s mind is a seething swamp of angers and resentments, of lusts and self-hatred or, as Cranly puts it: ‘You’re an excitable bloody man, do you know.’

I’ve already argued that the aesthetic of stasis and detachment which Stephen so famously expounds is wildly inappropriate for a form like the novel, and especially Joyce’s own novels, which unravel in all directions and are thus the precise opposite of detached and static objets d’art.

But there’s another way of thinking about Stephen’s theory, namely it could be interpreted in psychological terms as a man permanently driven by wild passions trying to establish control of himself. That it’s not just an aesthetic aim but a psychological goal. That what he’s really talking about is a kind of therapy. He wishes his mind was more calm and cold and detached and static, and not the seething swamp of lusts and resentments which the novel very vividly describes it as being.

Super-romanticism

One subset of Stephen’s stormy, troubled personality is his penchant for exceedingly lush hyper-romantic visions and sensations. On and on he goes about logic and detachment and yet the novel abounds in passages which demonstrate the precisely opposite qualities:

He closed his eyes in the languor of sleep. His eyelids trembled as if they felt the vast cyclic movement of the earth and her watchers, trembled as if they felt the strange light of some new world. His soul was swooning into some new world, fantastic, dim, uncertain as under sea, traversed by cloudy shapes and beings. A world, a glimmer or a flower? Glimmering and trembling, trembling and unfolding, a breaking light, an opening flower, it spread in endless succession to itself, breaking in full crimson and unfolding and fading to palest rose, leaf by leaf and wave of light by wave of light, flooding all the heavens with its soft flushes, every flush deeper than the other.

Is this parody or does he actually believe in writing like this? Many a natural description throughout the book is in this tenor:

Evening had fallen. A rim of the young moon cleft the pale waste of skyline, the rim of a silver hoop embedded in grey sand; and the tide was flowing in fast to the land with a low whisper of her waves, islanding a few last figures in distant pools.

‘Cleft’? No wonder young Stephen tells Heron his favourite poet is Lord Byron. When, half-way through chapter 5, he awakes from an enchanted sleep with a poem echoing in his mind and hurries to write it down, it is a clear pastiche of Shelley or his mid-Victorian avatar Swinburne.

Are you not weary of ardent ways,
Lure of the fallen seraphim?
Tell no more of enchanted days.

And here is young Stephen is sounding even more like Shelley in prophetic mode, imagining himself as:

a priest of the eternal imagination, transmuting the daily bread of experience into the radiant body of everliving life.

Joyce may have been taken up by Pound as a saint of modernism but reading the many, many passages like this can’t help but convince that his core values are arch-Romantic. And the characteristic aspect of romanticism is self-indulgence, indulgence of The Self, a grandiose rejoicing in the importance of our own emotions:

He spoke the verses aloud from the first lines till the music and rhythm suffused his mind, turning it to quiet indulgence…

A few pages later he watches birds flying which triggers a snatch of poetry and responds:

A soft liquid joy flowed through the words where the soft long vowels hurtled noiselessly and fell away, lapping and flowing back and ever shaking the white bells of their waves in mute chime and mute peal, and soft low swooning cry; and he felt that the augury he had sought in the wheeling darting birds and in the pale space of sky above him had come forth from his heart like a bird from a turret, quietly and swiftly.

I can see it’s beautifully, sensitively written. But I am also aware behind everything he published of Joyce’s steely focus.

Aesthetic

The last third or so of the book deal with Stephen’s development of an aesthetic. This has provided grist for tens of thousands of books, articles and papers. What struck me as key to his entire attitude is Joyce and Stephen’s poor sight as described in this passage.

He drew forth a phrase from his treasure and spoke it softly to himself:
—A day of dappled seaborne clouds.
The phrase and the day and the scene harmonised in a chord. Words. Was it their colours? He allowed them to glow and fade, hue after hue: sunrise gold, the russet and green of apple orchards, azure of waves, the greyfringed fleece of clouds. No, it was not their colours: it was the poise and balance of the period itself. Did he then love the rhythmic rise and fall of words better than their associations of legend and colour? Or was it that, being as weak of sight as he was shy of mind, he drew less pleasure from the reflection of the glowing sensible world through the prism of a language manycoloured and richly storied than from the contemplation of an inner world of individual emotions mirrored perfectly in a lucid supple periodic prose?

Having poor sight, Joyce is less distracted by the richness of the actual visual world and leans more towards its description in words. Indeed, as we have seen, the text repeatedly describes Stephen’s fascination with the sound of certain words (kiss, tundish, mulier) right from the start.

The focus of all his writings on the quality of words and language have proved a goldmine to academics, accompanying as they do the entire twentieth century ‘linguistic turn’, the turn towards endless theories of language, its structure, its fugitive nature, the way it creates and encodes reality and much more. Joyce is like the patron saint of this movement whose handful of revolutionary texts provide an endless reservoir of reinterpretations.

Poverty

Anyway, rereading Joyce as a middle-aged man who’s struggled to raise a family, I am less impressed by the flashy manifesto commitments of an over-intellectual youth and this time round noticed other, less prominent aspects of the novel. I’ve mentioned the sly ubiquity of the humour, easy to miss if you’re dazzled by the nationalist posing, the theology and aesthetics. Another is Stephen’s sheer poverty.

In the course of the book, the Dedalus family really goes down in the world. At the start of chapter 5 they are living in a poor dirty house. As he prepares to leave for his morning lecture, Stephen looks with pity at his younger brothers and sisters who will never enjoy the privileged education he had. They use jam jars instead of teacups. When he wants to write his poem down Stephen has to do it on a torn-open fag packet. When he walks in the street, he stumbles because the broken soul of his shoe snags in a grating. At the university physics lecture he has to ask a colleague for a sheet of paper to make notes on because he has no paper of his own. Breakfast is watery tea and crusts of fried bread. Supper is a bowl of rice, like a poor Chinese peasant. None of this is dwelt on but is what struck me this time round.

And the other members of his swarming impoverished family? His father and great-uncle Charles loom large in the early chapters but there’s no mention of Charles (presumed dead) at the start of the climactic chapter 5, where his father only makes an off-stage appearance, a voice yelling down the stairs to see whether he’s left for university yet, and his mother actually appears but only briefly, to wash his neck and tell him off for being late.

But it’s his kid brothers and sisters which get me. Before he leaves their slum for the university, Stephen looks at them with pity, knowing they’ll never have the advantages he’s had. At one point he tells Cranly in an offhand manner that his mother bore nine or ten children and that some died (!). We never learn how many there are, although a couple of names are casually mentioned (Katey, Maggie, Boody). What did they think of him, Mr Linguistic Nationalism, Mr Romantic Poet? What did they make of their too-clever, self-obsessed, lucky older brother, the one who fled to the continent and abandoned the family to its poverty?

I wonder if anyone’s ever written a short story or novel about Stephen Dedalus’s siblings in which the great Martyr to Art appears as the self-centred narcissist that he so clearly is?

Comparison with Katherine Mansfield

I read all of Joyce while still at school and then reread ‘Ulysses’ when I had to study it at university. I was swept up by the depth of Joyce’s intellectual worldview and readily agreed with the idea that he had a Shakespearian grasp of language. But now, 40 years later, I’m not so convinced. The persistent romanticism, the frequent passages of olde worlde, Shelleyan lyricism, now come across to me as very dated and as dating the entire text. While its main appeal, from the hellfire sermon onwards, is in the rigour and thoroughness of Stephen’s intellectual positions, 1) first Catholic, 2) then aesthetic.

I have, I think, two objections: One is that I now have no sympathy at all with any of his intellectual positions; I can 1) appreciate the thoroughness of the sermon and the intellectual structure of his Catholic belief, and 2) I sort of sympathise with the aesthetic position he reaches, but I just disagree with both.

My worldview is based on 1) biology, biochemistry and Darwinian evolution (Stephen explicitly dismisses Darwin at one point, which I simply regard as a profound intellectual mistake), and 2) my aesthetic position is an acceptance of the wild chaos of aesthetic theories produced by the twentieth century, not to mention the new ones being created by the digital age. The world, and the world of art, are so chaotic there is no point restricting yourself to one theory or type of response. The opposite; you should be open to as many ways as possible of receiving and responding to works of art. Stephen’s scholarly reintepretations of Aristotle and Aquinas strike me as impressive achievements which are completely irrelevant to anyone except scholars and students having to write about them.

The second objection is that the whole things seems too calculated; it too obviously has designs on me and on all its readers. ‘A Portrait’ is packed with not just subtle symbolism, but the structuring of incidents and the narrative as a whole according to clever references and precedents, are designed to encourage attentive readers to spot them, unravel them, and construct multiple frameworks of interpretation.

In this it was a spectacular success: there was already a cohort of fans busily decoding the text’s meanings even before ‘Ulysses’ was published, based on the instalments published in the Little Review. The advent of the finished book signalled the start of the Joyce industry which has grown hand-in-hand with the growth of Literary studies as an academic discipline. A century later, there are more essays, papers, articles and books written about Joyce than any one person could read, along with more seminars, lectures and conferences than any one person could possibly attend.

When I was a student I contributed my grain of sand to this mountain (I was particularly proud of an essay which compared the use of the ‘epiphany’ in the works of Joyce and Kafka) but now it turns me off.

And so to my own surprise, of the works I’ve read over the past few months, I’m surprised to find myself preferring Katherine Mansfield’s short stories to Joyce. I can see and understand Joyce’s mastery as a writer, his astonishing control of structure and symbolism, his fluency. But whether due to age and fatigue, or to having had a family of my own and been through various tribulations, I find life stranger and more uncanny than ever; and so I find the systematisation in Joyce – the creation of multiple systems of symbolism, resonance and meaningful structuring – I find his control to be metallic and repelling.

Whereas the 33 Mansfield short stories I read before Christmas are a) less controlled and systematic and so more accurately reflect the chaotic unplanned nature of life; and b) within each story the meanings are beautifully fugitive, fleeting; at every moment in a Mansfield story strange things happen, people’s lives are disrupted, events and emotions they can’t control derail their intentions, upsetting their entire understanding of their lives, and even what it means to be alive. This, it seems to me, is more what life is like, even the etiolated intellectual life Joyce is ostensibly recording.

There is no strangeness in Joyce; everything is controlled, every detail is subordinated to a very canny plan, and this is all very well in its own terms – nobody ever constructed a bigger, more multi-levelled matrix of meanings and symbols and associations than ‘Ulysses’. And yet one short story by Katherine Mansfield says more to me about the strangeness, the uncontrolledness and the uncanniness of human existence, than all of Joyce.


Credit

‘Portrait of the Artist as a Young Man’ by James Joyce was published in 1916 by B.W. Huebsch.

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The Picture of Dorian Gray by Oscar Wilde (1891)

‘There is something fatal about a portrait. It has a life of its own.’
Dorian to the painter Basil Hallward, page 129)

His only novel, The Picture of Dorian Gray is one of Wilde’s most famous productions. It was originally published in novella length of 13 chapters in the July 1890 issue of the American periodical Lippincott’s Monthly Magazine. A longer book version, in 20 chapters, was published 9 months later in April 1891.

The original magazine version scandalised book reviewers for its alleged immorality. Basically, an innocent young man is corrupted and led astray by an older one. Some critics noted the homoerotic descriptions of young Dorian and suggested Wilde should be prosecuted for corrupting public morals. Why is Lord Henry so concerned that Dorian is handsome? Why does Dorian blush and pout like a young maiden?

He was certainly wonderfully handsome, with his finely curved scarlet lips, his frank blue eyes, his crisp gold hair. There was something in his face that made one trust him at once. All the candour of youth was there, as well as all youth’s passionate purity…

Dorian Gray stepped up on the dais with the air of a young Greek martyr, and made a little moue of discontent to Lord Henry, to whom he had rather taken a fancy…

How charming he had been at dinner the night before, as with startled eyes and lips parted in frightened pleasure he had sat opposite to him at the club, the red candleshades staining to a richer rose the wakening wonder of his face. Talking to him was like playing upon an exquisite violin. He answered to every touch and thrill of the bow…

Alongside this the book contains a welter of epigrams and repartee which rips to shred Victorian shibboleths like conventional morality, religion, the concepts of sin and redemption, the sanctity of marriage and fidelity, you name it Wilde’s lead character, Lord Henry Wotton, mocks and ridicules it.

‘What have you or I to do with the superstitions of our age? No: we have given up our belief in the soul.’

These criticisms prompted Wilde to justify himself in the press, arguing for the moral autonomy of the artist i.e. loudly denying the need to truckle to conventional ‘morality’ and asserting the artist’s right to use whatever subject matter is needed to create a mood and an effect.

In long essays published the same year, such as The Soul of Man under Socialism, he argued that whenever the philistine British decried an artwork as ‘immoral’, all it meant was that it was new and extended the subject matter of art and they consequently didn’t understand it. Seen from this perspective, accusations of ‘immorality’ should be worn as a badge of pride.

When the longer, book version was published, Wilde defiantly prefaced it with a page of witty aphorisms defending the right of the artist to complete autonomy over his subject matter, lines partly based on the defences of the novel he’d published in the press the previous year. (In fact the preface had been published as a standalone article in the March 1891 issue of the Fortnightly Review.) The content, style, and presentation of the preface made it famous in its own right, as a literary and artistic manifesto, although its more taunting statements were to come back and haunt Wilde at his trial.

Nonetheless, despite all this brave talk, in the book version Wilde toned down some of the original homoerotic passages, as well as boosting the main characters’ heterosexual backstories. He added no fewer than six chapters to the book’s original 13, all of which (regrettably) steered it towards conventional Victorian melodrama. It is to be remembered that Dorian’s love interest in the novel is very prominently made to be a young woman.

Short synopsis

Fashionable Society artist Basil Hallward is painting a full-length portrait of the ravishingly beautiful young man, Dorian Gray. He is infatuated by his ‘find’ and convinced that Dorian’s beauty is responsible for the new feeling in his art.

Lord Henry Wotton

He describes all this to his friend, witty aesthete and man-about-town Lord Henry Wotton, the Wilde figure in the book, the exponent of Wilde’s doctrine that the meaning of life is complete self-expression, that there are no such things as morality or sins, that one should give in to every temptation in order to expiate it (pages 23, 28).

The pact

Structurally if not in character, Wotton plays the part of Mephistopheles the Tempter to Dorian’s Faust, delivering a long speech which hammers away at the idea that Dorian’s beauty is due to his youth, which will pass away and be lost forever and leave him only regrets.

It is under the influence of these arguments that, when Dorian views Basil’s finished portrait, he laments that it will remain young and ravishing for all time while he, the real Dorian, is condemned to grow old and withered. In a fateful moment, Dorian declares he would give his soul if only he could remain as young and virile as he is at that moment and the portrait age instead of him (p.31).

The devil doesn’t actually appear, but someone or something hears Dorian’s wish and grants it. His physical person will remain eerily preserved and perfect as the years pass, and while he is lured deeper and deeper into a life of ‘sin’ by Lord Henry, who he soon surpasses in immorality and debauchery – and all the while the portrait of himself which he keeps up in his attic will rot and age and display every moment of degradation and corruption which he has experienced. Dorian will remain timeless. His portrait will become a ‘loathesome record of sin and debauchery’.

Eternal youth, infinite passion, pleasures subtle and secret, wild joys and wilder sins — he was to have all these things. The portrait was to bear the burden of his shame…

Sibyl Vane

Dorian first realises this as a result of the Sibyl Vane storyline. Inspired by Lord Henry to seek out new sensations, Dorian wanders into a seedy theatre in the East End where he is astonished to see a girl performer, Sibyl Vane, barely 17 years-old, give stunning performances of Shakespeare’s female characters. he bombards his friends with praise for her and then astonishes them by announcing he is getting engaged to her. Unfortunately, as he woos her and she falls in genuine love with the man she refers to as ‘Prince Charming’, she loses her acting ability: she no longer finds pleasure in portraying fictional love as she is now experiencing real love in her life. In effect she has sacrificed her art and hopes of a career and her family’s ambitions, all for him. This becomes clear on the embarrassing night when Dorian finally persuades Harry and Basil to accompany him to the little theatre. She is as wooden as a chest of drawers and his friends embarrassingly make their excuses and leave.

Dorian goes backstage to see Sybil, who is head over heels in love with him. But he deliberately, cruelly crushes her, telling her he is no longer interested in her, she’s become just a third-rate actress, she humiliated him in front of his friends. Although she throws herself at his feet and begs him to stay, he simply walks out never to see her again.

The portrait changes

He wanders the streets in a daze but when he returns home at dawn he catches sight of the portrait and realises it has changed. A subtle new expression of cruelty hover around the lips.

Was there some subtle affinity between the chemical atoms that shaped themselves into form and colour on the canvas and the soul that was within him? Could it be that what that soul thought, they realized? — that what it dreamed, they made true? Or was there some other, more terrible reason? He shuddered, and felt afraid… (pages 106 and 118)

But there’s more. Overnight Dorian regrets his harshness and vows to repent, to return to Sibyl and to marry. But later that day Lord Henry arrives with the shocking news that Sibyl has killed herself. The die is cast; Dorian can’t go back…

Sibyl’s family

Originally, all the story needed was the character of Sibyl. But in the extended version Wilde added to her backstory. He gave her a worn-out single mother who had herself been an actress, had had an affair with a handsome man who got her pregnant then dumped her, in the classic style. It is a comic touch but also a serious point that this woman likes to adopt histrionic poses with her troubled daughter, constantly imagining herself being watched, as if on the stage.

More importantly, Wilde gives Sibyl a brother, James ‘Jim’ Vane, who’s even younger than she is, just 16. The old Jew (see section on Antisemitism at the end of this review) who runs the East End theatre where Sibyl performs has been ‘kind’ to the family (Mrs Vane explains to her daughter, rather ominously) and has paid for young Jim to go to sea as an apprentice.

On the afternoon of the fateful evening when Dorian takes Lord Henry and Basil to see Sibyl and she completely fails to perform and Dorian then cruelly casts her off, the night which triggers his moral decline – that afternoon Jim and Sibyl had gone for a last walk (in Hyde Park) and he had questioned her about this new aristocratic admirer, full of (justified) suspicion. He is an angry impetuous boy and, despite all Sibyl’s naive insistence that she is in love and her admirer could never hurt her, Jim makes a vow that if any harm comes to Sibyl, he will personally track down and kill the admirer.

Two points: 1) This is the second vow or promise in the book, a sort of echo of Dorian’s central one.

2) Crucially, Sibyl doesn’t know Dorian’s name but has referred to him throughout their little courtship as ‘Prince Charming’. Prince Charming is all she can tell Jim, but he remembers the name, they eventually catch an omnibus back to their squalid digs on Euston Road and we hear no more of Jim, presumed set sail to the ends of the earth. Until he suddenly pops up in Chapter 16, wanting revenge…

Decline

Like all versions of the Faust story, the narrative has two key moments: when the protagonist sells his soul and then, years later, when the devil comes to collect his debt. In between these two cardinal moments the narrative has to flesh out and demonstrate what Dorian’s decline and fall mean in practice. Initially he follows the suggestions of the charismatic hedonist Lord Henry but, as Basil remarked early in the book, Lord Henry may pose as a cynic and sybarite, he may talk a good game of decadence and corruption, but he himself rarely practices it. Soon Dorian has gone past his master in excess:

‘I have never searched for happiness. Who wants happiness? I have searched for pleasure.’

and all the while the portrait records every step of his moral degeneration:

Hour by hour, and week by week, the thing upon the canvas was growing old. It might escape the hideousness of sin, but the hideousness of age was in store for it. The cheeks would become hollow or flaccid. Yellow crow’s feet would creep round the fading eyes and make them horrible. The hair would lose its brightness, the mouth would gape or droop, would be foolish or gross, as the mouths of old men are. There would be the wrinkled throat, the cold, blue-veined hands, the twisted body, that he remembered in the grandfather who had been so stern to him in his boyhood.

Beneath its purple pall, the face painted on the canvas could grow bestial, sodden, and unclean. What did it matter? No one could see it. He himself would not see it. Why should he watch the hideous corruption of his soul? He kept his youth — that was enough.

When I first read the book at school I was hungry for details of Dorian’s descent into ‘corruption’ and ‘infamy’, hoping to learn how to become ‘decadent’ myself – but as with most supposedly ‘decadent’ literature, I was sorely disappointed.

Huysmans Against Nature

Dorian’s naughty activities can be grouped under two headings. 1) First, Dorian comes under the influence of a powerful book which Lord Henry loans him and leads him into a fascination with jewels and rare manuscripts and decadent perfumes etc. Wilde confirmed to various interviewers that this was based on Joris-Karl Huysmans’s 1884 novel À rebours (which I immediately went off and read). In fact it isn’t so much ‘based on’ as, for 20 pages, a shameless plagiarism of that book, copying the hero’s obsession with rare jewels, precious perfumes and then accounts of Renaissance cruelty and imperial Roman debauchery.

Twenty years later

The second way Dorian’s ‘fall’ into a life of debauchery is suggested is via the four or five page long speech delivered by Basil when he comes round to see Dorian before leaving for Paris. (In chapter 16 we learn that 18 years have passed since Sibyl Vane’s death, so he must have been 20 at the time of the famous vow.

So the 20 or so pages describing the Huysman decadence have helped us skip 18 years of time.

Basil’s list of accusations

Basil turns up late one foggy night because he’s going to Paris for some months to paint but, before he goes, he needs Dorian to deny the dreadful things Basil’s been hearing about him. In all those 20 years Basil has retained his naive and trusting friendship with Dorian but he proceeds to rattle off an impressive list of wicked behaviour which is widely attributed to him. Or, to be more precise, rumours of wicked behaviour which manifest themselves in Dorian being shunned at clubs, refused invitations, people walking out of rooms when he enters and denouncing him. The list goes on and on because, the reader realises, it’s doing the main task of conveying Dorian’s decline and degeneration. A the end of an impressive list of hints and rumours, Basil asks Dorian to deny it all.

Seized by a perverse whim, Dorian tells him he keeps a diary in the attic and he’ll take him to see it. And so he leads Basil up the dark and spooky staircase to the dusty attic where he flings off the cover to show him the (by now) horrifying painting of a depraved bloated sodden man whose sins are marked in crimson across his degenerate face. Basil is suitably horrified, can’t believe it, but Dorian reminds him of the vow he made in his studio all those years ago, how it has magically come true, so that Basil slowly does come to believe it, cries out in horror, is appalled to realise that Dorian has been much worse than the worst rumours about him etc. Basil pleads with Dorian to pray with him:

‘It is too late, Basil,’ he faltered.
‘It is never too late, Dorian. Let us kneel down and try if we cannot remember a prayer. Isn’t there a verse somewhere, ‘Though your sins be as scarlet, yet I will make them as white as snow’?’
‘Those words mean nothing to me now.’
‘Hush! Don’t say that. You have done enough evil in your life. My God! Don’t you see that accursed thing leering at us?’

But when Dorian also looks at the painting the narrative implies that its evil spirit enters him and suddenly fills him with blind fury at Basil for making the painting which ruined his life.

Dorian Gray glanced at the picture, and suddenly an uncontrollable feeling of hatred for Basil Hallward came over him, as though it had been suggested to him by the image on the canvas, whispered into his ear by those grinning lips.

He sees a knife shining in the moonlight through the casement and, in a surprisingly blunt and crude scene, Dorian sneaks up behind Basil, thrusts his face down onto the table where he’s sitting and stabs him in the neck again and again while Basil throws up his arms to fend of the blows then crumples into a gurgling bloody mess… Dorian has crossed a grotesque Rubicon.

Complications: getting rid of the body

First Dorian has to get rid of the body. He sends for one of the young men mentioned in Basil’s list of shame whose life he is supposed to have ruined. As usual we get absolutely no sense of what it was that divided them.

This man, Alan Campbell, is a scientist who researches the human body by dissecting cadavers etc. Dorian confesses that he murdered Basil and then asks Alan to dispose of the body in the attic. Campbell is stern, moral, disapproving and refuses to do it until Dorian writes a name on a piece of paper and pushes it across the table to him. Campbell goes pales. Dorian says he has a letter written and ready to be sent unless he does this thing. Campbell coldly agrees. Dorian sends a servant to Campbell’s lodgings with a list of equipment, which is promptly brought back, and the two men mount to the attic where Dorian lets Campbell in, hastily covers the painting with its thick purple and gold hanging, not bringing himself to look at the cold white body sprawled over the table with its neck torn open.

Five long hours later Campbell comes down to Dorian’s study and says it is done. Dorian goes to the attic and finds no trace whatsoever of the body but a smell of nitric acid. Presumably Campbell chopped it up and dissolved it in acid.

The thoughtful reader might remember Basil’s sense of doom right from the start of the book: ‘we shall all suffer for what the gods have given us, suffer terribly.’

The power of the unstated

Presumably Dorian was threatening to send a letter to some innocent woman which would reveal the immoral or illegal behaviour of someone and so shatter her illusions? Maybe to Campbell’s wife describing his immoral activities? We don’t know, Wilde doesn’t tell us.

And this made me think three things:

1) Wilde can’t put a name to most of the awful immoral things Dorian has done because it was illegal to describe anything to do with sex (the state censor would have forbidden the book from being published).

2) Quite possibly the lack of detail about Dorian’s activities in the long, elliptical list Basil Hallward iterates, maybe it was the lack of detail, which made it worse. Because contemporary readers could project their own worst imaginings into the vague hints and maybe a lot of readers’ imaginings were actually worse, more sordid, than even Wilde intended. Not specifying what he meant made the book feel even more ‘immoral’ because every single reader filled the gaps with the worst they could imagine. In this respect, its vagueness perfectly fits one of the epigrams in the preface. The vague hints and dire rumours of Dorian’s misdeeds allowed the reader to project onto it their worst imaginings which promptly triggered ‘the rage of Caliban seeing his own face in a glass’.

3) The obvious thought that if Wilde had specified Dorian’s misdeeds, they would have aged and dulled. Did he mean luring young men into homosexual practices or taking drugs? Did the young women whose reputations he ruined simply have premarital affairs with him? Not much along these lines would shock a 2024 readership. Keeping the details of all Dorian’s misdoings is one of the things that gives the book its timeless, fairy tale effect.

Chapter 16: Opium dens and James Vane

Dorian needs to obliterate all this from his memory so he dresses in disguise and, late at night, takes a cab far out East, down to the remote squalid docks. He enters a low drinking den and bumps into Adrian Singleton, one of the many young men, it is implied, who he has ‘ruined’ i.e. reduced to hanging round in the roughest pubs with slatternly whores.

As he leaves the pub one of the whores drunkenly yells at him, calling him by his ironic pseudonym, ‘Prince Charming’. Like a bolt of lightning up sits one of the drunks slumped at the bar for it is, of course, James Vane, now a 36-year-old grizzled old merchant seaman. He asks the whores to explain and they tell him the man who just left is a byword for corruption and depravity who they all know by his nickname ‘Prince Charming’.

Correctly thinking this must be the same privileged user who caused his sister’s death, Vane blunders out into the foggy night and follows Dorian down black backstreets eventually catching up with him down some dark back alley and thrusting him against the wall by his throat. He pulls out a pistol and is about to finish Dorian who, in his wild panic, has a brainwave and tells Vane to pull him over to a nearby streetlight and look at his face.

When he does so, Vane, of course, sees that Dorian is a young, innocent pretty boy. No way does he look like the middle-aged degenerate he ought to be. Puzzled and then scared that he nearly shot an innocent man, Vane staggers back and lets go Dorian, who gives him a smart aristocratic reprimand then departs into the night.

But the incident isn’t over. One of the whores had followed Vane and now asks him why he didn’t finish Dorian off? When Vane explains that he’s only a boy, the whore laughs and says it’s 18 years since he turned her into what she is (i.e. a prostitute). And out of the mouth of this prostitute comes the simple explanation that ‘he has sold his soul to the devil for a pretty face’ (p.211). Vane realises his mistake and rushes out into the street but Dorian has disappeared in the London fog. But this storyline isn’t over.

Chapter 17

In a really vivid example of the book’s deliberate use of dualities, the next chapter switches from the fog and squalid drinking dens of the East End back to the purlieus of the rich, in this case the conservatory at Selby Royal, the main country estate Dorian inherited from his grandfather. On the face of it, from the poor to the posh, although Wilde gives it a twist by making it the setting for a quite sustained attack on the English character by Lord Henry:

‘You don’t like your country, then?’ she asked.
‘I live in it.’
‘That you may censure it the better.’
‘Would you have me take the verdict of Europe on it?’ he inquired.
‘What do they say of us?’
‘That Tartuffe has emigrated to England and opened a shop.’
‘Is that yours, Harry?’
‘I give it to you.’
‘I could not use it. It is too true.’
‘You need not be afraid. Our countrymen never recognize a description.’
‘They are practical.’
‘They are more cunning than practical. When they make up their ledger, they balance stupidity by wealth, and vice by hypocrisy.’
‘Still, we have done great things.’
‘Great things have been thrust on us.’
‘We have carried their burden.’
‘Only as far as the Stock Exchange.’
She shook her head. ‘I believe in the race,’ she cried.
‘It represents the survival of the pushing.’

Obviously the word ‘burden’ rings bells for anyone familiar with Kipling’s 1899 poem, The White Man’s Burden, and is a kind of pre-emptive mockery of it.

Lord Henry and the Duchess of Monmouth exchange epigrams like characters in an Oscar Wilde play for half a dozen pages before they hear a cry and a thud, and rush to find Dorian fainted on the conservatory floor. He reassures everyone he is OK, dresses for dinner and is gaiety itself at table, but all the time, in the manner of the best Victorian melodrama / horror story:

Now and then a thrill of terror ran through him when he remembered that, pressed against the window of the conservatory, like a white handkerchief, he had seen the face of James Vane watching him.

Chapter 18

Stuff like this is what Peter Ackroyd (who supplied an introduction to the 1985 Penguin Classic edition of Dorian which I read) means when he talks about Wilde’s tendency to high Victorian melodrama:

The next day he did not leave the house, and, indeed, spent most of the time in his own room, sick with a wild terror of dying, and yet indifferent to life itself. The consciousness of being hunted, snared, tracked down, had begun to dominate him. If the tapestry did but tremble in the wind, he shook. The dead leaves that were blown against the leaded panes seemed to him like his own wasted resolutions and wild regrets. When he closed his eyes, he saw again the sailor’s face peering through the mist-stained glass, and horror seemed once more to lay its hand upon his heart.

Anyway, the Vane threat is quickly dealt with. Next day there is a shooting party on Dorian’s estate and even as he’s chatting to one of the guests, the duchess of Monmouth’s brother, Sir Geoffrey Clouston, he spots a hare jumping up and running towards a copse and fires at it – only for them all to hear a human shout. On investigation the man is found to be dead.

Lord Henry assures him it is just a ghastly accident afflicting the lower classes and he should forget about it but Dorian, of course, as he has to since the novel is reaching its climax, feels oppressed by a sense of doom and foreboding, expressed in some of Wilde’s most overripe prose:

‘I feel as if something horrible were going to happen to some of us. To myself…I have no terror of death. It is the coming of death that terrifies me. Its monstrous wings seem to wheel in the leaden air around me…’

But that is not quite all. For that evening the head-keeper comes to Dorian to report on the corpse. Dorian is preparing to sign a check for the man’s family when the head-keeper says he wasn’t one of their staff, in fact no-one knows who he was. Seems he was a sailor from the tattoos on his arms. Dorian leaps up. Could it be…the sailor brother of Sibyl Vane whose face he thought he saw through the conservatory window? With Lorna Doone-style bodice-ripping adventure style he rushes to the stables and leaps onto a horse to gallop down to the outhouses where the body is being kept.

In less than a quarter of an hour, Dorian Gray was galloping down the long avenue as hard as he could go. The trees seemed to sweep past him in spectral procession, and wild shadows to fling themselves across his path. Once the mare swerved at a white gate-post and nearly threw him. He lashed her across the neck with his crop. She cleft the dusky air like an arrow. The stones flew from her hoofs.

At the outhouse he gets a servant to remove the covering from the corpse’s face and sees that it is none other than James Vane! A wholly inappropriate cry of joy escapes his lips. He is safe!

Chapter 19

Dorian tells Harry he is going to reform. He had been seeing a country peasant girl off and on and was due to run away with her in order, in the usual way, to deflower her then chuck her, but at the last minute he didn’t show at their assignation. He is going to turn over a new leaf. He is going to reform. (The reader can’t help wondering if this is what Dorian’s ‘wickedness’ amounted to? Seducing country girls like every other second-rate rake?)

Anyway the entire chapter consists of Dorian swearing he is going to reform and Lord Henry rattling off epigram after epigram, apothegms about art and life and sincerity and whatnot till Dorian and the reader are quite exhausted. Specifically, Dorian blames him for poisoning him with the book he lent him (the one Wilde freely admitted to being based on ‘Against Nature’), to which Lord Henry gives a characteristically aesthetic reply:

‘As for being poisoned by a book, there is no such thing as that. Art has no influence upon action. It annihilates the desire to act. It is superbly sterile. The books that the world calls immoral are books that show the world its own shame. That is all.’

Lord Henry invites him to go with him to the club but Dorian cries off saying it is 11pm and he is tired, so puts his coat on and sets off to walk home (evidently they have been at Lord Henry’s rooms).

Chapter 20

The short final chapter. Anyone reading a hard copy knows they are at the end of the story. In a world-weary mood Dorian arrives home at his apartment reflecting on the strange tale of his life. Suddenly he wonders whether his good deed of the last few days i.e. not running off with the country virgin, might possibly start to cleanse the portrait. Maybe a sustained period of moral living could heal it. In an optimistic mood Dorian climbs the stairs to the attic but, when he takes the cover off the portrait is appalled to see that the blood on its hands seems to have spread and there is a new look of cunning and hypocrisy in its eyes. Was he deceiving himself when he spared the country lass or was it, as Lord Henry suggested, just a new kind of sensation for an inveterate sensation seeker?

Suddenly he is sickened and disgusted by the portrait which has ruined his life. Once more he sees the knife with which he murdered Basil Hallward, which he has washed and cleaned many times, lying to hand. He picks it up and stabs the portrait in its wicked heart and…feels the impact in his own heart, staggers, collapses and dies! His cry of agony is heard by the servants and by passersby out in the square.

After some confabulation, the servants creep up to the long-locked attic and discover there the body of a horribly bloated, withered, agèd old man (Dorian) lying dead with a knife through his heart in front of Basil Hallward’s portrait, which has been magically restored to its pristine beauty.

In a sense the best thing about the book is the way it ends there with no explanation or moralising or clever sayings, no funeral, no eulogy from Lord Henry, nothing. It needs nothing more. It is perfect as it is. It has the perfection of a thousands fairy stories and legends behind it, indeed Dorian has a claim to be Wilde’s best fairy story.

Commentary

The Picture of Dorian Gray is a brilliant fable, a retelling of the ancient Faust legend but with a lightness and delicacy which connects it with Wilde’s lovely fairy stories. It says something so profound about life that it feels like it – the story – ought to have happened. And so the fable, and the name, have become a permanent part of the culture because it speaks to some deep truth in all of us. In his own lifetime Wilde knew he had written a classic and he was correct.

A book of dualities

He himself could not help wondering at the calm of his demeanour, and for a moment felt keenly the terrible pleasure of a double life. (p.192)

Sexual hypocrisy

It is a cliché that the late-Victorian high society led a double life riven with hypocrisy. Victorian bourgeois men in particular heartily endorsed a rhetoric of strict public morality but in private, provided the market for the largest population of prostitutes of any European city.

Dual life of a gay man

Wilde also partook of this double life, in public a successful writer and man about town, husband of a society beauty and father of two lovely children – all the while living a secret life as a gay man and using sex workers, or rent boys as we used to call them back in the day, as much as the famously hypocritical bourgeoisie used London’s vast population of female prostitutes.

London a city of extremes

London was famous for the duality between its rich and poor. At one extreme it was a city of dazzling opulence, led by the pomp and circumstance surrounding the Royal family, the aristocracy, the House of Lords, gentlemen’s clubs, great public shindigs like the Lord Mayor’s Show etc. At the other extreme were the East End slums pullulating with poverty and the docks seething with foreign seamen, opium dens, the roughest type of prostitution etc. See my review of Arthur Morrison’s 1896 novel A Child of the Jago.

The doppelgänger

The theme of characters having doubles or doppelgängers, of consciously or unconsciously leading double lives, had been a major theme in literature since the Romantic revolution of the early 1800s. In a text like Gray it reaches a kind of apotheosis, with the stark binary contrast between the man and his portrait, the one leading a charmed life, the other accumulating all the signs of ‘sin’ which should, by rights, have been marking the mortal. Probably the acme of the literature of doubles is Robert Louis Stevenson’s Gothic novella, The Strange Case of Dr Jekyll and Mr Hyde, published just four years before Wilde began Dorian.

Two styles

This duality is reflected by the way the book has two completely different styles, 1) the deliberately drawling and nonchalant superficiality of the drawing room comedy and 2) the florid emotions and over-ripe style of Victorian melodrama.

I noted in my review of Lord Arthur Savile’s Crime how easily Wilde slips into very purple melodrama, all wailing about Fate and Destiny and Tragedy. There is a duality in the text between these two modes which reflects the different psychologies and moods of the different worlds or scenes.

Quotable lines

DORIAN: ‘You cut life to pieces with your epigrams.’

I like cutting and pasting quotes into lists like this because 1) it makes me linger over them that little bit longer. Also 2) it makes you realise that the Lord Henry parts of the novel are as much a bombardment of bon mots as the plays are. And 3) makes you realise just how many of these lines were lifted wholesale from his earlier essays and/or were to be recycled wholesale into the plays.

Unless otherwise stated, all the lines are spoken by the Wilde avatar, Lord Henry Wotton:

‘The Academy is too large and too vulgar. Whenever I have gone there, there have been either so many people that I have not been able to see the pictures, which was dreadful, or so many pictures that I have not been able to see the people, which was worse.’

‘There is only one thing in the world worse than being talked about, and that is not being talked about.’

‘You never say a moral thing, and you never do a wrong thing. Your cynicism is simply a pose.’ ‘Being natural is simply a pose, and the most irritating pose I know,’ cried Lord Henry, laughing.

‘As for believing things, I can believe anything, provided that it is quite incredible.’

‘I choose my friends for their good looks, my acquaintances for their good characters, and my enemies for their good intellects. A man cannot be too careful in the choice of his enemies.’

‘Those who are faithful know only the trivial side of love: it is the faithless who know love’s tragedies.’

‘The aim of life is self-development. To realize one’s nature perfectly—that is what each of us is here for. People are afraid of themselves, nowadays. They have forgotten the highest of all duties, the duty that one owes to one’s self.’

‘Nothing can cure the soul but the senses, just as nothing can cure the senses but the soul.’

‘People say sometimes that beauty is only superficial. That may be so, but at least it is not so superficial as thought is. To me, beauty is the wonder of wonders. It is only shallow people who do not judge by appearances.’

‘Always! That is a dreadful word. It makes me shudder when I hear it. Women are so fond of using it. They spoil every romance by trying to make it last for ever. It is a meaningless word, too. The only difference between a caprice and a lifelong passion is that the caprice lasts a little longer.’

‘I adore simple pleasures,’ said Lord Henry. ‘They are the last refuge of the complex.’

‘I wonder who it was defined man as a rational animal. It was the most premature definition ever given. Man is many things, but he is not rational.’

‘What a fuss people make about fidelity!’ exclaimed Lord Henry. ‘Why, even in love it is purely a question for physiology. It has nothing to do with our own will. Young men want to be faithful, and are not; old men want to be faithless, and cannot: that is all one can say.’

LORD FERMOR: ‘Young people, nowadays, imagine that money is everything.”
‘Yes,’ murmured Lord Henry, settling his button-hole in his coat, ‘and when they grow older they know it.’

LORD FERMOR: ‘Examinations, sir, are pure humbug from beginning to end. If a man is a gentleman, he knows quite enough, and if he is not a gentleman, whatever he knows is bad for him.’

LORD FERMOR: ‘Why can’t these American women stay in their own country? They are always telling us that it is the paradise for women.’
Lord Henry: ‘It is. That is the reason why, like Eve, they are so excessively anxious to get out of it.’ (recycled in A Woman of No Importance)

‘I always like to know everything about my new friends, and nothing about my old ones.’

‘Philanthropic people lose all sense of humanity. It is their distinguishing characteristic.’

‘When America was discovered,’ said the Radical member — and he began to give some wearisome facts. Like all people who try to exhaust a subject, he exhausted his listeners.

‘But they are so unhappy in Whitechapel,’ continued Lady Agatha.
‘I can sympathize with everything except suffering,’ said Lord Henry, shrugging his shoulders. ‘I cannot sympathize with that. It is too ugly, too horrible, too distressing. There is something terribly morbid in the modern sympathy with pain. One should sympathize with the colour, the beauty, the joy of life. The less said about life’s sores, the better.’
‘Still, the East End is a very important problem,’ remarked Sir Thomas with a grave shake of the head.’
‘Quite so,’ answered the young lord. ‘It is the problem of slavery, and we try to solve it by amusing the slaves.’ (recycled from The Soul of Man Under Socialism)

‘Ah! Lord Henry, I wish you would tell me how to become young again.’
He thought for a moment. ‘Can you remember any great error that you committed in your early days, Duchess?’ he asked, looking at her across the table.
‘A great many, I fear,’ she cried.
‘Then commit them over again,’ he said gravely. ‘To get back one’s youth, one has merely to repeat one’s follies.’
‘A delightful theory!’ she exclaimed. ‘I must put it into practice.’

Lord Henry’s wife, Victoria, Lady Wotton:

She was a curious woman, whose dresses always looked as if they had been designed in a rage and put on in a tempest. She was usually in love with somebody, and, as her passion was never returned, she had kept all her illusions. She tried to look picturesque, but only succeeded in being untidy. Her name was Victoria, and she had a perfect mania for going to church.

LADY WOTTON: ‘I like Wagner’s music better than anybody’s. It is so loud that one can talk the whole time without other people hearing what one says. That is a great advantage, don’t you think so, Mr. Gray?’

LADY WOTTON: ‘You have never been to any of my parties, have you, Mr. Gray? You must come. I can’t afford orchids, but I spare no expense in foreigners. They make one’s rooms look so picturesque.’

LORD HENRY: ‘Nowadays people know the price of everything and the value of nothing.’ (recycled in Lady Windermere’s Fan)

‘Never marry at all, Dorian. Men marry because they are tired; women, because they are curious: both are disappointed.’ (recycled in A Woman of No Importance)

‘My dear boy, no woman is a genius. Women are a decorative sex. They never have anything to say, but they say it charmingly. Women represent the triumph of matter over mind, just as men represent the triumph of mind over morals.’

‘As long as a woman can look ten years younger than her own daughter, she is perfectly satisfied.’

‘My dear boy, the people who love only once in their lives are really the shallow people. What they call their loyalty, and their fidelity, I call either the lethargy of custom or their lack of imagination. Faithfulness is to the emotional life what consistency is to the life of the intellect — simply a confession of failure.’

‘When one is in love, one always begins by deceiving one’s self, and one always ends by deceiving others. That is what the world calls a romance.’ (recycled in A Woman of No Importance)

DORIAN: ‘The Jew wanted to tell me her history, but I said it did not interest me.’
LORD HENRY: ‘You were quite right. There is always something infinitely mean about other people’s tragedies.’

‘Basil, my dear boy, puts everything that is charming in him into his work. The consequence is that he has nothing left for life but his prejudices, his principles, and his common sense. The only artists I have ever known who are personally delightful are bad artists. Good artists exist simply in what they make, and consequently are perfectly uninteresting in what they are. A great poet, a really great poet, is the most unpoetical of all creatures. But inferior poets are absolutely fascinating. The worse their rhymes are, the more picturesque they look. The mere fact of having published a book of second-rate sonnets makes a man quite irresistible. He lives the poetry that he cannot write. The others write the poetry that they dare not realize.’

Experience Is of no ethical value. It Is merely the name men gave to their mistakes. (recycled in Lady Windermere’s Fan)

Children begin by loving their parents; as they grow older they judge them; sometimes they forgive them. (Recycled in A Woman of No Importance)

‘Whenever a man does a thoroughly stupid thing, it is always from the noblest motives.’

‘Are you serious?’
‘Quite serious, Basil. I should be miserable if I thought I should ever be more serious than I am at the present moment.’

‘I never approve, or disapprove, of anything now. It is an absurd attitude to take towards life. We are not sent into the world to air our moral prejudices. I never take any notice of what common people say, and I never interfere with what charming people do. If a personality fascinates me, whatever mode of expression that personality selects is absolutely delightful to me.’

‘You know I am not a champion of marriage. The real drawback to marriage is that it makes one unselfish. And unselfish people are colourless. They lack individuality. Still, there are certain temperaments that marriage makes more complex. They retain their egotism, and add to it many other egos. They are forced to have more than one life. They become more highly organized, and to be highly organized is, I should fancy, the object of man’s existence. Besides, every experience is of value, and whatever one may say against marriage, it is certainly an experience.’

‘Pleasure is Nature’s test, her sign of approval. When we are happy, we are always good, but when we are good, we are not always happy.’ (recycled from The Soul of Man under Socialism)

‘You must have a cigarette. A cigarette is the perfect type of a perfect pleasure. It is exquisite, and it leaves one unsatisfied. What more can one want?’ (recycled in The Critic as Artist)

‘I love acting. it is so much more real than life.’

‘It is not good for one’s morals to see bad acting.’

‘There are only two kinds of people who are really fascinating—people who know absolutely everything, and people who know absolutely nothing.’

‘Good heavens, my dear boy, don’t look so tragic! The secret of remaining young is never to have an emotion that is unbecoming.’

There is always something ridiculous about the emotions of people whom one has ceased to love. Sibyl Vane seemed to him to be absurdly melodramatic. Her tears and sobs annoyed him.

There is a luxury in self-reproach. When we blame ourselves, we feel that no one else has a right to blame us. It is the confession, not the priest, that gives us absolution.

‘One should never make one’s début with a scandal. One should reserve that to give an interest to one’s old age.’

‘My dear Dorian,’ answered Lord Henry, taking a cigarette from his case and producing a gold-latten matchbox, ‘the only way a woman can ever reform a man is by boring him so completely that he loses all possible interest in life.’

‘Good resolutions are useless attempts to interfere with scientific laws. Their origin is pure vanity. Their result is absolutely nil. They give us, now and then, some of those luxurious sterile emotions that have a certain charm for the weak.’

DORIAN: ‘Don’t talk about horrid subjects. If one doesn’t talk about a thing, it has never happened. It is simply expression, as Harry says, that gives reality to things.’

DORIAN: ‘It is only shallow people who require years to get rid of an emotion. A man who is master of himself can end a sorrow as easily as he can invent a pleasure. I don’t want to be at the mercy of my emotions. I want to use them, to enjoy them, and to dominate them…To become the spectator of one’s own life, as Harry says, is to escape the suffering of life.’

‘The husbands of very beautiful women belong to the criminal classes,’ said Lord Henry, sipping his wine.

‘Lord Henry, I am not at all surprised that the world says that you are extremely wicked.’
‘But what world says that?’ asked Lord Henry, elevating his eyebrows. ‘It can only be the next world. This world and I are on excellent terms.’ (recycled in A Woman of No Importance)

‘It is perfectly monstrous,’ he said, at last, ‘the way people go about nowadays saying things against one behind one’s back that are absolutely and entirely true.’ (recycled in A Woman of No Importance)

‘When a woman marries again, it is because she detested her first husband. When a man marries again, it is because he adored his first wife. Women try their luck; men risk theirs.’

‘Women love us for our defects. If we have enough of them, they will forgive us everything, even our intellects.’

LADY NARBOROUGH: ‘Nowadays all the married men live like bachelors, and all the bachelors like married men.’ (recycled in A Woman of No Importance)

LADY NARBOROUGH: ‘Don’t tell me that you have exhausted life. When a man says that one knows that life has exhausted him.’ (recycled in A Woman of No Importance)

‘I like him,’ said Lord Henry. ‘A great many people don’t, but I find him charming. He atones for being occasionally somewhat overdressed by being always absolutely over-educated.’ (recycled in The Importance of Being Earnest)

‘The man who could call a spade a spade should be compelled to use one. It is the only thing he is fit for.’ (reworked in The Importance of Being Earnest)

‘Ugliness is one of the seven deadly virtues…You, as a good Tory, must not underrate them. Beer, the Bible, and the seven deadly virtues have made our England what she is.’

‘Every effect that one produces gives one an enemy. To be popular one must be a mediocrity.’

‘The only horrible thing in the world is ennui, Dorian. That is the one sin for which there is no forgiveness.’

‘Of course, married life is merely a habit, a bad habit. But then one regrets the loss even of one’s worst habits. Perhaps one regrets them the most. They are such an essential part of one’s personality.’

‘Crime belongs exclusively to the lower orders. I don’t blame them in the smallest degree. I should fancy that crime was to them what art is to us, simply a method of procuring extraordinary sensations.’

‘The things one feels absolutely certain about are never true. That is the fatality of faith, and the lesson of romance.’

‘To get back my youth I would do anything in the world, except take exercise, get up early, or be respectable.’ (recycled in A Woman of No Importance)

Antisemitism

The fact that Wilde is a martyr to the LGBTIQA+ movement sometimes masks unfortunate aspects of his work less acceptable to modern sensibilities. He was, after all, a man of his times. I called out unacceptable antisemitic tropes in the work of Saki and do so here.

DORIAN: ‘I went out and wandered eastward, soon losing my way in a labyrinth of grimy streets and black grassless squares. About half-past eight I passed by an absurd little theatre, with great flaring gas-jets and gaudy play-bills. A hideous Jew, in the most amazing waistcoat I ever beheld in my life, was standing at the entrance, smoking a vile cigar. He had greasy ringlets, and an enormous diamond blazed in the centre of a soiled shirt. ‘Have a box, my Lord?’ he said, when he saw me, and he took off his hat with an air of gorgeous servility. There was something about him, Harry, that amused me. He was such a monster…

…There was a dreadful orchestra, presided over by a young Hebrew who sat at a cracked piano, that nearly drove me away, but at last the drop-scene was drawn up and the play began.’

This Jew, the manager of the East End theatre where Sibyl performs, turns out to have been very charitable to Sibyl’s mother, taken on all their debts, and is financing her son, Jim, to go to sea. There are half a dozen more, consistently disparaging, references to him in the Vane subplot. A little disturbing…

But then the book is made up of stereotypes, starting with its basis in the Faust legend, going on to stereotype all its characters, such as:

  • the insouciant aesthete
  • the earnest artist
  • the innocent young virgin
  • the vengeful brother
  • the haggard single mother

all the way through to the servants, and the tradesman – Mr Hubbard, ‘the celebrated frame-maker of South Audley Street’ is ‘a florid, red-whiskered little man’.

They’re all stereotypes and clichés, which is one of the main things which makes the book more like a fairy story than a serious novel. And, of course, the book is simply crammed with stereotyped men and women spouting stereotypical epigrams about men and women, the woes of marriage etc (see below).

But modern (2024) culture is (rightly) more sensitive to the negative stereotyping of Jews wherever it occurs than these other paradigms which is why I am highlighting it here.

Sexism

Ditto his attitudes to women which, for someone posing as a refined dandy and an aesthete, can be surprisingly insulting. The comments the Wilde avatar, Sir Henry, are definitely sexist but do they go so far as to be misogynist? I suppose one defence is that these are the opinions of characters in a novel; but identical sentiments are expressed by the Wilde-type figures in all four plays, as well as by characters in his dialogue-essays, so… It’s a consistent, and consistently negative, attitude to women found across all Wilde’s work.

LORD HENRY: ‘Women have no appreciation of good looks; at least, good women have not.’

LORD HENRY: ‘Always! That is a dreadful word. It makes me shudder when I hear it. Women are so fond of using it. They spoil every romance by trying to make it last for ever.’

LORD HENRY: ‘My dear boy, no woman is a genius. Women are a decorative sex. They never have anything to say, but they say it charmingly. Women represent the triumph of matter over mind, just as men represent the triumph of mind over morals…

LORD HENRY: ‘There are only two kinds of women, the plain and the coloured. The plain women are very useful. If you want to gain a reputation for respectability, you have merely to take them down to supper. The other women are very charming. They commit one mistake, however. They paint in order to try and look young. Our grandmothers painted in order to try and talk brilliantly. Rouge and esprit used to go together. That is all over now. As long as a woman can look ten years younger than her own daughter, she is perfectly satisfied. As for conversation, there are only five women in London worth talking to, and two of these can’t be admitted into decent society…’

DORIAN: ‘Ordinary women never appeal to one’s imagination. They are limited to their century. No glamour ever transfigures them. One knows their minds as easily as one knows their bonnets. One can always find them. There is no mystery in any of them. They ride in the park in the morning and chatter at tea-parties in the afternoon. They have their stereotyped smile and their fashionable manner. They are quite obvious.’

Women defend themselves by attacking, just as they attack by sudden and strange surrenders.

‘Being adored is a nuisance. Women treat us just as humanity treats its gods. They worship us, and are always bothering us to do something for them.’
‘I should have said that whatever they ask for they had first given to us,’ murmured the lad gravely. ‘They create love in our natures. They have a right to demand it back.’
‘That is quite true, Dorian,’ cried Hallward.
‘Nothing is ever quite true,’ said Lord Henry.
‘This is,’ interrupted Dorian. ‘You must admit, Harry, that women give to men the very gold of their lives.’
‘Possibly,’ he sighed, ‘but they invariably want it back in such very small change. That is the worry. Women, as some witty Frenchman once put it, inspire us with the desire to do masterpieces and always prevent us from carrying them out.’

Besides, women were better suited to bear sorrow than men. They lived on their emotions. They only thought of their emotions. When they took lovers, it was merely to have someone with whom they could have scenes. Lord Henry had told him that, and Lord Henry knew what women were.

‘That awful memory of woman! What a fearful thing it is! And what an utter intellectual stagnation it reveals! One should absorb the colour of life, but one should never remember its details. Details are always vulgar…

‘The one charm of the past is that it is the past. But women never know when the curtain has fallen. They always want a sixth act, and as soon as the interest of the play is entirely over, they propose to continue it. If they were allowed their own way, every comedy would have a tragic ending, and every tragedy would culminate in a farce. They are charmingly artificial, but they have no sense of art…

‘Ordinary women always console themselves. Some of them do it by going in for sentimental colours. Never trust a woman who wears mauve, whatever her age may be, or a woman over thirty-five who is fond of pink ribbons. It always means that they have a history. Others find a great consolation in suddenly discovering the good qualities of their husbands. They flaunt their conjugal felicity in one’s face, as if it were the most fascinating of sins. Religion consoles some. Its mysteries have all the charm of a flirtation, a woman once told me, and I can quite understand it. Besides, nothing makes one so vain as being told that one is a sinner. Conscience makes egotists of us all. Yes; there is really no end to the consolations that women find in modern life…

DORIAN: ‘I was terribly cruel to her. You forget that.’
LORD HENRY: ‘I am afraid that women appreciate cruelty, downright cruelty, more than anything else. They have wonderfully primitive instincts. We have emancipated them, but they remain slaves looking for their masters, all the same. They love being dominated.’

‘She is very clever, too clever for a woman. She lacks the indefinable charm of weakness. It is the feet of clay that make the gold of the image precious.’

LORD HENRY: ‘Every effect that one produces gives one an enemy. To be popular one must be a mediocrity.’
DUCHESS OF MONMOUTH: ‘Not with women,’ said the duchess, shaking her head; ‘and women rule the world. I assure you we can’t bear mediocrities. We women, as some one says, love with our ears, just as you men love with your eyes, if you ever love at all.’

DUCHESS OF MONMOUTH: ‘Describe us as a sex.’
LORD HENRY: ‘Sphinxes without secrets.’ (recycled in A Woman of No Importance)

Wilde’s cult of Individualism and amorality

Individualism is the basis of Wilde’s worldview, expressed most fully in The Soul of Man under Socialism. The aim of life is to develop and express one’s personality.

‘To be good is to be in harmony with one’s self,’ he replied, touching the thin stem of his glass with his pale, fine-pointed fingers. ‘Discord is to be forced to be in harmony with others. One’s own life — that is the important thing. As for the lives of one’s neighbours, if one wishes to be a prig or a Puritan, one can flaunt one’s moral views about them, but they are not one’s concern. Besides, individualism has really the higher aim. Modern morality consists in accepting the standard of one’s age. I consider that for any man of culture to accept the standard of his age is a form of the grossest immorality.’

Interestingly, Wilde anticipates Freud’s dynamic model of the ego or consciousness of man being in permanent turmoil.

He used to wonder at the shallow psychology of those who conceive the ego in man as a thing simple, permanent, reliable, and of one essence. To him, man was a being with myriad lives and myriad sensations, a complex multiform creature that bore within itself strange legacies of thought and passion, and whose very flesh was tainted with the monstrous maladies of the dead.

Obviously that bit at the end of Gothic melodrama but Freud would recognise the general drift. As to ‘morality’, there is no morality when it comes to seeking pleasure. Pleasure-seeking is deliberately amoral.

‘Believe me, no civilized man ever regrets a pleasure, and no uncivilized man ever knows what a pleasure is.’

Wilde completely upends traditional notions of morality which entail self-restraint, to praise self-expression at every opportunity, the pursuit of every sensation, and refuses to call anything a sin.

‘The body sins once, and has done with its sin, for action is a mode of purification. Nothing remains then but the recollection of a pleasure, or the luxury of a regret. The only way to get rid of a temptation is to yield to it. Resist it, and your soul grows sick with longing for the things it has forbidden to itself, with desire for what its monstrous laws have made monstrous and unlawful.’

Or:

‘I should fancy that the real tragedy of the poor is that they can afford nothing but self-denial. Beautiful sins, like beautiful things, are the privilege of the rich.’

You can see why Victorian society was outraged. If someone appeared now, in 2024, preaching that every man should abandon all restraint, seek out every possible experience and sensation, live only for pleasure and self expression, combined with his sustained denigration of women, the outcry, not least from feminists, would be just as loud.

Tell-tale adjectives

Lord Henry goes on about the point of life being to constantly experience new things, new thoughts, new sensations, new ideas. Yet it’s striking how monotonous Wilde’s vocabulary is. When describing beautiful people (Dorian, Sibyl) he invariably compares them to lilies (10 instances), ivory (9) or silver (24).

The curves of her throat were the curves of a white lily. Her hands seemed to be made of cool ivory.

Lord Henry’s influence is continually described as dangerous (8), and propounding ideas which are strange (67), curious (59), fascinating (36), terrible (40), full of sins (37), terror (29), horror (24) and poison (21). Amazing how much mileage you can get from ringing the changes on this handful of key words.

It seemed to him that in exquisite raiment, and to the delicate sound of flutes, the sins of the world were passing in dumb show before him…

He felt that he had known them all, those strange terrible figures that had passed across the stage of the world and made sin so marvellous and evil so full of subtlety…

Once you start recognising this handful of a dozen or so key words, and the simple melodramatic ideas behind them, you begin to understand why this, like all Wilde’s works, is brilliantly imagined, classic in storyline and character, stuffed with clever epigrams and yet, at the same time, curiously (to use one of his own words) superficial and shallow.

Although Dorian horrified adult critics at the time, just a generation later it was being treated as one more of his delightful, if rather gruesome, fairy stories.

And then, like so much of the fiction of the 1890s, despite being written for adults, after the apocalypse of the First World War, it came to seem childish and superficial. Not exactly children’s stories but not really stories for serious adults.


Related links

Oscar Wilde reviews

The Critic as Artist, with some remarks upon The Importance of Doing Nothing by Oscar Wilde (1891)

‘The Critic as Artist’ is Oscar Wilde’s longest essay and most extensive statement of his aesthetic philosophy. It is a dialogue in two parts and was one of the four long essays included in the collection titled ‘Intentions’, published on 1 May 1891. It is a revised version of two articles that first appeared in the July and September 1890 issues of ‘The Nineteenth Century’ magazine, which were originally entitled ‘The True Function and Value of Criticism’ which is, arguably, a more accurate and useful title.

When I say ‘essay’ in fact this, like the other works in ‘Intentions’, is consciously experimental in format. It is not an essay in the conventional sense but a dialogue conducted by two well-developed characters, namely Gilbert – who delivers long dogmatic statements about the nature of The Critic and Criticism – to Ernest who asks follow-up questions and generally keeps the narrative moving.

In fact the slow and leisurely opening, with chat about Dvorak and gossip and sharing cigarettes, is more like a novel than a critical essay and it has a setting described as in the stage directions for a play:

Persons: Gilbert and Ernest.
Scene: the library of a house in Piccadilly, overlooking the Green Park.

This long essay moves through a succession of assertions about the central role played by criticism and the critical spirit in society, in culture, in art and life. It could probably be made into a set of bullet points, which it briefly crossed my mind to attempt. Instead in what follows I’m going to try and indicate the flow of the argument via brief summaries, sometimes just a sentence long, of the key points, accompanied by quotations. Wilde states his ideas infinitely better than I could.

Unless otherwise stated, the speaker of each of the quotes is Gilbert, who does the lion’s share of the talking.

Part 1

Victorian artists and critics such as James Abbott McNeill Whistler and Matthew Arnold made a firm distinction between fine art and criticism in which criticism played a subservient and secondary role. Arnold was maybe the first English writer to lay out a comprehensive theory of literature and criticism in the late 1860s and 70s, most notable in his book ‘Culture and Anarchy’ published in 1869.

Wilde sets out not only to question this key distinction but to turn it on its head, proposing that: 1) criticism is itself an art form every bit as valid as the others, and that 2) art in any medium cannot be created without critical intelligence.

Only the critical faculty enables any artistic creation at all.

To put it more fully:

The antithesis between them is entirely arbitrary. Without the critical faculty, there is no artistic creation at all, worthy of the name. You spoke a little while ago of that fine spirit of choice and delicate instinct of selection by which the artist realises life for us, and gives to it a momentary perfection. Well, that spirit of choice, that subtle tact of omission, is really the critical faculty in one of its most characteristic moods, and no one who does not possess this critical faculty can create anything at all in art…

Every century that produces poetry is, so far, an artificial century, and the work that seems to us to be the most natural and simple product of its time is always the result of the most self-conscious effort. Believe me, Ernest, there is no fine art without self-consciousness, and self-consciousness and the critical spirit are one…

And:

An age that has no criticism is either an age in which art is immobile, hieratic, and confined to the reproduction of formal types, or an age that possesses no art at all.

Innovation It is the critical spirit which drives change and innovation in the arts:

There has never been a creative age that has not been critical also. For it is the critical faculty that invents fresh forms. The tendency of creation is to repeat itself. It is to the critical instinct that we owe each new school that springs up, each new mould that art finds ready to its hand.

The artists reproduce either themselves or each other, with wearisome iteration. But criticism is always moving on, and the critic is always developing.

The Greeks had no art critics Ernest (the pedestrian one) is made to deliver the tired old cliché that back in the good old days of the Greeks there were no literary journals and Sunday supplements full of hacks scribbling criticism and this was because the ancients created ab ovo, fresh and new, in the dawn of the world, as the inspiration took them. ‘In the best days of art there were no art-critics” and ‘Why should the artist be troubled by the shrill clamour of criticism?’

The Greeks overflowed with art critics Gilbert replies that this is ignorant rubbish. It was the Greeks who invented the critical spirit. Their entire legacy is one of the critical mind, critically enquiring into philosophy, science, ethics and so on. He gives, as a shining example, the ‘Poetics’ of Aristotle, a masterpiece of critical enquiry. And he associates it especially with the later centuries in Alexandria which was overflowing with critics of all the arts, which:

devoted itself so largely to art-criticism, and [where] we find the artistic temperaments of the day investigating every question of style and manner, discussing the great Academic schools of painting, for instance, such as the school of Sicyon, that sought to preserve the dignified traditions of the antique mode, or the realistic and impressionist schools, that aimed at reproducing actual life, or the elements of ideality in portraiture, or the artistic value of the epic form in an age so modern as theirs, or the proper subject-matter for the artist.

The Greeks invented every form In literature we owe the Greeks everything:

The forms of art have been due to the Greek critical spirit. To it we owe the epic, the lyric, the entire drama in every one of its developments, including burlesque, the idyll, the romantic novel, the novel of adventure, the essay, the dialogue, the oration, the lecture (for which perhaps we should not forgive them) and the epigram, in all the wide meaning of that word.

And:

It is the Greeks who have given us the whole system of art-criticism. Whatever, in fact, is modern in our life we owe to the Greeks. Whatever is an anachronism is due to mediævalism.

Literature is the highest art As that list of genres suggests, Wilde unambiguously considers literature the highest art:

It is the Greeks who have given us the whole system of art-criticism, and how fine their critical instinct was, may be seen from the fact that the material they criticised with most care was, as I have already said, language. For the material that painter or sculptor uses is meagre in comparison with that of words. Words have not merely music as sweet as that of viol and lute, colour as rich and vivid as any that makes lovely for us the canvas of the Venetian or the Spaniard, and plastic form no less sure and certain than that which reveals itself in marble or in bronze, but thought and passion and spirituality are theirs also, are theirs indeed alone. If the Greeks had criticised nothing but language, they would still have been the great art-critics of the world. To know the principles of the highest art is to know the principles of all the arts.

He asserts the superiority of literature over all the arts in a couple of pages which are, indeed, very persuasive. Painting and sculpture can only capture a moment whereas literature captures an entire action and the world of thoughts which accompany it. Which is why all the great characters are primarily literary (he gives an extended summary of the action of The Iliad and then a two-page summary of the entire plot of The Divine Comedy) and painting, sculpture and all the other arts in essence merely illustrate the depth of character which literature alone can capture.

Movement, that problem of the visible arts, can be truly realised by Literature alone. It is Literature that shows us the body in its swiftness and the soul in its unrest.

The artist as individual Echoes of his essay ‘The Soul of Man under Socialism’ which is, in fact, a very extended hymn of praise to the importance of Individualism.

There is no art where there is no style, and no style where there is no unity, and unity is of the individual. No doubt Homer had old ballads and stories to deal with, as Shakespeare had chronicles and plays and novels from which to work, but they were merely his rough material. He took them, and shaped them into song. They become his, because he made them lovely.

The longer one studies life and literature, the more strongly one feels that behind everything that is wonderful stands the individual, and that it is not the moment that makes the man, but the man who creates the age.

Criticism demands infinitely more cultivation than creation does.

As a rule, the critics — I speak, of course, of the higher class, of those in fact who write for the sixpenny papers — are far more cultured than the people whose work they are called upon to review. This is, indeed, only what one would expect, for criticism demands infinitely more cultivation than creation does.

In order to really appreciate something you need to understand the entire history and range of the genre, plus all recent developments. True criticism is extremely demanding.

The second rate are correct to decry criticism because their work, being mediocre, doesn’t merit it.

I am aware that there are many honest workers in painting as well as in literature who object to criticism entirely. They are quite right. Their work stands in no intellectual relation to their age. It brings us no new element of pleasure. It suggests no fresh departure of thought, or passion, or beauty. It should not be spoken of. It should be left to the oblivion that it deserves.

Harder to talk than to do Ernest voices the received accusation against criticism, that it is harder to do – to create art – than it is to talk about art. But in a typically Wildean reversal of received opinion, Gilbert insists the opposite is the case:

More difficult to do a thing than to talk about it? Not at all. That is a gross popular error. It is very much more difficult to talk about a thing than to do it. In the sphere of actual life that is of course obvious. Anybody can make history. Only a great man can write it.

Action is instinctive and stupid Flying in the face of the philistine promotion of instinctive action in, for example, the imperial discourse of the time, Wilde says any fool can act, animals are acting all the time, it is instinctive and requires no intelligence.

There is no mode of action, no form of emotion, that we do not share with the lower animals. It is only by language that we rise above them, or above each other — by language, which is the parent, and not the child, of thought. Action, indeed, is always easy, and when presented to us in its most aggravated, because most continuous form, which I take to be that of real industry, becomes simply the refuge of people who have nothing whatsoever to do. No, Ernest, don’t talk about action. It is a blind thing dependent on external influences, and moved by an impulse of whose nature it is unconscious. It is a thing incomplete in its essence, because limited by accident, and ignorant of its direction, being always at variance with its aim. Its basis is the lack of imagination. It is the last resource of those who know not how to dream.

Against the claims of ‘action’ he sets the aesthetic values of passivity and dream.

Action! What is action? It dies at the moment of its energy. It is a base concession to fact. The world is made by the singer for the dreamer.

To summarise:

When man acts he is a puppet. When he describes he is a poet.

A defence of ‘sin’

What is termed Sin is an essential element of progress. Without it the world would stagnate, or grow old, or become colourless. By its curiosity Sin increases the experience of the race. Through its intensified assertion of individualism, it saves us from monotony of type. In its rejection of the current notions about morality, it is one with the higher ethics.

Attack on the ‘virtues’

Charity, as even those of whose religion it makes a formal part have been compelled to acknowledge, creates a multitude of evils. The mere existence of conscience, that faculty of which people prate so much nowadays, and are so ignorantly proud, is a sign of our imperfect development. It must be merged in instinct before we become fine.

Self-denial is simply a method by which man arrests his progress, and self-sacrifice a survival of the mutilation of the savage, part of that old worship of pain which is so terrible a factor in the history of the world, and which even now makes its victims day by day, and has its altars in the land.

He says the none of us know the full results of our actions and it may be that the saint’s actions lead, ultimately to catastrophe while the acts of the criminal, unexpectedly lead to good. In which case life is a kind of moral chaos.

You can imagine the reaction of the average Victorian bourgeois to seeing his system of values and morality being so comprehensively rubbished.

Criticism is an art

Criticism is itself an art. And just as artistic creation implies the working of the critical faculty, and, indeed, without it cannot be said to exist at all, so Criticism is really creative in the highest sense of the word.

Criticism is independent. It is independent because critical intelligence can be applied to any topic. The critic takes the work he’s criticising and makes something new of it in his criticism.

Criticism is no more to be judged by any low standard of imitation or resemblance than is the work of poet or sculptor. The critic occupies the same relation to the work of art that he criticises as the artist does to the visible world of form and colour, or the unseen world of passion and of thought. He does not even require for the perfection of his art the finest materials. Anything will serve his purpose.

In this respect, its complete freedom from being tied to subject matter as art and literature are, you could argue that criticism is the highest art:

I would say that the highest Criticism, being the purest form of personal impression, is in its way more creative than creation, as it has least reference to any standard external to itself, and is, in fact, its own reason for existing, and, as the Greeks would put it, in itself, and to itself, an end.

Criticism is the quintessence of personality

That is what the highest criticism really is, the record of one’s own soul. It is more fascinating than history, as it is concerned simply with oneself. It is more delightful than philosophy, as its subject is concrete and not abstract, real and not vague. It is the only civilised form of autobiography, as it deals not with the events, but with the thoughts of one’s life; not with life’s physical accidents of deed or circumstance, but with the spiritual moods and imaginative passions of the mind.

[The critic’s] sole aim is to chronicle his own impressions. It is for him that pictures are painted, books written, and marble hewn into form.

Contra Arnold Wilde takes Matthew Arnold to task. Among Arnold’s numerous critical nostrums is the famous line that ‘the proper aim of Criticism is to see the object as in itself it really is’. For Wilde this is 180 degrees wrong.

But this is a very serious error, and takes no cognisance of Criticism’s most perfect form, which is in its essence purely subjective, and seeks to reveal its own secret and not the secret of another.

On the other hand, Arnold wrote that art is ‘a criticism of life’:

Arnold’s definition of literature as a criticism of life was not very felicitous in form, but it showed how keenly he recognised the importance of the critical element in all creative work.

The critic is creative In this scenario, the role of the artist or writer is merely to provide subject matter or fodder for the critic, thus giving the critic ‘a suggestion for some new mood of thought and feeling which he can realise with equal, or perhaps greater, distinction of form’ than the original.

Ruskin and Pater Wilde gives two examples: 1) Ruskin’s sonorous critical writings about Turner which, he says, are at least as much works of art as Turner’s actual paintings. And 2) Walter Pater’s well-known paragraph describing the Mona Lisa which he calls a piece of literature more timeless and full of meaning than the painting itself.

It is for this very reason that the criticism which I have quoted is criticism of the highest kind. It treats the work of art simply as a starting-point for a new creation.

The work is just a trigger for the critic

The meaning of any beautiful created thing is, at least, as much in the soul of him who looks at it, as it was in his soul who wrought it. Nay, it is rather the beholder who lends to the beautiful thing its myriad meanings, and makes it marvellous for us, and sets it in some new relation to the age, so that it becomes a vital portion of our lives…

In fact it’s almost the definition of a work of art, a thing of beauty, that it provides this kind of pretext for the critic to exercise his imagination:

The one characteristic of a beautiful form is that one can put into it whatever one wishes, and see in it whatever one chooses to see; and the Beauty, that gives to creation its universal and æsthetic element, makes the critic a creator in his turn, and whispers of a thousand different things which were not present in the mind of him who carved the statue or painted the panel or graved the gem.

To recap:

ERNEST: But is such work as you have talked about really criticism?
GILBERT: It is the highest Criticism, for it criticises not merely the individual work of art, but Beauty itself, and fills with wonder a form which the artist may have left void, or not understood, or understood incompletely.
ERNEST: The highest Criticism, then, is more creative than creation, and the primary aim of the critic is to see the object as in itself it really is not; that is your theory, I believe?
GILBERT: Yes, that is my theory. To the critic the work of art is simply a suggestion for a new work of his own that need not necessarily bear any obvious resemblance to the thing it criticises.

Coda: criticism of Victorian painting Wilde devotes the final page of part 2 to criticising contemporary Victorian painting for its feeble attempts to match literature in telling a story. Too many Victorian paintings are merely anecdotal and so barely rises above the level of illustrations.

Pictures of this kind are far too intelligible. As a class, they rank with illustrations, and, even considered from this point of view are failures, as they do not stir the imagination, but set definite bounds to it.

He uses it as another opportunity to elevate literature above all the other arts for its ability to capture psychology and development.

The domain of the painter is, as I suggested before, widely different from that of the poet. To the latter belongs life in its full and absolute entirety; not merely the beauty that men look at, but the beauty that men listen to also; not merely the momentary grace of form or the transient gladness of colour, but the whole sphere of feeling, the perfect cycle of thought.

The painter is so far limited that it is only through the mask of the body that he can show us the mystery of the soul; only through conventional images that he can handle ideas; only through its physical equivalents that he can deal with psychology.

And:

Most of our elderly English painters spend their wicked and wasted lives in poaching upon the domain of the poets, marring their motives by clumsy treatment, and striving to render, by visible form or colour, the marvel of what is invisible, the splendour of what is not seen. Their pictures are, as a natural consequence, insufferably tedious. They have degraded the invisible arts into the obvious arts, and the one thing not worth looking at is the obvious.

Wilde doesn’t say it but you can see this as part of the reason so much Victorian art is sentimental. It’s because it provides a quick hit. A sad little girl crying, or a pair of sad lovers moping, this is easy to read and respond to. They are appallingly obvious and therefore, in Wilde’s words, ‘ insufferably tedious’.

Against anecdotal Victorian painting the Critic will:

turn from them to such works as make him brood and dream and fancy, to works that possess the subtle quality of suggestion, and seem to tell one that even from them there is an escape into a wider world.

Instead:

The æsthetic critic rejects these obvious modes of art that have but one message to deliver, and having delivered it become dumb and sterile, and seeks rather for such modes as suggest reverie and mood, and by their imaginative beauty make all interpretations true, and no interpretation final.

So that:

The critic reproduces the work that he criticises in a mode that is never imitative, and part of whose charm may really consist in the rejection of resemblance, and shows us in this way not merely the meaning but also the mystery of Beauty, and, by transforming each art into literature, solves once for all the problem of Art’s unity.

At which point the pair break off for dinner (I told you it opens and closes with the circumstantial details you’d expect of a novella or short story).

Part 2

After dinner Gilbert resumes his long exposition of the role of the Critic. The critic’s role is not to passively ‘explain’ the work, it is to emphasise their own interpretation of the work in order to make the work live, which he explains in unusually florid, gaseous terms.

Yet his object will not always be to explain the work of art. He may seek rather to deepen its mystery, to raise round it, and round its maker, that mist of wonder which is dear to both gods and worshippers alike…He will look upon Art as a goddess whose mystery it is his province to intensify, and whose majesty his privilege to make more marvellous in the eyes of men.

The role of the interpreter He gives the example of a great pianist. Their performance is, of course, of a work by Beethoven or Bach but what everyone freely admits to enjoying is their interpretation of the work, and this leads on to a paradox.

When Rubinstein plays to us the Sonata Appassionata of Beethoven, he gives us not merely Beethoven, but also himself, and so gives us Beethoven absolutely — Beethoven re-interpreted through a rich artistic nature, and made vivid and wonderful to us by a new and intense personality.

Same with actors. If a play is a real work of art there is scope for countless interpretations, all revealing something new and ‘true’ about it.

When a great actor plays Shakespeare we have the same experience. His own individuality becomes a vital part of the interpretation. People sometimes say that actors give us their own Hamlets, and not Shakespeare’s but this is a fallacy… In point of fact, there is no such thing as Shakespeare’s Hamlet. If Hamlet has something of the definiteness of a work of art, he has also all the obscurity that belongs to life. There are as many Hamlets as there are melancholies.

Just like the pianist and actor, in order to bring out the truth of the work, the critic must express themselves.

It is only by intensifying his own personality that the critic can interpret the personality and work of others, and the more strongly this personality enters into the interpretation the more real the interpretation becomes, the more satisfying, the more convincing, and the more true.

The more individual the interpretation, the more ‘true’ To better understand and ‘explain’ others, you must work on yourself.

If you wish to understand others you must intensify your own individualism.

So the stronger and more individual the criticism, the more it brings out the truths, sometimes new truths, about the work.

The necessity of scholarship But don’t think this is easy. It requires deep scholarship, for example:

He who desires to understand Shakespeare truly must understand the relations in which Shakespeare stood to the Renaissance and the Reformation, to the age of Elizabeth and the age of James; he must be familiar with the history of the struggle for supremacy between the old classical forms and the new spirit of romance, between the school of Sidney, and Daniel, and Johnson, and the school of Marlowe and Marlowe’s greater son; he must know the materials that were at Shakespeare’s disposal, and the method in which he used them, and the conditions of theatric presentation in the sixteenth and seventeenth century, their limitations and their opportunities for freedom, and the literary criticism of Shakespeare’s day, its aims and modes and canons; he must study the English language in its progress, and blank or rhymed verse in its various developments; he must study the Greek drama, and the connection between the art of the creator of the Agamemnon and the art of the creator of Macbeth; in a word, he must be able to bind Elizabethan London to the Athens of Pericles, and to learn Shakespeare’s true position in the history of European drama and the drama of the world.

The shortcomings of life Philistines go on about the importance of life, true to life, criticism of life, derived from life, a true life story etc etc. But life is appallingly inartistic.

Life is terribly deficient in form. Its catastrophes happen in the wrong way and to the wrong people. There is a grotesque horror about its comedies, and its tragedies seem to culminate in farce. One is always wounded when one approaches it. Things last either too long, or not long enough.

When one looks back upon the life that was so vivid in its emotional intensity, and filled with such fervent moments of ecstasy or of joy, it all seems to be a dream and an illusion. What are the unreal things, but the passions that once burned one like fire? What are the incredible things, but the things that one has faithfully believed? What are the improbable things? The things that one has done oneself. No, Ernest; life cheats us with shadows, like a puppet-master.

Whereas ‘There is no mood or passion that Art cannot give us’ and ‘are there not books that can make us live more in one single hour than life can make us live in a score of shameful years?’

Dante And to prove it, he gives a page-long summary of Dante’s Divine Comedy.

Art evokes sterile emotions He makes the striking claim that the reason Art is such a refuge for so many people is that it evokes sterile emotions. They aren’t like the destructive emotions of real life. They don’t cripple us. On the contrary we return to ‘King Lear’ of the ‘Divine Comedy’ over and over again for pleasure. Art may evoke emotions in us but they are, in the end, very tame.

Art does not hurt us. The tears that we shed at a play are a type of the exquisite sterile emotions that it is the function of Art to awaken. We weep, but we are not wounded. We grieve, but our grief is not bitter… The sorrow with which Art fills us both purifies and initiates…

All art is immoral He then goes on to make a characteristically provocative claim:

All art is immoral.

Elaborated by mention of the aesthete in his ivory tower:

Is such a mode of life immoral? Yes: all the arts are immoral.

How so? Because society and its needs are the basis of ‘morality’ and society’s most elementary need is for all its members to be productive and homogeneous – whereas art requires 1) a great deal of idle time and 2) to fully understand it, you must cultivate your individuality, your difference, your separateness. Both of which society deprecates.

Society often forgives the criminal; it never forgives the dreamer. The beautiful sterile emotions that art excites in us are hateful in its eyes, and people are completely dominated by the tyranny of this dreadful social ideal…

So he doesn’t mean that art encourages people to murder and adultery: he simply means it is against the cult of business and hard work so (officially) beloved of the Victorians.

In the opinion of society, Contemplation is the gravest sin of which any citizen can be guilty, in the opinion of the highest culture it is the proper occupation of man.

The collective life of the race Rather surprisingly, Wilde has Gilbert assert that the ‘soul’ is the accumulated experiences of the race, the ‘transmission of racial experiences’. Which is why, in the imagination, we can travel so freely to other times and places, as captured in their literature. Because our ‘souls’ contain the library of our ‘racial experiences’ and, the right encouragement i.e. art work, can reveal them to us. Which is why a piece of music, a poem opens doors in our minds to memories and feelings we didn’t even know we had.

Wilde’s definition of the soul Highly influenced by the scientific view of heredity, Wilde’s idea of the soul is wildly at odds with the conventional Victorian Christian ideal:

It is not our own life that we live, but the lives of the dead, and the soul that dwells within us is no single spiritual entity, making us personal and individual, created for our service, and entering into us for our joy. It is something that has dwelt in fearful places, and in ancient sepulchres has made its abode. It is sick with many maladies, and has memories of curious sins. It is wiser than we are, and its wisdom is bitter. It fills us with impossible desires, and makes us follow what we know we cannot gain. One thing, however, Ernest, it can do for us. It can lead us away from surroundings whose beauty is dimmed to us by the mist of familiarity, or whose ignoble ugliness and sordid claims are marring the perfection of our development. It can help us to leave the age in which we were born, and to pass into other ages, and find ourselves not exiled from their air. It can teach us how to escape from our experience, and to realise the experiences of those who are greater than we are.

Which is why we can enter into the experiences described by writers such as Leopardi, Theocritus, Pierre Vidal, of Villon and Shakespeare, Shelley and Keats.

Do you think that it is the imagination that enables us to live these countless lives? Yes: it is the imagination; and the imagination is the result of heredity. It is simply concentrated race-experience.

The race experience contained in the critic

The culture that this transmission of racial experiences makes possible can be made perfect by the critical spirit alone, and indeed may be said to be one with it. For who is the true critic but he who bears within himself the dreams, and ideas, and feelings of myriad generations, and to whom no form of thought is alien, no emotional impulse obscure?

Contemplation

ERNEST: the contemplative life, the life that has for its aim not doing but being, and not being merely, but becoming — that is what the critical spirit can give us. The gods live thus: either brooding over their own perfection, as Aristotle tells us, or, as Epicurus fancied, watching with the calm eyes of the spectator the tragicomedy of the world that they have made. We, too, might live like them, and set ourselves to witness with appropriate emotions the varied scenes that man and nature afford.

What the age calls ‘immoral’

Is such a mode of life immoral? Yes: all the arts are immoral, except those baser forms of sensual or didactic art that seek to excite to action of evil or of good. For action of every kind belongs to the sphere of ethics. The aim of art is simply to create a mood.

England is drowning in men of action and business. It needs more ‘immoral’ dreamers who can see beyond the immediate present and its problems, ‘For the development of the race depends on the development of the individual.’ Thus, the so-called ‘immoral’ artist is the most important man in a society, in terms of moving it forwards.

How philistinism derives from conservative society

The security of society lies in custom and unconscious instinct, and the basis of the stability of society, as a healthy organism, is the complete absence of any intelligence amongst its members. The great majority of people being fully aware of this, rank themselves naturally on the side of that splendid system that elevates them to the dignity of machines, and rage wildly against the intrusion of the intellectual faculty into any question that concerns life…

Subjective and objective He articulates another basic Wilde premise which is that we are most subjective when striving to be at our most objective and vice versa.

Man is least himself when he talks in his own person. Give him a mask, and he will tell you the truth.

Which, of course, links to the long essay about masks in the same volume. He goes on to deliver a devastating abolition of the possibility of objective knowledge, subsuming even science and religion into his cult of the subjective:

To arrive at what one really believes, one must speak through lips different from one’s own. To know the truth one must imagine myriads of falsehoods. For what is Truth? In matters of religion, it is simply the opinion that has survived. In matters of science, it is the ultimate sensation. In matters of art, it is one’s last mood.

Dialogue as a medium for the critic Gilbert gives an extended defence of dialogue as a format or genre, the very format this essay is cast in:

Dialogue, certainly, that wonderful literary form which, from Plato to Lucian, and from Lucian to Giordano Bruno, and from Bruno to that grand old Pagan in whom Carlyle took such delight, the creative critics of the world have always employed, can never lose for the thinker its attraction as a mode of expression.

By its means he can both reveal and conceal himself, and give form to every fancy, and reality to every mood. By its means he can exhibit the object from each point of view, and show it to us in the round, as a sculptor shows us things, gaining in this manner all the richness and reality of effect that comes from those side issues that are suddenly suggested by the central idea in its progress, and really illumine the idea more completely, or from those felicitous after-thoughts that give a fuller completeness to the central scheme, and yet convey something of the delicate charm of chance.

He repeats the notion that Literature, if this wasn’t clear already, is the greatest of the arts:

The ultimate art is literature, and the finest and fullest medium that of words.

Surrendering to the work And reiterates the importance of surrendering to an art work, which had been an important theme in The Soul of Man Under Socialism:

Each form of Art with which we come in contact dominates us for the moment to the exclusion of every other form. We must surrender ourselves absolutely to the work in question, whatever it may be, if we wish to gain its secret. For the time, we must think of nothing else, can think of nothing else, indeed.

The ideal critic What qualities does the true critic require? Ernest suggests some characteristics of the ideal critic which Gilbert enjoys demolishing.

1. Fair? No, the ideal critic is a passionate advocate of whichever work and school he is submitting his mind to at the moment.

2. Sincere? No, ‘Art is a passion, and, in matters of art, Thought is inevitably coloured by emotion, and so is fluid rather than fixed’ and so is continually ‘insincere’.

The true critic will, indeed, always be sincere in his devotion to the principle of beauty, but he will seek for beauty in every age and in each school, and will never suffer himself to be limited to any settled custom of thought or stereotyped mode of looking at things. He will realise himself in many forms, and by a thousand different ways, and will ever be curious of new sensations and fresh points of view. Through constant change, and through constant change alone, he will find his true unity. He will not consent to be the slave of his own opinions.

3. Rational? No, art is, as Plato perceived 2,500 years ago, a form of madness and mania.

A dig at journalism In The Soul of Man Under Socialism Wilde made extensive attacks on contemporary journalism and here repeats his criticism.

I regret it because there is much to be said in favour of modern journalism. 1) By giving us the opinions of the uneducated, it keeps us in touch with the ignorance of the community. 2) By carefully chronicling the current events of contemporary life, it shows us of what very little importance such events really are. 3) By invariably discussing the unnecessary it makes us understand what things are requisite for culture, and what are not.

The artistic qualifications necessary for the true critic ‘A temperament exquisitely susceptible to beauty, and to the various impressions that beauty gives us.’ He cites the passage in Plato which describes the ideal education of Greek youth and summarises that:

The true aim of education was the love of beauty, and that the methods by which education should work were the development of temperament, the cultivation of taste, and the creation of the critical spirit.

Current art Wilde approves of Finally the essay turns to positives and Wilde describes various actual beautiful things. The buildings of Oxford and Cambridge. In art, the Impressionists and a newer school he calls the Archaicistes.

The importance of form rather than ‘inspiration’

He gains his inspiration from form, and from form purely, as an artist should. A real passion would ruin him. Whatever actually occurs is spoiled for art. All bad poetry springs from genuine feeling. To be natural is to be obvious, and to be obvious is to be inartistic.

Yes: Form is everything. It is the secret of life…Start with the worship of form, and there is no secret in art that will not be revealed to you.

Will any artist be influenced by Gilbert’s idea of criticism? Doesn’t matter.

1) The influence of the critic will be the mere fact of his own existence. He will represent the flawless type. In him the culture of the century will see itself realised. You must not ask of him to have any aim other than the perfecting of himself. The demand of the intellect, as has been well said, is simply to feel itself alive.

2) The critic may, indeed, desire to exercise influence; but, if so, he will concern himself not with the individual, but with the age, which he will seek to wake into consciousness, and to make responsive, creating in it new desires and appetites, and lending it his larger vision and his nobler moods.

Surely an artist is the best judge of other artists? No, the reverse.

Indeed, so far from its being true that the artist is the best judge of art, a really great artist can never judge of other people’s work at all, and can hardly, in fact, judge of his own. That very concentration of vision that makes a man an artist, limits by its sheer intensity his faculty of fine appreciation. The energy of creation hurries him blindly on to his own goal.

Characteristically, he uses examples from literature to make the point, the way that Wordsworth, Shelley and Byron all disliked each other’s work and they all disliked Keats.

A truly great artist cannot conceive of life being shown, or beauty fashioned, under any conditions other than those that he has selected.

So, no, artists or writers are not the best judges of other artists or writers. By contrast, only the man who can’t do these things, can appreciate them.

Technique is really personality. That is the reason why the artist cannot teach it, why the pupil cannot learn it, and why the æsthetic critic can understand it. To the great poet, there is only one method of music — his own. To the great painter, there is only one manner of painting — that which he himself employs. The æsthetic critic, and the æsthetic critic alone, can appreciate all forms and modes. It is to him that Art makes her appeal.

The future of criticism In Gilbert’s rather messianic view, the future belongs to criticism. He feels original creative channels are nearly exhausted (a surprisingly suburban bourgeois cliché).

I myself am inclined to think that creation is doomed. It springs from too primitive, too natural an impulse. However this may be, it is certain that the subject-matter at the disposal of creation is always diminishing, while the subject-matter of criticism increases daily.

Surprisingly, he singles out Rudyard Kipling who was, in 1891, the new kid on the block:

As one turns over the pages of his Plain Tales from the Hills [published 1888], one feels as if one were seated under a palm-tree reading life by superb flashes of vulgarity. The bright colours of the bazaars dazzle one’s eyes. The jaded, second-rate Anglo-Indians are in exquisite incongruity with their surroundings. The mere lack of style in the story-teller gives an odd journalistic realism to what he tells us. From the point of view of literature Mr. Kipling is a genius who drops his aspirates. From the point of view of life, he is a reporter who knows vulgarity better than any one has ever known it.

Criticism guides us through the monstrous overload of published books.

Criticism can recreate fragments an entire lost culture from the past.

Only criticism can make us cosmopolitan. All kinds of schemes to achieve peace through sympathy and sentiment have failed.

Criticism will annihilate race-prejudices by insisting upon the unity of the human mind in the variety of its forms. If we are tempted to make war upon another nation, we shall remember that we are seeking to destroy an element of our own culture, and possibly its most important element. As long as war is regarded as wicked, it will always have its fascination. When it is looked upon as vulgar, it will cease to be popular…Intellectual criticism will bind Europe together in bonds far closer than those that can be forged by shopman or sentimentalist. It will give us the peace that springs from understanding.

Darwin Wilde mentions Darwin several times. In The Soul of Man under Socialism Darwin is selected as one of the only three or four people in the entire nineteenth century who have ‘realised the perfection of what was in him’. Here he is singled out as one of the few intellectuals who raised themselves above the squabbling of the age:

The intellect of the race is wasted in the sordid and stupid quarrels of second-rate politicians or third-rate theologians. It was reserved for a man of science to show us the supreme example of that ‘sweet reasonableness’ of which Arnold spoke so wisely, and, alas! to so little effect. The author of The Origin of Species had, at any rate, the philosophic temper.

Sin versus stupidity In a move similar to his reversal of the usual meaning of immorality, Wilde insists:

People cry out against the sinner, yet it is not the sinful, but the stupid, who are our shame. There is no sin except stupidity.

Echoing the famous line from the preface to Dorian Gray that:

There is no such thing as a moral or an immoral book. Books are well written, or badly written.

Aesthetics higher than ethics He was playing with fire, bating such a dogmatically philistine ferociously Christian establishment. But he goes on, giving his enemies more ammunition:

To be good, according to the vulgar standard of goodness, is obviously quite easy. It merely requires a certain amount of sordid terror, a certain lack of imaginative thought, and a certain low passion for middle-class respectability. Æsthetics are higher than ethics. They belong to a more spiritual sphere. To discern the beauty of a thing is the finest point to which we can arrive. Even a colour-sense is more important, in the development of the individual, than a sense of right and wrong. Æsthetics, in fact, are to Ethics in the sphere of conscious civilisation, what, in the sphere of the external world, sexual is to natural selection. Ethics, like natural selection, make existence possible. Æsthetics, like sexual selection, make life lovely and wonderful, fill it with new forms, and give it progress, and variety and change.

To the perfect critic sin is impossible He reaches the threshold of blasphemy and charges through it.

And when we reach the true culture that is our aim, we attain to that perfection of which the saints have dreamed, the perfection of those to whom sin is impossible, not because they make the renunciations of the ascetic, but because they can do everything they wish without hurt to the soul, and can wish for nothing that can do the soul harm, the soul being an entity so divine that it is able to transform into elements of a richer experience, or a finer susceptibility, or a newer mode of thought, acts or passions that with the common would be commonplace, or with the uneducated ignoble, or with the shameful vile.

And then he rises to a kind of Hegelian climax, invoking the ‘World Spirit’.

You have spoken against Criticism as being a sterile thing. The nineteenth century is a turning point in history, simply on account of the work of two men, Darwin and Renan, the one the critic of the Book of Nature, the other the critic of the books of God. Not to recognise this is to miss the meaning of one of the most important eras in the progress of the world. Creation is always behind the age. It is Criticism that leads us. The Critical Spirit and the World-Spirit are one.

Wilde’s own summary

On the last page Wilde has Ernest, Gilbert’s exhausted interlocutor, give his own summary of the long night’s lecture:

ERNEST: You have told me many strange things to-night, Gilbert. You have told me that: 1) it is more difficult to talk about a thing than to do it and that 2) to do nothing at all is the most difficult thing in the world; you have told me that 3) all Art is immoral, and 4) all thought dangerous; that 5) criticism is more creative than creation, and that 6) the highest criticism is that which reveals in the work of Art what the artist had not put there; that it is 7) exactly because a man cannot do a thing that he is the proper judge of it; and 8) that the true critic is unfair, insincere, and not rational. My friend, you are a dreamer.

Completely exhausted, the pair open the curtains of Gilbert’s flat to see that dawn is coming up and the dialogue ends with another moment of fictional colour:

Gilbert: Piccadilly lies at our feet like a long riband of silver. A faint purple mist hangs over the Park, and the shadows of the white houses are purple…

Thoughts

Since at least the expansion of universities and the huge growth in courses teaching literature in the 1950s and 60s, the profession of academic criticism has also exploded. There are nowadays scores of schools of criticism, not least the newcomers feminist theory, post-colonial theory and queer theory, and hundreds of thousands of applications of each critical theory to every available work of literature (and film and TV and everything else) often using the difficult or impenetrable jargon of the trade.

Way back before the great tsunami of critical theory darkened the horizon, Wilde’s essay strikes me as an extremely impressive attempt to convey an entire critical worldview. What impresses is its coherence. It sets out to overturn received opinion on just about everything and so doesn’t make a few hits in a few places, but mounts an impressive attempt to create a total worldview.

Quotable quotes

The English public always feels perfectly at its ease when a mediocrity is talking to it.

Every great man nowadays has his disciples, and it is always Judas who writes the biography.

Meredith is a prose Browning, and so is Browning. He used poetry as a medium for writing in prose.

Even the work of Mr Pater, who is, on the whole, the most perfect master of English prose now creating amongst us, is often far more like a piece of mosaic than a passage in music, and seems, here and there, to lack the true rhythmical life of words and the fine freedom and richness of effect that such rhythmical life produces.

ERNEST: But what is the difference between literature and journalism?
GILBERT: Oh! journalism is unreadable, and literature is not read.

We are born in an age when only the dull are treated seriously, and I live in terror of not being misunderstood.

Education is an admirable thing, but it is well to remember from time to time that nothing that is worth knowing can be taught.

And:

Calm, and self-centred, and complete, the æsthetic critic contemplates life, and no arrow drawn at a venture can pierce between the joints of his harness. He at least is safe. He has discovered how to live.


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Pen, Pencil, And Poison: A study in Green by Oscar Wilde (1891)

Pen, Pencil and Poison is an essay by Oscar Wilde, a witty and provocative summary of the life and career of the notorious Thomas Griffiths Wainewright, who was a painter, essayist, aesthete, literary critic and famous serial killer from the first part of the nineteenth century.

A first version of the essay was published by Frank Harris in the January 1889 edition of The Fortnightly Review. Wilde then revised it for inclusion in the volume of four essays titled Intentions which he intended to use to position himself as a major critic of late Victorian art, literature and theatre, and which was published in May 1891.

(The same year saw the publication of his collection of short stories, Lord Arthur Savile’s Crime and the expanded, book-length version of The Picture of Dorian Gray. The following year the first of his social comedies was produced. Critic. Short story writer. Novelist. Playwright. Within two years Wilde very impressively proved himself the master of all these genres and manoeuvred himself into the centre of London’s literary and intellectual life.)

Thomas Griffiths Wainewright

The story of Thomas Griffiths Wainewright (1794 to 1847) was well known by Wilde’s time and had been written about by a number of authors. The Essays and Criticisms of Wainewright had been published in 1880 and the history of his crimes was used by Charles Dickens as the basis for his story ‘Hunted Down’ and by Edward Bulwer-Lytton for his novel Lucretia. Indeed Wilde’s essay features quotes and memoirs of people who knew or met or read Wainewright, such as Hazlitt, de Quincey, Charles Lamb, with anecdotes about William Blake et al. Even the title isn’t original having been borrowed from Swinburne.

What obviously attracted Wilde was the close connection between art and crime. Wainewright’s letters, writings and memoirs reveal a man of high artistic sensibility and great psychological sensitivity. Yet the same man set about poisoning to death a number of those nearest and dearest to him.

His delicately strung organisation, however indifferent it might have been to inflicting pain on others, was itself most keenly sensitive to pain.

Biography

According to Wilde, Wainewright was born in 1794 in Chiswick. His mother died in childbirth. She was just 21 and followed soon after by the death of his father, so the baby was raised by its grandfather and then uncle.

Right from the start the essay displays the deliberately, comically casual juxtaposition of conventional biography with Wainwright’s activities as a poisoner i.e. the bland phrases of standard biography are interspersed with very casual mention of his murders.

His father did not long survive his young wife, and the little child seems to have been brought up by his grandfather, and, on the death of the latter in 1803, by his uncle George Edward Griffiths, whom he subsequently poisoned.

A similar flippancy underlies Lord Arthur Savile’s Crime and The Canterville Ghost, whose achievements in scaring various Canterville relatives to death or terrifying visitors out of their minds are listed as subjects of great amusement. It is the bluntness of the juxtaposition which achieves the effect.

Wainewright joined the army, buying a commission in 1814, but was too sensitive for the rough vulgarity of barrack life, had a nervous breakdown, was cashiered out, went back to stay with his uncle in a fine house in Turnham Green, and became ever more interested in literature. His maternal grandfather was editor of the Monthly Review and Wainewright had been raised in a bookish intellectual milieu. In 1819 he embarked on a literary career. He wrote essays. He had them published, most often in the London Magazine. Literary figures of the day began to take notice.

Wilde is particularly pleased that Wainewright wrote essays for literary journals under a number of pseudonyms. This plays right into Wilde’s fondness for masks and artificiality.

Janus Weathercock, Egomet Bonmot, and Van Vinkvooms, were some of the grotesque masks under which he choose to hide his seriousness or to reveal his levity. A mask tells us more than a face. These disguises intensified his personality.

Dandy

And Wainewright was a dandy:

Like Disraeli, he determined to startle the town as a dandy, and his beautiful rings, his antique cameo breast-pin, and his pale lemon-coloured kid gloves, were well known, and indeed were regarded by Hazlitt as being the signs of a new manner in literature: while his rich curly hair, fine eyes, and exquisite white hands gave him the dangerous and delightful distinction of being different from others.

Wilde obviously sees him as a precursor to himself:

It is only the Philistine who seeks to estimate a personality by the vulgar test of production. This young dandy sought to be somebody, rather than to do something. He recognised that Life itself is in art, and has its modes of style no less than the arts that seek to express it.

Wilde likes Wainewright because in his writings he cultivated a cult of his own personality, liberally telling his readers not only his views on art, but where he dined and who he met and what they talked about and what he was wearing, very much a precursor to Oscar himself.

Wainewright’s collection

Wilde goes on at length about Wainewright’s collections of beautiful objects from a wide variety of sources, and his writings not only about art in the narrow sense, but about all beautiful things from the past, statues and jewels, rare books and cameos and engravings, he delighted in letting his soul wander among masterpieces in a way Wilde thoroughly approves. The truly beautiful fly free from a particular age and congregate in a timeless imaginarium.

All beautiful things belong to the same age.

Wainewright the artist

Wainewright also painted and sketched to a very high standard. He was trained by John Linnell and Thomas Phillips, he produced a portrait of Lord Byron, made illustrations for the poems of William Chamberlayne, and from 1821 to 1825 exhibited narratives based on literature and music at the Royal Academy. So he had a practitioner’s inside knowledge of the craft when he came to write about art, and Wilde quotes passages which talk in technical terms about colours, design and glazes.

The critic seeks the thing in itself

He approves Wainewright’s aesthetic writings and above all the idea that the critic shouldn’t apply standardised rules to a work, but instead be flexible and respond to the thing as it is.

‘I hold that no work of art can be tried otherwise than by laws deduced from itself: whether or not it be consistent with itself is the question.’

Wainewright’s prose poem responses to art

That said, Wilde admires the way Wainewright responds to art with long prose poems which seek to mimic or replicate their effect in words.

The conception of making a prose poem out of paint is excellent. Much of the best modern literature springs from the same aim. In a very ugly and sensible age, the arts borrow, not from life, but from each other.

Wilde’s approval of Wainewright’s technique of ‘criticising’ a work of art by writing a long florid prose poem based on it explains why so much Victorian writing about art is unpleasantly vague and gaseous. In my opinion it also explains why English taste in art remained so conservative and retarded until well into the twentieth century.

Van Gogh and Gauguin while Wilde was still alive, and then the Fauves, the German Expressionists and the Cubists within a few years of his death, completely tore up the nineteenth century rulebook of art to create all kinds of marvellous new images and sensations which Wilde’s style of limp-wristed prose vaporings were completely inadequate to understanding or explaining.

Wilde sits at the end of a fagged-out tradition. His aestheticism was new in the 1870s but tired by the 1890s. His love of the classical world was merely the exquisite climax of a tradition which had dominated the British education system for a century. Wilde comes at the end of both these traditions, before the turn of the twentieth century ushered in entirely new ways of seeing and thinking. For all his brave talk about The New, praising new sensations in art and life, Wilde revered the past and hadn’t a clue about the revolutionary turn all the arts were about to take. His approach, his whole aesthetic, was a glorious dead end and that’s why he was a back number even before he died.

Wainewright the poisoner

Half-way through the essay which had, up to this point, been a charming stroll through Wainewright’s art criticism, aesthetic stance, prose poetry and delightful collection of rare and precious objects – Wilde turns with a flourish and an ironic smile to the fact that this gorgeous proto-aesthete was also a murderer. In doing so he uses a very characteristic phrase which is worth dwelling on:

However, we must not forget that the cultivated young man who penned these lines, and who was so susceptible to Wordsworthian influences, was also, as I said at the beginning of this memoir, one of the most subtle and secret poisoners of this or any age. How he first became fascinated by this strange sin he does not tell us, and the diary in which he carefully noted the results of his terrible experiments and the methods that he adopted, has unfortunately been lost to us.

The words ‘strange’ and ‘sin’ are very characteristically Wildean. He uses ‘strange’ a lot throughout the essays in Intentions as a buzzword, a key word, a key adjective which indicates the mood of weird, fin-de-siecle mystery Wilde likes to shed around his own personality, the great works of art he reverences and so on. When Wainewright returns to England in 1837, it is very characteristic of Wilde to say he did so because of ‘some strange mad fascination’.

However, on closer examination, there’s often nothing at all ‘strange’ in what he’s describing. Thus there is nothing ‘strange’ about being a murderer.

Something similar with ‘sin’, Wilde enjoys saying that this or that personality or work of art hints at ‘sin’. If you stop and think about it he is stealing a Catholic Christian term and dressing it in the vague, heavy velvet of the Decadence and then attributing it – like his other favourite words ‘strange’, ‘curious’, ‘dangerous’ – to people or actions which, on closer examination, do not merit it. He uses it in a spirit of high symbolist melodrama to conjure an overripe atmosphere but empty of precise meaning.

It is tempting to go along with Wilde’s prose and be carried away into the purple and gold world of luxury objects illuminated by flickering candlelight which phrases like ‘strange sin’ suggest. Except Wainewright was a murderer, pure and simple. Nobody would write about the ‘strange sin’ of Harold Shipman or Fred West. There was nothing either strange or sin-nish about either multiple murderer.

Wainewright’s victims

(This section borrows freely from the Wikipedia article as Wilde’s account is factually incorrect. To give the most obvious example Wilde has Wainewright dying in 1852, whereas it was 1847.)

The key fact to grasp is that, although Wainewright had inherited £5,250 from his grandfather, it was invested at the Bank of England, he was unable to touch the capital and receiving only the dividends of £200 a year. This combined with the income from his journalism was nowhere near enough to maintain the extravagant lifestyle, with the collection of fancy art works Wilde delights in describing, not to mention a wife he’d married in 1817 (when he was 23).

On two occasions he forged the signatures of powers of attorney in order to withdraw the capital from the Bank, the second time leaving his account empty. Now he was in desperate financial straits and it is this which explains the series of murders he now embarked on.

By 1828 the Wainewrights were in severe financial trouble again and forced to move in with the elderly George Griffiths, still living at the Wainewright estate in Chiswick. He died in agony shortly afterwards. and it is suspected Wainewright poisoned him to inherit the property.

Eliza’s mother married again, becoming a Mrs Abercromby, and had two further daughters, Helen and Madalina, before being widowed again. They too moved into the estate, and Mrs Abercromby settled her will in favour of Eliza. She died shortly afterwards. It is strongly suspected he murdered her.

In 1830, he and Eliza insured the life of his sister-in-law Helen with various companies for a sum of £16,000. She died in December of the same year after showing signs of strychnine poisoning. The insurance companies refused to pay and Wainewright fled to Calais in order to escape legal action and his increasingly clamorous debtors. Victorian authors speculate that he also killed his mother-in-law and a Norfolk friend.

In 1837 Wainewright returned to England, was arrested for bank fraud, convicted and deported to Hobart, Van Diemen’s Land, where he spent the last ten years of his life, dying in 1847.

Wilde’s account contains detailed descriptions of further murders, such as the father of a lady friend with whom he was staying in Boulogne and who he is said to have murdered purely to spite the insurance companies.

Wilde’s calculated heartlessness

The tone Wilde describes all this in is deliberately flippant and superficial. He doesn’t take the murders seriously and instead is tempted into characteristic raptures about art and beauty. Thus Helen, his wife’s sister:

was about twenty years of age, a tall graceful girl with fair hair. A very charming red-chalk drawing of her by her brother-in-law is still in existence, and shows how much his style as an artist was influenced by Sir Thomas Lawrence, a painter for whose work he had always entertained a great admiration. De Quincey says that Mrs. Wainewright was not really privy to the murder. Let us hope that she was not. Sin should be solitary, and have no accomplices.

A lot is going on in this passage but the obvious points to me are the way Wilde goes out of his way to be more interested in the painting of Helen done by the murderer than the fact that he murdered her. Making fine art critical comments about the painting are more important than the fact of murder. Wilde’s position is not immoral, as such, but it is a very calculated promotion of Wilde’s ideas that art comes first, art is paramount, that art triumphs over the sordor and messiness of life, that art soars above facts, that art isn’t limited by bourgeois morality and petty notions of right or wrong.

The second obvious point is his use of ‘sin’. As stated above, Wainewright’s acts weren’t really ‘sins’, were they? They were crimes. Accepting the word ‘sin’ is to enter Wilde’s fin-de-siecle world of decadence and ‘strange’ practices. He intends the word ‘sin’ to shimmer with scarlet associations and strange cries in velvet-lined rooms, and yet it comes over as naughty schoolboy. Poisoning someone for the insurance money isn’t a ‘sin’. It’s a crime.

Wilde thought of his encounters with quite a few rent boys as ‘strange’ ‘sins’ and yet they weren’t. He was paying for sex. He was using sex workers. Some of them were under age so nowadays he would be convicted of paedophilia and put on a Sex Offenders Register.

Wilde set himself up to try and redefine how people talked about these things. It was a battle of discourses or lexicons. He tried to persuade his time of the value of ‘strange sin’. The law courts of his time saw a man who practiced and promoted sex crimes.

The provocative heartlessness of Wilde’s stance is crystallised when he quotes Wainewright. When he was in Newgate prison awaiting transportation, his cell became ‘for some time a kind of fashionable lounge’ (doesn’t sound very likely, does it?), one gentleman visitor asked him why he murdered his innocent young sister-in-law:

He shrugged his shoulders and said, ‘Yes; it was a dreadful thing to do, but she had very thick ankles.’

It is very funny in its deliberately heartless way. Wilde moves briskly on, to get back to ‘sin’. He tells us that Wainewright loathed the sea journey to Australia, and tells us why.

Crime in England is rarely the result of sin. It is nearly always the result of starvation. There was probably no one on board in whom he would have found a sympathetic listener, or even a psychologically interesting nature.

This suggests that Wilde is interested not in the sordid ‘crime’ committed by the wretched poor all the time. What interests him about Wainewright is the combination of fantastically refined sensibility with murder. It is Wainewright’s refined sensibility which converts what would be mere ‘crime’ in you and me into ‘sin’. ‘Sin’ is what the refined do; the rest of us merely break the law.

Crime and art

Wilde concludes his essay by speculating about the effect of his crimes on his art. Wainewright was allowed to sketch and paint in the prison colony, completing more than 100 portraits on paper using coloured wash, pencil and ink, and many survive to this day. Wilde says the effect of his crimes (er, ‘sins’) on his art is ‘subtle and suggestive’.

One can fancy an intense personality being created out of sin.

This is obviously the central theme of The Picture of Dorian Gray, the notion that ‘sin’ adds depth and interest to one’s style. Obviously one has to have a refined sensibility and be an artist and critic and writer in order to have a style in the first place and to benefit from these ‘sins’.

He ends with a barrage of opinions against conventional morality, variations on the theme of the superiority of the artist to social norms and standards:

The fact of a man being a poisoner is nothing against his prose. The domestic virtues are not the true basis of art, though they may serve as an excellent advertisement for second-rate artists.

There is no essential incongruity between crime and culture. We cannot rewrite the whole of history for the purpose of gratifying our moral sense of what should be.

This latter is an implicit rebuke to the trend of modern progressive ideology in the humanities which is to pull down statues, ban books and films and plays and art by anyone judged to have transgressed the strict morality of our times. Wilde believes the contrary:

I know that there are many historians, or at least writers on historical subjects, who still think it necessary to apply moral judgments to history, and who distribute their praise or blame with the solemn complacency of a successful schoolmaster. This, however, is a foolish habit, and merely shows that the moral instinct can be brought to such a pitch of perfection that it will make its appearance wherever it is not required. Nobody with the true historical sense ever dreams of blaming Nero, or scolding Tiberius, or censuring Caesar Borgia. These personages have become like the puppets of a play. They may fill us with terror, or horror, or wonder, but they do not harm us. They are not in immediate relation to us. We have nothing to fear from them. They have passed into the sphere of art and science, and neither art nor science knows anything of moral approval or disapproval.

Not in our modern world, in 2024, where moral disapproval is the central occupation of so many critics and commentators, poring over the art and writing of the past in an endless quest for transgressions to call out and cancel, to scold, chastise, disapprove of and, ideally, ban. Wilde would have been horrified.


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Freud and The Problem of God by Hans Küng (1979)

Hans Küng (1928 to 2021) was a Swiss Catholic priest, theologian, and author. These are notes on his 1979 book, ‘Freud and the Problem of God.’

1. The genesis of Freud’s atheism

For the German tradition, ‘theology has been dissolved in the nitric acid of the natural sciences’, so said the philosopher Ludwig Feuerbach. Medicine and physiology were at the centre of German materialism, a movement which aimed to show that the activity of the mind was entirely the result of physiological changes in the brain.

Freud’s father, Jacob Freud, was an orthodox Jew who never converted to Christianity (unlike Marx’s father). Freud was taught Jewish doctrine by his mother and a schoolteacher. In his autobiography, Freud says that early Bible classes had ‘an enduring effect on the direction of my interest.’

Jacob and his first wife had two sons; by his third wife, Amalia, he had eight offspring! Freud was the eldest. A childhood aversion to his distant, forbidding father and the young beauty of his mother led to Freud’s recognition of the Oedipus Complex in himself.

Freud’s early religious experiences:

  1. The Catholic nanny who took Freud to Mass and explained Heaven and Hell to him. Freud used to come home and parody the arm-waving of the priests to his family’s amusement (laying the basis of his later paper Obsessive Actions and Religious Rituals)
  2. Antisemitism: from schooldays onwards Freud suffered persecution by antisemitic Catholics. A founding moment in his life was when, age 12, his father admitted to him how he had acquiesced in his hat being knocked into the mud by racist hoodlums.

When Freud entered university in 1873 there had just been a stock market crash and many in politics and the press explicitly blamed ‘the Jews’.

Freud entered university (aged 17) to study medicine with the aim of seeking answers to the riddles of life rather than merely curing people.

Student Freud fell under the influence of Ernst Brucke, head of the Institute of Physiology, a follower of Hermann von Helmholtz. Helmholtz was a genius who, aged 26, helped secure recognition for the First Law of Thermodynamics (the sum total of energy remains constant in an isolated system). Together with the law of Entropy (energy cannot be turned back into mass without some loss – the Second Law of Thermodynamics) these form the most fundamental of all laws of nature.

Helmholtz later went on to do pioneering work in eye-surgery, optics and physiology. A school grew around him committed to the positivist creed, confident that science would one day be able to explain all the activity in the universe, including all activities of the human mind, on the basis of purely physical and chemical laws.

Brucke was a founder-member of this school in Berlin. When Brucke came to Vienna to head up the Institute of Physiology, he brought this powerful materialistic ideology with him. Freud studied under Brucke for 6 years, years he later recalled as the happiest of his life.

Physicalist physiology got rid of the idealist philosophy of Nature and eliminated the vitalism of the Aristotelian and Scholastic tradition i.e. the belief that God created organisms with forms and purposes, higher goals and objectives of their own. No, said physicalist physiology: all life can be explained in terms of the purely causal, deterministic forces described by biochemistry.

Freud applied these metaphors to clinical psychological observation: he saw the psyche as a machine reacting to the increase and release of tension (the unpleasure-pleasure principle) as a result of the demands of internal instincts on the one hand and external stimuli on the other (the basic argument of An Outline of Psychoanalysis).

For Küng, Freud made the mistake of turning science – a method of investigation – into a worldview – an Idol, in the Baconian sense.

Freud set up his private practice in nervous diseases in 1886, aged 30, on Easter Sunday. His wife, Martha Bernays, came from an eminent orthodox Jewish family in Hamburg. Freud suppressed her religious practices ruthlessly (she later said nothing upset her so much in her life as Freud forbidding her to light the holy candles on the first Friday of their marriage).

They had three sons (Ernst, named after Brucke; Martin, named after Jean-Martin Charcot, the French pioneer of nervous diseases; and Oliver, named after Oliver Cromwell) and two daughters, Sophie and Anna (born in 1895).

In Küng’s opinion, Freud made two great breakthroughs:

a) A theory of the unconscious

Freud’s achievement was to differentiate between the Primary Process of the Unconscious, the vast majority of mental life – and the preconscious and conscious mind, very much the Secondary Process; and to devise a method for examining the workings of the Unconscious.

Freud’s theory that unacceptable wishes are repressed only to return as symptoms. These are expressed in free association so the patient comes to know himself to his depths. All this occurs through transference i.e. replaying the repressed feelings in the privileged arena of ‘the therapeutic alliance’.

Through transference the patient is led to a lasting restructuring of his mental processes, the abolition of morbid symptoms, and restored to the ability to love and work. Interpretation is also carried out on dreams and parapraxes.

b) A theory of libido

Freud’s theory of libido hugely widened the concept of sexuality, extending it far beyond the specifics of genital sexuality in the present, and extending it back in time to cover all of human existence from the earliest part of life i.e. the invention of the concept of childhood sexuality.

Doing this enabled explanations of almost all sexual activity, perversions, love, affection etc to be brought under the rubric of one theory, rather than simply being rejected as extrinsic to human nature, ‘degenerate’ or ‘immoral’, as previously.

The progression of Freud’s medical-scientific investigations can be summarised: cerebral physiology > psychopathology > depth psychology > theory of everything.

2. Freud on the origin and nature of religion

Freud’s critique of religion is twofold:

  1. he tries to explain away the history of religion
  2. he tries to undermine the psychological basis of religion

1. The history

There are two broad theological movements:

  • Degenerationist: pagan religions are distorted versions of the original pristine version of the True Religion clearly understood by Adam and Eve; then came the Fall, the Tower of Babel and it’s been downhill ever since.
  • Meliorist: religion is evolving into higher and purer spiritual forms from its early primitive, half-savage forms.

The 18th century Enlightenment philosophers were degenerationists. For them denominational religion was a distortion of the original clear light of Reason which God had given to Mankind, which had been distorted by popular custom and the inventions of priests.

The nineteenth century saw Enlightenment Nature-theism transmuted into a Science of Religion. Simultaneously, colonial discoveries and the improvement of philology and textual criticism, provided a number of tools for paring away the ‘nonsense’ which had accumulated around the pure creed. The high point of this tradition is the work of Ludwig Feuerbach, who sought to remove the superstitions and legends accumulated over time in order to get back to the original pure creed of Christ.

Darwin turned the theory of degeneration – religion starting from the divine heights – on its head. Evolution implied a struggle upwards of intellect and reason from the savage swamp. This prompted a revolution in the ‘Science of Religion’; instead of hypothesising about what the early and purest creed must have been, scholars now examined earliest religions to ‘get at the heart’ of belief.

It is as a result of this new model that specialists devised a developmental model of religions, speculating that all religions start with primitive animism – then proceed to pagan polytheism – and then evolve to an intellectual and spiritual climax in monotheism (with a possible pre-animistic stage of belief in a world-soul, or mana).

An ethnologist called W. Robertson Smith thought the key parameter was not spirits and gods but the development of ancient rites and rituals: totemism, always accompanied by systems of taboos (‘Thou shalt not kill the totem animal’, ‘Thou shalt not marry thy sister’ (exogamy) and so on). (Taboo is Polynesian for untouchable). Thus civilisations pass through a series of stages: Magic, Religion, Science. These kinds of theories were backed up by the tremendous encyclopedic systematisation of Sir James Frazer (whose masterwork, ‘The Golden Bough’, Freud was such a big fan of – see his own annotated copy included in the exhibition at the Freud Museum).

This was the background Freud drew on when writing Totem and Taboo (1912) – at the suggestion of Carl Jung (still in the Movement at the point).

In Totem and Taboo Freud tries to assimilate the underlying fear of incest expressed in so many taboos (i.e. primitive morality) with the developmental model of religions, and with the ubiquity of totemism based round a holy animal who is eaten in an annual festival. Freud tries to draw a parallel between the religious practice of ‘primitive’ man and the behaviour of modern, urban obsessional neurotics, and between the savage’s reverence for the totem animal, representing the Father, with the explicit rise of the Father to pre-eminence in monotheistic religions.

In explaining the rise of totem animals Freud points to the suggestive way that young children initially like animals but then develop fears of them as they unconsciously project their Oedipal feelings (feelings of rage and of reciprocal anger) onto them.

The classic example in Freud’s writings is the case study of Little Hans, who was petrified of horses. This irrational phobia analyses out into fear they will bite him; and soon enough it is discovered that the horses in fact stand for the father who Han is afraid will chop his penis off.

To revere a totem all the year round and then kill it and eat it in a festive meal is, for Freud, a beautiful demonstration of Oedipal ambivalence, love/hate, revere/kill.

For Freud the Oedipus Complex is at the centre of all religions. The difference with Christianity is that it is a Son-religion. We identify with the Son crucified to appease the guilt we all feel at the communal assassination of the primal Father. To identify with Christ is to be relieved of the guilt of the primal parricide which Freud posits as the basis of human society in Totem and Taboo. It is to become free, rather as the neurotic, after analysis, is freed from his irrational obsessions and becomes free and autonomous to work and love.

2. The essence

Religious belief is an illusion, the fulfilment of the oldest deepest wishes of Mankind, childish wishes for:

  • protection from an uncaring world
  • universal justice (recognition of our own deserts, punishment of those who have wronged us)
  • eternal life

Freud’s diachronic history of religion – comparing early religion with childhood stages of thought – is complemented by his synchronic analysis – comparing contemporary, modern religious belief and practice with the behaviour and motivation of neurotics.

Freud doesn’t really say this fulfilment of deep wishes makes religion wrong – only that all aspects of it can be explained away in other, more scientific terms. Now, he says, as we acquire more knowledge about its origins and nature, religion is gradually dying (just as their as neurosis disappears from a gradually enlightened patient).

By contrast with religion, which fosters and encourages illusions about reality, Freud sees Science as providing an education for reality, in order to abolish childish reliance on religion and rebuild morality and social institutions on a clearer, unillusioned understanding of human nature.

We must grow up, master our own resources for real life, concentrate on this earthly life, prepare to build the New Jerusalem here on earth.

3. Critiques of Freud

In his 1927 pamphlet, The Future of An Illusion, Freud said that attacking religion may do psychoanalysis harm and the book proceeded to do just that by rousing the wrath of churchmen and moralists against him and his movement.

So Freud tried to emphasise that psychoanalysis is a neutral scientific tool, like infinitesimal calculus, a specialised tool for examining the human psyche. It could equally well be used by the defenders of religion.

Eugene Bleuler

Eugene Bleuler was one of the first to take issue with Freud. Bleuler, head of the Bergholzli mental institute in Zurich, Jung’s boss and man who gave us the terms ‘depth psychology’, ‘schizophrenia’ and ‘ambivalence’ was an early convert to psychoanalysis, but he could not go the whole way with Freud.

He granted the discovery of the unconscious but asked, Is it right to consider it only negatively, as a reservoir of repressed wishes, of the dark side? Is it right to regard the psyche as a simple machine, a mechanism within which psychic forces trigger each other and energy is circulated as in a sophisticated steam engine? Is it right to see the human animal motivated only by sexuality (even in the special widened sense Freud gave the word)? Is it right to see the mind as entirely determined by events in the distant past and not as a creative, proactive organism capable of creating new meanings and goals?

Alfred Adler

In 1911 Adler published his Critique of the Freudian Sexual Theory of Mental Life and was expelled from the Psychoanalytic Movement as a result.

A convinced socialist and, later, friend of Trostsky, Adler believed in looking at the individual as a whole in relation to the social world and all his relations with it. The aim of therapy is to build up the individual’s integrity and wholeness. Neuroses start in inferiority (the inferiority complex) and maladjusted attempts to overcome it (“the Masculine Protest”). The patient must abandon these ‘egocentric’ positions and get involved with the group. Happiness is community-based (you can clearly see Adler’s socialist bias).

(Although he powerfully denied Adler’s views once he’d been booted out of the movement, Freud later accepted some of his ideas about aggression. Some critics say Freud’s 1922 revision of instinct-theory dividing instinct into two drives, Eros and the death drive, are indebted to Adler.)

Jung

In 1913 Jung left the Movement and refined his own theories into what became Analytic Psychology. Jung redefined the libido as undifferentiated psychic energy (effectively denying its sexual nature) and claimed that it produces four processes – thinking, feeling, sensation and intuition. Each of these is governed by a dialectic, thus:

  • thinking – the rational evaluation of right and wrong
  • feeling – you divide feelings into pleasurable and unpleasurable
  • sensation – you divide into external and internal stimuli
  • intuition – according as it is effective or ineffective

The individual is governed by two modes of approach to these four processes:

  • extravert – influenced by objective factors
  • introvert – influenced by external factors

The two modes apply to each of the four processes thus giving you eight character types. Whenever the one mode of each process dominates, the opposite mode rules the unconscious, and you have to get to grips with this dark side of the soul, ‘the shadow’.

The psyche is also defined by whether it is dominated by anima (female) or animus (male). Whichever dominates, you have to accept the opposite into your life. And you have to reconcile the ‘persona’, the face we make to meet the outside world, with the demands of the ego.

The aim of Jungian therapy is to bring all these facets of the personality into alignment into one integrated personality. (This brief account leaves out all Jung’s theories of the individual and the collective unconscious, archetypes, myths and symbols etc.)

For Adler, religion is the expression of the will-to-overcome humanity’s perceived inferiority in the face of implacable reality: religion works towards an ideal future perfection. For Adler, God is the perfection of a thoroughly human ideal of overcoming. Adler sees a place for religion in the perfect human society since it reflects a thoroughly human wish – but he doesn’t believe in it.

Jung blamed Freud’s thoroughgoing rejection of religion on his being a child of the late-Victorian rationalist materialist worldview (as described above). For Jung, religion is true insofar as it is believed. Jung wanted to remain a Christian but thought denominational Christianity was chaotic and confused and stood in need of further clarifying about the human soul: and this is what his depth psychology could provide.

Neither Jung nor Adler answer the big question set by Freud: Is religion nothing more than a fulfilment of mankind’s oldest deepest wishes?

Küng’s critique

Freud’s developmental history of religion (animism >pantheism > monotheism > science) is nowhere now taken seriously. All these belief systems exist in various places in the world but have nowhere been found to follow this pattern. Sometimes they’ve gone ‘backwards’. In many places aspects of the supposed different levels of development exist happily alongside each other. Nowhere is there proof of development from one stage to the next.

Nowadays Freud’s optimistic scientism has been replaced by a belief that science may have reached its limits in explaining the origins of the human mind. We even consider that primitive peoples know better than us how to live in sympathy with their environment and that – far from leading us to a utopia cleansed of irrationalism – there may be something inherently destructive in scientific enquiry.

In 1912, the same year as Totem and Taboo was published, Emile Durkheim, the founder of modern sociology, refuted Freud’s idea of primitive religions as slavishly superstitious, but said that they contained a hard core of reality, in laying down codes of practice which had their origins in relationships in primitive society, the clan.

Durkheim was followed by most modern anthropologists and sociologists in looking no further for meaning than the internal rules of each individual tribe and culture. (Compare the anthropological structuralism of Claude Levi-Strauss.)

Thus neither the degenerative or the evolutionary theory of religion can be proved or disproved. Modern ‘primitive’ peoples aren’t photographs of the early days of humanity, as Freud and his sources thought. They themselves are the result of immense histories and traditions, albeit unwritten.

(One modern theory to explain their lack of development is to assign a crucial role to writing; whoever learns to write can leave histories; histories can be compared with modern practice and so enable the beginnings of a rational critique of social practices.)

Today there is less historical speculation, less moral-drawing, more studying of patterns of culture in situ using the functionalist approach pioneered by Bronislaw Malinowski.

At the other end of the scale modern research shows that religion has always existed. 100,000 years ago Neanderthal Man made grave furnishings; 150,000 years ago Heidelberg Man apparently offered the first fruits to his gods. The question has become not to explain away the existence of religion but to understand that for primitive man everything was religious. The more modern challenge is to explain away the rise of the secular, the scientific worldview.

Even Freud’s facts are largely wrong: totemism is not found among the beginnings of religion; among hundreds of totemic tribes discovered and documented only four knew of a rite which even vaguely resembled killing and eating the father. For anthropologist Mircea Eliade, the triumph of Freud’s views for a while was due to fashion: he established a fashionable doctrine which explains nothing in history or the rest of the world but does help explain the western intellectual’s own sense of dissatisfaction with established religion but obscure sense of guilt at the prospect of overthrowing it.

Freud claimed that psychoanalysis was a neutral tool for the cure of souls, practicable by lay and pious alike.

All Freud’s actual arguments for atheism are old, taken from Feuerbach et al but given new impetus by being underpinned by this new method of exploring the psyche. For example, all ‘projection theories’ of God as fictional answer to suffering humanity’s wishes and fantasies stem back to Feuerbach.

But Feuerbach’s, Marx’s and Freud’s atheisms are hypotheses which have not been proved. Against the reality of experience they set theory; and in the end, for all the subtlety of their critique of the social, economic or psychological determinants of the formation of religious belief in individuals and societies, no conclusion can be drawn from their theories about the existence or non-existence of God.

All human believing, hoping, loving contain elements of projection. But its object need not therefore be merely a projection. (page 77)

From the psychological point of view, faith is always going to look like the projection of early father-figures but this does not mean that God does not exist. That’s to say, the mere existence of a wish for God does not throw doubt on the actual existence of God. Perhaps it’s true:

Perhaps this being of our longings and dreams does actually exist. (page 79)

Thus Freud’s atheism (which he professed long before the discovery of psychoanalysis) turns out to ‘a pure speculation, an unproved postulate, a dogmatic claim’, just as dogmatic as anything laid down by his hated Church.

Freud’s scientism

Nowadays it is Freud’s belief in the ability of science to tell us the truth about the world, and to tell us how to behave in the light of this truth, which seems dogmatic and irrational.

Oskar Pfister, prophetically enough, criticised Freud’s position as itself an illusion before the Second World War; and since the experience of National Socialism, communist totalitarianism and the forces unleashed by the Western development of atomic bombs, the promises of atheistic science have themselves come to look deeply compromised.

The nineteenth century positivistic tradition of science delivering a utopian future now seem ludicrous. (To be fair, Freud towards the end of his life became increasingly pessimistic about this). The ideology of total planning based on rational analyses of human nature and human needs now lies in ruins: we are resigned to living with our imperfections.

For many people it is godless technocratic progress which has become the monster from which we must free ourselves. Cannot religion in fact help here, by providing a morality, a synthesis with science to create a humanistic morality?

Or will society create a new space of total disillusion with both modes of thought, neither militantly atheist nor evangelistically believing – simply drifting from belief to belief in a vast supermarket of the soul?

Is psychoanalysis a Jewish science?

Yes, says Kung. Freud was a stern Jewish moralist in a long tradition of stern Jewish moralists. He taught that all decent human life, all civilisation, rests on the suppression of sexuality, instinct and childhood gratification.

Everywhere in Freud you sense the return of the repressed legalism of the Jewish tradition which he ostentatiously rejected. There is little talk of joy or pleasure in Freud (this is what the French brought to it in the ‘jouissance’ of Barthes et al, bringing actual sex into all Freud’s talk about sex).

No, Freud’s psychology is deeply indebted to the repressed heritage of ancient Mosaic legalism. And this helps explain his lifelong obsession with Moses and his embarrassing attempts to explain away, to master, to over-write the mystery of Moses and Monotheism in his last work.

4. Critique of the critique

From Freud onwards every sphere of human knowledge has had to take account of the vast new terrain of the unconscious which Freud uncovered, and its impact on our lives. What Feuerbach wanted to achieve by a ‘cleansed’ philosophy, what Marx wanted to achieve by a science of social relations, Freud wanted to achieve through depth-psychology: an emancipation, a revaluation of the humanity of Man.

Kung concedes Freud’s criticisms of the failings of denominational religion and agrees that psychoanalysis can help in counselling etc. Psychoanalysis can liberate us from neurotic guilt feelings and help the neurotic subject return to autonomy. But it can’t relieve us of the fact of sin.

It can eliminate illness but it cannot answer ultimate questions about meaning and meaninglessness, life and death. Its aim is to bring things into consciousness, not to forgive; it is healing not salvation.

Küng’s advice to therapists is to be more religious.

Küng’s advice to theologians is to take more account of depth psychology.

Freud thought all neuroses were the result of repressed sexuality. On the contrary, Jung thought all neuroses were the result of what used to be called religion; the lack in people’s lives of a system to give their lives meaning or purpose. Jung criticises psychoanalysis for thinking the ego can stand up to the ‘dark side’ of the soul without the help of some revealed superhuman agency. In Jungian analysis this actually becomes the therapist and the therapeutic alliance.

Erich Fromm in Psychoanalysis and Religion sees two kinds of therapist:

  • the adjustment advisers
  • the doctors of the soul, committed to the optimum development of the self

For Fromm psychoanalysis is adaptable to humanitarian religion. ‘Wonder, rapture, becoming one with the world,’ all these feelings are generated in analysis, in the proper acknowledgement of the power of the id and the assent to life with all its imperfections. Fromm is an assimilationist. There should be no enmity between psychoanalysis and religion.

One of Freud’s problems was that he concentrated on an Old Testament punitive, superego-led religion; he completely failed to understand the quality of rational assent to the New Dispensation. For example, Freud tends to see Jesus only in terms of a revision of Judaism – Jesus as the sacrifice of the Son to the Father which ends the thousand years of Jewish guilt. Despite railing against it all his life, Freud showed surprisingly little understanding Christianity and its new creed of Love, of salvation through Love. (This was Pfister’s complaint also).

In pre-War Vienna Victorian sexual repression led to sex, instincts and the id being at the centre of investigations of psychic life. But, Küng argues, since the middle of the twentieth century there has been a steady growth in indulgence of all these instincts. Nowadays (when he was writing, in the 1970s) Küng thought that our biggest problems were caused by the opposite of repression, but by the overindulgence of the instincts and all the addictions and moral anarchy they lead to.

Since repression is no longer the problem it was in Freud’s day (1880s to 1910s) modern psychology has become more ego-orientated: how to give people a meaning and purpose, existential questions. The problem nowadays is one of spiritual emptiness. Technology may be daily triumphing over every aspect of our existence but it cannot finally give that existence a meaning. Küng (like Pfister before him) argues for a rational religion to cure the ill, prevent regression, channel grief and fear, help control the unbridled pleasure principle and contribute to healthy individuation.

Very late in the day, in 1933, when Hitler took power, Freud and Einstein exchanged letters on how to prevent another war. Freud seems in this late exchange to have suddenly grasped the reason behind, and the need for, a socially approved creed of Love.


More Freud reviews

Doctor Faustus by Christopher Marlowe (1592)

JOHN FAUSTUS: All things that move between the quiet poles
Shall be at my command: emperors and kings
Are but obeyèd in their several provinces;
But his dominion that exceeds in this
Stretcheth as far as doth the mind of man;

Title and provenance

The Tragical History of Doctor Faustus.

Date Written: c. 1589 to 1592.

Source: In 1587 a version of the story of Doctor John Faustus was published in Frankfurt-on-Main, in German. Soon after – a 1592 edition is the earliest one extant – an anonymous English translation, containing modifications and additions, was published in England, under the title The Historie of the damnable life of Doctor John Faustus. It is clear from the numerous similarities in plot, episodes and even language that the History was Marlowe’s primary source for his play.

Doctor Faustus exists in two versions: the 1604 (‘A’ text) quarto is shorter; a second, longer version was published in 1616 (the ‘B’ text). Which one is more ‘authentic’ has been exercising Marlowe scholars for four hundred years. The editor of the New Mermaid edition – Roma Gill – thinks the shorter A version likely to be purer Marlowe, and the later B version includes additions by other writers. This is a review of the 1616 ‘B’, long version, as found on the ElizabethanDrama.org website.

Executive summary

The famous theologian Doctor John Faustus is spiritually unfulfilled with his chosen vocation, teaching and debating at the university in Wittenberg. He reviews all existing forms of human learning, dismissing them one by one as trash, fit only for small minds. He decides occult knowledge and magic is the only thing for him and the climax of part one is when he conjures a devil, an agent of Satan, Mephistopheles, and signs a contract with him, which gives Faustus the gift of sorcery and the secrets of the universe for 24 years, in exchange for his eternal soul.

Then there’s the middle bit where Faustus takes advantage of his magical powers, flying into space in a chariot drawn by dragons, an extended farce scene poking fun at the pope, before the most famous scene where he conjures up the most beautiful woman in all human history, Helen of Troy, with the words: ‘Is this the face that launched a thousand ships…’ Different printed editions of the play give different scenes demonstrating how Faustus uses his powers.

In the final part of this moralising fairy tale Mephistopheles returns and demands Faustus’s soul and, after a lot of pleading, Faustus is dragged down to hell. So let that be a lesson to you, children: Do NOT sign away your soul to the devil, no matter how tempting the short-term offer. ‘What must you not do, Johnny?’ ‘I must no sign my soul away to the devil, miss.’ ‘Good boy, Johnny.’

The play

Prologue

Consciously rejects the grand locations and warlike deeds of his earlier plays (Dido, Tamburlaine and the Jew of Malta) for something more intimate. The prologue introduces Dr John Faustus with a potted biography of his birth, upbringing and education at Wittenberg, where he soon excels in theology.

Till swoln with cunning of a self-conceit,
His waxen wings did mount above his reach,
And, melting, heavens conspired his overthrow;
For, falling to a devilish exercise
And glutted now with learning’s golden gifts,
He surfeits upon cursèd necromancy;
Nothing so sweet as magic is to him,
Which he prefers before his chiefest bliss:
And this the man that in his study sits.

This is very slick and professional, to take us from nothing to having a good grasp of Faustus’s character and biography in just 27 lines before the prologue indicates the scene with his hand, and the play opens. Very impressive.

Act 1

Dr Johann Faustus is sitting in his study reviewing books of learning, the law, medicine, politics, and dismisses them all as superficial trash:

Philosophy is odious and obscure;
Both law and physic are for petty wits;
‘Tis magic, magic, that hath ravished me

Here, right at the start of the play a Good Angel and a Bad Angel appear to Faustus, respectively encouraging him, and telling him not to, study magic. Faustus summons two fellow students of the dark arts who have, apparently, helped him, Valdes and Cornelius. To all these characters, Marlowe allots his trademark booming verse, packed with soaring ambition, studded with stunning images of luxury and power, imagining what it will be like when they have total magical control:

VALDES: As Indian Moors obey their Spanish lords,
So shall the spirits of every element
Be always serviceable to us three;
Like lions shall they guard us when we please;
Like Almain rutters with their horsemen’s staves,
Or Lapland giants, trotting by our sides;
Sometimes like women, or unwedded maids,
Shadowing more beauty in their airy brows
Than has the white breasts of the queen of love:
From Venice shall they drag huge argosies,
And from America the golden fleece
That yearly stuffs old Philip’s treasury;

Faustus gets excited at the images of power and luxury his friends conjure up, and he invites them for dinner and to plan how to practice magic.

Scene 2. Street outside Faustus’s house

Two scholars enter and ask Faustus’s servant, Wagner, where his master is. The scene is padded out with comic material, namely that Wagner has picked up scraps of rhetoric and logic and so teases the two scholars by proving their arguments illogical or wrongly formed etc. Eventually he spits out that his master is at dinner with Valdes and Cornelius and the two scholars go away, sad, and tutting and shaking their heads, because that pair have a bad reputation for the dark arts.

Scene 3. A grove

This is the scene where Faustus, alone in a grove in the countryside, has drawn a circle and written into it various magical symbols and now recites a Latin spell, there is a crack of thunder, and a devil appears, Mephistopheles. Although he should be terrifying, he proceeds to explain the processes and procedures of devils in relatively bureaucratic terms: when they hear anyone abjure Christ, God and the Scriptures a devil will come speeding, hoping to win a soul.

Faustus’s superficiality, the lack of understanding behind all his fine reading, is amply demonstrated. He says he agrees with the ancient philosophers in thinking hell a children’s fable, of confounding heaven and hell. When Mephistopheles tries to explain that hell isn’t a world of punishments, it is deprivation of the boundless soul-filling job of being in heaven, Faustus mocks him and tells him to ‘learn of Faustus manly fortitude’. In other words, it is plain for everyone in the audience to see that Faustus is not only a blasphemer and infidel, he us stupid when it comes to the only thing in life which matters.

It is Faustus who boastfully makes the offer, telling Mephistopheles to go and tell his master, mighty Lucifer:

FAUSTUS: Say he surrenders up to him his soul,
So he will spare him four and twenty years,
Letting him live in all voluptuousness,
Having thee ever to attend on me,
To give me whatsoever I shall ask,
To tell me whatsoever I demand,
To slay mine enemies, and to aid my friends,
And always be obedient to my will.

You can see how this kind of megalomaniac over-reaching is first cousin to Tamburlaine’s heaven-vaulting ambition, and Faustus’s ambitions are cast in very similar terms:

By him I’ll be great emperor of the world,
And make a bridge thorough the moving air,
To pass the ocean with a band of men;
I’ll join the hills that bind the Afric shore,
And make that country continent to Spain,
And both contributary to my crown.
The Emperor shall not live but by my leave,
Nor any potentate of Germany.
Now that I have obtained what I desired.

Scene 4

A comic scene with Wagner the servant (who speaks in servant prose) who encounter a ‘clown’ or beggar in the street and raises two devils to terrify the clown into serving him (Wagner).

Wagner can raise devils? This scene, in fact all the scenes with Wagner and some of the banter between Faustus and Mephistopheles has a raggedy comedy about it. T.S. Eliot described The Jew of Malta as ‘a savage farce’ and Faustus also has farcical elements, as if Marlowe can’t take his own story seriously.

Scene 5. Faustus’s study

He listens to the arguments of the good and bad angel, but is resolved for bad, He realises:

The god thou serv’st is thine own appetite,

And yet he is determined to do it. He argues back against the good angel, and then – it being midnight – conjures Mephistopheles. The devil tells him to stab his arm to draw the blood to sign his pact with great Lucifer.

But something genuinely spooky happens. As Faustus tries to write, his blood keeps congealing, preventing him from continuing to sign away his soul. Mephistopheles hurries offstage and returns with a chafer of flame which they use to prevent Faustus’s blood congealing, and he finishes writing out the contract. But then appears on his arm the words Homo fuge, Latin for ‘man, flee!’ Faustus is momentarily panic-stricken, but Mephistopheles magics up a dancing troupe of devils to distract him. Thus reassured (or dazzled) Faustus reads out the contract he has drawn up: Mephistopheles will be his to command for 24 years to carry out his every wish, and then:

I, John Faustus of Wittenberg, Doctor, by these presents, do give both body and soul to Lucifer, Prince of the East, and his minister Mephistophilis; and furthermore grant unto them, that, four-and-twenty years being expired, and these articles above written being inviolate, full power to fetch or carry the said John Faustus, body and soul, flesh and blood, into their habitation wheresoever.

Mephistopheles again double checks that Faustus is entering into the contract of his own free will. This is important for the very legal pernicketiness which characterises Christian theology. Faustus affirms it. Now commences his 24 years of fun.

Faustus asks Mephisopheles about hell and the latter gives a famous and profound description:

Hell hath no limits, nor is circumscribed
In one self place, for where we are is hell,
And where hell is, there must we ever be.

Hell is the absence of God and of God’s grace which is what saves and redeems humans. It is not so much a place, as a condition we carry round with us. Hence Mephistopheles’ earlier declaration:

Why, this is hell, nor am I out of it:
Think’st thou that I, that saw the face of God
And tasted the eternal joys of Heaven
Am not tormented with ten thousand hells,
In being deprived of everlasting bliss?

Once again Faustus shows his idiocy by saying he doesn’t believe hell exists, it’s an old wives’ tale. Nonetheless, Mephistopheles says he’ll bring him the most beautiful women in the world, each morning, fresh to his bed. And Mephistopheles gives him a book full of magic spells.

Scene 6

Some time later, in Faustus’s house, he accuses Mephistopheles of misleading him, of looking up at the stars and the beautiful heaven he will never see. Mephistopheles tries to talk him round, the two angels appear and the bad won triumphs, hardening Faustus’s heart. Incidentally, there’s an indication of what the pair have been up to:

Have not I made blind Homer sing to me
Of Alexander’s love and Oenon’s death?
And hath not he, that built the walls of Thebes
With ravishing sound of his melodious harp,
Made music with my Mephistophilis?

He quizzes him about the nature of the solar system, the planets and the stars, which knowledge Mephistopheles rattles off but when Faustus asks him who made it all the devil literally cannot bring himself to utter the word God.

When the good angel prompts Faustus to try to repent he is visited by Lucifer and Beelzebub. They tell him not to think on heaven or call on God. To distract him they summon up an allegorical masque of the seven deadly sins. Faustus loves the show and Lucifer gives him a parting gift of a book of magic before exiting.

Scene 7

A comic scene between Robin and Dick, two ostlers or staff at an inn who have got their hands on one of Faustus’s books and appear to be thinking of using it to gain magical powers.

Chorus 1

The chorus describes how Faustus rode a chariot pulled by dragons out into the solar system to behold the planets in their motion. Returned to earth after 8 days, he is now riding a dragon across its surface and will soon arrive at Rome.

Scene 8

Faustus and Mephistopheles review the tour they’ve made through France, Germany and down into Italy. Faustus is loving it:

Whilst I am here on earth, let me be cloyed
With all things that delight the heart of man:
My four-and-twenty years of liberty
I’ll spend in pleasure and in dalliance…

Now they hide in order to watch the annual Festival of St Peter inside the palace of the Pope. A procession enters, the striking part of which is that a ruler named Bruno is in chains, and the Pope orders him to go on all fours so as to act as a footstool for him (the Pope) to ascend his throne.

This Bruno is a fictitious ‘anti-pope’, a role which arose in the 14th century when two different popes were elected for a period of fifty years, who opposed and anathematised each other. But there was never an anti-pope named Bruno, just as the pope in these scenes is referred to as Adrian and depicted as an enemy of the Holy Roman Emperor, whereas the one and only pope named Adrian (the only Englishman to have been pope) ruled from 1154 to 1159 and was an ally of the Holy Roman Emperor. Similarly, the scene features a King Sigismund of Hungary and there has never been a King Sigismund of Hungary. In other words, these names are just handy labels for a scene of broad farce. Similarly, the scene

Faustus and Mephistopheles watch all this then disguise themselves as cardinals of France and Padua in order to give the pope their theological opinion that the antipope Bruno should immediately be burned at the stake and the Emperor excommunicated. The pope hands Bruno over to our disguised pair to carry out the sentence.

Scene 9. The pope’s privy chamber

The pope is holding a feast for king Sigismund and his cardinals. Faustus reveals that he and Mephistopheles have magically transported Bruno safely back to Germany. The two real cardinals of France and Padua enter and are perplexed when the pope asks how their imprisoning and punishment of Bruno is going; both deny any knowledge although, of course, the pope’s entire court swears they saw it happen. So the cardinals are dragged off to prison and punishment.

Faustus gets Mephistopheles to say a spell (interesting to compare these spells with the same sort of thing Shakespeare used in A Midsummer Night’s Dream) to make him invisible and proceeds to wreak havoc, whispering insults in the pope’s ear, as if from his neighbour, whisking away the pope’s plates and goblet of wine, etc, eventually slapping the pope. Concluding some evil spirit is loose among them, the pope calls in some friars who solemnly chant magic spells, er, prayers, until Faustus and Mephistopheles set about them, too, beating them and throwing fireworks at them as they run away. Pantomime.

Scene 10. Street near an inn

Back to the serving men Robin and Dick. The vintner accuses them of stealing a cup from the inn. Rather over-reacting, Robin uses Faustus’s book to read and spell and conjure up Mephistopheles. As punishment for dragging him away from more important work, Mephistopheles transforms them into a dog and an ape, who promptly bark and bounce around the stage. Panto.

Scene 11. Court of the Holy Roman Emperor at Innsbruck

Two servants, Frederick and Martino, explain that Faustus has arrived at the Emperor’s court, having magically transported Bruno to Germany, and has promised to show the emperor all his historical antecedents.

Scene 12. The emperors ‘presence chamber’

The emperor formally greets Faustus and thanks him for rescuing Bruno, the German anti-pope. Faustus then presents a dumb show in which we all see the figure of Alexander the Great confront and defeat the Persian emperor Darius before setting the latter’s crown on the head of his paramour. The emperor is mightily impressed, though he has to be restrained by Faustus from embracing the dumbshow Alexander.

One of the emperor’s courtiers is a drunken nitwit named Benvolio, and as a result of saying he doesn’t believe in Faustus’s powers, the latter gives him the horns of a stag. Everyone laughs then Faustus menaces him with setting a pack of devils to tear him to pieces as Diana’s hounds tore Actaeon to pieces. The emperor intercedes and so Faustus relents and removes Benvolio’s horns. This is comedy, farce – but what strikes me is the use of classical myth to articulate it. The Greek myths and legends dominate Marlowe’s imagination from start to finish.

Scene 13. A grove near Innsbruck

In revenge for his humiliation, Benvolio organises an ambush with Frederick and Martino and, when Faustus comes along, they stab him, knock him to the ground and then chop off his head! They exult over his corpse but are terrified when the headless body gets to its feet. He cannot be killed. Now he conjures up Mephistopheles and two other devils to drag the three conspirators off to dump them in mud and drag them through thornbushes and throw them off steep rocks to break their bones, and they all exit, screaming.

That’s not all. Some soldiers had been included in the assassination attempt and when they now come forward to attack Faustus, the latter conjures up Mephistopheles and other devils in the guise of an army with drums and fife who march against the soldiers and chase them offstage with fireworks.

Scene 14

Show what became of the three conspirators Benvolio, Frederick and Marino, now covered in mud, scratched and bruised and,.. with stags horns on their heads! They conclude there is nothing they can do against such magic and will retreat to Benvolio’s castle, there to live in retirement till their shame has passed.

Scene 15

A convoluted comic scene in which a horse-courser or dealer begs Faustus to sell him his magic horse, which he finally does for 40 dollars but tells the man not to ride it into water. Barely 30 seconds have passed and Faustus has just gone to bed, before the dealer returns to say he did ride the horse into water and it disappeared leaving just a straw behind. Now the dealer goes to pull Faustus out of bed but his leg comes off in his hand, Faustus wakes up shouting Murder, murder’, and the dealer runs off. Faustus’s leg is magically restored (just as his head was in scene 13) and  his servant tells him the Duke of Vanholt wishes to see him.

Scene 16

Robin, Dick, the horse-courser, and a carter are down the pub sharing their reasons for hating Faustus.

Scene 17. The Court of the Duke of Vanholt

The Duke thanks Faustus for building him a castle in the air. His wife, the duchess, is pregnant and expresses a fancy for grapes. Although it is midwinter, Faustus dispatches Mephistopheles who returns a few seconds later with a spray of wonderful fresh grapes.

The Duke and Duchess are still marvelling at this when there is a load of rowdy banging at the gate. It is Robin, Dick, the carter, and the horse-courser. They’re drunk, insult Faustus and demand more beer! Faustus asks the duke to indulge him and calls for more beer. This scene takes up an inordinate space, in which the horse dealer drunkenly asks whether Faustus can remember having his leg pulled off, Faustus says yes, the dealer asks where it is, Faustus replies, back here with me, and so on. Presumably the Elizabethan audience found all this very funny.

All four begin to accuse Faustus with their grievances but one by one he strikes them dumb, last of all the hostess who’s come to ask for her bill to be paid, and they exit like zombies. The duke and duchess are very amused.

Scene 18

Back at Faustus’s, Wagner enters to tell us his master is preparing to die, has given Wagner:

his wealth,
His house, his goods, and store of golden plate,
Besides two thousand ducats ready-coined.

Then we see Faustus at dinner with two scholars. They have been discussing who was the most beautiful woman in the world (as wise and learned scholars will, after a few beers) and decided it must be Helen of Troy. Faustus promptly gets Mephistopheles to lead her in, in a dumbshow of the same style as the one where Faustus conjured up Alexander the Great. They are immensely impressed and gratified, thank Faustus and leave.

The tone completely changes as an old man enters and warns Faustus, at length, to save his soul. Faustus is stricken with remorse and tries to repent but Mephistopheles turns savage, accuses him of breaking the bargain, and warns him he will tear his flesh in piecemeal.

Faustus is so terrified he instantly promises to renew his vow, and Mephistopheles hands him a dagger so he can cut his arm and renew the contract in his own blood and then, vengefully, orders Mephistopheles to torment the good old man who just visited him. Faustus asks for just one thing – that he may possess Helen, the most beautiful woman in the world they saw a few minutes ago, to distract him from his vow.

Re-enter Helen, passing over the stage between two Cupids which prompts the famous lines:

FAUSTUS: Was this the face that launched a thousand ships,
And burnt the topless towers of Ilium? −
Sweet Helen, make me immortal with a kiss.
[He kisses her]
Her lips suck forth my soul: see, where it flies! −
Come, Helen, come, give me my soul again.

What strikes me now about this speech is, again, the way it is drenched in references to Greek myth, and references Troy, Paris, Achilles, Jupiter, Semele and Arethusa.

Scene 19: in which Faustus pays his debt and is dragged down to hell

With a crack of thunder Lucifer, Beelzebub, and Mephistophilis enter Faustus’s study. Separately, Faustus finalises his will with Wagner, gifting him all his belongings. Then the scholars visit and Faustus laments and regrets his life of sin, his promise and the threat of eternal damnation.

A scholar tells him to turn to God but the devils hold his tongue, dry his tears, pull down his hands so he cannot pray. Then he for the first time tells them the full story, of how he sold his soul to the devil for 24 years of partying, Horrified, the three scholars retire into the next room.

Now Mephistopheles closes in on him, admitting it was he who drew his taste to books of magic, closed up the books of divinity and steered Faustus’s soul to damnation. The good angel and bad angel appear, the good one showing him the throne in heaven Faustus would have been awarded, the bad one explaining now he will be dragged down to hell and hell appears to be a pretty bad place. Mephistopheles shows it to him:

EVIL ANGEL: Now, Faustus, let thine eyes with horror stare
Into that vast perpetual torture-house.
There are the furies tossing damnèd souls
On burning forks; their bodies boil in lead;
There are live quarters broiling on the coals,
That ne’er can die; this ever-burning chair
Is for o’er-tortured souls to rest them in;
These that are fed with sops of flaming fire,
Were gluttons, and loved only delicates,
And laughed to see the poor starve at their gates:
But yet all these are nothing; thou shalt see
Ten thousand tortures that more horrid be.

It is noticeable how traditional this image is, and how different from the much more subtle, psychological definition of hell (as the absence of God which all damned people carry around within themselves wherever they go) which Mephistopheles expressed at the start of the play. Too subtle for the climax of a tragedy, which requires blood and guts and screaming, or as much garish suffering as possible. And hence the reversion to a traditional fire and pitchforks interpretation here at the play’s climax.

The clock chimes eleven. He has an hour left and delivers a blisteringly intense speech of terrified desperation:

The stars move still, time runs, the clock will strike,
The devil will come, and Faustus must be damned.
O, I’ll leap up to my God! − Who pulls me down? −
See, see, where Christ’s blood streams in the firmament!
One drop would save my soul, half a drop: ah, my Christ! −

The clock ticks relentlessly forward and then strikes midnight. There isn’t, as you might have expected, a big set-piece scene featuring Lucifer, Beelzebub et all gloatingly seizing him. Instead Faustus’s final moments are brief and brutal as a pack of devils enter and drag Faustus offstage as he screams his final lines:

O mercy, Heaven! look not so fierce on me!
Adders and serpents, let me breathe a while!
Ugly hell, gape not! Come not, Lucifer!
I’ll burn my books! − O Mephistophilis!

Even reading this I found genuinely harrowing. Well acted onstage it can be terrifying.

Scene 20

There is a short, half-page-long scene as the three scholars cowering next door, go into Faustus’s study and discover his body all torn to pieces, and recount the terrible screams they heard. Well, they’ll gather up his body and give him a fine funeral at which all the students of the university will wear black.

Chorus 2

Brief and to the point:

Cut is the branch that might have grown full straight,
And burnèd is Apollo’s laurel bough,
That sometime grew within this learnèd man.
Faustus is gone: regard his hellish fall,
Whose fiendful fortune may exhort the wise,
Only to wonder at unlawful things,
Whose deepness doth entice such forward wits
To practise more than heavenly power permits.

Thoughts

A divided text

Clearly there are two completely different types or tones of content sitting cheek-by-jowl in this strange uneven text: the genuinely tragical and sometimes very moving, and the farcical, panto content. Most scholars and indeed readers and audiences can easily see that the comic scenes were almost certainly not written by Marlowe. Marlowe’s humour, as demonstrated in The Jew of Malta, is stylish, cynical and savage. Much of the humour in Faustus’s comic scenes (pulling Faustus’s leg off, cutting his head off, four churls getting drunk down the pub) is just stupid.

Endless theology

There’s enough theological issues or problems in the play – the precise status of the good and bad angel, the extent of Faustus’s free will, whether God’s grace could save him up to the last minute – to keep serious-minded scholars in academic papers for the rest of time. After all, Marlowe was himself a scholarship-winning student of divinity at Cambridge and Roma Gill’s introduction informs us that Mephistopheles’ subtle vision of hell as exclusion from the bliss of salvation is in fact closely translated from a text by the 4th century Church Father, Saint John Chrysostom.

Dazzling escapades

For us non-theologians, though, it’s useful to make a list of Faustus’s various escapades: that he rides through the solar system in a chariot pulled by dragons (!), rides across Europe on the back of a dragon, gets to slap the pope and chase friars with fireworks, and that Mephistopheles changes two servants into an ape and a dog. He creates a masque featuring Alexander the Great and builds a castle in the air and, by implication, has Homer sing to him, and has sex with Helen of Troy. On the farcical end of the scale, he sells a horse dealer a horse which is in fact a straw, gives a drunken knight real stags’ horns, survives having his head cut off and his leg pulled off, and strikes four noisy chavs dumb.

Clever critics have pointed out that Faustus’s escapades mark stages on his degeneration: he starts out hymning the infinite power of the mind, associating with Homer and travelling the solar system, before degenerating into a court entertainer for the Duke of Vanholt, calling up historical masques and magicking up fresh grapes, before he becomes involved in the downright stupid escapades involving lost heads and legs and, in the final scenes, wishes to cease having a body altogether, to be buried in the earth or to become as incorporeal as the dew, so as to escape the torments of hell.

It’s a neat idea, but ignores the actual order of some of the adventures, not least that the best one – kissing Helen of Troy – happens at the end. But it does tie together all the adventures and bring out the often tawdry and banal nature of what people actually get when their dreams are fulfilled.

Marlowe’s Greek imagination

Shakespeare litters his plays with references to English folklore, dialect words and imagery (the names and symbolism of English flowers, for example). There’s nothing like that in Marlowe. In Marlowe almost every analogy or metaphor references Greek myths or legends. From the masque of Alexander the Great early on through the apparition of Helen of Troy at its climax, through to the best line in the short epilogue mentioning Apollo, and via hundreds of other references, the Greek myths and legends dominate Marlowe’s imagination from start to finish.

Campus tragedy

Dr Faustus is a tragedy about an academic. It is a tragedy about the overweening pride which comes from being very learnèd and superior, ‘glutted with learning’s golden gifts… swollen with cunning of a self-conceit’, as the prologue puts it – but lacking wisdom or morality.

In a way, it is a tragedy about the perils of over-education. There’s a modern genre called the campus novel or campus comedy, dating from Kingsley Amis’s novel Lucky Jim and characterising many of David Lodge’s novels. The presence of the three scholars right at the climax of the play highlights the fact that, all the way through, Dr Faustus is a campus tragedy.

Dr Faustus as Marlowe’s psychodrama

Marlowe studied Divinity at university, but also read widely in Latin classical literature. The quote from St John Chrysostom indicates how deeply he knew his theology, and a glance at any of the poems or plays shows how drenched his imagination was in the Greek myths and legends.

It isn’t the most obvious thing about the play, but Dr Faustus can be read as a dramatised debate between these two halves of Marlowe’s education, between the two major cultural traditions of Europe, Christian belief and the enormous cultural heritage of the classical world.

On the whole Faustus’s vision of power and the infinite reach of the human imagination are expressed through metaphors and references to Greek myth – the downsides, the price to pay for overweening ambition, the limits of the purely human, are expressed in theological terms. Man can aspire to the marvellous  – but at the end of the day, he is a creature, created by a Creator, to whom he owes an infinite debt.

Obviously this tension is openly expressed throughout the play, most narrowly in the debates between the good and evil angel, or in the warnings of the old man, who wanders in off the street to tell Faustus to repent. It is encoded in the imagery of the play, in the two contrasting sets of symbols and images, one pagan, one Christian.

But you can argue that the debate, the conflict of value systems, comes to a symbolic climax in the figure of Helen of Troy, and her appearance just before Faustus is dragged offstage by the devils.

Helen is maybe the most famous figure from all Greek myth, an image of worldly beauty, of sensual bliss who also epitomises the appeal and attraction of classical culture, and by extension, the world of the Imagination, with its promise of intellectual reward, emotional comfort and psychological reassurance. How many thousands of artists and millions of art-lovers find consolation in turning from the banal, dirty, frail and disappointing realities of the world, to open a book and enter a wonderful world of imaginative consolation.

And yet… Helen has been conjured by a devil. The entire thing is a deception. She is not real, the pleasure she brings is not real. When Faustus says:

Her lips sucks forth my soul: see, where it flies! −

There is a clear and very obvious ambiguity in the line. It is simultaneously a lover’s expression of sensual bliss, the kind of erotic hyperbole common to Renaissance poets and their heirs – but at the same time has a diabolical and theological meaning. The devil who made or is impersonating Helen really is sucking out his soul. The Helen Faustus and the audience sees is a gorgeous mask over a death’s-head skull.

And so, along with being a storming theatrical entertainment, and a satire on the entire notion of the over-ambitious Renaissance Man – Dr Faustus can also be read as dramatising the tensions in Marlowe’s divided mind between the two central traditions of European thought, which he was expert in, which saturated his thinking, and which he never managed to reconcile in his short life.


Related links

Marlowe’s works

More Elizabethan and Jacobean reviews

The I without a self by W.H. Auden

In January 1939 the English poet W.H. Auden sailed to America where he intended to make a new life for himself. He wanted to escape the fame and notoriety he had garnered in England, and the association his work had with left-wing politics, as well as the more basic consideration that there was more work for a freelance poet, dramatist, essayist and commentator in America than in Britain.

He set about the process of shedding his politically committed 1930s persona, and embarked on an earnest attempt to understand himself and the times he lived in. This was eventually to lead him back to the Anglican beliefs of his childhood, but recast in the forms of 1940s and 50s existentialist theologians.

His poetry stopped being about gangs of schoolboys behaving like soldiers or vivid descriptions of England’s derelict depression-era industry or calls for action in civil war Spain, a fabulously thrilling mix of vivid detail and urgent mood, which makes the reader feel part of some insider gang:

Consider this and in our time
As the hawk sees it or the helmeted airman:
The clouds rift suddenly – look there
At cigarette-end smouldering on a border
At the first garden party of the year.
Pass on, admire the view of the massif
Through plate-glass windows of the Sport hotel;
Join there the insufficient units
Dangerous, easy, in furs, in uniform
And constellated at reserved tables
Supplied with feelings by an efficient band
Relayed elsewhere to farmers and their dogs
Sitting in kitchens in the stormy fens.

and became more consciously detached and urbane. In the worst of it, his characters carry out long monologues full of knowing references to Character Types and Schools of Thought. In the best of it he invokes or addresses the Greats of European Culture such as Horace or Goethe or Homer and writes poems of tremendous authority such as The Shield of Achilles. As the terrible war dragged on, Auden came to see it as the poet’s role to define and preserve the values of civilisation.

Meanwhile, to earn a living, he needed to deliver lectures and write reviews. He was always a highly cerebral person, from early youth given to sorting and ordering friends, poems and experiences into categories. Thus his essays and lectures have a kind of brisk, no-nonsense clarity about them, much given to invoking types and archetypes and categories, and to then explaining how they apply to this or that writer.

Thus, when he came to write about Kafka, Auden takes as his premise the notion that Kafka was the century’s greatest writer of parables and then goes on to work through the consequences of that idea. It is characteristic of Auden that his explanation requires reference to Dickens, Shakespeare, Alice in Wonderland, and an explanation of the archetype of The Quest and the Princess and the Hero, as well as references to Gnostics and manicheism. It is characteristic that Auden uses quite a lot of Christian theological language, while making no reference to Kafka’s well-known Jewish context.

The essay is already available online in its entirety and since it is so lucid I can’t see any point in garbling it through my own interpretation but quote it in full.

The I without a self by W.H. Auden

Kafka is a great, maybe the greatest, master of the pure parable, a literary genre about which a critic can say very little worth saying. The reader of a novel, or the spectator at a drama, though novel and drama may also have a parabolic significance, is confronted by a feigned history, by characters, situations, actions which, though they may be analogous to his own, are not identical. Watching a performance of Macbeth, for example, I see particular historical persons involved in a tragedy of their own making: I may compare Macbeth with myself and wonder what I should have done and felt had I been in his situation, but I remain a spectator, firmly fixed in my own time and place. But I cannot read a pure parable in this way.

Though the hero of a parable may be given a proper name (often, though, he may just be called ‘a certain man’ or ‘K’) and a definite historical and geographical setting, these particulars are irrelevant to the meaning of parable. To find out what, if anything, a parable means, I have to surrender my objectivity and identify myself with what I read. The ‘meaning’ of a parable, in fact, is different for every reader. In consequence there is nothing a critic can do to ‘explain’ it to others. Thanks to his superior knowledge of artistic and social history, of language, of human nature even, a good critic can make others see things in a novel or a play which, but for him, they would never have seen for themselves. But if he tries to interpret a parable, he will only reveal himself. What he writes will be a description of what the parable has done to him; of what it may do to others he does not and cannot have any idea.

Sometimes in real life one meets a character and thinks, ‘This man comes straight out of Shakespeare or Dickens’, but nobody ever met a Kafka character. On the other hand, one can have experiences which one recognizes as Kafkaesque, while one would never call an experience of one’s own Dickensian or Shakespearian. During the war, I had spent a long and tiring day in the Pentagon. My errand done, I hurried down long corridors eager to get home, and came to a turnstile with a guard standing beside it. ‘Where are you going?’ said the guard. ‘I’m trying to get out,’ I replied. ‘You are out,’ he said. For the moment I felt I was K.

In the case of the ordinary novelist or playwright, a knowledge of his personal life and character contributes almost nothing to one’s understanding of his work, but in the case of a writer of parables like Kafka, biographical information is, I believe, a great help, at least in a negative way, by preventing one from making false readings. (The ‘true’ readings are always many.)

In the new edition of Max Brod’s biography, he describes a novel by a Czech writer, Bozena Nemcova (1820-1862), called The Grandmother. The setting is a village in the Riesengebirge which is dominated by a castle. The villagers speak Czech, the inhabitants of the castle German. The Duchess who owns the castle is kind and good but she is often absent on her travels and between her and the peasants are interposed a horde of insolent household servants and selfish, dishonest officials, so that the Duchess has no idea of what is really going on in the village. At last the heroine of the story succeeds in getting past the various barriers to gain a personal audience with the Duchess, to whom she tells the truth, and all ends happily.

What is illuminating about this information is that the castle officials in Nemcovi are openly presented as being evil, which suggests that those critics who have thought of the inhabitants of Kafka’s castle as agents of Divine Grace were mistaken, and that Erich Heller’s reading is substantially correct.

The castle of Kafka’s novel is, as it were, the heavily fortified garrison of a company of Gnostic demons, successfully holding an advanced position against the manoeuvres of an impatient soul. I do not know of any conceivable idea of divinity which could justify those interpreters who see in the castle the residence of ‘divine law and divine grace’. Its officers are totally indifferent to good if they are not positively wicked. Neither in their decrees nor in their activities is there discernible any trace of love, mercy, charity or majesty. In their icy detachment they inspire no awe, but fear and revulsion.

Dr. Brod also publishes for the first time a rumor which, if true, might have occurred in a Kafka story rather than in his life, namely, that, without his knowledge, Kafka was the father of a son who died in 1921 at the age of seven. The story cannot be verified since the mother was arrested by the Germans in 1944 and never heard of again.

Remarkable as The Trial and The Castle are, Kafka’s finest work, I think, is to be found in the volume The Great Wall of China, all of it written during the last six years of his life. The wall it portrays is still the world of his earlier books and one cannot call it euphoric, but the tone is lighter. The sense of appalling anguish and despair which make stories like The Penal Colony almost unbearable, has gone. Existence may be as difficult and frustrating as ever, but the characters are more humorously resigned to it.

Of a typical story one might say that it takes the formula of the heroic Quest and turns it upside down. In the traditional Quest, the goal – a Princess, the Fountain of Life, etc. – is known to the hero before he starts. This goal is far distant and he usually does not know in advance the way thither nor the dangers which beset it, but there are other beings who know both and give him accurate directions and warnings.

Moreover the goal is publicly recognizable as desirable. Everybody would like to achieve it, but it can only be reached by the Predestined Hero. When three brothers attempt the Quest in turn, the first two are found wanting and fail because of their arrogance and self-conceit, while the youngest succeeds, thanks to his humility and kindness of heart. But the youngest, like his two elders, is always perfectly confident that he
will succeed.

In a typical Kafka story, on the other hand, the goal is peculiar to the hero himself: he has no competitors. Some beings whom he encounters try to help him, more are obstructive, most are indifferent, and none has the faintest notion of the way. As one of the aphorisms puts it: ‘There is a goal but no way; what we call the way is mere wavering’. Far from being confident of success, the Kafka hero is convinced from the start that he is doomed to fail, as he is also doomed, being who he is, to make prodigious and unending efforts to reach it. Indeed, the mere desire to reach the goal is itself a proof, not that he is one of the Elect, but that he is under a special curse.

Perhaps there is only one cardinal sin: impatience. Because of impatience we were driven out of Paradise, because of impatience we cannot return.

Theoretically, there exists a perfect possibility of happiness: to believe in the indestructible element in oneself and not strive after it.

In all previous versions of the Quest, the hero knows what he ought to do and his one problem is ‘Can I do it?’ Odysseus knows he must not listen to the song of the sirens, a knight in quest of the Sangreal knows he must remain chaste, a detective knows he must distinguish between truth and falsehood. But for K the problem is ‘What ought I to do?’ He is neither tempted, confronted with a choice between good and evil, nor carefree, content with the sheer exhilaration of motion. He is certain that it matters enormously what he does now, without knowing at all what that ought to be. If he guesses wrong, he must not only suffer the same consequences as if he had chosen wrong, but also feel the same responsibility. If the instructions and advice he receives seem to him absurd or contradictory, he cannot interpret this as evidence of malice or guilt in others; it may well be proof of his own.

The traditional Quest Hero has arete, either manifest, like Odysseus, or concealed, like the fairy tale hero; in the first case, successful achievement of the Quest adds to his glory, in the second it reveals that the apparent nobody is a glorious hero: to become a hero, in the traditional sense, means acquiring the right, thanks to one’s exceptional gifts and deeds, to say I. But K is an I from the start, and in this fact alone, that he exists, irrespective of any gifts or deeds, lies his guilt.

If the K of The Trial were innocent, he would cease to be K and become nameless like the fawn in the wood in Through the Looking-Glass. In The Castle, K, the letter, wants to become a word, land-surveyor, that is to say, to acquire a self like everybody else but this is precisely what he is not allowed to acquire.

The world of the traditional Quest may be dangerous, but it is open : the hero can set off in any direction he fancies. But the Kafka world is closed; though it is almost devoid of sensory properties, it is an intensely physical world. The objects and faces in it may be vague, but the reader feels himself hemmed in by their suffocating presence: in no other imaginary world, I think, is everything so heavy. To take a single step exhausts the strength. The hero feels himself to be a prisoner and tries to escape but perhaps imprisonment is the proper state for which he was created, and freedom would destroy him.

The more horse you yoke, the quicker everything will go – not the rending or the block from its foundation, which is impossible, but the snapping of the traces and with that the gay and empty journey.

The narrator hero of The Burrow for example, is a beast of unspecified genus, but, presumably, some sort of badger-like animal, except that he is carnivorous. He lives by himself without a mate and never encounters any other member of his own species. He also lives in a perpetual state of fear lest he be pursued and attacked by other animals – ‘My enemies are countless,’ he says – but we never learn what they may be like and we never actually encounter one. His preoccupation is with the burrow which has been his lifework. Perhaps, when he first began excavating this, the idea of a burrow-fortress was more playful than serious, but the bigger and better the burrow becomes, the more he is tormented by the question: ‘Is it possible to construct the absolutely impregnable burrow?’ This is a torment because he can never be certain that there is not some further precaution of which he has not thought. Also the burrow he has spent his life constructing has become a precious thing which he must defend as much as he would defend himself.

One of my favourite plans was to isolate the Castle Keep from its surroundings, that is to say to restrict the thickness of the walls to about my own height, and leave a free space of about the same width all around the Castle Keep … I had always pictured this free space, and not without reason as the loveliest imaginable haunt. What a joy to he pressed against the rounded outer wall, pull oneself up, let oneself slide down again, miss one’s footing and find oneself on firm earth, and play all these games literally upon the Castle Keep and not inside it; to avoid the Castle Keep, to rest one’s eyes from it whenever one wanted, to postpone the joy of seeing it until later and yet not have to do without it, but literally hold it safe between one’s claws . . .

He begins to wonder if, in order to defend it, it would not be better to hide in the bushes outside near its hidden entrance and keep watch. He considers the possibility of enlisting the help of a confederate to share the task of watching, but decides against it.

. . . would he not demand some counter-service from me; would he not at least want to see the burrow? That in itself, to let anyone freely into my burrow, would be exquisitely painful to me. I built it for myself, not for visitors, and I think I would refuse to admit him … I simply could not admit him, for either I must let him go in first by himself, which is simply unimaginable, or we must both descend at the same time, in which case the advantage I am supposed to derive from him, that of being kept watch over, would be lost. And what trust can I really put in him? … It is comparatively easy to trust any one if you are supervising him or at least supervise him; perhaps it is possible to trust some one at a distance; but completely to trust someone outside the burrow when you are inside the burrow, that is, in a different world, that, it seems to me, is impossible.

One morning he is awakened by a faint whistling noise which he cannot identify or locate. It might be merely the wind, but it might be some enemy. From now on, he is in the grip of a hysterical anxiety. Does this strange beast, if it is a beast, know of his existence and, if so, what does it know. The story breaks off without a solution.

Edwin Muir has suggested that the story would have ended with the appearance of the invisible enemy to whom the hero would succumb. I am doubtful about this. The whole point of the parable seems to be that the reader is never to know if the narrator’s subjective fears have any objective justification.

The more we admire Kafka’s writings, the more seriously we must reflect upon his final instructions that they should be destroyed. At first one is tempted to see in this request a fantastic spiritual pride, as if he had said to himself: ‘To be worthy of me, anything I write must be absolutely perfect. But no piece of writing, however excellent, can be perfect. Therefore, let what I have written be destroyed as unworthy of me.’

But everything which Dr. Brod and other friends tell us about Kafka as a person makes nonsense of this explanation. It seems clear that Kafka did not think of himself as an artist in the traditional sense, that is to say, as a being dedicated to a particular function, whose personal existence is accidental to his artistic productions. If there ever was a man of whom it could be said that he ‘hungered and thirsted after righteousness’, it was Kafka.

Perhaps he came to regard what he had written as a personal device he had employed in his search for God. ‘Writing,’ he once wrote, ‘is a form of prayer,’ and no person whose prayers are genuine, desires them to be overheard by a third party. In another passage, he describes his aim in writing thus:

Somewhat as if one were to hammer together a table with painful and methodical technical efficiency, and simultaneously do nothing at all, and not in such a way that people could say: ‘Hammering a table together is nothing to him,’ but rather ‘Hammering a table together is really hammering a table together to him, but at the same time it is nothing,’ whereby certainly the hammering would have become still bolder, still surer, still more real, and if you will, still more senseless.

But whatever the reasons, Kafka’s reluctance to have his work published should at least make a reader wary of the way in which he himself reads it. Kafka may be one of those writers who are doomed to be read by the wrong public. Those on whom their effect would be most beneficial are repelled and on those whom they most fascinate their effect may be dangerous, even harmful.

I am inclined to believe that one should only read Kafka when one is in a eupeptic state of physical and mental health and, in consequence, tempted to dismiss any scrupulous heart-searching as a morbid fuss. When one is in low spirits, one should probably keep away from him, for, unless introspection is accompanied, as it always was in Kafka, by an equal passion for the good life, it all too easily degenerates into a spineless narcissistic fascination with one’s own sin and weakness.

No one who thinks seriously about evil and suffering can avoid entertaining as a possibility the gnostic-manichean notion of the physical world as intrinsically evil, and some of Kafka’s sayings come perilously close to accepting it.

There is only a spiritual world; what we call the physical world is the evil in the spiritual one.

The physical world is not an illusion, but only its evil which, however, admittedly constitutes our picture of the physical world.

Kafka’s own life and his writings as a whole are proof that he was not a gnostic at heart, for the true gnostic can alwaysbe recognized by certain characteristics. He regards himself as a member of a spiritual elite and despises all earthly affections and social obligations. Quite often, he also allows himself an anarchic immorality in his sexual life, on the grounds that, since the body is irredeemable, a moral judgment cannot be applied to its actions.

Neither Kafka, as Dr. Brod knew him, nor any of his heroes show a trace of spiritual snobbery nor do they think of the higher life they search for as existing in some otherworld sphere: the distinction they draw between this world and the world does not imply that there are two different worlds, only that our habitual conceptions of reality are not the true conception.

Perhaps, when he wished his writings to be destroyed, Kafka foresaw the nature of too many of his admirers.


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