Rockaby by Samuel Beckett (1981)

Rockaby is a short play which Samuel Beckett wrote at the request of Daniel Labeille from the State University of New York, for a festival and symposium arranged to celebrate Beckett’s 75th birthday.

In the printed text, one and a half pages of detailed description of the stage setup, the actor’s costume and position and so on are followed by eight pages of actual text, the words to be spoken. This is unusual for Beckett, in that it’s written in short unrhymed lines so the text looks more like a poem rather than prose. Less unusual is the fact that all but ten or so words are not spoken by the actor we seen onstage but are pre-recorded. So the majority of the play consists of listening to a tape recording of the actor’s voice, similar to the setup in That Time which features a single actor onstage who never in fact says anything, but listens to three different tape recordings of his own voice interweaving seamlessly.

As part of the Beckett on Film project, Rockaby was filmed in a production featuring Penelope Wilton as the Woman, directed by Richard Eyre. This version runs for 14 minutes, but I can’t find it anywhere online.

For the duration of this short performance, an old woman (‘prematurely old’) with unnaturally large eyes (heavily made up) sits rocking in a rocking chair, while we hear her pre-recorded voice reciting the short lines of the text. Her rocking and the recorded voice both start when the woman in the chair says ‘More’. After a few minutes the rocking and voice come to a stop, there’s a characteristically Beckettian pause and then the woman says ‘More’, and the voice and rocking start again.This pause and then rather harrowed request for ‘more’ occurs four times, punctuating the action, giving it a shape and rhythm.

It’s as if the Woman has to call the voice into action in order to restart her rocking, to give her motion, activity and, by implication, life.

The play premiered on April 8, 1981 at the State University of New York, starring Beckett’s favourite woman actor, Billie Whitelaw, directed by his longtime American associate, Alan Schneider. A documentary film, Rockaby, was directed by D. A. Pennebaker and Chris Hegedus, and recorded the rehearsal process and the first performance. This is the performance segment of that film. It is not great quality but it does feature the brilliant Billie Whitelaw and she was coached for the performance by Beckett himself, so it’s probably as close to being definitive as possible.

The impression is that only the Voice allows her to continue. The Voice keeps her rocking. The Voice keeps her going, ‘keeping going’ being the concern of most of Beckett’s characters ever since The Unnamable was published in 1953.

Repetition

And repetition, arguably Beckett’s central literary strategy. Key phrases and words are repeated numerous times to create an incantatory, spooky, ghostly power, like the witches at the start of Macbeth reciting in unison. It’s quite spectacularly brilliant and disturbing, isn’t it?

went down in the end
went down down
the steep stair
let down the blind and down
right down
into the old rocker
mother rocker
where mother rocked
all the years
all in black
best black
sat and rocked
rocked
till her end came

The text invokes confused identities, seems to indicate that the person going down the steep stair into the basement where the old rocker is, in doing so exchanges identities with the dead mother:

time she went right down
was her own other
own other living soul

So that the physical movement ‘down the steep stair’ appears to also be a psychological transition in which the woman upstairs metamorphoses into the mother in her rocking chair. The overlap of personalities or avatars or spirits comes into focus or crystallises at the three moments where the Woman onstage breaks her silence and speaks the short phrase ‘time she stopped’ in synchrony with the recorded Voice (a trick, incidentally, Beckett had used in …but the clouds… at the couple of moments when the phantom woman suddenly mouths the male speaker’s words in synchrony with him).

In the literary world, this theme of merging identities can be unravelled at some length because literature and literary criticism, particularly of a psychoanalytical persuasion, are obsessed with identity, the self and the ever-threatening ‘other’, the repressed or controlled elements of our psyche which are always threatening to break free.

But on a less highfalutin’ level, the theme of possession is a staple subject of horror novels and movies which routinely feature the innocent heroine venturing down to the spooky basement or the spooky attic to find themselves becoming possessed by a dead spirit – this is the very familiar and assimilable subject of countless horror movies.

Indeed, the image of the old woman dressed in black and gone quite mad and then dead, the image of a dead old woman in a chair, reminds me of Norman Bates’s mother dead in her basement chair in one of the most iconic horror movies of all time, Hitchcock’s, Psycho.

image

so in the end
close of a long day
went down
let down the blind and down
right down
into the old rocker
and rocked
rocked
saying to herself
no

Beckett and his mother

It adds quite a big new layer to your interpretation of the performance when you learn that in his 20s, Beckett underwent extensive psychotherapy at the Tavistock Clinic in London (over 1,500 sessions spread over two years with the pioneering psycho-analyst Wilfred Bion) in order to bring his panic attacks, night sweats and heart arrhythmia under control. In his massive biography of Beckett, James Knowlson explains that the core of Beckett’s psychological problems, and the cause of his psychosomatic symptoms, was established as his unusually intense love-hate relationship with his mother:

The key to understanding Beckett, said Dr Geoffrey Thompson – who, with Wilfred Bion himself, was the one most likely to know – was to be found in his relationship with his mother. And reductive analysis must have focused on the intensity of his mother’s attachment to him and his powerful love-hate bond with her.
(Damned to Fame: The Life of Samuel Beckett by James Knowlson, page 178)

Mother and son problems, OK. And yet in this and the very similar play, Footfalls, written a few years earlier (1976) it is not a man who struggles with the memory of his mother, but a woman who struggles with the memory of hers. It is a woman in these plays, a woman’s voice, a woman’s psyche, which is dominated and (maybe) taken over by the very old or dead mother, the dead mother whose personality lives on in the daughter, which appears to fight for ownership of the daughter’s mind.

so in the end
close of a long day
went down in the end
went down down
the steep stair
let down the blind and down
right down
into the old rocker
mother rocker
where mother rocked
all the years
all in black
best black
sat and rocked
rocked
till her end came

So you can, if you wish, bring aspect of Beckett’s personal life to the play; or you can dwell on the countless writings about identity and ‘the other’ produced by critical theorists throughout the 20th century (Freud, Lacan, Derrida) and investigate the impossibility of the self, and the multiple conflicts which not only rive the mind, but fissiparate language itself, a tiny glimpse of which is given in the ‘confusion’ or closeness of the words mother and other in the recitative format of the play.

But there is also the simple aspect of the theatrical performance to consider. Just to sit and listen and watch, to let yourself be drawn slowly further and deeper in to an uncanny zone by the actor’s deliberately flat, repetitive, incantatory voice (Beckett was forever instructing all his actor’s to drain all colour and expression from his words, to speak like robots), is to have an almost out-of-body experience.

Watch it with all the lights in the room turned off, close your eyes and drift with the words, and accompany the text on that slow descent into the basement and to sit in the rocking chair of the dead mother. It is a genuinely creepy experience. You rarely find critics categorising Beckett as a writer of ghost stories, of horror stories, but I think they should.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Footfalls by Samuel Beckett (1976)

Footfalls is a short play by Samuel Beckett. Although it consists of barely five pages of text, it lasts a good 25 minutes in performance because of the very frequent use of long, pregnant pauses and its division into four parts separated by intermissions when the lights go completely dark, while the audience hears the solitary chime of a distant church bell.

The action, the onstage activity such as it is, consists of one woman, May, pacing slowly across the stage, reaching the edge of the stage, turning and… pacing slowly back, all the time exchanging slow, moody dialogue with the voice of a woman offstage, who she refers to as ‘Mother’.

Stage directions

In terms of stagecraft, Footfalls is another example of Beckett’s fastidious concern with ultra-precise stage directions. Here’s his instructions for how it opens:

Curtain. Stage in darkness.
Faint single chime. Pause as echoes die.
Fade up to dim on strip. Rest in darkness.
M discovered pacing towards L. Turns at L. paces three more lengths, halts, facing front at R.

That’s the opening, but the full mise-en-scène is this, complete with a precise diagram showing the footsteps.

Strip: downstage, parallel with front, length nine steps, width one metre, a little off centre audience right.Directions for the actress to walk in Samuel Beckett's Footfalls

 

 

Starting with right foot (r), from right (R) to left (L), with left foot (I) from L to R.
Turn: rightabout at L, leftabout at R.
Steps: clearly audible rhythmic tread.
Lighting: dim, strongest at floor level, less on body, least on head.
Voices: both low and slow throughout.

Start stage right, take nine steps, length one metre, starting with the right foot, ending with the right foot, then turn and commence the return journey with the left foot.

The lighting is brightest at floor level to really emphasis the feet pacing and growing dimmer further up the body so the audience can barely see the walking woman’s face, making her voice disembodied.

The consolation of mechanism

I’m so glad I took the trouble to read Beckett’s shorter fiction because it’s in a relatively obscure autobiographical fragment, Heard in the Dark 2, that Beckett writes that:

Simple sums you find a help in times of trouble… Even still in the timeless dark you find figures a comfort…

This, for me, is the key which opens Beckett’s entire worldview. I’ve always felt the critics who dwell on the supposed nihilism and bleakness and existentialism of his worldview were missing or downplaying the equally important element of mechanism, his mechanical way of conceiving the human body and human activity, the obsessive enumeration of all the ways of performing deliberately trivial tasks which infests novels like Molloy and Watt, the obsessive visualising of the way human bodies are cramped and confined and bent at precise angles in the avant-garde prose pieces like How It Is or All Strange Away, and then the obsessive attention to precise measurements in all aspects of the later plays, not only physical distances such as the head of the actor being 8 feet off the stage in Not I but 10 feet in That Time, right down to the exact specification for duration of pauses or, for example in That Time, of the breaths (10 seconds).

Comfort. The boy Beckett found comfort in simple sums, counting and figures. The effect for the reader and viewer may to be powerfully alienated from the protagonists of the fiction and the performers in the plays, which emphasise an anti-humanist mechanistic view of the human machine.

And, when you read the stage directions of this play you realise that the words, the speaking of the words, must at moments exactly match the pacing of the feet. That must be extremely difficult to achieve in actual performance. It is bending the performer to become as precise as a musical instrument, as regular as a metronome.

The Faber Companion to Samuel Beckett tells us that, once he saw it in performance, Beckett changed the number of paces from seven to nine. It was crucial to the rhythm of the piece. Likewise, the period of seven seconds. He told the director of the German production that the first chime of the bell must die away in seven seconds and the light comes up in seven seconds. At the end of each of the three parts the light must fade away across seven seconds, and then comes back up for the next part in seven seconds. Exactly. Mechanical and precise as a composition by Bach.

Yes, we understand all that but… it transforms your understanding to realise that this entire worldview has its origin in an urge to control the world, and to control his feelings, felt by a lonely, solitary little boy, and a very clever, sensitive and isolated young man. To realise that the extreme mechanicalness of all these stage details is fraught with tightly controlled emotion. Ready to explode. Those phrases in Heard In the Dark 2 are the key which explains why such low-profile, muted, quiet, dimly-lit and precisely choreographed pieces of stagecraft are, in fact, bursting with suppressed fury.

Beckett on film

This is the Beckett On Film version, directed by Walter Asmus, with Susan Fitzgerald as May, the walking woman, and Joan O’Hara as the Voice, referred to as Mother.

The most obvious thing about it is that it ignores the purity of Beckett’s stage direction and complicates things visually by placing May behind a row of banisters and making it look like she’s on the landing of a house, pacing up and down outside two bedroom doors. Making it much less abstract and minimalist, much more specific than the play’s directions justify.

Themes

Numbers

Obviously it’s two women, a dyad but, in a way, more dynamic than the characters, is the play’s careful division into four parts: part 1 May and mother’s dialogue; part 2 the mother’s monologue; part 3 May’s monologue; part 4 the brief coda with no-one onstage.

Speed

The speed is the extreme opposite of Not I or Play in which the actors were told to rattle on at breakneck speed. Here it is the opposite, slow to almost to soporific, with long pregnant pauses between phrases. And the metronomic speed of the pacing steps is like the tempo of unheard music.

Voices

It is a play of voices, maybe most plays are, but Beckett’s more than most, where there is often no action at all, no interplay, just the haunting effect of voices. One aspect of voices-only drama is that the voices themselves can change identity in the way a physical actor cannot.

Decrepit

Beckett delights in the details of physical decay and decrepitude, hence the initial dialogue about the bedpan, dressing sores etc. Can the Voice really be 90 years old, 89 or 90? The woman onstage, May or Amy, she is quite old, too, certainly a wreck: ‘dishevelled grey hair, worn grey wrap hiding feet, trailing.’ Very often Beckett throws in a swearword or two. Maybe he was restrained out of respect for a woman actor.

Identity

Footfalls is divided into 4 parts by silence and the lights going down to blackness and then the distant chime of a church bell. It is very unnerving when the lights come up on part two and May is no longer speaking, but is addressed by the Voice, the alleged mother, in a sustained monologue, revealing creepy details about the woman we observe continuing her endless pacing. As the piece progresses their respective identities become more uncertain, as the Mother speaks vindictively about the daughter in part 2, before May appears to have a breakdown in part 3 as she becomes utterly absorbed into the anecdote about the mother and daughter in church, before she finally seems to reveal that the mother’s voice is part of her psyche.

And then all identities are cancelled when part 4 opens (briefly) on an empty stage. All gone like dreams, ‘such stuff as dreams are made on’ or, in this case, nightmares of personality disorder.

Pacing

How many Beckett characters are engaged on endless, pointless trudges, from Molloy and Malone in the Trilogy or Mercier and Camier on their pointless quest through to the more blighted characters in prose pieces like How It IsEnoughHeard in the Dark 1, or Lucky and Pozzo on their pointless circular journey in Waiting For Godot?

Footfalls in a sense zeroes in on just this aspect of Beckett’s small palette, zeroing in on more than the pacing to focus on the very process of footfalls, the falls of foot, precise and precisely notated, the loud, bocking noise of the hard woman’s shoes clod clod clodding across the carpetless floor, ‘however faint they fall’, in an endless sequence, forever.

Stephen King

One of the commentators on YouTube mentions Stephen King. It’s a reminder that Beckett exists in the real world, the wide world that includes Disneyland and Donald Trump, Xi Jinping and reggae. Seen from the perspective of ordinary people a play like this is a spooky ghost story. In fact Beckett’s obsession with people we can see – like May, here, or Joe in Eh Joe or the Listener in That Time – being haunted, bullied and harrowed by the voices of the unseen, they are very much like ghost stories.

The spine-chilling ghoulishness is brought on by the Voice telling us about the woman onstage, that when she was a girl, when other girls were out playing lacrosse, ‘she’ was already at it, at this, at this pointless pacing which has consumed her life. She has rarely if ever left the house, living a life of confinement and obligation to an aged parent. Trapped.

And then the vehemence of the apparently trivial anecdote of the mother and daughter in church, pretty pointless in itself but which leads into the terrifying last minutes where the woman we see, the actress onstage, appears to change from the ‘May’ who began the piece into the ‘Amy’ who featured in the church story. And now for the first time we appear to see that the voice of ‘mother’ is inside her head, as she expresses both characters, Mother and Amy.

It turns, in the final moments, into Psycho, an initially sensible, calm-seeming younger person apparently possessed by the personality of their dead mother.

Leading up to the very final stage instruction which is that, after the lights go down for the third time, after we hear the distant chime even more feebly than before, after an even longer wait for the lights to slowly, feebly go back up, a little…. there is NO TRACE OF MAY! She has disappeared. She was never there. She was a ghost in our minds just as her mother was a ghost in her mind.

For the play turns out to be about people who are not there, in multiple senses. May may only be a figment of her mother’s imagination. Or memory. And May’s rather violent anecdote of the mother and daughter in church may be a representation of the mother’s guilt, a confused expression of the accusation she know can be hurled at her of immuring her daughter, the mother realising her representation of the fictitious version of her daughter, Amy, is as incomplete as her actual daughter, May’s, actual life was. Hence Amy, and maybe her mother through her, claiming:

Amy: I was not there. Mrs W: Not there? Amy: Not there.

Maybe May only existed because her mother gave her being (in a literal and psychological sense, for which she apologises, like everyone in Beckett is sorry for being born) and then gave rise to an accusing imago, May, who berates her. And maybe none of them existed. Or existed for only as long as the audience watched the play. For before and after the curtain went up and down, none of them were there. No one was there.

Personal taste

Myself, I preferred That Time. It may be down to a number of factors: I preferred the lulling cadences of the boyhood memories in That Time which, probably against Beckett’s intentions, I found had an overall comforting effect.

Maybe it’s a gender thing: I found the stories of his earlier life which the Listener is subjected to, were vivid and empowering and adventurous, catching a midnight ferry, ducking into a gallery out of the rain. I identified with them. Whereas Footfalls seemed to me a very feminine story of entrapment, of a middle-aged woman whose life appears to have been stifled into becoming her elderly mother’s carer. It seems to be about a form of psychological imprisonment, immurement since girlhood, the complete loss of agency and, eventually, of identity. I found it demoralising.

Plus I really liked the voice of the Beckett On Film performer, Niall Buggy. I found it warm and enfolding, whereas, I’m afraid to say, I didn’t like Susan Fitzgerald’s performance. It may be apt and appropriate but I found her icy and unsympathetic and, towards the end of her monologue, harsh and shrewish.

Then again, maybe it’s neither performer so much as their respective plays, for Footfalls seems to me much more cold, calculated and detached. It is more spectral and spooky, certainly. It made me feel cold and rather scared. I only watched it once. Whereas I listened to warm Niall’s stories about running away to his boyhood refuge in the ruins on Foley’s Hill multiple times, and enjoyed it more each time I listened.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Myths of the Near Future by J.G. Ballard (1982)

‘There is a way out, doctor, a way out of time.’
(Slade to Franklin in News From The Sun)

Ten short stories from Ballard’s middle period, a mixture of contemporary satire, some macabre horror stories, and a preview of what would turn out to be Ballard’s breakthrough novel, Empire of the Sun. But at its heart are a couple of Core Ballard tales which perfectly capture his distinctive dystopian landscape of rusting rocket gantries, tropical forests full of jewelled creatures, abandoned motels and drained swimming pools.

1. Myths of the Near Future (1982)

If you’d never read any Ballard before, this 35-page-long story would blow your mind. If, on the other hand, you were familiar with Ballard’s earlier writing, the most striking thing is the repetition and recapitulation of some very familiar images and themes. It’s like a medley of greatest hits.

It’s set in the near future. Some kind of space sickness is afflicting mankind. More and more people experience the same symptoms, avoiding exposure to the sunlight and falling prey to obsessive behaviour. In their final days they become convinced that they were astronauts.

Sheppard was a successful architect. His wife, Elaine, comes down with the illness and is bed-bound in hospital under the supervision of a short, intense physician, Philip Martinsen.

Next thing he knows, Martinsen has absconded to Florida with his wife, who wants to be near the rusting gantries of the old space centre at Cape Kennedy. She writes him letters describing visions of the wonderful jewelled tropical forest which has reclaimed the abandoned towns surrounding the derelict space centre, the empty motels and drained swimming pools.

Sheppard, who had been showing less and less interest in his architecture practice, abruptly closes it, fires everyone, packs a psychic ‘survival kit’ and travels from Toronto down to Miami to try and find Elaine. Here he goes mad. He finds a room in an abandoned motel with – of course – an empty swimming pool littered with broken sunglasses.

But Sheppard is not alone. He is approached by a government psychiatrist, one of a team who’ve been sent by the government to cope with the increasing numbers of deluded folk who think they’re astronauts and who are flocking to the area, Anne Godwin.

She becomes increasingly drawn into his intense and damaged psychic world, eventually posing naked for his pornographic movies, which are more interested in discovering the weird geometries underlying the female body than sex, as such. At night they watch these avant-garde porno movies projected on the bedroom wall.

He explains to Anne that the suitcase of bric-a-brac he’s brought with him is a machine, a time machine, and how it runs on power from the drained swimming pool out front of the motel room. As he climbs down into it, Sheppard explains that the drained pool has a door which opens into another dimension of time, if only he can find it.

At the climax of their relationship he appears to strangle her. All he wants is to set her body free from its constraints of space and time. We are told she fights him off, kicking and biting, and runs off to fetch the police. Later, we are not so sure.

By day Sheppard rents a Cessna light aircraft and skims low over the abandoned territory surrounding the Cape Kennedy space centre which has been completely repopulated by tropical forest. Finally he discovers a strange modernistic nightclub in a clearing and is about to investigate when a man-made glider rears up in front of him, putting him off his flying so he nearly crashes into a tree and only just makes it back to a nearby beach.

This is where the story begins, with Sheppard sitting in a trance state in the cockpit of the wrecked plane and the incoming tide slowly laps at its wheels and then starts rising. He is only saved by Anne Godwin who followed out to the beach in a government Land Rover.

Next day Sheppard sets off by car along the remains of roads through the forest, until he’s forced to abandon the car and continue on foot, in search of the nightclub he saw from the air where he’s convinced that Martensen is keeping Elaine. Here he discovers a submarine world where each twig and branch hangs weightlessly, where light flashes from every leaf in some kind of process of ‘time-fusion’.

The luminosity of everything – the trees, the animals, the plants – seems to derive from the simultaneous existences of multiple moments of time. Everything has become a vision of itself at all moments of its existence.

He could feel the time-winds playing on his skin, annealing his other selves on to his arms and shoulders…

He discovers the forest is covered with man-sized traps Martensen has made. He trips one and Martensen comes running out of the jungle wearing a bird suit, complete with feathered head-dress and wide feathered wings attached to his arms.

Sheppard finally reaches the nightclub and in a dingy room out the back discovers his wife lying in a cage made of polished brass rods. She is extremely malnourished, wasted away, virtually a skeleton. Sheppard knows she is dead, yet she opens her eyes and her skeleton-hand reaches out to seize his arm.

As he unlocks the cage and touches her time floods back into her withered body and she becomes young and beautiful again.

Already her arms and shoulders were sheathed in light, that electric plumage which he now wore himself, winged lover of this winged woman.

Next thing, young Elaine is running along the surface of the river which has frozen solid because of the accumulation of all its moments in time into one concentrated moment, the time-fusion. She is learning to fly. She beckons him.

Sheppard walks towards her through the forest, stopping to pluck birds frozen in time out of the air. One by one he sets them free, then embraces Martensen and sets him free. By this stage the reader strongly suspects that ‘setting free’ means strangling to death. In this life. In this realm. In Sheppard’s realm, he is liberating these time-bound creatures so they can fly free into the multi-dimensional realm of fused space and time which is created by the abandoned space gantries.

Thoughts

These 35 pages feel like a medley of greatest hits: the bejewelled forest come straight from The Crystal World, the intensity of light-filled hallucinations is the central theme of The Unlimited Dream Company, man-sized gliders appear in The Ultimate City and Hello America, the abandoned gantries of Cape Kennedy appear in numerous stories such as The Dead Astronaut, drained swimming pools appear in countless stories, and the psychic survival kit – a list of five disparate items which includes on Surrealist picture – is a direct repeat of the collection of ‘terminal documents’ which appear in The Voices of Time (1967) and The Atrocity Exhibition (1966-69).

The interesting question is: What purpose does this repetition serve? Does it matter that Ballard was repeating himself, writing the same obsessive sort of story, using the same peculiar imagery, over and over again? Or is it in some ways a plus, an interesting artistic strategy to repeat himself so narrowly and so exactly? Does it give the reader the eerie impression of becoming caught up in a demented world which bleeds outwards from Ballard’s texts into the real world?

2. Having a Wonderful Time (1977)

An effective little chiller which combines satire with something more creepy, this story consists of postcards home from Diana who’s gone on holiday to Spain with her husband, Richard, middle manager in a supplier to a Leyland car manufacturer. The beach resort is packed with activities and she has a great time. When the two weeks is up the coach to the airport fails to arrive. As it does the next day, and the day after that. She and the other holidaymakers pass through irritation to anger but then to a kind of acceptance. The days go by, then the weeks. The weather is excellent, there’s lots to do, Diana joins an amateur dramatic society and she gets swept up in the succession of productions they put on.

Meanwhile Richard gets nervy, then causes a big scene with the hotel management, demanding answers, is hustled away and disappears. Weeks later Diana meets him again, innocently sunbathing on a lounger by the beach. He explains to her that the entire Canary Islands have been converted into a dumping ground for the unemployables of Western Europe, not only the huge numbers of working class but the unneeded middle managers as well. The plan is for them never to go home. Richard calmly announces he’s going to recruit a resistance movement and fight their way through to the airport and hijack a fight home.

In her postcards (presumably to a woman friend of the same mentality) Diana dismisses all this as preposterous poppycock. In the next postcard she sadly announces that she’s just attended Richard’s funeral. He had been living in half-built hotels trying to recruit his resistance movement, then had stolen an old motorboat and tried to steer it to Africa, but his body was washed ashore.

Anyway, she’s over her grief and is excited about her next role, playing Clytemnestra in her am-dram society’s next production, Electra (Clytemnestra, be it remembered, murdered her errant husband).

Thoughts

In another short story, Ballard speculates what would happen if the entire middle class of Europe went on package holidays to the beaches of the Mediterranean and refused to come back. Beaches and hotels hold a real obsession for him, as zones of transit, as completely artificial environments, as the location of fake lives and fake dreams and fake existences produced on a kind of industrial scale.

Possibly I’m not the ideal audience for short stories. I couldn’t work out whether this was a clever little time-filler such as you might find in an upmarket fiction magazine, or a ludicrous piece of heavy-handed satire.

3. A Host of Furious Fancies (1979)

Ballard applies his very literal-minded approach to Freud to the Cinderella fairy story.

The narrator starts by telling his presumed companion in a French café not to look at the young women and shuffling old man who have just walked in. He knows the story behind them, which he will proceed to tell:

It’s set in France. The narrator is a dermatologist (if I had a pound for every Ballard protagonist who is a doctor) who specialises in eating disorders, working in the American clinic in Nice. He is intrigued by the client of a colleague of his, a teenage girl, Christina Brossard, who has been referred by a hospice run by nuns. The girl’s father, a successful building contractor and friend of the French President’s, had committed suicide a few years earlier, and the girl had been admitted under the influence of various compulsions, and suffering from skin diseases. Hence the referral to the narrator’s clinic.

He drives up to see first the Mother Superior of the hospice and then the girl. She is on her hands and knees obsessively scrubbing the floor. Later he discovers she’s been obsessively burning all the books in her family mansion and putting them in refuse bags and scrubbing out the fireplaces. The nuns had let her be treated by a trendy psychotherapist who had experimentally used the hallucinogenic drug psilocybin on her. Then the narrator gets a call from the distraught Mother Superior telling him that the therapist and Christina have run off, the girl returning to her ancestral mansion.

To cut a short story shorter, the narrator brings all these elements together to conclude that the girl is suffering from a Cinderella complex: the nuns are the ugly sisters, the hallucinogen turned the pumpkin into a coach and white mice into horses. After the phone call from the Mother Superior he drives out to the girl’s mansion, in the hallway he discovers the huge ornamental clock has been defaced as its hands reached midnight.

This is because a Freudian interpretation of the fairy tale is that, at midnight, the girl’s young and innocent fancy of balls and gowns etc had to give way to the hard reality of sexual intercourse. She had defaced the clock in a confused attempt to stop that moment arriving.

The narrator now believes that the teenage Christina lured her father into an act of incest, making him play out the role of Prince Charming, after which the old man felt so guilty he committed suicide. At which point the girl herself fell prey to immense feelings of guilt and remorse, hence the obsessive cleaning and the skin condition for which the nuns first called him in for his advice.

Now he enters the bedchamber of the rich father to find it covered with pornographic images of centaurs frolicking with naked women. Christina is there, still wearing her hospice tunic, high on the latest dose of psilocybin, scrubbing the fireplace.

The narrator reminds us of the Freudian interpretation of the imagery of the old fairy tale. What is the glass slipper but a transparent and therefore fleshless, guilt-free image of the vagina? And the foot which slips into it? What else but the erect male member? And how else to cure the ill young woman except by… re-enacting, fulfilling and thus purging the fairy-tale narrative?

The narrator crosses the floor of the bedroom, lifts Christina to her feet, and leads her by the hand over to the bed, whispering ‘Cinderella.’

So far, so contrived. Now the story reverts to the present and in an abrupt switch of perspective, we realise that the decrepit old man we’d had pointed out to us, and the confident young woman who is guiding his steps… are Christina and the narrator. Instead of being in control of the situation, somehow, in some spooky, undescribed femme-fatale kind of way, she has sucked him dry and reduced him to a husk, a shadow of his former self: she is the one who became strong and commanding, he is the one who has been reduced to a shambling wreck, forever telling his pitiful tale to whoever will listen.

4. Zodiac 2000 (1978)

This is interesting: a brief introduction explains that it’s intended to be a supposed update of the signs of the Zodiac to be more contemporary i.e. Ballard replaces the conventional Zodiac signs with symbols of contemporary life. But it’s more than that: it’s a reprise of the Atrocity Exhibition technique of making short sections intensely charged with narratives which have been cut back to the bone to make them intriguing and puzzling. Thus each sign doesn’t give a passive definition of the computer or polaroid camera or whatever as it is found in contemporary society. Instead each section tells part of what appears to be an ongoing narrative, featuring the same characters, but in events which are deliberately jumbled up and confused. As in The Atrocity Exhibition I found this a powerful and persuasive technique.

  • The Sign of the Polaroid
  • The Sign of the Computer
  • The Sign of the Clones
  • The Sign of the IUD
  • The Sign of the Radar Bowl
  • The Sign of the Stripper
  • The Sign of the Psychiatrist
  • The Sign of the Psychopath
  • The Sign of the Hypodermic
  • The Sign of the Vibrator
  • The Sign of the Cruise Missile
  • The Sign of the Astronaut

Not only is the structure a rehash of the Atrocity technique but so is the prose style. In these texts we meet old friends like the overuse of the word ‘geometry’ to describe faces and, especially, women’s naked bodies; everyone’s movements are heavily ‘stylised’; and at several points people are caught listening to ‘the time-music of the quasars’.

Again, if you hadn’t read The Atrocity Exhibition I think you’d find this story astoundingly experimental; if you had, then you’d find it an almost nostalgic reprise of those 1960s motifs.

5. News from the Sun (1981)

The longest story in the collection at 41 pages, and another reprise of well-established Ballard motifs.

It’s set twenty or so years in the future when the world is coming down with some kind of sleeping sickness. Everyone is slipping into ‘fugue’ states, at first for only a few moments, building up to hours at a time, then leaving only minutes of consciousness left and then – boom! – you are in a trance forever.

The fugues came so swiftly, time poured in a torrent from the cracked glass of their lives.

Those who enter this final phase are, inevitably, referred to as ‘terminal patients’.

Former NASA psychiatrist Dr Robert Franklin (if I had a pound for every Ballard protagonist who is a doctor) works at a clinic for victims and was one of the first to identify the new ‘time-sickness’. He takes a special interest in Trippett, who happens to be the last astronaut to have walked on the moon. He is visited by his daughter, Ursula, a dumpy member of a nearby hippy commune which has taken over the abandoned site of a solar-based nearby town, Soleri II (‘the concrete towers and domes of the solar city’) named after their architect, Paolo Soleri.

It’s an orgy of Ballard motifs: a doctor running a clinic for people who are conscious less and less of the time is the central narrative of his classic short story The Voices of Time. Franklin drives Trippett out into the desert, as the doctor protagonist of The Voices of Time does. And what do they find? Ballardland:

He had taken a touching pleasure in the derelict landscape, in the abandoned motels and weed-choked swimming pools of the small town near the air base, in the silent runways with their dusty jets sitting on their flattened tyres, in the over-bright hills waiting with the infinite guile of the geological kingdom for the organic world to end and a more vivid mineral realm to begin.

And the Antagonist, there’s always an Antagonist, since at least The Illuminated Man of 1963, there’s always an irrational Opponent. In Myths of the Near Future it’s Dr Martensen, here it’s Slade, former air-force pilot and would-be astronaut, who dive bombs Franklin, Ursula and Trippett as they wander among the fields of derelict solar panels. And this antagonist, like all the others, is trying to seduce and/or kidnap the protagonist’s wife, in this case Marion.

Slade is, of course, flying a microlight, the man-sized flying machine which is the obsessive central image of The Ultimate City and Myths of the Near Future and Hello America. Endless dreams of flying. All the microlight pilots in these stories wear old-fashioned aviator goggles.

Slade had arrived at the clinic seven months earlier and charmed the director, Dr Rachel Vaisey (a feminist thought: it is noticeable that many of the characters in these stories of the 1970s are professional women: the psychiatrist Anne Godwin, the therapist in the Cinderella story is a woman named Dr Valentina Gabor, and now the clinic is headed up by a woman). He starts creating ‘shrines’ to the future from bric-a-brac, the final one being a characteristic assemblage of random elements, exactly the same ‘terminal documents’ which appear in The Voices of Time (1967) and The Atrocity Exhibition (1966-69) and Myths of the Near Future. It consists of:

  • a labelled fragment of lunar rock stolen from the NASA museum
  • a photograph taken with a zoom lens of Marion in a hotel bedroom
  • a reproduction of Dali’s The Persistence of Memory
  • a set of leucotomes whose points were masked by metal peas
  • an organ donor card giving permission for his brain to be transplanted

Vaisey slipped into an affair with Slade which she quickly realised was a mistake and tried to extricate herself. At their last meeting, in her office, Franklin was present and watched while Slade took his penis out, masturbated, then insisted on examining his semen under a microscope.

Franklin feels guilty over his complicity in the space programme which seems to have triggered the epidemic.

As a member of the medical support team, he had helped to put the last astronauts into space, made possible the year-long flights that had set off the whole time-plague, cracked the cosmic hour-glass…

One by one every astronaut involved in the space programme had slipped off into a private reverie, many of them weeping in their sleep, as if the space programme had committed some cosmic crime. And all humanity has been damaged by it:

The brute force ejection of themselves from their planet had been an act of evolutionary piracy, for which they were now being expelled from the world of time.

As regular Ballard readers know, his imagination was liberated by discovering the Surrealist painters as a young man and he often makes reference to them, as Dali above. In this story he twice references the nude women paintings of Paul Delvaux.

Not far away a strong-hipped young woman stood among the dusty pool-furniture, her statuesque figure transformed by the fugue into that of a Delvaux muse.

The Great Sirens by Paul Delvaux (1947)

On the car journey back from the desert, Trippett momentarily comes out of his fugue and speaks for 30 seconds before reverting into trance. This gives Franklin hope. Back at the office he is reprimanded by his boss, Dr Vaisey. He drives back to the abandoned motel with a drained swimming pool which he’s made his base. His wife, Marion, has left cigarette burns and used dresses all over the floor. Franklin drives off and finds her being persuaded by Slade to get into his parked microlight. Franklin’s arrival frightens Slade off, and Marion goes running among the abandoned cars.

At the story’s climax Franklin manages to make it, through the ever-increasing blizzard of blackouts and after crashing his car in a fugue, out to the futuristic solar city. Here he discovers Ursula looking after her father, Trippett and the last four or so pages describe in more detail than any previous Ballard story has, what he’s on about, what the fugues mean – that primeval man lived in a continuous present – that the invention of time was the meaning of The Biblical Fall, a fall into time consciousness which parcels everything out into arid, waste moments – but all the characters’ efforts, no matter how crackpot they may seem, are towards reintegrating all of time past and time future into one multi-faceted permanent moment of transcendental perception.

As the fugues increase in duration, as Franklin and Ursula are reduced to only moments of consciousness per day, they learn to navigate the fugue time, permanent time, with its incandescent light. In other words, in many of the other time-stories you are left with the sense that the characters are mad; but this one gives the most persuasive case yet that they are not, that there really is something to their hallucinations and delusions, and that there really is a way out of time, out of the time psychosis most of us are trapped in and regard as ‘normal’.

Thoughts

Well, it’s a reprise and a rehash of extremely familiar motifs from Ballard’s stories of the 1960s, but as I’ve just said, it takes these ideas and makes a substantial progression on them, shedding new and interesting light onto Ballard’s eerie otherworld.

It adds an extra layer of eeriness to the text that it is made up of so many fragments from previous stories, like a collage, like one of the experimental collage texts Ballard made back in the late 1950s.

So you can either see stories like this as Ballard rehashing old material, or as him using each story to approach the same central insight or tackle the same neurotic symptoms, from different angles, using the same methods and materials, but each time rearranged in a new pattern; rather as the first ten chapters of The Atrocity Exhibition approach the same outline of events, using different characters and incidents, but with the continual sense that you are approaching some huge and overwhelming secret.

This is Core Ballard and even rehashed Core Ballard is a better, more absorbing and more uncanny read than his more straightforward Hammer Horror stories like A Host of Furious Fancies or Having a Wonderful Time. It tends to show the latter up for the effective but slightly cheesy magazine-fillers that they are.

6. Theatre of War (1977)

A variation on 1967’s The Killing Ground. That story raised the possibility of a worldwide rebellion against the hegemony of the USA, and that American troops were sent in to quell an anti-American government in Britain, and described a small battle which takes place behind desperate English rebel fighters against a bigger, better-armed force of Yanks all taking place, incongruously enough, at Runnymede island by the River Thames.

Ten years later Ballard returns to the same idea, with the notion that the extreme polarisation of British society which took place in the 1970s has led to the outbreak of civil war and that American forces have been sent in to support the unpopular right-wing government (as it had been in Vietnam).

The 22-page-long story is laid out in the format of a shooting script for a World In Action documentary, with sections describing clips of footage, intercut with interviews with GIs or citizens, politicians and insurgent left-wing fighters etc. At first I thought this format seemed dated and contrived, but as I read on it turned out to have a real pull and depth.

The reason why is revealed on the final page in a brief acknowledgements section. All the quotes from the various figures, including the American and British leaders of a government ‘pacification’ expedition to a rural village are actual quotes from Vietnam, pulled from news and magazine reports of the time.

7. The Dead Time (1976)

Unlike anything else Ballard had published up to this point, this is a twenty-page description set in a civilian internment camp run by the Japanese just outside Shanghai, China, at the very end of the Second World War.

In fact, the story begins with the end of the internment period, with the usual Japanese guards who man the gates into the barbed-wire compound mysteriously vanishing, and the unnamed first-person narrator emerging to explore the wartorn landscape around the camp and into the ruined Chinese city.

Quite obviously this was an early try-out of some of the material which was subsequently included in Ballard’s full-length, prize-winning account of his experiences as a boy in a Japanese internment camp from 1943 to 45, Empire of the Sun which was published eight years later.

8. The Smile (1976)

One of Ballard’s horror squibs, about a middle-aged narrator who buys a shopwindow mannequin, albeit an arty one found in a junk shop in the King’s Road and named Serena Cockayne, a snip at £250.

He falls in love with it, making the macabre discovery that in fact it is less a mannequin than a stuffed human skin, complete with various imperfections including a mole on her breast.

The story takes a gruesome twist when the narrator calls a young and, he thinks, gay beautician in to freshen up the mannequin, only to come across the said man, a few days later, kneeling at her feet and making some kind of improper suggestion. The narrator throws the man out and slaps Serena in the face, but from then on her swollen lip and distorted nose reproaches him, the years pass, she decays and he feels an increasingly impossible guilt.

At just about this time (1978) Ian McEwan published a short story, Dead As They Come, about a wealthy businessman’s bizarre obsession with a fashion mannequin, which he buys and takes home with him. There was obviously something in the Zeitgeist, some twisted combination of perverse sexuality and anti-consumerism.

9. Motel Architecture (1978)

It’s a little way into the future. Most people live in ‘solariums’, self-contained circular units with a main viewing room containing a battery of TV screens, with a small kitchen and bathroom off to one side. This is where Pangbourne has lived for over twelve years, slowly losing touch with anyone outside, slowly ceasing to take the prescribed physical or psychological exercises.

He is supposedly a TV critic which, as Ballard satirically puts it, is one of only two jobs remaining, the other one being TV repair man. Pangbourne long ago lost interest in sex – despite the collection of sex toys in his bathroom – or in his body as a whole. He is happy to sit in his automated wheelchair for the entire day, reviewing classic movies which appear on the large screen in front of him, with multiple copies in the smaller screens constellated around it. In particular he is obsessed with playing the famous shower scene from Psycho over and over again, leaving it freeze-framed at differing moments of the frenzied murder.

His sealed-off little world is disrupted when a new cleaner arrives. The TV screens need periodic cleaning and retuning and this is mostly done by faceless women who’ve never disturbed the even keel of his self-absorption. Until Vera Tilley arrives, over-made-up and loud and brash.

Her arrival coincides with his conviction that there is someone else in the solarium. He can hear breathing, heavy breathing, can almost smell the sweat of some hot intruder. He sets all the CCTV camera on and records flashes of a shoulder, the reflection off a bald head disappearing through a door. There is someone else in the solarium with him.

Long story short: the intruder is himself; he has become schizophrenic (like the murderer in Psycho); thus he finds the body of the young cleaner, Vera, hacked to death in the shower and at first blames him, the intruder. Only on the last page does he realise that it was him all along, that he has become so alienated that his senses detect his body as another person.

Only one way to put an end to this endless intrusion into his peace of mind. And so he raises his knife to stab himself through the heart.

So this story comes under the heading of shilling shockers. I haven’t read many of Roald Dahl’s adult stories but I imagine this is what his Tales of the Totally Expected are like – contrived, atmospheric, at moments genuinely spine-chilling but, in the end, somehow, shallow and silly.

10. The Intensive Care Unit (1977)

The story opens with the narrator warning of ‘a second attack’, looking around at his family strewn around the blood-stained living room, and wondering if they can survive. What is going on? What has happened and is about to happen?

The narrative goes back to establish that it is set in a techno-dystopian future where people live their entire lives via TV screens. The narrator is a doctor (if I had a pound for every Ballard protagonist who is a doctor) who has never had contact with other people. All his clinics are held via TV screens. When he ‘meets’ his wife-to-be it is via a TV diagnosis of her possible breast cancer. Their relationship progresses to them going on dates (i.e. watching the same operas or theatre via TV) going to restaurants (i.e. having the same restaurant-prepared food sent to their sealed apartments). They get married via a multi-screen ceremony with their friends and family all watching from their homes. When they have sex it is screen sex with climaxes tactfully conveyed via cartoons (they never even actually strip off). She is impregnated via artificial insemination and has two children who are both taken away and raised in creches. And so they live their happy screen-based lives for years, each wearing generous amounts of make-up to preserve appearances, as their children grow. The general aim is to create a perfectly affectless society, in which people have no emotional reactions.

But, fatefully, the narrator decides to try an experiment – to meet in the flesh. He has never met anyone in real life before, neither has his wife. On the first attempt, she stops dead in the entrance hall to his apartment block. She turns out to be much smaller, stoop-shouldered and thin-thighed than she appears on TV. Panicking, she flees before they can exchange a word. But the narrator presses on and arranges a second meeting, this time with their children present, 7-year-old David and younger sister Karen.

If the main part of the story is a reasonably traditional dystopia, depicting a future of drones each stuck in their own sealed apartments watching TV screens all day long, the second theme is very different. For the ‘attack’ the narrator mentioned now turns out to be the fact that the four members of this ‘family’, once they met in the flesh, turn out to have murderous intent to each other, and instantly attack each other. The living room is sprayed with the blood they have spilled from each other, attacking each other with knives and scissors. The story had opened in the calm after the initial outburst of ferocious violence and now the narrator is lying seriously injured, wondering when his stabbed son will manage to crawl across the room and make a second assault on him.

The idea implicit in this is that (as per Freud) humans are violent animals and require a lot of socialising via the family unit, a great deal of effort needs to go in to repressing our matricidal, patricidal, and prolicidal urges. Having never met any other humans face to face, this ‘family’ has never had any training in managing these urges and so, the first time they meet triggers an explosion of psychopathic violence.

Thoughts

Now, if you are predisposed towards Ballard and his worldview, then you could make the case that he predicted and foresaw a world in which people increasingly live via their screens. If he didn’t, at this stage (1977) have an inkling about the internet, nonetheless his description of the ease and convenience of relationships carried out via screens, in which people do everything up to and including having sex via screens without ever meeting, is eerily prophetic of the way that some, at least, of us live today, 40 years later.

However, like the story which precedes it, Solarium, it fails when set against the real world. For although people in 2020 may to a large extent live via their screens and mobile phones, they still, as far as I can see, go out of the house, go to work, go to the shops, go to pubs and clubs and bars, and actually meet people and interact.

Ballard carries his stories of this type to extremes in order to make his futuristic, satirical point as strongly as possible; but it is this very quality of exaggeration which renders them, after a moment’s reflection, silly and inapplicable. The very purity of the idea renders them irrelevant as useful diagnostics.

I’m writing this in the lunchbreak at my workplace, which about 100 people have commuted to this morning and, although the sales staff are all sitting in front of computers, they’re also continually on the phone to clients or asking each other questions, or walking through to the warehouse to give instructions to the loading crews who themselves spend their entire day discussing the day’s work, allotting roles, co-ordinating with other departments, discussing problems with the pickers and then giving instructions to the drivers: there’s a lot of people running round talking to colleagues and fixing things.

In other words, when reading stories like this, at home, by a computer, in your bedroom, it’s possible to delude yourself that the kind of atomised, alienated, screen-based world Ballard is predicting has somehow come about.

But as soon as you talk to your partner or children, open the door to the Ocado or Amazon delivery guy, speak to neighbours, talk to someone at the supermarket or library or gym, go to school or college or, in particular, get to work and start interacting with hosts of other people, you realise that these alarmist predictions of a totally self-contained, antiseptic, hermetically-sealed TV world – although they contain a kind of fable or fairy-tale type of imaginative force – are simply not true of the world we live in or are ever likely to live in.

The world Ballard lived in then, and that we live in now, is much more subtle, nuanced and complicated than these short, sharp, shocking and rather silly stories allow.

Conclusion

I may have quibbles with each individual story, but there’s no denying that, taken as a collection, these stories have extraordinary range and diversity, from Second World War China to the overgrown gantries at Cape Kennedy, from the streets of London to the deserts of Nevada, from a future where mankind is afflicted by space disease, to an alternative present where the sleepy Buckinghamshire village of Cookham is caught up in a Vietnam-style war. If you like these kind of extreme visions, this is a very effective collection.

Coronavirus coda

A year I wrote my original review, in January 2021, in the middle of the second UK lockdown, I still don’t think Ballard is as directly relevant to our current situation nor as ‘prophetic’ as some superficial commentators do.

The crux of both the ‘living through screens’ stories, Motel Architecture and The Intensive Care Unit, is that being stuck at home, never going out, and having all your human interaction reduced to screens turns the human protagonists into psychotic murderers.

That’s the bit I disagree with. Sure, it’s 2021 and everyone is stuck at home and living via screens more than ever before in human history but… there hasn’t been an explosion of mass murder! Far from it, there are countless examples of kindness and community, of the able-bodied volunteering to help old and isolated people. And at Christmas when the restrictions were relaxed to allow people to meet up with loved ones, there wasn’t a great outbreak of psychotic violence.

If anything, the pandemic and lockdown have proved what sociable animals we are and how the vast majority of the population longs for not only face-to-face human interaction but physical contact, especially hugs with family members and loved ones.

In other words, Ballard’s jaded view of human nature is superficially plausible and very entertaining in a Silence of the Lambs, sci fi horror movie kind of way but is, ultimately, I think, not only wrong but powerfully misleading as ‘evidence’ for any kind of thinking about human nature and society.

It is literature, not sociology.


Credit

‘Myths of the Near Future’ by J.G. Ballard was published by Jonathan Cape in 1982. Page references are to the 1987 Triad/Grafton Books paperback edition. All quotations are used for the purpose of criticism and review.

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