Ulysses by James Joyce: Circe

BLOOM: It has been an unusually fatiguing day, a chapter of accidents.
(A reasonable summary)

THE BAWD: Trinity medicals. Fallopian tube. All prick and no pence.
(A mild example of the chapter’s studied obscenity)

In an archway a standing woman, bent forward, her feet apart, pisses cowily.
(A more typical example)

Cunty Kate
(Name of one of the characters and a full-on example of the chapter’s deliberate obscenity)

BLOOM: I meant only the spanking idea. A warm tingling glow without effusion. Refined birching to stimulate the circulation.
(In the courtroom sequence, Bloom defends his fondness for BDSM)

VIRAG (He chases his tail.) Piffpaff! Popo! (He stops, sneezes.) Pchp! (He worries his butt.) Prrrrrht!
(Example of the chapter’s many sound effects)

(Virag unscrews his head in a trice and holds it under his arm.)
VIRAG’S HEAD: Quack!
(Example of the chapter’s Dada absurdism)

STEPHEN: (Looks up to the sky.) How? Very unpleasant. Noble art of selfpretence.
(Typical cleverclogs punning from the master refuser, just after he’s been knocked to the ground by an angry squaddie)

The ‘Circe’ chapter of James Joyce’s novel ‘Ulysses’ is by far the longest, the strangest and the most outrageous of Ulysses’ 18 chapters. If you thought Bloom masturbating in chapter 13 was bad, you ain’t seen nothing yet. The chapter is packed with countless examples of bluntly crude and transgressive sexuality, but that’s only the one aspect of what amounts to one long, vast, often completely demented, hallucination.

The ‘Circe’ chapter is huge. At 150 pages in the average paperback edition it’s as long as the first 8 chapters of ‘Ulysses’ put together. When it has been dramatised on the radio, it takes at least 4 hours to perform. Perform? Yes, because the entire chapter is cast in the format of a play, it is a play script.

There are several ways of thinking about all this which are best laid out here before we get lost in the tsunami of grotesque incidents.

1. A ghost play

After long difficult days, both the novel’s main protagonists, Stephen Dedalus and Leopold Bloom, need purging. According to Joyce’s hero, Aristotle, the literary form designed to purge dangerous human emotions is the drama, the play. A play is needed to purge his characters. Moreover, Stephen has banged on about ghosts in Hamlet and both men need to confront their ghosts, so these problems combine to ensure it will be a ghost play, a play wherein Stephen will confront the accusing ghost of his mother and Bloom will see the ghost of his dead baby, now grown to be an 11-year-old boy.

(Hugh Kenner throws in a historical point that the Celtic Revival of the late nineteenth century had centred on a series of plays staged at the new Abbey Theatre and so ‘Circe’ represents Joyce tackling the sentimental Oirish mythologising of his Celtic revivalist opponents in their own genre, Kenner p.118.)

So Circe is written as a play, in the form of a script, with names of characters appearing in CAPITALS followed by their speech, with actions described in italics in brackets, exactly as in a script.

2. The climax of the accretive method

By accretive method all I mean is Joyce’s obsession with continually adding to his texts.

Joyce’s letters, essays, conversations with friends and testimony from his publishers all agree that Joyce’s method was accretive (meaning ‘a gradual increase, growth or the addition of new layers‘). In other words, once the basic structure of the narrative was created, Joyce went carefully back over the whole thing and added detail everywhere, and couldn’t stop adding more.

This explains why the text of ‘Ulysses’ is such a mess, because at every stage of the publication process, first as instalments in The Little Review, and then as it was readied for publication in Paris, Joyce compulsively more and more details to the printer’s proofs, adding words, phrases, paragraphs, sections, continually spotting new opportunities to add symbolism, quotes, references, filling the interstices of the narrative to amplify its encyclopedic networks of references and symbols.

Some chapters were set up in proof as many as ten times. (It didn’t help that all the print-setters and publishers were foreign, non-English speakers who couldn’t read Joyce’s crabbed handwriting and so introduced thousands of textual errors which textual scholars have made entire careers out of trying to fix.)

As the Ulysses Guide puts it:

Joyce estimated that he wrote a third of Ulysses at the proof stage of the revision process (Beach 58), arranging co-dependent details all over the novel and weaving a web of intratextual puzzles.

a) Sentence level

Joyce’s accretive method contributes to making the text so hard to read, because individual sentences would have new phrases or words added, some would cut in half or cut off in mid-sentence. Loads of passages became more ‘bittified’, adding to the never-ending Tower of Babel scale of the text’s internal references and correspondences but also the challenge of making sense of so many individual sentences or paragraphs.

b) Section level

He made significant changes on a macro level, too. For example, it was only late in the composition, after the book had been serialised in The Little Review, in summer 1921, that it crossed Joyce’s mind to punctuate the entire ‘Aeolus’ chapter with parody newspaper headlines, 62 of them.

c) The evolution of ‘Circe’

The accretive method reaches a kind of climax with ‘Circe’ which kept on growing, to its current monstrous proportions. The commentaries tell us that 1) Joyce had had the brainwave of setting his modernisation of the Circe legend – the legend of the woman who used her magic to enchant Odysseus and change his men into swine – in a contemporary Dublin brothel with the brothelkeeping madam as Circe. Good. A clever joke and in line with the trend of the novel to reincarnate classical legends as debased and degraded modern equivalents.

Then 2) we are told that he had the inspiration to cast it in the form of a play script – taking further the imposition of formats and styles on his subject matter which we had seen applied more and more thoroughly in the preceding chapters, Aeolus, Cyclops and Oxen of the Sun. Good. With you so far. Apparently, with this clear plan in mind, Joyce thought it would only take two or three months to write but it ended up taking six months and ging through at least eight drafts, swelling and bombasting with each iteration. Why?

Because it dawned on him that the chapter would act not only to purge his two central figures of their demons, it would purge the entire book too. It would purge the entire book of its ghosts and nightmares. And so to achieve this would require walk-on appearances by every character who had appeared in the novel so far, whether as a talking character or even the briefest of passing references. Everyone would appear, everyone would have a place in this grand finale. Here comes everyone! And not just characters but ideas, too, and topics from the novel’s many conversations. As the Ulysses Guide puts it:

As David Hayman puts it, Joyce seems to have taken the whole book, jumbled it together in a giant mixer and then rearranged its elements in a monster pantomime’ (Hayman 102).

This is what I mean by the climax of the accretive method. Whenever he thought he’d finished, he remembered someone else who could be made to appear in a further scene or vignette. And so the thing grew to its current gargantuan and exhausting size, with a bewildering number of characters appear in a bewildering variety of gross and grotesque scenes.

3. What is real any more?

‘Ulysses’ opens by describing the real world and real characters more or less realistically – admittedly in a mannered style but you more or less understand what is going on, you can decipher the ‘reality’ behind the style.

But as the work proceeds the events being described become increasingly hard to make out through the din of Joyce’s free indirect style before the entire approach arguably falls to pieces in the ‘Sirens’ episode.

Then, with ‘Aeolus’, something entirely new enters the picture because the 62 newspaper headlines the text is punctuated with are obviously a) not spoken or thought by any of the characters but b) don’t read as traditional authorial narration either. So who put them there?

Hence critic David Hayman’s invention of the figure he calls The Arranger. The Arranger it is who creates the newspaper headlines in ‘Aeolus’ and goes on to place the passages of mock heroic prose in ‘Cyclops’ which satirise the Citizen; and then arranges for the entire text of ‘Oxen of the Sun’ to consist of a series of extended pastiches of English as it evolved from Anglo-Saxon prose to Cardinal Newman. Note the steady increase in the ambition of the Arranger’s interventions:

  • Aeolus: limited to one-phrase headlines, albeit 62 of them
  • Cyclops: extended to create occasional blocks of parody
  • Oxen of the Sun: The Arranger takes over the entire text which consists of a series of historical pastiches

OK, so we understand the steady growth of The Arranger’s control. But despite it, all three chapters nevertheless retain the sense that, beneath or behind the interventions, something real is still happening, that, for example, behind the series of elaborate pastiches in ‘Oxen’ it’s still fairly obvious that there is a ‘real’ scene – half a dozen medical students and drifters getting drunk and bantering.

In ‘Circe’, by contrast, this sense of a reality lying behind the extravagant stylisations of the Arranger disappears. The incidents of ‘Circe’ are so extravagant, so demented, so hallucinatory, that there has ceased to be a behind, ceased to be a ‘reality’ which the reader can decipher their way back to. What you see is what you get. It is all on the surface.

The critic Hugh Kenner summarises attempts by various commentators to distinguish different levels of reality in the chapter:

  • The opening scene as Stephen and Bloom enter nighttown, some of the dialogue with the prostitutes, and Stephen getting into a fight with a squaddy right at the end, these can be said to be ‘real’ i.e. correlate with real life as we know it.
  • At the next level you have hallucinations of ‘real’ people i.e. when Stephen hallucinates his dead mother or Bloom hallucinates a sequence of women he’s sexually assaulted or sent rude letters to, these might be said to be based on real-world events.
  • And thirdly there are the out-and-out fantastical hallucinations such as the central event where Bloom turns into a woman and the brothelkeeper, Bella Cohen, turns into a man, along with countless other incidents where inanimate objects or animals talk, human beings appear in fancy dress or in changed shape, and so on.

This sounds plausible enough but in my view is a big mistake. In my opinion we have to accept the fact that The Arranger has taken over. Or to put it in different but equally hyperbolic terms: it is the book itself speaking. There is no longer any reality it relates to; the chapter is a festival of itself and its own imaginative possibilities, which are unlimited.

Kenner goes on to concede as much when he makes the one big Killer Fact about the chapter which is this: in the two chapters featuring Stephen and Bloom which follow ‘Circe’, neither of the characters refer to any of its central contents.

A visit to a brothel where Stephen smashes the chandelier, then a fight with a squaddie in the street, Yes. This handful of external events are referred back to but believe me these only occupy ten or less pages of the 150 and as to the other 140 pages of delirious hallucination, No, no later reference is made. It is as if they never happened because, in my view, it never did happen. Or, to put it better: it all did happen but we are now on a different plane of fiction. We are no longer in anything like a realist mode of fiction or reading. The book has moved way beyond the boring old reaching after factual verification. Kenner seems to lament this:

Deprived of reliable criteria for ‘reality’, we have no recourse but to read the text as though everything in it were equally real. (Kenner, p.126)

This sentence is immensely revealing. ‘No recourse’ Kenner says he has, but why does he need recourse? Why this obsession with seeking for a ‘reality’, for trying to distinguish the ‘real’ from the fantastical in the chapter. It’s all made up, Hugh! It’s all a book. It’s a novel. None of it happened. When I read a James Bond novel I don’t think: well that bit sounds plausible but that bit, no that’s obviously made up. The whole thing’s made up. Stop shackling yourself to this model of Realism or plausibility: the whole thing is a mad farrago, give in to it.

Kenner mentions The Temptation of Saint Anthony by Flaubert which had also crossed my mind as a forebear of ‘Circe’. Surely no critic reads the ‘Temptation’ carefully weighing up which bits are true and which are false: the whole thing is a mad hallucination. Same here. When insulted Kitty eggs the soldier on to punch Stephen why is that any more ‘real’ than the octopus which represents the end of the world or the talking belt buckles or the singing moth or Bloom turning into a woman and Bella into a dominating man? They all exist on the plane of the text and the text is a fiction, a fabrication, in all its elements.

The novel finally forces its reader to read and understand and live on its own terms and I don’t experience this as a cause for regret, reluctantly admitting I have ‘having no recourse’ but to accept this option. I accept it as a liberation. Relax and enjoy this mad fantasia.

4. The urge to offend

Reading through it slowly and carefully it’s hard to avoid the conclusion that Joyce set out to offend everyone he could think of. The Catholic Church, the British state, the British King, the Celtic revival, all believers in sexual norms or morality, all believers in sense and meaning, everyone is offended and here again, unlike the prissy self-conscious moralising of Hugh Kenner or Richard Ellman, as a child of the punk years, I found it hilarious from start to finish. Just the existence of the character Cunty Kate was going to offend church, state, censors, bourgeois moralists, feminists and that’s a fraction of its offensive material.

Example: The Croppy Boy

As a teeny tiny example, take The Croppy Boy. This is a sentimental Irish nationalist ballad commemorating the 1798 Rebellion, representing the tragic, betrayed and often anonymous sacrifice of young Irish rebels (‘croppies’) fighting against British rule. It has been performed millions of times by pious tearful nationalists lamenting Ireland’s subjugation to the brutal British etc.

But here’s how Joyce deals with it here. First he has the Croppy Boy appear in one of the countless visions or hallucinations standing on a scaffold with a rope around his neck and reciting the most famous lines from the ballad, pious nationalist sentiments:

I bear no hate to a living thing,
But I love my country beyond the king.

At which point the hangman jerks the rope and:

(The assistants leap at the victim’s legs and drag him downward, grunting: the croppy boy’s tongue protrudes violently.)
THE CROPPY BOY:
Horhot ho hray hor hother’s hest.

Which is offensive and funny in a disrespectful Monty Python kind of way. But it gets a lot worse, because as the assistants tug him down to asphyxiate him, the Croppy Boy gets a spontaneous erection and ejaculates, spraying semen on the ground below. OK, that’s very bad but then… a handful of posh ladies we’ve been introduced to earlier in the play, scramble to mop up his semen in their handkerchiefs.

(He gives up the ghost. A violent erection of the hanged sends gouts of sperm spouting through his deathclothes on to the cobblestones. Mrs Bellingham, Mrs Yelverton Barry and the Honourable Mrs Mervyn Talboys rush forward with their handkerchiefs to sop it up.)

Worse still, the hangman admits that hanging the boy has given him an erection too, so that he also is close to coming. And all the while the figure of King Edward VII dances round the scene rattling a bucket.

Who has this little scene not offended? And there are hundreds more like it. In a moderately offensive passage, in the brothel, after scores more hallucinations, Bloom gets into a long rambling argument with his long-dead grandfather, which rotates around sex and Bloom’s fetishes, with Bloom at one point observing of female genitals.

BLOOM: (Absently.) Ocularly woman’s bivalve case is worse. Always open sesame. The cloven sex. Why they fear vermin, creeping things.

Women fearing creepy crawlies that might creep up inside their vulvas! Talking of vulvas, at another point when Bloom has transformed into a woman and Bella into a man, he (Bello) shoves his fist deep into she-Bloom’s vulva then waves his smelly fist round at potential customers.

BELLO: Trained by owner to fetch and carry, basket in mouth. (He bares his arm and plunges it elbowdeep in Bloom’s vulva.) There’s fine depth for you! What, boys? That give you a hardon? (He shoves his arm in a bidder’s face.) Here wet the deck and wipe it round!

Offended yet? Disgusted yet? That appears to be Joyce’s aim.

5. The Homeric parallel

In The Odyssey Odysseus and his crew land on the island of Aeaea and a team of scouts discover the palace of Circe, a witch goddess. Circe invites Odysseus’s men inside for a drink and then magically turns them into pigs. One man escapes to tell Odysseus about their comrades’ fate and Circe’s trickery. Odysseus plans to rescue his men from Circe’s enchantment and receives help from Hermes who equips him with moly, a magical herb that will protect him from Circe’s witchcraft. The plan works: the moly counters Circe’s magic, she falls in love with wily Odysseus and agrees to change his crew from pigs back into men. In return Odysseus pledges to stay with her for a year, fathering two children on her during that time. Finally, some of Odysseus’s crew talk him out of his long entrancement and make him resume the journey home to Ithaca.

‘Circe’ synopsis

Here’s my summary of ‘Circe’ which doesn’t begin to do justice to the madness of actually reading it. This summary makes it sound rational and lucid, which it emphatically isn’t.

Into Nighttown Stephen and his friend Lynch, both plastered after a night drinking at the maternity hospital, walk into Nighttown, Dublin’s red-light district which is like a nightmare Hieronymus Bosch landscape.

(A pigmy woman swings on a rope slung between two railings, counting. A form sprawled against a dustbin and muffled by its arm and hat snores, groans, grinding growling teeth, and snores again. On a step a gnome totting among a rubbishtip crouches to shoulder a sack of rags and bones. A crone standing by with a smoky oillamp rams her last bottle in the maw of his sack. He heaves his booty, tugs askew his peaked cap and hobbles off mutely. The crone makes back for her lair, swaying her lamp. A bandy child, asquat on the doorstep with a paper shuttlecock, crawls sidling after her in spurts, clutches her skirt, scrambles up. A drunken navvy grips with both hands the railings of an area, lurching heavily. At a corner two night watch in shouldercapes, their hands upon their staffholsters, loom tall. A plate crashes: a woman screams: a child wails.)

Stephen tells Lynch he’s heading for the brothel of Georgina Johnson. Bloom enters flushed and panting from hurrying, running across a street where he is nearly hit by two cyclists and then run down by a tram. He sees an orange glow to the south and wonders whether Dublin is burning which triggers a chorus of children singing the nursery rhyme. The bicycle bells and motorman’s footgong have speaking parts and are among the 40 or so inanimate objects which get to speak.

THE BICYCLE BELLS: Haltyaltyaltyall.

THE TRAM GONG: Bang Bang Bla Bak Blud Bugg Bloo.

Or Vince Lynch’s cap which has a speaking part and expresses surprisingly profound opinions, for a cap:

THE CAP: (With saturnine spleen.) Bah! It is because it is. Woman’s reason. Jewgreek is greekjew. Extremes meet. Death is the highest form of life. Bah!

I like the Kisses which fly about him like birds and then settle on his clothes like sequins.

Bloom’s father Bloom hallucinates his father, Rudolph, come back to life to tick him off for his imprudence with money, for being in Nighttown, for leaving Judaism.

(A stooped bearded figure appears garbed in the long caftan of an elder in Zion and a smokingcap with magenta tassels. Horned spectacles hang down at the wings of the nose. Yellow poison streaks are on the drawn face.)

Mum and Molly Swiftly followed by his mother (In pantomime dame’s stringed mobcap, widow Twankey’s crinoline and bust) and then by Molly, wearing the sexy Turkish outfit he fantasises about her in, accompanied by a camel which peels her a mango. She accuses him of being a stick in the mud, the joke phrase from Nausicaa. The bar of soap in his pocket starts to sing.

THE SOAP:
We’re a capital couple are Bloom and I.
He brightens the earth. I polish the sky.

He is accused in turn by his old flame Mrs Breen and Gerty before a pair of black and white minstrels dance onto the stage and sing to a banjo.

Costume changes It’s important to note that Bloom keeps changing costume, wearing in quick succession:

  • a dinner jacket with wateredsilk facings
  • a purple Napoleon hat with an amber halfmoon
  • an oatmeal sporting suit
  • a red fez when he is transformed into a Turkish dentist
  • a lascar’s vest and trousers
  • court dress
  • a caubeen with clay pipe stuck in the band, dusty brogues, an emigrant’s red handkerchief bundle in his hand
  • becomes a baby wearing ‘babylinen and pelisse’
  • and many others

And that most of the other characters appear in non-naturalistic, absurdist outfits too. Myles Crawford appears as a chicken.

Hellscape Descriptions of the surrounding persistently link it with Dante’s hell and Bosch’s nightmareworld.

(Outside a shuttered pub a bunch of loiterers listen to a tale which their brokensnouted gaffer rasps out with raucous humour. An armless pair of them flop wrestling, growling, in maimed sodden playfight.)

The Trial Bloom is put in the dock to answer charges by a variety of women including the scullerymaid Mary Driscoll, Mrs Yelverton Barry, Mrs Bellingham and the Hon Mrs Mervyn Talboys. J.J. O’Molloy defends him.

Bloomusalem Bloom is exonerated in the trial which turns into a grand eulogy to him in which he King of his own city named Bloomusalem. Bloom imagines himself being loved and admired by Bloomusalem’s citizens.

THE BISHOP OF DOWN AND CONNOR: I here present your undoubted emperor-president and king-chairman, the most serene and potent and very puissant ruler of this realm. God save Leopold the First!

Coronation In which Bloom is wearing yet another costume, a dalmatic and purple mantle. He is crowned in a grand ceremony, fireworks go off, he holds a sceptre and orb, a vast palace is built for him etc.

Bloom’s downfall But as quickly as he was raised, he falls, with religious leaders denouncing him and a crowd more characters joining in.

THE MOB: Lynch him! Roast him! He’s as bad as Parnell was. Mr Fox!
(Mother Grogan throws her boot at Bloom.)

Bloom gives birth All the medical students from ‘Oxen of the Sun’ line up to accuse Bloom of being sexually abnormal. (They will reappear later as the Eight Beatitudes.) Bloom announces that he has become a woman and is pregnant and then: Bloom embraces Mrs Thornton the nurse tightly and bears eight male yellow and white children before an Italian Papal Nuncio gives an absurdist list of his ancestry.

Bloom is stoned and set on fire ‘All the people cast soft pantomime stones at Bloom. Many bonafide travellers and ownerless dogs come near him and defile him’ presumably that last phrase means piss on him. Then the head of the Dublin Fire Brigade sets him on fire.

At Bella’s After a lot, lot, lot more of this, Bloom eventually tracks Stephen and Lynch to Bella Cohen’s brothel (at 82 Tyrone street, lower). The prostitute Zoe Higgins greets him at the door and takes him onto the building where he meets Florry Talbot and Kitty Ricketts and encounters Stephen drunk at a piano and Lynch sprawled on a sofa. Here the hallucinations of other characters and situations continue, I liked the newsboys outside shouting about the safe arrival of the Antichrist, and reeled at the Hobgoblin who speaks in French (as hobgoblins obviously do, while appearing to destroy the solar system.

THE HOBGOBLIN: (His jaws chattering, capers to and fro, goggling his eyes, squeaking, kangaroohopping with outstretched clutching arms, then all at once thrusts his lipless face through the fork of his thighs.) Il vient! C’est moi! L’homme qui rit! L’homme primigène! (He whirls round and round with dervish howls.) Sieurs et dames, faites vos jeux! (He crouches juggling. Tiny roulette planets fly from his hands.) Les jeux sont faits! (The planets rush together, uttering crepitant cracks.) Rien va plus! (The planets, buoyant balloons, sail swollen up and away. He springs off into vacuum.)

Which is the cue for another favourite, the End of the World, who turns out to be an octopus which speaks with a Scottish accent.

(Along an infinite invisible tightrope taut from zenith to nadir the End of the World, a twoheaded octopus in gillie’s kilts, busby and tartan filibegs, whirls through the murk, head over heels, in the form of the Three Legs of Man.)
THE END OF THE WORLD: (With a Scotch accent.) Wha’ll dance the keel row, the keel row, the keel row?

(This is actually a nightmare reworking of a bizarre snippet Bloom overheard the mystic A.E. discussing with an acolyte in the street back in the ‘Lestrygonians’ chapter.)

Do you see why I think that trying to find a ‘rational’ or ‘realistic’ interpretation of all this is a fool’s errand. You should enjoy the show.

Enter Bella Cohen At the end of the hallucinations, Bloom is talking to Zoe-Kitty-Florry when he hears a sound coming from downstairs. He hears heels clacking on the staircase and observes what appears to be a male form passing down the staircase. He speaks with Zoe and Kitty for a moment, and then sees Bella Cohen come into the brothel. He observes her appearance and talks with her for a little while.

Bella and Bloom change gender But this conversation morphs into another hallucination, in which Bella becomes a man named Mr Bello and Bloom imagines himself to be a woman. New female Bloom willingly imagines herself being dominated by Bello, who both sexually and verbally humiliates Bloom. Bloom interacts with other imaginary characters in this scene before the hallucination ends.

A lucid moment When this hallucination ends, Bloom sees Stephen overpay Bella and suggests that he holds onto the drunk young man’s money safekeeping.

Stephen’s mother’s ghost Stephen hallucinates that his mother’s rotting cadaver has risen up from the floor to confront him. He cries Non serviam! and uses his ashplant walking stick to smash a chandelier before running out the room. The shattering of the chandelier deliberately repeats a phrase first occurring in Stephen’s thoughts in chapter 2, an image of the apocalypse, ironically repeated here in bathetic circumstances.

Time’s livid final flame leaps and, in the following darkness, ruin of all space, shattered glass and toppling masonry.

Payment Bella insists that Bloom pays for the damage, demanding 10 shillings but Bloom only throws a shilling on the table before himself running out the house in pursuit of Stephen.

Argument with a soldier A few streets away (in Beaver Street) Bloom finds Stephen engaged in an argument with an English soldier, Private Carr. This scene drags on surprisingly long with Carr claiming to be angry not just because Stephen, in a throwaway remark ‘insulted’ the King but also one of the prostitutes he, Carr, is chatting to. After a prolonged confused argument, Carr finally punches Stephen in the face, knocking him backwards and down onto his back.

Threat of arrest Two officers of the watch (the same pair we met at the start of the chapter) arrive and threaten to arrest Stephen but at this point another Dublin character arrives, Corny Kelleher. He alights from a horse-drawn carriage which, since he is an assistant at H.J. O’Neill’s funeral parlour, I took to be a funeral carriage. But Corny also (seems to) work as a police informant on the side and he manages to smooth things over with both the soldiers and the cops, who tell the excited crowd which has assembled to disperse. Bloom is very grateful, and so with much thanks and handshaking, Corny departs leaving Bloom alone with Stephen who’s still lying prone on the street.

Rudy’s ghost Bloom is pondering what to do with Stephen and just realising that he’s going to have to heave him up and take him somewhere safe to recuperate, when he is transfixed with the last thing which happens in this long, mad chapter – a sudden vision of his deceased son, Rudy, as an 11-year-old.

Cast

As a gesture towards the madness and to give you a sense of the scale of the thing, here is a full cast list of every person and object which speaks or appears, in order of appearance:

  • Children
  • The Idiot
  • A Crone
  • A Gnome
  • Cissy Caffrey
  • The Virago
  • Private Compton
  • Private Carr
  • Stephen Dedalus
  • Vincent Lynch – ‘his jockeycap low on his brow, attends him, a sneer of discontent wrinkling his face’
  • The Bawd
  • Edy Boardman
  • Leopold Bloom
  • The urchins
  • The motorman
  • Rudolph Bloom – Poldy’s father
  • Ellen Bloom – Poldy’s mother
  • Molly Bloom – Poldy’s wife
  • The lemon soap
  • Sweny – the chemist
  • Bridie Kelly – who Bloom lost his virginity to
  • Gerty MacDowell – who Bloom masturbated to in Nausicaa
  • Mrs Breen – former girlfriend of Bloom’s
  • Dennis Breen – her mad husband
  • Wisdom Hely’s sandwichboards
  • Tom and Sam Bohee – ‘coloured coons in white duck suits, scarlet socks, upstarched Sambo chokers and large scarlet asters in their buttonholes’
  • Alf Bergan
  • Richie Goulding – ‘three ladies’ hats pinned on his head’
  • Pat the waiter
  • The Gaffer (Crouches, his voice twisted in his snout)
  • The Loiterers (Guffaw with cleft palates)
  • The whores – shawled, dishevelled
  • The Navvy
  • The Shebeenkeeper
  • The wreaths
  • First watch
  • Second watch
  • The gulls
  • Bob Doran
  • Towser – bulldog
  • Signor Maffei – ‘passionpale, in liontamer’s costume with diamond studs in his shirtfront, steps forward, holding a circus paperhoop, a curling carriagewhip and a revolver with which he covers the gorging boarhound’
  • The Dark Mercury
  • Martha – (Thickveiled, a crimson halter round her neck) ‘My real name is Peggy Griffin. He wrote to me that he was miserable.’
  • Myles Crawford – as a chicken
  • Mr Philip Beaufoy – ‘palefaced, stands in the witnessbox, in accurate morning dress, outbreast pocket with peak of handkerchief showing, creased lavender trousers and patent boots’
  • A voice from the gallery
  • First Cryer
  • Mary Driscoll – scullerymaid Bloom assaulted – ‘a slipshod servant girl, approaches. She has a bucket on the crook of her arm and a scouringbrush in her hand’
  • George Fottrell – Clerk of the crown and peace
  • Longhand
  • Shorthand
  • Professor MacHugh
  • J. J. O’Molloy – in barrister’s grey wig and stuffgown, speaking with a voice of pained protest
  • Moses Dlugacz – ferreteyed albino in blue dungarees
  • Mrs Yelverton Barry – in lowcorsaged opal balldress and elbowlength ivory gloves, wearing a sabletrimmed brickquilted dolman, a comb of brilliants and panache of osprey in her hair – claims Bloom wrote her a rude anonymous letter
  • Mrs Bellingham – in cap and seal coney mantle, wrapped up to the nose, steps out of her brougham and scans through tortoiseshell quizzing-glasses which she takes from inside her huge opossum muff – ditto
  • The Honourable Mrs Mervyn Talboys – in amazon costume, hard hat, jackboots cockspurred, vermilion waistcoat, fawn musketeer gauntlets with braided drums, long train held up and hunting crop with which she strikes her welt constantly – ditto
  • Sluts and Ragamuffins
  • Davy Stephens – Messenger of the Sacred Heart and Evening Telegraph, with the Saint Patrick’s Day supplement
  • The very reverend Canon O’Hanlon in cloth of gold cope
  • Father Conroy
  • The reverend John Hughes S. J.
  • Clock/Timepiece
  • The brass quoits of a bed are heard to jingle
  • The Nameless One
  • The Jurors, namely: Martin Cunningham, foreman, silkhatted, Jack Power, Simon Dedalus, Tom Kernan, Ned Lambert, John Henry Menton, Myles Crawford, Lenehan, Paddy Leonard, Nosey Flynn, M’Coy and the featureless face of a Nameless One
  • The Crier
  • His Honour, Sir Frederick Falkiner, recorder of Dublin, in judicial garb of grey stone rises from the bench, stonebearded
  • Long John Fanning
  • H. Rumbold, master barber, in a bloodcoloured jerkin and tanner’s apron, a rope coiled over his shoulder
  • The bells of George’s church
  • Hynes
  • Paddy Dignam – dead, dog-eaten face
  • John O’Connell – caretaker, stands forth, holding a bunch of keys tied with crape
  • Father Coffey – chaplain, toadbellied, wrynecked, in a surplice and bandanna nightcap, holding sleepily a staff of twisted poppies
  • Tom Rochford
  • The Kisses
  • Zoe Higgins – a young whore in a sapphire slip, closed with three bronze buckles, a slim black velvet fillet round her throat
  • Midnight chimes
  • An elector
  • The Torchbearers
  • Late Lord Mayor Harrington – in scarlet robe with mace, gold mayoral chain and large white silk scarf
  • Councillor Lorcan Sherlock
  • A Blacksmith
  • A Paviour and Flagger
  • A Millionairess
  • A Noblewoman
  • A Feminist
  • A Bellhanger
  • The Bishop of Down and Connor
  • William, Archbishop of Armagh – in purple stock and shovel hat
  • Michael, Archbishop of Armagh
  • The Peers
  • John Howard Parnell
  • Tom Kernan
  • The Chapel of Freeman Typesetters
  • John Wyse Nolan
  • A Bluecoast Schoolboy
  • An Old Resident
  • An Applewoman
  • Thirtytwo workmen representing all the counties of Ireland
  • The Sightseers
  • The Man in the Mackintosh
  • The Women
  • The Babes and Sucklings
  • Baby Boardman – Edy Boardman’s baby, met in Nausicaa
  • The Citizen
  • Jimmy Henry, assistant town clerk
  • Paddy Leonard
  • Nosey Flynn
  • J.J. O’Molloy
  • Pisser Burke
  • Chris Callinan
  • Joe Hynes
  • Ben Dollard – rubicund, musclebound, hairynostrilled, hugebearded, cabbageeared, shaggychested, shockmaned, fatpapped
  • Larry O’Rourke
  • Crofton
  • Alexander Keyes
  • O’Madden Burke
  • Davy Byrne
  • Lenehan
  • Father Farley
  • Mrs Riordan
  • Mother Grogan
  • Hoppy Holohan
  • The Veiled Sibyl
  • Theodore Purefoy
  • Alexander J. Dowie
  • The Mob
  • Dr Mulligan – ‘In motor jerkin, green motorgoggles on his brow’
  • Dr Madden
  • Dr Crotthers
  • Dr Punch Costello
  • Dr Dixon
  • Mrs Thornton
  • Brother Buzz
  • Bantam Lyons
  • Brini – Papal Nuncio
  • A Deadhand writes on the wall
  • Crab – in bushranger’s kit
  • A Female Infant – shakes a rattle
  • A Hollybush
  • The Irish Evicted Tenants – ‘in bodycoats, kneebreeches, with Donnybrook fair shillelaghs’
  • The Artane Orphans
  • The Prison Gate Girls
  • Hornblower – ‘in ephod and huntingcap’
  • Mastiansky and Citron
  • George R Mesias, Bloom’s tailor, appears, a tailor’s goose under his arm,
  • Reuben J Dodd, blackbearded Iscariot, bad shepherd, bearing on his shoulders the drowned corpse of his son,
  • The Fire Brigade
  • Lieutenant Myers of the Dublin Fire Brigade
  • The Daughters of Erin – ‘in black garments, with large prayerbooks and long lighted candles in their hands’
  • A choir of six hundred voices, conducted by Vincent O’Brien, sings the chorus from Handel’s Messiah Alleluia for the Lord God Omnipotent reigneth, accompanied on the organ by Joseph Glynn
  • The Male Brutes
  • Kitty Ricketts – young prostitute working in Bella Cohen’s brothel
  • Zoe Higgins – ‘a bony pallid whore in navy costume, doeskin gloves rolled back from a coral wristlet, a chain purse in her hand’, also working in Bella Cohen’s brothel
  • Florry Talbot – ‘a blond feeble goosefat whore in a tatterdemalion gown of mildewed strawberry’, also working in Bella Cohen’s brothel
  • Lynch’s cap has a speaking part
  • Reuben J. Antichrist – phantasm
  • The Hobgoblin
  • The Gramophone
  • The End of the World – a twoheaded octopus in gillie’s kilts, busby and tartan filibegs, whirls through the murk, head over heels, in the form of the Three Legs of Man (with a Scotch accent)
  • Elijah
  • The Beatitudes (Dixon, Madden, Crotthers, Costello, Lenehan, Bannon, Mulligan and Lynch in white surgical students’ gowns)
  • Lyster
  • Best (from the National Library)
  • John Eglinton – literary man from the National Library
  • Mananaun MacLir – broods
  • The Gasjet speaks
  • Lipoti Virag – Bloom’s grandfather
  • The moth – performs a little moth song
  • Henry Flower – ‘He wears a dark mantle and drooping plumed sombrero. He carries a silverstringed inlaid dulcimer and a longstemmed bamboo Jacob’s pipe, its clay bowl fashioned as a female head. He wears dark velvet hose and silverbuckled pumps. He has the romantic Saviour’s face with flowing locks, thin beard and moustache. His spindlelegs and sparrow feet are those of the tenor Mario, prince of Candia.’ Bear in mind that Henry doesn’t exist.
  • Almidano Artifoni – ‘holds out a batonroll of music with vigorous moustachework’
  • Siamese twins
  • Philip Drunk and Philip Sober – two Oxford dons with lawnmowers
  • Nurse Callan and Nurse Quigley aka the Virgins
  • The Virgins
  • The Flybill
  • His Eminence Simon Stephen Cardinal Dedalus – phantasmal Primate of all Ireland
  • The Doorhandle
  • Bella Cohen – a massive whoremistress: she is dressed in a threequarter ivory gown, fringed round the hem with tasselled selvedge, and cools herself flirting a black horn fan like Minnie Hauck in Carmen. On her left hand are wedding and keeper rings. Her eyes are deeply carboned. She has a sprouting moustache. Her olive face is heavy, slightly sweated and fullnosed with orangetainted nostrils. She has large pendant beryl eardrops. Bloom says:

Exuberant female. Enormously I desiderate your domination.

  • The Fan
  • The Hoof (Bella has grown hooves)
  • Bello – Bella transformed into a man
  • Mrs Keogh – the brothel cook, wrinkled, greybearded, in a greasy bib, men’s grey and green socks and brogues, floursmeared, a rollingpin stuck with raw pastry in her bare red arm and hand
  • BLOOM-as-a-woman – a charming soubrette with dauby cheeks, mustard hair and large male hands and nose, leering mouth (It was Gerald converted me to be a true corsetlover when I was female impersonator in the High School play Vice Versa. It was dear Gerald. He got that kink, fascinated by sister’s stays. Now dearest Gerald uses pinky greasepaint and gilds his eyelids. Cult of the beautiful.’)
  • The Sins of the Past:
    • he went through a form of clandestine marriage with at least one woman in the shadow of the Black church
    • unspeakable messages he telephoned mentally to Miss Dunn at an address in D’Olier street while he presented himself indecently to the instrument in the callbox
    • by word and deed he frankly encouraged a nocturnal strumpet to deposit fecal and other matter in an unsanitary outhouse attached to empty premises
    • in five public conveniences he wrote pencilled messages offering his nuptial partner to all strongmembered males
    • and by the offensively smelling vitriol works did he not pass night after night by loving courting couples to see if and what and how much he could see?
    • did he not lie in bed, the gross boar, gloating over a nauseous fragment of wellused toilet paper presented to him by a nasty harlot?
  • (Bello bares his arm and plunges it elbowdeep in Bloom’s vulva.) There’s fine depth for you! What, boys? That give you a hardon? (He shoves his arm in a bidder’s face.) Here wet the deck and wipe it round!
  • A bidder
  • The Lacquey (from outside Dillon’s auction house, chapter 10)
  • Charles Alberta Marsh
  • A darkvisaged man
  • Sleepy Hollow
  • Milly Bloom, fairhaired, greenvested, slimsandalled, her blue scarf in the seawind simply swirling,
  • The Circumsised (M. Shulomowitz, Joseph Goldwater, Moses Herzog, Harris Rosenberg, M. Moisel, J. Citron, Minnie Watchman, P. Mastiansky, The Reverend Leopold Abramovitz, Chazen)
  • The Yews
  • The Nymph
  • The Waterfall
  • John Wyse Nolan – in the background, in Irish National Forester’s uniform
  • The Echo
  • The Halcyon Days (Master Donald Turnbull, Master Abraham Chatterton, Master Owen Goldberg, Master Jack Meredith, Master Percy Apjohn)
  • Staggering Bob
  • A Nannygoat – ‘plumpuddered, buttytailed, dropping currants’ – (Bleats.) Megeggaggegg! Nannannanny!
  • The DummyMummy
  • Councillor Nannetti – alone on deck, in dark alpaca, yellowkitefaced, his hand in his waistcoat opening
  • Bloom’s back trouserbutton
  • the bald little round jack-in-the-box head of Father Dolan – who pandybatted Stephen at Clogowes School in ‘Portrait’
  • Don John Conmee – mild, benign, rectorial, reproving
  • Black Liz – a huge rooster hatching in a chalked circle
  • The Boots
  • Blazes Boylan
  • Shakespeare
  • Mrs Dignam and her children:
    • Freddy Dignam whimpering
    • Susy Dignam with a crying cod’s mouth
    • Alice Dignam struggling with the baby
  • Martin Cunningham
  • Mrs Cunningham – in Merry Widow hat and kimono gown
  • Simon Dedalus
  • The Crowd watching a foxhunt
  • The Orange Lodges
  • Garrett Deasy
  • The Green Lodges
  • Professor Goodwin – in a bowknotted periwig, in court dress, wearing a stained inverness cape, bent in two from incredible age, totters across the room
  • Professor Maginni – inserts a leg on the toepoint of which spins a silk hat. With a deft kick he sends it spinning to his crown and jauntyhatted skates in. He wears a slate frockcoat with claret silk lapels, a gorget of cream tulle, a green lowcut waistcoat, stock collar with white kerchief, tight lavender trousers, patent pumps and canary gloves. In his buttonhole is an immense dahlia
  • The Pianola
  • The morning hours – run out, goldhaired, slimsandalled, in girlish blue, waspwaisted, with innocent hands. Nimbly they dance, twirling their skipping ropes
  • The noon hours follow in amber gold, laughing, linked, high haircombs flashing
  • Cavaliers
  • The Twilight Hours
  • The Night Hours
  • The Bracelets
  • The Choir
  • Stephen’s Mother, May Goulding
  • Buck Mulligan
  • The Hue and Cry
  • Lord Tennyson – gentleman poet in Union Jack blazer and cricket flannels, bareheaded, flowingbearded
  • Dolly Gray
  • Biddy the Clap
  • Cunty Kate
  • King Edward the Seventh
  • Kevin Egan of Paris in black Spanish tasselled shirt and peep-o’-day boy’s hat
  • Patrice Egan
  • Don Emile Patrizio Franz Rupert Pope Hennessy – in medieval hauberk, two wild geese volant on his helm,
  • The Croppy Boy
  • Rumbold, Demon Barber – accompanied by two blackmasked assistants,
  • Old Gummy Granny in a sugarloaf hat
  • Major Tweedy, moustached like Turko the terrible, in bearskin cap with hackleplume and accoutrements, with epaulettes, gilt chevrons and sabretaches, his breast bright with medals
  • Father Malachi O’Flynn
  • The Reverend Mr Haines Love
  • The Voice of all the Damned
  • Adonai
  • The Voice of all the Blessed
  • The Retriever
  • A Hag
  • The Horse
  • Rudy

Inanimate objects speak

I particularly enjoyed the inanimate objects which have speaking roles. Back in ‘Aeolus’ Bloom remarked in his inner monologue that ‘everything speaks in its own way’ and here that rule is wonderfully brought to life.

THE FAN: (Flirting quickly, then slowly.) Married, I see.

(The brass quoits of a bed are heard to jingle.)
THE QUOITS: Jigjag. Jigajiga. Jigjag.

(The bells of George’s church toll slowly, loud dark iron.)
THE BELLS: Heigho! Heigho!

There are nearly 40 of these speaking objects and all very entertaining exercises of Joyce’s ingenuity. Here’s an old-style gramophone where the needle has played the whole record and gone to that bit in the centre.

THE GRAMOPHONE: (Drowning his voice.) Whorusalaminyourhighhohhhh… (The disc rasps gratingly against the needle.)

THE GASJET: Pooah! Pfuiiiiiii!

Stephen can’t stop making grand declarations

In ‘Portrait’, remember how Joyce has Stephen make a series of grand declarations: ‘Ireland is the old sow that eats her farrow’; that the artist is like God ‘invisible, refined out of existence’; that he will go into exile and express himself as freely as he can ‘using for my defence the only arms I allow myself to use — silence, exile and cunning’ etc etc.

Stephen carries on making the same kind of declarations throughout ‘Ulysses’. In fact sometimes it seems like whenever Stephen Dedalus opens his mouth, he makes another grand statement. He is a grand statement machine. Here in the ‘Circe’ chapter many of these become garbled and incoherent although he still manages to make manifesto pledges which are routinely cited by the commentators as indicators of his and Joyce’s intentions.

STEPHEN: (Laughs emptily.) My centre of gravity is displaced. I have forgotten the trick. Let us sit down somewhere and discuss. Struggle for life is the law of existence but but human philirenists, notably the tsar and the king of England, have invented arbitration. (He taps his brow.) But in here it is I must kill the priest and the king.

You die for your country. Suppose. (He places his arm on Private Carr’s sleeve.) Not that I wish it for you. But I say: Let my country die for me.

My point is that Joyce critics tend to take these ringing declarations at face value, and also equate them with Joyce’s own views. Whereas, reading ‘Portrait’ and ‘Ulysses’ together, situating Stephen among the wider Dublin society portrayed in the latter book, and also comparing him with the easy-going and genuinely kind figure of Bloom, has steadily put me off Stephen. In my opinion, as the book progresses, Stephen comes to appear smaller, more bitter, more self-centred and selfish, and his grand statements ring increasingly hollow.

He is a legend in his own mind. He goes ‘to forge in the smithy of my soul the uncreated conscience of my race’ and yet when he bumps into his impoverished little sister, with pounds in his pocket, he doesn’t even give her a penny because he is saving all his money to squander it on booze and prostitutes. There’s a name for that kind of brother and it isn’t ‘hero’.

Cuckolding

It seems pointless zeroing on any particular set of sexual references since the whole thing overflows with obscenity. But the soft porn references to Boylan shafting his wife are particularly germane to the ‘plot’ and Bloom can’t stop thinking and fantasising about it.

BOYLAN: (To Bloom, over his shoulder.) You can apply your eye to the keyhole and play with yourself while I just go through her a few times.
BLOOM: Thank you, sir. I will, sir. May I bring two men chums to witness the deed and take a snapshot? (He holds out an ointment jar.) Vaseline, sir? Orangeflower…? Lukewarm water…?

LYDIA DOUCE: (Her mouth opening.) Yumyum. O, he’s carrying her round the room doing it! Ride a cockhorse. You could hear them in Paris and New York. Like mouthfuls of strawberries and cream.

BLOOM: (His eyes wildly dilated, clasps himself.) Show! Hide! Show! Plough her! More! Shoot!

Later on, Bella-turned-into-Bello fondles Bloom’s limp little willy, then describes Blazes tupping Molly:

BELLO: What else are you good for, an impotent thing like you? (He stoops and, peering, pokes with his fan rudely under the fat suet folds of Bloom’s haunches.) Up! Up! Manx cat! What have we here? Where’s your curly teapot gone to or who docked it on you, cockyolly? Sing, birdy, sing. It’s as limp as a boy of six’s doing his pooly behind a cart. Buy a bucket or sell your pump. (Loudly.) Can you do a man’s job?
BLOOM: Eccles street…
BELLO: (Sarcastically.) I wouldn’t hurt your feelings for the world but there’s a man of brawn in possession there. The tables are turned, my gay young fellow! He is something like a fullgrown outdoor man. Well for you, you muff, if you had that weapon with knobs and lumps and warts all over it. He shot his bolt, I can tell you! Foot to foot, knee to knee, belly to belly, bubs to breast! He’s no eunuch. A shock of red hair he has sticking out of him behind like a furzebush! Wait for nine months, my lad! Holy ginger, it’s kicking and coughing up and down in her guts already! That makes you wild, don’t it? Touches the spot? (He spits in contempt.) Spittoon!

And much more in the same vein. The theme bleeds through into the next chapter where Bloom and Stephen blunder off to a late-night café and find themselves in an argument about the great Lost Leader of Irish nationalism, Charles Stewart Parnell who fell from power after being named as the third party in a divorce case. The point is that Bloom sticks up for Parnell as being a Real Man, a proper stud, who stepped in to swive horny Kitty O’Shea when her husband (Captain O’Shea) was unable to do the deed. So a situation very like Bloom’s only with Bloom rooting (sic) for the cuckolder, rather than being the cuckoldee.

Stephen’s broken glasses

Hugh Kenner points out a key fact which is only now revealed but impacts our entire reading of the book. We knew that Stephen, like his creator, was short-sighted. But only here, late in the novel, do we discover that he broke his glasses the day before. In other words he’s been barely able to see for the entire novel!

STEPHEN: (Brings the match near his eye.) Lynx eye. Must get glasses. Broke them yesterday. Sixteen years ago. Distance. The eye sees all flat. (He draws the match away. It goes out.) Brain thinks. Near: far. Ineluctable modality of the visible.

What does that say, how does that qualify his repeated insistence on the importance of the appearance of things, the fact that he can barely see the appearance of anything!

Facts

Despite the delirious nature of most of the content, Joyce still chose to secrete a number of key facts about the entire novel into this chapter, for example, our heroes’ ages:

BLOOM: (Points to his hand.) That weal there is an accident. Fell and cut it twentytwo years ago. I was sixteen.

So Bloom is 38.

STEPHEN: See? Moves to one great goal. I am twentytwo. Sixteen years ago he was twentytwo too. Sixteen years ago I twentytwo tumbled. Twentytwo years ago he sixteen fell off his hobbyhorse. (He winces.) Hurt my hand somewhere.

So Stephen is 22.


Credit

‘Ulysses’ by James Joyce was published by Shakespeare and Company in 1922.

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Portrait of the Artist as a Young Man by James Joyce (1916)

Joyce is the most intimately autobiographical of writers.
(Hugh Kenner)

By thinking of things, you could understand them.
(Stephen Dedalus as a boy)

Words which he did not understand he said over and over to himself till he had learnt them by heart: and through them he had glimpses of the real world about them.
(Stephen’s boyish fascination with words)

Ad majorem Dei gloriam!
(Motto of the Jesuit order who run the schools where young Stephen is educated)

‘A Portrait of the Artist as a Young Man’, published in 1916, was the second book and first novel by Irish writer James Joyce, following Dubliners, published in 1914. It is a Bildungsroman, a German term for a novel which describes the growth of a personality or mind, in this case, as the title indicates, it is pretty much a self portrait of the development of Joyce’s mind, although cast in the shape of his fictional alter ego, Stephen Dedalus.

The meaning of his name

Like everything in Joyce, Stephen Dedalus’s name is highly symbolic or meaningful. Stephen was the first Christian martyr, suggesting that the character is the inventor of a new aesthetic, mocked and martyred for a new vision of art. While his surname obviously alludes to Daedalus, the skilled artificer of Greek mythology who built the labyrinth to contain the monstrous Minotaur begging the question, Are the complex texts Stephen creates also designed to hide and contain some monstrous secret? The character is well aware of the connection.

Now, as never before, his strange name seemed to him a prophecy… Yes! Yes! Yes! He would create proudly out of the freedom and power of his soul, as the great artificer whose name he bore [Dedalus], a living thing, new and soaring and beautiful, impalpable, imperishable.

One-stop synopsis

So the narrative traces the religious and intellectual awakening of young Stephen Dedalus, divided into 5 chapters or phases. In a nutshell, Stephen grows up in a Catholic family which is initially wealthy enough to send him to a private Jesuit school but which then slowly sinks in the world. His education by systematic and intellectual Jesuits decisively forms Stephen’s mind, which becomes highly intellectual and systematic in its turn.

There are various boyhood and schoolboy adventures (the injustice of being ‘pandybatted’ (hit on the palm of his hand by a pandybat) when he had done nothing wrong; an extended passage around a theatrical performance at his secondary school) before Stephen hits puberty in chapter 3 and, as far as I can tell, becomes addicted to masturbation and sleeping with Dublin prostitutes.

This generates feelings of self-loathing which climax when his class at school goes on a four-day Catholic retreat. Here Stephen and his schoolmates are subjected to a series of sermons about hell and damnation which are brilliantly written, unrelenting in their Jesuitical logic, and terrify young Stephen so much that he overcomes his fears and goes to confession for the first time in eight months, and compulsively lists his sexual sins. To my amazement the text tells us that Stephen is, at this stage, still only 16 years old.

After this psychological purgation Stephen feels wonderfully liberated and cleansed and the shortish chapter 4 shows him undertaking a life of devout religious fervour, continually praying, counting off his rosary, observing all the Catholic feast days, and so on. His devoutness brings him to the attention of his teachers and he is called in by the Dean of his school who asks him to reflect on whether he has a vocation to become a priest, prompting the boy Stephen to reflect, not for the first time, on what this life would be like as Father Stephen Dedalus S.J. (i.e. of the Society of Jesus). Only towards the end of the chapter are there signs that he is starting to doubt his own sincerity, starting to doubt how effective his incessant religious practice really is.

The final chapter, chapter 5, is the longest and is set in real time rather than a scene-skipping retrospective. It shows Stephen as a student at Dublin university, placing him among a cohort of students of his own generation. Without much explanation he has shaken off the fervent religious faith and practice we were told about in the previous chapter and is now a cynical, worldly student.

At least that’s how he comes over to his peers, who are also playing at being cynical worldly students. In reality Stephen has retained a lot of his youthful idealism but it has been redirected away from conventional religion towards a religion of Art. (This, of course, very much reflects the fin-de-siecle movement right across Europe towards Art for Art’s Sake and Aestheticism which was – exactly as with Stephen – an attempt to create a secular religion of Art to replace the traditional Christian faith which had been so undermined by all aspects of nineteenth century life, from industrialisation to Darwin’s theory of evolution see Symbolism by Michael Gibson.)

Entirely in keeping with all this, we learn from a conversation he has with the Dean of Studies, that Stephen is working on a long essay on a theory of aesthetics. In chapter 5 he attends a university lecture then walks around Dublin, accompanied by a student friend who (conveniently enough) asks him about his essay, prompting Stephen/Joyce to a long and systematic explanation of his aesthetic theory.

Among other things he speculates that there is an evolution in art forms from the lyric – which is entirely about the artist, a magnification of the artist’s own feelings – to the dramatic, at the other end of the spectrum – in which the artist completely effaces themself in order to present the subject as objectively as possible. However, the artist can never completely eliminate themselves and so, even though they nowhere refer to themselves, their personality remains present in their choice of subject matter and style. This is the context of Stephen’ famous statement:

The dramatic form is reached when the vitality which has flowed and eddied round each person fills every person with such vital force that he or she assumes a proper and intangible aesthetic life. The personality of the artist, at first a cry or a cadence or a mood and then a fluid and lambent narrative, finally refines itself out of existence, impersonalizes itself, so to speak. The aesthetic image in the dramatic form is life purified in and reprojected from the human imagination. The mystery of aesthetic, like that of material creation, is accomplished. The artist, like the God of creation, remains within or behind or beyond or above his handiwork, invisible, refined out of existence, indifferent, paring his fingernails.

Throughout the text, Joyce had dropped in umpteen phrases indicating Stephen’s alienation from his surroundings, from his family, from his friends, from the same old repetitive political issues (Irish nationalism) all of whom he regards with a kind of mocking detachment – and, finally, from the Catholic religion which he at one point embraced with all the enthusiasm he was capable of, before finding his faith slipping away from him. This lifelong sense of being an outsider looking on at everyone else is what underpins the book’s other famous declaration, in the last few pages, where Stephen tells us that he needs to escape the ‘nets’ which trap him.

— When the soul of a man is born in this country there are nets flung at it to hold it back from flight. You talk to me of nationality, language, religion. I shall try to fly by those nets.

Which he amplifies and explains further:

—Look here, Cranly, he said. You have asked me what I would do and what I would not do. I will tell you what I will do and what I will not do. I will not serve that in which I no longer believe, whether it call itself my home, my fatherland, or my church: and I will try to express myself in some mode of life or art as freely as I can and as wholly as I can, using for my defence the only arms I allow myself to use—silence, exile and cunning.

And so the book ends with Stephen determined to fly all the nets which threaten to imprison him and leave Ireland for good. As Joyce himself, of course, did.

Autobiographical timeline

First readers of any of Joyce’s works, especially those featuring Stephen Dedalus, sometimes ask how autobiographical the work is. The answer is, very autobiographical. Here are the relevant dates from Joyce’s own life – you can see how closely they match the career of Stephen Dedalus:

  • 1882 Joyce is born in Rathgar, Dublin on 2 February
  • 1888 Joyce begins school at Clongowes Wood College, a Jesuit boarding school near Clane, County Kildare
  • 1891 Has to leave Clongowes when his father could no longer pay the fees; studied at home and briefly attended the Christian Brothers O’Connell School on North Richmond Street, Dublin
  • 1893 Starts attending Belvedere College, a fee-paying day school for boys run by Jesuits; attends for 5 years
  • 1898 Begins college at University College, Dublin, to study English, French and Italian

Publication history

‘A Portrait’ began life in 1904 as ‘Stephen Hero’ — a projected 63-chapter autobiographical novel in a realistic style. After writing 25 chapters, in 1907 Joyce abandoned ‘Stephen Hero’ and set about reworking its themes and protagonist into the condensed five-chapter novel we have now. He abandoned the first novel’s strict realism and switched to making extensive use of free indirect speech that allows the reader to directly share Stephen’s developing consciousness, to feel, see and hear things from Stephen’s point of view.

The American modernist poet Ezra Pound arranged for the novel to be serialised in the English literary magazine The Egoist in 1914 and 1915, and published as a book in 1916 by B.W. Huebsch of New York. The publication of ‘A Portrait’ just two years after the short story collection ‘Dubliners’ (1914) earned Joyce a place at the forefront of literary modernism, a position which was, of course, to be clinched by the scandal and notoriety surrounding the publication of Ulysses, which began to be published in serial form in the literary magazine The Little Review in 1918, finally published in book form in 1922. 1914, 1916, 1918, a concentrated burst of publication which helped cement his reputation.

Here are sometimes abbreviated notes on the individual chapters.

Chapter 1 (48 pages)

Father’s nursery rhyme. Home life with Dante (Mrs Riordan) the nationalist. At school at Clongowes Wood College. Being bullied. Football. The sound of the word suck.

Suck was a queer word. The fellow called Simon Moonan that name because Simon Moonan used to tie the prefect’s false sleeves behind his back and the prefect used to let on to be angry. But the sound was ugly. Once he had washed his hands in the lavatory of the Wicklow Hotel and his father pulled the stopper up by the chain after and the dirty water went down through the hole in the basin. And when it had all gone down slowly the hole in the basin had made a sound like that: suck. Only louder.

Thoughts about God and the universe. Holidays and prayers. The story of the ghost. The mystery of kissing:

What did that mean, to kiss? You put your face up like that to say goodnight and then his mother put her face down. That was to kiss. His mother put her lips on his cheek; her lips were soft and they wetted his cheek; and they made a tiny little noise: kiss. Why did people do that with their two faces?

After being pushed into a mucky ditch by another boy, Wells, Stephen gets a cold. In the infirmary. Friendship with Athy.

He told Stephen that his name was Athy and that his father kept a lot of racehorses that were spiffing jumpers and that his father would give a good tip to Brother Michael any time he wanted it because Brother Michael was very decent and always told him the news out of the paper they got every day up in the castle.

Later, in Chapter 3, Stephen looks back at life at Clongowes which he summarises as: ‘the wide playgrounds, swarming with boys, the square ditch, the little cemetery off the main avenue of limes where he had dreamed of being buried, the firelight on the wall of the infirmary where he lay sick, the sorrowful face of Brother Michael.’

Home for Christmas dinner, which is scene to a flaring row between Mr Dedalus, his friend Mr Casey and inflexible Dante about whether Parnell was hounded to his grave by lackey priests, or deserved punishment for being a fornicator. Story of the famous spit. Mr D says the Irish are ‘A priestridden Godforsaken race!’ When Casey says Ireland must be free of religion (‘No God for Ireland! he cried. We have had too much God in Ireland. Away with God!’) devout Dante storms out while Mr Casey burst into tears for his lost leader.

Back at school, gossip about why some fellows (Simon Moonan and Tusker) got a flogging (is it for some kind of homosexual escapade referred to as ‘smugging’?). Because Stephen’s glasses are broken (someone bumped into him and they fell and broke on a cinder path) Father Arnell gives him permission not to write, but when the sadistic Prefect of Studies, Father Dolan, visits his class, he ignores this excuse, accuses Stephen of slacking, calls him to the front of the class and hits him on the hands with a pandybat, inflicting intense pain. Stephen’s sense of injustice is so strong he overcomes his own fear to go down the special corridor to the rector’s room and report it. The rector assures him it must be a mistake and shakes hands. Back among the fellows, Stephen is cheered as a hero.

Chapter 2 (40 pages)

Opens with the Dedalus family enjoying an extended summer holiday in Blackrock, a seaside suburb of Dublin. Stephen accompanies old Uncle Charles on shopping trips. At the park, he is ‘trained’ as a runner by unhealthy looking Mike Flynn, mate of his dad’s, a fad which doesn’t last. On Sundays Stephen goes with his father and grand-uncle on huge walks. He is reading ‘The Count of Monte Cristo’ and sees himself as the book’s hero Edmond Dantès seeking for his equivalent of the heroine, Mercedes.

Friendship with Aubrey Mills and they set up a gang but at the end of the summer the gang breaks up. He senses change at home, where his father’s fortunes are failing which is why he isn’t sent back to the fee-paying Clongowes school. The beginnings of the adolescent sense of frustration and aloneness:

The ambition which he felt astir at times in the darkness of his soul sought no outlet.

A fever gathered within him and led him to rove alone in the evening along the quiet avenue… his restless heart… The noise of children at play… made him feel, even more keenly than he had felt at Clongowes, that he was different from others…

Removal vans turn up and move the household stuff from Blackrock to a new house in Dublin. Stephen doesn’t like the city, finds it overwhelming. More alienation:

  • his mood of embittered silence… He was angry with himself for being young and the prey of restless foolish impulses… He chronicled with patience what he saw, detaching himself from it and tasting its mortifying flavour in secret…

The text breaks down into short vignettes which demonstrate how ‘His silent watchful manner had grown upon him’. In the last of which a young woman is near him on the tram steps. Haunted by her, he goes home and tries to write a poem i.e. burgeoning sensuality and sensitivity.

His father arranges for him to go to a Jesuit day school, Belvedere. Long passage describing the first night of a school play at Belvedere, where Stephen is ragged by his frenemy, Heron. He’s now in the sixth form and filled ‘with unrest and bitter thoughts’. He goes onstage, performs and is so pumped with adrenaline when he comes offstage that he runs right past his waiting parents and wanders the streets till he’s calmed down and can go back.

Stephen accompanies his father on the latter’s nostalgic journey back to Cork. This is mainly to sell some of his remaining property at an auction, a financial necessity reflecting the family’s declining fortunes, but Mr D uses it to recapture his long-vanished youth. Stephen is appalled at his father’s sentimental drinking sessions with his old buddies. He is now permanently filled with self-disgust.

A leader afraid of his own authority, proud and sensitive and suspicious, battling against the squalor of his life and against the riot of his mind… Nothing stirred within his soul but a cold and cruel and loveless lust.

Stephen wins money for an exhibition (to college?) and a prize, and blows it all on luxuries for his family.

He feels completely alienated from his father, mother and brother (Maurice). He keeps talking about secret riots and orgies (‘dark orgiastic riot’) and living in sin (‘the wasting fires of lust’) so it began to dawn on me maybe all this refers to masturbation. He wanders the streets in a fever of lust. All this leads up to a visit to a prostitute. Lust leads to all other sins:

From the evil seed of lust all other deadly sins had sprung forth: pride in himself and contempt of others, covetousness in using money for the purchase of unlawful pleasures, envy of those whose vices he could not reach to and calumnious murmuring against the pious, gluttonous enjoyment of food, the dull glowering anger amid which he brooded upon his longing, the swamp of spiritual and bodily sloth in which his whole being had sunk.

Chapter 3 (39 pages)

A cold lucid indifference reigned in his soul.

Stephen has become a regular frequenter of Dublin’s red light district, sauntering and taking prostitutes as his fancy takes him.

He had sinned mortally not once but many times and he knew that, while he stood in danger of eternal damnation for the first sin alone, by every succeeding sin he multiplied his guilt and his punishment.

At Belvedere he now holds the position of prefect of the Sodality of the Blessed Virgin Mary, responsible for supervising the young boys at Mass, which sits bitterly ironically alongside his night-time debauchery but ‘ The falsehood of his position did not pain him.’

A little way into Chapter 3 his class are sent on a religious retreat which is marked by the series of sermons given by Father Arnall (who appears to be on secondment from Clongowes – after all, they’re both Jesuit establishments). The sermons’ subject is the four Last Things: death, judgment, heaven and hell, and it triggers ‘a crisis of guilt and piety’ in Stephen, prompting a period of profound introspection and desire for repentance but which reads more, to me, like a panic attack:

The next day brought death and judgement, stirring his soul slowly from its listless despair. The faint glimmer of fear became a terror of spirit as the hoarse voice of the preacher blew death into his soul. He suffered its agony. He felt the deathchill touch the extremities and creep onward towards the heart, the film of death veiling the eyes, the bright centres of the brain extinguished one by one like lamps, the last sweat oozing upon the skin, the powerlessness of the dying limbs, the speech thickening and wandering and failing, the heart throbbing faintly and more faintly, all but vanquished, the breath, the poor breath, the poor helpless human spirit, sobbing and sighing, gurgling and rattling in the throat. No help! No help!

The sermons describe in exquisitely logical detail: the original sin of Lucifer and his fellow angels who fell from heaven at God’s command; the torments of hell in terrifying detail, beginning with the physical horrors: the pestilential air of hell; the stench of rotting bodies; the nature of the fires of hell which rage intensely and eternally; how the blood and the brains of the sinner boil with no hope of relief; the torment deriving from the squalid company endured by every soul in hell, devils as well as other sinners.

This first sermon leaves Stephen paralysed with fear and convinced that he, personally, is going to hell. After chapel he listens to the trivial talk of the other students who are not as affected by the sermon as he is. There is an academic class, then it’s back to the chapel for another sermon in which Father Arnall continues his tour of hell, switching from physical to spiritual torments, chief among which is the pain of separation from God.

Stephen is terrified all over again. When he goes to his room he hallucinates a devil waiting in it to attack him. When he closes his eyes he has an image of being stuck in a muddy swamp with devil creatures, forever. He runs to the window, throws it open and gasps for air.

Walking through the city that evening he asks an old woman the way to the nearest church, restlessly waits his turn, and then makes a big confession to the priest. We learn that it is 8 long months since his last confession, and that he is a mere boy of 16. The priest offers forgiveness and Stephen walks home feeling light and purged and full of grace.

Chapter 4 (24 pages)

Following on from his confession and feeling of having been born again, Stephen becomes a religious fanatic, living every day and every hour according to optimum best practice, praying all the time, saying his rosary etc. This reaches a climax when he is called in by the director of Belvedere College and asked to ponder whether he thinks he has a vocation for the priesthood which, in fact, is something he has often wondered…

Only slowly, towards the end of the chapter, do doubts set in – and the whole chapter is capped by a walk on the beach where he sees a young woman with her skirt hitched up standing in a stream, and his whole being is shaken, not with lust exactly, but a rarefied sense of her transcendent beauty. I take this moment as symbolising the waning of his religious vocation, and its replacement by a romantic aestheticism.

Chapter 5 (71 pages)

— I have a book at home, said Stephen…

Chapter 5 is the longest one and describes Stephen the university undergraduate. He wakes up, his mother washes his neck, his father yells down the stairs asking whether he’s gone to the campus yet, so Stephen hurries off, reflecting on the urban scene, is briefly accosted by a beggarwoman selling lavender. I’ve given headings to the episodes which follow:

Stephen’s sense of English as an alien tongue

At the university buildings he comes across the Dean of Studies, who is English, and has a famous exchange in which he reflects on how natural the English language sounds on his lips and yet how Stephen can’t help feeling it alien. This all starts because the Dean is filling a lamp with oil and Stephen tells him the device he’s using to do so is called a tundish, a word the Dean has never heard before.

The little word seemed to have turned a rapier point of his sensitiveness against this courteous and vigilant foe. He felt with a smart of dejection that the man to whom he was speaking was a countryman of Ben Jonson. He thought:
—The language in which we are speaking is his before it is mine. How different are the words home, Christ, ale, master, on his lips and on mine! I cannot speak or write these words without unrest of spirit. His language, so familiar and so foreign, will always be for me an acquired speech. I have not made or accepted its words. My voice holds them at bay. My soul frets in the shadow of his language.

Why consider English foreign but Latin as somehow Irish?

This all very is stirring but I nowadays I perceive it as facile: we all speak a foreign tongue; or, to put it another way, which of us invented the language we speak? None of us. Stephen’s thought is incomplete and doesn’t go far enough. All of us speak words invented by others. If you want to be super-sensitive, we are all oppressed by the un-usness, the non-us origins of the language we are compelled to speak. So what difference does it make whether he speaks words invented by long-dead Gaelic ancestors or long-dead Anglo-Saxons (and Vikings and Normans)? All of us speak words created by long-dead peoples. What alternative is there? Making up our own language?

Inconsistency between Stephen’s attitude to language and to religion

There is also a glaring inconsistency between Stephen’s nationalist approach to language and but subservient approach to religion. He resents speaking ‘another race’s language’ but has no problem at all believing another race’s religion.

Did Stephen invent Christianity? Obviously not. Christianity occurred against the background of Judaism, the sophisticated religion first developed by Jews speaking Hebrew at least two and a half thousand years ago in Palestine; it was created and spread among Jews who spoke Aramaic at the dawn of the Roman Empire; its leading theologians were initially eastern Greeks writing in Greek (the four Gospels are all written in Greek); only centuries later was it co-opted by Romans speaking Latin and then imposed across their empire, under duress – in fact after 380 AD under pain of death – by the brutal Roman Empire.

Which bit of this derived from the Celtic inhabitants of Ireland? Absolutely none of it.

Stephen goes to a school run by Jesuits, a religious order founded by a Spaniard, based in Rome, tasked with wiping out heresy and independent thought all across Europe and then around the brutally exploitative Catholic empires of Spain and Portugal. Stephen prides himself on his independence, on casting off all shackles, but for a while in chapter 4 he contemplates joining this repressive foreign order.

If he feels that English from a few hundred miles away is a foreign imposition on Gaelic-speaking Celts, then why accept 1) a religion created 2,500 miles away (Palestine) which is 2) expressed in a language created 1,100 miles away (Rome)? Why rebel against English linguistic imperialism and whole-heartedly accept Roman religious and linguistic imperialism?

Anti-Britishness

Because Britain was the current imperial oppressor of Ireland when Joyce wrote, and anti-British, pro-independence Irish nationalism was the dominant political issue of his time and the time he describes in his works (the pre-war Edwardian era). This passage describing his alienation from the English language only makes sense against the atmosphere of Irish nationalism i.e. the desire to overthrow everything English as part of a wider Irish national liberation, which pervaded the culture he was raised in and describes.

If he really wanted to escape the detested coloniser’s language a simple solution was ready to hand: why not write in Gaelic, the native speech of what he calls ‘his race’? Like Patrick Pearse, Liam O’Flaherty, and Seán Ó Riordáin? That would have been a simple and decisive statement of independence.

But he didn’t. We know that Joyce studied Gaelic for a while, and knew enough from his general upbringing in Dublin to sprinkle a handful of phrases into his texts. And he wrote in his stories and novels a number of fine-sounding anti-English passages like this. But they’re not borne out by his actual choices. Stephen says ‘I have not made or accepted its words’ but he has, hasn’t he? What language is he writing, thinking, arguing in? Which author does Stephen deliver a long analysis of in ‘Ulysses’? Shakespeare. Not exactly Ireland’s national writer, is he?

I think Joyce is making the character Stephen pose as a linguistic Irish nationalist. In the same way as Stephen will outgrow his high-flown romantic rhetoric by the time of ‘Ulysses’, in the same way as he will have moved drastically on from the aesthetic theory he expounds to Lynch (see below), I think in the same way Stephen will reject this linguistic nationalism. Although part of his sensitive soul will always rebel against it, English it will be.

Davin asks Stephen to ‘Join us…’

Back to the narrative, Stephen attends a lecture in physics, in which various student mates horse around and make clever remarks and continue to do so after the lecture ends and they mill around in the corridors. He encounters fellow students in a semi-schematic way, each one standing for a cause or issue, thus allowing Joyce to state his position on them: the nationalist one, the hearty one, the cynic, the joker and so on.

A case in point is Davin the nationalist who tells Stephen it’s his duty to join the Irish nationalist cause. This dialogue gives rise to a series of much-quoted declarations in which Stephen vehemently rejects Davin’s Irish nationalism.

When the soul of a man is born in this country there are nets flung at it to hold it back from flight. You talk to me of nationality, language, religion. I shall try to fly by those nets.

What does this mean for the anti-English passage about the tundish? I think it means Stephen felt himself between a rock and a hard place. With his immense sensitivity to language he resiles against the feel of English words in his mouth. And yet he in no way wants to be hamstrung and confined by the crude rhetoric of Irish nationalism which we see him angrily rejecting here, and brutally lampooning in the Cyclops episode of ‘Ulysses’. The only way out of feeling trapped by all these fences, is to get out, to flee the country which places him in this (and other) impossible quandaries.

This is why the Irish have such an ambivalent attitude towards Joyce. He provided them fine-sounding nationalist quotes such as the one quoted above. But scratch the surface, actually read Dubliners, let alone ‘Ulysses’ and you come to think that he maybe despised his own fellow countrymen as much as he resented British cultural rule.

Stephen expounds his aesthetic theory to Lynch

Tiring of his argument with Davin, Stephen takes his mate Lynch for a walk in which Stephen lays out the main points of his essay on aesthetics. He makes some lofty definitions:

—Art, said Stephen, is the human disposition of sensible or intelligible matter for an aesthetic end.

He tells Lynch that literature is ‘the highest and most spiritual art’ – which will come as a surprise to all composers and musicians.

He claims to have achieved what Aristotle failed to do, which is to provide clear definitions of pity and fear, thus underpinning the ancient Greek’s analysis of tragedy as a genre. The central idea is that the highest aesthetic experience is static – any artistic artefact which creates kinetic feelings (for example, desire or repulsion) is impure. The highest art is static and, as he goes on to explain, utterly detached.

Stephen posits four types of literature

He suggests that it comes in four forms or genres which exist on a spectrum defined by the writer’s relationship with their material: At one end, 1) the lyrical represents a direct expression of the writer’s feelings; 2) the epical arises when the writer thinks of himself in relation to an epical event; 3) the narrative is when ‘the personality of the artist passes into the narration itself, flowing round and round the persons and the action like a vital sea’; and 4) the dramatic is reached when ‘the vitality which has flowed and eddied round each person fills every person with such vital force that he or she assumes a proper and intangible esthetic life’. At this point, Stephen speaks a passage which became famous and much quoted:

The personality of the artist, at first a cry or a cadence or a mood and then a fluid and lambent narrative, finally refines itself out of existence, impersonalizes itself, so to speak. The aesthetic image in the dramatic form is life purified in and reprojected from the human imagination. The mystery of aesthetic, like that of material creation, is accomplished. The artist, like the God of creation, remains within or behind or beyond or above his handiwork, invisible, refined out of existence, indifferent, paring his fingernails.

Brief reaction to Stephen’s aesthetic

This and what follows is fine and clever and has been quoted and debated over for a century. But it is, in a sense, irrelevant. From Dada and surrealism onwards, art has increasingly been whatever artists say it is and an artist is someone who is accepted as such by the self-policing community of artists, critics and curators.

Of course there’s been extremely clever debate about aesthetics for as long as human beings have been writing, some two and a half thousand years, and certain ideas – or maybe a better word is ‘obsessions’ or maybe ‘dead ends’ – recur again and again. But the mere fact that there has been so much energetic debate proves the simple point that there is not now, and never has been, any broad agreement about art and aesthetics. Any definition of art you settle on will leave out huge swathes of what people think of as ‘art’, while artists themselves have come up with all kinds of definitions of art which generally supported whichever kind of art they happened to make.

The study of aesthetics is a bottomless pit, an endless ocean, which it’s fun to swim and play in. But anyone who expects to discover some kind of ‘truth’ or settled definition, doesn’t understand the nature of the game they’re playing.

Joyce’s theory doesn’t even apply to his own book

So I read Stephen’s aesthetic theory with interest, noted his invoking of Saint Thomas Aquinas’s definition of the work of art as requiring three qualities – integritas, consonantia and claritas – but yet another intellectual fussing about Aristotle’s two-and-a-half-thousand-year-old definitions of pity and tragedy, or worrying about the formal attributes of ancient Greek literary genres, or redefining Thomistic terminology, couldn’t be further from our modern reality.

None of Stephen’s elaborate theory really applies to this book itself. ‘A Portrait’ is not an ‘aesthetic object’, not a picture or a statue you can pick up and move around, but a text which contains hundreds of passages and moments, most of which are far from static and far from isolated in the sense which the Thomas term integritas implies but are, on the contrary, part of a continuous narrative or flow of text, each element leading on to the next, each new element adjusting and changing your understanding of the previous ones, a process which continues after you’ve finished reading the book and dip into the secondary literature around it, or go on to read another book by the same author or from the same period or about the same subject.

The actual lived experience of reading this, as any, book is the precise opposite of an isolated moment of aesthetic stasis but is instead a collection of Joyce-flavoured passages within the endless flux of texts which themselves form part of the broader, never-ending flux of our lives.

The role of comedy in debunking Stephen’s high-falutin theories

So Stephen’s long disquisition reaches its climax with the claim that the godlike detachment of the writer mirrors the non-kinetic, godlike stasis triggered by the ideal work of art. But throughout the lecture, Joyce has been well aware of how pompous and pretentious this all risks sounding – and this is why he has Stephen 1) not write it out in one continuous essay 2), nor think it to himself, but 3) enunciate it all in dialogue with Lynch, and the main reason for this is so that Lynch can keep interjecting jokes.

Lynch fails to understand bits, takes the mickey out of Stephen’s phrasing, makes mock tributes, tells Stephen he’s forgotten key definitions so Stephen has to repeat them, and so on and so on. In other words, Joyce puts a lot of effort into dramatising the presentation of his theory; and, in my opinion, this is partly what makes it so memorable.

This strategy of Joyce’s tends to be overlooked or forgotten by critics who extract from the extended dialogue the bits they need to quote to summarise the theory but, in my opinion, it’s the way it is part of an extended and often comic dialogue which makes it so memorable.

Thus, as Stephen reaches the climactic part of the theory, it starts to rain and Lynch jokes:

—What do you mean, Lynch asked surlily, by prating about beauty and the imagination in this miserable Godforsaken island? No wonder the artist retired within or behind his handiwork after having perpetrated this country.

(Incidentally, a few days later, I was reading Hugh Kenner’s book about ‘Ulysses’, in which he quotes Ezra Pound saying that Joyce complained to him, ‘If only someone would say the book was so damn funny.’ So I’m agreeing with Joyce’s opinion of his own works. Woven among the Jesuitical theology and the Thomist aesthetics, there are lots of sly Irish gags.)

Stephen’s invisible girlfriend

The outbreak of rain ends Stephen’s long disquisition, as he and Lynch hurry to take shelter under an arcade of the university, and it is here that Stephen sees his girlfriend (again). Now the notes tell me that the beloved young woman who haunts this final chapter is called Emma Clery but her name is very well hidden: a control + f search of the entire online text reveals just three mentions of ‘Emma’ and none at all of ‘Clery’, so I’m puzzled how commentators have extracted her name so confidently.

Reflecting on her near invisibility, I wondered whether she isn’t named because her role is to be The Woman With No Name; more precisely, her function is to be a semi-abstract peg for Stephen’s resentment and jealousy, notably when he sees her (in two earlier scenes I haven’t mentioned yet) joking with a priest and/or flirting with Cranly. I’m not sure we even get to hear her speak, certainly Stephen doesn’t have a dialogue with her as he does with his male friends. So she’s the Nearly Invisible and Totally Silent Woman.

Maybe there’s another, more bucket reason. It was arduous enough for Joyce just to nail down Stephen’s aesthetic theory and relationships with fellow male students. As it is, this final chapter which contains all this intellectual content is longer than the preceding four and already contains several abrupt cuts of scene. Maybe if Joyce had embarked on describing a full-blown love affair for Stephen, it would have doubled or tripled the size of the chapter and ended up distracting attention away from his political and artistic statements. Seen in this practical way, maybe Emma’s elusiveness and the role assigned her simply reflect the lack of space for her in Joyce’s overall design.

Whatever the precise reason, Emma’s role as a fleeting presence who never speaks but nonetheless haunts Stephen’s consciousness certainly fits with the rest of his character. It is entirely characteristic of the alienated outsider we have seen him to be in so many previous situations, that Stephen makes no effort to go and talk to her even when she’s only ten yards away, but prefers to watch, and bubble over with resentment and jealousy, from a distance.

Stephen composes a poem (by Shelley)

I mentioned abrupt cuts. One occurs in the middle of the chapter. After the long walk with Lynch and the exhaustive exposition of aesthetic theory ends with the pair taking shelter in the arcades and spotting his lady love at a distance, does the scene develop in any natural way i.e. Stephen goes after her, talks to her, or goes on to hang with his pals maybe go for a drink?

No, none of those. There is a line space and suddenly the narrative cuts to the next morning and Stephen waking up in his bedroom from a lovely dream and reaching out for pen and paper to write down a poem which has come to him. The next few pages are presumably Joyce’s attempt to describe the state of mind in which lines of poetry come to you, you shape and perfect them, and they trigger more until the poem feels ‘finished’ i.e. you have no more to say. I’ve had this experience many times as, I imagine, have hundreds of millions of other people, maybe most of my readers… It’s a common enough sensation among bookish people.

Here’s the first verse of Stephen’s poem:

Are you not weary of ardent ways,
Lure of the fallen seraphim?
Tell no more of enchanted days.

What’s really striking is the fantastically old-fashioned Shelleyan style of the poem. In fact it may be deliberately echoing the famous Shelley fragment which Stephen quotes in chapter 2:

Art thou pale for weariness
Of climbing heaven and gazing on the earth,
Wandering companionless…?

Although the line length is different, the wistful sentiment is very similar. In fact, having read and reread it I’ve realised it’s as much late-Victorian, fin-de-siecle as Shelleyan. ‘Lure of the fallen seraphim’ is deliberately langorous and sensual, with hints of naughty Wildean transgressions (in strict Christian theology there is nothing alluring about the fallen angels; they are devils pure and simple; only in the naughty Nineties did lots of poets and artists flirt with blasphemy, black magic, Salome etc etc). Maybe it would be more accurate to attribute it to Swinburne, the naughty boy of Victorian poetry, rather than Shelley the romantic angel.

Anyway, the writing of the poem takes place across several pages of the novel. Maybe it’s meant to be a practical demonstration of the creation of a literary work which fits the aesthetic theory he outlined at such length to Lynch the day before; maybe Stephen is putting his money (metre) where his mouth is.

The pages describing the composition are also meshed with Stephen’s feelings about his beloved (the elusive Emma he saw the day before) who he is cross with for flirting (he thinks) with one of the priests. In angry jealousy Stephen says he doesn’t care if she throws away her beauty (and lovely body) on ‘the unworthy’. In other words, even here at the end of the novel he is displaying standard Goth, alienated teenager feelings.

Stephen wants to be free as a bird

Cut to later on this second day and Stephen standing outside the National Library and looking up at birds wheeling in the sky. Are they swallows which migrate from the south? This introduces the theme of flight and exile.

He comes across some mates inside the library, they chat and then, mindful of being told off for talking, leave, engaging in banter in the corridors: these buddies are Cranly, Temple, Dixon, O’Keeffe, Goggins. Older and less impressed by Stephen’s purist theories, I am (as I explained above) more entertained by the humour of these student scenes.

The stout student who stood below them on the steps farted briefly. Dixon turned towards him, saying in a soft voice:
—Did an angel speak?

Amid all this banter, Stephen again sees HER walking away from the library and is mixed up in a confusion of memories, something to do with her body and her smell but also a teenage attempt to save himself by damning and scorning her.

Well then, let her go and be damned to her! She could love some clean athlete who washed himself every morning to the waist and had black hair on his chest. Let her.

Reading this you realise that, for all his precocious reinterpreting of Aristotle and Aquinas, Stephen is emotionally still a child.

Stephen’s last walk with Cranly

Stephen goes for the last of the walks which characterise this chapter, this time with his best friend Cranly. Their conversation turns to the fact that Stephen has argued with his mother: she wants him to take mass at Easter and he refuses to. In a half-joking way, Cranly presents a series of arguments for why Stephen should, from theological reasons (is he not afraid of damnation?) to humane (his mother has had a hard life; if he disbelieves in religion, why not go through this performance in order to make her happy?). The dialogue is crafted to build up to Stephen’s angry declaration that he will not submit or as he puts it, a bit more pompously, he will not serve.

—Look here, Cranly, he said. You have asked me what I would do and what I would not do. I will tell you what I will do and what I will not do. I will not serve that in which I no longer believe, whether it call itself my home, my fatherland, or my church: and I will try to express myself in some mode of life or art as freely as I can and as wholly as I can, using for my defence the only arms I allow myself to use—silence, exile and cunning.

This is often quoted as a version of Joyce’s own manifesto. Less noticed is the way it is undercut by Cranly making jokes, much as Stephen’s earlier disquisition about aesthetics was undercut by Lynch’s joshing. Less impressed by Joyce’s rhetoric than I was as a young man, what I notice this time round is how all the high-minded statements appear in dialectic tension with comic responses. Stephen rarely makes any serious declaration without having some school or student buddy around to deflate him.

Stephen’s diary

In the last four pages the text disintegrates (again). Right at the start, ‘A Portrait’ opened with the disjointed perceptions of a very small child. Now, right at the end, the continuous narrative falls back into disintegrated fragments, in this case into four pages of brief diary entries, starting 20 March and ending on 27 April, so covering 38 days in total. They end with a phrase Joyce must have realised sounds ridiculously immature and overblown:

Welcome, O life! I go to encounter for the millionth time the reality of experience and to forge in the smithy of my soul the uncreated conscience of my race.

This kind of thing is widely quoted as expressing Joyce’s attitude. But in my opinion, like the overblown romanticism of other final passages, it instead indicates Stephen’s emotional and intellectual immaturity. I.e. it is a limited, imperfect and slightly ludicrous character who says this, not the canny author (aged 34 when the novel was published).

Cast

Sometimes creating a cast list sheds different light on the text, highlights characters as motifs, suggests alternative routes through the story. Also, it’s just handy to remember key attributes of leading figures.

Family

  • Stephen Dedalus – the main protagonist, who we follow from small boyhood, through junior school, secondary school and on to university, as he experiences all the stages of growing up from being bullied at school to adolescence where he goes through phases of sexual debauchery, then of religious enthusiasm, before his final dedication to a religion of art; named Stephen because Stephen was the first Christian martyr, and Dedalus after the ingenious inventor from Greek mythology
  • Simon Dedalus – Stephen’s father, a former medical student whose fortunes decline throughout the book, forcing the family to move from a large house in the suburb of Blackrock into a smaller house within Dublin itself; he’s a good man but, like many sons, Stephen is embarrassed by his sentimentalism and increasing drunkenness
  • Dante (Mrs. Riordan) – governess to the two Dedalus children, Stephen and Maurice, a devout and fiery Catholic who has a bitter argument with Simon and his friend about the fate of the Irish nationalist leader Parnell. In ‘Ulysses’, chapter 17, detail is given: ‘Mrs Riordan (Dante), a widow of independent means, had resided in the house of Stephen’s parents from 1 September 1888 to 29 December 1891 and had also resided during the years 1892, 1893 and 1894 in the City Arms Hotel owned by Elizabeth O’Dowd of 54 Prussia street where, during parts of the years 1893 and 1894, she had been a constant informant of [Leopold] Bloom who resided also in the same hotel.’
  • Uncle Charles – Stephen’s great uncle who lives with the family. Young Stephen enjoys taking long walks with his uncle and listening to Charles and Simon discuss the history of both Ireland and the Dedalus family
  • Mike Flynn – a friend of his father’s who tries to train Stephen as an athlete with little success
  • Aubrey Mills – friend his own age Stephen forms a gang with for adventures one summer
  • Mary Dedalus – Stephen’s mother, a shadowy figure who rarely appears or talks: who tries to keep the peace at the big Christmas day argument, a lot later chides Stephen for being late to lectures; her most notable appearance is when, at the start of chapter 5, she washes his neck and face from a bowl of hot water
  • Cranly – Stephen’s best friend at university who he confides in

At Clongowes Wood College (as a boy)

  • Nasty Roche –
  • Saurin
  • Cantwell
  • Jack Lawton
  • Wells – taunts the boy Stephen for kissing his mother before he goes to bed, and one day he pushes Stephen into a dirty cesspool, causing Stephen to catch a bad fever and be sent to the infirmary
  • Rody Kickham
  • Simon Moonan
  • Tusker
  • Corrigan
  • McGlade
  • Fleming – who gets pandybatted
  • Paddy Rath and Jimmy Magee
  • Cecil Thunder

Staff

  • Father Conmee – rector i.e. headmaster of the school
  • Father Arnall – Latin teacher who stands by and lets Stephen get pandybatted; he later reappears on the religious retreat from Belvedere and delivers the series of sermons which terrify Stephen
  • Father Dolan – bully who unfairly pandybats Stephen
  • Brother Michael – the kindly brother who tends to Stephen and Athy in the Clongowes infirmary after Wells pushes Stephen into the cesspool

At Belvedere (as a teenager)

  • Vincent Heron – Stephen’s antagonist, always ready to rap his calves with his cane
  • Boland – Heron sidekick
  • Wallis – Heron sidekick
  • Nash – Heron sidekick
  • Doyle – producing the school play which Stephen appears in
  • Mr Tate – English master, erroneously thinks he detects Stephen committing a heresy in an essay

At the beach he sees some of his schoolfriends stripped to their trunks:

  • Shuley without his deep unbuttoned collar
  • Ennis without his scarlet belt with the snaky clasp
  • Connolly without his Norfolk coat with the flapless sidepockets

At university

  • Davin – the peasant student who tells the story of a peasant woman, Irish nationalist, asks Stephen why he doesn’t learn Gaelic and become ‘one of us’; his insistence that Stephen devote himself to the cause of Irish independence prompts one of Stephen’s famous outbursts: ‘—Do you know what Ireland is? asked Stephen with cold violence. Ireland is the old sow that eats her farrow.’
  • Cranly – Stephen’s best friend at the university, a kind of secular confessor
  • MacCann – politically committed student who tries to recruit Stephen to the causes of world peace etc: ‘MacCann began to speak with fluent energy of the Tsar’s rescript, of Stead, of general disarmament, arbitration in cases of international disputes, of the signs of the times, of the new humanity and the new gospel of life which would make it the business of the community to secure as cheaply as possible the greatest possible happiness of the greatest possible number.’
  • Temple – with his dark gypsy eyes, literal-minded and limited he admires and tries to copy the cleverer students, leading Cranly to mock him: ‘You flaming floundering fool! I’ll take my dying bible there isn’t a bigger bloody ape, do you know, than you in the whole flaming bloody world!’
  • Lynch – a coarse and dryly sarcastic student who is even poorer than Stephen; big and muscular with a ‘whinny like an elephant’; but it is Lynch that Stephen explains his theory of aesthetics to as they walk round Dublin
  • Moynihan – witty student, prone to whispering comic remarks to Stephen
  • Donovan – member of the university field club
  • Glynn – a student who gives private tuition, Cranly calls him ‘a bloody ape’

Theology

Clearly the central chapter containing the hellfire sermons is awash with precise and detailed theology. I am not qualified and not particularly interested in enumerating and analysing it.

He found an arid pleasure in following up to the end the rigid lines of the doctrines of the church and penetrating into obscure silences…

The sermons are constructed with impressive logic and have an awesome rhetorical and emotional effect… And yet I was more entertained by a passage where Stephen dwells on the absurdities which theological speculation can lead you into:

If a man had stolen a pound in his youth and had used that pound to amass a huge fortune how much was he obliged to give back, the pound he had stolen only or the pound together with the compound interest accruing upon it or all his huge fortune? If a layman in giving baptism pour the water before saying the words is the child baptised? Is baptism with a mineral water valid? How comes it that while the first beatitude promises the kingdom of heaven to the poor of heart, the second beatitude promises also to the meek that they shall possess the land? Why was the sacrament of the eucharist instituted under the two species of bread and wine if Jesus Christ be present body and blood, soul and divinity, in the bread alone and in the wine alone? Does a tiny particle of the consecrated bread contain all the body and blood of Jesus Christ or a part only of the body and blood? If the wine change into vinegar and the host crumble into corruption after they have been consecrated, is Jesus Christ still present under their species as God and as man?

This has more the feel of Rabelais or scholastic satirists of the minutiae of Catholic philosophising.

Style

Initially I was impressed by the sensual lyricism of many passages, dawn or dusk in the city, the soft beauty of women etc. But as in ‘Dubliners’, I was also aware that Joyce’s prose is not as relaxed as it first appears; after a while you realise it is more studied and detached than it seems, more calculating.

When I read ‘A Portrait’ as a boy I was duly terrified by the series of retreat sermons; now, 40 years later, I am still impressed by the power of the rhetoric but what I notice is Joyce’s careful structuring of his material: the overall structure of subject matter, its crisp division into focused paragraphs, and, within individual sentences 1) an insistence on the logic of the content or 2) an intense attention to the detail of description, both of which take precedence over everyday word order and rhythm.

They are just the most obvious way in which Joyce’s careful and elaborate phrasing can make many of his sentences feel clotted and effortful, a little stilted, a little formal, pedantic, continually drawing attention to their own grammatical correctitude. Officiously accurate. Nitpickingly precise. Even at his most lyrical, there’s always a kind of metallic finish to Joyce’s prose.

A girl stood before him in midstream, alone and still, gazing out to sea. She seemed like one whom magic had changed into the likeness of a strange and beautiful seabird.

I know this particular passage is meant to be sensual and overblown romantic. I know it also indicates the way Stephen’s taste is still adolescent and immature. But I also feel the tremendous control and intentionality of it.

Detachment battles passion

The text bombards us with messages about Stephen’s cold, aloof, detachment:

His silent watchful manner had grown upon him and he took little part in the games…

He, apart from them and in silence..

‘You’re a terrible man, Stevie, said Davin, taking the short pipe from his mouth, always alone.’

And yet at the same time we know from the hundreds of passages of free indirect speech, that Stephen’s mind is a seething swamp of angers and resentments, of lusts and self-hatred or, as Cranly puts it: ‘You’re an excitable bloody man, do you know.’

I’ve already argued that the aesthetic of stasis and detachment which Stephen so famously expounds is wildly inappropriate for a form like the novel, and especially Joyce’s own novels, which unravel in all directions and are thus the precise opposite of detached and static objets d’art.

But there’s another way of thinking about Stephen’s theory, namely it could be interpreted in psychological terms as a man permanently driven by wild passions trying to establish control of himself. That it’s not just an aesthetic aim but a psychological goal. That what he’s really talking about is a kind of therapy. He wishes his mind was more calm and cold and detached and static, and not the seething swamp of lusts and resentments which the novel very vividly describes it as being.

Super-romanticism

One subset of Stephen’s stormy, troubled personality is his penchant for exceedingly lush hyper-romantic visions and sensations. On and on he goes about logic and detachment and yet the novel abounds in passages which demonstrate the precisely opposite qualities:

He closed his eyes in the languor of sleep. His eyelids trembled as if they felt the vast cyclic movement of the earth and her watchers, trembled as if they felt the strange light of some new world. His soul was swooning into some new world, fantastic, dim, uncertain as under sea, traversed by cloudy shapes and beings. A world, a glimmer or a flower? Glimmering and trembling, trembling and unfolding, a breaking light, an opening flower, it spread in endless succession to itself, breaking in full crimson and unfolding and fading to palest rose, leaf by leaf and wave of light by wave of light, flooding all the heavens with its soft flushes, every flush deeper than the other.

Is this parody or does he actually believe in writing like this? Many a natural description throughout the book is in this tenor:

Evening had fallen. A rim of the young moon cleft the pale waste of skyline, the rim of a silver hoop embedded in grey sand; and the tide was flowing in fast to the land with a low whisper of her waves, islanding a few last figures in distant pools.

‘Cleft’? No wonder young Stephen tells Heron his favourite poet is Lord Byron. When, half-way through chapter 5, he awakes from an enchanted sleep with a poem echoing in his mind and hurries to write it down, it is a clear pastiche of Shelley or his mid-Victorian avatar Swinburne.

Are you not weary of ardent ways,
Lure of the fallen seraphim?
Tell no more of enchanted days.

And here is young Stephen is sounding even more like Shelley in prophetic mode, imagining himself as:

a priest of the eternal imagination, transmuting the daily bread of experience into the radiant body of everliving life.

Joyce may have been taken up by Pound as a saint of modernism but reading the many, many passages like this can’t help but convince that his core values are arch-Romantic. And the characteristic aspect of romanticism is self-indulgence, indulgence of The Self, a grandiose rejoicing in the importance of our own emotions:

He spoke the verses aloud from the first lines till the music and rhythm suffused his mind, turning it to quiet indulgence…

A few pages later he watches birds flying which triggers a snatch of poetry and responds:

A soft liquid joy flowed through the words where the soft long vowels hurtled noiselessly and fell away, lapping and flowing back and ever shaking the white bells of their waves in mute chime and mute peal, and soft low swooning cry; and he felt that the augury he had sought in the wheeling darting birds and in the pale space of sky above him had come forth from his heart like a bird from a turret, quietly and swiftly.

I can see it’s beautifully, sensitively written. But I am also aware behind everything he published of Joyce’s steely focus.

Aesthetic

The last third or so of the book deal with Stephen’s development of an aesthetic. This has provided grist for tens of thousands of books, articles and papers. What struck me as key to his entire attitude is Joyce and Stephen’s poor sight as described in this passage.

He drew forth a phrase from his treasure and spoke it softly to himself:
—A day of dappled seaborne clouds.
The phrase and the day and the scene harmonised in a chord. Words. Was it their colours? He allowed them to glow and fade, hue after hue: sunrise gold, the russet and green of apple orchards, azure of waves, the greyfringed fleece of clouds. No, it was not their colours: it was the poise and balance of the period itself. Did he then love the rhythmic rise and fall of words better than their associations of legend and colour? Or was it that, being as weak of sight as he was shy of mind, he drew less pleasure from the reflection of the glowing sensible world through the prism of a language manycoloured and richly storied than from the contemplation of an inner world of individual emotions mirrored perfectly in a lucid supple periodic prose?

Having poor sight, Joyce is less distracted by the richness of the actual visual world and leans more towards its description in words. Indeed, as we have seen, the text repeatedly describes Stephen’s fascination with the sound of certain words (kiss, tundish, mulier) right from the start.

The focus of all his writings on the quality of words and language have proved a goldmine to academics, accompanying as they do the entire twentieth century ‘linguistic turn’, the turn towards endless theories of language, its structure, its fugitive nature, the way it creates and encodes reality and much more. Joyce is like the patron saint of this movement whose handful of revolutionary texts provide an endless reservoir of reinterpretations.

Poverty

Anyway, rereading Joyce as a middle-aged man who’s struggled to raise a family, I am less impressed by the flashy manifesto commitments of an over-intellectual youth and this time round noticed other, less prominent aspects of the novel. I’ve mentioned the sly ubiquity of the humour, easy to miss if you’re dazzled by the nationalist posing, the theology and aesthetics. Another is Stephen’s sheer poverty.

In the course of the book, the Dedalus family really goes down in the world. At the start of chapter 5 they are living in a poor dirty house. As he prepares to leave for his morning lecture, Stephen looks with pity at his younger brothers and sisters who will never enjoy the privileged education he had. They use jam jars instead of teacups. When he wants to write his poem down Stephen has to do it on a torn-open fag packet. When he walks in the street, he stumbles because the broken soul of his shoe snags in a grating. At the university physics lecture he has to ask a colleague for a sheet of paper to make notes on because he has no paper of his own. Breakfast is watery tea and crusts of fried bread. Supper is a bowl of rice, like a poor Chinese peasant. None of this is dwelt on but is what struck me this time round.

And the other members of his swarming impoverished family? His father and great-uncle Charles loom large in the early chapters but there’s no mention of Charles (presumed dead) at the start of the climactic chapter 5, where his father only makes an off-stage appearance, a voice yelling down the stairs to see whether he’s left for university yet, and his mother actually appears but only briefly, to wash his neck and tell him off for being late.

But it’s his kid brothers and sisters which get me. Before he leaves their slum for the university, Stephen looks at them with pity, knowing they’ll never have the advantages he’s had. At one point he tells Cranly in an offhand manner that his mother bore nine or ten children and that some died (!). We never learn how many there are, although a couple of names are casually mentioned (Katey, Maggie, Boody). What did they think of him, Mr Linguistic Nationalism, Mr Romantic Poet? What did they make of their too-clever, self-obsessed, lucky older brother, the one who fled to the continent and abandoned the family to its poverty?

I wonder if anyone’s ever written a short story or novel about Stephen Dedalus’s siblings in which the great Martyr to Art appears as the self-centred narcissist that he so clearly is?

Comparison with Katherine Mansfield

I read all of Joyce while still at school and then reread ‘Ulysses’ when I had to study it at university. I was swept up by the depth of Joyce’s intellectual worldview and readily agreed with the idea that he had a Shakespearian grasp of language. But now, 40 years later, I’m not so convinced. The persistent romanticism, the frequent passages of olde worlde, Shelleyan lyricism, now come across to me as very dated and as dating the entire text. While its main appeal, from the hellfire sermon onwards, is in the rigour and thoroughness of Stephen’s intellectual positions, 1) first Catholic, 2) then aesthetic.

I have, I think, two objections: One is that I now have no sympathy at all with any of his intellectual positions; I can 1) appreciate the thoroughness of the sermon and the intellectual structure of his Catholic belief, and 2) I sort of sympathise with the aesthetic position he reaches, but I just disagree with both.

My worldview is based on 1) biology, biochemistry and Darwinian evolution (Stephen explicitly dismisses Darwin at one point, which I simply regard as a profound intellectual mistake), and 2) my aesthetic position is an acceptance of the wild chaos of aesthetic theories produced by the twentieth century, not to mention the new ones being created by the digital age. The world, and the world of art, are so chaotic there is no point restricting yourself to one theory or type of response. The opposite; you should be open to as many ways as possible of receiving and responding to works of art. Stephen’s scholarly reintepretations of Aristotle and Aquinas strike me as impressive achievements which are completely irrelevant to anyone except scholars and students having to write about them.

The second objection is that the whole things seems too calculated; it too obviously has designs on me and on all its readers. ‘A Portrait’ is packed with not just subtle symbolism, but the structuring of incidents and the narrative as a whole according to clever references and precedents, are designed to encourage attentive readers to spot them, unravel them, and construct multiple frameworks of interpretation.

In this it was a spectacular success: there was already a cohort of fans busily decoding the text’s meanings even before ‘Ulysses’ was published, based on the instalments published in the Little Review. The advent of the finished book signalled the start of the Joyce industry which has grown hand-in-hand with the growth of Literary studies as an academic discipline. A century later, there are more essays, papers, articles and books written about Joyce than any one person could read, along with more seminars, lectures and conferences than any one person could possibly attend.

When I was a student I contributed my grain of sand to this mountain (I was particularly proud of an essay which compared the use of the ‘epiphany’ in the works of Joyce and Kafka) but now it turns me off.

And so to my own surprise, of the works I’ve read over the past few months, I’m surprised to find myself preferring Katherine Mansfield’s short stories to Joyce. I can see and understand Joyce’s mastery as a writer, his astonishing control of structure and symbolism, his fluency. But whether due to age and fatigue, or to having had a family of my own and been through various tribulations, I find life stranger and more uncanny than ever; and so I find the systematisation in Joyce – the creation of multiple systems of symbolism, resonance and meaningful structuring – I find his control to be metallic and repelling.

Whereas the 33 Mansfield short stories I read before Christmas are a) less controlled and systematic and so more accurately reflect the chaotic unplanned nature of life; and b) within each story the meanings are beautifully fugitive, fleeting; at every moment in a Mansfield story strange things happen, people’s lives are disrupted, events and emotions they can’t control derail their intentions, upsetting their entire understanding of their lives, and even what it means to be alive. This, it seems to me, is more what life is like, even the etiolated intellectual life Joyce is ostensibly recording.

There is no strangeness in Joyce; everything is controlled, every detail is subordinated to a very canny plan, and this is all very well in its own terms – nobody ever constructed a bigger, more multi-levelled matrix of meanings and symbols and associations than ‘Ulysses’. And yet one short story by Katherine Mansfield says more to me about the strangeness, the uncontrolledness and the uncanniness of human existence, than all of Joyce.


Credit

‘Portrait of the Artist as a Young Man’ by James Joyce was published in 1916 by B.W. Huebsch.

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The Virgin Soldiers by Leslie Thomas (1966)

Brigg is a naive, virgin, 19-year-old private coming towards the end of his two-year National Service in Malaya during the communist insurgency (1948 to 1960). He’s a clerk in the Royal Army Pay Corps based at Panglin, a little way north of Singapore Island. In the evening he and his mates take the bus down to the island, to hang around in bars, many of them full of Chinese or Malay prostitutes. He knows he’s had a cushy number compared to the poor bastards who have been posted ‘up country’ i.e. further north and into the jungle. Those guys have seen real fighting, have been injured and seen their mates killed. By contrast the only violence Brigg and his buddies see is fights among the bored squaddies themselves or the occasional farcical incident such as when a drunk corporal having a crap in a latrine saw some fireflies dancing in the middle distance and so emptied his Sten gun magazine at them, sparking a barrack-wide panic until the other soldiers came running and saw what a plonker he’d been.

So it’s essentially a farce of army life, or features many farcical incidents – which means that, when the brutal reminders of war do come, they seem all the more brutal, inexplicable and horrible.

Cast of characters

As with many army novels, there’s a fairly big cast of characters because that’s the basic fact about the army, it’s very big, very populous – all the privacy and domestic quiet you enjoyed at home is torn from you and you’re thrown into the permanent company of all kinds of men you really don’t like, all day long, and then spend all night in big dormitories surrounded by men fidgeting, farting, crying and wanking.

And just often enough to give the whole experience a horrific edge, there’s the risk of actual fighting, of ambushes or sudden attacks by a homicidal enemy.

One way to cope with all this is to bring out the ludicrous and farcical aspects of army life. And one way to do that is to convert all the horrible men you’re forced to spend all your time with into gargoyles and caricatures. At moments The Virgin Soldiers reminded me a bit of Catch-22 in the way that both are populated with characters each of whom is allotted an obsession, an idée fixe or dominant characteristic which recurs robotically for comic effect.

Private Brigg, main character.

Private Sandy Jacobs, a hairy Scottish Jew.

Corporal Brook, ‘a thin man who was mad’, oddly ineffective, liable to freeze at vital moments, a figure of fun right up till the moment when he freezes in the face of a crowd of rioters in Singapore, so that one of them skewers him with a fence railing, in one of those moments of sudden violence which pierce the farcical mode.

Private Fenwick, who is trying to give himself an ear infection so as to be invalided home but only manages to give himself rheumatism and then falls in love with a nurse at the hospital where he’s treated so that, when he’s offered the opportunity of going home, he now desperately tries to have it rescinded so he can stay with his love.

Private Tasker, in on most conversations and trips to the bars and brothels, reliably randy, always first to pick up a girl and then take her off into the jungle to get his end away.

Private Sinclair, one of the most broadly comic characters, an obsessive trainspotter (p.60), continually thinking about train timetables, keen member of the Railway Society, despises the other men and their obsession with sex. In the book’s sudden violent finale, he turns out to be something of a hero before being killed by insurgent fire.

Patsy Foster and Sidney Villiers, gay couple, walk around hand in hand, always found in each other’s bunks; officers yell at them but they never get into any real trouble i.e. everyone seems to accept them.

Gravy Browning, international table tennis champion.

Sergeant Wellbeloved, officious bully and loudmouth, constantly bragging about his experiences in World War Two when he was captured by the Japs and interned in one of the notorious prison camps, singing his own praises as the only prisoner who stood up to them etc. Late in the book we are informed that this is all bullshit, that he was a coward and sold out his comrades to the Jap authorities. ‘He had a rancid face and a yellow bald head,’ (p.24). Brigg heartily loathes him.

Sergeant Driscoll, haunted by the memory of accidentally shooting some of his own men in Caen, during the Normandy Landings, when his Sten gun jammed. Moments later the house they were in was bombed so they’d have died anyway, but it doesn’t stop his ongoing PTSD. He is also haunted by the way his beloved wife divorced him when he refused to quit the army. Both scenes are described very powerfully.

Sergeant Fred Organ, 22 stone of blubber, ran the canteen tent, hung up a sign saying Fred’s Bar, 30 years service, barman, fatman, singer (p.67). Meets a grisly end when he treads on a landmine left over from the war on an apparently innocent carefree beach.

Phillipa Raskin, the daughter of Regimental Sergeant Major Raskin. Her father mercilessly bullies her, wants her to be a real woman, eventually provoking her into drunkenly losing her virginity on the night of a regimental party, she getting completely plastered at the family home and shouting at more or less the first soldier she sees passing the family home to come and fuck her. This soldier turns out to be Sergeant Driscoll and they proceed to have a very satisfying affair.

Colonel Wilfred Bromley Pickering, officer in charge of the regiment and the barracks. Lost his eye in Normandy, which terminated a promising career. To his eternal ignominy it wasn’t due to some heroic engagement with the enemy but when, under fire, he looked into a particularly beautiful flower thus disturbing a bee which was nestling in it, which came out and stung him on the eyeball. This disability explains why he has ended up in charge of this clerical unit down in peaceful Singapore, well away from the fighting against the communist insurgents further north.

Juicy Lucy. Crude nickname given to the slim, beautiful Chinese prostitute that Brigg goes with one night, more or less as a bet, who guides him through the mysteries of sex and who he thus loses his virginity to, thereupon falling heavily in love with.

She started from the beginning and went all the way. He felt like a balloon being slowly blown up. When she showed hi the big secret, she whispered: ‘How the virgin like?’ ‘Oh it’s lovely, Lucy,’ he shivered. ‘It’s lovely, it really is.’ (p.47)

Main events

The narrative consists of a series of incidents, some comic, some farcical, some grimly violent:

Wellbeloved supervises a squad digging a ditch who unearth a mass grave of Australians murdered by the Japanese during the war.

Wellbeloved and Driscoll nearly have a fight in the beer tent.

Fred Organ gets blown up on the beach when he has the bad luck to tread on one of the many landmines sprinkled on it back in 1942.

Brigg loses his virginity to prostitute ‘Juicy Lucy’ and then agonises that she will have given him an STD.

A soldier tells the boys that if you have a circumcision you get ten days leave. After some discussion in the bar, Brigg and his mates all agree to undergo the operation. But the soldier was misinformed and none of them get any leave. There’s some crude comedy when the nurse attending the row of just circumcised squaddies play with their exposed toes at the bottom of their beds, acting coy, just enough to arouse them and give them erections which, of course, hurt excruciatingly.

The boys build a catapult to hit the countless barking dogs which keep them awake at night but which instead, with its very first shot, hits Wellbeloved on the knee with half a brick, temporarily crippling him.

Phillipa chooses Sergeant Driscoll

The regimental dance. Sergeant Major Raskin’s beastly behaviour to his daughter Phillipa who he bullies and accuses of being a lesbian. To appease him she dances with the first soldier she sees, Brigg, then escapes the dance, goes home, makes herself very drunk, then leans out of the posh house she lives in with her bullying dad and gaga mother and shouts at a soldier crossing the wooden bridge below. This soldier turns out not to be Brigg, as she drunkenly thought, but Sergeant Driscoll, who takes advantage of her drunkenness to relieve her of her virginity, and they commence a friendly affair. Despite this Brigg insists on looking her up and taking her out and she allows him to, but never with the slightest possibility of sleeping with him. She is being very satisfactorily serviced by her sergeant.

The Singapore riots

Riots break out in Singapore. Sent to quell them, a patrol of our boys comes directly face to face with rioters. Wellbeloved orders ineffectual Corporal Brook to disarm the leading rioter but Brook freezes and is skewered and killed by a man with a spiked railing (who is immediately eviscerated by our guys’ gunfire).

Whoops there go my trousers

During this rioting period, Briggs finds himself in Lucy’s part of town and runs up the stairs to her flat. There she lures him in, scantily clad in a silk dressing gown, and persuades him to have sex. Then he wants to leave but she playfully throws his trousers out the window into the alleyway below. In a panic Briggs yells at his patrol partner Lantry to go and retrieve them. But when Lantry gets to the alleyway the trousers are gone. Terrified he’s going to get court martialled, Briggs makes Lucy give him some trousers, the only ones she owns being green silk woman’s trousers which, of course, look ludicrous, but Briggs wearing them rushes off with Lantry. Almost immediately they come upon a calm dignified Sikh holding the trousers who says that, finders keepers, they are now his. Furious Briggs attaches his bayonet to his rifle and points it at the Sikh who calmly hands them over. Farce.

The Driscoll and Wellbeloved fight

Sergeants Driscoll and Wellbeloved hate each other. In the empty sports arena where the regiment are staying while in Singapore, they have an epic fight. Driscoll has discovered that all Wellbeloved’s stories about fighting the Japs during the Second World War are lies, that he was not only not a hero, but sold out some of his comrades in the Japan camp to curry favour with their captors.

Brigg saves Phillipa

The platoon are driven back up to regimental headquarters at Panglin where there is an extended farcical incident. When a squad are detailed to go and protect officers’ houses from possible attack by the rioters Briggs smuggles himself along, effectively disobeying orders. He then peels off to the house of Phillipa and her dotty mother and, in an infection of panic, warns them that rioters are coming, hustles them out of the house and through the garden, as he sees a crowd of Chinese running towards them. He gets off a few shots before hustling them up a path behind the houses then he has a brainwave: there’s a huge overland pipeline running behind the houses so he forces the dazed stumbling mother and protesting Phillipa up onto it then they set off in terror through the night full of shots and cries. Their panic increases when they realise the Chinese mob have followed them and are also running along the pipeline. Brigg turns, kneels, gets off a few potshots then turns to hassle the women along, but the old mum is exhausted, and eventually slips and falls off the pipeline into the muddy swamp below.

Brigg drags Phillipa down there with her and all three hide in the scrubby jungle as they hear the mob come up abreast of them, on the pipeline overhead, pause, confer, then, mercifully, hurry on. They say in the muddy swamp till dawn, then wearily ascend the pipeline and stagger the last few hundred yards to a road where a jeep finds them and drives them back to the barracks.

Here Brigg is brought in front of Colonel Pickering who wearily points out that he disobeyed orders at least twice; there were no rioters near the houses so he, in effect, abducted Phillipa and her mother, nearly killing the old woman in the process; and that the Chinese he shot at were loyal Chinese from the camp laundry who were also fleeing in a panic. Lastly, one of his bullets shot off the fingers of the laundry’s chief mangler, a venerable old boy in his 70s who all the others look up to and the Chinese union are now demanding compensation or they’ll go on strike. Altogether a completely farcical misunderstanding. And the vulgar icing on the cake is that the venerable old mangler’s name is Fuk Yew.

The Colonel very decently says he won’t press charges against Briggs for desertion in the face of the enemy. nor will he name him as the shooter-off of Fuk’s fingers, but he will require him to hand over his next 6 weeks’ pay as compensation to the old Chinese. Thoroughly chastened, Brigg leaves the colonel’s office thinking of the possible newspaper headline: ‘How I shot FUK YEW the Chinese mangler’.

Lucy is dead

Brigg goes to see Lucy for the last time of dancing and sex but the bar manager tells him she’s dead. She was kicked to death by squaddies who thought she’d given them STIs. In a sweat of panic fear Briggs takes a taxi to her apartment and sure enough finds it has been emptied, only an old Chinese lady on the bed looking at some of the bric-a-brac before she gets up and walks out, leaving Briggs to collapse on the bed where he lost his virginity and cry his eyes out.

Frog races

As a result of handing over his weekly pay, Brigg is now penniless until he comes up with a plan of volunteering to do guard duty at the nearby ammunition depot for cash in hand. He discovers that the ammo boys hold epic frog races using the big wild frogs which throng the jungle. After a comical build-up Briggs’s frog wins the big race and the next day he puts in for some leave.

R&R up north

He catches a train north and a ferry across to the leave centre on Panang Island. His mellow mood is ruined by being billeted with a soldier, Waller, who’s been sent here because a squad of all his mates was recently massacred by CTs (communist terrorists). Waller flatly, calmly, asks Briggs how he can wangle himself a nice cushy number like Brigg has and Brigg is ashamed.

The rickshaw race

The boys attend a bordello named the Piccadilly Lights. To their surprise Sinclair the trainspotter ends up dancing with one of the prettiest hookers, nicknamed Little Nell. The other boys – Brigg, Lantry and Tasker – have a discussion about whether Little Nell should be left to Sinclair or one of them should take her for the night which escalates into the decision to have a rickshaw race for it. They go outside to the rack of rickshaws, each get into one then brief their drivers that it’s a race, which proceeds with predictably farcical results.

Phillipa relents

On the last day of his leave Brigg is mucking about in a canoe when is surprised to see Phillipa standing on the shore. She’s up her beginning the long training to become a nurse and his room-mate Waller mentioned he (Brigg) was here so she came looking. They spend a lovely day together till they get back to her room where Brigg makes a move, she says no, and he explodes with frustration, slapping her face and turning to go, crying tears of anger and frustration. But she calls to him, he turns and finds she has stepped out her dress, quite naked. They make love and it is wonderful. Fall asleep, shower, go out for an evening meal, come home, make love again. Early the next morning she’s left for her early shift and he has to hurtle back to the leave centre just in time to pack his stuff and jump onto the lorry to the ferry and the start of the journey back to Panglin. Just one niggle. In the middle of the night, he had reached out to hold her and she had sleepily said, ‘sergeant’. Sergeant? Which sergeant?

CT attack on the train

The book climaxes with a serious attack by armed insurgents on the troop train. An intense ten pages describe how the train is blown up and derailed, then wave after wave of rebels storm it. The soldiers fight back, not just our boys but a platoon of plucky Gurkhas. Waller, the infantryman traumatised by the deaths of his pals takes charge and is rock steady. Brigg finds a place under a carriage and fires at each new wave of attackers. Sinclair is taken down to the Gurkha end of the train and out in charge of an arc lamp to highlight the attackers, until it is shot out and he is shot twice in the chest, falling from the top of the carriage. Waller is shot dead and Brigg panics, he runs off shouting hysterically that he is going to fetch help. He stumbles through the jungle, falls into a ditch, becomes completely disorientated and blunders back out onto the track some distance away.

Brigg walks along the track till he sees the lights appear of an approaching train which he flags down. This one is packed with soldiers and he briefs the officer in charge about the ambush, so that the train starts up again and arrives as a relieving force. Brigg is thrilled to find his old muckers Lantry and Tasker still alive if seriously shell shocked, dirty and shaking. For the whole of the rest of his life Brigg spends long nights piecing together the chain of events, trying to make sense of it, trying to make sense of his behaviour, but never quite managing.

The end

Two short final codas.

1) Driscoll has been stationed in Butterworth, in the north of the country, and Phillipa moves to Penang to be with him. She hears about the raid on the train but isn’t worried. She knows her sergeant is indestructible.

2) Then in the last few pages, the National Service boys pack up their kit for the last time, climb aboard the truck which will take them to the port and their ship back to Britain. The last image is of Brigg spotting the old Chinese mangler at his work outside the laundry and he shouts a cheerful ‘Fuk Yew’ at the Chinaman who makes a cheerful V-sign in return.

Prose style

Given the book’s reputation for bawdiness it’s a surprise to see how hard Thomas worked at giving it style. Every page contains sentences which make an effort to impress.

It was not really dark because there was a moon looking daggers through the doors. (p.69)

Having a cold shower:

He let the stream of cold water hit him sharply like a dropping sword, jumping at its first strike, but then tackling it and mixing into it. (p.95)

After Sinclair has had his first sex, with a prostitute, he walks down to the beach:

He walked from her flat, down some concrete steps to the beach and then along the sand towards the place where big waves were coming white over the rocks like sporting ghosts. (p.175)

And:

On this beach the waves came up noisily, banging their fists on the shore and trying to grip the shingle with their fingers as the parent sea pulled them away again. (p.177)

The hot tropical sun, its movements and shadow, inspire repeatedly florid descriptions from Thomas:

They got a bus from the foot of the hill into Georgetown, arriving when the shadows were probing everywhere, and the sun was drifting away on its evening journey. (p.181)

As I read these many instances of imaginative and teasing descriptions, I couldn’t decide whether this is good style or terrible style, vivid and imaginative or arch and contrived. Either way I found them interesting and different and, when I learned to relax and enjoy them, all these little metaphors and turns of phrase add hugely to the book’s entertainment value.

Thoughts

When I was a boy this kind of book had the thrill of being ‘naughty’, about boobs and sex and stuff, an impression encouraged by saucy cover of the hardback edition showing images of war projected onto a busty Asian body.

But although there is a fair amount of sex in it – numerous soldiers fantasising about sex, talking about sex, and then actually having sex in a sweaty fumbling sort of way – there’s much more to the novel than that. It is an impressive depiction of life as a British soldier doing National Service in a hot, sweaty country on the other side of the world. It has the depth of lived experience and, although some of the passages are extended comic set-pieces, others are as disturbing and upsetting as life is.

Most of all, and despite Thomas’s often strange, sometimes contrived way with words, it is amazingly easy to read. During his lifetime it sold not just a million but millions of copies. Touched a nerve or a cluster of nerves. Impressive.


Credit

The Virgin Soldiers by Leslie Thomas was first published by Constable and Co in 1966. References are to the 1974 Pan paperback edition. All quotations are used for the purpose of criticism and review.

Related (comic) reviews

Malaya reviews

History

Fiction

Kim by Rudyard Kipling (1901) part 1

He borrowed right- and left-handedly from all the customs of the country he knew and loved.
(Kim, Chapter 4)

Proper name: Kimball O’Hara

Nickname on the streets of Lahore: Little Friend of All The World

Kipling was dazzlingly prolific in prose and poetry but he only wrote three novels: ‘The Light That Failed’ (1891), ‘Captains Courageous’ (1897) and ‘Kim’ (1901). The first two are dubious works, problematic for a variety of reasons. By contrast ‘Kim’ is generally thought to be his masterpiece, the one significant, long-form work of prose which merits comparison with other novelists of his day, Hardy, Conrad, Wells, Foster, Bennett.

The basic idea is simple. From the start of his career Kipling enjoyed depicting working class characters, underdogs and low caste people, particularly soldiers in the British Empire’s imperial armies. These could be specific characters such as the soldiers three who appear in a dozen or more tales – Learoyd, Mulvaney and Ortheris – or the rough Portuguese seamen who crew the fishing schooner in Captains Courageous. Or when he captured the tone and voice of working class squaddies in the two sets of Barrack Room Ballads.

Kim pushes this tendency to a kind of extreme by focusing on a central character who is the orphan son of pretty much the poorest, lowest class in British India, his father (Kimball O’Hara) a former colour sergeant and later an employee of an Indian railway company, and Annie Shott (p.75), his mother, poor Irish, a former nanny in a colonel’s household.

When they both die young, Kim is orphaned, becoming ‘a poor white of the poorest’. But Kim wriggles free of caring relatives and interfering missionaries, of ‘societies and chaplains’, to become a street urchin, living on his wits, carrying out favours for countless merchants and shopkeepers, becoming so deeply tanned that strangers mistake him for a native Indian. His nickname among ordinary natives, shopkeepers, the local policemen and all who know him is ‘Little Friend of All The World’. He is ‘thoughtful, wise, and courteous; but something of a small imp’ (Chapter 4).

The whole novel is, then, a street-level depiction of Kipling’s beloved India of the 1890s. It starts in the Indian city of Lahore (now part of Pakistan), which is where Kipling himself was born and raised. Kipling’s father, John Lockwood Kipling, was the curator of the Lahore Museum. In numerous letters and journal entries, Kipling describes roaming the streets of the teeming, mysterious, often stinking muddy city from an early age, driven by incurable curiosity to seek out new experiences, sights, sounds and smells – as is his boy hero:

[Kim] meant to investigate further, precisely as he would have investigated a new building or a strange festival in Lahore city. (p.14)

A boy who can dodge over the roofs of Lahore city on a moonlight night, using every little patch and corner of darkness to discomfit his pursuer, is not likely to be checked by a line of well-trained soldiers. (p.73)

This is one reason for Kim’s lasting appeal. It is a vividly sensory description of life in 1890s India.

A second reason is Kipling’s extraordinary ability to depict the complex, multicultural strands of Indian life which, then as now, contained people of many faiths (Hindu, Muslim, Buddhist, Sikh, Jain) speaking many languages (Hindi, Hindustani, Urdu, Punjabi, Tibetan, Persian and so on). Kipling’s text revels in religious, historical and linguistic complexity.

A third reason is the story’s appeal to children of all ages who want to roam free, who want to escape the trammels of parents, guardians, social services, school or (for adults) jobs, careers, family responsibilities, and roam wild and free through a never-ending phantasmagoria of exotic sights, sounds and adventures. It is an epitome of escapist fantasy.

Clipped language

A fourth and major element of the book is its style. I tried to analyse this in my essay on Kipling’s style. I tried to bring out the way Kipling doesn’t write like most other writers but has a very distinctive and idiosyncratic approach to the language. Above all it is very compressed and very allusive.

Compressed

By compressed I mean that he doesn’t spell things out in an ordinary accessible way. In his autobiography Kipling describes writing out a story in full, then going back later and deleting half the words. Then going back, again, and cutting even more words. At its worst this means that reading a Kipling text feels more like doing a cryptic crossword than reading clear, coherent prose.

Allusive

By allusive I mean his clipped prose continually alludes to or refers to specialist knowledge as if his readers should already know it, knowledge about native customs, beliefs, regional traditions, religious practices, types of clothing and so on, very often described in native Indian terminology which he explains once then expects you to remember for the rest of the book.

Mosaic style

I suppose there’s a third element which derives from the allusiveness, which is that Kipling lards his texts with quotations. But these emphatically aren’t the placid, civilised tags from French or Latin which other well-behaved late-Victorian writers use. Instead he creates a crazy mosaic text made up of Biblical quotes, schoolboy or military or technical slang, but above all, lots and lots and lots of native Indian words.

Understatement

Finally, there is his trademark understatement, which is another kind of allusiveness. Sometimes Kipling describes events or actions in such a radically understated way that you struggle to understand what he’s intending to say. All these elements sometimes make his prose quite a challenge to read.

Opening paragraph

Take the opening paragraph from Kim:

He sat, in defiance of municipal orders, astride the gun Zam Zammah on her brick platform opposite the old Ajaib-Gher – the Wonder House, as the natives call the Lahore Museum. Who hold Zam-Zammah, that ‘fire-breathing dragon’, hold the Punjab, for the great green-bronze piece is always first of the conqueror’s loot.

A lot is going on here. Let’s try to analyse out the different types of verbal activity. First there are the names in a foreign language. Zam Zammah is mentioned in the first sentence with typical allusiveness, almost as if we’re expected to know what it means. Fortunately, Kipling translates it for us in the second sentence as meaning ‘fire-breathing dragon’ but, with typical understatement, he doesn’t really make it clear that he’s referring to a large, old-fashioned cannon. Similarly, he refers to the museum first off by its native name, ‘Ajaib-Gher’, which, admittedly, he then explains means the Wonder House, itself a local name for the Lahore Museum.

But the use of these non-English terms first, as the standard phrase, with the English translation coming second, immediately throws us into a foreign context, a foreignness which is then confirmed by mention of Lahore Museum, Kipling assuming his readers will know where Lahore is (north-west British India, now inside modern Pakistan).

There’s a similar expectation in the second sentence, that his readers will know where the Punjab is, but the real point of this sentence is to repeat the proverb about the Punjab. This is classic Kipling in five ways.

1. Mosaic text It is, in the broadest sense, one of the quotes or references I mentioned above, which make up so much of his text.

2. Cultural feel It ties into what I mentioned about the book’s skill at depicting the traditions, languages and mindsets of the many different cultures which inhabit his teeming multicultural India.

3. History Alongside the synchronic view of multiple cultures in the present, these two sentences also indicate a diachronic view of history. Kim’s world is the result of history, and not in a vague sense, but in a blunt Realpolitick kind of way: ‘The conqueror’s loot’ gives not only historical context but indicates the narrator’s cynical realistic attitude. The world Kim inhabits is one where winner takes all, as is made plain in the very next sentence:

There was some justification for Kim—he had kicked Lala Dinanath’s boy off the trunnions—since the English held the Punjab and Kim was English.

The imperialist suprematism of this is obvious. But just as typical is Kipling’s aggressively knowing reference to ‘trunnions’. Do you know what trunnions are without looking it up? (‘A pin or pivot on which something can be rotated or tilted. especially : either of two opposite gudgeons on which a cannon is swivelled’ – Mirriam-Webster dictionary)

4. Rebel Kim isn’t named in this opening paragraph, but his attitude is: ‘ in defiance of municipal orders’. He’s a rebel, a defier or ignorer of the law. (A notion not very subtle reinforced by the way his now-dead father is said to have served with ‘the Mavericks’, nickname for a regiment in the British Army which is entirely fictitious. A ‘maverick’ is ‘an unorthodox or independent-minded person.’)

5. Clipped prose Above all it demonstrates what I mean by compression, by Kipling’s inveterate habit of cutting, and then cutting again, his prose until it starts to read almost like a foreign language. ‘Who hold Zam-Zammah…hold the Punjab’ is clearly not standard English prose. There are two ways of fixing it: you could write :

‘Whoever holds Zam-Zammah…holds the Punjab’

Or, a bit more archaically:

They who hold Zam-Zammah…hold the Punjab’

Both would be acceptable grammatically correct English – but Kipling rejects both and has invented a new kind of prose. By deleting either ‘-ever’ (version 1) or ‘They’ (version 2) he makes the sentence significantly harder to parse (meaning ‘to resolve a sentence into its component parts and understand their syntactic roles’), harder to process.

This defining aspect of Kipling’s style makes many of his stories hard to read but here, in Kim, his allusive, clipped style meets an appropriate subject matter and the two weld. His dense, clipped, allusive, jargon-ridden, foreign word-strewn style finds a fitting match in a protagonist who is a young street urchin at home in half a dozen different cultures and languages, always in a hurry, always leaping onto the next thing, with a restless juvenile energy.

The never-still, restless bounding of the protagonist from one excitement to the next, like a hyper-active toddler, is perfectly dressed in Kipling’s restless, jumpy, allusive, densely compressed style.

It occurs to me that Kipling’s style has attention deficit hyperactivity disorder (ADHD). This made it profoundly unsuitable for the telling of long sustained narratives with an interest in subtle psychological changes, such as we find in the novels of Thomas Hardy, Henry James, or Joseph Conrad. It explains why he wrote so many jumpy, nervy short stories and so few novels. But in this one, ADHD style met ADHD hero.

At one point, as Kim comes to recognise Colonel Creighton’s qualities, he thinks:

Here was a man after his own heart – a tortuous and indirect person playing a hidden game.

And the reader wonders whether this is a self-portrait of Kipling himself, his rather tortuous approach to English prose, his crabwise manner of conceiving and conveying his plots.

Archaic speech

Another element which adds to the sense of a foreign place and time, exotic setting and so on, is Kipling’s decision to render speech, often translated from one of the many Indian languages, in the style of the King James Bible. So, in the opening chapter, here is the Tibetan lama talking to the curator of the Lahore Museum:

‘We are both bound, thou and I, my brother. But I’ – [the lama] rose with a sweep of the soft thick drapery – ‘I go to cut myself free. Come also!’
‘I am bound,’ said the Curator. ‘But whither goest thou?’

It ought to feel arch and contrived, and maybe to some modern readers it does. But 1) Kipling uses it so consistently throughout the book that you soon get used to it and 2) if you buy into it, it is quite an effective way of conveying that they are talking a foreign language.

Indian speech

More obvious than the quirks of Kipling’s narrative voice is the fact that the overwhelming majority of the text is direct speech, and that is it packed to overflowing with native Indian words; rarely entire phrases, just individual words, which Kipling often includes a translation for within brackets. But lots and lots and lots of them.

‘And he is a stranger and a būt-parast (idolater),’ said Abdullah.

‘There was with me when I left the hills a chela (disciple) who begged for me as the Rule demands.’

‘Thy man is rather yagi (bad-tempered) than yogi (a holy man).’

Pardesi (a foreigner),’ Kim explained.

At first Kim had been minded to give the alarm – the long-drawn cho-or—choor! (thief! thief!) that sets the serai ablaze of nights.

‘My sister’s brother’s son is naik (corporal) in that regiment,’ said the Sikh craftsman quietly.

‘Three kos (six miles) to the westward runs the great road to Calcutta.’

And so on, many hundreds of times. The reader isn’t going to learn Hindi or Pashtun or Urdu from the book. On the other hand, you do begin to pick up a feel for the kinds of sounds these words make, a feel for the sound world of Indian languages.

The plot, chapters 1 to 9

Kim is the poor street urchin orphan of a Irish sergeant and a poor serving woman. With them dead, he makes a living as a scamp and jack of all trades on the teeming streets of Lahore.

The story opens with Kim playing with two other boys on a disused cannon outside the Lahore Museum when a strange figure walks into view. He turns out to be a lama, a holy man from Tibet who is searching for the River of Life aka the River of the Arrow (p.11), where, he has been promised, he will be able to free himself from the Wheel of Things.

The lama is shown round the museum by its curator (modelled on Kipling’s own father who was the first curator of the Lahore museum) who very kindly gives him his own good quality spectacles to replace the lama’s which are worn and scratched. (At the very end of the book the lama remembers the curator’s courtesy and kindness. I am touched by Kipling’s filial affection, p.225.)

The lama emerges into the heat and falls asleep in the shade of the big cannon. When he awakes, the boy Kim appears to him to be a vision, a presentiment, one sent to guide him. In a slight daze, the lama adopts Kim as his chela or disciple, telling him they must find the river in which he will be cleansed. For his part, Kim has a dim memory of his drunken father telling him his life will change when he meets a red bull on a green background. So he decides to fall in with the lama’s delusion, and act as his chela.

Out of general conversation emerges the idea that the river might by the mighty Ganges far away to the East. So step one is to catch a train East, to the town of Umballa. Near the train station is the Kashmir Serai. Here are shop and stables of the Pashtun horse trader Mahbub Ali, one of the many businessmen Kim survives by doing favours for. Kim takes the lama to go and see him, mainly because he wants to chivvy dinner out of him, and in this succeeds, Ali’s Balti servants feeding lama and boy. But learning of his journey, Ali gives Kim a message to deliver to a British officer in Umballa, a certain Colonel Creighton. Ali says it is about a white stallion he’s sold the officer and gives him a folded up piece of paper.

Kim knows there’s more to this than meets the eye but doesn’t know the full story. Because the narrator tells us that Ali is a British spy, codename C25 1B and the piece of greasy folded paper he gives Kim is a report from another operative, R17, and that it:

most scandalously betrayed the five confederated Kings, the sympathetic Northern Power, a Hindu banker in Peshawur, a firm of gun-makers in Belgium, and an important, semi-independent Mohammedan ruler to the south.

I.e. five independent Indian princes in the north of the country are friendly to the Russian Empire (the ‘sympathetic Northern Power’) and are in league with the others mentioned for some nefarious purpose, never clearly defined.

This is what moviemakers would later call the McGuffin, defined as ‘an object, event, or character in a film or story that serves to set and keep the plot in motion despite usually lacking intrinsic importance.’ Thus Kim has, without knowing it, been recruited into the so-called ‘Great Game’, the name given to the cold war which developed between the British Empire and the Russian Empire as the latter expanded its territory through Central Asia and tried to extend its influence into Persia and Afghanistan (and first mentioned in chapter 7, p.110).

I dealt with this in my review of Andrew Roberts’s biography of Lord Salisbury. From Salisbury’s view, as Prime Minister back in London, the British authorities in India were in a permanent state of hysterical over-reaction about Russia. It was paranoia about Russian interference in Afghanistan which had led to the Second Afghan War of 1878 to 1880, a wholly unnecessary and futile conflict. Salisbury was exasperated by Indian Viceroys who kept sending panic-stricken messages about the threat from Russia and demanding London to be more pro-active. Salisbury, wisely, thought Russian imperial expansion was more interested in annexing the central Asian republics than starting a war with Britain.

So the most important fact about the Great Game is that, despite the sweaty paranoia of Brits on the ground in India, a conflict between Russia and Britain over India never broke out. A huge amount of influence buying and espionage went on by both sides with, in the end, very little result.

Kipling was, of course, on the side of the Indian authorities and so the entire novel is set within the worldview of threatening Russian influence. In this respect it’s like a Cold War thriller or like Indiana Jones and the ever-present threat of the Nazis. A thriller needs baddies, ideally a network of baddies, Reds under the beds, Islamic terrorists everywhere etc, in order to create that enjoyably spooky sense of threat.

There’s a bit more spy stuff in that Ali knows he is being watched and all his messages are being opened and read. For him it is a stroke of luck that this street urchin who he uses to run errands has now decided on some cock and bull mission to help some lama head East, it suits him down to the ground to give him the secret message to deliver to Colonel Creighton in Umballa. And so, in a nice little scene, Ali, having divested himself of the folded up letter, goes along to one of his favourite prostitutes, ‘the Flower of Delight’, in a bordello, where he allows himself to be completely stoned on opium, knowing that the prostitute is a spy, knowing she is in league with foreign agents, knowing that, once he has passed out, these mystery men – ‘a smooth-faced Kashmiri pundit’ and ‘a sleek young gentleman from Delhi’ – will appear and thoroughly search his clothes and belongings, which is what they do. Not only that but they lift his keys and go to his stall/shop and search that very thoroughly – but are puzzled and frustrated to find nothing. Kim is pretending to be asleep, alongside the lama and the Balti servants, but sees all this taking place, and realises Ali is involved in something and that the message and piece of paper he’s to deliver to Creighton in Umballa are probably much more important than an innocuous message about a horse Ali has sold. (Later, in chapter 8 he tells Ali about this episode and how it was his first inkling that more was going on, pages 113 to 115.)

Next morning Kim helps the lama navigate a modern train station and get on a steam train and off they set, amid much local colour and much conversation on the train from the other travellers. One of the women takes to the lama and offers to put them up in the courtyard of the house in Umballa she’s heading to.

So they alight at Umballa and this woman very kindly sees them settled in her courtyard. But Kim explains he has to do an errand and makes his way to the luxury compound of this Creighton, clearly a man of influence. He comes out onto the veranda for a smoke, clearly a big social do is planned for that evening. His wife calls through the French windows so we learn his name is William Creighton.

a) Kim hiding in the shrubbery whispers that he’s there and he’s got a message from Ali. He throws the piece of folded paper onto the veranda where Creighton steps on it just as a servant enters. b) Kim then witnesses a carriage pulling up and another white man talking to Creighton, from the tone of his conversation his deputy. Then, apparently, the Commander in Chief of the Indian Army arrives and Kim watches them in conference, discussing this report, how it confirms their suspicions about the Russians etc. Kim doesn’t understand all the references but the reader realises they’re preparing for war, mention of two regiments being prepared, 8,000 men.

Characteristically, Creighton is made to say it isn’t a war, it’s a punishment (p.35). This is characteristically self serving, as if the British Empire alone has the right to adjudicate any other country’s behaviour and to allot punishment like a schoolmaster. It is also characteristically mendacious because, if this refers to the Second Afghan War of 1878 to 1880, then the Lord Salisbury book makes it clear that London regarded the whole thing as the fault of the aggressive policy of the British authorities on the ground, of the Viceroy overstepping his authority.

Thirdly, it is also very characteristic of Kipling’s sadistic streak which makes many of his stories unpleasant to read. This is a good example. There is a strong element of gloating in the narrator (Kipling)’s voice, as he looks forward to giving ‘the sympathetic Northern Power’ a damn good thrashing.

Kim returns to the compound of the friendly wife who gave shelter to the lama, and the next couple of chapters describe their onwards travels and the wide variety of Indian types they meet as they journey through India’s huge hot flatlands, then arrive at the legendary Grand Trunk Road.

‘Look! Brahmins and chumars, bankers and tinkers, barbers and bunnias, pilgrims and potters – all the world going and coming. It is to me as a river from which I am withdrawn like a log after a flood.’ And truly the Grand Trunk Road is a wonderful spectacle. It runs straight, bearing without crowding India’s traffic for fifteen hundred miles—such a river of life as nowhere else exists in the world. (p.51 cf p.56)

Lovely descriptions including their overnight stay at a parao or resting place where all types of Indians stop, make camp, light little fires. Here the lama is requested by a grand lady riding in a covered bullock wagon. She asks if the lama will bless her and accompany her on her mission to visit her son. the lama, in his simple way, agrees.

The next plot development is a few days later they are sheltering in a grove when they see advancing towards them a few men who peg out the flat land, followed by a horde who turn out to be a regiment of the British army. And their regimental flag is the image of a red bull on a green background. Kim is transfixed. It’s his father’s prophecy come true!

Once the compound is staked out and hundreds of tents erected, Kim sneaks past the guard and closer to spy what’s going on. But he is caught, after a scuffle, by the Anglican chaplain, Bennett (p.73). Having secured his prisoner, Bennett calls for the Catholic chaplain, Father Victor. In their different ways they interrogate Kim (Father Victor is by far the more sympathetic and forgiving). During the scuffle the necklace Kim has worn all his life with a little pouch of documents comes free and when the two priests examine them they are flabbergasted to discover that Kim is the orphan son of a former sergeant in their very regiment! (p.74) Well, what a coincidence – or kismet, as the Roman Catholic chaplain insists.

There’s a very long scene where the two priests detach Kim from the case of his lama, both of them very upset, until the lama concludes he was a fool to let himself become attached to things of this world, stands and disappears into the night.

Kim is given to the care of the drummer boys with a sergeant to guard and ensure he doesn’t try to escape. When Kim asks where the regiment is headed they say back to barracks but he contradicts them, telling them they will soon be heading off to ‘thee war’ as he pronounces it. Everyone laughs. But the next day the regiment does receive orders to move to the front (presumably up to the North-West Frontier with Afghanistan) and Bennett and Victor, in particular, are flabbergasted.

So they march back to the regimental barracks at Umballa. Here most of the fighting men entrain for the frontier and disappear, leaving the barracks half empty and echoing. Kim hates it. He hates the scratchy uniform they force him to wear, hates the ‘education’, the ‘discipline’ which consists of beatings, hates being humiliated by the teachers, and hates the other drummer boys he’s in class with. They are ignorant and vulgar, their stupidity indicated by the casual racism with which they insult the locals, in a way which is a kind of blasphemy to native-born Kim.

He manages to get a local letter writer to write a letter to Mahbub Ali and a few days later is strolling at the edge of the barracks when he is scooped up by a dark clothed native on a horse and whisked away. This is Ali. But in another far-fetched coincidence, when Ali has come to a halt and is discussing with Kim what to do with him, an English horseman rides alongside and who should it be, but Creighton!

He and Ali maintain a facade that he is simply a customer for Ali’s horses but Kim knows better, if not what’s really going on. Creighton accompanies Ali as he rides Kim back to the barracks. As they arrive at the main office, Father Victor comes out and recognised Creighton as Head of the British Ethnological Survey (p.94).

Creighton sits on the veranda and rather patronisingly listens to Father Victor spell out everything he knows about the boy, while watching Ali and Kim yarning under a nearby tree. The more Creighton hears, the more special he realises Kim is, and the more he begins to realise how he can be useful in his (Creighton’s) schemes. So he ‘charitably’ volunteers to the Father to personally supervise the passage of young Kim to St Xavier’s College in Lucknow (which Kim and Ali mock by mispronouncing ‘Nucklao’). The deal is done, the Colonel tells Kim to stay put and wait just three days, then he’ll come for him.

(Later on we discover that, surprisingly, the lama will pay the fees for the top notch private college, 300 rupees a year. This is because, again surprisingly, he is revealed to be the abbot of his lamasery back in Tibet (in Such-zen), and so has access to funds. It’s just that he chooses not to spend them on himself. But ‘Education is greatest blessing if of best sorts’, as he later writes in a letter to Kim.)

The way Ali and the Colonel speak loudly in the code of buying and selling horses, but really referring to information or about how to handle Kim, is amusing in its rather naive spyishness.

Three days later they travel south by train to Lucknow, the Colonel in First Class, Kim ill at ease in second. He preferred the sociability of third class when he travelled with the lama. He notices how white people have a special kind of detachment and loneliness.

Creighton gives him a cab to take to the Xavier College, but while cruising round this big city, Kim is astonished to see his lama sitting on a kerb. They are joyfully reunited. But Kim sticks to his promise and eventually arrives at the College.

Here, for the first time, the narrative ceases to be a moment-by-moment description and goes up a level to describe the passage of an entire term. Kim thrives. He is quick and canny. He learns to read and write in the company of three hundred other precocious youths. Kipling gives an extraordinarily knowledgeable overview of their classes and backgrounds:

They were sons of subordinate officials in the Railway, Telegraph, and Canal Services; of warrant-officers, sometimes retired and sometimes acting as commanders-in-chief to a feudatory Rajah’s army; of captains of the Indian Marine Government pensioners, planters, Presidency shopkeepers, and missionaries. A few were cadets of the old Eurasian houses that have taken strong root in Dhurrumtollah—Pereiras, De Souzas, and D’Silvas. Their parents could well have educated them in England, but they loved the school that had served their own youth, and generation followed sallow-hued generation at St Xavier’s. Their homes ranged from Howrah of the railway people to abandoned cantonments like Monghyr and Chunar; lost tea-gardens Shillong-way; villages where their fathers were large landholders in Oudh or the Deccan; Mission-stations a week from the nearest railway line; seaports a thousand miles south, facing the brazen Indian surf; and cinchona-plantations south of all. The mere story of their adventures, which to them were no adventures, on their road to and from school would have crisped a Western boy’s hair. They were used to jogging off alone through a hundred miles of jungle, where there was always the delightful chance of being delayed by tigers; but they would no more have bathed in the English Channel in an English August than their brothers across the world would have lain still while a leopard snuffed at their palanquin. There were boys of fifteen who had spent a day and a half on an islet in the middle of a flooded river, taking charge, as by right, of a camp of frantic pilgrims returning from a shrine. There were seniors who had requisitioned a chance-met Rajah’s elephant, in the name of St Francis Xavier, when the Rains once blotted out the cart-track that led to their father’s estate, and had all but lost the huge beast in a quicksand. There was a boy who, he said, and none doubted, had helped his father to beat off with rifles from the veranda a rush of Akas in the days when those head-hunters were bold against lonely plantations.

This is also by way of being in praise of the native-born, boys of white ancestry who are, nonetheless, born and bred in India and so a) lacking the nervous racism and racial supremacy of whites born and imported from England; and b) understanding the country, have a natural gift of command.

When the holidays come Kim goes walkabout, goes travelling round India, using the railway pass Creighton had given him. Creighton meets with Ali and bemoans this but Ali contradicts, saying it is good for one training to be a spy to keep up his talent for blending in; he’ll come back. Sure enough, a month later, Ali actually bumps into Kim on the Kalki road, they talk, Kim assures him he’s going back to Xavier’s for the new term.

There are a lot of chance, coincidental meetings in this narrative.

Ali invites him to join his team, giving him a thumb-stamped piece of paper which makes his servants accept him, where they’re gathered round the horse boxes to sleep for the night. The incident where Kim overhears the two agents who searched opium-zonked Ali back in chapter 3, now conspiring to assassinate him. Kim slips away and intercepts Ali as he’s riding back to his camp. Ali then cannily persuades the British station authorities that thieves are lying in wait in the sidings, so a British officer and policeman go in search and find them leading to a fight with guns and knives. Meanwhile Kim is back in his sleeping blanket, well pleased with his service to Ali. ‘Thy fate and mine seem as on one string’.

Ali takes Kim with him by train and road up to Simla, the Raj’s summer resort in the mountains. Here he is interviewed by Lurgan. Lurgan turns out to be an eccentric whose profession is jeweller – specifically, repairing worn out old gems and pearls – but he also keeps an old curiosity shop full of masks and bric-a-brac. He tests Kim’s nerve on the first night by revealing all the devil masks by lamplight then making him go sleep among them. Lurgan’s boy assistant of jealous of the new arrival and he and Kim fight, while Lurgan watches on, amused.

Kim stays with Lurgan for ten days, watching the variety of his customers, and playing games of memory in the evenings. We and Kim realise that it’s all part of his training to become a field agent.

At the end of the day, Kim and the Hindu boy…were expected to give a detailed account of all that they had seen and heard – their view of each man’s character, as shown in his face, talk, and manner, and their notions of his real errand.

They spend much time using make-up to adopt various disguises and Lurgan gives long lectures about the specific attributes of different tribes and castes and religious or ethnic groups.

The Hindu child played this game clumsily. That little mind, keen as an icicle where tally of jewels was concerned, could not temper itself to enter another’s soul; but a demon in Kim woke up and sang with joy as he put on the changing dresses, and changed speech and gesture therewith. (p.135)

‘Therewith’? Typical of Kipling’s crabbed, archaic prose style. Anyway, Kim comes to realise that Lurgan, too, is part of the network of operatives, part of the ‘Great Game’. When it’s time for Kim to finally go back to school, Lurgan tells him he’s welcome to return at the next holidays.

One of the visitors to the shop had been a Babu (a term of address for an educated man which, in English hands, became a sort of insult), a morbidly obese man who, Lurgan tells Kim, is one of the top 10 secret operatives in the country. His name is Hurree Chunder Mookerjee and (the narrator tells us) his agent number is R.17. If you’ve got a good memory (or can check an online text) you find that this is the same R.17 who produced the report that Mahbub Ali passed onto Kim to pass onto Creighton i.e. he really is a key operative.

Lurgan tells him there is a price on the Babu’s head as there is on the head of Mahbub Ali. Kim is boyishly excited, looking forward to the day when there is a price on his head!

This fat man is one of the members of the convoy which sets off four days later from Simla, heading back down into the plains. Before they split up Hurree gives Kim a betel box as reward for his achievements so far.

The narrative again moves up a level in order to skate through Kim’s school career. He is proficient in maths and practical knowledge, learns to play cricket, wins prizes. He is 14 years and ten months old, then fifteen years and eight months i.e. we are zipping forwards. Altogether Kim is 3 years at St Xavier’s College (p.139).

Remember the Tibetan lama? During this whole period he is offered hospitality at the Temple of Tirtankars in Benares, going on pilgrimages and travels, but always returning there, from where he and Kim exchange letters. (In fact we are told that the Curator of the Wonder House i.e. Lahore Museum, currently possesses a written account of all his journeyings.)

In holiday times he goes many journeys with Ali, who gets him to start doing small espionage tasks. Then he stays with Lurgan where he learns to recite the Koran, various spells and cures etc. Spycraft. The Colonel tests his ability with surveillance equipment and skill at making maps.

The past

There’s a very important paragraph on page 144. This says that a particular report Kim wrote (a survey of a town he visited with Ali):

was on hand a few years ago…but by now the pencil characters must be almost illegible.

This is important because it’s the first indication that all this happened some time ago, long enough ago for the pencil characters to have faded and become illegible. There’s been a few hints earlier but this really rams home the sense that all this happened in the historic past. Until this moment the reader had the sense it was happening right now, in the present.

Continued in Part Two.

Scenes and descriptions

Odd and clotted though Kipling’s prose often is, he strews the book with beautiful word paintings.

The teeming city

The hot and crowded bazaars blazed with light as they made their way through the press of all the races in Upper India, and the lama mooned through it like a man in a dream. It was his first experience of a large manufacturing city, and the crowded tram-car with its continually squealing brakes frightened him. Half pushed, half towed, he arrived at the high gate of the Kashmir Serai: that huge open square over against the railway station, surrounded with arched cloisters, where the camel and horse caravans put up on their return from Central Asia. Here were all manner of Northern folk, tending tethered ponies and kneeling camels; loading and unloading bales and bundles; drawing water for the evening meal at the creaking well-windlasses; piling grass before the shrieking, wild-eyed stallions; cuffing the surly caravan dogs; paying off camel-drivers; taking on new grooms; swearing, shouting, arguing, and chaffering in the packed square.

Lahore train station

The sleepers sprang to life, and the station filled with clamour and shoutings, cries of water and sweetmeat vendors, shouts of native policemen, and shrill yells of women gathering up their baskets, their families, and their husbands.

Portraits

The horse-trader, his deep, embroidered Bokhariot belt unloosed, was lying on a pair of silk carpet saddle-bags, pulling lazily at an immense silver hookah.

A black-bearded man, with a green shade over his eyes, sat at a table, and, one by one, with short, white hands, picked up globules of light from a tray before him, threaded them on a glancing silken string, and hummed to himself the while.

The room, with its dirty cushions and half-smoked hookahs, smelt abominably of stale tobacco. In one corner lay a huge and shapeless woman clad in greenish gauzes, and decked, brow, nose, ear, neck, wrist, arm, waist, and ankle with heavy native jewellery. When she turned it was like the clashing of copper pots. A lean cat in the balcony outside the window mewed hungrily.

India

All India is full of holy men stammering gospels in strange tongues; shaken and consumed in the fires of their own zeal; dreamers, babblers, and visionaries: as it has been from the beginning and will continue to the end.

The countryside

They followed the rutted and worn country road that wound across the flat between the great dark-green mango-groves, the line of the snowcapped Himalayas faint to the eastward. All India was at work in the fields, to the creaking of well-wheels, the shouting of ploughmen behind their cattle, and the clamour of the crows.

In the shade

The lama squatted under the shade of a mango, whose shadow played checkerwise over his face; the soldier sat stiffly on the pony; and Kim, making sure that there were no snakes, lay down in the crotch of the twisted roots. There was a drowsy buzz of small life in hot sunshine, a cooing of doves, and a sleepy drone of well-wheels across the fields.

Dusk in the countryside

By this time the sun was driving broad golden spokes through the lower branches of the mango-trees; the parakeets and doves were coming home in their hundreds; the chattering, grey-backed Seven Sisters, talking over the day’s adventures, walked back and forth in twos and threes almost under the feet of the travellers; and shufflings and scufflings in the branches showed that the bats were ready to go out on the night-picket. Swiftly the light gathered itself together, painted for an instant the faces and the cartwheels and the bullocks’ horns as red as blood. Then the night fell, changing the touch of the air, drawing a low, even haze, like a gossamer veil of blue, across the face of the country, and bringing out, keen and distinct, the smell of wood-smoke and cattle and the good scent of wheaten cakes cooked on ashes.

Simla by night

Together they set off through the mysterious dusk, full of the noises of a city below the hillside, and the breath of a cool wind in deodar-crowned Jakko, shouldering the stars. The house-lights, scattered on every level, made, as it were, a double firmament. Some were fixed, others belonged to the rickshaws of the careless, open-spoken English folk, going out to dinner.

Dawn

The diamond-bright dawn woke men and crows and bullocks together. Kim sat up and yawned, shook himself, and thrilled with delight. This was seeing the world in real truth; this was life as he would have it—bustling and shouting, the buckling of belts, and beating of bullocks and creaking of wheels, lighting of fires and cooking of food, and new sights at every turn of the approving eye. The morning mist swept off in a whorl of silver, the parrots shot away to some distant river in shrieking green hosts: all the well-wheels within ear-shot went to work. India was awake, and Kim was in the middle of it, more awake and more excited than anyone…

Educated to command the empire

One must never forget that one is a Sahib, and that some day, when examinations are passed, one will command natives. (p.107)

Background characters

I like counting and the book’s availability online makes it easy to make a list of secondary or background characters, who pop up as context and colour:

  • Lala Dinanath’s boy
  • half-caste woman who looks after Kim
  • little Chota Lal
  • Abdullah the sweetmeat-seller’s son
  • Mahbub Ali, the horse-trader
  • his Baltis (servants from Baltistan)
  • the Flower of Delight, a prostitute
  • a smooth-faced Kashmiri pundit, a spy
  • a sleek young gentleman from Delhi, another spy
  • a sleepy railway clerk
  • a burly Sikh artisan
  • the blueturbaned, well-to-do cultivator – a Hindu Jat from the rich Jullundur district
  • his shrill wife
  • a fat Hindu money-lender
  • an Amritzar courtesan laden with head drapery
  • a young Dogra soldier ‘of the Ludhiana Sikhs’, going south on leave
  • a market-gardener, Arain by caste, growing vegetables and flowers for Umballa city
  • the village headman, white-bearded and affable elder, used to entertaining strangers
  • the ‘old withered’ retired soldier who stayed true during the Mutiny, ‘Rissaldar Sahib’
  • the village priest
  • a Punjabi constable on the Great Trunk Road
  • ‘thin-legged, grey-bearded Ooryas from down country’
  • ‘duffle-clad, felt-hatted hillmen of the North’
  • the virtuous and high-born widow of Kulu or Saharunpore, travelling in the ruth or bullock cart attended by servants
  • a dark, sallowish District Superintendent of Police, faultlessly uniformed (who jokes with the rich widow)
  • the Reverend Arthur Bennett, Church of England chaplain of the Mavericks
  • Father Victor, Catholic chaplain of the Mavericks
  • at the barracks, the drummer-boy who had been hanging round him all the forenoon—a fat and freckled person of about fourteen

How Kim plays people

  • Kim changed his tone promptly to match that altered voice.
  • Kim knew what the faquirs of the Taksali Gate were like when they talked among themselves, and copied the very inflection of their lewd disciples.
  • ‘Nay, what is it?’ Kim said, dropping into his most caressing and confidential tone—the one, he well knew, that few could resist.
  • ‘True. That is true.’ Kim used the thoughtful, conciliatory tone of those who wish to draw confidences.
  • ‘It is permitted,’ said Kim, and threw back the very tone.
  • ‘God knows!’ said Kim cheerily. The tone might almost have deceived Mahbub Ali, but it failed entirely with the healer of sick pearls.

Kim’s character

  • ‘No white man knows the land and the customs of the land as thou knowest.’ (The lama to Kim, p.79)
  • ‘He was born in the land. He has friends. He goes where he chooses. He is a chabuk sawai (a sharp chap). It needs only to change his clothing, and in a twinkling he would be a low-caste Hindu boy.’ (p.93)
  • ‘Thou wast born to be a breaker of hearts!’ [a houri painting Kim with walnut juice so he appears native]
  • often in the past few months had caught himself thinking of the queer, silent, self-possessed boy. His evasion, of course, was the height of insolence, but it argued some resource and nerve. [Creighton thinking about Kim, p.109]
  • ‘Colonel Sahib, only once in a thousand years is a horse born so well fitted for the game as this our colt. And we need men.’ (Mahbub Ali to Colonel Creighton describing Kim’s aptitude, p.142)

On the nature of a spy

In Simla the pearl jeweller Lurgan explains to Kim that:

‘From time to time, God causes men to be born – and thou art one of them – who have a lust to go abroad at the risk of their lives and discover news – today it may be of far-off things, tomorrow of some hidden mountain, and the next day of some near-by men who have done a foolishness against the State. These souls are very few; and of these few, not more than ten are of the best.’ (p.136)

Eighteen proverbs

The Norton edition includes a letter from Kipling to his favourite cousin, Margaret Burne-Jones, dated Lahore 28 November 1885, in which he answers her questions about life in India and, in doing so, summarises his own attitudes. He says the Indians are:

Touchy as children; obstinate as men; patient as the High Gods themselves; vicious as Devils but always loveable if you know how to take ’em. And so far as I know, the proper way to handle ’em is not by looking on ’em as ‘an excitable mass of barbarism’ (I speak for the Punjab only) or the ‘down trodden millions of Ind groaning under the heel of an alien and unsympathetic despotism,’ but as men with a language of their own which it is your business to understand; and proverbs which it is your business to quote (this is a land of proverbs) and byewords and allusions which it is your business to master; and feelings which it is your business to enter into and sympathise with. (Norton edition, page 269)

Well that explains his liberal use of proverbs throughout the text. They are just one of Kipling’s many strategies to create a sense of authenticity, a sense that we are inside Indian culture, listening to Indian people speaking in their own languages, using their own references, phrases, ideas and…proverbs.

  1. ‘Who hold Zam-Zammah, hold the Punjab’
  2. ‘Those who beg in silence starve in silence’
  3. ‘Let thy hair grow long and talk Punjabi’ (a Northern proverb)
  4. ‘Two arrows in the quiver are better than one; and three are better still’
  5. ‘For the sick cow a crow; for the sick man a Brahmin’
  6. ‘The husbands of the talkative have a great reward hereafter’
  7. ‘Never make friends with the Devil, a Monkey, or a Boy. No man knows what they will do next.’
  8. ‘Never speak to a white man till he is fed’
  9. ‘Trust a Brahmin before a snake, and a snake before an harlot, and an harlot before a Pathan’
  10. ‘I will change my faith and my bedding, but thou must pay for it’
  11. ‘Who looks for a rat in a frog pond’ (p.117)
  12. ‘When one can get blind-sides of a woman, a stallion, or a devil, why go round to invite a kick?’ (Ali, p.152)
  13. ‘Where there is no eye there is no caste,’ the Kamboh (p.165)
  14. ‘One priest always goes about to make another priest,’ the Kamboh (p.167)
  15. ‘Who goes to the hills goes to his mother.’ (p.192)
  16. ‘There are more ways of getting to a sweetheart than butting down a wall.’ (Hurree Babu, p.201)
  17. ‘So I should lose Delhi for the sake of a fish’
  18. ‘God made the Hare and the Bengali. What shame?’

Whiteness

The word ‘Sahib’ occurs 336 times, ‘white’ 121 times, ‘English’ 115 times.

The novel is very far from promoting white triumphalism. For sure, Colonel Creighton is depicted as a moral and administrative anchor, representing all that is stern and dutiful and wise in the Raj, but all the other white people come in for quite a lot of scrutiny or criticism.

Two types of whiteness are dramatised in the two chaplains, Bennett and Father Victor. Bennett, the only representative in the novel of the state religion, the Church of England, comes in for sustained criticism. He is thin, bony, aggressive, rude, completely unsympathetic to Kim, refuses to believe anything he says, would have offended the lama by giving him money to go away, until the Irishman Father Victor, far more sympathetically portrayed, intervenes to stop him. Kim and the lama remain the centre of the narrative and the reader’s sympathies. When Kim tells the lama that Bennett and Victor want to make him a Sahib like them, the lama strongly disapproves:

‘That is not well. These men follow desire and come to emptiness. Thou must not be of their sort.’

Later the lama described his loyalty to his monastery and his devotions and rather waspishly declares:

‘The Sahibs have not all this world’s wisdom.’

Kipling has the high-born widow, the woman from Kulu who adopts the lama, deliver trenchant criticism of different types of British administrator. After encountering an older, relaxed English official, she remarks:

‘These be the sort’ – she took a fine judicial tone, and stuffed her mouth with pan – ‘These be the sort to oversee justice. They know the land and the customs of the land. The others, all new from Europe, suckled by white women and learning our tongues from books, are worse than the pestilence. They do harm to Kings.’

Sahibs are often portrayed as stupid, racist, ignorant casually insulting. At St Xavier’s College Kim is warned not to treat the natives as lazy and stupid, the implication being that all too many of the colonial English do just that, damaging the reputation of the regime (p.121).

What makes the arrogant rudeness of so many of the whites harder for the natives to take, is that they are often so stupid themselves.

No man could be a fool who knew the language so intimately, who moved so gently and silently, and whose eyes were so different from the dull fat eyes of other Sahibs.

Mahbub Ali is a horse trader and has observed that, although most white men know next to nothing about horses, that doesn’t stop them from making all kinds of ignorant and sometimes insulting remarks:

That was the reason that Sahib after Sahib, rolling along in a stage-carriage, would stop and open talk. Some would even descend from their vehicles and feel the horses’ legs; asking inane questions, or, through sheer ignorance of the vernacular, grossly insulting the imperturbable trader.

Later, during Kim’s school years at the college, Ali remarks:

‘Son, I am wearied of that madrissah, where they take the best years of a man to teach him what he can only learn upon the Road. The folly of the Sahibs has neither top nor bottom.’ (p.145)

Ali is a reputable character, who grows in sympathy and status throughout the novel, so this is a credible view.

In other words, the creation of Kim as a character, and his easy way of mingling with numerous native Indian types – travellers, widows, soldiers, families, Muslims, Sikhs, Hindus, traders, spies – enables Kipling to depict the entire range of white British presence in India from the outside, from the native point of view – and find it very wanting indeed. I wonder whether, when he started writing the book, Kipling realised just how much the creation of the boy outsider would enable him to mount quite such a sustained critique of Englishness, whiteness and Sahibdom.

White boys

White boys abound in the book but not at all as heroes, almost entirely as bad comparators with plucky Kim. The worst are the ‘drummer boys’ of Kim’s father’s regiment, depicted as fat, stupid, monosyllabic, lonely, bullying. They will never have Kim’s immersive knowledge of Indian cultures and street life. Again and again Kipling depicts them as ignorant, given to casual insults and racist abuse of the natives, while they themselves wouldn’t survive five minutes if thrown out into the real India. Compare and contrast with out plucky hero.

Now a bed among brickbats and ballast-refuse on a damp night, between overcrowded horses and unwashed Baltis, would not appeal to many white boys; but Kim was utterly happy. Change of scene, service, and surroundings were the breath of his little nostrils.

It’s true that in some of his summaries of Kim’s peers at Xavier’s, Kipling is sympathetic to the specific professions and jobs of their fathers. They are seen as doing good and worthy, unglamorous but necessary jobs for the regime. Nonetheless, they are all utterly eclipsed by the glamorous protagonist.

Stalky and Co.

I suppose it’s obvious, but these middle passages describing Kim’s schoolboy years at St Xavier’s College also bear direct comparison with the schoolboy stories collected in Stalky and Co which Kipling published a few years previously. There are reminiscences of the same snideness, the same facetious depiction of schoolmaster, the same sense of unpleasant schoolboy rivalries.

Talking of echoes, Kim also recalls one his two other novels, Captains Courageous from 1897, which is also about a schoolboy, in fact another fifteen-year-old – in this case Harvey Cheyne Jr, the spoiled son of a railroad tycoon.

Most of Kipling’s stories are about adults, obviously. But it tells you something about his not-quite-serious engagement with the world that four of Kipling’s five sustained narratives (the novels The Light That Failed, Captains Courageous and Kim, and the sequences of linked stories, The Jungle Book and Stalky and Co) are about boys.

The movie

Here’s the trailer for the 1950 movie version of the novel, starring the 14-year-old Dean Stockwell and Errol Flynn as Red Beard, Kim’s protector and British spy in the Great Game, a figure largely invented to make the film more dramatic.


Credit

Kim was serialised in Cassell’s Magazine from January to November 1901, and first published in book form by Macmillan & Co. Ltd in October 1901. All references are to the 2002 Norton Critical Edition edited by Zohreh T. Sullivan.

Related links

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Pseudolus by Plautus (191 BC)

‘She was mine to do as I liked with.’
(Ballio the pimp about Calidorus’s lady love, the slave-courtesan Phoenicium, page 230)

Of the 20 or so plays by Plautus which have survived from antiquity, this is the longest. We have the precise date of production, 191 BC. As so often it is set in the street in front of two houses and the lead figure is a canny slave. Yet the real star of the show turns out to be Ballio, the wretched pimp.

Setup

Calidorus is the stock young man. He is in love with Phoenicium, who is a slave-prostitute ‘singing girl’ who belongs to the wretched pimp, Ballio. The play opens with Calidorus showing his father’s chief slave and loyal servant, Pseudolus, a letter he’s just received from Phoenicium telling Calidorus that she’s been sold by her master to a Macedonian officer who just has to complete the payment of 2,000 drachmas and will take her away forever tomorrow. After some banter, Pseudolus promises to devise some way of getting her back or else he’ll pay Calidorus 2,000 drachmas. They hide to one side as Ballio appears.

The plot

Enter Ballio

In one of the two houses onstage lives Ballio, the pimp. It’s his birthday today. He enters brandishing a whip and terrifying his male slaves. He calls them lazy good-for-nothings and whips at least one of them. Then he gives them all chores to do as he’s planning to hold a feast to impress some VIPs.

The slaves go off about their chores, then Ballio calls out his female slaves, presumably his ‘courtesans’ i.e. sex workers, among whom is Calidorus’s true love, Phoenicium. Ballio shouts at the women slaves that today he will set one of them free, but the criterion will be, which one can get her lover to bring him, Ballio, the most extravagant birthday presents. Otherwise what’s the point of keeping such a harem of greedy lazy slaves?

Ballio goes through each of his ‘girls’ by name, pointing out the sectors of the market they specialise, namely the corn merchants (Hedylium), the butchers (Aeschrodora), the olive oil men (Xystilis) and finally Phoenicium, who he characterises as a gentleman’s pet, always promising to bring him the fee for her freedom but never actually delivering it (p.224).

Ballio dismisses the women, while in their hiding place Calidorus and Pseudolus bicker about what to do. Ballio is just setting off for town with his boy when Pseudolus calls out to him. After some banter in which it becomes clear the Ballio knows and dislikes our boys, Pseudolus takes command of the conversation and says Calidorus is sorry for not having come up with the cash to buy Phoenicium. Ballio has no sympathy: he should borrow it from a friend or steal it from his father. After Calidorus has stopped being scandalised, Pseudolus takes the lead again and promises Ballio he’ll come up with the money somehow within three days.

Ballio teases Calidorus by telling him Phoenicium is not for sale…at which point Calidorus rejoices and says Ballio is a second Jupiter and he needs to send Pseudolus to buy a lamb whose giblets they can sacrifice to this wonderful fellow. But, Ballio continues, Phoenicium is not for sale because she’s already been sold (p.230).

In a comic passage Pseudolus and Calidorus stand either side of Ballio and call him every abusive term they can come up with, but it is water in a sieve, he doesn’t care: he happily admits he killed his own parents to avoid having to pay for their care, he is a worm and it doesn’t bother him. And in that spirit he tells them that the Macedonian officer has only put down 1,500 of the 2,000 drachmas he’s contracted to pay for Phoenicium. If the boys can being him, Ballio, the full 2,000 today, maybe he’ll change his mind. And with an evil grin he sets off for the market.

Pseudolus soliloquy 1

Pseudolus then explains to Calidorus that he has a cunning plan, but he needs Calidorus to provide a friend, an intelligent, reliable friend to play a role in his plan. So Calidorus exists to find one.

Pseudolus is left onstage to admit to the audience that he doesn’t have the slightest idea or plan he just wanted to get rid of Calidorus. Much more likely is that he might be able to wangle the 2,000 drachmas out of his master Simo, who just at this moment happens along with his neighbour Callipho.

Simo

Simo tells the audience his son Calidorus is the talk of the town, everyone knows he’s desperate to buy his courtesan girlfriend but doesn’t have the money. Callipho says he shouldn’t be so hard on his son after all he was a tearaway and libertine in his own youth. They both spot Pseudolus listening to them and approach and say hello.

A feature of this play is it is quite slow moving. This is because the characters spend quite a lot of time in extended conversation: first Calidorus and Pseudolus with Ballio, now Pseudolus with Simo and Callipho – extended pleasantries and banter. Basically Simo tells Pseudolus he knows all about his son’s plight and is well aware that Pseudolus is planning to extract 2,000 drachmas out of him, but assures him it won’t work. Pseudolus declares that, on the contrary, he will get it out of him, which both Simo and Callipho consider a cheeky threat.

CALLIPHO: ‘Ye gods! The man’s a living marvel – if he can be as good as his word.’

Not only that, Pseudolus assures the two sceptical old men that before the day is through he will have won not one but two victories: he is going to extract the 2,000 drachmas from Simo and he is going to remove the girl from Ballio’s grasp! Pseudolus says, if he manages in the former, will his master give him the money and his freedom? Reluctantly, Simo agrees.

Callipho finds all this very amusing and when Pseudolus announces he needs him for his plans, happily agrees to cancel his planned trip to the country to do so. What’s more, he cheerfully tells Pseudolus that if Simo refuses to give him the money he, Callipho, will. All very relaxed and amused. Callipho goes into his house, Simo goes off into town.

Pseudolus soliloquy 2

Pseudolus not only speaks directly to the audience, he breaks the conceptual fourth wall by talking about the play itself, saying he currently has no idea how he’s going to pull it all off but what’s a play without surprises, so he begs our indulgence while he goes for a think and, meantime, there will be a musical interlude.

Musical interlude with a flute player

Pseudolus re-enters and fools around making a speech in the grand style describing how he will mount a siege and storm the house of his enemy i.e. Ballio. He’s in mod flow when he spies someone coming, and hides.

Enter Harpax

Harpax is a soldier, the representative of the Macedonian officer who’s put a down payment on Phoenicium. He talks out loud as he tries to figure out which of these houses is Ballio’s which gives Pseudolus the opportunity to step forward and pretend to be Ballio’s steward, Syrus. Harpax says he’s come with a purse of the outstanding sum, 500 drachmas, plus a sealed letter and the personal token of his master, the Macedonian officer, as agreed with Ballio. Pseudolus says his ‘master’ Ballio is out right now, and tries to persuade him to give him the purse but Harpax isn’t that dumb. He does, on the other hand, give him the sealed letter to give to Ballio, before announcing he’s going back to his inn to have lunch and a nap and for Pseudolus to send a message to him when Ballio returns. And so he exits.

Pseudolus soliloquy 3

Pseudolus tells us this is the lucky break he needed and launches into extended philosophising about the best laid plans and Lady Luck and so on, when he spies young Calidorus returning with a friend.

Enter Calidorus and Charinus

Pseudolus likes putting on funny voices and so adopts a tone of royal grandiloquence to greet his master. But he quickly comes to have a low opinion of the friend, Charinus, who is nettled by his disrespect. Nonetheless he shows Calidorus the letter and token.

Pseudolus says he will need a man. A slave? suggests Charinus. Yes. Well Charinus just happens to know a slave his master has freshly sent from their country estate to here, in Athens, named Simia. Perfect. And is he a slippery eel and trickster? Yes. And might Charinus happen to have a soldier’s cloak at his house? Yes. Pseudolus has gained new respect for Charinus, he’s a veritable charitable institution.

The plan? They’ll dress up this newly arrived slave as a a soldier, give him the letter and token and 500 drachmas and he will pretend to the Macedonian’s man and secure Phoenicium from the pimp. Pseudolus tells the chaps to go and prepare him.

Pseudolus soliloquy 4

Two enjoyable features of the play:

  1. Pseudolus amusingly uses military metaphors to describe how he is laying sieges and strategems to take Ballio’s fortress by storm.
  2. Pseudolus in a very post-modern way keeps referring to the play he’s actually in. So when Calidorus and Charinus ask him how he got the better of Harpax, he simply replies that the audience has seen everything so there’s no point repeating it (p.245)

He also leaves the stage.

Ballio’s slave boy

A touching soliloquy from Ballio’s slave boy describing how being an ugly boy in a whorehouse is a miserable fate. Ballio threatened everyone with the whip if they couldn’t come up with fine presents for him, but he hasn’t got anything.

Ballio returns with a cook

Ballio has hired a cook and assistants for his feast. It is typical of this play that there’s quite a long passage of dialogue devoted entirely to fleshing out his character, in which Ballio insults the cook for being an evil looking wretch and the cook cannily defends himself by saying he is always last to be hired because is more expensive and better quality than the ruck.

As with the role of the ‘table companion’ in Menaechmi, this gives a vivid sense of the forum as the place where people went to be hired for jobs for the day.

Anyway, Ballio orders his ‘ugly boy’ to keep a sharp watch on the cook and his assistants to make sure he doesn’t pinch anything. When they’ve all gone into his house, Ballio gives a little soliloquy in which he explains that he bumped into Calidorus’s father in the market and the latter warned him that Pseudolus has got a cunning plan to wangle Phoenicium off him. So he’s going to tell all his slaves to be on the lookout for the tricky Pseudolus.

Pseudolus and Simia

Enter Pseudolus with Simia, the smooth, handsome young slave Charinus promised. He is dressed up in a soldier’s outfit and very pleased with himself, super confident of his ability to ‘fake and fiddle’, rather to Pseudolus’s irritation. Pseudolus keeps asking if he remembers what he is so say and Simia crossly says yes yes yes.

As with all the other scenes and exchanges in this play, the two pages of Pseudolus fussing over Simia and the latter getting increasingly irritated, are not really necessary to the plot, but add colour and depth.

Ballio comes out his front door, still fussing about the cook he’s hired and Simia steps boldly forward, pretending to be the soldier Harpax finding his way. Pseudolus stays in hiding, wincing at more or less every one of Simia’s cocky remarks. But, to cut a long story, short, Simia hands over the letter and token and succeeds in persuading Ballio that he is the emissary of the Macedonian officer. Ballio reads the letter (which is quite rude about him), Simia hands over the money, Ballio says, Right, come and get her, and they go into his house.

Pseudolus steps out of hiding. All is going well but his nerves are wracking, any number of things could still go wrong: his master might turn up, the real Harpax might turn up, or Simia might go over to the enemy for a cash reward!

In the event the door opens and Simia and Phoenicium emerge and are waved off by Ballio who goes back into his house. Pseudolus hurries to join them and says, Quick, quick, while the coast is clear! and so they make off. Worth noting that the military metaphors deployed by Pseudolus are echoed by Simia who is, of course, dressed as a soldier. The entire thing has a comic thread of military pastiche running through it.

PSEUDOLUS: ‘Forward march! For victory and the cup of triumph!’

Enter Simo

Simo is Calidorus’s father and the subject of the bet with Pseudolus. He now enters with a view to checking with Ballio how things are going. He says hello, they talk and Ballio is so confident that the deal has gone  his way he hustles Simo into making a bet with him: Ballio promises to give Simo 2,000 drachmas (and a girl thrown in) if Calidorus gets possession of the girl today. Simo has nothing to lose so he shakes on the bet.

When Simo asks what this Harpax was like, Ballio, like Pseudolus, breaks the illusion of reality by saying Harpax used the usual type of gags used in this kind of comedy, and was used the stock terms given to pimps in comedies. Part of the enjoyment is the way the comic characters know they are in a play, readily admit it and play up to it.

Anyway, Ballio assures him on his life that Pseudolus won’t be able to pull one of his tricks, it’s too late, he has handed over the girl to the Macedonian officer’s man, who was bearing his letter and token, there’s absolutely no way anything can go wrong.

Enter Harpax

Oops. At which point the real Macedonian emissary, Harpax, arrives. He gives a little speech about how the good servant is always thinking of his master’s best interests, even if he’s not physically there, giving orders. This is interesting because it’s almost identical to the speech on the same subject given by Messenio in Menaechmi – the point being it’s obviously a stock sentiment given to the Good Slave in this kind of play.

Anyway, he waited at the inn for the fellow claiming to be Ballio’s steward (in reality Pseudolus) to come and get him, but he never showed up so here he is, taking the initiative in carrying out his master’s orders.

So comic misunderstanding. At first Ballio sees a stranger approaching and tells Simo here’s business for his whorehouse. He’ll take his money and be glad. But then Harpax declares his is the emissary of the Macedonian and has the money for the girl. At which point, instead of realising he’s been diddled, Ballio chats aside to Simo and declares that this must be a fake soldier put up to it by that rascal Pseudolus – well, he won’t fool old Ballio!

Ballio and Simo proceed to take the mickey out of Harpax, grabbing his cloak and hat and sword, and saying his officer must have rescued him from prison and insinuating that he’s gay and generally ragging him under the assumption that he’s a fake. But, inevitably, they begin to falter as Harpax sticks to his story and goes on to say he gave his master’s letter and token to a slave from this very house, one Syrus. Then Ballio asks Harpax for a description of this ‘Syrus’ and Harpax describes Pseudolus to a t. It’s interesting to learn what Pseudolus is meant to look like:

HARPAX: Ginger hair, fat belly, thick legs, dark skin, big head, sharp eyes, red face and very large feet. (p.263)

With horror Harpax realises what’s happened. Pseudolus has had him after all. It was the earlier Harpax who was fake, this is the real one. Not only that but Harpax now insists on having his 2,000 drachmas back and Simo chips in, insisting on Ballio coughing up the 2,000 drachmas he confidently bet him 5 minutes earlier.

Ballio realises he is lost. Harpax insists on marching him off to the bank to collect his 2,000 drachmas. Ballio just has time for an aside to the audience, bleakly saying ‘birthday’? This is more like his death day!

Simo soliloquises

Left alone onstage Simo tells us he’s going to spring a surprise on Pseudolus, but not the kind of one you usually get in comedies like this, a surprise of whips and chains. No, he is full of admiration at the canny trick Pseudolus has pulled off, putting Odysseus’s trick which won the war at Troy in the shade. No, he’s going to get the 2,000 drachmas he wagered him and have it read to hand over next time they meet.

Drunk Pseudolus

And rather than any more dramatic encounters or revelations or dialogue, the play ends with Pseudolus staggering onstage, plastered, and drunkenly telling the audience what a fabulous feast they’re having inside. Calidorus has gotten married to Phoenicium, everyone’s drinking and singing at the wedding feast – and Pseudolus does a drunken little dance onstage.

Anyway, drunk though he is, he’s come to see his old master i.e. Simo, and now knocks on his door. Simo opens the door prepared to be gracious but Pseudolus, very drunk, embraces him and burps in his face. When Simo hands him the big sack of silver coins he owes him, Pseudolus at first plans to drag Simo through the streets, as in a victory triumph, humiliating him. But Simo gets down on his knees and begs not to be humiliated and so Pseudolus, in a lazy drunken way, says: Of course, not, can’t have that can we? And instead makes it clear he’s inviting the old ‘master’ to the wedding feast of his son.

At which point they stop and ask themselves, as they always do in Plautus’s plays – what about the audience, are you going to invite them? And, as usual, one of them points out there are far too many to invite to a little house, so the next best thing – would they kindly applaud?

Thoughts

Not at all ‘boy meets girl’ comedy, is it? ‘Clever slave outwits pimp’ doesn’t have quite the same ring, but that’s what this is.

Not only is it not a ‘boy meets girl’ story but the girl in question – I wanted to write ‘doesn’t even appear’ but she does appear, and she does at least have a name, unlike the ‘wife’ and ‘father’ in Menaechmi who remain unnamed cyphers. But it’s the briefest of appearances, walking once across the stage as she’s taken away by Simia-posing-as-Harpax.

I’ve pointed out that most of the characters in Plautus plays are pawns in the machinations of the plot, but it’s hard to deny that the female characters are very often the pawniest of the pawns.


Credit

Page references are to the Penguin paperback edition of The Pot of Gold and Other Plays by Plautus, translated by E.F. Watling and published by Penguin in 1965.

Related link

Roman reviews

First Love by Samuel Beckett (1946)

I have enough trouble as it is in trying to say what I think I know.

Between the publication of Murphy in 1938 and this suite of short stories written in 1946, came the small matter of the Second World War. Beckett spent it in embattled France rather than in neutral Ireland. For some time he was involved in the French Resistance, doing enough to merit being awarded the Croix de Guerre and the Médaille de la Résistance after the war.

While in hiding from the Nazis in the south of France, Beckett worked on the manuscript of another novel, Watt, which finally saw the light of day in 1953. In 1946 he wrote the four very short novellas, more like short stories – First Love, The Expelled, The Calmative and The End which in the 1950s were gathered into one volume.

First Love – the plot

First Love is a short narrative, told in the first person, more of a dramatic monologue than a story.

The narrator is mentally challenged, talking like a simpleton about his visits to his father’s grave, his fondness for hanging around in graveyards, his liking for the smell of the dead. He has a male adolescent’s fascination with the unpleasant aspects of the human body – its farts, arses and sticky foreskins.

There’s a passage where he ponders the different types of constipation and fondly imagines Jesus at stool, pulling his buttocks apart to help his stool descend.

To quote Leslie Fiedler, Beckett enjoyed ‘twitting the bourgeoisie’, often in quite a childish way.

The other members of his father’s household never liked him, or barely tolerated him.

He reminds me a bit of Benjy the idiot in The Sound and the Fury, dimly trying to make sense of things which other people are always doing to him. – He remembers his father saying, ‘Leave him alone, he’s not disturbing anyone’ as if the other people in the house, who he refers to as ‘the pack’, think he should be… what? Taken away and put in a home? (As Murphy is, as Watt ends up.)

When his father died, they promptly kicked him out the house – more precisely locked his door and piled all his things up outside it. He left, wandering off into the great outside. He sleeps for successive nights on a bench by a canal until disturbed by Lulu, a prostitute.

(The pattern of a self-obsessed man being interrupted, disturbed from his self-absorption by a woman recurs in most of the stories in More Pricks Than Kicks, and in Murphy where the solipsistic protagonist is also troubled by the attentions of a streetwalker, Celia. Men are useless solipsists until rescued by a practical woman is one way of interpreting this common narrative structure.)

After a few night-time encounters with Lulu, the narrator goes off to find shelter in a barn in the country, rather absurdly reduced to writing out Lulu’s name in cow pats.

He returns to the city and allows himself to be taken to her small apartment where, with the obsessive-compulsive behaviour typical of a Beckett figure, he empties the room he’s given of every scrap of furniture, piling it all in the hall outside.

He hears Lulu – who he has renamed Anna – having sex with clients in the other room. I think the narrator and Lulu have sex a few times, though it’s hard to tell.

Lulu-Anna gets pregnant. She strips and shows him her belly and breasts swelling. The protagonist realises he must leave. One night he hears the baby being born, the screams and the cries. He gets dressed quietly, exits the house, but wherever he goes he still hears the baby crying.

Not a conventional romance, is it?

The style

What the war, or something, has done to Beckett’s prose is to transform it. Most obviously, almost all the arcane and deliberately obscure words he clotted the earlier books with have vanished. Almost. There are a few regressions.

Are we to infer from this I loved her with that intellectual love which drew from me such drivel, in another place? Somehow I think not. For had my love been of this kind would I have stooped to inscribe the letters of Anna in time’s forgotten cowplats? To divellicate urtica plenis manibus?

‘Divellicate’ meaning ‘to tear apart or off’ and urtica plenis manibus meaning ‘handfuls of nettles’. Nothing profound here; the ‘joke’ here, as in so much Beckett, is in the elaborate over-telling of a humorously mundane action.

A handful of really obscure phrases aside, the prose is, by and large, much less racked and clotted than in the earlier books. That said, the majority of the text is still ornate, mock academic, falsely pedantic and orotund in tone.

As to whether it was beautiful, the face, or had once been beautiful, or could con­ceivably become beautiful, I confess I could form no opinion.

‘I confess’ – the tone of the ancient clubman over whiskey and soda, or the Oxford professor over sherry. This tone of arch contrivance predominates throughout. But in amidst it are all kinds of other registers. Most enjoyable, on its occasional appearances, is the register of poetic prose.

When the voice ceased at last I approached a little nearer, to make sure it had really ceased and not merely been lowered. Then in despair, saying, No knowing, no knowing, short of being beside her, bent over her, I turned on my heel and went, for good, full of doubt.

At the opposite end of the spectrum is the fairly recurrent tone of schoolboy crudity.

The smell of corpses, distinctly per­ceptible under those of grass and humus mingled, I do not find un­pleasant, a trifle on the sweet side perhaps, a trifle heady, but how in­finitely preferable to what the living emit, their feet, teeth, armpits, arses, sticky foreskins and frustrated ovules.

Wherever nauseated time has dropped a nice fat turd you will find our patriots, sniffing it up on all fours, their faces on fire.

I considered kicking her in the cunt.

These are examples of what Fiedler called Beckett’s bourgeois-baiting, but also, maybe, a crudity, an aggressiveness, which can be interpreted as part of the character’s mental disturbance, his lack of socialisation.

There is still the minute, the obsessive description of mundane physical activities which hamper all Beckett’s characters. Having piled all the furniture in the hall, he’s made it difficult to get in or out of his room, and thus difficult to get to the toilet (which we know he needs despite his sometimes heroic constipation he mentions right at the start).

Te remedy the getting-to-the-toilet issue, he and Anna decide a chamber pot will be necessary. But Anna does not possess a chamber pot. Oh dear. And so they discuss the options in mind-numbing detail – the obsessive triviality – and the sordid subject matter – being the point. Oh woe is mucky material man.

Give me a chamber-pot, I said. But she did not possess one. I have a close-stool of sorts, she said. I saw the grandmother on it, sitting up very stiff and grand, having just purchased it, pardon, picked it up, at a charity sale, or perhaps won it in a raffle, a period piece, and now trying it out, doing her best rather, almost wishing some­one could see her. That’s the idea, procrastinate. Any old recipient, I said, I don’t have the flux. She came back with a kind of saucepan, not a true saucepan for it had no handle, it was oval in shape with two lugs and a lid. My stewpan, she said. I don’t need the lid, I said. You don’t need the lid? she said. If I had said I needed the lid she would have said, You need the lid?

‘Recipient’ presumably used in the sense of ‘recipient of my poo and pee’ – any receptacle. And ‘the flux’ is an archaic term for what we nowadays call dysentery – carefully combining the turdy reality of human existence with arcane historical terminology – a classic Beckett manoeuvre!

Learnèd wit

All this can be seen as part of Beckett’s deployment of ‘learned wit’. 65 years ago Professor D. W. Jefferson wrote a classic essay explaining, categorising and defining the long literary tradition of ‘learned wit’ – the type of humour which takes the mickey out of academic knowledge by exaggerating it to grotesque proportions.

This is a long tradition of this approach and style, dating from the classical world which runs strong through medieval, Renaissance and 18th century literature.

It seems to me Beckett is firmly in this line of smart-arse, show-off humour, taking the mickey out of its own erudition.

One element of it is dressing up the crudest physical bodily functions in elaborately academic periphrasis, littered with learned references and classical quotations. (The great example of this in Western literature is The Life of Gargantua and Pantagruel (1530-1560) by François Rabelais, describing the gross adventures of the two giants of the title in a comically pedantic style. In English probably the greatest example is the experimental comic novel, Tristram Shandy, by Lawrence Sterne.)

So Beckett’s obsession with farting, pissing and pooing in Latin or 16th century vocabulary is slap bang in the middle of this tradition.

As is another element, the making of long, pedantic lists out of all proportion to the triviality of the subject matter. Thus, for example, the narrator doesn’t just complain about his pains, but goes on to sketch out a theory of his pains, and draw up a deliberately ridiculous list:

I’ll tell them to you some day none the less, if I think of it, if I can, my strange pains, in detail, distinguishing between the different kinds, for the sake of clarity, those of the mind, those of the heart or emotional conative, those of the soul (none prettier than these) and finally those of the frame proper, first the inner or latent, then those affecting the surface, beginning with the hair and scalp and moving method­ically down, without haste, all the way down to the feet beloved of the corn, the cramp, the kibe, the bunion, the hammer toe, the nail ingrown, the fallen arch, the common blain, the club foot, duck foot, goose foot, pigeon foot, flat foot, trench foot and other curiosities.

And this quote also demonstrates that long-windedness can be comic (in intent, anyway) – although in Beckett, over-long sentences oscillate between being humorous and becoming the unchecked logorrhoea of the mentally disturbed. Or both at once. You can never be sure.

Mentally challenged or hyper-intellectual?

This raises the issue that, although the narrator lives in squalor, can’t remember his name or things that have happened to him, has a brain-damaged fixation with his own body and an autistic inability to communicate with others – nonetheless, all this is conveyed in an incredibly ornate, articulate, intellectual and educated register. It is precise and finicky, regularly using a tone of academic detachment and pedantic precision.

It is this unlikely clash or dichotomy which produces the peculiar effect of Beckett’s prose – the feelings of an autistic savant expressed in the language of a scholar.

Yes, there are moments, particularly in the afternoon, when I go all syncretist, à la Reinhold. What equilibrium! But even them, my pains, I understand ill. That must come from my not being all pain and nothing else. There’s the rub. Then they recede, or I, till they fill me with amaze and wonder, seen from a better planet. Not often, but I ask no more. Catch-cony life! To be nothing but pain, how that would simplify matters! Omnidolent!

The thoughts of a simpleton couched in the terminology of an Oxford professor.

Poetic

And then there’s another, mostly buried, aspect. Amid all the other tones and registers, just occasionally a poetic voice peeks out and hints at a completely new direction out of the mire of obfuscation, the bleak way of the lost and forlorn. Sometimes, in fact fairly regularly, there are phrases which are neither nihilistic, ridiculous or disgusting, but haunting and touching. There are quite a few moments which, despite the clammy negativity, actually emerge as sweet and doleful.

Thus, right at the end of the text, the speaker is haunted by the cries of Anna’s newborn who is in fact his own son, despite the fact that he has abandoned them both and is walking away as fast and as far as he can.

As long as I kept walking I didn’t hear them, because of the footsteps. But as soon as I halted I heard them again, a little fainter each time, admittedly, but what does it matter, faint or loud, cry is cry, all that matters is that it should cease.

Not ‘a cry is a cry’, but ‘cry is cry’, making it sound more elemental, profound, harrowing.

To be cynical, this kind of rhetorical twist, this sudden incursion of a portentous tone, will be Beckett’s schtick for decades to come. But, if you are not repelled by the subject matter, if you put yourself mentally in a place where you accept the incongruity of a simpleton who talks like an antiquated Cambridge professor, if you accept the lying in cow pats and the autistic behaviour and the deliberately vague sense of other people, the drift and the decay – then there are regularly moments when the prose achieves a kind of epiphany of sadness, a rather hard-faced poetics of desolation.

These four short texts are weirdly compelling. I read all of them twice.


Credit

First Love by Samuel Beckett was written in 1946. It was first published in 1976. Page references are to the Penguin paperback edition, The Expelled and other Novellas.

Related links

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Mercier and Camier by Samuel Beckett (1946)

‘What are you musing on, Mercier?’
‘On the horror of existence, confusedly,’ said Mercier.
‘What about a drink?’ said Camier.

After writing a series of experimental texts in English during the 1930s, Mercier et Camier was Beckett’s first attempt at an extended prose piece in French. He wrote it in 1946, while he was living in France after the end of the Second World War. It comes between Watt, which Beckett wrote in the last few years of the war, and directly before the three huge experimental ‘novels’ or texts which became known as The Beckett TrilogyMolloy (1951), Malone Dies (1951) and The Unnamable (1953).

Watt was long, experimental and – ultimately, for its author – unsatisfactory; who knows how to describe what it is for its readers.

Mercier and Camier is a lot shorter but Beckett found it even more unsatisfactory, which is why he refused to publish it in its original French until 1970. It only appeared in English in 1974, in Beckett’s own translation, in which he took the opportunity to make substantial alterations to the original text and to ‘reshape’ it from French to English. That’s the translation I read.

Structure

The Calder and Boyar edition I read is just 123 pages long. It is divided into eight chapters and every pair of chapters is followed by a ‘summary of two preceding chapters’ as in a school textbook.

The prose is lucid but highly mannered. A lot of it is similar to Murphy and Watt, not in style but in that it is writing about writing, writing whose main energy comes from taking the mickey out of traditional writing, that plays with the style of official reports, mixes in everyday phrases or clichés, and so on. It is not very interested in describing the world ‘out there’ but has made a nice safe warm space inside the head, playing with phrases. The general idea is that Mercier and Camier are a pair of vagabonds who intend to leave the city on a journey and Beckett introduces it thus:

Physically it was fairly easy going, without seas or frontiers to be crossed, through regions untormented on the whole, if desolate in parts. Mercier and Camier did not remove from home, they had that great good fortune. They did not have to face, with greater or less success, outlandish ways, tongues, laws, skies, foods, in surroundings little resembling those to which first childhood, then boyhood, then manhood had inured them. The weather, though often inclement (but they knew no better), never exceeded the limits of the temperate, that is to say of what could still be borne, without danger if not without discomfort, by the average native fittingly clad and shod. With regard to money, if it did not run to first class transport or the palatial hotel, still there was enough to keep them going, to and fro, without recourse to alms. It may be said therefore that in this respect too they were fortunate, up to a point. They had to struggle, but less than many must, less perhaps than most of those who venture forth, driven by a need now clear and now obscure.

‘Physically it was fairly easy going… The weather never exceeded the limits of the temperate… With regard to money…’ These sound like phrases from an official report, as does ‘It may be aid that…’

The style goes on to change and pull in other registers and mannerisms, playing with various learned tropes and techniques, but it is more often than not more interested in writing, in the possibilities of types and styles of writing, than in depicting any kind of ‘reality’.

Similarly, the dialogue is more often than not about the dialogue – characters speak about the act of speaking ‘did you say that?’ ‘did i say what?’ ‘did you say what you just said?’ ‘i don’t know, did i just say something?’ – played for laughs, played as a solemn game indicating the difficulties of even the most basic communication, rather than the kind of dialogue you find in most ‘normal’ novels.

More than anything else, unlike the monolithic solid blocks of prose found in The Beckett Trilogy, the pages look like a normal novel, divided up into short, sensible paragraphs which flag up new bits of dialogue or action or description in the traditional manner.

The shortness of the text, the use of short chapters, the breathing space provided by the end of chapter summaries, and the layout of the individual pages, all make Mercier and Camier feel like the most readable novel-style book Beckett ever wrote.

Repetition, absurdity and comedy

We are in an unnamed city. Mercier and Camier meet at their rendezvous point, though not before some misunderstanding. Mercier is first to arrive but gets bored waiting so goes for a stroll. Camier arrives ten minutes later so he goes for a stroll a few minutes before Camier gets back. Camier gets bored waiting then goes for a stroll just a few minutes before Mercier returns to the rendezvous point, hangs about a bit then goes for a stroll, and a few minutes later Camier returns to the rendezvous point, and tuts about where his friend can be, before going off for a stroll.. Repetition is at the core of Beckett’s technique, repetitions with slight variations which quickly build up into monstrous tables of permutations, as we have just seen in the numerous examples given in Watt. Beckett invests sufficient energy in this obsessive schedule of mistimed arrivals that he bothers to give us a table describing it.

In the introduction to Watt, Beckett scholar Chris Ackerley says Beckett is satirising the philosopher René Descartes’ notion that a comprehensive enumeration of what philosophers called the ‘accidents’ of a thing will eventually give you ‘understanding’ of the thing, whereas Beckett’s satirical deployment of this technique is designed to prove that the more you enumerate something, the further you in fact become from understanding it, you just become more bewildered.

In this format, this kind of mathematical precision which can be converted into a timetable is obviously a kind of satire on the timetabled way most of us live our lives, with mobile phones and meeting-reminding programs converting the endless flux of reality into bite-sized five-minute chunks.

But there is also something very powerful and uncanny about repetition. Repeat a word numerous times and it quickly starts to lose meaning and become absurd. Repeat a precise action numerous times and the same. It is as if repetition takes us out of the everyday. Transcendental meditators are instructed to repeat their mantra thousands of times to take them into an other-worldly state. Closer to Beckett’s Ireland, Roman Catholics have series of prayers to repeat as penances or on numerous other formalised occasions.

Repetition of drills with weapons make soldiers proficient, repetitive exercise improves athletes’ performance, makes difficult moves automatic, practice makes perfect. All this is true of the physical world. But in the world of language, repetition doesn’t make perfect or battle ready or match fit. Something different happens.

In Beckett’s hands, repetition can become obsessively patterned – as in the timetable of Mercier and Camier missing each other described above – in which case it reduces humans to automata, like buses meeting or missing a schedule, or the figures which come out of cuckoo clocks on the hour.

Or it can be funny, like two gentlemen bowing and taking their hats off to each other in an indefinite cycle of politeness.

Or it can open the door into Absurdity – highlighting the pointlessness of doing the same things or saying the same things over and over and nothing ever changing.

It is in this respect that Mercier and Camier anticipates Waiting For Godot, in that it is a text interested in repetition and a kind of formal patterning of actions and dialogue, but – crucially – enacted by two protagonists.

In the most intense moments (I say moments, in fact reading them takes hours) of The Beckett Trilogy what you have is one voice giving a running, stream-of-consciousness account of its bewilderment and misery and sense of utter crushing futility – which is what makes reading them, especially The Unnameable such a gruelling experience.

But when you have two characters, even if they’re predisposed to be miserable and depressed, for a man of Beckett’s sly humour, the temptation is to poke fun at his own seriousness, the temptation is to have one character deliver a long speech about the meaninglessness of existence… and then have the other character point out he’s sitting on his hat. Or his shoelaces have come undone, he might trip and do himself a mischief etc. Thus:

‘What are you musing on, Mercier?’
‘On the horror of existence, confusedly,’ said Mercier.
‘What about a drink?’ said Camier.

In other words, just the decision to have two characters opens up the possibility of counterpointing the misery of The Unnameable with a world of slapstick, pratfalls and bathos. And it’s in this respect that Mercier and Camier feels like a dry run for Waiting For Godot.

Aspects of style

Having finally met up, Mercier and Camier embrace just as the heavens open and it starts to tip down. They run into a shelter, still embracing.

Obscenity

Still embracing? Two dogs run into the shelter and start copulating furiously, making Mercier and Camier realise they they also are still embracing. Are they gay? Or straight friends caught in an embarrassingly inappropriate moment? Is Beckett pulling the reader’s leg or tweaking the censor’s nose?

The pair continue to regard the copulating dogs, Camier wonders why they’re still plugged together and Mercier gives a wearied / cynical explanation:

What would you? said Mercier. The ecstasy is past, they yearn to part, to go and piss against a post or eat a morsel of shit, but cannot. So they turn their backs on each other. You’d do as much, if you were they.

A moment later Camier asks if they can sit down as he feels ‘all sucked off’. That is not a usual expression for ‘tired’, it is easier to interpret as a sexual expression. Later the ranger tells the dogs to bugger off. Mercier remarks that the ranger was a hero in the mud of flanders during the Great War while he and Camier were ‘high and dry, masturbating full pelt without fear of interruption…’ In chapter two Mercier says ‘fuck thee’. In chapter 4 Camier mildly remarks: ‘Cunts we may be…’ In chapter 6 Mercier remembers his wife, not very fondly, Toffana, making love to whom was ‘like fucking a quag’.

So why is Beckett dwelling on piss, shit and blowjobs, masturbation, buggery fucks and cunts?

Is it another way of ridiculing the high-mindedness of the Rationalist tradition in Western philosophy (as the satires on Descartes’ method are in Watt?) Or a poke in the eye for anyone who thinks human existence is noble and spiritual? Or was it in the spirit of many other mid-century literary rebels who thought writing ‘shit’ and ‘piss’ was a blow against the Establishment / capitalist system / patriarchy?

Beckett prefers ideas and categories to description

The sounds of the city intrude:

On all hands already the workers were at it again, the air waxed loud with cries of pleasure and pain and with the urbaner notes of those for whom life had exhausted its surprises, as well on the minus side as on the plus. Things too were getting ponderously under way. It was in vain the rain poured down, the whole business was starting again with apparently no less ardour than if the sky had been a cloudless blue.

Dickens or Balzac or maybe E.M. Foster or Virginia Woolf would have given us a world of detail, listing occupations and activities of the city coming to life. In his compendious Modernist classic, Berlin Alexanderplatz, the German novelist, Alfred Döblin, used a blitz of collages and quotes from newspapers, adverts and billboards to convey the over-abundant sensual stimulation of the modern city.

But Beckett’s description is a good example of the way he isn’t at all interested in that notion of urban life and colour – his imagination always generalises, moves to the philosophical categories and ideas underlying any situation, and then plays with these and the language they’re cast in. Ignores the sensuous specific for the ideas and possibilities latent in the language of ideas. It’s this which makes so much of his writing seem grey and abstract – because it is.

Dialogue as experiments with the idea of dialogue

Similarly, the dialogue barely refers to events or things, or only the bare minimum required to make sense. Most of the dialogue is about the nature of dialogue, it is playing with the notion of dialogue and what is concealed or implied in it.

No big ideas, no Freudian sub-texts or subtle implications, it isn’t that purposive. Beckett is just tinkering with fragments of dialogue, arranging and re-arranging them at angles to each other, to see what happens, to see what effects are created. It is like cubism. Picasso and Braque in their cubist paintings depicted really banal everyday objects – tables with newspapers, a bottle of wine and some apples on it. The revolution wasn’t in the subject matter which was as banal as can be. It was in the radical experiment of seeing the same thing from different angles.

So just as cubism takes everyday subject matter and subjects it to multiple perspectives and styles, so Beckett’s dialogue takes mundane chatter and subjects it to multiple perspectives and styles. That, I think, is the spirit to approach lots of the dialogue in Beckett. It is, at best, tangential or inconsequential, random, but it also plays with registers or tones. Characters speak to each other in the style of official reports or philosophical textbooks, the exact opposite of the casual slang or jokey tone most people use in conversations:

We shall never know, said Camier, at what hour we arranged to meet today, so let us drop the subject.
In all this confusion one thing alone is sure, said Mercier, and that is that we met at ten to ten, at the same time as the hands, or rather a moment later.
There is that to be thankful for, said Camier.
The rain had not yet begun, said Mercier.
The morning fervour was intact, said Camier.
Don’t lose our agenda, said Mercier.

So it is a kind of verbal satirical cubism. And once you adapt to its arch stylisation, it can become very funny.

Who owns them dogs? said the ranger.
I don’t see how we can stay, said Camier.
Can it I wonder be the fillip we needed, to get us moving? said Mercier.

And one reason this novel feels so pacey, so unlike the concrete blocks of the Trilogy is because so much of it consists of this slightly surreal, slightly deranged, stylised and often very funny dialogue.

What is more, said Mercier, we have still thought to take, before it is too late.
Thought to take? said Camier.
Those were my words, said Mercier.
I thought all thought was taken, said Camier, and all in order.
All is not, said Mercier.

Tramps discussing Descartes, with half an eye on Laurel and Hardy:

Is thought now taken, said Camier, and all in order?
No, said Mercier.
Will all ever be? said Camier.
I believe so, said Mercier, yes, I believe, not firmly, no, but I believe, yes, the day is coming when all will be in order, at last.
That will be delightful, said Camier.
Let us hope so, said Mercier

The plot

Chapter 1

They are in the Place Satin-Ruth which is dominated by an ancient copper beech, on which a French Field Marshall several centuries earlier had once pinned a label. They are sheltering from the rain in a shelter. A ‘ranger’ sticks his head in and asks if this is their bicycle. They discuss, in their oblique pseudo-philosophical way, the journey ahead. Rather magically night begins to fall. They must have spent the entire day there. They enumerate their belongings (the sack, the umbrella, the raincoat), exit the shelter, pick up the bicycle and push it away, under the watchful eyes of the ranger, who curses them on their way.

Chapter 2

The pair push their bicycle through the busy urban throng.

I’m cold, said Camier.
It was indeed cold.
It is indeed cold, said Mercier

They repair to a pub. Landlord says no bikes so they chain theirs to the railings. Drink for some time and discuss their situation. Decide to press on, go outside, pick up the bike, resume their walk. At a crossroads don’t know which way to go so let the umbrella decide by letting it fall. It points to the left. They see a man in a frock coat walking ahead of them.They both hear the sound of a mixed choir. Then it dawns on them to actually use the umbrella against the pouring rain, but neither of them can get it open, Mercier smashes it to the ground and says ‘fuck thee’ to Camier.

They arrive at Helen’s and notice the grand carpet and the white cockatoo. Helen suddenly appears in the text, with no introduction or explanation, offering them the couch or the bed. Mercier says he will sleep with none. Then:

A nice little suck-off, said Camier, not too prolonged, by all means, but nothing more.
Terminated, said Helen, the nice little suck-offs but nothing more.

Does this mean Helen is a sex worker, and Camier is agreeing to a nice blowjob. By ‘terminated’ does Helen mean she is agreeing to the deal i.e. payment for two blowjobs ‘but nothing more’ i.e. no penetration.

One paragraph later they are ‘back in the street’, the entire night having, apparently, passed. They’re a little way down the road from Helen’s when the pouring rain makes them take shelter in an archway. They realise they’ve mislaid the sack. They enumerate what was in it. Enumerating things is one of Beckett’s most basic techniques.

Camier realises he is hungry and steps out from the archway to go to a shop. Mercier is stricken with anxiety and begs him to come back. Camier relents for a moment but then steps boldly out in the rain to find sustenance.

In his absence Mercier looks up to see a little boy and a little girl standing in the rain, who call him Papa! He shouts ‘fuck off out of here!’ at them and chases them away.

Camier returns and places a cream horn in Mercier’s hand. Mercier squeezes it uncomprehendingly till the cream spills out, and then doubles over in misery, weeping, says he’ll start crawling (as so many Beckett characters end up doing, sooner or later).

Mercier’s mood of misery and futility is interrupted by the sound of a screech of brakes and a crash. They run out into the street and see a fat woman who’s been run over, is lying amid the wreckage of her skirts, with blood flowing. Soon a crowd blocks their view (as crowds are always attracted to car accidents, as described in J.G. Ballard’s novel Crash).

Pepped up by this sight, Mercier feels like a new man, and they resume their journey.

The text is then punctuated by one of the summaries of the content so far. I’ll give the summary of chapter 1.

Summary of two preceding chapters
I
Outset.
Meeting of Mercier and Camier.
Saint Ruth Square.
The beech.
The rain.
The shelter.
The dogs.
Distress of Camier.
The ranger.
The bicycle.
Words with the ranger.
Mercier and Camier confer.
Results of this conference.
Bright too late.
The bell.
Mercier and Camier set out.

Chapter 3

Opens with a macabre first-person account by a narrator who says his parents died in a train crash when he was soon after he was 13 and he was placed with farmers who made him work hard at all sorts of manual tasks, but he turned out – gruesomely – to excel, from the age of 15, at ‘the slaughter of little lambs, calves, kids and porklings and the emasculation of little bullocks, rams, billy goats and piglets’, and smothering geese. At the age of 19 or 20, having got a milkmaid pregnant, he ran away, after setting fire to the barns, granaries and stables. That was 50 years ago (i.e. like so many Beckett narrators, he is now ancient and decrepit).

Only then, at the end of this monologue do we realise that the absence of speech marks Beckett’s deploys throughout the book has, in this instance, fooled us. This isn’t first-person narration, it is the monologue of an old codger in the compartment of the train Mercier and Camier are on. It is a sly, humorous sleight of hand.

The train stops but Mercier and Camier are too slow to get off and relieve themselves of the old man’s company and so, as the train starts up again, so does his monologue, this time a feverish garble which seems to be about whoring and womanising. The train stops at another stop and he gets off, now identified as Mr Madden, ‘He wore gaiters, a yellow block-hat and a rusty frock-coat reaching down to his knees.’ The comic dialogue between our hapless duo resumes. Mercier complains that Camier has booked them onto the stopping train, the slow train south of our Dublin (which was known in those days as the slow and easy):

I knew it, said Mercier. I’ve been shamefully abused. I’d throw myself out of the window if I wasn’t afraid I might sprain my ankle.

Camier says they’ll get down at the next stop and next thing they are in the little settlement surrounding the next station without any description of the train having stopped or them having alighted. The text is full of continual sly jokes like that, or casual underminings of the conventions of fiction. Elsewhere he undermines his own sentences even as he writes them:

It’s … snug, said the man, there is no other word. Patrick! he cried. But there was another word, for he added, in a tone of tentative complicity, whatever that sounds like, It’s … gemütlich.

The narrator uses a description and immediately wonders what the description can mean. The man speaking is an inn-keeper, greeting our travellers, while yelling over his shoulder for Patrick, presumably a servant. Mercier says that he has seen this man in his dreams. A page later we learn he is named Mr Gall, which reminds us of the Mr Gall the piano tuner who prompted a crisis of epistemology in Watt in the eponymous novel.

It is fair day. The farmers have brought their goods and animals to market. The beasts are stuffed in their pens. The narrator describes the farmers as grasping their ‘pricks through the stuff of their pockets’. Mercier summons the manager, they ask for several items off the menu which are all sold out. Camier says his friend Mercier is ‘out on his feet’, is it alright if they take a room for a rest, the manager agrees and our couple go upstairs.

One of the farmers comes over, is greeted by the manager as Mr Graves (which reminds us of Mr Graves the gardener in Watt) and comments the departed pair are ‘a nice pair’ and asks Mr Gall where he got used to such. Is the implication (once again) they Mercier and Camier are gay, and the farmer and manager think they’ve gone upstairs for sex?

Mr Gall appears to change his name and becomes Mr Gast, as the farmers depart and he is suddenly looking out onto a little medieval square, as if in a science fiction or horror story. The barman comes up and describes our pair as: ‘the long hank with the beard [and] the little fat one…’

Mr Gast pops out to find out what’s become of the absent Patrick, and is back a moment later, telling the barman he (Patrick) has died. His penultimate words were for a pint. Mr Gast calls for Teresa who is, fortunately, still alive and she comes out of the loo, a buxom wench carrying a big tray.

A rough tough man enters the bar in his hobnail boots, it is Mr Conaire, explains he’s escaped what he calls ‘the core of the metropolitan gas-chamber’, glimpses buxom Teresa, glances at the barkeeper, who is now named George. Mr Conaire asks the way to the ‘convenience’ and manages to brush against Teresa’s buxomness. Mr Gast has another vision, the present disappears as he sees a distant vista, a desolate moor with a single winding track and a solitary figure…

Mr Conaire reappears from the convenience having had a difficult time of it. Maybe he has constipation. He flirts more with Teresa then says he has an appointment to meet F.X. Camier, private investigator, and gives a description of Camier – ‘Small and fat… red face, scant hair, four chins, protruding paunch, bandy legs, beady pig eyes’ – which George complements with a description of Mercier – ‘A big bony hank with a beard… hardly able to stand, wicked expression’.

George goes up to their room to get them, but discovers Mercier and Camier asleep  and snoring, hand in hand on the floor of the hotel room.

Chapter 4

Our heroes are in the open countryside, not a house in sight, on a bank overlooking a wide field, inhabited only by a goat. But it isn’t a Shakespeare paradise, it is a wintry, cold and gloomy, damp Irish field, the sun is ‘a raw pale blotch’ in the cloudy sky. Camier complains he can feel the cold creeping up his crack. Mercier shares his method of keeping happy, which is to focus on parts of the body which do not hurt.

What shall they do? Camier suggests they need to go back into the town to find the sack, the sack they seem to have misplaced after they left Helen’s place. But maybe the sack itself isn’t the cause or the reason for their sense of want. The sack itself will not supply the truth. Maybe it is some aspect of the sack, as of the bicycle or the umbrella. Camier is disquisiting further on the nature of when Mercier interrupts him to tell him about the dream he had last night, in which his grandmother was carrying her own breasts by their nipples.

Camier loses his temper. Have they not made a solemn vow, ‘No dreams or quotes at any price.’ Camier is dispatched to get provisions from the town, swaggering there on his stumpy legs, while Mercier is left to decide in which direction to collapse.

The text cuts with no explanation to Camier being at the bar in the pub ordering a round of five sandwiches off George and introducing himself to Conaire. Mr Conaire shares a very Beckettian vision of entropy:

Yesterday cakes, today sandwiches, tomorrow crusts and Thursday stones.

We discover he spent the entire previous evening waiting for Camier to appear and fell asleep on a couch. When he woke up in the morning our couple had moved on. Camier is sublimely indifferent and leaves with his sandwiches. Mr Conaire goes for a crap. Mr Gast is absent, picking snowdrops for Patrick’s sheaf. Teresa also is absent.

Back with Mercier, Camier feeds him a sandwich but Mercier throws up. They stagger to their feet and realise they have to press on. Somewhere. For some reason. There’s a page or two of debate about whether to leave the tattered old raincoat where it is, which they do, then lament that they have. They totter back towards the railway station.

Summary of chapters 3 and 4

Chapter 5

They arrive back at the town on Sunday night. Knowing no better, they make their way to Helen’s who lets them stay and presents them with the umbrella, restored to full function. They appear to spend the evening making love, or entwining their naked bodies. So they are gay. Next afternoon they set off for their destination (we are not told what that is), and stop into a pub to wait for dark. And discuss at length and come to Great Conclusions:

1. The lack of money is an evil. But it can turn to a good.
2. What is lost is lost.
3. The bicycle is a great good. But it can turn nasty, if ill employed.
4. There is food for thought in being down and out.
5. There are two needs: the need you have and the need to have it.
6. Intuition leads to many a folly.
7. That which the soul spews forth is never lost.
8. Pockets daily emptier of their last resources are enough to break the stoutest resolution.
9. The male trouser has got stuck in a rut, particularly the fly which should be transferred to the crotch and designed to open trapwise, permitting the testes, regardless of the whole sordid business of micturition, to take the air unobserved. The drawers should of course be transfigured in consequence.
10. Contrary to a prevalent opinion, there are places in nature from which God would appear to be absent.
11. What would one do without women? Explore other channels.
12. Soul: another four-letter word.
13. What can be said of life not already said? Many things. That its arse is a rotten shot, for example.

Beckett loves a list. Our heroes decide to postpone decisive action till the following day and return to Helen’s place to kip. Next morning they set out bravely, not forgetting the umbrella. In fact it’s more like a parasol. Mercier tells Camier he bought it at Khan’s, which appears to be a pawnshop. Camier says it appears to have been manufactured in 1900, the year of the siege of Ladysmith during the Boer War. Camier gives such a vivid description of the siege, that they might have been there as young men.

Now both try and fail to open the wretched thing. Camier disappears back up the stairs (presumably of Helen’s place). Mercier takes advantage of his absence to walk on and enters a Joycean stream of consciousness phantasmagoria of thoughts and impressions about time and passersby. His path crosses an old man, he sees a man guiding a donkey, and urchins playing at marbles in the street, he rattles chains with his big stick, as he staggers senilely on.

Chapter 6

Evening of the same day. Camier is in a pub. Another pub. It is packed with dockers and sailors, a fug or smoke and beer fumes. He closes his eyes and spends two pages imagining Mercier arriving. When he opens them, Mercier has arrived, causing a momentary lull in the male fug of conversation.

They enter an obscure and highly stylised conversation. Where is the umbrella? When Camier was helping Helen, his hand slipped – he explains, as if that explains anything. Is it a sexual reference. Meanwhile the bicycle they left chained to the railings has, with Beckettian entropy, disintegrated, having lost wheels, saddle, bell and carrier, though not, intriguingly, its pump.

They set off into the dark night, supporting each other, though neither knows whither or why. They struggle to speak, Camier wants to ask questions but Mercier explains he has used up all his answers. What happened to the sack? They go into a narrow alleyway. Neither of them can remember how to describe walking. It becomes more than ever like Godot.

Where are we going? said Camier.
Shall I never shake you off? said Mercier.
Do you not know where we are going? said Camier.
What does it matter, said Mercier, where we are going? We are going, that’s enough.
No need to shout, said Camier.

Even the fresh line for each bit of dialogue looks like a play. They end up walking back and forth along this dark alleyway wondering where they’re going, and why, and why in each other’s company. They smell kips which appears to mean the perfume from a brothel. They ask a policeman if there’s a brothel and when he says they should be ashamed at their age, says it’s all they’ve got left. That and masturbation. So are they solidly heterosexual?

The officer arrests them and turns up Camier’s arm and smacks him. He’s about to blow his whistle when Mercier kicks him in the balls and the officer releases Camier, falling to the ground. This gets extremely unpleasant, for Camier seizes the officer’s truncheon and starts beating him round the head, they pull his cape over his head and beat some more, the impression of the head being of a boiled egg without it shell. Seems they’ve murdered him. They run along the alley into a square, across it and into a narrow street, and decide it is best to go back to Helen’s place.

Summary of chapters 5 and 6

Chapter 7

Descriptive passage of open moorland, heather, mountains looming, lights of city in distance, lights of harbour reflected in the sea. Presumably the countryside surrounding Beckett’s family home in Foxrock. Lucky bugger.

Mercier and Camier are making their way across this wild landscape. They have cut themselves cudgels to clear the undergrowth. They spy a wooden cross of a nationalist’s grave and head towards it but lose their thread. Start wondering if there are worms in turf. Feel something spectral is surrounding them.

Night is coming. It gets dark. They do not think they can walk any further (‘if you can call it walking’). They cannot see each other. They totter. They fall in the dark, in the bog, and help each other get up. Eventually. They finally make it to some ruins they’d spied, and collapse. And ‘their hands were freed to go about their old business’. Is that masturbation? And the text mentions their ‘customary cleavings’. Gay sex?

The narrator says the text could end here, frankly. But there is no end. There are never endings.

Here would be the place to make an end. After all it is the end. But there is still day, day after day, afterlife all life long, the dust of all that is dead and buried rising, eddying, settling, burying again. So let him wake, Mercier, Camier…

This is the utterly exhausted, bleak voice of the Beckett Trilogy. They waken separately, stumble out the ruins, each thinking the other has abandoned him, barely able to see in the dark, indistinguishable footfalls, they are heading back to town, of course, because that is what they do as soon as they have left town, their endless itinerary. They come to a fork in the road, Camier takes one road but when Mercier comes up to the fork, he cannot see his compadre and so takes the other. The text has ceased to be light and funny. It is weighed down with the full concrete futility of the books to come.

Such roughly must have been the course of events. The earth dragged on into the light, the brief interminable light.

Chapter 8

‘That’s it’, the text sinks into Beckett despair at the exhausting business of getting up, washing, dressing and all the rest of it, God, the endless waiting for death, dragging on, the dead and unburied with the dying, and the pathetic illusion of life (and so on and so on).

Camier leaves a house. He is an old frail man now, unable to walk without a stick, head on his chest. He is in some street when a heavy hand falls on his shoulder. A big man says he knows him, watched his mother change his diapers, introduces himself as Watt, and says he wishes to introduce him to a Mr Mercier, standing just along the pavement. Watt, says Camier. I knew a fellow named Murphy, died in mysterious circumstances.

Watt takes the two men imperiously by the arms and half drags them along the pavement, they are walking into the sunset (!) – until a police officer blocks their way. Watt defies the police officer, grabs the pair round the waist and hauls them further along the pavement. They collapse into a bar (as men so often do in these stories).

Watt orders whiskey all round. In an obscure roundabout way Mercier and Camier warm up and begin to regard each other in the old friendly way. Suddenly Watt bangs the table loudly and shouts, ‘Bugger life!’ The landlord comes over and angrily tells them to leave. Mercier and Camier go into a perfectly co-ordinated and comic turn, claiming that poor Watt has just lost his darling baby, his wife is at home in paroxysms of grief, they have brought Watt out to console him, could they just have another round and everything will be alright, honest your honour!

They call Watt daddy (despite being decrepitly old themselves). This last section contains a number of mocking anti-religious references, for example, the narrator tells us most of the pub’s clientele are butchers who have been made mild by the blood of the lambs. Ha ha. This undergraduate wit is common in Joyce and, alas, lives on in Beckett, lowering the tone or, more precisely, thinning the texture. Like the fondness for including swearwords in the story. Alright, but… it lets the reader off the hook. It stops being demanding. Swearwords are as easy-to-read, as assimilable as the sentimental clichés he so mocks. They’re just another type of cliché.

The landlord backs down and serves them their second round of drinks. Mercier goes to the window and looks out. The colours of heaven were not quite spent. He resumes his seat and Camier has begun to reminisce about what he remembers of their travels (the goat in the field, Mr Madden who gave the intense soliloquy about being a beast-slaughterer at the start of chapter 3) when Watt starts from his apparent sleep, seizes Camier’s stick and brings it crashing down on the table next to them, at which sits a man with side whiskers quietly reading his paper and sipping his pint. The stick breaks, the table top shatters, the man falls backwards in his chair (still holding his newspaper). Watt flings the shattered stick behind the bar where it brings down a number of glasses and bottles, then bawls:

‘Fuck life!’

Mercier and Camier bolt for the door. From just outside they listen to the uproar within. They both hear someone in the pub shout ‘Up Quin!’ Only those of us who have read the notes for Beckett’s novel, Watt, know that in its early drafts the protagonist was called Quin. Sol that’s quite an obscure reference there, Sam.

Mercier invites Camier for a last pint at another pub. Camier says no but ends up walking with him part of the way home. They reminisce in a fragmentary way about their adventures. Mercier starts crying. The houses grow more sparse. Suddenly space gapes and the earth vanishes but… all it means is they’ve climbed a small, picturesque bridge over the canal. It is gently raining.

High above the horizon the clouds were fraying out in long black strands, fine as weepers’ tresses. Nature at her most thoughtful.

It’s one of those rare moments when Beckett displays an old-fashioned notion of poetic sensibility. They sit on a bench, two old men. Mercier tells Camier to look north, beyond the stars. He seems to be pointing out… stars… flowers…? Camier refers to them as the Blessed Isles? This is obscure. Then, with characteristic bathos, he points out the grim pile of the hospital for skin diseases.

Camier goes to the edge of the canal. I think it is implied he is having a pee. Then returns to the bench. Mercier reminds Camier of the parrot at Helen’s. He has a feeling the parrot is dead. Camier says it’s time to go. Says, Goodbye Mercier. Alone, Mercier watches ‘the sky go out’ and hears all the little sounds which have been hidden from him by the long day.

… human murmurs for example, and the rain on the water.

So this final passage is unexpectedly poignant. 1. This thread of (possibly sentimental) feeling, along with 2. the shortness of the book 3. its conventional division into chapters and into paragraphs of clearly signposted action and snappy dialogue, and 4. the humour of much of the exchanges – yes, Mercier and Camier is definitely Beckett’s most accessible novel.


Related links

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

The Jew of Malta by Christopher Marlowe (1589)

‘But I perceive there is no love on earth,
Pity in Jews, nor piety in Turks…’
(Abigail, after learning her father conspired to get her true love murdered)

Provenance

First recorded performance: 26 February 1592, by Lord Strange’s acting company.

First published: 1592.

Earliest extant edition, 1633. This was published to coincide with a revival of the play, which included a performance before King Charles and his wife Queen Henrietta Maria, for which a new prologue and epilogue were written.

Full title: The Famous Tragedy of the Rich Jew of Malta. Note that, although the 1633 quarto divided the play into acts, it wasn’t divided into scenes, there were no indications where scenes were set, or which bit of dialogue were asides to the audience. All of these were added by the Reverend Alexander Dyce in his 1876 edition of the plays, and have been copied by most modern editors.

Like Tamburlaine, the Jew has a large cast of 25 speaking characters, plus numerous unnamed citizens of Malta, Turkish janizaries, guards, attendants and slaves. In other words, it was a theatrical epic, in its day.

Executive summary

The Governor of Malta seizes the wealth of all Jewish citizens to pay the Turks not to invade. In revenge the richest Jew in Malta, Barabas, designs a barrage of retaliation against the governor, helped by his slave, Ithamore.

Barabas’ murderous deeds include:

  • getting the governor’s son killed in a duel
  • terrorising his own daughter, who joins a nunnery for safety but is afterwards poisoned by her father, along with the entire nunnery
  • the strangling of an old friar and the framing of another friar for the murder
  • poisoning his servant Ithamore when he deserts him, along with the prostitute and her pimp, who had threatened to expose him

Finally, Barabas betrays the entire population of Malta by helping the Turks conquer Malta Town, but he is then outwitted when the Christian governor turns the tables on him, leaving him to burn alive in the trap he had set for the Turks, but is led to fall into himself. Subtle, it ain’t.

Historical fact check: Barabas and Ferneze are fictional characters, there never was a Jew of Malta or a governor of that name. Malta never fell to the Turks, and never paid them tribute. The entire storyline is a product of the playwright’s imagination.

The play

Prologue

The ghost of Machiavelli introduces Barabas, the Jew of Malta. In Marlowe’s time there were only a few hundred Jews in London. They were better known from popular stereotypes of greed or cunning than from personal contact.

It is appropriate, then that one stereotype of cunning is introduced by another. Niccolò Machiavelli (1469 – 1527) was an Italian Renaissance diplomat, philosopher and writer best known for The Prince, a handbook of statecraft which eschews any notions of religion or morality in favour of hard-nosed advice about what actually works when it comes to ruling a state. Machiavelli’s attitude is typified by these lines from the prologue:

I count religion but a childish toy,
And hold there is no sin but ignorance.

Machiavelli’s bluntness and his rejection of Christian morality, in an age drenched in Christian values, caused his name to be associated with complex and unscrupulous scheming – as it has remained, right down to the present day.

Might first made kings, and laws were then most sure
When, like the Draco’s, they were writ in blood.

Anyway, the ghost of Machiavelli introduces Barabas as one of his own – an amoral, cunning schemer.

Act 1

Scene 1

Barabas is counting his wealth. He envies factors for the rich mines of India, and the Moors who (according to legend) simply have to bend down to pick rare stones from the earth. This opening scene establishes Barabas as very rich, very greedy, and the possessor of a Marlowe-sized imagination, rich with exotic and evocative names and visions of boundless riches.

Give me the merchants of the Indian mines,
That trade in metal of the purest mould;
The wealthy Moor, that in the eastern rocks
Without control can pick his riches up,
And in his house heap pearl like pebble-stones,
Receive them free, and sell them by the weight;
Bags of fiery opals, sapphires, amethysts,
Jacinths, hard topaz, grass-green emeralds,
Beauteous rubies, sparkling diämonds,
And seld-seen costly stones of so great price,
As one of them, indifferently rated,
And of a carat of this quantity,
May serve, in peril of calamity,
To ransom great kings from captivity

And of course Barabas’s occupation is a trader in the rarest, most precious jewels, clothes and valuables in the world, so it is an open invitation for reams of Marlovian sensual luxury.

Two merchants come to tell Barabas his ships have arrived from various destinations, including Egypt via Cyprus, bearing rich goods. When they leave he soliloquises on how much more successful the practical Jews are than faithless Christians, name-checking a number of other Jewish millionaires, saying he’d rather be hated as a Jew and be rich, than be accepted as a Christian and be poor.

Three Jews arrive to tell the ominous news that an embassy of Turks has arrived to see the governor and that all the island’s Jews are summoned to the senate house. Barabas assures them they are wrong to have misgivings. When they exit, he continues to tell himself that the Turks and Maltese are at peace, so there will be no trouble. And even if there is, he is only concerned about himself and his daughter.

The scene establishes what will become a format of the play which is the many times Barabas is talking to someone saying one thing – but then makes an aside to the audience in which he reveals he is thinking something quite different.

Scene 3. The senate house

The Turkish leader, the Sultan’s son Selim Calymath, makes it clear to the governor of Malta, Ferneze, that they demand ten years worth of tribute – a hundred thousand crowns. Ferneze begs a month to raise it and Calymath agrees, leaving with his retinue.

The governor calls in the island’s Jews, explains Calymath’s extortion and says he is going to raise the lion’s share of it by mulcting them, demanding half their estates. He is quite venomous about it:

SECOND KNIGHT: Have strangers leave with us to get their wealth?
Then let them with us cóntribute.
BARABAS: How! equally?
GOVERNOR FERNESE: No, Jew, like infidels;
For through our sufferance of your hateful lives,
Who stand accursèd in the sight of Heaven,
These taxes and afflictions are befall’n,
And therefore thus we are determinèd. −

So the Christians put up with the Jews but not far beneath the surface hate and despise them. The Governor announces he will confiscate half the Jews’ wealth and anyone who hesitates will a) be forced to convert to Christianity and if they still hesitate, b) all their goods will be confiscated. The other Jews immediately say they’ll surrender half their wealth, but Barabas is outraged, criticises them and tries to haggle with the Governor. Who promptly orders all Barabas’s wealth to be confiscated!

When he protests at this, one of the governor’s knights the governor’s entourage consists of members of the Order of the Knights of St John) suggests they confiscate Barabas’s house and turn it into a nunnery, which the Governor immediately accepts and orders.

The governor and his officials exit and Barabas sinks to his knees to call down a world of vengeance upon them. The other Jews tell him to reflect on the story of Job but Barabas dismisses it, saying he was vastly richer than Job, has lost more, is hugely more inconsolable.

Scene 4

Barabas’s daughter Abigail comes to meet him. She is in tears, she has heard the bad news. He reveals a secret – he had hidden quite a lot of wealth away. But Abigail tells him they have already confiscated the house and started to convert it into a nunnery! Barabas laments his lost gold and jewels, pauses, then comes up with a Cunning Plan. Abigail will convert to Christianity, enrol as a nun and, once she’s in, pull up the floorboards under which the loot is hidden, and return with it to her father.

Abigail agrees but doubts whether she can carry it off. Confidence is all, her father tells her. They exit.

Enter Friar Jacomo, Friar Barnardine, Abbess, and a Nun. They have barely made a few remarks about the new nunnery before Abigail re-enters, identifies herself as the daughter of the Jew, and begs forgiveness, penitence and asks to be enrolled in the order. Improbably the friars and abbess agree.

At which point Baraba re-enters and puts up a pretence of being appalled that his daughter is going over to the enemy. He curses and anathematises her as the Christians try to intervene, but interspersed between his curses, Barabas whispers instructions on how to find the floorboard with the secret mark and find the treasure. They all leave the stage.

Enter Mathias, a young man who, we soon learn, is in love with Abigail and dejected to see her going off to a nunnery. His friend Lodowick enters – who just happens to be the governor’s son – and asks Mathias why he’s in the dumps, allowing Mathias to explain at length his love for Abigail. While he does so, he reveals that she is scarce fourteen-years-old. Lodowick says that if she’s as beautiful as his friend claims, it would be good to visit and see her. They exit.

Act 2

Scene 1. Before the House of Barabas, now a Nunnery

Enter Barabas who explains a) that it is night but he can’t sleep, and b) he’s awaiting a signal from Abigail. Enter Abigail, obviously in the balcony of the theatre, where she describes: finding the floorboards, digging up the treasure, coming to the window, whispering to her father waiting below, then throwing him the bags of gold, at which he rejoices and praises her.

Scene 2. The Council House

The Governor interviews the Spanish captain – Martin del Bosco – of a ship recently docked in the harbour who describes how his ship was set upon by Turks, how they fought them off and seized one of their ships, whose crew they have come to Malta to sell as slaves.

The governor initially says no, because he is afraid of the Turks, but some of his advisors encourage del Bosco to shame the governor, to tell him not to submit to the Turks, specially after their recent capture of Rhodes (seized from the order of the Knights of St John in 1523).

Del Bosco succeeds in firing the governor’s fighting zeal. He offers to write to the king of Spain for help. Ferneze appoints him military ruler of the island and challenges the Turks to do their worst. If necessary, like the garrison on Rhodes, they’ll fight and die to the last man.

Scene 3. The market place

Two officers are lining del Bosco’s captured men up to be sold as slaves. Enter Barabas who tells us he has used the gold to buy a house as big as the governor’s and his daughter has left the convent. He tells us he hails from Florence where he learned to bow and fawn and curtsey to faithless Christians and then to spit into their collecting bowls.

Enter Lodowick and he and Barabas engage in a stylised conversation in which Lodowick asks whether Barabas has a diamond, and Barabas replies, yes a pretty one – by which they both mean Abigail – the dialogue being interspersed with Barabas’s bitter vengeful asides to the audience in which he reveals what he’d really like to do to the governor’s son i.e. poison him.

Having mutually agreed to rendezvous later, Lodowick now accompanies Barabas to the slave market, where they size up the merchandise and chat to the selling officers. He rejects one costing 200 crowns, not least because he looks fit and healthy so will cost a fortune to feed, instead buys a leaner one, from Thrace, named Ithamore, for 100 crowns. Aside to the audience Barabas explains that he is buying the slave solely to further his plans of revenge!

Enter young Mathias and his mother to the slave market, and discuss the wares. We now learn that Barabas knows his daughter and Mathias are in love but plans to foil their love. Nonetheless, he enjoys leading Mathias on. Everyone exits, leaving Barabas alone with Ithamore. Barabas tells him, if he is to please his master, he must forget the Christian virtues of ‘Compassion, love, vain hope, and heartless fear’ and lose pity. He goes on to give a magnificent speech describing his own biography.

As for myself, I walk abroad o’ nights,
And kill sick people groaning under walls:
Sometimes I go about and poison wells;
And now and then, to cherish Christian thieves,
I am content to lose some of my crowns,
That I may, walking in my gallery,
See ’em go pinioned along by my door.
Being young, I studied physic, and began
To practice first upon th’ Italian;
There I enriched the priests with burials,
And always kept the sexton’s arms in ure −
With digging graves and ringing dead men’s knells:
And, after that, was I an engineer,
And in the wars ‘twixt France and Germany,
Under pretence of helping Charles the Fifth,
Slew friend and enemy with my stratagems:
Then, after that, was I an usurer,
And with extorting, cozening, forfeiting,
And tricks belonging unto brokery,
I filled the gaols with bankrouts in a year,
And with young orphans planted hospitals;
And every moon made some or other mad,
And now and then one hang himself for grief,
Pinning upon his breast a long great scroll
How I with interest tormented him.

There’s nothing like a good stage villain. You can imagine the actor taunting the Elizabethan audience, who enthusiastically booed him and threw rotten tomatoes. Boo, hiss, villain! And it turns out that Ithamore is a perfect match. When Barabas asks how he has spent his life, Ithamore gleefully replies:

Faith, master,
In setting Christian villages on fire,
Chaining of eunuchs, binding galley-slaves.
One time I was an hostler in an inn,
And in the night-time secretly would I steal
To travellers’ chambers, and there cut their throats:
Once at Jerusalem, where the pilgrims kneeled,
I strowèd powder on the marble stones,
And therewithal their knees would rankle so,
That I have laughed a-good to see the cripples
Go limping home to Christendom on stilts.

He was raised in Arabia and has served the Turks till his recent capture, so it appears Ithamore is a Muslim i.e. a) like Barabas, an enemy of Christians and b) circumcised. ‘We are villains both; Both circumcisèd; we hate Christians both.’

Scene 4

Now they are in front of Barabas’s new house and enter Lodowick to keep his appointment. Barabas lets him into the house and orders his daughter to entertain him. (In asides he whispers to Abigail to pretend to Lodowick she is in love with him, to lead him on, she protests it is Mathias she loves, Barabas orders her to do it. He plans to kill them both [Lodowick and Mathias]).

Enter Mathias and Barabas play acts that he supports his suit for his daughter’s hand but is having a hard time fighting off Lodowick. Only recently he snuck into his house to see Abigail. He tells Mathias to hide and watch. They both watch Lodowick come out of the house hand in hand with Abigail, as if in love. Mathias makes to draw his sword and kill him, but Barabas says ‘not in my house; contain your wrath; there will be other occasions’ and Mathias exists, mighty angry.

Lodowick sees him depart, asks Barabas about him, who explains that Mathias is mad with jealousy and plans to kill him (Lodowick). He encourages Lodowick’s suit for Abigail, and tells her to continue pretending to be in love with him, doing so in strongly anti-Christian phraseology, which is designed to play up the Christian audience’s stereotypes of wicked Jews, describing Lodowick as:

This offspring of Cain, this Jebusite,
That never tasted of the Passover,
Nor e’er shall see the land of Canaan,
Nor our Messias that is yet to come;
This gentle maggot, Lodowick, I mean

And as to the ‘morality’ of the situation:

It’s no sin to deceive a Christiän;
For they themselves hold it a principle,

Abigail promises herself to Lodowick – then immediately turns to the audience and shares her regret. (This happens throughout the play, it’s one of its leading features – the very high amount of speaking aside, to let the audience hear a character’s true feelings of intentions, as opposed to what they say.)

Lodowick is puzzled why Abigail looks pale and faint. His doubts vanish when he sees that villain Mathias enters and makes as if to attack him. Barabas tells him to hold and leave, while he (Barabas) sorts out the situation. Barabas then tells Mathias that he – Barabas – just saved his life from the incensed rival, Lodowick. He encourages Mathias to attack Lodowick next time he sees him.

Barabas is, as we can see, adopting the role of impresario which emerges clearly as the central role in the city comedies of a decade later, written by Ben Jonson and colleagues – in which the play itself contains a trickster figure who concocts ever-more elaborate scams and schemes to humiliate or punish other characters.

Abigail has witnessed all this and has, of course, played a lying part, deceiving Lodowick. Now she bursts into tears and asks her father why he’s setting the two young men against each other. Barabas orders Ithamore to put her in the house which he does, presumably none too gently. Then Barabas gives Ithamore a letter to deliver to Mathias, as if from Lodowick, challenging him to a duel. Ho ho ho, he rubs his hands with malevolent glee, the audience boos and hisses.

Act 3

Scene 1. The Veranda of the House of Bellamira

Enter Bellamira. Who is Bellamira? A courtesan. She laments that business has dried up since the Turks besieged the island. Enter her ‘bully’, meaning either pimp or associate, Pilia-Borza, who has stolen a bag of silver from Barabas’s house, through the window. At that moment, Ithamore enters, Pilia-Borza drags Bellamira away, but not before Ithamore sees her and falls in love at first sight. In passing, he tells us he’s delivered Barabas’s fake letter to Mathias.

NOTE: Ithamore, as a slave, and Pilia-Borza, as a criminal, both speak in prose, unlike every other character in the play who speak in verse.

Scene 2

Mathias and Lodowick encounter each other in the street and have a swordfight while Barabas watches gleefully from a balcony. They kill each other. Enter their respective parents, governor Ferneze Lodowick’s father and Katherine, Mathias’s widowed mother. After initial antagonism, Ferneze and Katherine lock hands in grief, promising to bury the dead boys in one mausoleum, and to discover what drove the former friends to kill each other. Ooops. Sounds ominous for Barabas.

Scene 3. A room in Barabas’s house

Ithamore is cackling over the two dead Christians when Abigail enters. Ithamore laughingly tells her that her father was responsible for the scam to fool Lodowick and Mathias into killing each other.

Outraged (and not really that upset) Abigail orders him to go fetch a friar from the nunnery. She gives a little speech which is enough time for Ithamore to go and return with Friar Jacomo. Abigail tells him she wants to enter the nunnery. ‘What, again?’ Jacomo asks. She tried it once and almost immediately left. What’s changed? She’s learned more about life, she replies.

ABIGAIL: Then were my thoughts so frail and unconfirmed
And I was chained to follies of the world:
But now experience, purchasèd with grief,
Has made me see the difference of things.
My sinful soul, alas, hath paced too long
The fatal labyrinth of misbelief,
Far from the Son that gives eternal life!

She is being positioned as the Good Jew, the one who converts to Christianity.

Scene 4

Barabas has heard that Abigail has entered a nunnery. Does she suspect him of murdering her sweetheart? What has made her betray him? Who gave him away? Ironically, at the moment Ithamore enters and, with absurd exaggeration, Barabas now calls him his only hope.

BARABAS: Come near, my love; come near, thy master’s life,
My trusty servant, nay, my second self;
For I have now no hope but even in thee,
And on that hope my happiness is built.

Ithamore begins to explain that it was he who told Abigaill about the murder plot, but Barabas, thinking he is about to defend his daughter, cuts him off and says, henceforth ‘she is hateful to my soul and me.’ Rashly and grotesquely he says he’ll adopt Ithamore as his heir.

But still his servant… He bids Ithamore fetch the pot of rice off the oven. When the servant brings it, Barabas explains that he is going to use it to poison Abigail. Yes, he now shows Ithamore and the audience a vial of ‘precious powder’ that he bought off a bloke in Ancona, which binds, infects and poisons deeply.

He sprinkles the poison powder onto the rice, mixes it in, and tells Ithamore to go and leave it in the dark entrance to the nunnery where people leave offerings when they want to be anonymous. (The reader/audience can immediately foresee unintended consequences i.e. poisonings.)

Ithamore enthusiastically sets off with the pot. As soon as he’s left, Barabas says he will pay Ithamore back, too. Ooh he’s such a bad baddie.

Scene 5. The Council House

Apparently it’s a month after the first scene with the Turks, for now a Turkish envoy has arrived to tell the governor the month is up, so where’s the gold? If you remember, governor Ferneze had been encouraged to break his word to the Turks by some of the Knights and the Spaniard Martin del Bosco, and so now he tells the Turkish basso (pashaw) that he will have no tribute and defies the Turks to do their worst. They will, the basso replies and exits.

Ferneze makes a brief speech summoning the young men of Malta to war.

Scene 6. Interior of the nunnery

Friar Jacomo and Friar Barnardine announce that all the nuns are sick. In fact as they enter the nunnery one appears to say that all the nuns are dead – except for Abigail, who now meets them, herself grievously sick.

Jacomo goes off and Abigail confesses to Barnardine that her greatest sin or regret is knowledge that her father conspired to set Lodowick and Mathias against each other, and she shows them papers to prove it. But she begs them not to reveal this to anyone and, as it was said in confession, they can’t. And then Abigail dies – poisoned by her father.

Jacomo rejoins Barnardine to see Abigail’s body, and confirm that the nuns are all dead. Barnardine asks him to accompany him to confront the Jew.

Act 4

Scene 1. A street

Barabas is malevolently gleeful that all the nuns are dead, poisoned by him! Listen to those Christian bells ha ha ha. There’s a monastery nearby. Ithamore enthusiastically offers to poison all the monks, but Barabas says that won’t be necessary. Since they were all sleeping with the nuns, they’ll all die of grief. Ooooh, you could bottle the malevolent cynicism!

Along come the two monks, to a famous line from Ithamore: ‘ Look, look, master; here come two religious caterpillars.’ There is a clever, stylised dialogue where Bardnardine keeps trying to accuse Barabas of gross sins but Barabas interrupts him to deflect the charges with confessions of more minor sins. The most famous exchange comes at the end , famous because it was used as an epigraph to one of his own poems by T.S. Eliot.:

FRIAR BARNARDINE: Thou hast committed −
BARABAS: Fornication: but that was in another country;
And besides, the wench is dead.

But when Barnardine finally manages to mention Mathias and Lodowick, Barabas panics that his daughter confessed everything, he will be hanged for murder, and makes a panic-stricken appeal to convert to Christianity. As part of which he says some notable lines calumniating his own religion:

Is’t not too late now to turn Christiän?
I have been zealous in the Jewish faith,
Hard-hearted to the poor, a covetous wretch,
That would for lucre’s sake have sold my soul;

Which sounds like libelous anti-Semitism, but consider the context. He is sucking up to two Catholic officials, he wants to make the best possible impression. Of course he’ll tell them what they want to hear.

Anyway, Barabas makes asides to Jacomo about how much wealth he’ll give his monastery, if can make the other leave, which he tries to do but the monks end up poking and pushing each other and then break out fighting, egged on, one imagines by the audience who are thoroughly enjoying themselves.

Barabas and Ithamore part the fighting friars, and Barabas continues to promise them, separately, his bounty. Ithamore takes Barnardine into Barabas’s house, Barabas promises Jacomo he’ll have a special meeting with him that evening.

Left alone onstage, Barabas reveals his plan which is – to murder them to stop them talking about the Lodowick-Mathias con:

Now I have such a plot for both their lives,
As never Jew nor Christian knew the like:
One turned my daughter, therefore he shall die;
The other knows enough to have my life,
Therefore ’tis not requisite he should live.

Scene 2. Inside Barabas’ House

Ithamore tells Barabas Father Barnardine has eaten and fallen asleep in a chair. Barabas orders him to take off his girdle and make a noose from it. They pull back the curtain of the stage’s inner room to reveal Barnardine asleep in a chair, startle him awake, slip the noose round his neck and strangle him. Ithamore is pleased that the rope left no mark on the friar’s neck.

He has an idea and they prop the corpse up against a wall holding a staff. He looks large as life. They exit the room.

Scene 3

It’s 1 in the morning. Friar Jacomo has come to keep his appointment. He spots Barnardine, apparently blocking his way, addresses him, is irritated by his silence, eventually gets angry, seizes his staff and strikes him down. At this moment Barabas and Ithamore come out the house and feign horror to discover that Jacomo has murdered his fellow friar. Ithamore makes fun of ‘these Christians’ who murder each other. Jacomo is panic-stricken. Then horrified when Barabas and Ithamore piously make a citizen’s arrest.

Scene 4. Veranda of Bellamira’s house

Haven’t seen much of her, have we? She greets Pilia-Borza who returns from delivering a letter to Ithamore. She asks where he found him? At the public gallows watching the hanging of a friar (presumably Jacomo).

Now Ithamore enters. The other two greet him lavishly. Ithamore is not wrong to think they’re planning some scam. They flatter him and Bellamira feigns sexy love for him, while they try to establish how much money Barabas has, where it is hidden, and whether Ithamore will help them steal it. Yes, is his answer, but the Jew buries it secretly every night.

Ithamore is comically ready to write a letter to Barabas threatening to reveal all unless he sends him a hundred crowns. ‘Two hundred’ says Pilia. Ithamore changes it, signs it and hands it to Pilia, condescendingly, who exits.

Now Bellamira takes Ithamore’s head into her lap and calls her servants for food and to bring rich silks to dress her lover in. It is pure comedy the way Ithamore takes to this role immediately. She tells him she’s not married. He says they’ll get married and go to Greece, and then – strikingly – breaks into verse, producing a variation on Marlowe’s famous lyric, ‘Come live with me and be my love.’

Pilia returns and the Jew only gave him ten crowns. Outraged, Ithamore springs up and scribbles another letter demanding at least 500. Pilia departs. Bellamira kisses Ithamore, then takes him inside for a banquet of love i.e. sex.

Scene 5. Barabas’ house

Barabas is outraged at Ithamore’s defection, and almost as much by the skinny, hacked-about appearance of Pilia-Borza, ‘a shag-rag knave’. Whining self-pity:

BARABAS: Was ever Jew tormented as I am?

At which moment Pilia appears with the new demands. More demands! Barabas adopts a wheedling tone and tries to persuade Bilia to share a meal (which he will poison) but Pilia is having none of it and simply wants the money.

Scene 6. Bellamira’s veranda

Bellamira and Pilia get Ithamore drunk and to confess his role in the murder of Lodowick and Mathias, that he carried the poisoned broth which killed an entire nunnery and strangled Friar Barnardine.

Bellamira and Pilia are just agreeing between themselves that they’ll take this intelligence to the governor, when enter Barabas disguised as a French musician with a lute, offering to play love music. He has a conspicuous nosegay in his hat and Bellamira takes a fancy to it. Barabas graciously hands it over and the other three all take a deep smell of it – which is what Barabas planned, because it is poisoned.

They tell Barabas to play his lute and, as he does so, drunken Ithamore regales the other two with a series of scandalous libels on Barabas’s stinginess and personal hygiene – to each of which Barabas-in-disguise responds with angry asides to the audience. Finally Barabas can stand it no more and – still in disguised as the French musician – makes his excuses and departs.

Drunken Ithamore thinks he needs to send for one more lot of money and now dispatches Pilia, without a letter, just with a verbal threat to reveal all – then goes back inside with Bellamira.

Act 5

Scene 1. In the Council House

The governor is just warning the knights that the long-threatened Turkish assault is about to begin, when Bellamira and Pilia-Borza push their way through and blurt out that Barabas is responsible for the death of the governor’s son and the dead nuns and the friar. Ferneze is inclined to dismiss them but they say they have his servant at their place, drunk: he’ll vouch for it.

Ferneze dispatches officers to fetch Barabas and Ithamore and they return approximately ten seconds later. This is theatre, a forum for entertainment not realism or plausibility. Ithamore has belly-ache (from the poison – Barabas kicks himself that he did not administer more, sooner) and readily confesses everything to the governor.

Quick-wittedly, Barabas dismisses the other three as bad witnesses, but Ferneze doesn’t buy it and tells his officers to take all four of them to the cells.

Enter Katherine who wants to know whether it’s true that ‘the Jew’ was responsible for the murder of her son. Yes, the governor tells her. Barely a minute after being taken away, an officer re-enters to say all four of them are dead! Ferneze says bury the other three, get someone to throw the Jew’s body over the wall at the Turks. Everyone exits, leaving Barabas’ corpse lying onstage.

Scene 2

Not exactly to our surprise, Barabas wakes up. He took some kind of fancy sleeping potion (actually explained to be ‘poppy and cold mandrake juice’). Now he is outside the city walls. He gets up and vows vengeance on the city, vows revenge and not in a subtle way:

I’ll be revenged on this accursèd town;
For by my means Calymath shall enter in:
I’ll help to slay their children and their wives,
To fire the churches, pull their houses down,
Take my goods too, and seize upon my lands.
I hope to see the governor a slave,
And, rowing in a galley, whipt to death.

Enter Calymath, Bassoes, and Turks to whom Barabas immediately explains who he is, why he is not a spy, and why he will help them take the town. He explains there’s a secret vault dug under the town to let streams pass under and out. He’ll lead a force of 500 along it and up into the centre of the town, surprise everyone and open the gates. Turkish leader Calyphas says: it’s a deal!

Scene 3

The next scene jumps forward to the city having been stormed by the Turks with Barabas’s help. Enter Calymath, Bassoes, Turks, and Barabas with Ferneze and Knights prisoners. As reward for his help, Calyphas makes Barabas governor of the town and says he can do what he wants with his prisoners – then exits. Barabas orders his new troops, his Janizaries, to throw the governor and his entourage in prison.

Scene 4. Residence of Barabas the governor

Barabas soliloquises that he is not safe while the entire population hates him, He must be wary, ‘circumspect’.

Ferneze is brought in and, after he’s finished shouting at Barabas, Barabas surprises him by saying he plans to ‘save’ Malta. How about a plan to trap Calymath and all his men in an out-house and set it on fire? Ferneze is impressed and interested, says he will give Barabas even more wealth if he keeps his word. Barabas promptly grants Ferneze his freedom, and the shake on the deal.

Ferneze exits and Barabas reflects that he will use anyone to suit his ends. He makes what at first seems an anti-semitic remark i.e. invoking anti-Semitic stereotypes:

Thus, loving neither, will I live with both,
Making a profit of my policy;
And he from whom my most advantage comes,
Shall be my friend.
This is the life we Jews are used to lead;

But then backs it with the crucial addition – after all, this is how Christians behave:

And reason too, for Christians do the like.

So the entire play might be a monstrosity of anti-Semitic stereotyping, but Barabas makes a point of repeating that he is only behaving as the faithless Christians do.

Scene 5

Calymath and his officials have finished a tour of the ruins and the island, and Calymath is just musing on its geographical advantages when a messenger arrives inviting Calymath and his men to a grand feast, the men in a big out-house, Calymath and his officers at his house.

Scene 6

A very short scene in which we see Ferneze briefing Martin del Bosco and the Knights about the signal which will tell them it’s the moment to attack the feasting Turks.

Scene 7

Barabas is in his grand hall with carpenters as they finish some big contraption. He pays them to go and drink. In fact he hopes they drink and die. Barabas has arrived at the extreme limit of misanthropy:

BARABAS: For, so I live, perish may all the world!

A messenger arrives to say Calymath will attend the feast.

Then enter Ferneze who hands over to Barabas the sum agreed for freeing Malta from the Turks, 100,000 pounds. Barabas explains his plan: the monastery where the Turkish troops are to be feasted is mined with gunpowder; at the right moment it will be set off, the whole place blown sky high and all the Turkish soldiers massacred.

Meanwhile – Barabas explains – in this hall the carpenters have fixed it so that, at the height of the feast, at a signal Ferneze will cut a cord and the floor will part throwing Calymath and his generals into a deep pit. The Turks approach, Ferneze hides, and Marlowe makes Barabas directly address the audience. Asides are one thing but Barabas ‘breaks the fourth wall’ to boast of his ingenious evil:

A kingly kind of trade, to purchase towns
By treachery, and sell ’em by deceit?
Now tell me, worldlings, underneath the sun
If greater falsehood ever has been done?

Calymath and his entourage enter and salute Barabas up in the gallery who is guilefully greeting them when…. Ferneze steps forward from his hiding place and says he will show Calymath the trap Barabas had prepared. All this time Barabas has been up in the ‘balcony’ section of the theatre. Now, at the sound of a distant trumpet, Ferneze cuts the cord, the floor opens beneath Barabas and… he falls into the vat of boiling oil.

The amazed Turks watch Barabas writhing and screaming for help. Barabas makes a death-moment confession to all his crimes, admits he was going to massacre the Turks, and dies:

Die, life! fly, soul! tongue, curse thy fill, and die!

The Calymath rallies his entourage and says they will fly. They won’t get far, says Ferneze: the trumpet they heard was the signal for the outhouse to be blown up and the entire Turkish army liquidated. Calymath is appalled. Ferneze blames it all on the machinations of the Jew. Now he explains he will hold Calymath hostage, until his father pays the reparations necessary to restore Malta to its former state.

And the play ends on that note: the Christian governor, Ferneze has outwitted both the fiendish ‘Jew’ – seeing him come to a richly deserved end – and the warlike Turk, come out on top and won the day for Christian Malta. Hooray!

Thoughts

Obviously, The Jew of Malta is a garish and extreme entertainment, in some ways not unlike a pantomime where the audience is encouraged to boo and hiss every time the baddie comes onstage. Marlowe’s aim was obviously to create the villainest of villains, as Tamburlaine had been the most megalomaniac of rulers.

Giving him a villainous sidekick was sort of obvious, but the character of the ruthless Muslim, Ithamore, is inspired. They egg each other on to increasingly extreme outrages while the audience hiss and boo them like Alan Rickman playing the Sheriff of Nottingham in Robin Hood, and Ithamore’s scenes with fellow lowlifes Bellamira and Pilia-Borza, are very much played for pantomime laughs, including Pilia-Borza’s ridiculous sense of himself as tall and knightly when he is – according to Barabas – a gangling piece of war wreckage, and Bellamira’s absurd declarations of love.

Anyway, all this garish and crowd-pleasing comedy is why it’s not worth bothering with the play’s many inconsistencies and illogicalities, let alone considering it as a ‘moral analysis’ of anything.

The most glaring plot fault is the notion that Barabas is motivated entirely by revenge for being reduced to utter poverty… and yet by act 4 he is pretty much restored to his former position of super-wealth, having bought a house bigger than the governor’s and, as he tells the friars, once again having investments in ships bringing goods from round the Mediterranean. I.e. the real engine of his revenge has disappeared. It is a theatrical illusion, a motive which is required to quickly set the plot in motion and then just as quickly dropped.

As for the end, it is a wonderful piece of over-the-top theatrical sadism, a Hammer House of Horror, a London Dungeon level of populist, tub-thumping poetic justice, no doubt cheered to the rooftops by the very groundlings Barabas had been boasting to only minutes before.

Historical footnote: the Knights of St John and the Turkish threat

The Order of the Knights of Malta was founded in 1048, when a group of Christian merchants were given permission by the Egyptians to run a hospital in Jerusalem to care for Christian pilgrims travelling to the Holy City. The First Crusade captured Jerusalem in 1098 and the organisation running the hospital, by now called the Order of St. John of Jerusalem, expanded to provide armed escorts for pilgrims, becoming known as the Knights of the Order of St John of Jerusalem.

When the Holy Land fell to the Saracens in 1291, the Order of St John (popularly known as the Hospitallers) moved their headquarters to the island of Cyprus, from which the order continued to protect pilgrims travelling to Palestine by sea.

The Knights bought the island of Rhodes in 1310. In 1523 the Ottoman Turks laid siege of the island and after six months, the Knights were forced to surrender but were permitted to leave Rhodes with full military honours.

Meanwhile, the island of Malta came into the ownership of the Crown of Aragon in 1282 and passed into the control of the Holy Roman Emperor. In 1530 the Emperor Charles V granted Malta to the Knights of St. John who had been forced to abandon Rhodes in 1523. From that point the order took the name by which it is most familiarly known, the Knights of Malta. These are the knights who are advising governor Ferneze in The Jew of Malta.

Malta was repeatedly besieged by the Ottoman Turks but never fell to them (as they repeatedly tried to capture Venice). It had been besieged in 1565, the year after Marlowe was born and 25 or so years before the play was performed. In 1569 the Ottomans captured Crete and in 1570 Cyprus. That said, the Turks’ seemingly unstoppable advance was stalled at the sea Battle of Lepanto, where an alliance of European powers defeated the Ottoman navy.

It’s worth pointing out that some 12,000 Christian slaves – of the 37,000 slaves chained in the Turkish galleys – were liberated during and after the battle. Not all slaves were black.

The Muslim Turkish threat to Europe was still very real during Marlowe’s lifetime. So Marlowe’s depiction of Ithamore isn’t picking on a helpless ‘minority’ but a caricature of a race who were threatening to seize control of the Mediterranean and invade Europe. It was as if, during the Cold War, a comic playwright created a fiendish Russian communist who took every opportunity to criticise and scheme against ‘capitalist running dogs’, ‘reactionary troglodytes’, ‘bourgeois pigs’ and so on.

Different values, ideologies and buzzwords – but the same basic structure that an overwhelming military threat to civilisation from the East was invoked and then neutralised through theatrical representation and, in this case, crude caricature.


Related links

  • The Jew of Malta This excellent website gives you a choice of reading the play script unencumbered by notes, or a very comprehensively annotated text full of fascinating facts.

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