Ulysses on the Liffey by Richard Ellmann (1972)

The book as image demands these glosses as registers of their meaning.
(Richard Ellmann justifying his high-level, abstract, structural analysis, page 60)

Almost everything is coupled.
(Ellmann’s habit of defining binaries and dichotomies on every page, p.72)

Joyce liked to work his prose into patterns as intricate and individualised as the initial letters in the Book of Kells.
(Pretty analogy if not, ultimately, very useful, p.73)

A quick reminder of the chapter numbers and names in James Joyce’s epic modernist novel, ‘Ulysses’. Pretty much all discussions of the book refer to them but note that none of the Greek chapter titles are indicated in the actual text of ‘Ulysses’; they were given by Joyce to early commentators who published them in books and articles about the novel, and have been used by critics and commentators, including me, ever since – but none of them actually appear in hard copies or online versions of the text, which only indicate the chapters with numbers.

Part 1. The Telemachiad or the odyssey of Telemachus

  1. Telemachus
  2. Nestor
  3. Proteus

Part 2. The Odyssey

  1. Calypso
  2. Lotus Eaters
  3. Hades
  4. Aeolus
  5. Lestrygonians
  6. Scylla and Charybdis
  7. Wandering Rocks
  8. Sirens
  9. Cyclops
  10. Nausicaa
  11. Oxen of the Sun
  12. Circe

Part 3. The Nostos or Return

  1. Eumaeus
  2. Ithaca
  3. Penelope

Ulysses on the Liffey

This is an old book, written in the late 1960s and early ’70s, before the deluge of modern critical theory transformed the discipline of literary criticism. Back then American scholar and academic Richard Ellman (1918 to 1987) was famous as the man who wrote the huge and definitive biography of James Joyce (published in 1959) which single-handedly transformed Joyce studies. And yet this book, published just 13 years later, is deeply disappointing. I wouldn’t recommend it. Read the Hugh Kenner primer about ‘Ulysses’, but don’t bother with this one.

This is because Ellmann goes very heavy indeed on the schemata, on the high-level diagrams of organs, and colours, and symbols and tones that Joyce drew up for the book – and to which Ellmann adds further levels and frameworks of his own. On every page he adds structural analyses, building platforms upon platforms – for example his suggestion in the first chapter that ‘Ulysses’ needs to be interpreted on four levels: literal, ethical aesthetic and anagogic.

The trouble with his relentless focus on the (pretty simple-minded) structures he finds everywhere in the book is that they continually take us away from the actual text and make us dwell in the bloodless world of tables and blueprints. This book not only reproduces the detailed schema which Joyce sent to the Italian critic Linati, it is punctuated by three schemas of Ellman’s own creation summarising the first, middle and final six chapters.

And they’re not one-page wonders, they’re very detailed, each one extending over six pages. Possibly they’re considered the USP and backbone of this volume, maybe this book exists not to help the reader read ‘Ulysses’ better but as a scholarly presentation of Ellmann’s structural and thematic theories but I found them unreadable. Like reading a PowerPoint presentation about ‘Midsummer Night’s Dream’. Buzzkill. Way to drain all the joy out of a subject.

His chapter on Molly Bloom is disappointing

But not only is Ellmann’s approach boring, it’s often disappointingly banal.

I read his chapter ‘Why Molly Bloom menstruates’ immediately after reading the Molly Bloom chapter of ‘Ulysses’ and was immensely disappointed. First he wastes time summarising the theories of William Empson and Edmund Wilson (from the 1930s) and then disappears off into more schemas. He tells us that, according to Joyce’s notes, in the previous chapter Leopold Bloom had headed off into Deep Night while Stephen headed for Alba, the dawn. Is this useful? Sort of, kind of, mildly interesting – but it doesn’t really illuminate your reading of the actual words.

He says that after the dry officialese of ‘Ithaca’, Molly’s soliloquy offers ‘a joyful efflorescence’. Except it doesn’t, does it? It’s a long rambling repetitive tissue of memories about neighbours and soldiers and relatives and boyfriends and shopping and childhood games and biscuits and lots of graphic sexual descriptions. Until the last page which, for sure, leads us up to the famous great lyrical climax. But it’s not an ‘efflorescence’ before that. It’s a rambling character sketch. Ellmann’s characterisation is, in my opinion, flat wrong.

Ellmann compares Molly to the Wife of Bath (p.163) and Moll Flanders (p.165), which struck me as bleeding obvious, but missed what to me is the even more obvious point that all three of these famous fictional women were created by men. What does that tell us? But Ellmann doesn’t notice.

He asserts that if Stephen represents genuine philosophy, and Bloom represents half-educated magazine philosophising, then Molly represents all flesh. But isn’t that a very patronising and (as usual) over-schematic way of thinking about her? Instead of considering what she actually says, Ellmann is more concerned to fit her into his high-level patterns and plans.

I couldn’t believe it when he writes:

Molly’s nature [is] so much more earthy, trivial, sexualised and lyrical than Aristotle’s or Hume’s… (p.163)

Er, yes. This isn’t in doubt, the question is what makes you want to compare Molly Bloom to Aristotle in the first place? I well understand that Stephen expounds Aristotelian ideas in ‘Proteus’ and ‘Scylla and Charybdis’ and that Molly, in her semi-literate physicality, could be said to embody anti-philosophy. This would make her having Stephen to stay and her fantasies of having sex with him a real meeting of opposites. But directly comparing Molly the character with Aristotle or Hume seems to me ludicrous.

Ellman’s endless thirst for binaries and dichotomies is typified when he says:

Basically she is earth to Bloom’s sun, modifying his light by her own movements. (p.166)

This may or may not be ‘true’ but I think it misses the point by being so abstract. It feels like any moment he’s going to tell us that men are from Mars and women are from Venus. Or, in Ellmannese:

The ‘Ithaca’ episode had offered a heliocentric view of Bloom, Molly offers a geocentric one, the two together forming the angle of parallax… (p.167)

I know that one of the guiding principles of ‘Ulysses’ is the notion of parallax which the dictionary defines as ‘the displacement or difference in the apparent position of an object viewed along two different lines of sight’ (basically seeing the same thing from two points of view) and I certainly know that Molly’s character can be described as ‘earthy’ – but I don’t really see why Bloom should be considered as especially ‘heliocentric’ and I don’t see that it helps my close reading of specific passages, or of the text as a whole.

I just don’t like thinking about ‘Ulysses’ like this. It seems pointless and boring to me. It takes us light years away from the actual text in all its wonderful detail and difficulty and comedy and makes the thing sound like a lecture in comparative religion or structuralist anthropology. But this dry colourless theoretical level is the only level Ellmann operates at.

Despite disliking it more and more as I read on, I persisted and here’s the best summary I can manage. I try to give credit where credit’s due for Ellmann’s insights and ideas.

Learnings, sort of

Threes Joyce liked threes, so Ellmann suggests that the chapters proceed in triads: three in the opening section, four sets of three in the middle, three in the final section. Each trio contains internal contrasts and Ellmann has his own schema to impose:

I shall propose that in every group of three chapters the first defers to space, the second has time in the ascendant, and the third blends (or expunges) the two. (p.19)

Thus:

  • chapter one (space) opens in the extremely solid tower, with plump Buck Mulligan, the serving of food, and looking out over the big sea
  • chapter two (time) opens with a history lesson and contains Stephen’s famous outburst about history being a nightmare from which he’s trying to awake. Within this chapter Ellmann divides time into two types, secular and spiritual time, Caesar’s and Christ’s
  • chapter three synthesises the first two as Stephen crackles his way through the bladderwrack testing Aristotelian reality by closing then reopening his eyes, to see if the world is still there. (Oddly enough, it is)

Layers As a freethinker Bloom is post-Christian. As a Christian convert, he is post-Judaic. As a Judeo-Christian he is post-Homeric. So his character represents historical layer upon layer.

Dedalus If you think about it, Dedalus is a bad name for the young male protagonist in this novel. Stephen Dedalus perfectly suits the character in ‘Portrait of the Artist as a Young Man’ because he is (like Saint Stephen) the ‘martyr’ of the new religion (in Joyce’s case, of the new literature) which, like the legendary Greek Daedelus, he has fathered, a labyrinth of artistic artifice. But in ‘Ulysses‘ Stephen is no longer a father (as Daedelus was father to Icarus), he is a son. If you think about it, there’s a real confusion here, which Joyce just outfaces and all his critics accept.

Loose fits Similarly, none of the many literary correspondences the text invokes – namely to the ‘Odyssey’ and ‘Hamlet’, with occasional nods to Dante’s ‘Divine Comedy’ and Goethe’s ‘Faust’ – fully fit.

  • In ‘The Odyssey’ Telemachus goes looking for his actual father but in the novel, Bloom is not Stephen’s father and Stephen isn’t consciously looking for him.
  • Hamlet is in mourning but for a dead father whose wife has quickly had sex with/married his uncle, whereas Stephen is in mourning for a dead mother, and there’s not a shred of unfaithfulness about either Simon or May Dedalus.
  • In chapter 4 Molly stands for Calypso, the sensual enchantress, and yet in chapter 18 the same Molly stands for the devoted wife Penelope. Not only that, but Penelope is famously chaste while Molly is famously promiscuous.

In other words, the classic literary texts hover in the background like ghostly amplifiers or underpinnings of the narrative, but they only loosely inform the main characters. To put it another way, Joyce plays fast and loose with all the correspondences, making them close when they can be, but quietly ignoring them altogether when they don’t fit.

Antisemitism Ellmann tells us that antisemitism is Joyce’s touchstone for ‘cravenheartedness’. I’ll second that. Both the Englishman Haines, the Unionist Deasy, and the Irish nationalist citizen are guilty of it. For me antisemitism is not only bigoted racism but, just as bad, it’s stupid. It indicates someone who can’t cope with the complexity of the modern world and so resorts to medieval simplifications.

Two types Haines represents a British empire reduced to having nightmares and shooting in the dark, combined with embarrassing sentimentalism about the locals i.e. the milkwoman, while Mulligan is flashily hollow, ‘Ireland’s gay betrayer’, betrayer of his own culture. They represent antitheses with Stephen in the middle.

Refuser At the Forty Foot bathing hole Stephen refuses to bathe with the other two. This is because he is the great refuser; he refused to kneel at his mother’s bedside, he has refused Roman Catholicism, he refused the suggestion of becoming a priest in ‘A Portrait’, he refuses the Italian music teacher’s kindly suggestion to become a professional singer, he refuses the Irish nationalism of the peasant student Davin and the drunken bigot the citizen. All leading up to the climactic moment in the brothel where he smashes the chandelier as he declares he will not serve. He is Mr No.

Just regarding the refusal to bathe, it’s noteworthy that Stephen is a hydrophobe. We are told he hasn’t had a bath for months. He must have stunk. It’s typical of Ellmann that he instantly spots the structural element of the Forty Foot rejection scene, neatly pointing out how Stephen’s refusing to pray and refusing to swim amount symbolise his rejecting spiritual and physical purification, but isn’t interested in its practical consequences (p.11).

Chapter 3. Proteus

Aristotle Joyce worshipped Aristotle. He thought him the greatest thinker who ever lived. What he chiefly liked was he was against Plato’s idealism.

What he liked about Aristotle was he had demoted Plato’s Ideas, had denied that universals could be detached from particulars, and in short had set himself against mysticism. (p.13)

Just as Joyce set himself against the Celtic Revival, the fairies and twilight and legends of Olde Irelande, against aestheticism and the yellow nineties, occultism and spiritualism. As dramatised in the confrontation with A.E. in the National Library in ‘Scylla and Charybdis’.

(I agree, which is why I try to stick as closely as possible to the actual text and narrative of the books I review. The further away you get, the more it becomes something else. So it’s ironic that Ellmann fully understands Joyce’s liking for Aristotle while himself demonstrating precisely the flight from the (messy, confusing) details of the text into (overneat and tidy) literary archetypes and symbols, which sound more like Plato and his timeless Forms.)

The now, the here This is the point of Stephen’s dismissal of William Blake’s followers (although he himself liked Blake and lectured on him) for wittering on about the void and eternity, whereas Stephen wants to concentrate on the exact present. Stephen thinks:

Through spaces smaller than red globules of man’s blood they creepycrawl after Blake’s buttocks into eternity of which this vegetable world is but a shadow. [Whereas we should] Hold to the now, the here, through which all future plunges to the past.

Crunching Hence Joyce is so careful to describe the sound of Stephen’s boots crunching through the bladderwrack on the beach and then tries to depict the sound of the waves with made-up words. ‘Ulysses’ is about these vivid sensual details. Almost all of which are overlooked in Ellmann’s quest for structures and schemas.

The Holy Office In his poem The Holy Office, Joyce mocks female coyness as much as male idealism because they are both denials of the mucky reality of love and sex – they are part of what Ellmann summarises in a powerful phrase as ‘the general self-deception’ and refusal to face reality. Joyce is about facing reality. People are not what you want them to be. The world is not what you want it to be. You are not what you want to be. Face it.

Ellmann says Joyce’s message is ‘Accept the universe’. It is what it is and ‘Ulysses’ is an encyclopedic transcription of its itness. This, of course, is highly debatable, because the book presents a polemically dirty, messy, squalid often very sordid view of human nature. Now wonder Virginia Woolf loathed it. For her it missed vast realms of beauty and art. My point is that Ellmann’s description of the book is not really adequate. Like many fans and commentators he takes Joyce’s own opinion of it at face value.

Caesuras Ellmann points out something I hadn’t noticed which is that most if not all the chapters have a break or caesura in the middle. I can see that in the ‘Nausicaa’ chapter (first half ladies’ romance, second half reverting to the initial style) but less so the others. In the first half of chapter 3 Ellmann says Stephen is thinking about creation, fathers, mothers, fertilisation and giving birth; but half-way through he changes the direction of his walk and this triggers a change in his thoughts, which become about death and decomposition, starting with the carcass of a dog he sees on the beach. So two parts: birth and death, growth and corruption. Maybe. But I’m suspicious of this because Ellmann quickly turns everything into binaries and opposites. And it feels so easy just throwing out these grand pairs of synonyms and antonyms: Expansion and collapse. Addition and subtraction. Creation and destruction. I could go on all night.

Pee Meanwhile, in the actual text, Stephen has a pee (‘Better get this job over quick’) then picks his nose: ‘He laid the dry snot picked from his nostril on a ledge of rock, carefully’. You can see how very aggressively non-spiritual, how aggressively, vulgarly materialistic this deliberately is.

More antitheses Ellmann spots that the chapter opens with Stephen reading (the signature of all things) and ends with him writing (a poem). The poem he wrote in ‘Portrait’ is a portrait of attraction (‘Lure of the fallen seraphim’), here it is a poem about death, and so of repulsion.

Rosevean Stephen looks over his ship and sees a ship, the Rosevean, but for Ellmann, this ship also:

seals the marriage of form and matter, of body and soul, of space and time, at which Aristotle officiated. (p.26)

Yes I know Joyce packed the book full of structures and correspondences, so no doubt the ship is part of his elaborate symbology because everything is, I’m not denying that. I’m just suggesting that Ellmann’s focus exclusively on these structures a) excludes the riot and fun of the language and b) often feels stretched and contrived.

Chapter 4. Calypso

Ellmann prioritises abstract over concrete Language is diffusive, fissiparous, uncontainable, whereas Ellmann continually locks everything down to really boring binaries. This chapter covers the introduction of Leopold Bloom in chapter 4 of ‘Ulysses’ and embarks on another set of binaries comparing him and Stephen. Father versus son. Married versus single. Intellectual versus middle-brow. Solipsist versus realist. Inbound versus outbound. I could go on for hours trotting out the same slightly interesting but ultimately tedious dichotomies. Stephen is edgy, Bloom is placid. Stephen is a loner while Bloom is convivial. Stephen gets drunk while Bloom stays sober. Bloom has a job while Stephen is unemployed. Stephen thinks about the soul, Bloom about the body (specially sex). Stephen ponders the nature of the Trinity; to Bloom, such questions are pointless. Stephen is haunted, Bloom is not. Stephen’s lost a mother, Bloom’s lost a father. I could go on…

These facts are not untrue, and they are sort of interesting, and it’s probably as well to know them but, in my opinion, they are just the starting point for engaging with the difficult and cornucopian text itself, whereas for Ellmann, stating these very obvious binaries and dichotomies is where he ends, is the end result.

Disembodied/embodied If Stephen in chapter 3 is a disembodied intellect, Bloom in chapter 4 is an aggressively embodied material man, what with buying and cooking and eating the pork kidney, admiring his wife’s plumpness, feeding the cat, going for a poo and so on.

Both In something like a joke, discussing the not perfect fit of Molly with either Calypso or Penelope, Ellmann cracks that:

Whenever confronted by a choice between two possible things to include, Joyce chose both. (p.34)

Bloomism Ellmann coins the term ‘bloomism’ which he defines as an effort to recall an important fact and getting it wrong. Like when Bloom thinks the elegy in a country churchyard was written by Wordsworth (rather than the correct author, Thomas Gray).

Reject/accept Stephen opens the novel with a series of rejections; Molly closes it with her famous acceptance, Yes.

Zionism versus beddism But Bloom is a rejecter too. In the butcher Moses Dlugacz’s he picks up a leaflet for Zionist settlement in Palestine and has a strangely negative image of it, triggered by vague ideas about the Dead Sea, of a barren volcanic ash land, ‘a barren land, bare waste’. Out in the street a wizened old hag crosses his path. All this dried-up deathness makes him want to hurry back to plump warm Molly in bed, ‘Warm beds; warm fullblooded life’ (p.51). Bed, warmth, life.

Chapter 6. Hades

Life and death The same fundamental (and pretty obvious) dichotomy between life and death underpins chapter 6, ‘Hades’, set in the funeral carriage going to Glasnevin Cemetery. Ellmann’s entry-level binaries make it all sound very boring, which it isn’t to actually read, not least because like most of the rest of the book, it’s full of gags and gossip and character studies. But Ellmann isn’t interested in any of that, misses out everything that makes ‘Ulysses’ fun to read, just cherrypicks the details which help his structural analyses and comparisons with Homer.

Chapter 7. Aeolus

Sufficient for the day is the newspaper thereof.

Three types of diffusion Ellmann usefully points out the schematic nature of the opening of chapter 7, ‘Aeolus’, describing three modes of diffusion: in quick succession we see 1) a fleet of trams setting out from their base in the heart of Dublin; 2) His Majesty’s mail cars setting out from the post office; 3) and draymen rolling barrels of stout to be loaded onto carts and distributed to the city’s pubs. Ellmann neatly summarises these as exemplars of 1) physical, 2) written and (insofar as booze loosens tongues) 3) oral communication – appropriate for a chapter referencing the Greek god of wind’s far-reaching influence, and its modern incarnation in the power of the press.

Keys… Ellmann embarks on the idea that Bloom and Stephen (who both appear in this chapter, separately visiting the newspaper office of the Evening Telegraph) are in some sense seeking the keys which will unlock the city. I’ve no idea what he means and it only becomes more obscure when he goes on to suggest that they themselves are the keys which unlock the gates to Dante’s purgatory, with the claim that these central, post-hell chapters, are purgatorial.

and Keyes The keys theme is more obvious in Bloom’s mission to get an ad into the newspaper for The House of Keyes, owned by Alexander Keyes (‘tea, wine and spirit merchant’) who’s devised his own logo. Ellmann acutely points out that both Bloom and Stephen are keyless, Stephen having had the key to the Martello tower taken off him by Mulligan, and Bloom (though he doesn’t know it yet) will find out in penultimate chapter, ‘Ithaca’, that he’s left his front door keys in his other pair of trousers. And in the closing portion of the chapter the newspaper editor Crawford turns out to have mislaid the keys to his office. OK. We have to be key-sensitive.

Three speeches Ellmann points out that, in line with the theme of windy communication, the ‘Aeolus’ chapter contains three speeches which can be compared and contrasted. Less understandable is his claim that the speeches represent ‘three sorties’ ‘sent out’ by the city of Dublin ‘against’ Bloom and Stephen. Ellmann claims that in these central chapters the two men are ‘in league against the powers of this world and the next’, albeit ‘unconsciously’. This high-level interpretation may or may not ring your bell. I found his focus on the specific speeches more useful.

1. Bloom enters the office as Ned Lambert is reading out an amazingly flowery speech given by Dawson, a baker, to the city council about the importance of Ireland’s forests, as reported in the paper and mockingly read out by Lambert. This speech is deliberative.

2. The speech of the barrister Seymour Bush in the Childs murder case, which is praised in the newspaper office by the lawyer J.J. O’Molloy. This speech is forensic.

3. A speech given in 1903 by John F. Taylor in defence of the Irish language revival and published as a pamphlet, declaimed by Professor MacHugh in the newspaper office (not without interruptions). This speech is a public oration.

This is all true, but it’s also important and funny that Simon Dedalus comments on the first speech:

—Agonising Christ, wouldn’t it give you a heartburn on your arse?

And begs Ned to stop reading it:

Shite and onions! That’ll do, Ned. Life is too short.

The structures are no doubt there, and noticing them is part of the pleasure. But so is the texture of the prose.

Wind Types of wind are referenced throughout, as when Bloom thinks about how newspapermen change jobs.

Funny the way those newspaper men veer about when they get wind of a new opening. Weathercocks. Hot and cold in the same breath. Wouldn’t know which to believe. One story good till you hear the next. Go for one another baldheaded in the papers and then all blows over.

Or Professor MacHugh calls Dawson an ‘inflated windbag’.

The tissues rustled up in the draught, floated softly in the air blue scrawls and under the table came to earth.
—It wasn’t me, sir. It was the big fellow shoved me, sir.
—Throw him out and shut the door, the editor said. There’s a hurricane blowing.

The highfalutin proverbial description for poetic inspiration, ‘the divine afflatus’, simply means breath, wind. And one of Homer’s stock descriptions for Troy is ‘windy Troy’. In other words, as with so much Joyce, once you’re tipped off to start looking for a particular theme, you find more and more of it hidden in plain sight.

Lungs One interesting thing Ellmann says is that the organ Joyce himself assigned to ‘Aeolus’ in his schema was the lungs and this explains why so many phrases are paired and follow the rhythm of breathing, in and out, in a process of ‘pulmonary give and take’. Doors open and close, people enter and leave (although you could say the same of every play ever written).

The door of Ruttledge’s office whispered: ee: cree. They always build one door opposite another for the wind to. Way in. Way out.

Caesura Ellmann identifies the caesura in this chapter as coming when the three speeches have been discussed, and Stephen proposes that everyone shifts location to the nearest pub, Mooney’s – so they severally exit the office and make their way confusedly down the stairs and into the street.

Nelson On this walk to the pub Stephen tells the Professor his rather stupid story about two old ladies who buy some fruit and go on a holiday excursion to the top of Nelson’s column where, puffed out, they eat fresh plums, spit the pips out through the railings, and look up at ‘the one-handled adulterer’.

Mockery There are two ideas at work here. 1) The characters have just heard detailed descriptions of three types of grand Irish speech; Stephen’s story is intended to deflate all three and mock all grand rhetoric. 2) More specifically, the Taylor speech contained a description of Moses climbing to the top of Mount Sinai. Stephen’s story is a parody and a mockery in that, instead of Moses, it’s two old biddies who are granted a ‘vision’ out over ‘the unpromised land’ of Ireland.

Clever, very, but no matter how many times I’ve had this story explained, I’ve never found it funny.

Pretentious It sometimes feels as if Ellmann’s writing becomes steadily more pretentious as he has steadily less to say:

Here in ‘Aeolus’ Joyce is less threnodic though equally clamant. (p.65)

The episode proceeds by magnification and parvification. (p.71)

By the latter he means that certain figures (Taylor, Moses) are bigged up in the first half of the chapter and then satirised in the second. Ellmann finds the same pattern in the famous newspaper headlines which litter the chapter, which start out genuinely impressive but become steadily diminished. Here’s on from the start of the chapter:

IN THE HEART OF THE HIBERNIAN METROPOLIS

Whereas see how an example from towards the end of the chapter has become longer but cruder:

SOPHIST WALLOPS HAUGHTY HELEN SQUARE ON PROBOSCIS. SPARTANS GNASH MOLARS. ITHACANS VOW PEN IS CHAMP.

Chapter 8. Lestrygonians

This is the very worst hour of the day. Vitality. Dull, gloomy: hate this hour. Feel as if I had been eaten and spewed.
(Bloom’s internal monologue)

‘Lestrygonians’ is all about food and is packed to the hilt with food references, similes and metaphors. Bloom feeling hungry, seeing people eating in the street, fantasising about food, looking into Burton’s restaurant which is so packed with diners he backs out and instead drops into Davy Byrne’s pub for a cheese sandwich.

Church versus state Ellmann spots one of the book’s recurring binaries at the start, between State and Church. If you recall, this is encoded in the very first sentence of the book which starts with the word state and ends with a cross.

Stately, plump Buck Mulligan came from the stairhead, bearing a bowl of lather on which a mirror and a razor lay crossed.

Similarly, here at the start of ‘Lestrygonians’ Bloom 1) sees ‘A sugarsticky girl shovelling scoopfuls of creams for a christian brother’ and then 2) notices a lozenge and comfit manufacturer to His Majesty the King, and imagines King Edward VII sitting on his throne sucking boiled sweets. Christian / king. Church / state.

Up and down Quickly Ellmann is quick to find in this chapter the kinds of binary opposition he loves. Bloom’s thoughts always start on the ground, Stephen’s in the air. Stephen is racked with guilt, which is a sort of intellectual bad feeling; Bloom’s more earthy equivalent is disgust.

Comparisons Meaning is generated by a whole series of binary contrasts:

  • Molly versus Josie Bloom bumps into Mrs (Josie) Breen. She was at one point Bloom’s girlfriend but Molly won him off her. She has aged badly compared to Molly.
  • Josie versus Denis Breen This is because she married a man with severe mental problems, Breen, who she tells Bloom received an obscure insulting postcard reading U.P. up this morning.
  • Two madmen: Breen cf Cashel Boyle O’Connor Fitzmaurice Tisdall Farrell.
  • Mina Purefoy versus Molly Josie tells Bloom Mina Purefoy is having a terrible time giving birth at the maternity hospital; Bloom compares this with Molly’s easy deliveries.
  • Large versus small families Bloom sees poverty-stricken Dilly Dedalus and marvels that May Dedalus bore 15 children, Mina is bearing her ninth, while Molly only had two.
  • Sandwich men versus blind Bloom sees the five men wearing sandwich boards spelling HELYS pass by, but has to help the blind stripling across the road.
  • A.E. and Lizzy Up behind walk the noted Dublin poet and mystic A.E. accompanied by a lady poet. Bloom can’t help despising their airy-fairy artiness, the opposite of his own earthiness.
  • Meat versus vegetarian A.E. and lady friend have just exited a vegetarian restaurant while Bloom’s thoughts are stuck on all types of meat, butchery and cooking.
  • Molly versus Martha Molly is obviously a real woman of flesh and blood, versus Martha Clifford who only exists in her rather pathetic letters.
  • Fertility versus disease For a bad moment Bloom panics that Blazes Boylan may give Molly a venereal disease – their diseased and infertile sexual act contrasts strongly with the ‘healthy’ philoprogenitive sex of May Dedalus and Mina Purefoy.
  • Love versus sex Contrasted with the implied animality of Boylan tupping Molly, Bloom has a lyrical memory of their tender first kissing and touching on Howth Hill (the scene which Molly will vividly remember at the end of her soliloquy in chapter 18).

In the same spirit, Ellmann neatly points out that Boylan is as thoughtlessly sensual as the men stuffing their faces in Burton’s restaurant, because womanising is like gourmandising, both are about objectifying and consuming inanimate objects. Whereas love, which is what Bloom has for Molly, animates its object, brings it to life.

Chapter 9. Scylla and Charybdis

The aesthetic debate In this chapter Stephen Dedalus tries and fails to make an impression on representatives of Dublin’s literary elite by making an informal presentation of his theory about Shakespeare’s Hamlet to the (real-life) author and mystic A.E., and author, editor and librarian John Eglinton. From his materialist Aristotelian point of view, Stephen seeks to refute the kind of gassy aesthetic idealism which places Shakespeare among the gods or says he’s great because he embodies spiritual ideals. A.E. expresses this high-minded aesthetic thus:

—Art has to reveal to us ideas, formless spiritual essences. The supreme question about a work of art is out of how deep a life does it spring… The deepest poetry of Shelley, the words of Hamlet bring our minds into contact with the eternal wisdom, Plato’s world of ideas.

Stephen refutes this with a thumping return to earth, insisting that what powers the great plays is Shakespeare’s life, his biography. Thus he thinks ‘Hamlet’ is so much more than another Jacobean tragedy because it is powered by Shakespeare’s rage and humiliation at being cuckolded, that one of his brothers had an affair with his older wife, Anne Hathaway, who he abandoned back in Stratford for twenty long years while he made his career in London (the length of time that Odysseus was absent from Ithaca).

Ellmann the biographer Now Ellmann was, of course, himself a famous biographer, having written monumental biographies of Joyce and Oscar Wilde. In a chapter about biographies, then, Ellmann can be forgiven for letting down his schematic guard for a moment and sharing some biographical facts about Joyce. These are that Joyce himself delivered a set of no fewer than 13 public lectures, in 1912 to ’13, solely on the subject of Shakespeare’s ‘Hamlet’. In addition, we know he had read the recent biographies of Shakespeare by Dowden, Lee, Harris and Wilde, as well as following the latest scholarship about newly discovered manuscripts. Sort of interesting to know, but then what…? If anything, the fact that Joyce did so much reading about Shakespeare makes the thinness of his presentation in the Library scene all the more disappointing.

Caesura Remember how Ellmann thinks every chapter is divided in two by a caesura? In this chapter he neatly suggests the caesura is marked by the arrival of Buck Mulligan halfway through Stephen’s presentation.

Mulligan mocks Up to this point in the narrative, there’d been an easy binary, between the young materialist Stephen set against the high-minded idealist, old A.E. Mulligan’s arrival introduces a third element because he is as irreverent as Stephen, he is as much a materialist as Stephen, but unlike Stephen he doesn’t care about the subject. Mulligan immediately jumps to the sexual interpretation of everyone, including Bloom who he later implies is gay – but done in a frivolous, superficial crowd-pleasing way.

Stephen’s theory is serious and hard-won, but Mulligan merely exaggerates and mocks it for effect, producing with a flourish a parody he’s written named ‘Everyman His Own Wife or A Honeymoon in the Hand (a national immorality in three orgasms)’ in which the artistic productivity of Stephen’s theory is reduced to a crude farce about masturbation.

Envy So Stephen is furious when it is Mulligan who is invited to a literary soirée at the author George Moore’s house that evening.

As Ellmann puts it, for A.E. the things of this world are illusory; for Mulligan they are inconsequential; only for Stephen are they real, as he repeatedly tells himself throughout the book.

Vico I’m translating this into my own phraseology, which I continually try to make comprehensible and practical. Not so Ellmann, who is ever-ready to rope in not only Homer and Shakespeare, Aristotle and Hume, Dante and Goethe but, in this instance, the Italian philosopher, rhetorician, historian and jurist, Giambattista Vico (1668 to 1744).

Stephen is propounding here not subjectivism, but Vico’s notion that the human world is made by man, and that we can only encounter it in what is already implicit in ourselves. Put another way, Shakespeare’s plays are a record of what was possible for him, and so are his experiences. Life coexists with art as a representation of self. (p.84)

Is that helpful to you? We know that Joyce read and admired Vico for his huge vision of the eternal recurrence of human history but:

  1. it’s not true
  2. Ellmann’s summary of it isn’t very useful (‘the human world is made by man’, duh, who did you think the human world was made by, dolphins?)
  3. it’s a foolishly simplified summary of Shakespeare’s plays to say they were ‘a record of what was possible for him’ – what does that even mean? but mostly it’s hugely misleading and grossly simplistic, they were based on all kinds of sources and written for a complex and fast-changing market

Ellmann’s discussion leads up to a pithy and meaningless summary: ‘Life coexists with art as a representation of self.’ What does that mean? It might just about mean something, but it’s barely worth knowing, is it?

Ellmann then goes on to a series of grand statements about Art which are so witless they made me really cross. Like most literary critics he is obsessed with sex, and suggests that Joyce solves the Scylla and Charybdis problem (what problem?) by having the two monsters have sex with each other. This is because:

The sexual act is the essential act of artistic as of natural creation.

Is it?

This act has to occur within the artist’s brain so that he is mother as well as father of the issuing word. Shakespeare, has, therefore, like all artists, a double nature, is like Bloom, a womanly man, is victim as well as victimiser… God himself must be both father and mother to Christ in the same way. In short, the artist, combining both parents in himself, is an androgyne. (p.86)

Does God have to be both mother and father to Christ? Does the artist have to combine both parents and become an androgyne? Why am I reading this pretentious guff? Was Bach an androgyne? Constable? Van Gogh? It leads into a small orgy of Ellmann’s favourite trope, the dichotomy.

In this two-backed beast are united the various symbols of maleness and femaleness in this episode – ashplant and hat, flag and pit, Prospero’s buried staff and drowned book, and also the categories of space and time… the present and the possible, the now-here and the there-then, Stratford and London, Dublin and Paris, land and sea. (p.87)

Remember how I summarised Ellmann’s claim that it is A.E. and Mulligan who are the real opposites here, well Ellmann takes this to extremes:

Mulligan mocks his ‘conception’ by saying that he is himself his own father, and by offering to parturiate. He also offers his own play, an anti-Hamlet, in which he says his hero is his own wife. Instead of being androgynous, like the true artist, he is only masturbatory, like the false artist…

‘Masturbatory, like the false artist…’ Is there such an easily knowable thing as ‘the false artist’? But there’s more:

Mulligan is all penis while A.E. is all vagina. (p.87)

If you think it helps you understand ‘Ulysses’ to know that ‘Mulligan is all penis while A.E. is all vagina’, then this is the book for you, as it overflows with such high-level and often preposterous generalisations. But I’m more tempted to say, with Simon Dedalus:

—Shite and onions! That’ll do, Dick. Life is too short.

Chapter 10. Wandering rocks

Ellmann is on fire now. At the end of the previous chapter, Stephen emerged into the open air and saw two plumes of smoke mounting heavenward which Ellmann thinks represent Stephen and Bloom. Remember how The Artist (apparently) has to combine both parents in himself? Well, Ellmann now tells us that The Artist also has to fuse with God:

God the creator has fused with man the creator, both androgynous, ostlers and butchers, Iagos and Othellos, both producing, by intercourse of contraries, life from death, generation from corruption, art from dialectic. (p.89)

Of course it has to be an intercourse of contraries as this is more or less the only mental structure Ellmann seems to know. Anyway, all that came at the end of the preceding chapter; at the start of this chapter Ellmann continues in the same high mystical vein, summarising Stephen’s aesthetic thus:

The true parents of the artist are less his real father and mother, who engender his body, than a ghostly pair who, in the spiritual womb of mankind, husband and wive to form the soul.

Put another way [a favourite phrase of Ellmann’s] male and female elements – world without world and world within, agent and reagent – copulate to form by spirit from what once was flesh the word which is fleshed spirit. (p.90)

‘The spiritual womb of mankind’ eh? If, like me, you don’t believe there is a God or a spirit or a soul let alone a ‘spiritual womb of mankind’, then although you have to concede that these words have a kind of gestural, ghostly or psychological meaning (because words always have some meaning) you can be fairly certain they bear no relation to anything in the real world.

Compare and contrast Ellmann’s high diction with just one random sentence from the concrete reality of the text itself.

Blazes Boylan walked here and there in new tan shoes about the fruitsmelling shop, lifting fruits, young juicy crinkled and plump red tomatoes, sniffing smells.

That is more immediate and compelling, more inventive and interesting, more revealing of ‘Ulysses” concerns and processes, than anything in Ellmann’s entire book.

The labyrinth of doubt

But Ellmann soldiers on. In chapter 10, he suggests that in order to be tested, his theory of copulating androgynes must enter ‘the labyrinth of doubt’.

Now I have to concede that Joyce himself very much did deal with this level of abstraction. He was the first to create complex schemas for the novel, in which he attributed to each chapter a presiding subject, tone, organ, colour and so on. In the Linati scheme he actually states that the meaning of chapter 10 is ‘the hostile environment’, so Ellmann is not wrong to pick up on these themes and ideas and to address them systematically.

What I object to is I think he develops them in a particularly fruitless way, travelling further and further from the complexity (and the humour and Irishness) of the text, and deeper into an academic fantasyland, into a mode of discourse where he increasingly relies on big names (Blake, Milton, Goethe, Shakespeare, Homer) in formulations which sound more like they’re devised to impress American college students doing Great Works of Western Literature 101 courses. A lot of the time Ellmann’s theories feel only vestigially attached to the actual text of ‘Ulysses’ the book.

In my opinion, Joyce needed his elaborate schemas in order to create his text; they are quite literally foundations and scaffolds and frameworks upon which he built the multistorey palace of the final text; they were the matrix within which to create evermore complex systems of images, comparisons, metaphors and so on which he packed into every chapter. You only have to notice the scores of words describing different types of wind in ‘Aeolus’ or of food in ‘Lestrygonians’ to see this. But in my reading, these elaborate schemas were an aid to composition not necessarily to understanding.

It is necessary to understanding the book to know that each chapter is based on an episode from Homer, and that each chapter focuses on a particular theme, often accompanied by keywords and images and, in the later chapters, all cast in an appropriate mode or format. And it is fairly important to understand Stephen’s commitment to Aristotelian materialism against Plato’s forms, so that you understand the debate taking place in chapters 3 and 9. But you don’t need to know much more than that. No-one needs to know that:

male and female elements – world without world and world within, agent and reagent – copulate to form by spirit from what once was flesh the word which is fleshed spirit.

That is just Ellmann taking elements from the text and taking them to rarefied and esoteric heights – quite impressive as a virtuoso performance in literary criticism of a certain flashy type, but pretty much irrelevant to an actual reading of the actual novel.

Joyce is far more vivid, immediate, evocative and funny and textually interesting than Ellmann’s colourless abstractions ever suggest. Most of ‘Ulysses’ sounds like this:

He crossed Westmoreland street when apostrophe S had plodded by. Rover cycleshop. Those races are on today. How long ago is that? Year Phil Gilligan died. We were in Lombard street west. Wait: was in Thom’s. Got the job in Wisdom Hely’s year we married. Six years. Ten years ago: ninetyfour he died yes that’s right the big fire at Arnott’s. Val Dillon was lord mayor. The Glencree dinner. Alderman Robert O’Reilly emptying the port into his soup before the flag fell. Bobbob lapping it for the inner alderman. Couldn’t hear what the band played. For what we have already received may the Lord make us. Milly was a kiddy then. Molly had that elephantgrey dress with the braided frogs. Mantailored with selfcovered buttons. She didn’t like it because I sprained my ankle first day she wore choir picnic at the Sugarloaf. As if that. Old Goodwin’s tall hat done up with some sticky stuff. Flies’ picnic too. Never put a dress on her back like it. Fitted her like a glove, shoulders and hips. Just beginning to plump it out well. Rabbitpie we had that day. People looking after her.

It is rich with felt life and textual tricksiness. Ellmann’s discussion of Aristotle and Hume, Vico and Blake are obviously not completely irrelevant, as we know from letters and lectures that Joyce thought deeply about those specific authors, and also their names are mentioned in the text itself. I just think that the way Ellmann discusses them is showy but superficial, and always takes us away from the specificity of the text.

David Hume

He does this big time when he embarks on the claim that the presiding spirit of chapter 10 is no longer Aristotle but the Scottish sceptical philosopher David Hume (1711 to 1776). If Aristotle presided over the first nine books, Ellmann suggests that Hume presides over the final nine.

Now Hume is a hero of mine and I have read several of his books very closely, notably the ‘Dialogues Concerning Natural Religion’, and I think Ellmann’s discussion of him is problematic. Number one, Joyce himself seems to have thought, erroneously, that Hume was in part an idealist, which I understand to be completely wrong. Hume was the sceptic’s sceptic, pushing philosophical scepticism to the limit.

Second objection is I think Ellmann’s discussion of Hume is short and superficial. Here’s an adapted AI summary of Hume’s thought:

Empiricism Hume divided all knowledge into 1) ‘relations of ideas’ (logic/mathematics) which have an internal logic and 2) ‘everything else’, which can be categorised as ‘matters of fact’ i.e. based on experience. Hume argued that we cannot prove anything outside these two categories. Hence all theology, metaphysics and a good deal of what passed for philosophy is literally non-sense and should be rejected.

The Problem of Causation Hume argued that we cannot directly perceive causation. Instead of knowing that A causes B we only observe that A and B appear together, leading us to feel a causal connection based on habit, not reason. None of us can know, for sure, that the sun will rise tomorrow, or that there will even be a tomorrow. Most of our knowledge of the world we live in is based on habit not reason.

Moral sentimentalism Ditto morality. Morality is rooted in feelings, sentiments, and emotions (what the eighteenth century called ‘passions’) not reason. Virtue arises from sympathy, and our reactions to events around us are mostly based on sentiment and emotion not reason or logic.

Scepticism and religion Hume fiercely attacked religion, the belief in God, miracles and so on, advocating for a purely naturalistic understanding of the world.

The self Hume argued that the ‘self’ is just a bundle of perceptions, not a stable, persisting entity.

In a nutshell, Hume dismissed all talk about subjects which aren’t based on either 1) pure maths / logic or 2) on observed phenomena, as rubbish. That’s to say, Hume dismissed all theology and most philosophy, certainly all idealist philosophy which supposes Ideals stored in some high Otherplace, all this he considered ‘sophistry and illusion’. In fact in his ‘Enquiry Concerning Human Understanding’ Hume famously argued that any book containing neither “abstract reasoning concerning quantity or number” nor “experimental reasoning concerning matter of fact and existence” should be “committed to the flames”.

This is not quite my position, I have a more open, tolerant position which is closer to William Blake’s saying that ‘Everything possible to be believed is an image of truth’. Put another way (as Ellmann so often says), theology and metaphysics are interesting 1) as intellectual games to play, like chess and 2) were and are valid creative activities of the human mind. But it doesn’t make them ‘true’ in the sense Hume uses.

When I read ‘Game of Thrones’ I lend Westeros credence in my imagination for as long as I read the books, so why can’t I lend the theology of St Augustine or Don Cupitt just as much credence, and of the same sort, getting thoroughly involved in them as I read them – but pretty obviously separating them from my lived experience of life?

It’s intellectually rewarding to study and follow the lines of thought of the major theologians and philosophers; and it’s also part of the intellectual legacy of humankind. But it’s not ‘true’. There is no God, there is no heaven, there is no soul, there are no angels, there is no Devil, there was no Fall, there is no redemption, there is no salvation, and so on. Just as there is no Hamlet or Jon Snow or Stephen Dedalus.

The way these made-up entities effect our mental lives may be very powerful indeed and in that way – in terms of psychological effects – they can have an awesome reality, as they determine the thoughts and actions of real people in the real world, in fact they can affect entire cultures, they can determine the course of history. But that doesn’t make them ‘true’ in the way this laptop I’m typing these words on is a verifiable fact. They don’t objectively exist outside the human imagination.

So I know these metaphysical imaginings are non-real (like Hume did) but I don’t commit them to the flames as hastily as he did because they are part of the vast imaginarium which we are all heirs to and it would be pointless to deny their enormous influence over people’s lives in former times, and their legacies which live on and underpin a surprising amount of what people still think and believe today. Imaginative truth (Hamlet is a powerful imaginative creation) is different from objective truth (Hamlet does not now and never has existed).

As Wittgenstein put it (and in my mind, Hume and Wittgenstein are closely allied, in their outcomes if not in their methods), ‘The world is all that is the case’. My take on this is that ‘the world’ also includes everything that has ever been believed by everyone.

This is where I differ from liberals and the high-minded who limit their view of human achievement to a handful of Great Achievements of Civilisation by a handful of Great Men, constantly citing Michelangelo or Rembrandt or Shakespeare, narrowly cherrypicking humanity’s positive achievements.

In my version of human history, everything that humans have done is our legacy, and this includes not just all the philosophy and theology, all the literature, poetry, tales and legends — but also the innumerable atrocities, slaughters and genocides. In my view, we have to face the totality of the facts, no matter how disgusting.

Anything less is sentimentalism, denial, self deception. We are what we are and we have done what we have done, no sweeping it under the carpet. I know many people who are so upset by a true understanding of the horror of history that they reject it, deny it, don’t want to know. My view is that, the more unshrinking a view you have of the abattoir that is human history, the more rare and precious become the urges to create and beautify, the more wonderful and beautiful become the relics of culture, from whichever culture, from all cultures.

This face-the-facts-and-accept-everything view is very close to Joyce’s, which is why I not only enjoy but relate to the ‘Ulysses’ so much, with all its farting, belching, masturbating, snot and semen, menses and afterbirths. It embraces the entire human organism and all of human experience as it actually is. And this is why Virginia Woolf – with her high-minded Bloomsbury view that Literature should be about Art and Beauty, so utterly loathed it. I can understand her point of view. But I’m in Joyce’s camp.

Two objections Ellmann suddenly reveals that Hume might be as much of a source for Stephen’s thinking as Aristotle was in chapter 3. This is an unusual and largely unevidenced thing to say and there are two problems with it: 1) why does Joyce only reveal it now half-way through the book? Why was Hume not present from the start? The answer might be that if Joyce had invoked Hume alongside Aristotle his explication would have gotten too complicated. But I think there’s a simpler explanation, which is that Hume isn’t as important to Joyce as Ellmann claims he is.

Ellmann cites some passages from Hume’s masterwork the ‘Treatise of Human Nature’ in which Hume describes closing and opening his eyes to test the concept of space and extension before going on to say that the concept of time is indicated by the succession of our thoughts or perceptions. Ellmann finds places in ‘Ulysses’ where Stephen has similar thoughts about space and time and quotes them to prove that Joyce is here basing Stephen on Hume.

The trouble with this is, which major philosophers have not at some point meditated on the nature of time and space? Not to mention the astronomers and cosmologists? And all the theologians? Thousands of them have. If you put a little effort into it I bet you could compare Stephen’s doodling about space and time with the writings of any number of philosophers and theologians since those are just the kinds of subjects most of them spent a lot of their lives writing about…

The main problem with Ellmann’s presentation is not so much that it might be untrue but that it is only a fraction of the possible sources. They’re just snippets which he has cherry-picked. A full and complete discussion of the concept of time in James Joyce’s ‘Ulysses’ would take an entire book and call on countless philosophers and theologians for detailed comparisons.

But none of these alternative sources are mentioned here and why not? Because Ellmann’s book isn’t a serious presentation of the issues. It’s a snapshot. It’s a summary. It’s a brief overview of some of the philosophical issues raised by the book. It’s not really serious. It’s a brief presentation of snippets and fragments, for students-in-a-hurry to finish their Great Books of Modern Literature modules. It’s a TikTok version, a Twitter treatment of the themes.

So Ellmann’s assertion that if the spirit of Aristotle presided over the first half of ‘Ulysses’, then the spirit of Hume presides over the second half is an example of fun intellectual games critics can play with an epic text like this (if you like these kinds of games). But I don’t think anyone should be fooled into thinking it’s either 1) ‘true’ (whatever that means) but more importantly 2) that it’s necessary for reading and understanding the novel. There are other, faaaar more relevant and practical things to pay attention to first.

Back to ‘Ulysses’ Ellmann is more modest and therefore more useful, when he points out the simple fact that in the ‘Wandering Rocks’ chapter, Joyce begins to play with space and time. All he means by this is that fragments from one of the 18 vignettes are likely to pop up in another vignette, and he usefully refers to them as ‘interpolations’.

Church and State (again) More useful to my practical text-based way of thinking is when Ellmann points out that chapter 10 is, once again, foundationed on the binary of church and state. By this all he means is that the chapter opens with the friendly priest Father Conmee walking through the streets of Dublin and bumping into various acquaintances, popping up in the background of other people’s vignettes; while in the second half of the chapter, we catch steadily more glimpses of the progress of the Viceroy of Dublin riding in his carriage to open a bazaar, glimpses which lead up to its full presentation in the 19th and final vignette.

Thus it’s easy to claim that a representative of Church and a representative of the State establish the physical and conceptual framework of the chapter by topping and tailing it, and it is then fleshed out with appearances from 40 or more other characters in between.

Mocked And the key point here, is that both representatives are mocked, gently but steadily. With Father Conmee, Joyce does it with the butter-wouldn’t-melt-in-his-mouth squeaky cleanness of Conmee’s supposed thoughts. With the Viceroy the mockery is implicit in the generally indifferent reaction to his passing by of the various Dubliners.

Material rebukes The final response to the Viceroy in the chapter is the Italian music teacher Almidano Artifoni going into his house and, in effect, turning the bum of his trousers to the august carriage as it trots by. Father Conmee receives a more obvious rebuke to his values and worldview when he is suddenly confronted by a couple stumbling out of some bushes, flushed because they’ve just had sex. Sex, in comedies, especially farces, is the great puncturer of human pompousness and pretension.

Binaries Both Stephen and Bloom are given one of the 18 vignettes. Both find our protagonists looking at books, according to their intellectual levels: Bloom is buying a popular romance, Sweets of Sin, for Molly; Stephen is looking through Abbot Peter Salanka’s book of charms and spells, specifically ones designed to attract a woman’s love. Love and sex. Highbrow and middlebrow versions.

Heart If you visualise Dublin as a heart (as the first headline in ‘Aeolus’ suggests):

IN THE HEART OF THE HIBERNIAN METROPOLIS

Then the 40 or so characters we meet in chapter 10 can be thought of as blood corpuscles circulating round it and bumping into each other.

Chapter 11. Sirens

Bulging According to Ellmann, in chapter 11 ‘Sirens’, the ear is female, concave and a receptacle whereas in chapter 12 ‘Cyclops’, the eye is male, bulging, invasive.

Music ‘Sirens’ is about sounds and music, it contains countless references to music, sounds and noise, to different instruments up to full orchestra, and also related defects, as in the comic figure of Pat the (almost) deaf waiter and the blind piano tuner.

Singer Joyce had a fine tenor voice and briefly considered a career in singing before rejecting it. Late nineteenth century aestheticism took it for granted that music was the highest art form but Joyce rejected this and claimed literature was.

Fugue ‘Sirens’ is Joyce’s extended attempt at converting musical form into language. It is based on the classical music form of the fugue.

A fugue is a contrapuntal compositional technique based on a main theme (subject) introduced alone, then imitated in succession by other voices. It traditionally follows a three-part structure: Exposition (subject/answer entries), Development (alternating episodes and subject entries in new keys), and Final Entry (return to the tonic).

Key components of fugue structure

  • Subject: The principal, recognizable musical theme that drives the entire piece.
  • Answer: The subject repeated by a second voice, typically transposed to the dominant key.
  • Countersubject: A distinctive contrapuntal melody that accompanies the subject/answer, often returning throughout the piece.
  • Exposition: The opening section where every voice has stated the subject at least once.
  • Episode: Transitional, developmental sections that do not contain the full subject, often using sequences and modulations to create contrast.
  • Middle Entries: Subsequent appearances of the subject after the exposition, often in related keys.
  • Stretto: A device where subject entries overlap, with a voice starting the theme before the previous voice finishes it, increasing tension.
  • Coda/Final Entry: The conclusion, often featuring a strong, final statement of the subject in the original key.

Developmental techniques

Fugues often manipulate the subject through various techniques:

  • Inversion: Playing the melody upside down (intervals reversed).
  • Augmentation: Doubling the note values (making it twice as slow).
  • Diminution: Halving the note values (making it twice as fast).
  • Retrograde: Playing the subject backward.

Once you know all this, the game becomes to apply these rules to the elements in the ‘Sirens’ chapter. Can you find examples of every rule somewhere in the prose? You can be some academic somewhere has written a book about it.

A tale of two barmaids The chapter is set in the Ormond Hotel and the obvious binary at the centre of the chapter is the contrast between the two young attractive barmaids, Miss Kennedy and Miss Douce, the one a redhead, the other dark.

Chapter 12. Cyclops

All the chapters are packed with ingenious references to their leading theme, wind in ‘Aeolus’, food in ‘Lestrygonians’, music in ‘Sirens’, and so it’s eyes in the chapter about the one-eyed cyclops. Which is why its opening sentence is:

I was just passing the time of day with old Troy of the D. M. P. at the corner of Arbour hill there and be damned but a bloody sweep came along and he near drove his gear into my eye.

Exactly as Odysseus and his men drove their stake into the single eye of the cyclops who had imprisoned them (Stuart Gilbert pointed all this out, apparently).

Having sketched out the ubiquity of eye imagery, Ellmann goes beyond it to suggest that the waspishly cynical narrator of ‘Cyclops’ is a modern avatar of mean-minded cynical Thersites, the meanest hero in the original Odyssey, who has a larger part in Shakespeare’s play of the Tale of Troy, ‘Troilus and Cressida’. Ellmann suggests cynicism is a more subtle form of bigotry, the nationalist Citizen’s crime of being one-eyed. In this respect, when Bloom stands up for himself and his ‘race’, the Jews, rejects violence and calls for love, he is showing himself to be two-eyed. Full stereoscopic vision.

Continuing the idea, Ellmann suggests that if the previous chapters had leaned on the influence of (generous) David Hume, this one invokes the spirit of the dry, satirical Voltaire. Maybe. Hardly helps you either read or understand the text, though.

For reasons I couldn’t follow, Ellmann suggests that at the climax of this chapter Bloom is apotheosised i.e. turned into a god, but many of his assertions seem so wilful and contrived as to feel a little demented.

Chapter 13. Nausicaa

In Homer’s Odyssey, Odysseus’s shipwreck is caused because he has offended two gods, Hyperion the sun god for killing his cattle and Poseidon for blinding his son, Cyclops. As is his way, Ellmann immediately sees a binary at work, declaring Hyperion represents idealism and Poseidon materialism, or height and depth (he could have carried on with light and darkness, or dry and wet).

As he stated at the start, Ellmann thinks the 18 chapters are arranged in triads; here he adds the thought they all these triads enact the dialectic i.e. thesis, antithesis, synthesis. And so Ellmann suggests chapters 13, 14 and 15 enact:

  • Nausicaa – sentimentalised idealism
  • Oxen of the Sun- materialistic callousness
  • Circe – both

More practically useful, Ellmann confirms a really basic fact about ‘Ulysses’ which is that, for all its obsessive detail in many places, in others it contains great yawning gaps. For example, we never learn how Bloom made it from running out of Barney Kiernan’s pub as the Citizen threw his biscuit tin at him, to being comfortably leaning against a rock on Sandymount Strand about an hour later. We are never told how he got there or what happened during that hour.

High on Hegelian dialectic, Ellmann claims that, in this setting, Joyce makes Howth promontory male, the bay itself as female, and the voice of the priests praying to the Virgin a combination of both = androgynous.

Back with his more obvious binaries, he tells us that the chapter is a tale of two fantasies or the projecting of imagined mirages: Gerty projects her sentimental romantic fantasies onto Bloom; Bloom projects his narrow sexual fantasies onto Gerty; and both are accompanied by two priests projecting their fantasy of the Mother of God onto the world.

‘Cyclops’ is notable for featuring a narrator who isn’t the omniscient third-person narrator of the ‘initial style’. ‘Nausicaa’ furthers the text’s uncoupling from the novel’s early style in being written in a comic pastiche of sentimental romantic fiction, which is attributed to Gerty. The nauseatingly sentimental style is, it is implied, the tone of Gerty’s half-educated thoughts.

Gerty MacDowell who was seated near her companions, lost in thought, gazing far away into the distance was, in very truth, as fair a specimen of winsome Irish girlhood as one could wish to see.

(Ellmann notes that some critics have thought the entire thing is also a sly dig at the Edwardian author Samuel Butler, who claimed the Odyssey was written by Princess Nausicaa not Homer. That’s entertaining gossip about the aim but doesn’t help much with appreciating the actual text. )

It’s also, of course, a chapter contrasting not only idealism and realism, female fantasy and male earthiness, exhibitionism and voyeurism, but also youth and age. In amid her naive thoughts, Gerty thinks of herself as unique and special, and this is the classic delusion of youth (‘I’m special. I’m different. No-one has ever felt like this before.’) By contrast, after he’s climaxed and slowly come back down to earth, Bloom rather gloomily thinks it’s the just same old thing again, repetition, nothing new under the sun. Youth = the delusion of uniqueness. Age = the disillusion of familiarity.

So it returns. Think you’re escaping and run into yourself. Longest way round is the shortest way home. And just when he and she. Circus horse walking in a ring.

Chapter 14. Oxen of the Sun

Having described sexual ejaculation in chapter 13, the next chapter moves on to its consequences, fertilisation and pregnancy.

Here, in the common room of the National Maternity Hospital, the drunk medical students offend the god by mocking true fertility, by telling all kinds of jokes, bawdy humour, climaxing in Buck Mulligan’s jokey setting up a company whereby he promises to fertilise any woman who asks, for a fee.

There is a tension between the students’ cynical stripping of the act of love down to its heartless physical basics and the way Joyce chose to convey it, in a series of elaborate pastiches of historical English prose styles. If the subject is infertility, the parade of prose styles demonstrates exactly the opposite, humanity’s endless fertility in coming up with new and intricate ways to describe things and tell stories.

Ellmann notes something I hadn’t heard before which is the way the prose goes all to hell after the students leave the hospital and go round to the nearest pub. I’d read that the chaos of voices reflected closing time in a busy city centre pub. Ellmann makes the clever suggestion that it also represents the messy afterbirth, slopping everywhere after Mina Purefoy’s baby has been born.

’Tis, sure. What say? In the speakeasy. Tight. I shee you, shir. Bantam, two days teetee. Bowsing nowt but claretwine. Garn! Have a glint, do. Gum, I’m jiggered.

Chapter 15. Circe

In the morning light at the start of the novel Stephen had descanted on the ineluctable modality i.e. continuity, of the visible. In ‘Circe’ it is far after dark and all such certainties have disappeared, leaving the characters in a place which has no rules of extension or time or logic, but inhabits the inner self of anxieties, lusts, fantasies and hallucinations.

As you might expect, Ellmann finds in this longest and most delirious chapter a cornucopia of his favourite pattern, dichotomies – inside and outside, mind and body, dream and reality, male and female, body and soul, ego and id, England and Ireland (in the form of the soldiers and the Watch), you name it, it’s here. This is what I disliked about this book: it reduces the teeming fecundity of the weirdest, most diverse novel in the Western tradition to a handful of threadbare clichés.

Ellmann equates Bloom’s sudden vision, at the end of the chapter, of his dead son Rudy but now 11 years old, as he would now be, with the visions in Dante. Well, OK, but there are plenty of other works of literature featuring visions. And Dante doesn’t have a son.

He also claims that with the visions of this chapter, Bloom has harrowed hell, as did Odysseus, Jesus and Dante before him. But did he? Metaphorically maybe. Maybe this is a valid, even obvious, suggestion but, as I’m always saying, it takes you away from the wonderful (and often gross) specificity of the text and into a Western Literature 101 seminar room where everyone’s talking about Dante, Vico and Blake, and nobody’s talking about the obscenity of the Croppy Boy scene, because that’s difficult, embarrassing and vulgar. As it’s meant to be. Ellmann’s schematic approach sanitises Joyce, who went out of his way to be as scabrous as he could be (where scabrous means ‘indecent, salacious or scandalous material that is shocking or offensive’).

Chapter 16. Eumaeus

Although Stephen announced the annihilation of space and time in ‘Circe’ when he smashed the chandelier in the brothel, the next chapter reveals the return of time and space, solider than ever.

Addicted to his philosophers, Ellmann says that if (big ‘if’) Hume’s scepticism has guided the chapters of the second half of the novel, then space and time return in the spirit of Immanuel Kant, not as the properties of things, but as the conditions of perception built into the human condition. Maybe. It’s a thought, if you know enough about Kant to really apply it…

Trinities are nearly as addictive to the conspiracy theorist as simple dichotomies, and Ellmann reads into the final three chapters an earthly trinity of Bloom the father, Stephen the son and… well, there is no equivalent of the Holy Ghost, instead the best he can offer is Molly as a blasphemous avatar of the Virgin Mary (just as she is a mocking avatar of the chaste Penelope) (remember what I said at the start about Joyce using all kinds of literary, theological and philosophical patterns when it suited him and when it didn’t… just walking away).

In the Linati schema Joyce described the style of ‘Eumaeus’ as ‘relaxed’, which seems signally inadequate – it’s a ‘tired’ and threadbare in the style of provincial newspapers, made up of journalistic clichés but without any of the vim and vigour of ‘Aeolus’. It’s ‘Aeolus’ with a hangover.

Nowhere in his book does Ellmann address the fact that large chunks of ‘Ulysses’ are so cryptic and chopped-up as to be almost unreadable. His book gives the impression it’s all clear and readable figures of allegory and philosophy which you can understand with a little guidance, as in Dante or Spenser. Nowhere does he engage with the actual text which is often impenetrable.

Hark! Shut your obstropolos. Pflaap! Pflaap! Blaze on. There she goes. Brigade! Bout ship. Mount street way. Cut up! Pflaap! Tally ho. You not come? Run, skelter, race. Pflaaaap!

In the same way, both he (and Hugh Kenner) treat the later chapters as if they’re the same as the earlier ones but they aren’t at all: ‘Nausicaa’, ‘Oxen of the Sun’, ‘Circe’, ‘Eumaeus’ and ‘Ithaca’ are all much, much easier to read and process than the earlier chapters. I once read someone saying ‘Ulysses’ starts out very English and clear and comprehensible but then gets steadily more Irish and radical and impenetrable, whereas in my reading I’ve always found it the other way round. Here’s Stephen’s stream of consciousness from chapter 2:

Proudly walking. Whom were you trying to walk like? Forget: a dispossessed. With mother’s money order, eight shillings, the banging door of the post office slammed in your face by the usher. Hunger toothache. Encore deux minutes. Look clock. Must get. Fermé. Hired dog! Shoot him to bloody bits with a bang shotgun…

It requires quite a lot of effort to tease out the meaning and point of every one of these cryptic references. Whereas:

Nausicaa – pastiche but immediately understandable:

The summer evening had begun to fold the world in its mysterious embrace. Far away in the west the sun was setting and the last glow of all too fleeting day lingered lovingly on sea and strand, on the proud promontory of dear old Howth guarding as ever the waters of the bay, on the weedgrown rocks along Sandymount shore and, last but not least, on the quiet church whence there streamed forth at times upon the stillness the voice of prayer to her who is in her pure radiance a beacon ever to the stormtossed heart of man, Mary, star of the sea.

Oxen of the Sun – the style of some of the parodies might be a little difficult but a) not if you’re used to older English prose, and b) there’s none of the clipped, truncated, cryptic quality which makes the first half so challenging:

And whiles they spake the door of the castle was opened and there nighed them a mickle noise as of many that sat there at meat. And there came against the place as they stood a young learning knight yclept Dixon.

Circe – is delirious and occasionally cryptic but nowhere near as impenetrable as Stephen’s thoughts:

The Mabbot street entrance of nighttown, before which stretches an uncobbled tramsiding set with skeleton tracks, red and green will-o’-the-wisps and danger signals. Rows of grimy houses with gaping doors. Rare lamps with faint rainbow fans. Round Rabaiotti’s halted ice gondola stunted men and women squabble.

Eumaeus – stylised, maybe, but very, very easy to read.

Preparatory to anything else Mr Bloom brushed off the greater bulk of the shavings and handed Stephen the hat and ashplant and bucked him up generally in orthodox Samaritan fashion which he very badly needed. His (Stephen’s) mind was not exactly what you would call wandering but a bit unsteady and on his expressed desire for some beverage to drink Mr Bloom in view of the hour it was and there being no pump of Vartry water available for their ablutions let alone drinking purposes hit upon an expedient by suggesting, off the reel, the propriety of the cabman’s shelter, as it was called, hardly a stonesthrow away near Butt bridge where they might hit upon some drinkables in the shape of a milk and soda or a mineral.

Ithaca – once you’ve got the hang of the question and answer format this, again, is mostly a breeze to read:

What parallel courses did Bloom and Stephen follow returning?

Starting united both at normal walking pace from Beresford place they followed in the order named Lower and Middle Gardiner streets and Mountjoy square, west: then, at reduced pace, each bearing left, Gardiner’s place by an inadvertence as far as the farther corner of Temple street: then, at reduced pace with interruptions of halt, bearing right, Temple street, north, as far as Hardwicke place.

Penelope – and even Molly Bloom’s famous soliloquy, the critics and commentators all make it sound difficult, and in some places the stream of thoughts does jump about a bit, but the thoughts themselves, once you get a handle on her biography and the telegraphic style, are not that hard to understand:

Yes because he never did a thing like that before as ask to get his breakfast in bed with a couple of eggs since the City Arms hotel when he used to be pretending to be laid up with a sick voice doing his highness to make himself interesting for that old faggot Mrs Riordan that he thought he had a great leg of and she never left us a farthing all for masses for herself and her soul greatest miser ever was

Back to ‘Eumaeus’, addicted to binaries, Ellmann decides it is all about duplicity, lies and truth. He bases this on the relevant episode in the Odyssey, where Odysseus wakes up on the shore of his kingdom and cautiously adopts a disguise before making his way to the hut of his old swineherd, Eumaeus. Here he makes up a cock and bull story about who he is while Eumaeus greets him with open-hearted candour and hospitality. Secrets versus honesty. And so Ellmann finds numerous instances of secrets and deceptions in this chapter:

  • the chapter opens with Bloom cautioning Stephen against Mulligan’s deceitfulness
  • although Lynch accompanied him into Nighttown, Stephen calls him Judas for abandoning him
  • the pair get lost and have to double back through the streets
  • Bloom delights in the Italian being spoken by some loiterers round the shelter but Stephen points out they’re arguing over money
  • all the characters they meet are deceitful e.g:
    • Lord John Corley who isn’t a lord
    • the shelter owner may or may not be Skin-the-Goat itself (obviously) a pseudonym
    • the sailor D.B. Murphy tells tall tales which Bloom thinks are probably a pack of lies, purveyor of what Bloom calls ‘genuine forgeries’
  • the conversation takes in all kinds of secrets and lies:
    • Skin’s claim that Parnell isn’t dead, his coffin is full of stones, he’s alive and well in Paris from whence he will return
    • someone claims Francis Bacon wrote Shakespeare’s plays
    • reference to the fraudulent Protocols of Zion
    • cases of forged identity such as the Tichborne Claimant
    • the Evening Telegraph gets details of Paddy Dignam’s funeral wrong, notably Bloom’s name (spelled as Boom)

It’s an impressive list of deceits and errors, in the same way as ‘Lestrygonians’ is packed with references to food and ‘Sirens’ with references to music etc. This kind of specificity, which takes you back to the detail of the text, I like.

Chapter 17. Ithaca

This is the chapter cast in the form of a catechism, questions and answers. (Ellmann likens it to the cold information retrieval systems of a computer, reminding us that this book was published in 1972, over half a century ago – computers have come on a bit since then.)

Ellmann, like Kenner, reacts negatively to this chapter, saying it strips human activity to the skeleton, that ‘the imagination is impoverished’ (p.157) but I’ve always liked this chapter for the same reasons: it is clear and lucid, it tells us exactly what is happening but also, far from being unimaginative, many of the answers depart on wild fantasias of factuality, for example the ones about water or about the stars.

Ellmann zeroes in on the sections which supposedly compare Stephen and Bloom’s contrasting views about the purpose of literature: well, he would say that, being a professor of literature. Personally I find writers writing about writing the most boring subject in the world, whereas the descriptions of the lost key, the evocative objects in Bloom’s drawers, the pondering on the mystery of the stars, the magic qualities of water and so on, I find these fresh and vivifying, enlivening, expanding my understanding of the world. And often very funny.

Ellmann is still banging on about finding the influence of Aristotle wherever he looks. Thus, in the answer about human nature:

He affirmed his significance as a conscious rational animal proceeding syllogistically from the known to the unknown and a conscious rational reagent between a micro and a macrocosm ineluctably constructed upon the incertitude of the void.

Whereas fooey to Aristotle, I love the image of these two so different men sharing an amiable pee in Bloom’s back garden under the twinkling stars.

At Stephen’s suggestion, at Bloom’s instigation both, first Stephen, then Bloom, in penumbra urinated, their sides contiguous, their organs of micturition reciprocally rendered invisible by manual circumposition, their gazes, first Bloom’s, then Stephen’s, elevated to the projected luminous and semiluminous shadow.

Treating an outdoor piss in this pseudo-scientific way is funny. Well, I find it funny. But comedy is difficult if not impossible to convey in literary analysis, whereas detecting binaries and dichotomies everywhere is like falling off a log.

Bloom’s pottering round his house after Stephen leaves, as he intersperses getting undressed with poking around in drawers, finding objects and photos which trigger memories of his family, before climbing into bed next to the slumbering Molly – all this I find warm and homely and moving, all the more so because it is conveyed not with conventional sentimentality, but in the brilliantly hard and clear FAQ format Joyce had invented for this chapter.

Chapter 18. Penelope

Ellmann tells us the conclusion of the book has been much debated. He cites two critics who were still active forces when he wrote, William Empson and Edmund Wilson, who were both concerned about what happened next, after the end of the book. Empson speculates that Stephen did indeed come back the next day, 17 June, to give the first of his Italian lessons to Molly and receive singing lessons in return. Wilson speculated that Bloom’s request to have breakfast served to him in bed symbolised his return to mastery in the marriage with Molly, which would be cemented by them having sex for the first time in 11 years.

Both now seem wildly out of date and irrelevant. What might happen to the characters after the end of the book is a completely different type of conversation, academics at the dinner table conversation, pub conversation, next to nothing to do with the chapter under discussion which, of course, is entirely concerned with Molly’s late-night thoughts.

It is in this chapter that Ellmann compares Molly’s character to Aristotle, Hume and Darwin, which I found ridiculous.

He quotes Joyce writing to his friend Frank Budgen that ‘Penelope’ is ‘more obscene than any preceding episode, which is debatable, seeing as the entire chapter ‘Nausicaa’ is about a middle-aged married man masturbating in public at the sight of a young woman’s knickers, and that ‘Circe’ has some scenes of unparalleled obscenity. But I take the point that Molly’s soliloquy contains more sustained and explicit descriptions of sex than any previous chapter.

Ellmann briskly runs through some of the details in the chapter but without really capturing its spirit and power. He tells us Molly at moments mixes up her various men, calling them all ‘he’. But at other moments she makes a very clear distinction between her lover, Blazes Boylan who is exciting but doesn’t respect her, and her husband Bloom, who is a little odd, a little boring but who does genuinely care for her.

But on the whole Ellmann isn’t happy down among the details. He’s happier when he can find an abstract binary, and so hastens to tell us that Molly is the earth to Bloom’s sun, which is fine and dandy but doesn’t really get us anywhere (p.166). He thinks Molly’s soliloquy:

resolves the questions of belief and incertitude which have dogged Stephen and western philosophy (p.168)

Which is ludicrous because a) she doesn’t – if she had what are all the philosophers in all the Philosophy departments of the universities of the world wasting their time doing? And b) can you see how wildly adrift of the actual content of her soliloquy this is?

Ellmann’s bloodless approach can’t do justice to sex, real mucky flirty dirty sex, any more than it can do justice to Joyce’s many types of comedy and humour, both crucial elements in the book, both overlooked as he struggles to make out Molly Bloom as a thinker on a par with Aristotle or David Hume.

Maybe those elements are there; maybe Joyce himself described them as being there: but they’re not the main part of the book. The book is the text itself and not the neatly cut and dried concepts which Joyce attributed to it and generations of academics have enthusiastically added to.

Obsessed with academic notions of art and artists, Ellmann whips himself up into absurdities:

Joyce said that his episode had no art but his book is consummated by the principle that art is nature’s self. (p.173)

What does this mean and why should I care? Meanwhile, of Molly’s desires and schemes and fantasies and seductions and flirtations and consummations, her friendships, her love of flowers, her fondness of displaying herself in the bedroom window to attract the attention of the handsome young medical student in the house across the road, of everything which makes her such a storming presence in modern literature, nothing, nothing at all.

Dwelling on abstract structures to the bitter end, Ellmann claims that:

The first nine episodes of the book ended with a vision of the act of love as the basic act of nature. The last nine episodes end with a vision of love as the basic act of nature. (p.174)

What Ellmann doesn’t bring out, on his own ground, on his own terms, is that Molly (and, by implication Joyce) in her soliloquy, says it all comes down to sex; that sex is the ultimate truth of human nature, of human life. This I would agree with, and is one way of summarising Darwin: we breed, we rear young, for all sorts of reasons to do with the environment, competition from other families and species, and huge slices of dumb luck, some survive to create the next generation; all organisms do this; the result over billions of years is the beautifully intricate web of natural ecosystems which form the world around us and which humanity is busily destroying and degrading as I write.

But the urge to reproduce is central and this is, of course, contrary to Christian ideology and so completely contrary to Dante (and Plato) who Ellmann is roping in here at the end of his book. In their different ways both Plato and Dante thought sexual love must be rejected, in Plato to achieve the highest form of rational thought, in Dante in order to achieve full love of God.

Molly denies all of that and locates the highest reality in her big breasts and hungry fanny. Oh how she is longing for Monday to come when she will see Boylan again, and he will plook her senseless again with his big willy.

But that’s not how Ellmann sees it. He ends this short but gruellingly wrong-headed book with a slab of characteristically high-minded rhetoric. If you like this kind of thing, you’ll love this book:

On the ethical level Bloom and Stephen have succeeded in taking the city of Dublin by exposing enthusiasm and superstition there, and by disclosing a truer way of goodwill and freedom. Molly’s hardwon approbation confirms their enterprise. On this historical level, the characters have awakened from the Circean nightmare of history by drawing the past into the present (a timeless present) and making it an expression of love instead of hatred, of fondness rather than remorse. Art has been shown to be a part of nature, and in all its processes an imitation of natural ones. These processes have their summit in love, of which the highest form is sexual love. (p.175)

Well, we agree about that much. But what a mealy-mouthed, detail-denying way of getting there.


Credit

‘Ulysses on the Liffey’ by Richard Ellmann was published by Faber and Faber in 1972.

Related links

Joyce reviews

Sad Cypress by Agatha Christie (1940)

‘It looks, does it not, as though we return to our muttons?’
(Translation of a French phrase which means, ‘go back to the start’, part 2, chapter 2)

‘I’m not one to gossip!’
(In the pantomime world of Agatha Christie, this always the preliminary to someone launching into a massive gossip, in this case gabby Nurse O’Brien)

‘Just like the pictures, isn’t it?’
(Nurse O’Brien sums up the pop culture cheesiness of the plot)

‘Old sins have long shadows, as they say!’
(Pithy proverb from Nurse Nolan)

Mrs. Bishop’s bust heaved with a flash of jet.

Part 1. The murder of Mary Gerrard

The narrative is cast in three parts. Part one gives us the events leading up to The Murder.

Old Mrs Laura Welman is bed-ridden after a stroke. She is attended round the clock by two nurses, older, plump Nurse Jessie Hopkins and Nurse O’Brien, and periodically visited by the handsome, humorous local doctor, Dr Peter Lord.

Laura’s husband died years ago and she is the owner and sole inhabitant of the Hunterbury estate (well, along with the raft of servants). At the end of the drive is the village of Maidensford. When she dies it is expected that she will divide the estate between her niece, Elinor, and her late husband’s nephew, Roderick ‘Roddy’ Welman.

We are shown numerous scenes between Roddy and Elinor where it becomes clear that 1) they have been in love since they were boy and girl playing on the lovely Hunterbury estate; 2) neither of them have plans to get a job or career because their plans for their future entirely depend on inheriting Aunt Laura’s money; 3) Elinor is cold and calculating, deliberately restraining her love for Roddy, and wondering how long before Aunt Laura finally dies.

The fly in the ointment who queers the whole situation is Mary Gerrard. She is the same age as Elinor and Roddy but born into a different class. She’s the daughter of the grumpy old lodge keeper to the estate, angry old Ephraim Gerrard. But here’s the thing: when Mary was a girl, Laura Welman, with no child of her own, took a shine to her and paid for her to go to private school, have French and piano lessons and be sent abroad to finishing school. She is just back from two years in Germany. Thus she has been educated ‘above her station’.

Not only this, but here, right at the start of the narrative, Elinor receives a letter which is really a scrawled, illiterate note, warning her that someone is sucking up to the old lady in the hope of winning her fortune. This can only refer to Mary, but the question is: who wrote and sent Elinor this note? And why?

The scenes between Elinor and Roddy quite cleverly build up the picture of two immature and naive young people who think they’re in love because they’ve been such jolly good friends for so long, and who’ve put their lives on hold while they wait for the old lady to pass away, but whose love is not real. It is a kind of formality or type of politeness to each other. They way they continually ask each other whether they love each other indicates its superficiality and fragility.

All this is exposed by the simple event of Roddy walking by himself through the grounds wondering about the future and pondering his love for Elinor when out of the woods, illuminated by sunlight, walks Mary Gerrard like a vision of beauty. I’ll quote the entire little scene because it shows how clearly Christie writes, with a beautiful limpidity and simplicity. As Christie’s biographer Laura Thompson says (and maybe it’s an obvious enough remark) Christie’s popularity is less down to her plots or characters, than to her immense readability.

He went out of the walled garden by the gate at the far end. From there he wandered into the little wood where the daffodils were in spring. They were over now, of course. But the green light was very lovely where the sunlight came filtering through the trees.

Just for a moment an odd restlessness came to him – a rippling of his previous placidity. He felt: ‘There’s something – something I haven’t got – something I want – I want – I want….’

The golden green light, the softness in the air – with them came a quickened pulse, a stirring of the blood, a sudden impatience.

A girl came through the trees towards him – a girl with pale, gleaming hair and a rose-flushed skin. He thought, ‘How beautiful – how unutterably beautiful.’

Something gripped him; he stood quite still, as though frozen into immobility. The world, he felt, was spinning, was topsy-turvy, was suddenly and impossibly and gloriously crazy!

The girl stopped suddenly, then she came on. She came up to him where he stood, dumb and absurdly fishlike, his mouth open. She said with a little hesitation:

‘Don’t you remember me, Mr. Roderick? It’s a long time of course. I’m Mary Gerrard, from the lodge.’

Short sentences. Short paragraphs. Simple characters. Child-like psychology. Easily understood. Perfect undemanding holiday reading for generations of satisfied readers.

So Roddy not so much falls in love with as is transfixed by this vision of young beauty. And Elinor sees it. In every subsequent scene where Mary appears, Roddy stops in the middle of what he’s saying to follow her with his eyes, with the result that Elinor becomes a seething cauldron of hate and jealousy.

Roddy and Elinor are both based in London where they have their separate flats. They visit Aunt Laura one or two times more before they get a message that she’s had another stroke and is a bad way. They rush down to Hunterbury to comfort the poor woman who now can’t speak. But the nurses and the doctor, when he attends, can see that Laura is upset about something and between them work out that she is very concerned about her will. She appears to want to make provision for her beloved Mary in it. Elinor (witnessed by the two nurses) promises she’ll do this, and also call the family solicitor Mr Seddon to come and see her tomorrow.

But tomorrow never comes. Aunt Laura dies in the night intestate i.e. she never made a will. In these circumstances the entire estate, and her considerable fortune, go to her next of kin who is Laura, with nothing to Roddy and nothing to Mary. Says the family lawyer:

‘The death duties, I am afraid, will be somewhat heavy, but even after their payment, the fortune will still be a considerable one, and it is very well invested in sound gilt-edged securities.’

In the event Elinor does the decent thing: she gifts Mary £2,000 which everyone thinks is very generous. But when she tries to offer Roddy some of the money he says he doesn’t want her charity and they end up having a row. In other words, the money which was meant to bring them together and ensure they lived happily ever after, ends up diving them more bitterly. They have broken off their engagement. Elinor suggests that Roddy goes away, abroad, takes a long break, to decide whether it’s she (Elinor) or Mary that he loves, so off he goes.

More than once Elinor is shown thinking ‘If only Mary wasn’t here… But for Mary… If only Mary were gone…’ maybe things between her and Roddy would return to ‘normal’.

Worse is to come because, now that they are not going to get married, Elinor is left as the sole inhabitant of the big old house at Hunterbury and decides she can’t bear to live there amid the ruins of her dreams. So she decides to sell it. All its rooms and gardens which she fondly planned to share in her happy marriage to Roddy, all these taste of ashes because of that damn Mary Gerrard! And so the narrative amply conveys all the reasons Elinor has for hating Mary, and how Elinor’s character becomes increasingly cold, calculating and bitter.

(I should have mentioned that shortly before Aunt Laura’s second stroke, Nurse Hopkins had mentioned to Nurse O’Brien that she can’t find one of the tubes of morphine in her nurse’s bag (it’s for a different patient of theirs: Eliza Rykin with cancer). She either mislaid it or, while her bag was left open in the hall, someone must have stolen it… a thought which neither of them fully acknowledge and quickly stifle, because it would imply that someone is up to no good.)

To cut a long story short, Mary dies and is thought to have been murdered. The actual death takes place at an innocent sandwich lunch. Laura has put Hunterbury up for sale. She therefore has to clear out all the furniture and writes asking Mary to come and do the same for the lodge where she grew up. Mary asks Nurse Hopkins to help her. On this particular day we are shown Elinor going shopping in the village high street and, at the butcher’s, buying types of paste to make sandwiches with. She frivolously mentions the fact that some fish pastes have been reported as causing food poisoning which the butcher assures her are not true of his.

Anyway, come lunchtime, Elinor invites Mary and Nurse Nolan from the lodge (where they’re cleaning out) up to the big house. Here she offers them the fish paste sandwiches we saw her making from the fish paste we saw her buying. Nurse Hopkins makes a pot of tea. Mary has a cup but Elinor doesn’t. Then Elinor invites Nurse Hopkins upstairs to take a look at the clothes she plans to throw out: maybe some of them can be redistributed to the poor and elderly in the village.

They do this for some time and when they come downstairs find Mary slumped in her chair, unconscious and blue. Nurse Hopkins immediately diagnoses poisoning, speaks very harshly to Elinor (obviously suspecting her of foul play) and barks at her to phone Dr Lord.

Here, on this dramatic scene, ends Part 1 of the novel.

Red herrings

According to Wikipedia:

A red herring is something that misleads or distracts from a relevant or important question. It may be either a logical fallacy or a literary device that leads readers or audiences toward a false conclusion. A red herring may be used intentionally, as in mystery fiction or as part of rhetorical strategies (e.g., in politics), or may be used in argumentation inadvertently.

The term was popularized in 1807 by English polemicist William Cobbett, who told a story of having used a strong-smelling smoked fish to divert and distract hounds from chasing a rabbit.

Euthenasia? Anyway, there are several red herrings I haven’t got round to mentioning yet. One is that we are shown old Aunt Laura confiding in Dr Lord, a sympathetic man, that she doesn’t want to end up helpless and gaga, being washed and cared for like a vegetable.

‘She’d talked to me about it. Asked me more than once if I couldn’t ‘finish her off.’ She hated illness, the helplessness of it…’

She would much rather the doctor put her out of her misery, something he cheerfully refuses to do, saying he didn’t intend to be hanged for murder. But did he? Put her quietly to sleep, as per her wishes?

Talking of Lord, it becomes clear in part 2 that he (rather inexplicably) carries a torch for Elinor. Could the doctor conceivably, somehow have poisoned Mary to make Elinor’s life better? Wildly improbable, but I’ve read worse things in Christie.

Ted Bigland’s anger This is Mary’s boyfriend, from her own (working) class. He is ‘a fine sturdy specimen’ who grew up with Mary and they obviously had some kind of understanding. We are shown a couple of scenes in which Ted asks to go out with her but Mary refuses and we are shown Ted’s frustration and then anger that Mary now thinks she’s ‘too good’ for him etc. Could this anger be motive enough for ted to murder her?

Mary’s mysterious parentage Late in part 1, looking through paperwork in the Lodge, Nurse Hopkins comes across a marriage certificate for old Gerrard and his wife but the date of the marriage is a year after Mary (now 21) was born. Further enquiry reveals that Mary wasn’t old Gerrard’s daughter at all. He confirms this in person. Mary’s father was an unnamed ‘gentleman’ who impregnated a lady’s maid to old Mrs Welman. She subsequently married Gerrard after Mary was born. No wonder he resented Mary, and she said she often felt he didn’t behave like a father to her. The obvious question is who was the father and could it have any possible bearing on Mary’s murder?

Lewis Rycroft On one of her last nights, Mrs Welman called out ‘Lewis, Lewis, photograph’. She directed Nurse O’Brien to get an old photograph out of her (locked) tallboy, an old photo in a silver frame depicting a handsome young man. She held and admired it for a while and then ordered it be locked away again. Well, some time later, after Mrs Welman’s death, Nurse O’Brien moves to a new job with a new client, Lady Rattery, staying at a place called Laborough Court where, by the kind of fantastic coincidence beloved of Christie and romance authors in general, she sees on the grand piano the exact same photo, of a dashing young man. When she asks the butler, he tells her it’s a photo of Lady Rattery’s brother – Sir Lewis Rycroft. He lived locally and was killed in the War. She further finds out that Lewis was married but that his wife (Lady Rycroft) went into a lunatic asylum soon after the marriage, but remained living. In other words, according to the laws of the day, he was unable to divorce and remarry. Nurse O’Brien then speculates that this Sir Lewis and Mrs Welman must have had a love affair but couldn’t marry because of the mad wife problem. As she comments:

They must have been very fond of each other, he and Mrs W., and unable to marry because of the wife being in an asylum. Just like the pictures, isn’t it?

So I’m guessing this solves the mystery of Mary’s parentage. What if not only Mary’s father was Lewis Rycroft but somehow, he got Mrs Welman pregnant, and Mary was Mrs Welman’s natural daughter!!!

So that’s the state of play and information, as part 1 ends on the dramatic scene of Mary dying of poisoning in the sitting room at Hunterbury, as Elinor Welman looks on cold-eyed and Nurse Hopkins turns to accuse her, ‘her eyes hard with suspicion’.

Part 2. Enter Hercule Poirot

Part 2 opens with young Dr Lord visiting Poirot and begging him to help find the evidence to get Elinor off the charge of murder. She has been arrested and charged and the trial will take place soon. Poirot asks Dr Lord to give him a complete summary of all the characters and the events leading up to Mary Gerrard’s death – which is a very handy recap for the reader, too.

Poirot agrees to help and sets off on the usual round of interviews. A chapter apiece is devoted to his extended interviews of: Nurse Nolan; Mrs Bishop; Ted Bigland; Roderick Welman; Mr Seddon the family lawyer; Chief Inspector Marsden; Nurse O’Brien; then Elinor herself, in prison. Then he meets with Dr Lord and tramps about the scene of the crime, throughout the empty house, but also along the land running beside the house from which, they realise, anyone could have had a clear view through the kitchen window of Elinor making the sandwiches on the fatal morning.

Poirot returns alone to interview Nurse O’Brien and she confirms what I suspected about Mary being Mrs Welman’s illegitimate daughter. It’s spelled out in black and white in an old letter she found at the Lodge, written by Mary’s ostensible mother, the lady’s maid Eliza Riley, who took the baby as her own and married Ephraim Gerrard.

Part 3. In court

Christie was constantly experimenting with the format of her novels. More often than not someone is murdered and the narrative describes the process of finding the killer. This one plays a variation on the theme which is that it is the first novel in the Poirot series to feature significant part of the narrative in a courtroom.

The novel actually opens with a preliminary scene in court, with Elinor standing in the dock, being accused of the murder of Mary Gerrard and asked to enter a plea, before the scene shimmers and fades before our eyes and transports us back to the origins of the story (part 1) and Poirot’s investigations (part 2), which I have summarised above.

I say ‘experimentation’ but, of course, by 1940 this kind of brief opening in the present which quickly gives way to flashbacks explaining how we got to this point, had become commonplace in popular fiction and especially in the movies. And having a good deal of a murder mystery set in court as different witnesses present the evidence which slowly pieces together the truth, this device has obviously been used in tens, maybe hundreds of thousands of movies and TV crime series since.

But it was new in Christie’s oeuvre to include such a courtroom scene and to use it to reveal the truth. We’d gotten used to Poirot calling all the suspects together and doing one of his Big Explanations.

Cast

  • Aunt Laura Welman – owner of the Hunterbury estate, old lady, bed-ridden after a stroke
  • Henry Welman – her husband, died decades earlier after just five years of marriage
  • Sir Lewis Rycroft – who Laura was in love with decades earlier, during the Great War, in which he was killed
  • Miss Elinor Carlisle – young niece of Laura Welman, in love with Roddy – ‘I’ve always fancied that you had, perhaps, rather an intense nature—that kind of temperament runs in our family. It isn’t a very happy one for its possessor’ – says to herself, ‘ It’s that beastly brooding, possessive mind of yours’
  • Roddy Welman – Mrs Welman’s (dead) husband’s nephew, posh, nervous, attended Eton
  • Mary Gerrard – daughter of the lodge keeper of the Welman estate who Aunt Laura took a shine to and had educated, piano, French etc, beyond her station ‘At twenty-one, Mary Gerrard was a lovely creature with a kind of wild-rose unreality about her: a long delicate neck, pale golden hair lying close to her exquisitely shaped head in soft natural waves, and eyes of a deep vivid blue’ – Nurse Hopkins thinks ‘Mary was one of the most beautiful girls you’ve ever seen. Might have gone on the films any time’
  • Ephraim Gerrard – Mary’s father who has angrily rejected her since her posh education gave her hoity-toity ways: ‘an elderly man with a bent back was painfully hobbling down the two steps’; in the opinion of Horlicks the gardener, ‘always grumbling, and crusty as they make them’
  • Eliza Gerrard née Riley – lady’s maid to Mrs Welman, who had a baby and married Ephraim Gerrard
  • Ted Bigland – Mary’s boyfriend, from her original (working) class, works at Henderson’s garage – ‘a fine sturdy specimen’, a ‘good-looking, fair young giant’
  • Mrs Bishop – housekeeper at Hunterbury for 18 years, ‘a stately figure of ample proportions, handsomely dressed in black’
  • Nurse Jessie Hopkins – the District Nurse who came every morning to assist with the bed making and toilet of the heavy old lady, was a homely-looking middle-aged woman with a capable air and a brisk manner’ – ‘the biggest gossip in the village’ – according to Dr Lord, ‘the town crier’
  • Nurse O’Brien – ‘a tall red-haired woman of thirty with flashing white teeth, a freckled face and an engaging smile. Her cheerfulness and vitality made her a favourite with her patients’
  • Dr Peter Lord – ‘a young man of thirty-two. He had sandy hair, a pleasantly ugly freckled face and a remarkably square jaw. His eyes were a keen, piercing light blue’
  • Horlick the gardener – ‘a tall, good-looking young fellow wheeling a barrow’
  • Dr Ransom – Dr Lord’s predecessor, now retired
  • Mrs Slattery – Dr Ransom’s housekeeper
  • Mr. Seddon of Bloomsbury Square – Aunt Laura’s lawyer
  • Mr Abbot – the butcher
  • Chief Inspector Marsden – police officer in charge of the criminal investigation, an experienced, kindly looking man’

In court

  • Sir Samuel Attenbury – counsel for the prosecution – there’s a flicker of Christie’s casual antisemitism when she has Elinor describe him as ‘the horrible man with the Jewish nose’
  • Sir Edwin Bulmer, K.C. – leading barrister assigned to defend Elinor; he is described as ‘the forlorn hope man’ because he takes on hopeless cases – a specialist in ‘sob stuff – stressing the prisoner’s youth’ etc
  • Dr Alan Garcia – distinguished forensic analyst
  • Inspector Brill – police officer in charge
  • Alfred James Wargrave – rose grower from Emsworth, Berkshire
  • James Littledale – qualified chemist employed by the wholesale chemists, Jenkins & Hale
  • Amelia Sedley of Boonamba, Auckland, New Zealand
  • Edward of Auckland, New Zealand, now living in Deptford

Nurses

I’ve been reading Laura Thompson’s account of Christie’s time as a nurse working for a Voluntary Aid Detachment (VAD) at Torquay Hospital during the First World War. It’s a happy coincidence that this novel is the one which contains more nurses, and comment about the profession of nursing, than any others to this point.

Dr Lord numerous times emphasises the professionalism of the two nurses, but also how they’d be scared to death of lapsing in their duties. When interviewing Nurse Nolan, Poirot is a little patronising and she quickly corrects him in the tone of brisk practicality which is what the reader also picks up from Thompson’s account of Agatha’s own time as a nurse.

Poirot sighed. He said: ‘As you say, men fight shy of illness. It is the women who are the ministering angels. What should we do without them? Especially women of your profession – a truly noble calling.’
Nurse Hopkins, slightly red in the face, said: ‘It’s very kind of you to say that. I’ve never thought of it that way myself. Too much hard work in nursing to think about the noble side of it.’
(Part 2, chapter 3)

Bookishness

Hercule Poirot said: ‘One does not practise detection with a textbook! One uses one’s natural intelligence.’
Peter Lord said: ‘You might find a clue of some sort there.’
Poirot sighed: ‘You read too much detective fiction.’

‘Her mother had been a lady’s maid to old Mrs Welman. She married Gerrard after Mary was born.’
‘As you say, quite a romance – a mystery romance.’

Wordsworth

Suddenly, out of the blue, Poirot quotes a fragment of Wordsworth and tells us he is a fan.

‘Therefore, the next step logically would seem to be: Mary Gerrard was not killed! But that, alas, is not so. She was killed!’
He added, slightly melodramatically:

“But she is in her grave, and oh,
The difference to me!”

‘I beg your pardon,’ said Roddy.
Hercule Poirot explained:
‘Wordsworth. I read him much.’

Period vocabulary

Says Nurse Nolan:

‘She wasn’t one of these girls who are all S.A. and IT. She was a quiet girl!’

Where S.A. obviously stands for ‘sex appeal’, a phrase Nolan can’t even bring herself to utter, and IT refers to It Girl:

The expression ‘It Girl’ originated in British upper-class society around the turn of the 20th century. It gained further attention in 1927 with the popularity of the Paramount Studios film It, starring Clara Bow.

Summary

The two Agatha Christie novels I’ve enjoyed most have been The Secret of Chimneys and The Seven Dials Mystery because they are the funniest, most high spirited books, the silly far-fetched plots being part of the comedy.

But of Christie’s mid-period novels this may be the one I’ve enjoyed reading most. The final explanation is as preposterously contrived as all her other plots but there’s something perilously close to depth and real psychology in the characterisation of Elinor Welman. And the penultimate scene where Dr Lord drives her to a sanatorium where she can finally rest and be at peace, had, for a moment, a flicker of the depth and real emotion you look for in proper literature.

But then the final scene of the novel has Poirot conveniently tidying up any loose ends for the benefit of the holiday reader and it turns back into pantomime again.


Credit

‘Sad Cypress’ by Agatha Christie was published by the Collins Crime Club in March 1940.

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Orientalism by Edward Said (1978) part 2

Orientalism is the generic term that I have been employing to describe the Western approach to the Orient; Orientalism is the discipline by which the Orient was (and is) approached systematically, as a topic of learning, discovery and practice.
(Orientalism, page 73)

Said’s fundamental premise is that knowledge is power – and so the entire discipline of Orientalism, along with all related types of scholarship such as the sociology and anthropology of the East, the study of Oriental languages, culture, religions, history, customs, economies, geography, ethnic groups and so on, all of them contribute to a vast interlocking system of self-reinforcing ideas about the ineradicable difference between the West and the East, and the ineradicable inferiority of the latter:

The essence of Orientalism is the ineradicable distinction between Western superiority and Oriental inferiority (p.42)

Ideas which, obviously enough, were designed to bolster, justify and explain the inevitability of imperial rule. It all circles back to the fundamental premise that Knowledge is power:

To have knowledge of a thing is to dominate it, to have authority over it. (p.32)

Knowledge of subject races or Orientals is what makes their management easy and profitable; knowledge gives power, more power requires more knowledge, and so on in an increasingly profitable dialectic of information and control. (p.36)

Straightaway you can see how Said’s thesis is premised on a basically Marxist interpretation of the compromised, parti pris nature of bourgeois culture. The naive bourgeois thinks that their culture and their scholarship is objective and truthful, beacons of rationality and self-evident truths. Whereas Marxists from the 1850s onwards developed the idea that bourgeois culture was no such thing, but in every aspect a justification for the political control of their class.

Antonio Gramsci in the 1930s extended the idea that the bourgeoisie held power by extending their values through every aspect of capitalist culture to achieve what he termed hegemony.

Michel Foucault, in a series of studies in the 1960s and 70s, gave really practical examples of how this power or hegemony extended into the furthest recesses of hospitals, lunatic asylums, prisons and other state institutions.

And Said took these ideas, very current and fashionable in the mid-1970s when he was writing, and applied them to the subject closest to his heart, to imperial rule in the Middle East or Arab world.

But the idea that so-called scholarship and academic knowledge is never pure but always tainted by the power structures of the society it is generated by, is a straight Marxist idea.

Chapter 1. The Scope of Orientalism

[Chapter 1] draws a large circle around all the dimensions of the subject, both in terms of historical time and experiences and in terms of philosophical and political themes.

1. Knowing the Oriental

In western discourse the Oriental is an object to be studied, recorded, measured and ruled. He is always in a subordinate position vis-avis the Westerner. All this scholarship doesn’t depict the Oriental as they actually are: it creates an avatar of the Oriental as inferior in every way to the Westerner, and places this image within numerous ‘frameworks of power’. So study of the Orient produces a kind of ‘intellectual power’ (p.41).

Given its enormous impact and reputation it’s a surprise to discover that Orientalism is poorly conceived and poorly written. Said really struggles to develop an argument or present evidence. Instead he asserts the same core idea over and over again. In this section he opens with a speech by Arthur Balfour to the House of Commons in 1910, then goes onto some passages from the writings of Lord Cromer, consul-general in Egypt from 1883 to 1907.

Despite his repeated lists of big categories and ideas Said is decidedly poor at placing either speech in its historical context or at performing even basic practical criticism on them. He says both demonstrate the assumption of Western superiority over the East, but I thought that was the thing he was going to analyse, and whose history and development he was going to explain. Instead he just redescribes it in much the same terms he used in the Introduction. Repetition is going to be a central tactic of the book.

It’s surprising and disappointing that, having not got very far with what ought on the face of it to be two exemplars of the heyday of Orientalising imperialism he then, abruptly, jumps to an essay by Henry Kissinger (!?), ‘Domestic Structure and Foreign Policy’, published in 1966. Said says that when Kissinger, in this essay, discusses foreign policy he divides the nations of the world into the developed world and the developing world and then claims this is the same kind of binary opposition which he, Said, sees as the basis of Orientalism (West superior, East inferior). Kissinger adds the idea that the West is superior because it went through the Newtonian scientific revolution whereas the rest of the world is inferior (less developed politically and economically) because it didn’t. I see what he’s doing but it feels like a thin and predictable interpretation.

Moreover, at this early stage, it confirms the suspicion you have from the Introduction that, in one sense, Said’s deep aim in researching and writing the book is simply to attack American foreign policy, in particular US policy regarding Israel and Palestine. He doesn’t artfully combine his personal situation and history in a subtle way with objective history and scholarship, rather the reverse; his supposed scholarship keeps collapsing to reveal the pretty straightforward political agenda lurking underneath.

Lastly he comes to another contemporary essay, ‘The Arab World’ by one Harold W. Glidden published in the American Journal of Psychiatry in 1972. By now we recognise that the title alone would be enough to get Said’s goat and, sure enough, he extracts from the article a whole load of clichés about ‘the Arab world’ (based on its patriarchy, its ‘shame culture’, the way it’s structured through patron-client relationships,  the importance given to personal honour and revenge) which, predictably enough, set Said’s teeth on edge.

We’re only at part one of the first chapter and the book is in danger of turning into little more than ‘grumpy middle aged Palestinian reads the news and is outraged by anti-Arab stereotypes’.

2. Imaginative Geography and its Representations: Orientalising the Oriental [in fact this section is about historic Western attitudes to Islam]

The academic discipline of Orientalism dates its origin to the decision of the Church Council of Vienne in 1312 to establish a series of university chairs in Arabic, Greek, Hebrew and Syriac (p.50). Until the 18th century Orientalism meant chiefly study of the Biblical languages. Then in the later 18th century the field exploded and by the mid-19th century was vast.

Modern Orientalism can be said to have started with Napoleon’s expedition to Egypt, 1798 to 1801. He took scores of scholars who explored, excavated, measured, sketched and recorded every scrap of ancient Egyptian relics they could find. The result was the vast Description de l’Égypte (‘that great collective appropriation of one country by another’, p.84), the work of 160 scholars and scientists, requiring some 2,000 artists and technicians including 400 engravers. Published in 37 volumes from 1809 to 1829, at the time of its publication it was the largest known published work in the world.

In a way the sudden fashion for all things Oriental was a transposition further East of the great awakening of interest in ancient Greece and Rome which we call the Renaissance (p.51). In 1820 Victor Huge wrote: ‘In the time of Louis XIV one was a Hellenist; now one is an Orientalist.’ There was an explosion of Asiatic and Oriental and Eastern Societies devoted to studying ‘the Orient’.

But whereas the Renaissance was based on plastic relics i.e. buildings and statues, Orientalism, indicating its origins in Bible scholarship, was overwhelmingly textual. It concerned languages and belief systems. Orientalists went to the area looking to bolster and confirm what they had in ancient texts from the region.

Said’s structuring of the material is poor. In one paragraph he says there was an Oriental school of writers i.e. Western writers who were captured by its mystique, from Goethe to Flaubert. This is an interesting idea to explore, but in the very next paragraph he is discussing whether it’s valuable for university departments which study this region to retain the name ‘Oriental’. These feel like completely different topics, each would merit a page or two of thorough investigation. Instead he plonks them haphazardly side by side and doesn’t explore either of them properly. Frustrating.

He cites the anthropologist Claude Lévi-Strauss on the fundamental human tendency to give ‘poetic’ or emotional meaning to our immediate surroundings and the people who inhabit them, and define them by contrast with the land beyond our ‘borders’ and the strange people who live there. Good. But in my opinion this has always seemed a weak point in Said’s argument, because he admits that ‘othering’ ‘the Other’, far from being some wicked Western vice, is in fact a universal trait and all peoples and cultures do it.

He says he wants to investigate the geographical basis of Orientalism but, characteristically, kicks this off by summarising two classic Greek plays, The Persians by Aeschylus and The Bacchae by Euripides. It’s sort of relevant as the first one is one of the earliest Greek dramas to survive and depicts ‘the East’ as a military threat in the form of the Persian Empire. The second is one of the final ancient Greek plays which has come down to us and is also about ‘the East’ which it associates with frenzied religious cults – but discussing history via literature (and therefore ignoring the evidence of archaeology and history) is always a shaky procedure.

Next thing we know Said is talking about the rise of Islam. His account is inferior to every other account I’ve ever read, lacking detail, interest or insight. Compare it, for example, with the final illuminating chapter of Peter Brown’s wonderful book, ‘The World of Late Antiquity’ (1971).

Said is blinkered by his need to twist every aspect of history to suit his thesis, to make out the West to always be blinkered, limiting, constraining, ignorant, creating the East in its own negative image. Hence he underplays the completely real threat which militant Islam actually posed to Christendom for nearly a thousand years. He refers to the West’s ‘anxiety’ as if it is an over-nervous neurotic, whereas Islamic armies captured and colonised half of Christendom, seizing all of North Africa, Spain and the entire Middle East from what had been Christian rule, then capturing the great Christian city of Constantinople and then pressing on through the Balkans into central Europe until Ottoman conquest was only finally halted just outside Vienna. See the quote from Edward Gibbon, below. Of course the West was terrified of these unstoppably conquering armies. Of course we were scared shitless of these plundering hordes. He himself admits this in a sentence thrown away while he’s discussing something else:

During its political and military heyday from the eighth to the sixteenth century, Islam dominated both East and West. (p.205)

Only someone with a poor grasp of deep history can dismiss eight centuries of Islam’s military, cultural and economic domination as if it’s nothing, a speck, a detail which we can quickly hurry past in order to get to the juicy part, the West’s wicked wicked domination of the Muslim world for, what, all of 300 years.

Having broached the topic of Islam, Said goes on to describe the way medieval authors vilified Mohammed as a kind of failed impersonator of Christ. He emphasises the West’s ‘ignorance’ and ‘narcissism’. On the next page he is claiming that this kind of ignorance created the Orient as a kind of theatre attached to Europe on whose stage were presented a whole series of Oriental types and stereotypes, from Cleopatra onwards. His text moves fast and deals with a confusing variety of topics, all of them very superficially. The only constant is his relentless criticism of every aspect of ‘the West’.

He introduces us to the Bibliothegue oriental of Barthelemy d’Herbelot (1697), which was to remain the standard reference work on the subject for over a hundred years, before going on to explain how this kind of encyclopedic work narrows and constrains its subject matter until readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist.

Said makes this sound like some awful conspiracy, as if the worst thing anybody could ever do would be to write a book on a factual subject, because that would involve imposing ‘grids and codes’ on it and so preventing any reader ever struggling through to a ‘true’ understanding of it.

In fact Said frequently uses these scare tactics, as if he’s letting you in on the shocking truth! The text as a whole has the obsessively repetitive feel of a conspiracy theorist letting you in on a secret which is even worse than the fake moon landings, who killed JFK and what really happened at Roswell, yes, this previously covered-up, hush-hush secret is that…a lot of Western literature and culture stereotypes the so-called ‘Orient’ and ‘the Arab world’ and ‘Islam’.

Next Said has a couple of pages revealing that Dante, in his great masterpiece The Divine Comedy, put Mohamed right in the lowermost pit of hell, next to Satan, for the sin of being a sensualist and religious impostor. He takes this as an epitome of the West’s fundamental Islamophobia.

Said broadens his critique out to describe how conquering Islam came to be seen in Christendom as the vital ‘Other’ against which European Christendom defined itself. Far from being some kind of revelation, this just strikes me as being obvious, really bleeding obvious, particularly to anyone who’s ever read any medieval history. Of course European Christendom defined the Islamic Arab world as ‘the Other’ because it was the Other. India let alone China were just rumours. Nobody had ever been to sub-Saharan Africa. Nobody knew North or South America or Australia existed. To anyone living in medieval Europe, in a society drenched at every single level at every single moment in Christian belief and practice, all there was was Christendom and facing it the enemy at the gates who threatened to overthrow and destroy everything they knew and cared for. Of course the Orient was depicted as alien, because it was alien. Of course it was depicted as threatening, because it had overrun and conquered half of Christendom. Even Said at one point admits this:

From the end of the seventh century until the battle of Lepanto in 1571, Islam in either its Arab, Ottoman or North African and Spanish form dominated or effectively threatened European Christianity. (p.74)

Said goes on to quote Edward Gibbon’s Decline and Fall of the Roman Empire without, apparently, realising the full implications of what he’s citing:

In the ten years of the administration of Omar, the Saracens reduced to his obedience thirty-six thousand cities or castles, destroyed four thousand churches or temples of the unbelievers, and edified fourteen hundred mosques for the exercise of the religion of Mahomet. One hundred years after his flight from Mecca, the arms and the reign of his successors extended from India to the Atlantic Ocean.

‘Destroyed four thousand churches.’ How do you think that struck a society completely dominated by Christian belief? With horror and terror.

3. Projects [turns into a list of French Orientalists]

Starts with more stuff about the rivalry between Christianity and Islam. Yawn. By page 75 I was remembering my impression on first reading this book 40 years ago, that Said just doesn’t have the intellectual chops to manage such a huge subject, with all its vast conceptual ramifications, that he is trying to address. He’s bitten off far more than he can chew and the symptoms of this are his repetitiveness, his superficial analyses, his raising complex issue only to move swiftly on. And his superficial and often wrong versions of history.

The Ottoman Empire had long since settled into a (for Europe) comfortable senescence, to be inscribed in the nineteenth century as the ‘Eastern Question’. (p.76)

1) The Ottoman Empire did not settle into a ‘comfortable senescence’ in the later 18th and 19th centuries. There was a good deal of upheaval and violence in the palace of the Sultan, not to mention endless uprisings and rebellions by national groups around the empire.

2) Said’s tone is unpleasantly patronising, condescending to the both the contemporary politicians who had to deal with and the modern historians who write about the Eastern Question. The use of the modish, pretentious, would-be Parisian intellectual verb ‘inscribed’ tries to hide the fact that Said doesn’t know what he’s talking about. The ‘Eastern Question’ is the term given to the series of geopolitical tensions and international crises brought about by the obvious decline and fall of the Ottoman Empire, crises which included, for example, the Crimean War and a stream of military and diplomatic crises in the Balkans in the 1870s and 1880s which threatened to drag all Europe into war. See my review of Andrew Roberts’s life of Lord SalisburyThat book was extremely well researched, intelligently analytical and beautifully written. Next to Roberts, Said looks like a blustering frog puffing up his throat to try and persuade everyone how important he is.

The next orientalist book of note after Barthelemy d’Herbelot‘s Bibliothegue oriental, was Simon Ockley‘s History of the Saracens (1708). Ockley shocked contemporaries by recording how much of the ancient world only survived because the Muslims saved it.

Next major Orientalist was Abraham Hyacinthe Anquetil-Duperron (1731 to 1805), the first professional French Indologist, whose work on Avestan texts prompted him, unlike previous scholars, to actually go to India. (The Avesta is the primary collection of religious texts of Zoroastrianism, composed in the Avestan language.) Anquetil’s publications (including a translation of the Upanishads), opened up huge new vistas of Indian literature to European readers.

Next major Orientalist was Sir William Jones (1746 to 1794), British philologist, orientalist and scholar of ancient India. It was Jones who first suggested the relationship between European and Indo-Aryan languages which is now widely accepted. Said doesn’t like him. Jones was a polymath who embarked on a deep immersion in the languages and texts of India. He founded the Asiatic Society of Bengal in 1784. According to some he was ‘the undisputed founder of Orientalism’ (p.78).

As Said went on about Jones, and the other Brits who gathered round him, studying and translating Sanskrit texts (e.g. Charles Wilkins, first translator of the Bhagavad-Gita, in 1785), I suddenly realised we had made a huge leap away from Islam, Mohammed and the Arab world to India, a completely different civilisation.

That is the primary problem with Said’s use of the word and concept ‘Oriental’, that it can refer to the Near East, Middle East, Far East, India, China, Japan you name it – and Said doesn’t help. He offers no conceptual or lexical clarification, no way of making the term more geographically or conceptually precise. In fact you realise that it suits his political agenda to keep it as open and slippery as possible. This allows him to jump from one criticism to another of ‘the West’ and its awful Oriental scholars all the more easily, to shift his ground, to continually move the goalposts.

His narrative moves on to Napoleon’s invasion of Egypt which, you will remember, was described just 40 pages ago. He repeats some of the key facts from the earlier passage, but adds new details. This, you feel, is how Said’s mind works, going round in circles, covering the same ground albeit with new wrinkles, making the same points again and again – Western Orientalism was (and is) an artificial construct, a self-referential system, built on self-serving stereotypes of Oriental backwardness, laziness, corruption and sensuality, which paved the way for and justified Western (French and British) imperialism.

The most interesting new bit is a (typically brief) account of Constantin François de Chassebœuf, comte de Volney (1757 to 1820) who wrote an extremely practical record, Voyage en Egypte et en Syrie (1787), which detailed the obstacles an invader would face in conquering Egypt, and was consulted and used by Napoleon. Many of Napoleon’s Orientalist scholars had trained under de Sacy and Said tells us his pupils dominated the field of Orientalism for the next 75 years.

de Sacy was the first Frenchman to attempt to read the Rosetta stone (discovered by some of Napoleon’s soldiers in 1799) and he was a teacher of Jean-François Champollion who went on to play a key role in deciphering it and Egyptian hieroglyphics.

The introduction to the vast Description of Egypt was written by Jean-Baptiste Joseph Fourier (1768 to 1830) known to history as a mathematician but who accompanied Napoleon’s expedition as scientific adviser. Fourier was appointed secretary of the Institut d’Égypte and contributed papers to the Egyptian Institute (also called the Cairo Institute) which Napoleon founded with the aim of weakening British influence in the East.

Said, characteristically, sees these institutes devoted to study of the Orient (and the others founded around Europe at the same time) as ‘agencies of domination and dissemination’ (alliteration is an important element of critical theory; sounds impressive) (p.87).

Said gives a handy half-page list (God, he loves lists) of the aims of Napoleon’s project, as summarised by Fourier himself, which amounts to a shopping list of Orientalism, namely:

  • to restore Egypt from its present fallen state to its former glory
  • to instruct the Orient in the ways of the modern West
  • to promote ‘knowledge’ of the East
  • to define ‘the East’ in such a way as to make it seem a natural appendage or annex of the West
  • to situate European scholars as on control of Oriental history, texts, geography
  • to establish new disciplines with which to control even more ‘knowledge’ about the Orient
  • to convert every observation into a ‘law’ about the eternal unchanging essence of ‘the Orient’
  • to bring ‘the obscurity’ of the Orient into the light and clarity of Western science

Above all, to convert the 3D ‘reality’ of the multivariant Orient into texts, the fundamental sources of power and control in Western ideology, sources written by Westerners, edited by Westerners, updated by Westerners, for the minds and imaginations of Western politicians and public. Fourier goes on to confirm all Said’s ideas when he writes that Egypt will provide ‘a theatre’ for Napoleon’s ‘gloire’ (p.86).

The Orient as stage for Western glory. Out of this matrix of dominating discourses come classics of Orientalising literature such as:

  • François-René de Chateaubriand’s Itinéraire de Paris à Jérusalem (1811)
  • Alphonse de Lamartine’s Voyage en Orient (1835)
  • E.W. Lane’s Manners and Customs of the Modern Egyptians (1836)
  • Richard Burton’s Personal Narrative of a Pilgrimage to El-Medinah and Meccah (1856)
  • Gustave Flaubert’s Salammbô (1862)

In the world of scholarship the next milestone was Ernest Renan’s Histoire générale et système comparé des langues sémitiques (1855).

Said’s text progresses not logically and chronologically, but crabwise, digressively, one thing leading to another. It’s fairly well known that the Suez Canal was conceived, designed and supervised by Ferdinand de Lesseps. Less well known that his father Mathieu de Lesseps went to Egypt as part of Napoleon’s huge expedition and stayed on after the Napoleonic forces withdrew in 1801.

It’s a mental tic of Said’s that he often writes a sentence or paragraph or topic about a subject, then shoehorns in a sentence in parentheses because it’s in his notes and it’s relevant but he can’t think of a way of including it in a logical exposition. An example is the way he ends his discussion of the Suez Canal’s symbolic significance (uniting East and West, ‘opening’ Egypt to the modern world etc) with a really throwaway reference to the Suez Crisis of 1956. He should either have given the Suez Crisis a paragraph of its own, where its significance could have been properly developed, or not mentioned it all. A brief throwaway reference is the worst of all worlds, but very typical of his scatter-gun, repetitive and badly structured approach.

For Said the Suez Canal finally dispelled the notion of the Orient as somehow remote and barely reachable. The Suez Canal dragged ‘the Orient’ into the fast-growing global imagination, made it imaginatively reachable (he doesn’t mention the establishment of the first Cook’s tours to Egypt at around the time of the canal’s opening, the 1860s). At the same time made it more of an annex and dependency.

4. Crisis

He repeats one his basic ideas which is that Orientalism amounted to the transformation of messy reality into tidied-up texts.

It seems a common human failing to prefer the schematic authority of a text to the disorientations of direct encounters with the human. (p.93)

He calls this the textual attitude. Travel books are an epitome of this attitude, assuring readers of a kind of Platonic ideal of a place which all-too-often fails to live up to the book’s idealised portrait.

Suddenly he’s giving a page-long quote from Egyptian social scientist Anwar Abdel Malek (1924 to 2012), from his 1963 essay ‘Orientalism in crisis’.

This is a not particularly relevant preliminary to ‘a history of Orientalism’. Said says all the pioneering Orientalists were philologists. Almost all the great discoveries in philology of the nineteenth century were based on study of texts brought back from the Orient. The central idea was that European languages were descended from two great families of Oriental languages, Indo-European and Semitic. Said gives a political interpretation of this, saying it proves 1) the linguistic importance of the Orient (its languages and scripts) to the achievements of Western research/knowledge, and 2) the Western tendency to divide and categorise Oriental materials to suit its own interests.

Orientalism is inextricably bound up with the study of language and texts; and therefore had a huge tendency to look far back into the past, to a golden age when Orientals lived the idealised lives depicted in the Upanishads or the Koran. In other words, a field of study entirely based on romantic images of an ideal past was always going to regard the messy realities of modern life in India or the Middle East as ‘degraded’ and fallen. Orientalists travelled to the East with their heads full of Romantic ideals and were horrified by the poverty and backwardness of what they saw, leading to a universal agreement that inhabitants of the modern Orient were degraded, debased and vulgarised – ‘an upsetting demystification of images culled from texts’ (p.101).

He’s barely told us he’s going to do a history of Orientalism before he tells us he’s not, and instead going to rattle off lists of eminent Orientalists ‘to mention a few famous names almost at random’ (p.99). Scholars, philosophers, imaginative writers, novelists, poets, travel writers, and explorers and archaeologists, they all contributed to the vast hegemony of Orientalism.

Suddenly it’s 1955, the year of the Bandung Conference, by which date all the nations of the former Orient were independent, presenting Orientalists with conceptual problems. This undermined (destroyed) one whole trope about Oriental peoples, of them being passive and fatalistic.

(This itself is obviously a gross simplification since movements for independence began to stir as early as the 1880s [the Indian National Congress was founded in 1885)], were loud and powerful enough to worry Kipling in the 1890s, and gained new momentum after the Great War. I.e. it’s plain wrong to say the trope of passive Orientals was overthrown by 1955, the contrary evidence was highly visible 50 years earlier.)

Suddenly Said is quoting from the first of a series of lectures given by the ‘great’ Oriental scholar H.A.R. Gibb in 1945, ‘Modern Trends in Islam’, a passage which beautifully illustrates the kind of tropes Said is on about, in that Gibb pontificates about ‘the Arab mind’ being utterly different from the Western mind, specifically in its inability to generalise from individual instances out to general laws and so their inability to have the rationalist thought and utilitarian practices which characterise the West.

This slips somehow into critiquing modern-day Orientalists such as Bernard Lewis (1916 to 2018) who set themselves up as experts on ‘Islam’, ‘the Arab mind’ and so on but just repeat the same old slanders about the Orient’s ineradicable backwardness but also – and suddenly the political Said steps forward into the limelight – uses all these tropes and prejudices to defend Israeli policy in Palestine.

And this turns quickly into polemic as he accuses Orientalists of ignoring ‘the revolutionary turmoil’ gripping the Islamic Orient, the ‘anticolonialism’ sweeping the Orient, as the world faces various disasters (nuclear, environmental) Said accuses politicians of ‘exploiting popular caricatures’ of the Orient.

These contemporary Orientalist attitudes flood the press and the popular mind. (p.108)

And his anger at white people:

A white middle-class Westerner believes it is his human prerogative not only to manage the nonwhite world but also to own it. (p,108)

Who’s making sweeping generalisations now? Who’s invoking racial stereotypes now?

You can’t help thinking that the tiger of passionate political polemic is constantly straining at the leash just below the surface of Said’s text, ready at any moment to break free and unleash a torrent of righteous indignation, genuine anger not only at Western Orientalists but the greedy white societies which host them. Pages 105 to 110 display his real anger at the way academic, cultural and political Orientalists deploy a whole armoury of demeaning tropes and stereotypes to maintain the lie of the Oriental as a passive, backward degenerate, even up to the time of writing (1976 to 1977).

It might also explain why the book is so poor as scholarly exposition, why he promises some kind of history of Orientalism on page 96 but a few pages later apologises for giving us only a very superficial sketch, skipping over names and dates, citing essays and speeches almost at random. It’s because what is really motivating him is to get to the Polemical Outburst.

(I got to the end of this section without really understanding why it was titled ‘crisis’.)

Chapter 2. Orientalist Structures and Restructures

[Chapter 2] attempts to trace the development of modern Orientalism by a broadly chronological description, and also by the description of a set of devices common to the work of important poets, artists and scholars.

In this chapter my concern is to show how in the nineteenth century a modern professional terminology and practice were created whose existence dominated discourse about the Orient, whether by Orientalists or non-Orientalists. (p.156)

1. Redrawn Frontiers, Redefined Issues, Secularised Religion

Like the literary critic he started out as, Said opens with a 2-page summary of the plot of Flaubert’s last novel, Bouvard and Pecuchet, two clerks who come into an inheritance, resign, buy a house in the country and proceed to systematically study every subject then known to modern man, with a view to mastering all the arts and crafts. Inevitably, the turn out to bodge every single one. Said’s quoting the novel because in Flaubert’s notes for the ending (he died before completing it) the pair talk about the future and hope for a great regeneration of the West by the East.

Said takes this as his theme and shows how it derived from the Enlightenment achievement of rejecting Christianity but incorporating many of its mental structures, such as a millennial transformation of society, and how, in a central thread of the Romantic tradition, this transformation and redemption was expected to come from the East, or from the reintegration of Eastern and Western thought.

Modern Orientalism derives from secularising elements in eighteenth century European culture (p.120)

This triggers a rash of name-dropping – Schlegel, Novalis, Wordsworth, Chateaubriand, Comte, Schopenhauer.

Said is, of course, sharply critical of this whole way of thinking, saying it’s yet another example of Western intellectuals thinking they own the world and that ‘Asia’ or ‘the Orient’ will be happy to play this redemptive role for the benefit of the West.

During the eighteenth century the way for modern Orientalist structures was laid down in four major developments:

  1. Expansion The East was opened up far beyond the Islamic lands, by a range of explorers he lists
  2. Historical confrontation History benefited from an anthropology which conceived of cultures as self-contained systems and began to think more sympathetically about them e.g. George Sales’s translation of the Koran which also translated Muslim commentators
  3. Sympathy Leading to ‘sympathetic identification’ by which some writers, artists, and Mozart (his opera, ‘The Abduction from the Seraglio’) imaginatively identified with the East, he briefly sketches the rise of the Gothic and exotic in writers like Beckford, Byron, Thomas Moore et al
  4. Classification The Western impulse to categorise everything into types, Linnaeus, Buffon, Kant, Diderot, Johnson, Montesqieu, Blumenbach, Soemmerring, Vico, Rousseau, it’s difficult to make out the scanty ideas through the blizzard of impressive names

In this chapter:

My thesis is that the essential aspects of modern Orientalist theory and praxis (from which present-day Orientalism derives) can be understood, not as a sudden access of objective knowledge about the Orient, but as a set of structures inherited from the past, secularised, redisposed, and reformed by such disciplines as philology, which in turn were naturalised, modernised and laicised substitutes for (or versions of) Christian supernaturalism. (p.122)

2. Silvestre de Sacy and Ernest Renan: Rational Anthropology and Philological Laboratory

An extended discussion of the lives and works of these two founding Orientalists or, as he puts it, Orientalism’s:

inaugural heroes, builders of the field, creators of a tradition, progenitors of the orientalist brotherhood (p.122)

In Said’s usual manner this starts out reasonably clearly but soon gets bogged down in his characteristically elliptical, digressive, list-heavy and oddly expressed style. It is a struggle to read. Sacy was interested in fragments of texts and knowledge (a mindset very typical of the Romantic generation).

Renan is tougher-minded. Said’s passage on Renan brings out the importance of philology, considered as a leading discipline. He brings in Nietzsche, who was also a philologist, to describe how the discipline means bringing to light the meanings latent in words and language. Renan wrote in 1848: ‘the founders of the modern mind are philologists.’ The ‘new’ philology of the start of the nineteenth century was to score major successes:

  • the creation of comparative grammar
  • the reclassification of languages into families
  • the final rejection of the divine origins of language

Prior to this scholars thought that God gave Adam the first language in the Garden of Eden. The systematic discoveries of philologists in Semitic then Sanskrit languages, along with the texts newly discovered and translated from India, was to make the story of one divine origin for language untenable, and also to call into question the previously accepted timelines of the Book of Genesis.

Thus it was his philological studies which led Renan to lose his Christian faith and then to go on to write the secular Life of Jesus, published in 1863, the first account to portray Jesus as a purely human figure, which had a dramatic impact on intellectual life all across Europe.

In my opinion, Said misses a big point here, a massive point, which is that European Christendom (and latterly American Christian churches) have a weird, strange, distorted interest in the Middle East because that is where their religion comes from.

Islam has a kind of geographical integrity, because the key locations of the religion are in the ongoing heartlands of Islamic territory i.e. Saudi Arabia and to a lesser extent Jerusalem. By contrast the faith and ideology on which ‘the West’ based itself until very recently, along with all its holy texts, derive from a geographical location outside itself, completely detached from itself by the Muslim conquests of the 7th and 8th centuries.

This accident of history and geography explains why ‘the West’ has had such an intrusive, interfering interest in the Middle East, from the Crusades to Russia claiming control of the Holy Places which triggered the Crimean War, the mandates over Palestine and Syria between the wars – and always will have, for the region is the ground zero of its religious and ideological underpinnings.

The Orientalists Said describes were so obsessed with the Middle East because they sought, through their philological enquiries, to get closer to the heart of and seek out deeper secrets, of their faith and religion. Hence the recovery of all the texts they could get their hands on, the immense effort put into the archaeology of the region, setting up umpteen Institutes and learned societies.

Said mentions the minuscule number of ‘Orientals’ who came to Europe during the nineteenth century compared to the tidal wave of Europeans who went to the Orient and this is a major reason. Not many Arabs or Indians are interested in visiting, for example, Stonehenge, which has a purely tourist interest for them. But potentially every Christian had a profound vested interest in the stream of archaeological and philological discoveries which poured out the Middle East and Egypt throughout the nineteenth and on into the early twentieth century (for example, the discovery of the tomb of Tutankhamen) because each new discovery shed light on their faith, and the sum total of the discoveries tended to undermine Christian faith altogether, as it did in the high profile case of Renan.

Said brings out how Renan came to prefer the Sanskrit family of languages origin of the idea of an Indo-European language i.e. ancestors of European languages, over the Semitic family, which is the parent of Hebrew and Arabic. His dislike of the latter hardened into an antisemitic attitude which he expressed with growing virulence and became part of the anti-Arab, anti-Islamic discourse of Orientalism.

Said very briefly refers to the post-Prussian haste among the imperial powers to draw up maps, to mark boundaries of power and control over the colonial possessions. Hence (he doesn’t say this) the notorious Berlin Conference of 1885, called to allow all the European powers to peacefully agree who controlled which parts of Africa, through to the post-Great War division of the Middle East between Britain and France and the equally notorious maps of new states drawn up by Mark Sykes and Georges Picot.

The aim of all this map making activity was never the interest of the native inhabitants, but solely the need to avert conflict arising between the powers, above all between France and Britain.

3. Oriental Residence and Scholarship: The Requirements of Lexicography and Imagination

The profession of Orientalist is based on multiple inequalities, of wealth and power and intellectual control (of the West over the East).

This section carries on from the previous section, dwelling on Renan’s contempt for Semitic languages and peoples and asserting that philology, by reducing a language to its roots, has a similar reductive effect on views about its speakers and peoples. He comments on the tendency of Orientalists of the Romantic generation to project grand romantic feelings onto the Orient, then experience an adverse reaction when they learned more about the reality of the actual contemporary Orient, accusing it of being ‘backward’ and ‘barbaric’.

So many Orientalists ended up hating their subject, not just Renan but William Muir, Reinhart Dozy, Alfred Lyall, Caussin de Perceval. Each of these pieced together and constructed versions of ‘the Orient’ from fragments, creating imaginary models for other Orientalists to debate.

Popular stereotypes about the Orient were perpetrated by mainstream authors such as Thomas Carlyle and Lord Macaulay. Orientalist tropes were used by eminent men in unrelated fields as diverse as Cardinal Newman or French naturalist and zoologist Georges Cuvier.

Marx and abstraction

Even Karl Marx, usually friend of the poor and downtrodden, gives in to Orientalist tropes in his 1850s writings about India, where he says that although British rule is harsh and stupid, it may be historically necessary to waken India from its backward, barbaric stupor.

Said quotes a bit of Marx on India where the latter himself quotes Goethe, and this, for Said, shows the origins of Marx’s Orientalism in classic Romantic worldview, wherein peoples and races need redemption from suffering through pain.

The idea of regenerating a fundamentally lifeless Asia is a piece of pure Romantic Orientalism. (p.154)

Said says these are all examples of Western knowledge’s tendency to group everything into high-level categories and groups and ignore the multiplicity, diversity and specificity of individual lives on the ground. He makes the fairly crude accusation that:

Orientalists are neither interested in nor capable of discussing individuals. (p.154)

 I have a big problem with this whole angle of Said’s attack, because the tendency to categorise and group entities under abstract terms is, of course, fundamental to the management of all knowledge and of all modern societies. The field of medicine I work in is only possible by virtue of general categories, starting with the notion of ‘patients’ or ‘cases’. Take epidemiology, ‘the study of the determinants, occurrence, and distribution of health and disease in a defined population’, which played a central role in the management of COVID-19 around the world – this is only possible by converting individual cases into numbers and groups and categories.

Accusing just the one academic discipline of Orientalism of doing this – turning the specificity of individual people into abstract categories and numbers – seems to me 1) factually incorrect; almost all academic or professional specialisms do just this; and 2) this approach is the basis of our entire civilisation, the entirety of Western science, medicine, public health provision and so on rests on this approach.

I take the point that, in his opinion, the conversion of teeming cities full of all kinds of races, religious groups, ethnicities, sexualities and so on into one big dumb category, the Orient, is a kind of abuse of the procedure, and was designed to justify imperial conquest and rule. Yes yes. But to attack the intellectual approach of gathering large numbers of people together under particular headings or categories as somehow inherently wicked and abusive seems to me plain wrong.

Anyway Said spends a page guessing that what happened is Marx’s initial sympathy for suffering individuals in the East met, in his mind, the censorship and ‘the lexicographical police action of Orientalist science’, of the accumulated playbook of orientalist metaphors prevalent in his Romantic sources, and shut down his human sympathies in favour of Orientalist stereotypes.

What Said’s devoting a couple of pages to Marx really indicates is how important Marx still was to his audience in the academy back in 1978, that he has to perform such mental gymnastics to reconcile what he wrote about India with what he takes for granted was ‘Marx’s humanity, his sympathy for the misery of people’ (p.154).

As so often Said is blinkered or partial because the whole point of Marx is that he was a kind of acme of converting individual people into vast historical abstractions; his whole deal was about mentally converting the teeming masses of capitalist countries into vast abstracts named the proletariat and the bourgeoisie. In doing so he notoriously dismissed vast numbers of people who would be trodden on and be victims of the historical process, namely the industrial bourgeoisie which would have to be eliminated in a violent revolution. And all of this needed to be carried out in the cause of the biggest Romantic redemptive project every conceived i.e. the creation of the utopian classless society.

But Said ignores the fact that Marx’s central procedure was to apply huge dehumanising categories to all Western societies, and instead somehow wants imply that he only did it to India; that this was somehow unique to his thought, a uniquely dehumanising and uniquely Orientalising manoeuvre to make, whereas, as I’ve just shown, the very same procedure was of course fundamental to Marx’s entire approach.

Travelling to the Orient

Moving on, Said says you can draw a distinction between Orientalists who stayed in Europe and worked from texts, and those who actually went to the Orient, some of them settling and living there. Here they had the exciting experience of living like kings, the life of the privileged imperial conqueror, waited on hand and foot, free to travel anywhere.

Goes on to say that an interesting process can be observed, which is they start off writing about specific experiences but sooner or later come up against Orientalist tropes, rather like the buffers in a railway station. Some Western writing became official while other texts remained personal, such as tourist and travel writing (Flaubert, Kinglake, Mark Twain). He attempts a little categorisation of motives for travelling to the Orient at this period (mid-nineteenth century):

  1. The writer aiming to gather information for scientific purposes
  2. The writer intending to gain evidence but happy to mix this with personal observation and style – e.g. Richard Burton’s Personal Narrative of a Pilgrimage to Al-Madinah and Mecca (1857)
  3. The writer who travels to fulfil a personal (often literary) project – e.g. Gérard de Nerval’s Voyage en Orient (1851)

He calls the intentions of the different writers, their ‘author-function’ (p.159). I looked this up and a) it’s a term coined by Foucault who, as we’ve seen, Said is very indebted to throughout; and b) Foucault uses the term author-function as: ‘a concept that replaces the idea of the author as a person, and instead refers to the ‘discourse’ that surrounds an author or body of work’ (Open University)

He cashes this out with an extended discussion of the career of Orientalist Edward Lane (1801 to 1876), showing how the quirky personal asides he included in his monumental 1836 work, ‘Manners and Customs of the Modern Egyptians’, were expunged in his subsequent works – an entirely functional Arabic-English Lexicon and an ‘uninspired’ translation of the Arabian Nights (p.164).

4. Pilgrims and Pilgrimages, British and French

Pursuing the same line, Said categorises the many writers who went on journeys to the Orient as ‘pilgrims’.

(In my opinion the chapter title and concept just highlight the huge holes in his account, which include a proper discussion of actual Christian pilgrimage, a proper consideration of medieval literature, which would include a proper account of the Crusades and, indeed the vast and generally unread libraries of devotional Christian literature. Seen in this wider perspective, Said’s account pretty much solely focuses on the nineteenth century, taking its start from writers he would have taught in his comparative literature course, such as Victor Hugo, Gérard de Nerval, Flaubert and going a bit beyond them into the actual literature of Orientalists such as Sacy, Renan, Burton, Lane and so on. But of the vast hinterland of medieval and Christian accounts of the Orient, almost nothing [excepting the passage about Dante]. Not his specialism, not his area.)

He compares and contrasts British and French visitors to the region and makes the simple point that the British had strong or defining presence on the ground and the French didn’t: the British beat the French to seize India during the eighteenth century and slowly ramped up their presence in the Middle East till they established an unofficial protectorate over Egypt in 1882.

The Mediterranean echoed with the sounds of French defeats, from the Crusades to Napoleon. What was to become known as ‘la mission civilisatrice’ began in the nineteenth century as a political second-best to Britain’s presence. (p.169)

The (partly) explains why (some) British writing feels practical and administrative while some much French writing is more imaginative, projective, wistful, dwelling in ruins and lost hopes etc.

He spends some time summarising François-René, vicomte de Chateaubriand’s ‘Itinerary from Paris to Jerusalem of 1811’. Said shows how, besides Chateaubriand’s obsessive narcissism the book reeks of Orientalist tropes, despising Islam, regarding the Arab as degraded, saying the whole region needs to be redeemed by the West. Said talks about his ‘Christian vindictiveness’ (p.174).

He moves on to discuss Alphonse de Lamartine’s ‘Voyage en Orient’ of a generation later, 1835. He, too, ends up disliking the reality of the terrain and people (thinking it was painted better by Poussin, p.178) and saying it is ripe for conquest and development by the West.

Then on to Nerval (visited 1842-3) and Flaubert (1849-50). Nerval writes of an eerily empty Orient, disappointing the Romantic fantasies he had learned from (earlier Orientalist) books. He copies large blocs from Edward Lane’s account and passes them off as his own.

Flaubert, much the greater writer, vividly describes what he sees before him in notes and his wonderful letters. The Orient was to bulk large in two of his six novels, Salammbô (1862) and The Temptation of Saint Anthony (1874). Said takes an excerpt from Flaubert’s notes on visiting a hospital to highlight the way morality and revulsion are completely excise; all that matters is the correct rendering of exact detail (p.186).

The most famous episode in Flaubert’s journey to the Orient was the time he spent with Kuchuk Hanem, an Egyptian sex worker. This is a peg for Said to talk a little about the sexual stereotypes of the East and to make the fairly obvious point that not only for nineteenth century writers but for many readers ‘the Orient’ became associated with sensuality, guilt free and available sex, much more available than back in Victorian strictly regimented Europe.

But the main impact this had on me was to realise how little he talks about sex, desire, gender, feminism, themes which massively saturate modern academic studies. In fact he raises the issue, why the Orient then (and now) suggests ‘not only fecundity but sexual promise (and threat), untiring sensuality, unlimited desire, deep generative energies’, before going on to say (in his typically not quite correct English) ‘it is not the province of my analysis here.’ A little later (p.208) he refers to the use of Orientalist stereotypes of ‘exotic’ sex in semi-pornographic novels but, by and large, it’s not his thing, his aim, his subject.

Then he returns to his main theme, ‘the sense of layer upon layer of interests, official learning, institutional pressure, that covered the Orient as a subject matter and as a territory during the second half of the nineteenth century’ (p.192).

British visitors and writers had a harder more realistic sense of what pilgrimages to the Orient entailed. The French didn’t own any territory and so were, in a sense, more imaginatively free. The British were always anchored in the reality by the vast responsibility of India, later on of Egypt, both of which meant that tough questions about administration and Realpolitik lurked behind even the most carefree travelogue. In a word, they are less imaginative. He has harsh words for Alexander Kinglake (1809 to 1891, Eton and Cambridge), English travel writer and historian, whose ‘Eothen’ or Traces of travel brought home from the East’ (1844) was wildly popular. Kinglake didn’t let his ignorance of any Oriental language and poor grasp of its culture stop him from making sweeping xenophobic, antisemitic and racist generalisations about the culture, mentality and society of ‘the Orient’.

This contrasts with the splendid achievements of Richard Burton, always an imperialist at heart, but a rebel against the establishment who took great delight in pointing out to the Orientalists that he knew more languages, had travelled more, seen more and understood more of the Arab mind than they ever would. Of all the writers of the classic Orientalist period Burton is the one who knew most about the actual specificities of Arab and Muslim life which Said values. He is maybe the last compromised of all these writers. And yet throughout his work is the assumption that the Orient is there to be taken, to be ruled by the West, by Britain, leading Said to another restatement of his core theme, that in Burton’s writings:

Orientalism, which is the system of European or Western knowledge about the Orient, thus becomes synonymous with European domination of the Orient… (p.199)

Chapter 3. Orientalism Now

Begins where its predecessor left off at around 1870. This is the period of greatest colonial expansion into the Orient…the very last section characterises the shift from British and French to American hegemony. I attempt to sketch the present intellectual and social realities of Orientalism in the United States.

1. Latent and Manifest Orientalism

The phrase is obviously derived from Freud’s notion, first expressed in The Interpretation of Dreams, that dreams have both a manifest or obvious content, and then a latent or secret meaning (also latent in the sense that it required work by patient and therapist to bring it out). Said applies Freud’s metaphor to his topic of study.

The idea is simple: the details or surface or manifest Orientalism have changed and varied over the past 250 years but the latent or bedrock attitudes behind it remain as fixed as ever, namely that the Orient is backward, poor, lazy, undisciplined and passive, in need of endless help (p.206).

Actually his argument is not helped by the way that he continually shuffles the attributes he claims that Orientalism attributes to the Orient. In the space of a few pages he says there are the Orient’s:

  • sensuality, tendency to despotism, aberrant mentality, habits of inaccuracy, backwardness (p.205)
  • eccentricity, backwardness, silent indifference, female penetrability, supine malleability (p.206)
  • backward, degenerate, uncivilised, retarded (p.207)

I take the point that each list shuffles from a pack of negative stereotypes, but, like his repeated attempts to give a precise definition of Orientalism, none of which really nail it, there’s a constant sense of blurriness and slippage.

Helplessness

I read his criticism of this idea of Oriental ‘helplessness’ on a day (23 September 2023) when, on the radio, I heard that Morocco needs Western help because of the massive earthquake which just struck it, that Libya needs Western help because of the unprecedented floods which have devastated it, that Lebanon still needs help rebuilding itself three years on from the devastating explosion of 4 August 2020, and saw a charity appeal to help the victims of the civil war in Yemen.

It’s all very well to read Said’s repeated claim that seeing the Orient as helplessly needing Western intervention is an Orientalist trope, a demeaning stereotype entirely created by the institutions he describes, and yet…it also appears to be a real-world fact.

SOAS

Anyway, Said continues to describe (yet again) the process whereby a set of intellectual interests and disciplines based in study of the Biblical languages slowly transformed into a series of postulates which justified and enabled the colonial occupation of ‘the Orient’. He quotes Lord Cromer’s paternalistic speeches, specifically the one calling for the establishment of an institute to study the region, which was a trigger point for the establishment of the University of London’s School of Oriental and African Studies.

The importance of geography

If the section about Renan dwelled on the importance of the discipline of philology, this section dwells on the academic discipline of geography for the colonial enterprise. As Said puts it in his foggy, unclear prose:

Geography was essentially the material underpinning for knowledge about the Orient. All the latent and unchanging characteristics of the Orient stood upon, were rooted in, its geography. (p.216)

France bounced back from its humiliating defeat in the Franco-Prussian War (1870 to 71) with a renewed determination to expand its empire and this led, among other things, to ‘a tremendous efflorescence of geographical societies’ (p.217). There was even a thing called the geographical movement.

Scientific geography gave rise to commercial geography and an explosion of utopian schemes to interfere and alter geography. The opening of the Suez Canal had changed the world of commerce and profoundly affected geopolitics. Dreamers dreamed of similar huge projects, including flooding the Sahara to make the desert bloom, and tying together France’s scattered African colonies by ambitious railway networks.

Some French commentators blamed their defeat by Prussia on lack of imperial ambition; falling behind British imperial aggrandisement was blamed for France’s economic woes. The solution to every problem was to more aggressively conquer and control. This lay behind France’s drive to conquer the territories of what became French Indochina (Laos, Cambodia, Vietnam), clinched in a series of battles in 1885.

But the French throughout the period continually lamented coming second best to the British who had secured all the plum territories (India, Egypt). French envy and resentment knew no bounds. Said ties this to the way the British produced remarkable characters who flourished in the Oriental purview, such as Gertrude Bell and TE Lawrence.

2. Style, Expertise, Vision: Orientalism’s Wordliness

Starts with a discussion of the concept of The White Man, the controller at the centre of Orientalism who defined unwhites, blacks, coloureds and Orientals as ‘others’, lacking the attributes of whiteness, who therefore had to be schooled and trained up to ‘our’ standard. To demonstrate he gives (more) quotes from Gertrude Bell and T.E. Lawrence.

In the late nineteenth century bastardised theories of evolution, the survival of the fittest and race theories lent malevolent force to pre-existing Orientalist discourse.

Said introduces us to William Robertson Smith (1846 to 1894) a Scottish orientalist, Old Testament scholar and minister of the Free Church of Scotland, best known for his book ‘Religion of the Semites’ which became a foundational text in the comparative study of religion.

Said moves on to his most extended consideration of T.E. Lawrence who he sees following a recognisable career arc, from Romantic adventurer, to imperial agent (in the Arab Uprising), to disillusioned failure. He quotes passages from the Seven Pillars of Wisdom to show how Lawrence not only identified himself totally with the Arab Uprising but, more typically, identified the Arab Uprising with himself, another white man assuming the natives couldn’t have done it on their own.

I like his idea (maybe pretty obvious) that the mid and late nineteenth century figure of the adventurer-eccentric was replaced around the time of the Great War by the Orientalist-imperial agent, citing Lawrence, Gertrude Bell, St John Philby (a small checklist which he refers to countless times). This marked a shift from an academic to an instrumentalist mode.

Between the wars

Between the wars imperial rule throughout the Orient became problematic for the simple reason that the natives formed more and more strident nationalist movements, flanked by increasing acts of violence, while a growing minority in Western countries began to question or turn against colonialism and in favour of home independence.

Said quotes French Orientalists (Sylvain Lévi) who (like all academics) insist the answer is more study, more research, better understanding etc. He quotes the poet Paul Valéry whose contribution amounts (with comic French intellectualism) to analysing the problem away (p.250). And goes on to cite Valentine Chirol, Elie Faure, Fernand Baldensperger, all of whom reiterated the now crystallised Orientalist lines: ‘they’ are unlike us, lack the ability for rational knowledge, are economically and culturally backward, Islam is an imprisoning limiting religion, all the usual slurs.

At the end of this section he gives yet another summary of what he’s trying to do, to investigate:

the metamorphosis of a relatively innocuous philological subspeciality into a capacity for managing political movements, administering colonies, and making apocalyptic statements about the White Man’s difficult civilising mission (p.254)

3. Modern Anglo-French Orientalism in Fullest Flower

During the 1930s and 40s Orientalism had hardened into an extensive field of knowledge in which, like a spider’s web, reference to the most trivial fact tended to jangle the entire system and immediately invoke a whole gang of presuppositions, biases and bigotries.

There’s a long passage on the development, between the wars, of ‘types’ in the social sciences, which I think he contrasts with the cosmopolitan pluralism of the philological (in the wide sense) approach taken by one of his heroes, Auerbach. Narrowing versus widening.

So this section invokes the profound collapse of European economy and political consensus and in an obscure, round the back kind of way, describes how this impacted on national Orientalisms. For example, Snouck Hutgonje, Dutch scholar of Oriental cultures and languages and advisor on native affairs to the colonial government of the Dutch East Indies.

Then 20 pages contrasting the work of the most eminent Orientalists of their generations in France and Britain, Louis Massignon (1883 to 1962), French Catholic scholar of Islam and a pioneer of Catholic-Muslim mutual understanding, and Sir Hamilton Gibb (1895 to 1971), Scottish historian and Orientalist.

Massignon is depicted as an outsider of great genius and insight who devoted a lot of time to the biography of a Muslim Sufi saint, al-Hallaj. Gibb was the opposite, an insider, an institution man.

Inevitably Said depicts both of them, in subtle and sometimes impenetrable style, while citing Foucault and Barthes, as nonetheless continuers and purveyors of fundamental Orientalist stereotypes. His detailed look at the careers, professional subjects and styles of these two giants takes us from after the Great War up to the early 1960s.

4. The Latest Phase

To date the book has amounted to a brief consideration of the origin of Orientalist tropes and prejudices among the ancient Greeks, a brief sketch of the Middle Ages in the form of Dante, skipping past the Renaissance altogether and then settling down to a detailed examination of Orientalism from the late eighteenth and through the long nineteenth century.

In this last section he finally brings all his findings on home to the colossus which dominated the post-war settlement, culturally, economically and militarily, the US of A. It is completely unlike the rest of the book in that it is clear, accessible, magazine style rage against the unchecked proliferation of anti-Arab and Islamophobic caricatures across American culture.

The traditional Orientalism he has chronicled was broken up in 1960s America into a proliferation of academic subspecies. The European focus on philology, itself deriving from study of the Biblical languages, disappeared and was replaced by an American focus on the social sciences. American academics didn’t study the languages of the Middle East, they studied their ‘societies’ and on this basis set themselves up as experts and advisers.

Part of this was the abandonment of the study of literature. The long philological and literary approach he’s been praising and enjoying came to a grinding halt. In American hands it was all about preparing oil executives for their stints in the Arab world and advising the State Department.

He categorises ways in which ‘the Arab’ or ‘the Arab Muslim’ appear in ‘modern’ (i.e. 1960s and 70s) culture:

  1. Popular images and social science representations
  2. Cultural relations policy
  3. Merely Islam
  4. Orientals Orientals Orientals

Said becomes more and more angry, outraged at the barrage of anti-Arab and Islamophobic imagery to be found all across American culture. Images of humiliatingly defeated Arabs after the 1967 war. Images of hook-nosed Arab sheikhs at petrol pumps after the 1973 war and the oil price hike. These latter have all the Nazi antisemitic stereotypes born again.

He is appalled at the new tone of American Orientalism. He mounts a sustained attack on the 1970 Cambridge History of Islam, spotting stereotypes everywhere and accusing it of being bereft of ‘ideas and methodological intelligence’ (p.302).

He quotes from magazine articles, from Commentary magazine, from scholarly papers, interviews in which academics, politicians, commentators, repeat ad nauseam the same anti-Arab tropes he has enumerated throughout the book, the backwardness of Arabs, the stupidity of Arabs, the bombastic nature of Arabic which prevents Arabs from having rational thought, and so on.

He attacks 3 or 4 essays before alighting on a 1972 volume called ‘Revolution in the Middle East and other case studies’. He attacks the introductory essay by the volume’s editor P.J. Vatikiotis, before making a sustained attack on the essay by notable modern Orientalist, Bernard Lewis, giving numerous quotations in a vitriolic attack on what he takes to be Lewis at the same time setting himself up as an oracle on all things Arab while at the same time comprehensively despising and belittling his subject matter. Sounds weird, sounds counter-intuitive, unless you’ve read Said’s book in which he identifies it as a recurring characteristic of all Orientalists.

It’s in the Lewis passage that Said finally opens up about the Zionist movement and the foundation of the state of Israel, pointing out that Lewis nowhere (apparently) mentions Zionism or the Jewish appropriation of Palestinian land and, at last you feel, the cat is out of the bag. it feels as if the previous 300 pages have been a long, slow, laboursome foreplay leading up to this, the money shot.

What particularly gets his is Lewis’s pride in being an objective historian when Said claims to have shown he is in fact a ludicrously biased, anti-Arab, anti-Islamic bigot.

This is the culmination of Orientalism as a dogma that not only degrades its subject matter but also blinds its practitioners. (p.319)

The final pages describe the way Orientalism has infected the Orient in the sense that students and lecturers from the region come to the United States to train, are inculcated with Orientalism biases against their own people and culture and return to propagate these biases. There were, at the time of writing, hardly any institutes of higher education devoted to studying the Orient in the Orient. Academically, it is backward.

Worse, America has made the entire Middle East, economically, into a client region. America consumes a select number of products from it (mostly oil) but in return exports a huge number of goods, from blue jeans to Coca Cola. And TV and Hollywood movies, which often feature Arabs as the bad guys.

The modern Orient, in short, participates in its own Orientalising. (p.325)

Finally he hopes that his work has made a small contribution to encouraging scholars to critically scrutinise the premises of their disciplines, to be attentive to the realities on the ground and try to avoid the artificial and cramping conventions which constrict so many fields of study in the humanities. And, writing at a time of increasing nationalism in the developing world, he hopes it will help those peoples and movements get free of the mind-forg’d manacles (a quote from William Blake) which their oppressors created to judge, demean and control them.

Critique

Mind opening

Books like this are mostly for students because, if you hadn’t yet come across the notion that academic disciplines are not the clean objective collections of facts you were led to believe at school, then Said’s full frontal demolition of an entire area of academic study, and his association of it with one of modern woke ideology’s great bogeymen, Western imperialism, is liable to have a dynamite impact, opening your mind to whole new ways of thinking about scholarship, the academy, the humanities, history, geography, languages, religion, all of it.

And, given the extent to which Said ties his history of nineteenth century Orientalism directly to the perennial hot button issue of the Arab-Israeli conflict, the impressionable student is likely to have not only their intellectual interests, but their sense of justice fired up. When I used to visit my son at Bristol University I was struck by the number of posters around the town burning with indignation for the cause of oppressed Palestine.

But, unfortunately, it’s nearly 40 years since I read Orientalism, so none of this is new to me although rereading it made me realise I’d forgotten almost all the detail.

Repetitive

And forgotten how bad it is. It really doesn’t read very well. Reread in the cold light of day it feels extremely repetitive and confused. Too often Said asserts his case rather than proving it, in particular repeating the fundamental ideas like the created nature of Orientalist discourse, the premise of an unchangingly inferior Orient and so on, scores and scores of times till I felt like screaming.

Weak definitions

A surprisingly central problem is his failure to really define what his central term i.e. the Orient, actually means. When I began to explain the book to a friend she expected it to be about the Far East, China and Japan, which are the places she associates with the word ‘Orient’. She was very surprised when I told her it focuses almost entirely on the Middle East and Egypt, with some digressions about India. China and Japan are mentioned once or twice in passing, but not part of his hard core message. Here’s one of his not particularly useful definitions of the great subject, Orientalism:

What I shall be calling Orientalism, a way of coming to terms with the Orient that is based on the Orient’s special place in European Western experience. (p.1)

Or:

Orientalism is the habit for dealing with questions, objects, qualities, and regions deemed Oriental. (p.72)

You can see the air of tautology hanging over a sentence like this, as there are so many of his other formulations.

The Orient that appears in Orientalism is a system of representations framed by a whole set of forces that brought the Orient into Western learning, Western consciousness and, later, Western empire. (p.203)

Or this one, that Orientalism:

is an attempt to describe a whole region of the world as an accompaniment to that region’s colonial conquest. (p.343)

It’s peculiar that every time he mentions the concept, he feels the need to redefine it, and every time it comes out slightly different. This adds to the general difficulty of reading the book.

Relation to the contemporary world

The second point is one I made in part 1, which is that so much has happened in the world since it was published – chiefly the collapse of communism, the end of the Cold War, the rise of Islamic terrorism, the Western invasions of Middle Eastern countries, the Arab Spring and its failures – that, to anyone keeping up with events, the book doesn’t feel like a guide to the modern world but a dated dead end.

No doubt Western academics, commentators, ‘experts’ and journalists continue to use Orientalising stereotypes, and for much the same motives Said describes, to define, control and contain the complex realities of this troubled part of the world, to assert Western superiority over ‘barbaric’ Arabs. But this is, in the end, a very easy concept to understand and what would be useful would be a guide to the contemporary forms of Orientalising stereotyping which we in the West, no doubt, still labour under.

Ending the binary

Quite a few times Said says he laments the simplistic binary opposition between East and West which he says is at the heart of Orientalism. Does he? No. In my opinion he reinforces the binary on every page of the book, in fact he deepens and entrenches it by repeating its binary terms – the Orient and the West – on every page.

By not including a single Oriental, Arab or Muslim voice, while featuring scores and scores of European writers, I thought the book has the effect of making ‘the Orient’ even more invisible, disappearing it, while filling the mind to overflowing with Western European ideas. He angrily rejects those ideas. but those are the ideas I’ve just spent a week reading a 350-page book about, and so those are the ideas I remember.

Epistemology

Said’s thesis is based on the idea that knowledge is power, and that the way ‘knowledge’ about ‘the Orient’ was created and curated was always biased, bigoted, negative, critical and disempowering. Fine. But what this boils down to is an argument about epistemology, which is defined as ‘the theory of knowledge, especially with regard to its methods, validity, and scope, and the distinction between justified belief and opinion.’ This is the heart of his book and his thesis. It is an argument about the production of knowledge. And yet Said nowhere explains his own theory of epistemology. Just as he is slippery about what ‘the orient’ actually means, and gives ten or so differing definitions of ‘Orientalism’, in the same way he never gives an adequate definition of the central concept he’s arguing about.

In my opinion it’s this lack of really deep, thought-through clarity and consistency about his key concepts which explains why, instead, he lumps lots of disparate topics together, rarely explores them in any depth, and continually resorts to asserting his thesis instead of proving it.

Fake urgency

Said writes that, when Orientalists codified their knowledge into encyclopedias under alphabetical entries, they modelled and shaped knowledge, created constraints so that readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist, and this is made to sound like some wicked conspiracy. And yet the same is true of any other subject whatsoever. Take woodwork. You want to learn a bit about woodwork so you Google or buy a book on the subject, written by experts.

But in Said’s eyes, this knowledge about woodwork has been modelled and shaped knowledge by so-called ‘woodwork experts’ who have created constraints so that readers can only approach this knowledge of woodwork via ‘the learned grids and codes’ provided by the woodwork expert! Scary, eh? Or utterly banal.

Reading these kinds of scare tactics on every single page gets boring. Again and again and again he makes the same simple point which is a critique of the way knowledge is produced and curated by academics with, he claims, an anti-Eastern, anti-Arab, anti-Muslim prejudice – all so that he can lead the reader, in the Introduction and then in the third section, right back to the modern world and to the iniquity of US policy in the Middle East.

It’s this, Said’s obsession with the Arab-Israeli policy, which really gives the book its energy. The rise of ‘Orientalism’ as an academic discipline would be of solely academic interest, a very niche concern, if it weren’t for the fact that the same kind of anti-Eastern, anti-Arab and anti-Muslim tropes are at work, in the world, today, guiding American’s slavishly pro-Israeli and ruinously anti-Arab policy.

Last word

When we were students a friend of mine, who went on to become a professor of poetry, described it as ‘a bad book in a good cause’.

Practical criticism

See if you can identify the kind of essentialising Orientalist stereotypes about the Middle East, Arabs and Islam which Said describes, in Western (British) coverage of the recent Hamas attack on Israel (I’m just giving the BBC as a starting point):


Credit

Orientalism by Edward Said was first published by Routledge and Kegan Paul in 1978. References are to the 2003 Penguin paperback edition (with new Afterword and Preface).

Related reviews

Freud on art and literature

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other ideas have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his occasional slurs against gays, lesbian or bisexuals and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

In the realm of fiction we find the plurality of lives which we need.
(Thoughts on War and Death, Pelican Freud Library volume 12, page 79)

Introduction

Volume 14 of the Freud Pelican Library pulls together all of Sigmund Freud’s essays on art and literature.

From my point of view, as a one-time student of literature, one of the most obvious things about all Freud’s writings, even the most ostensibly ‘scientific’, is that he relies far more on forms of literature – novels, folk tales, plays or writers’ lives – than on scientific data, data from studies or experiments, to support and elaborate his theories.

In my day job I do web analytics, cross-referencing quantitative data from various sources, crunching numbers, using formulae in spreadsheets, and assigning numerical values to qualitative data so that it, too, can be analysed in numerical terms, converted into tables of data or graphical representation, analysed for trends, supplying evidence for conclusions, decisions and so on.

So far as I can tell, none of this is present at all in Freud’s writings. A handful of diagrams exist, scattered sparsely through the complete works to indicate the relationship of superego, ego and id, or representing the transformation mechanisms of wishes which take place when they’re converted into dream images, repressed, go on to form the basis of compromise formations, and so on. But most of Freud is void of the kind of data and statistics I associate with scientific writing or analysis.

Instead Freud relies very heavily indeed on works of fiction and literature, folk tales and fairy tales, the myths and legends of Greece and Rome, anecdotes and incidents in the lives of great writers or artists (Goethe, Leonardo).

Right from the start Freud’s writings provided a new model for literary, artistic and biographical interpretation and so it’s no surprise that psychoanalytical theory caught on very quickly in the artistic and literary communities, and then spread to the academic teaching of literature and art where it thrives, through various reversionings and rewritings (Lacan, feminist theory) to this day.

It’s probably too simplistic to say psychoanalysis was never a serious scientific endeavour; but seems fair to say that, in Freud’s hands, it was always an extremely literary one.

What follows is my notes on some, not all, of the essays contained in Volume 14 of the Freud Pelican Library.

1. Delusions and Dreams in Jensen’s ‘Gradiva’ (1907)

It was Jung, a recent convert to psychoanalysis, who brought this novel, Gradiva, by the German novelist Wilhelm Jensen, published 1903, to Freud’s attention. It is the story of an archaeologist, Norbert Hanold, who comes across an ancient bas-relief of a girl who is walking with a distinctive high-footed step. He names her ‘Gradiva’, which is Latin for ‘light-tripping’, and becomes obsessed with the image.

Cast relief of ‘Gradiva’​ (​1908​), which, as a result of Freud’s essay on the novel, he bought and hung on his study wall

It comes into Hanold’s head that the relief is from Pompeii and that he will somehow meet the girl who is the model for it if he goes there. So off to Pompeii he goes and, one summer day, walking among the ruins, comes across an apparition, a hallucination, of the self-same girl!

They talk briefly and then she disappears among the ruins but not before displaying the unique walk depicted in the frieze. A second time he meets her and their talk clears his muddled mind. Over subsequent meetings and conversations it becomes clear that she is the girl who lives across the road from him in Berlin, named Zoe Bertgang, and whom he loved playing with as a boy.

What happened is that, at puberty, Hanold became obsessed with archaeology and, in his pursuit of it, rejected normal social activity, including with the opposite sex. He repressed and forgot his childhood love for Zoe, redirecting his energies, sublimating them, into an abstract love of Science. But, despite the best efforts, the repressed material returned, but in a garbled censored form, as his irrational unaccountable obsession with this carving.

Over the course of their meetings, Zoe slowly pulls him out of what is clearly some kind of nervous breakdown, eliminating all the voodoo and hallucinatory significances which he had accumulated around the relief; makes him realise she is just an ordinary girl, but one he has continued to be in love with.

Through her long and patient conversations, through talking through his odd symptoms and obsessions, he is slowly returned to ‘normality’, ‘reality’, and to a conventional loving relationship with a young woman. And so they get engaged.

This novel could almost have been written expressly to allow Freud to deploy his favourite themes. For a start it contains many of Hanold’s, dreams which Freud elaborately decodes, thus reaffirming the doctrine that dreams are ‘the royal road to the unconscious’. Confirming the theories put forward in The Interpretation of Dreams that during sleep the censorship of feelings and complexes which are rigorously repressed during conscious waking life, is relaxed, allowing deep wishes to enter the mind, albeit displaced and distorted into often fantastical imagery.

It allows Freud to reiterate his theory that the mind is comprised of two equal and opposite forces which are continually in conflict – the Pleasure Principle which wants, wishes and fantasises about our deepest desires coming true, sometimes in dreams, sometimes in daydreams or fantasies, sometimes in neurotic symptoms and mental disturbances – because it is continually struggling to get past the repressing force of the Reality Principle.

Dreams, like the symptoms of the neurotic and obsessive patients Freud had been treating since the 1980s, are compromises between these two forces. Thus the hero of the novel, Norbert Hanold, is a timid man whose profession of archaeologist has cut him off from the flesh and blood world of real men and women.

This division between imagination and intellect destined him to become an artist or a neurotic; he was one of those whose kingdom was not of this world.

But, in Freudian theory, the unconscious wishes often return from the place where they are most repressed, at the point of maximum defence. Hence it was precisely – and only – from the dry-as-dust, academic world of archaeology, where he had fled from the real world, that the repressed feelings could return in the form of a two thousand year-old relief – that Hanold’s real passion for the flesh-and-blood girl who lives across the road, can emerge.

There is a kind of forgetting which is distinguished by the difficulty with which the memory is awakened even by a powerful external summons, as though some internal resistance were struggling against its revival. A forgetting of this type has been given the name of repression in psychopathology.

Norbert seeks for Gradiva in Pompeii, driven there by increasingly delusive fantasies. Freud explains these as the last desperate attempts of the Censor to flee the unconscious wish to sexually possess the girl he has loved since his childhood, but, fearing her sexuality, fearing his own untrammeled sexuality, has blocked, repressed and sublimated into a love for his passionless, ‘scientific’ profession’, archaeology. The repressed always returns. You can run but you can’t hide.

It is an event of daily occurrence for a person – even a healthy person – to deceive himself over the motives for an action and to become conscious of them only after the event…

[Hanold]’s flight to Pompeii was a result of his resistance gathering new strength after the surge forward of his erotic desires in the dreams [Norbert is plagued by obscure passionate dreams which Freud analyses as sex-dreams]. It was an attempt at flight from the physical presence of the girl he loved. In a practical sense, it meant a victory for repression…

Except that it is precisely in Pompeii, with a kind of dreamy, Expressionistic logic, that Hanold runs into the very girl he’s gone all that way to escape, and who initially presents herself as the living incarnation of the 2,000 year-old relief.

Only slowly does the truth dawn on Norbert (and the reader) and his secret desires become revealed to him, even as he slowly realises this is a real flesh-and-blood girl and not some spirit, a girl who reveals her name to be Zoe, Greek for ‘life’.

The entire novel turns, in Freud’s hands, into another one of his case studies: Hanold is an obsessive neurotic suffering from bad dreams and delusions; Zoe is in the unique position of being both his repressed love-object and his psychoanalyst. She practises the ultimate ‘cure through love’ by tenderly returning Hanold to a correct understanding of Reality, of who he is, who she is, and the true nature of his feelings for her.

How was Hanold able to go along in the grip of his powerful delusions for so long?

It is explained by the ease with which our intellect is prepared to accept something absurd provided it satisfies powerful emotional impulses

After all, Freud writes, in one of the many, many comparisons with religious beliefs and ways of thinking which litter his writings:

It must be remembered too that the belief in spirits and ghosts and the return of the dead which finds so much support in the religions to which we have all been attached, at least in our childhood, is far from having disappeared among educated people, and that many who are sensible in other respects find it possible to combine spiritualism with reason.

The Gradiva story allows Freud to elaborate on the link between but contrast between belief and delusion:

If a patient believes in his delusion so firmly, this is not because his faculty of judgement has been overturned and does not arise from what is false in the delusion. On the contrary there is a grain of truth concealed in every delusion, there is something in it which really deserves belief, and this is the source of the patient’s conviction, which is therefore to this extent justified.

This true element, however, has long been repressed. If eventually it is able to penetrate into consciousness, this time in a distorted form, the sense of conviction attaching to it is overintensified as though by way of compensation and is now attached to the distorted substitute for the repressed truth, and protects it from any critical attacks.

The conviction is displaced, as it were, from the unconscious truth on to the conscious error that is linked to it, and remains fixated there precisely as a result of this displacement.

The method described here whereby conviction arises in the case of a delusion does not differ fundamentally from the method by which a conviction is formed in normal cases. We all attach our conviction to thought-contents in which truth is combined with error and let it extend from the former over into the latter. It becomes diffused, as it were, from the original truth over onto the error associated with it, and protects the latter.

So in Gravida the dry, repressed Norbert is awakened from his dream-delusion of worship for a stone relief he has named Gradiva, into the reality of his long-lost childhood love for the flesh-and-blood woman Zoe:

The process of cure is accomplished in a relapse into love, if we combine all the many components of the sexual instinct under the term ‘love’; and such a relapse is indispensable, for the symptoms on account of which the treatment has been undertaken are nothing other than the precipitates of earlier struggles connected with repression or the return of the repressed, and they can only be resolved and washed away by a fresh high tide of the same passions. Every psychoanalytic treatment is an attempt at liberating repressed love which has found a meagre outlet in the compromise of a symptom.

So influential was Freud’s essay on Gradiva as suggesting and exemplifying a whole new way of reading and thinking about literature, that it became a cult, many of the early psychoanalysts carried round small models of the Gradiva relief and Freud had a full-scale replica hanging in his office (still viewable at the Freud Museum).

2. Psychopathic stage characters (1906)

Art allows for the vicarious participation of the spectator. When we read a poem we feel spiritually richer, subtler, nobler than we are. When we watch a play we escape from the confines of our dull cramped lives into a heroic career, defying the gods and doing great deeds. The work of art allows the spectator an increase, a raising of psychic power.

Lyric poetry serves the purpose of giving vent to intense feelings of many sorts – just as was once the case with dancing. Epic poetry aims chiefly at making it possible to feel the enjoyment of a great heroic character in his hour of triumph. But drama seeks to explore emotional possibilities more deeply and to give an enjoyable shape even to forebodings of misfortune; for this reason it depicts the hero in his struggles and, with masochistic satisfaction, in his defeats.

For Freud, crucially, human nature is based on rebellion:

[Drama] appeases, as it were, a rising rebellion against the divine regulation of the universe, which is responsible for the existence of suffering. Heroes are first and foremost rebels against God or against something divine.

We like to watch the hero rise, as a thrilling personification of the resentment we all feel against the limitations of Fate – and then to fall, after a brief heroic career, because their fall restores order and justifies our own craven supineness in relation to the world.

Freud likes the Greek dramatists because they openly understood and acknowledged the power of this: life is a tragic rebellion against Fate. The Greek view of life, essentially tragic – from Homer to Aeschylus – contrasted with the essentially rounded, optimistic view of the theisms, Judaism and Christianity, in which suffering may be pushed to its limit – Job, Jesus – but brings with its new understanding and even salvation.

Christianity takes an essentially comic, non-tragic view of the world; Jesus came to save us, to fulfil the Law, and in his torture, crucifixion and death we partake of a Divine Comedy of despair and renewal. With his resurrection the circle is complete. But there is no renewal in Greek tragedy. Neither Oedipus nor Thebes are renewed or improved.

The two worldviews deal with the same subject matter, and overlap in the middle, but from fundamentally opposed viewpoints.

Freud likes the Greeks because of their acknowledgment of the tragic fate of man: his later writings are loaded with references to Ananke and Logos, the twin gods of Necessity and Reason by which we must lead our lives.

Freud dislikes Christianity because it sets out to conceal this truth, to offer redemption, eternal life, Heaven, the punishment of the guilty and the salvation of the Good. It offers all the infantile compensations and illusions he associates with the weakest of his patients. It is intellectually and emotionally dishonest. It says the greatest strength is in submission to the Will of God, turning the other cheek, loving your neighbour as yourself.

As a good Darwinian Freud acknowledges that these standards may be morally admirable but, alas, unattainable for most, if not all of us mortals. In his view Christianity forced its adherents into guilt-ridden misery or to blatant hypocrisy. (Interestingly, it was actually Jung who, in their correspondence, called the Church ‘the Misery Institute’.)

Freud moves on to outline an interesting declension in the subject matter of drama:

Greek tragedy must be an event involving conflict and it must include an effort of will together with resistance. This precondition finds its first and grandest fulfilment in the struggle against divinity. A tragedy of this sort is one of rebellion, in which the dramatist and the audience takes the side of the rebel.

The less belief there comes to be in divinity, the more important becomes the human regulation of affairs; and it is this which, with increasing insight, comes to be held responsible for suffering. Thus the hero’s next struggle is against human society and here we have the class of social tragedies.

Yet another fulfilment of the necessary precondition is to be found in a struggle between individual men. Such are tragedies of character which display all the excitement of a conflict and are best played out between outstanding characters who have freed themselves from the bond of human institutions….

After religious drama, social drama and the drama of character we can follow the course of drama into the realm of psychological drama. Here the struggle that causes the suffering is fought out in the hero’s mind itself – a struggle between different impulses which have their end not in the extermination of the hero but in the victory of one of the impulses; it must end, that is to say, in renunciation…

For the progression religious drama, social drama, drama of character and psychological drama comes to a conclusion with psychopathological drama, hence the title of the essay. Psychological drama is where the protagonist struggles in his mind with conflicting goals, desires, often his personal love clashing with social values etc. Psychopathological drama is one step further, where the conflict takes place within the hero’s mind, but one side or aspect or impulse is repressed. It is the drama of the repressed motive, in which the protagonist demonstrates the symptoms Freud had written about in neurotic, namely that they are in the grip of fierce compulsions or anxieties but don’t know why.

The first of these modern dramas is Hamlet in which a man who has hitherto been normal becomes neurotic owing to the peculiar nature of the task by which he is faced, a man, that is, in whom an impulse that has been hitherto successfully repressed endeavours to make its way into action [the Oedipus impulse].

The essay repeats the interpretation Freud first gave of Hamlet in The Interpretation of Dreams, namely that the reason for Hamlet’s long delay in carrying out vengeance against his uncle is because his uncle has acted out Hamlet’s Oedipal dream – he has murdered his (Hamlet’s) father and bedded his (Hamlet’s) mother. This is the deep sexual fantasy which Freud posits at the core of the development of small boys and labelled the Oedipus complex, and Claudius has done it for Hamlet; he has lived out Hamlet’s deeply repressed Oedipal fantasy, and this is why Hamlet can’t bring himself to carry out the revenge on his uncle which his conscious mind knows to be just and demanded by social convention: it’s because his uncle has carried out Hamlet’s repressed Oedipal fantasy so completely as to have become Hamlet, on the voodoo level of the unconscious to be Hamlet. To kill his uncle would be to kill the oldest, most deeply felt, most deeply part of his childhood fantasy. And so he can’t do it.

I studied Hamlet at A-level and so know it well and know that Freud’s interpretation, although it initially sounds cranky and quite a bit too simplistic and glib – still, it’s one of the cleverest and most compelling interpretations ever made of the play.

Anyway, in this theoretical category of psychopathological drama, the appeal to the audience is that they, too, understand, if dimly, the unexpressed, repressed material which the protagonist is battling with. If in the tragic drama of the ancients the hero battles against the gods, at this other end of the spectrum, in modern psychopathological drama, the hero fights against the unexpressed, unexpressible, repressed wishes, urges, desires, buried beyond recall in his own unconscious.

3. Creative writers and daydreams (1907)

In this notorious essay Freud tries to psychoanalyse the foundation of creative writing but he’s notably hesitant. It’s a big subject and easy to look foolish next to professional critics and scholars. Hence Freud emphasises that he is only dealing with the writers of romances and thrillers i.e. anything with a simple hero or heroine or, to put it another way, which are simple enough for his psychoanalytical interpretation to be easily applied.

So: A piece of creative writing is a continuation into adulthood of childhood play. (The English reader may be reminded of Coleridge’s comment that the True Poet, as exemplified by his friend Wordsworth, is one who carries the perceptions of childhood into the strength of maturity.)

A piece of creative writing, like a day-dream, is a continuation of, and a substitute for, what was once the play of childhood.

Children play by recombining elements of the outside world into forms and narratives which suit their needs. As we grow up we stop overtly playing but Freud suggests that we never give up a pleasure once experienced and so we replace physically real playing with a non-physical, purely psychical equivalent, namely fantasising.

Childhood play is public and open but most people fantasise in private, in fact they’re more willing to admit to doing wrong than to confessing their fantasies. The child more often than not wants to be ‘grown up’; whereas many adults’ fantasies are childish in content or expression.

Now Freud steps up a gear and begins to treat fantasies as if they were dreams, in that he insists that ‘every single fantasy is the fulfilment of a wish, a correction of unsatisfying reality’. Each fantasy refers back to a childhood wish, attaches it to images or experiences in the present, and projects it into a future where it is fulfilled.

A work of art gathers its creative strength from the power of childhood recollections, for example Gradiva, centred on dreams and delusions powered by childhood erotic experiences.

At about this point it becomes clear that these ‘fantasies’ have a very similar structure to the dreams which Freud devoted such vast effort to interpreting in his book of the same title. Which is why everyday language in its wisdom also calls fantasies ‘day dreams’. So ‘day’ dreams and ‘night’ dreams are very similar in using imagery provide by the events of the day to ‘front up’ unexpressed, often repressed wishes.

Thoughts

The big flaw in this theory is, How do you deal with the fact that most of the literature of the ancients and of the Middle Ages consists of recycled stories, metaphors, even repeated lines i.e. are not the packaging of anyone’s childhood recollections but traditional narratives?

Freud says:

  1. the artist still makes decisions about how to order his material and these decisions are susceptible to psychoanalysis
  2. folk tales and myths i.e. recurrent stories, may themselves be seen as the wishful fantasies or the distorted childhood reminiscences of entire nations and peoples and be psychoanalysed accordingly

(Regarding the origin of myths, in a letter to his confidant Wilhelm Fliess, in 1897, Freud had written: ‘Can you imagine what endopsychic myths are? They are the offspring of my mental labours. The dim inner perception of one’s own psychical apparatus stimulates illusions of thought, which are naturally projected outwards and characteristically onto the future and the world beyond. Immortality, retribution, life after death, are all reflections of our inner psyche… psychomythology.)

The ‘voyeuristic theory’ outlined by Freud in Psychopathic Stage Characters, and this essay, would say the libidinal satisfaction to be achieved through watching or reading the literary work remains the same – the vested interest of the reader\spectator in vicariously rising above their dull every day lives – regardless of formal considerations. But there’s still a substantial objection which is, Why do we prefer some versions of a traditional story over others?

Freud is forced to concede the existence of a ‘purely formal – that is, aesthetic – yield of pleasure’ about which psychoanalysis can say little in itself.

The writer softens the character of his egoistic daydreams by altering and disguising it, and he bribes us by the purely formal – that is, aesthetic – yield of pleasure which he offers us in the presentation of his phantasies. We give the name of fore-pleasure to a yield of pleasure such as this which is offered to us so as to make possible the release of still greater pleasure arising from deeper psychic sources.

In my opinion all the aesthetic pleasure which a creative writer affords us has the character of a fore-pleasure of this kind, and our actual enjoyment of an imaginative work proceeds from a liberation of tensions in our minds.

Thus he has divided literary pleasure into two parts:

  • fore-pleasure ‘of a purely formal kind’, ‘aesthetics’
  • the deeper pleasure of psychic release, the cathartic release of libidinal energy

This is very similar in structure to his theory of jokes (as laid out in the 1905 work ‘Jokes and Their Relation to the Unconscious’). In this aesthetic, formal fore-pleasure – the structure of a limerick, the shape of a joke – is a pretext for the joke’s real work – the release of frustration, pent-up pressure, libido.

Critics argue that claiming the core purpose of art to be libidinal release – if the basic point of all art is some kind of psychosexual release – fails to acknowledge that the main thing people talk about when they discuss art or plays or books, the plot and characters and language, are secondary ‘aesthetic’ aspects. It is precisely the artfulness, the creative use the writer makes of traditional material, which is of interest to the critic and to the informed reader, upon which we judge the author, and it is this very artfulness which Freud’s theory leaves untouched. Which is to say that Freudianism has little to do with pure literary criticism.

Freudian defenders would reply that psychoanalysis helps the critic to elucidate and clarify the patterns of symbolism and imagery, the obsessions and ideas, which are crafted into the work of art. This clearly applies most to modern artists who think they have a personal psychopathology to clarify (unlike, say, Chaucer or Shakespeare, who focused on reworking their traditional material).

In practice, literary critics, undergraduates and graduate students by the millions have, since the publication of this essay, gone on to apply Freudian interpretations to every work of art or literature ever created, precisely be applying Freudian decoding to the formal elements of narratives which Freud himself, in his own essays, largely overlooked.

4. Leonardo da Vinci and a memory of his childhood (1910)

Leonardo could never finish anything. Freud says this was because he was illegitimate i.e. abandoned by his rich father and left with his peasant mother for years. This prompted two things: a sublime sense of the total possession of his mother without the rivalry of Daddy which is captured in his best art, for example the Mona Lisa; and a restless curiosity about where he came from.

These latter childhood sexual enquiries were sublimated into his scientific work, into his wonderful studies of Nature and its workings. But also explains why ,whenever he tried to do a painting, he ended up trying to solve all the technical problems it raised, and these problems raised others, and so on.

A good example is his trying to devise a way of doing frescoes with oil. It was his botched technical experiments in this medium which means the famous Last Supper has slowly fallen to pieces.

Observation of men’s daily lives shows us that most people succeed in directing very considerable portions of their sexual instinctual forces to their professional activity. The sexual instinct is particularly well-fitted to make contributions of this kind since it is endowed with a capacity for sublimation: that is, it has the power to replace its immediate aim by other aims which may be valued more highly and which are not sexual.

Freud turns Leonardo into a paradigmatic homosexual: a boy abandoned by his father and left too long under the influence of his mother who, in repressing his love for his mother, takes her part, introjects her into his psyche, identifies wholly with her and comes to look upon love-objects as his mother would i.e. looks for young boys whom he can love as his mother loved him. In a sense a return to auto-eroticism or narcissism.

Freud then uses his theory of Leonardo’s homosexuality to interpret the later figures in his paintings (for example, John the Baptist) as triumphs of androgyny, reconciling the male and female principles in a smile of blissful self-satisfaction.

Freud speculates that Mona Lisa re-awakened in Leonardo the memory of his single mother, hence the ineffable mystery of her smile – and Leonardo’s inability to finish the painting, which was never delivered to the patron, Mona’s husband, and so he ended up taking to the French court, where it was bought by King Francis I which is why it ended up hanging in the Louvre.

So Leonardo’s actual artistic technique, the extraordinary skill which produced the Mona Lisa smile, is merely a fore-pleasure, a pretext, a tool to draw us into what Freud sees as the real purpose of art, the libidinal release, in this case drawing us into sharing the same infantile memory of erotic bliss, of total possession of mummy, that Leonardo was expressing.

At the heart of this long essay is a dream Leonardo recorded in a notebook.

Leonardo dreamed that a vulture came into his room when he was a child and stuck its tail into his mouth. Freud says Leonardo would have known that the vulture was the Egyptian hieroglyph for ‘Mother’ and so the dream represents a deep memory of his infantile happiness at the total possession of his Mummy.

The only problem with this, as Peter Gay and the editors of the Freud Library point out, is that the word ‘vulture’ is a mistranslation in the edition of Leonardo’s notebooks which Freud read; the original Italian word means kite, a completely different kind of bird.

So a central plank on which Freud had rested a lot of his argument in this long essay is destroyed in one blow. But Freud never acknowledged the mistake or changed the passage and so it’s hard to avoid the conclusion that this is simple charlatanry, that Freud, here as in many other places, could not change mistakes because they were vital means which enabled him to project the powerful personal obsession which he called psychoanalysis out onto the real world. That, somehow, it was all or nothing. No gaps or retractions were possible lest the entire edifice start to crumble.

Leonardo is important to Freud because he was the first natural scientist since the Greeks. If Authority is the Father and Nature the Mother, then his peculiar fatherless upbringing also helps to explain Leonardo’s refusal to rely on ‘authorities’, and his determination to wrest the mysteries of Nature for himself, a rebellion against father and quest for total possession of mother which has clear Oedipal origins.

His later scientific research with all its boldness and independence presupposed the existence of infantile sexual researches uninhibited by the father…

This is an illuminating insight. But when, a few pages later, Freud says dreams of flying are all connected with having good sex, and Leonardo was obsessed with birds and flying machines because scientific enquiry stems from our infantile sexual researches, you begin to feel Freud is twisting the material to suit his ends.

This is even more the case in Freud’s treatment of Leonardo’s father. First we are told that not having a Dad helped Leonardo develop a scientific wish for investigation; then that having a father was vital to his Oedipal ‘overthrowing’ of Authority and received wisdom; then that Leonardo both overcame his father who was absent in his infancy and became like him insofar as he tended to abandon his artistic creations half-finished, just like Ser Piero (his dad) had abandoned him.

Freud is trying to have it all ways at once. A feeling compounded by moments of plain silliness: for example when Freud claims his friend Oskar Pfister found the outline of a vulture in the painting of St Ann with Jesus, or when Freud points out that a sketch of a pregnant woman from the notebook has wrong-way round feet, thus suggesting… homosexuality! In the notes we are told the feet look odd because they were, in fact, added in by a later artist. The net result of all these errors and distortions is that, by now, Freud is looking like a fool and a charlatan. The whole thing is riddled with errors.

Conclusion

Freud is like a novelist who scatters insights around him concerning the tangles, complexities, repressions and repetitions of human life with which we are all familiar – now that Freud has pointed them out to us. But whenever he tries to get more systematic, more ‘scientific’, he gets more improbable.

The insights into Leonardo’s psychology are just that, scattered insights. But when he tries to get systematic about infantile sexual inquiry or the origins of homosexuality, you feel credulity stretched until it snaps. It comes as no surprise to learn that the whole extended vulture-dream argument, which reeks of false scholarship and cardboard schematicism, has been shown to be completely wrong.

All the same, no less an authority than art historian Kenneth Clark said that, despite its scholarly errors, Freud’s essay was useful in highlighting the difference, the weirdness of Leonardo. This is the eerie thing about Freud: even when he’s talking bollocks, even when he’s caught out lying, his insights and his entire angle of vision, carry such power, ring bells or force you to rethink things from new angles, and shed fresh light.

5. The theme of the three caskets (1913)

This is an odd little essay on the three-choices theme found in many folk-tales, myths and legends. Freud concentrates on its manifestation in the Shakespeare plays, The Merchant of Venice and King Lear.

The Prince in Merchant wisely picks lead, rather than silver or gold, and thus wins the hand of Portia. Lear foolishly picks worldly things – Goneril and Regan’s sycophancy – and rejects Cordelia’s true love.

What Freud can now ‘reveal’ is that Cordelia and Lear really symbolise DEATH! By refusing his own death – i.e. his inevitable fate – Lear wreaks havoc on the natural order: a man must accept his death.

For the three caskets are symbols of the fundamental three sisters, the Norns of Norse, and the Fates of Greek mythology. The third Fate is Atropos or Death and so picking the third, the least attractive of three choices, is, in fact, to pick death.

Hang on, though: what about the classical story of the judgement of Paris? Paris gives the apple to Aphrodite, goddess of Love. Freud raises this objection only to smoothly deal with it: it’s because Man’s imagination, in rebellion against Fate, converts, in the Paris-myth, the goddess of Death into the goddess of Love, unconsciously turning the most hateful thing into the most loveful thing: it is one more example of the unconscious reversing polarities and making opposites meet.

The Fates were created as a result of the discovery that warned man that he too is a part of nature and therefore subject to the immutable law of death. Something in man was bound to struggle against this subjection, for it is only with extreme unwillingness that he gives up his claim to an exceptional position.

Man, as we know, makes use of his imaginative activity in order to satisfy the wishes that reality does not satisfy. So his imagination rebelled against the recognition of the truth embodied in the myth of the Fates and constructed instead, the myth derived from it, in which the goddess of Death is replaced by the goddess of Love.

This essay is a brilliant example of the weird, perverse persuasiveness of Freud’s imagination and a deliberate addition to the variety of strategies psychoanalysis has for literature:

  • to the psychoanalysis of plot: Gradiva
  • the psychoanalysis of artist’s character: Leonardo (above), Dostoyevsky (below)
  • the psychoanalysis of myth-symbolism: the three caskets
  • the psychoanalysis of the act of creation itself, what it does, what it’s for: Creative Writers and Daydreaming
  • the psychoanalysis of the history of a genre: Psychopathic stage characters (above)

When you list them like this you realise the justice of Freud’s self-description as a conquistador. He deliberately set out to conquer all aspects of all the human sciences – art, literature, anthropology, sociology, history – to which his invention could possibly be applied, and he was successful.

6. The Moses of Michelangelo (1914)

It has traditionally been thought that Michelangelo’s imposing statue of Moses in the church of San Pietro in Vincoli depicts the leader of the Israelites having come down from the mountain with the tablets of the commandments only to see the Israelites dancing round the Golden Calf and to be about to leap up in wrath.

Michelangelo’s statue of Moses in the church of St Peter In Chains in Rome

Freud completely reverses this view. Freud turns this Moses into a model of Freud’s idea of self-overcoming or the Mastery of Instinct:

The giant figure with its tremendous physical power becomes only a concrete expression of the highest mental achievement that is possible in a man, that of struggling successfully against an inward passion for the sake of a cause to which he has devoted himself.

This essay was written in 1914 just after the split with Freud’s disciples, Carl Jung and Alfred Adler, leaving Freud feeling bitter and angry. They thought they were rebelling against a stifling father figure who insisted on blind obedience to his theory and diktats. He thought he had given them a world of new insights, as well as personal help and support, only to watch them distort and pervert his findings for their own ends, to further their own careers.

You don’t have to be a qualified psychiatrist to speculate that there might be a teeny-weeny bit of self-portraiture in Freud’s interpretation of Moses: a heroic passionate man, founder of a whole new way of seeing the world, much-wronged by those he cared for, heroically stifling his justifiable feelings of anger and revenge. There is much in Moses for Freud to identify with.

Overcoming, this is Freud’s perennial theme: civilised man’s continual attempt to master his animal nature. It’s at its clearest here in his interpretation of Moses’ superhuman restraint but it runs like a scarlet thread through his work, eventually blossoming into full view in Civilisation and Its Discontents.

On the way to achieving the heroic self-denial which we call ‘civilisation’ the poor human animal takes many wrong turns and false steps: these are the illnesses, the neuroses, the hysterias and perversions which Freud spent the early part of his career discussing (see in particular, Three Essays On Sexuality 1905).

But even when you have achieved self-mastery, even if your development works out well and you rid yourself of your neuroses and arrive at a mature, adult morality, disenchanted from willful illusions like religious belief and personal superstition, all this heroic self-mastery only brings you face-to-face with a bigger problem: Fate and Death. How can you cope with this final insult to the narcissistic self-love which, despite all your conscious better intentions, nonetheless guides your actions?

Freud suggests a variety of strategies:

  1. falling ill: the ‘flight into illness’ identified as early as 1895 in his book on hysteria
  2. killing yourself: the superego’s rage against the failure of the ego to master reality
  3. rebellion against fate: as epitomised by all the heroes of myth and legend, which Freud identifies the core subject of heroic (Greek) tragedy
  4. sublimating unconscious panic-fear into its opposite, exaggerated submission and masochistic greeting of the blows of Fate (as in some types of submissive religious belief)
  5. outstaring Death with a calm rational stoicism (Freud’s view of himself)

But art, too, has a place among these responses. Art either:

  • provides parables and models which help us come to terms with illness and death and Fate (as Gradiva is a model of the psychoanalytic cure; the three caskets are fairy tales which help us, unconsciously, to accept the inevitable)
  • or helps us to rise emotionally above our narrow, cramped lives (as explained in Creative Writers and Psychopathic stage characters)

Or:

  • is the product of compulsions, obsessions and neuroses on the part of the artist (for example, Leonardo) for whom art acts as therapy and whose purely personal solutions to these problems may appeal to our own situation, and in some way reconcile us to our own fate
  • or simply evoke pleasant unconscious memories, for example the blissful mood conveyed by the smiles of the Mona Lisa or St John the Baptist

Art may leave us with a tantalising sense of mystery and transcendence; or it may thrill us with the spectacle of an artist grappling with feelings he barely understands, feelings and struggle which the art work makes us feel and sympathise with.

9. A childhood recollection from Dichtung Und Wahrheit (1917)

Dichtung Und Wahrheit was the title of the autobiography of Johann Wolfgang von Goethe, the great German poet, playwright, novelist, scientist, statesman, theatre director, and critic. Goethe was Freud’s lifelong favourite writer and Freud is liable to drop a Goethe quote into any of his essays at the drop of a hat.

One of the first anecdotes in Goethe’s autobiography describes the little poet, aged about three, throwing all the crockery in the house out into the street and chuckling as it smashed.

Freud shows, by citing comparable stories told by his patients, that this was an expression of Goethe’s jealousy and hatred of his new young brother who had just been born and threatened to supplant him in his mother’s affections. The brother later died and Goethe was, unconsciously, happy. So, in Freud’s hands, this inconsequential anecdote turns out to be a vital key to Goethe’s personality:

I raged for sole possession of my mother – and achieved it!

As with Moses, the autobiographical element in Freud is large. As he says in his own autobiography:

A man who has been the indisputable favourite of his mother keeps for life the feeling of a conqueror, that confidence of success which often induces real success.

Compare with the way the ‘secret’ of Leonardo turned out to be the unquenchable if unconscious bliss he kept all his life of having possessed his mother’s love, undiluted by the absent father. The fact that so many of Freud’s insights turn out so nakedly to be repetitions of key aspects of his own personality prompts the $64,000 question: Are Freud’s insights into human nature the revelation of universal laws? Or a mammoth projection onto all mankind of his own idiosyncratic upbringing and personality?

10. The Uncanny (1919)

This is the first of these essays to be written under the influence of Freud’s second, post-Great War, theory of psychoanalysis. The new improved version was a great deal more complicated than earlier efforts.

This essay is an attempt to apply the symbolic mode of interpretation to the E.T.A Hoffman story of ‘Olympia and the Sandman’ in which several ‘doubles’ appear, creating an ‘uncanny’ effect.

For post-war Freud the human psyche is dominated by a compulsion to repeat: this is the secret of the anxiety dreams of shell-shock victims, or of the child’s repetitive games, discussed at such length in Beyond The Pleasure Principle, 1920.

An aspect of this profound human tendency to repeat is the idea of ‘doubles’. Beginning with the notion of the ‘soul’ – the Christian idea that we are made of two things, a body and a soul – doubles in various forms litter human culture.

Freud speculates that the role of doubles is to:

  • stave off death: you have a secret double fighting on your behalf, a good fairy, a good angel etc
  • underpin ideas of free will, of alternative actions which you could, but didn’t take
  • become, by reversal, objects of aggression and fear, doubles which return as harbingers of doom in fairy stories and in neurotic hallucinations

After this little detour Freud gets to the point: the uncanny is the feeling prompted by the return of the childish belief in the omnipotence of thoughts.

For example, you think of someone and the next minute the phone rings and it’s them on the line. You experience an ‘uncanny’ sensation because, for a moment, you are back in the three year old’s narcissistic belief that the universe runs according to your wishes.

And the eruption into your tamed adult conscious of this primitive, long-repressed idea prompts a feeling of being ‘spooked’, unsettled – the Uncanny.

When someone has an ‘uncanny’ knack of doing something it’s the same: it makes us feel weird because their consistent success reminds us of our infantile fantasies of immediate wish-fulfilment and gratification; the powerful wish to be able to do something effortlessly and easily which possessed us as children but which we had to painfully smother and put behind us in order to cope with the crushingly ungratifying nature of reality.

In the broadest sense the uncanny is the return of the repressed: the Oedipus Complex, the omnipotence of thoughts, the obsession with doubles, even return to the womb feelings: they are strange, disturbing, but ultimately not terrifying because we have felt them before.

11. A seventeenth century demonological neurosis (1923)

Freud’s interest in witchcraft, possession and allied phenomena was of longstanding, possibly stimulated by his trip to the Salpetriere Hospital to study under Charcot in 1885.

Freud’s ‘Report’ on his trip mentions that Charcot paid a great deal of attention to the historical aspects of neuroses i.e. to tales of possession and so on.

The series of lectures of Charcot’s which Freud translated into German includes discussion of the hysterical nature of medieval ‘demono-manias’ and an account of a sixteenth century case of demonic possession.

It is recorded that in 1909 Freud spoke at length to the Vienna Society on the History of the Devil and of the psychological composition of belief in the Devil.

In mentioning ‘the compulsion to repeat’ in The Uncanny (a phenomenon dealt with at length in Beyond The Pleasure Principle and vitally important for understanding Freud’s later theory) Freud says:

It is possible to recognise the dominance in the unconscious mind of a ‘compulsion to repeat’ proceeding from the instinctual impulses and probably inherent in the very nature of the instincts – a compulsion powerful enough to overcome the pleasure principle, lending to certain aspects of the mind their demonic character, and still very clearly expressed in the impulses of young children, a compulsion too which is responsible for the course taken by the analyses of neurotic patients.’

Here we have the first glimmerings of the set of ideas which were to crystallise around the new concept of the superego, namely that it is the agent of the death drive, the fundamental wish of all organisms to return to an inorganic state of rest.

The superego channels this drive through the introjection (or internalisation) of the infantile image of our demanding parents, who continue to demand impossible standards all our lives and, when we fail to live up to them, harry us, persecute us, make us feel guilty, anxious, or depressed, filled with self-hatred and self-loathing.

One aspect of this is what earlier ages called ‘possession’, when people heard voices or seemed impelled to do what they didn’t want to. This impelling comes from the id, from our dumb, voiceless instincts – but the self-reproaches for having stepped out of line come from the superego, which, in some circumstances, exaggerates the fairly common guilt at our ‘sinfulness’ into florid ideas of demonic possession.

The essay is a psychoanalysis, using these new concepts, of the historical case of one Christopher Haizmann, a painter in the seventeenth century who fell into a melancholy at the death of his father and then claimed to the authorities that he had signed a pact with the Devil. The historical sequence of events is that he eventually renounced his pact and was looked after for a while by the Christian Brothers.

Freud diagnoses Haizmann as Grade A neurotic. Upon his father’s death he was prompted to review his life and realised he was a failure, a good-for-nothing. The pacts he reports himself as making, bizarrely, ask the Devil to take him as His son. Haizmann is transparently looking for a father-substitute who will punish him for his perceived failure.

More subtly, then, Haizmann is inflating the punitive superego (based on infantile memories of his father) into the grand figure of Devil, the bad or punitive father.

Unfortunately, upon re-entering the world, Haizmann suffered a relapse. He claimed to be the victim of an earlier pact he signed with the Devil and, for some reason, forgot about. Once more he renounced it upon being readmitted to life with the Christian Brothers, but this time he renounced the world also and spent the rest of his life with them.

The devil is the bad side of the father i.e. the child’s projection of his ambivalent feelings onto an ego-ideal. Sociologically speaking, in the history of religion, ‘devils’ were old gods who we have overcome and onto whom we then project all our suppressed lust and violence. So Baal was a perfectly decent Canaanite god until the Israelites overthrew the Canaanites in the name of their god, Yahweh, at which point the Israelites projected onto Baal him all the wickedness and lust in their own hearts. Satan, in Christian doctrine, was originally the brightest and best of God’s angels, before a similar process of overthrow and then being scapegoated with all our worst imaginings. So the devil is the father-figure we have overcome in fantasy, but onto whom we then project all the vilest wickedness in our own rotten hearts.

12. Humour (1927)

By the early 1920s Freud had devised a radical new tripartite picture of the psyche as consisting of the ego, id and superego, and had posited the existence in the psyche of a powerful death drive. He had done this in order to explain the compulsion to repeat which he saw enacted in situations as varied as shell-shocked soldiers obsessively repeating their dreams of war and a young child’s game of repeatedly throwing a toy away and reclaiming it.

Freud was in a position to apply his new structure and psychology to various literary and psychological phenomena.

Different from jokes or wit, ‘humour’ is what we call irony and is endemic among the British. When the condemned man is walking towards the gallows and he looks up at the sunshine and remarks, ‘Well, the week’s certainly getting off to a pleasant start’ it is his superego making light of the dire situation his ego finds itself in.

Like neuroses or drugs, humour is a way of dealing with the harsh reality we find ourselves in. It is like our parents reassuring us how silly and inconsequential is the big sports game we’ve just lost is, so it doesn’t matter anyway.

As you might expect if you’ve read this far and have been noticing the key themes which emerge in Freud, it turns out that humour, like tragedy, like so much else in Freud, is an act of rebellion:

Humour is not resigned; it is rebellious.

Once again the image of rebellion, whether it’s in art, or vis-a-vis the authorities, or against the smothering restrictions of religion, or, most fundamentally, against the dictates of fate and death themselves, God-less Man’s fundamental posture is one of rebellion and revolt. This feels to me close if not identical to the position of the secular humanist, Camus.

In this brief, good-humoured essay the superego appears in a good light for once, as an enlightening and ennobling faculty, instead of the punitive father-imago which he elsewhere claims underlies secular guilt and depression.

13. Dostoyevsky and parricide (1928)

Which is how he appears here. Burdened with an unnaturally powerful, bisexual ambivalence towards his sadistic father, Dostoyevsky never recovered from the crushing sense of guilt when his unconscious hatred and death-wishes against his father were fulfilled when his father was murdered in a street when Fyodor was 18.

Dostoyevsky’s fanatical gambling and spiritual masochism were aspects of his need to punish himself for his suppressed parricidal death-wishes…which came true!

Freud claims that another aspect of Dostoyevsky’s self-punishment were his epileptic attacks. When he managed to get sent to a prison-camp in Siberia i.e. was sufficiently punished by the outside world, his attacks stopped. He had managed to make the father-substitute, the Czar, punish him in reality, and therefore the attacks from inside his own mind, the psychosomatic epilepsy, could cease.

In amongst these psychological speculations comes Freud’s final word on the individual work of literature which, above all others, was crucial to his philosophy:

It can scarcely be owing to chance that three of the masterpieces of literature of all time – the Oedipus Rex of Sophocles, Shakespeare’s Hamlet and Dostoyevsky’s The Brothers Karamazov – should all deal with the same subject, parricide. In all three, moreover, the motive for the deed, sexual rivalry for a woman, is laid bare.

He goes on to say that the essence of this master plot has been attenuated as civilisation has done its repressive work to try and conceal it, i.e. what Oedipus does openly and explicitly (murder his father and sleep with his mother) is later carried out by unconsciously envied representatives (by Claudius in Hamlet). But the continuity is certainly suggestive…

And it is in the course of this essay that Freud makes the key remark that the essence of morality is renunciation, the closest he comes to talk about the content of ‘morality’ in the conventional sense, as opposed to a technical approach to its psychological origins and development.

One conclusion among many

If you’ve read through all of this you’ll maybe agree that Freud’s way of seeing things was so distinctive and powerful that, even though much of his claims and arguments may be factually disproved, even if he can be shown to be actively lying about some things, nonetheless, in a strange, uncanny way, it doesn’t stop you beginning to see the world as he does. It’s a kind of psychological infection; or a process of being moved into an entirely new worldview.

Hence the strong feeling he and his followers generated that the psychoanalytic movement he founded wasn’t just a new branch of psychology but an entirely new way of seeing the world, a worldview which gave rise to ‘disciples’ and ‘followers’ in a sense more associated with a religious movement than a simple scientific ‘school’.

Freud was so obsessed with religions because he was founding a new one, and so obsessed with Moses because he identified with him as a fellow founder of a new belief system.


Credit

The history of the translation of Freud’s many works into English forms a complicated subject in its own right. The works in this review were translated into English between 1959 and 1961 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. All references in this blog post are to the versions collected into Volume 14 of the Pelican Freud Library, ‘Art and Literature’, published in 1985.

More Freud reviews

The way things are by Lucretius translated by Rolfe Humphries (1969)

I try to learn about the way things are
And set my findings down in Latin verse.

(Book IV, lines 968 and 969)

This is a hugely enjoyable translation of Lucretius’s epic poem De rerum natura which literally translates as ‘On the nature of things’. Fluent, full of force and vigour, it captures not only the argumentative, didactic nature of the poem but dresses it in consistently fine phrasing. It has an attractive variety of tones, from the lofty and heroic to the accessible and demotic, sometimes sounding like Milton:

Time brings everything
Little by little to the shores of light
By grace of art and reason, till we see
All things illuminate each other’s rise
Up to the pinnacles of loftiness.

(Book V, final lines, 1,453 to 1,457)

Sometimes technocratic and scientific:

We had better have some principle
In our discussion of celestial ways,
Under what system both the sun and moon
Wheel in their courses, and what impulse moves
Events on earth.

(Book I lines 130 to 135)

Sometimes like the guy sitting next to you at the bar:

I keep you waiting with my promises;
We’d best be getting on.

(Book V, lines 95 and 96)

Sometimes slipping in slangy phrases for the hell of it:

What once was too-much-feared becomes in time
The what-we-love-to-stomp-on.

(Book V, lines 1,140 and 1,141)

Titus Lucretius Carus

Lucretius was a Roman poet and philosopher who lived from about 99 to about 55 BC. Not much is known about him. His only known work is the philosophical poem De rerum natura, a didactic epic poem of some 7,500 lines, written entirely to promote the abstract philosophy of Epicureanism. No heroes, no gods, no battles, no epic speeches. Just 7,500 lines comprehensively describing Epicurus’s atomic materialism and his ‘scientific’, rationalist worldview.

The title is usually translated into English as On the Nature of Things. It is a mark of Rolfe Humphries’ attractive contrariness that he drops the almost universally used English title in favour of the slightly more confrontational and all-encompassing The ways things are. He himself in his preface describes this title as ‘simple, forthright, insistent, peremptory’. Peremptory. Nice word. Like so much else in his translation, it feels instantly right.

The various modern translations

In the past few months I’ve had bad experiences with both Oxford University Press and Penguin translations of Latin classics. I thought the Penguin translation of Sallust by A.J. Woodman was clotted, eccentric and misleading. But I also disliked the OUP translation of Caesar’s Gallic Wars by Carolyn Hammond, which I bought brand new but disliked her way with English in just the introduction before I’d even begun the text, so that I ended up abandoning her for the more fluent 1951 Penguin translation by S.A Handford (which also features a useful introduction by Jane Gardner, who comes over as intelligent and witty in a way Hammond simply isn’t).

Shopping around for an English translation of Lucretius, I was not impressed by the snippets of either the Penguin or OUP translations which are available on Amazon. It was only when I went further down the list and read the paragraph or so of Rolfe Humphries’ translation which is quoted in the sales blurb that I was immediately gripped and persuaded to cough up a tenner to buy it on the spot.

I knew an OUP edition would be festooned with notes, many of which would be insultingly obvious (Rome is the capital city of Italy, Julius Caesar was the great Roman general who blah blah blah). Humphries’ edition certainly has notes but only 18 pages of them tucked right at the very back of the text (there’s no list of names or index). And there’s no indication of them in the actual body text, no asterisks or superscript numbers to distract the reader, to make you continually stop and turn to the end notes section.

Instead the minimal annotation is part of Humphries’ strategy to hit you right between the eyes straightaway with the power and soaring eloquence of this epic poem, to present it as one continuous and overwhelming reading experience, without footling distractions and interruptions. Good call, very good call.

[Most epics are about heroes, myths and legends, from Homer and Virgil through Beowulf and Paradise Lost. Insofar as it is about the nature of the universe i.e. sees things on a vast scale, The way things are is comparable in scope and rhetoric with Paradise Lost and frequently reaches for a similar lofty tone, but unlike all those other epic poems it doesn’t have heroes and villains, gods and demons, in fact it has no human protagonists at all. In his introduction, Burton Feldman suggests the only protagonist is intelligence, the mind of man in quest of reality, seeking a detached lucid contemplation of the ways things are. On reflection I think that’s wrong. This description is more appropriate for Wordsworth’s epic poem on the growth and development of the poet’s mind, The Prelude. There’s a stronger case for arguing that the ‘hero’ of the poem is Epicurus, subject of no fewer than three sutained passages of inflated praise. But ultimately surely the protagonist of The way things are is the universe itself, or Lucretius’s materialistic conception of it. The ‘hero’ is the extraordinary world around us which he seeks to explain in solely rationalist, materialist way.]

Epicurus’s message of reassurance

It was a grind reading Cicero’s On the nature of the gods but one thing came over very clearly (mainly from the long, excellent introduction by J.M. Ross). That Epicurus’s philosophy was designed to allay anxiety and fear.

Epicurus identified two causes of stress and anxiety in human beings: fear of death and fear of the gods (meaning their irrational, unpredictable interventions in human lives so). So Epicurus devised a system of belief based on ‘atomic materialism’, on a view of the universe as consisting of an infinite number of atoms continually combining in orderly and predictable ways according to immutable laws, designed to banish those fears and anxieties forever.

If men could see this clearly, follow it
With proper reasoning, their minds would be
Free of great agony and fear

(Book III, lines 907-909)

Irrelevant though a 2,000 year old pseudo-scientific theory may initially sound, it has massive consequences and most of the poem is devoted to explaining Epicurus’s materialistic atomism (or atomistic materialism) and its implications.

Epicurus’s atomic theory

The central premise of Epicureanism is its atomic theory, which consists of two parts:

  1. Nothing comes of nothing.
  2. Nothing can be reduced to nothing.

The basic building blocks of nature are constant in quantity, uncreated and indestructible, for all intents and purposes, eternal. Therefore, everything in nature is generated from these elementary building blocks through natural processes, is generated, grows, thrives, decays, dies and decomposes into its constituent elements. But the sum total of matter in the universe remains fixed and unalterable.

Once we have seen that Nothing comes of nothing,
We shall perceive with greater clarity
What we are looking for, whence each thing comes,
How things are caused, and no ‘gods’ will’ about it!

It may sound trivial or peripheral, but what follows from this premise is that nature is filled from top to bottom with order and predictability. There cannot be wonders, freak incidents, arbitrary acts of god and so on. The unpredictable intervention of gods is abolished and replaced by a vision of a calm, ordered world acting according to natural laws and so – There is no need for stress and anxiety.

Because if no new matter can be created, if the universe is made of atoms combining into larger entities based on fixed and predictable laws, then two things follow.

Number One, There are no gods and they certainly do not suddenly interfere with human activities. In other words, nobody should be afraid of the wrath or revenge of the gods because in Epicurus’s mechanistic universe such a thing is nonsensical.

Holding this knowledge, you can’t help but see
That nature has no tyrants over her,
But always acts of her own will; she has
No part of any godhead whatsoever.

(Book II, lines 1,192 to 1,195)

And the second consequence is a purely mechanistic explanation of death. When we, or any living thing, dies, its body decomposes back into its constituent atoms. There is no state of death, there is no soul or spirit, and so there is no afterlife in which humans will be punished or rewarded. We will not experience death, because all the functioning of our bodies, including perception and thought, will all be over, with no spirit or soul lingering on.

Therefore: no need for ‘the silly, vain, ridiculous fear of gods’ (III, 982), no need to fear death, no need to fear punishment in some afterlife. Instead, we must live by the light of the mind and rational knowledge.

Our terrors and our darknesses of mind
Must be dispelled, not by the sunshine’s rays,
Not by those shining arrows of the light,
But by insight into nature, and a scheme
Of systematic contemplation.

(Book I, lines 146 to 150)

Interestingly Lucretius likes this phrase so much that he repeats it verbatim at Book II, lines 57 to 61, at Book III, lines 118 to 112, and Book VI, lines 42 to 45. Like all good teachers he knows the essence of education is repetition.

Epicurus the god

The radicalness of this anti-religious materialist philosophy explains why, early in Book I, Lucretius praises Epicurus extravagantly. He lauds him as the man whose imagination ranged the lengths of the universe, penetrated into the secrets of its origin and nature, and returned to free the human race from bondage. One man alone, Epicurus, set us free by enquiring more deeply into the nature of things than any man before him and so springing ‘the tight-barred gates of Nature’s hold asunder’.

Epicureanism is as much as ‘religious’ experience as a rational philosophy and Lucretius’s references to Epicurus in the poem could almost be hymns to Christ from a Christian epic. They are full of more than awe, of reverence and almost worship. (Book I 66ff, Book II, Book III 1042, opening of Book V).

He was a god, a god indeed, who first
Found a new life-scheme, a system, a design
Now known as Wisdom or Philosophy…

He seems to us, by absolute right, a god
From whom, distributed through all the world,
Come those dear consolations of the mind,
That precious balm of spirit.

(Book V, lines 11 to 13 and 25 to 28)

Lucretius’s idolisation of Epicurus just about stops short of actual worship because Religion is the enemy. Organised religion is what keeps people in fear of the gods and makes their lives a misery. Epicurus’s aim was to liberate mankind from the oppression and wickedness into which Religious belief, superstition and fanatacism all too often lead it.

Religion the enemy of freedom

Lucretius loathes and detests organised Religion. It oppresses everyone, imposing ludicrous fictions and superstitions about divine intervention and divine punishment. Nonsense designed to oppress and quell the population.

I teach great things.
I try to loose men’s spirits from the ties,
Tight knotted, which religion binds around them.

(Book I, lines 930 to 932)

As a vivid example of the way Religion always stands with evil he gives the story of Agamemnon being told by soothsayers to sacrifice his own daughter, Iphigeneia, to appease the gods, to calm the seas, so that the fleet of 1,000 Greek ships can sail from Greece to Troy. Could you conceive a worse example of the wicked behaviour religious belief can lead people into.

Too many times
Religion mothers crime and wickedness…
A mighty counsellor, Religion stood
With all that power for wickedness.

(Book I, lines 83 to 84 and 99 to 100)

Epicureanism and Stoicism in their social context

I need your full attention. Listen well!

(Book VI, line 916)

The notes to the book were written by Professor George Strodach. Like the notes in H.H. Scullard’s classic history of Republican Rome, Strodach’s notes are not the frequent little factoids you so often find in Penguin or OUP editions (Democritus was born in Thrace around 460 BC etc), but fewer in number and longer, amounting to interesting essays in their own right.

Among several really interesting points, he tells us that after Alexander the Great conquered the Greek city states in the late 4th century (320s BC) many of those city states decayed in power and influence and their citizens felt deprived of the civic framework which previously gave their lives meaning. To fill this void there arose two competing ‘salvation ideologies, Stoicism and Epicureanism. Each offered their devotees a meaningful way of life plus a rational and fully worked out account of the world as a whole. In both cases the worldview is the groundwork for ‘the therapy of dislocated and unhappy souls’. In each, the sick soul of the initiate must first of all learn the nature of reality before it can take steps towards leading the good life.

Lucretius’ long poem is by way of leading the novice step by step deeper into a worldview which, once adopted, is designed to help him or her conquer anxiety and achieve peace of mind by abandoning the chains of superstitious religious belief and coming to a full and complete understanding of the scientific, materialistic view of the way things are.

There’s no good life
No blessedness, without a mind made clear,
A spirit purged of error.

(Book V, lines 23 to 25)

Very didactic

Hence the poem’s extreme didacticism. It is not so much a long lecture (thought it often sounds like it) as a prolonged initiation into the worldview of the cult of Epicurus, addressed to one person, Lucretius’s sponsor Gaius Memmius, but designed to be used by anyone who can read.

Pay attention!…
Just remember this…

(Book II, lines 66 and 90)

Hence the didactic lecturing tone throughout, which tells the reader to listen up, pay attention, focus, remember what he said earlier, lays out a lesson plan, and then proceeds systematically from point to point.

I shall begin
With a discussion of the scheme of things
As it regards the heaven and powers above,
Then I shall state the origin of things,
The seeds from which nature creates all things,
Bids them increase and multiply; in turn,
How she resolves them to their elements
After their course is run.

(Book I, lines 54 to 57)

The poem is littered with reminders that it is one long argument, that Lucretius is making a case. He repeatedly tells Memmius to pay attention, to follow the thread of his argument, not to get distracted by common fears or misapprehensions, and takes time to rubbish the theories of rivals.

Now pay heed! I have more to say…

(Book III, line 136)

The poem amounts to a very long lecture.

If you know this,
It only takes a very little trouble
To learn the rest: the lessons, one by one,
Brighten each other, no dark night will keep you,
Pathless, astray, from ultimate vision and light,
All things illumined in each other’s radiance.

And it’s quite funny, the (fairly regular) moments when he insists that he’s told us the same thing over and over again, like a schoolteacher starting to be irritated by his pupils’ obtuseness:

  • I have said this many, many times already
  • I am almost tired of saying (III, 692)
  • as I have told you all too many times (IV, 673)
  • Be attentive now. (IV, 878)
  • I have said this over and over, many times. (IV, 1,210)
  • This I’ve said before (VI, 175)
  • Don’t be impatient. Listen! (VI, 244)
  • Remember/Never forget this! (VI, 653 to 654)
  • As I have said before… (VI, 770)
  • Once again/I hammer home this axiom… (VI, 938)

The good life

Contrary to popular belief the Epicureans did not promote a hedonistic life of pleasure. Their aim was negative: the good life is one which is, as far as possible, free from bodily pains and mental anxiety. They deprecated the competitive and acquisitive values so prevalent in first century BC Roman society:

The strife of wits, the wars for precedence,
The everlasting struggle, night and day
To win towards heights of wealth and power.

(Book II, lines 13 to 15)

What vanity!
To struggle towards the top, toward honour’s height
They made the way a foul and deadly road,
And when they reached the summit, down they came
Like thunderbolts, for Envy strikes men down
Like thunderbolts, into most loathsome Hell…
…let others sweat themselves
Into exhaustion, jamming that defile
They call ambition…

(Book V, lines 1,124 to 1,130 and 1,134 to 1,136)

Instead the Epicureans promoted withdrawal from all that and the spousal of extreme simplicity of living.

Whereas, if man would regulate his life
With proper wisdom, he would know that wealth,
The greatest wealth, is living modestly,
Serene, content with little.

(Book V, lines 1,117 to 1,120)

This much I think I can, and do, assert:
That our perverse vestigial native ways
Are small enough for reason to dispel
So that it lies within our power to live
Lives worthy of the gods.

This kind of life is challenging to achieve by yourself which is why the Epicureans were noted for setting up small communities of shared values. (See what I mean by the disarmingly open but powerful eloquence of Humphries’ style.)

If man would regulate his life
With proper wisdom, he would know that wealth,
The greatest wealth, is living modestly,
Serene, content with little.

(Book V, 1,118 to 1,121)

Shortcomings of Latin

Lucretius repeatedly points out that it is difficult to write about philosophy in Latin because it doesn’t have the words, the terminology or the traditions which have developed them, unlike the Greeks.

I know
New terms must be invented, since our tongue
Is poor and this material is new.

The poverty of our speech, our native tongue,
Makes it hard for me to say exactly how
These basic elements mingle…

(Book III, lines 293-295)

Interesting because this is the exact same point Cicero makes in the De rerum deorum. Cicero, in his books and letters made clear that his philosophical works as a whole have the aim of importing the best Greek thinking into Latin and, as part of the process, creating new Latin words or adapting old ones to translate the sophisticated philosophical terminology which the Greeks had spent centuries developing.

The really miraculous thing is that Humphries captures all this, or has written an English poem which is actually worth reading as poetry. ‘I

for your sake, Memmius,
Have wanted to explain the way things are
Turning the taste of honey into sound
As musical, as golden, so that I
May hold your mind with poetry, while you
Are learning all about that form, that pattern,
And see its usefulness.

(Book IV, lines 19 to 25)

Synopis

Book 1 (1,117 lines)

– Introduction

– hymn to Venus, metaphorical symbol of the creative urge in all life forms

– address to the poet’s patron, Memmius

– the two basic postulates of atomism, namely: nothing comes of nothing and the basic building blocks of the universe, atoms, cannot be destroyed

– the importance of void or space between atoms which allows movement

– everything else, all human history, even time itself, are by-products or accidents of the basic interplay of atoms and void

– on the characteristics of atoms

– a refutation of rival theories, of Heraclitus (all things are made of fire), Empedocles (set no limit to the smallness of things), the Stoics (who believe everything is made up of mixtures of the 4 elements) and Anaxagoras (who believed everything was made up of miniature versions of itself) – all comprehensively rubbished

– the infinity of matter and space

Book 2 (1,174 lines)

– the good life is living free from care, fear or anxiety

– varieties of atomic motion namely endless falling through infinite space; atoms travel faster than light

– the atomic swerve and its consequences i.e. it is a slight swerve in the endless downward fall of atoms through infinite space which begins the process of clustering and accumulation which leads to matter which leads, eventually, to the universe we see around us

– how free will is the result of a similar kind of ‘swerve’ in our mechanistic lives

– the conservation of energy

– the variety of atomic shapes and the effects of these on sensation

– atoms themselves have no secondary qualities such as colour, temperature and so on

– there is an infinite number of worlds, all formed purely mechanically i.e. no divine intervention required

– there are gods, as there are men, but they are serenely indifferent to us and our lives: in Epicurus’s worldview, the so-called gods are really just moral exemplars of lives lived with complete detachment, calm and peace (what the Greeks called ataraxia)

to think that gods
Have organised all things for the sake of men
Is nothing but a lot of foolishness. (II, 14-176)

– all things decay and our times are degraded since the golden age (‘The past was better, infinitely so’)

That all things, little by little, waste away
As time’s erosion crumbles them to doom.

Book III (1,094 lines)

– Epicurus as therapist of the soul – this passage, along with other hymns of praise to the great man scattered through the poem, make it clear that Epicurus was more than a philosopher but the founder of a cult whose devotees exalted him

– the fear of hell as the root cause of all human vices

– the material nature of mind and soul – their interaction and relation to the body – spirit is made of atoms like everything else, but much smaller than ‘body atoms’, and rarer, and finely intricated

– rebuttal of Democritus’s theory of how atoms of body and spirit interact (he thought they formed a chains of alternating body and spirit atoms)

– descriptions of bodily ailments (such as epilepsy) and mental ailments( such as fear or depression) as both showing the intimate link between body and spirit

– an extended passage arguing why the spirit or soul is intimately linked with the body so that when one dies, the other dies with it

– the soul is not immortal – therefore there is no ‘transmigration of souls’; a soul which was in someone else for their lifetime does not leave their body upon their death and enter that of the nearest newly-conceived foetus – he ridicules this belief by envisioning the souls waiting in a queue hovering around an egg about to be impregnated by a sperm and all vying to be the soul that enters the new life

– the soul is not immortal – being made of atoms it disintegrates like the body from the moment of death (in lines 417 to 820 Lucretius states no fewer than 26 proofs of the mortality of the soul: Strodach groups them into 1. proofs from the material make-up of the soul; proofs from diseases and their cures; 3. proofs from the parallelism of body and soul; 4. proofs from the various logical absurdities inherent in believing the soul could exist independently of the body)

– therefore, Death is nothing to us

– vivid descriptions of types of people and social situations (at funerals, at banquets) at which people’s wrong understanding of the way things are makes them miserable

Book IV (1,287 lines)

– the poet’s task is to teach

Because I teach great things, because I strive
To free the spirit, give the mind release
From the constrictions of religious fear…

(Book IV, lines 8 to 10)

– atomic images or films: these are like an invisible skin or film shed from the surfaces of all objects, very fine, passing through the air, through glass – this is his explanation of how sight and smell work, our senses detect these microscopic films of things which are passing through the air all around us

– all our sensations are caused by these atomic images

all knowledge is based on the senses; rejecting the evidence of the senses in favour of ideas and theories leads to nonsense, ‘a road to ruin’. Strodach calls this ‘extreme empiricism’ and contrast it with the two other ancient philosophies, Platonism which rejected the fragile knowledge of the senses and erected knowledge on the basis of maths and logic; and Scepticism, which said both mind and body can be wrong, so we have to go on probabilities and experience

– his explanations of sight, hearing and taste are colourful, imaginative, full of interesting examples, and completely wrong

– how we think, based on the theory of ‘images’ derived by the impression of atomic ‘skins’ through our senses; it seems wildly wrong, giving the impression that ‘thought’ is the almost accidental combination of these atomistic images in among the finer textured atoms of the mind

– a review of related topics of human experience, including movement, sleep and dreams, the latter produced when fragments of atomistic images are assembled by the perceiving mind when it is asleep, passive and undirected

– an extended passage ridiculing romantic love which moves on to theory about sex and reproduction, namely that the next generation are a mix of material from each parent, with a load of old wives’ tales about which position to adopt to get pregnant, and the sex or characteristics of offspring derive from the vigour and other characteristics of the parents. Lucretius tries to give a scientific explanation of the many aspects of sex and reproduction which, since he lacked all science, come over as folk myths. But he is a card carrying Epicurean and believes the whole point of life is to avoid anxiety, stress and discombobulation and so, logically enough, despises and ridicules sex and love.

Book V (1,457 lines)

– Epicurus as revealer of philosophical wisdom and healer

– the world is mortal, its origin is mechanical not divine

– astronomical questions

– the origin of vegetable, animal and human life

– an extended passage describing the rise of man from lying under bushes in a state of nature through the creation of tribes, then cities – the origin of civilisation, including the invention of kings and hierarchies, the discovery of fire, how to use metals and weave clothes, the invention of language and law and, alas, the development of Religion to awe and terrify ourselves with

This book is the longest and also the weakest, in that Lucretius reveals his woeful ignorance about a whole raft of scientific issues. He thinks the earth is at the centre of the universe and the moon, sun, planets and stars all circle round it. He thinks the earth is a flat surface and the moon and the sun disappear underneath it. He thinks the sun, moon and stars are moved by the wind. He thinks all animals and other life forms were given birth by the earth, and that maggots and worms are generated from soil. In her early days the earth gave birth to all kinds of life forms but this no longer happens because she is tired out. Lucretius is anti-evolutionary in the way he thinks animals and plants and man came into being with abilities fully formed (the eye, nose, hand) and only then found uses for them, rather than the modern view that even slight, rudimentary fingers, hands, sense of smell, taste, sight, would convey evolutionary advantage on their possessors which tend to encourage their development over successive generations.

I appreciate that Lucretius was trying his best to give an objective, rational and unsupernatural account of all aspects of reality. I understand that although his account of the origins of lightning and thunder may be wildly incorrect (clouds contain particles of fire) his aim was worthy and forward looking – to substitute a rational materialistic account for the absurdly anthropocentric, superstitious, god-fearing superstitions of his day, by which people thought lightning and thunder betokened the anger of the gods. He had very good intentions.

But these good intentions don’t stop the majority of his account from being ignorant tripe. Well intention and asking the right questions (what causes rain, what causes thunder, what is lightning, what is magnetism) and trying hard to devise rational answers to them. But wrong about almost everything.

Reading it makes you realise what enormous events the invention of the telescope and the microscope were, both around 1600, Galileo’s proof that the earth orbits round the sun a decade later, the discovery of the circulation of the blood in the 1620s, Newton’s theory of gravity in the 1680s, the discovery of electricity around 1800, the theory of evolution in the 1850s, the germ theory of the 1880s and, well, all of modern science.

Reading Lucretius, like reading all the ancients and medieval authors, is to engage with intelligent, learned, observant and sensitive people who knew absolutely nothing about how the world works, what causes natural phenomena, how living organisms came about and evolved, next to nothing about astronomy, geography, geology, biology, physics, chemistry or any of the natural sciences. Their appeal is their eloquence, the beauty of their language and the beguilingness of their fairy tales.

And of course, the scientific worldview is always provisional. It may turn out that everything we believe is wrong and about to be turned upside down by new discoveries and paradigm shifts., It’s happened before.

Book VI (1,286 lines)

– another hymn to Epicurus and his godlike wisdom

…he cleansed
Our hearts by words of truth; he put an end
To greed and fears; he showed the highest good
Toward which we all are aiming, showed the way…

(Book VI, lines 22 to 25)

– meteorology: thunder, lightning because the clouds contain gold and seeds of fire, waterspouts

– geological phenomena: earthquakes, volcanic eruptions, clouds, rain, why the sea never overflows considering all the rivers running into it, the inundation of the Nile

– why noxious things oppress humanity; pigs hate perfume but love mud!

– four pages about magnetism, noticing and describing many aspects of it but completely wrong about what it is and how it works

– disease, plague and pestilence, which he thinks derive from motes and mist which is in the right ballpark

The odd thing about the entire poem is that it leads up, not to an inspiring vision of the Good Life lived free of anxiety in some ideal Epicurean community, but to a sustained and harrowing description of the great plague which devastated Athens during the second year of the Peloponnesian War (430 BC). For four pages the poet lays on detail after detail of the great plague, the symptoms, the horrible suffering and death, its spread, social breakdown, streets full of rotting corpses. And then – it just ends. Stops. Not quite in mid-sentence, but certainly in mid-flow.

The abruptness of this unexpected ending has led many commentators to speculate that Lucretius intended to write a seventh book, which would have been devoted to religion, theology, ethics and led up to the hymn to the Good Life everyone was expecting. I agree. Throughout the poem he is chatty, badgering the reader, telling us he’s embarking on a new subject, repeating things he’s said before, haranguing and nagging us. For the text to just end in the middle of describing men fighting over whose family members will be burned on funeral pyres is macabre and weird. Here are the very last lines:

Everyone in grief
Buried his own whatever way he could
Amid the general panic. Sudden need
And poverty persuaded men to use
Horrible makeshifts; howling, they would place
Their dead on pyres prepared for other men’
Apply the torches, maim and bleed and brawl
To keep the corpses from abandonment.

(Book VI, lines 1,279 to 1,286)

It must be unfinished.

Thoughts

1. The philosophy

I’m very attracted by Epicurus’s thought, as propounded here and in Cicero’s De natura deorum. After a long and sometimes troubled life I very much want to achieve a state of ataraxia i.e. freedom from mental disturbances. However, there seems to me a very big flaw at the heart of Epicureanism. One of the two cardinal fears addressed is fear of the gods, in the sense of fear of their arbitrary intervention in our lives unless we endlessly propitiate these angry entities with sacrifices and processions and whatnot. This fear of punishment and retribution is said to be one of the principle sources of anxiety in people.

Except that this isn’t really true. I live in a society, England, which in 2022 is predominantly godless. Real believers in actual gods are in a distinct minority. And yet mental illnesses, including depression and ‘generalised anxiety disorder’, are more prevalent than ever before, afflicting up to a quarter of the population annually.

It felt to me throughout the poem that accusing religious belief in gods as the principle or sole cause of anxiety and unhappiness is so wide of the mark as to make it useless. Even in a godless world, all humans are still susceptible to utterly random accidents, to a whole range of unfortunate blows, from being diagnosed with cancer to getting hit by a bus, losing your job, losing your house, losing your partner. We are vulnerable to thousands of incidents and accidents which could affect us very adversely and it is not at all irrational to be aware of them, and it is very hard indeed not to worry about them, particularly if you actually do lose your job, your house, your partner, your children, your parents etc.

The idea that human beings waste a lot of time in fear and anxiety and stress and worry is spot on. So the notion that removing this fear and anxiety and stress and worry would be a good thing is laudable. And Epicurus’s argument against the fear of death (death is the end of mind and body both; therefore it is pointless worrying about it because you won’t feel it; it is less than nothing) is still relevant, powerful and potentially helpful.

But the idea that you can alleviate anxiety do that by disproving the existence of ‘gods’ is, alas, completely irrelevant to the real causes of the problem, which have endured long after any ‘fear of the gods’ has evaporated and so is of no practical help at all. All Epicurus and Lucretius’s arguments in this area, fluent and enjoyable though they are, are of purely academic or historical interest. Sadly.

2. The poem

Cicero’s De rerum natura was a hard read because of the unrelentingness of the arguments, many of which seemed really stupid or petty. The way things are, on the contrary, is an amazingly enjoyable read because of the rhythm and pacing and phrasing of the poem.

Lucretius is just as argumentative as Cicero i.e. the poem is packed with arguments following pell mell one after the other (‘Moreover…one more point…furthermore…In addition…’) but this alternates with, or is embedded in, descriptions of human nature, of the world and people around us, and of the make-up of the universe, which are both attractive and interesting in themselves, and also provide a sense of rhythm, changes of subject and pace, to the poem.

Amazingly, although the subject matter is pretty mono-minded and Lucretius is banging on and on about essentially the same thing, the poem itself manages never to be monotonous. I kept reading and rereading entire pages just for the pleasure of the words and phrasing. This is one of the, if not the, most enjoyable classical text I’ve read. And a huge part of that is, I think, down to Humphries’s adeptness as a poet.

Comparison with the Penguin edition

As it happened, just after I finished reading the Humphries translation I came across the 2007 Penguin edition of the poem in a local charity shop and snapped it up for £2. It’s titled The Nature of Things and contains a translation by A.E. Stallings with an introduction and notes by Richard Jenkyns.

Textual apparatus

As you’d expect from Penguin, it’s a much more traditional layout, including not only the translation but an introduction, further reading, an explanation of the style and metre of the translation, 22 pages of factual notes at the end (exactly the kind of fussy, mostly distracting notes the Humphries edition avoids), and a glossary of names.

In addition it has two useful features: the text includes line numberings, given next to every tenth line. It’s a feature of the Humphries version that it’s kept as plain and stripped down as possible with no indication of lines except at the top of the page, so if you want to know which line you’re looking at you have to manually count from the top line downwards. Trivial but irritating.

The other handy thing about the Penguin edition is it gives each of the books a title, absent in the original and Humphries. Again, no biggy, but useful.

  • Book I – Matter and Void
  • Book II – The Dance of Atoms
  • Book III – Mortality and the Soul
  • Book IV – The Senses
  • Book V – Cosmos and Civilisation
  • Book VI – Weather and the Earth

New things I learned from Richard Jenkyns’ introduction were:

Epicurus’s own writings are austere and he was said to disapprove of poetry. Lucretius’s achievement, and what makes his poem so great, was the tremendous depth of lyric feeling he brought to the, potentially very dry, subject matter. He doesn’t just report Epicurus’s philosophy, he infuses it with passion, conviction and new levels of meaning.

This, for Jenkyns, explains a paradox which has bugged scholars, namely why a poem expounding a philosophy which is fiercely anti-religion, opens with a big Hymn to Venus. It’s because Venus is a metaphor for the underlying unity of everything which is implicit in Epicurus’s teaching that there is no spirit, no soul, nothing but atoms in various combinations and this means we are all united in the bounty of nature.

The opponents of Epicureanism commonly treated it as a dull, drab creed; Lucretius’ assertion is that, rightly apprehended, it is beautiful, majestic and inspiring. (p.xviii)

Lucretius’s was very influential on the leading poet of the next generation, Virgil, who assimilated his soaring tone.

The passages praising Epicurus are strategically place throughout the poem, much as invocations of the muses open key books in the traditional classical epic.

Jenkyns points out that Lucretius’s tone varies quite a bit, notable for much soaring rhetoric but also including invective and diatribe, knockabout abuse of rival philosophers, sometimes robustly humorous, sometimes sweetly domestic, sometimes focusing on random observations about everyday life, then soaring into speculation about the stars and the planets. But everything is driven by and reverts to, a tone of impassioned communication. He has seen the light and he is desperate to share it with everyone. It is an evangelical poem.

Stalling’s translation

Quite separate from Jenkyns’s introduction, Stalling gives a 5-page explanation of the thinking behind her translation. The obvious and overwhelming differences are that her version rhymes, and is in very long lines which she calls fourteeners. To be precise she decided to translate Lucretius’s Latin dactylic hexameters into English rhyming heptameters, where heptameter means a line having seven ‘feet’ or beats. What does that mean in practice? Well, count the number of beats in each of these lines. The first line is tricky so I’ve bolded the syllables I think need emphasising:

Life-stirring Venus, Mother of Aeneas and of Rome,
Pleasure of men and gods, you make all things beneath the dome
Of sliding constellations teem, you throng the fruited earth
And the ship-freighted sea – for every species comes to birth
Conceived through you, and rises forth and gazes on the light.
The winds flee from you, Goddess, your arrival puts to flight
The clouds of heaven. For you, the crafty earth contrives sweet flowers,
For you, the oceans laugh, the sky grows peaceful after showers…

(Book I, lines 1 to 8)

Stalling concedes that the standard form for translating foreign poetry is probably loose unrhymed pentameters, with five beats per line – exactly the metre Humphries uses:

Creatress, mother of the Roman line,
Dear Venus, joy of earth and joy of heaven,
All things that live below that heraldry
Of star and planet, whose processional
Moves ever slow and solemn over us,
All things conceived, all things that face the light
In their bright visit, the grain-bearing fields,
The marinered ocean, where the wind and cloud
Are quiet in your presence – all proclaim
Your gift, without which they are nothingness.

Clearly Humphries’ unrhymed pentameters have a much more light and airy feel. They also allow for snazzy phrasing – I like ‘marinered ocean’, a bit contrived, but still stylish. Or take Humphries’ opening of Book III:

O glory of the Greeks, the first to raise
The shining light out of tremendous dark
Illumining the blessings of our life
You are the one I follow. In your steps
I tread, not as a rival, but for love
Of your example. Does the swallow vie
With swans? Do wobbly-legged little goats
Compete in strength and speed with thoroughbreds?

Now Stalling:

You, who first amidst such thick gloom could raise up so bright
A lantern, bringing everything that’s good in life to light,
You I follow, Glory of the Greeks, and place my feet,
Within your footsteps. Not because I would compete
With you, but for the sake of love, because I long to follow
And long to emulate you. After all, why would a swallow
Strive with swans? How can a kid with legs that wobble catch
Up with the gallop of a horse? – the race would be no match.

Stalling makes the point that the heptameter has, since the early Renaissance, been associated with ballads and with narrative and so is suited to a long didactic poem. Arthur Golding used it in his 1567 translation of Ovid’s Metamorphoses and George Chapman in his 1611 translation of the Iliad. Stalling hopes the ‘old fashioned rhythm and ring’ of her fourteeners will, implicitly, convey ‘something of the archaic flavour of Lucretius’s Latin’ (p.xxvi).

OK, let’s look at the little passage which I noticed crops up no fewer than four times in the poem. Here’s Stalling’s version:

This dread, these shadows of the mind, must thus be swept away
Not by rays of the sun or by the brilliant beams of day,
But by observing Nature and her laws. And this will lay
The warp out for us – her first principle: that nothing’s brought
Forth by any supernatural power out of naught
.

(Book I, lines 146 to 153)

That use of ‘naught’ transports us back to the 1850s and Tennyson. It is consciously backward looking, in sound and meaning and connotation. I can see why: she’s following through on her stated aim of conveying the original archaism of the poem. But, on the whole, I just don’t like the effect. I prefer Humphries’ more modern-sounding diction.

Also, despite having much longer lines to play with, something about the rhythm and the requirement to rhyme each line paradoxically end up cramping Stalling’s ability to express things clearly and simply. Compare Humphries’ version of these same lines:

Our terrors and our darknesses of mind
Must be dispelled, not by the sunshine’s rays,
Not by those shining arrows of the light,
But by insight into nature, and a scheme
Of systematic contemplation. So
Our starting point shall be this principle:
Nothing at all is ever born from nothing
By the gods’ will
.

‘Insight into nature’ and ‘systematic contemplation’ are so much more emphatic and precise than ‘by observing Nature and her laws’ which is bland, clichéd and flabby.

Humphries’ ‘Our starting point shall be this principle’ is a little stagey and rhetorical but has the advantage of being crystal clear. Whereas Stalling’s ‘And this will lay/The warp out for us – her first principle…’ is cramped and confusing. Distracted by the odd word ‘warp’, trying to visualise what it means in this context, means I miss the impact of this key element of Lucretius’s message.

In her translator’s note Stalling refers to earlier translations and has this to say about Humphries:

Rolfe Humphries’ brisk, blank verse translation The way things are (1969) often spurred me to greater vigour and concision. (p.xxviii)

Precisely. I think the Stalling is very capable, and it should be emphasised that the fourteeners really do bed down when you take them over the long haul. If you read just a few lines of this style it seems silly and old fashioned, but if you read a full page it makes sense and after several pages you really get into the swing. It is a good meter for rattling through an extended narrative.

But still. I’m glad I read the poem in the Humphries’ version. To use Stalling’s own phrase, it has ‘greater vigour and concision’. Humphries much more vividly conveys Lucretius’s urgency of tone, his compulsion to share the good news with us and set us free:

…all terrors of the mind
Vanish, are gone; the barriers of the world
Dissolve before me, and I see things happen
All through the void of empty space. I see
The gods majestic, and their calm abodes
Winds do not shake, nor clouds befoul nor snow
Violate with the knives of sleet and cold;
But there the sky is purest blue, the air
Is almost laughter in that radiance,
And nature satisfies their every need,
And nothing, nothing mars their peace of mind.

(Book III, lines 15 to 25)

I’m with him, I’m seeing the vision of the passionless gods with him, and I’m caught up in his impassioned repetition of ‘nothing, nothing‘. All of which, alas, is fogged and swaddled in the long fustian lines of Stalling’s version:

…The gods appear to me
Enthroned in all their holiness and their serenity,
And where they dwell, wind never lashes them, cloud never rains,
And snowfall white and crisp with biting frost never profanes.
The canopy of aether over them is always bright
And unbeclouded, lavishing the laughter of its light.
And there they want for nothing; every need, nature supplies;
And nothing ever ruffles their peace of mind. Contrariwise…

The key phrase about the gods’ peace of mind should conclude the line; instead it ends mid-line and is, as a result, muffled. Why? To make way for the rhyme, which in this case is supplied by another heavily archaic word ‘contrariwise’ which has the unintended effect of trivialising the preceding line.

Stalling’s translation is skilful, clever, immensely rhythmic, a fascinating experiment, but…no.

Online translations

Now let me extend my argument. I’ll try
To be as brief as possible, but listen!

(Book IV, lines 115 to 116)

There have been scores of translations of De rerum natura into English. An easy one to access on the internet is William Ellery Leonard’s 1916 verse translation. Compared to either Stalling or Humphries, it’s dire, but it’s free.


Roman reviews

All Strange Away by Samuel Beckett (1964)

But sudden gleam that whatever words given to let fall soundless in the dark that if no sound better none, all right, try sound and if no better say quite speechless, imagine sound and not till then all that black hair toss back into the corner baring face as about to when this happened.

All Strange Away is a powerful short prose text by Samuel Beckett first published in English in 1964. I thought it would be another monologue by a decrepit old man crawling to the end, but although that is the general tone, it is something slightly different. It seems to be the monologue of someone arguing with themselves about how to imagine the scene and the character he’s trying to describe. What scene and what character? Well, there’s the challenge.

Light off and let him be, on the stool, talking to himself in the last person, murmuring, no sound, Now where is he, no, Now he is here. Sitting, standing, walking, kneeling, crawling, lying, creeping, in the dark and in the light, try all.

‘Try all’ seems to be the operative phrase. The narrator, or writer, tries a series of attempts to get down what it is he is trying to convey, imagining various trials or situations or conditions to subject his (fictional) protagonist to. Shall he drag his character out of his frowsy deathbed and off to some place to die in?

Out of the door and down the road in the old hat and coat like after the war, no, not that again.

‘Not that again.’ In the very same sentences where he’s making the suggestions, he refutes them, realises their hopelessness, negates his suggestions even as he makes them. Above all acknowledges the element of hopeless repetition, with the word ‘again’:

A place, that again. Never another question. A place, then someone in it, that again…

OK, a place, let’s start with conceiving a place, what will it be like? He imagines a place five foot square but six foot high – ‘just room to stand and revolve…floor like bleached dirt’ – the light comes on, the character is on a stool, talking in ‘the last person’, light on, takes off coat, no he’s naked, leave it on, he speaks but makes no sound, black sheets of paper gummed to the walls but they, also, reflect the pitiless glare. He has a black shroud on, this character, when the light goes on he gets down on his hands and knees searching for pins in this box, the the light goes off and he still searches, for years this goes on, he clutches the shroud round him till it rots to black ‘flitters’.

The long sentences made up of fragmented clauses are so pared-back that all kinds of syntactic arrangements between the fragments are possible or implied. Used to reading normal, fully-worded, consecutive prose, the reader keeps finding themself completing Beckett’s fragments and sentences, which has two results: 1. it makes the sentences and passages (if you let them, if you’re in the mood) feel incredibly dynamic, packed and overflowing with implications 2. which explains the eerie combination of a frustrating and yet deeply addictive reading experience.

As he was, in the dark any length, then the light when it flows still it ebbs any length, then again, so on, sitting, standing, walking, kneeling, crawling, lying, creeping, all any length, no paper, no pins, no candle, no matches, never were, talking to himself no sound in the last person any length, five foot square, six high, all white when light at full, no way in, none out.

What does he look like, the imagined protagonist?

Imagine eyes burnt ashen blue and lashes gone, lifetime of unseeing glaring, jammed open, one lightning wince per minute on earth, try that.

On the walls are eight pictures, two per wall, light on, no, say one per wall, pictures of who?

Sex

And here we come to another common characteristic of these mid-period Beckett pieces, which is sex. Many of these plays or narratives get so far and then… Beckett seems to run out of ideas and resorts to male-female love, to admittedly pathetic decrepit parodies of romantic love, but love nonetheless.

I’m thinking in particular of the way that, from all the possible memories of his young self and his former life, Krapp in Krapp’s Last Tape ends up settling on just one golden memory, of himself lying in a field with his hand on his true love’s breast.

Same here. Something very weird and abstract abruptly plunges into the all-too-inevitable subject of love, romance, women and sex. In this case the woman is named Emma and Beckett also indulges his fondness, evinced in many of his texts, for the crudest swearwords. These are the pictures on the wall of the protagonist’s cell.

First face alone, lovely beyond words, leave it at that, then deasil breasts alone, then thighs and cunt alone, then arse and hole alone, all lovely beyond words.See how he crouches down and back to see, back of head against face when eyes on cunt, against breasts when on hole, and vice versa, all most clear. So in this soft and mild, crouched down and back with hands on knees to hold himself together, say deasil first from face through hole then back through face, murmuring, Imagine him kissing, caressing, licking, sucking, fucking and buggering all this stuff, no sound.

Charming, as that great literary critic, my mother, would have said. The Beckett Companion summarises this material as ‘The story recalls love-making with “Emma” but the memory is fading’, but that’s not accurate, is it? That sugars the pill and makes it sound more bourgeois and respectable than what is actually written, which is crude and graphic and basic, and deliberately so.

Imagine him kissing, caressing, licking, sucking, fucking and buggering all this stuff, no sound.

Human geometry

Another Beckett element comes into play which is his love of geometry. If you read the plays rather than watching the productions, you’ll know that as the 1950s turned into the 1960s, Beckett’s works became more and more festooned with very detailed stage directions about heights and sizes and angles and positions and movements of the human participants, at the same time as the ‘characters’ or human participants in the works are steadily deprived of names and given letters or numbers. For example, take the way the two characters in Act Without Words II are simply labelled A and B, or the ‘characters’ in Play are labelled M, W1 and W2, combined with the very precise instructions for every element of the onstage action, complete with diagrams which contain numbers, angles, positions and durations.

In this piece the main ‘character’ never has a name but his movements are mapped out in a mockery of a geometry problem:

Call floor angles deasil a, b, c and d and ceiling likewise e, f, g and h, say Jolly at b and Draeger at d, lean him for rest with feet at a and head at g, in dark and light, eyes glaring, murmuring…

(‘Deasil’, by the way, is a Gaelic word which means ‘in the direction of the sun’s apparent course, considered as lucky; clockwise.’ Jolly and Draeger are the names of posters on the walls of the cell, at least until these are replaced in the narrator’s imagination by pictures of Emma’s orifices.)

The misplaced, obsessive precision is carried over into the description of the positioning of the protagonist vis-a-vis the big posters of Emma and her body parts: if there’s one picture on each wall, then, in order to enjoy sight of one, in such a small prison cell, the character must have his head pressed back against another. And Beckett carefully goes through the four possible positions, as is his obsessive wont.

But what if the floor of the cell is hot, almost punishingly hot, and the character wants to lie on it in the most effective way. Hmm. I’m glad you asked, because there are, quite clearly, a number of precise permutations which we shall now go through in sequence:

Sit, knees drawn up, trunk best bowed, head between knees, arms round knees to hold all together. And even lie, arse to knees say diagonal ac, feet say at d, head on left cheek at b. Price to pay and highest lying more flesh touching glowing ground. But say not glowing enough to burn and turning over, see how that works. Arse to knees, say bd, feet say at c, head on right cheek at a. Then arse to knees say again ac, but feet at b and head on left cheek at d. Then arse to knees say again bd, but feet at a and head on right cheek at c. So on other four possibilities when begin again…

‘See how that works’ could be the motto of the piece, indeed of many of Beckett’s prose pieces, like Molloy working out how to suck his stones most efficiently, or any number of the obsessively detailed permutations of physical activity described in Watt.

Emma imprisoned

Then abruptly the narrator/writer says, what if it isn’t the male character in the cell at all, but the lovely Emma?

and how crouching down and back she turns murmuring, Fancy her being all kissed, licked, sucked, fucked and so on by all that, no sound, hands on knees to hold herself together.

‘Fancy her being all kissed, licked, sucked, fucked and so on’ is not something I would summarise, as the Beckett companion does, as ‘The story recalls love-making with “Emma”‘.

Apart from being mildly titillating what these passages do most is remind you how, back in the day, the so-called the avant-garde was addicted to sexual explicitness, as if saying cunt broke taboos, pushed boundaries, subverted bourgeois society.

But what happens when sex is everywhere, we live in a world of multiple, fluid genders and endless pornography of every possible permutation is available at the click of a button on the internet?

In the world of 2020, reading the jolly boundary-breaking swearwords of the 1950s and 60s avant-garde is like watching your Dad try to dance to rave music. Or it is looking back at a simpler world where writers wore jackets and thin black ties for their interviews with plummy BBC interviewers, politely discussing ‘the role of obscenity in literature’, all available now, 60 years later, in spotty, flickery black and white on YouTube.

And thus this text’s strange, haunting combination of anatomical explicitness with geometric precision.

Any length, in dark and light, then topple left, arse to knees say db, feet say at c, head on left cheek at a, left breast puckered in the dust…

The deathless imagination

By this stage, we have the sense that the opening sentence –’Imagination dead imagine’ – can be interpreted as: ‘We might well be in a situation where the imagination is dead, but unfortunately we can’t stop imagining; imagining may well be a bankrupt activity, belonging to the old bourgeois world, before the Holocaust before the atom bombs and yet, no matter how much we despise and reject it and try to move beyond it, that old human instinct to imagine things, to conceive and speak and describe them, seems to be unquenchable. Well, alright, if this is the case, if the old bourgeois forms and imaginings are dead and bankrupt but we don’t appear to be able to stop imagining, then let’s imagine this, let’s test and experiment with imagination reduced to its most minimal amount possible, let’s imagine a cell five foot square and six foot high’ – and off we go…

The entire narrative may give the superficial impression of rambling, but is carefully crafted to convey the feeling of a mind, a writer, trying to reject imagination, rise above imagination, trying to do something new, but continually trapped back into the old tropes and gestures, considering them, then rejecting them, starting again, ‘imagine’ really meaning ‘consider this option, what about this one? No? how about this one…’:

  • imagine light
  • imagine what needed
  • imagine candles and matches
  • imagine eyes burnt ashen blue
  • imagine him kissing
  • imagine lifetime
  • imagine a common housefly
  • imagine hands
  • imagine later, something soft
  • imagine other murmurs
  • imagine turning over

and then the punchline of all these imaginings, the one that contains the title phrase:

  • imagine all strange away

Clearly, imagination is not dead, but works, continues, struggles on, despite the writer’s best efforts to deny or reject it, he cannot evade the ‘so great need of words’. We all need words, words is all we have, even in the last extremities. And so the text continues despite itself, despite its best intentions otherwise, goes on to consider other aspects and approaches to the problem, which include:

– frequent references to the lights in the box cell coming up then fading out, so that the carefully timed duration of these fadings or ‘ebbings’ strongly suggesting stage directions as per Beckett’s countless plays

– suddenly the invocation of names takes a Catholic turn with mention of Mary, Jesus, God and other proper names to be spoken in any combination required, which segues into similar consideration of Greek philosophers (preferably with name of place of birth attached to make you look intelligent and well read)

– and in the piece’s final page the small space that ‘Emma’ was confined in (the man who featured in the early part has vanished) becomes slowly smaller and smaller, forcing her to bend and contort tighter and tighter, the geometric points of her body more and more compacted, until (it doesn’t say this) she must be crushed altogether in the tiny two-foot cuboid

Beckett in 2020

I can see why many people would be utterly repelled by this apparently endless, unpunctuated, pretentious rambling, but I find it utterly entrancing, just as I found The Unnameable by far the strongest of the three Beckett novels precisely because it has most completely abandoned any attempt at character, structure, plot or dialogue in order to become something else completely, something utterly new.

Many critics and readers take Beckett’s works to be masterpieces of nihilism, on a par with the Writing Year Zero extremity of European existentialism or the post-holocaust figurines of Alberto Giacometti. I think I read them in a completely different way. I come to them as a citizen of the year 2020, when humanity hasn’t changed at all, but we have invented even more media – the internet, email, text alerts, social media and all kinds of other channels – with which to bombard ourselves with text and meanings.

Anyone with a mobile device gets bombarded with updates and texts and emails and notifications, telling us to read this guidance, look at this powerpoint, check this spreadsheet, inviting us to like each other’s holiday photos or be outraged at this or that public figure’s latest example of everyday sexism or racism or misogyny or whatever.

The framework of digital media we have erected around ourselves amounts, in my opinion, to a high-tech cage, a prison of thumpingly obvious meanings within which most people find it reassuring to dwell, venting their woke or reactionary views via twitter, sharing their makeup secrets via Instagram and so on, a vast mental prisonhouse of conformity created by its billions of users and consumers.

That’s what 2020 feels like to me. And so Beckett’s oeuvre, his increasingly brief, abstract plays, the surprising number of short prose pieces he produced on the same minimalist themes, all these attempts to float free of narrative and logic seem to me to be wonderfully liberating, freeing the mind of anyone who really engages with them from the prisonhouse of contemporary meaning, the degraded discourse of shouty politics or trashy consumerism which literally billions of people have chosen to plug into their brains and to dominate their imaginations.

I don’t find Beckett’s works ‘difficult’. Just read a piece like this out loud, slowly, savouring the jumps, the gaps in syntax and logic which require you to fill them in, or are the record of someone who has gone beyond needing them and whose journey beyond meaning takes you with it, into an entirely new linguistic space.

Either way they’re exercises in escaping the tyranny of the sensible, the common sensical, the flat trite empty mindless twaddle pumped out by the modern media machine in all directions, 24/7.

Such then the sound roughly and if no clearer so then all the storm unspoken and the silence unbroken unless sound of light and dark or at the moments of change a sound of flow thirty seconds till full then silence any length till sound of ebb thirty seconds till black then silence any length, that might repay hearing and she hearing open then her eyes to lightening or darkening greys and not close them then to keep them closed till next sound of change till full light or dark, that might well be imagined.

When he wrote them, Beckett’s pieces may have been designed to shock the bourgeois world of cocktail parties and lounge suits by their a) aggressive bleakness b) geometrical denial of human individuality and b) resort to crude swearwords. Now, 60 years later, I find their teasing meanings, their reassuring repetitions, the recurring tropes and strategies, oddly comforting.

I like the spare abstract empty prose which his box of tricks generates. I enjoy reading such ‘white’ prose, almost entirely empty of content and amounting to a fabric of teasing repetitions, snatches and fragments. It makes a refreshing change from the oppressive tyranny of forced, shallow, angry 100% obvious meaning which dominates the modern world.

In the second half of the piece, titled Diagram, the text whirls and twirls a number of fragments, clearly intending to create a kind of poetry through the repetition of the image of black hair falling across white skin, interspersing some kind of fragment of a memory of lying in a hammock in the sun, and maybe distant repeated snatches of sobbing… This is the last sentence:

Henceforth no other sounds than these and never were that is than sop to mind faint sighing sound for tremor of sorrow at faint memory of a lying side by side and fancy murmured dead.

Which is an example of the way that Beckett’s supposedly dehumanised, anti-humanistic anti-plays and anti-narratives often end up conveying, albeit in an unorthodox way, a melancholy sense of time fleeting and human loss which is surprisingly straightforward and sentimental. He may be well aware that they are ‘sops to mind’, but that doesn’t stop these moments sticking in the memory because they are so very much what ‘traditional’ literature, especially poetry, is meant to be and do, from the Latin poets’ lachrymae rerum to Wordsworth musing by Tintern Abbey.

Personally, I find it more bracing to focus on the deliberately anti-human elements, the geometrical formulae, the detailed, complex and entirely arbitrary stage directions which mimic, in their heartless elaborateness, the elaborate heartlessness which (presumably) Beckett saw as the essence of human existence.

When Irish eyes are smiling…

And, lastly, never forget that there’s quite a lot of sly humour buried away behind the grim fragments and the struggle to speak, to express anything, in Beckett’s texts. Behind the elaborate machinery of despair, there’s always a sly twinkle in his beady Irish eyes. Here’s a description of ‘Emma’, increasingly contorted as the space she is crammed into becomes ever smaller.

Last look oh not farewell but last for now on right side tripled up and wedged in half the room head against wall at a and arse against wall at C and knees against wall AB an inch or so from head and feet against wall be an inch or so from arse.

‘An inch or so from arse’. Quite.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Derek Mahon RIP

Oblique light on the trite…

Irish poet Derek Mahon (1941-2020) just passed away. I liked his poetry very much.

Courtyards in Delft

Mahon’s best poems are typically a couple of pages long, stylish and lyrical ruminations set in traditionally shaped stanzas and using rhyme or half-rhyme. They are comfortably conservative in form and approach, such as one of his greatest hits, Courtyards in Delft.

The delight is in the detail, as lovingly and clearly described as words can manage, struggling as they do to convey anything like the lush fullness of the oil painting the poem is based on. It’s about the verbal capture of winning details.

… late-afternoon
Lambency informing the deal table,
The ceiling cradled in a radiant spoon.

Courtyards in Delft is also an example of Mahon’s engagement with the European civilisation of the past – not in a show-off way, but a comfortable, accessible approach which brings old paintings, poems and stories wonderfully alive in the present.

The Mute Phenomena

But the Mahon poems I really love feature something more – his distinctive handling of the gritty detritus of modern life, forgotten trash, discarded and ignored like the hub cap which has a starring role in ‘The Mute Phenomena’.

The Mute Phenomena

Your great mistake is to disregard the satire
Bandied among the mute phenomena.
Be strong if you must, your brisk hegemony
Means fuck-all to the somnolent sunflower
Or the extinct volcano. What do you know
Of the revolutionary theories advanced
By turnips, or the sex-life of cutlery?
Everything’s susceptible, Pythagoras said so.

An ordinary common-or-garden brick wall, the kind
For talking to or banging your head on,
Resents your politics and bad draftsmanship.
God is alive and lives under a stone;
Already in a lost hub-cap is conceived
The ideal society which will replace our own.

The Mute Phenomena is a loose adaptation of a sonnet by the nineteenth century French poet Gerard de Nerval (cf what I said about his engagement with the art and literature of the past), with the half-rhymes loitering in the middle distance till full rhymes come swimming right into focus, bringing with them the power of the details they describe.

In a blunter-than-usual tone, Mahon addresses his favourite subject, which is the weird, ominous and visionary aspect of everyday objects, the eerie sense you sometimes have that they are immensely present in our lives – the tin opener, the microwave, the allen keys – right here and now, in your hand, as you need them – but at the same time are strangely transient.

They break, we chuck them away and get a new one, and in doing so we throw away something of ourselves. For a moment, we catch ourselves half-aware that we, too, are throwaway implements. In fact our whole society is in the process of throwing itself away.

The wordless phenomena, the clutter of stuff we surround ourselves with, knows this very well. The mute phenomena watch us and mock our absurd pretensions to permanence or meaning. Silently, when we’re not looking, our possessions are sniggering at us.

A Garage in County Cork

I grew up in a petrol station so I’ve always loved A Garage in County Cork for the very strong memories it evokes of the sights and smells of my own boyhood.

The sadness of abandoned buildings is a time-honoured subject, from Anglo-Saxon laments about Roman ruins through to Wordsworth’s elegies for Tintern Abbey etc. What makes Mahon distinctive is 1. the underlying humour of applying this sentimental approach to the very unromantic subject of an abandoned gas station, and then 2. the power of the details – the rain dancing on the exhausted grit, the sodden silence of the abandoned kitchen garden, rainbows on oily puddles and, a line I’ve loved for nearly 40 years, the vision of ‘Tyres in the branches such as Noah knew’.

Surely you paused at this roadside oasis
In your nomadic youth, and saw the mound
Of never-used cement, the curious faces,
The soft-drink ads and the uneven ground
Rainbowed with oily puddles, where a snail
Had scrawled its slimy, phosphorescent trail.

Like a frontier store-front in an old western
It might have nothing behind it but thin air,
Building materials, fruit boxes, scrap iron,
Dust-laden shrubs and coils of rusty wire,
A cabbage-white fluttering in the sodden
Silence of an untended kitchen garden —

Nirvana! But the cracked panes reveal a dark
Interior echoing with the cries of children.
Here in this quiet corner of Co. Cork
A family ate, slept, and watched the rain
Dance clean and cobalt the exhausted grit
So that the mind shrank from the glare of it.

Where did they go? South Boston? Cricklewood?
Somebody somewhere thinks of this as home,
Remembering the old pumps where they stood,
Antique now, squirting juice into a cream
Lagonda or a dung-caked tractor while
A cloud swam on a cloud-reflecting tile.

Surely a whitewashed sun-trap at the back
Gave way to hens, wild thyme, and the first few
Shadowy yards of an overgrown cart track,
Tyres in the branches such as Noah knew —
Beyond, a swoop of mountain where you heard,
Disconsolate in the haze, a single blackbird.

Left to itself, the functional will cast
A death-bed glow of picturesque abandon.
The intact antiquities of the recent past,
Dropped from the retail catalogues, return
To the materials that gave rise to them
And shine with a late sacramental gleam.

A god who spent the night here once rewarded
Natural courtesy with eternal life —
Changing to petrol pumps, that they be spared
For ever there, an old man and his wife.
The virgin who escaped his dark design
Sanctions the townland from her prickly shrine.

We might be anywhere but are in one place only,
One of the milestones of earth-residence
Unique in each particular, the thinly
Peopled hinterland serenely tense —
Not in the hope of a resplendent future
But with a sure sense of its intrinsic nature.

Note how the penultimate stanza reuses an old trope of the kind associated with Ovid’s great and very entertaining work, the Metamorphoses. In the Metamorphoses Ovid brought together all the Greek myths and legends in which people changed into animals or objects, and there turned out to be hundreds – just the stories about Zeus turning into a bull or a swan or a shower of gold and so on took up a whole section. And there’s an entire category describing the Greek gods wandering the world in disguise, as mere mortals and, when they encounter love or sadness or hospitality, transforming humans into flowers and trees and natural phenomena, into narcissus and echo and rainbows and weeping willows.

So in the penultimate stanza Mahon picks up this ancient trope but gives it a cheeky modern spin. Contemplating the two petrol pumps out front of this abandoned old gas station, he ponders what a perfect couple they make, standing together since their inception, through thick and thin, come rain or shine, an inseparable couple. If Ovid were alive today, he’d be writing poems about petrol pumps – and so the cheeky conceit of applying Ovid’s trope to two grubby symbols of our modern, petrol-driven world.

And in doing so, Mahon himself metamorphoses the old story into an entirely modern form – with his habitual wry smile and cheeky grin, playfully juxtaposing ancient and modern, high and low registers, the acme of Western culture cheek by jowl with coal sheds and leaking old sacks of cement – one of the things I value most in his poetry.

How to live

How to Live is a short poem freely adapted from one of Horace’s odes, another example of his calm, confident and smiling engagement with the art and literature of the past. (About a third of the works in the Selected Poems are translations, especially from Latin writers and 19th century French poets.)

How to live

Don’t waste your time, Leuconoé, living in fear and hope
of the imprevisable future; forget the horoscope.
Accept whatever happens. Whether the gods allow
us fifty winters more or drop us at this one now
which flings the high Tyrrhenian waves on the stone piers,
decant your wine: the days are more fun than the years
which pass us by while we discuss them. Act with zest
one day at a time, and never mind the rest.

You don’t have to like every line in a poem, it’s fine to like just certain lines, as you might like a particular passage in a pop song or piece of classical music. Thus I actively dislike the first line because I don’t know how to pronounce Leuconoé and it takes its time getting into a rhythm – although he immediately makes up for it with the phrase ‘the imprevisable future’.

(Regarding ‘imprevisable’, many of Mahon’s poems feature just one special, rare or obscure word, such as ‘esurient’ in the Delft poem, winking out at you from behind a cloud on a dark night.)

The sentiment of the final line is a little too obvious for me, a little too close to ‘Keep calm and…be happy, drink tea or whatever…’. I prefer ‘The days are more fun than the years’ because it is a little more oblique, less expected, makes you stop and reflect for a moment…

And because it is positive. So much poetry is gloomy or ends with a dying fall, the poet flopping down on their knees and asking us to feel sorry for them. Mahon’s poetry encourages us to be cheerful, smile, rejoice at the cornucopia of paintings and sculpture and great literature in a score of languages from all across Europe — and at the same time to be aware of the weirdness of the human environment, the uncanniness of everything we’ve built and designed and buy and use and throw away. 

The rusty hub-cap, the dung-caked tractor, the sodden kitchen garden, the old wooden gate, the oily puddles, the scrubbed and polished deal table – our lives are made up of these kind of details which we briefly register and then get on with our agendas. But Mahon stops, pauses, sees and captures them in lucid phrases which not only bring them to our attention but make us realise that all these things we’re surrounded by are full and charged with meaning, that we move through a manmade world packed with strange, teasing and undefinable meanings.

Tractatus

And it’s that sense of a world full of lovely, smiling, teasing mysteries which Mahon’s poetry wonderfully conveys. ‘The world is all that is the case’ is the first line of philosopher Ludwig Wittgenstein’s first book, the Tractatus Logico-Philosophicus, published in 1922, in which he set out to tabulate the rules by which everything which can be stated derives meaning, according to a theory of language & meaning which he set out in a series of carefully numbered propositions.

Twenty years later Wittgenstein conceded it was a misconceived project, the product of a young man’s overconfidence, and he returned to philosophy after the war with a completely different model, the notion that ‘meaning’ is generated at multiple levels, by a multiplicity of language and meaning ‘games’ whose basic rules can be grasped but whose possible combinations and outcomes are infinite.

So Wittgenstein himself came to realise that the world is much, much more that can be captured by one mind, one language, one system. The two stanzas of Mahon’s short poem dramatise the movement from early to late Wittgenstein (though not in a systematic way, any symmetry is unbalanced – what is God doing in the poem, it says nothing particularly interesting about him?)

Instead the highlights are the typically Mahonesque juxtaposition of one of the ‘great achievements’ of European civilisation – the huge Greek statue of Winged Victory – with one of the most insignificant things imaginable, a fly expiring in some coal-shed somewhere. And the second stanza is devoted to the big image which blots out everything else, a huge vision of the sun sinking enormous and burning hot into the wide Atlantic with a vast turbulation of roaring steam.

Tractatus

‘The world is everything that is the case.’
From the fly giving up in the coal-shed
To the Winged Victory at Samothrace.
Give blame, praise, to the fumbling God
Who hides, shame-facedly, His aged face;
Whose light retires behind its veil of cloud.

The world, though, is also so much more –
Everything that is the case imaginatively.
Tacitus believed mariners could hear
The sun sinking into the western sea;
And who would question that titanic roar,
The steam rising wherever the edge may be?

What does it mean? Quite a lot can be spun out of its entrails and guileful juxtapositions – Wittgenstein, ancient sculpture, nature, religion. On one level it is an invitation to learned analysis and disquisitions. But on another, it just is – calmly, confidently, amusedly, enrichingly, as awesome, preposterous and lovely as the fat old sun sinking into the sea with a titanic roar.


Related links

Other poetry reviews

Unweaving the Rainbow by Richard Dawkins (1998)

Here is another analogy… (p.12)

Although this book is over 20 years old, the issues it addresses (the anti-scientific tendency of much traditional literature and the inappropriate use of poetic writing in bogus pseudo-science, versus the hard scientific fact and clear scientific thinking Dawkins promotes) are still very current, and since Dawkins is still writing books attacking non-scientific ways of looking at the world (such as his most recent tome, Outgrowing God, published just last year) I think it’s still worth reviewing this one as an analysis of his overall style and approach.

The aim

The full title is Unweaving the Rainbow: Science, Delusion and the Appetite for Wonder and the book’s purpose is simple: For thousands of years humans have written poetry or concocted religious myths and symbols to explain the puzzling world around them. But (Dawkins says) the scientific worldview as we now have it explains more or less everything about the world around us from bacteria to supernovas and, if properly understood, is far more beautiful and inspiring than the poetry, myths and legends it supersedes.

My advice

However, in my opinion, if you want to be inspired, watch a David Attenborough documentary about the natural world or a Brian Cox one about the stars, because this book is a hilariously silly, shallow, ragbag of random quotes, fragments of science mixed up with countless personal anecdotes, snippets from newspapers or TV and, above all, a relentless stream Richard Dawkins’s pet peeves and trite opinions.

Do not read this book.

Dawkins shares his opinion of modern journalists (lamentably anti-science)

Dawkins opens the book with a sustained attack on a shopping list of contemporary authors who have written disparagingly about science, including Bernard Levin (who once wrote an article specifically about Dawkins God, Me and Mr Dawkins 11 October 1996 – hence the enmity), Simon Jenkins, A.A. Gill, Fay Weldon (author of a ‘hymn of hate’ against science in the Daily Telegraph) and so on and so on.

Dawkins quotes articles in the newspapers, or letters he has received, or questions he gets asked at the end of his lectures, or anecdotes about students of his, to demonstrate that anti-scientific prejudice and ignorance is everywhere: There are creationists under the bed and anti-evolutionists hiding in the closet. It isn’t safe to turn on the TV or open a newspaper without someone spouting unscientific rubbish or promoting astrology or showing the deepest scientific illiteracy. Fools! Knaves! Dawkins has no patience with error.

This is dramatically, profoundly, hugely wrong. (p.90)

Dawkins shares his opinion of British poets (lamentably anti-science)

And then – oh dear, oh dear – Dawkins takes it upon himself to be the judge of a raft of classic poets including Keats, Coleridge or Wordsworth, Blake or Yeats or Lawrence.

Dawkins has located quotes from all of these luminaries lamenting the ‘death of romance’ and the role science has played in ‘dis-enchanting the world’ so, as usual, Richard loses no time in telling us that they were all dead wrong in thinking science dis-enchants the world: if only they’d understood modern science, they’d have written poetry ten times as good!!

Dawkins then goes on to prove that he has absolutely no feel for poetic writing or for the luminous quality of poetry:

  1. by the way he quotes schoolboy tags and the most obvious ‘greatest hits’ moments from the most obvious Great Poets
  2. by the way he treats poems as rhythmic verse i.e you can do a prose summary, and then evaluate them on whether or not they show the ‘correct’ attitude to the scientific worldview
  3. and by the way he has rummaged through the diaries and letters and table talk of the Great Poets to find quotes of them stating anti-scientific or anti-rationalist opinions

Which he considers case closed. He cannot entertain the idea that poetry might not be written to put forward clearly defined and logical points of view, but might be an alternative way of perceiving and expressing the world and what it is to be human…

He refers to D.H. Lawrence who (allegedly) refused to believe that moonlight is reflected sunlight (that sounds too pat and too stupid to be true), but even if it were, you kind of know what Lawrence is talking about. We have evolved over tens of millions of years to find night-time eerie and the changing shape and movement of the moon uncanny. Is it possible that part of a poet’s role is to respect ancient beliefs, to excavate and re-express deep ancestral feelings, no matter how irrational?

Not in Dawkins’s view. No! They were all wrong, wrong, wrong about science and deserve to be sent to the back of the class. He speculates that:

Keats, like Yeats, might have been an even better poet if he had gone to science from some of his inspiration. (p.27)

If only the Great Poets were more like, well, like Richard Dawkins!

Dawkins’s bêtes noirs and pet peeves

He fills the book with his own Daily Mail prejudices and bêtes noirs.

Post-modernism is rubbish

Once again we get his shallow critique of ‘post-modernism’ and ‘cultural relativism’ – ‘the meaningless wordplays of modish francophone savants‘ – which he dismisses in a sentence as existing merely ‘to impress the gullible’ (p.41).

Now maybe a lot of French post-war philosophy is pretentious twaddle, but, for example, Derrida’s attempt to rethink the entire tradition of writing as a way of encoding authority which constantly undermines itself because of the looseness and deeply unfinishable nature of writing, or Foucault’s histories of how power is wielded by supposedly ‘objective’ academic disciplines and public institutions, or Roland Barthes’ explorations of how texts have lives of their own, determined by structures or levels of activity which have hitherto been overlooked – these are all fascinating intellectual endeavours, certainly more worth spending time reading about than the Daily Mail philistinism of Dr D.

It’s a telling irony that soon after a passage attacking writers and journalists (Bernard Levin, Simon Jenkins et al) for their shallow, ignorant dismissal of science as being a worldview which they don’t like — Dawkins himself carries out just such a shallow, ignorant dismissal of post-modern philosophy, for being a worldview which he doesn’t like.

Could it be that there are multiple worldviews, countless worldviews, and that we get along best by enjoying their diversity? No! Wrong wrong wrong!

Children’s book awards are vulgar

Dawkins gives an account of attending an awards ceremony for children’s science books where the audience was encouraged to make insect noises, which he found insufferably ‘vulgar’.

Computer games are vulgar

In much the same way, in The Blind Watchmaker, he dismissed ‘vulgar’ arcade computer games (not as dignified and worthy as the computer game he had devised, of course).

The ‘Top 20’ shows how vulgar people are

This kind of lofty condemnation of ‘popular’ interests and tastes comes, of course, from a long line of lofty and contemptuous Oxford intellectuals, and sits alongside his fastidious disapproval of the so-called ‘Top 40’ and how easy it is to promote ‘worthless pop singles, an attitude of fastidious elitism which made me laugh at the end of The Blind Watchmaker. Later on he finds the space, for obscure personal reasons, to go out of his way to tell us that the activity of bodybuilding is an ‘odd minority culture’. Possibly. But not as odd as writing a book supposedly about science and going out of your way to include a paragraph disapproving of body building.

The X-Files is anti-scientific

Dawkins takes the time to explain why he dislikes the popularity of the TV show The X-Files because of the way it foregrounds the spooky, irrational explanations for the weird occurrences it depicts (p.28), which is so frightfully anti-science.

Douglas Adams is masterly

By contrast, he wants us to know that he approves of the ‘masterly’ science comedies of Douglas Adams (p.29). Liking a posh comedy novelist from his own class doesn’t strike me as surprising.

Science fiction is serious literature!

Science fiction by the likes of Arthur C. Clarke, Isaac Asimov et al:

seems to me to be an important literary form in its own right, snobbishly underrated by some scholars of literature (p.27)

Oh yes, if Dawkins ran literature departments, things would be different! Out with Derrida and Barthes, in with Douglas Adams and Isaac Asimov!

Dr Dolittle is not racist

Dawkins finds time to share his opinion that Hugh Lofting’s Dr Dolittle books do have a little racism in them, but then that was the universal worldview of the 1920s, so it is silly for ‘pompously correct librarians’ to ban them. And, anyway, Dolittle’s love of animals is superior to the speciesism which even the most politically correct of our own time are still prey to (p.53).

Ruskin didn’t understand science

I was actively upset when Dawkins quotes a passage of Ruskin about how people prefer myths and stories to the cold empirical facts – and then goes on to ridicule Ruskin’s attitude not by countering his views but by retelling the hoary old anecdote about the great critic and social reformer’s disastrous wedding night.

It stood out to me as a moment of gross insensitivity and schoolboy bullying. Ruskin was a genius, who struggled to transform the way the philistine British thought about art and design and handed his cause on to the young William Morris. To drag up this hackneyed anecdote is in the worst possible vein of Daily Mail ad hominem philistinism.

Summary

1) Dawkins is a modern reincarnation of just the kind of literal-minded, unbending, unsympathetic and impenetrably dense philistine who forced so many of the Great Authors – Shelley and Byron and Browning, Lawrence, Huxley and Auden – to flee claustrophobic, puritanical, judgemental England for hotter, more laid-back climes.

2) There seems to be no subject too trivial or too minor for Dawkins not to be able to use it as the pretext to share with the reader his trite and obvious opinions and prejudices, or to prompt another anecdote from his endless store of ‘fascinating’ encounters.

Imagine if David Attenborough interrupted his voiceover about humming birds or polar bears to share an anecdote about a distinguished professor he had a squabble with over dinner at his Oxford college, or took a minute to explain to his viewers why Star Trek is better than Dr Who, or why Douglas Adams’ novels are criminally under-rated.

You’d think he’d gone mad. But that’s what most of this book is like.

Snobbism

Although Dawkins goes out of his way to sound reasonable he can’t help quite frequently sounding like a snob, fastidiously distancing himself from the ghastly taste of the mob. Richard – sounding more and more like the Philistine ignoramuses of the Daily Mail – laments how standards have slipped and once-mighty institutions have pandered to popular taste. O Tempora! O mores!

In his chapter rubbishing horoscopes and astrology, Dawkins quotes surveys in which most people say they read horoscopes just for entertainment:

Their taste in what constitutes entertaining fiction is evidently different from mine!

Indeed. Dawkins has told us several times that he cycles through the streets of leafy Oxford. I wonder if he’s ever thought about people like me who have to fight their way onto over-crowded tube trains, or flop exhausted at the end of the day onto a muggy bus, brain dead and pick up a copy of the Metro or Standard to leaf through, treating the horoscopes as much the same as all the other brainless twaddle in it which helps pass the time if you are very, very tired. Different strokes for different folks. Live and let live, maybe…

I chortled when he referred to the Radio Times as ‘that once-respected organ of the BBC’ (p.124). Could anyone sound more pompous?

After taking part in a BBC programme promoting a faith healer who claimed to be the reincarnation of a 2,000-year-old dead doctor, Dawkins clashed with the commissioning editor of this programme. He was horrified that the BBC should:

lend the weight of its long built-up reputation by appearing to accept the fantasy at face value (pages 125 to 126)

It’s so often the BBC which draws the ire of the Mrs Angry’s from Tunbridge Wells… and so it is with Dawkins. I smiled when he described David Frost as:

a veteran British television personality whom some government saw fit to knight… (p.126)

‘Whom’. I know it’s technically correct but I don’t like using ‘whom’ precisely because Dawkins is typical of the kind of people who still use it, the kind of people who perpetually think the BBC is going to the dogs.

The long chapter demolishing astrologers and fake magicians is an orgy of supercilious superiority to the immoral tricksters who make money be exploiting a gullible public, aided and abetted by intelligent people in places like the BBC who really should know better!

Dawkins’s personal stories and gossip

I’ll begin with a personal anecdote. (p.138)

The book is jam packed with chatty stories and anecdotes from people he’s met, and letters he’s received, and newspapers articles he’s read, and debates he’s taken part in, and lectures he’s given, and children he’s chatted to, and anecdotes about his wife, and his mother-in-law, and his parents, and uncle and aunt.

  • I am told on good authority that defence lawyers in the United States sometimes object to jury candidates on the grounds that they have had a scientific education (p.83)
  • A colleague tells me of a time when he was up for selection on a jury… (p.84)
  • I had a schoolfriend who claimed that he could recognise any member of the 80-strong residence in which we lived purely by listening to their footsteps. (p.88)
  • I had another friend from Switzerland who claimed that when she walked into a room she could tell, by smell, which members of her circle of acquaintances had just left the room. (p.88)
  • I once received a lawyer’s bill, the last item of which was ‘Time spent making out this bill’ (p.106)
  • My wife Lalla Ward recalls an occasion when an American starlet approached the director of the film they were both working on with a ‘Gee, Mr Preminger, what sign are you?’ and received the immortal rebuff, in a thick Austrian accent, ‘I am a Do Not Disturrrb sign.’ (p.118)
  • I once met a woman who was employed full time to invent these stories [Elvis sighted on Mars-type stories] for an American publication… (p.124)
  • I recall an entertaining dinner with a philosopher who told me the following story: One day in church he noticed that a priest, in a kneeling position, was hovering nine inches above the church floor. (p.133)
  • I remember once trying to amuse a six-year-old child at Christmas time by reckoning with her how long it would take Father Christmas to go down all the chimneys in the world. (p.141)
  • I used a similar illustration in one of my Royal Institution Christmas lectures in 1991. (p.145)
  • My wife once bought for her mother a beautiful antique watch with a pink face. (p.154)
  • During this particular minute, my thoughts have strayed to a schoolfellow called Haviland (I don’t remember his Christian name, not what he looked like) whom I haven’t seen or thought of for 45 years. (p.159)
  • Daniel Dennett has told me of a conversation with a philosopher colleague who had read Wonderful Life as arguing that the Cambrian phyla did not have a common ancestor – that they had sprung up as independent origins of life! (p.207)

He spends a page and a half describing the time his parents persuaded little Richard and his sister to put on blindfolds and led them out to the garden where they sat them in a wooden frame which they persuaded the children was an airplane, trundled it along the ‘runway’ and then lifted it into the air and zoomed it around the garden, sometimes brushing against low-hanging branches of trees.

This anecdote is the basis of a couple of pages of complete speculation about why credulity, the ability to believe anything they’re told, might be an evolutionary advantage in human children – but how adults should grow out of it and apply serious scientific standards of scepticism and an informed understanding of statistics to every aspect of their lives.

But why? Why can’t people believe what they want to? In reality they already do, and always have, and always will. Charming, page-long anecdotes about Richard’s upper-middle-class childhood aren’t going to change anyone’s minds, they just warm the hearts of the upper-middle-class book reviewers who, as a result, shower his books with praise (enthusiastic blurbs on the back of this book come from A.S. Byatt [private school and Oxford] and Matt Ridley [the fifth Viscount Ridley, Eton and Oxford]).

On and on it goes in an endless burbling stream of jolly gossip which is entertaining because it’s so inconsequential and vain, so unself-aware, so ludicrously narcissistic, a self-satisfied family album of preening opinions.

Sometimes there are bits of science…

Why rainbows appear like they do, sound waves, how we can read the chemical composition of different stars, DNA fingerprinting – there are interesting fragments of actual science, reasonably clearly explained, buried amid all the gossip and personal prejudices.

There’s another explanation of the structure of the eye (repeated from River Out of Eden), a page about qasars, and 4 or 5 pages about ‘Skinner boxes, and the behaviouralist B.F. Skinner’s experiments rewarding animals (pigeons and rats) which led him to notice that animals, too, appear to develop superstitious rituals i.e. if they happened to be doing something (pecking a particular part of the box, or huddling on one particular corner) when some food pops through the chute into the box, then they will repeat the same behaviour again and again in the hope that lightning strikes twice. Like humans who carry out lucky tics and rituals.

There’s a lengthy passage (pages 193 to 209) attacking Stephen Jay Gould. It’s typical of Dawkins in that he says he respects the great American populariser of evolution, but then goes on to systematically demolish every aspect of Gould’s book Wonderful Life. Gould uses the fossil discoveries in the Burgess Shale to assert that the Cambrian period when they were laid down saw a spectacular and unprecedented explosion of evolutionary growth and diversity, hundreds of wacky designs for life forms, many of which flourished and disappeared. Dawkins powerfully disagrees that evolution works in such bursts and spurts, and lines up a barrage of critics and authorities to demolish Gould’s position, concluding with a quote from Peter Medawar claiming it was a shame that Gould had (before his death in 2002) become the pre-eminent popular exponent of evolutionary theory in the United States because his ideas are ‘confused’ and totally unrepresentative of the mainstream of evolutionary thought (‘in fact the evolutionary biologists with whom I have discussed his work tend to see him as a man whose ideas are so confused as to be hardly worth bothering with…’, p.207).

OK so there’s some science in this passage, as Dawkins explains why he disagrees with Gould but, as you can tell, the explication of the facts of what was found in the Burgess Shale take a poor second place to Dawkins’s argufying about it. The point of these fifteen pages or so is not to explain the thing to you, it’s to convince you that Gould was wrong wrong wrong!

The passage I liked best explained how evolution, among other things, has selected for the correct shapes of key proteins – some crucial proteins have multiple shapes and versions: the correct shapes are the ones which allow them to carry out their life-enabling activities, but it explains why things go disastrously wrong if the body, for whatever reason, starts to produce wrong-shaped alternatives: which is what happens in mad cow disease, when an alternative shape of the prion protein occurs and then triggers a cascade of mishapen prions throughout the body, which leads to holes forming in the brain, and madness.

Moments like this are obviously interesting, but they are oases of sense in a book most of whose text is made up of anecdotes, stories, far-fetched analogies, pitifully simplistic opinions about Great Literature, and a wholesale misunderstanding of human nature.

Conclusion

As to Dawkins’s central point that all kinds of people think unscientifically, don’t understand statistics or probabilities or how DNA fingerprinting works or how the rainbow is made, and instead believe gibberish about horoscopes and astrology and magic tricks… well, so what?

People have always been fools, always will be, as John Gray points out (see my review of his most recent book, The Soul of the Marionette). On the whole, people don’t burn witches or lynch strangers or march gaily off to war like they used to, so that’s progress of a sort.

But expecting everyone to suddenly abandon junk TV, sensationalist tabloid journalism, horoscopes and the countless promises of overnight diets and anti-ageing creams, and suddenly, miraculously, become hyper-intelligent, private-school educated, Oxford academic experts in DNA and astronomy is… well… a fatuous fantasy.

Dawkins and Junior

When my son (22 and studying Biology at university) discovered that I was reading Dawkins’s books, he was genuinely outraged. He crossly told me that all Dawkins’s contributions to biology have been discredited, and that his only achievement has been to create in many people’s minds a vision of science and scientists as narrow-minded, intolerant, anti-religious and bigoted – a view which my son has personally found himself having to extricate himself from in student conversations, and which has been extremely socially unhelpful.

P.S.

One last Dawkins anecdote to finish with:

In a previous book I gave away the number of the combination lock on my bicycle. I felt safe in doing so because obviously my books would never be read by the kind of person who would steal a bicycle. Unfortunately somebody did steal it, and now I have a new lock with a new number. (p.147)

This vignette perfectly captures Dawkins’s spirit of winning naivety and complete ignorance of human nature. Maybe you can see why, in my review of The Blind Watchmaker, I dubbed Dawkins the Mr Bean of Biology.


Credit

Unweaving the Rainbow by Richard Dawkins was published by Penguin in 1998. All references are to the 1999 Penguin paperback edition.

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Psychology

The Difference Engine by William Gibson and Bruce Sterling (1990)

In the soothing reek of his tobacconist’s quiet stockroom, at the corner of Chancery Lane and Carey Street, Oliphant held the corner of the blue flimsy above the concise jet of a bronze cigar-lighter in the shape of a turbanned Turk.
(The Difference Engine page 338)

This is a really absorbing, intelligent and often mind-blowing book.

We are in 1855, though not the 1855 familiar from history books, for this is an alternative history. The ‘point of divergence’ from actual history appears to come around 1822 when Charles Babbage, not only theorises about the possibility of a computing machine (as he did in actual history) but builds one. This sets off a cascade of technological changes which result in a new political party, the Industrial Radical Party, seizing power, apparently by the assassination of then-Prime Minister the Duke of Wellington, in 1831. This led to a period of widespread rioting and anarchy, during which Luddites smashed the new-fangled machinery, referred to by the characters as the Time of Troubles.

It was during, or as a result of this disorder, that the Industrial Radical Party came to power with a vision of a completely new type of society, governed by reason and science and calculation. The ‘Rads’ co-opted the more flexible of the Luddite and working class leaders into cushy jobs as leaders of tame trade unions (p.295). Once in power the ‘Rads’ inaugurate an era of dazzling new technological and industrial innovations, led by a great social movement of industrialists, radicals and savants.

Lord Byron emerges as the great orator of the Industrial Radical Party, but Charles Babbage is its grey eminence and foremost social theorist (p.93)

Examples of these innovations are that Charles Babbage’s Calculating Machine has found a wide variety of applications, including the creation of a Central Statistics Bureau which stores information about every person in the country via the medium of paper with holes punched in them (in reality, ‘punched card’ computers, which could only do very basic data storage, were not developed till the late 1890s, early 1900s).

Babbage’s very first Engine, now an honoured relic, was still less than thirty years old, but the swift progression of Enginery had swept a whole generation in its wake, like some mighty locomotive of the mind. (p.121)

British people are no longer ‘subjects’ in this technicalised society, they are ‘citizens’, each issued with a unique citizen number, against which numerous records are kept, including their credit rating.

Another example is the new-fangled kinetrope machines, sets of cellulose cards with images on them which are ‘clacked’ through a machine in front of a light source to produce moving images (about 40 years before the earliest moving picture machines were actually invented).

London’s underground train system is well advanced, with characters hopping off and on the noisy, smelly subterranean trains (in reality, the first tube line wasn’t opened until 1863). London’s streets are filled with steam engine-driven omnibuses or ‘gurneys’ as they seem to be called.

To summarise, in this alternative history, a wide range of new technologies have been developed about 50 years before they did so in the real world, and this produces a continual clash between the characters’ mid-Victorian speech, dress and behaviour, and the continual array of newfangled technology the authors keep creating for the to interact with.

Historical jokes

There are a number of knowing, nudge-nudge, boom-boom jokes in which the authors imagine alternative destinies for various Eminent Victorians. Thus I sat up with a jolt when one of the central characters is approached by a short, grey-haired man who says he started life as a doctor but then wasted his youth dallying with poetry, before finding his current métier – as a purveyor of kinetrope films. His name? John Keats.

Benjamin Disraeli, far from gouging his way up the ‘greasy pole’ of politics (it was Disraeli who coined that expression), is stuck as a super-fluent novelist and journalist.

A divergence from our history which is probably too large to be a ‘joke’ is that, in this alternative history, the American Civil war has already broken out and war is raging between the Union North and Confederate South. The most striking feature of the war has been a working class insurrection in New York which has led to the creation of a ‘Commune’ (just as was to happen in Paris in 1870) led by the German émigré journalist and agitator Karl Marx! Presumably he found an England ruled by the Industrial radical party not a safe place to settle and moved on to New York (where, after all, he had many sympathisers, the real Karl Marx writing numerous articles for the New York Daily Tribune as its Europe correspondent from 1852 to 1862).

Another joke for the literary-minded is the fact that, in this world Lord Byron did not die of malaria in Greece in 1824, but lived on to become a leader of the Radical Party and is, at the time of the novel, Prime Minister of England, although the social disturbances described in the middle of the story coincide with the ‘old Orator’s’ death.

In fact this is a central fact to the plot, because the mystery or secret at the heart of the book rotates around Byron’s daughter, Lady Ada Byron who was, in our version of history, an advanced practitioner of Babbage’s theories, so much so that she is nowadays sometimes credited with being the very first computer programmer. In reality Ada died aged only 36 in 1852; in the novel she is still alive, but a very dubious figure, rumour has it she is addicted to gambling of all sorts and, when we first meet her, she appears to be high on drugs.

Style

The prose is stuffed and cluttered with two distinct elements, steampunk and Victoriana.

Steampunk

Continual reference to machines and technologies and the political party and scientific discoveries which dominate the age, never letting you forget its novel alternative industrial ambience. Wherever possible people use gadgets, machines which click and clunk together, cards which have hole punches, steam-gurneys in the street, offices with voice tubes, telegraphs not only between post offices but extending to people’s individual houses, and so on. Here’s a description of Oliphant’s telegraph machines.

Three Colt & Maxwell receiving-telegraphs, domed in glass, dominated the end of the table nearest the window, their tapes coiling into wire baskets arranged on the carpet. There was a spring-driven transmitter as well, and an encrypting tape-cutter of recent Whitehall issue. the various cables for these devices, in tightly-woven sleeves  of burgundy silk, snaked up to a floral eyebolt suspended from the central lavalier, where they then swung to a polished brass plate, beating the insignia of the Post Office, which was set into the wainscoting. (p.296)

Or the scene at the enormous Central Statistics Bureau, keeper of the most powerful Engines which keep tabs on all citizens:

Behind the glass loomed a vast hall of towering Engines – so many that at first Mallory thought the walls must surely be lined with mirrors, like a fancy ballroom. It was like some carnival deception, meant to trick the eye – the giant identical Engines, clock-like constructions of intricately interlocking brass, big as railcars set on end, each on its foot-thick padded blocks. The whitewashed ceiling, thirty feet overhead, was alive with spinning pulley-belts, the lesser gears drawing power from tremendous spoked flywheels on socketed iron columns. White-coated clackers, dwarfed by their machines, paced the spotless aisles. (p.136)

Victorian slang

I wonder how two authors born in South Carolina (Gibson) and Texas (Sterling) managed to create a prose style absolutely stuffed with Victorian slang and argot.

Rich style

But above and beyond these two identifiable components, the style is just very rich, the sentences seamed with inventive imagery and interesting vocabulary. Here are our heroes standing by the sewage-laden Thames.

Fraser looked up and down the mudflats at the foot of the embankment. Mallory followed his gaze. Small boats were embedded in the grey-black mud as if set in cement. Here and there along the bend of the Limehouse Reach, rivulets of viridian slime reached up through the gouged tracks of channel-dredgers. (p.253)

Or Oliphant looking at mugshots of Victorian criminals:

It was a collection of stipple-printed Engine portraits. Dark-haired Englishmen with hangdog looks. The little square picture-bits of the Engine prints were just big enough to distort their faces slightly, so that the men all seemed to have black drool in their mouths and dirt in the corner of their eyes. They all looked like brothers, some strange human sub-species of the devious and disenchanted. (p.128)

Or the lowering weather during the Stink of London:

Outside the Palace, the London sky was a canopy of yellow haze.
It hung above the city in gloomy grandeur, like some storm-fleshed, jellied man-o’war. Its tentacles, the uprising filth of the city’s smokestacks, twisted and fluted like candlesmoke in utter stillness, to splash against a lidded ceiling of glowering cloud. The invisible sun cast a drowned and watery light. (p.164)

Or the kind of zippy, mind-expanding phraseology which prose can do better than all TV or film:

It was hot, uncommon hot, beastly hot. There was not a ray of sun but the air was mortally still and the high cloudy sky had a leaden, glowering look, as if it wanted to rain but had forgotten the trick of it. (p.138)

The plot

The book is divided into five ‘iterations’.

First Iteration: The angel of Goliad (62 pages)

Cockney courtesan Sybil Gerrard, daughter of the Luddite agitator Walter Gerrard (who was hanged as the Radical Party took power) has been taken up by Michael Radley, Flash Mick, who promises to make her an apprentice adventuress and take her with him to Paris. Flash Mick is orchestrating the European speaking tour of Texas legend and American politician, Sam Houston. We witness one of his speeches about his life and times, which is accompanied by a kinetrope projection of moving pictures onto the backdrop behind him, managed by Mick. However, Houston double crosses Mick by stealing the projection cards. Mick sends Sybil up to Houston’s hotel room, while he keeps the Texan busy drinking in the hotel’s smoking room but Sybil is horrified to discover an assassin waiting in the room, who holds his knife to her throat to hush her. A few minutes later Mick opens the door into the darkened room, and finds himself pinned against the wall by the assassin and his throat brutally cut. Then Houston himself arrives to find himself confronted by the assassin. He’s one of the Texan fighters who consider that Houston betrayed them, particularly when Texan soldiers were massacred by the Mexicans who’d captured them after the battle of Goliad, and ran off with their money. Houston tries to sweet talk him round but the assassin pushes him to the floor and then shoots him in the chest, before smashing the hotel window and escaping down the fire escape.

Horrified, Sybil crawls to Houston’s body as he gurgles pleas for help, and realise she is crawling over diamonds which have spilled out from Houston’s cane. The man was a walking treasure trove. She stuffs as many as she can into her bodice, then stands and exits the hotel room. Standing for a moment quietly in the empty hotel corridor, before walking as casually as she can away.

Second Iteration: Derby Day (23 pages)

Introduces us Edward Mallory, tall, bearded hero of a scientific expedition to Wyoming where he discovered the fossilised skeleton of a brontosaurus, hence his nickname ‘Leviathan Mallory’.

He is at Epsom for the Derby, drinking in the sights and sounds of a mid-Victorian day out. He goes to see his younger brother, Tom, who’s got a good job working for the designer and builder of a new type of (steam-powered) racing machine, Michael Godwin (p.74). The machine looks like a big tadpole on wheels, named The Zephyr. Godwin suggests Mallory bets £10 on the Zephyr, but he doesn’t have that much. So Godwin says he’ll lend Mallory a tenner and if they win they’ll share the proceeds, or he can pay him back if it loses. So Mallory goes along to a betting booth, places the £10 and then, on impulse, decides to gamble all the money he has in the world, £40. In an exciting race, Zephyr wins at long odds. Mallory makes £500 – he is rich!

Mallory is making way for a steam-powered brougham or carriage pushing through the crowd, when he notices the young woman sitting in it punching the older woman by her side (p.85).

Mallory immediately intervenes to protest but a rough-looking man driving the carriage leaps out and asks him what business it is of his, lunges at him and – Mallory realises – stabs him in the thigh with a stiletto. Mallory is a big man, he was a boxing champion and has survived in the wilds of the American West. Now he smashes the little spiv in the face, breaking some of his teeth. The bloodied little man screams at Mallory that he will not only kill him, he will destroy him.

Mallory helps the woman who was hit out of the coach. She is wearing a veil and talks as if drugged and quite calmly hands a long wooden box, ‘something like an instrument case’ (p.85). When she removes the veil he realises it is Ada Byron, daughter of the Prime Minister and one of the most important theoreticians of the calculating machines which dominate modern life, ‘Lady Ada Byron, the Queen of Engines’ (p.89). Mallory accompanies her to the Royal Box where she is let in by the security guards, but not him, who they turn away. He wanders off puzzled, to collect his winnings, and realises he is still holding the long wooden case. What is in it? Why did she hand it to him?

When Mallory opens it he discovers it is full of Engine-produced cellulose cards i.e. designed to be ‘clacked’ or projected onto a screen via a light source. Mallory stashes it in his locker at the Museum of Practical Geology (p.103).

Third iteration: Dark Lanterns (102 pages)

The phrase dark lanterns appears to refer to people working undercover, for whatever reason.

Having recently returned from a scientific expedition to the American mid-West – where he cemented his reputation by discovering the fossilised skeleton of a brontosaurus – Mallory is staying in rooms at the vast Palace of Palaeontology. Here he is visited by Laurence Oliphant, supposedly a journalist, in fact some kind of official, and wounded in the ‘Tokyo Affair’, by a sabre slash across his wrist.

Oliphant knows Mallory’s secret – that on the scientific expedition he also undertook gun-running tasks for the Royal Society Commission on Free Trade. Unnervingly, he also knows that Professor Rudwick, who has recently been murdered in London, was also carrying out secret offices for the Commission on Free Trade. Rudwick had been arming the Comanche Indians in Texas. He was murdered the same night Sam Houston was wounded and his publicist, Mick Radley, was eviscerated, as we saw in the first iteration.

(It takes some teasing out from the hints scattered across the narrative, but I think the gun-running is somehow to undermine America by making Texas focus on is own troubles with Indians. We know America is racked by a civil war. Britain is happy for America to remain fragmented into separate countries – the Union, the Confederacy, an independent republic of Texas, and so on.)

Mallory walks through central London to the Museum of Practical Geology in Duke Street, where he meets and chats with Thomas Henry Huxley, in real history famous for publicising Darwin’s theory of evolution through natural selection. For a long time after Darwin’s theory was published there were two schools of evolutionists: uniformitarians who believed the world was immensely old and evolution had taken place very slowly over vast periods; and catastrophists, who believed the whole world and its living systems were regularly shaken by cataclysms, volcanic activity, tsunamis, comets crashing into the planet, you name it and that these catastrophes ware the driving force of change in life forms. Until the start of the 20th century they actually had science on their side, because all educated opinion had it that the sun was only a few million years old. This was because astrophysicists knew nothing about radiation and dated the sun on the basis that it was a burning ball of hydrogen (p.178). Only with the discovery of sub-atomic particles and the splitting of the atom did science realise that the sun is driven by nuclear fusion, and that this process could have been going on for billions of years, which swung the pendulum in favour of the uniformitarians.

In the 1980s and 1990s Stephen Jay Gould and colleagues advanced the theory of ‘punctuated equilibrium’ i.e. the notion of very long periods of slow change interrupted by a number of cataclysmic events which rewrote ‘the book of life’. The debate continues to this day.

The conversation with Huxley makes it clear that Mallory was a catastrophist (which matches the sometimes melodramatic events of this book) (p.115). Huxley introduces the man who is going to erect the brontosaurus bones into a life sized model at the museum, and they have an argument since he has been told to build the animal squatting like a frog, since a rival palaeontologist thinks it lived in swamps. Mallory strongly disagrees and says it must be built with a tall neck stretching up like a giraffe, since it ate leaves off the canopies of trees.

Mallory goes to Horseferry Road, site of the Central Statistics Bureau, heart of this Engine-based society. He’s been advised to come here by Oliphant, in order to track down the ruffian who stabbed him at Epsom using the CBS’s vast ‘Engines’, primitive computers used to file and sort vast numbers of punched cards. Oliphant told him to contact Wakefield, Undersecretary for Quantitative Criminology.

Mallory bribes the assistant, Tobias, who Wakefield allots to help him look through the mugshots the Engines shoot out on the basis of his description. Doesn’t seem to be a record of the cad who stabbed him. But there is a mugshot of the vividly red-haired ‘tart’ who he saw punch Lady Ada. She is Florence Bartlett.

Back at the Palace of Palaeontology, sweating because of the hot summer weather, Mallory has lunch and picks up letters from his family back in Sussex (much is made of his Sussex heritage and a Sussex accent he can revert to, if provoked), and his little sister who’s getting married. it crosses his mind to buy her a wedding present.

So after lunch in the Palace’s dining room, Mallory walks along Piccadilly to Burlington Arcade where he buys a large clock for his younger sister and discovers he is being followed by a man who holds a handkerchief to his mouth a lot, who Mallory christens the Coughing Gent. Mallory lets himself be trailed into an alleyway where he suddenly springs on the man, driving him to the ground when he is himself struck hard on the back of the head by a cosh and collapses dazed, then wanders back down the alleyway to Piccadilly, leaning against a paling with blood coursing down his head and neck.

He realises he is near where Oliphant lives and blunders up to the door of his house in Half Moon Street. Oliphant lets Mallory in, tells his man to get water and a flannel and proceeds to clean and stitch up the wound. When Mallory suddenly remembers he left his sister’s precious clock in the alleyway, Oliphant dispatches Bligh who discovers it untouched and brings it safely back. Oliphant playfully speculates whether the attack was made on behalf of rival scientists (or ‘savants’ as they’re called throughout the book) or is some kind of payback for his gun-running activities in America.

Either way, he recommends the discreet services of Inspector Ebenezer Fraser of the Bow Street Special Branch.

In an eerie scene Oliphant then introduces Mallory to half a dozen Japanese businessmen and diplomats who have come to learn the ways of the West and raise their land out of backwardness and superstition. They are all kneeling Japanese style at a lacquer table in a back room of Oliphant’s apartment. Here they demonstrate to him a robot woman they have made which pours out drinks.

After passing a hot sweaty night in his rooms at the Palace, Mallory is woken by cleaners come to flush out the stinking toilet. There’s also a letter printed on celluloid, demanding that he return the box he took from lady Ada, via instructions given in the Daily Express, and threatening to ruin him otherwise, signed ‘Captain Swing’. Even as he reads it the card bursts into flames and he has to grab other papers to douse it. At that moment Ebenezer Fraser enters his office.

Fraser shows Mallory a photo of Professor Rudwick’s cut-up body and a note which implies it is only the first in a series. It seems someone is trying to frame Mallory and scare fellow savants into thinking he is instigating a series of murders.

Fraser and Mallory walk through London while they discuss a number of issues, recent history, the Time of Troubles, the triumph of the Industrial Radical Party, Lady Ada Byron’s real character (a savant, yes, but also a notorious gambler) for Mallory has an appointment to meet the noted romantic novelist and scribbler, Benjamin Disraeli, who he finds eating a breakfast of coffee and stinking mackerel fried in gin (!). Disraeli has been engaged to write an account of Mallory’s adventures in America, which went well beyond scientific investigation for fossils and included friendship with the Native Americans. Mallory censors his memories for Disraeli (leaving out the fact he had sex with Indian women) and ends up helping the author fix an early form of typewriter.

Back in the street, Mallory hooks up with Fraser who had been waiting. Something weird is happening to the sky. It has turned a yellow colour and the atmosphere is thick and pestilent. Smells of sewage. This is the book’s version of the real historical event of the Great Stink of London which took place in 1858, when hot weather made stinks from the Thames overrun central London forcing Parliament to move to Oxford.

In this novel it combines with dense fog to create an end-of-the-world atmosphere.

Fraser exposes the Coughing Gent and (presumably) the accomplice who coshed Mallory, as well-known private detectives Mr J.C. Tate and Mr George Velasco. Sullenly, like naughty schoolboys, they put up with Fraser’s description of them, then, when Mallory offers to pay guineas, confess the man who put them up to following Malory is a fellow savant and rival palaeontologist, Peter Foulke.

They have a gritty lunch at a roadside booth and then return to the Palace of Palaeontology to discover that someone has broken in and set fire to his room, burning a lot of his papers and clothes. It is this ‘Captain Swing’ again who is clearly carrying out a vendetta till he gets the box of cards back. Luckily Mallory has hidden them safely where no-one will ever know – inside the skull of the brontosaurus fossil which the assistants are even now erecting in the museum. the only person he tells is Ada Lovelace, who he writes a personal message to.

Mallory now decides he wants to do some ‘genuine, blackguard, poverty-stricken drinking’ and Fraser suggests they go to the pleasure grounds at Cremorne Gardens in Chelsea. The shops are closing, The sky is dark yellow. it is difficult to breathe. Earlier they’d noticed the Underground railway workers had come out on strike claiming it was impossible to breathe underground. Now shops are putting up their shutters. Somewhere on the way to Chelsea Fraser and Mallory are best by a gang of boys, jeering in their faces, one of them riding an early type of roller skates. After yelling abuse at our chaps this boy spins out of control and shoots through a plate glass window. Instantly his mates start looting the shop. Fraser wades in and someone throws a shard of glass which embeds in his back, painfully though not fatally. Mallory pulls it out, staunches the bleeding and helps Fraser to the King’s Road police station.

Fourth iteration: Seven Curses (93 pages)

Mallory proceeds on to Cremorne Gardens where he gets drunk and chats up a woman with a fine figure if a blocky, lantern-jawed face. After a dance, they proceed to a snog, she takes him outside and lets him touch her breast. She persuades Mallory to pay their fare on a paddle streamer which will take them along the sluggish, effluent-filled Thames down to the East End. She’s called Hetty and we realise she is the flatmate of Sybil who we met in the first iteration. They are both courtesans.

Hetty takes Mallory back to her squalid little rooms where they have sex several times, in a manner constrained by Victorian convention and vocabulary, for example he has to pay a lot extra for her to strip naked. Mallory uses French letters he had earlier purchased in Haymarket, and the authors use the Victorian word ‘spend’ for orgasm which, along with numerous other details, give it an authentic historic feel.

Next morning Mallory emerges into a London which seems overcome by cataclysm. Overnight there has been widespread looting and shooting. Mallory himself is nearly shot down by a nervous shopkeeper. Firemen have been attacked. An omnibus pushed over and set on fire. London has collapsed into complete anarchy, with armed bands, drunk bands, rioters and looters roaming the streets and trashing street after street, as Mallory discovers as he makes his way through the foggy, dangerous streets. He gets set on by a mob and only frees himself by firing his revolver into the air.

Then, in a surreal scene, he comes along a trundling cart being used by three bill posters to stick up enormous posters along the base of London buildings. This all seems harmless until he reads one they’ve just put up which starts off publicising a speech to be given by him, Mallory, before turning nasty and accusing him of all sorts of crimes. Mallory threatens the bill posters who call for their boss, who describes himself as the Poster King and sits inside the jaunting, swaying carriage into which he invites Mallory for a civilised chat. He explains that they were engaged this morning by a man calling himself Captain Swing. This captain has based himself in the West India Docks. Mallory gives them cash in exchange for all the posters libelling him.

Mallory blunders through the fog dodging rioters to arrive back at the Palace of Palaeontology, with his clutch of posters. It is full of refugees from the heat and stink and fog and anarchy.

Here he is delighted to discover his brother Brian, back from service in India. And Tom, the youngest brother, has motored up in the famous Zephyr. What of the marriage of their younger sister? Mallory asks. Brian sadly informs him that some bounder wrote a letter to Madeline’s fiancé accusing the innocent girl of all kinds of scandal (pre-marital sex, basically).

Mallory explains the letter was written by the tout, the driver, the man who attacked him, the infamous Captain Swing. It is just part of a much larger campaign, for London is now plastered with posters exhorting the working classes to rise up against their oppressors and claim what is theirs. Fired by revenge, Brian and Tom vow to join Ned on a march to the west India Dock to find and punish this fiend. Fraser (who has joined them) agrees to come along, in the spirit of arresting this dangerous anarchist.

They trundle across London from Kensington to the Isle of Dogs on Tom’s Zephyr but when they get to the docks realise that its eight-foot-high walls are guarded and the gates locked and barred. The only way in is via the locks giving onto the Thames which is at low tide. So they strip and wade across the foul stinking mud, until they’re spotted by guards, a ragamuffin crew of anarchists, but pretend themselves to be anarchists and looters and so are helped up to ground level, washed off with water and cologne, and led along to a big meeting of the lads by a cocky young lad who calls himself the Marquess of Hastings.

Here, in a warehouse, Mallory is astonished to find an audience of looters and anarchists and communists being addressed by none other than Florence Russell Bartlett, the red-haired young woman who had been bullying Lady Ada at Epsom and is now haranguing an audience of lowlifes about ‘the revolutionary spirit of the working class’ (p.268)

Mallory has a coughing fit and is led away by the Marquess but, in his reactions to the speaker, pretty clearly gives himself away as a patriot and radical. Before he can react Mallory punches Hastings unconscious. Hasting’s black servant Jupiter stands watching, not lifting a finger. As he remarks:

‘There is nothing to history. No progress, no justice. There is nothing but random horror.’ (p.272)

Mallory returns to the lecture to find Bartlett now onto the death of the family and the triumph of free love in the communist society when he stands up and declares he has a message for Captain Swing. An uproar breaks out, chairs are thrown at him, Mallory brings out his pistol and shots are fired. Suddenly he, Brian, Tom and Fraser are on the run through the warren of Victorian warehouses. This turns into a prolonged fight, with our boys doing well but soon running out of ammunition while the enemy consolidate their position and begin sniping. our boys hide within an enormous pile of bales of cotton which they hurriedly erect into a makeshift fortress. The tide turns their way when Brian lets off an artillery piece he has, killing quite a few of the attackers, and making his way into the fortress with new rifles, but then they are again pinned down.

Captain Swing himself approaches waving a white flag, calling for a truce and asking for the return of the wooden box of cards. Then the entire situation is transformed with a tremendous explosion and collapse of part of the ceiling. One or more naval ships out in the Thames are firing at the docks, which have been identified as a centre of sedition. The roof collapses. Fire breaks out. Dead and injured anarchists lie about the floor. In a cinematic moment Mallory emerges to stand on the ‘parapet’ of the cotton fortress. Captain Swing, far away on the floor of the warehouse, takes aim and misses, while Mallory methodically swings a rifle into the correct grip, takes aim, and shoots Swing down. Fraser leaps to the parapet beside him then clambers down and across the body-littered warehouse floor to clap the wounded captain in handcuffs.

At just this moment the long sweltering heat stifling the capital finally breaks in a tremendous thunderstorm.

Catastrophe had knocked Swing’s fortress open in a geyser of shattered brick dominoes. Mallory, blissful, the nails of his broken shoe-heel grating, walked into a London reborn.
Into a tempest of cleansing rain. (p.287)

The last four pages of the chapter jump to Mallory as an old man of 83 in 1908. He lived to a ripe old age and rose to become President of the Royal Society. Now we find him in the study of his home and, in a manner entirely fitting the rather hallucinatory scenes we’ve just witnessed, the narrative gives two alternative scenarios for his death from heart failure.

On his desk are two folders, one to his left, one to his right. In one scenario, Mallory opens the folder on his left which describes the demise of the Japanese branch of the international Society of Light, which makes him sad and then so angry that he bursts an artery.

In the other scenario, Mallory opens the folder on his right which describes the amazing new fossil finds which have been made in the Burgess shale in western Canada, an explosion of weird and inexplicable animals shapes never seen before or since which creates such a rush of blood to his head that he suffers a stroke and dies.

Fifth iteration: The All-Seeing Eye (64 pages)

We appear to have left Mallory now. The new focus of the narrative is Laurence Oliphant, who poses as a dandyish journalist but quite obviously belongs to one of the security services with a special interest in tracking representatives of foreign powers.

It’s in this respect that he was hosting a dinner party for six Japanese men that Mallory interrupted. Now he goes about a day’s work accompanied by another fawning Japanese who is infatuated with British technology ad modern appliances, a Mr Mori Arinori.

We are told that it is November 1855, some six months after Mallory’s adventure in the cotton warehouse. Lord Byron has in fact died, and been replaced by Lord Brunel (presumably Isambard Kingdom) though not without civil disturbances through the summer and there now appears to be a purge of old Luddites whose cases are being reopened and re-prosecuted by the zealous Lord Charles Egremont who is conducting something of an anti-Luddite witch-hunt.

Oliphant’s leisurely drawling personage (‘his gaze, beneath the black brim of his top hat, is mild and ironical’) proceeds to:

– visit Dr McNeile, a physician who uses an articulated ‘manipulation table’ and electric currents applied to the body to try and cure ‘railway spine’, a spurious medical condition in which the ‘magnetic polarity of the spine’ is supposed to have been reversed by trauma. Oliphant had been recommended to McNeile by Lady Brunel, wife of the new Prime Minister (p.295).

– home to his house in Half Moon Street off Piccadilly, where his butler Bligh serves him a luncheon of cold mutton and pickle with a bottle of ale. Oliphant checks the three receiving-telegraphs on his desk and finds a request to meet from Fraser, the detective who accompanied Mallory through most of the previous two sections.

– take a cab to Brigsome Terrace in the East End where Fraser is waiting to show him the body of a huge man who died of poisoning while eating a tin of baked beans in a squalid little flat. Oliphant questions Fraser and his subordinate Betteridge. A complicated picture emerges whereby several Pinkerton agents arrived in London eighteen months earlier and had begun to extend a network of contacts and informants. Betteridge had been tasked with attending a performance by a troupe of women dancers come over from New York – The Manhattan Women’s Red Pantomime Troupe. New York is now a workers’ commune, run by Karl Marx (the authors describe the revolution growing out of anti-conscription riots, and there were indeed widespread and violent riots against the conscription imposed during the Civil War).

In the crowd at the panto performance Betteridge had spotted the well-known agitator, Florence Bartlett. It emerges that Bartlett is a well-known murderer and vitrioleuse i.e. acid thrower. She likely commissioned the Texian giant whose corpse they’re standing over to murder Professor Rudwick, when he refused to agree to some mission or task – and then poisoned the giant.

– next day proceeds to the Statistics Bureau and to see Wakefield to ask him to run information through to the Engines to tell him who sent a particular telegram to the Duke’s Hotel. Wakefield’s machine tells him it was Charles Egremont. Oliphant asks Wakefield to find the text of the telegram and leaves.

–  Oliphant is much possessed by memories of flash Mick Radley’s death. He was there in the smoking room getting drunk with Houston and Mick, when Mick was called out of the room by a scared-looking woman (who we know to be Sybil Gerrard). Later that night Oliphant was called back to the hotel and has vivid flashbacks of searching through the belongings of the eviscerated Radley and wounded Houston. The Texian connection links into the visit of the red Ballet, and the arrival 18 months earlier of the Pinkertons. No direct links, But a mood.

– to visit Mr Hermann Kriege, late of the New York Volks Tribüne, who had greeted Karl Marx to New York, and had been on the central committee of the commune Marx set up there, till they fell out and Kriege had to flee for his life, now living in poverty-stricken exile in a slum in Soho (like many other American exiles). Oliphant is paying him to be a spy and informer about goings-on in the émigré community.

– to a pub in nearby Compton Street, which hosts dogs fighting rats competitions. Much drinking and gambling and dead rats and, occasionally, dead dogs. Oliphant meets Fraser and together they go up to the rat arena where they meet the manager Sayers, and show him a daguerreotype of the giant found murdered in the East End. Sayers confirms that that’s the big man who murdered professor Rudwick. They bump into Tate and Velasco, the confidential agents we last saw assaulting Mallory, guns for hire. They are cocky and abusive so that Fraser nearly arrests them, but suave Oliphant is charm itself and tells him to desist. They swank themselves that they are hired by an eminent member of Parliament, Oliphant guesses Egremont.

– Oliphant breakfasts (presumably the next day) with Mori Arinori, the most zealous of the Japanese who have come to Britain to study its go-ahead culture. Oliphant takes him to the pantomime at the Garrick theatre, Whitechapel, to see the Manhattan Women’s Red Pantomime Troupe. The performance is full of inexplicable modernism and half naked women. They go backstage and are introduced to a ‘Helen America’ who insists they go round the corner to the latest thing in self-service cafeterias (Mr Arinori is entranced; in reality this kind of thing wouldn’t appear in America till 100 years later). Oliphant shows her an Engine-produced image of Flora Barnett which makes Helen America cross, saying Flora is no communist, is not even American. She realises Oliphant is some kind of policeman and storms out of the café.

– Arriving home, Oliphant discovers that the boy Tobias who he bribed at the Statistics Bureau has tracked down the punch code of the telegraphic message sent to Duke’s hotel and delivered it while he was out. After fiddling about with screwdrivers and such, he rigs up his own telegraph-receiving machine to read the card and translate it into text. It is an illiterate long message sent by Sybil Gerrard accusing Charles Egremont of ‘ruining’ her i.e. taking her virginity out of wedlock, which we saw her dictating and sending in the first chapter, when Sybil thought she was going to Paris with flash Mick.

– Oliphant, rather amazingly, pays a visit to Albert the Prince Consort, with whom he on intimate terms, having brought a present for the son and heir, Alfred. (It turns out the Japanese automaton we saw earlier in the story was also a gift designed for young ‘Affie although, like most children, he’s managed to break it). In the middle of reading Affie the new storybook he’s brought, an urgent message comes for Oliphant.

He races by cab to Fleet Street where he discovers there’s been an outrage. Florence Bartlett and two assistants broke into the Museum of Practical geology and stole the skull Mallory’s brontosaurus. They made their getaway in a horse and trap. Getting caught in a jam with another cab, the baddies pulled out a gun, passing police fired on them and there happened to be a soldier passing by and carrying one of the new ‘Russian shotguns’ which – I have only now realised – are a newfangled type of extremely destructive hand-held weapon, maybe like a bazooka (I realise Brian had used one of these to devastate the attackers in the Battle of the West India Docks). Anyway, Florence Bartlett and her two assistants are very dead, along with half a dozen passersby and police. Rival police agencies are at work on the bodies and Fraser takes Oliphant aside and slips him the case they found on the dead robbers, covered in plaster and obviously extracted from the skull. And a letter informing Bartlett that the case is inside the skull. They both recognise the hand-writing of Ada Lovelace, deary me she really is deep into this trouble.

Oliphant slips away with this booty, and examines it at leisure at the office of his tobacconists’, not far away in Chancery Lane. He destroys the letter from Ada then asks the man to lock the box containing the Engine-cards in his safe. What the devil is on them??

The climax

In pages 330 to 355 or so we find out what it’s all about. The set of Engine-cards which Mallory received from lady Ada and Captain Swing went to such trouble to reclaim and which Flora Bartlett died stealing, are French in origin. They contain a code designed to disable the Great Napoleon, the name given to the vast calculating machine prized by the French. Disabling it is a blow for the anarchists and those who oppose this surveillance society.

Oliphant confronts Wakefield in his club and learns that Egremont, via his department of Anthropometry, has taken over the Bureau of Statistics. Wakefield is scared to be seen with Oliphant. We learn from his muttered remarks that Oliphant and his people were the first to practice swiping people off the street, interrogating them and then making them disappear. They did it in a ‘good’ cause. But now Egremont and his people are going to do it in order to secure their grip on power. Egremont is close to Francis Galton, cousin of Darwin, who holds power in the Lords and is a strong proponent of genetics. Of helping evolution along by sterilising the poor and weak and forcing the breeding of the noble and fit. It isn’t stated in these terms, but this constellation of forces has the potential to institute a Fascist society.

Convinced he is being followed, Oliphant slips out into a back alley, and catches a night train to Paris where he meets a trusted colleague high up in the Imperial Police Force. He wants to the whereabouts of Sybil Gerrard. It is only when he meets Sybil in a bohemian Montmartre café that we learn that it isn’t simply a case of Egremont deflowering – or maybe ‘abusing’ Sybil, as we would say nowadays.

Much more dangerous to Egremont is that in his early days, he was a sympathiser with the Luddites, he was a colleague and friend of Sybil’s father. It was only later that he helped get him arrested and hanged. And the witchhunt he is organising under the new Prime Minister, Lord Brunel, reflects his paranoia about his old links with the Luddites resurfacing.

In the Montmartre café Oliphant appears to persuade a reluctant Sybil to help him, to dictate a testament about her own deflowering but also about Egremont’s early political heresy, which will ruin him and stop the totalitarian party.

Cut to a really brief, clipped scene: Mr Mori Arinori arrives outside the Belgravia home of Charles Egremont MP in a new-fangled Zephyr, parks, takes off his goggles, walks politely over to Egremont, ignoring the machine-gun-armed bodyguard, bows, hands Egremont ‘a stout manila envelope’ and returns to his car. Egremont watches him, puzzled.

The reader is left to deduce that the envelope must contain Sybil’s testimony and some kind of demand that Egremont resign.

Modus: The images tabled

This is a peculiar thing to have in a work of fiction: the last 27 pages form a sort of appendix made up of excerpts from various documents, diaries, letters, recordings, histories and so on which shed light on how the alternative history came about, tell us about the later destinies of many of the characters, and ‘explain’ the meaning of the Engine-cards.

1864 – A (fictional) extract from an essay by Charles Babbage explaining how insight into using a language of signs and symbols extended the theoretical workings of the Difference Engine into the practical form of an Analytical Engine.

1830 – Letter to a newspaper encouraging readers to go out and vote for Babbage in the 1830 General Election.

1912 – (Fictional) history describing how Wellington’s repression in 1830 featuring massacres of protesters led to the Times of Trouble and eventual triumph of Lord Byron’s Industrial radical Party.

1855 – (Fictional) letter from Disraeli describing Lord Byron’s state funeral.

1855 – three-page testimony from Byron’s wife describing how she had to put up with his – to her – disgusting sexual practices which she out up with while finding solace in the kindly educating of Charles Babbage, full of ‘the pure light of mathematical science’.

1855 – a couple of miners working with the huge underground digger boring tube tunnels witness a visit by the Grand Master Miner Emeritus

1855 – record of the words of the Reverend Alistair Roseberry who denounces Ada Byron as a debauched gambler, before he is grappled to the ground and actually shot.

1855 – Brunel’s address to his cabinet asking their help to deal with the murder of Roseberry.

1855 – testimony of Kenneth Reynolds, nightwatchman at the Museum of Practical Geology, on discovering the corpse of the Marquess of Hastings who a) we met cockily inviting Mallory and brothers up into the West India Docks, who then b) Mallory punched unconscious and c) took part in the robbery led by Florence Bartlett to steal the box of Engine-cards from their hiding place in the skull of the brontosaurus, being lowered by rope through the skylight, extracting the box and handing it up to his colleagues before slipping and falling onto the hard stone floor below, shattering his skull.

1870 – memo to the Foreign Office from Lord Liston, describing the drunk behaviour of the ex-President of the American Union Mr Clement L. Vallandigham – to which is added a note that Sam Houston, ex-President of Texas, recently passed away in exile in Mexico.

1875 – spoken reminiscences of Thomas Towler, grandfather of Edward Towler, inventor of the Towler Audiograph who remembers a) the extreme poverty before the Rad government revolutionised the economy and b) the way Lord Byron roused the English to send food to Ireland during the Potato Famine, thus securing the loyalty of the Irish for generations.

1857 – John Keats gives testimony about a meeting with Oliphant. Oliphant is a smooth operator but we have but we have been given access to his mind and his rather paranoid fears and waking nightmares about an ‘all-seeing Eye’, which knows all our numbers and identities, that the computational powers of the Engines will match and supersede God’s knowledge. Oliphant has Keats confirm that kinetropy is probably the most advanced branch of computing, and then gives him the French Engine-cards to analyse and find out what they mean.

Lyrics to the Great Panmelodium Polka, the panmelodium being the Victorian steampunk version of a juke box.

1860 – snippet of gossip from Tatler machine that Oliphant has set sail, leaving Britain to join the Susquehanna Phalanstery established by Professor Coleridge and the Reverend Wordsworth, which could be interpreted as a) the gloomy religious visions which we saw occasionally dogging his mind have tipped him over or b) Britain became too dangerous for him.

1866 – the full Victorian-style playbill of a major new Kinotropic Drama staged by J.J. Tobias, who we met as the junior clerk in the Quantitative Criminology section of the Central Statistics Bureau, and who Oliphant bribed to get him the text of the telegram which turns out to have been the accusation sent by Sybil to Charles Egremont.

1854 – poem written by Mori Yujo, samaurai and classical scholar on his son’s departure for England.

1854 – letter home to his father from Mori Arinori describing his first sighting of the shore of England.

Narrative A – a return to the third person narrator which gives a seven-page description of Lady Ada on a speaking tour of Paris in which she describes in rather mystical terms the potential for the so-called ‘Modus Programme’ to lead to an Engine whose method of self-referentiality might eventually lead it to self-awareness. There’s scattered applause from the half-filled auditorium and Fraser (for it is he; a much older, white-bearded Fraser, wounded from some incident in the line of duty, now retired and allotted a final task of being Lady Ada’s bodyguard) helps her to her changing room where he knows she’ll help herself liberally to the gin. He waits at the stage door where he finds a woman loitering. At first he (and the reader) think it might be part of some diabolical scheme: maybe someone’s going to kidnap lady Ada and replace her with an impersonator who will travel across Europe saying… saying what, exactly?

But it turns out to be Sybil Gerrard, only now using the surname Tournechon (as she told Oliphant when he tracked her down to the Montmartre café). When Ada emerges, at first Sibyl asks for an autograph – then changes her tone and asks what it feels like to be a little old lady, lecturing to empty halls, deliberately hurtful. Then changes her tune again, trying to push past Fraser (who is by now pushing her away) in order to give Ada a large and genuine diamond ring, presumably made with one of the diamonds she stole from Houston after he was stabbed.

Then she is gone. Fraser helps her into the gurney. It drives to their hotel. Fraser helps her up to her room. They discuss money. Maybe she will have to go and lecture in America, though whether Confederate South or Union North… Fraser recalls being given the job by ‘the Hierarch’ (the only time this word is used in the book: who does he mean? is it as simple as Lord Brunel?) His task is to keep her out of England and so out of scandal, away from gambling dens, try to keep her sober and out of trouble.

1991

And then, in a weird and disorientating final move, Ada is in her hotel room, looking into a mirror and… it reflects a city which is… the city of London in 1991.

These last four or so paragraphs are confusing. The Wikipedia synopsis says that the London described on this final page, the London of this alternative world, is a city built entirely of Engines in which the self-referential computer programme referred to by Lady Ada finally, at the very end of the book, in its last words, attains self-consciousness!

When I first read it I didn’t get this, and I didn’t understand the final, impressionistic sentences where this is, apparently, described as happening.

What I very much did read into the final couple of paragraphs was the apparent fact that human beings have ceased to exist. That cities are futuristic artefacts in which human-like simulacra are created by the All-Seeing Eye solely for the purpose of analysing their actions, interactions, for analysing the nature of causation and chance themselves.

Paper-thin faces billow like sails, twisting, yawning, tumbling through the empty streets, human faces that are borrowed masks, and lenses for a peering Eye. And when a given face has served its purpose, it crumbles frail as ash, bursting into a dry foam of data, its constituent bits and motes. But new fabrics of conjecture are knitted in the City’s shining cores, swift tireless spindles flinging off invisible loops in their millions, while in the hot unhuman dark, data melts and mingles, churned by gearwork in a skeletal bubbling pumice, dipped in a dreaming wax that forms a simulated flesh… (pp.382-3)

Comment

I am in two minds about this conclusion.

On the one hand it is a familiar science fiction trope, that somehow humans have been eliminated by computers – as in the Terminator franchise of movies – or only the facade of human life is maintained to serve the computers’ purposes – very like the situation in The Matrix films. And it’s fair to say that this abrupt, dystopian future does follow logically from the speculations of Ada Lovelace, which themselves grow out of the pioneering work of Babbage, so worryingly premature and advanced in this alternative history.

BUT, all that said, the appeal of the previous 282 pages all derived from the vivid language and extravagant delineation of a host of very human characters, especially tough Mallory, suave Oliphant, and unflappable Fraser. And a lot of the appeal is from the verbal energy of their dialogue and the Victorian vocabulary deployed in the narrative prose. The final Terminator-style vision of a post-human world goes a long way to annulling all the affection and complex network of feelings for both the characters and the prose which the previous 380 pages had so carefully, and impressively, built up.

I wish they had found some other clever way of rounding off the story which kept it within the gorgeously humanistic tapestry of the alternative 19th century they so brilliantly created.

Or maybe left it with the rather inconsequential back alley confrontation between Ada and Sibyl. It’s often a characteristic of ‘high literature’ that it does not end with the boom and the bang that genre fiction often demands – instead it relies for its final impact on something more obtuse and implied, such as that vivid but ineffective confrontation between Ada and Sybil would have provided.

So I think I think that the ending of this wonderful, thoroughly researched and deeply entertaining book, lets it down.


Other William Gibson reviews

Other alternative histories

  • The Man in the High Castle by Philip K. Dick (1962) In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War.
  • The Alteration by Kingsley Amis (1976) Set in a 20th century England and Europe where the Reformation – and thus the Industrial revolution – never happened and so the Catholic Church still rules the entire continent.
  • SS-GB by Len Deighton (1978) A detective thriller set in England soon after Nazi Germany won the war and occupied England.
  • Russian Hide-and-Seek by Kingsley Amis (1980) Set in a near-future when the Soviet Union took advantage of the campaign for nuclear disarmament and invaded and conquered England.
  • Fatherland by Robert Harris (1992) A detective thriller set in the 1960s after Nazi Germany invaded Britain, made peace with America, and now rules the entire continent.

Travels With My Aunt by Graham Greene (1969)

I was sunk deep in my middle age. All the same I laid my head against aunt Agatha’s breast. ‘I have been happy,’ I said, ‘but I have been so bored for so long.’
(Travels With My Aunt, page 256)

This is quite a long (260 pages), slow, calm, easy-going comedy, very relaxed, very funny, very enjoyable.

Greene’s three periods

Looking back over Greene’s career to date, it falls into roughly three periods:

  • the hyper-production of rackety thrillers and entertainments in the 1930s
  • the classic period from the Blitz to the mid-1950s when his tortuous private life and the refinement of his writing and structuring skills helped him write the Big Three: The Power and The Glory, The Heart of The Matter, The End of The Affair (and his most successful films eg The Third Man)
  • and then, from the mid-1950s, a less intense, more comic tone begins to emerge: in the outright comedies Our Man In Havana and Loser Takes All, or mingled with tragic elements in A Burnt-Out Case and The Comedians

In this book you have the sense that the intense emotion and unhappiness and Catholic guilt which produced the tragedies of Matter and Affair have burnt themselves out leaving a kind of calmness and equableness, an acceptance of life’s absurdity and that – new for Greene – life might actually be for enjoying rather than an arena for tormenting oneself and others.

The plot

Henry Pulling is a middle-aged, retired bank manager. He never married, he has no children. He lives in a nice suburban house in Southwood, grows dahlias and attends the Conservative club every Tuesday night. At the funeral of his agèd mother, into his life sweeps the powerhouse which is his unconventional Aunt Augusta. Immediately she reveals that Henry is not his mother’s son, he is the son of a woman his father impregnated but wouldn’t marry, but his ‘mother’ stepped in to marry his father and raise him. This shocking revelation is still sinking in as aunt Augusta takes Henry to her flat above a pub and introduces him to a large, virile black from Sierra Leone named Wordsworth, who he slowly realises is his aunt’s lover. How unconventional, how 1969, how very unlike the dull life of his own parents.

But aunt Augusta is bored and restless, subjecting Henry to an unstoppable torrent of stories about her outrageous escapades during a long eventful life. She drags him down to Brighton to look up an old friend Hatty with whom she proceeds to reminisce at length about their days in a traveling circus and then working for a fraudster who set up a church for dogs (!)

Aunt Agatha then conceives a grander scheme and commands Henry to accompany her on a trip on the Orient Express to Istanbul. They meet a young American woman who bemoans her rich, indifferent parents and introduces Henry to the pleasures of ‘pot’. At the Italian stop aunt Augusta meets the son of the one great love of her life, Mr Visconti, before they continue on to Turkey where, to his astonishment, Henry realises his aunt has been smuggling gold bullion in her luggage, with a view to investing with crooks. Their hotel room is visited and searched by the ageing Colonel Hakim (maybe it’s a common name, but maybe this is an affectionate nod to the Colonel Hakim who appears in several of Eric Ambler’s classic pre-war thrillers). The police have uncovered the whole plan and are prosecuting the Turkish end but have no evidence against Agatha who stands up to their search and questioning with old-fashioned British sang-froid.

The Turkish authorities do, however, deport them on the next flight back to London. Henry doesn’t hear from his aunt for several months and settles back down into the peacefully watering his dahlias, chatting to the colonel next door, and wistfully remembering the one possible love of his life – Miss Keene, daughter of one of his best customers at the bank, who he came within an ace of proposing to 25 years earlier, and who still writes wanful letters to him from South Africa where she emigrated, with a permanent undertow of sadness at what might have been.

It’s as if he faces two alternative futures: replying to Miss Keene’s sad letters, inviting her to return to Southwood, to the sound of the bells of the local church, the dahlias, the annual fete; or his aunt’s amoral world of adventures, of foreign lovers, smuggling and criminal exploits, con-men, fraudsters and fun.

In Part Two of the novel he receives a letter from his aunt informing him she is in South America and never plans to return to England, commanding him to sell her flat and all its contents, apart from a handful of items including a framed picture, and fly to Buenos Aires. After a little hesitation he obeys, then finds a message to take a boat up the river to Asunçion in Paraguay.

All kinds of sinister characters are aboard the boat and Henry is astonished to meet Wordsworth, his aunt’s black lover, in the middle of nowhere: he is loyally following aunt Agatha but heart-broken that she has abandoned him for the Italian. For at Asunçion, Henry discovers that aunt Augusta has been reunited with the famous Signor Visconti, the great love of her life of whom she has told so many stories. Unfortunately, he seems to have fallen on hard times and Agatha has spent all her money bailing him out. Initially Henry thinks this is a colossal mistake and that the crook Visconti has absconded with the money and left his aunt impoverished.

There is a flicker of trouble from an American named Tooley (who it slowly emerges is CIA) and who points out that Visconti was a war criminal, and a burst of definite trouble when Henry blows his nose on a scarf aunt Augusta lent him, a red scarf she’d given him to wear on the Paraguay national day, and it turns out he’s just blown his nose on a scarf of the national colour of the ruling party outside their party headquarters. He starts a small riot, is beaten up and is lucky to escape with his life, ending up in gaol. The CIA man Tooley visits Henry in gaol and fixes his release, in exchange for which he wants Henry to broker a meeting with aunt Augusta and Visconti.

At this meeting Visconti hands over a priceless sketch by Leonardo da Vinci which he nabbed during the War when he was working closely with the Gestapo to ‘export’ Italy’s art treasures. In exchange Tooley agrees to drop US harassment of him. At first deeply sceptical of Visconti, who is not at all the tall elegant man he’d imagined but a short fat bald man with bad teeth, Henry slowly comes to like him and, after his aunt and Visconti hold a grand party for everyone who is anyone in Asunçion – the chief of police, the head of customs, leaders of all the poliical parties – Henry realises that, with the right bribes to the right people, they can probably make a real success of the ‘export-import’ business they’ve been discussing ie smuggling whiskey and cigarettes at a massive profit.

The big house they’ve bought is now grandly furnished, aunt Augusta is happily in love, the money starts rolling in and Henry takes his place using his bank manager expertise as head accountant for the new crime syndicate. It is only a detail or afterthought that he finds the body of poor Wordsworth, Augusta’s abandoned black lover, in the large gardens, where he had (presumably) been bumped off by Visconti’s bodyguard. His death is unlamented, there is no mention of a funeral, even.

Right up to the end Henry has been hankering after returning to Southwood and domesticity. But in an abrupt paragraph on the last page we leap 6 months into the future, after the Grand Party, to discover that Henry has made his decision, choosing his aunt, adventure and Life!

Style

The hippy girl they meet on the Orient Express, on her way to Istanbul and then on the hippy trail to Kathmandu, introduces Henry to pot and mentions acid. Back in England he hears Beatles songs drifting through open windows from radios.

But in fact the style of the first-person narrator, Henry Pulling, sets its face against 1969, and is deliberately staid, old fashioned and conventional.

Greene’s prose style is not great: it is nearly always concise and efficient but, if it occasionally rises to sudden aperçus, descriptive or psychological insights, it just as often appears a bit slapdash and clunky. His OK style of the 30s and 40s has lived on into another age, and I wonder if the germ of the plot came as much from the insight that his style was out of date, as the notion that his character was; as if the lead character is less a human being than an embodiment of old-fashioned grammar, syntax and vocabulary come to life.

The movie

The novel was made into a movie, released in 1972 and dominated by an over-the-top performance from Maggie Smith, for some reason pretending to be Winston Churchill.


Credit

‘Travels With My Aunt’ by Graham Greene was published by William Heinemann in 1969. Page references are to the 1983 Penguin paperback edition. All quotations are used for the purpose of criticism and review.

Related links

Graham Greene reviews