Shakespeare and War @ the National Army Museum

A tale of two Henries

In 1944 Laurence Olivier produced, directed and starred in a movie version of Shakespeare’s play ‘Henry V’. Shot in bright primary colours it dealt in bright primary patriotic emotions and 30 years later my Dad and his best friend could remember seeing it in the cinema as 12-year-old kids and being stirred by its patriotic fervour, its stirring invocation of England’s valour and fortitude, at a time when German V rockets were falling on London and the south-east. (A V2 rocket fell on the house next door to my Dad’s, killing the occupants. The one time he mentioned it was the only time I ever saw him cry. Britain needed all the patriotism and determination it could muster.)

Installation view of ‘Shakespeare and War’ at the National Army Museum showing posters, cartoons, photos and programmes from the Second World War including a poster for Olivier’s Henry V

Those ardent schoolboys will have noticed that the film was ‘dedicated to the ‘Commandos and Airborne Troops of Great Britain the spirit of whose ancestors it has been humbly attempted to recapture’ because this appears as a caption at the start of the film, but won’t have known that the production was partly funded by the British government as a form of soft propaganda.

Forty five years later, in 1989, the actor widely seen as inheriting Olivier’s mantle, Kenneth Branagh, directed and starred in a new movie version of ‘Henry V’. Much was made of the fact that, instead of stylised sunny sets, the play went for a darker, grittier look, most notably in the battle of Agincourt scenes, filmed on a lovely sunny day in the Olivier version, but in a downpour of rain in the Branagh, which turns the battlefield into a quagmire, spattering all the characters with mud and also gore from the countless bodies which have been hacked and stabbed. Critics weren’t slow to point out that it was made in the aftermath of the Falklands War and so carried a strong message against war and warmongering.

Poster for the original 1984 Royal Shakespeare Company production of Henry V directed by Adrian Noble and starring Kenneth Branagh, as featured in ‘Shakespeare and War’ at the National Army Museum

The same play, the same author, the same plot, the same characters, the same stage directions and the same words – and yet supporting two very different productions, reflecting very different societies, mindsets and values.

These are just two examples of the way Shakespeare’s plays about war – the causes of war, the preparations for war, the experience of war, wartime emotions from terror to exhilaration – and the greatly varying opinions of his many different characters about war and warfare, have been quoted, adapted, distorted, illustrated and recycled, used both to support and attack Britain’s wars, in the 400 years since his death.

Shakespeare and War

The National Army Museum in Chelsea is currently holding a FREE exhibition titled ‘Shakespeare and War’ which sets out to review the huge history of the national playwright’s role in Britain’s many wars and conflicts and how his words, stories, characters and scenes have been used in widely different times and situations.

The exhibition sets out to document how the plays, characters and speeches have been excerpted and exploited propagandists, governments, commentators, satirists and anti-war activists, soldiers and civilians – during the turbulent 400 years since Shakespeare’s death, in 1616. As the curators put it:

The plays have been used to rally the nation at times of crisis and to reflect on the human cost of conflict. But they have also been used to critique war and to consider the more challenging aspects of the military experience. They have inspired soldiers and civilians alike, helping people face adversity on the battlefield and at home.

After Shakespeare

Thus the exhibition starts after Shakespeare’s death. There’s none of the usual fol-de-rol about his biography or the Globe Theatre or the parabola of his career, just the blunt facts that he was a very successful actor-dramatist-manager, who died in 1616, before the British Army even existed.

Instead we are thrown straight into the first major conflict which occurred after his lifetime, the civil war or wars of three kingdoms which broke out 23 years after his death, in 1639, and lasted until Cromwell’s pacification of Scotland in 1653.

The exhibition is divided into six broad historical sections, each of which is introduced by a wall label and then features all sorts of bric-a-brac from the period in question – broadsheets, posters, cartoons, pamphlets which cite or reference, quote or parody scenes, characters or speeches from the plays to suit the purpose of polemicists and propagandists of the moment, paintings or photos of Shakespearian actors or patrons, posters for productions through the ages, and then – in the modern era – recordings of radio and TV productions and so on. At the most basic level, it’s a curiosity shop of historical Shakespeariana.

1. Royal Shakespeare: The Civil War and Beyond

During the English Civil War Shakespeare was often associated with the monarchy. While in prison awaiting trial, King Charles I read Shakespeare’s (Second) Folio (the First and Second Folios were the first attempts to publish all Shakespeare’s works in one volume). The King made notes on its pages and the exhibition has his copy on show. This did not go unnoticed by the great poet and Puritan propagandist, John Milton, who is represented here by a first edition of his pamphlet, Eikonoklastes.

Installation view of the civil war part of ‘Shakespeare and War’, showing, on the left, engravings of Charles I (above) and Cromwell (below) along with Charles’s copy of the Second Folio beneath an English mortuary sword (photo by the author)

This little collocation of objects overflows with meanings. Eikonoklastes was written and published late in 1649 to justify the execution of King Charles which took place on 30 January 1649. It was a point-by-point rebuttal of a pamphlet titled Eikon Basilike, a Royalist propaganda work, which purported to be a spiritual autobiography of the saintly king. The Basilike set Charles up as the type of a perfect enlightened monarch who ruled by the Divine Right of Kings and through the ancient constitution. Milton refuted all these points and more, claiming that Charles’s rule had degenerated to a tyranny over a people who could only be free by executing him and abolishing the monarchy altogether.

Where does Shakespeare come in all this? Well, he was part of the culture wars between the two sides. Theatre was encouraged and sponsored by the King, the Court and aristocrats. Shakespeare’s younger contemporary, Ben Jonson, ended up writing masques – elaborate ritualistic performances, accompanied by music – for the King and Court, which reinforced the ideology of royalty and monarchical rule and in some of which the king himself took part.

In the eyes of radical Puritans all this was blasphemy. Representing people on stage came close to breaking the commandment about not worshipping images. Plays diverted people’s minds away from the only thing they should be contemplating, the glory of God. Playhouses were notorious sites of crime and prostitution. Shakespeare’s plays, even the sternest tragedies, are littered with outrageously rude puns and euphemisms, the kind of thing Parliamentary Puritans had in mind when they accused the theatre of staging ‘spectacles of pleasure, too commonly expressing lascivious mirth and levity.’

For all these reasons and more the Puritans protested against the theatre in the years leading up to the war, and this explains why, when Parliament took control of the capital in September 1642, they promptly shut down all the playhouses. Which explains why there’s an engraving of Cromwell in this exhibition showing him wearing a suit of armour above a pile of discarded theatrical bric-a-brac, such as masks and disguises. For 18 long years the theatres were dark. Shakespeare’s Globe was torn down in 1644 and turned into ‘tenements’.

The Restoration

In 1660 the monarchy was restored and Charles II assumed the Crown. His 25-year reign was troubled by political and religious issues along the old civil war schism, at its most fundamental the clash between devotees of the Protestant cause and Charles’s Court which became tainted with accusations of Catholic sympathy, especially after he married the Catholic princess Catherine of Braganza in 1662.

Like his father Charles was a great patron of the arts, including theatre, and his rule saw the flourishing of the movement referred to as Restoration Comedy. The theatre once again became associated with all the vices of Londoners at play, and this, like the theatre of his father, became the target of religious criticism. The ongoing schism between Catholic-leaning court and Protestant nobles came to a head during the three-year reign of Charles’s brother, James II, who with typical Stuart arrogance, not only took a Catholic wife but made it clear that the new infant son she bore him would be raised a Catholic. The Protestant aristocracy rebelled and overthrew him in what their propagandists named The Glorious Revolution, inviting the Protestant Prince of Orange (in modern Holland) to come and be our king.

The curators skimp a bit on this period, displaying just one work, a copy of a book by the playwright John Crowne adapting Henry VI parts 2 and 3 and titled ‘Misery of Civil War’.

Shakespeare’s history plays

The thing is, Shakespeare’s history plays amount to a sustained investigation of the nature of authority and ‘good’ rule. All of them are named after the English king they focus on and ask questions like, What makes a good king? What makes a bad king? Are nobles, or ‘the people’, ever justified in overthrowing a king? If two noble houses fight for the crown, what are ordinary people to do? Follow their conscience, try to avoid the conflict, or fight for their local lord and master? Is there such a thing as a ‘just’ war in which case, how do you define one?

Questions like these echo throughout the obvious plays i.e. the ones about English history, but are also central to the Roman plays and three of the four great tragedies.

The history plays are usually divided into three groups:

  • the series depicting the Wars of the Roses, being: Henry VI parts 1, 2 and 3, and Richard III (4 plays)
  • the second tetralogy – including Richard II, Henry IV parts 1 and 2, and Henry V
  • the standalone plays King John, Edward III and Henry VIII

The Roman plays which discuss the nature of authority and leadership focus on Julius Caesar and its sequel, Antony and Cleopatra. Both cover wars and include battle scenes.

The tragedies all feature war, in different ways. Macbeth is about a successful soldier and includes actual battle scenes. King Lear and Hamlet feature the invasion of their respective countries (England by the French and Denmark by the Swedes) but no actual fighting. And Othello is all about a highly successful mercenary general, which features no battles but is drenched in reminiscences of fighting and the rhetoric of battle.

What I’m trying to convey is that these 17 or so plays are rarely about war as such, but but are far more about the nature of power and authority and what happens when authority collapses.

The eight classic history plays are about the collapse of authority in one country and civil war among the English. The two Roman plays are the same: in both the Romans aren’t fighting any external enemy, but among themselves. Similarly, the three tragedies (excluding Othello) are about the collapse of royal authority in one country – the French only invade England in Lear and the Swedes invade Denmark in Hamlet once the native rulers have made a complete horlicks of trying to rule themselves.

And again, although the English come to the aid of the rightful heir to the throne at the end of Macbeth, they only have to do so because, yet again, the ruling class of the country in question (this time Scotland) have made a total mess of ruling themselves, as a result of all the murders Macbeth finds himself voodooed into committing.

Thus, the seventeen or so plays about history are almost entirely about the collapse of political authority in one country leading to civil war. The fifty years from the collapse of Charles I’s power in the 1630s through to the Glorious Revolution in 1688 are, therefore, the most relevant or applicable to Shakespeare’s concerns. It is, therefore, strange and intriguing that contemporaries, apparently, according to this exhibition, made so little application of the huge amount Shakespeare wrote on this subject to the one era in the past 400 years which most suited it.

This little survey of Shakespeare’s history plays also explains something else. Henry V is the only one in which is not about a civil war. Henry V is the only one in which we are not fighting among ourselves, but go abroad and fight somebody else. This explains why Henry V crops up in this exhibition as the spearhead for patriotic fervour more times than the ten other history plays put together – because once we’d sorted out our own political problems via the civil wars and rebellions of the seventeenth century, we turned our warlike energies against foreigners.

2. Revolutionary Shakespeare: Change and Political Debate

The late eighteenth century saw a major global war (against France) and two revolutions (in America and France) which changed the world. In each of these conflicts Shakespeare’s plays, characters and the Shakespeare brand were used to define, critique and support both a patriotic war and new political movements.

The Seven Years War

By the start of the eighteenth century Shakespeare had become established by numerous writers, critics and commentators as a national icon. The exhibition skips over the wars of the early 18th century, in Europe and India:

  • War of the Spanish Succession 1701 to 1714
  • Great Northern War 1717 to 1720
  • War of the Austrian Succession 1740
  • Carnatic Wars 1744 to 1763

Instead it jumps to the Seven Years’ War (1756 to 1763), the war against France which saw British victories on the Continent, in India, in the Caribbean and North America. The exhibition includes a number of interesting mementoes from the war.

David Garrick, the leading figure in London theatre by the mid-century, wrote a Dialogue to preface a 1756 production of The Tempest, in which two characters debate the rights and wrongs of the new war. It reminds us that for hundreds of years actors, managers and playwrights felt perfectly free to preface Shakespeare productions with prologues like this, tailoring the play to the issues of the day, or even cutting and rewriting bits of the plays to reflect current concerns.

In 1768 Edward Capell produced an edition of the plays in which he states what had, by then, become orthodoxy, that the 38 or so plays amount to ‘a part of the kingdom’s riches’. Not only this, but Britain’s standing ‘in the world’ depended on ‘the esteem within which these are held.’

The fact that Shakespeare’s one play which takes a foreign enemy is directed against the French did not escape numerous writers and commentators as Britain embarked on a global struggle against…the French. There’s a playbill for a production of Henry V staged in Covent Garden in 1761 which has two significant aspects. 1) For this occasion, the play was unsubtly subtitled ‘the Conquest of France’ and 2) each of the 23 productions were followed by a lavish recreation of the coronation of King George III which had just taken place (22 September 1761).

If Shakespeare’s association with kingship had been deeply problematic for Milton in the 1640s, long before a century had passed the name of Shakespeare, the Shakespeare brand, had become indissolubly linked to celebration of the solidly Protestant and anti-French monarchy.

The American War of Independence (1775 to 1783)

Following on from, and partly a result of, the Seven Years War, came the American War of Independence. Unsurprisingly, American patriots seeking to break from Britain drew on Shakespeare’s classical histories. Plays like ‘Julius Caesar’ and ‘Coriolanus’ helped support the idea of republican government and liberation from imperial rule.

The two sides (British and American) both staged plays and the curators display playbills from both sides, which use Shakespeare texts to propagandise for their cause. So there’s a playbill for an American production of Julius Caesar which applauds the ‘noble struggles for Liberty by that renowned patriot Marcus Brutus.’

There are rather more relics from the British side and the curators display pictures focusing on New York. This is because early on in the war, the British Army under the command of Lieutenant-Colonel Henry Clinton occupied New York City and turned it into a garrison town. Members of the Army staged regular productions of Shakespeare at the newly-renamed Theatre Royal, confirming the by-now well-established link between drama and royalty. the performances were staged ‘with permission’ of Clinton, who was also a patron of the performances. Plays were staged to raise funds for wounded soldiers. The British tended to favour Shakespeare’s monarchical plays, whilst American Patriots used plays with a republican ethos (such as Julius Caesar and Coriolanus) in their satirical prints and posters.

Lieutenant-Colonel Henry Clinton, 1st Regiment of Foot Guards, 1758 (National Army Museum)

The French Revolutionary and Napoleonic wars (1789 to 1802, 1805 to 1815)

As explained above, Shakespeare’s plays can be used to provide examples of resistance to oppression and corrupt politics and so justify insurrection against corrupt rulers. The French Revolution amounted to a massive ideological upheaval in the thinking of all Europe. In the three years after the initial overthrow of the monarchy in 1789, politicians and intellectuals all across Europe took the sides of either the revolutionary liberators or the rule of monarchy, hierarchy and order. But in 1792 revolutionary France declared war on Austria and Prussia and the conflict became military in nature. Many former sympathisers retracted their support, especially after the situation in Paris descended into The Terror of 1793 to 1794.

The French Revolutionary War lasted from 1792 to 1802, when it was terminated by the Treaty of Amiens. Fighting broke out a year later in what came to be called the Napoleonic Wars which were to last from 1803 to 1815.

During this long period of ideological and military conflict, Shakespeare plays, characters and lines were mobilised to justify both sides of the ideological and military divide. In Britain, politicians, public figures, actors, and the Army drew on the playwright’s characters and speeches to justify their reasons for going to war, and to criticize rebellions against royalty.

This 25-year period also happened to be a golden age of political satire, featuring two of the greatest British caricaturists and cartoonists, James Gillray (1756 to 1815) and Isaac Cruikshank (1764 to 1811). Amid the many visual jokes and references they and many cartoonists and commentators like them used to pillory the politics of the day, Shakespearian references loomed large.

So the exhibition has some excellent cartoons by both men, which invoke Shakespearian references for the purposes of mockery and exaggeration. This print by Cruikshank uses The Tempest to praise the patriotic Tory Prime Minister William Pitt and ridicule his chief political opponent, Charles James Fox, an opponent of the British monarchy who was an initial supporter of the French Revolution.

Prospero and Caliban in the Enchanted Island by Isaac Cruikshank (1798)

Smoothly dressed Pitt is depicted as the wonder-working magician Prospero, telling his creature:

Hence! – fetch us fewel and be quick
Thou wert best – shrugst thou malice?
If thou dost unwillingly what I command
I’ll rack thee with old cramps –

While Fox, portrayed as big ugly Caliban, and wearing a tricolour scarf (symbol of the revolution) shrugs with savage disgust, saying:

I must obey! his art is of such power
It would control a Setebos,
And make a vassal of him.

There’s a brilliantly vivid print by Gillray titled ‘A phantasmagoria – conjuring up an armed skeleton’ which depicts contemporary politicians as the three witches from Macbeth. The print criticises the Treaty of Amiens which was widely seen as a capitulation to France. In the picture the witches are replaced by three leading supporters of the treaty, Henry Addington, Lord Hawkesbury and William Wilberforce and their magic spells for peace have, it is implied, reduced Britannia to a skeleton. Note the sack of gold at bottom left implying that these ‘traitors’ were bribed to betray their country and the French cockerel at bottom right, mockingly standing astride a skinned British lion.

‘A Phantasmagoria; — Scene – Conjuring-Up an Armed-Skeleton’ by James Gillray (1803)

The exhibition includes probably Gillray’s most famous image, ‘The Plumb-pudding in danger; – or – State Epicures taking un Petit Souper’. The image depicts British Prime Minister William Pitt and French Emperor Napoleon carving up the world between them. I’ve seen it many times but didn’t realise that the epigraph directly under the title, at top right, is an adapted quote from The Tempest, namely ‘”The great globe itself and all that it inherits” is too small to satisfy such insatiable appetites’.

The Plumb-pudding in danger; – or – State Epicures taking un Petit Souper by James Gillray (1805)

In these cartoons you see something interesting happening. Many of the previous objects (from the Seven Years or American Revolutionary Wars) indicated that Shakespeare was best promulgated via productions of entire plays. Here, in these cartoons, you can see the way that Shakespearian tags and clichés now lend themselves to much more pithy and succinct visual media.

Satirical prints had been around all through the 18th century, in fact they go back to Shakespeare’s day and even earlier. But somehow the Gillray and Cruikshank feel new. They demonstrate how Shakespeare, as well as representing the ‘the kingdom’s riches, according to high-minded editors such as Edward Capell, could also be the source of popular jokes and gags.

From now on, alongside all the stirring patriotic stuff, the exhibition features a strand of often very funny works using Shakespeare for comic purposes.

3. Imperial Shakespeare: The Victorian Army

After Napoleon’s defeat at Waterloo in 1815, the British Army’s role began to change. Rather than fighting major campaigns on the Continent, it was regularly used to protect and expand Britain’s imperial possessions, to fight Queen Victoria’s ‘small wars‘. But further to what I just mentioned about comedy, my favourite bits from what amounts to the Victorian section of the exhibition, were comic.

It must be said that some of the exhibits in the show seem to bear a pretty slender relationship with its supposed subject, Shakespeare and War. For example, the eighteenth century section has a set of images around the death of General James Wolfe at the 1759 Battle of Quebec which have no direct relation to Shakespeare, don’t quote or cite Shakespeare, seem to have no relationship except that Wolfe’s death was made the subject of ‘patriotic plays’.

Less utterly irrelevant is this entertaining print. In 1823 British aristocrats still carried out duels and this print mocks the practice by having the duellers and their seconds portrayed as monkeys. Apparently the title derives from a quote from ‘The Merchant of Venice’ but it’s a pretty flimsy pretext for including it in an exhibition about Shakespeare and War.

Awful Moments or Monkeys of Honour, colour print by John Lewis Marks after an unknown artist (1823)

More directly relevant if irreverent are the excellent prints taken from a later book, the Military Misreadings of Shakespere by Major Thomas Seccombe. It contains 31 beautifully delineated cartoons of military cockups, clumsiness and pratfalls, each offset by an ironically serious Shakespeare quotation. In this one a beautifully dressed member of the Life Guards has just been thrown by his horse to the accompaniment of a grand quote from Titus Andronicus: ‘That what you cannot, as you would, achieve, you must perforce accomplish as you may’ which thus acquires a completely comic meaning.

‘That what you cannot, as you would, achieve, you must perforce accomplish as you may’ from Military Misreadings of Shakespere (1880)

The Crimean War (1853 to 1856)

It wasn’t all lolz. The great exception to the century of generally small colonial wars which the British Army fought was the Crimean War, the one major conflict we were involved in in the century between the end of the Napoleonic Wars (1815) and the start of the Great War (1914). This famously highlighted significant problems with the Army’s organization, notably in the famous and futile Charge of the Light Brigade. Newspapers reported on the poor conditions in which soldiers found themselves, leading to demands for improvements and reforms to the Army’s culture and structure.

Only one exhibit relates to this badly managed and bitter war, a watercolour done by the Swedish artist Egron Sellif Lungren which depicts a kind of cinematic reimagining of a production of Henry V (what else?) staged by Charles Kean at the Princess’s Theatre in 1859 i.e. a few years after the war ended. Queen Victoria attended the play and commissioned Lundgren to do a watercolour version of it for her Theatre Album. Of all the scenes in the play Lundgren chose to depict the siege of Honfleur which is not only the setting for Henry’s famous speech ‘Once more unto the breach dear friends’, but will have reminded many people of the long and gruelling British siege of Sebastapol.

Installation view of ‘Shakespeare and War’ at the National Army Museum showing Egron Sellif Lungren’s watercolour plastered across one wall, with Gillray and Cruikshank cartoons on the left

Imperial Shakespeare

Obviously the nineteenth century was the one in which Britain cemented its grasp over the largest land empire the world has ever known, as well as almost total control of the world’s oceans. This is a very big subject indeed and it is not really properly explored. Take just India. Were there no British theatres in India, Shakespeare productions in India? Did the growing Indian middle class every stage Shakespeare productions with Indian casts? Was Shakespeare’s name, plays or quotes never invoked to justify British rule in India? Were there comic or satirical pamphlets or prints using Shakespeare quotes to mock British rule in India? Not in this exhibition, nor anything about the British Army’s involvement in Africa, the Caribbean, the Middle East or Far East.

Instead, as I’ve already pointed out, some of the exhibits have only a tenuous or oblique connection to the exhibition topic. For example, a picture caption tells us that amateur theatricals were often staged by regiments and soldiers as peacetime entertainments, which we might well have guessed. And that’s the fairly flimsy pretext for sharing a photo of members of the East Yorkshire regiment staging a production of Hamlet at their barracks in Cheltenham in 1895.

The Cast of Hamlet, Winter Gardens, Cheltenham, 1895 (National Army Museum)

Meanwhile, there’s nothing about the second war of the period which shook British confidence, the Boer War of 1899 to 1902. Were there no Shakespeare productions mounted here in England to raise funds or stir patriotic fervour? Did the besieged populations of Ladysmith, Mafeking or Kimberley put on productions to keep their spirits up? Didn’t domestic commentators or cartoonists use Shakespeare quotes or characters as material? If so, none of it is displayed here.

4. Patriotic Shakespeare: The First World War (1914 to 1918)

During the First World War great service and sacrifice were required of both the Army and the civilian population. As in the last great campaign in Europe a century before, Shakespeare was used in Britain to rally the troops and the country behind a sense of national duty.

As mentioned above, some exhibits are included on pretty flimsy grounds: for example, there’s no real reason to include some of Lord Kitchener’s recruitment posters (Your country needs You) except for the fact that, after Kitchener drowned when the ship he was sailing in hit a German mine (HMS Hampshire, 5 June 1916) the League of the Empire started publishing and presenting special editions of the ‘Complete Works of Shakespeare’ to wounded and disabled soldiers in his name, an edition which quickly became known as ‘the Kitchener Shakespeare’ – but there’s nothing at all about Shakespeare in the famous posters.

‘Lord Kitchener’s Appeal’, recruiting poster, 1914 (National Army Museum)

More tenuous examples include: a sketchbook by a John Henry Jenkins, a front line soldier, which depicted not only trench life but the watercolours of amateur theatricals which the soldiers put on, although Shakespeare is nowhere mentioned; or a 1915 recruitment poster which includes the image of St George and the dragon and so, the curators suggest, might have reminded some viewers of Henry V’s famous call, ‘God for Harry, England, and Saint George!’ Pretty tenuous.

Much more relevant is a book of Shakespeare quotations arranged under themes or headings relevant to the war and distributed to soldiers, ‘Shakespeare in Time of War: Excerpts from the Plays arranged with Topical Allusions’, edited by the artist Francis Colmer and published in 1916.

Another apparently random object is this photo of Women’s Army Auxiliary Corps personnel packing boxes in a factory in 1918. Spot the Shakespeare connection? No, because there isn’t one…

Women’s Army Auxiliary Corps personnel packing boxes in factory, 1918

…until you look at the photo beneath it, which is a photo of Maggie Smale’s all-women production of Henry V, staged in a munitions factory in Leeds which had been operated by the ‘Barnbow Lasses’ during the Great War. Is this to do with feminism? Or pacifism? Or a celebrating of provincial grit? I wasn’t sure.

Still from Maggie Smale’s all-female production of Henry V as featured in ‘Shakespeare and War’ at the National Army Museum. Photo by Mike Oakes

Amateur productions of Shakespeare were mounted across the country, sometimes to raise morale, to entertain wounded soldiers, for the benefit of the public. Three hundred years after his death Shakespeare was not only a well-known brand but possibly the only literary writer a lot of working class people had heard of. As in his own time, he catered for an audience of elite intellectuals, the educated middle classes, and illiterate workers. You can see why Shakespeare productions abounded because he was 1) possibly the only playwright everyone had heard of and 2) safe –unlike more recent troubling playwrights of the previous generation (Shaw, Ibsen etc).

There’s a clip from an official film showing wounded soldiers watching open air production of A Midsummer Night’s Dream. Scenes like this 1) the British heritage which the soldiers were fighting for 2) to a wider audience demonstrated the care the government was taking of its fighting men. This clip appeared alongside footage of scenes of artillery and war preparation, thus dovetailing Britain’s cultural heritage into the war effort.

in my own life I’ve met plenty of people who don’t give a toss about official culture, art or theatre. You’ve got to wonder how many of the sock and maimed soldiers forced to watch this kind of thing actually enjoyed it or even understood it. Because that’s a thing about Shakespeare – unless you’re pretty familiar with the play beforehand, it’s impossible to get the most out of a theatrical production, in fact it’s often impossible to understand what’s going on and especially difficult to get any of the comedy in his plays.

It’s fascinating to learn about the Shakespeare Hut. In February 1916, to commemorate 300 years since his death, this mock-Tudor retreat was opened on a plot of land in Bloomsbury. The hut was built on a site cleared for a planned Shakespeare Memorial Theatre, which was abandoned because of the war.

The aim was to provide shelter for wounded Australian or New Zealand troops. Over the next two years it would welcome in more than 100,000 soldiers far from their New Zealand homes. Queen Mary visited in 1917, took up her post behind the tea counter, and poured cups for all the men.

The troops were subjected to regular Shakespeare productions, including an all-female Henry V starring Ellen Terry, one of the most famous actors of her day. Hah! So the Maggie Smale production was following in venerable footsteps.

The exhibition features photographs and playlists from the Hut and you can read more and see photos in an interesting Guardian article about it. Interesting to learn that it the site is now occupied by the London School of Hygiene and Tropical Medicine.

One of the most interesting learnings from the exhibition is about the role of theatricals among British prisoners of war held in Germany. The exhibition focuses on the Ruhleben Camp in Germany which housed some 5,000 POWs. Prisoners were allowed to construct a theatre and, for the same tercentenary which prompted the Shakespeare Hut, staged a series of productions, including Twelfth Night and Othello. The exhibition features photos and a programme from a 1915 production of As You Like It.

In a similar spirit, the British Red Cross mounted a Shakespeare Exhibition at the Grafton Galleries in 1917. Quite clearly, if you go looking for Shakespeariana during the First World War, you’ll find it.

Installation view of ‘Shakespeare and War’ at the National Army Museum, showing a poster for the Red Cross Shakespeare Exhibition of 1917 (photo by the author)

5. Democratizing Shakespeare: The Second World War

Same goes for the Second war. Once again Shakespeare was trotted out as the exemplar of the culture and values that were under attack from Nazi Germany, that we were fighting to preserve. The motives and means were very similar to the first war – am dram productions across the country to entertain wounded troops or raise money, leading actors of the day giving patriotic productions in London to stir patriotic fervour, footage of productions shot to be show in cinemas and raise morale.

With the new angle of radio. For the first time productions could be broadcast, to a large radio audience which steadily grew throughout the six war years. As part of the government’s attempt to mobilize society to support the war effort, British theatre was sponsored by the state for the first time in its history.

The Council for the Encouragement of Music and the Arts (CEMA) was created to promote and maintain the fine arts and British cultural life. It later became the Arts Council of Great Britain. The Entertainment National Services Association (ENSA) provided for the forces, organising shows and performances by well-known actors, singers, and comedians.

Photo of an ENSA production staged in a London underground station in 1942 (National Army Museum)

Despite the challenges of wartime, both theatre and Shakespeare thrived. Once again, his words helped to frame the experience of conflict both in Britain and across the world. The exhibition features a recording of a radio programme originally broadcast by the BBC Overseas Services on Shakespeare’s birthday on 23 April 1942. It included extracts from ‘As You Like it’, Henry IV part 1 and, of course, Henry V. It was introduced and performed by leading Shakespearean actors Peggy Ashcroft, Robert Donat, Edith Evans and Ralph Richardson. You can listen to it on headphones and marvel at their phenomenally posh plummy English voices.

There’s a section devoted to the Laurence Olivier production of Henry V described at the start of this review.

And once again there’s a section devoted to British prisoners of war staging Shakespeare productions in camps in Germany. The exhibition includes a list of plays staged at Stalag 383 in Hohenfels, which included ‘The Merchant of Venice’.

6. Just Shakespeare: Adapting After 1945

After the Second World War the patriotic tone of Laurence Olivier’s Henry V lingered throughout the 1950s. But the second half of the 1960s saw radical changes in all aspects of art and culture, with a variety of new approaches to all the arts including theatre. This included the anti-war movements triggered by Vietnam, as well as new attitudes to sex and nudity, which now began to appear in Shakespeare productions.

For 200 years the name and plays of Shakespeare had acted as a kind of recruiting sergeant for the British Army and rallying point for the nation in times of real threat (particularly during the Napoleonic, First and Second World Wars). From the late 60s onwards, Shakespeare’s relationship with the state, the Establishment and the Army came under increasing critical scrutiny. Not in every production, but in an increasing number.

Hence Kenneth Branagh’s 1984 RSC production. Unlike earlier productions it shows the execution of French prisoners onstage and then left the bodies and corpses from the Battle of Agincourt at the back of the stage, behind a gauze curtain, for the later, supposedly reconciling scenes between the English king and his French bride-to-be.

The last section of the exhibition, in the central booth of the (fairly small) exhibition space, takes the Branagh production as setting the tone for productions which followed the Falklands War (1982), the Gulf War (1990 to 1991), and the Iraq War (2003 to 2011).

It includes video clips of stage productions including:

  • a 2013 production of ‘Othello’ which depicts the characters in the modern-day Army uniform used during the Iraq War
  • a 2015 production of ‘Othello’ which features graphic scenes of waterboarding Iraqi suspects
  • ‘Days of Significance’, a play by Roy Williams based on ‘Much Ado About Nothing’ which looks at the impact of British troops who fought in the Iraq War

The strong anti-war flavour of these productions and the pretty intense criticism of the British Army and its techniques, could hardly be more unlike the innocent patriotism of the Shakespeare Hut or the brightly colours optimism of Olivier’s Henry V. If we go to war with Russia I wonder if Shakespeare will be trotted out to inspire patriotic spirit as it was 100 and 70 years ago. I doubt it. Shakespeare hasn’t changed, that’s to say the texts remain pretty much what they were 400 years ago. But our understanding of war, gained in the brutal conflicts in Iraq and Afghanistan, has made any thoughts about the glamour or heroism of war impossible to modern Brits.

Availability bias

This is a fascinating premise for an exhibition and I thoroughly enjoyed working my way through the wealth of objects and their captions. It proves that Shakespeare is like the Bible, so compendious and diverse that you can find words to justify more or less any opinion on any subject (as demonstrated by the opposing sides in the American War of Independence using Shakespeare to bolster their arguments).

However, it throws up an obvious issue which is to do with the availability of objects to display. The exhibition was curated by – and is based on the scholarly books by – two Shakespeare scholars, Amy Lidster and Sonia Massai, namely Wartime Shakespeare: Performing Narratives of Conflict. Just from the synopsis on Amazon you can see how a book-length work like this is free to range over all and any productions it likes because words are easy. On the other hand, an exhibition in a museum is severely limited by the objects it can get its hands on.

In fact, like every exhibition at every gallery or museum, this one is an exercise in the art of the possible. Objects which denote important productions or topics may not be available (or may not even exist) while other topics throw up a glut of barely relevant artefacts.

In addition, it’s difficult and expensive to get objects on loan from other collections whereas it’s cheap and easy to get them from your own storeroom, so all exhibitions in all galleries are biased towards the host institution and its collection.

Plus there’s the common problem with any historical overview which is that objects from three or four hundred years ago are rare whereas, as you get closer to the present day, the number of objects rapidly increases, until you are drowning in a surfeit of stuff.

These imbalances in the real world threaten to unbalance or distort the picture painted by any exhibition, an imbalance which is easily managed in books and articles where issues and ideas can be easily conveyed by text alone.

So, at various points, I couldn’t help feeling that the curators had included some objects more because they were just related to one of the conflicts during the period in question than for their Shakespearian relevance. As mentioned above I couldn’t see any Shakespeare connection to the three or four pictures of General Wolfe and the capture of Quebec except that the event was turned into patriotic plays and prints. To put it another way, some of the links between specific conflicts and Shakespeare were pretty tenuous. I still don’t understand why there was an English mortuary sword in the Civil War section except that maybe the curators felt they just needed a physical object, any object, to go alongside the half dozen books and pamphlets.

All the objects (photos, pamphlets, diaries and whatnot) are interesting, it’s just that I was left scratching my head why some of them were included.

Shakespeare and conflict

There’s another, more scholarly, issue. This, as I touched on earlier, is that taken together, Shakespeare’s dozen or so history plays, plus the relevant Roman plays and the tragedies, build up into a subtle, sophisticated, multifaceted meditation on the themes of power, authority, legitimacy, insurrection, rebellion, revolt and overthrow.

Arguably, to really address the topic which this exhibition sets out to explore, you would need a really sound grasp of how all these issues are dramatised and explored in the 20 or so relevant plays, before you even started your review of how they’ve been applied to Britain’s wars and Britain’s Army.

But this, of course, is a massive task – after a lifetime reading Shakespeare I still haven’t read all the history plays and have nothing like a complete grasp of the issues of legitimacy and political power which they raise.

And an exhibition like this has to be practical, finite and manageable. This one achieves what it sets out to do, in a relatively small space, as well as it probably could do. But, in my opinion, the ghost of the larger political, social and cultural issues raised by the plays hover over it, unmentioned and undiscussed.

To take just one aspect of what I’m driving at, many of the characters in the history plays (the ones I’m familiar with) describe and discuss the horror of war, the fear experienced by soldiers, the terror of innocent civilians, the horrific injuries, killing and massacres involved, the fields strewn with bodies, the devastated landscapes and ruined economies. Descriptions of these kinds of things are commonplace in the plays and yet, somehow, hardly occur anywhere in this exhibition.

At some point I realised that this is not an exhibition about Shakespeare and War as about Shakespeare and the British Army. This explains why it’s divided into chronological periods based entirely around conflicts the British Army engaged in right up to the present day, rather than the themes of war encountered in the plays which I have just listed. And this is why, although it’s a very enjoyable trot through British military history, with an emphasis on how Shakespeare’s name, characters and words have been exploited in times of war – it feels, ultimately, despite being packed with shiny objects, intellectually thin.

You can see how an exhibition about Shakespeare and war would actually be something quite different: instead of taking a chronological approach it would take the topics I’ve mentioned several times now – the collapse of authority, civil war, rebellion, interstate war – and then the aspects of war – recruitment, training, fighting, sieges, inspirational rhetoric, the exhilaration of fighting, the horror of wounding, the devastation of the countryside, the mourning of widows – and explore how all of these are described and critiqued in Shakespeare’s multifaceted dramas. It would be something completely different from this exhibition. But then again, maybe what I’ve got in mind would be so wordy and text-heavy that it couldn’t be staged as an exhibition at all.

What this exhibition does, it does very well. It is small but beautifully staged and is FREE.


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Imperial Life in the Emerald City: Inside Baghdad’s Green Zone by Rajiv Chandrasekaran (2006)

‘Yee-haw is not a foreign policy.’
(Hand-written sign in the bar of the British compound of the Green Zone, Baghdad)

Why America invaded Iraq

In March 2003 the US Army, accompanied by forces from the so-called ‘coalition of the willing’, invaded Iraq with the aim of overthrowing Saddam Hussein. The architects of the invasion, US Secretary of State for Defence Donald Rumsfeld and Deputy Secretary of Defence Paul Wolfowitz, persuaded all concerned that the Saddam needed to be overthrow because a) he was running programs to produce and launch weapons of mass destruction which presented a clear and present danger to America and other Western nations, and b) he supported Osama bin Laden and al Qaeda, who had been responsible for the 9/11 attacks on New York and the Pentagon.

The neo-con sponsors of the Iraq War

Rumsfeld, Wolfowitz, their chief supporter in the White House, Vice President Dick Cheney, and their gofer at Defence, Douglas Feith, assured the President, the press and the sceptical military that the Army would be greeted as liberators, much like the Allies who liberated Italy and France from Nazi rule. They argued that the US need only deploy the minimum number of troops possible because the Iraqi army and police would quickly take over law and order duties. They didn’t work out a detailed post-invasion plan on how to reconstruct the country after a decade of sanctions and Saddam’s mismanagement had run it into the ground because they thought Iraqi civil servants would remain in place, the various ministries would continue to function smoothly, and that an interim Iraqi government would quickly be put in place. Whatever it cost would be covered by revenue from Iraq’s abundant oil reserves.

Cheney, Rumsfeld, Wolfowitz and Feith were right-wing Republicans, also known as neo-conservatives or neo-cons (p.128). They had a long-standing, hawkish, interventionist view of foreign policy, believing the US should use its military superiority to every other country in order to reshape the world to suit American political and economic interests, and took advantage of the confused and hysterical atmosphere after 9/11 to:

  • remove Saddam and solve the Iraq Problem once and for all
  • rebuild Iraq as a model democracy which would be an example to the region
  • rebuild not only the political system and infrastructure on a Western democratic model, but remake the economy as a model free market economy, privatising all the nationalised industries, setting up a properly run stock market, and opening the country to foreign investment
  • ensure the new Iraqi government would be a friend and ally of Israel, a country to which all neo-con Republicans are fiercely attached

Backing Ahmad Chalabi

The neo-cons (especially Douglas Feith’s Office of Special Plans, p.216) put their faith in the smooth-talking Iraqi exile politician Ahmed Chalabi, head of the Iraqi National Congress who bolstered their thinking at every turn, assuring them Saddam was an immediate threat with his weapons of mass destruction, assuring them the US army would be greeted with flowers and celebrations, assuring them he could form a national government which would be friendly to America and Israel, assuring them the Iraqi economy, for decades a command economy consisting of state-supported industries, could easily be converted to a flourishing free market economy, and so on and so on. All lies and fantasy (p.30).

Anybody who expressed a negative opinion of this wonder-worker was liable to lose their job, such as Thomas Warrick, one of the few staff at ORHA who knew what they were doing but expressed a strong aversion to Chalabi who he regarded as a ‘smarmy opportunist’ (p.40). So Rumsfeld got him fired.

Military operations

The invasion phase of the war began on 19 March 2003 (air) and 20 March 2003 (ground) and lasted just over one month, including 26 days of major combat operations. After 22 days Coalition forces captured the capital city Baghdad on 9 April 2003 after a 6-day battle. On 1 May US President George W. Bush declared the ‘end of major combat operations’.

The Office for Reconstruction and Humanitarian Assistance

The Americans had made some preparations for managing the country after it had been conquered but left it very late and never developed one authoritative, commonly agreed plan; different plans produced by different parts of the bureaucracy floated around, none of them complete in the necessary detail.

It was as late as 20 January i.e. just 2 months before the start of the invasion, that Rumsfeld got round to creating a body to act as a caretaker administration in Iraq until the creation of a democratically elected civilian government. This was the Office for Reconstruction and Humanitarian Assistance (ORHA). They appointed retired Army Lieutenant General Jay Garner as Director, based on Garner’s experience managing the relief effort for Iraqi Kurds in the aftermath of the 1991 Gulf War (p.31).

Garner quickly realised that the lack of a plan for the reconstruction of post-war Iraq was just one among a whole host of problems he faced These included a lack of qualified senior managers to take over every Iraqi ministry and a severe shortage of experienced civil servants to assist them. Senior staff were dumped on him purely because of their ideological commitment to the Republican party rather than any expertise or qualifications.

  • Tim Carney was a retired ambassador. He was nominated to ORHA by Wolfowitz and assigned to run the Iraqi Ministry of Industry and Minerals. Carney had no knowledge whatsoever of industry or minerals. He was given no information and no briefing, no idea how many workers the industry employed, no idea how many factories or state-run companies there were, so he looked it up on the internet and busked it from there (p.38).
  • A bureaucrat from the US Treasury was put in charge of the Iraqi Ministry of Education, despite having no knowledge whatsoever of education.
  • A former ambassador with no experience of trade was put in charge of the Ministry of Trade.
  • Stephen Browning from the Corps of Engineers was asked to head up four Iraqi ministries, of Transport and Communication, Housing and Construction, Irrigation, and Electricity (p.34).

The Great Looting

Then came the looting. While they awaited the end of the conflict in their Kuwaiti hotel rooms Garner and his staff watched on TV the astonishing level of looting which the under-manned US army allowed to happen in the immediate aftermath of the Battle for Baghdad (p.43). Because Rumsfeld had obstinately insisted on keeping the US force to a minimum, the occupying army simply lacked the manpower to protect key buildings and facilities. Day after day American soldiers stood by and let looting on an industrial scale devastate every administrative office in the capital and every factory, warehouse and industry, down to power stations and electricity substations. Everything that could be dismantled, taken away for personal use or for sale on the black market, was.

Tim Carney of ORHA was quickly to conclude that the looting did far more damage to Iraq’s infrastructure than the Allied bombing campaign (p.49). For example, all but one of the nation’s fire stations had been completely looted of all their equipment; the service would need to be rebuilt from scratch (p.100). All bank records of all businesses and municipalities disappeared (p.134). The countries’ universities were stripped of all moveable assets, computers, lab equipment, desks, chairs, even wiring (p.186). Hospitals were completely gutted of all valuables, equipment and medicines (p.235).

With the result that when they finally arrived in Baghdad, Garner and his team had nowhere to stay, no agreed plan, little or no budget, and inherited government buildings which had been ransacked and, in many cases, burned to the ground, with the loss of all the key information about the Iraqi economy, assets and businesses.

Little surprise, then, that ORHA began its work in an atmosphere of confusion and demoralisation which only got worse as the scale of the disaster and the challenge sank in. Its own staff quickly gave it the joke name ‘the Office of Really Hopeless Americans’ (p.32). Garner’s pessimistic reports back to Rumsfeld in Washington, and his insistence that power be handed over to the Iraqis themselves as soon as possible, quickly turned the neo-cons opinion against him.

ORHA replaced by the CPA

With the result that, to the surprise of Garner and his staff, he was relieved of the job after just one month (p.60). In fact it was announced that ORHA itself was being shut down and replaced by a new entity, the Coalition Provisional Authority (CPA). This was to be assigned ‘executive, legislative, and judicial authority over the Iraqi government’ and headed up by staunch Republican, Lewis Paul Bremer III.

When he’d arrived in Baghdad Garner found no accommodation had been arranged for him or his staff. He’d had to scrounge help from spare military officials who had helped him find one of Saddam’s vacant palaces which had escaped bombing but had no water or electricity and so where his staff camped out while Halliburton, the government’s logistics supplier, put them on the long waiting list for camp beds, portable stoves and suchlike (p.55).

Setting up the Green Zone

Garner and ORHA were just one of several US administrative teams, the Army, the CIA and numerous private contractors who quickly realised that the palace area of Baghdad offered many advantages. Even in the first few weeks the general streets of Baghdad were lawless because the Iraqi civil administration had broken down, all the army and police stayed home and there weren’t enough American troops to enforce law and order. Baghdad’s big swish hotels (where the world’s press had stayed during the Gulf War) couldn’t be made secure enough by the insufficient numbers of soldiers and freelance security contractors (p.46).

Whereas, over a decade earlier, Saddam had begun work building palaces and reception buildings on a grand scale in an enclave of the city which fronted on the Tigris River. Here buildings were constructed on an epic scale, even the houses of the staff were luxurious, the roads were wider and shaded by trees. More to the point, Saddam had enclosed the whole thing in a solid, rocket-proof brick wall. The Americans quickly grasped this was a ready-made secure location for all their administrative staff and added 17-foot-high blast barriers topped with coils of razor wire. The precinct had just three entrances which were protected by concrete blast barriers, troops and tanks.

The Americans quickly named it the Green Zone, by contrast with the rest of Baghdad, and then of Iraq as a whole, which quickly degenerated into chaos and violence. Inside these walls, insulated from the privations of the entire Iraqi population which was going without fresh water, electricity and basic supplies, where the complete breakdown in law and order had resulted in burglary, theft, muggings, carjackings, shootings, murder and rapes, the thousand or so fresh-faced staff of the Coalition Provisional Authority, published reports festooned with statistics and graphs showing how the country was going from strength to strength, cooked up impressive project plans for restructuring the economy or turning Iraq into a Western-style democracy, in complete ignorance of the reality of the world outside their comfort zone.

Imperial Life in the Emerald City

And it is this – the heroic, ironic, often hilarious and sometimes tragic disconnect between the pipe-dream rhetoric of the CPA and the steady descent into chaos of the country they claimed to be running – which is the subject of Rajiv Chandrasekaran’s award-winning book, Imperial Life in the Emerald City.

It is ‘imperial’ life because Bremer was, in effect, the viceroy of the imperial power, America, which ran Iraqi affairs from Washington DC. And Chandrasekaran calls it ‘the Emerald City’ because of the happy colour coincidence between ‘Green Zone’ and the Emerald City in the Wizard of Oz books, a handy overlap which also conveys the sense of never-never quality of most of the CPA’s fantasies of nation building.

Chandrasekaran and Thomas E. Ricks

In Fiasco, his extraordinary account of the Iraq War, Thomas E. Ricks gives a high-level and highly analytical account which focuses on all aspects of the military involvement of the war, giving extraordinary insight into just how such a war is conceived and planned, with quotes and comments from an awesome cast of senior military figures, active and retired. Ricks sheds light on the huge amount of bureaucratic in-fighting which accompanies such a huge undertaking, not least between the conservative and sceptical diplomats at the State Department, run by former General Colin Powell (p.34), and the far more gung-ho, hawkish neo-conservatives at the Department of Defence (also referred to as the Pentagon) led by Rumsfeld and Wolfowitz, who despised the former:

Veteran Middle East hands were regarded as insufficiently committed to the goal of democratising the region. (p.95)

Although Chandrasekaran also covers some of the same territory as Ricks (he shows us Rumsfeld and Wolfowitz making the same mistakes as Ricks does, and Powell and other experts expressing the same reservations), by and large he is more firmly in the Green Zone, meeting numerous staffers, describing their everyday life of hamburgers and American movies, working out at the gym, and producing fantasy plans and utopian policies (their ‘crazy ivory tower schemes’, p.254) to please their ideological masters back in Washington which had no possibility of ever being carried out in Iraq. If Ricks is all about the Army, Chandrasekaran is all about the CPA and its people.

Ordinary people and amateurs

For the first part of the book Chandrasekaran is interested in people and their stories, generally the lower echelon staff, who populated the Green Zone. These guys were flown in to staff the CPA, often at very short notice, and generally with little or no expertise in the jobs they were expected to do.

Half had never been abroad before and for many it was their first full-time job (p.15). What comes over loud and clear is that all that mattered was ideological purity and commitment to the Bush Republican Party, that they be ‘the right kind of Republican’ (p.59). Ideology trumped both experience and expertise, as the whole world was able to tell, from the results.

Take John Agresto. He was 58 when Chandrasekaran met him. John had been assigned the daunting task of rehabilitating Iraq’s university system, comprising some 375,000 students located at 22 campuses which had all been trashed in the post-conquest looting. John had no experience of post-conflict reconstruction. He had no experience of the Middle East. His job back in the States was running a small college in Santa Fe with under 500 students. So what the devil was he doing in charge of rebuilding Iraq’s entire higher education system? Well, on the board of that little college back in Santa Fe just happened to be Secretary of Defence Donald Rumsfeld’s wife and, when John had a stint working on the National Endowment for the Humanities, he had got to know Vice President Dick Cheney’s wife, too, and they both told their husbands about him.

Getting a job at the CPA really was a case of not what you knew, or even who you knew but who knew you. However, once you were in post, none of your fancy contacts from back home in the States helped with getting the actual job done. After 8 months of assiduous research, John had concluded that he needed more than $1 billion to rebuild Iraq’s higher education facilities. When Chandrasekaran met him, he’d received just $8 million from the CPA. Neoconservative Republican nation-building…on the cheap (p.3).

At least Agresto had some experience of what he was charged with. Michael Cole was just 22 and barely out of college when he found himself employed by the ubiquitous contracting corporation, Halliburton, as ‘customer service liaison’ for the catering and canteen laid on for the CPA’s 1,000 or so staff. Did he have any experience of catering, of working with the military or in a warzone? Of course not. He had been working as a junior aide to a Republican congressman from Virginia when the Halliburton vice president overheard him talking to friends in a bar about handling irate constituents. She (the vice president) introduced herself, gave him her card, three weeks later Halliburton rang him up and offered him a job in Baghdad. That simple, that random.

Chandrasekaran’s book is about the extraordinary alternative reality which developed inside the enchanted city, populated as it was by young, fresh-faced American college kids who knew nothing about the real world, and less than nothing about Iraqi culture and society, but who carried on churning out PowerPoints and spreadsheets showing US policies transforming the country for the better, improving Iraq according to all kinds of gee-whizz metrics while, in the real world outside their bubble, the country was collapsing into hyper-violent sectarianism.

Another example is Mark Schroeder. This keen young fellow was employed to produce PowerPoint presentations and spreadsheets with graphs showing how everything was getting better and better in liberated Iraq. He had never been outside the Green Zone and had no real idea what conditions were like. He didn’t even interview or talk to the thousand or more Iraqis who had the menial service jobs inside the Zone. He had no interaction with any of the population of the country he was reporting on whatsoever. Instead Mark got all his information from Fox News which, of course, promoted George Bush’s agenda, so he thought everything in Iraq was just dandy (p.25).

When, after some delay, Bremer and his deputies realised the extraordinary power wielded by Iraq’s most influential Shiite leader, Grand Ayatollah Ali al-Sistani, they sent an emissary to him and who did they choose for this crucial mission? An Iraqi-American who knew nothing about politics or diplomacy but was a wealthy urologist from Florida who had developed a penile implant for impotent men (p.88).

The spirit is summed up by the comment of one unnamed staffer: ‘I’m not here for the Iraqis, I’m here for George Bush.’ (p.90) Not many of these staffers had voted Democrat and those who had quickly found out it was a secret best kept to themselves in this overwhelmingly partisan and zealously Republican environment.

Chandrasekaran has a section on how the vetting was carried out by pro-Bush partisans. According to Frederick Smith who served as deputy director of the CPA’s Washington office:

‘The criterion for sending people over there was that they had to have the right political credentials.’ (p.101)

People with much-needed expertise were rejected if they lacked commitment to Bush-type neo-conservatism. Rather than questions about the Middle East, Arabic or Iraq, applicants were questioned about their attitude to the Republican shibboleths of abortion and gun control. So they got an administration of people who voted the right way but had no qualifications for the job.

Bremer’s office advertised for 10 young gofers. The 10 who were hired were all vouched-for solid Republicans. Six of them were put in charge of Iraq’s $13 billion budget although none of them had financial management experience.

Bremer had hugely ambitious plans to completely remodel Iraq’s centrally planned command economy into a free market, neo-liberal, capitalist economy. When the first nominee to this role, Thomas Foley, proved too zealous for the post, Bremer replaced him with Michael Fleischer. Fleischer had no experience whatsoever of creating free enterprise in a formerly socialist economy but…his brother was White House press secretary Ari Fleischman. It was all about contacts and connections, not expertise (p.251). That’s why billions and billions and billions of dollars were completely wasted.

L. Paul Bremer

Chandrasekaran describes the personality and working practices of the CPA’s chief executive, L. Paul Bremer, appointed on 11 May 2003, in chapter titled ‘Control Freak’. (This is not as rude as it sounds. It is how Bremer was described by Henry Kissinger, who he at one point worked for as a special assistant, as described on pages 70, 75 and 215).

Chandrasekaran travels with Bremer to ministries and schools and interviews him en route. Bremer talks a good game. He works long hours, incredibly hard. He insists on seeing every memo, signing off every document. And yet, as the Wikipedia article on the CPA pithily puts it:

At the CPA, Bremer moved quickly to install opaque and corruption-prone methods for the withdrawal and transportation of extremely large amounts of cash often transported from the US to Iraq by C-17 transport plane…The CPA was strongly criticised for its mismanagement of funds allocated to the reconstruction of Iraq, with over $8 billion of these unaccounted for, including over $1.6 billion in cash that emerged in a basement in Lebanon.

American valules. Bremer is, of course, remembered for his first two major acts as ‘viceroy’ of occupied Iraq, which plunged the country into chaos and condemned America to an 8-year occupation, the loss of some 5,000 US troops, an equal number of civilian contractors and a truly awesome amount of money, at least $757 million. Wikipedia again:

The first act of the CPA under Bremer, Coalition Provisional Authority Order 1, was to order the de-Ba’athification of Iraqi society. On 23 May, CPA Order Number 2 formally disbanded the Iraqi army as well as other public servants including nurses and doctors and eventually led to the direct unemployment of more than 500,000 Iraqi citizens.

Chandrasekaran discusses the background to the debaathification order on pages 76 to 81, and to scrapping the Iraqi army on pages 81 to 86. He goes out of his way to play devil’s advocate, to explain Bremer’s thinking, and point out that he wasn’t alone.

Nonetheless, lots of experts, his colleagues in the CPA, State Department officials and senior army generals, Bremer’s predecessor, Jay Garner, Steve Browning the man running five ministries – all warned that these orders would be catastrophic (p.78). They would create at a stroke over half a million angry, humiliated men and women, rendered jobless and aimless in a society awash with weapons. (Thanks to Donald Rumsfeld’s obstinate refusal to send enough US troops to adequately police the hundreds of military barracks and arms depots these were left unguarded and promptly looted, keeping insurgents and militia groups happily armed and provisioned for the best part of the next decade).

But Bremer went ahead despite all the advice to the contrary and all the critics and warners were proved correct.

Challenges of rebuilding a country

Initially I thought the whole book would be a kind of freeflowing satire of the hapless American’s incompetence as demonstrated by the youth and inexperience of so many staffers. But around page 100 of this 330-page book the narrative becomes a lot more structured. Henceforward each chapter deals in some detail with one particular challenge the CPA faced, namely:

Privatising the economy

Describes the woeful state of the Iraqi economy and CPA officials various plans to convert its socialist command economy into an America-style free enterprise, capitalist economy. This implied a raft of changes which included:

  • privatising the many industries managed entirely by the state
  • changing Iraqi laws to allow foreign companies to invest in Iraqi businesses
  • letting the Iraqi dinar float on international currency markets
  • setting up a stock market according to best international standards of transparency
  • abolishing the complex system by which state industries were subsidised and kept uncompetitive
  • reducing personal taxes to encourage initiative and entrepreneurship

Managing all this was handed over to Bremer’s economics czar, Peter McPherson. Unfortunately, the only difference everyday Iraqis noticed was that a) a lot of them lost their jobs in uncompetitive industries which were closed down; the Iraqi dinar plummeted on international markets so everything became more expensive. An unintended consequence of deleting the complex system of cross-subsidies between state-run industries was that the most efficient of them saw all their capital held in state banks wiped out.

The single most risky change was that, under Saddam, all Iraqi families received free food baskets. The CPA Republicans were strongly against this, wanting at the very least to replace the system with a monthly sum in cash or vouchers, and so they disappeared into evermore complicated and impractical ideas to replace it.

This kind of thing turned out to be very interesting. It was fascinating to learn how 40 or so years of Ba’ath Party rule had created a particular kind of command economy, and fascinating to get into the details of what the CPA wanted to change, and why, and why it was so often impractical.

And the issue of political contacts trumping expertise occurs here as everywhere else. Brought into oversee the privatisation program was Thomas Foley who had no experience of working in a command economy or post-conflict situation, but he was a major Republican Party donor and had been Bush’s classmate at Harvard Business School (p.140)

Crooked contractors

There’s a chapter devoted to a couple of chancers who set up a service supplier company which, initially, bid to provide security at Baghdad Airport, despite having hardly any security guards on their books and little or no experience of such a large project. But Chandrasekaran shows how, in the Wild West environment of post-war Iraq, lack of experience and expertise didn’t stop the companies risk-taking owners from accumulating over $100 million in government contracts before they were revealed as overcharging and scamming. Chandrasekaran doesn’t say as much but the implication is that many of the suppliers of services to a panic-stricken CPA also milked them for millions.

Electricity

A fascinating explanation of why the world’s number one superpower couldn’t get the power working again in a country sitting on one of the biggest reserves of oil and natural gas in the world, thus creating ‘overnight nostalgia for Saddam among people who had cheered his fall (p.170).

Lieutenant General John Comparetto turns the challenge over to Steve Browning, clever and resourceful, who begs electrical engineers from the army, sends them to assess the state of Iraq’s power stations, and uses the information to pull together a national plan (p.173).

I found the technical explanations of why the power grid was in such poor shape fascinating. Basically, ever since he decided to attack Iran in September 1980, Saddam had wasted his nation’s oil income on weapons and war and let its once admirable infrastructure rot. The infrastructure had been further degraded when during the brief Gulf War of 1991 when a few choice American missiles obliterated key parts of the power generating and distribution system. This was followed by 12 long years of sanctions, when the country’s engineers were prevented from getting the spare parts they needed to repair anything. And then, of course, came the brief 2003 war which had just ended:

American bombing during the war damaged about 75% of the country’s power-generating capacity. (p.167)

So that when Browning did his assessment he discovered most of the biggest power stations were held together by string and sellotape and were on their last legs. In other words, to crank electricity generation back up to first world levels would costs billions and billions of dollars of investment (the World Bank eventually calculated it would require $55 billion over 4 years to rebuild Iraq’s infrastructure, p.175).

Trouble is, almost all the other policies of the CPA depended on the whole notion of having a good, reliable power supply. Take privatising Iraq’s industries: who wants to buy a factory which has no electric power. In fact most elements of a modern society, starting with a police service providing law and order, rely on power for computers and even lights in buildings.

Chandrasekaran explains a further bad decision which exacerbated things. Knowing he had far less power than his country needed Saddam took the cynical decision to channel as much as possible of it to Baghdad, home of most of the citizens and also his biggest possible rivals, the army generals. But when he learned about this Bremer, like a good American democrat, decided this was wildly unfair and that the limited power should be distributed fairly around the country. This had the effect of alienating everyone – the entire citizenry of Baghdad who now struggled to have power for even half of the day, thus rendering all kinds of businesses nearly impossible to run, specially anything connected with processing and storing food; but it didn’t please people in provincial towns and cities that much because they, also, only had intermittent power.

Reading Chandrasekaran’s descriptions of the genuinely complicated technical, engineering, managerial, budgetary and political problems thrown up by every single aspect of rebuilding Iraq, for the first time made me start to sympathise with Bremer. It was an impossible job.

Constitutional wrangles

Compared with rebuilding the entire national grid and trying to reboot the economy, the challenge of writing a new constitution should have been easy. it’s not as if the world is short of national constitutions, even if some account had to be taken of Iraq’s heritage, its multi-ethnic make-up and its Islamic faith: after all, there are plenty of Arab states and they all have constitutions.

But in a complicated chapter Chandrasekaran describes how the precise process of how this constitution was going to be written hit insuperable obstacles. To be honest I got lost in the maze of discussions but I think Bremer wanted to convene a cohort of leaders of different communities who would draft a constitution, whereupon some kind of national election would be held about just the constitution alone, which would then be installed or adopted and only then would actual elections be held for the first government.

But there were problems every step of the way, starting with the highly contentious choice of who would be the members of the convention who would produce a draft constitution, given the requirement to take account of the country’s three main groups, the Sunni and Shia Arabs and the Kurds. Another cause of disagreement the issue of exiles and remainers i.e. the animosity between leaders who’d lived in exile for decades and often lost touch with life under Saddam but had the ear of people in Washington such as Cheney and Rumsfeld; and those leaders who’d remained in the country and, by necessity, made compromises with Saddam and the Ba’ath Party.

Then there was the simple question of whether any of these so-called ‘leaders’ had any actual followings in the country at large or were just chancers who’d floated to the surface and succeeded in sucking up to the Americans. `The only way to find out was to hold elections. But elections couldn’t be held until you had a constitution. But what kind of mandate did these politicians hand-picked by the Americans have if none of them had been elected?

And this is where Bremer’s plans ran into Iraq’s most influential Shiite leader, Grand Ayatollah Ali al-Sistani who intervened to publish a fatwah or holy ruling which is that no constitution should be accepted unless it was drawn up by elected representatives, not Bremer’s hand-picked crew. (It is very characteristic that key CPA staff involved in the constitution building were seeking to establish an entirely Western separation of church and state and therefore thought al-Sistani not only could be ignored but should be ignored, p.183).

All these forces interacted to produce a situation of mind-boggling complexity which Chandrasekaran explains at great length and made me feel even more sorry for Bremer, working 12 hour days and getting nowhere.

Other reforms

Only somewhere in this sequence of issue-based chapters did I begin to realise that the book amounts to a history of the CPA and its long list of utopian fantasy reforms. There are entire chapters or long passages devoted to other major issues, including:

  • rebuilding the entire medical system which had been damaged in the war and then trashed beyond repair in the national looting, a huge project with multiple aspects which was handled by a succession of appointees (Frederick M. Burkle Jr, Steve Browning, James K. Haveman Jr) who developed complicated multi-faceted plans, fought valiantly to get adequate funding, up against the shrinking deadlines imposed by the evershifting constitutional arguments and all of whom, in the end, failed (pages 232 to 244)
  • setting up a media service to compete with the anti-American messages of all the Arab TV and radio stations Iraq’s citizens tuned into
  • rewriting Iraq’s entire highway code: this task was handed to John Smathers who was a personal injury lawyer from Maryland; lacking any other sources he based his new Iraqi highway code on the  highway code of his home state, Maryland, which he downloaded from the internet and tweaked to local conditions; in the event his code was merged with the eccentric and often irrational one proposed by Iraqi officials and both, in any case, carried on being ignored by both police and drivers; Smathers was seriously injured in an insurgent ambush and flown back to the States before his ineffective, mongrel code was finally signed into Iraqi law by Bremer (pages 263 to 268)
  • persuading Iraq’s scientists, especially involved in weapons programmes, to come out of hiding and join a new science centre where they could make peaceful and positive contributions to the country, assorted out by unconventional State Department nominee Alex Dehgan

And, of course, all this was being attempted in a country which was becoming more violent and lawless by the day. For most of the period Chandrasekaran covers the Green Zone was an oasis of well-lit, well-fed calm in a city racked with violence. But then he gives a harrowing description of a rocket attack on the al-Raschid Hotel on the edge of the Zone and the severe injuries sustained by Colonel Elias Nimmer whose hotel room was directly hit by a rocket, 26 October 2003. The atmosphere deteriorated. Many staffers decided they had to leave.

The Sadr Revolt

By page 200 I’d realised that the book amounts to a history of the Coalition Provisional Authority, which ended with the muted ceremony whereby Bremer formally handed power over to the Interim Iraqi Government on 28 June 2004 ad flew home.

I’d begun to formulate a mild criticism that Chandrasekaran’s narrative focuses entirely on the history of the civilian CPA with almost no mention let alone analysis of the deteriorating military and security situation outside the walls of the Emerald City (much more the subject of Ricks’s Fiasco) – but then, at this point, the narrative suddenly switched into full battle mode.

The penultimate chapter starts innocuously by describing another day in the life of Sergeant Jerry Swope as he drives his team of Humvees into the tightly packed slum quarter of Baghdad known as Sadr City on their regular, boring but very smelly mission to drain the open sewers which overflow into the streets as part of the general decay of all Iraq’s infrastructure. The whole area was the stomping ground of radical young Shiite cleric, Muqtada al-Sadr, who had organised his followers into what was loosely described as ‘the Mahdi Army’. Jerry saw disaffected young men hanging round on the streets but they’d never caused trouble before.

What Jerry didn’t know was that five days earlier, on 28 March, Bremer had decided to take Sadr on. First he closed Sadr’s al-Howza newspaper for an article which likened Bremer to Saddam Hussein. Then the day before, Bremer had Sadr’s main man in Najaf, Mustafa Yaqoubi, arrested for an alleged murder.

Before they knew it Jerry’s patrol came under attack, for pistol, AK47 and RPG fire. When they tried to accelerate out of danger they found the road blocked. When he reversed he discovered two of his four Humvees had been rendered immobile. So he gathered his men and ran down the nearest alleyway till they found a 3-story house, stormed into it, set up machine guns on the roof and became seriously besieged. He radioed headquarters who sent out relief vehicles and, when these ran into trouble, seven tanks. Jerry and his men were besieged till after dark and ammunition was running low when they were finally rescued. In this one encounter the army suffered eight soldiers dead and 50 wounded.

It was the start of the 10-week-long Shia Uprising which made not just parts of Baghdad into no-go warzones but spread to other towns and cities across the predominantly Shiite south. Later, Army generals were scathing of Bremer’s behaviour; he had taken on the leader of up to 10,000 heavily armed militiamen with no military plan whatsoever. Bremer though al-Sadr would meekly back down like the editor of some local paper in America. Instead he triggered a major insurrection across the country.

The First Battle of Fallujah 4 April to 1 May 2004

What made it nearly catastrophic was it occurred as the same time as the Battle of Fallujah. This city is 70 kilometres west of Baghdad and a Sunni stronghold. Ever since the occupation there had been a series of very violent incidents, with American troops shooting and killing unarmed protesters, and a steady flow of fatal attacks on US soldiers.

On 31 March 2004 Iraqi insurgents in Fallujah ambushed a convoy containing four American private military contractors from Blackwater USA. All four were shot dead, their bodies mutilated, burned and strung up from a nearby suspension bridge. Footage of the bodies and local civilians shouting and cheering were given to Arab news stations and beamed round the world.

Inevitably this caused outrage etc in Washington but, in Chandrasekaran’s account, the key fact is that Defence Secretary Donald Rumsfeld assured President Bush that Fallujah could be taken and pacified by US Marines with few if any casualties, and the guilty parties brought to justice. He claimed the good inhabitants of the city would willingly hand over the murderers to the authorities (p.306).

This was just the latest in a long line of ignorant, arrogant, wishful thinking and profoundly wrong opinions delivered by Rumsfeld, a man who emerges from both Ricks’ and Chandrasekaran’s books as a dangerous moron.

Because when Rumsfeld persuaded Bush to send in the Marines, it turned out they met far stiffer resistance than anybody anticipated, with American troops dying on the first day and numbers steadily escalating, not to mention the many innocent civilians killed. Meeting resistance, the Americans increased their firepower, raining death from helicopter gunships. Footage of all this was also beamed round the Arab world and helped crystallise the image of the Americans as trigger-happy murderers of unarmed women and children.

Not easy to be an imperial power, is it?

But the massive assault, which threatened to drag on for days, was unpopular not only around the Arab world, but with America’s nominal allies. When British Prime Minister Tony Blair rang up from Britain saying it must stop, President Bush reluctantly stopped it in mid-flow. The Marines commanding officer was livid. He estimated they were two days away from fighting their way to the city centre and securing the whole city. Don’t start a military offensive if you’re not prepared to carry it through. But in a way that’s the moral of the entire invasion and occupancy; wishing a fantasy goal (convert Iraq to a lovely liberal democracy) without willing the means (huge numbers of troops, a comprehensive political, engineering and economic plan, and a huge amount of money).

Impact on the CPA

The impact on the CPA was simple: all reconstruction shut down. The fighting dragged into early May and the CPA was due to hand over power to the Iraqi Provisional Government in June. What was the point?

In the last few pages Chandrasekaran describes the last-ditch attempts of committed CPA staff to push through at least some reforms, notably the heroic attempts of John Agresto to screw funding out of the elephantine US bureaucracy for his cherished restoration of Iraq’s universities.

But he also quotes quite a few staffers reflecting on their achievements. It was a failure. Ignorant of conditions in wider Iraq, ignorant of Iraq’s history, social economic make-up, unable to a man to speak the local language, cocooned in their bubble, highly educated staffers fretted about rewriting the Iraqi highway code or the precise medicines to be placed on a national formulary or fantasising about giving every home in the country broadband access while beyond their walls, hundreds of thousands of angry young men, deprived of their jobs in the army or police or fired because they’d been Ba’ath Party members, plotted their revenge, which exploded that spring of 2004 in insurrection and insurgency right across the country.

It’s not about democracy, it’s about civic society

One guy puts his finger on it. It’s a piece of cake to ‘build’ a democracy, to write a spiffy new constitution, hold a census, draw constituencies on a map and arrange a day when everyone puts an X next to a candidate. That’s easy.

Whereas it’s almost impossible to build a deeply rooted civil society of the type which exists in the advanced West. Our liberal democracies are hundreds of years old, with their roots in even older values of Protestantism with its emphasis on individual human rights, the primacy of the individual conscience and so on. It’s taken at least 300 years, since the time of Locke and the post-English Civil War theorists, to combine a secular philosophy of individualism with the panoply of complicated fiscal and economic policies (the establishment of the Bank of England, the development of banking law, the invention of the limited company) which enabled the rise of industrial capitalism in the West – and these developments were not without all kinds of wars and civil wars, continental conflagrations and atrocities even in the so-called ‘civilised’ West.

To think that the products of this deep, rich and complicated history can be imposed on a country with a completely different history, culture and religion shows a moronic lack of self awareness. Chandrasekaran focuses on Agresto because it’s his summary that the book ends with:

The problem with democracy building is that we think democracy is easy – get rid of the bad guys, call for elections, encourage ‘power sharing’, and see to it that somebody writes a bill of rights. The truth is the exact opposite – government of the few or government by one person is what’s easy to build; even putting together good autocratic rule doesn’t seem to be that hard. It’s good, stable and free democracies that are the hardest thing. America’s been so successful at being a free and permanent democracy that we think democracy is the natural way to rule [but it isn’t]…We as a country don’t have a clue what has made our country work… (p.320)

My interpretation is that the key component to successful Western democracy is none of the apparatus of democracy itself, nor the details of a particular economic model (free market capitalism). What makes them work is a very deep-seated commitment among most of the population to civic spirit and civic responsibility. We abide by the rules, we abide by the law, no matter how grudgingly, because our parents did and they brought us up in these traditions, in this culture.

The evidence from Chandrasekaran’s book is the Iraqis had absolutely none of this. Every Iraqi in any position of power demanded a bribe to carry out even the slightest duty. The Iraqi police demanded bribes to let malefactors off. Iraqi civil servants demanded bribes before they would process your claim.

The objective rule of law does not exist. Iraqi culture relies entirely on family, clan and religion, elements of personal identity it gives vastly more importance than most socially atomised Westerners can grasp. Rather than be loyal to some remote state or its officials who are corrupt to a man, for generations people have put their family, their clan, their tribe, and their religious allegiance first.

Handing out a spiffy new constitution along with a whole set of ridiculous documents like a westernised highway code, while the actual population was suffering from power shortages, food shortages, water shortages and anarchy on the streets, was the height of fatuousness.

Summary

Thomas E. Ricks’s book, Fiasco, is the irreplaceable, definitive account of the comprehensive lack of planning by Washington politicians and the military for the post-conquest situation which led to catastrophe in Iraq.

Chandrasekaran’s book perfectly complements it by showing you what the lack of a plan meant on the ground, in practice, when the badly conceived, badly organised and badly staffed Coalition Provisional Authority tried to rebuild and remodel Iraq’s economy, infrastructure and political system, and why it was always doomed to abject failure.

Read together these two books amount to a crushing indictment of the American political class, in particular the ideologically driven fantasy world of the Republican Party, and above all the unbelievably stupid, ignorant, short-sighted and disastrous policies promoted by Dick Cheney, Donald Rumsfeld and Paul Wolfowitz. Paul Bremer I came to pity for the impossibility of the task he was handed, but he too was blinded to reality by his ideological Republicanism and made a series of awesomely bad decisions which helped plunge an entire country into murderous chaos.


Credit

Imperial Life in the Emerald City by Rajiv Chandrasekaran was published by Bloomsbury Publishing in 2006. Page references are to the 2008 Bloomsbury paperback edition.

New World Disorder reviews

Political documents of the British civil wars

What follows are summaries of some of the key political documents produced between the start of Charles I’s conflict with Scotland in 1637 and the Restoration of Charles II in 1660. Instead of a chronological or thematic approach to the period, this is a different angle from which to consider events, a record of the proliferation of plans and constitutions cooked up by all sides in their attempts to find a solution to the nation’s deep divisions.

Lining them up like this brings out one of the central ideas of Mark Kishlansky’s history of the 17th century, namely the collapse of consensus, the collapse of belief in a central set of political and religious values which characterised the era, and the countless attempts made by different political players to rebuild it.

In the last few documents of the series you can see the realisation emerging that the late-medieval idea of a hierarchical and completely homogeneous society was permanently broken and that only a system which allowed for some measure of tolerance and pluralism could replace it.

The question of just how much pluralism and tolerance could be permitted and society remain, in some sense, united or coherent, remained an open question – in fact, arguably, it’s one of the main threads of British social and political history right up to the present day.

To me what this proliferation of documents indicates is how very difficult it is, once you abandon tradition and precedent, to draw up a new political constitution in a period of crisis. It’s one of the reasons revolutions are so tumultuous. Getting rid of the ancien regime, especially if it’s embodied in one hated ruler (Charles I, Louis XVIII, Czar Nicholas II, the Shah of Iran, Saddam Hussein, Muammar Gaddafi) is relatively easy. Finding a successor system which all the competing factions can unite behind… almost impossible.

Which is why revolutions often become uncontrollable by all except the most ideological, ruthless and uncompromising: Cromwell, Napoleon, Lenin, Ayatollah Khomeini. Or collapse into civil war: Iraq, Libya.

I’m aware that the documents are in a broad range of genres – from constitutions enacted by central government to the manifestos of fringe groups (the Levellers and even more so, the Diggers), from religious oaths to political treaties. A proper study would take this more into account. I am concerned simply to give an indication of a) the sheer number of them b) their range and variety, and – as said above – the way they show how, once a shared consensus has collapsed, it is so very difficult to create a new one.

  • 1638 The Scottish National Covenant
  • 1641 The Grand Remonstrance
  • 1643 The Solemn League & Covenant
  • 1647 The Heads of the Proposals
  • 1647-9 An Agreement of the People
  • 1648 The Army Remonstrance
  • 1649 England’s New Chains Discovered
  • 1649 The True Levellers Standard Advanced (the Diggers)
  • 1650 The Treaty of Breda
  • 1653 The Instrument of Government
  • 1657 Humble Petition and Advice
  • 1660 The Declaration of Breda

1638 The Scottish National Covenant

In 1637 King Charles I and Archbishop Laud tried to bring the separate churches of England and Scotland closer together, firstly by the introduction of a new Book of Canons to replace John Knox’s Book of Discipline as the authority for the organisation of the Kirk, and secondly by the introduction of a modified form of the Book of Common Prayer into Scotland. Charles and Laud consulted neither the Scottish Parliament or the Assembly of the Kirk with the inevitable result that the proposals met with outrage from Scots determined to preserve their national and religious identity.

At the first service where they were introduced, on 23 July 1637 in St Giles’s cathedral in Edinburgh, Jenny Geddes flung her prayer stool at the dean as he read from the book, and started a riot. Similar demonstrations took place in churches all across Scotland where the new liturgy was introduced.

This spontaneous protest was soon organised by Presbyterian elders and aristocrats into a campaign of petitions denouncing the Laudian prayer book and the power of the bishops. These coalesced into a committee which drew up a National Covenant to unite the protesters. The Covenant called for adherence to doctrines already enshrined by Acts of Parliament and for a rejection of untried ‘innovations’ in religion.

In February 1638, at a ceremony in Greyfriars Kirk in Edinburgh, large numbers of Scottish noblemen, gentry, clergy and burgesses signed the Covenant, committing themselves under God to preserving the purity of the Kirk. Copies were distributed throughout Scotland for signing on a wave of popular support. Those who hesitated were often intimidated into signing and clergymen who opposed it were deposed. By the end of May 1638, the only areas of Scotland where the Covenant had not been widely accepted were the remote western highlands and the counties of Aberdeen and Banff, where resistance to it was led by the Royalist George Gordon, Marquis of Huntly.

An Assembly was held at Glasgow in 1638 where the Covenanter movement became the dominant political and religious force in Scotland.

In 1643 the objectives of the Covenant were incorporated into the Solemn League and Covenant which formed the basis of the military alliance between the English Parliament and the Scottish Covenanters against the Royalists.

1641 The Grand Remonstrance

A Remonstrance against King Charles I was first proposed by George Digby, MP for Dorset, soon after the Long Parliament assembled in November 1640. The idea was taken up by John Pym in 1641. Pym planned to use it as part of his campaign to transfer control of the armed forces to Parliament by undermining confidence in the King and his ministers and by demonstrating the integrity of Parliament.

The Remonstrance was drafted between August and November 1641 by Pym and his supporters. These included John Hampden, John Glynn, Sir John Clotworthy, Arthur Goodwyn and others who later formed the ‘Middle Group’ that was associated with Pym’s efforts to bridge the parliamentarian ‘War’ and ‘Peace’ parties during the early years of the English Civil War.

The Grand Remonstrance was a long, wide-ranging document that listed all the grievances perpetrated by the King’s government in Church and State since the beginning of his reign. Rather than blaming the King himself, the Remonstrance emphasised the role of bishops, papists and ‘malignant’ ministers and advisers who were alleged to have deliberately provoked discord and division between King and Parliament.

In contrast, the Remonstrance described the measures taken by the Long Parliament towards rectifying these grievances during its first year in office, including the abolition of prerogative courts and illegal taxes, legislation for the regular summoning of Parliament, and a partial reform of the Church. Thus the House of Commons was presented as the true defender of the King’s rightful prerogative, of the Protestant faith, of the privileges of Parliament and the liberties of the people.

In order to continue its work, the Remonstrance called for the setting up of an Assembly of Divines, nominated by Parliament, to supervise ongoing reform of the Church; furthermore, it demanded that the King’s ministers should be approved by Parliament, with the right of veto over those it considered unsuitable.

On 22 November 1641, after a stormy debate that lasted long into the night, the House of Commons passed the Remonstrance by a narrow margin of 159 votes to 148. The King’s supporters who tried to enter a protest were shouted down in a bad-tempered confrontation that almost ended in a riot. Oliver Cromwell is said to have remarked that if the Remonstrance had not been passed he would have sold all he had and gone overseas to America.

Opponents of the Remonstrance, who included Viscount Falkland and Edward Hyde, formed what was, for the first time, a recognisable Royalist party in Parliament. The Remonstrance was presented to the King on 1 December 1641. He ignored it for as long as possible, so Parliament took the unprecedented step of having it printed and circulated in order to rally outside support. On 23 December, the King finally presented his reply. Drafted by Edward Hyde, it rejected the Remonstrance but in reasoned and conciliatory tones calculated to appeal to moderate opinion.

1643 The Solemn League and Covenant

The alliance between the English Parliament and the Scottish Covenanters was sealed with the signing of the Solemn League and Covenant by both Houses of Parliament and the Scottish commissioners on 25 September 1643. It was a military league and a religious covenant. Its immediate purpose was to overwhelm the Royalists, who in 1643 seemed in a strong position to win the English Civil War.

An alliance between Parliament and the Scots was first proposed by John Pym early in 1643. Parliament was anxious to secure military help from Scotland in order to counter Royalist victories in England. The Convention of Estates in Edinburgh favoured the alliance after the discovery of the Earl of Antrim’s conspiracy to bring over an Irish Catholic army to support a projected uprising of Scottish Royalists. However, the Covenanters regarded the alliance principally as a religious union of the two nations. They hoped to unite the churches of Scotland and England under a Presbyterian system of church government.

In August 1643, the four commissioners appointed by the House of Commons arrived in Edinburgh. They were Sir Henry Vane, Sir William Armyne, Thomas Hatcher and Henry Darley. They were accompanied by two clergymen, the Presbyterian Stephen Marshall and the Independent Philip Nye. Although the House of Lords had voted in favour of the alliance, no peers were prepared to go to Scotland to take part in the negotiations. Sir Henry Vane emerged as the leading spokesman of the English delegation.

Both sides were eager to defeat the Royalists so the negotiations proceeded quickly. The Westminster Parliament ratified the new covenant within two weeks of receiving it at the end of August 1643. Certain alterations were made to avoid an immediate commitment to strict Presbyterianism and these were accepted by the Convention of Estates.

The Scots agreed to send an army into England on condition that Parliament would co-operate with the Kirk in upholding the Protestant religion and uprooting all remaining traces of popery. Although it was implied that Presbyterian forms of worship and church government would be enforced in England, Wales and Ireland, the clause was qualified to read that church reform would be carried out ‘according to the Word of God’ – which was open to different interpretations.

Reform of the Anglican church was debated at the Westminster Assembly, but a Presbyterian religious settlement for England was strongly opposed by Independents and others. The settlement that was eventually imposed was regarded as a compromise by the Covenanters.

In January 1644, the Army of the Covenant marched into England to take the field against the Royalists. Parliament decreed that the Covenant was to be taken by every Englishman over the age of eighteen. Although no penalty was specified, the names of those who refused to sign were to be certified to Parliament. Signing the Covenant became a prerequisite for holding any command or office under Parliament until King Charles I made his own alliance with the Scots in 1648.

After the execution of Charles I, Kirk leaders pressed the Solemn League and Covenant on his son Charles II at the Treaty of Breda (1650). However, the defeat of the Royalist-Scots alliance at the battle of Worcester in September 1651 ended all attempts to impose Presbyterianism in England.

1646 The Newcastle Propositions

The Newcastle Propositions were drawn up by the Westminster Parliament as a basis for a treaty with King Charles I in July 1646 after the defeat of the Royalists in the First Civil War. The King had surrendered to Parliament’s Scottish allies rather than to Parliament itself and was held in semi-captivity at Newcastle.

There was resentment among English Parliamentarians that the King was in the hands of the Scots, and tension had increased after an intercepted letter revealed that secret negotiations had passed between the King and the Scots earlier in the year. Fearing that the alliance with Parliament was under threat, the Committee of Estates in Edinburgh instructed the Scottish commissioners in London to consent to Parliament’s proposals, even though they fell short of the Covenanters’ ideals in the settlement of religion.

The Propositions put to the King consisted of nineteen clauses. The main points were:

  • The King was to sign the Covenant and an Act was to be passed imposing it on all his subjects
  • Episcopacy was to be abolished as it had been in Scotland; the church in England and Ireland was to be reformed along Presbyterian lines as directed by Parliament and the Assembly of Divines
  • The armed forces and militia were to be controlled by Parliament for a period of twenty years before reverting to the Crown
  • Leading officials and judges were to be nominated by Parliament
  • The Irish Cessation was to be annulled and the war in Ireland to be directed by Parliament
  • Conservators of the Peace were to be appointed in England and Scotland to maintain peace between the two nations
  • A number of named Royalists were to be exempted from pardon and punished for their actions in the Civil War
  • Strict laws against Catholics were to be enforced

1647 The Heads of the Proposals

These were a set of propositions intended to be a basis for a constitutional settlement after King Charles I was defeated in the First English Civil War. The document was drafted by Commissionary-General Henry Ireton and Major-General John Lambert. during the summer of 1647 when the Army was engaged in a political power struggle with Presbyterian MPs over the settlement of the nation. The proposals were termed the ‘Heads’ to indicate that they were a broad outline, to be negotiated in detail later.

  • Royalists had to wait five years before running for or holding an office.
  • The Book of Common Prayer was allowed to be read but not mandatory, and no penalties should be made for not going to church, or attending other acts of worship.
  • The sitting Parliament was to set a date for its own termination. Thereafter, biennial Parliaments were to be called (i.e. every two years), which would sit for a minimum of 120 days and maximum of 240 days. Constituencies were to be reorganized.
  • Episcopacy would be retained in church government, but the power of the bishops would be substantially reduced.
  • Parliament was to control the appointment of state officials and officers in the army and navy for 10 years.

Although the Army proposals were more lenient than the terms offered in Parliament’s Newcastle Propositions, the King regarded them as too restrictive and rejected them outright. During the negotiations, Ireton and Cromwell lost the support of the Army radicals, who were disappointed that the proposals made no concessions to Leveller demands for a wider franchise, and who criticised the Grandees’ ‘servility’ in their dealings with the King.

Meanwhile, Charles continued his attempts to play off the Army and Parliament against one another. He also began secretly negotiating with a faction among the Scots, which was to lead to the Second Civil War in 1648.

At the Putney Debates (October-November 1647), where the Army Council discussed a new constitution for England, Ireton promoted the Heads of the Proposals as a moderate alternative to the Leveller-inspired Agreement of the People.

Six years later, elements of Ireton’s proposals were incorporated into the Instrument of Government – the written constitution that defined Cromwell’s powers as Lord Protector. The religious settlement proposed by Ireton in 1647 was virtually identical to that finally adopted in the Toleration Act of 1689.

1647 to 1649 An Agreement of the People

The Agreement of the People was the principal constitutional manifesto associated with the Levellers. It was intended to be a written constitution that would define the form and powers of government and would also set limits on those powers by reserving a set of inalienable rights to the people. It would take the form of a contract between the electorate and the representative, to be renewed at each election. The Agreement developed over several versions between October 1647 and May 1649.

Original Draft, 1647

An Agreement of the People for a firm and present peace upon grounds of common right was first drafted in October 1647 when Agitators of the New Model Army and civilian Levellers collaborated to propose an outline for a new constitution in the aftermath of the First Civil War. It was probably drafted by John Wildman though its authorship is not known for certain. Stating that sovereign power should reside in the people of England rather than with the discredited King or Parliament, the original Agreement consisted of four clauses:

  1. The peoples’ representatives (i.e. Members of Parliament) should be elected in proportion to the population of their constituencies
  2. The existing Parliament should be dissolved on 30 September 1648
  3. Future Parliaments should be elected biennially and sit every other year from April to September
  4. The biennial Parliament (consisting of a single elected House) should be the supreme authority in the land, with powers to make or repeal laws, appoint officials and conduct domestic and foreign policy

Certain constraints were placed on Parliament: it was not to interfere with freedom of religion; it was not to press men to serve in the armed forces; it could not prosecute anyone for their part in the recent war; it was not to exempt anyone from the ordinary course of the law; all laws passed by Parliament should be for the common good.

The proposals were debated at the Putney Debates of October and November 1647 where the Grandees Cromwell and Ireton tried to curb Leveller extremism, particularly over a proposal to extend the franchise to all adult males. Parliament denounced the Agreement as destructive to the government of the nation and ordered Fairfax to investigate its authorship. Attempts to gain wider Army support for the Agreement at the Corkbush Field rendezvous were forcibly suppressed by the Grandees.

The Whitehall Debates, 1648 to 1649

During 1648, civilian and military supporters of the Agreement continued to debate and refine its proposals. The Armies Petition or a new Engagement was drafted by a group of Agitators at St Albans in April 1648 and was published in tandem with a related civilian broadside, A New Engagement, or Manifesto. These documents expanded upon the original Agreement to include more specific proposals for legal and economic reform.

After the King’s defeat in the Second Civil War, John Lilburne promoted an extended version of the Agreement which was discussed by a committee of Levellers, London Independents, MPs and army Grandees at Whitehall in December 1648. These discussions took place in the aftermath of Pride’s Purge when the King’s trial was imminent.

Lilburne wanted to secure Parliament’s acceptance of the Agreement before the King was brought to trial so that the trial would have a basis in a legitimate and legal constitution. However, Lilburne and his colleague Richard Overton walked out of the discussions when Army officers led by Henry Ireton insisted upon making further modifications to the Agreement before it was presented to Parliament.

The discussions continued in Lilburne’s absence. While Ireton appeared to make concessions to the Levellers over the franchise, it is probable that he was playing for time to distract the Army Levellers while preparations for the King’s trial went ahead. The revised Agreement was finally presented to the House of Commons as a proposal for a new constitution on 20 January 1649, the very day that the public sessions of the High Court of Justice began. As Ireton had calculated, MPs postponed discussion of the Agreement until after the trial, and it was never taken up again by Parliament.

Final version, May 1649

The Grandees’ modification of the Agreement of January 1649 was the Army’s last official involvement in its evolution. However, Lilburne and the civilian Levellers regarded Ireton’s intervention as a betrayal and continued to refine their proposals. A fully developed version of the Agreement – An Agreement of the Free People of England, tendered as a Peace-Offering to this distressed Nation – was published in May 1649, signed jointly by John Lilburne, Richard Overton, William Walwyn and Thomas Prince. Its proposals included:

  • The right to vote for all men over the age of 21 (excepting servants, beggars and Royalists)
  • Annual elections to Parliament with MPs serving one term only
  • No army officer, treasurer or lawyer could be an MP (to prevent conflict of interest)
  • Equality of all persons before the law
  • Trials should be heard before 12 jurymen, freely chosen by their community
  • The law should proceed in English and cases should not extend longer than six months
  • No-one could be punished for refusing to testify against themselves in criminal cases
  • The death penalty to be applied only in cases of murder
  • Abolition of imprisonment for debt
  • Tithes should be abolished and parishioners have the right to choose their ministers
  • Taxation in proportion to real or personal property
  • Abolition of military conscription, monopolies and excise taxes

The final version was published after the Leveller leaders had been imprisoned by order of the Council of State and a few weeks before the suppression of the Army Levellers at Burford on 17 May 1649, after which the Leveller movement was effectively finished.

1648 The Army Remonstrance

The Remonstrance of General Fairfax and the Council of Officers was a manifesto adopted by the New Model Army in November 1648 to justify its intention to abandon treaty negotiations with King Charles and to bring him to trial as an enemy of the people. Although it was issued under the authority of Fairfax and the Council of Officers, the Remonstrance was primarily the work of Henry Ireton.

In September 1648, Parliament opened negotiations for a settlement with King Charles at the Treaty of Newport. However, Army radicals demanded that the negotiations should be abandoned and the King brought to justice for inflicting the Second Civil War upon the nation.

Ireton wrote to General Fairfax proposing that the Army should purge Parliament of MPs who supported the Treaty. After Fairfax rejected the proposal, Ireton began drafting the Remonstrance. Several petitions from radical regiments demanding justice against the King were presented to Fairfax during the following weeks, possibly under Ireton’s direction. Under pressure from the radicals, Fairfax agreed to call a meeting of the General Council of the Army at St Albans to discuss the situation. In contrast to the Putney Debates of the previous year, representatives of the common soldiers were excluded from the discussions.

The General Council convened in St Albans Abbey on 7 November 1648. After discussion of the petitions and general grievances of the soldiers, Ireton presented the draft of the Army Remonstrance on 10 November. It was initially rejected by Fairfax and the moderate officers but their opposition evaporated after 15 November when the House of Commons voted to allow the King to return to London on completion of the Newport Treaty and to restore his lands and revenues.

Fearing that Parliament intended to grant an unconditional restoration, the Army united behind Ireton’s Remonstrance. After some last-minute amendments to ensure the support of the Levellers, the Remonstrance was adopted by the General Council on 18 November 1648.

Under the maxim salus populi suprema lex (‘the safety of the people is the supreme law’), the Remonstrance proclaimed the sovereignty of the people under a representative government. Divine providence would prove the righteousness or otherwise of the government’s actions, and would also thwart unjustified rebellion against authority. Thus, the defeat of King Charles in the Second Civil War vindicated the actions of the Army as the defenders of the people. It was argued that the King should be brought to account because he had broken the sacred covenant with his people and attempted to place himself above the law.

The Remonstrance also proposed a set of Leveller-inspired constitutional reforms, including the possibility of an elective monarchy. Parliament was to set a date for its own dissolution, to be followed by annual or bi-annual Parliaments elected on a reformed franchise. There was to be a written constitution with a declaration of parliamentary authority over the King and Lords. All office-holders, including the monarch, were to subscribe to the Levellers’ Agreement of the People.

A delegation of officers headed by Colonel Ewer presented the Remonstrance to Parliament on 20 November. After an initial flurry of opposition led by William Prynne, Parliament postponed further discussion until treaty negotiations with the King at Newport were completed. Meanwhile, the Army moved its headquarters from St Albans to Windsor. On 28 November, the General Council of the Army resolved to march into London. With Parliament still refusing to discuss the Remonstrance and apparently intent on implementing the Treaty of Newport, Ireton initiated the train of events that led to Pride’s Purge in December 1648.

1649 England’s New Chains Discovered

On 26 February one of the leading radicals in the army, John Lilburne, published this attack on the new Commonwealth, in which he asserted the illegality of the High Court of Justice, the Council of State (which, he pointed out ,rested solely on the diminished or Rump Parliament) and the Council of the Army, which he accused of having become an instrument for the rich officers against the rank and file.

His agitation did not go unnoticed. In March 1649, Lilburne and other Leveller leaders were arrested. In October, Lilburne was brought to trial at the Guildhall, charged with high treason and with inciting the Leveller mutinies. He conducted his own defence, during which he raised strong objections to all aspects of the prosecution and quoted directly from Sir Edward Coke’s Institutes, or commentaries on the laws of England. The jury found Lilburne Not Guilty, to enthusiastic cheers from crowds of his supporters and well-wishers.

April 1649 The True Levellers Standard Advanced

This was the manifesto of the splinter group of Levellers who decided to put theory into practice and claimed a patch of common land near Weybridge in Surrey and began digging it. It was written by their leader Gerard Winstanley who has gone down as a hero to Marxists and left-leaning liberals. They thought all hierarchy should be abolished, wealth should be redistributed to abolish poverty, that the land was a common treasury and all the land parcelled out to households who would have equal rights to cultivate them and share the proceeds. As a result they were nicknamed the Diggers. Within months they’d been driven from the original site by the local landowners, and attempted their communal experiment in various other locations until fading away.

1650 The Treaty of Breda

After the execution of Charles I in January 1649, the Scottish Parliament proclaimed his son the new king, Charles II. However, the government of Scotland was dominated by the covenanting Kirk Party, which was determined that Charles should take the Covenant and agree to impose Presbyterianism throughout the Three Kingdoms before he could be crowned King of Scots or receive Scottish help to regain the throne of England.

Initial negotiations between Charles and representatives of the Scottish government were held at The Hague in March 1649 but broke down because Charles did not accept the legitimacy of the Kirk Party régime. However, his hopes of using Ireland as a rallying ground for the Royalist cause were thwarted by Cromwell’s invasion in August 1649. Various European heads of state offered sympathy but no practical help for regaining the throne, so Charles and his council were obliged to call for another round of negotiations with the Scots.

Negotiations between Charles II and a delegation of Scottish commissioners opened at Breda in the Netherlands on 25 March 1650. Aware of Charles’ desperate situation, the demands made by the Scottish Parliament were harsh:

  • Charles was required to sign the Covenant and to promise to impose it upon everyone in the Three Kingdoms.
  • All members of the King’s household were to adopt the Presbyterian religion.
  • Catholicism was never to be tolerated in the Three Kingdoms.
  • The King was to recognise the Scottish Parliament and to confirm all Acts passed since 1641
  • The King was to annul all recent commissions and treaties – this was intended to force Charles to disown Montrose’s expedition to Scotland and Ormond’s treaty with the Irish Confederates

Bad-tempered wrangling continued through March and April. Charles tried to gain concessions that would allow a reconciliation with the Engagers, who were excluded from office in Scotland by the Act of Classes. He would not impose Presbyterianism in England nor would he annul the Irish treaty. But to the dismay of English Royalists, Charles finally agreed to take the Oath of the Covenant. Other contentious issues were to be discussed upon his arrival in Scotland. He signed the Treaty of Breda on 1 May 1650 and took the Covenant immediately before landing in Scotland on 23 June 1650.

Charles then led a Scottish army into England which was comprehensively crushed at the Battle of Worcester on 3 September 1651, the final engagement of the war in England which had started in 1642. Charles escaped the battlefield and was on the run for 45 days till he managed to take ship to France and nine years of exile.

1653 The Instrument of Government

England’s first written constitution, the Instrument of Government was a constitutional settlement drafted by Major-General John Lambert during the autumn of 1653 and adopted by the Council of Officers when the Nominated Assembly surrendered its powers to Oliver Cromwell in December.

Lambert’s original intention had been that the old constitution of King, Lords and Commons should be replaced by one of King, Council and Parliament. In discussion with a few trusted advisers after the abdication of the Nominated Assembly, Cromwell amended the Instrument to avoid reference to the royal title, which was likely to be unacceptable to the Army.

Under the terms of the Instrument of Government, executive power passed to an elected Lord Protector, in consultation with a Council of State numbering between thirteen and twenty-one members. Cromwell was declared Lord Protector for life, though it was stressed that the office was not hereditary. He was required to call triennial Parliaments consisting of a single House of 400 members from England and 30 each from Scotland and Ireland, to remain in session for at least five months.

Parliamentary constituencies were re-arranged in an attempt to lessen the influence of the gentry in favour of the emerging middle class who, it was hoped, would be more inclined to support the Protectorate government. The number of MPs from towns and boroughs (where voting was traditionally influenced by the local gentry) was significantly reduced and representation of the universities was limited. To balance the representative, the number of MPs from the counties was correspondingly increased.

In a direct repudiation of Leveller ideas, the county franchise was restricted to persons with land or personal property valued at £200 or more. The borough franchise remained with aldermen, councillors and burgesses. Furthermore, Roman Catholics and known Royalists were declared ineligible to vote or seek election.

Under the Instrument, Parliament was charged with raising revenue for establishing and maintaining a standing army of 10,000 horse and dragoons and 20,000 foot for the defence of England, Scotland and Ireland.

Liberty of worship was granted to all except Roman Catholics and those guilty of ‘licentiousness’ (i.e. the extreme sectarians).

The Instrument of Government was England’s first written constitution. It was adopted by the Council of Officers on 15 December 1653 and Cromwell was installed as Lord Protector the next day. The First Protectorate Parliament duly assembled on 3 September 1654. However, the abrupt termination of Parliament in January 1655 meant that MPs never finished revising the Instrument of Government and so it was never legally endorsed. Doubts regarding its legal authority led to the resignation of the Lord Chief Justice Henry Rolle in June 1655.

The Instrument was superseded in 1657 by the Humble Petition and Advice.

1657 Humble Petition and Advice

The Humble Petition and Advice was a constitutional document drawn up by a group of MPs in 1657 under which Lord Protector Oliver Cromwell was offered the Crown. It represented an attempt by civilian Parliamentarians to move back towards traditional forms of government after the imposition of various army-led constitutional experiments, in particular the unpopular Rule of the Major-Generals.

The offer of the Crown was intended to limit Cromwell’s power rather than extend it, because as King his power would be defined by precedent. The Humble Petition aimed to legitimise the constitution since it came from an elected Parliament, unlike its predecessor the Instrument of Government.

The first version of the Humble Petition was known as the Humble Address and Remonstrance. It was drafted by a small group which included Lord Broghill, Edward Montagu and Oliver St John. The Remonstrance was brought before the Second Protectorate Parliament on 23 February 1657 by Sir Christopher Packe, a former lord mayor of London. It included proposals for the re-introduction of a second House of Parliament and for the establishment of a national church regulated by a Confession of Faith, but its most controversial proposal was that the Protector should be invited to assume the office and title of King.

This proposal was supported by most lawyers and civilian MPs but was fiercely opposed by Major-General Lambert and other army officers as well as by republicans and religious radicals.

Cromwell agonised over the decision for several months and finally declined the offer of the Crown on 8 May. A revised version of the proposal, which avoided reference to the royal title, was adopted on 25 May. Cromwell was re-installed as Lord Protector in a ceremony still reminiscent of a royal coronation on 26 June 1657.

Under the new constitution, Cromwell was to remain Lord Protector for life and could now choose his own successor. He was required to call triennial Parliaments which were to consist of two chambers: the elected House of Commons and a second chamber, or Upper House (referred to only as the ‘other house’), of between forty and seventy persons nominated by the Protector but approved by Parliament. The Upper House was intended to mediate between the Lower House and the Protector. It had the right to veto any legislation passed in the Lower House and was roundly condemned by republicans as too reminiscent of the old House of Lords. The Council of State was to become the Protector’s privy council, consisting of 21 members chosen by the Protector and approved by Parliament.

After the Instrument of Government, the Humble Petition and Advice was England’s second – and last – written constitution. It differed significantly from the Instrument in that it was drawn up by civilian parliamentarians rather than by army officers and also in that it was legally endorsed by Parliament. It remained in force throughout the remainder of the Protectorate of Oliver Cromwell and during the brief jurisdiction of his successor Richard Cromwell.

1660 The Declaration of Breda

This was a manifesto issued in April 1660 by the exiled Charles II in which he outlined his initial terms for the Restoration of the monarchy. The Declaration was drawn up by Charles himself and his three principal advisers, Sir Edward Hyde, the Marquis of Ormond and Sir Edward Nicholas.

In March 1660, shortly after the final dissolution of the Long Parliament, General George Monck entered into secret negotiations with Charles’ representative Sir John Grenville regarding the possibility of the King’s return to power. Grenville was authorised to offer Monck high office in return for his help, while Monck himself claimed to have always been secretly working towards the Restoration – a view that came to be widely accepted later.

Monck’s terms were geared primarily towards satisfying the material concerns of the army:

  • there was to be a general pardon for actions carried out under orders
  • arrears of pay were to be fully met
  • titles to former Crown and Church lands bought during the Interregnum were to be confirmed
  • religious toleration for moderate sectarians was to be guaranteed

Following Monck’s advice to move from Spanish territory to Breda in the Protestant Netherlands, Charles and his principal advisers prepared a conciliatory declaration that touched upon the major issues of indemnity, confirmation of land sales and the religious settlement. A free pardon and amnesty was offered to all who would swear loyalty to the Crown within forty day of the King’s return.

However, Charles skirted around all points of contention by referring the final details of the Restoration settlement to a future Parliament. Charles was aware that any legislation passed by the forthcoming Convention Parliament would have to be confirmed or refuted by a later Parliament summoned under the King’s authority, and that the blame for inevitable disappointments in the Restoration settlement would then be borne by Parliament rather than by the Crown.

Smart thinking.

The Declaration was signed by Charles on 4 April 1660. Copies were prepared with separate letters to the House of Lords, the House of Commons, the army, the fleet and the City of London. Monck was offered a commission as commander-in-chief of the army. When Sir John Grenville delivered the Declaration to the newly-elected Convention Parliament on 1 May, both Houses unanimously voted for the Restoration.

Sources

The period 1649 to 1658 is covered by pages 189 to 212 of A Monarchy Transformed: Britain 1603 to 1714 by Mark Kishlansky. I’ve also sourced information from Wikipedia. But the main source for a lot of this information was the excellent British Civil Wars, Commonwealth and Protectorate website, which covers all aspects of the subject and includes really excellent maps.


More seventeenth century reviews

A Monarchy Transformed: Britain 1603 to 1714 by Mark Kishlansky (1996) 5. The Commonwealth 1649 to 1660

In my life I’ve met plenty of earnest republicans who think we in the UK should abolish the monarchy because it stands at the apex of the system of power and privilege which entrenches privilege and inequality in British society, that we should disestablish the Church of England – whose only role is to prop up ‘the Establishment’ – and we should abolish the House of Lords, a ramshackle combination of Anglican bishops, hereditary peers and dodgy political nominees given places for ‘services rendered’ to the ruling party.

But in fact all these policies were once carried out, 370 years ago, during the English Civil War and Commonwealth, and all modern republicans would do well to study in detail what happened.

Basically, the big constitutional experiment of the English Republic (from the execution of Charles I in 1642 to the restoration of Charles II in 1660) was a failure, because 1) nobody knew what to replace the existing system with and 2) all attempts at a replacement were a) unworkable and b) unpopular. With the result that the new Republic came to rely entirely on the abilities and achievements of one man, Oliver Cromwell, so that when he died 3) the delicate balance of forces he’d held in place collapsed like a pack of cards.

The history of the Commonwealth is a political laboratory in which the people who had overthrown the monarchy, the established church and the House of Lords tried to find an equitable and effective replacement – and failed.

In the end it became clear that the country could only be ruled by a strong leader – Oliver Cromwell – and in the end – and I think this is a crucial point – they offered him the kingship. Even his own supporters, republicans and Puritans, eventually tired of the ceaseless constitutional experiments and said, ‘Listen, just be king’.

Why? Because everyone understood kingship. The entire social and legal system was built around it. Everyone understood where they stood in terms of kingship and its powers, in fact it defined where many, perhaps most, people stood. The existence of the monarchy underpinned their sense of identity and meaning.

To effect a revolution you don’t just overthrow the existing order, you have to train everyone in the new order. You have to indoctrinate them in the new set of values. You have to create new identities for an entire nation.

The French Revolution had a good stab at this by declaring 1790 Year Zero, inventing a new calendar and a new religion of the Rights of Man – although all this was to be swept into the dustbin of history only a few years later upon the rise of Napoleon who, as soon as he could, restored all the trappings and regalia of monarchy, much to most peoples relief.

Only the Russians were brutal enough to realise that a revolution requires not just the overthrow of the old ruler and the extermination of the entire old ruling class (killing not only the Czar but his entire family, and then imprisoning/executing as many of the old aristocracy as they could get their hands on) but the wholesale indoctrination of the entire population in new ways of thinking, something which, under Stalin, they made a sustained attempt to do.

But the Puritan revolutionaries of Cromwell’s day had nothing like the propaganda tools of those later societies although they used what they had – Sunday sermons, early newspapers and pamphlets – to maximum effect.

After the execution of King Charles I

While he was still alive, King Charles acted as one clearly identified enemy who served to unify the very disparate factions in the Parliament and New Model Army. After the king was executed in January 1649 the differences between his opponents began to come out into the open. Cromwell, who had been a leading force in the execution, was away on military campaign from the middle of 1649 until 1651, and this allowed factionalism to grow in the Rump Parliament.

Once he had defeated the Royalists at the Battle of Worcester in 1651 – the last battle of the English civil wars – Cromwell returned to London and tried to force the Rump to set dates for new elections, to unite the three kingdoms under one ruling body, and to create a large, tolerant national church.

During the crisis leading up to the execution of the king many moderates had expressed all kinds of reservations, reluctant to kill the king and recoiling from the social and religious radicalism which had bubbled up in the New Model Army. Now the Rump Parliament dithered about setting an election. It passed a law allowing liberty of conscience but failed to devise any alternative for the tithes or to dismantle other aspects of the existing religious structure which supported the Anglican church.

In frustration, Cromwell demanded that the Rump establish a caretaker government in April 1653 of 40 members drawn jointly from the Rump and the army and then dissolve itself. But for the umpteenth time, the Rump ignored him, preferring to debate its own bill for setting up a new government.

This endless delay was what prompted Cromwell’s famous step of dissolving the Rump Parliament by force. On 20 April 1653 he entered the chamber accompanied by troopers, sat and listened to the debate for a while, and then stepped to the Mace, and declared:

You are no Parliament, I say you are no Parliament; I will put an end to your sitting.

He seized the ceremonial mace, symbol of Parliament’s power, called it a ‘bauble’ and demanded it be removed. The troops, commanded by Charles Worsley, later one of his Major Generals and one of his most trusted advisers, cleared the chamber. England now had no Parliament and no government.

Barebone’s Parliament, 1653

Nine days after the forced dissolution of the Rump, on 29 April Cromwell set up a small Council of State of thirteen members, responsible for foreign policy and administration of the country. The council debated what form a new English constitution should take. Major-General Thomas Harrison called for a sanhedrin of ‘saints’, a sanhedrin being an assembly of either twenty-three or seventy-one elders, appointed to sit as a tribunal in every city in the ancient Land of Israel, as recorded in the Bible.

Harrison was a Fifth Monarchist, who believed that the overthrow of the king signalled the imminent Second Coming of Jesus. Cromwell didn’t share these beliefs but liked the idea of an assembly of men chosen for their upright, religious credentials.

The Council raised the suggested number to 140 – 129 from England, five from Scotland and six from Ireland. The Council nominated all the new MPs themselves, with some informal consultation with independent congregations around the country.

At the opening of the assembly on 4 July 1653, Cromwell gave a speech lasting two hours reviewing the events which had led up to it, highlighting God’s Providence in the course of events, and emphasising that the nominated representatives now had divine sanction to govern the nation.

The Nominated Assembly, sometimes known as the Parliament of Saints, was quickly nicknamed Barebone’s Parliament after one of its members, Praise-God Barebone, a leather seller, Fifth Monarchist and lay preacher from Fleet Street in London.

Cromwell tasked them with finding a permanent constitutional and religious settlement (Cromwell was invited to be a member but declined). But almost immediately the assembly, despite being hand-picked by the narrow group of the Council of State, began to fall out over big issues, namely:

  1. reforming tithes, objected to by many sects on the grounds that they were a remnant of Catholicism, that they supported a professional rather than voluntary clergy, and that their economic burden fell unequally: everyone agreed they were bad, but no-one could devise a workable replacement
  2. the trial of professional trouble-maker John Lilburne, which split opinion
  3. reform of the legal system, with Fifth Monarchists arguing that only laws contained in scripture should be reflected in the temporal legal system while moderates pushed for practical reform

Fierce argument over bills to abolish the Court of Chancery, regulate legal fees, and speed up settlement of cases in the Court of Admiralty added to the splitting of the assembly into factions. Attendance dropped from 140 to 100 to as few as 70 towards the end of its brief existence.

On 6 December the defeat of new proposals to reform tithes led a majority of moderates to give up. They wrote a letter and physically carried it down the road to Cromwell in Whitehall, asking for the Assembly to be dissolved. Faced with its simple refusal to carry on, Cromwell was forced to agree.

The Protectorate: 1653 to 1658

After the dissolution of the Barebones Parliament, John Lambert put forward a new constitution known as the Instrument of Government, closely modelled on a document called the Heads of Proposals which had first been drawn up by the Army in 1647.

The Instrument made Cromwell Lord Protector for life to undertake ‘the chief magistracy and the administration of government’. Cromwell was sworn in as Lord Protector on 16 December 1653, with a ceremony in which he was careful to wear plain black clothing, rather than any monarchical regalia.

But Cromwell did start signing his name ‘Oliver P’, P being an abbreviation for Protector, in the style of monarchs who use an R after their name to mean Rex or Regina – and it soon became the norm for others to address him as ‘Your Highness’. When you reflect on this, you realise that apparent backsliding like this from ‘republican principles’ take place because people need to know what they’re doing. They had all been raised in a very hierarchical model of society (and religion). Everybody, including Oliver, needed to know where they stood.

As Lord Protector, Cromwell had the power to call and dissolve parliaments but was obliged under the Instrument to seek the majority vote of a Council of State to do so. Nevertheless, Cromwell’s power was buttressed by his continuing popularity among the army. As the Lord Protector he was paid £100,000 a year, a vast sum.

Cromwell had two key objectives as Lord Protector. The first was ‘healing and settling’ the nation after the chaos of the civil wars and the regicide, which meant establishing a stable form for the new government to take.

Although Cromwell declared to the first Protectorate Parliament that ‘Government by one man and a parliament is fundamental’, in practice social priorities took precedence over precise forms of government. Cromwell was never interested in forms and details. The precise constitutional arrangements, were, Cromwell declared, ‘but … dross and dung in comparison of Christ.’

But Cromwell was no social revolutionary. Despite the revolutionary nature of the government, his thinking was socially conservative. Cromwell declared, ‘A nobleman, a gentleman, a yeoman; the distinction of these: that is a good interest of the nation, and a great one!’

His first Protectorate parliament proceeded to make small-scale reforms in the legal system, but these were outweighed by the broader attempts to restore order to English politics and affairs. Direct taxation was reduced slightly and peace was made with the Dutch, ending the First Anglo-Dutch War.

Cromwell secured the submission to his rule of England’s colonies in America. One of his notable acts was intervening to curb Puritans who were usurping control over the Maryland Colony by confirming the former Roman Catholic proprietorship and enforcing an edict of tolerance there. It’s interesting to learn that of all the English dominions, Virginia was the most resentful of Cromwell’s rule, and Cavalier emigration there increased during the Protectorate, laying the foundation for the elaborately courtly style of behaviour you find in novels about the Old South generations later.

Cromwell convened the first Protectorate parliament on 3 September 1654. He declared that ‘healing and settling’ were the ‘great end of your meeting’. However, the Parliament was quickly dominated by those pushing for more radical, republican reforms. After some initial gestures approving appointments previously made by Cromwell, the Parliament began to work on a radical programme of constitutional reform. Cromwell, a conservative by nature, balked at many of these changes but, rather than enter into endless meetings with constitutional lawyers, simply dissolved it on 22 January 1655.

Cromwell’s second objective for his Protectorate was spiritual and moral reform. He aimed to restore liberty of conscience and promote both outward and inward godliness throughout England. During the early months of the Protectorate, a set of ‘triers’ was established to assess the suitability of future parish ministers, and a related set of ‘ejectors’ was set up to dismiss ministers and schoolmasters who were judged unsuitable for office. The triers and the ejectors were intended to be at the vanguard of Cromwell’s reform of parish worship.

The Major Generals

After the dissolution of the first Protectorate Parliament, Cromwell tried another constitutional experiment. A Royalist uprising was planned for locations around the country early in 1655. In most places it was a damp squib with few if any civilians rallying to the handful of rebels, but the rising led by Sir John Penruddock in the West succeeded in seizing Salisbury for a few days, before being crushed by a troop of the New Model Army.

Since the uprising had been planned for centres all round the country it made sense to reinforce New Model garrisons everywhere. This led Cromwell’s adviser, General John Lambert to suggest going one step further and dividing England into military districts each ruled by army major-generals who answered only to him.

Map of the major generals and the regions they administered (source: BBC Bitesize)

Thus Cromwell appointed 15 major-generals and deputy major-generals each to rule a region of England and Wales. They were called ‘godly governors’ and charged not only – were central not only with maintaining national security, but forwarding Cromwell’s crusade to reform the nation’s morals.

The generals not only supervised militia forces and security commissions, but collected taxes and ensured support for the government in the English and Welsh provinces. Commissioners for securing the peace of the Commonwealth were appointed to work with them in every county.

While a few of these commissioners were career politicians, most were zealous puritans who welcomed the major-generals with open arms and embraced their work with enthusiasm. However, the major-generals lasted less than a year. Many commissioners feared they threatened their reform efforts and authority. Their position was further harmed by a tax proposal by Major General John Desborough to provide financial backing for their work, which the second Protectorate parliament – convened in September 1656 – voted down for fear of creating a permanent military state.

Ultimately, however, the fall of the major-generals was due to Cromwell’s failure to support his men in their conflicts with the commissioners. Their activities between November 1655 and September 1656 had, however, reopened the wounds of the 1640s and deepened antipathies to the regime.

Historians agree that the Major-Generals were tremendously unpopular and left a legacy of hostility towards standing armies which has, arguably, saved Britain from coming near the possibility of a military dictatorship ever again.

Cromwell and the Jews

Cromwell was aware of the Jewish community’s involvement in the economic success of the Netherlands, by the 1650s England’s leading commercial rival. This, and Cromwell’s principled tolerance of the right to private worship for those outside Puritanism, led to his personal encouragement of Jews to return to England in 1657, over 350 years after their banishment by Edward I, in the hope that they would help speed up the recovery of the country after the disruption of the Civil Wars.

Cromwell offered the crown

In 1657 a cohort of Cromwell’s closest advisers, frustrated by the repeated failures of their constitutional experiments, offered Cromwell the crown as part of a revised constitutional settlement. He agonised for six weeks over the offer. He was attracted by the prospect of stability it offered but finally, in a speech on 13 April 1657, he made clear that God’s providence had spoken against the office of King.

Instead, Cromwell was ceremonially re-installed as Lord Protector on 26 June 1657 at Westminster Hall, sitting upon King Edward’s Chair, which was moved specially from Westminster Abbey for the occasion. The event in part echoed a coronation, using many of its symbols and regalia, such as a purple ermine-lined robe, a sword of justice and a sceptre (but not a crown or an orb). But the office of Lord Protector was still not to become hereditary, though Cromwell was now able to nominate his own successor.

Cromwell’s new rights and powers were laid out in the Humble Petition and Advice, a legislative instrument which replaced the Instrument of Government. This new constitution echoed many aspects of the old constitution, including a house of life peers (in place of the House of Lords). In the Humble Petition it was called ‘the Other House’ as the Commons could not agree on a suitable name.

But the Humble Petition and Advice did not provide for the vetting of members of the House of Commons and when it assembled in 1658 many of those who had been excluded in the first session, retook their seats and immediately began attacking the new settlement – rather as, every time Charles I reconvened Parliament, it picked up its fierce criticism of him exactly where it had left off.

So on 4 February 1658, Cromwell again dissolved Parliament. During 1658 Cromwell increasingly took on the trappings of traditional monarchy, notably creating three peerages: Charles Howard was made Viscount Morpeth and Baron Gisland in July 1657 and Edmund Dunch was created Baron Burnell of East Wittenham in April 1658.

Death and legacy

On 3 September 1658 Oliver Cromwell died, aged 59, exhausted by his efforts to create an honest, godly, English society. The Lord Protectorship passed to his son, Richard, who had none of his father’s qualities and struggled to hold together the rival political, religious and military factions of the regime. Nine months later he was gone.

So Cromwell:

  • overthrew monarchy, the House of Lords and the Church of England
  • tried to hold free and fair elections
  • nominated a parliament of the righteous
  • divided the country into administrative units run by army generals in co-operation with civilian commissioners
  • tried to institute freedom of religious belief
  • tried to resist the forceful offer of the monarchy from his closest supporters
  • supervised but then was forced to dissolve two elected parliaments

It’s easy to interpret Cromwell as a religious fanatic, a hypocrite and, from an Irish point of view, as a genocidal bigot. But he can also be seen as a man into whose lap fell a unique, once-in-history opportunity to utterly redraw the constitution of England, something he tried to do again and again – and failed.

In May 1660 Charles II was restored to the throne and with him came the House of Lords, the Church of England and its bishops. The ten-year experiment to devise some other way of ruling this country had failed. Many of the best minds of the time had joined in the attempt, but none of could concoct a system which a) could win the support of even a minority of the nation b) could come up with solutions to the numerous issues which confronted them (funding of the church, ownership of church land, reform of the law, management of international affairs, and so on).

Abolishing the monarchy and the House of Lords and disestablishing the Church of England would, even today, in a sense, be relatively easy, a few acts of Parliament would achieve it. But:

  1. What, exactly, would you replace them with? that’s the catch
  2. And would whatever you replace them with be in any better position to tackle and solve the intractable social problems which confront us, than Barebones Parliament or the Major-Generals were to tackle the pressing problems of Cromwell’s day?

The restoration of Charles II was greeted with wild enthusiasm, and he has gone down in history as one of the most popular English monarchs and what did he represent, on a popular level? Booze and boobs. Drinking, gambling and mistresses.

What the Restoration proved once and for all is that England is not a nation of high-minded, earnest intellectuals just gagging to be reformed by high-minded Puritans. It is a nation of Sun-readers, who follow the football, like a flutter on the horses, a pie and a pint on a Friday night, and the chance to dress up and go on the pull at the local nightclub every Saturday night. It is a nation of overweight shopaholics with an average reading age of 11.

So when I argue with high-minded and (generally) very well-educated republicans, I ask them, ‘Who do you think you would be abolishing the monarchy and the House of Lords for? Apart from your high-minded Guardian-reading friends? Do you think this nation of party animals, obese alcoholics and lager louts will thank you for your efforts? You’re offering a society with no more coronations, no more royal weddings, no more tittle tattle about Megan and Catherine. Do you expect the people of this great nation to thank you for that?’

Old Olly wasn’t jolly, whereas Charles II had at least thirteen mistresses and 21 illegitimate children. Which one did ‘the people’ prefer, then as now? It is a lowering and dispiriting fact, but it is a fact which all progressives and liberals have to acknowledge and start from.


Seventeenth century reviews

A Monarchy Transformed: Britain 1603 to 1714 by Mark Kishlansky (1996) 4. The Wars of Three Kingdoms

The wars of three kingdoms

I found Kishlansky’s account of the Wars of Three Kingdoms very persuasive, probably the best thing in this book. When you write history you have a choice of the level you want to pitch the narrative, the levels being something like:

  • superficial
  • good summary
  • summary with some detail
  • lots of detail
  • too much detail

As I explained in my review of Peter H. Wilson’s book about the Thirty Years War, Wilson definitely goes into ‘too much detail’, drowning the reader in specifics while failing to point out important turning points or patterns.

Kishlansky, by contrast, hits what, for me, was the perfect level of description, ‘incisive summary with some detail’.

As an example of really useful summary, take the way he tells us that, put simply, the first three years of the civil war in England (1642-5) consisted mostly of smallish regional armies engaging in small skirmishes or sieges of local centres.

Now I’ve read scores of accounts of the English civil war which give lengthy descriptions of each of these ‘skirmishes’ along with detail of the army groups involved, their leaders, maps and deployments, and so go on for hundreds of pages. At a stroke Kishlansky makes it clear that most of them didn’t, ultimately, matter.

What mattered were a handful of decisions or turning points, such as the king withdrawing his forces after the Battle Brentford in November 1642, the one moment when he had the chance to capture London. Kishlansky is very good on the three famous key battles which he does describe in compelling detail – Edgehill, Marston Moor and Naseby.

But above all, Kishlansky doesn’t lose sight of the fact that the fighting was almost a sideshow compared to the extremely complicated political manoeuvring which went on continuously from 1642 to 1649.

Like many accounts, he almost forgets the Royalist side altogether because the real action was the disagreements within the Parliamentary side, among the Roundheads. Kishlansky brings out how the Presbyterian party within Parliament rose to eminence on the back of their close connections with the invading Scots, lorded it over Parliament for a few years, but then themselves began to appear as an overbearing ‘enemy’ to the growing power of the Independents in Cromwell’s New Model Army, before they were eventually expelled from Parliament and some of them arrested.

Only a close reading of the series of events and the complex political negotiations which went on against a continuously changing backdrop can bring out the fast-moving complexity of the situation, and the tremendous pressures the key actors found themselves under.

This is why, although I’ve read about 40 books about the British civil wars, by far the best remains The King’s Peace (1955) and The King’s War (1958) by Dame Veronica Wedgwood. They are old, now, but they are the only ones I know of which simply describe the events in the order they happened; and as they do so, you realise what a relentless helter-skelter of crises it was.

Only Wedgwood’s books really convey the way the unstoppable torrent of events happening in three separate kingdoms (England, Scotland and Ireland) interacted and exacerbated each other, to create a continuous sense of political and military crisis, which got worse and worse, and how the fighting, the wars themselves, news of defeats and paranoia about attacks on London and conspiracies and fifth columnists, also contributed to the feverish political atmosphere of the times.

Just like the French Revolution, lofty ideals and principles may have been expressed by various parties, and political historians and left-wing sympathisers with the Levellers and the Diggers, like to dwell on these – but as soon as you look at what actually happened you realise all sides were struggling to react to events which were almost always beyond their control.

There are many ways of interpreting the character and achievements of Oliver Cromwell, but when you read Wedgwood’s thrilling and gripping accounts, you realise it’s easy to overlook the most elementary fact about him, which is that he was able to ride the wild tiger of events in a way no-one else could.

Timeline of the Wars of Three Kingdoms

1640

13 April – first meeting of the Short Parliament
5 May – Charles dissolves the Short Parliament
26 October – Charles forced to sign the Treaty of Ripon
3 November – First meeting of the Long Parliament
11 December – the Root and Branch Petition submitted to the Long Parliament

1641

July – the Long Parliament passes ‘An Act for the Regulating the Privie Councell and for taking away the Court commonly called the Star Chamber’
July – Charles returns to Scotland and accedes to all Covenanter demands
August – the Root and Branch Bill rejected by the Long Parliament
October – outbreak of the Irish Rebellion creating panic in London
1 December – The Grand Remonstrance is presented to the King
December – The Long Parliament passes the Bishops Exclusion Act

1642 until the outbreak of the war

4 January – Charles unsuccessfully attempts to personally arrest the Five Members (John Pym, John Hampden, Denzil Holles, Sir Arthur Haselrig, and William Strode) on the floor of the House of Commons
January – on the orders of the Long Parliament, Sir John Hotham, 1st Baronet seizes the arsenal at Kingston upon Hull
5 February – the bishops of the Church of England are excluded from the House of Lords by the Bishops Exclusion Act
23 February – Henrietta Maria goes to the Netherlands with Princess Mary and the crown jewels
5 March – the Long Parliament passes the Militia Ordinance
15 March – the Long Parliament proclaims that ‘the People are bound by the Ordinance for the Militia, though it has not received the Royal Assent’
April – Sir John Hotham, 1st Baronet refuses the king entrance to Kingston upon Hull
2 June – The Nineteen Propositions rejected
May – The Irish rebellion ends
3 June – The great meeting on Heworth Moor outside York, summoned by Charles to gather support for his cause
July – Charles unsuccessfully besieges Hull
July – Parliament appoints the Committee of Safety

1642 – war begins

22 August -King Charles I raises his standard at Nottingham and the war commences
23 August – Battle of Southam, first sizeable encounter between Royalist & Parliamentarian forces.
19 September – Charles’s Wellington Declaration
23 September – Battle of Powick Bridge
29 September – The Yorkshire Treaty of Neutrality signed, but repudiated by Parliament 4 October
17 October – King Charles I passes through Birmingham, the towns folk seize the King’s carriages, containing the royal plate and furniture, which they convey for security to Warwick Castle, a parliamentary stronghold. The same day there was a skirmish at Kings Norton
23 October – Battle of Edgehill
1 November – Battle of Aylesbury
12 November, Battle of Brentford
13 November – Battle of Turnham Green
17 December – Declaration of Lex Talionis
1 December – Storming of Farnham Castle
Early December – Battle of Muster Green
22 December – Siege of Chichester begins
23 December – Bunbury Agreement designed to keep Cheshire neutral during the Civil War (failed)
27 December – Siege of Chichester ends

1643

19 January – Battle of Braddock Down
28 January – the Long Parliament sends commissioners to negotiate the Treaty of Oxford (unsuccessful)
19 March – Battle of Hopton Heath
30 March – Battle of Seacroft Moor
3 April – Battle of Camp Hill — a Royalist victory
8-21 April – Siege of Lichfield — a Royalist capture
25 April – Battle of Sourton Down — Parliamentarian victory
16 May – Battle of Stratton — Royalist victory
29–31 May – Siege of Worcester — Parliamentarians failed to capture
16 June – the Long Parliament passes the Licensing Order
18 June – Battle of Chalgrove Field — John Hampden, hero of resistance to Ship Money, mortally wounded during the battle and dies on Saturday evening of 24 June 1643
30 June – Battle of Adwalton Moor
1 July – first meeting of the Westminster Assembly
4 July – Battle of Burton Bridge
5 July – Battle of Lansdowne (or Lansdown) fought near Bath
13 July – Battle of Roundway Down fought near Devizes
20 July – Battle of Gainsborough
26 July – Storming of Bristol
17 August – the Church of Scotland ratifies the Solemn League and Covenant
2 September – Beginning of Siege of Hull (1643)
18 September – Battle of Aldbourne Chase
20 September – First Battle of Newbury
25 September – the Long Parliament and the Westminster Assembly ratify the Solemn League and Covenant. Under the terms of the deal with Scotland, the Committee of Safety is superseded by the Committee of Both Kingdoms
11 October – Battle of Winceby

1644

26 January – Battle of Nantwich
3 February – Siege of Newcastle, formal request to surrender to the Scots
29 March – Battle of Cheriton
28 May – Storming of Bolton and the Bolton Massacre
29 June – Battle of Cropredy Bridge
2 July – Battle of Marston Moor
13 September – Second Battle of Aberdeen
19 October – Siege of Newcastle ends with the storming of the city by Scottish soldiers
24 October – the Long Parliament passes the Ordinance of no quarter to the Irish
27 October – Second Battle of Newbury
23 November – first publication of Areopagitica by John Milton
4 November – the Long Parliament sends the Propositions of Uxbridge to the king at Oxford

1645

6 January – the Committee of Both Kingdoms orders the creation of the New Model Army
28 January – the Long Parliament appoints commissioners to meet with the king’s commissioners at Uxbridge
22 February – negotiations over the Treaty of Uxbridge end unsuccessfully
23 April – the Long Parliament passes the Self-denying Ordinance
9 May – Battle of Auldearn
30 May – Siege & sacking of Leicester
14 June – Battle of Naseby
2 July – Battle of Alford
10 July – Battle of Langport
15 August – Battle of Kilsyth
13 September – Battle of Philiphaugh
24 September – Battle of Rowton Heath
October – fear of Royalist attack in south Lincolnshire
Charles goes to Welbeck, Nottinghamshire
17 December – siege of Hereford ends with the surrender of Royalist garrison

1646

18 January – Siege of Dartmouth ends with the surrender of Royalist garrison
3 February – Siege of Chester ends with the surrender of Royalist garrison after 136 days
16 February – Battle of Torrington victory for the New Model Army
10 March – Ralph Hopton surrenders the Royalist army at Tresillian bridge in Cornwall
21 March – Battle of Stow-on-the-Wold the last pitched battle of the First Civil War is a victory for the New Model Army
13 April – Siege of Exeter ends with the surrender of Royalist garrison
5 May – Charles surrenders to a Scottish army at Southwell, Nottinghamshire
6 May, Newark falls to the Parliamentarians
24 June – Siege of Oxford ended with the surrender of Royalist garrison
22 July – Siege of Worcester ended with the surrender of Royalist garrison
27 July – after a 65-day siege, Wallingford Castle, the last English royalist stronghold, surrenders to Sir Thomas Fairfax
19 August – Royalist garrison of Raglan Castle surrendered (Wales)
9 October – the Long Parliament passes the Ordinance for the abolishing of Archbishops and Bishops in England and Wales and for settling their lands and possessions upon Trustees for the use of the Commonwealth

1647

13 March – Harlech Castle the last Royalist stronghold in Wales surrenders to the Parliamentary forces
29 May – General Council of the Army drew-up the Solemn Engagement
3 June – Cornet George Joyce (a junior officer in Fairfax’s horse) with a troop of New Model Army cavalry seizes the King from his Parliamentary guards at Holdenby House and place him in protective custody of the New Model Army
4–5 June – at a rendezvous on Kentford Heath near Newmarket the officers and men of the New Model Army give their assent to the Solemn Engagement
8 June – General Fairfax sends the Solemn Engagement to Parliament along with a letter explaining that the King was now in the custody of the Army negotiations would be conducted through New Model Army representatives
1 August – General Council of the Army offers the Heads of Proposals
31 August – Montrose escapes from the Highlands
October – An Agreement of the People for a firm and present peace upon grounds of common right presented to the Army Council
28 October – Beginning of the Putney Debates which end on 11 November
26 December – a faction of Scottish Covenanters sign The Engagement with Charles I

The Second English Civil War, 1648

8 May – Battle of St. Fagans
16 May(?) – 11 July Siege of Pembroke
1 June – Battle of Maidstone
13 June–28 August – Siege of Colchester
17 August–19 August – Battle of Preston
19 August – Battle of Winwick Pass
28 August – On the evening of the surrender of Colchester, Royalists Sir Charles Lucas and Sir George Lisle are shot
15 September – Treaty of Newport
November – leaders in the army draft the Remonstrance of the Army
6 December – Pride’s Purge, when troops under Colonel Thomas Pride remove opponents of Oliver Cromwell from Parliament by force of arms resulting in the so-called ‘Rump Parliament’

1649

15 January – An Agreement of the People of England, and the places therewith incorporated, for a secure and present peace, upon grounds of common right, freedom and safety presented to the Rump Parliament Parliament
20 January – the trial of Charles I of England by the High Court of Justice begins
27 January – the death warrant of Charles I of England is signed
30 January – Charles I of England executed by beheading – the Rump Parliament passes an Act prohibiting the proclaiming any person to be King of England or Ireland, or the Dominions thereof
5 February – The eldest son of Charles I, Charles, Prince of Wales, proclaimed ‘king of Great Britain, France and Ireland’ by the Scottish Parliament at the Mercat Cross, Edinburgh
7 February – The Rump Parliament votes to abolish the English monarchy
9 February – publication of Eikon Basilike, allegedly by Charles himself
14 February – the Rump Parliament creates the English Council of State
February – Charles II proclaimed king of Great Britain, France and Ireland by Hugh, Viscount Montgomery and other Irish Royalists at Newtownards in Ulster
9 March – Engager Duke of Hamilton, Royalist Earl of Holland, and Royalist Lord Capel beheaded at Westminster
17 March – an Act abolishing the kingship is formally passed by the Rump Parliament
24 March – The capitulation of Pontefract Castle which, even after the death of Charles I, remained loyal to Charles II
1 May – AN AGREEMENT OF THE Free People of England. Tendered as a Peace-Offering to this distressed Nation, an extended version from the Leveller leaders, being ‘Lieutenant Colonel John Lilburne, Master William Walwyn, Master Thomas Prince (Leveller), and Master Richard Overton, Prisoners in the Tower of London, May the 1. 1649.’
October – first publication of Eikonoklastes by John Milton, a rebuttal of the pro-Charles Eikon Basilike

Third English Civil War, 1650

1 May – Treaty of Breda signed between Charles II and the Scottish Covenanters
23 June – Charles II signs the Solemn League and Covenant
3 September – Battle of Dunbar, Scotland
1 December – Battle of Hieton, Scotland (skirmish)

1651

1 January – Charles II crowned King of Scots at Scone, prepares an army to invade England
20 July – Battle of Inverkeithing
25 August – Battle of Wigan Lane (skirmish)
28 August – Battle of Upton (the start of the western encirclement of Worcester)
3 September – Battle of Worcester: complete defeat of Charles II’s Scottish army
3 September – start of the escape of Charles II
6 September – Charles II spends the day hiding in the Royal Oak in the woodlands surrounding Boscobel House
16 October – Charles II lands in Normandy, France, after successfully fleeing England

END OF THE CIVIL WARS IN ENGLAND

Causes of the British Civil Wars

Along with the causes of the First World War, the causes of the English Civil War or the Wars of Three Kingdoms are one of the most over-determined and over-explained events in British history.

In a previous blog post I’ve outlined the multiple economic, financial, legal and religious issues facing King Charles when he came to the throne in 1625 and which grew steadily worse through the late 1620s and 1630s.

Exponents of the Whig theory of history say that the war was inevitable because Charles’s medieval Divine Right theory of kingship had to be cleared out of the way to allow more modern liberal freedoms to develop, a historically inevitable process. On this view, this inevitable march of progress suffered a further temporary setback under the brief reign of the Catholic King James II, before the Glorious Revolution of 1688 forced him into exile, installed the solidly Protestant King William III in his place and ushered in a new era of characteristically English liberties and freedom, i.e. the two revolutions led to England having the most democratic and liberal political system in Europe.

Marxist historians (such as Christopher Hill) offer a similarly teleological interpretation i.e. the sense that the civil wars were inevitable, but from a Marxist point of view. For them, the civil war was caused by the historically inevitable rise of the bourgeoisie, that’s to say the backers of new companies and ventures, especially in Britain’s new colonies, the City merchants who backed the East India Company and the new commercial ventures in America and Africa. These were the most economically and socially dynamic parts of British society and so had to overthrow the shackles of the king’s medieval view of economics and finance (i.e. the king’s total control of monopolies and trade) in order to create a more modern legal and economic model framework for business and trade.

I read and was impressed by the inevitabilist model in my 20s and 30s, but since then I have come to side with the ‘revisionist’ accounts I read in the 1990s, the more modern view that the civil wars were a gigantic accident. That there was nothing inevitable about them. Our nearest European neighbours didn’t experience rebellions in the name of either constitutional freedom or of bourgeois businessmen struggling to make the world safe for capitalism.

In this view, Charles definitely faced huge problems in trying to manage highly polarised factions in three different kingdoms – but it could have been done. Look at some of Charles’s contemporaries:

  • The kings of Spain not only managed their own fractious nations but territories as remote as the Netherlands, parts of Italy and, of course, an entire empire in the New World.
  • The Holy Roman Emperor managed a complex array of kingdoms, including Austria, Bohemia and Hungary.

Although these rulers encountered severe problems during this exact period – Spain was eventually forced to concede the Netherlands their independence – in both of them the monarch not only triumphed but emerged stronger from civil conflicts.

Similarly, France experienced a civil war which is known as the Fronde between 1648 and 1653 and which was also sparked by the king raising deeply unpopular new taxes. And yet Louis XIV not only triumphed over his enemies, but led France to become the strongest power on continental Europe.

In other words, the mid-17th century was certainly a deeply turbulent era of history, and any ruler of the three British kingdoms certainly faced extremely difficult problems – but a better ruler than Charles might have been able to manage it. He would not have provoked the Scottish Presbyterians as he did and, once provoked, he would have managed a Scottish solution. Instead Charles refused to make any compromise and so turned disaffection into open, armed rebellion. A more able ruler would have managed his relationship with Parliament better so that when the Irish Rebellion broke out in 1641, he could have worked with Parliament to solve it (i.e. put it down by military force). Instead, Charles had created a great coalition of enemies in Parliament, across the country, and then in Scotland so that when the external crisis of the Irish rebellion his the political system, instead of uniting the English, it turned into the lever that broke them apart.

In the same way, after reading so many hundreds of accounts of it, I take the outbreak of the First World War not to have been at all inevitable. There were lots of forces tending towards it, but previous flare-ups between the European powers had been successfully de-escalated at specially convened peace conferences, and there was no intrinsic reason why the little local crisis caused by the assassination of Archduke Ferdinand couldn’t have been managed the same way, too.

It was a particular sequence of individual miscalculations and mistakes – the Austrians taking so long to present their ultimatum to Serbia and then Germany giving Austria blank check support – which triggered the war, and these could have been avoided.

I think there is a good case for arguing that there is a sort of technological inevitability to history – that certain inventions follow logically from each other and that these change the economic basis of society and social arrangements. Some countries are self-evidently more technologically advanced than others, and the nature of these technological developments follows a certain logic. Possibly there is a certain ‘path’ which nations follow in the name of ‘development’.

But I don’t think this translates into political inevitability. These technological developments can happen under capitalist or communist, democratic or authoritarian regimes. And nations with very advanced cultures e.g. China or India, never made the technological breakthroughs which happened in the West.

So I think political changes certainly reflect broad social and economic changes, but the way they are shaped and, quite often, the specific trigger points which really decide things one way or the other, are highly contingent on key individuals. The German High Command, Lenin, Stalin, Hitler, Churchill, Roosevelt, Mao – these individuals had enormous, seismic impacts on the flow of events and the world we live in today.

In my own time, the long-term decline of heavy industries in Britain and their offshoring to India and China and other developing countries might have been ‘inevitable’ following the logic of technological development which I’ve suggested. But wasn’t at all inevitable that this process would be managed by the hatchet-faced government of Margaret Thatcher – and her personality and her personal beliefs made all the difference. Compare and contrast the way the same kind of de-industrialisation was managed in Germany or France.

Back to the 17th century, there were certainly long-term economic, social, political and religious issues which faced any ruler of Britain. But Charles I, John Pym and Oliver Cromwell played decisive roles in the outbreak and development of the wars of three kingdoms which were shaped by their characters, abilities and decisions.

For example, there was nothing ‘inevitable’ about the way a small-time East Anglian squire named Oliver Cromwell would turn out to be a military strategist and a political operator of genius, and so be able to not only manage the complex religious, political and military forces unleashed by over ten years of war, but then to go on and maintain England as a republic for ten further long years.

But above all, we’d never even have heard of Cromwell if Charles, at a number of key moments, had been prepared to make concessions – he might have averted war, or shortened the war, or ended it before he drove his opponents into the corner of having to execute him. Imagine what would have happened if he and Archbishop Laud never made their ill-fated journey back to Scotland, been appalled at the ragged state of the Scots Kirk and hadn’t decided to impose ‘unity’ i.e. an English prayer book, on the Scots. Or if he’d had the sense to simply consult the Scottish Parliament and Assembly of the Kirk during its drafting. Or had simply been prepared to make concessions when riots broke out at its first use in Scottish churches. None of those events were fore-ordained, they stem from the decisions of one person.

But instead of this sensible, collegiate approach, Charles’s narrow-minded inflexibility meant he literally couldn’t conceive of consulting anyone else about his decisions, nor of making any kind of compromise when he was opposed. These very specific aspects of Charles’s character were in now way ‘inevitable’ but were entirely contingent.

So, in my opinion, above everything else, the wars of three kingdoms were the direct, personal fault of the arrogant, uncompromising but weak King Charles I.


More seventeenth century reviews

The Rover, or The Banished Cavaliers by Aphra Behn (1677)

‘I know not what thou mean’st, but I’ll make one at any Mischief where a Woman’s concerned’
(Willmore, the Rover of the title)

Aphra Behn (1640 to 1689) is generally considered the first professional woman writer in English literature. She wrote poems, essays and prose narratives but in her own day was best known as the author of some 18 plays, indeed she was second only to the poet laureate John Dryden in terms of theatrical productivity. The Rover is by common consent the most polished and entertaining of her plays.

In fact The Rover comes in two parts, each a self-contained five-act Restoration comedy. Part two contains some though not all of the same characters and so is a sequel, though it was never as popular as the original. Both were heavily plagiarised from a similarly two-part, ten-act play, Thomaso, or The Wanderer, written by the Royalist exile and companion of Charles II, Thomas Killigrew. Thomaso was never performed onstage but was published in 1663 to 1664. Behn comprehensively rewrote it, turning its turgid style and long wordy speeches into brisk comic dialogue.

The argument

The Project Gutenberg online edition is prefaced by a prose summary of the plot. Here it is with my additions and comments:

During the exile of Charles II a band of cavaliers, prominent amongst whom are Willmore (the Rover), Belvile, Frederick, and Ned Blunt, find themselves at Naples in carnival time. Belvile, who at a siege at Pamplona (in Spain) has rescued a certain Florinda and her brother Don Pedro, now loves the lady, and the tender feeling is reciprocated. Florinda’s father, however, designs her for the elderly Vincentio, whilst her brother would have her marry his friend Antonio, son to the Viceroy.

Belville, Fred and Blunt greet Willmore who has just arrived by boat in Naples in company of ‘the Prince’ (the implication being the exiled Charles II). Florinda, her sister Hellena (who is intended for the veil i.e. to become a nun), their cousin Valeria, and their duenna Callis surreptitiously visit the carnival, all in masquerade, and there encounter the cavaliers. Florinda flirts with Belvile and arranges to meet him that night at her garden-gate. Willmore is bewitched by the ready wit of Hellena who is pretending to be a gypsy.

Meanwhile a picture of Angelica Bianca, a famous courtesan, is publicly exposed, guarded by bravos. Antonio and Pedro dispute who shall give the 1,000 crowns she demands for her ‘favours’, and draw swords. After a short fray Willmore, who has boldly pulled down the picture, is admitted to the house, and declares his love, together with his complete inability to pay the price she requires. Angelica, none the less, falling in love at first sight, yields to him.

Hellena and Florinda appear in the street below, the latter mocking Hellena for so suddenly and completely falling in love with the man she briefly met earlier (Willmore). Belvile and pals arrive, knock at Angelica’s door and get Willmore sent out to them. Wilmore makes it plain he has slept with Angelica. Hellena, eavesdropping, hears all this from a hiding place and is heart-broken, but when she confronts him Willmore outfaces the situation and resumes his ardent courtship of her, which is detected by the jealous Angelica, who has followed him vizarded.

In the same scene Florinda in disguise had approached and talked to Belvile, trying to seduce him, but found him loyal to the women he’s in love with which, she realises, is her. She gets him to promise to meet her in ‘the garden’ that evening and leaves a pledge with her which he realises, once she’s gone, is a little picture of his beloved.

A comic interlude in which simple honest Essex gentleman Ned Blunt is enticed back to her house by a very willing whore, Lucetta, who lures him up to her bedroom, where she hops into bed and asks him to strip off, which he promptly does. But as he stumbles towards her a) the lights go out b) the bed moves (a piece of comic mechanism) and c) Ned tumbles through a trapdoor down into a sewer – leaving Lucetta and her pimp Philippo to count the gold they find in Blunt’s clothes. The scene cuts to New Blunt emerging from the mouth of the sewer, very smelly and very sorry.

Florinda that night goes to the garden gate to meet Belvile, but encounters Willmore who is drunk and tries to ravish her. Her cries attract Belvile and Fred, who interrupt drunk Willmore, but then immediately her brother, Don Pedro, and the servants. Florinda just has time to tell Belvile to come back and loiter under her bedroom window later, before she escapes back into the house where she pretends to be fast asleep. Don Pedro and servants beat off Willmore et al who run away.

Willmore has to endure the reproaches of Belvile, who is furious with him for assaulting his beloved. They have wandered to the front of Angelica’s house, where they hide as Antonio approaches and makes as about to enter the house. Because he still feels linked to Angelica Willmore staggers forward and attacks Antonio with his sword, wounding him, before reeling offstage. Belvile goes to Antonio‘s aid just as officers run up and arrest him, conveying him by Antonio’s orders to the Viceroy’s palace.

Antonio comes to Belvile in his cell, with his arm in a sling, and they make friends, Antonio asks Belvile to wear a mask (vizard) and impersonate him in a duel he has to fight with Florinda‘s brother, Don Pedro. Florinda intervenes to part them and Don Pedro gallantly assigns his sister to him thinking he is Antonio(Florinda refuses to be bullied but then Belvile pulls up his mask and reveals to her it is him.) But just as things are panning out well, Willmore staggers up and knocks Belvile’s mask off, Don Pedro realises it is he, and drags Florinda away.

Belvile is even more furious with Willmore and when he won’t stop talking, draws his sword and chases him offstage.

Angelica next comes in hot pursuit of Willmore. She accuses him of faithlessness, he gets bored and wants to hasten off to an appointment with the ‘gypsy’. They are interrupted by the ‘gypsy’ – in reality, Hellena, who arrives dressed as a boy. She tells a tale of the Rover’s amour with another dame and so rouses the jealous courtesan to fury, with Willmore intervening and beginning to suspect this young lad is Hellena. These scenes are getting confusing. Willmore makes excuses and leaves Angelica lamenting that all her beauty cannot hold such a treacherous man.

Florinda, meanwhile, who has escaped from her brother, running into an open house to evade detection, finds herself in Ned Blunt’s apartments. Blunt is sitting half-clad in a very angry mood, reflecting on having been stripped and duped by the whore Lucetta. Florinda throws herself on his mercy but he vows to use and abuse her:

Cruel, yes, I will kiss and beat thee all over; kiss, and see thee all over; thou shalt lie with me too, not that I care for the Injoyment, but to let you see I have ta’en deliberated Malice to thee, and will be revenged on one Whore for the Sins of another; I will smile and deceive thee, flatter thee, and beat thee, kiss and swear, and lye to thee, imbrace thee and rob thee, as she did me, fawn on thee, and strip thee stark naked, then hang thee out at my Window by the Heels, with a Paper of scurvey Verses fasten’d to thy Breast, in praise of damnable Women

Enter Fred who begins to believe Florinda‘s protestations, especially when she mentions Belvile and how he will thank them if they are kind to her. Hmm. Blunt‘s determination on revenge is mollified by the present of a diamond ring, but at this moment a servant announces his friends and Don Pedro are arriving, so they lock Florinda away.

Belvile had told him Don Pedro that Blunt was a fool and would be a good source of amusement. Now, despite his protestations, they break down the door to his rooms and, sure enough, all have a good laugh at Blunt’s expense. But he insists he’s going to have the last laugh and take it out on another Italian whore. But when he shows them the diamond ring Florinda gave him, Belvile immediately recognises it as the love token he gave Florinda much earlier in the play. However, the rest of the company are determined to ‘enjoy’ her as much as Blunt, and in fact draw straws in the shape of drawing their swords to find out whose is longest. Ironically, it is Don Pedro‘s who is promptly sent into the room where Florinda is hiding in order to ravish her – his own sister! Florinda comes running out pursued by Don Pedro, but she is in disguise and he doesn’t recognise her.

A servant arrives and tells Don Pedro his sister is not safe at home – as he thought – but has run off dressed as a page. He makes his excuses and leaves. The moment he’s gone Belvile acknowledges Florinda, they leap into each other’s arms, Willmore says, so this is the woman you’ve been pining for all along’, Fred begs her pardon. A boy is sent out to fetch a priest and Florinda and Belvile go into the other room to be married.

They leave Willmore to protect the pass in case anyone arrives to interrupt the ceremony but who arrives is Angelica in disguise. Willmore totally gives himself away by excitedly hoping it is his ‘gypsy’ i.e. Hellena. Infuriated, Angelica puts a pistol to his chest and is about to shoot him dead. She follows him round the stage as he outdoes himself with a stream of justifications of the cynical debaucher’s attitude.

To everyone’s surprise Antonio walks in, still wearing the sling from where Willmore wounded him last night and takes the pistol off Angelica. But when he realises the man she was threatening is his attacker from last night, he himself threatens Willmore. At which moment Don Pedro enters and overhears Angelica and Antonio declaring their love. Antonio! The man he intended to marry his sister, Florinda!

Also Don Pedro is angry because he challenged Antonio to a duel and Antonio sent a deputy, an impersonator in disguise, who turned out to be Belvile, his own rival. Don Pedro is angry with him and say, as soon as his arm has recovered, he’ll challenge him to another duel. He leaves and Pedro says he is so angry with the man whose cause he tried to promote, he is in a mood to give his sister to Belvile.

Funny you should say that, says Willmore – they are in the other room and have just got married. At which point they emerge and Pedro gives Belvile and his sister his heartiest congratulations. They exit and Willmore is about to follow them when he is accosted by Hellena. There follows a really long dialogue of wits, and he finds he is attracted to her wit and intelligence. He discovers he is ready to marry her. In a comic moment he asks if he may know her name.

The rest of the cast re-enter and Pedro is initially furious that his other sister is being ravished away, the one intended for a nunnery but, in another comic moment, bold Hellena asks the cast whether she should throw in her lot with Heaven or with the Captain:

Hellena: Let most Voices carry it, for Heaven or the Captain?
All cry: a Captain, a Captain.
Hellena: Look ye, Sir – ’tis a clear Case.

Enter Ned Blunt looking ludicrous in a badly fitting Spanish outfit, to give everyone a laugh.

Then enter a group of mummers passing by to the masquerade, who are invited in to play music and dance, thus rounding the play out with music and gaiety.

And the very last lines are to Willmore, the rover himself, as he leads Hellena into the adjoining room to be married.

Willmore: Have you no trembling at the near approach [of marriage]?
Hellena: No more than you have in an Engagement or a Tempest.
Willmore: Egad, thou’rt a brave Girl, and I admire thy Love and Courage.

Lead on, no other Dangers they can dread,
Who venture in the Storms o’ th’ Marriage-Bed.

And thus this convoluted series of shenanigans comes to an end. It is obviously designed to amuse a sophisticated London theatre audience, a large part of which would be precisely the kind of amoral aristocrats the play depicts, so they would enjoy seeing their lifestyle depicted on stage – while others would enjoy moralising about them.

The gossip instinct

It struck me the play is a kind of concatenation of gossip in the sense that

  1. the characters on stage spend almost all their time gossiping about each others affairs’
  2. they spend a lot of time pondering and reflecting and – in effect – gossiping about their own affairs
  3. and this complicated spectacle prompts members of the audience, or readers, to gossip about the gossip – to approve or disapprove of Willmore, to opine that Florinda is too hard or too soft etc

You know the magazines you get at supermarket checkouts which are stuffed full of stories about the stars of TV soaps or presenters of Good Morning Britain or Loose Women, the endless supply of tittle tattle about celebrities going out, getting married, getting pregnant, being unfaithful, splitting up with their partners, getting back together with their partners? Well – it’s like them.

The academics who introduce plays and texts like this are paid to write about them in terms of ‘gender representation’ and ‘female agency’ and ‘women’s empowerment’ and Restoration ‘misogyny’ and the handy cover-all term, ‘The Patriarchy’ (all these terms can be found in the Oxford World Classics introduction to The Rover).

I don’t deny that these are real things, are valid ideas, interpretations, and worth exploring – although the solid wall of feminist interpretation laid over everything like carpet felt, does often get very monotonous, monoglot and wearing.

But I’m suggesting something much simpler and more obvious. These plays – Restoration plays – full of theatrical artifice, 18th century language and elaborate games as they may well be – also appeal to the basic human instinct for Gossiping. They cater to the same love of judging and moralising about other people’s (‘ooh that Willmore!’) as the endless celebrity tittle-tattle which fills the Daily Mail.

Comedy

Also, it is easier to moralise and judge than to write about humour. It is notoriously difficult to write about comedy – to convey in a flat essay the thousand and one things which make an audience smile or laugh, from ironic asides, tone of voice, sarcasm, pratfalls, bathos, grotesque characters, comic mistakes, comic business with props, gags with punchlines and so on.

Much easier to grandly state that a narrative ‘subverts’ 18th century ‘gender stereotypes’ – any schoolgirl can write that kind of thing these days, it’s taught at GCSE and A-level and at university: anybody writing like that is just faithfully parroting what their teachers taught them degree level. Much harder to pinpoint just why The Rover is the brightest and funniest of Behn’s plays.

For example, when Hellena points out that aged Don Vincenzio may increase Florinda’s ‘Bags but not her family‘ I take it as a sly dig at his probable impotence, to be said with a knowing leer to the audience to trigger a fnah fnah laugh. Or, in the same speech, Hellena vividly pictures the scene as her young sister is forced, night after night, to accompany the aged Don Vincencio to his bed. After she has performed the disgusting task of undressing him…

That Honour being past, the Giant stretches it self, yawns and sighs a Belch or two as loud as a Musket, throws himself into Bed, and expects you in his foul Sheets, and e’er you can get your self undrest, calls you with a Snore or two – And are not these fine Blessings to a young Lady?

What middle-aged wife would not recognise this unflattering portrait of her husband? It reminds me of the jokes about unromantic age which fill the TV series Last of The Summer Wine

Clichés and conventions

Italy

It is set in Italy. The wickedest reprobates and comic plots are always Italian (cf Shakespeare comedies with their endless Antonios). In fact, there are multiple reasons for its foreign locatio:

– The nations of Europe (and of Britain) were freely stereotyped. Italy was thought to have very devious and sophisticated people – suiting both comedies or tragedies that depended on plot devices like deception and treachery

– Italians were thought to be more hot-blooded and passionate than the phlegmatic Brits (a belief which runs through the 18th and 19th centuries, underpins countless novels and continues, in some quarters, up to this day) – thus allowing for a degree of sexual passion which might not be believable in Brits

I like their sober grave way, ’tis a kind of legal authoriz’d Fornication, where the Men are not chid for’t, nor the Women despis’d, as amongst our dull English;

– Italians were popularly known for their violence – always quick to grab a sword or dagger – as in Romeo and Juliet

Yes: ’Tis pretty to see these Italian start, swell, and stab at the Word Cuckold,

– The weather is better in Italy – so the people are more often outside – in gardens, streets and so on, bumping into each other and thus providing the potential for countless complicated comic permutations. It never rains in plays like this as, of course, it regularly rains in England, keeping people trapped moodily indoors.

Blunt: What a Dog was I to stay in dull England so long

– Also there was the simple pleasure that it was a foreign country with an exotic language, food, customs etc there was a sort of mental tourism in seeing plays in Italy

Faith I’m glad to meet you again in a warm Climate, where the kind Sun has its god-like Power still over the Wine and Woman.

Spain

Same sort of thing –

Belvile: Remember these are Spaniards, a sort of People that know how to revenge an Affront.

But with the difference that Britain had little or no military or geographical interest in Italy, whereas we were at war with Spain for a good deal of the 16th century and were major rivals for imperial territories, for example in the Caribbean. Behn has the whore Lucetta’s pimp Philippo find gold pieces from ‘Old Queen Bess’s reign in Ned Blunt’s waistband and comment:

We have a Quarrel to her ever since Eighty Eight, and may therefore justify the Theft,

I.e. the character is made to say that the Spanish have had a quarrel with the British since 1588, the year of the Spanish Armada, the attempt at an amphibious invasion of England which was designed to overthrow the Protestant queen and impose a Catholic Spanish dictatorship, all blessed by the Pope. The Armada had taken place about 70 years before the play’s production, so the same length of time as separates us from the Second World War, which we still remember and commemorate.

Therefore English writing about Spain often has a more bitter or harder edge, whereas Italy had and still has, fewer negative connotations. So it is a little notable that so many of the actual characters are Spanish. Still, the same hot-blooded, exotic rules apply.

English

Also, being set abroad allows some of the characters to ridicule the home audience, the English, which is also humorous.

This is a stranger, I know by his gazing; if he be brisk he’ll venture to follow me; and then, if I understand my Trade, he’s mine: he’s English too, and they say that’s a sort of good natur’d loving People, and have generally so kind an opinion of themselves, that a Woman with any Wit may flatter ’em into any sort of Fool she pleases.

Which might have brought ironic cheers from the London audience.

Young woman struggling to be free

A young woman is being forced to marry an old man by her wicked father for the money (Florinda being hustled to marry aging but rich Don Vincentio).

The young couple

Whereas the young woman wants to marry a dashing young hero: There is a pair of young lovers – Florinda and Don Belvile.

The confidante

The young woman has a comic confidante to provide a running comic commentary on the main action and make cynical asides and jokes. This leaves the heroine free to express only Noble and Dignified sentiments – in this instance the cynical humorous confidante is her sister Hellena.

The two couples

In fact, as the play unfolded I realised there are two couples. This, apparently, is a core, stock convention of Restoration comedy:

A particularly appealing feature is the contrast between two pairs of lovers. The ‘gay couple’ are witty and independent, with time to banter and tease their way to choosing a marriage partner. Through them, the complexities of commitment could be explored… The second couple are constant and unexciting. Their path to true love is thwarted by outside forces, usually in the shape of a blocking character – Don Pedro in The Rover…
(An Introduction to Restoration Comedy)

Rogue male

There is an outstanding, amoral, rakish, predatory male figure – Willmore, the Rover.

Thou know’st I’m no tame Sigher, but a rampant Lion of the Forest.

Haste

Things always have to be done in a hurry. This is itself a structural requirement of the theatre where it is difficult to convey the passage of months or years. Instead the action must follow pell-mell. Over and above the difficulty of conveying the passage of time, haste and deadlines also simply create tension, energy, dynamism – sweep the audience up in the action – and, of course, prompt the characters to all kinds of desperate behaviour they might not take. Thus when Don Pedro tells his sister, Florinda, that he wants to organise her marriage to young Antonio we can be confident it will trigger all kinds of desperate behaviour.

Dressing up

The masked ball or masquerade or disguise is a key element of comedy from ancient Rome to modern pantomime. The feminist scholars of the play get excited because the masquerade allows characters to ‘subvert the gender roles’ imposed on them by ‘misogynist Restoration society’. But in fact dressing up allows for two really basic elements of comic theatre, namely:

1. Freedom

You can get away with saying and doing things in disguise which you wouldn’t think of trying normally:

Will. But why thus disguis’d and muzzl’d?
Belv: Because whatever Extravagances we commit in these Faces, our own may not be oblig’d to answer ’em.

2. Comic misunderstanding

Where characters say things to each other which match the outfits and characters they’ve adopted, but are wildly inappropriate to the actual characters we – the audience – know them to be.

3. Serious understanding

Having read The Rover carefully it dawns on me that dressing up as someone else is also a way of discovering the real motives and character of the person you have designs on, as in the complex scene where Belvile dresses as Antonio and can sound out Don Pedro’s real character; or where Hellena dresses as a young man in order to assess Willmore‘s relationship with Angelica.

Also – people like dressing up for parties. It makes them feel special excited, in a party mood. Thus characters on stage – which have already been simplified and heightened for the audience’s enjoyment – become twice as simplified and heightened. Comedy squared.

Politics

Behn was a devoted Royalist. The play is set in the 1650s and Belvile, Willmore, Frederick and Blunt are all English courtiers in exile from the Roundhead, republican government of the Lord Protector Oliver Cromwell.

Gentlemen, you may be free, you have been kept so poor with Parliaments and Protectors, that the little Stock you have is not worth preserving—but I thank my Stars, I have more Grace than to forfeit my Estate by Cavaliering.

There are lots of little indications e.g. when Belvile introduces Blunt to Willmore as one of us’.

Belvile: Yet, Sir, my Friends are Gentlemen, and ought to be esteem’d for their Misfortunes, since they have the Glory to suffer with the best of Men and Kings; ’tis true, he’s a Rover of Fortune, yet a Prince aboard his little wooden World.

Class distinction

There is an interesting moment when Colonel Belvile gives a satirical portrait of Ned Blunt, one of their party for sure, but an honest country English gentleman who – it is implied – the more urban, worldly Belvile and Willmore despise.

Willmore: Prithee what Humour is he of…?
Belvile: Why, of an English Elder Brother’s Humour, educated in a Nursery, with a Maid to tend him till Fifteen, and lies with his Grand-mother till he’s of Age; one that knows no Pleasure beyond riding to the next Fair, or going up to London with his right Worshipful Father in Parliament-time; wearing gay Clothes, or making honourable Love to his Lady Mother’s Landry-Maid; gets drunk at a Hunting-Match, and ten to one then gives some Proofs of his Prowess—A pox upon him, he’s our Banker, and has all our Cash about him, and if he fail we are all broke.

As so often, the aristocracy are in reality dependent on the honest bourgeoisie – and despise them for it.

Fred: Oh let him alone for that matter, he’s of a damn’d stingy Quality, that will secure our Stock. I know not in what Danger it were indeed, if the Jilt should pretend she’s in love with him, for ’tis a kind believing Coxcomb;

Blunt: No, Gentlemen, you are Wits; I am a dull Country Rogue, I.

Nobody is surprised when honest Ned Blunt is swindled out of his diamond. He even hails from Essex which, right down to this day, 370 years later, is the butt of jokes.

Blunt: ’Tis a rare Girl, and this one night’s enjoyment with her will be worth all the days I ever past in Essex.—

Contemporary references

Moretta: He knows himself of old, I believe those Breeches and he have been acquainted ever since he was beaten at Worcester.

The Battle of Worcester, 3 September 1651 was the last battle of the Civil War.

Moretta: Oh Madam, we’re undone, a pox upon that rude Fellow, he’s set on to ruin us: we shall never see good days, till all these fighting poor Rogues are sent to the Gallies.

Consignment to galleys was a punishment.

Frederick: It may be she’ll sell him for Peru, the Rogue’s sturdy and would work well in a Mine;

The Spanish had used slave labour in their South American silver mines for over a century.

Blunt: I had rather be in the Inquisition for Judaism, than in this Doublet and Breeches

Tells us something about the reputation of the Italian Inquisition and its treatment of Spain’s Jews in the 1660s.


Related links

More seventeenth century reviews

Myths of the Near Future by J.G. Ballard (1982)

‘There is a way out, doctor, a way out of time.’
(Slade to Franklin in News From The Sun)

Ten short stories from Ballard’s middle period, a mixture of contemporary satire, some macabre horror stories, and a preview of what would turn out to be Ballard’s breakthrough novel, Empire of the Sun. But at its heart are a couple of Core Ballard tales which perfectly capture his distinctive dystopian landscape of rusting rocket gantries, tropical forests full of jewelled creatures, abandoned motels and drained swimming pools.

1. Myths of the Near Future (1982)

If you’d never read any Ballard before, this 35-page-long story would blow your mind. If, on the other hand, you were familiar with Ballard’s earlier writing, the most striking thing is the repetition and recapitulation of some very familiar images and themes. It’s like a medley of greatest hits.

It’s set in the near future. Some kind of space sickness is afflicting mankind. More and more people experience the same symptoms, avoiding exposure to the sunlight and falling prey to obsessive behaviour. In their final days they become convinced that they were astronauts.

Sheppard was a successful architect. His wife, Elaine, comes down with the illness and is bed-bound in hospital under the supervision of a short, intense physician, Philip Martinsen.

Next thing he knows, Martinsen has absconded to Florida with his wife, who wants to be near the rusting gantries of the old space centre at Cape Kennedy. She writes him letters describing visions of the wonderful jewelled tropical forest which has reclaimed the abandoned towns surrounding the derelict space centre, the empty motels and drained swimming pools.

Sheppard, who had been showing less and less interest in his architecture practice, abruptly closes it, fires everyone, packs a psychic ‘survival kit’ and travels from Toronto down to Miami to try and find Elaine. Here he goes mad. He finds a room in an abandoned motel with – of course – an empty swimming pool littered with broken sunglasses.

But Sheppard is not alone. He is approached by a government psychiatrist, one of a team who’ve been sent by the government to cope with the increasing numbers of deluded folk who think they’re astronauts and who are flocking to the area, Anne Godwin.

She becomes increasingly drawn into his intense and damaged psychic world, eventually posing naked for his pornographic movies, which are more interested in discovering the weird geometries underlying the female body than sex, as such. At night they watch these avant-garde porno movies projected on the bedroom wall.

He explains to Anne that the suitcase of bric-a-brac he’s brought with him is a machine, a time machine, and how it runs on power from the drained swimming pool out front of the motel room. As he climbs down into it, Sheppard explains that the drained pool has a door which opens into another dimension of time, if only he can find it.

At the climax of their relationship he appears to strangle her. All he wants is to set her body free from its constraints of space and time. We are told she fights him off, kicking and biting, and runs off to fetch the police. Later, we are not so sure.

By day Sheppard rents a Cessna light aircraft and skims low over the abandoned territory surrounding the Cape Kennedy space centre which has been completely repopulated by tropical forest. Finally he discovers a strange modernistic nightclub in a clearing and is about to investigate when a man-made glider rears up in front of him, putting him off his flying so he nearly crashes into a tree and only just makes it back to a nearby beach.

This is where the story begins, with Sheppard sitting in a trance state in the cockpit of the wrecked plane and the incoming tide slowly laps at its wheels and then starts rising. He is only saved by Anne Godwin who followed out to the beach in a government Land Rover.

Next day Sheppard sets off by car along the remains of roads through the forest, until he’s forced to abandon the car and continue on foot, in search of the nightclub he saw from the air where he’s convinced that Martensen is keeping Elaine. Here he discovers a submarine world where each twig and branch hangs weightlessly, where light flashes from every leaf in some kind of process of ‘time-fusion’.

The luminosity of everything – the trees, the animals, the plants – seems to derive from the simultaneous existences of multiple moments of time. Everything has become a vision of itself at all moments of its existence.

He could feel the time-winds playing on his skin, annealing his other selves on to his arms and shoulders…

He discovers the forest is covered with man-sized traps Martensen has made. He trips one and Martensen comes running out of the jungle wearing a bird suit, complete with feathered head-dress and wide feathered wings attached to his arms.

Sheppard finally reaches the nightclub and in a dingy room out the back discovers his wife lying in a cage made of polished brass rods. She is extremely malnourished, wasted away, virtually a skeleton. Sheppard knows she is dead, yet she opens her eyes and her skeleton-hand reaches out to seize his arm.

As he unlocks the cage and touches her time floods back into her withered body and she becomes young and beautiful again.

Already her arms and shoulders were sheathed in light, that electric plumage which he now wore himself, winged lover of this winged woman.

Next thing, young Elaine is running along the surface of the river which has frozen solid because of the accumulation of all its moments in time into one concentrated moment, the time-fusion. She is learning to fly. She beckons him.

Sheppard walks towards her through the forest, stopping to pluck birds frozen in time out of the air. One by one he sets them free, then embraces Martensen and sets him free. By this stage the reader strongly suspects that ‘setting free’ means strangling to death. In this life. In this realm. In Sheppard’s realm, he is liberating these time-bound creatures so they can fly free into the multi-dimensional realm of fused space and time which is created by the abandoned space gantries.

Thoughts

These 35 pages feel like a medley of greatest hits: the bejewelled forest come straight from The Crystal World, the intensity of light-filled hallucinations is the central theme of The Unlimited Dream Company, man-sized gliders appear in The Ultimate City and Hello America, the abandoned gantries of Cape Kennedy appear in numerous stories such as The Dead Astronaut, drained swimming pools appear in countless stories, and the psychic survival kit – a list of five disparate items which includes on Surrealist picture – is a direct repeat of the collection of ‘terminal documents’ which appear in The Voices of Time (1967) and The Atrocity Exhibition (1966-69).

The interesting question is: What purpose does this repetition serve? Does it matter that Ballard was repeating himself, writing the same obsessive sort of story, using the same peculiar imagery, over and over again? Or is it in some ways a plus, an interesting artistic strategy to repeat himself so narrowly and so exactly? Does it give the reader the eerie impression of becoming caught up in a demented world which bleeds outwards from Ballard’s texts into the real world?

2. Having a Wonderful Time (1977)

An effective little chiller which combines satire with something more creepy, this story consists of postcards home from Diana who’s gone on holiday to Spain with her husband, Richard, middle manager in a supplier to a Leyland car manufacturer. The beach resort is packed with activities and she has a great time. When the two weeks is up the coach to the airport fails to arrive. As it does the next day, and the day after that. She and the other holidaymakers pass through irritation to anger but then to a kind of acceptance. The days go by, then the weeks. The weather is excellent, there’s lots to do, Diana joins an amateur dramatic society and she gets swept up in the succession of productions they put on.

Meanwhile Richard gets nervy, then causes a big scene with the hotel management, demanding answers, is hustled away and disappears. Weeks later Diana meets him again, innocently sunbathing on a lounger by the beach. He explains to her that the entire Canary Islands have been converted into a dumping ground for the unemployables of Western Europe, not only the huge numbers of working class but the unneeded middle managers as well. The plan is for them never to go home. Richard calmly announces he’s going to recruit a resistance movement and fight their way through to the airport and hijack a fight home.

In her postcards (presumably to a woman friend of the same mentality) Diana dismisses all this as preposterous poppycock. In the next postcard she sadly announces that she’s just attended Richard’s funeral. He had been living in half-built hotels trying to recruit his resistance movement, then had stolen an old motorboat and tried to steer it to Africa, but his body was washed ashore.

Anyway, she’s over her grief and is excited about her next role, playing Clytemnestra in her am-dram society’s next production, Electra (Clytemnestra, be it remembered, murdered her errant husband).

Thoughts

In another short story, Ballard speculates what would happen if the entire middle class of Europe went on package holidays to the beaches of the Mediterranean and refused to come back. Beaches and hotels hold a real obsession for him, as zones of transit, as completely artificial environments, as the location of fake lives and fake dreams and fake existences produced on a kind of industrial scale.

Possibly I’m not the ideal audience for short stories. I couldn’t work out whether this was a clever little time-filler such as you might find in an upmarket fiction magazine, or a ludicrous piece of heavy-handed satire.

3. A Host of Furious Fancies (1979)

Ballard applies his very literal-minded approach to Freud to the Cinderella fairy story.

The narrator starts by telling his presumed companion in a French café not to look at the young women and shuffling old man who have just walked in. He knows the story behind them, which he will proceed to tell:

It’s set in France. The narrator is a dermatologist (if I had a pound for every Ballard protagonist who is a doctor) who specialises in eating disorders, working in the American clinic in Nice. He is intrigued by the client of a colleague of his, a teenage girl, Christina Brossard, who has been referred by a hospice run by nuns. The girl’s father, a successful building contractor and friend of the French President’s, had committed suicide a few years earlier, and the girl had been admitted under the influence of various compulsions, and suffering from skin diseases. Hence the referral to the narrator’s clinic.

He drives up to see first the Mother Superior of the hospice and then the girl. She is on her hands and knees obsessively scrubbing the floor. Later he discovers she’s been obsessively burning all the books in her family mansion and putting them in refuse bags and scrubbing out the fireplaces. The nuns had let her be treated by a trendy psychotherapist who had experimentally used the hallucinogenic drug psilocybin on her. Then the narrator gets a call from the distraught Mother Superior telling him that the therapist and Christina have run off, the girl returning to her ancestral mansion.

To cut a short story shorter, the narrator brings all these elements together to conclude that the girl is suffering from a Cinderella complex: the nuns are the ugly sisters, the hallucinogen turned the pumpkin into a coach and white mice into horses. After the phone call from the Mother Superior he drives out to the girl’s mansion, in the hallway he discovers the huge ornamental clock has been defaced as its hands reached midnight.

This is because a Freudian interpretation of the fairy tale is that, at midnight, the girl’s young and innocent fancy of balls and gowns etc had to give way to the hard reality of sexual intercourse. She had defaced the clock in a confused attempt to stop that moment arriving.

The narrator now believes that the teenage Christina lured her father into an act of incest, making him play out the role of Prince Charming, after which the old man felt so guilty he committed suicide. At which point the girl herself fell prey to immense feelings of guilt and remorse, hence the obsessive cleaning and the skin condition for which the nuns first called him in for his advice.

Now he enters the bedchamber of the rich father to find it covered with pornographic images of centaurs frolicking with naked women. Christina is there, still wearing her hospice tunic, high on the latest dose of psilocybin, scrubbing the fireplace.

The narrator reminds us of the Freudian interpretation of the imagery of the old fairy tale. What is the glass slipper but a transparent and therefore fleshless, guilt-free image of the vagina? And the foot which slips into it? What else but the erect male member? And how else to cure the ill young woman except by… re-enacting, fulfilling and thus purging the fairy-tale narrative?

The narrator crosses the floor of the bedroom, lifts Christina to her feet, and leads her by the hand over to the bed, whispering ‘Cinderella.’

So far, so contrived. Now the story reverts to the present and in an abrupt switch of perspective, we realise that the decrepit old man we’d had pointed out to us, and the confident young woman who is guiding his steps… are Christina and the narrator. Instead of being in control of the situation, somehow, in some spooky, undescribed femme-fatale kind of way, she has sucked him dry and reduced him to a husk, a shadow of his former self: she is the one who became strong and commanding, he is the one who has been reduced to a shambling wreck, forever telling his pitiful tale to whoever will listen.

4. Zodiac 2000 (1978)

This is interesting: a brief introduction explains that it’s intended to be a supposed update of the signs of the Zodiac to be more contemporary i.e. Ballard replaces the conventional Zodiac signs with symbols of contemporary life. But it’s more than that: it’s a reprise of the Atrocity Exhibition technique of making short sections intensely charged with narratives which have been cut back to the bone to make them intriguing and puzzling. Thus each sign doesn’t give a passive definition of the computer or polaroid camera or whatever as it is found in contemporary society. Instead each section tells part of what appears to be an ongoing narrative, featuring the same characters, but in events which are deliberately jumbled up and confused. As in The Atrocity Exhibition I found this a powerful and persuasive technique.

  • The Sign of the Polaroid
  • The Sign of the Computer
  • The Sign of the Clones
  • The Sign of the IUD
  • The Sign of the Radar Bowl
  • The Sign of the Stripper
  • The Sign of the Psychiatrist
  • The Sign of the Psychopath
  • The Sign of the Hypodermic
  • The Sign of the Vibrator
  • The Sign of the Cruise Missile
  • The Sign of the Astronaut

Not only is the structure a rehash of the Atrocity technique but so is the prose style. In these texts we meet old friends like the overuse of the word ‘geometry’ to describe faces and, especially, women’s naked bodies; everyone’s movements are heavily ‘stylised’; and at several points people are caught listening to ‘the time-music of the quasars’.

Again, if you hadn’t read The Atrocity Exhibition I think you’d find this story astoundingly experimental; if you had, then you’d find it an almost nostalgic reprise of those 1960s motifs.

5. News from the Sun (1981)

The longest story in the collection at 41 pages, and another reprise of well-established Ballard motifs.

It’s set twenty or so years in the future when the world is coming down with some kind of sleeping sickness. Everyone is slipping into ‘fugue’ states, at first for only a few moments, building up to hours at a time, then leaving only minutes of consciousness left and then – boom! – you are in a trance forever.

The fugues came so swiftly, time poured in a torrent from the cracked glass of their lives.

Those who enter this final phase are, inevitably, referred to as ‘terminal patients’.

Former NASA psychiatrist Dr Robert Franklin (if I had a pound for every Ballard protagonist who is a doctor) works at a clinic for victims and was one of the first to identify the new ‘time-sickness’. He takes a special interest in Trippett, who happens to be the last astronaut to have walked on the moon. He is visited by his daughter, Ursula, a dumpy member of a nearby hippy commune which has taken over the abandoned site of a solar-based nearby town, Soleri II (‘the concrete towers and domes of the solar city’) named after their architect, Paolo Soleri.

It’s an orgy of Ballard motifs: a doctor running a clinic for people who are conscious less and less of the time is the central narrative of his classic short story The Voices of Time. Franklin drives Trippett out into the desert, as the doctor protagonist of The Voices of Time does. And what do they find? Ballardland:

He had taken a touching pleasure in the derelict landscape, in the abandoned motels and weed-choked swimming pools of the small town near the air base, in the silent runways with their dusty jets sitting on their flattened tyres, in the over-bright hills waiting with the infinite guile of the geological kingdom for the organic world to end and a more vivid mineral realm to begin.

And the Antagonist, there’s always an Antagonist, since at least The Illuminated Man of 1963, there’s always an irrational Opponent. In Myths of the Near Future it’s Dr Martensen, here it’s Slade, former air-force pilot and would-be astronaut, who dive bombs Franklin, Ursula and Trippett as they wander among the fields of derelict solar panels. And this antagonist, like all the others, is trying to seduce and/or kidnap the protagonist’s wife, in this case Marion.

Slade is, of course, flying a microlight, the man-sized flying machine which is the obsessive central image of The Ultimate City and Myths of the Near Future and Hello America. Endless dreams of flying. All the microlight pilots in these stories wear old-fashioned aviator goggles.

Slade had arrived at the clinic seven months earlier and charmed the director, Dr Rachel Vaisey (a feminist thought: it is noticeable that many of the characters in these stories of the 1970s are professional women: the psychiatrist Anne Godwin, the therapist in the Cinderella story is a woman named Dr Valentina Gabor, and now the clinic is headed up by a woman). He starts creating ‘shrines’ to the future from bric-a-brac, the final one being a characteristic assemblage of random elements, exactly the same ‘terminal documents’ which appear in The Voices of Time (1967) and The Atrocity Exhibition (1966-69) and Myths of the Near Future. It consists of:

  • a labelled fragment of lunar rock stolen from the NASA museum
  • a photograph taken with a zoom lens of Marion in a hotel bedroom
  • a reproduction of Dali’s The Persistence of Memory
  • a set of leucotomes whose points were masked by metal peas
  • an organ donor card giving permission for his brain to be transplanted

Vaisey slipped into an affair with Slade which she quickly realised was a mistake and tried to extricate herself. At their last meeting, in her office, Franklin was present and watched while Slade took his penis out, masturbated, then insisted on examining his semen under a microscope.

Franklin feels guilty over his complicity in the space programme which seems to have triggered the epidemic.

As a member of the medical support team, he had helped to put the last astronauts into space, made possible the year-long flights that had set off the whole time-plague, cracked the cosmic hour-glass…

One by one every astronaut involved in the space programme had slipped off into a private reverie, many of them weeping in their sleep, as if the space programme had committed some cosmic crime. And all humanity has been damaged by it:

The brute force ejection of themselves from their planet had been an act of evolutionary piracy, for which they were now being expelled from the world of time.

As regular Ballard readers know, his imagination was liberated by discovering the Surrealist painters as a young man and he often makes reference to them, as Dali above. In this story he twice references the nude women paintings of Paul Delvaux.

Not far away a strong-hipped young woman stood among the dusty pool-furniture, her statuesque figure transformed by the fugue into that of a Delvaux muse.

The Great Sirens by Paul Delvaux (1947)

On the car journey back from the desert, Trippett momentarily comes out of his fugue and speaks for 30 seconds before reverting into trance. This gives Franklin hope. Back at the office he is reprimanded by his boss, Dr Vaisey. He drives back to the abandoned motel with a drained swimming pool which he’s made his base. His wife, Marion, has left cigarette burns and used dresses all over the floor. Franklin drives off and finds her being persuaded by Slade to get into his parked microlight. Franklin’s arrival frightens Slade off, and Marion goes running among the abandoned cars.

At the story’s climax Franklin manages to make it, through the ever-increasing blizzard of blackouts and after crashing his car in a fugue, out to the futuristic solar city. Here he discovers Ursula looking after her father, Trippett and the last four or so pages describe in more detail than any previous Ballard story has, what he’s on about, what the fugues mean – that primeval man lived in a continuous present – that the invention of time was the meaning of The Biblical Fall, a fall into time consciousness which parcels everything out into arid, waste moments – but all the characters’ efforts, no matter how crackpot they may seem, are towards reintegrating all of time past and time future into one multi-faceted permanent moment of transcendental perception.

As the fugues increase in duration, as Franklin and Ursula are reduced to only moments of consciousness per day, they learn to navigate the fugue time, permanent time, with its incandescent light. In other words, in many of the other time-stories you are left with the sense that the characters are mad; but this one gives the most persuasive case yet that they are not, that there really is something to their hallucinations and delusions, and that there really is a way out of time, out of the time psychosis most of us are trapped in and regard as ‘normal’.

Thoughts

Well, it’s a reprise and a rehash of extremely familiar motifs from Ballard’s stories of the 1960s, but as I’ve just said, it takes these ideas and makes a substantial progression on them, shedding new and interesting light onto Ballard’s eerie otherworld.

It adds an extra layer of eeriness to the text that it is made up of so many fragments from previous stories, like a collage, like one of the experimental collage texts Ballard made back in the late 1950s.

So you can either see stories like this as Ballard rehashing old material, or as him using each story to approach the same central insight or tackle the same neurotic symptoms, from different angles, using the same methods and materials, but each time rearranged in a new pattern; rather as the first ten chapters of The Atrocity Exhibition approach the same outline of events, using different characters and incidents, but with the continual sense that you are approaching some huge and overwhelming secret.

This is Core Ballard and even rehashed Core Ballard is a better, more absorbing and more uncanny read than his more straightforward Hammer Horror stories like A Host of Furious Fancies or Having a Wonderful Time. It tends to show the latter up for the effective but slightly cheesy magazine-fillers that they are.

6. Theatre of War (1977)

A variation on 1967’s The Killing Ground. That story raised the possibility of a worldwide rebellion against the hegemony of the USA, and that American troops were sent in to quell an anti-American government in Britain, and described a small battle which takes place behind desperate English rebel fighters against a bigger, better-armed force of Yanks all taking place, incongruously enough, at Runnymede island by the River Thames.

Ten years later Ballard returns to the same idea, with the notion that the extreme polarisation of British society which took place in the 1970s has led to the outbreak of civil war and that American forces have been sent in to support the unpopular right-wing government (as it had been in Vietnam).

The 22-page-long story is laid out in the format of a shooting script for a World In Action documentary, with sections describing clips of footage, intercut with interviews with GIs or citizens, politicians and insurgent left-wing fighters etc. At first I thought this format seemed dated and contrived, but as I read on it turned out to have a real pull and depth.

The reason why is revealed on the final page in a brief acknowledgements section. All the quotes from the various figures, including the American and British leaders of a government ‘pacification’ expedition to a rural village are actual quotes from Vietnam, pulled from news and magazine reports of the time.

7. The Dead Time (1976)

Unlike anything else Ballard had published up to this point, this is a twenty-page description set in a civilian internment camp run by the Japanese just outside Shanghai, China, at the very end of the Second World War.

In fact, the story begins with the end of the internment period, with the usual Japanese guards who man the gates into the barbed-wire compound mysteriously vanishing, and the unnamed first-person narrator emerging to explore the wartorn landscape around the camp and into the ruined Chinese city.

Quite obviously this was an early try-out of some of the material which was subsequently included in Ballard’s full-length, prize-winning account of his experiences as a boy in a Japanese internment camp from 1943 to 45, Empire of the Sun which was published eight years later.

8. The Smile (1976)

One of Ballard’s horror squibs, about a middle-aged narrator who buys a shopwindow mannequin, albeit an arty one found in a junk shop in the King’s Road and named Serena Cockayne, a snip at £250.

He falls in love with it, making the macabre discovery that in fact it is less a mannequin than a stuffed human skin, complete with various imperfections including a mole on her breast.

The story takes a gruesome twist when the narrator calls a young and, he thinks, gay beautician in to freshen up the mannequin, only to come across the said man, a few days later, kneeling at her feet and making some kind of improper suggestion. The narrator throws the man out and slaps Serena in the face, but from then on her swollen lip and distorted nose reproaches him, the years pass, she decays and he feels an increasingly impossible guilt.

At just about this time (1978) Ian McEwan published a short story, Dead As They Come, about a wealthy businessman’s bizarre obsession with a fashion mannequin, which he buys and takes home with him. There was obviously something in the Zeitgeist, some twisted combination of perverse sexuality and anti-consumerism.

9. Motel Architecture (1978)

It’s a little way into the future. Most people live in ‘solariums’, self-contained circular units with a main viewing room containing a battery of TV screens, with a small kitchen and bathroom off to one side. This is where Pangbourne has lived for over twelve years, slowly losing touch with anyone outside, slowly ceasing to take the prescribed physical or psychological exercises.

He is supposedly a TV critic which, as Ballard satirically puts it, is one of only two jobs remaining, the other one being TV repair man. Pangbourne long ago lost interest in sex – despite the collection of sex toys in his bathroom – or in his body as a whole. He is happy to sit in his automated wheelchair for the entire day, reviewing classic movies which appear on the large screen in front of him, with multiple copies in the smaller screens constellated around it. In particular he is obsessed with playing the famous shower scene from Psycho over and over again, leaving it freeze-framed at differing moments of the frenzied murder.

His sealed-off little world is disrupted when a new cleaner arrives. The TV screens need periodic cleaning and retuning and this is mostly done by faceless women who’ve never disturbed the even keel of his self-absorption. Until Vera Tilley arrives, over-made-up and loud and brash.

Her arrival coincides with his conviction that there is someone else in the solarium. He can hear breathing, heavy breathing, can almost smell the sweat of some hot intruder. He sets all the CCTV camera on and records flashes of a shoulder, the reflection off a bald head disappearing through a door. There is someone else in the solarium with him.

Long story short: the intruder is himself; he has become schizophrenic (like the murderer in Psycho); thus he finds the body of the young cleaner, Vera, hacked to death in the shower and at first blames him, the intruder. Only on the last page does he realise that it was him all along, that he has become so alienated that his senses detect his body as another person.

Only one way to put an end to this endless intrusion into his peace of mind. And so he raises his knife to stab himself through the heart.

So this story comes under the heading of shilling shockers. I haven’t read many of Roald Dahl’s adult stories but I imagine this is what his Tales of the Totally Expected are like – contrived, atmospheric, at moments genuinely spine-chilling but, in the end, somehow, shallow and silly.

10. The Intensive Care Unit (1977)

The story opens with the narrator warning of ‘a second attack’, looking around at his family strewn around the blood-stained living room, and wondering if they can survive. What is going on? What has happened and is about to happen?

The narrative goes back to establish that it is set in a techno-dystopian future where people live their entire lives via TV screens. The narrator is a doctor (if I had a pound for every Ballard protagonist who is a doctor) who has never had contact with other people. All his clinics are held via TV screens. When he ‘meets’ his wife-to-be it is via a TV diagnosis of her possible breast cancer. Their relationship progresses to them going on dates (i.e. watching the same operas or theatre via TV) going to restaurants (i.e. having the same restaurant-prepared food sent to their sealed apartments). They get married via a multi-screen ceremony with their friends and family all watching from their homes. When they have sex it is screen sex with climaxes tactfully conveyed via cartoons (they never even actually strip off). She is impregnated via artificial insemination and has two children who are both taken away and raised in creches. And so they live their happy screen-based lives for years, each wearing generous amounts of make-up to preserve appearances, as their children grow. The general aim is to create a perfectly affectless society, in which people have no emotional reactions.

But, fatefully, the narrator decides to try an experiment – to meet in the flesh. He has never met anyone in real life before, neither has his wife. On the first attempt, she stops dead in the entrance hall to his apartment block. She turns out to be much smaller, stoop-shouldered and thin-thighed than she appears on TV. Panicking, she flees before they can exchange a word. But the narrator presses on and arranges a second meeting, this time with their children present, 7-year-old David and younger sister Karen.

If the main part of the story is a reasonably traditional dystopia, depicting a future of drones each stuck in their own sealed apartments watching TV screens all day long, the second theme is very different. For the ‘attack’ the narrator mentioned now turns out to be the fact that the four members of this ‘family’, once they met in the flesh, turn out to have murderous intent to each other, and instantly attack each other. The living room is sprayed with the blood they have spilled from each other, attacking each other with knives and scissors. The story had opened in the calm after the initial outburst of ferocious violence and now the narrator is lying seriously injured, wondering when his stabbed son will manage to crawl across the room and make a second assault on him.

The idea implicit in this is that (as per Freud) humans are violent animals and require a lot of socialising via the family unit, a great deal of effort needs to go in to repressing our matricidal, patricidal, and prolicidal urges. Having never met any other humans face to face, this ‘family’ has never had any training in managing these urges and so, the first time they meet triggers an explosion of psychopathic violence.

Thoughts

Now, if you are predisposed towards Ballard and his worldview, then you could make the case that he predicted and foresaw a world in which people increasingly live via their screens. If he didn’t, at this stage (1977) have an inkling about the internet, nonetheless his description of the ease and convenience of relationships carried out via screens, in which people do everything up to and including having sex via screens without ever meeting, is eerily prophetic of the way that some, at least, of us live today, 40 years later.

However, like the story which precedes it, Solarium, it fails when set against the real world. For although people in 2020 may to a large extent live via their screens and mobile phones, they still, as far as I can see, go out of the house, go to work, go to the shops, go to pubs and clubs and bars, and actually meet people and interact.

Ballard carries his stories of this type to extremes in order to make his futuristic, satirical point as strongly as possible; but it is this very quality of exaggeration which renders them, after a moment’s reflection, silly and inapplicable. The very purity of the idea renders them irrelevant as useful diagnostics.

I’m writing this in the lunchbreak at my workplace, which about 100 people have commuted to this morning and, although the sales staff are all sitting in front of computers, they’re also continually on the phone to clients or asking each other questions, or walking through to the warehouse to give instructions to the loading crews who themselves spend their entire day discussing the day’s work, allotting roles, co-ordinating with other departments, discussing problems with the pickers and then giving instructions to the drivers: there’s a lot of people running round talking to colleagues and fixing things.

In other words, when reading stories like this, at home, by a computer, in your bedroom, it’s possible to delude yourself that the kind of atomised, alienated, screen-based world Ballard is predicting has somehow come about.

But as soon as you talk to your partner or children, open the door to the Ocado or Amazon delivery guy, speak to neighbours, talk to someone at the supermarket or library or gym, go to school or college or, in particular, get to work and start interacting with hosts of other people, you realise that these alarmist predictions of a totally self-contained, antiseptic, hermetically-sealed TV world – although they contain a kind of fable or fairy-tale type of imaginative force – are simply not true of the world we live in or are ever likely to live in.

The world Ballard lived in then, and that we live in now, is much more subtle, nuanced and complicated than these short, sharp, shocking and rather silly stories allow.

Conclusion

I may have quibbles with each individual story, but there’s no denying that, taken as a collection, these stories have extraordinary range and diversity, from Second World War China to the overgrown gantries at Cape Kennedy, from the streets of London to the deserts of Nevada, from a future where mankind is afflicted by space disease, to an alternative present where the sleepy Buckinghamshire village of Cookham is caught up in a Vietnam-style war. If you like these kind of extreme visions, this is a very effective collection.

Coronavirus coda

A year I wrote my original review, in January 2021, in the middle of the second UK lockdown, I still don’t think Ballard is as directly relevant to our current situation nor as ‘prophetic’ as some superficial commentators do.

The crux of both the ‘living through screens’ stories, Motel Architecture and The Intensive Care Unit, is that being stuck at home, never going out, and having all your human interaction reduced to screens turns the human protagonists into psychotic murderers.

That’s the bit I disagree with. Sure, it’s 2021 and everyone is stuck at home and living via screens more than ever before in human history but… there hasn’t been an explosion of mass murder! Far from it, there are countless examples of kindness and community, of the able-bodied volunteering to help old and isolated people. And at Christmas when the restrictions were relaxed to allow people to meet up with loved ones, there wasn’t a great outbreak of psychotic violence.

If anything, the pandemic and lockdown have proved what sociable animals we are and how the vast majority of the population longs for not only face-to-face human interaction but physical contact, especially hugs with family members and loved ones.

In other words, Ballard’s jaded view of human nature is superficially plausible and very entertaining in a Silence of the Lambs, sci fi horror movie kind of way but is, ultimately, I think, not only wrong but powerfully misleading as ‘evidence’ for any kind of thinking about human nature and society.

It is literature, not sociology.


Credit

‘Myths of the Near Future’ by J.G. Ballard was published by Jonathan Cape in 1982. Page references are to the 1987 Triad/Grafton Books paperback edition. All quotations are used for the purpose of criticism and review.

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The Trial of Charles I by Dame Veronica Wedgwood (1964)

I own about 50 books on the Civil Wars and am a member of the Cromwell Association, have attended lectures and visited battlefields and key Civil War sites. If you asked me what to read on the subject I would unhesitatingly recommend the ageing but brilliant trilogy of books by Dame Veronica Wedgwood (1910 to 1997):

  • The King’s Peace (1955)
  • The King’s War (1958)
  • The Trial of Charles I (1964)

The reason is simple. All the other books I’m aware of are either high-level overviews of the entire period (from the 1630s or earlier, to the Restoration in 1660) or specialist books by professional historians arguing a particular thesis or interpretation. Wedgwood’s books are the only ones I know of which give a straightforward, chronological account of what happened on an almost daily basis. This level of detail about the helter-skelter of day-to-day events, the rush and pressure of unpredictable crises and alarm, is crucial to understanding the decisions the key players made as they struggled to understand and control events.

Ten fateful weeks

Wedgwood concentrates on the 10 weeks between Cromwell’s Army, on 20th November 1648, laying before a reluctant Parliament their demands that the king be brought to trial – and the execution of the king January 30 1649. First she sketches in the background and the key political groups which had emerged during the Civil War:

The Royalists

Mostly in exile or hiding after the failed rising or ‘second civil war’ in the Spring and Summer of 1648 which had been convincingly crushed by the New Model Army. Royalists throughout the land were being repressed and, if they’d helped in the uprising, often had their land and money confiscated.

The Army

Under its brilliant commander Sir Thomas Fairfax the army had emerged victorious in the second civil war, defeating all Royalist forces. This battle-hardened army was to go on to occupy Scotland and then storm through Ireland. But the Army was divided into two faction:

  1. The Levellers During the war there emerged from the common troops, formerly uneducated men who had found a voice and confidence through their success and solidarity, a group nicknamed the Levellers, who demanded a comprehensive overhaul of the English State, starting with free elections on the basis of universal male suffrage to form a new House of Commons with a mandate to review Common Law, abolish the Church of England, abolish tithes and so on. Their most effective leader was the young, impassioned John Lilburne, once whipped through the streets of London at Charles’s order for slandering the Court.
  2. ‘The Grandees’ This was the Levellers’ nickname for the landed gentry and aristocrats who led the Army, who opposed the king on legal or religious principle but had not the slightest interest in reordering society, who were convinced that would lead to anarchy. They formed a small Council of the Army, dominated by the ruthless workaholic Henry Ireton, who happened to be son-in-law to Cromwell.

Parliament

The House of Lords

Heavily biased towards the king, most of the Royalists were abroad in exile, in hiding or dead. In the leadup to the trial sometimes as few as six Lords attended some sessions.

The House of Commons

Claiming to represent the people of England, the Commons was already diminished by up to 200 of the original members of the 1642 House. Even so it was still dominated by the Presbyterians, so-called moderate Puritans who desperately wanted to reach agreement with the king. It was these moderates that Charles had been stringing along since 1647 while he hoped against hope for further uprisings or help from a foreign government to free him.

The Army MPs

Oliver Cromwell, Henry Ireton and some 20 others combined leadership positions in the Army with membership of the House of Commons and used their position repeatedly to get the Army’s way.

Pride’s Purge

When the Presbyterian majority in the Commons delayed debating the Army’s demand for a trial, events took a dramatic turn. On December 5th Colonel Thomas Pride stood with a small troop of soldiers outside Westminster Hall and, as each MP arrived, he only let through the ones favourable to the Army, taking into custody all those opposed. Only 45 MPs were let in. It became known as ‘Pride’s Purge’. It was in effect a military coup, ensuring that the Parliament whose rights and prerogatives Cromwell and the others took up arms to defend in 1642, now consisted of few if any Lords, and only a hard core of MPs favourable to the Army’s wishes. A rubber stamp.

The Commission

This reduced ‘Rump’ was persuaded to set up a Commission with 135 members to administer the trial and decide the king’s guilt. Of this hand-picked group rarely more than 60 attended any of the sessions. Wedgwood gives a brilliant, day by day of the trial and the central clash – between the obscure lawyer John Bradshaw chosen to run the court, who repeatedly tried to get Charles to enter a plea – and the dignified king who knew the law inside out and refused to acknowledge the legitimacy of the court.

The conflict

Charles I was convinced he had a God-given duty to preserve not only the laws and traditions of England, but the rights and prerogatives of the Crown, as handed to him by his father, in order to hand them on to his son. The religious zealots in the Army were convinced that Charles’s defeat in the first and second civil wars showed beyond doubt that God had decided against him, that he was guilty of starting the war in the first place, and therefore was the ‘Man of Blood’ as they called him, and deserved to die. More practical Roundheads like Henry Ireton probably Cromwell just simply realised there was no dealing with this king. One way or another they had been trying to negotiate with him since 1640 and it had led to nothing but bloodshed, political collapse, economic depression, while the king endlessly prevaricated and endlessly schemed, trying to get the Scots to invade, to raise an Irish army, to persuade the French king to aid him.

Wedgwood’s account brilliantly conveys why both sides were convinced God was on their side, and how the different interpretations of what that meant led to complete stalemate. The only way to break the stalemate was to remove one of the players.

Reactions to the execution

The execution of the king was very unpopular. Even within the Army there were protests. The Presbyterian interest in London and beyond opposed it. It prompted the Presbyterian Scots to declare war on England. Royalists sincerely considered it the most heinous act since the Crucifixion of Christ, to which it was immediately compared.

Cromwell

War in Scotland and Ireland took up Cromwell’s time over the next few years while the Rump Parliament gained a damning reputation for corruption until, in April 1653, Cromwell ejected it by force. Leaders of the Army offered Cromwell the crown. He refused but accepted the title Lord Protector in December 1653 and set about instituting the godly, fair and just government he had hoped for. But the various experiments in democracy, nominated Parliaments, and rule by military Governor-General all failed. Cromwell died in September 1658, almost ten years after he’d led the men who executed Charles I.

The Restoration

Within a year his regime had unravelled, the Protectorate collapsed, and the strongest surviving military figure, General Monk, bowing to popular demand and political realism, invited Charles II to return to Britain and take the throne.

The disappearance of Christian belief

As Wedgwood concludes, the strongest element in these events, the devout and sometimes fanatical Christian belief of all the players involved, is the one that has most faded from contemporary view, becoming almost inaccessible from our modern perspective. We fill the gap with Marxist or mercantilist or psychoanalytical, with political or biographical interpretations. But it was upon the rock of a shared Christian faith, reflected through vastly different interpretations, that all four nations in the British Isles came to bloody grief for 20 long years.

‘Cromwell before the Coffin of Charles I’ (1849) by Hippolyte Delaroche. Hamburger Kunsthalle


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