Moonfleet by J. Meade Falkner (1898)

Classic children’s adventure tropes

John Trenchard is 15 years old, the classic age for a hero of an adventure story – no longer a helpless child (‘a stout lad for my age’, p.76) but not yet an adult tied down with responsibilities of job, wife, or even a sweetheart. He is still attending the village school led by Parson Glennie in the dilapidated old village almshouse, who tells them many folk stories and legends of the surrounding area, not least about the notorious smuggler ‘Captain’ John Mohune otherwise known as Blackbeard.

Also classic is the fact that his parents are both long dead, which means he is free, unconstrained by parental supervision. He is in the care of his aunt, Miss Arnold who is, in the classic style, a church-going disapprover of all things to do with boys though with little legal or moral control over him, so she can be easily ignored when adventure comes along.

Also classic is the way the narrator drops broad hints throughout the story that it all happened a long time ago, when he was young, and that now he is older, tireder and wiser now, looking back.

I remember the place well though I have not seen it for so long… (p.191)

…yet in the overrulings of Providence it was ordered that this note in Mr. Aldobrand’s book should hereafter change the issue of my life. (p.193)

And it is set in a classic era: the adventure starts in October 1757. The 18th century was the classic setting for stories of pirates and smuggling and buccaneers – Treasure Island is set in the mid-1700s, Kidnapped in 1751. It was a period when Britain was still struggling against the navies of France and to some extent Spain, well before victory in the Napoleonic Wars and the rise of industrial capitalism set Britain on the path to global ascendancy. You could still have adventures in the British imperial era (see Rider Haggard) but they were somehow less innocent.

All in all, ‘Moonfleet’ is consciously a book for boys, with no pretence of seeking an adult readership as the semi-adult stories of Rider Haggard and Conan Doyle did, something emphasised by the sweet epigraph from Shakespeare:

We thought there was no more behind
But such a day tomorrow as today
And to be a boy eternal.
(The Winter’s Tale. Act 1, scene 2, line 80)

Moonfleet

So it’s 1757 and Moonfleet is the name of the Cornish village where 15-year-old John Trenchard lives. One day he accidentally discovers that the crypt of the local church is being used as a storage space for contraband booze being smuggled in from France.

The secret passage

After a particularly strong storm hits the village, he is curious about a hole which has opened up at the foot of an ancient tomb and wriggles down to go exploring. The crypt is the burial chamber of the Mohune family. It is widely thought to be haunted, in particular by the ghost of Colonel John ‘Blackbeard’ Mohune, a notorious pirate who is said to have stolen a diamond from King Charles I and hidden it somewhere, as detailed in Parson Glennie’s many stories on the subject. (Fuller account of Blackbeard on page 149.) Note that Glennie always emphasised that Blackbeard had a bad conscience from his evil deeds and was said to have wanted to use the diamond for charitable purposes, maybe building a poorhouse in Moonfleet etc.

Anyway, it was partly with thoughts of trying to find this legendary diamond that John follows a tunnel down into the crypt and is in the middle of exploring the place when he hears voices coming and quickly hides behind one of the ancient coffins arranged on shelves around the dank underground space.

The smugglers, the locket

From here he overhears a meeting of the smugglers and their plans. Only when they’ve long gone and disappeared back up the tunnel does he dare come out. In doing so he leans on the coffin which breaks and he realises his hand is touching the beard of the corpse and he whips it away but it has also caught hold of a silver locket, which snaps and comes off in his hand. For a moment he excitedly thinks it might contain the famous diamond, but all it has inside is a folded-up scrap of paper with excerpts from the Psalms written on it.

Trapped

Now, when he goes back up the passage he discovers the smugglers have leaned heavy slate slabs against the hole he came in by and he can’t get out. He tries digging with his fingers. He tries shouting for help. Hours pass and he begins to panic and shout more. Then falls asleep. At least a day and a half pass with him getting into more of a state, hungry and dehydrated. Desperate, he breaks open some of the casks in the crypt and drinks deeply from them, getting drunk, shouting helplessly, then passing out.

Elzevir Block

To his surprise, John wakes up nice and clean in a bed which turns out to be above the inn run by a man named Elzevir Block. This Block is landlord of the ‘Why Not?’ inn and one of the leaders of the smugglers. (The name of the village inn, ‘Why Not?’, is a pun on the Mohune coat of arms, which includes a cross-pall in the shape of the letter ‘Y’.)

To my great surprise Elzevir turns out to be not at all the baddie you’d expect but a thoughtful and kind man, despite being ‘a grim and grizzled giant’ (p.129) with a ‘jaw and deep chin…firm and powerful’ (p.152). A passerby heard muffled shouts in the churchyard and said he thought it was ghosts when he mentioned it to Elzevir. But the latter immediately realised the calls must have come from the tunnel and went late at night with colleagues to dig poor John, who had by this time passed out, out of the hole, brought him to his house etc.

Elzevir invites him to stay and John accepts. His aunt doesn’t mind him leaving, thinks he’s a trouble-maker, thinks he was gone for two days because he’s a gadabout and a drunk.

John becomes a contrabandier

And so without much effort, John is recruited into the gang of smugglers and starts helping them out. We learn the different roles and responsibilities involved in managing the illegal landing of contraband, a surprisingly complex business. He gets on well with Elzevir and many’s the evening they spend in front of the inn fire playing backgammon.

How Mr Maskew shot Davey Block

I haven’t mentioned a key bit of background which is that, before the narrative opens, Elzevir’s teenage son, David Block, had been shot by the local magistrate, Mr. Maskew, when the patrol boat Maskew was aboard closed with a smuggling vessel off the coast. There is, therefore, deep animosity between Maskew and Elzevir. John speculates that this may also be why Elzevir took him in, as a kind of replacement for his dead son.

The auction for the Why Not?

Which is why it is a tense scene when the lease of the Why Not? is renewed, a purely formal process whereby Elzevir is the only bidder for the lease, as overseen by a local bailiff. However, on this occasion it is interrupted when Maskew arrives at the inn and makes a counter-bid, way in excess of what Elzevir can afford (£200 compared to the £12 it previously cost) and wins the auction, with the result that Elzevir and young John have to move out. John notices that Maskew had a silver-hafted pistol tucked under his coat in case things turned nasty.

Word also gets around that Maskew is becoming very pally with Revenue officials in local towns, and is general becoming the Main Enemy of the smugglers. All of which makes it awkward that John is falling in love with his daughter, Grace Maskew, about his own age, who also attends the village school. He confides in her that he is one of the smugglers, knowing she will keep his secret (‘I told Grace all my secrets, not even excepting the doings of the contraband, and the Mohune vault and Blackbeard’s locket, knowing all was as safe with her as with me.’ page 92).

At Hoar Head

By now it is the spring of the following year, 1758. It is on 16 April (p.93) that John accompanies Elzevir to a location up the coast, Hoar Head, to a beach below steep cliffs, for the next smuggling date.

Here, in the middle of the night, they meet a crew of other contrabandiers. The rowboat comes ashore and the men unload it, loading some onto a carthorse, carrying the other kegs individually. In the middle of operations there’s a kerfuffle and a group of the smugglers keeping watch come down onto the beach pushing the cowed figure of Mr Maskew who they’ve caught spying on them. They’ve already torn his coat off and smacked him about a bit, and tied his hands. They’ve also discovered the silver-hafted pistol Maskew always carries.

Death of Mr Maskew

They’re all for lynching him there and then but Elzevir, with the authority of the gang leader, tells them Maskew is his. Reluctantly the rest of the crew load up with the final kegs and set off tramping the bridle path beside the cliffs, leaving the deserted midnight beach to Maskew, Elzevir and John.

So within ten minutes all were winding up the bridle-path, horses and men, all except three; for there were left upon the brambly greensward of the under-cliff Maskew and Elzevir and I, and the pistol lay at Elzevir’s feet. (p.100)

I thought Elzevir might have wanted the others to leave because he was going to display noble forbearance and let Maskew go, but not a bit of it, he squares up to Maskew and prepares to shoot him in the head. John does three things: he launches an impassioned plea to Elzevir to spare Maskew’s life; when this doesn’t work he at first covers his ears and closes his eyes so as not to see the murder. But then, on an impulse, he leaps at Elzevir as he’s preparing to shoot, they struggle and the gun fires harmlessly into the air.

The soldiers

They’re both still recovering from this fight when they notice activity on the clifftop. It is no longer the dead of night and dawn is approaching. Someone shouts down from the clifftop (‘Yield at the King’s command!’) and they realise it is soldiers! Then there’s a rattle of musket fire and the sound of bullets hitting the turf ‘fut, fut, fut’. In this first volley Maskew is himself shot in the head, drilled with a neat hole.

This is a super-common trope of the thriller genre, whereby the ‘good’ guys try to bring themselves to kill an obvious enemy, and while they are agonising about it, the enemy is conveniently killed by a third party.

John is stricken because he is in love with Maskew’s daughter and realises she has now lost her father and become an orphan.

Cliffside ascent

Also John is shot in the foot. As the soldiers reload Elzevir carried him over the cliff where they’re safe for the moment. But they can be sure the soldiers will now come running down the bridlepath off to the side of the cliff so Elzevir embarks on a desperate expedient. For up the cliff itself runs a very narrow ‘track’, in a zigzag pattern, sometimes just a foot wide, in fact the shepherds who use it call it The Zigzag (p.109).

The next few pages describe their nailbiting progress as Elzevir has to carry John up this incredibly dangerous ‘track, and how half way up John looks down at the dizzying height they are above the pebbly beach, gets vertigo (a ‘cursed giddy fit’) and nearly falls (p.113).

A plan

Anyway, they finally make it to the top of the cliff and rest on the turf. They’re in a pretty pickle but can see the soldiers have moved to some rocks on the beach so they have a breather before they come back up the bridlepath. Elzevir’s plan is to head north along the coast and rest up in a secret place, a hiding hole in Purbeck known as Jacob’s Pit.

The boy

It’s seven miles away and Elzevir sets off carrying John with the result that, by soon after noon he is exhausted and they rest behind an old stone wall. They both fall asleep but are awoken by a shot. it’s still daylight and it’s just a farm boy scaring rooks with a blunderbuss for his farmer master. But he climbs over the wall and thus discovers them. Elzevir very confidently tells the boy he and John have come hunting for rabbit but he’s lost his powder flask. In quick succession he buys the boy’s powder, then bullets, then gun, for a princely guinea. But John knows the boy has noticed his own bloody boot and bandaged leg and will run off to alert the authorities.

The sea-cave

Finally they arrive in the country of abandoned quarries (whose history Falkner explains) and Elzevir carefully goes down the slippery steps into one of these, then along pitch black corridors, arriving at a big cave lit by cracks in the rocks.

The trouble with injuring your hero is it immediately introduces delay and wait. When John was shot in the leg on the beach my heart sank. Aware of the problem he’s created for himself, Falkner has John sink into a hazy sickness so he can get a lot of days to pass quickly. John sinks into delirium as Elzevir cares for him, foraging at night, making a splint for his leg, stealing cooking utensils and a pot to boil water.

News

He gets word to the most loyal of his band of smugglers, Ratsey the sexton, who leaves food for them at an abandoned cottage, where Elzevir can collect it at night. They hear that the boy who sold them the gun grassed them up, that’s there’s debate about who shot Maskew, and there’s a reward of £50 on Elzevir’s head, £20 on John’s (p.126).

By mid-May John has recovered his strength and can limp. Elzevir carries him out into the sunshine on a sort of ledge beyond the cave, where men used to winch slabs of marble down to waiting boats. Elzevir has been extraordinarily kind and caring to John who has come to love him like the father he never had.

A scary scene

One dark and stormy night Elzevir has left on a journey to Poole leaving John alone in the cave as daylight fades to pitch black and he begins to remember the stories Elzevir sold him about these abandoned workings being haunted. Folk say that St Aldhelm drove the old pagan gods down into these black depths which they haunt to this day, in particular a violent demon named the Mandrive which jumps out to strangle the unwary. And Falkner describes John becoming more and more scared and then his heart stops when he hears a shuffling coming closer towards him in the darkness.

It is revealed to be Ratsey the sexton, but not before John has nearly died of fright and the reader along with him.

Two months have passed

Tatsey’s first words reveal that two months have passed since the fateful night of Maskew’s death on Hoar Head beach (p.134). Ratsey confirms the story of the price on their heads. The smuggling gang is all broken up. Elzevir and John will never be able to go back to Moonfleet. The Why Not? stands empty. Maskew’s daughter watched her father’s body brought back to Moonfleet, loudly jeered by the mob, some of them spitting on the coffin. But Ratsey testifies that Grace refused to sign papers condemning Elzevir or him for her father’s murder, saying she knows John ‘for a trusty lad, who would not do such things himself, nor yet stand by whilst others did them.’ He tells John how sad Maskew’s funeral was with only his thin wasted daughter following the coffin to the churchyard and then no man offering to carry it into the cemetery until Ratsey himself took pity and roused some of the others.

The secret message

But Ratsey’s visit is important because John had been rereading the parchment he found inside Blackbeard’s locket all those months ago. On it are written excerpts from the Psalms said to ward off evil spirits. When he heard Ratsey creeping into the cave John dropped it in his fear. Now Ratsey picks it up and reads it and immediately spots an anomaly. As a sexton who hears or himself reads bits of the Psalms, he immediately spots that the quotes are correct but the line attribution is wrong.

Thus ‘The days of our age are three-score years and ten…’ is certainly from Psalm 90 as the parchment says, but not line 21; it only has 20 lines and this is line 10.

Ratsey suggests other Bible verses John might want to learn then passes on to the general idea that he and Elzevir need to escape England altogether and suggests names of smuggling ships which might take them to France.

When Ratsey finally leaves, John rereads the verses and suddenly the penny drops. He realises it’s a code. The erroneous line number for each quote in fact stands for the number of the key word in each quote. In the quote from Psalm 21, he is to take the twenty-first word. Quickly he applies this to all five quotes and comes up with: ‘Fourscore—feet—deep—well—north’.

A few hours later Elzevir returns from his overnight trip to Poole and John can’t wait to share his discovery with him. He has interpreted it to mean Blackbeard’s diamond is buried in a well somewhere in Moonfleet but he’s been racking his brains in vain to think what well it could be.

Now Elzevir puts him straight; there isn’t a well in Moonfleet but there is one at Carisbrooke, the castle where Blackbeard served as head of the guard imprisoning King Charles I. (‘For just over a year from 13 November 1647, the king was held captive on the Isle of Wight, primarily at Carisbrooke Castle. From there, he took part in numerous negotiations with the English and Scottish parliaments, failed in several escape attempts, and only heard afterwards about the uprisings of the Second Civil War in the summer of 1648.’ English Heritage)

Elzevir knows there’s a well at Carisbrooke and moreover that it is of a legendary deepness. He interprets the code to mean that the treasure – presumably the diamond stole off the king – is buried 80 feet deep on the north side of the inside of the well.

He now announces that instead of taking ship to France he’ll organise transport to the Isle of Wight for them to find the buried treasure. He knows the owners of the ship who will take him wherever he wants, and he knows of a good smuggling inn at Newport which will hide them.

Moonfleet one last time

They have to wait 8 days till the ship arrives that will take them from their hiding place. A few days before the date John asks Elzevir for permission to go back to Moonfleet one last time. Elzevir rightly discerns that he wants to see someone and John tells him about his puppy love for Grace Maskew. Elzevir gives him his blessing. They have already had Ratsey supply them disguises, the kind of smocks worn by drovers, and John has rubbed walnut juice onto his face to make it appear darker.

After a long night’s walk he arrives above Moonfleet, then walks down to the Manor House, knocks and Grace herself opens the door. She doesn’t recognise him till he reveals his identity, then the clasp hands before she leads him to the garden at the back. Walking through the house John glimpses the old magistrate’s study untouched since Maskew died and his heart is tugged by the sorrow felt by Grace.

In the garden he reveals the secret of the treasure but Grace reminds him of the legend that Blackbeard meant to sell it and give the money to the poor i.e. the diamond is cursed if the money is spent on self.

In former days she had kept a candle in her bedroom which could be seen out at sea (the Manor house is on the hill sloping up out of Moonfleet) and now she says she will light one every night as a token of her love for him. The reader can only imagine this is noted because John will, indeed, return by sea. She gives him a little food, brings a pillow and he sleeps in the summer house, safe and loved. When he wakes she gives him food for the journey back and kisses him goodbye.

The Isle of Wight

So he arrives back at the cave, finding Elzevir safely there. The following day they see the smuggling ship the Bonaventure lying off the coast and come nightfall it sends a boat to carry them away from the cave they’ve been hiding in for over two months. They are greeted like old friends by fellow smugglers they have helped many a time. The wind conveys them up Channel and they put shore at Cowes, walking to Newport. Here the landlord of the Bugle recognises Elzevir, puts them up and treats him like a prince, because it turns out he is the mastermind of smuggling along the whole coast.

Elzevir works on a plan to gain access to the well at Carisbrooke Castle but, alas, it is being used as a prison for French prisoners in the ongoing Seven Years War. In the end he does a deal with the well keeper who is let in on the plan and agrees to provide cover for a third of the booty. So they set out from the inn one day dressed as plasterers with the story that they’ve come to plaster up the sides of the well.

The well-keeper is a shifty, untrustworthy man, who admits them to the castle, takes them across a courtyard, through the former banqueting hall which is now a prison, out into another court to the well-house which is an actual building around the well.

There is some quibbling about who will go down in the bucket at the end of a rope into the well, with the turnkey wanting Elzevir to go but John strongly wanting Elzevir to stay above so he can deal with the situation if the well-man turns treacherous.

The well

The descent deep into the dark narrow slimy well is vividly described. This is more a book about vivid descriptions or descriptions of tight spots than of action. For some reason the scene on the smuggling beach which leads up to the shoulders shooting down at them didn’t really stir me. The stirring scenes all happen underground being 1) John being trapped in the lightless tunnel and underground crypt, 2) the dark and stormy night when John hears someone shuffling in the darkness of the cave, and now this, 3) the tremendously atmospheric descent into the deep dank well.

Anyway, after some false starts, John sees a Y roughly carved into one of the small bricks lining the well and realises it is the cross-pall sign of the Mohunes. He chips away at the mortar surrounding it, extracts the brick, reveals a hole behind it in which sits a bag, tears open the bag and discovers a diamond as big as a walnut (p.177).

He calls and the others winch him but the Well-man stops it just before it gets to ground level, insisting that John hand over the gem. At which point the presence of the Arabian Nights, behind so many classic adventure stories, bursts into the open.

There was a look in his face that brought back to me the memory of an autumn evening, when I sat in my aunt’s parlour reading the book called the Arabian Nights; and how, in the story of the Wonderful Lamp, Aladdin’s wicked uncle stands at the top of the stairs when the boy is coming up out of the underground cavern, and will not let him out, unless he first gives up the treasure. But Aladdin refused to give up his lamp until he should stand safe on the ground again, because he guessed that if he did, his uncle would shut him up in the cavern and leave him to die there; and the look in the turnkey’s eyes made me refuse to hand him the jewel till I was safe out of the well, for a horrible fear seized me that, as soon as he had taken it from me, he meant to let me fall down and drown below. (p.179)

It turns into a standoff, then the turnkey shouts that he knows who they are, he knows there’s a price of £50 on Elzevir’s head and £20 on John’s, and demands the whole value of the diamond, and then whips out his pistol and fires at Elzevir. But the latter being on the other side of the wide well, and the hoisting machinery in between, the bullet hits the chain supporting the bucket and then the turnkey throws himself onto Elzevir in a life or death struggle.

John hastily shimmies up the last few feet of the chain and swings onto dry land but Elzevir, ‘wonderfully strong, and seasoned as a salted thong’ was winning the wrestling match. In fact it turns out (a bit late to tell us) that Elzevir was a famous wrestler in his youth and now flings his man to the floor in a move known, apparently, as ‘the Compton toss’. Except it isn’t a full fall and instead the turnkey staggers back a few paces and, with enjoyable predictability, teeters on the edge of the deep well.

Elzevir (in order to exonerate him, just as he was exonerated on the beach) grabs at the man’s belt and they are suspended as in a photo like that for a moment. But then the belt snaps and the man plunges backwards and they hear several sickening cracks as his head smashes against the brick lining before a crack and splash as his body hits the water at the very bottom. Oops.

Elzevir jumps in the bucket and is lowered and stays at the bottom but when he comes up he is alone. The turnkey’s body has sunk. John is now convinced the diamond carries an evil curse and is all for throwing it into the well, but Elzevir puts him off and asks to look after it. John hands it over (p.184).

Cursed

John is haunted by an illustration of Cain from his aunt’s edition of the Bible, a terrifying image of eternal loss. The narrative repeats the warnings about Blackbeard’s wicked behaviour which Parson Glennie told at the start of the story, which Grace Maskew repeated, which John himself has brooded over. In the well-house, while Elzevir was at the bottom, John had a powerful intuition of a tall bearded figure pacing impatiently, the ghost of the accursed Blackbeard.

Escape

The turnkey’s belt is there with all its keys. they find the one to the well-house itself to let themselves out but throw the rest down the well. The guards to the banquet hall and then the castle gates let them out, remembering them coming in, though grumbling at lazy Ephraim (name of the dead turnkey) for not accompanying them.

Back at the Bugle Inn, Elzevir consults with the landlord about fleeing, though he hasn’t told him anything about the diamond, instead saying he thinks the Revenue have got wind of them. They clean up and put on new disguises as sailors and set off for Cowes with a letter from the landlord to the skipper of a Dutch ship which brought smuggled gin over but is now returning to Holland with a legitimate cargo of wool (p.187).

Holland

So they arrive at Scheveningen, then move on to the Hague which, conveniently enough, Elzevir has learned is the premier diamond-trading town in Europe. It turns out, also with great convenience, that Elzevir speaks Dutch because ‘he comes of Dutch blood’ on his mother’s side, hence his unusual Christian name, which is Dutch (p.189).

After making enquiries they settle on dealing with a diamond merchant named Krispijn Aldobrand. This is a wizened old man, his expression one of craftiness and greed. The narrative tells us he is Jewish and if you wanted, you could take exception to his depiction as being an antisemitic stereotype. Or you could say he is just one among the many stereotypes which populate the entire narrative, with its heroic smugglers, its strong, silent, kindly father figure (Elzevir), its naive boy protagonist in love with a virtuous sweetheart (Grace), the treacherous turnkey, the over-officious magistrate (Maskew) and so on.

Women!

If you want to be offended by old literature there’s more scope for taking offence in the gender stereotyping of a nineteenth century author pretending to be an eighteenth century boy:

  • Thus a sick dread got hold of me, and had I been a woman or a girl I think I should have swooned; but being only a boy, and not knowing how to swoon, did the next best thing [which was to grab the locket]
  • It was ten days or more before youth and health had their way, and I was strong again; and all that time Elzevir Block sat by my bed, and nursed me tenderly as a woman…
  • It was not for want of money that Maskew let things remain thus, for men said that he was rich enough, only that his mood was miserly; and perhaps, also, it was the lack of woman’s company that made him think so little of neatness and order…
  • Then Elzevir spoke. “John,” he said, “there is no time to play the woman; another minute of this and we are lost. Pluck up thy courage…”
  • He put his hand upon my shoulder gently, and spoke with such an earnestness and pleading in his voice that one would have thought it was a woman rather than a great rough giant…
  • “I had rather drown on Moonfleet Beach than live in prison any more, and drown we must within an hour. Yet we will play the man, and make a fight for life.”

Associating femininity with fainting, nursing, a tendency to keep living paces clean and tidy, being weak and afraid, gentleness and pleading, masculinity with strength and fight and endurance? I wonder whether, on account of what culture warriors might take to be its antisemitism and its misogyny, Moonfleet might eventually be banned. Well, let’s enjoy it while we can.

Throwing away the diamond

Anyway, back in the story, the old merchant asks John his name and before he has the wit to make up a false one, John declares himself John Trenchard of Moonfleet village in the Country of Dorset, which the merchant showily writes in his ledger while Elzevir glares at him for this elementary error.

Then Aldobrand performs a handful of showy and sham tests on the stone before grandly declaring to them it is only ‘paste’ and not the great treasure they thought and he will offer them ten crowns for their trouble. Elzevir is so outraged he grabs the stone from the man and throws it out the open French windows into his garden below. The jeweller shrieks but Elzevir has already taken John by the arm and leads him out the room, down the stairs, out the front door, into the street and along to an inn where they order dinner and brood.

Here John has a eureka moment and realises the old merchant was lying. All his tests were blarney to conceal the fact the diamond is immensely valuable. Elzevir admits he had the same thought but threw it away chiefly because he also has come to believe it is cursed. He has been a smuggler all his life yet only when talk of the diamond entered it, has he become associated with two grim deaths, become outlawed a price on his head. (This isn’t strictly true; nobody knew the treasure might be findable till after Maskew’s death on the beach and they had hidden in the cavern, but to go along with the melodramatic mood you have to elide this inconvenient fact.)

Elzevir argues strongly that even if it is a real diamond, they’d be better off without it, but John has fallen in love with the shiny thing and persuades Elzevir, late that night, to accompany him back to the jeweller’s house and break into his back garden.

At Aldobrand’s

They climb over the wall. John thoroughly searches the flowerbed where he saw the diamond land. It isn’t there. By now in the grip of an obsession, John impulsively climbs a pear tree espaliered against the house to the first floor balcony of the room they were in earlier. Peering through the shutters he sees Aldobrand sat at his work table with the diamond on it, his diamond, his precious (p.205). Yet again Elzevir tries to restrain him, whispering that it is an evil accursed stone. Come away. Let’s leave.

But John bursts through the French windows and in a few steps is at the desk, wrestling the merchant for the diamond. But breaking through the glass set off alarm bells (in 1758?) all round the house and in seconds six toughs armed with cudgels burst through the door and knock John and Elzevir out.

Prison

They are thrown into a cold dank prison where they remain for months. Eventually they are hauled out to stand trial and Aldobrand testifies that they came touting a fake diamond merely in order to case his house then broke in and assaulted him with a view to stealing real diamonds. They are condemned to the chain gang for life, though not before John has had chance to curse Aldobrand to hell.

They are manacled with scores of other convicts and marched in the January rain and mud to a fortress which they are set to help building. Labouring on the fortress by day, sleeping on straw in a foul barracks alongside fifty other convicts by night. He is branded with a red hot iron like a sheep, with a Y on his cheek. This stands for Ymeguen, the place they’re at, but in his mind John of course associates it with the Y coat of arms of the Mohunes.

And it comes back to him that Parson Glennie used to tell his young pupils that the Y stood for the dividing place in the path of life, that the way of virtue and honesty was off to one side, narrow and difficult but rewarded by heaven, while the other one was broad and easy to descend and led to hell. As they brand him John realises which path he has taken.

Ten years later

Ten years later John is 26, hale and strong from outdoor labour. Finally the fortress is nearly complete and they are lined up and marched back to the Hague. Rumour gets round that they are to be shipped to Java to work as forced labour on the sugar plantations. He sees Elzevir for the first time in two years since he had worked out outworks and Elzevir inside the great tower. Even now it is only a brief sighting and a few words. How desperately ill his destiny has proved to be.

The prison ship

He and Elzevir are chained close together in the lowest decks of the slave ship. A week into the voyage they hit very heavy weather and the ship starts to founder. The hatch is removed and to their amazement their jailer throws down the key to their chains and tells them to make haste. In a flash Elzevir has undone the padlocks and freed all the convicts.

The shipwreck

Up on deck they discover all the sailors have abandoned ship, all the sails are ripped to shreds, and the ship is being propelled backwards towards a rocky shore. In a flash of lighting they both recognise a spur of rock descending into the sea. They are off the English coast not far from Moonfleet, they are in Moonfleet Bay!

In a very exciting scene Falkner describes their desperate struggle to turn the ship towards the rocks and deliberately wreck her. The other convicts launch the one remaining boat but Elzevil knows a wild sea like this will only overturn it, as indeed happens, with all drowned.

Falkner gives a completely convincing description of the two men waiting till the last moment to leap into the huge surf between the beached ship and the clear shore and moving up the pebbles as fast as they can before the next wave hits with its treacherous undertow. There are rescuers on the beach, stretching down in a chain with ropes thrown into the surf. Elzevir reaches the rope first but John is plucked backwards by the undertow and, seeing this, Elzevir lets go the rope, comes back to him and, as the next big wave hits, throws John forward with all his might and John grabs the rope and the next wave pummels Elzevir then drags him back into the sea.

Waking

John regains consciousness by a fire, wrapped in blankets. He is alive! And home! And free! He hears men talking by the fire and starts to talk, amazing them by revealing that his is none other than the John Trenchard they all knew from ten years ago, for the men are Ratsy and another Moonfleet man. But when he asks about Elzevir they say they saw a strong man throw him forwards to safety then be swept back into the pounding surf and that no other man escaped alive.

Elzevir gave his life to save him.

Stunned, John puts on the dry clothes they offer and emerges from what he now realises is the Why Not? inn where they had brought him and goes down to the still storm-ridden beach, still dark, hoping against hope. There’s a really brilliant passage where the narrator considers the many, many men who have died in storms at sea and in particular describes the terrible fate of those who jump ashore with hope in their faces, within sight of their potential rescuers, only to be swept backwards off the steep beach by the surf and drowned, ‘all come to the beach at last’ (p.235).

The power of these descriptions, along with the archetypal self sacrifice of Elzevir, life the novel to a whole new level of intensity and emotion. It is characteristic of Falkner’s strengths and weaknesses that this isn’t a piece of plotting or dialogue so much as a tremendous set-piece scene.

Elzevir’s body

Finally, amid all the other flotsam and jetsam, Elzevir’s corpse is brought up by the waves and John wades in to grab it and haul it ashore. The other men are surprised to see him handle it so tenderly, as John leans down to kiss Elzevir’s face but then word starts getting round that this is the giant who saved the young man’s life, and then that these are the long-lost Moonfleet native sons, Elzevir and Trenchard. And then the men come forward and shake his hand and touch Elzevir’s cold white hand out of respect and I’m afraid I burst into tears. God, the dead, the dead, the power and futility of human love.

They stood for a little while looking in silence at the old lander who had run his last cargo on Moonfleet beach, and then they laid his arms down by his side, and slung him in a sail, and carried him away. (p.237)

At the Why Not?

Falkner wrings the maximum from the heartstrings by having the men place Elzevir’s body on the same table in the Why Not? as they laid his dead son Davey all those years ago, then leave John by himself, to look at all the relics of his happy life there with Elzevir before Maskew took it away and his life began its downward spiral.

Grace

And really piles on the agony when Grace silently appears by his side, no longer a girl but a stately dignified woman. She asks why he didn’t come to see her? She has waited these long years. Then he breaks down and tells her his entire story and calls himself a broken wretch. But she amazes him with the power of a woman’s love and constancy and declares she still loves him and she is rich so his poverty doesn’t matter, and she will be waiting for him, and she silently departs, leaving John with a world of confused memories and emotions, a-wonder:

to find how constant is the love of woman, and how she could still find a place in her heart for so poor a thing as I. (p.241)

John makes a fire in the dusty abandoned inn. Ratsey comes and tells him that Grace refused to sign the order for his arrest, asserting that the death of her father was an accident. Then Parson Glennie comes, much aged. He reads the burial of the dead over Elzevir’s body, tells him a few things about deaths in the village.

But then comes the genuinely surprising climax of the book. Parson Glennie takes out and reads a letter he received eight years ago. It is a long letter from a Dutch attorney summarising the last will and testament of Krispijn Aldobrand. The merchant wished to make amends for the wrong he did John by stealing his diamond, which was a real diamond and vastly precious. In the event, as soon as he sold it, Aldobrand’s fortune and health went into a decline and in his last months he raved that John had laid a curse on it with his few whispered words as John was being dragged out of the court where Aldobrand secured his conviction.

So the story goes that the Dutch lawyer wrote to John, the letter was returned, being a lawyer he was advised to write to the village priest and that’s why Glennie ended up getting a letter from him. But this was all eight years ago, will the legacy still exist? Glennie says another prayer over Elzevir’s body and repeats the kind of sermon he delivered to him as a boy, that Blackbeard’s treasure must be used for good, all riches should be used for good, whereas ‘a good woman’s love is worth far more than all the gold and jewels of the world’, obviously referring to Grace.

Coda

What need to tell this tale at any more length, since you may know, by my telling it, that all went well? for what man would sit down to write a history that ended in his own discomfiture? All that great wealth came to my hands, and if I do not say how great it was, ’tis that I may not wake envy, for it was far more than ever I could have thought. And of that money I never touched penny piece, having learnt a bitter lesson in the past, but laid it out in good works, with Mr. Glennie and Grace to help me.

He rebuilds the almshouse to be a rest for weary sailors. He builds a lighthouse to guide sailors away from the rocks. He heavily restores the church. He marries Grace and has three beautiful little children. He becomes Lord of the Manor and Justice of the Peace. He becomes a pillar of Christian rectitude, morality and justice.

It is a moving monument. The last thirty pages of the book transfigure it into something deep and moving and the final paragraph, describing his eternal gratitude to the man who saved him from the power of the sea, made me cry all over again. Wow.

Falkner’s biography

Although he wrote two other novels, ‘The Lost Stradivarius’ (1895) and ‘The Nebuly Coat’ (1903), as well as guides to the counties of Oxfordshire and Berkshire, John Meade Falkner is mainly remembered for Moonfleet, a classic adventure story for boys – but he was never actually a writer by trade. Born in 1858, Falkner went to Marlborough public school and Oxford before getting a job at Armstrong Whitworth, one of the largest arms manufacturers in the world. Falkner worked his way up through the business to become the firm’s chairman in 1915. During a lifetime of travelling to sell arms he also collected antiquarian treasures. On his retirement in 1921 he became Honorary Librarian to the Dean and Chapter Library of Durham Cathedral, where he could indulge his interest in ecclesiastical and antiquarian history. Sounds like a charmed life.

Vocabulary

Falkner was an antiquarian. He certainly rams his text with 18th century vocabulary. A fair amount of this appears to be West Country dialect terms or ‘our round Dorset speech, such as they talk it out in the vale,’ (p.158). Since the Penguin Children’s edition I read had no notes, I had to look them up online.

  • an askew – (meaning unknown) ‘the way of making a marble quarry is to sink a tunnel, slanting very steeply down into the earth, like a well turned askew’
  • to bait – of horses, hay or feed: ‘ the horses being led away to bait’
  • a bedesman – a pensioner or almsman whose duty was to pray for his benefactor and, I think, to look after almshouses: ‘there were now no bedesmen, and the houses themselves were fallen to decay’
  • bit and sup – food, refreshment: ‘the shippers would give us bit and sup, and glad to, as long as we had need of them’
  • blue vinny – traditional blue cheese made near Sturminster Newton in Dorset, England, from cows’ milk; a hard, crumbly cheese: ‘with hot rabbit pie and cold round of brawn, and a piece of blue vinny’
  • brawn – meat from a pig’s or calf’s head that is cooked and pressed in a pot with jelly
  • to case – put a corpse in a coffin: ‘[I] had helped Ratsey to case some poor bodies that had died in their beds’
  • to chaffer – to buy and sell at a market: ‘he had been chaffering with the fishwives this very day’
  • a chin-band – strap for binding shut the jaw of a corpse: ‘The clutch which I had made to save myself in falling had torn away this chin-band and let the lower jaw drop on the breast’
  • contrabandiers – smugglers: Elzevir ‘was indeed a prince among the contrabandiers’
  • doited – having the faculties impaired, especially by age but here something more like rotted: ‘Cracky Jones, a poor doited body, was found there one summer morning, lying dead on the grass’
  • founds – foundations: ‘I was looking at the founds to see if they wanted underpinning from the floods’
  • a fugleman – a soldier who stands in front of a regiment or company to demonstrate and maintain time in drilling exercises; a leader, organiser or spokesman: ‘a minute later fugleman Ratsey spoke again’
  • gaugers – an exciseman who inspects dutiable bulk goods: ‘we should have the gaugers in, and our store ransacked twenty times.’
  • grizzle – mixed white and black hairs, from which ‘grizzled’: ‘seeing Elzevir’s white hair and bowed shoulders trudging in front of me, [I] remembered when that head had scarce a grizzle on it’
  • a horse-leech – vet: ‘”for the Duchy, whose servant I am,” and he raised his hat, “is no daughter of the horse-leech.”‘
  • a lander – man who organised ponies, horses and carts for transport, or in particularly difficult areas, tub carriers to carry the barrels of liquor and bales of tobacco quickly away from the beach where it’s been landed: ‘a strong posse was to be held in readiness to take the landers in the act the next time they should try to run a cargo’
  • a lipper – a small wave, the kind of low weak wave like a wash creeping over your feet: ‘I could catch the rustle of the water on the beach—not of any waves, for the bay was smooth as glass, but just a lipper at the fringe.’
  • a lugger – a sailing vessel defined by its rig, using the lug sail on all of its one or more masts: ‘more than one dark night I was in the landing-boats that unburdened the lugger’
  • a mort – an amount: ‘it takes a mort of knowledge to make it rattle kindly on the coffin-lid’
  • a messuage – a dwelling house with outbuildings and land assigned to its use: ‘the Mohune Arms, an excellent messuage or tenement now used as a tavern’
  • a plumb – clump: ‘I saw something moving behind one of the plumbs of bramble’
  • a postillion – a person who rides the leading nearside (left-hand side) horse of a team or pair drawing a coach or carriage, especially when there is no coachman: ‘I went up to the top end of the village to watch for the bailiff’s postchaise, and about eleven of the forenoon saw it coming down the hill with four horses and two postillions’
  • the Preventive men – I think this means officers of the Revenue: ‘the Preventive men mark all the footpaths on the cliff with whitewashed stones, so that one can pick up the way without risk on a dark night’
  • a quarantine – type of fruit; apple? ‘many a sunny afternoon have I sat on the terrace edge looking down over the village, and munching red quarantines from the ruined fruit gardens’
  • to roister – celebrate in a noisy or boisterous way: ‘”Are you Revenue-men that you dare shout and roister?”‘
  • to run a cargo – bring contraband ashore; ‘ ’twas thought little sin at Moonfleet to run a cargo’
  • a sennight – week; ‘they should lie underneath this ledge tomorrow sennight’
  • shagreen – a kind of untanned leather with a rough granulated surface
  • to sodden – to soak or soften in water or make damp; ‘the salt damps of the place had soddened it in the night’
  • shrammed – shriveled and benumbed with cold: ‘”I was shrammed with wet and cold, and half-dead with this baffling wind”‘
  • a spile – a small wooden peg or spigot for stopping a cask; ‘my hand struck on the spile of a keg’
  • a steep – cliff side
  • stackyard – a yard or field containing straw or grain in stacks: ‘and so came to a square building of stone with a high roof like the large dovecots that you may see in old stackyards’
  • a thumb-nick – indent in a locket to allow a fingernail to pry or click it open
  • touch – affair, ruckus: ‘”This is a well-licked whelp,” replied Elzevir, “who got a bullet in the leg two months ago in that touch under Hoar Head”‘
  • wide-bitten – large, ‘ It was a bleak wide-bitten place’

Observations on life

Novelists often make generalisations about life or situations or character types etc, it is one of the appeals of the genre, the ability to sound off without requiring any proof or authority apart from the story you’re telling. Falkner’s narrative makes several pleasant observations which I give in the original form:

I did not know then, but have learnt since, that where there is a loud noise, such as the roaring of a cascade, the churning of a mill, or, as here, the rage and bluster of a storm—if there arise some different sound, even though it be as slight as the whistle of a bird, ’twill strike the ear clear above the general din. And so it was this night, for I caught that stumbling tread even when the gale blew loudest, and sat motionless and breathless, in my eagerness of listening, and then the gale lulled an instant, and I heard the slow beat of footsteps as of one groping his way down the passage in the dark… (p.132)

Now, however lightly a man may glance through a book, yet if his own name, or even only one nice it, should be printed on the page, his eyes will instantly be stopped by it; so too, if his name be mentioned by others in their speech, though it should be whispered never so low, his ears will catch it. Thus it was with this mark, for though it was very slight, so that I think not one in a thousand would ever have noticed it at all, yet it stopped my eyes and brought up my thoughts suddenly, because I knew by instinct that it had something to do with me and what I sought… (p.174)

I have found then and at other times that in such moments, though the mind be occupied entirely by one overwhelming thought, yet the eyes take in, as it were unwittingly, all that lies before them, so that we can afterwards recall a face or landscape of which at the time we took no note. (p.194)

Thoughts

Slow moving

Moonstone is OK but for most of its length isn’t a patch on Robert Louis Stevenson. The narrative moves very slowly, there aren’t really any vivid characters (Elzevir Block isn’t in the same league as Long John Silver) and something about Falkner’s prose felt clogged and delaying. Falkner lacks the quality of celerity which makes Stevenson’s best narratives so breathlessly exciting.

Stodgy prose

I kept having to reread paragraphs only to find they didn’t really say much. For example, here’s just one sentence:

Then I resolved that come what might I would make my way once more to Moonfleet, before we fled from England, and see Grace; so that I might tell her all that happened about her father’s death, saving only that Elzevir had meant himself to put Maskew away; for it was no use to tell her this when she had said that he could never think to do such a thing, and besides, for all I knew, he never did mean to shoot, but only to frighten him.

Maybe you read that straightaway with no problems, but coming in the context of hundreds of other sentences of similar length and complexity, I kept realising my eyes had skimmed over entire passages without knowing what they said. Sometimes Falkner’s prose is lovely in the straightforward but evocative way of children’s books from a simpler age:

The day was still young, and far below us was stretched the moving floor of the Channel, with a silver-grey film of night-mists not yet lifted in the offing. A hummocky up-and-down line of cliffs, all projections, dents, bays, and hollows, trended southward till it ended in the great bluff of St. Alban’s Head, ten miles away. The cliff-face was gleaming white, the sea tawny inshore, but purest blue outside, with the straight sunpath across it, spangled and gleaming like a mackerel’s back. (p.115)

But more often it’s like this:

It was a bleak wide-bitten place enough, looking as if ‘twould never pay for turning, and instead of hedges there were dreary walls built of dry stone without mortar. Behind one of these walls, broken down in places, but held together with straggling ivy, and buttressed here and there with a bramble-bush, Elzevir put me down at length and said, ‘I am beat, and can carry thee no farther for this present, though there is not now much farther to go. We have passed Purbeck Gates, and these walls will screen us from prying eyes if any chance comer pass along the down. And as for the soldiers, they are not like to come this way so soon, and if they come I cannot help it; for weariness and the sun’s heat have made my feet like lead. A score of years ago I would have laughed at such a task, but now ’tis different, and I must take a little sleep and rest till the air is cooler. So sit thee here and lean thy shoulder up against the wall, and thus thou canst look through this broken place and watch both ways. Then, if thou see aught moving, wake me up.—I wish I had a thimbleful of powder to make this whistle sound’—and he took Maskew’s silver-butted pistol again from his bosom, and handled it lovingly,—’tis like my evil luck to carry fire-arms thirty years, and leave them at home at a pinch like this.’ With that he flung himself down where there was a narrow shadow close against the bottom of the wall, and in a minute I knew from his heavy breathing that he was asleep. (p.117)

There’s nothing wrong with any individual sentence, there’s just rather a lot of them and they go on a bit. Maybe all I’m saying is that Falkner’s style, both in his narrative and his dialogue, is long-winded. He’s just a bit too wordy to be really enjoyable, which is a deep flaw in an adventure story.

That said, sometimes his descriptions of nature, especially of the ever-changing sea, turn the wordiness which is a weakness in adventure writing to advantage.

The wind had blown fresh all the morning from south-west, and after Elzevir had left, strengthened to a gale. My leg was now so strong that I could walk across the cave with the help of a stout blackthorn that Elzevir had cut me: and so I went out that afternoon on to the ledge to watch the growing sea. There I sat down, with my back against a protecting rock, in such a place that I could see up-Channel and yet shelter from the rushing wind. The sky was overcast, and the long wall of rock showed grey with orange-brown patches and a darker line of sea-weed at the base like the under strake of a boat’s belly, for the tide was but beginning to make. There was a mist, half-fog, half-spray, scudding before the wind, and through it I could see the white-backed rollers lifting over Peveril Point; while all along the cliff-face the sea-birds thronged the ledges, and sat huddled in snowy lines, knowing the mischief that was brewing in the elements. (p.130)

Split subject matter

But the actual plot seemed to limp along as slowly as John with his broken leg. And it was during the ‘descent into the well’ passage that I realised something important. All the blurbs and summaries you read about this book describe it as a classic adventure about smuggling and yet it isn’t. It is about buried or concealed treasure. Sure, there’s smuggling in it, but the main interest from the plot doesn’t derive from the activity of smuggling; John and Elzevir could have been carpenters or masons fixing up the Mohune crypt and stumbling across the locket and its secret message.

There is nothing at all about smuggling in the main core interest of the narrative; for example, they don’t find the secret message in a cask of brandy or on board a ship or anything like that. It’s as if the treasure hunt trope has been grafted onto a smuggling setting. It’s as if two completely different genres have been glued together. And I found that a profound flaw with the structure of the entire book.

Magnificent climax

But, as I’ve made clear in my summary (above) all these faults are forgiven, swept away, by the tremendous power of the final scene of disastrous shipwreck, by the nobility of Elzevir’s self-sacrifice, and by John’s reconciliation with the sweetheart who has waited for him through all the long bitter years; by his complete transformation and by his charity.

But it is also an artistically brilliant move to end the narrative not with this goody two-shoes stuff but with a bittersweet memory of the cruel sea. As so often earlier in the book, it is in vivid description where Falkner triumphs and which the novel ends with.

But as for us, for Grace and me, we never leave this our happy Moonfleet, being well content to see the dawn tipping the long cliff-line with gold, and the night walking in dew across the meadows; to watch the spring clothe the beech boughs with green, or the figs ripen on the southern wall: while behind all, is spread as a curtain the eternal sea, ever the same and ever changing. Yet I love to see it best when it is lashed to madness in the autumn gale, and to hear the grinding roar and churn of the pebbles like a great organ playing all the night. ‘Tis then I turn in bed and thank God, more from the heart, perhaps, than, any other living man, that I am not fighting for my life on Moonfleet Beach. And more than once I have stood rope in hand in that same awful place, and tried to save a struggling wretch; but never saw one come through the surf alive, in such a night as he saved me.


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Art

Executions @ the Museum of London Docklands

For over 700 years London was the scene of public executions, a practice which wove itself into the city’s history and popular culture. This excellent and imaginatively designed exhibition at the Museum of London Docklands explores all aspects of public executions in London, using a combination of artifacts, letters, informative videos, songs and voices, paintings, engravings and caricatures, and some really gruesome exhibits.

Above all, it is amazingly comprehensive – it touches on all the aspects of the subject I’d expected beforehand but goes on to explore all kinds of nooks and crannies I’d never have thought of. I’d never thought about the effort some condemned prisoners put into being well dressed for their trip to the gallows. Well, the exhibition tells the stories of condemned men and women who went to great lengths to look their best on their death day, and even has the fine dress and fancy suit worn by a female and male executionee:

  • on the left, the ‘white muslin gown, a handsome worked cap and laced boots’ worn by Eliza Fenning who was hanged for attempting to poison her employers
  • to the right, the ‘superb suit of white and silver, being the clothes in which he was married’ worn by Laurence Shirley, Earl Ferrers, was hanged on 5 May 1760 for the murder of his steward John Johnson, whom he shot in a rage

Final clothing section in the ‘Executions’ exhibition at the Museum of London Docklands © Museum of London

(The door on the right of this photo is one of the three doors you had to pass through to enter Newgate Prison. The architect George Dance thoughtfully positioned swags of chains and shackles over the main entrance door at Newgate to terrify and intimidate new prisoners.)

I’d never thought about what happened to the bodies of the hanged after their execution. Turns out that from the mid-16th century the bodies of executed criminals were given to the Company of Barber-Surgeons and the Royal College of Surgeons for dissection and medical research. The thought of being dissected filled the condemned with horror. Fights could break out at executions as friends and family of the deceased would attempt to stop the surgeons claiming bodies. In the same spirit I had no idea that life sized casts of the heads of the executed were often made – there’s a selection of them on display here, which, as the nineteenth century progressed, were used to study ‘criminal’ physiognomy. Alternatively, the casts of notorious criminals were kept in a special display at Newgate where they could be viewed by visitors, who included Charles Dickens.

Death masks at the ‘Execution’ exhibition at the Museum of London Docklands © Museum of London

I knew that broadsheets and leaflets were often sold at executions which claimed to give the last speech of the condemned man, along with a ballad poem describing his fate – but I’d never had the opportunity to read some of these before. Ditto the last letters condemned men wrote to their loved ones. There’s not only letters but rings and coins sent by those condemned to transportation instead of execution in the mid-nineteenth century.

I knew that prisoners in gaol were often shackled but I don’t think I’ve seen a collection of the different types of handcuffs, shackles and ‘waist belts’ used for this purpose on display before. Apparently the weight of shackles prisoners were manacled with sometimes meant they could barely move. As well as direct punishment of the prisoner, the sound of all this metalwork clanking through the echoing vaults of the grim prisoner had a demoralising and terrifying psychological effect on other inmates. The practice of routinely keeping prisoners shackled in irons ceased in the 1820s.

Shackles and handcuffs used in Newgate Prison at the ‘Executions’ exhibition at the Museum of London Docklands © Museum of London

I’ve certainly never seen a real actual gibbet before and I didn’t know that they didn’t come in a standard size, but that a gibbet ‘tailor’ took the corpse’s measurements and built the gibbet to perfectly fit. In line with the state of the art interactivity of the exhibition, the display of this real-life gibbet had a gruesome audio soundtrack with the noise of flies buzzing round the rotting corpse.

Wrought iron gibbet cage from ‘Executions’ at the Museum of London Docklands © Museum of London

I was at first puzzled why the gibbet was so elaborate but realised that a lifeless body would flop in all directions unless its limbs were very strictly compassed and controlled. The effect can be seen in this illustration of the body of the notorious pirate Captain Kidd.

Captain Kidd, gibbeted near Tilbury in Essex, following his execution in 1701

More criminals were gibbeted in the greater London area than elsewhere in the country. The bodies of murders and highwaymen were gibbeted on heaths located on the outskirts of London and main highways into the capital, especially on the wide open Hounslow Heath which became famous for the number of gibbets.

Capital punishments

Between the first recorded execution at Tyburn in 1196 and the last public execution in 1868, there were tens of thousands of executions in London. Nobody knows the precise number because records weren’t kept before the 18th century.

Right at the start there’s a wall-sized video which shows a scrolling list of all the offences which carried the penalty of capital punishment. By the end of the 18th century some 200 crimes were punishable by death in a list which became known as the ‘Bloody Code’. London’s courts condemned more people to die than those in the rest of the country combined.

Scrolling list of capital offences at the ‘Executions’ exhibition at the Museum of London Docklands © Museum of London

Types of execution

Most ordinary criminals were hanged. More florid ways of being despatched were reserved for VIPs.

1. Drawing, hanging and quartering

An ancient punishment for treason, the prisoner was ‘drawn’ or dragged from prison to the execution site, hanged until they were nearly dead, then castrated, disembowelled, beheaded and cut into quarters. Thee practice continued into the 19th but by then prisoners were hanged first and then beheaded.

there’s a vivid engraving of the fate of the Gunpowder Plotters who, after being found guilty in 1606, were publicly executed over two days in St Paul’s Churchyard and Old Palace Yard, Westminster, where they were dragged by horses through the streets, hanged, castrated, disembowelled and cut into pieces.

2. Burning

In 1401 an Act of Parliament made burning the punishment for heresy. It aimed to ‘strike fear into the minds’ of people who questioned the teachings of the church. Women convicted of murdering their husbands or counterfeiting could also be burned to death. By the 18th century they were strangled first.

The exhibition features illustrations of the Protestant martyrs burned at the stake at Smithfield. Over 280 religious dissenters were burned at the stake during the five-year reign of Mary I, known as ‘Bloody Mary’. Besides Smithfield others were burned to death at Stratford-le-Bow, Barnet, Islington, Southwark, Uxbridge, Westminster and throughout England.

Woodcut depicting John Rogers, the first of the ‘Marian martyrs’, being burned at the stake in Smithfield (1555)

3. Boiling

Death by boiling was a rare punishment. In 1531 a cook named Richard Roose poisoned the porridge of the household of Bishop John Fisher, causing two deaths. Henry VIII was so disgusted he declared this crime treason and Parliament passed the ‘Acte for Poysoning’ ordering those who murdered by poison to be boiled to death. Roose was boiled at Smithfield. Eleven years later Margaret Davies suffered the same fate for poisoning four people. Edward VI abolished this execution method in 1547.

4. Beheading

Members of the nobility condemned for treason were often beheaded out of respect for their high status, rather than suffering the agony and humiliation of drawing, hanging and quartering. Most beheadings took place in public on Tower Hill before a large crowd.

5. Hanging

Most ordinary criminals were executed by hanging. There appear to have been two methods. Initially the condemned were placed under a gallows (in the very early period just a tree) standing on a cart. A rope was noosed round their neck and the cart slowly pulled away by horses or oxen till the condemned fell off the back of it and was left dangling. This could be a fairly slow, excruciating death. Laster the ‘short drop’ method was introduced, where the condemned stood on a raised platform and, with the flick of a handle, a trapdoor opened underneath them, dropping them through and making it more likely their neck would snap with the sudden ratchet of the noose. But both methods were far from foolproof and family members or the executioner often pulled the legs of the hanged person to speed up their death.

Places of execution

In the City of London you are never more than 500 metres from a former place of execution. London was packed with them. Early on in the exhibition there’s a useful wall-sized video, with a bench to sit and watch it, which shows maps of London from early medieval times onwards, showing not only ow its street plan grew and developed (interesting in itself) but where the ever-growing number of places of execution were sited (indicated on the maps by entertaining ochre blotches of blood).

1. Smithfield

In the medieval and Tudor periods Smithfield was used for various public purposes, including a livestock market, fairs and executions, as in the burning of the Protestant martyrs mentioned above.

2. Tyburn

Tyburn stood slightly to one side of the current position of Marble Arch at the north-east tip of Hyde Park. It served as London’s principal site of execution for around 600 years. The earliest account records the execution of William FitzOsbert in 1196. Until the late 18th century it was a semi-rural location, easy to get to and easy for crowds to assemble and watch the spectacle.

A huge amount of popular tradition and iconography grew up around the public hanging of criminals at Tyburn. The exhibition contains umpteen engravings and pictures, stores and facts, not least about the carnivalesque atmosphere which reigned along the route of carts transporting convicted criminals from Newgate Prison, via St Giles’s-in-the-Fields church and then along what is now Oxford Street. Many of the condemned went to their execution drunk, in fact it became customary for the cart to stop off at a pub at St Giles where the executioner and victim shared a last pint of beer. This became known as ‘the St Giles Bowl’.

Bernard Mandeville wrote that ‘all the way from Newgate to Tyburn, is one continued Fair, for whores and rogues of the meaner sort.’

In 1961 construction began on new pedestrian subways by Marble Arch and the excavators found large quantities of human bones around the site of the Tyburn gallows which archaeologists presume are the remains of the executed who were buried where they died.

Execution at Tyburn by Thomas Rowlandson (1803)

A lot of slang and catchphrases grew up about the place. The scaffold was known as ‘the Tyburn tree’. To ‘take a ride to Tyburn’ (or simply ‘go west’) was to go to one’s hanging. The ‘Lord of the Manor of Tyburn’ was the public hangman while ‘dancing the Tyburn jig’ was the act of being hanged because of the wriggling, dancing movement of the hanged in their last moments.

The last execution at Tyburn was of John Austin, a highwayman, on 3 November 1783.

3. Newgate

With the closure of Tyburn London’s public executions moved to the open space in front of the rebuilt Newgate Prison. This was to be London’s principal site of public execution for the next 85 years until public executions were discontinued in 1868.

The move meant the end of the great public procession from Newgate to Tyburn. It was an assertion by the authorities of their control over the timing and atmosphere of the executions. The Newgate scaffold featured two beams with capacity for up to 12 hangings.

Newgate Prison itself closed in 1902. The demolition of one of London’s most iconic buildings aroused considerable public interest and relics of the prison were sold at auction. A keystone from the main doorway is on display here, as is one of the heavy wood-and-metal doors (see first photo).

4. Horsemonger Lane

Public executions at Horsemonger Lane in Southwark took place on the roof of the gatehouse, making them highly visible to spectators.

5. Tower Hill

A small number of noble men and women, soldiers and spies were privately executed within the walls of the Tower of London. Many more – at least 120 between 1388 and 1780 – were executed in public on Tower Hill. Beheadings and hangings, were common enough for the ‘posts of the scaffold’ to become a landmark. It was here that Thomas, Earl of Strafford, a key ally of Charles I, was executed on 12 May 1641, as part of the political divisions which opened up before the outbreak of civil war the following year.

6. Execution Dock

On the Thames near Wapping, Execution Dock was used for more than 400 years to execute pirates, smugglers and mutineers who had been sentenced to death by Admiralty courts. The ‘dock’ consisted of a scaffold for hanging. The last executions there took place in 1830. Just up the river at Blackwall Reach where it bends bodies of convicts were gibbeted so as to be more visible to boats entering the city.

7. Charing Cross

Public executions took place at Charing Cross in the 16th and 17th centuries. A pillory that locked the head and hands of a criminal into a wooden frame for public humiliation was later erected at the site.

8. New Palace Yard and Westminster Hall

The area around the Palace of Westminster was used for public executions, the display of body parts and pillorying criminals.

9. Kennington Common

From at least 1678 until 1800 Kennington Common was the principal execution site for the county of Surrey.

The execution and embowelling of Jacobite rebels on Kennington Common mid to late 18th century)

10. Cheapside

Temporary gallows were erected on several occasions at Cheapside between the 14th and 17th centuries. They were in place for over 100 days in 1554 following the execution of two rebels involved in a Protestant uprising against Mary I.

Ordinary criminals and reprieves

The exhibition contains the story of what feels like 50 or so ordinary criminals, whose names are preserved for some or other aspect of their crime or their trial or their plea for pardon or the way they died. One by one their pitiful stories build up into an upsetting profile of the generally poor and wretched who committed often petty crimes and went to their deaths miserably.

As the number convicted of capital offences rose in the later 18th century the number of reprieves increased, if only to manage down the number of executions which threatened to swamp the system. The exhibition features letters written by the condemned, their friends and relatives and influential contacts. I like the story of the Dane Jørgen Jørgenson, who was convicted in 1820 of robbery but managed to get a letter to the Duke of Wellington for whom he had worked as a during the Napoleonic wars. The exhibition includes a letter from the Duke pardoning Jørgenson on condition he ‘transports’ himself out of the country.

The most famous victim: Charles I

Probably the most famous execution ever to take place in London was not of a common criminal or aristocratic traitor but of the king himself, namely Charles I, brought to trial by the Puritan junta and found guilty of treason against his own people. The exhibition devotes a large case to his execution, on 31 January 1649, with several contemporary illustrations and a number of artefacts said to be linked to it, namely a pair of royal gloves he was said to have taken with him, and even the silk undershirt he insisted on wearing to prevent him shivering with cold (it was January in London) which, he told his attendant, Sir Thomas Herbert, might be misinterpreted as fear.

Later on in the exhibition there are several objects pertaining to the punishment of his killers. 59 leading Puritan generals and MPs signed the king’s death warrant and so came to be known by their enemies as the ‘regicides’. On his Restoration in 1660, Charles II had special agents arrest any of the regicides living in England and track down those who had fled abroad and assassinate them.

Three of the leading regicides, Oliver Cromwell, John Bradshaw and Henry Ireton, had already died of natural causes and been buried at Westminster Abbey, but in 1661 Charles’s Cavalier Parliament ordered their bodies to be exhumed, executed and decapitated. Their heads were displayed on poles outside Westminster Hall. Cromwell’s head remained there until 1685.

The most famous criminal: Jack Sheppard

John ‘Jack’ Sheppard was convicted of robbery in 1724, aged 22. Sheppard was one of London’s greatest criminal heroes. Notorious for escaping multiple times from Newgate, he became a symbol of freedom for London’s working classes. An apprentice carpenter, Jack fell into a life of thieving, reputably led astray by ‘bad company and lewd women’. Although eventually executed at Tyburn at the age of 22, his effrontery and skill in challenging authority ensured his story was recounted in popular books and plays for generations. The artist James Thornhill paid one shilling and sixpence to visit him in his cell to draw this portrait.

Portrait of Jack Sheppard by Sir James Thornhill (1724)

In the 1850s the campaigning journalist Henry Mayhew discovered that ‘chapbooks’ recounting Sheppard’s exploits were hugely popular in low lodging houses, where they were read aloud to illiterate youths. He interviewed 13 boys who confessed to thieving in order to pay for a theatre ticket for the  current play about Jack’s life.

The most famous executioner: Jack Ketch

In 1685, the Duke of Monmouth, illegitimate son of Charles II, led a rebellion to seize the throne from his uncle, James II. The rebellion was defeated, Monmouth was captured, condemned for high treason and beheaded on Tower Hill. Despite asking to be killed with one clean blow, Monmouth’s executioner, Jack Ketch, made a right monkeys of the procedure, failing to despatch the Duke after two strikes with an axe and being forced to resort to a knife to cut through the neck while the Duke made a grim effort to rise from the block to the horror of onlookers. As a result of this heroic failure Ketch’s name became infamous and, eventually, became a byword for public executioners, who, by and large preferred to keep their identities secret.

Transportation

A final section of the exhibition explains how crimes which had previously resulted in execution were amended to ‘transportation’ to the colonies, generally meaning Australia. In fact the first convicts transported out of England had been despatched as long ago as 1718, when they were sent to America to supply plantations there with labour. Thus Moll Flanders, heroine of Daniel Defoe’s 1722 novel, is convicted of a capital offence but gets it commuted to transportation to British America.

Transport to America ended when that country became independent in 1776 but, as luck would have it, just a few years earlier (in 1770) Australia had been discovered and provisionally mapped by Captain James Cook. Between 1788 and 1868 over 160,000 convicts were sent to Australia from England and other parts of the Empire.

The exhibition includes a few paintings of the first settlement, which are fairly predictable – but I had never heard about ‘convict tokens’ before. Apparently, convicts awaiting transportation presented loved ones with smoothed coins engraved with messages of affection. Often created by prisoners skilled in metalwork, for a fee, the tokens could be highly decorative and became known as ‘leaden hearts’. Half a dozen examples are on display here.

A convict’s love token from the ‘Executions’ exhibition at the Museum of London Docklands © Museum of London

The campaign to abolish public executions

The advent of Queen Victoria to the throne in 1837 marked a sea change in social attitudes. The young queen consciously rebelled against the louche morals of her rakish predecessor, William IV. She wanted a chaste, sober court and her high moral tone and sincere Anglicanism set the style for the new reign among the aristocracy and aspiring upper middle classes. There was a general wish to make all aspects of public life more respectable and, in time, the new mood extended to the utterly disreputable practice of public executions, with all their opportunities for immorality of every description which this exhibition has chronicled.

In 1840 William Makepeace Thackeray attended the execution of the Swiss valet François Courvoisier, executed for murdering his master, Lord William Russell. He wrote that ‘I feel myself ashamed and degraded at the brutal curiosity which took me to that brutal sight…I came away…that morning with a disgust for murder, but it was for the murder I saw done.’

In 1849 Charles Dickens had attended the execution of Maria and Frederick Manning and wrote a furious letter to The Times criticising the ‘inconceivably awful behaviour’ of the crowd. Describing public execution as a ‘moral evil’, he doubted communities could prosper where such scenes of ‘horror and demoralisation’ could take place.

Prison reform had been an issue since the start of the nineteenth century and combined with the campaign to abolish public executions. The exhibition cites the MP Thomas Hobhouse in 1866 arguing that the spectacle, instead of instilling fear of crime and respect for the law, resulted in the crowds who became ‘hardened and literally acquired a taste for blood.’

The exhibition features a powerful satirical cartoon published in Punch magazine mocking the commercialisation of state executions. The scaffold is a theatrical stage with a sign for ‘opera glasses’ and a booth selling tickets while the mixed crowd is worked by hawkers and costermongers. ‘Ere’s lots o’ the rope which ‘ung the late lamented Mr Greenacre, only a penny an inch!’

The Trial for Murder Mania, illustration for Punch, 1850

After several attempts to move a bill in Parliament, the Capital Punishment Amendment Act was finally passed in 1868 public executions in Britain were officially banned. The last person to be publicly executed in London was the Irish republican Michael Barrett, on 26 May 1868. Three days later the practice was outlawed.

But it wasn’t the abolition of the death penalty, though. Another century was to pass before that occurred. Only in 1965 was the death penalty for murder in Britain suspended for five years and in 1969 was this made permanent. And it wasn’t until 1998 that the death penalty in Britain was finally abolished for all crimes. The last people executed in the UK were Peter Allen and Gwynne Evans on 13 August 1964.

Amnesty International

Things take a very earnest turn at the end of the exhibition with a large video screen showing an interview with Paul Bridges from Amnesty International. He reminds us that 55 countries still retain the death penalty (although, admittedly, many have not used it for some time). Nonetheless, Amnesty International recorded 579 executions in 18 countries in 2021.

Summary

This is an outstandingly interesting, comprehensive, thought-provoking, sometimes funny, but mostly grisly and gruesome exhibition, beautifully staged, with absorbing interactive elements. You have two more weeks to catch it.


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More seventeenth century reviews

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Introductions to the Aeneid – 1. W.F. Jackson Knight

‘The best poem of the best poet’
(John Dryden on Virgil’s Aeneid)

I own three English translations of the Aeneid:

  • the 1956 Penguin Classics prose translation by W.F. Jackson Knight
  • the 1970 verse translation by Allen Mandelbaum
  • the 1991 Penguin Classics prose translation by David West

The next three blog posts consist of detailed analyses of the introductions to each of these translations. The third one, about David West’s introduction, also gives examples of each of the translators’ work.

1956 introduction by W.F. Jackson Knight

William Francis Jackson Knight (1895 to 1964) was an English classical scholar. After private school and Oxford he served in the First World War where he was badly wounded. You would expect this to give him to give him special insight into the brutal fighting in the Aeneid but it doesn’t. After returning to civilian life he taught Classics at another private school for ten years before securing a place at a university (Exeter) in 1936. He was elected as a Fellow of the Royal Society of Literature in 1945 and spent 4 years doing a translation of his beloved Aeneid, which was published by Penguin in 1954.

There’s a very full Wikipedia article about him. In it a contemporary, M.L. Clarke, is quoted as saying of him:

‘Knight had little gift for sustained and coherent argument and exposition, and he could, under the influence of whatever book or article he had just been reading, write what can only be described as nonsense.’

With friends like that… Even more striking, we learn that in later life Knight became consumed by a belief in spiritualism:

‘When he began his Penguin Aeneid translation, T.J. Haarhoff, ‘who had for years claimed spirit-contacts with Vergil himself…now put his powers at Jack’s service’… Vergil visited Haarhoff ‘every Tuesday evening’ and wrote out answers to questions raised by Knight, whom Vergil regularly called ‘Agrippa.’ ‘He still does,’ writes Haarhoff in January 1968… Vergil then began to contact Knight ‘directly at Exeter’ warning him ‘to go slow and be extra careful about the “second half.”‘ Knight gratefully dedicated his [Penguin] translation to Haarhoff. After Knight’s death … Haarhoff [was] assured by a medium that ‘Vergil met him when he went over.’ (Reminiscences of W.M. Calder, 1977)

So some aspects of Jackson Knight’s Penguin translation are influenced by what he thought Virgil told him. In person. This is a more interesting fact than anything in Jackson Knight’s introduction.

***********

Jackson Knight’s 20-page introduction to his translation of Aeneid is typical of a type of old bufferish, old fashioned, romantic, wishy-washy, gushing, hero worshipping and idea-free literary criticism which surrounded me as a boy in the 1960s. I read it before I read the Wikipedia article and so took JK’s frequent mentions of ‘the beyond’ and ‘eternal truths’ and the ‘deep truth’ and ‘truth to life’ to refer to Christian beliefs. Reading the Wikipedia section about his increasing obsession with spiritualism makes sense of the entire orientation of his introduction which is to make Virgil a great teacher of eternal values etc, and to take a soft-lens, romanticising view, emphasising Virgil’s gentleness and sweetness of spirit and thus completely ignoring the testosterone-fuelled hyper-masculine anger and violence which dominates the actual poem, rather than his rose-tinted version of it.

Here’s a summary of key points:

Jackson Knight calls the Aeneid the ‘gateway between the pagan and the Christian centuries’. ‘Virgil is the poet of the Gate.’

Rome rose from being an obscure town in the middle of Italy to running an empire which stretched all round the Mediterranean, slowly and arduously, over a period of some 500 years of continuous warfare.

As the Republic reached its height it was undermined by unparalleled wealth and bitter rivalries for power. Romans who lived through the increasing political violence of the last 50 years of the Republic (which is generally thought to have ended in 27 BC) looked back at what they took to be the noble virtues of their predecessors, their courage, their nobility, their civic high-mindedness. Educated Romans became increasingly interested in antiquarianism and the study of their city’s roots. By going right back to the very original roots of the city, by moulding a new, vastly powerful version of legends about Prince Aeneas of Troy, Virgil distilled this nostalgia and these feelings for a better, nobler world, into imperishable art – and helped to pass it on to the new Christian culture which began to rise soon after his death (in 19 BC). [This is all wish fulfilment. Obviously Christianity didn’t exist until after Jesus was executed in 33 AD, or until Paul began formulating his theories about it in the 40s, and was just one obscure oriental sect among many until well into the second century AD.]

It was on a journey accompanying Augustus to Greece that Virgil fell ill and died, aged just 51. He wished his literary executors, Varius and Tucca, to destroy the Aeneid but they talked him out of it. [The poem is, in my opinion, visibly unfinished, both in structure and many details, but thank God they succeeded.]

Jackson Knight (JK) rather naively claims that Virgil foresaw that Augustus would bring the Roman world peace and order, and supported him. That said, it may be one can read subtle criticisms of Augustus’ early brutal methods in some of Virgil’s poetry. JK optimistically says the influence of gentle Virgil and his friend, Horace, may have helped reform Augustus in later life. [Naiveté and rosy-tinted optimism are Jackson Knight’s key notes.]

JK thinks the Eclogues are full of charming thoughts and imagery. [It was reading statements like this that for years gave me a completely misleading impression of the Eclogues, which in actual fact contain passage of bitterness and emotional turmoil.]

JK’s description of the Georgics as ‘poetry of the farm’ containing advice to farmers about crops, trees and animals also omits the harsh punitive tone of some of them, the descriptions of total war, of a devastating plague, a denunciation of sexual passion, and the long mini epic which takes up half the fourth Georgic. Nothing at all of ‘the poetry of the farm’ about any of these bits.

JK limply defines an epic poem as a long narrative poem full of action which tells us about human life and makes us think about the relation between man and superhuman powers; featuring ‘heroes’ who are above ordinary mortals in skill and strength, while not being divine.

Epic poems consist of two types: oral poems developed by illiterate cultures; and written poems composed in literate cultures, but usually copying the form and conventions of their oral predecessors.

The legend that Aeneas escaped the sack of Troy, sailed the seas to Latium and founded a settlement near modern Rome was ancient. Virgil rewrote it at epic length for his own purposes.

JK points out, pretty obviously, that the entire story is threaded with divine appearances and admonitions with commands, advice and help from various gods. They work through dreams, visions, omens, the worlds of prophets and clairvoyants. Virgil gives the impression of literally believing the human world is subject to the powers of another world. [I wonder whether JK was a Christian. I wonder whether this is why he describes the poem in such positive glowing terms, ignoring the rage and hatred and bitterness and destruction.]

JK is confident that everything in the poem is ‘true to life’, as if that is the measure of an epic poem, when, quite obviously, the opposite is true. From its characters to its diction an epic poem is meant to be a supremely heightened and idealised vision of the lives of gods and heroes.

JK thinks the Aeneid contains many moral messages [as literary critics in the 1950s optimistically believed literature, in general, did.] He thinks the poem displays a Greek moral – avoid excess – and a Roman one – be true (to gods, homeland, family). This is a neat antithesis, but very simplistic.

Thus JK interprets book 4, the love affair with Dido, as describing an unwise relapse by both the protagonists into excessive love, which led them both to abandon their duties to their people and cities, and then led to an excessive counter-reaction when she killed herself at being jilted.

A comparable example of excess occurs at the bitter end of the poem when Aeneas lets his instinct for moderation and forgiveness be overwhelmed by bitterness at Turnus for killing sweet Pallas. This so blinds him with anger that he slaughters his opponent instead of forgiving him.

Following straight on from this observation, JK rather contradicts himself by going on to talk about Virgil’s sweetness and tenderness. He points out, accurately enough, that this quality can sometimes be found in the epic similes which sometimes provide homely human or natural imagery to counterpoint the extreme emotions of fierce battles. He singles out the epic simile which compares Vulcan hammering out the armour for Aeneas to a humble housewife who works all night weaving (8.407 to 415). JK says this is typical of the way Virgil’s deeper meanings ‘softly’ emerge from the text. [It’s a very tendentious example, because many of Virgil’s similes are the opposite of gentle and soft, and depict destructive natural forces, rampaging gods or wild animals.]

As an example of the subtlety and depth Virgil brings to so many aspects of the story, JK compares it with another poem which describes the sack of Troy which was published during his lifetime. In this one, Menelaus comes across Helen hiding from the attacking Greeks and is tempted to kill her – but Venus intervenes to say what a waste that would be since she will still make a perfectly good wife. JK says this is simple and blunt, almost humorously practical and limited.

But in Virgil’s version, it is Aeneas who comes across Helen hiding from the ransack and is momentarily tempted to kill her. By changing the male protagonist of this moment, the scene is transformed and now becomes charged with all kinds of poignancy, Aeneas having all kinds of mixed feelings about the woman responsible for the destruction of everything he holds dear. Then, when Venus intervenes, it is not just as the love goddess as she is in the earlier version, but as Aeneas’s mother, counselling motherly tenderness. She says no humans are to blame for any of this, not Helen nor Paris: it is entirely the gods’ concoction. Thus Venus evokes a complex broil of emotions in Aeneas to turn away anger and bring forgiveness. I thought JK is a Christian because he says this reimagined scene has ‘a moral depth and a certain universality which are almost Christian’ (page 16) and claims that Virgil gets ‘nearer to ultimate truth’ than any poet before him. JK is concerned to make Virgil a sensitive spiritual person, like himself.

JK goes on to generalise about the nature of great poetry. He claims the great poets collect an ‘enormous amount of observations of life’ and then condense it under strong pressure so that when they compose even a few words, they have a great power of suggestion and persuasion. JK claims this is one way in which Virgil developed a style capable of communicating ‘universal truth’.

And it is this which allowed Virgil to condense into a single statement the experience of many generations, in fact of the entire civilisations of the Greeks and the Romans.

JK elaborates this thought by pointing out that Virgil read very widely and remembered everything he read, and so was able to ‘keep in touch with’ many people, past and present, and ‘be friends with them’. [It feels mean ganging up on a man who was severely injured in the Great War, but this is baby talk.]

Thus JK claims Virgil ‘lived in an ideal world of poetry’. He reorganised the existing ‘poetic thought-world’. Which is why his poetry is so allusive, and works on so many levels.

JK then declines into the kind of hero worship which afflicts so much older Shakespeare criticism. He claims Virgil was sensitive ‘to all points of view’ and all kinds of people, ‘even wicked ones’. Only he could reach the underlying sense of his story. His allusive method helped him tell ‘the truth of art’ not ‘the trivial truth of fact’ [a trite antithesis which, I think, comes from F.R. Leavis].

JK claims Virgil created portraits with a few ‘inspired brush strokes’ rather than detailed realism showing every wrinkle.

Virgil’s wide reading meant that every line and character and plot development contains multiple references to all previous narratives. Thus Virgil’s Aeneas contains bits of the Aeneas who appears in Homer, plus aspects of Homer’s Achilles, Odysseus, Hector, some of Hercules, and also flashes of Augustus.

JK says Virgil uses ‘hundreds’ of phrases of Epicurus in the Aeneid but violently disagreed with Epicurus’s fiercely materialistic philosophy and so sometimes uses Epicurus’s phrases to describe the idealist notions of his philosophical enemy, Plato.

He describes the way the golden bough which Aeneas has to find and pluck in order to visit the underworld almost certainly is a quote from a Greek poem published during Virgil’s lifetime, in which the works of Plato are described as a ‘golden bough, sparkling all round with every virtue’. JK says this is indicative of the importance, for Virgil, of moral goodness leading to ‘spiritual discernment’. [Recurrence of JK’s central obsession with morality and spirituality.]

Virgil spent 11 years writing the Aeneid. He intended to devote a further 3 years to revising it, but died before he could do so. He was a perfectionist. Sometimes he wrote only one line a day. JK points out there are many places in the poem which require a final revision and completion, places where ‘a period of time or a distance’ contradicts what he says elsewhere. [I’ve flagged up some of these discrepancies in my summaries.]

There are discrepancies of fact, like how the Trojans managed to transport the vast amount of treasure and household gods and fabrics and so on which are regularly described, in just 20 ships which they knocked together after the sack of Troy. The reason is the imagery and symbolism are more important than any practical consideration. After all [JK banally comments] it’s not as if anyone believes any of this is true!

And the battle scenes sometimes contain irreconcilable details, techniques and weapons. Specifically, sometimes the warriors fight like Homeric heroes, sometimes like Caesar’s legions. This anachronism, says JK, is deliberate. Virgil is like a portrait painter who tries to capture not the face in front of him but all previous stages of the sitter’s life. And so his poem tries to capture all previous phases of warfare, up to and including the present, in so doing reaching down to show ‘what all war is like.’

The reader new to epic poetry may be taken aback by the exaggerations, of the heroes’ size and strength. But JK hastens to assure us these are not ‘childish’, no, no, they are ‘serious and important symbolic means’ ‘for expressing deep and true meanings.’

[By this stage you can see how JK’s fetishising of the concept of the ‘true’, assigning it ‘depth’ and ‘universal’ meaning, are a kind of magnet. Whatever point he sets out to make, his discourse is drawn back to the magnetic pole of what a genius Virgil is, how he expresses ‘deep’ and ‘universal’ truths. How these truths anticipate the ‘universal truth’ of Christianity. How he encapsulates all time, how he understands all types of people. This is, to be blunt, an inadequate mental system or ideology with which to describe such a vast multifaceted work of art. It is sentimental because it keeps relapsing back into the same comforting hymns of praise. Often JK’s introduction reads like a eulogy. It is more compliments than criticism, in any analytical sense.]

JK picks two moments which distinguish the two protagonists: Turnus holds a bowl of water and it boils over into steam. He is too fiery. Aeneas hold a bowl of water and it reflects rays of light off it; as the water settles the rays settle. Turnus is described as emitting flames and sparks when he gets ferocious for battle. He will burn bright and burn out.

JK points to the many descriptions of dawn or nightfall to illustrate how Virgil used the same basic event but cast it in an infinite variety of words, the start or endings of words being chosen for their sound and how they complement similar words nearby.

Virgil employed several types of rhythm, some governed by long and short syllables, some by stress accents, some by vowel sounds. The delicate interplay of these different systems across numerous lines creates ‘the music of Virgil’.

The translator knows more than anyone that Virgil’s art is subtle because it is often difficult to understand exactly what he means. Often his elliptical and allusive statements need to be expanded in prose in order to convey the full richness of implication and the challenge for the translator is knowing when to hold back and not fully explicate the allusions or implications which he is aware of.

JK tells us Virgil is capable of great variety of tone from ‘apocalyptic majesty’ to a ‘still, small voice’ [characteristic of JK to use a Christian phrase]. Virgil’s general tone is of dignity and formality but he sometimes uses colloquialism and, rarely, something like slang.

The aim of JK’s translation is to let the story tell itself in an impersonal English, removing his own personal style as much as anyone can. But oddities are sometimes permitted because Virgil himself is sometimes ‘odd’. In his day, using Latin for literature was still experimental and hadn’t become as smooth as it was to be even a generation later, for Ovid, for example. It is hard to know exactly how some of the unevennesses in his poems were received in his time, and so difficult to know exactly how to translate them in modern English.

Suddenly JK switches tack from a narrow consideration of Latin style to consider the poem’s place in the entire Western tradition. He announces that the Aeneid was the principle and best known secular book in the Western world. Soon after his death, Virgil began to be worshipped as a divinity. He was awarded a place in Christian worship and art as soon as such things came to be arranged. His imagery in the Eclogues – the picture of a shepherd sitting under a tree piping love songs – influenced every European literature.

The compactness of some of Virgil’s sayings led to the Sortes Vergilianae, where people opened a page of Virgil at random and place their finger blindly on the text and then interpreted its secret meaning. Apparently, Charles I did this before the Battle of Naseby.

On the final page JK’s introduction collapses into hero-worshipping cliché and waffle. ‘The power of Virgil’s poem is like a seed in the ground pushing up into the light; and it is still growing‘ – the force of that last clause meant to convey the impression that the author is ‘still growing’ with it, as if he is part of this great triumphal procession. This is high-sounding bilge.

JK notes that some critics, even in Virgil’s day, wrote against him – this could be interesting if JK quoted any of them and explained what Virgil’s critics said against him, but instead JK collapses into inexcusably weak poetic prose, here, as throughout his introduction, preferring his high-sounding references and allusions to any solid ideas or analysis. Yes, there have been critics of his adored hero, but:

disparagement of Virgil’s overwhelming reputation has always sooner or later collapsed like the walls of Jericho.

This is brainless hero worship. JK compounds this descent into humanistic hogwash by saying it is likely that ‘Virgil, the poet of fidelity, still likes mankind’s fidelity to him‘. This is dire sentimentality devoid of meaning or interest.

In the short introduction to his thorough and useful glossary (pages 343 to 361) JK makes the interesting point that the Aeneid contains nearly 900 names, most of them names of human beings or divinities, though many are place names. Typical of JK not to be precise enough to say how many in each category, which might have led onto interesting analysis. Interesting but doesn’t follow through.

Summary

Over-ripe, out-of-date impressionistic tripe, all-too-pleased with the sound of its own references (the walls of Jericho etc), while palming the reader off with hardly any hard ideas and a dogged determination to make Virgil sound like a gentle, high-minded spiritualist instead of the far more complex, contradictory, daunting and unpleasant poet he actually is, Jackson Knight’s introduction is a typical slice of the high-minded tripe which dominated conservative criticism in the 1950s and 60s.


Roman reviews

Crossroads of Freedom: Antietam, the battle the changed the course of the American Civil War by James M. McPherson (2002)

The 160 pages or so of this tidy little book are like a pendant to ‘Battle Cry of Freedom’, McPherson’s vast 860-page history of the Civil War Era, which I have reviewed at length.

Crossroads of Freedom is part of a series called Pivotal Moments in American History. In his introduction McPherson says that, as you might expect, there were numerous important moments in the American Civil War, before going on to explain why he thinks the Battle of Antietam on September 17, 1862 justifies his focus.

Why Antietam?

Closest the South ever came to victory

In a nutshell it’s because Antietam was the closest the South came to taking Washington DC, an event which would have not just demoralised the North and possibly fatally weakened its army. Far more importantly, it would have a decisive step toward achieving the South’s primary war aim which was Recognition by the International Community. The French followed Britain’s lead and Britain hesitated to recognise the South as a separate nation until it proved itself economically viable and secure. Seizing the opponent’s capital city would have been the most dramatic proof possible that the Confederacy was indeed a nation in its own right. And Antietam was the closest they came. And they failed.

Robert E. Lee’s army of Northern Virginia lost about a quarter of its number and he decided to abandon the attempt to take the capital and withdrew back into Virginia. The South’s defeat at Antietam not only weakened them militarily, but also psychologically. Despite two and a half more years of war and many more victories on their own soil, they would never again come so close to striking one decisive blow.

The war for freedom

A year earlier President Lincoln had begun seriously considering declaring that one of the North’s war aims was to liberate the South’s slaves and abolish slavery as an institution, but had decided not to do so so as not to jeopardise the uneasy allies in the Northern Camp such as some factions in the so-called borderline states (for example Missouri and Kentucky) and the entire Democrat Party (Lincoln and the American government when the war broke out, were Republican).

Republican President Abraham Lincoln

The crushing defeat of the South’s forces at Antietam emboldened Lincoln to go ahead and make his declaration, on 1 January 1863, converting the war from one which merely wished to reincorporate the rebel states back into the Union to an all-out attempt to crush the South, to abolish the central element of its economic system, to abolish slavery and completely remould the South on the model of the free market, capitalist North.

Casualties

In fact the most consistent argument McPherson uses is the appalling casualties of the battle. A staggering 23,100 men were wounded, killed or missing in action during the battle. In a move which made sense in 2002 when the book was published, but itself looks like a historical curio, McPherson opens his text by comparing the estimated 6,000 deaths at Antietam (September 17 1862) to the (then) recent atrocity of September 11 2001, when 2,997 died; and goes on to point out that the number of casualties at Antietam was four times greater than American casualties on the Normandy beaches on D-Day Jun 6 1944, more than the war casualties of every other war the US fought in the nineteenth century put together (the War of 1812, the Mexico-America War, the Spanish-American War and all the Indian wars). It was ‘the bloodiest day’ in American history.

‘No tongue can tell, no mind can conceive, no pen portray the horrible sights I witnessed.’ (Pennsylvania soldier in his diary, quoted on page 129)

So those are the reasons McPherson adduces for choosing the Battle of Antietam as his ‘Pivotal Moment in American History.’

What is Antietam?

Antietam is a small river which runs south through Maryland into the River Potomac near the hamlet of Sharpsburg. The battle took place across the river in the sense that some of the largest casualties occurred when Union troops attempted to cross narrow bridges or ford the 30 metre-wide river. The North refer to it as the Battle of Antietam, the South the Battle of Sharpsburg.

It is pronounced Ant-eat-em, or, in American, Ant-eed-em.

Key learnings

Secession not civil war

In a sense it wasn’t a civil war. A civil war breaks out all over a country, for example in Britain in the 1640s where the Roundheads sought to overthrow Charles I’s rule over the nation. So that was a struggle between competing factions for control of one nation.

The American ‘civil war’ was more a secession. The 11 southern slave states seceded or withdrew from the nation called the United States and declared themselves a new country, with a new capital at Richmond Virginia, a new flag, and a new president, Jefferson Davis.

Confederate President Jefferson Davis

It was more comparable to events in other post-colonial countries where a province wanted to secede but the central government fought a war to hang onto and control the seceding territory, for example Biafra in Nigeria or Eritrea seeking independence from Ethiopia, the struggle of South Sudan to become independent of North Sudan, and so on.

This meant that, militarily, the North had to conquer the South in order to force it back into the country called the United States – which in practical terms meant seizing the Southern capital, Richmond, ideally along with its government – whereas all the South had to do was maintain its territorial integrity i.e. sit back and repel the North’s attacks.

As with many secessions the impartial observer is tempted to ask, Why not? Why shouldn’t Biafra seceded from Nigeria, Eritrea from Ethiopia or the Confederate states from the Union?

President Abraham Lincoln thought he had been elected president of all of America and it was his duty to maintain the nation’s integrity. He thought the South must be compelled to return back into a state they wished to leave. It’s very tempting to ask, Why?

Expansion West – would the new states be slave or free states?

One reason may have been that the US was a very unfinished nation, with most of the Western half of the continent far from settled, with much of it divided into territories which had yet to attain the legal status of ‘states’. At the time of the war the US consisted of 34 states i.e. 16 of today’s 50 states did not yet legally exist.

Therefore it wasn’t an act of secession taking place within a fixed and defined territory. Above all, the chief cause of the war was whether the new states being defined to the West – states such as Kansas, New Mexico, Arizona and so on – would be slave states of free states.

The American Civil War was a war fought against the expansion of slavery into the territories acquired after the Mexican-American War. It was not about the moral rectitude of Lincoln or the North. Although he personally found slavery abhorrent, he believed in the innate superiority of the white race. His paramount goal was not the freedom of over four million black slaves but to save the Union at all costs. He once said:

‘My paramount object in this struggle is to save the Union, and it is not either to save or destroy slavery. If I could save the Union without freeing any slave I would do it; and if I could save it by freeing all the slaves, I would do it; and if I could save it by freeing some and leaving others alone, I would do that. What I do about slavery and the colored race I do because I believe it helps to save the Union, and whatever I forbear, I forbear because I do not believe it would help to save the Union.’

(quoted on Richard Lawson Singley’s blog)

So it was not only a struggle to define what the country called the United States would consist of in the 1860s, but the result would determine whether the just-about-to-be-created states would belong to the existing union or join the Confederacy. In one sense the North and the South were fighting over who would own the West.

By ‘own’ I mean which social and economic model the Western states would adopt, slavery or non-slavery. Both sides were determined that the about-to-be-created states should adopt their social and economic system. You can see why this was a really fundamental problem which was almost impossible to decide by political means.

How the expansion of slave states would permanently alter the political balance in the US

Moreover it had a direct impact on the nature of the politics of the USA. Each American state sent two senators to the Senate, regardless of population. Therefore, there was a naked power struggle whenever a new state was admitted to the Union as to whether its two senators would be pro or anti slavery, the decision of each state threatening to upset the very finely tuned balance of power between slave and anti-slave states in Congress.

American politicians managed to defer the multiple aspects of the issue from the 1830s through the 1850s but as the nation expanded westwards it became ever-more pressing, until the series of expedients and compromises were finally exhausted by the start of 1860 and the election of President Lincoln brought the issue to a head.

International recognition

Because it was more of an act of secession than of civil war explains why the issue of international recognition was so important. At that time the ‘international community’ more or less amounted to Britain, led by the wily 70-something Lord Palmerston, and France, led by the buffoonish Emperor Napoleon III. McPherson brings out how vital it was for the South to demonstrate to Britain in particular that she was a viable independent nation. To do that she had to repel Northern attacks and, ideally, win victories herself.

McPherson describes in some detail the diplomatic manoeuvring in London where both North and South had ambassadors working at every level of the British government to sway it to its side (Charles Adams for the North, James Mason for the South).

James Murray Mason, one-time senator for Virginia and Confederate emissary to London (he wasn’t officially recognised as ambassador) where he tirelessly lobbied for British recognition of the Confederacy

By and large the British establishment, the aristocracy and the better off middle classes, supported the South. This was not out of love for slavery, for most Britons had long been against slavery, having fought a long campaign for the abolition of the slave trade at the turn of the nineteenth century and then the abolition of the legal status of ‘slave’ throughout the British Empire in 1833. Britons and prided themselves that the Royal Navy patrolled the world’s oceans to combat slavery.

No, on the whole Britain’s ruling classes favoured the South for three reasons:

  1. fear of North America’s growing industrial and economic power, combined with dislike of the North America’s crude, no-holds-barred industrial capitalism
  2. a preference for a romanticised view of the more ‘leisurely’, agricultural society of the South, which airbrushed out the slaves sweating in the fields, or chose to believe Southerners’ preposterous claims that the slaves benefited from their enslavement. (The many, many statements by Southern politicians explaining why the slaves loved their slavery or benefited from it, have to be read to be believed.)

The third reason was cruder. The core of Britain’s industrial revolution had been breakthroughs in powering and managing the textile trade and this relied entirely on cotton imported from the American South. It was in Britain’s clear economic interest to support the South. Hence McPherson is able to quote liberally from The Times newspaper which wrote numerous editorials sympathising with the Confederate cause.

But ultimately, the great prize the Confederacy sought, recognition by Britain, boiled down to the decision of one man, savvy old Lord Palmerston, and McPherson quotes conversations between the man himself and advisers or members of his cabinet or ambassadors for either side in the war, in which the canny Lord delays and prevaricates and insists he just needs to see a bit more proof that the South is a viable, standalone state.

In the autumn of 1862 his own Chancellor of the Exchequer, William Gladstone, started a cabinet debate on whether Britain should intervene. Like many in the British ruling class, Gladstone favoured the Confederacy (in fact his family wealth depended on slavery in the West Indies). The strongest argument for British intervention was humanitarian, to try to bring to an end the increasingly horrifying levels of bloodshed.

This was something the Confederates devoutly wished for, since it would place them on the same legal status as the North and amount to international recognition of their independent statehood.

But while personally sympathetic to the South, Palmerston killed Gladstone’s suggestion and maintained his temporising position right till the end of the war in April 1865, dying a few months later in October 1865, having maintained Britain’s good relations with the state that ended up winning, Lincoln’s North.

Types of freedom

In the introduction and in passages throughout the book McPherson explores the idea that the war was about different definitions of ‘freedom’.

The South was not totally incorrect in describing the North’s approach as a kind of tyranny i.e. trying to keep the 11 Confederate states inside a country they had all elected to leave. On this view the Confederacy was fighting for the principle of the states’ freedoms to choose their own laws and social systems according to the wishes of the local people and in defiance of central, federal power. Hence you read no end of rhetoric in southern newspapers and southern speeches about their aim to be free of despotism, escape the heel of tyranny, achieve deliverance and so on.

This view underplayed two factors:

One was the issue defined above, that the war wasn’t just about the present, but about the future, because whoever controlled the Western states was set to, ultimately, emerge as the larger and more powerful player in the divided continent. I.e. it wasn’t pure tyranny on the North’s part. In a roundabout way it was about the long-term survival of the North’s view of what the 1777 revolution had been about.

The second is the one you hear more about in these woke times, which is the breath-taking hypocrisy of Southern politicians, writers, soldiers making fancy speeches about ‘freedom’ while basing their entire economy and society on the forced labour of some 4 million slaves.

McPherson lists some of the twisted logic this led Southern politicians and commentators into:

  • some denied that there was anything wrong with slavery, declaring that Africans were happier being mentored and tutored by their superiors
  • some declared slavery as old as the Bible and justified by God
  • others bluntly said the slaves were not fully human and so couldn’t enjoy rights and freedoms reserved for whites

Any way you cook it, Southerners tended to downplay slavery, preferring to emphasise the ‘nobility’ of their fight for independence and play up the same kind of ‘freedom from tyranny’ which their great grandfathers had fought the British to achieve.

By contrast Northerners had at least two definitions of freedom. One was the obvious one of anti-slavery which associated the South as a culture of slavery and oppression. The other was a more complicated notion around the idea that no democratic nation can afford to be held hostage by the extreme views of a minority, in this instance the insistence on slavery of 11 states continually bogging down the political process of the other 23 states. It was freedom for the elected government to enact the policies it was elected for, without the endless filibustering and obstructing of the South.

Around page 100 I came across a variation on this idea, which is the notion that the government of a country cannot be held hostage by the continual threat that any region of the country which doesn’t like this or that policy will simply secede and walk away. Two things.

  1. This obviously threatens the very notion of the integrity and identity of a country (cf modern Spain’s refusal to countenance the independence of Catalonia, which would be fine for Catalans but seriously weaken Spain as a country).
  2. With each of these potential splits a nation becomes smaller, weaker and more unstable.

I was struck by the editorial in the New York Herald which pointed out that if the North gave in to secession, where would it end? The entire nation might fragment into a pack of jostling states which would fall prey to instability, rivalry, wars and weak government like the nations of South America. If the North lost Maryland (which Robert E. Lee’s army invaded in September 1862), he thought the North might:

be broken up…not into two confederacies, but into ten or twenty petty republics of the South American school, electing each a dictator every year at the point of the bayonet and all incessantly fighting each other.’ (quoted on page 102)

So that’s why the book is titled ‘Crossroads of Freedom’ – because, seen from one angle, the entire war was fought to decide whose definition of ‘freedom’ would triumph. And McPherson designates the Battle of Antietam ‘the crossroads of freedom’ because it was, in his opinion, the decisive moment in the war, the crossroads at which men died in huge numbers to contest these definitions of ‘freedom’ and out of which a massive new definition of freedom, the emancipation of all the slaves, emerged.

Emancipation of the slaves

A casual acquaintanceship with the history of the American Civil War and Abraham Lincoln leads many to think that war was fought about the issue of slavery and led directly to the emancipation of the slaves.

Slave owners disciplining their belongings

A closer reading of events teaches you that Lincoln resisted making emancipation the central issue for several years. This is because of the time-honoured, central nature of democratic politics in a large state, which is that to form a government which can pass laws and get things done you always have to form coalitions of interest. And so Lincoln was reluctant to make emancipation the central issue because:

  • he knew it would alienate many Democrats even in the North (Lincoln was a Republican)
  • it would alienate slave owners in the all-important borderline states between the Union and the Confederacy
  • it would spur the Confederacy to fight harder

One of the things that emerges most clearly from McPherson’s account is how it was a series of Confederate victories in the summer of 1862, with much loss of life on the Northern side that finally made Lincoln decide he had to ‘take off the gloves’ and go all out to win the war by any means possible. In this regard the declaration that the North would emancipate the slaves, while it contained a humanitarian motive, was also motivated by Realpolitik. It:

  1. acknowledged the reality on the ground where more and more Afro-Americans were fleeing their bondage to the nearest Northern armies where they were happy to volunteer to work as cooks and ancillary staff or be drafted into a fighting regiment
  2. put clear blue water between the two sides and their war aims
  3. unequivocally seized the international moral high ground

It marked a Rubicon. Previously Lincoln, many in his cabinet, many soldiers and civilians had hoped there could be some kind of reconciliation. The initial declaration was announced on 22 September, 1862, just five days after the battle of Antietam, and gave the South 100 days to return to the Union or lose all its slaves. The South rejected the offer and so Lincoln made the second and definitive declaration on 1 January 1863. Now it would be a war to the death, a war of conquest and domination.

Details

War aims

War aims always escalate. Abraham Lincoln reluctantly engaged in the war with the relatively narrow aims of securing US government property and ensuring its excise taxes were collected. That is why the commencement of the war with the Confederates attacking Fort Sumter near Charleston, South Carolina by the South Carolina militia was so symbolic. Fort Sumter was held by forces loyal to the North but was clearly on Southern soil. The questions of who should control it, whether the Union garrison should abandon it and ship north or hold onto it as a legitimate property of the US government went right to the heart of the issue of whether a new government (the Confederacy) existed and what rights it had.

Anyway, back to the escalation theme: For the first 2 years Lincoln repeatedly promised that if the South returned to the fold, all would be forgiven and nothing would be changed. McPherson’s account covers the period during which the Republican government realised that it couldn’t win this conflict by cajoling and coaxing, that it had to ‘take off the kid gloves’ (a phrase McPherson tells us quickly became an over-used cliché) and fight the Confederacy with every tool at his command.

It’s in this context that must be understood the proclamation of the emancipation of the slaves on 1 January 1863. It marked a seismic shift in the North’s war aims from merely reincorporating the South ‘as before’, leaving it its own institutions and laws, and a new, thorough-going determination to destroy the central pillar of the Southern economy, slave labour, and remould the South in the North’s image.

‘Contraband’

As soon as war broke out slaves began running away from their Southern masters, fleeing to the nearest Northern centre or garrison. Northern generals in some regions let them stay, others insisted on returning them to their Southern masters. On 23 May 1861 an event took place which slowly acquired symbolic and then legal significance. Major General Benjamin Butler, commanding Union forces at Fort Monroe, Virginia, refused to return three runaway slaves who had arrived at the fort. Butler argued that, since their former owner was in revolt against the United States, his slaves could be considered ‘contraband of war’ and so were not subject to return.

General Butler refuses to return three slaves who have escaped to Fort Monroe in what came to be seen by both sides as a symbolic moment

Butler’s opinion on this issue eventually became Union policy. Two Confiscation Acts were passed by Congress in 1861 and 1862 by which all slaves used by the Confederate military for transportation or construction work could be freed if captured by Union forces. As these populations increased they were put to work behind the lines, working as labourers, teamsters (‘a person who drives teams of draft animals’), servants, laundresses, or skilled craftsmen, as well as serving as scouts, spies, soldiers or sailors. Some were recruited into all-black military units.

This explains why term ‘contraband’ came into widespread use to describe escaped slaves at the time but I admit I was surprised that it seems to be widely used by modern historians including McPherson. In these sensitive times I’m surprised that it hasn’t been replaced by a less derogatory and objectifying term such as ‘runaway slaves’.

Race war

Threaded throughout the book is the contemporary concern among Americans of both sides and even foreign commentators, that liberating the South’s slaves would lead to a Race War. Many sensible people thought the civil war would be followed by a much bigger struggle of white against black which would engulf the whole continent. Although this seems mad to us, now, we must understand that it was a real concern at the time and added to the reluctance of even very intelligent people to support unqualified emancipation.

‘“Abe Lincoln’s Last Card’, a cartoon in the British magazine, Punch, showing a ragged and possibly devilish Lincoln playing the ’emancipation card’ against a confident Confederate with the aim of detonating the powderkeg which the table is resting on, implying that the Emancipation Proclamation was a desperate and cynical move by a defeated North designed to spark a bloody insurrection. (The cartoon is by John Tenniel, famous for illustrating the Alice in Wonderland books.)

In the event we know that what followed was nothing like a ‘race war’; instead black people in America were to suffer a century of poverty, immiseration and discrimination until the Civil Rights Movement of the 1960s began to effect change.

Illustrations

And it has pictures, lots of them: 17 contemporary photos of key players in the drama including Union President Abraham Lincoln, the ex-slave and writer Frederick Douglas, the great generals George B. McClellan, Robert E. Lee and Ulysses Grant, the diplomats James Mason and Charles, the Secretary of State for War, the ironclad USS Cairo and so on.

Frederick Douglas who pressed Lincoln in 1862 to turn the war for Union into a war for freedom

And photos taken after battle by enterprising documentary photographers from New York such as Alexander Gardner to feed the newspapers. (McPherson informs us that America at this date had more newspapers per capital than any other country in the world.)

The war dead look like the war dead everywhere, same as in photos of the Indian Mutiny (1857) or the Crimean War (1853 to 1856), after the Boxer Rebellion (1899 to 1901) or the Boer War (1899 to 1902) let alone the calamitous wars and genocides of the 20th century. In all of them human beings are reduced to a compost heap of rags and putrefying flesh. Death reveals there is no mystery to human life. To the earth we return after a short period of preening, just like all the other organisms on the planet.

Confederate dead lying in ‘Bloody Lane’ after the intense fighting there at midday 17 September 1862

There are some 14 newspaper etchings and illustrations, of historic and dramatic scenes such as Commodore Farragut’s fleet passing the Confederate forts below New Orleans on 24 April 1862, specific incidents during the battle itself, and newspaper cartoons and caricatures of politicians.

And, crucially, there are maps, seven beautifully drawn and beautifully reproduced maps which help you make sense of the complex military manoeuvres and operations between Spring and September 1862, the period the book really focuses on.

This is a beautifully written and beautifully produced book which helps you follow the build up to the battle in detail but also interprets the meaning and significance of events in a highly intelligent and thought provoking way. 10 out of 10.

A video

Here’s a handy video which summarises the whole thing in 5 minutes.


Other posts about American history

Origins

Seven Years War

War of Independence

Slavery

The civil war

Art

The Jew of Malta by Christopher Marlowe (1589)

‘But I perceive there is no love on earth,
Pity in Jews, nor piety in Turks…’
(Abigail, after learning her father conspired to get her true love murdered)

Provenance

First recorded performance: 26 February 1592, by Lord Strange’s acting company.

First published: 1592.

Earliest extant edition, 1633. This was published to coincide with a revival of the play, which included a performance before King Charles and his wife Queen Henrietta Maria, for which a new prologue and epilogue were written.

Full title: The Famous Tragedy of the Rich Jew of Malta. Note that, although the 1633 quarto divided the play into acts, it wasn’t divided into scenes, there were no indications where scenes were set, or which bit of dialogue were asides to the audience. All of these were added by the Reverend Alexander Dyce in his 1876 edition of the plays, and have been copied by most modern editors.

Like Tamburlaine, the Jew has a large cast of 25 speaking characters, plus numerous unnamed citizens of Malta, Turkish janizaries, guards, attendants and slaves. In other words, it was a theatrical epic, in its day.

Executive summary

The Governor of Malta seizes the wealth of all Jewish citizens to pay the Turks not to invade. In revenge the richest Jew in Malta, Barabas, designs a barrage of retaliation against the governor, helped by his slave, Ithamore.

Barabas’ murderous deeds include:

  • getting the governor’s son killed in a duel
  • terrorising his own daughter, who joins a nunnery for safety but is afterwards poisoned by her father, along with the entire nunnery
  • the strangling of an old friar and the framing of another friar for the murder
  • poisoning his servant Ithamore when he deserts him, along with the prostitute and her pimp, who had threatened to expose him

Finally, Barabas betrays the entire population of Malta by helping the Turks conquer Malta Town, but he is then outwitted when the Christian governor turns the tables on him, leaving him to burn alive in the trap he had set for the Turks, but is led to fall into himself. Subtle, it ain’t.

Historical fact check: Barabas and Ferneze are fictional characters, there never was a Jew of Malta or a governor of that name. Malta never fell to the Turks, and never paid them tribute. The entire storyline is a product of the playwright’s imagination.

The play

Prologue

The ghost of Machiavelli introduces Barabas, the Jew of Malta. In Marlowe’s time there were only a few hundred Jews in London. They were better known from popular stereotypes of greed or cunning than from personal contact.

It is appropriate, then that one stereotype of cunning is introduced by another. Niccolò Machiavelli (1469 – 1527) was an Italian Renaissance diplomat, philosopher and writer best known for The Prince, a handbook of statecraft which eschews any notions of religion or morality in favour of hard-nosed advice about what actually works when it comes to ruling a state. Machiavelli’s attitude is typified by these lines from the prologue:

I count religion but a childish toy,
And hold there is no sin but ignorance.

Machiavelli’s bluntness and his rejection of Christian morality, in an age drenched in Christian values, caused his name to be associated with complex and unscrupulous scheming – as it has remained, right down to the present day.

Might first made kings, and laws were then most sure
When, like the Draco’s, they were writ in blood.

Anyway, the ghost of Machiavelli introduces Barabas as one of his own – an amoral, cunning schemer.

Act 1

Scene 1

Barabas is counting his wealth. He envies factors for the rich mines of India, and the Moors who (according to legend) simply have to bend down to pick rare stones from the earth. This opening scene establishes Barabas as very rich, very greedy, and the possessor of a Marlowe-sized imagination, rich with exotic and evocative names and visions of boundless riches.

Give me the merchants of the Indian mines,
That trade in metal of the purest mould;
The wealthy Moor, that in the eastern rocks
Without control can pick his riches up,
And in his house heap pearl like pebble-stones,
Receive them free, and sell them by the weight;
Bags of fiery opals, sapphires, amethysts,
Jacinths, hard topaz, grass-green emeralds,
Beauteous rubies, sparkling diämonds,
And seld-seen costly stones of so great price,
As one of them, indifferently rated,
And of a carat of this quantity,
May serve, in peril of calamity,
To ransom great kings from captivity

And of course Barabas’s occupation is a trader in the rarest, most precious jewels, clothes and valuables in the world, so it is an open invitation for reams of Marlovian sensual luxury.

Two merchants come to tell Barabas his ships have arrived from various destinations, including Egypt via Cyprus, bearing rich goods. When they leave he soliloquises on how much more successful the practical Jews are than faithless Christians, name-checking a number of other Jewish millionaires, saying he’d rather be hated as a Jew and be rich, than be accepted as a Christian and be poor.

Three Jews arrive to tell the ominous news that an embassy of Turks has arrived to see the governor and that all the island’s Jews are summoned to the senate house. Barabas assures them they are wrong to have misgivings. When they exit, he continues to tell himself that the Turks and Maltese are at peace, so there will be no trouble. And even if there is, he is only concerned about himself and his daughter.

The scene establishes what will become a format of the play which is the many times Barabas is talking to someone saying one thing – but then makes an aside to the audience in which he reveals he is thinking something quite different.

Scene 3. The senate house

The Turkish leader, the Sultan’s son Selim Calymath, makes it clear to the governor of Malta, Ferneze, that they demand ten years worth of tribute – a hundred thousand crowns. Ferneze begs a month to raise it and Calymath agrees, leaving with his retinue.

The governor calls in the island’s Jews, explains Calymath’s extortion and says he is going to raise the lion’s share of it by mulcting them, demanding half their estates. He is quite venomous about it:

SECOND KNIGHT: Have strangers leave with us to get their wealth?
Then let them with us cóntribute.
BARABAS: How! equally?
GOVERNOR FERNESE: No, Jew, like infidels;
For through our sufferance of your hateful lives,
Who stand accursèd in the sight of Heaven,
These taxes and afflictions are befall’n,
And therefore thus we are determinèd. −

So the Christians put up with the Jews but not far beneath the surface hate and despise them. The Governor announces he will confiscate half the Jews’ wealth and anyone who hesitates will a) be forced to convert to Christianity and if they still hesitate, b) all their goods will be confiscated. The other Jews immediately say they’ll surrender half their wealth, but Barabas is outraged, criticises them and tries to haggle with the Governor. Who promptly orders all Barabas’s wealth to be confiscated!

When he protests at this, one of the governor’s knights the governor’s entourage consists of members of the Order of the Knights of St John) suggests they confiscate Barabas’s house and turn it into a nunnery, which the Governor immediately accepts and orders.

The governor and his officials exit and Barabas sinks to his knees to call down a world of vengeance upon them. The other Jews tell him to reflect on the story of Job but Barabas dismisses it, saying he was vastly richer than Job, has lost more, is hugely more inconsolable.

Scene 4

Barabas’s daughter Abigail comes to meet him. She is in tears, she has heard the bad news. He reveals a secret – he had hidden quite a lot of wealth away. But Abigail tells him they have already confiscated the house and started to convert it into a nunnery! Barabas laments his lost gold and jewels, pauses, then comes up with a Cunning Plan. Abigail will convert to Christianity, enrol as a nun and, once she’s in, pull up the floorboards under which the loot is hidden, and return with it to her father.

Abigail agrees but doubts whether she can carry it off. Confidence is all, her father tells her. They exit.

Enter Friar Jacomo, Friar Barnardine, Abbess, and a Nun. They have barely made a few remarks about the new nunnery before Abigail re-enters, identifies herself as the daughter of the Jew, and begs forgiveness, penitence and asks to be enrolled in the order. Improbably the friars and abbess agree.

At which point Baraba re-enters and puts up a pretence of being appalled that his daughter is going over to the enemy. He curses and anathematises her as the Christians try to intervene, but interspersed between his curses, Barabas whispers instructions on how to find the floorboard with the secret mark and find the treasure. They all leave the stage.

Enter Mathias, a young man who, we soon learn, is in love with Abigail and dejected to see her going off to a nunnery. His friend Lodowick enters – who just happens to be the governor’s son – and asks Mathias why he’s in the dumps, allowing Mathias to explain at length his love for Abigail. While he does so, he reveals that she is scarce fourteen-years-old. Lodowick says that if she’s as beautiful as his friend claims, it would be good to visit and see her. They exit.

Act 2

Scene 1. Before the House of Barabas, now a Nunnery

Enter Barabas who explains a) that it is night but he can’t sleep, and b) he’s awaiting a signal from Abigail. Enter Abigail, obviously in the balcony of the theatre, where she describes: finding the floorboards, digging up the treasure, coming to the window, whispering to her father waiting below, then throwing him the bags of gold, at which he rejoices and praises her.

Scene 2. The Council House

The Governor interviews the Spanish captain – Martin del Bosco – of a ship recently docked in the harbour who describes how his ship was set upon by Turks, how they fought them off and seized one of their ships, whose crew they have come to Malta to sell as slaves.

The governor initially says no, because he is afraid of the Turks, but some of his advisors encourage del Bosco to shame the governor, to tell him not to submit to the Turks, specially after their recent capture of Rhodes (seized from the order of the Knights of St John in 1523).

Del Bosco succeeds in firing the governor’s fighting zeal. He offers to write to the king of Spain for help. Ferneze appoints him military ruler of the island and challenges the Turks to do their worst. If necessary, like the garrison on Rhodes, they’ll fight and die to the last man.

Scene 3. The market place

Two officers are lining del Bosco’s captured men up to be sold as slaves. Enter Barabas who tells us he has used the gold to buy a house as big as the governor’s and his daughter has left the convent. He tells us he hails from Florence where he learned to bow and fawn and curtsey to faithless Christians and then to spit into their collecting bowls.

Enter Lodowick and he and Barabas engage in a stylised conversation in which Lodowick asks whether Barabas has a diamond, and Barabas replies, yes a pretty one – by which they both mean Abigail – the dialogue being interspersed with Barabas’s bitter vengeful asides to the audience in which he reveals what he’d really like to do to the governor’s son i.e. poison him.

Having mutually agreed to rendezvous later, Lodowick now accompanies Barabas to the slave market, where they size up the merchandise and chat to the selling officers. He rejects one costing 200 crowns, not least because he looks fit and healthy so will cost a fortune to feed, instead buys a leaner one, from Thrace, named Ithamore, for 100 crowns. Aside to the audience Barabas explains that he is buying the slave solely to further his plans of revenge!

Enter young Mathias and his mother to the slave market, and discuss the wares. We now learn that Barabas knows his daughter and Mathias are in love but plans to foil their love. Nonetheless, he enjoys leading Mathias on. Everyone exits, leaving Barabas alone with Ithamore. Barabas tells him, if he is to please his master, he must forget the Christian virtues of ‘Compassion, love, vain hope, and heartless fear’ and lose pity. He goes on to give a magnificent speech describing his own biography.

As for myself, I walk abroad o’ nights,
And kill sick people groaning under walls:
Sometimes I go about and poison wells;
And now and then, to cherish Christian thieves,
I am content to lose some of my crowns,
That I may, walking in my gallery,
See ’em go pinioned along by my door.
Being young, I studied physic, and began
To practice first upon th’ Italian;
There I enriched the priests with burials,
And always kept the sexton’s arms in ure −
With digging graves and ringing dead men’s knells:
And, after that, was I an engineer,
And in the wars ‘twixt France and Germany,
Under pretence of helping Charles the Fifth,
Slew friend and enemy with my stratagems:
Then, after that, was I an usurer,
And with extorting, cozening, forfeiting,
And tricks belonging unto brokery,
I filled the gaols with bankrouts in a year,
And with young orphans planted hospitals;
And every moon made some or other mad,
And now and then one hang himself for grief,
Pinning upon his breast a long great scroll
How I with interest tormented him.

There’s nothing like a good stage villain. You can imagine the actor taunting the Elizabethan audience, who enthusiastically booed him and threw rotten tomatoes. Boo, hiss, villain! And it turns out that Ithamore is a perfect match. When Barabas asks how he has spent his life, Ithamore gleefully replies:

Faith, master,
In setting Christian villages on fire,
Chaining of eunuchs, binding galley-slaves.
One time I was an hostler in an inn,
And in the night-time secretly would I steal
To travellers’ chambers, and there cut their throats:
Once at Jerusalem, where the pilgrims kneeled,
I strowèd powder on the marble stones,
And therewithal their knees would rankle so,
That I have laughed a-good to see the cripples
Go limping home to Christendom on stilts.

He was raised in Arabia and has served the Turks till his recent capture, so it appears Ithamore is a Muslim i.e. a) like Barabas, an enemy of Christians and b) circumcised. ‘We are villains both; Both circumcisèd; we hate Christians both.’

Scene 4

Now they are in front of Barabas’s new house and enter Lodowick to keep his appointment. Barabas lets him into the house and orders his daughter to entertain him. (In asides he whispers to Abigail to pretend to Lodowick she is in love with him, to lead him on, she protests it is Mathias she loves, Barabas orders her to do it. He plans to kill them both [Lodowick and Mathias]).

Enter Mathias and Barabas play acts that he supports his suit for his daughter’s hand but is having a hard time fighting off Lodowick. Only recently he snuck into his house to see Abigail. He tells Mathias to hide and watch. They both watch Lodowick come out of the house hand in hand with Abigail, as if in love. Mathias makes to draw his sword and kill him, but Barabas says ‘not in my house; contain your wrath; there will be other occasions’ and Mathias exists, mighty angry.

Lodowick sees him depart, asks Barabas about him, who explains that Mathias is mad with jealousy and plans to kill him (Lodowick). He encourages Lodowick’s suit for Abigail, and tells her to continue pretending to be in love with him, doing so in strongly anti-Christian phraseology, which is designed to play up the Christian audience’s stereotypes of wicked Jews, describing Lodowick as:

This offspring of Cain, this Jebusite,
That never tasted of the Passover,
Nor e’er shall see the land of Canaan,
Nor our Messias that is yet to come;
This gentle maggot, Lodowick, I mean

And as to the ‘morality’ of the situation:

It’s no sin to deceive a Christiän;
For they themselves hold it a principle,

Abigail promises herself to Lodowick – then immediately turns to the audience and shares her regret. (This happens throughout the play, it’s one of its leading features – the very high amount of speaking aside, to let the audience hear a character’s true feelings of intentions, as opposed to what they say.)

Lodowick is puzzled why Abigail looks pale and faint. His doubts vanish when he sees that villain Mathias enters and makes as if to attack him. Barabas tells him to hold and leave, while he (Barabas) sorts out the situation. Barabas then tells Mathias that he – Barabas – just saved his life from the incensed rival, Lodowick. He encourages Mathias to attack Lodowick next time he sees him.

Barabas is, as we can see, adopting the role of impresario which emerges clearly as the central role in the city comedies of a decade later, written by Ben Jonson and colleagues – in which the play itself contains a trickster figure who concocts ever-more elaborate scams and schemes to humiliate or punish other characters.

Abigail has witnessed all this and has, of course, played a lying part, deceiving Lodowick. Now she bursts into tears and asks her father why he’s setting the two young men against each other. Barabas orders Ithamore to put her in the house which he does, presumably none too gently. Then Barabas gives Ithamore a letter to deliver to Mathias, as if from Lodowick, challenging him to a duel. Ho ho ho, he rubs his hands with malevolent glee, the audience boos and hisses.

Act 3

Scene 1. The Veranda of the House of Bellamira

Enter Bellamira. Who is Bellamira? A courtesan. She laments that business has dried up since the Turks besieged the island. Enter her ‘bully’, meaning either pimp or associate, Pilia-Borza, who has stolen a bag of silver from Barabas’s house, through the window. At that moment, Ithamore enters, Pilia-Borza drags Bellamira away, but not before Ithamore sees her and falls in love at first sight. In passing, he tells us he’s delivered Barabas’s fake letter to Mathias.

NOTE: Ithamore, as a slave, and Pilia-Borza, as a criminal, both speak in prose, unlike every other character in the play who speak in verse.

Scene 2

Mathias and Lodowick encounter each other in the street and have a swordfight while Barabas watches gleefully from a balcony. They kill each other. Enter their respective parents, governor Ferneze Lodowick’s father and Katherine, Mathias’s widowed mother. After initial antagonism, Ferneze and Katherine lock hands in grief, promising to bury the dead boys in one mausoleum, and to discover what drove the former friends to kill each other. Ooops. Sounds ominous for Barabas.

Scene 3. A room in Barabas’s house

Ithamore is cackling over the two dead Christians when Abigail enters. Ithamore laughingly tells her that her father was responsible for the scam to fool Lodowick and Mathias into killing each other.

Outraged (and not really that upset) Abigail orders him to go fetch a friar from the nunnery. She gives a little speech which is enough time for Ithamore to go and return with Friar Jacomo. Abigail tells him she wants to enter the nunnery. ‘What, again?’ Jacomo asks. She tried it once and almost immediately left. What’s changed? She’s learned more about life, she replies.

ABIGAIL: Then were my thoughts so frail and unconfirmed
And I was chained to follies of the world:
But now experience, purchasèd with grief,
Has made me see the difference of things.
My sinful soul, alas, hath paced too long
The fatal labyrinth of misbelief,
Far from the Son that gives eternal life!

She is being positioned as the Good Jew, the one who converts to Christianity.

Scene 4

Barabas has heard that Abigail has entered a nunnery. Does she suspect him of murdering her sweetheart? What has made her betray him? Who gave him away? Ironically, at the moment Ithamore enters and, with absurd exaggeration, Barabas now calls him his only hope.

BARABAS: Come near, my love; come near, thy master’s life,
My trusty servant, nay, my second self;
For I have now no hope but even in thee,
And on that hope my happiness is built.

Ithamore begins to explain that it was he who told Abigaill about the murder plot, but Barabas, thinking he is about to defend his daughter, cuts him off and says, henceforth ‘she is hateful to my soul and me.’ Rashly and grotesquely he says he’ll adopt Ithamore as his heir.

But still his servant… He bids Ithamore fetch the pot of rice off the oven. When the servant brings it, Barabas explains that he is going to use it to poison Abigail. Yes, he now shows Ithamore and the audience a vial of ‘precious powder’ that he bought off a bloke in Ancona, which binds, infects and poisons deeply.

He sprinkles the poison powder onto the rice, mixes it in, and tells Ithamore to go and leave it in the dark entrance to the nunnery where people leave offerings when they want to be anonymous. (The reader/audience can immediately foresee unintended consequences i.e. poisonings.)

Ithamore enthusiastically sets off with the pot. As soon as he’s left, Barabas says he will pay Ithamore back, too. Ooh he’s such a bad baddie.

Scene 5. The Council House

Apparently it’s a month after the first scene with the Turks, for now a Turkish envoy has arrived to tell the governor the month is up, so where’s the gold? If you remember, governor Ferneze had been encouraged to break his word to the Turks by some of the Knights and the Spaniard Martin del Bosco, and so now he tells the Turkish basso (pashaw) that he will have no tribute and defies the Turks to do their worst. They will, the basso replies and exits.

Ferneze makes a brief speech summoning the young men of Malta to war.

Scene 6. Interior of the nunnery

Friar Jacomo and Friar Barnardine announce that all the nuns are sick. In fact as they enter the nunnery one appears to say that all the nuns are dead – except for Abigail, who now meets them, herself grievously sick.

Jacomo goes off and Abigail confesses to Barnardine that her greatest sin or regret is knowledge that her father conspired to set Lodowick and Mathias against each other, and she shows them papers to prove it. But she begs them not to reveal this to anyone and, as it was said in confession, they can’t. And then Abigail dies – poisoned by her father.

Jacomo rejoins Barnardine to see Abigail’s body, and confirm that the nuns are all dead. Barnardine asks him to accompany him to confront the Jew.

Act 4

Scene 1. A street

Barabas is malevolently gleeful that all the nuns are dead, poisoned by him! Listen to those Christian bells ha ha ha. There’s a monastery nearby. Ithamore enthusiastically offers to poison all the monks, but Barabas says that won’t be necessary. Since they were all sleeping with the nuns, they’ll all die of grief. Ooooh, you could bottle the malevolent cynicism!

Along come the two monks, to a famous line from Ithamore: ‘ Look, look, master; here come two religious caterpillars.’ There is a clever, stylised dialogue where Bardnardine keeps trying to accuse Barabas of gross sins but Barabas interrupts him to deflect the charges with confessions of more minor sins. The most famous exchange comes at the end , famous because it was used as an epigraph to one of his own poems by T.S. Eliot.:

FRIAR BARNARDINE: Thou hast committed −
BARABAS: Fornication: but that was in another country;
And besides, the wench is dead.

But when Barnardine finally manages to mention Mathias and Lodowick, Barabas panics that his daughter confessed everything, he will be hanged for murder, and makes a panic-stricken appeal to convert to Christianity. As part of which he says some notable lines calumniating his own religion:

Is’t not too late now to turn Christiän?
I have been zealous in the Jewish faith,
Hard-hearted to the poor, a covetous wretch,
That would for lucre’s sake have sold my soul;

Which sounds like libelous anti-Semitism, but consider the context. He is sucking up to two Catholic officials, he wants to make the best possible impression. Of course he’ll tell them what they want to hear.

Anyway, Barabas makes asides to Jacomo about how much wealth he’ll give his monastery, if can make the other leave, which he tries to do but the monks end up poking and pushing each other and then break out fighting, egged on, one imagines by the audience who are thoroughly enjoying themselves.

Barabas and Ithamore part the fighting friars, and Barabas continues to promise them, separately, his bounty. Ithamore takes Barnardine into Barabas’s house, Barabas promises Jacomo he’ll have a special meeting with him that evening.

Left alone onstage, Barabas reveals his plan which is – to murder them to stop them talking about the Lodowick-Mathias con:

Now I have such a plot for both their lives,
As never Jew nor Christian knew the like:
One turned my daughter, therefore he shall die;
The other knows enough to have my life,
Therefore ’tis not requisite he should live.

Scene 2. Inside Barabas’ House

Ithamore tells Barabas Father Barnardine has eaten and fallen asleep in a chair. Barabas orders him to take off his girdle and make a noose from it. They pull back the curtain of the stage’s inner room to reveal Barnardine asleep in a chair, startle him awake, slip the noose round his neck and strangle him. Ithamore is pleased that the rope left no mark on the friar’s neck.

He has an idea and they prop the corpse up against a wall holding a staff. He looks large as life. They exit the room.

Scene 3

It’s 1 in the morning. Friar Jacomo has come to keep his appointment. He spots Barnardine, apparently blocking his way, addresses him, is irritated by his silence, eventually gets angry, seizes his staff and strikes him down. At this moment Barabas and Ithamore come out the house and feign horror to discover that Jacomo has murdered his fellow friar. Ithamore makes fun of ‘these Christians’ who murder each other. Jacomo is panic-stricken. Then horrified when Barabas and Ithamore piously make a citizen’s arrest.

Scene 4. Veranda of Bellamira’s house

Haven’t seen much of her, have we? She greets Pilia-Borza who returns from delivering a letter to Ithamore. She asks where he found him? At the public gallows watching the hanging of a friar (presumably Jacomo).

Now Ithamore enters. The other two greet him lavishly. Ithamore is not wrong to think they’re planning some scam. They flatter him and Bellamira feigns sexy love for him, while they try to establish how much money Barabas has, where it is hidden, and whether Ithamore will help them steal it. Yes, is his answer, but the Jew buries it secretly every night.

Ithamore is comically ready to write a letter to Barabas threatening to reveal all unless he sends him a hundred crowns. ‘Two hundred’ says Pilia. Ithamore changes it, signs it and hands it to Pilia, condescendingly, who exits.

Now Bellamira takes Ithamore’s head into her lap and calls her servants for food and to bring rich silks to dress her lover in. It is pure comedy the way Ithamore takes to this role immediately. She tells him she’s not married. He says they’ll get married and go to Greece, and then – strikingly – breaks into verse, producing a variation on Marlowe’s famous lyric, ‘Come live with me and be my love.’

Pilia returns and the Jew only gave him ten crowns. Outraged, Ithamore springs up and scribbles another letter demanding at least 500. Pilia departs. Bellamira kisses Ithamore, then takes him inside for a banquet of love i.e. sex.

Scene 5. Barabas’ house

Barabas is outraged at Ithamore’s defection, and almost as much by the skinny, hacked-about appearance of Pilia-Borza, ‘a shag-rag knave’. Whining self-pity:

BARABAS: Was ever Jew tormented as I am?

At which moment Pilia appears with the new demands. More demands! Barabas adopts a wheedling tone and tries to persuade Bilia to share a meal (which he will poison) but Pilia is having none of it and simply wants the money.

Scene 6. Bellamira’s veranda

Bellamira and Pilia get Ithamore drunk and to confess his role in the murder of Lodowick and Mathias, that he carried the poisoned broth which killed an entire nunnery and strangled Friar Barnardine.

Bellamira and Pilia are just agreeing between themselves that they’ll take this intelligence to the governor, when enter Barabas disguised as a French musician with a lute, offering to play love music. He has a conspicuous nosegay in his hat and Bellamira takes a fancy to it. Barabas graciously hands it over and the other three all take a deep smell of it – which is what Barabas planned, because it is poisoned.

They tell Barabas to play his lute and, as he does so, drunken Ithamore regales the other two with a series of scandalous libels on Barabas’s stinginess and personal hygiene – to each of which Barabas-in-disguise responds with angry asides to the audience. Finally Barabas can stand it no more and – still in disguised as the French musician – makes his excuses and departs.

Drunken Ithamore thinks he needs to send for one more lot of money and now dispatches Pilia, without a letter, just with a verbal threat to reveal all – then goes back inside with Bellamira.

Act 5

Scene 1. In the Council House

The governor is just warning the knights that the long-threatened Turkish assault is about to begin, when Bellamira and Pilia-Borza push their way through and blurt out that Barabas is responsible for the death of the governor’s son and the dead nuns and the friar. Ferneze is inclined to dismiss them but they say they have his servant at their place, drunk: he’ll vouch for it.

Ferneze dispatches officers to fetch Barabas and Ithamore and they return approximately ten seconds later. This is theatre, a forum for entertainment not realism or plausibility. Ithamore has belly-ache (from the poison – Barabas kicks himself that he did not administer more, sooner) and readily confesses everything to the governor.

Quick-wittedly, Barabas dismisses the other three as bad witnesses, but Ferneze doesn’t buy it and tells his officers to take all four of them to the cells.

Enter Katherine who wants to know whether it’s true that ‘the Jew’ was responsible for the murder of her son. Yes, the governor tells her. Barely a minute after being taken away, an officer re-enters to say all four of them are dead! Ferneze says bury the other three, get someone to throw the Jew’s body over the wall at the Turks. Everyone exits, leaving Barabas’ corpse lying onstage.

Scene 2

Not exactly to our surprise, Barabas wakes up. He took some kind of fancy sleeping potion (actually explained to be ‘poppy and cold mandrake juice’). Now he is outside the city walls. He gets up and vows vengeance on the city, vows revenge and not in a subtle way:

I’ll be revenged on this accursèd town;
For by my means Calymath shall enter in:
I’ll help to slay their children and their wives,
To fire the churches, pull their houses down,
Take my goods too, and seize upon my lands.
I hope to see the governor a slave,
And, rowing in a galley, whipt to death.

Enter Calymath, Bassoes, and Turks to whom Barabas immediately explains who he is, why he is not a spy, and why he will help them take the town. He explains there’s a secret vault dug under the town to let streams pass under and out. He’ll lead a force of 500 along it and up into the centre of the town, surprise everyone and open the gates. Turkish leader Calyphas says: it’s a deal!

Scene 3

The next scene jumps forward to the city having been stormed by the Turks with Barabas’s help. Enter Calymath, Bassoes, Turks, and Barabas with Ferneze and Knights prisoners. As reward for his help, Calyphas makes Barabas governor of the town and says he can do what he wants with his prisoners – then exits. Barabas orders his new troops, his Janizaries, to throw the governor and his entourage in prison.

Scene 4. Residence of Barabas the governor

Barabas soliloquises that he is not safe while the entire population hates him, He must be wary, ‘circumspect’.

Ferneze is brought in and, after he’s finished shouting at Barabas, Barabas surprises him by saying he plans to ‘save’ Malta. How about a plan to trap Calymath and all his men in an out-house and set it on fire? Ferneze is impressed and interested, says he will give Barabas even more wealth if he keeps his word. Barabas promptly grants Ferneze his freedom, and the shake on the deal.

Ferneze exits and Barabas reflects that he will use anyone to suit his ends. He makes what at first seems an anti-semitic remark i.e. invoking anti-Semitic stereotypes:

Thus, loving neither, will I live with both,
Making a profit of my policy;
And he from whom my most advantage comes,
Shall be my friend.
This is the life we Jews are used to lead;

But then backs it with the crucial addition – after all, this is how Christians behave:

And reason too, for Christians do the like.

So the entire play might be a monstrosity of anti-Semitic stereotyping, but Barabas makes a point of repeating that he is only behaving as the faithless Christians do.

Scene 5

Calymath and his officials have finished a tour of the ruins and the island, and Calymath is just musing on its geographical advantages when a messenger arrives inviting Calymath and his men to a grand feast, the men in a big out-house, Calymath and his officers at his house.

Scene 6

A very short scene in which we see Ferneze briefing Martin del Bosco and the Knights about the signal which will tell them it’s the moment to attack the feasting Turks.

Scene 7

Barabas is in his grand hall with carpenters as they finish some big contraption. He pays them to go and drink. In fact he hopes they drink and die. Barabas has arrived at the extreme limit of misanthropy:

BARABAS: For, so I live, perish may all the world!

A messenger arrives to say Calymath will attend the feast.

Then enter Ferneze who hands over to Barabas the sum agreed for freeing Malta from the Turks, 100,000 pounds. Barabas explains his plan: the monastery where the Turkish troops are to be feasted is mined with gunpowder; at the right moment it will be set off, the whole place blown sky high and all the Turkish soldiers massacred.

Meanwhile – Barabas explains – in this hall the carpenters have fixed it so that, at the height of the feast, at a signal Ferneze will cut a cord and the floor will part throwing Calymath and his generals into a deep pit. The Turks approach, Ferneze hides, and Marlowe makes Barabas directly address the audience. Asides are one thing but Barabas ‘breaks the fourth wall’ to boast of his ingenious evil:

A kingly kind of trade, to purchase towns
By treachery, and sell ’em by deceit?
Now tell me, worldlings, underneath the sun
If greater falsehood ever has been done?

Calymath and his entourage enter and salute Barabas up in the gallery who is guilefully greeting them when…. Ferneze steps forward from his hiding place and says he will show Calymath the trap Barabas had prepared. All this time Barabas has been up in the ‘balcony’ section of the theatre. Now, at the sound of a distant trumpet, Ferneze cuts the cord, the floor opens beneath Barabas and… he falls into the vat of boiling oil.

The amazed Turks watch Barabas writhing and screaming for help. Barabas makes a death-moment confession to all his crimes, admits he was going to massacre the Turks, and dies:

Die, life! fly, soul! tongue, curse thy fill, and die!

The Calymath rallies his entourage and says they will fly. They won’t get far, says Ferneze: the trumpet they heard was the signal for the outhouse to be blown up and the entire Turkish army liquidated. Calymath is appalled. Ferneze blames it all on the machinations of the Jew. Now he explains he will hold Calymath hostage, until his father pays the reparations necessary to restore Malta to its former state.

And the play ends on that note: the Christian governor, Ferneze has outwitted both the fiendish ‘Jew’ – seeing him come to a richly deserved end – and the warlike Turk, come out on top and won the day for Christian Malta. Hooray!

Thoughts

Obviously, The Jew of Malta is a garish and extreme entertainment, in some ways not unlike a pantomime where the audience is encouraged to boo and hiss every time the baddie comes onstage. Marlowe’s aim was obviously to create the villainest of villains, as Tamburlaine had been the most megalomaniac of rulers.

Giving him a villainous sidekick was sort of obvious, but the character of the ruthless Muslim, Ithamore, is inspired. They egg each other on to increasingly extreme outrages while the audience hiss and boo them like Alan Rickman playing the Sheriff of Nottingham in Robin Hood, and Ithamore’s scenes with fellow lowlifes Bellamira and Pilia-Borza, are very much played for pantomime laughs, including Pilia-Borza’s ridiculous sense of himself as tall and knightly when he is – according to Barabas – a gangling piece of war wreckage, and Bellamira’s absurd declarations of love.

Anyway, all this garish and crowd-pleasing comedy is why it’s not worth bothering with the play’s many inconsistencies and illogicalities, let alone considering it as a ‘moral analysis’ of anything.

The most glaring plot fault is the notion that Barabas is motivated entirely by revenge for being reduced to utter poverty… and yet by act 4 he is pretty much restored to his former position of super-wealth, having bought a house bigger than the governor’s and, as he tells the friars, once again having investments in ships bringing goods from round the Mediterranean. I.e. the real engine of his revenge has disappeared. It is a theatrical illusion, a motive which is required to quickly set the plot in motion and then just as quickly dropped.

As for the end, it is a wonderful piece of over-the-top theatrical sadism, a Hammer House of Horror, a London Dungeon level of populist, tub-thumping poetic justice, no doubt cheered to the rooftops by the very groundlings Barabas had been boasting to only minutes before.

Historical footnote: the Knights of St John and the Turkish threat

The Order of the Knights of Malta was founded in 1048, when a group of Christian merchants were given permission by the Egyptians to run a hospital in Jerusalem to care for Christian pilgrims travelling to the Holy City. The First Crusade captured Jerusalem in 1098 and the organisation running the hospital, by now called the Order of St. John of Jerusalem, expanded to provide armed escorts for pilgrims, becoming known as the Knights of the Order of St John of Jerusalem.

When the Holy Land fell to the Saracens in 1291, the Order of St John (popularly known as the Hospitallers) moved their headquarters to the island of Cyprus, from which the order continued to protect pilgrims travelling to Palestine by sea.

The Knights bought the island of Rhodes in 1310. In 1523 the Ottoman Turks laid siege of the island and after six months, the Knights were forced to surrender but were permitted to leave Rhodes with full military honours.

Meanwhile, the island of Malta came into the ownership of the Crown of Aragon in 1282 and passed into the control of the Holy Roman Emperor. In 1530 the Emperor Charles V granted Malta to the Knights of St. John who had been forced to abandon Rhodes in 1523. From that point the order took the name by which it is most familiarly known, the Knights of Malta. These are the knights who are advising governor Ferneze in The Jew of Malta.

Malta was repeatedly besieged by the Ottoman Turks but never fell to them (as they repeatedly tried to capture Venice). It had been besieged in 1565, the year after Marlowe was born and 25 or so years before the play was performed. In 1569 the Ottomans captured Crete and in 1570 Cyprus. That said, the Turks’ seemingly unstoppable advance was stalled at the sea Battle of Lepanto, where an alliance of European powers defeated the Ottoman navy.

It’s worth pointing out that some 12,000 Christian slaves – of the 37,000 slaves chained in the Turkish galleys – were liberated during and after the battle. Not all slaves were black.

The Muslim Turkish threat to Europe was still very real during Marlowe’s lifetime. So Marlowe’s depiction of Ithamore isn’t picking on a helpless ‘minority’ but a caricature of a race who were threatening to seize control of the Mediterranean and invade Europe. It was as if, during the Cold War, a comic playwright created a fiendish Russian communist who took every opportunity to criticise and scheme against ‘capitalist running dogs’, ‘reactionary troglodytes’, ‘bourgeois pigs’ and so on.

Different values, ideologies and buzzwords – but the same basic structure that an overwhelming military threat to civilisation from the East was invoked and then neutralised through theatrical representation and, in this case, crude caricature.


Related links

  • The Jew of Malta This excellent website gives you a choice of reading the play script unencumbered by notes, or a very comprehensively annotated text full of fascinating facts.

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Selected Poems by John Dryden edited by Donald Thomas (1993)

John Dryden was the most successful poet, playwright, critic, translator and man of letters of his time, that time being roughly the late-1660s through to his death in 1700.

Early life

Dryden was born into a Puritan family in Northamptonshire in 1631. He was sent to the prestigious Westminster private school in 1645, the year Charles I’s army was defeated at the Battle of Naseby. In 1649 Charles I was executed in front of the Banqueting House in Whitehall, just a few hundred yards from Dryden’s classroom. Dryden went up to Cambridge in 1650 and four years later returned to London to work as clerk to his cousin, Sir Gilbert Pickering, who was Cromwell’s Lord Chamberlain. When Lord Protector Cromwell died in 1658, Dryden wrote a set of Heroic Stanzas in praise of him, but when Charles II was restored to the throne eighteen months later, Dryden wrote a poem celebrating this event too – Astraea Redux.

To modern eyes this abrupt switching of allegiances might look like hypocrisy, but the editor of this selection of Dryden’s poetry makes two points:

  1. Dryden was merely following the mood of the entire nation which switched, with surprising speed and conviction, in favour of the restoration of Charles II.
  2. Stepping back from the precise political stance, what these two early examples of his work show is Dryden’s natural predilection to be a poet of politics and political power.

Marriage and public poetry

In the mid-1660s Dryden made a fashionable marriage to Lady Elizabeth Howard but he was not making money. He decided to make a conscious career decision to commit himself to ‘the poetry of public life and political argument’, to writing poems on public occasions and poems about political life. The first great example was Annus Mirabilis: The Year of Wonders 1666, 1,200 lines of verse divided into 304 quatrains.

Three points.

1. The obvious one is that the poem deals with major public events – in the first half some of the sea battles which were part of the Second Anglo-Dutch War (1665 – 1667), in the second half the Great Fire of London. It isn’t love poetry or elegiacs or pastoral poetry.

2. Second, Dryden rewrote history to cast Charles as the hero of the age. The poem emphasises Charles’s wisdom and strategic prowess during the war, and his heroism during the fire, and how his prayer to God for help was answered. Dryden was a conservative: he believed in hierarchy and the monarch and law and order. All his poetry supports the existing order against the constant threat of factions and politicking which, he feared, would lead to anarchy and civil war. Annus Mirabilis earned Dryden his reward. In 1668 he was made Poet Laureate with an annual salary of £200 and a barrel of sack, and two years later was appointed Historiographer Royal (although he continued to be for many years, relatively hard up). Here’s Dryden sucking up to Charles:

This saw our King; and long within his breast
His pensive counsels ballanc’d too and fro;
He griev’d the Land he freed should be oppress’d,
And he less for it than Usurpers do.

His gen’rous mind the fair Ideas drew
Of Fame and Honor, which in dangers lay;
Where wealth, like Fruit on precipices, grew,
Not to be gather’d but by Birds of prey…

He, first, survey’d the Charge with careful eyes,
Which none but mighty Monarchs could maintain…

His pensive counsels, his grieving for his country (abused by the Dutch), his generous mind, ready to pluck fame and honour from their dangerous precipice, his ‘careful’ eyes (careful in the modern sense but also full of care and responsibility), trademark of a mighty monarch… and so on. Top brown-nosing, Dryden deserved his £200 a year.

3. Thirdly, Annus Mirabilis wasn’t an original work – it was a polemical riposte or reply to an earlier work by someone else. It was part of a literary dialogue. In 1661 a seditious pamphlet titled Mirabilis Annus: The Year of Prodigies had predicted God’s vengeance on a nation which tolerated a sinful king and a wicked government, and was followed by other pamphlets using the same title. Dryden’s poem is a deliberate and polemical response. It isn’t a Wordsworthian inspiration from within the poet’s mind. It is arguing a case about the nature of Charles’s rule and society in the 1660s.

This is what becoming a ‘poet of political argument’ meant – that his works more often than not actively engaged in public debates and controversies, often as direct replies to previous publications by other writers with contrary views.

Drama

But public poetry wasn’t the only string to Dryden’s bow. In 1663 he published his first play, The Wild Gallant, and for the next 20 years produced a stream of comedies (Marriage-a-la-Mode) and heroic tragedies (All For Love, The Conquest of Granada). Some of these were original works but, rather as with the political poems, it’s notable how many weren’t. All For Love is based on Shakespeare’s Antony and Cleopatra and The State of Innocence is a dramatised version of Paradise Lost. These are pretty obvious large-scale copyings, but Dryden was also to be criticised throughout his career for plagiarising lines and entire passages from other poets.

This volume includes some of the many prologues and epilogues he wrote to his plays, as well as poems addressed to specific actors and fellow playwrights such as George Etherege and William Congreve.

Satire – Absalom and Achitophel

Writing plays under the Restoration required a thick skin since new works were savaged by scores of wits and self-appointed critics. The plays themselves often contained scabrous satire about the values of the times and sometimes lampooned specific individuals. To write and publish almost anything involved exposing yourself to extremes of ridicule and abuse.

So that by the time the Popish Plot (1678) had evolved into the Exclusion Crisis (in which leading Whig politicians three times tried to pass an Act of Parliament excluding Charles II’s Catholic brother, the future James II, from the succession) Dryden had developed a thick skin and a razor-sharp pen. And he used it, as the king’s Poet Laureate, to savage and ridicule the king’s Whig enemies. The result was his masterpiece, Absalom and Achitophel.

In the Bible (the second book of Samuel, chapters xiv to xviii) handsome young Absalom is encouraged by the sinister old politician Achitophel to rebel against his father, King David. In Dryden’s work scheming old Achitophel is a portrait of the Earl of Shaftesbury, who had emerged as leader of the radical Whigs and led the three attempts to exclude James II from the succession. Absalom stands for King Charles’s illegitimate son, James Duke of Monmouthshire, charming but gullible, who was egged on by the canny Shaftesbury to position himself as the rightful, Protestant heir to the throne. Various other key political figures appear under Biblical names and the poem leads up to a grand speech by King David from the throne which echoes Charles’s final speech to his recalcitrant Parliament before he dissolved it for good in 1681.

Horace versus Juvenal

When it came to satire, Thomas makes the point that Dryden, like many others, drew a distinction between the satires of Horace – which were designed to laugh men out of their follies – and those of Juvenal, which expressed what he called his saeva indignatio, his fierce contempt for the vices of his time.

Horace is often amiable and funny; Juvenal is rarely funny, instead his satire is full of wit and attack. Absalom and Achitophel is a Juvenalian satire. It is grounded in the grim and bitter reality of the political struggles of the Exclusion Crisis and aims to give insightful, psychologically perceptive and devastating criticisms of its key characters. It is not intended to be funny. But Dryden was just as capable of a completely different style of satire, the laughable and ludicrous.

The mock heroic – Mac Flecknoe

As 17th century literary critics discovered and popularised classical ideas about poetry, so the notion spread that the highest achievement a poet could aspire to was to write a great Epic Poem, in the lineage of Homer and Virgil. Dryden was no exception:

A Heroic Poem, truly such, is undoubtedly the greatest Work which the Soul of Man is capable to perform.

He nurtured ambitions to write some kind of national epic tracing the history of Britain and dedicated to his hero Charles II as Virgil had dedicated the Aeneid to the Emperor Augustus. But it was not to be. His long-meditated epic was never written. Instead Dryden ended up helping to develop the anti-epic, written in the so-called mock heroic style. This consisted in applying all the trappings of the epic poem – lofty diction, elaborate similes, mythological trappings, men mighty as gods – to subjects which were low and pathetic, in order to create a comic disjuntion, to create burlesque and travesty.

Dryden’s early poem, Annus Mirabilis, had already used many of the exaggerated trappings of heroic poetry, notably the extended epic simile and the direct involvement of heavenly powers (or gods or angels).

Heavenly powers

To see this Fleet upon the Ocean move,
Angels drew wide the Curtains of the Skies:
And Heav’n, as if there wanted Lights above,
For Tapers made two glaring Comets rise.

Extended epic simile

So Lybian Huntsmen on some Sandy plain,
From shady coverts rouz’d, the Lion chace:
The Kingly beast roars out with loud disdain,
And slowly moves, unknowing to give place.

But if some one approach to dare his Force,
He swings his Tail, and swiftly turns him round:
With one Paw seizes on his trembling Horse,
And with the other tears him to the ground.

So far, so epic but, as Thomas explains, the mock epic, like the epic itself, needs to address one central theme – and Annus Mirabilis is more bitty, more of a series of episodes or incidents strung together, impressively so, but it is a scattered work.

It’s this idea of uniting everything in one central theme which is what makes MacFlecknoe Dryden’s masterpiece of the mock-heroic. Basically, it is a hilarious 217-line demolition of one of Dryden’s rivals in the theatre, the poet Thomas Shadwell, renowned for being dull and unimaginative, who is transmuted via Dryden’s mock-heroic style into a monstrous burlesque figure.

The aim of the mock-heroic is to attribute to a trivial person or subject such ludicrously over-inflated actions and qualities as to make them appear ridiculous. Thus the poem describes the not-very-successful poet Thomas Shadwell in superhuman terms and attributes to him a royal progress and coronation, garlanded with biblical and imperial comparisons. But his ‘throne’ is set up among the brothels of Barbican and instead of the royal orb he holds a Mighty Mug of Ale in his hand, and every other ‘epic’ detail of the poem is carefully undermined and burlesqued.

The name Mac Flecknoe derives from the comic notion that Shadwell is the son (‘mac’ in Gaelic) of Richard Flecknoe, an even more obscure poet, who appears in the poem declaiming a grand abdication speech before comically disappearing down through a trapdoor, leaving Shadwell the undisputed ruler of the land of Nonsense. It is all blown up to enormous proportions in order to be mocked and ridiculed.

Dryden was extremely proud of Mac Flecknoe because it was, at that point, the most complete and finished example of its kind in English. Relatively brief though it is, it was to form a template or inspiration for the mock epics of a later generation, most notably Alexander Pope’s Rape of the Lock (1712) and then his enormous satire on the literary world, The Dunciad (1728).

Poetry of religion 1. Religio Laici

Dryden published two major poems about religion.

Religio Laici or a Layman’s Faith (1682) consists of 456 lines of rhymed couplets arguing against the fashionable Deism of the time and defending the Church of England against Roman Catholicism. It is characteristic of Dryden, as we’ve seen, that many of his works are responses to previous publications and Religio Laici is a good example. An English translation had recently appeared of a theological book by a Frenchman, Father Richard Simon, A Critical History of the Old Testament which laid out the many ways in which the text of the Old Testament is compromised and imperfect. In the Catholic Father’s view, Protestantism relied too heavily on the (highly imperfect) text of the Bible; it was wiser for Christians to base their faith on the unbroken traditions of the (Catholic) church as an institution.

Dryden’s poem directly addresses Father Simon’s ideas and points out that, if the Biblical text can err, so can tradition. Both need to be supplemented or informed by God’s revelation. In this, Dryden was defending the Anglican media via between the extreme reliance on the Bible of the Puritans and deference to a tradition cluttered with saints and absurd legends which characterised Catholicism.

Several things strike me about Religio Laici. For a start it is preceded by an enormous preface which is longer (4,317 words) then the poem itself (3,573 words). And this brings out just how disputatious a poet Dryden was. Even after he has cast his elaborate series of arguments into verse, he cannot stop, but has to repeat or anticipate them in a long prose preface.

Having just struggled through the poem twice, with the help of notes, I think I’ve understood most of its meaning. But when I studied English at university it was a standard strategy to read any text on at least two levels – on one level for the overt sense or meaning; but at the same time, alert for key words, themes or ideas which recur and work on the reader at a less logical level, by virtue of their repetition.

So the third or fourth time I read the word ‘safe’, I began to realise that although Religio Laici consists of a series of theological points, at a deeper level it works on a polarity between the twin extremes of safety and danger. To put it more clearly, Religio Laici doesn’t come from an era when a person could speculate about religion and God and the Bible in calm and comfort. On the contrary, Puritan views had, in living memory, contributed to a catastrophic civil war which had led to the execution of the king, the overthrow of traditional institutions and a military-religious dictatorship. And, more recently, scare rumours about a Catholic plot to murder the king and seize control of the state had led to a mood of hysterical witch-hunting. So speculation about religious belief in Dryden’s time was fraught with danger.

Seen against this background, Dryden’s use of the word ‘safe’ points to the fundamental message of the poem which is that all speculations on this subject should remain private, personal and moderate, in order to preserve the peace of the realm. He espouses moderation in belief and behaviour because he and his generation are acutely aware what lack of moderation leads to.

And after hearing what our Church can say,
If still our Reason runs another way,
That private Reason ’tis more Just to curb,
Than by Disputes the publick Peace disturb.
For points obscure are of small use to learn:
But Common quiet is Mankind’s concern.

Poetry of religion 2. The Hind and The Panther

However, just five years later Dryden published The Hind and the Panther, A Poem in Three Parts (1687), a much longer and more complex poem. At 2,600 lines it is much the longest of Dryden’s original poems (i.e. excluding the long translations he made at the end of his life) and it comes as quite a surprise because he now rejects the theological position of the earlier poem and wholeheartedly embraces Roman Catholicism.

Dryden converted to Roman Catholicism in 1687, a couple of years into the reign of the openly Roman Catholic King James II in 1685, much to the disgust and mockery of his many enemies. The Hind and the Panther is divided into three distinct parts and derives its title from part one, which presents an extended allegory or animal fable in which the different religious denominations in the England of the day appear as animals, namely Roman Catholic as ‘A milk-white Hind, immortal and unchanged’, the Church of England as a panther, the Independents as a bear, the Presbyterians as a wolf, the Quakers as a hare, the Socinians as a fox, the Freethinkers as an ape, and the Anabaptists as a boar.

Critics from Dryden’s day to our own praise the skilful use of verse, vocabulary and imagery, but lament the fact that the animal fable was a poor way to convey complex theological arguments and positions, which would have been much more effective if plainly stated. Dr Johnson commented that it was a good poem despite its subject matter.

Translator

Unfortunately for Dryden, his new patron, the Roman Catholic King James II, only lasted three years on the throne before being booted out by the so-called Glorious Revolution. He was replaced by William III who was not just a Protestant but a Calvinist, a humourless man ruthlessly focused on the essentials of international power politics, and completely indifferent to art, culture, plays or poems. All officials in William’s new court were required to take oaths of allegiance including clauses pledging allegiance to the Church of England. As a newly devout Catholic Dryden couldn’t do this and so he was sacked as Poet Laureate and, in one of the supreme ironies of literary history, replaced by the man he had expended such labour ridiculing in Mac Flecknoe, Thomas Shadwell.

Deprived of all public offices Dryden now had to live by his pen and – after the public poems of the 1660s and 70s, his many plays, the satires of the Exclusion Crisis and the poetry of religious debate, in his final decade Dryden turned to a new area of activity – literary translation.

In 1693 he published translations of the satires of Juvenal and Persius which he prefaced with a Discourse Concerning the Original and Progress of Satire. In 1697 his translation of the works of Virgil, including a complete translation of the Aeneid, was published by subscription and brought him the notable sum of £1,400. And in 1700 he published Fables Ancient and Modern which included translations into contemporary English of tales from Chaucer, Ovid and Boccaccio.

Heroic couplets

In Thomas’s account, the 1610s and 20s produced poets who liked far-fetched comparisons and irregular verse forms, such as John Donne (died in 1631) or George Herbert (d.1633). Later generations dubbed them the ‘metaphysical poets’ (the expression was first used by Dr Johnson in 1780 but in fact Dryden himself had already referred, in an essay, to Donne’s ‘metaphysicals’). The Caroline poets of Charles I’s court similarly wrote lyrics and other forms in sometimes complex metres and forms, although with markedly less convoluted similes and metaphors.

But the future lay with neither of these groups but with the much more open, smooth and regular form of the rhyming couplet. The medium of two rhyming iambic pentameters had long ago been used by Chaucer in his Canterbury Tales.

Bifel that, in that seson on a day,
In Southwerk at the Tabard as I lay
Redy to wenden on my pilgrimage
To Caunterbury with ful devout corage,
At night was come in-to that hostelrye
Wel nyne and twenty in a companye,
Of sondry folk, by aventure y-falle
In felawshipe, and pilgrims were they alle,
That toward Caunterbury wolden ryde;
(Prologue to the Canterbury Tales, lines 19 to 26)

and couplets were a familiar device in Elizabethan theatre to bring a speech in unrhymed verse up to a kind of boom-boom conclusion.

My words fly up, my thoughts remain below:
Words without thoughts never to heaven go.
(Claudius in Hamlet, Act 3, scene 3)

Many of Robert Herrick’s short poems from the 1630s are in rhyming couplets, and so on. But the use of nothing but rhyming couplets over extended texts was revived in the mid-17th century by poets like Edmund Waller (1606 to 1687) and Sir John Denham (1615 to 1669). Denham is remembered for his bucolic poem, Cooper’s Hill with its lulling melliflousness. These are its best-known lines, two out of a long series of smoothly rhyming couplets:

O could I flow like thee, and make thy stream
My great example, as it is my theme!
Though deep, yet clear, though gentle, yet not dull,
Strong without rage, without o’er-flowing, full.

Relaxing, isn’t it? Dryden’s achievement was to take the rhyming couplet, use it for extended poems, and hugely expand its potential, turning it into a versatile medium for panegyric, satire, political argument, theological debate or straightforward narrative. In the right hands these couplets have all sorts of potential. Individual lines can be used to make sharp distinctions or antitheses:

They got a Villain, and we lost a Fool.

Or in this description of the Duke of Buckingham, who would do anything for amusement.

Beggar’d by fools, whom still he found too late:
He had his jest, and they had his estate.

The couplet lends itself to expressing maxims or pearls of wisdom, the end-rhyme of the second line giving it a kind of proverbial or didactic power:

What cannot praise effect in mighty minds,
When flattery soothes, and when ambition blinds!

But the obvious risk with the rhyming couplet is that each set of paired lines becomes a unit in itself, the temptation being to provide a boom-boom payoff at the end of every second line, so that each couplet ends up standing alone, and reading them becomes like having hiccups – every ten seconds another clever rhyme, so that an extended poem comes to feel like a sequence of same-shaped bricks, and that this becomes wearing and tedious over the long haul.

But Thomas demonstrates how Dryden expanded the form’s potential by breaking through this barrier, to create units of meaning across multiple lines, letting the logic of his thought overflow the potential boundaries of the couplet to create what are, in effect, fluid verse paragraphs. These are particularly suitable to argufying and putting a point of view:

What shall we think! Can people give away
Both for themselves and sons, their native sway?
Then they are left defenceless to the sword
Of each unbounded arbitrary lord:
And laws are vain, by which we right enjoy,
If kings unquestion’d can those laws destroy.

They’re still rhyming couplets but the thought, the argument flows through them, so that it no longer feels like a series of stops and starts. Moreover, the way the logic of the argument flows over the cat’s eyes or bumps of each couplet’s end-rhyme creates a complex mental pleasure – the reader processes the cleverness of the rhyme but doesn’t stop at it because the flow of the argument carries you forward. There’s a kind of counterpointing, or two rhythms going on at the same time, which is not unlike musical counterpoint.


More seventeenth century reviews

A Monarchy Transformed: Britain 1603 to 1714 by Mark Kishlansky (1996) 7. James II and the Glorious Revolution

Because King Charles II died in February 1685 without a son and heir – without, in fact, any legitimate children from his marriage to Catherine of Braganza – the throne passed automatically to his brother, James Duke of York, who ascended the throne as King James II.

Catholic

James was a professed Roman Catholic and a zealous reformer. He wished to lift the multiple legal restrictions which had been placed on his fellow Catholics and, as a balancing gesture, to lift legal constraints on the Puritans and non-conforming Protestant sects. However, within three short years he managed to alienate almost every party and profession in the country, and especially the powerful Whig politicians.

The seven bishops

The crisis came to a head over two big issues. First James made the error of trying seven Anglican bishops for seditious libel. To be precise, in April 1688, encouraged by the Quaker leader William Penn with whom he had struck up an unlikely friendship, James re-issued the Declaration of Indulgence first promulgated by his brother, and ordered Anglican clergy to read it in their churches.

When seven Bishops, including the Archbishop of Canterbury, submitted a petition asking the king to reconsider this request, they were arrested and tried for seditious libel, the trial taking place in June 1688. This looked like a full-frontal attack on the Church of England which was, by now, central to almost everybody’s concept of the English political system.

A Catholic son

Secondly, his Catholic wife, Mary of Modena, who he had married in 1673, bore him a Catholic son and heir, James Francis Edward, on 10 June 1688. Now, when James’s only possible successors had been his own two Protestant daughters – Mary and Anne – from his first marriage to Anne Hyde (who had died in in 1671) most Anglicans could put up with James’s pro-Catholic policies in the belief that they were a temporary aberration from what was essentially a Protestant succession. But the young prince’s birth at a stroke made it seem likely that Britain would become a Catholic dynasty and that the unpopular religious policies James was ramming through would become permanent. All kinds of former loyalists began to think again.

The supposititious child

And so did the people. Rumours quickly spread about the baby, irrational sometimes hysterical rumours, the most lurid of which was that the baby proclaimed as the Prince of Wales hadn’t been born to Mary of Modena. The rumour went that the royal couple’s actual baby had been stillborn and so a new baby was smuggled into the Palace in a warming pan, purely to satisfy Jame’s dynastic ambitions. It doesn’t make sense, but it can be seen as a fairly simple piece of wish fulfilment: people just didn’t want it to be true that James had sired a Catholic heir.

Prince William

Channels of communication between English Parliamentarians and nobles who opposed James and the solidly Protestant William, Prince of Orange (a state of the Netherlands) had been open since the 1670s. William was in fact the grandson of Charles I, being the son of Charles’s daughter, Mary and so, before the birth of the baby, had been third in line to the throne. And he had himself married his cousin, James II’s daughter by from his first marriage, another Mary who – until the baby was born – had herself been first in line to the throne. In other words William had close blood ties twice over to the English ruling family. James II was his father-in-law.

For these reasons Protestant William’s position as a possible successor to Charles II, instead of Catholic James, had been widely canvased among Whig politicians during the Exclusion Crisis of 1679-81. In the event the crown passed peacefully in 1685 to James but, as he alienated more and more sectors of British society, William’s name began to reappear in political conversations – not as a direct replacement, but maybe as some kind of regent or protector, nobody was quite sure what.

William the defender

What Kishlansky’s account brings out is that William was totally aware of all these developments in England and their implications for him. And not just for himself, but for his country. Since he turned of age William had played a key role in the Netherlands’ ongoing resistance to King Louis XIV of France’s ambitions to seize its territory. From the Exclusion Crisis onwards he was alert to the possibility that England, with its great wealth, its army and its powerful navy, might, in some form, come under his control. But how? What form would it take?

Thus William had well-placed spies and ambassadors in London who not only kept him informed of events but acted as propagandists for his cause, promoting him as a defender of Protestantism and traditional English liberties against the Francophile, Catholic James.

The Immortal Seven

All these tendencies crystallised in the sending of a letter to William, on 30 June 1688, jointly signed by a group of seven Protestant nobles and clerics which invited the Prince of Orange to come to England with an army. In fact William and the dissidents had been discussing what constitutional or legal forms could be used to justify his invasion since April the previous year. The letter of invitation wasn’t a spontaneous gesture but a carefully calculated contrivance agreed by both sides.

The letter

The letter asked William, who was a nephew and son-in-law of James II, to use military intervention to force the king to make his eldest daughter, Mary, William’s Protestant wife, his heir. The letter alleged that the newborn prince was an impostor. The letter told William that if he landed in England with a small army, the signatories and their allies would rise up and support him. The Invitation reprised the grievances against King James and repeated the widely held claim that the king’s son was ‘supposititious’ (the technical term for fraudulently substituted). The letter then went on to give advice about the logistics of the proposed landing of troops.

The courier

It was symbolic of the widespread disaffection throughout the English military and navy that the message was carried to William in The Hague not by a spy or diplomat but by Rear-Admiral Arthur Herbert (the later Lord Torrington) disguised as a common sailor, and identified by a secret code. It was also importantly symbolic that the seven signatories (who became known as ‘the Immortal Seven’) were not all dyed-in-the-wool opponents: five were Whigs, but two were Tories, traditionally the party of the Court.

Louis offers help

By September it had become clear that William planned to accept the invitation and to ‘invade’ England. Louis XIV could see this, too, and he offered James French support, but James a) thought his own army would suffice b) didn’t want to become even more unpopular by inviting French Catholic troops onto English soil. He also c) couldn’t believe that his own daughter, Mary, would conspire against him.

Defections

What he hadn’t anticipated was that when William did finally arrive with his Dutch army, landing at Brixham in Devon on 5 November 1688, many Protestant officers would defect from his army and join William, as did James’s younger, unmarried daughter, Anne.

James runs away

James had joined his army in Salisbury preparatory to marching south-west to engage William who had made his base at Exeter but, as key commanders and their troops defected, he lost his nerve and took horse back to London. On 11 December James tried to flee to France, first throwing the Great Seal of the Realm into the River Thames. He was captured by local fishermen in Kent hunting for just such fleeing Catholic priests and officials, but released and placed under Dutch protective guard. But William didn’t want to try or officially dethrone James, that would cause all kinds of complications and remind everyone of the execution of Charles I – it was much more convenient to occupy a throne which had been vacated – in other words to create the convenient fiction that James had abdicated of his own free will.

And so William let James escape on 23 December and take ship to France, where he was received by his cousin and ally, Louis XIV, who offered him a palace and a pension.

James’s Catholic crusade

What Kishlansky’s relatively brief chapter on James’s reign brings out, that I’d forgotten, is the astonishing speed and thoroughness with which James tried to recatholicise England.

The Duke of Monmouth’s rebellion

In 1685, soon after Charles’s death, James’s opponents in exile conceived a large-scale invasion of Britain, with a landing in Scotland to raise Protestants who had suffered under the Stuarts, and one in the West Country. The Scottish rising under the Earl of Argyll failed to materialise but Charles II’s oldest and most charismatic son, James Duke of Monmouth, landed in the West Country and raised a large army which gathered support as it marched towards Bristol. James dispatched an army to the West of England which massacred the rebel army at the Battle of Sedgmoor on 6 July 1685. But what Kishlansky emphasises is that James ensured that as many officers as possible in the winning army were Catholics.

It’s a stock A-level history question to ask why the English establishment and army gave James their full support when he crushed the Monmouth rebellion in the summer of 1685 and yet just three years later, abandoned him in droves and let him be overthrown?

Recatholicising policies

The answer is simple. In the summer of 1685 the nation as a whole didn’t yet know what to expect from James, but three short years later, they had learned the scale and thoroughness of his Catholicising ambitions. Just some among James’s many recatholicising policies include that he:

  • allowed the creation of Catholic seminaries in London, sent a message to the pope and supported newly-established Catholic presses in London and Oxford
  • set priests to convert his leading ministers and daughter Anne and sent one to convert Mary in the Netherlands
  • replaced half the royal judges with Catholics
  • appointed four Catholics to the Privy Council and composed an inner council including his Jesuit confessor
  • this council set about trying to retire JPs across the land and replace them with Catholics
  • Catholic officers were drafted into the militia and into the standing army
  • the two universities had Catholic officials imposed on them and when the fellows of Magdelen College Oxford refused to accept a Catholic warden, he had them all sacked and replaced with Catholics
  • he sent the Catholic Tyrconnell to be lieutenant-general of the Irish army and he immediately set about purging the army of Protestants; hundreds of Protestant gentry fled
  • insisted the bishops restrain anti-Catholic preaching by vicars under their charge, and set up a commission to charge Anglican officials who didn’t carry this out

All this by the end of 1686. In 1687:

  • London was stripped of Anglican aldermen, militia captains and members of livery companies
  • all Lords Lieutenant were issued three questions to ask potential JPs which required the latter to support repeal of the Test Acts

The Dissenters do not rally to James

Throughout his aggressive recatholicisation, James had hoped that the many Dissenters and Non-conformists who had been persecuted under Charles’s long reign would welcome change and religious toleration. But they didn’t. The Dissenters James was counting on to help him remained largely silent. He underestimated the strength of their enmity to Catholicism, with its devotion to a foreign pope and its overtones of political absolutism.

The Anglicans are tired of James

James also took it for granted that his Anglican subjects would passively obey him, and so they did, to begin with… but ultimately he miscalculated the extent of their tolerance, building up reservoirs of opposition at every level of the political system.

James tries to engineer a supportive Parliament

Then, in November 1687, the public learned that Mary of Modena was pregnant. James redoubled efforts to set up a compliant parliament by sending commissioners to check the loyalist character of its electors around the country. More Tories were put out of their seats and replaced with Catholics or dissenters. He used whatever expedients he and his ministers could devise to ensure the selection of a parliament compliant to the recatholicising project.

The Declaration of Indulgence

So it was against this background that James reissued the Declaration of Indulgence and ordered it to be read in every Anglican pulpit, that the seven bishops petitioned for this order to reconsidered and James, a man in a tearing hurry, had them tried for seditious libel, an extraordinary proceeding. They were acquitted by a London jury.

Considered in this much detail, it’s hard to see James’s policy as anything other than a thorough and concerted attack on the Church of England and Anglican belief at every single level of society.

William the defender

Meanwhile, Kishlansky goes into just as much detail about William of Orange’s position and aims. William, born in 1650, was a Protestant prodigy whose sole aim in life was to protect the Netherlands from the France of Louis XIV. Ever since he had married James II’s daughter, Mary, in 1677, England had played a part in his diplomatic calculations, and Dutch ambassadors and propagandists had been at work for some time presenting himself as a friend, and possibly saviour, of Protestant England.

William’s awareness

He had watched the political crises at the end of Charles II’s reign, the Popish Plot and Exclusion Crisis, with a canny eye, looking for his best advantage. Thus, as he saw James’s government set about alienating everyone in England and important factions in Ireland and Scotland, William was constantly aware of its impact on him and his wife, and on her and his succession to the throne.

The geopolitical threat

The birth of the Prince of Wales not only pushed him and his wife further down the order of succession, it helped to crystallise the real geopolitical threat the Low Countries faced. Louis XIV was again making belligerent noises and informed sources expected him to make a renewed attack on the Netherlands in 1689. Like his brother before him, James was a confirmed Francophile and was actually on the payroll of Louis XIV, who was subsidising his government.

Thus the situation for William was one of cold political realities: he needed to neutralise England by any means necessary in order to avoid an attack not just by France, but France in alliance with England.

William had been in touch for some time with opponents of James’s regime in England who had developed a network of dissidents and gauged the extent of opposition, not just in political circles but, crucially, in the army and navy – and the birth of the Prince of Wales triggered action on both sides.

William suggests the letter

It was William who actively asked the seven leading British political figures to write him a letter and suggesting the subject, making it an invitation to him to come and investigate a) the circumstances of the birth of James’s son and heir and b) to protect English liberties.

Even so it took four long months for William to mount an amphibious landing on England’s shores, and this period was long enough for James to discover what was being planned.

James suddenly reverses direction

In Kishlansky’s account it is almost comic the way that James, suddenly realising how many people he had alienated, set out on a charm offensive to rebuild his reputation. He suddenly announced that no Catholics would be allowed to sit in the upcoming parliament. He restored the bishop he had suspended and abolished the hated Commission for Ecclesiastical Causes. He restored all the Anglican fellows he’s sacked from Magdelen College. He abrogated all the charters on cities and boroughs since 1679, which had the effect of reinstating Tory Anglican mayors, aldermen and councillors. In the counties Tory lords lieutenant and JPs were reinstated.

William of Orange’s declaration

It was too late. In October William published a declaration in which he announced he planned to come to England in order to preserve and maintain the established laws, liberties and customs’ of the nation. Another plank of William’s strategy was to be claiming to defend the hereditary rights of his wife, Mary, as one in line to the throne, by investigating the alleged ‘supposititious’ birth of the Prince of Wales. In other words, his declaration carefully laid out a suite of arguments designed to appeal to Tories and traditionalists.

William’s invasion fleet

William assembled a huge invasion fleet, 500 ships carrying 20,000 of his best soldiers and 5,000 horses. He warned supporters to expect him on the North or West but let himself be guided by the wind which carried him down the Channel (and kept the English fleet in harbour) making landfall at Brixham in Devon on 5 November, an auspicious day for Protestants. It took two weeks to disembark his army which he marched to Exeter.

James’s army

On 17 November James left London for Salisbury where his own army was encamped. On paper he commanded 25,000 men and could expect local militias to supply at least as many again. On paper, it looked like things were heading towards an epic battle to decide the future of England. But there was no battle.

James panics

As soon as he arrived at Salisbury, James’s nerve broke. He suffered from insomnia and nosebleeds. He decided his army wasn’t large enough. Two of his most senior commanders defected. On 23 November he returned to London to discover his other daughter, Anne, had deserted him and gone to the Midlands, where insurgents for William had already taken major towns. His advisers told him to call a parliament and send envoys for peace and to ‘pardon’ William.

Negotiations

On the short wet December days the envoys struggled to make William an offer. William’s Whig advisers weren’t, in fact, that keen for a parliament to be called since they needed to time to assure their support around the country. While these negotiations were stuttering forward, all sides were astonished by the news that James had fled London. His last acts were to officially disband his army, destroy the writs required to summon a Parliament, then he threw the Great Seal into the Thames i.e. James did everything he could to sabotage the machinery of government.

Anti-Catholic riots

When Londoners learned James had fled there was an outbreak of anti-Catholic violence with rioters attacking and burning Catholic chapels. And it was now that James, in disguise, was captured by local fishermen in Kent hunting for just such fleeing Catholic priests and officials. After he was recognised, James returned to London where at least some of the crowd cheered his arrival.

William orders James to leave

William had begun his march on London and he and his supporters were stymied by this sudden reversal in the situation. After pondering all the alternatives, William sent an order to James to vacate the capital within ten hours, and an escort of Dutch guards to assist him to do so and to accompany him to Rochester.

Second time lucky

The great mystery in all of this is why James didn’t stand his ground and rally whatever patriots he could find against what was clearly a foreign invasion. But he didn’t. He meekly went along with the Dutch guard who were given instructions to let him slip away at the first opportunity and now, for the second time, James made an escape to the Kent coast, and this time successfully took ship to France.

What do we do now?

At this point the situation became humorous with the kind of comedy we find in the history of human affairs again and again, because – Nobody knew what to do. The Tories would certainly not have welcomed William’s invasion if they had thought of it as such, as a conquest by a foreign prince. The Whigs were William’s natural supporters but were themselves divided, some saying William should place Mary on the throne, convene a Parliament to ratify her succession, and then retire to become merely a king-consort. The more full-blooded Whigs wanted William as king. The leading figure of the day, Lord Halifax, pithily summed up the confusion:

‘As nobody knew what to do with him, so nobody knew what to do without him.’
(quoted on page 283)

The Convention Parliament

When he arrived in London, William summoned the Lords Temporal and Lords Spiritual to assemble, and they were joined by the privy councillors on 12 December 1688. On 26 December they were joined by the surviving MPs from Charles’s last Parliament, the one he held in Oxford (none from James’s tainted Catholic Parliaments). This assembly in turn summoned the Convention Parliament, consisting of Lords and Commoners, which recommended setting up of a ‘Convention’ to decide a way forward, which was formally opened on 22 January 1689.

The key fact was that nobody wanted civil war or the outbreak of rebellion in either Scotland or Ireland. The solution had to be fast. And so it was that the knottiest problem in English history was solved by the Convention Parliament in just two weeks!

Lords and Tories

In the House of Lords some, especially the bishops, wanted a simple restoration of James, the rightful king. Other Tories suggested that William and Mary might rule as ‘regents’ until the death of James II, and then Mary would reign as rightful queen thereafter. William, Mary and Anne all let it be known that they opposed this option, the two women deferring to the male monarch.

Whigs

In the House of Commons, Whigs put forward a formula that James had abrogated the contract between a sovereign and his people by abdicating. But 1) the notion that monarchy rested on some kind of voluntary contract between sovereign and people was unprecedented and revolutionary in implication, and 2) it was far from clear that James had, in fact, abdicated. He had been ordered to leave.

Moreover 3) the whole point of a hereditary monarchy is that the throne is never vacant: the moment one monarch dies, his or her heir succeeds. Even if James had abdicated, then his son the Prince of Wales automatically became the rightful heir – but nobody at all wanted rule by a baby (referred to by many of the debaters as ‘the brat’, according to Kishlansky). And 4. the notion that abdication created a sort of vacuum which had to be sorted out by the people implied another revolutionary idea – that the people in some sense elected their monarch. An elective monarchy.

Reluctant acceptance

Nobody wanted to explicitly say this, as it made a mockery of the fixed hierarchical principles on which the whole of English society rested. But nonetheless, this notion of an agreement by the people to choose a sovereign was the formula which was eventually accepted for the simple reason that the alternative – that the king had been overthrown by an armed invasion – was worse. That idea would legitimise the violent overthrow of the rightful monarch and take everyone back to the constitutional chaos of the 1640s.

Arguments

The differing arguments were played out in disagreement between the Commons, which accepted the new reality, and the Lords who held out for significant rewording the Act agreed by the Commons. The deadlock dragged on for days until William, always a busy man, threatened to go back to Holland and leave the English with a broken country.

The Lords capitulated and both Houses passed an Act declaring William and Mary joint King and Queen of Britain.

The Declaration of Rights

While the politicians had been arguing, the nation’s top lawyers had been drafting a Declaration of Rights. Like the Act, the Declaration had to be very careful in its language, ambiguous at a number of key moments in order not to alienate the different groupings of Whigs and Tories.

A compromise

Like many other constitutional documents (the Magna Carta or the American ConstitutionThe Declaration of Rights was less a bold statement of timeless principles than a fix-up designed to be acceptable to the largest number of the political nation. As it progressed through drafts, it evolved into a ringing restatement of old and existing laws and liberties, sweeping away James’s innovations, but not proposing anything new.

Even then, the situation called for equivocation. If William had been forced to agree to the Declaration, he would have become in effect an elected monarch and the monarchy and elective monarchy – something which was anathema to most of the bishops and lords and Tories throughout the land.

A tricky coronation

William’s coronation had to be accompanied by the Declaration but not dependent on it. Hence the peculiar fact that at William’s more-elaborate-than-usual coronation on 11 April 1689, the Declaration was read out before William was crowned, and he referred to it in the speech after his coronation as embodying the principles for which he had entered the country – but it was carefully made clear that his crowning was in no way dependent on accepting the Declaration. And no-one mentioned abdication or contracts or elective monarchies or anything like that. Shhh.

Muddling through

Once again the English had managed their way through a massive constitutional crisis on the basis not of logical principles, but of fudging and mudging, of masking ambiguity and unclarity in robes and orbs and high ceremonial. Was it a triumph of enlightened constitutional principles, or of English pragmatism, or of barely concealed hypocrisy?

However you interpret it, what came to be called ‘the Glorious Revolution’ certainly solved one immediate and pressing problem, but laid up a whole series of longer-term challenges for the future.


More seventeenth century reviews

Charles II: His Life and Times by Antonia Fraser (revised 1993 edition)

Lady Antonia Fraser published her life of Charles II in 1979. 14 years later she published this big hardback version, which is basically a large-format coffee-table book, with the text drastically cut back in order to make room for hundreds of beautiful and fascinating full-colour illustrations.

As I have detailed the political events leading up to the civil wars in other blog posts, this review will focus on snippets and insights into Charles’s private life, seeing the events of this turbulent time from his personal perspective.

Birth Charles was born on 29 May 1630, one year into his father’s Personal Rule i.e. Charles I’s determination to rule without troublesome parliaments.

Heredity Charles had a swarthy complexion. He was nicknamed the Black Boy and this is the origin of hundreds of pubs of the same name across England. Through his father, Charles I, Charles was one quarter Scots, one quarter Danish (his grandfather James I was married to Anne of Denmark); through his mother, Henrietta Maria, he was one quarter French, one quarter Italian. Hence the ‘foreign’ look which many commentators pointed out.

Charles I’s wife, Queen Henrietta Maria, bore nine children, six of whom survived infancy. It was in the marriage contract between Henrietta Maria and Charles I that all their children should be suckled only by Protestant wet-nurses.

Trial of Strafford Charles’s idyllic early childhood was overshadowed by clouds of approaching war. As Prince of Wales, aged just ten, he sat through the entire seven-week trial of Charles I’s adviser, Thomas Wentworth, Earl of Strafford, who’d acquired the nickname of ‘Black Tom Tyrant’. When Parliament passed an Act of Attainder declaring Strafford a traitor sentenced to death, 10-year-old Charles was sent to Parliament with a petition for mercy, which was rejected.

Orange In 1642 Charles’s sister, Mary, aged just nine, was married off to Prince William of Orange, aged 12. Their marriage produced a son who was to become William III of Britain 46 years later.

Wedding portrait of William II, Prince of Orange, and Mary Stuart, daughter of Charles I, future parents of King William III, by Anthony van Dyck

Nottingham As the political crisis deepened Charles I kept his sons, Charles and James, by his side, leaving his other children in London when he fled the capital in 1642. They were with him when Charles raised his standard of war at Nottingham Castle on 22 August 1642.

Edgehill Charles was nearly captured by a troop of Roundheads at the Battle of Edgehill, 23 October 1642. In a much-repeated anecdote, the 12-year-old drew his sword and prepared to fight, before Royalist soldiers came to the rescue. Charles accompanied his father to Oxford where a Royalist Parliament was set up. His youngest siblings, Elizabeth and Henry, had remained in royal nurseries in London, where they were seized by Parliamentarians and given Roundhead governesses.

Hyde Aged 14, early in 1645, Charles was given nominal leadership of the Royalist Western Association and departed Oxford. He was never to see his father again. He was to be supervised by Sir Edward Hyde, a lawyer who had initially attacked Charles’s policies in Parliament, but came round to being an advocate for a new type of constitutional Royalism, became firm friends with Charles I, and then the trusted guardian and mentor of his son for the next 20 years.

Flight The battle of Naseby, 14 June 1645, was the decisive military engagement of the first civil war in which the Royalist army was soundly beaten, followed by further Royalist defeats in the West. Young Charles had moved between Bristol and Bridgewater. Now he clearly needed to flee. His party were pushed by advancing Roundheads down into Cornwall and then took ship to the Scilly Isles. Charles was thrilled by the sea journey and at one point took the tiller himself, whetting an appetite for sea sports which was to resurface after the Restoration.

In Bristol, in Bridgewater, in Cornwall and in the Scillies, argument had raged about where Charles should ultimately flee. Hyde was insistent he remain on British soil, for its symbolic importance. But eventually Charles gave in to the wishes of his mother, Henrietta Maria, who had fled back to her native France in July 1645.

Puritan iconoclasm To give a sense of Roundhead iconoclastic zeal, when Henrietta had fled London, Parliament voted to destroy her private chapel at Somerset House and to arrest the Capuchin friars who maintained it. In March, Henry Marten and John Clotworthy forced their way into the chapel with troops and destroyed the altarpiece by Rubens, smashed many of the statues and made a bonfire of the Queen’s religious canvases, books and vestments.

Charles in Paris King Louis XIV of France was Charles’s cousin (the son of his mother, Henrietta Maria’s, brother) and eight years younger i.e. 8 when the 16-year-old Charles arrived in Paris. Henrietta Maria received a small pension from the French court, but Charles received nothing at all – for political reasons on both sides – and had to ask his mother for maintenance, a situation which led to increasing discord. He was reunited with his boyhood friend, the Duke of Buckingham and they both acquired reputations for laziness and ‘gallantry’.

Holland The next two years were spent among the bickering little court of Royalist exiles around Henrietta Maria. In 1648 a Scottish army invaded England. Charles was invited to put himself at the head of it but was fatally deterred by his advisers and instead sent to Holland where part of the British fleet had mutinied. Here he was reunited with his younger brother James. They sailed in the fleet to Yarmouth, optimistic that the Royalist uprising would soon result in the liberation of Charles I who was in prison on the Isle of Wight.

Preston But young Charles and the invading Scots engaged in the same old argument about whether Presbyterianism would be imposed on England, and during these squabbles Cromwell led an army north and destroyed the Scots forces at the Battle of Preston, 17 August 1648.

Birth of Monmouth So Charles’s little fleet sailed sadly back to Holland where he became dependent on the personal charity of the Prince of Orange, living in the Hague. He took a mistress, Lucy Walter, who on 9 April 1649 bore him a son, James, the future Duke of Monmouth, who was to lead a rebellion against Charles’s brother, his uncle James, in 1685.

Execution of Charles I While the Royalists squabbled amongst themselves, the pace of events in England speeded up. It took a while for news to come through that King Charles was to be put on trial, and even then it took some days for young Charles to realise his father might actually be killed. Henrietta Maria sent a letter to Parliament begging to be with her husband but this was ignored, and lay unsealed and unread for decades. Charles sent an envoy to plead with the Dutch Estates General to send official envoys to intercede, but by the time they arrived in London it was too late.

Legend has it that Charles signed a blank piece of paper to be given to the Roundhead court, indicating that he would agree to any terms at all, so long as his father was spared.

Tearful farewells This is a very personal history and so Fraser dwells on the last meeting between the doomed Charles I and his two youngest children who had been kept in Parliamentarian care since the outbreak of war, 13-year-old Princess Elizabeth and 8-year-old Henry Duke of Gloucester, who both broke down in tears. Accounts of this meeting, plus Charles’s last loving letters to his wife, helped to shape the image of Charles the gentle, saintly martyr, which became so powerful in subsequent royalist propaganda.

The Covenanters In September Charles and advisers sailed back to Jersey, with a view to preparing to raise a Royalist rebellion in Ireland. But while they waited, fretted and argued, Cromwell crushed Irish resistance. The royalist party sailed back to the Netherlands. Scotland remained the only hope. An embassy of Covenanters visited Charles in April 1650, insisting that he agree to impose Presbyterianism on all three kingdoms. Charles set off for Scotland and very reluctantly signed the Covenant, the grand document of the Scottish rebels. However, the army of Scots Covenanters which invaded England was crushed by Cromwell at the Battle of Dunbar on 3 September 1650. In any case, Charles had grown to hate the Covenanters and their narrow, bickering worldview.

King of Scotland Defeated in battle, the Scots Covenanters now realised they had to ally with the Royalist Scots if they were to mount a successful invasion of England. To this end, it was arranged for Charles to be crowned King of Scotland on 1 January 1651. He went on a tour of north and east Scotland to raise support. He turned 21 on 29 May 1651. Divisions continued among the Scots, some of whom refused to join the army being raised to invade England. Again.

Worcester The Scots were defeated at the Battle of Worcester on 3 September 1653. Charles fought bravely, escaped and went on the run. His experience of being hidden in the homes and priest holes of recusant Catholic families was to influence his thinking about this loyal but persecuted minority when he was restored. Maybe as a result of being locked up in various tiny hidey-holes, Charles in later life developed claustrophobia.

At one point Charles was disguised as a servant to Jane Lane, accompanying her on a visit to Bristol. He cut south to Lyme, expecting to rendezvous with a ship but when this didn’t appear, was forced back inland. Fraser tells the story with breathless excitement but then, it was a genuinely exciting adventure.

European travels Eventually Charles took ship from Brighton back to the Continent. His sojourn in Paris is brought to an end when the  French decide they want to ally with Cromwell’s England and Charles was given ten days to pack his bags. He went to Spa in Belgium, then Cologne, then Dusseldorf. He conceived the plan of an alliance with Spain so went to the Spanish Netherlands, settling in Bruges.

The Restoration I have given a detailed account of the negotiations leading up to the Restoration in another blog post. The procession from Dover, wine flowing in the streets, garlands of flowers. The actual coronation the next year, on 23 April 1661. In the same month, the first awards of the Order of the Garter for a generation.

Catherine of Braganza His people and traditionalists expected magnificence but this came at a cost and Charles was soon spending more than the million or so pounds he was awarded by Parliament. Hence betrothal to Catherine of Braganza. The poor woman was 23, had been raised in a convent, and was sold to Charles along with a dowry of two million crowns or £360,000. But almost all this money was mortgaged before she even arrived in the country. She brought Dunkirk as part of her dowry but in 1662 Charles was forced to sell it to the French (at the admittedly impressive price of £400,000).

Infertility When she was introduced to Charles’s mistress, Barbara Villiers, Catherine had a fit, burst out crying and collapsed on the floor. Over time she learned to manage herself and her feelings in the alien court with its alien religion, surrounded by scheming courtiers, and her husband’s open dalliances with various mistresses. And then it turned out she was ‘barren’ (as we used to say), infertile, incapable of having children. She couldn’t get pregnant. She visited Bath and other spas to take the healing waters. No effect. It must have been incredibly hard.

Frances Stuart The traditional image of Britannia is based on the beautiful but maddeningly virtuous Frances Stuart, who Charles became infatuated with.

The cabal I found it interesting that Fraser thinks, or thought, that every schoolchild ought to know that the word cabal is an acronym for the five statesman who administered Charles’s affairs after he had dismissed the unpopular Earl of Clarendon, who was made to take the blame for the unpopular and humiliating Dutch war – namely Clifford, Arlington, Buckingham, Ashley and Lauderdale (p.156). Does every schoolchild know that? Ought they to?

Painting of Charles II in his coronation robes

King Charles II in his coronation robes by John Michael Wright

Sporty Charles was physically restless and interested in all forms of activity. He was notorious for his fast walking pace which wore out younger companions. He played ‘real’ tennis almost every day. He liked swimming in the Thames. He liked fishing. All of these activities might see him rising at 5am to indulge. He was definitely not a lazy slugabed.

Horse racing Charles loved hunting game in the royal forests e.g. the New Forest and Sherwood Forest, which he had restocked. Charles was an excellent horseman, he loved horse-racing, instituted the Epsom Derby, was no mean jockey himself, and regularly visited the racing at Newmarket. A famous stallion of the day which was used to breed a vast progeny was named Old Rowley and some people nicknamed the king Old Rowley for Charles’s similar tendencies.

St James Park Charles threw open St James’s Park to the public and had the lake built, which he liked to swim in. When it froze over Pepys wrote about the new Dutch fashion for skating or ‘sliding’ as it was called. Birdcage Walk is named after Charles’s interest in rare birds and the aviary he had constructed.

Science Charles loved clocks. He had at least seven in his personal rooms, which all kept different time and struck the hour at random, driving his servants crazy. It was part of his general love of gadgets which fed into serious interests in mathematics and the new sciences – the so-called Scientific Revolution which had seen him found the Royal Society in 1662.

Final illness Fraser’s description of Charles’s death is harrowing. He woke in the night, was feverish, struggled through to morning, let out a great shriek while being shaved, and was thereafter subjected to the monstrous interventions of half a dozen doctors, which included letting a staggering amount of blood, administering cantharides, red hot pokers to his shaved skull (!), cups, blistering and so on. The historian Macauley commented 150 years ago, that Charles was killed by his doctors.

Deathbed conversion to Catholicism Even more dramatic is the story of his deathbed conversion to Catholicism, laden with pathos since the priest who received him into the Catholic church was none other than the Father Huddleston who had helped hide Charles in the homes of local Catholics after the crushing defeat at Worcester all those years ago. He was procured and brought in secret to Charles’s bed-chamber by his brother, James. Fraser’s description of the catechism Huddleston administered and Charles’s conversion are very moving. After 45 minutes Huddleston left. Only his brother James and two other hand-picked gentlemen witnessed it. The great throng of nobles and all the Anglican bishops who had assembled, had been pushed out into ante-chambers and had no inkling of what was taking place.

An exemplary death But Charles didn’t die at once, he lingered. In fact, with characteristic politeness, he apologised to the gentlemen surrounding his bed for being so long a-dying. He called his wife and his two final mistresses in to see him. His many children were brought in and he blessed them one by one. It was an exemplary death from a man who had, throughout his life, striven to be noble and decent. A final example of his loyalty to those who helped him, and his confident way with the people who he so easily mixed with, in St James’s Park or Newmarket, sailing or racing, which endeared him to ‘the people’.

Parliaments Fraser’s account leaves you feeling that Charles wanted to be, and had the abilities to be, genuinely the father of his people. It was his Parliaments, the early ones determined on vicious revenge against Puritans and dissenters, the later ones obsessed by the Catholic threat, which poisoned the politics of his reign, especially the last seven or eight years.

If only Henry Duke of Gloucester, Charles I’s youngest son and widely admired as a young man, had not died in 1660, aged just 20, maybe Charles would have accepted the Whig attempts to exclude James II from the succession in favour of Protestant Henry, and all the disruption which followed would have been avoided.

If only Catherine of Braganza had borne him at least one child who would have been raised a Protestant and ensured the Stuart succession.

But Henry died and Catherine could not get pregnant, and so James Duke of York was left as the most legitimate successor to Charles, and so on 6 February 1685 his doomed reign began.


Related links

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Political documents of the British civil wars

What follows are summaries of some of the key political documents produced between the start of Charles I’s conflict with Scotland in 1637 and the Restoration of Charles II in 1660. Instead of a chronological or thematic approach to the period, this is a different angle from which to consider events, a record of the proliferation of plans and constitutions cooked up by all sides in their attempts to find a solution to the nation’s deep divisions.

Lining them up like this brings out one of the central ideas of Mark Kishlansky’s history of the 17th century, namely the collapse of consensus, the collapse of belief in a central set of political and religious values which characterised the era, and the countless attempts made by different political players to rebuild it.

In the last few documents of the series you can see the realisation emerging that the late-medieval idea of a hierarchical and completely homogeneous society was permanently broken and that only a system which allowed for some measure of tolerance and pluralism could replace it.

The question of just how much pluralism and tolerance could be permitted and society remain, in some sense, united or coherent, remained an open question – in fact, arguably, it’s one of the main threads of British social and political history right up to the present day.

To me what this proliferation of documents indicates is how very difficult it is, once you abandon tradition and precedent, to draw up a new political constitution in a period of crisis. It’s one of the reasons revolutions are so tumultuous. Getting rid of the ancien regime, especially if it’s embodied in one hated ruler (Charles I, Louis XVIII, Czar Nicholas II, the Shah of Iran, Saddam Hussein, Muammar Gaddafi) is relatively easy. Finding a successor system which all the competing factions can unite behind… almost impossible.

Which is why revolutions often become uncontrollable by all except the most ideological, ruthless and uncompromising: Cromwell, Napoleon, Lenin, Ayatollah Khomeini. Or collapse into civil war: Iraq, Libya.

I’m aware that the documents are in a broad range of genres – from constitutions enacted by central government to the manifestos of fringe groups (the Levellers and even more so, the Diggers), from religious oaths to political treaties. A proper study would take this more into account. I am concerned simply to give an indication of a) the sheer number of them b) their range and variety, and – as said above – the way they show how, once a shared consensus has collapsed, it is so very difficult to create a new one.

  • 1638 The Scottish National Covenant
  • 1641 The Grand Remonstrance
  • 1643 The Solemn League & Covenant
  • 1647 The Heads of the Proposals
  • 1647-9 An Agreement of the People
  • 1648 The Army Remonstrance
  • 1649 England’s New Chains Discovered
  • 1649 The True Levellers Standard Advanced (the Diggers)
  • 1650 The Treaty of Breda
  • 1653 The Instrument of Government
  • 1657 Humble Petition and Advice
  • 1660 The Declaration of Breda

1638 The Scottish National Covenant

In 1637 King Charles I and Archbishop Laud tried to bring the separate churches of England and Scotland closer together, firstly by the introduction of a new Book of Canons to replace John Knox’s Book of Discipline as the authority for the organisation of the Kirk, and secondly by the introduction of a modified form of the Book of Common Prayer into Scotland. Charles and Laud consulted neither the Scottish Parliament or the Assembly of the Kirk with the inevitable result that the proposals met with outrage from Scots determined to preserve their national and religious identity.

At the first service where they were introduced, on 23 July 1637 in St Giles’s cathedral in Edinburgh, Jenny Geddes flung her prayer stool at the dean as he read from the book, and started a riot. Similar demonstrations took place in churches all across Scotland where the new liturgy was introduced.

This spontaneous protest was soon organised by Presbyterian elders and aristocrats into a campaign of petitions denouncing the Laudian prayer book and the power of the bishops. These coalesced into a committee which drew up a National Covenant to unite the protesters. The Covenant called for adherence to doctrines already enshrined by Acts of Parliament and for a rejection of untried ‘innovations’ in religion.

In February 1638, at a ceremony in Greyfriars Kirk in Edinburgh, large numbers of Scottish noblemen, gentry, clergy and burgesses signed the Covenant, committing themselves under God to preserving the purity of the Kirk. Copies were distributed throughout Scotland for signing on a wave of popular support. Those who hesitated were often intimidated into signing and clergymen who opposed it were deposed. By the end of May 1638, the only areas of Scotland where the Covenant had not been widely accepted were the remote western highlands and the counties of Aberdeen and Banff, where resistance to it was led by the Royalist George Gordon, Marquis of Huntly.

An Assembly was held at Glasgow in 1638 where the Covenanter movement became the dominant political and religious force in Scotland.

In 1643 the objectives of the Covenant were incorporated into the Solemn League and Covenant which formed the basis of the military alliance between the English Parliament and the Scottish Covenanters against the Royalists.

1641 The Grand Remonstrance

A Remonstrance against King Charles I was first proposed by George Digby, MP for Dorset, soon after the Long Parliament assembled in November 1640. The idea was taken up by John Pym in 1641. Pym planned to use it as part of his campaign to transfer control of the armed forces to Parliament by undermining confidence in the King and his ministers and by demonstrating the integrity of Parliament.

The Remonstrance was drafted between August and November 1641 by Pym and his supporters. These included John Hampden, John Glynn, Sir John Clotworthy, Arthur Goodwyn and others who later formed the ‘Middle Group’ that was associated with Pym’s efforts to bridge the parliamentarian ‘War’ and ‘Peace’ parties during the early years of the English Civil War.

The Grand Remonstrance was a long, wide-ranging document that listed all the grievances perpetrated by the King’s government in Church and State since the beginning of his reign. Rather than blaming the King himself, the Remonstrance emphasised the role of bishops, papists and ‘malignant’ ministers and advisers who were alleged to have deliberately provoked discord and division between King and Parliament.

In contrast, the Remonstrance described the measures taken by the Long Parliament towards rectifying these grievances during its first year in office, including the abolition of prerogative courts and illegal taxes, legislation for the regular summoning of Parliament, and a partial reform of the Church. Thus the House of Commons was presented as the true defender of the King’s rightful prerogative, of the Protestant faith, of the privileges of Parliament and the liberties of the people.

In order to continue its work, the Remonstrance called for the setting up of an Assembly of Divines, nominated by Parliament, to supervise ongoing reform of the Church; furthermore, it demanded that the King’s ministers should be approved by Parliament, with the right of veto over those it considered unsuitable.

On 22 November 1641, after a stormy debate that lasted long into the night, the House of Commons passed the Remonstrance by a narrow margin of 159 votes to 148. The King’s supporters who tried to enter a protest were shouted down in a bad-tempered confrontation that almost ended in a riot. Oliver Cromwell is said to have remarked that if the Remonstrance had not been passed he would have sold all he had and gone overseas to America.

Opponents of the Remonstrance, who included Viscount Falkland and Edward Hyde, formed what was, for the first time, a recognisable Royalist party in Parliament. The Remonstrance was presented to the King on 1 December 1641. He ignored it for as long as possible, so Parliament took the unprecedented step of having it printed and circulated in order to rally outside support. On 23 December, the King finally presented his reply. Drafted by Edward Hyde, it rejected the Remonstrance but in reasoned and conciliatory tones calculated to appeal to moderate opinion.

1643 The Solemn League and Covenant

The alliance between the English Parliament and the Scottish Covenanters was sealed with the signing of the Solemn League and Covenant by both Houses of Parliament and the Scottish commissioners on 25 September 1643. It was a military league and a religious covenant. Its immediate purpose was to overwhelm the Royalists, who in 1643 seemed in a strong position to win the English Civil War.

An alliance between Parliament and the Scots was first proposed by John Pym early in 1643. Parliament was anxious to secure military help from Scotland in order to counter Royalist victories in England. The Convention of Estates in Edinburgh favoured the alliance after the discovery of the Earl of Antrim’s conspiracy to bring over an Irish Catholic army to support a projected uprising of Scottish Royalists. However, the Covenanters regarded the alliance principally as a religious union of the two nations. They hoped to unite the churches of Scotland and England under a Presbyterian system of church government.

In August 1643, the four commissioners appointed by the House of Commons arrived in Edinburgh. They were Sir Henry Vane, Sir William Armyne, Thomas Hatcher and Henry Darley. They were accompanied by two clergymen, the Presbyterian Stephen Marshall and the Independent Philip Nye. Although the House of Lords had voted in favour of the alliance, no peers were prepared to go to Scotland to take part in the negotiations. Sir Henry Vane emerged as the leading spokesman of the English delegation.

Both sides were eager to defeat the Royalists so the negotiations proceeded quickly. The Westminster Parliament ratified the new covenant within two weeks of receiving it at the end of August 1643. Certain alterations were made to avoid an immediate commitment to strict Presbyterianism and these were accepted by the Convention of Estates.

The Scots agreed to send an army into England on condition that Parliament would co-operate with the Kirk in upholding the Protestant religion and uprooting all remaining traces of popery. Although it was implied that Presbyterian forms of worship and church government would be enforced in England, Wales and Ireland, the clause was qualified to read that church reform would be carried out ‘according to the Word of God’ – which was open to different interpretations.

Reform of the Anglican church was debated at the Westminster Assembly, but a Presbyterian religious settlement for England was strongly opposed by Independents and others. The settlement that was eventually imposed was regarded as a compromise by the Covenanters.

In January 1644, the Army of the Covenant marched into England to take the field against the Royalists. Parliament decreed that the Covenant was to be taken by every Englishman over the age of eighteen. Although no penalty was specified, the names of those who refused to sign were to be certified to Parliament. Signing the Covenant became a prerequisite for holding any command or office under Parliament until King Charles I made his own alliance with the Scots in 1648.

After the execution of Charles I, Kirk leaders pressed the Solemn League and Covenant on his son Charles II at the Treaty of Breda (1650). However, the defeat of the Royalist-Scots alliance at the battle of Worcester in September 1651 ended all attempts to impose Presbyterianism in England.

1646 The Newcastle Propositions

The Newcastle Propositions were drawn up by the Westminster Parliament as a basis for a treaty with King Charles I in July 1646 after the defeat of the Royalists in the First Civil War. The King had surrendered to Parliament’s Scottish allies rather than to Parliament itself and was held in semi-captivity at Newcastle.

There was resentment among English Parliamentarians that the King was in the hands of the Scots, and tension had increased after an intercepted letter revealed that secret negotiations had passed between the King and the Scots earlier in the year. Fearing that the alliance with Parliament was under threat, the Committee of Estates in Edinburgh instructed the Scottish commissioners in London to consent to Parliament’s proposals, even though they fell short of the Covenanters’ ideals in the settlement of religion.

The Propositions put to the King consisted of nineteen clauses. The main points were:

  • The King was to sign the Covenant and an Act was to be passed imposing it on all his subjects
  • Episcopacy was to be abolished as it had been in Scotland; the church in England and Ireland was to be reformed along Presbyterian lines as directed by Parliament and the Assembly of Divines
  • The armed forces and militia were to be controlled by Parliament for a period of twenty years before reverting to the Crown
  • Leading officials and judges were to be nominated by Parliament
  • The Irish Cessation was to be annulled and the war in Ireland to be directed by Parliament
  • Conservators of the Peace were to be appointed in England and Scotland to maintain peace between the two nations
  • A number of named Royalists were to be exempted from pardon and punished for their actions in the Civil War
  • Strict laws against Catholics were to be enforced

1647 The Heads of the Proposals

These were a set of propositions intended to be a basis for a constitutional settlement after King Charles I was defeated in the First English Civil War. The document was drafted by Commissionary-General Henry Ireton and Major-General John Lambert. during the summer of 1647 when the Army was engaged in a political power struggle with Presbyterian MPs over the settlement of the nation. The proposals were termed the ‘Heads’ to indicate that they were a broad outline, to be negotiated in detail later.

  • Royalists had to wait five years before running for or holding an office.
  • The Book of Common Prayer was allowed to be read but not mandatory, and no penalties should be made for not going to church, or attending other acts of worship.
  • The sitting Parliament was to set a date for its own termination. Thereafter, biennial Parliaments were to be called (i.e. every two years), which would sit for a minimum of 120 days and maximum of 240 days. Constituencies were to be reorganized.
  • Episcopacy would be retained in church government, but the power of the bishops would be substantially reduced.
  • Parliament was to control the appointment of state officials and officers in the army and navy for 10 years.

Although the Army proposals were more lenient than the terms offered in Parliament’s Newcastle Propositions, the King regarded them as too restrictive and rejected them outright. During the negotiations, Ireton and Cromwell lost the support of the Army radicals, who were disappointed that the proposals made no concessions to Leveller demands for a wider franchise, and who criticised the Grandees’ ‘servility’ in their dealings with the King.

Meanwhile, Charles continued his attempts to play off the Army and Parliament against one another. He also began secretly negotiating with a faction among the Scots, which was to lead to the Second Civil War in 1648.

At the Putney Debates (October-November 1647), where the Army Council discussed a new constitution for England, Ireton promoted the Heads of the Proposals as a moderate alternative to the Leveller-inspired Agreement of the People.

Six years later, elements of Ireton’s proposals were incorporated into the Instrument of Government – the written constitution that defined Cromwell’s powers as Lord Protector. The religious settlement proposed by Ireton in 1647 was virtually identical to that finally adopted in the Toleration Act of 1689.

1647 to 1649 An Agreement of the People

The Agreement of the People was the principal constitutional manifesto associated with the Levellers. It was intended to be a written constitution that would define the form and powers of government and would also set limits on those powers by reserving a set of inalienable rights to the people. It would take the form of a contract between the electorate and the representative, to be renewed at each election. The Agreement developed over several versions between October 1647 and May 1649.

Original Draft, 1647

An Agreement of the People for a firm and present peace upon grounds of common right was first drafted in October 1647 when Agitators of the New Model Army and civilian Levellers collaborated to propose an outline for a new constitution in the aftermath of the First Civil War. It was probably drafted by John Wildman though its authorship is not known for certain. Stating that sovereign power should reside in the people of England rather than with the discredited King or Parliament, the original Agreement consisted of four clauses:

  1. The peoples’ representatives (i.e. Members of Parliament) should be elected in proportion to the population of their constituencies
  2. The existing Parliament should be dissolved on 30 September 1648
  3. Future Parliaments should be elected biennially and sit every other year from April to September
  4. The biennial Parliament (consisting of a single elected House) should be the supreme authority in the land, with powers to make or repeal laws, appoint officials and conduct domestic and foreign policy

Certain constraints were placed on Parliament: it was not to interfere with freedom of religion; it was not to press men to serve in the armed forces; it could not prosecute anyone for their part in the recent war; it was not to exempt anyone from the ordinary course of the law; all laws passed by Parliament should be for the common good.

The proposals were debated at the Putney Debates of October and November 1647 where the Grandees Cromwell and Ireton tried to curb Leveller extremism, particularly over a proposal to extend the franchise to all adult males. Parliament denounced the Agreement as destructive to the government of the nation and ordered Fairfax to investigate its authorship. Attempts to gain wider Army support for the Agreement at the Corkbush Field rendezvous were forcibly suppressed by the Grandees.

The Whitehall Debates, 1648 to 1649

During 1648, civilian and military supporters of the Agreement continued to debate and refine its proposals. The Armies Petition or a new Engagement was drafted by a group of Agitators at St Albans in April 1648 and was published in tandem with a related civilian broadside, A New Engagement, or Manifesto. These documents expanded upon the original Agreement to include more specific proposals for legal and economic reform.

After the King’s defeat in the Second Civil War, John Lilburne promoted an extended version of the Agreement which was discussed by a committee of Levellers, London Independents, MPs and army Grandees at Whitehall in December 1648. These discussions took place in the aftermath of Pride’s Purge when the King’s trial was imminent.

Lilburne wanted to secure Parliament’s acceptance of the Agreement before the King was brought to trial so that the trial would have a basis in a legitimate and legal constitution. However, Lilburne and his colleague Richard Overton walked out of the discussions when Army officers led by Henry Ireton insisted upon making further modifications to the Agreement before it was presented to Parliament.

The discussions continued in Lilburne’s absence. While Ireton appeared to make concessions to the Levellers over the franchise, it is probable that he was playing for time to distract the Army Levellers while preparations for the King’s trial went ahead. The revised Agreement was finally presented to the House of Commons as a proposal for a new constitution on 20 January 1649, the very day that the public sessions of the High Court of Justice began. As Ireton had calculated, MPs postponed discussion of the Agreement until after the trial, and it was never taken up again by Parliament.

Final version, May 1649

The Grandees’ modification of the Agreement of January 1649 was the Army’s last official involvement in its evolution. However, Lilburne and the civilian Levellers regarded Ireton’s intervention as a betrayal and continued to refine their proposals. A fully developed version of the Agreement – An Agreement of the Free People of England, tendered as a Peace-Offering to this distressed Nation – was published in May 1649, signed jointly by John Lilburne, Richard Overton, William Walwyn and Thomas Prince. Its proposals included:

  • The right to vote for all men over the age of 21 (excepting servants, beggars and Royalists)
  • Annual elections to Parliament with MPs serving one term only
  • No army officer, treasurer or lawyer could be an MP (to prevent conflict of interest)
  • Equality of all persons before the law
  • Trials should be heard before 12 jurymen, freely chosen by their community
  • The law should proceed in English and cases should not extend longer than six months
  • No-one could be punished for refusing to testify against themselves in criminal cases
  • The death penalty to be applied only in cases of murder
  • Abolition of imprisonment for debt
  • Tithes should be abolished and parishioners have the right to choose their ministers
  • Taxation in proportion to real or personal property
  • Abolition of military conscription, monopolies and excise taxes

The final version was published after the Leveller leaders had been imprisoned by order of the Council of State and a few weeks before the suppression of the Army Levellers at Burford on 17 May 1649, after which the Leveller movement was effectively finished.

1648 The Army Remonstrance

The Remonstrance of General Fairfax and the Council of Officers was a manifesto adopted by the New Model Army in November 1648 to justify its intention to abandon treaty negotiations with King Charles and to bring him to trial as an enemy of the people. Although it was issued under the authority of Fairfax and the Council of Officers, the Remonstrance was primarily the work of Henry Ireton.

In September 1648, Parliament opened negotiations for a settlement with King Charles at the Treaty of Newport. However, Army radicals demanded that the negotiations should be abandoned and the King brought to justice for inflicting the Second Civil War upon the nation.

Ireton wrote to General Fairfax proposing that the Army should purge Parliament of MPs who supported the Treaty. After Fairfax rejected the proposal, Ireton began drafting the Remonstrance. Several petitions from radical regiments demanding justice against the King were presented to Fairfax during the following weeks, possibly under Ireton’s direction. Under pressure from the radicals, Fairfax agreed to call a meeting of the General Council of the Army at St Albans to discuss the situation. In contrast to the Putney Debates of the previous year, representatives of the common soldiers were excluded from the discussions.

The General Council convened in St Albans Abbey on 7 November 1648. After discussion of the petitions and general grievances of the soldiers, Ireton presented the draft of the Army Remonstrance on 10 November. It was initially rejected by Fairfax and the moderate officers but their opposition evaporated after 15 November when the House of Commons voted to allow the King to return to London on completion of the Newport Treaty and to restore his lands and revenues.

Fearing that Parliament intended to grant an unconditional restoration, the Army united behind Ireton’s Remonstrance. After some last-minute amendments to ensure the support of the Levellers, the Remonstrance was adopted by the General Council on 18 November 1648.

Under the maxim salus populi suprema lex (‘the safety of the people is the supreme law’), the Remonstrance proclaimed the sovereignty of the people under a representative government. Divine providence would prove the righteousness or otherwise of the government’s actions, and would also thwart unjustified rebellion against authority. Thus, the defeat of King Charles in the Second Civil War vindicated the actions of the Army as the defenders of the people. It was argued that the King should be brought to account because he had broken the sacred covenant with his people and attempted to place himself above the law.

The Remonstrance also proposed a set of Leveller-inspired constitutional reforms, including the possibility of an elective monarchy. Parliament was to set a date for its own dissolution, to be followed by annual or bi-annual Parliaments elected on a reformed franchise. There was to be a written constitution with a declaration of parliamentary authority over the King and Lords. All office-holders, including the monarch, were to subscribe to the Levellers’ Agreement of the People.

A delegation of officers headed by Colonel Ewer presented the Remonstrance to Parliament on 20 November. After an initial flurry of opposition led by William Prynne, Parliament postponed further discussion until treaty negotiations with the King at Newport were completed. Meanwhile, the Army moved its headquarters from St Albans to Windsor. On 28 November, the General Council of the Army resolved to march into London. With Parliament still refusing to discuss the Remonstrance and apparently intent on implementing the Treaty of Newport, Ireton initiated the train of events that led to Pride’s Purge in December 1648.

1649 England’s New Chains Discovered

On 26 February one of the leading radicals in the army, John Lilburne, published this attack on the new Commonwealth, in which he asserted the illegality of the High Court of Justice, the Council of State (which, he pointed out ,rested solely on the diminished or Rump Parliament) and the Council of the Army, which he accused of having become an instrument for the rich officers against the rank and file.

His agitation did not go unnoticed. In March 1649, Lilburne and other Leveller leaders were arrested. In October, Lilburne was brought to trial at the Guildhall, charged with high treason and with inciting the Leveller mutinies. He conducted his own defence, during which he raised strong objections to all aspects of the prosecution and quoted directly from Sir Edward Coke’s Institutes, or commentaries on the laws of England. The jury found Lilburne Not Guilty, to enthusiastic cheers from crowds of his supporters and well-wishers.

April 1649 The True Levellers Standard Advanced

This was the manifesto of the splinter group of Levellers who decided to put theory into practice and claimed a patch of common land near Weybridge in Surrey and began digging it. It was written by their leader Gerard Winstanley who has gone down as a hero to Marxists and left-leaning liberals. They thought all hierarchy should be abolished, wealth should be redistributed to abolish poverty, that the land was a common treasury and all the land parcelled out to households who would have equal rights to cultivate them and share the proceeds. As a result they were nicknamed the Diggers. Within months they’d been driven from the original site by the local landowners, and attempted their communal experiment in various other locations until fading away.

1650 The Treaty of Breda

After the execution of Charles I in January 1649, the Scottish Parliament proclaimed his son the new king, Charles II. However, the government of Scotland was dominated by the covenanting Kirk Party, which was determined that Charles should take the Covenant and agree to impose Presbyterianism throughout the Three Kingdoms before he could be crowned King of Scots or receive Scottish help to regain the throne of England.

Initial negotiations between Charles and representatives of the Scottish government were held at The Hague in March 1649 but broke down because Charles did not accept the legitimacy of the Kirk Party régime. However, his hopes of using Ireland as a rallying ground for the Royalist cause were thwarted by Cromwell’s invasion in August 1649. Various European heads of state offered sympathy but no practical help for regaining the throne, so Charles and his council were obliged to call for another round of negotiations with the Scots.

Negotiations between Charles II and a delegation of Scottish commissioners opened at Breda in the Netherlands on 25 March 1650. Aware of Charles’ desperate situation, the demands made by the Scottish Parliament were harsh:

  • Charles was required to sign the Covenant and to promise to impose it upon everyone in the Three Kingdoms.
  • All members of the King’s household were to adopt the Presbyterian religion.
  • Catholicism was never to be tolerated in the Three Kingdoms.
  • The King was to recognise the Scottish Parliament and to confirm all Acts passed since 1641
  • The King was to annul all recent commissions and treaties – this was intended to force Charles to disown Montrose’s expedition to Scotland and Ormond’s treaty with the Irish Confederates

Bad-tempered wrangling continued through March and April. Charles tried to gain concessions that would allow a reconciliation with the Engagers, who were excluded from office in Scotland by the Act of Classes. He would not impose Presbyterianism in England nor would he annul the Irish treaty. But to the dismay of English Royalists, Charles finally agreed to take the Oath of the Covenant. Other contentious issues were to be discussed upon his arrival in Scotland. He signed the Treaty of Breda on 1 May 1650 and took the Covenant immediately before landing in Scotland on 23 June 1650.

Charles then led a Scottish army into England which was comprehensively crushed at the Battle of Worcester on 3 September 1651, the final engagement of the war in England which had started in 1642. Charles escaped the battlefield and was on the run for 45 days till he managed to take ship to France and nine years of exile.

1653 The Instrument of Government

England’s first written constitution, the Instrument of Government was a constitutional settlement drafted by Major-General John Lambert during the autumn of 1653 and adopted by the Council of Officers when the Nominated Assembly surrendered its powers to Oliver Cromwell in December.

Lambert’s original intention had been that the old constitution of King, Lords and Commons should be replaced by one of King, Council and Parliament. In discussion with a few trusted advisers after the abdication of the Nominated Assembly, Cromwell amended the Instrument to avoid reference to the royal title, which was likely to be unacceptable to the Army.

Under the terms of the Instrument of Government, executive power passed to an elected Lord Protector, in consultation with a Council of State numbering between thirteen and twenty-one members. Cromwell was declared Lord Protector for life, though it was stressed that the office was not hereditary. He was required to call triennial Parliaments consisting of a single House of 400 members from England and 30 each from Scotland and Ireland, to remain in session for at least five months.

Parliamentary constituencies were re-arranged in an attempt to lessen the influence of the gentry in favour of the emerging middle class who, it was hoped, would be more inclined to support the Protectorate government. The number of MPs from towns and boroughs (where voting was traditionally influenced by the local gentry) was significantly reduced and representation of the universities was limited. To balance the representative, the number of MPs from the counties was correspondingly increased.

In a direct repudiation of Leveller ideas, the county franchise was restricted to persons with land or personal property valued at £200 or more. The borough franchise remained with aldermen, councillors and burgesses. Furthermore, Roman Catholics and known Royalists were declared ineligible to vote or seek election.

Under the Instrument, Parliament was charged with raising revenue for establishing and maintaining a standing army of 10,000 horse and dragoons and 20,000 foot for the defence of England, Scotland and Ireland.

Liberty of worship was granted to all except Roman Catholics and those guilty of ‘licentiousness’ (i.e. the extreme sectarians).

The Instrument of Government was England’s first written constitution. It was adopted by the Council of Officers on 15 December 1653 and Cromwell was installed as Lord Protector the next day. The First Protectorate Parliament duly assembled on 3 September 1654. However, the abrupt termination of Parliament in January 1655 meant that MPs never finished revising the Instrument of Government and so it was never legally endorsed. Doubts regarding its legal authority led to the resignation of the Lord Chief Justice Henry Rolle in June 1655.

The Instrument was superseded in 1657 by the Humble Petition and Advice.

1657 Humble Petition and Advice

The Humble Petition and Advice was a constitutional document drawn up by a group of MPs in 1657 under which Lord Protector Oliver Cromwell was offered the Crown. It represented an attempt by civilian Parliamentarians to move back towards traditional forms of government after the imposition of various army-led constitutional experiments, in particular the unpopular Rule of the Major-Generals.

The offer of the Crown was intended to limit Cromwell’s power rather than extend it, because as King his power would be defined by precedent. The Humble Petition aimed to legitimise the constitution since it came from an elected Parliament, unlike its predecessor the Instrument of Government.

The first version of the Humble Petition was known as the Humble Address and Remonstrance. It was drafted by a small group which included Lord Broghill, Edward Montagu and Oliver St John. The Remonstrance was brought before the Second Protectorate Parliament on 23 February 1657 by Sir Christopher Packe, a former lord mayor of London. It included proposals for the re-introduction of a second House of Parliament and for the establishment of a national church regulated by a Confession of Faith, but its most controversial proposal was that the Protector should be invited to assume the office and title of King.

This proposal was supported by most lawyers and civilian MPs but was fiercely opposed by Major-General Lambert and other army officers as well as by republicans and religious radicals.

Cromwell agonised over the decision for several months and finally declined the offer of the Crown on 8 May. A revised version of the proposal, which avoided reference to the royal title, was adopted on 25 May. Cromwell was re-installed as Lord Protector in a ceremony still reminiscent of a royal coronation on 26 June 1657.

Under the new constitution, Cromwell was to remain Lord Protector for life and could now choose his own successor. He was required to call triennial Parliaments which were to consist of two chambers: the elected House of Commons and a second chamber, or Upper House (referred to only as the ‘other house’), of between forty and seventy persons nominated by the Protector but approved by Parliament. The Upper House was intended to mediate between the Lower House and the Protector. It had the right to veto any legislation passed in the Lower House and was roundly condemned by republicans as too reminiscent of the old House of Lords. The Council of State was to become the Protector’s privy council, consisting of 21 members chosen by the Protector and approved by Parliament.

After the Instrument of Government, the Humble Petition and Advice was England’s second – and last – written constitution. It differed significantly from the Instrument in that it was drawn up by civilian parliamentarians rather than by army officers and also in that it was legally endorsed by Parliament. It remained in force throughout the remainder of the Protectorate of Oliver Cromwell and during the brief jurisdiction of his successor Richard Cromwell.

1660 The Declaration of Breda

This was a manifesto issued in April 1660 by the exiled Charles II in which he outlined his initial terms for the Restoration of the monarchy. The Declaration was drawn up by Charles himself and his three principal advisers, Sir Edward Hyde, the Marquis of Ormond and Sir Edward Nicholas.

In March 1660, shortly after the final dissolution of the Long Parliament, General George Monck entered into secret negotiations with Charles’ representative Sir John Grenville regarding the possibility of the King’s return to power. Grenville was authorised to offer Monck high office in return for his help, while Monck himself claimed to have always been secretly working towards the Restoration – a view that came to be widely accepted later.

Monck’s terms were geared primarily towards satisfying the material concerns of the army:

  • there was to be a general pardon for actions carried out under orders
  • arrears of pay were to be fully met
  • titles to former Crown and Church lands bought during the Interregnum were to be confirmed
  • religious toleration for moderate sectarians was to be guaranteed

Following Monck’s advice to move from Spanish territory to Breda in the Protestant Netherlands, Charles and his principal advisers prepared a conciliatory declaration that touched upon the major issues of indemnity, confirmation of land sales and the religious settlement. A free pardon and amnesty was offered to all who would swear loyalty to the Crown within forty day of the King’s return.

However, Charles skirted around all points of contention by referring the final details of the Restoration settlement to a future Parliament. Charles was aware that any legislation passed by the forthcoming Convention Parliament would have to be confirmed or refuted by a later Parliament summoned under the King’s authority, and that the blame for inevitable disappointments in the Restoration settlement would then be borne by Parliament rather than by the Crown.

Smart thinking.

The Declaration was signed by Charles on 4 April 1660. Copies were prepared with separate letters to the House of Lords, the House of Commons, the army, the fleet and the City of London. Monck was offered a commission as commander-in-chief of the army. When Sir John Grenville delivered the Declaration to the newly-elected Convention Parliament on 1 May, both Houses unanimously voted for the Restoration.

Sources

The period 1649 to 1658 is covered by pages 189 to 212 of A Monarchy Transformed: Britain 1603 to 1714 by Mark Kishlansky. I’ve also sourced information from Wikipedia. But the main source for a lot of this information was the excellent British Civil Wars, Commonwealth and Protectorate website, which covers all aspects of the subject and includes really excellent maps.


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