Ulysses on the Liffey by Richard Ellmann (1972)

The book as image demands these glosses as registers of their meaning.
(Richard Ellmann justifying his high-level, abstract, structural analysis, page 60)

Almost everything is coupled.
(Ellmann’s habit of defining binaries and dichotomies on every page, p.72)

Joyce liked to work his prose into patterns as intricate and individualised as the initial letters in the Book of Kells.
(Pretty analogy if not, ultimately, very useful, p.73)

A quick reminder of the chapter numbers and names in James Joyce’s epic modernist novel, ‘Ulysses’. Pretty much all discussions of the book refer to them but note that none of the Greek chapter titles are indicated in the actual text of ‘Ulysses’; they were given by Joyce to early commentators who published them in books and articles about the novel, and have been used by critics and commentators, including me, ever since – but none of them actually appear in hard copies or online versions of the text, which only indicate the chapters with numbers.

Part 1. The Telemachiad or the odyssey of Telemachus

  1. Telemachus
  2. Nestor
  3. Proteus

Part 2. The Odyssey

  1. Calypso
  2. Lotus Eaters
  3. Hades
  4. Aeolus
  5. Lestrygonians
  6. Scylla and Charybdis
  7. Wandering Rocks
  8. Sirens
  9. Cyclops
  10. Nausicaa
  11. Oxen of the Sun
  12. Circe

Part 3. The Nostos or Return

  1. Eumaeus
  2. Ithaca
  3. Penelope

Ulysses on the Liffey

This is an old book, written in the late 1960s and early ’70s, before the deluge of modern critical theory transformed the discipline of literary criticism. Back then American scholar and academic Richard Ellman (1918 to 1987) was famous as the man who wrote the huge and definitive biography of James Joyce (published in 1959) which single-handedly transformed Joyce studies. And yet this book, published just 13 years later, is deeply disappointing. I wouldn’t recommend it. Read the Hugh Kenner primer about ‘Ulysses’, but don’t bother with this one.

This is because Ellmann goes very heavy indeed on the schemata, on the high-level diagrams of organs, and colours, and symbols and tones that Joyce drew up for the book – and to which Ellmann adds further levels and frameworks of his own. On every page he adds structural analyses, building platforms upon platforms – for example his suggestion in the first chapter that ‘Ulysses’ needs to be interpreted on four levels: literal, ethical aesthetic and anagogic.

The trouble with his relentless focus on the (pretty simple-minded) structures he finds everywhere in the book is that they continually take us away from the actual text and make us dwell in the bloodless world of tables and blueprints. This book not only reproduces the detailed schema which Joyce sent to the Italian critic Linati, it is punctuated by three schemas of Ellman’s own creation summarising the first, middle and final six chapters.

And they’re not one-page wonders, they’re very detailed, each one extending over six pages. Possibly they’re considered the USP and backbone of this volume, maybe this book exists not to help the reader read ‘Ulysses’ better but as a scholarly presentation of Ellmann’s structural and thematic theories but I found them unreadable. Like reading a PowerPoint presentation about ‘Midsummer Night’s Dream’. Buzzkill. Way to drain all the joy out of a subject.

His chapter on Molly Bloom is disappointing

But not only is Ellmann’s approach boring, it’s often disappointingly banal.

I read his chapter ‘Why Molly Bloom menstruates’ immediately after reading the Molly Bloom chapter of ‘Ulysses’ and was immensely disappointed. First he wastes time summarising the theories of William Empson and Edmund Wilson (from the 1930s) and then disappears off into more schemas. He tells us that, according to Joyce’s notes, in the previous chapter Leopold Bloom had headed off into Deep Night while Stephen headed for Alba, the dawn. Is this useful? Sort of, kind of, mildly interesting – but it doesn’t really illuminate your reading of the actual words.

He says that after the dry officialese of ‘Ithaca’, Molly’s soliloquy offers ‘a joyful efflorescence’. Except it doesn’t, does it? It’s a long rambling repetitive tissue of memories about neighbours and soldiers and relatives and boyfriends and shopping and childhood games and biscuits and lots of graphic sexual descriptions. Until the last page which, for sure, leads us up to the famous great lyrical climax. But it’s not an ‘efflorescence’ before that. It’s a rambling character sketch. Ellmann’s characterisation is, in my opinion, flat wrong.

Ellmann compares Molly to the Wife of Bath (p.163) and Moll Flanders (p.165), which struck me as bleeding obvious, but missed what to me is the even more obvious point that all three of these famous fictional women were created by men. What does that tell us? But Ellmann doesn’t notice.

He asserts that if Stephen represents genuine philosophy, and Bloom represents half-educated magazine philosophising, then Molly represents all flesh. But isn’t that a very patronising and (as usual) over-schematic way of thinking about her? Instead of considering what she actually says, Ellmann is more concerned to fit her into his high-level patterns and plans.

I couldn’t believe it when he writes:

Molly’s nature [is] so much more earthy, trivial, sexualised and lyrical than Aristotle’s or Hume’s… (p.163)

Er, yes. This isn’t in doubt, the question is what makes you want to compare Molly Bloom to Aristotle in the first place? I well understand that Stephen expounds Aristotelian ideas in ‘Proteus’ and ‘Scylla and Charybdis’ and that Molly, in her semi-literate physicality, could be said to embody anti-philosophy. This would make her having Stephen to stay and her fantasies of having sex with him a real meeting of opposites. But directly comparing Molly the character with Aristotle or Hume seems to me ludicrous.

Ellman’s endless thirst for binaries and dichotomies is typified when he says:

Basically she is earth to Bloom’s sun, modifying his light by her own movements. (p.166)

This may or may not be ‘true’ but I think it misses the point by being so abstract. It feels like any moment he’s going to tell us that men are from Mars and women are from Venus. Or, in Ellmannese:

The ‘Ithaca’ episode had offered a heliocentric view of Bloom, Molly offers a geocentric one, the two together forming the angle of parallax… (p.167)

I know that one of the guiding principles of ‘Ulysses’ is the notion of parallax which the dictionary defines as ‘the displacement or difference in the apparent position of an object viewed along two different lines of sight’ (basically seeing the same thing from two points of view) and I certainly know that Molly’s character can be described as ‘earthy’ – but I don’t really see why Bloom should be considered as especially ‘heliocentric’ and I don’t see that it helps my close reading of specific passages, or of the text as a whole.

I just don’t like thinking about ‘Ulysses’ like this. It seems pointless and boring to me. It takes us light years away from the actual text in all its wonderful detail and difficulty and comedy and makes the thing sound like a lecture in comparative religion or structuralist anthropology. But this dry colourless theoretical level is the only level Ellmann operates at.

Despite disliking it more and more as I read on, I persisted and here’s the best summary I can manage. I try to give credit where credit’s due for Ellmann’s insights and ideas.

Learnings, sort of

Threes Joyce liked threes, so Ellmann suggests that the chapters proceed in triads: three in the opening section, four sets of three in the middle, three in the final section. Each trio contains internal contrasts and Ellmann has his own schema to impose:

I shall propose that in every group of three chapters the first defers to space, the second has time in the ascendant, and the third blends (or expunges) the two. (p.19)

Thus:

  • chapter one (space) opens in the extremely solid tower, with plump Buck Mulligan, the serving of food, and looking out over the big sea
  • chapter two (time) opens with a history lesson and contains Stephen’s famous outburst about history being a nightmare from which he’s trying to awake. Within this chapter Ellmann divides time into two types, secular and spiritual time, Caesar’s and Christ’s
  • chapter three synthesises the first two as Stephen crackles his way through the bladderwrack testing Aristotelian reality by closing then reopening his eyes, to see if the world is still there. (Oddly enough, it is)

Layers As a freethinker Bloom is post-Christian. As a Christian convert, he is post-Judaic. As a Judeo-Christian he is post-Homeric. So his character represents historical layer upon layer.

Dedalus If you think about it, Dedalus is a bad name for the young male protagonist in this novel. Stephen Dedalus perfectly suits the character in ‘Portrait of the Artist as a Young Man’ because he is (like Saint Stephen) the ‘martyr’ of the new religion (in Joyce’s case, of the new literature) which, like the legendary Greek Daedelus, he has fathered, a labyrinth of artistic artifice. But in ‘Ulysses‘ Stephen is no longer a father (as Daedelus was father to Icarus), he is a son. If you think about it, there’s a real confusion here, which Joyce just outfaces and all his critics accept.

Loose fits Similarly, none of the many literary correspondences the text invokes – namely to the ‘Odyssey’ and ‘Hamlet’, with occasional nods to Dante’s ‘Divine Comedy’ and Goethe’s ‘Faust’ – fully fit.

  • In ‘The Odyssey’ Telemachus goes looking for his actual father but in the novel, Bloom is not Stephen’s father and Stephen isn’t consciously looking for him.
  • Hamlet is in mourning but for a dead father whose wife has quickly had sex with/married his uncle, whereas Stephen is in mourning for a dead mother, and there’s not a shred of unfaithfulness about either Simon or May Dedalus.
  • In chapter 4 Molly stands for Calypso, the sensual enchantress, and yet in chapter 18 the same Molly stands for the devoted wife Penelope. Not only that, but Penelope is famously chaste while Molly is famously promiscuous.

In other words, the classic literary texts hover in the background like ghostly amplifiers or underpinnings of the narrative, but they only loosely inform the main characters. To put it another way, Joyce plays fast and loose with all the correspondences, making them close when they can be, but quietly ignoring them altogether when they don’t fit.

Antisemitism Ellmann tells us that antisemitism is Joyce’s touchstone for ‘cravenheartedness’. I’ll second that. Both the Englishman Haines, the Unionist Deasy, and the Irish nationalist citizen are guilty of it. For me antisemitism is not only bigoted racism but, just as bad, it’s stupid. It indicates someone who can’t cope with the complexity of the modern world and so resorts to medieval simplifications.

Two types Haines represents a British empire reduced to having nightmares and shooting in the dark, combined with embarrassing sentimentalism about the locals i.e. the milkwoman, while Mulligan is flashily hollow, ‘Ireland’s gay betrayer’, betrayer of his own culture. They represent antitheses with Stephen in the middle.

Refuser At the Forty Foot bathing hole Stephen refuses to bathe with the other two. This is because he is the great refuser; he refused to kneel at his mother’s bedside, he has refused Roman Catholicism, he refused the suggestion of becoming a priest in ‘A Portrait’, he refuses the Italian music teacher’s kindly suggestion to become a professional singer, he refuses the Irish nationalism of the peasant student Davin and the drunken bigot the citizen. All leading up to the climactic moment in the brothel where he smashes the chandelier as he declares he will not serve. He is Mr No.

Just regarding the refusal to bathe, it’s noteworthy that Stephen is a hydrophobe. We are told he hasn’t had a bath for months. He must have stunk. It’s typical of Ellmann that he instantly spots the structural element of the Forty Foot rejection scene, neatly pointing out how Stephen’s refusing to pray and refusing to swim amount symbolise his rejecting spiritual and physical purification, but isn’t interested in its practical consequences (p.11).

Chapter 3. Proteus

Aristotle Joyce worshipped Aristotle. He thought him the greatest thinker who ever lived. What he chiefly liked was he was against Plato’s idealism.

What he liked about Aristotle was he had demoted Plato’s Ideas, had denied that universals could be detached from particulars, and in short had set himself against mysticism. (p.13)

Just as Joyce set himself against the Celtic Revival, the fairies and twilight and legends of Olde Irelande, against aestheticism and the yellow nineties, occultism and spiritualism. As dramatised in the confrontation with A.E. in the National Library in ‘Scylla and Charybdis’.

(I agree, which is why I try to stick as closely as possible to the actual text and narrative of the books I review. The further away you get, the more it becomes something else. So it’s ironic that Ellmann fully understands Joyce’s liking for Aristotle while himself demonstrating precisely the flight from the (messy, confusing) details of the text into (overneat and tidy) literary archetypes and symbols, which sound more like Plato and his timeless Forms.)

The now, the here This is the point of Stephen’s dismissal of William Blake’s followers (although he himself liked Blake and lectured on him) for wittering on about the void and eternity, whereas Stephen wants to concentrate on the exact present. Stephen thinks:

Through spaces smaller than red globules of man’s blood they creepycrawl after Blake’s buttocks into eternity of which this vegetable world is but a shadow. [Whereas we should] Hold to the now, the here, through which all future plunges to the past.

Crunching Hence Joyce is so careful to describe the sound of Stephen’s boots crunching through the bladderwrack on the beach and then tries to depict the sound of the waves with made-up words. ‘Ulysses’ is about these vivid sensual details. Almost all of which are overlooked in Ellmann’s quest for structures and schemas.

The Holy Office In his poem The Holy Office, Joyce mocks female coyness as much as male idealism because they are both denials of the mucky reality of love and sex – they are part of what Ellmann summarises in a powerful phrase as ‘the general self-deception’ and refusal to face reality. Joyce is about facing reality. People are not what you want them to be. The world is not what you want it to be. You are not what you want to be. Face it.

Ellmann says Joyce’s message is ‘Accept the universe’. It is what it is and ‘Ulysses’ is an encyclopedic transcription of its itness. This, of course, is highly debatable, because the book presents a polemically dirty, messy, squalid often very sordid view of human nature. Now wonder Virginia Woolf loathed it. For her it missed vast realms of beauty and art. My point is that Ellmann’s description of the book is not really adequate. Like many fans and commentators he takes Joyce’s own opinion of it at face value.

Caesuras Ellmann points out something I hadn’t noticed which is that most if not all the chapters have a break or caesura in the middle. I can see that in the ‘Nausicaa’ chapter (first half ladies’ romance, second half reverting to the initial style) but less so the others. In the first half of chapter 3 Ellmann says Stephen is thinking about creation, fathers, mothers, fertilisation and giving birth; but half-way through he changes the direction of his walk and this triggers a change in his thoughts, which become about death and decomposition, starting with the carcass of a dog he sees on the beach. So two parts: birth and death, growth and corruption. Maybe. But I’m suspicious of this because Ellmann quickly turns everything into binaries and opposites. And it feels so easy just throwing out these grand pairs of synonyms and antonyms: Expansion and collapse. Addition and subtraction. Creation and destruction. I could go on all night.

Pee Meanwhile, in the actual text, Stephen has a pee (‘Better get this job over quick’) then picks his nose: ‘He laid the dry snot picked from his nostril on a ledge of rock, carefully’. You can see how very aggressively non-spiritual, how aggressively, vulgarly materialistic this deliberately is.

More antitheses Ellmann spots that the chapter opens with Stephen reading (the signature of all things) and ends with him writing (a poem). The poem he wrote in ‘Portrait’ is a portrait of attraction (‘Lure of the fallen seraphim’), here it is a poem about death, and so of repulsion.

Rosevean Stephen looks over his ship and sees a ship, the Rosevean, but for Ellmann, this ship also:

seals the marriage of form and matter, of body and soul, of space and time, at which Aristotle officiated. (p.26)

Yes I know Joyce packed the book full of structures and correspondences, so no doubt the ship is part of his elaborate symbology because everything is, I’m not denying that. I’m just suggesting that Ellmann’s focus exclusively on these structures a) excludes the riot and fun of the language and b) often feels stretched and contrived.

Chapter 4. Calypso

Ellmann prioritises abstract over concrete Language is diffusive, fissiparous, uncontainable, whereas Ellmann continually locks everything down to really boring binaries. This chapter covers the introduction of Leopold Bloom in chapter 4 of ‘Ulysses’ and embarks on another set of binaries comparing him and Stephen. Father versus son. Married versus single. Intellectual versus middle-brow. Solipsist versus realist. Inbound versus outbound. I could go on for hours trotting out the same slightly interesting but ultimately tedious dichotomies. Stephen is edgy, Bloom is placid. Stephen is a loner while Bloom is convivial. Stephen gets drunk while Bloom stays sober. Bloom has a job while Stephen is unemployed. Stephen thinks about the soul, Bloom about the body (specially sex). Stephen ponders the nature of the Trinity; to Bloom, such questions are pointless. Stephen is haunted, Bloom is not. Stephen’s lost a mother, Bloom’s lost a father. I could go on…

These facts are not untrue, and they are sort of interesting, and it’s probably as well to know them but, in my opinion, they are just the starting point for engaging with the difficult and cornucopian text itself, whereas for Ellmann, stating these very obvious binaries and dichotomies is where he ends, is the end result.

Disembodied/embodied If Stephen in chapter 3 is a disembodied intellect, Bloom in chapter 4 is an aggressively embodied material man, what with buying and cooking and eating the pork kidney, admiring his wife’s plumpness, feeding the cat, going for a poo and so on.

Both In something like a joke, discussing the not perfect fit of Molly with either Calypso or Penelope, Ellmann cracks that:

Whenever confronted by a choice between two possible things to include, Joyce chose both. (p.34)

Bloomism Ellmann coins the term ‘bloomism’ which he defines as an effort to recall an important fact and getting it wrong. Like when Bloom thinks the elegy in a country churchyard was written by Wordsworth (rather than the correct author, Thomas Gray).

Reject/accept Stephen opens the novel with a series of rejections; Molly closes it with her famous acceptance, Yes.

Zionism versus beddism But Bloom is a rejecter too. In the butcher Moses Dlugacz’s he picks up a leaflet for Zionist settlement in Palestine and has a strangely negative image of it, triggered by vague ideas about the Dead Sea, of a barren volcanic ash land, ‘a barren land, bare waste’. Out in the street a wizened old hag crosses his path. All this dried-up deathness makes him want to hurry back to plump warm Molly in bed, ‘Warm beds; warm fullblooded life’ (p.51). Bed, warmth, life.

Chapter 6. Hades

Life and death The same fundamental (and pretty obvious) dichotomy between life and death underpins chapter 6, ‘Hades’, set in the funeral carriage going to Glasnevin Cemetery. Ellmann’s entry-level binaries make it all sound very boring, which it isn’t to actually read, not least because like most of the rest of the book, it’s full of gags and gossip and character studies. But Ellmann isn’t interested in any of that, misses out everything that makes ‘Ulysses’ fun to read, just cherrypicks the details which help his structural analyses and comparisons with Homer.

Chapter 7. Aeolus

Sufficient for the day is the newspaper thereof.

Three types of diffusion Ellmann usefully points out the schematic nature of the opening of chapter 7, ‘Aeolus’, describing three modes of diffusion: in quick succession we see 1) a fleet of trams setting out from their base in the heart of Dublin; 2) His Majesty’s mail cars setting out from the post office; 3) and draymen rolling barrels of stout to be loaded onto carts and distributed to the city’s pubs. Ellmann neatly summarises these as exemplars of 1) physical, 2) written and (insofar as booze loosens tongues) 3) oral communication – appropriate for a chapter referencing the Greek god of wind’s far-reaching influence, and its modern incarnation in the power of the press.

Keys… Ellmann embarks on the idea that Bloom and Stephen (who both appear in this chapter, separately visiting the newspaper office of the Evening Telegraph) are in some sense seeking the keys which will unlock the city. I’ve no idea what he means and it only becomes more obscure when he goes on to suggest that they themselves are the keys which unlock the gates to Dante’s purgatory, with the claim that these central, post-hell chapters, are purgatorial.

and Keyes The keys theme is more obvious in Bloom’s mission to get an ad into the newspaper for The House of Keyes, owned by Alexander Keyes (‘tea, wine and spirit merchant’) who’s devised his own logo. Ellmann acutely points out that both Bloom and Stephen are keyless, Stephen having had the key to the Martello tower taken off him by Mulligan, and Bloom (though he doesn’t know it yet) will find out in penultimate chapter, ‘Ithaca’, that he’s left his front door keys in his other pair of trousers. And in the closing portion of the chapter the newspaper editor Crawford turns out to have mislaid the keys to his office. OK. We have to be key-sensitive.

Three speeches Ellmann points out that, in line with the theme of windy communication, the ‘Aeolus’ chapter contains three speeches which can be compared and contrasted. Less understandable is his claim that the speeches represent ‘three sorties’ ‘sent out’ by the city of Dublin ‘against’ Bloom and Stephen. Ellmann claims that in these central chapters the two men are ‘in league against the powers of this world and the next’, albeit ‘unconsciously’. This high-level interpretation may or may not ring your bell. I found his focus on the specific speeches more useful.

1. Bloom enters the office as Ned Lambert is reading out an amazingly flowery speech given by Dawson, a baker, to the city council about the importance of Ireland’s forests, as reported in the paper and mockingly read out by Lambert. This speech is deliberative.

2. The speech of the barrister Seymour Bush in the Childs murder case, which is praised in the newspaper office by the lawyer J.J. O’Molloy. This speech is forensic.

3. A speech given in 1903 by John F. Taylor in defence of the Irish language revival and published as a pamphlet, declaimed by Professor MacHugh in the newspaper office (not without interruptions). This speech is a public oration.

This is all true, but it’s also important and funny that Simon Dedalus comments on the first speech:

—Agonising Christ, wouldn’t it give you a heartburn on your arse?

And begs Ned to stop reading it:

Shite and onions! That’ll do, Ned. Life is too short.

The structures are no doubt there, and noticing them is part of the pleasure. But so is the texture of the prose.

Wind Types of wind are referenced throughout, as when Bloom thinks about how newspapermen change jobs.

Funny the way those newspaper men veer about when they get wind of a new opening. Weathercocks. Hot and cold in the same breath. Wouldn’t know which to believe. One story good till you hear the next. Go for one another baldheaded in the papers and then all blows over.

Or Professor MacHugh calls Dawson an ‘inflated windbag’.

The tissues rustled up in the draught, floated softly in the air blue scrawls and under the table came to earth.
—It wasn’t me, sir. It was the big fellow shoved me, sir.
—Throw him out and shut the door, the editor said. There’s a hurricane blowing.

The highfalutin proverbial description for poetic inspiration, ‘the divine afflatus’, simply means breath, wind. And one of Homer’s stock descriptions for Troy is ‘windy Troy’. In other words, as with so much Joyce, once you’re tipped off to start looking for a particular theme, you find more and more of it hidden in plain sight.

Lungs One interesting thing Ellmann says is that the organ Joyce himself assigned to ‘Aeolus’ in his schema was the lungs and this explains why so many phrases are paired and follow the rhythm of breathing, in and out, in a process of ‘pulmonary give and take’. Doors open and close, people enter and leave (although you could say the same of every play ever written).

The door of Ruttledge’s office whispered: ee: cree. They always build one door opposite another for the wind to. Way in. Way out.

Caesura Ellmann identifies the caesura in this chapter as coming when the three speeches have been discussed, and Stephen proposes that everyone shifts location to the nearest pub, Mooney’s – so they severally exit the office and make their way confusedly down the stairs and into the street.

Nelson On this walk to the pub Stephen tells the Professor his rather stupid story about two old ladies who buy some fruit and go on a holiday excursion to the top of Nelson’s column where, puffed out, they eat fresh plums, spit the pips out through the railings, and look up at ‘the one-handled adulterer’.

Mockery There are two ideas at work here. 1) The characters have just heard detailed descriptions of three types of grand Irish speech; Stephen’s story is intended to deflate all three and mock all grand rhetoric. 2) More specifically, the Taylor speech contained a description of Moses climbing to the top of Mount Sinai. Stephen’s story is a parody and a mockery in that, instead of Moses, it’s two old biddies who are granted a ‘vision’ out over ‘the unpromised land’ of Ireland.

Clever, very, but no matter how many times I’ve had this story explained, I’ve never found it funny.

Pretentious It sometimes feels as if Ellmann’s writing becomes steadily more pretentious as he has steadily less to say:

Here in ‘Aeolus’ Joyce is less threnodic though equally clamant. (p.65)

The episode proceeds by magnification and parvification. (p.71)

By the latter he means that certain figures (Taylor, Moses) are bigged up in the first half of the chapter and then satirised in the second. Ellmann finds the same pattern in the famous newspaper headlines which litter the chapter, which start out genuinely impressive but become steadily diminished. Here’s on from the start of the chapter:

IN THE HEART OF THE HIBERNIAN METROPOLIS

Whereas see how an example from towards the end of the chapter has become longer but cruder:

SOPHIST WALLOPS HAUGHTY HELEN SQUARE ON PROBOSCIS. SPARTANS GNASH MOLARS. ITHACANS VOW PEN IS CHAMP.

Chapter 8. Lestrygonians

This is the very worst hour of the day. Vitality. Dull, gloomy: hate this hour. Feel as if I had been eaten and spewed.
(Bloom’s internal monologue)

‘Lestrygonians’ is all about food and is packed to the hilt with food references, similes and metaphors. Bloom feeling hungry, seeing people eating in the street, fantasising about food, looking into Burton’s restaurant which is so packed with diners he backs out and instead drops into Davy Byrne’s pub for a cheese sandwich.

Church versus state Ellmann spots one of the book’s recurring binaries at the start, between State and Church. If you recall, this is encoded in the very first sentence of the book which starts with the word state and ends with a cross.

Stately, plump Buck Mulligan came from the stairhead, bearing a bowl of lather on which a mirror and a razor lay crossed.

Similarly, here at the start of ‘Lestrygonians’ Bloom 1) sees ‘A sugarsticky girl shovelling scoopfuls of creams for a christian brother’ and then 2) notices a lozenge and comfit manufacturer to His Majesty the King, and imagines King Edward VII sitting on his throne sucking boiled sweets. Christian / king. Church / state.

Up and down Quickly Ellmann is quick to find in this chapter the kinds of binary opposition he loves. Bloom’s thoughts always start on the ground, Stephen’s in the air. Stephen is racked with guilt, which is a sort of intellectual bad feeling; Bloom’s more earthy equivalent is disgust.

Comparisons Meaning is generated by a whole series of binary contrasts:

  • Molly versus Josie Bloom bumps into Mrs (Josie) Breen. She was at one point Bloom’s girlfriend but Molly won him off her. She has aged badly compared to Molly.
  • Josie versus Denis Breen This is because she married a man with severe mental problems, Breen, who she tells Bloom received an obscure insulting postcard reading U.P. up this morning.
  • Two madmen: Breen cf Cashel Boyle O’Connor Fitzmaurice Tisdall Farrell.
  • Mina Purefoy versus Molly Josie tells Bloom Mina Purefoy is having a terrible time giving birth at the maternity hospital; Bloom compares this with Molly’s easy deliveries.
  • Large versus small families Bloom sees poverty-stricken Dilly Dedalus and marvels that May Dedalus bore 15 children, Mina is bearing her ninth, while Molly only had two.
  • Sandwich men versus blind Bloom sees the five men wearing sandwich boards spelling HELYS pass by, but has to help the blind stripling across the road.
  • A.E. and Lizzy Up behind walk the noted Dublin poet and mystic A.E. accompanied by a lady poet. Bloom can’t help despising their airy-fairy artiness, the opposite of his own earthiness.
  • Meat versus vegetarian A.E. and lady friend have just exited a vegetarian restaurant while Bloom’s thoughts are stuck on all types of meat, butchery and cooking.
  • Molly versus Martha Molly is obviously a real woman of flesh and blood, versus Martha Clifford who only exists in her rather pathetic letters.
  • Fertility versus disease For a bad moment Bloom panics that Blazes Boylan may give Molly a venereal disease – their diseased and infertile sexual act contrasts strongly with the ‘healthy’ philoprogenitive sex of May Dedalus and Mina Purefoy.
  • Love versus sex Contrasted with the implied animality of Boylan tupping Molly, Bloom has a lyrical memory of their tender first kissing and touching on Howth Hill (the scene which Molly will vividly remember at the end of her soliloquy in chapter 18).

In the same spirit, Ellmann neatly points out that Boylan is as thoughtlessly sensual as the men stuffing their faces in Burton’s restaurant, because womanising is like gourmandising, both are about objectifying and consuming inanimate objects. Whereas love, which is what Bloom has for Molly, animates its object, brings it to life.

Chapter 9. Scylla and Charybdis

The aesthetic debate In this chapter Stephen Dedalus tries and fails to make an impression on representatives of Dublin’s literary elite by making an informal presentation of his theory about Shakespeare’s Hamlet to the (real-life) author and mystic A.E., and author, editor and librarian John Eglinton. From his materialist Aristotelian point of view, Stephen seeks to refute the kind of gassy aesthetic idealism which places Shakespeare among the gods or says he’s great because he embodies spiritual ideals. A.E. expresses this high-minded aesthetic thus:

—Art has to reveal to us ideas, formless spiritual essences. The supreme question about a work of art is out of how deep a life does it spring… The deepest poetry of Shelley, the words of Hamlet bring our minds into contact with the eternal wisdom, Plato’s world of ideas.

Stephen refutes this with a thumping return to earth, insisting that what powers the great plays is Shakespeare’s life, his biography. Thus he thinks ‘Hamlet’ is so much more than another Jacobean tragedy because it is powered by Shakespeare’s rage and humiliation at being cuckolded, that one of his brothers had an affair with his older wife, Anne Hathaway, who he abandoned back in Stratford for twenty long years while he made his career in London (the length of time that Odysseus was absent from Ithaca).

Ellmann the biographer Now Ellmann was, of course, himself a famous biographer, having written monumental biographies of Joyce and Oscar Wilde. In a chapter about biographies, then, Ellmann can be forgiven for letting down his schematic guard for a moment and sharing some biographical facts about Joyce. These are that Joyce himself delivered a set of no fewer than 13 public lectures, in 1912 to ’13, solely on the subject of Shakespeare’s ‘Hamlet’. In addition, we know he had read the recent biographies of Shakespeare by Dowden, Lee, Harris and Wilde, as well as following the latest scholarship about newly discovered manuscripts. Sort of interesting to know, but then what…? If anything, the fact that Joyce did so much reading about Shakespeare makes the thinness of his presentation in the Library scene all the more disappointing.

Caesura Remember how Ellmann thinks every chapter is divided in two by a caesura? In this chapter he neatly suggests the caesura is marked by the arrival of Buck Mulligan halfway through Stephen’s presentation.

Mulligan mocks Up to this point in the narrative, there’d been an easy binary, between the young materialist Stephen set against the high-minded idealist, old A.E. Mulligan’s arrival introduces a third element because he is as irreverent as Stephen, he is as much a materialist as Stephen, but unlike Stephen he doesn’t care about the subject. Mulligan immediately jumps to the sexual interpretation of everyone, including Bloom who he later implies is gay – but done in a frivolous, superficial crowd-pleasing way.

Stephen’s theory is serious and hard-won, but Mulligan merely exaggerates and mocks it for effect, producing with a flourish a parody he’s written named ‘Everyman His Own Wife or A Honeymoon in the Hand (a national immorality in three orgasms)’ in which the artistic productivity of Stephen’s theory is reduced to a crude farce about masturbation.

Envy So Stephen is furious when it is Mulligan who is invited to a literary soirée at the author George Moore’s house that evening.

As Ellmann puts it, for A.E. the things of this world are illusory; for Mulligan they are inconsequential; only for Stephen are they real, as he repeatedly tells himself throughout the book.

Vico I’m translating this into my own phraseology, which I continually try to make comprehensible and practical. Not so Ellmann, who is ever-ready to rope in not only Homer and Shakespeare, Aristotle and Hume, Dante and Goethe but, in this instance, the Italian philosopher, rhetorician, historian and jurist, Giambattista Vico (1668 to 1744).

Stephen is propounding here not subjectivism, but Vico’s notion that the human world is made by man, and that we can only encounter it in what is already implicit in ourselves. Put another way, Shakespeare’s plays are a record of what was possible for him, and so are his experiences. Life coexists with art as a representation of self. (p.84)

Is that helpful to you? We know that Joyce read and admired Vico for his huge vision of the eternal recurrence of human history but:

  1. it’s not true
  2. Ellmann’s summary of it isn’t very useful (‘the human world is made by man’, duh, who did you think the human world was made by, dolphins?)
  3. it’s a foolishly simplified summary of Shakespeare’s plays to say they were ‘a record of what was possible for him’ – what does that even mean? but mostly it’s hugely misleading and grossly simplistic, they were based on all kinds of sources and written for a complex and fast-changing market

Ellmann’s discussion leads up to a pithy and meaningless summary: ‘Life coexists with art as a representation of self.’ What does that mean? It might just about mean something, but it’s barely worth knowing, is it?

Ellmann then goes on to a series of grand statements about Art which are so witless they made me really cross. Like most literary critics he is obsessed with sex, and suggests that Joyce solves the Scylla and Charybdis problem (what problem?) by having the two monsters have sex with each other. This is because:

The sexual act is the essential act of artistic as of natural creation.

Is it?

This act has to occur within the artist’s brain so that he is mother as well as father of the issuing word. Shakespeare, has, therefore, like all artists, a double nature, is like Bloom, a womanly man, is victim as well as victimiser… God himself must be both father and mother to Christ in the same way. In short, the artist, combining both parents in himself, is an androgyne. (p.86)

Does God have to be both mother and father to Christ? Does the artist have to combine both parents and become an androgyne? Why am I reading this pretentious guff? Was Bach an androgyne? Constable? Van Gogh? It leads into a small orgy of Ellmann’s favourite trope, the dichotomy.

In this two-backed beast are united the various symbols of maleness and femaleness in this episode – ashplant and hat, flag and pit, Prospero’s buried staff and drowned book, and also the categories of space and time… the present and the possible, the now-here and the there-then, Stratford and London, Dublin and Paris, land and sea. (p.87)

Remember how I summarised Ellmann’s claim that it is A.E. and Mulligan who are the real opposites here, well Ellmann takes this to extremes:

Mulligan mocks his ‘conception’ by saying that he is himself his own father, and by offering to parturiate. He also offers his own play, an anti-Hamlet, in which he says his hero is his own wife. Instead of being androgynous, like the true artist, he is only masturbatory, like the false artist…

‘Masturbatory, like the false artist…’ Is there such an easily knowable thing as ‘the false artist’? But there’s more:

Mulligan is all penis while A.E. is all vagina. (p.87)

If you think it helps you understand ‘Ulysses’ to know that ‘Mulligan is all penis while A.E. is all vagina’, then this is the book for you, as it overflows with such high-level and often preposterous generalisations. But I’m more tempted to say, with Simon Dedalus:

—Shite and onions! That’ll do, Dick. Life is too short.

Chapter 10. Wandering rocks

Ellmann is on fire now. At the end of the previous chapter, Stephen emerged into the open air and saw two plumes of smoke mounting heavenward which Ellmann thinks represent Stephen and Bloom. Remember how The Artist (apparently) has to combine both parents in himself? Well, Ellmann now tells us that The Artist also has to fuse with God:

God the creator has fused with man the creator, both androgynous, ostlers and butchers, Iagos and Othellos, both producing, by intercourse of contraries, life from death, generation from corruption, art from dialectic. (p.89)

Of course it has to be an intercourse of contraries as this is more or less the only mental structure Ellmann seems to know. Anyway, all that came at the end of the preceding chapter; at the start of this chapter Ellmann continues in the same high mystical vein, summarising Stephen’s aesthetic thus:

The true parents of the artist are less his real father and mother, who engender his body, than a ghostly pair who, in the spiritual womb of mankind, husband and wive to form the soul.

Put another way [a favourite phrase of Ellmann’s] male and female elements – world without world and world within, agent and reagent – copulate to form by spirit from what once was flesh the word which is fleshed spirit. (p.90)

‘The spiritual womb of mankind’ eh? If, like me, you don’t believe there is a God or a spirit or a soul let alone a ‘spiritual womb of mankind’, then although you have to concede that these words have a kind of gestural, ghostly or psychological meaning (because words always have some meaning) you can be fairly certain they bear no relation to anything in the real world.

Compare and contrast Ellmann’s high diction with just one random sentence from the concrete reality of the text itself.

Blazes Boylan walked here and there in new tan shoes about the fruitsmelling shop, lifting fruits, young juicy crinkled and plump red tomatoes, sniffing smells.

That is more immediate and compelling, more inventive and interesting, more revealing of ‘Ulysses” concerns and processes, than anything in Ellmann’s entire book.

The labyrinth of doubt

But Ellmann soldiers on. In chapter 10, he suggests that in order to be tested, his theory of copulating androgynes must enter ‘the labyrinth of doubt’.

Now I have to concede that Joyce himself very much did deal with this level of abstraction. He was the first to create complex schemas for the novel, in which he attributed to each chapter a presiding subject, tone, organ, colour and so on. In the Linati scheme he actually states that the meaning of chapter 10 is ‘the hostile environment’, so Ellmann is not wrong to pick up on these themes and ideas and to address them systematically.

What I object to is I think he develops them in a particularly fruitless way, travelling further and further from the complexity (and the humour and Irishness) of the text, and deeper into an academic fantasyland, into a mode of discourse where he increasingly relies on big names (Blake, Milton, Goethe, Shakespeare, Homer) in formulations which sound more like they’re devised to impress American college students doing Great Works of Western Literature 101 courses. A lot of the time Ellmann’s theories feel only vestigially attached to the actual text of ‘Ulysses’ the book.

In my opinion, Joyce needed his elaborate schemas in order to create his text; they are quite literally foundations and scaffolds and frameworks upon which he built the multistorey palace of the final text; they were the matrix within which to create evermore complex systems of images, comparisons, metaphors and so on which he packed into every chapter. You only have to notice the scores of words describing different types of wind in ‘Aeolus’ or of food in ‘Lestrygonians’ to see this. But in my reading, these elaborate schemas were an aid to composition not necessarily to understanding.

It is necessary to understanding the book to know that each chapter is based on an episode from Homer, and that each chapter focuses on a particular theme, often accompanied by keywords and images and, in the later chapters, all cast in an appropriate mode or format. And it is fairly important to understand Stephen’s commitment to Aristotelian materialism against Plato’s forms, so that you understand the debate taking place in chapters 3 and 9. But you don’t need to know much more than that. No-one needs to know that:

male and female elements – world without world and world within, agent and reagent – copulate to form by spirit from what once was flesh the word which is fleshed spirit.

That is just Ellmann taking elements from the text and taking them to rarefied and esoteric heights – quite impressive as a virtuoso performance in literary criticism of a certain flashy type, but pretty much irrelevant to an actual reading of the actual novel.

Joyce is far more vivid, immediate, evocative and funny and textually interesting than Ellmann’s colourless abstractions ever suggest. Most of ‘Ulysses’ sounds like this:

He crossed Westmoreland street when apostrophe S had plodded by. Rover cycleshop. Those races are on today. How long ago is that? Year Phil Gilligan died. We were in Lombard street west. Wait: was in Thom’s. Got the job in Wisdom Hely’s year we married. Six years. Ten years ago: ninetyfour he died yes that’s right the big fire at Arnott’s. Val Dillon was lord mayor. The Glencree dinner. Alderman Robert O’Reilly emptying the port into his soup before the flag fell. Bobbob lapping it for the inner alderman. Couldn’t hear what the band played. For what we have already received may the Lord make us. Milly was a kiddy then. Molly had that elephantgrey dress with the braided frogs. Mantailored with selfcovered buttons. She didn’t like it because I sprained my ankle first day she wore choir picnic at the Sugarloaf. As if that. Old Goodwin’s tall hat done up with some sticky stuff. Flies’ picnic too. Never put a dress on her back like it. Fitted her like a glove, shoulders and hips. Just beginning to plump it out well. Rabbitpie we had that day. People looking after her.

It is rich with felt life and textual tricksiness. Ellmann’s discussion of Aristotle and Hume, Vico and Blake are obviously not completely irrelevant, as we know from letters and lectures that Joyce thought deeply about those specific authors, and also their names are mentioned in the text itself. I just think that the way Ellmann discusses them is showy but superficial, and always takes us away from the specificity of the text.

David Hume

He does this big time when he embarks on the claim that the presiding spirit of chapter 10 is no longer Aristotle but the Scottish sceptical philosopher David Hume (1711 to 1776). If Aristotle presided over the first nine books, Ellmann suggests that Hume presides over the final nine.

Now Hume is a hero of mine and I have read several of his books very closely, notably the ‘Dialogues Concerning Natural Religion’, and I think Ellmann’s discussion of him is problematic. Number one, Joyce himself seems to have thought, erroneously, that Hume was in part an idealist, which I understand to be completely wrong. Hume was the sceptic’s sceptic, pushing philosophical scepticism to the limit.

Second objection is I think Ellmann’s discussion of Hume is short and superficial. Here’s an adapted AI summary of Hume’s thought:

Empiricism Hume divided all knowledge into 1) ‘relations of ideas’ (logic/mathematics) which have an internal logic and 2) ‘everything else’, which can be categorised as ‘matters of fact’ i.e. based on experience. Hume argued that we cannot prove anything outside these two categories. Hence all theology, metaphysics and a good deal of what passed for philosophy is literally non-sense and should be rejected.

The Problem of Causation Hume argued that we cannot directly perceive causation. Instead of knowing that A causes B we only observe that A and B appear together, leading us to feel a causal connection based on habit, not reason. None of us can know, for sure, that the sun will rise tomorrow, or that there will even be a tomorrow. Most of our knowledge of the world we live in is based on habit not reason.

Moral sentimentalism Ditto morality. Morality is rooted in feelings, sentiments, and emotions (what the eighteenth century called ‘passions’) not reason. Virtue arises from sympathy, and our reactions to events around us are mostly based on sentiment and emotion not reason or logic.

Scepticism and religion Hume fiercely attacked religion, the belief in God, miracles and so on, advocating for a purely naturalistic understanding of the world.

The self Hume argued that the ‘self’ is just a bundle of perceptions, not a stable, persisting entity.

In a nutshell, Hume dismissed all talk about subjects which aren’t based on either 1) pure maths / logic or 2) on observed phenomena, as rubbish. That’s to say, Hume dismissed all theology and most philosophy, certainly all idealist philosophy which supposes Ideals stored in some high Otherplace, all this he considered ‘sophistry and illusion’. In fact in his ‘Enquiry Concerning Human Understanding’ Hume famously argued that any book containing neither “abstract reasoning concerning quantity or number” nor “experimental reasoning concerning matter of fact and existence” should be “committed to the flames”.

This is not quite my position, I have a more open, tolerant position which is closer to William Blake’s saying that ‘Everything possible to be believed is an image of truth’. Put another way (as Ellmann so often says), theology and metaphysics are interesting 1) as intellectual games to play, like chess and 2) were and are valid creative activities of the human mind. But it doesn’t make them ‘true’ in the sense Hume uses.

When I read ‘Game of Thrones’ I lend Westeros credence in my imagination for as long as I read the books, so why can’t I lend the theology of St Augustine or Don Cupitt just as much credence, and of the same sort, getting thoroughly involved in them as I read them – but pretty obviously separating them from my lived experience of life?

It’s intellectually rewarding to study and follow the lines of thought of the major theologians and philosophers; and it’s also part of the intellectual legacy of humankind. But it’s not ‘true’. There is no God, there is no heaven, there is no soul, there are no angels, there is no Devil, there was no Fall, there is no redemption, there is no salvation, and so on. Just as there is no Hamlet or Jon Snow or Stephen Dedalus.

The way these made-up entities effect our mental lives may be very powerful indeed and in that way – in terms of psychological effects – they can have an awesome reality, as they determine the thoughts and actions of real people in the real world, in fact they can affect entire cultures, they can determine the course of history. But that doesn’t make them ‘true’ in the way this laptop I’m typing these words on is a verifiable fact. They don’t objectively exist outside the human imagination.

So I know these metaphysical imaginings are non-real (like Hume did) but I don’t commit them to the flames as hastily as he did because they are part of the vast imaginarium which we are all heirs to and it would be pointless to deny their enormous influence over people’s lives in former times, and their legacies which live on and underpin a surprising amount of what people still think and believe today. Imaginative truth (Hamlet is a powerful imaginative creation) is different from objective truth (Hamlet does not now and never has existed).

As Wittgenstein put it (and in my mind, Hume and Wittgenstein are closely allied, in their outcomes if not in their methods), ‘The world is all that is the case’. My take on this is that ‘the world’ also includes everything that has ever been believed by everyone.

This is where I differ from liberals and the high-minded who limit their view of human achievement to a handful of Great Achievements of Civilisation by a handful of Great Men, constantly citing Michelangelo or Rembrandt or Shakespeare, narrowly cherrypicking humanity’s positive achievements.

In my version of human history, everything that humans have done is our legacy, and this includes not just all the philosophy and theology, all the literature, poetry, tales and legends — but also the innumerable atrocities, slaughters and genocides. In my view, we have to face the totality of the facts, no matter how disgusting.

Anything less is sentimentalism, denial, self deception. We are what we are and we have done what we have done, no sweeping it under the carpet. I know many people who are so upset by a true understanding of the horror of history that they reject it, deny it, don’t want to know. My view is that, the more unshrinking a view you have of the abattoir that is human history, the more rare and precious become the urges to create and beautify, the more wonderful and beautiful become the relics of culture, from whichever culture, from all cultures.

This face-the-facts-and-accept-everything view is very close to Joyce’s, which is why I not only enjoy but relate to the ‘Ulysses’ so much, with all its farting, belching, masturbating, snot and semen, menses and afterbirths. It embraces the entire human organism and all of human experience as it actually is. And this is why Virginia Woolf – with her high-minded Bloomsbury view that Literature should be about Art and Beauty, so utterly loathed it. I can understand her point of view. But I’m in Joyce’s camp.

Two objections Ellmann suddenly reveals that Hume might be as much of a source for Stephen’s thinking as Aristotle was in chapter 3. This is an unusual and largely unevidenced thing to say and there are two problems with it: 1) why does Joyce only reveal it now half-way through the book? Why was Hume not present from the start? The answer might be that if Joyce had invoked Hume alongside Aristotle his explication would have gotten too complicated. But I think there’s a simpler explanation, which is that Hume isn’t as important to Joyce as Ellmann claims he is.

Ellmann cites some passages from Hume’s masterwork the ‘Treatise of Human Nature’ in which Hume describes closing and opening his eyes to test the concept of space and extension before going on to say that the concept of time is indicated by the succession of our thoughts or perceptions. Ellmann finds places in ‘Ulysses’ where Stephen has similar thoughts about space and time and quotes them to prove that Joyce is here basing Stephen on Hume.

The trouble with this is, which major philosophers have not at some point meditated on the nature of time and space? Not to mention the astronomers and cosmologists? And all the theologians? Thousands of them have. If you put a little effort into it I bet you could compare Stephen’s doodling about space and time with the writings of any number of philosophers and theologians since those are just the kinds of subjects most of them spent a lot of their lives writing about…

The main problem with Ellmann’s presentation is not so much that it might be untrue but that it is only a fraction of the possible sources. They’re just snippets which he has cherry-picked. A full and complete discussion of the concept of time in James Joyce’s ‘Ulysses’ would take an entire book and call on countless philosophers and theologians for detailed comparisons.

But none of these alternative sources are mentioned here and why not? Because Ellmann’s book isn’t a serious presentation of the issues. It’s a snapshot. It’s a summary. It’s a brief overview of some of the philosophical issues raised by the book. It’s not really serious. It’s a brief presentation of snippets and fragments, for students-in-a-hurry to finish their Great Books of Modern Literature modules. It’s a TikTok version, a Twitter treatment of the themes.

So Ellmann’s assertion that if the spirit of Aristotle presided over the first half of ‘Ulysses’, then the spirit of Hume presides over the second half is an example of fun intellectual games critics can play with an epic text like this (if you like these kinds of games). But I don’t think anyone should be fooled into thinking it’s either 1) ‘true’ (whatever that means) but more importantly 2) that it’s necessary for reading and understanding the novel. There are other, faaaar more relevant and practical things to pay attention to first.

Back to ‘Ulysses’ Ellmann is more modest and therefore more useful, when he points out the simple fact that in the ‘Wandering Rocks’ chapter, Joyce begins to play with space and time. All he means by this is that fragments from one of the 18 vignettes are likely to pop up in another vignette, and he usefully refers to them as ‘interpolations’.

Church and State (again) More useful to my practical text-based way of thinking is when Ellmann points out that chapter 10 is, once again, foundationed on the binary of church and state. By this all he means is that the chapter opens with the friendly priest Father Conmee walking through the streets of Dublin and bumping into various acquaintances, popping up in the background of other people’s vignettes; while in the second half of the chapter, we catch steadily more glimpses of the progress of the Viceroy of Dublin riding in his carriage to open a bazaar, glimpses which lead up to its full presentation in the 19th and final vignette.

Thus it’s easy to claim that a representative of Church and a representative of the State establish the physical and conceptual framework of the chapter by topping and tailing it, and it is then fleshed out with appearances from 40 or more other characters in between.

Mocked And the key point here, is that both representatives are mocked, gently but steadily. With Father Conmee, Joyce does it with the butter-wouldn’t-melt-in-his-mouth squeaky cleanness of Conmee’s supposed thoughts. With the Viceroy the mockery is implicit in the generally indifferent reaction to his passing by of the various Dubliners.

Material rebukes The final response to the Viceroy in the chapter is the Italian music teacher Almidano Artifoni going into his house and, in effect, turning the bum of his trousers to the august carriage as it trots by. Father Conmee receives a more obvious rebuke to his values and worldview when he is suddenly confronted by a couple stumbling out of some bushes, flushed because they’ve just had sex. Sex, in comedies, especially farces, is the great puncturer of human pompousness and pretension.

Binaries Both Stephen and Bloom are given one of the 18 vignettes. Both find our protagonists looking at books, according to their intellectual levels: Bloom is buying a popular romance, Sweets of Sin, for Molly; Stephen is looking through Abbot Peter Salanka’s book of charms and spells, specifically ones designed to attract a woman’s love. Love and sex. Highbrow and middlebrow versions.

Heart If you visualise Dublin as a heart (as the first headline in ‘Aeolus’ suggests):

IN THE HEART OF THE HIBERNIAN METROPOLIS

Then the 40 or so characters we meet in chapter 10 can be thought of as blood corpuscles circulating round it and bumping into each other.

Chapter 11. Sirens

Bulging According to Ellmann, in chapter 11 ‘Sirens’, the ear is female, concave and a receptacle whereas in chapter 12 ‘Cyclops’, the eye is male, bulging, invasive.

Music ‘Sirens’ is about sounds and music, it contains countless references to music, sounds and noise, to different instruments up to full orchestra, and also related defects, as in the comic figure of Pat the (almost) deaf waiter and the blind piano tuner.

Singer Joyce had a fine tenor voice and briefly considered a career in singing before rejecting it. Late nineteenth century aestheticism took it for granted that music was the highest art form but Joyce rejected this and claimed literature was.

Fugue ‘Sirens’ is Joyce’s extended attempt at converting musical form into language. It is based on the classical music form of the fugue.

A fugue is a contrapuntal compositional technique based on a main theme (subject) introduced alone, then imitated in succession by other voices. It traditionally follows a three-part structure: Exposition (subject/answer entries), Development (alternating episodes and subject entries in new keys), and Final Entry (return to the tonic).

Key components of fugue structure

  • Subject: The principal, recognizable musical theme that drives the entire piece.
  • Answer: The subject repeated by a second voice, typically transposed to the dominant key.
  • Countersubject: A distinctive contrapuntal melody that accompanies the subject/answer, often returning throughout the piece.
  • Exposition: The opening section where every voice has stated the subject at least once.
  • Episode: Transitional, developmental sections that do not contain the full subject, often using sequences and modulations to create contrast.
  • Middle Entries: Subsequent appearances of the subject after the exposition, often in related keys.
  • Stretto: A device where subject entries overlap, with a voice starting the theme before the previous voice finishes it, increasing tension.
  • Coda/Final Entry: The conclusion, often featuring a strong, final statement of the subject in the original key.

Developmental techniques

Fugues often manipulate the subject through various techniques:

  • Inversion: Playing the melody upside down (intervals reversed).
  • Augmentation: Doubling the note values (making it twice as slow).
  • Diminution: Halving the note values (making it twice as fast).
  • Retrograde: Playing the subject backward.

Once you know all this, the game becomes to apply these rules to the elements in the ‘Sirens’ chapter. Can you find examples of every rule somewhere in the prose? You can be some academic somewhere has written a book about it.

A tale of two barmaids The chapter is set in the Ormond Hotel and the obvious binary at the centre of the chapter is the contrast between the two young attractive barmaids, Miss Kennedy and Miss Douce, the one a redhead, the other dark.

Chapter 12. Cyclops

All the chapters are packed with ingenious references to their leading theme, wind in ‘Aeolus’, food in ‘Lestrygonians’, music in ‘Sirens’, and so it’s eyes in the chapter about the one-eyed cyclops. Which is why its opening sentence is:

I was just passing the time of day with old Troy of the D. M. P. at the corner of Arbour hill there and be damned but a bloody sweep came along and he near drove his gear into my eye.

Exactly as Odysseus and his men drove their stake into the single eye of the cyclops who had imprisoned them (Stuart Gilbert pointed all this out, apparently).

Having sketched out the ubiquity of eye imagery, Ellmann goes beyond it to suggest that the waspishly cynical narrator of ‘Cyclops’ is a modern avatar of mean-minded cynical Thersites, the meanest hero in the original Odyssey, who has a larger part in Shakespeare’s play of the Tale of Troy, ‘Troilus and Cressida’. Ellmann suggests cynicism is a more subtle form of bigotry, the nationalist Citizen’s crime of being one-eyed. In this respect, when Bloom stands up for himself and his ‘race’, the Jews, rejects violence and calls for love, he is showing himself to be two-eyed. Full stereoscopic vision.

Continuing the idea, Ellmann suggests that if the previous chapters had leaned on the influence of (generous) David Hume, this one invokes the spirit of the dry, satirical Voltaire. Maybe. Hardly helps you either read or understand the text, though.

For reasons I couldn’t follow, Ellmann suggests that at the climax of this chapter Bloom is apotheosised i.e. turned into a god, but many of his assertions seem so wilful and contrived as to feel a little demented.

Chapter 13. Nausicaa

In Homer’s Odyssey, Odysseus’s shipwreck is caused because he has offended two gods, Hyperion the sun god for killing his cattle and Poseidon for blinding his son, Cyclops. As is his way, Ellmann immediately sees a binary at work, declaring Hyperion represents idealism and Poseidon materialism, or height and depth (he could have carried on with light and darkness, or dry and wet).

As he stated at the start, Ellmann thinks the 18 chapters are arranged in triads; here he adds the thought they all these triads enact the dialectic i.e. thesis, antithesis, synthesis. And so Ellmann suggests chapters 13, 14 and 15 enact:

  • Nausicaa – sentimentalised idealism
  • Oxen of the Sun- materialistic callousness
  • Circe – both

More practically useful, Ellmann confirms a really basic fact about ‘Ulysses’ which is that, for all its obsessive detail in many places, in others it contains great yawning gaps. For example, we never learn how Bloom made it from running out of Barney Kiernan’s pub as the Citizen threw his biscuit tin at him, to being comfortably leaning against a rock on Sandymount Strand about an hour later. We are never told how he got there or what happened during that hour.

High on Hegelian dialectic, Ellmann claims that, in this setting, Joyce makes Howth promontory male, the bay itself as female, and the voice of the priests praying to the Virgin a combination of both = androgynous.

Back with his more obvious binaries, he tells us that the chapter is a tale of two fantasies or the projecting of imagined mirages: Gerty projects her sentimental romantic fantasies onto Bloom; Bloom projects his narrow sexual fantasies onto Gerty; and both are accompanied by two priests projecting their fantasy of the Mother of God onto the world.

‘Cyclops’ is notable for featuring a narrator who isn’t the omniscient third-person narrator of the ‘initial style’. ‘Nausicaa’ furthers the text’s uncoupling from the novel’s early style in being written in a comic pastiche of sentimental romantic fiction, which is attributed to Gerty. The nauseatingly sentimental style is, it is implied, the tone of Gerty’s half-educated thoughts.

Gerty MacDowell who was seated near her companions, lost in thought, gazing far away into the distance was, in very truth, as fair a specimen of winsome Irish girlhood as one could wish to see.

(Ellmann notes that some critics have thought the entire thing is also a sly dig at the Edwardian author Samuel Butler, who claimed the Odyssey was written by Princess Nausicaa not Homer. That’s entertaining gossip about the aim but doesn’t help much with appreciating the actual text. )

It’s also, of course, a chapter contrasting not only idealism and realism, female fantasy and male earthiness, exhibitionism and voyeurism, but also youth and age. In amid her naive thoughts, Gerty thinks of herself as unique and special, and this is the classic delusion of youth (‘I’m special. I’m different. No-one has ever felt like this before.’) By contrast, after he’s climaxed and slowly come back down to earth, Bloom rather gloomily thinks it’s the just same old thing again, repetition, nothing new under the sun. Youth = the delusion of uniqueness. Age = the disillusion of familiarity.

So it returns. Think you’re escaping and run into yourself. Longest way round is the shortest way home. And just when he and she. Circus horse walking in a ring.

Chapter 14. Oxen of the Sun

Having described sexual ejaculation in chapter 13, the next chapter moves on to its consequences, fertilisation and pregnancy.

Here, in the common room of the National Maternity Hospital, the drunk medical students offend the god by mocking true fertility, by telling all kinds of jokes, bawdy humour, climaxing in Buck Mulligan’s jokey setting up a company whereby he promises to fertilise any woman who asks, for a fee.

There is a tension between the students’ cynical stripping of the act of love down to its heartless physical basics and the way Joyce chose to convey it, in a series of elaborate pastiches of historical English prose styles. If the subject is infertility, the parade of prose styles demonstrates exactly the opposite, humanity’s endless fertility in coming up with new and intricate ways to describe things and tell stories.

Ellmann notes something I hadn’t heard before which is the way the prose goes all to hell after the students leave the hospital and go round to the nearest pub. I’d read that the chaos of voices reflected closing time in a busy city centre pub. Ellmann makes the clever suggestion that it also represents the messy afterbirth, slopping everywhere after Mina Purefoy’s baby has been born.

’Tis, sure. What say? In the speakeasy. Tight. I shee you, shir. Bantam, two days teetee. Bowsing nowt but claretwine. Garn! Have a glint, do. Gum, I’m jiggered.

Chapter 15. Circe

In the morning light at the start of the novel Stephen had descanted on the ineluctable modality i.e. continuity, of the visible. In ‘Circe’ it is far after dark and all such certainties have disappeared, leaving the characters in a place which has no rules of extension or time or logic, but inhabits the inner self of anxieties, lusts, fantasies and hallucinations.

As you might expect, Ellmann finds in this longest and most delirious chapter a cornucopia of his favourite pattern, dichotomies – inside and outside, mind and body, dream and reality, male and female, body and soul, ego and id, England and Ireland (in the form of the soldiers and the Watch), you name it, it’s here. This is what I disliked about this book: it reduces the teeming fecundity of the weirdest, most diverse novel in the Western tradition to a handful of threadbare clichés.

Ellmann equates Bloom’s sudden vision, at the end of the chapter, of his dead son Rudy but now 11 years old, as he would now be, with the visions in Dante. Well, OK, but there are plenty of other works of literature featuring visions. And Dante doesn’t have a son.

He also claims that with the visions of this chapter, Bloom has harrowed hell, as did Odysseus, Jesus and Dante before him. But did he? Metaphorically maybe. Maybe this is a valid, even obvious, suggestion but, as I’m always saying, it takes you away from the wonderful (and often gross) specificity of the text and into a Western Literature 101 seminar room where everyone’s talking about Dante, Vico and Blake, and nobody’s talking about the obscenity of the Croppy Boy scene, because that’s difficult, embarrassing and vulgar. As it’s meant to be. Ellmann’s schematic approach sanitises Joyce, who went out of his way to be as scabrous as he could be (where scabrous means ‘indecent, salacious or scandalous material that is shocking or offensive’).

Chapter 16. Eumaeus

Although Stephen announced the annihilation of space and time in ‘Circe’ when he smashed the chandelier in the brothel, the next chapter reveals the return of time and space, solider than ever.

Addicted to his philosophers, Ellmann says that if (big ‘if’) Hume’s scepticism has guided the chapters of the second half of the novel, then space and time return in the spirit of Immanuel Kant, not as the properties of things, but as the conditions of perception built into the human condition. Maybe. It’s a thought, if you know enough about Kant to really apply it…

Trinities are nearly as addictive to the conspiracy theorist as simple dichotomies, and Ellmann reads into the final three chapters an earthly trinity of Bloom the father, Stephen the son and… well, there is no equivalent of the Holy Ghost, instead the best he can offer is Molly as a blasphemous avatar of the Virgin Mary (just as she is a mocking avatar of the chaste Penelope) (remember what I said at the start about Joyce using all kinds of literary, theological and philosophical patterns when it suited him and when it didn’t… just walking away).

In the Linati schema Joyce described the style of ‘Eumaeus’ as ‘relaxed’, which seems signally inadequate – it’s a ‘tired’ and threadbare in the style of provincial newspapers, made up of journalistic clichés but without any of the vim and vigour of ‘Aeolus’. It’s ‘Aeolus’ with a hangover.

Nowhere in his book does Ellmann address the fact that large chunks of ‘Ulysses’ are so cryptic and chopped-up as to be almost unreadable. His book gives the impression it’s all clear and readable figures of allegory and philosophy which you can understand with a little guidance, as in Dante or Spenser. Nowhere does he engage with the actual text which is often impenetrable.

Hark! Shut your obstropolos. Pflaap! Pflaap! Blaze on. There she goes. Brigade! Bout ship. Mount street way. Cut up! Pflaap! Tally ho. You not come? Run, skelter, race. Pflaaaap!

In the same way, both he (and Hugh Kenner) treat the later chapters as if they’re the same as the earlier ones but they aren’t at all: ‘Nausicaa’, ‘Oxen of the Sun’, ‘Circe’, ‘Eumaeus’ and ‘Ithaca’ are all much, much easier to read and process than the earlier chapters. I once read someone saying ‘Ulysses’ starts out very English and clear and comprehensible but then gets steadily more Irish and radical and impenetrable, whereas in my reading I’ve always found it the other way round. Here’s Stephen’s stream of consciousness from chapter 2:

Proudly walking. Whom were you trying to walk like? Forget: a dispossessed. With mother’s money order, eight shillings, the banging door of the post office slammed in your face by the usher. Hunger toothache. Encore deux minutes. Look clock. Must get. Fermé. Hired dog! Shoot him to bloody bits with a bang shotgun…

It requires quite a lot of effort to tease out the meaning and point of every one of these cryptic references. Whereas:

Nausicaa – pastiche but immediately understandable:

The summer evening had begun to fold the world in its mysterious embrace. Far away in the west the sun was setting and the last glow of all too fleeting day lingered lovingly on sea and strand, on the proud promontory of dear old Howth guarding as ever the waters of the bay, on the weedgrown rocks along Sandymount shore and, last but not least, on the quiet church whence there streamed forth at times upon the stillness the voice of prayer to her who is in her pure radiance a beacon ever to the stormtossed heart of man, Mary, star of the sea.

Oxen of the Sun – the style of some of the parodies might be a little difficult but a) not if you’re used to older English prose, and b) there’s none of the clipped, truncated, cryptic quality which makes the first half so challenging:

And whiles they spake the door of the castle was opened and there nighed them a mickle noise as of many that sat there at meat. And there came against the place as they stood a young learning knight yclept Dixon.

Circe – is delirious and occasionally cryptic but nowhere near as impenetrable as Stephen’s thoughts:

The Mabbot street entrance of nighttown, before which stretches an uncobbled tramsiding set with skeleton tracks, red and green will-o’-the-wisps and danger signals. Rows of grimy houses with gaping doors. Rare lamps with faint rainbow fans. Round Rabaiotti’s halted ice gondola stunted men and women squabble.

Eumaeus – stylised, maybe, but very, very easy to read.

Preparatory to anything else Mr Bloom brushed off the greater bulk of the shavings and handed Stephen the hat and ashplant and bucked him up generally in orthodox Samaritan fashion which he very badly needed. His (Stephen’s) mind was not exactly what you would call wandering but a bit unsteady and on his expressed desire for some beverage to drink Mr Bloom in view of the hour it was and there being no pump of Vartry water available for their ablutions let alone drinking purposes hit upon an expedient by suggesting, off the reel, the propriety of the cabman’s shelter, as it was called, hardly a stonesthrow away near Butt bridge where they might hit upon some drinkables in the shape of a milk and soda or a mineral.

Ithaca – once you’ve got the hang of the question and answer format this, again, is mostly a breeze to read:

What parallel courses did Bloom and Stephen follow returning?

Starting united both at normal walking pace from Beresford place they followed in the order named Lower and Middle Gardiner streets and Mountjoy square, west: then, at reduced pace, each bearing left, Gardiner’s place by an inadvertence as far as the farther corner of Temple street: then, at reduced pace with interruptions of halt, bearing right, Temple street, north, as far as Hardwicke place.

Penelope – and even Molly Bloom’s famous soliloquy, the critics and commentators all make it sound difficult, and in some places the stream of thoughts does jump about a bit, but the thoughts themselves, once you get a handle on her biography and the telegraphic style, are not that hard to understand:

Yes because he never did a thing like that before as ask to get his breakfast in bed with a couple of eggs since the City Arms hotel when he used to be pretending to be laid up with a sick voice doing his highness to make himself interesting for that old faggot Mrs Riordan that he thought he had a great leg of and she never left us a farthing all for masses for herself and her soul greatest miser ever was

Back to ‘Eumaeus’, addicted to binaries, Ellmann decides it is all about duplicity, lies and truth. He bases this on the relevant episode in the Odyssey, where Odysseus wakes up on the shore of his kingdom and cautiously adopts a disguise before making his way to the hut of his old swineherd, Eumaeus. Here he makes up a cock and bull story about who he is while Eumaeus greets him with open-hearted candour and hospitality. Secrets versus honesty. And so Ellmann finds numerous instances of secrets and deceptions in this chapter:

  • the chapter opens with Bloom cautioning Stephen against Mulligan’s deceitfulness
  • although Lynch accompanied him into Nighttown, Stephen calls him Judas for abandoning him
  • the pair get lost and have to double back through the streets
  • Bloom delights in the Italian being spoken by some loiterers round the shelter but Stephen points out they’re arguing over money
  • all the characters they meet are deceitful e.g:
    • Lord John Corley who isn’t a lord
    • the shelter owner may or may not be Skin-the-Goat itself (obviously) a pseudonym
    • the sailor D.B. Murphy tells tall tales which Bloom thinks are probably a pack of lies, purveyor of what Bloom calls ‘genuine forgeries’
  • the conversation takes in all kinds of secrets and lies:
    • Skin’s claim that Parnell isn’t dead, his coffin is full of stones, he’s alive and well in Paris from whence he will return
    • someone claims Francis Bacon wrote Shakespeare’s plays
    • reference to the fraudulent Protocols of Zion
    • cases of forged identity such as the Tichborne Claimant
    • the Evening Telegraph gets details of Paddy Dignam’s funeral wrong, notably Bloom’s name (spelled as Boom)

It’s an impressive list of deceits and errors, in the same way as ‘Lestrygonians’ is packed with references to food and ‘Sirens’ with references to music etc. This kind of specificity, which takes you back to the detail of the text, I like.

Chapter 17. Ithaca

This is the chapter cast in the form of a catechism, questions and answers. (Ellmann likens it to the cold information retrieval systems of a computer, reminding us that this book was published in 1972, over half a century ago – computers have come on a bit since then.)

Ellmann, like Kenner, reacts negatively to this chapter, saying it strips human activity to the skeleton, that ‘the imagination is impoverished’ (p.157) but I’ve always liked this chapter for the same reasons: it is clear and lucid, it tells us exactly what is happening but also, far from being unimaginative, many of the answers depart on wild fantasias of factuality, for example the ones about water or about the stars.

Ellmann zeroes in on the sections which supposedly compare Stephen and Bloom’s contrasting views about the purpose of literature: well, he would say that, being a professor of literature. Personally I find writers writing about writing the most boring subject in the world, whereas the descriptions of the lost key, the evocative objects in Bloom’s drawers, the pondering on the mystery of the stars, the magic qualities of water and so on, I find these fresh and vivifying, enlivening, expanding my understanding of the world. And often very funny.

Ellmann is still banging on about finding the influence of Aristotle wherever he looks. Thus, in the answer about human nature:

He affirmed his significance as a conscious rational animal proceeding syllogistically from the known to the unknown and a conscious rational reagent between a micro and a macrocosm ineluctably constructed upon the incertitude of the void.

Whereas fooey to Aristotle, I love the image of these two so different men sharing an amiable pee in Bloom’s back garden under the twinkling stars.

At Stephen’s suggestion, at Bloom’s instigation both, first Stephen, then Bloom, in penumbra urinated, their sides contiguous, their organs of micturition reciprocally rendered invisible by manual circumposition, their gazes, first Bloom’s, then Stephen’s, elevated to the projected luminous and semiluminous shadow.

Treating an outdoor piss in this pseudo-scientific way is funny. Well, I find it funny. But comedy is difficult if not impossible to convey in literary analysis, whereas detecting binaries and dichotomies everywhere is like falling off a log.

Bloom’s pottering round his house after Stephen leaves, as he intersperses getting undressed with poking around in drawers, finding objects and photos which trigger memories of his family, before climbing into bed next to the slumbering Molly – all this I find warm and homely and moving, all the more so because it is conveyed not with conventional sentimentality, but in the brilliantly hard and clear FAQ format Joyce had invented for this chapter.

Chapter 18. Penelope

Ellmann tells us the conclusion of the book has been much debated. He cites two critics who were still active forces when he wrote, William Empson and Edmund Wilson, who were both concerned about what happened next, after the end of the book. Empson speculates that Stephen did indeed come back the next day, 17 June, to give the first of his Italian lessons to Molly and receive singing lessons in return. Wilson speculated that Bloom’s request to have breakfast served to him in bed symbolised his return to mastery in the marriage with Molly, which would be cemented by them having sex for the first time in 11 years.

Both now seem wildly out of date and irrelevant. What might happen to the characters after the end of the book is a completely different type of conversation, academics at the dinner table conversation, pub conversation, next to nothing to do with the chapter under discussion which, of course, is entirely concerned with Molly’s late-night thoughts.

It is in this chapter that Ellmann compares Molly’s character to Aristotle, Hume and Darwin, which I found ridiculous.

He quotes Joyce writing to his friend Frank Budgen that ‘Penelope’ is ‘more obscene than any preceding episode, which is debatable, seeing as the entire chapter ‘Nausicaa’ is about a middle-aged married man masturbating in public at the sight of a young woman’s knickers, and that ‘Circe’ has some scenes of unparalleled obscenity. But I take the point that Molly’s soliloquy contains more sustained and explicit descriptions of sex than any previous chapter.

Ellmann briskly runs through some of the details in the chapter but without really capturing its spirit and power. He tells us Molly at moments mixes up her various men, calling them all ‘he’. But at other moments she makes a very clear distinction between her lover, Blazes Boylan who is exciting but doesn’t respect her, and her husband Bloom, who is a little odd, a little boring but who does genuinely care for her.

But on the whole Ellmann isn’t happy down among the details. He’s happier when he can find an abstract binary, and so hastens to tell us that Molly is the earth to Bloom’s sun, which is fine and dandy but doesn’t really get us anywhere (p.166). He thinks Molly’s soliloquy:

resolves the questions of belief and incertitude which have dogged Stephen and western philosophy (p.168)

Which is ludicrous because a) she doesn’t – if she had what are all the philosophers in all the Philosophy departments of the universities of the world wasting their time doing? And b) can you see how wildly adrift of the actual content of her soliloquy this is?

Ellmann’s bloodless approach can’t do justice to sex, real mucky flirty dirty sex, any more than it can do justice to Joyce’s many types of comedy and humour, both crucial elements in the book, both overlooked as he struggles to make out Molly Bloom as a thinker on a par with Aristotle or David Hume.

Maybe those elements are there; maybe Joyce himself described them as being there: but they’re not the main part of the book. The book is the text itself and not the neatly cut and dried concepts which Joyce attributed to it and generations of academics have enthusiastically added to.

Obsessed with academic notions of art and artists, Ellmann whips himself up into absurdities:

Joyce said that his episode had no art but his book is consummated by the principle that art is nature’s self. (p.173)

What does this mean and why should I care? Meanwhile, of Molly’s desires and schemes and fantasies and seductions and flirtations and consummations, her friendships, her love of flowers, her fondness of displaying herself in the bedroom window to attract the attention of the handsome young medical student in the house across the road, of everything which makes her such a storming presence in modern literature, nothing, nothing at all.

Dwelling on abstract structures to the bitter end, Ellmann claims that:

The first nine episodes of the book ended with a vision of the act of love as the basic act of nature. The last nine episodes end with a vision of love as the basic act of nature. (p.174)

What Ellmann doesn’t bring out, on his own ground, on his own terms, is that Molly (and, by implication Joyce) in her soliloquy, says it all comes down to sex; that sex is the ultimate truth of human nature, of human life. This I would agree with, and is one way of summarising Darwin: we breed, we rear young, for all sorts of reasons to do with the environment, competition from other families and species, and huge slices of dumb luck, some survive to create the next generation; all organisms do this; the result over billions of years is the beautifully intricate web of natural ecosystems which form the world around us and which humanity is busily destroying and degrading as I write.

But the urge to reproduce is central and this is, of course, contrary to Christian ideology and so completely contrary to Dante (and Plato) who Ellmann is roping in here at the end of his book. In their different ways both Plato and Dante thought sexual love must be rejected, in Plato to achieve the highest form of rational thought, in Dante in order to achieve full love of God.

Molly denies all of that and locates the highest reality in her big breasts and hungry fanny. Oh how she is longing for Monday to come when she will see Boylan again, and he will plook her senseless again with his big willy.

But that’s not how Ellmann sees it. He ends this short but gruellingly wrong-headed book with a slab of characteristically high-minded rhetoric. If you like this kind of thing, you’ll love this book:

On the ethical level Bloom and Stephen have succeeded in taking the city of Dublin by exposing enthusiasm and superstition there, and by disclosing a truer way of goodwill and freedom. Molly’s hardwon approbation confirms their enterprise. On this historical level, the characters have awakened from the Circean nightmare of history by drawing the past into the present (a timeless present) and making it an expression of love instead of hatred, of fondness rather than remorse. Art has been shown to be a part of nature, and in all its processes an imitation of natural ones. These processes have their summit in love, of which the highest form is sexual love. (p.175)

Well, we agree about that much. But what a mealy-mouthed, detail-denying way of getting there.


Credit

‘Ulysses on the Liffey’ by Richard Ellmann was published by Faber and Faber in 1972.

Related links

Joyce reviews

Freud on art and literature

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other ideas have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his occasional slurs against gays, lesbian or bisexuals and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

In the realm of fiction we find the plurality of lives which we need.
(Thoughts on War and Death, Pelican Freud Library volume 12, page 79)

Introduction

Volume 14 of the Freud Pelican Library pulls together all of Sigmund Freud’s essays on art and literature.

From my point of view, as a one-time student of literature, one of the most obvious things about all Freud’s writings, even the most ostensibly ‘scientific’, is that he relies far more on forms of literature – novels, folk tales, plays or writers’ lives – than on scientific data, data from studies or experiments, to support and elaborate his theories.

In my day job I do web analytics, cross-referencing quantitative data from various sources, crunching numbers, using formulae in spreadsheets, and assigning numerical values to qualitative data so that it, too, can be analysed in numerical terms, converted into tables of data or graphical representation, analysed for trends, supplying evidence for conclusions, decisions and so on.

So far as I can tell, none of this is present at all in Freud’s writings. A handful of diagrams exist, scattered sparsely through the complete works to indicate the relationship of superego, ego and id, or representing the transformation mechanisms of wishes which take place when they’re converted into dream images, repressed, go on to form the basis of compromise formations, and so on. But most of Freud is void of the kind of data and statistics I associate with scientific writing or analysis.

Instead Freud relies very heavily indeed on works of fiction and literature, folk tales and fairy tales, the myths and legends of Greece and Rome, anecdotes and incidents in the lives of great writers or artists (Goethe, Leonardo).

Right from the start Freud’s writings provided a new model for literary, artistic and biographical interpretation and so it’s no surprise that psychoanalytical theory caught on very quickly in the artistic and literary communities, and then spread to the academic teaching of literature and art where it thrives, through various reversionings and rewritings (Lacan, feminist theory) to this day.

It’s probably too simplistic to say psychoanalysis was never a serious scientific endeavour; but seems fair to say that, in Freud’s hands, it was always an extremely literary one.

What follows is my notes on some, not all, of the essays contained in Volume 14 of the Freud Pelican Library.

1. Delusions and Dreams in Jensen’s ‘Gradiva’ (1907)

It was Jung, a recent convert to psychoanalysis, who brought this novel, Gradiva, by the German novelist Wilhelm Jensen, published 1903, to Freud’s attention. It is the story of an archaeologist, Norbert Hanold, who comes across an ancient bas-relief of a girl who is walking with a distinctive high-footed step. He names her ‘Gradiva’, which is Latin for ‘light-tripping’, and becomes obsessed with the image.

Cast relief of ‘Gradiva’​ (​1908​), which, as a result of Freud’s essay on the novel, he bought and hung on his study wall

It comes into Hanold’s head that the relief is from Pompeii and that he will somehow meet the girl who is the model for it if he goes there. So off to Pompeii he goes and, one summer day, walking among the ruins, comes across an apparition, a hallucination, of the self-same girl!

They talk briefly and then she disappears among the ruins but not before displaying the unique walk depicted in the frieze. A second time he meets her and their talk clears his muddled mind. Over subsequent meetings and conversations it becomes clear that she is the girl who lives across the road from him in Berlin, named Zoe Bertgang, and whom he loved playing with as a boy.

What happened is that, at puberty, Hanold became obsessed with archaeology and, in his pursuit of it, rejected normal social activity, including with the opposite sex. He repressed and forgot his childhood love for Zoe, redirecting his energies, sublimating them, into an abstract love of Science. But, despite the best efforts, the repressed material returned, but in a garbled censored form, as his irrational unaccountable obsession with this carving.

Over the course of their meetings, Zoe slowly pulls him out of what is clearly some kind of nervous breakdown, eliminating all the voodoo and hallucinatory significances which he had accumulated around the relief; makes him realise she is just an ordinary girl, but one he has continued to be in love with.

Through her long and patient conversations, through talking through his odd symptoms and obsessions, he is slowly returned to ‘normality’, ‘reality’, and to a conventional loving relationship with a young woman. And so they get engaged.

This novel could almost have been written expressly to allow Freud to deploy his favourite themes. For a start it contains many of Hanold’s, dreams which Freud elaborately decodes, thus reaffirming the doctrine that dreams are ‘the royal road to the unconscious’. Confirming the theories put forward in The Interpretation of Dreams that during sleep the censorship of feelings and complexes which are rigorously repressed during conscious waking life, is relaxed, allowing deep wishes to enter the mind, albeit displaced and distorted into often fantastical imagery.

It allows Freud to reiterate his theory that the mind is comprised of two equal and opposite forces which are continually in conflict – the Pleasure Principle which wants, wishes and fantasises about our deepest desires coming true, sometimes in dreams, sometimes in daydreams or fantasies, sometimes in neurotic symptoms and mental disturbances – because it is continually struggling to get past the repressing force of the Reality Principle.

Dreams, like the symptoms of the neurotic and obsessive patients Freud had been treating since the 1980s, are compromises between these two forces. Thus the hero of the novel, Norbert Hanold, is a timid man whose profession of archaeologist has cut him off from the flesh and blood world of real men and women.

This division between imagination and intellect destined him to become an artist or a neurotic; he was one of those whose kingdom was not of this world.

But, in Freudian theory, the unconscious wishes often return from the place where they are most repressed, at the point of maximum defence. Hence it was precisely – and only – from the dry-as-dust, academic world of archaeology, where he had fled from the real world, that the repressed feelings could return in the form of a two thousand year-old relief – that Hanold’s real passion for the flesh-and-blood girl who lives across the road, can emerge.

There is a kind of forgetting which is distinguished by the difficulty with which the memory is awakened even by a powerful external summons, as though some internal resistance were struggling against its revival. A forgetting of this type has been given the name of repression in psychopathology.

Norbert seeks for Gradiva in Pompeii, driven there by increasingly delusive fantasies. Freud explains these as the last desperate attempts of the Censor to flee the unconscious wish to sexually possess the girl he has loved since his childhood, but, fearing her sexuality, fearing his own untrammeled sexuality, has blocked, repressed and sublimated into a love for his passionless, ‘scientific’ profession’, archaeology. The repressed always returns. You can run but you can’t hide.

It is an event of daily occurrence for a person – even a healthy person – to deceive himself over the motives for an action and to become conscious of them only after the event…

[Hanold]’s flight to Pompeii was a result of his resistance gathering new strength after the surge forward of his erotic desires in the dreams [Norbert is plagued by obscure passionate dreams which Freud analyses as sex-dreams]. It was an attempt at flight from the physical presence of the girl he loved. In a practical sense, it meant a victory for repression…

Except that it is precisely in Pompeii, with a kind of dreamy, Expressionistic logic, that Hanold runs into the very girl he’s gone all that way to escape, and who initially presents herself as the living incarnation of the 2,000 year-old relief.

Only slowly does the truth dawn on Norbert (and the reader) and his secret desires become revealed to him, even as he slowly realises this is a real flesh-and-blood girl and not some spirit, a girl who reveals her name to be Zoe, Greek for ‘life’.

The entire novel turns, in Freud’s hands, into another one of his case studies: Hanold is an obsessive neurotic suffering from bad dreams and delusions; Zoe is in the unique position of being both his repressed love-object and his psychoanalyst. She practises the ultimate ‘cure through love’ by tenderly returning Hanold to a correct understanding of Reality, of who he is, who she is, and the true nature of his feelings for her.

How was Hanold able to go along in the grip of his powerful delusions for so long?

It is explained by the ease with which our intellect is prepared to accept something absurd provided it satisfies powerful emotional impulses

After all, Freud writes, in one of the many, many comparisons with religious beliefs and ways of thinking which litter his writings:

It must be remembered too that the belief in spirits and ghosts and the return of the dead which finds so much support in the religions to which we have all been attached, at least in our childhood, is far from having disappeared among educated people, and that many who are sensible in other respects find it possible to combine spiritualism with reason.

The Gradiva story allows Freud to elaborate on the link between but contrast between belief and delusion:

If a patient believes in his delusion so firmly, this is not because his faculty of judgement has been overturned and does not arise from what is false in the delusion. On the contrary there is a grain of truth concealed in every delusion, there is something in it which really deserves belief, and this is the source of the patient’s conviction, which is therefore to this extent justified.

This true element, however, has long been repressed. If eventually it is able to penetrate into consciousness, this time in a distorted form, the sense of conviction attaching to it is overintensified as though by way of compensation and is now attached to the distorted substitute for the repressed truth, and protects it from any critical attacks.

The conviction is displaced, as it were, from the unconscious truth on to the conscious error that is linked to it, and remains fixated there precisely as a result of this displacement.

The method described here whereby conviction arises in the case of a delusion does not differ fundamentally from the method by which a conviction is formed in normal cases. We all attach our conviction to thought-contents in which truth is combined with error and let it extend from the former over into the latter. It becomes diffused, as it were, from the original truth over onto the error associated with it, and protects the latter.

So in Gravida the dry, repressed Norbert is awakened from his dream-delusion of worship for a stone relief he has named Gradiva, into the reality of his long-lost childhood love for the flesh-and-blood woman Zoe:

The process of cure is accomplished in a relapse into love, if we combine all the many components of the sexual instinct under the term ‘love’; and such a relapse is indispensable, for the symptoms on account of which the treatment has been undertaken are nothing other than the precipitates of earlier struggles connected with repression or the return of the repressed, and they can only be resolved and washed away by a fresh high tide of the same passions. Every psychoanalytic treatment is an attempt at liberating repressed love which has found a meagre outlet in the compromise of a symptom.

So influential was Freud’s essay on Gradiva as suggesting and exemplifying a whole new way of reading and thinking about literature, that it became a cult, many of the early psychoanalysts carried round small models of the Gradiva relief and Freud had a full-scale replica hanging in his office (still viewable at the Freud Museum).

2. Psychopathic stage characters (1906)

Art allows for the vicarious participation of the spectator. When we read a poem we feel spiritually richer, subtler, nobler than we are. When we watch a play we escape from the confines of our dull cramped lives into a heroic career, defying the gods and doing great deeds. The work of art allows the spectator an increase, a raising of psychic power.

Lyric poetry serves the purpose of giving vent to intense feelings of many sorts – just as was once the case with dancing. Epic poetry aims chiefly at making it possible to feel the enjoyment of a great heroic character in his hour of triumph. But drama seeks to explore emotional possibilities more deeply and to give an enjoyable shape even to forebodings of misfortune; for this reason it depicts the hero in his struggles and, with masochistic satisfaction, in his defeats.

For Freud, crucially, human nature is based on rebellion:

[Drama] appeases, as it were, a rising rebellion against the divine regulation of the universe, which is responsible for the existence of suffering. Heroes are first and foremost rebels against God or against something divine.

We like to watch the hero rise, as a thrilling personification of the resentment we all feel against the limitations of Fate – and then to fall, after a brief heroic career, because their fall restores order and justifies our own craven supineness in relation to the world.

Freud likes the Greek dramatists because they openly understood and acknowledged the power of this: life is a tragic rebellion against Fate. The Greek view of life, essentially tragic – from Homer to Aeschylus – contrasted with the essentially rounded, optimistic view of the theisms, Judaism and Christianity, in which suffering may be pushed to its limit – Job, Jesus – but brings with its new understanding and even salvation.

Christianity takes an essentially comic, non-tragic view of the world; Jesus came to save us, to fulfil the Law, and in his torture, crucifixion and death we partake of a Divine Comedy of despair and renewal. With his resurrection the circle is complete. But there is no renewal in Greek tragedy. Neither Oedipus nor Thebes are renewed or improved.

The two worldviews deal with the same subject matter, and overlap in the middle, but from fundamentally opposed viewpoints.

Freud likes the Greeks because of their acknowledgment of the tragic fate of man: his later writings are loaded with references to Ananke and Logos, the twin gods of Necessity and Reason by which we must lead our lives.

Freud dislikes Christianity because it sets out to conceal this truth, to offer redemption, eternal life, Heaven, the punishment of the guilty and the salvation of the Good. It offers all the infantile compensations and illusions he associates with the weakest of his patients. It is intellectually and emotionally dishonest. It says the greatest strength is in submission to the Will of God, turning the other cheek, loving your neighbour as yourself.

As a good Darwinian Freud acknowledges that these standards may be morally admirable but, alas, unattainable for most, if not all of us mortals. In his view Christianity forced its adherents into guilt-ridden misery or to blatant hypocrisy. (Interestingly, it was actually Jung who, in their correspondence, called the Church ‘the Misery Institute’.)

Freud moves on to outline an interesting declension in the subject matter of drama:

Greek tragedy must be an event involving conflict and it must include an effort of will together with resistance. This precondition finds its first and grandest fulfilment in the struggle against divinity. A tragedy of this sort is one of rebellion, in which the dramatist and the audience takes the side of the rebel.

The less belief there comes to be in divinity, the more important becomes the human regulation of affairs; and it is this which, with increasing insight, comes to be held responsible for suffering. Thus the hero’s next struggle is against human society and here we have the class of social tragedies.

Yet another fulfilment of the necessary precondition is to be found in a struggle between individual men. Such are tragedies of character which display all the excitement of a conflict and are best played out between outstanding characters who have freed themselves from the bond of human institutions….

After religious drama, social drama and the drama of character we can follow the course of drama into the realm of psychological drama. Here the struggle that causes the suffering is fought out in the hero’s mind itself – a struggle between different impulses which have their end not in the extermination of the hero but in the victory of one of the impulses; it must end, that is to say, in renunciation…

For the progression religious drama, social drama, drama of character and psychological drama comes to a conclusion with psychopathological drama, hence the title of the essay. Psychological drama is where the protagonist struggles in his mind with conflicting goals, desires, often his personal love clashing with social values etc. Psychopathological drama is one step further, where the conflict takes place within the hero’s mind, but one side or aspect or impulse is repressed. It is the drama of the repressed motive, in which the protagonist demonstrates the symptoms Freud had written about in neurotic, namely that they are in the grip of fierce compulsions or anxieties but don’t know why.

The first of these modern dramas is Hamlet in which a man who has hitherto been normal becomes neurotic owing to the peculiar nature of the task by which he is faced, a man, that is, in whom an impulse that has been hitherto successfully repressed endeavours to make its way into action [the Oedipus impulse].

The essay repeats the interpretation Freud first gave of Hamlet in The Interpretation of Dreams, namely that the reason for Hamlet’s long delay in carrying out vengeance against his uncle is because his uncle has acted out Hamlet’s Oedipal dream – he has murdered his (Hamlet’s) father and bedded his (Hamlet’s) mother. This is the deep sexual fantasy which Freud posits at the core of the development of small boys and labelled the Oedipus complex, and Claudius has done it for Hamlet; he has lived out Hamlet’s deeply repressed Oedipal fantasy, and this is why Hamlet can’t bring himself to carry out the revenge on his uncle which his conscious mind knows to be just and demanded by social convention: it’s because his uncle has carried out Hamlet’s repressed Oedipal fantasy so completely as to have become Hamlet, on the voodoo level of the unconscious to be Hamlet. To kill his uncle would be to kill the oldest, most deeply felt, most deeply part of his childhood fantasy. And so he can’t do it.

I studied Hamlet at A-level and so know it well and know that Freud’s interpretation, although it initially sounds cranky and quite a bit too simplistic and glib – still, it’s one of the cleverest and most compelling interpretations ever made of the play.

Anyway, in this theoretical category of psychopathological drama, the appeal to the audience is that they, too, understand, if dimly, the unexpressed, repressed material which the protagonist is battling with. If in the tragic drama of the ancients the hero battles against the gods, at this other end of the spectrum, in modern psychopathological drama, the hero fights against the unexpressed, unexpressible, repressed wishes, urges, desires, buried beyond recall in his own unconscious.

3. Creative writers and daydreams (1907)

In this notorious essay Freud tries to psychoanalyse the foundation of creative writing but he’s notably hesitant. It’s a big subject and easy to look foolish next to professional critics and scholars. Hence Freud emphasises that he is only dealing with the writers of romances and thrillers i.e. anything with a simple hero or heroine or, to put it another way, which are simple enough for his psychoanalytical interpretation to be easily applied.

So: A piece of creative writing is a continuation into adulthood of childhood play. (The English reader may be reminded of Coleridge’s comment that the True Poet, as exemplified by his friend Wordsworth, is one who carries the perceptions of childhood into the strength of maturity.)

A piece of creative writing, like a day-dream, is a continuation of, and a substitute for, what was once the play of childhood.

Children play by recombining elements of the outside world into forms and narratives which suit their needs. As we grow up we stop overtly playing but Freud suggests that we never give up a pleasure once experienced and so we replace physically real playing with a non-physical, purely psychical equivalent, namely fantasising.

Childhood play is public and open but most people fantasise in private, in fact they’re more willing to admit to doing wrong than to confessing their fantasies. The child more often than not wants to be ‘grown up’; whereas many adults’ fantasies are childish in content or expression.

Now Freud steps up a gear and begins to treat fantasies as if they were dreams, in that he insists that ‘every single fantasy is the fulfilment of a wish, a correction of unsatisfying reality’. Each fantasy refers back to a childhood wish, attaches it to images or experiences in the present, and projects it into a future where it is fulfilled.

A work of art gathers its creative strength from the power of childhood recollections, for example Gradiva, centred on dreams and delusions powered by childhood erotic experiences.

At about this point it becomes clear that these ‘fantasies’ have a very similar structure to the dreams which Freud devoted such vast effort to interpreting in his book of the same title. Which is why everyday language in its wisdom also calls fantasies ‘day dreams’. So ‘day’ dreams and ‘night’ dreams are very similar in using imagery provide by the events of the day to ‘front up’ unexpressed, often repressed wishes.

Thoughts

The big flaw in this theory is, How do you deal with the fact that most of the literature of the ancients and of the Middle Ages consists of recycled stories, metaphors, even repeated lines i.e. are not the packaging of anyone’s childhood recollections but traditional narratives?

Freud says:

  1. the artist still makes decisions about how to order his material and these decisions are susceptible to psychoanalysis
  2. folk tales and myths i.e. recurrent stories, may themselves be seen as the wishful fantasies or the distorted childhood reminiscences of entire nations and peoples and be psychoanalysed accordingly

(Regarding the origin of myths, in a letter to his confidant Wilhelm Fliess, in 1897, Freud had written: ‘Can you imagine what endopsychic myths are? They are the offspring of my mental labours. The dim inner perception of one’s own psychical apparatus stimulates illusions of thought, which are naturally projected outwards and characteristically onto the future and the world beyond. Immortality, retribution, life after death, are all reflections of our inner psyche… psychomythology.)

The ‘voyeuristic theory’ outlined by Freud in Psychopathic Stage Characters, and this essay, would say the libidinal satisfaction to be achieved through watching or reading the literary work remains the same – the vested interest of the reader\spectator in vicariously rising above their dull every day lives – regardless of formal considerations. But there’s still a substantial objection which is, Why do we prefer some versions of a traditional story over others?

Freud is forced to concede the existence of a ‘purely formal – that is, aesthetic – yield of pleasure’ about which psychoanalysis can say little in itself.

The writer softens the character of his egoistic daydreams by altering and disguising it, and he bribes us by the purely formal – that is, aesthetic – yield of pleasure which he offers us in the presentation of his phantasies. We give the name of fore-pleasure to a yield of pleasure such as this which is offered to us so as to make possible the release of still greater pleasure arising from deeper psychic sources.

In my opinion all the aesthetic pleasure which a creative writer affords us has the character of a fore-pleasure of this kind, and our actual enjoyment of an imaginative work proceeds from a liberation of tensions in our minds.

Thus he has divided literary pleasure into two parts:

  • fore-pleasure ‘of a purely formal kind’, ‘aesthetics’
  • the deeper pleasure of psychic release, the cathartic release of libidinal energy

This is very similar in structure to his theory of jokes (as laid out in the 1905 work ‘Jokes and Their Relation to the Unconscious’). In this aesthetic, formal fore-pleasure – the structure of a limerick, the shape of a joke – is a pretext for the joke’s real work – the release of frustration, pent-up pressure, libido.

Critics argue that claiming the core purpose of art to be libidinal release – if the basic point of all art is some kind of psychosexual release – fails to acknowledge that the main thing people talk about when they discuss art or plays or books, the plot and characters and language, are secondary ‘aesthetic’ aspects. It is precisely the artfulness, the creative use the writer makes of traditional material, which is of interest to the critic and to the informed reader, upon which we judge the author, and it is this very artfulness which Freud’s theory leaves untouched. Which is to say that Freudianism has little to do with pure literary criticism.

Freudian defenders would reply that psychoanalysis helps the critic to elucidate and clarify the patterns of symbolism and imagery, the obsessions and ideas, which are crafted into the work of art. This clearly applies most to modern artists who think they have a personal psychopathology to clarify (unlike, say, Chaucer or Shakespeare, who focused on reworking their traditional material).

In practice, literary critics, undergraduates and graduate students by the millions have, since the publication of this essay, gone on to apply Freudian interpretations to every work of art or literature ever created, precisely be applying Freudian decoding to the formal elements of narratives which Freud himself, in his own essays, largely overlooked.

4. Leonardo da Vinci and a memory of his childhood (1910)

Leonardo could never finish anything. Freud says this was because he was illegitimate i.e. abandoned by his rich father and left with his peasant mother for years. This prompted two things: a sublime sense of the total possession of his mother without the rivalry of Daddy which is captured in his best art, for example the Mona Lisa; and a restless curiosity about where he came from.

These latter childhood sexual enquiries were sublimated into his scientific work, into his wonderful studies of Nature and its workings. But also explains why ,whenever he tried to do a painting, he ended up trying to solve all the technical problems it raised, and these problems raised others, and so on.

A good example is his trying to devise a way of doing frescoes with oil. It was his botched technical experiments in this medium which means the famous Last Supper has slowly fallen to pieces.

Observation of men’s daily lives shows us that most people succeed in directing very considerable portions of their sexual instinctual forces to their professional activity. The sexual instinct is particularly well-fitted to make contributions of this kind since it is endowed with a capacity for sublimation: that is, it has the power to replace its immediate aim by other aims which may be valued more highly and which are not sexual.

Freud turns Leonardo into a paradigmatic homosexual: a boy abandoned by his father and left too long under the influence of his mother who, in repressing his love for his mother, takes her part, introjects her into his psyche, identifies wholly with her and comes to look upon love-objects as his mother would i.e. looks for young boys whom he can love as his mother loved him. In a sense a return to auto-eroticism or narcissism.

Freud then uses his theory of Leonardo’s homosexuality to interpret the later figures in his paintings (for example, John the Baptist) as triumphs of androgyny, reconciling the male and female principles in a smile of blissful self-satisfaction.

Freud speculates that Mona Lisa re-awakened in Leonardo the memory of his single mother, hence the ineffable mystery of her smile – and Leonardo’s inability to finish the painting, which was never delivered to the patron, Mona’s husband, and so he ended up taking to the French court, where it was bought by King Francis I which is why it ended up hanging in the Louvre.

So Leonardo’s actual artistic technique, the extraordinary skill which produced the Mona Lisa smile, is merely a fore-pleasure, a pretext, a tool to draw us into what Freud sees as the real purpose of art, the libidinal release, in this case drawing us into sharing the same infantile memory of erotic bliss, of total possession of mummy, that Leonardo was expressing.

At the heart of this long essay is a dream Leonardo recorded in a notebook.

Leonardo dreamed that a vulture came into his room when he was a child and stuck its tail into his mouth. Freud says Leonardo would have known that the vulture was the Egyptian hieroglyph for ‘Mother’ and so the dream represents a deep memory of his infantile happiness at the total possession of his Mummy.

The only problem with this, as Peter Gay and the editors of the Freud Library point out, is that the word ‘vulture’ is a mistranslation in the edition of Leonardo’s notebooks which Freud read; the original Italian word means kite, a completely different kind of bird.

So a central plank on which Freud had rested a lot of his argument in this long essay is destroyed in one blow. But Freud never acknowledged the mistake or changed the passage and so it’s hard to avoid the conclusion that this is simple charlatanry, that Freud, here as in many other places, could not change mistakes because they were vital means which enabled him to project the powerful personal obsession which he called psychoanalysis out onto the real world. That, somehow, it was all or nothing. No gaps or retractions were possible lest the entire edifice start to crumble.

Leonardo is important to Freud because he was the first natural scientist since the Greeks. If Authority is the Father and Nature the Mother, then his peculiar fatherless upbringing also helps to explain Leonardo’s refusal to rely on ‘authorities’, and his determination to wrest the mysteries of Nature for himself, a rebellion against father and quest for total possession of mother which has clear Oedipal origins.

His later scientific research with all its boldness and independence presupposed the existence of infantile sexual researches uninhibited by the father…

This is an illuminating insight. But when, a few pages later, Freud says dreams of flying are all connected with having good sex, and Leonardo was obsessed with birds and flying machines because scientific enquiry stems from our infantile sexual researches, you begin to feel Freud is twisting the material to suit his ends.

This is even more the case in Freud’s treatment of Leonardo’s father. First we are told that not having a Dad helped Leonardo develop a scientific wish for investigation; then that having a father was vital to his Oedipal ‘overthrowing’ of Authority and received wisdom; then that Leonardo both overcame his father who was absent in his infancy and became like him insofar as he tended to abandon his artistic creations half-finished, just like Ser Piero (his dad) had abandoned him.

Freud is trying to have it all ways at once. A feeling compounded by moments of plain silliness: for example when Freud claims his friend Oskar Pfister found the outline of a vulture in the painting of St Ann with Jesus, or when Freud points out that a sketch of a pregnant woman from the notebook has wrong-way round feet, thus suggesting… homosexuality! In the notes we are told the feet look odd because they were, in fact, added in by a later artist. The net result of all these errors and distortions is that, by now, Freud is looking like a fool and a charlatan. The whole thing is riddled with errors.

Conclusion

Freud is like a novelist who scatters insights around him concerning the tangles, complexities, repressions and repetitions of human life with which we are all familiar – now that Freud has pointed them out to us. But whenever he tries to get more systematic, more ‘scientific’, he gets more improbable.

The insights into Leonardo’s psychology are just that, scattered insights. But when he tries to get systematic about infantile sexual inquiry or the origins of homosexuality, you feel credulity stretched until it snaps. It comes as no surprise to learn that the whole extended vulture-dream argument, which reeks of false scholarship and cardboard schematicism, has been shown to be completely wrong.

All the same, no less an authority than art historian Kenneth Clark said that, despite its scholarly errors, Freud’s essay was useful in highlighting the difference, the weirdness of Leonardo. This is the eerie thing about Freud: even when he’s talking bollocks, even when he’s caught out lying, his insights and his entire angle of vision, carry such power, ring bells or force you to rethink things from new angles, and shed fresh light.

5. The theme of the three caskets (1913)

This is an odd little essay on the three-choices theme found in many folk-tales, myths and legends. Freud concentrates on its manifestation in the Shakespeare plays, The Merchant of Venice and King Lear.

The Prince in Merchant wisely picks lead, rather than silver or gold, and thus wins the hand of Portia. Lear foolishly picks worldly things – Goneril and Regan’s sycophancy – and rejects Cordelia’s true love.

What Freud can now ‘reveal’ is that Cordelia and Lear really symbolise DEATH! By refusing his own death – i.e. his inevitable fate – Lear wreaks havoc on the natural order: a man must accept his death.

For the three caskets are symbols of the fundamental three sisters, the Norns of Norse, and the Fates of Greek mythology. The third Fate is Atropos or Death and so picking the third, the least attractive of three choices, is, in fact, to pick death.

Hang on, though: what about the classical story of the judgement of Paris? Paris gives the apple to Aphrodite, goddess of Love. Freud raises this objection only to smoothly deal with it: it’s because Man’s imagination, in rebellion against Fate, converts, in the Paris-myth, the goddess of Death into the goddess of Love, unconsciously turning the most hateful thing into the most loveful thing: it is one more example of the unconscious reversing polarities and making opposites meet.

The Fates were created as a result of the discovery that warned man that he too is a part of nature and therefore subject to the immutable law of death. Something in man was bound to struggle against this subjection, for it is only with extreme unwillingness that he gives up his claim to an exceptional position.

Man, as we know, makes use of his imaginative activity in order to satisfy the wishes that reality does not satisfy. So his imagination rebelled against the recognition of the truth embodied in the myth of the Fates and constructed instead, the myth derived from it, in which the goddess of Death is replaced by the goddess of Love.

This essay is a brilliant example of the weird, perverse persuasiveness of Freud’s imagination and a deliberate addition to the variety of strategies psychoanalysis has for literature:

  • to the psychoanalysis of plot: Gradiva
  • the psychoanalysis of artist’s character: Leonardo (above), Dostoyevsky (below)
  • the psychoanalysis of myth-symbolism: the three caskets
  • the psychoanalysis of the act of creation itself, what it does, what it’s for: Creative Writers and Daydreaming
  • the psychoanalysis of the history of a genre: Psychopathic stage characters (above)

When you list them like this you realise the justice of Freud’s self-description as a conquistador. He deliberately set out to conquer all aspects of all the human sciences – art, literature, anthropology, sociology, history – to which his invention could possibly be applied, and he was successful.

6. The Moses of Michelangelo (1914)

It has traditionally been thought that Michelangelo’s imposing statue of Moses in the church of San Pietro in Vincoli depicts the leader of the Israelites having come down from the mountain with the tablets of the commandments only to see the Israelites dancing round the Golden Calf and to be about to leap up in wrath.

Michelangelo’s statue of Moses in the church of St Peter In Chains in Rome

Freud completely reverses this view. Freud turns this Moses into a model of Freud’s idea of self-overcoming or the Mastery of Instinct:

The giant figure with its tremendous physical power becomes only a concrete expression of the highest mental achievement that is possible in a man, that of struggling successfully against an inward passion for the sake of a cause to which he has devoted himself.

This essay was written in 1914 just after the split with Freud’s disciples, Carl Jung and Alfred Adler, leaving Freud feeling bitter and angry. They thought they were rebelling against a stifling father figure who insisted on blind obedience to his theory and diktats. He thought he had given them a world of new insights, as well as personal help and support, only to watch them distort and pervert his findings for their own ends, to further their own careers.

You don’t have to be a qualified psychiatrist to speculate that there might be a teeny-weeny bit of self-portraiture in Freud’s interpretation of Moses: a heroic passionate man, founder of a whole new way of seeing the world, much-wronged by those he cared for, heroically stifling his justifiable feelings of anger and revenge. There is much in Moses for Freud to identify with.

Overcoming, this is Freud’s perennial theme: civilised man’s continual attempt to master his animal nature. It’s at its clearest here in his interpretation of Moses’ superhuman restraint but it runs like a scarlet thread through his work, eventually blossoming into full view in Civilisation and Its Discontents.

On the way to achieving the heroic self-denial which we call ‘civilisation’ the poor human animal takes many wrong turns and false steps: these are the illnesses, the neuroses, the hysterias and perversions which Freud spent the early part of his career discussing (see in particular, Three Essays On Sexuality 1905).

But even when you have achieved self-mastery, even if your development works out well and you rid yourself of your neuroses and arrive at a mature, adult morality, disenchanted from willful illusions like religious belief and personal superstition, all this heroic self-mastery only brings you face-to-face with a bigger problem: Fate and Death. How can you cope with this final insult to the narcissistic self-love which, despite all your conscious better intentions, nonetheless guides your actions?

Freud suggests a variety of strategies:

  1. falling ill: the ‘flight into illness’ identified as early as 1895 in his book on hysteria
  2. killing yourself: the superego’s rage against the failure of the ego to master reality
  3. rebellion against fate: as epitomised by all the heroes of myth and legend, which Freud identifies the core subject of heroic (Greek) tragedy
  4. sublimating unconscious panic-fear into its opposite, exaggerated submission and masochistic greeting of the blows of Fate (as in some types of submissive religious belief)
  5. outstaring Death with a calm rational stoicism (Freud’s view of himself)

But art, too, has a place among these responses. Art either:

  • provides parables and models which help us come to terms with illness and death and Fate (as Gradiva is a model of the psychoanalytic cure; the three caskets are fairy tales which help us, unconsciously, to accept the inevitable)
  • or helps us to rise emotionally above our narrow, cramped lives (as explained in Creative Writers and Psychopathic stage characters)

Or:

  • is the product of compulsions, obsessions and neuroses on the part of the artist (for example, Leonardo) for whom art acts as therapy and whose purely personal solutions to these problems may appeal to our own situation, and in some way reconcile us to our own fate
  • or simply evoke pleasant unconscious memories, for example the blissful mood conveyed by the smiles of the Mona Lisa or St John the Baptist

Art may leave us with a tantalising sense of mystery and transcendence; or it may thrill us with the spectacle of an artist grappling with feelings he barely understands, feelings and struggle which the art work makes us feel and sympathise with.

9. A childhood recollection from Dichtung Und Wahrheit (1917)

Dichtung Und Wahrheit was the title of the autobiography of Johann Wolfgang von Goethe, the great German poet, playwright, novelist, scientist, statesman, theatre director, and critic. Goethe was Freud’s lifelong favourite writer and Freud is liable to drop a Goethe quote into any of his essays at the drop of a hat.

One of the first anecdotes in Goethe’s autobiography describes the little poet, aged about three, throwing all the crockery in the house out into the street and chuckling as it smashed.

Freud shows, by citing comparable stories told by his patients, that this was an expression of Goethe’s jealousy and hatred of his new young brother who had just been born and threatened to supplant him in his mother’s affections. The brother later died and Goethe was, unconsciously, happy. So, in Freud’s hands, this inconsequential anecdote turns out to be a vital key to Goethe’s personality:

I raged for sole possession of my mother – and achieved it!

As with Moses, the autobiographical element in Freud is large. As he says in his own autobiography:

A man who has been the indisputable favourite of his mother keeps for life the feeling of a conqueror, that confidence of success which often induces real success.

Compare with the way the ‘secret’ of Leonardo turned out to be the unquenchable if unconscious bliss he kept all his life of having possessed his mother’s love, undiluted by the absent father. The fact that so many of Freud’s insights turn out so nakedly to be repetitions of key aspects of his own personality prompts the $64,000 question: Are Freud’s insights into human nature the revelation of universal laws? Or a mammoth projection onto all mankind of his own idiosyncratic upbringing and personality?

10. The Uncanny (1919)

This is the first of these essays to be written under the influence of Freud’s second, post-Great War, theory of psychoanalysis. The new improved version was a great deal more complicated than earlier efforts.

This essay is an attempt to apply the symbolic mode of interpretation to the E.T.A Hoffman story of ‘Olympia and the Sandman’ in which several ‘doubles’ appear, creating an ‘uncanny’ effect.

For post-war Freud the human psyche is dominated by a compulsion to repeat: this is the secret of the anxiety dreams of shell-shock victims, or of the child’s repetitive games, discussed at such length in Beyond The Pleasure Principle, 1920.

An aspect of this profound human tendency to repeat is the idea of ‘doubles’. Beginning with the notion of the ‘soul’ – the Christian idea that we are made of two things, a body and a soul – doubles in various forms litter human culture.

Freud speculates that the role of doubles is to:

  • stave off death: you have a secret double fighting on your behalf, a good fairy, a good angel etc
  • underpin ideas of free will, of alternative actions which you could, but didn’t take
  • become, by reversal, objects of aggression and fear, doubles which return as harbingers of doom in fairy stories and in neurotic hallucinations

After this little detour Freud gets to the point: the uncanny is the feeling prompted by the return of the childish belief in the omnipotence of thoughts.

For example, you think of someone and the next minute the phone rings and it’s them on the line. You experience an ‘uncanny’ sensation because, for a moment, you are back in the three year old’s narcissistic belief that the universe runs according to your wishes.

And the eruption into your tamed adult conscious of this primitive, long-repressed idea prompts a feeling of being ‘spooked’, unsettled – the Uncanny.

When someone has an ‘uncanny’ knack of doing something it’s the same: it makes us feel weird because their consistent success reminds us of our infantile fantasies of immediate wish-fulfilment and gratification; the powerful wish to be able to do something effortlessly and easily which possessed us as children but which we had to painfully smother and put behind us in order to cope with the crushingly ungratifying nature of reality.

In the broadest sense the uncanny is the return of the repressed: the Oedipus Complex, the omnipotence of thoughts, the obsession with doubles, even return to the womb feelings: they are strange, disturbing, but ultimately not terrifying because we have felt them before.

11. A seventeenth century demonological neurosis (1923)

Freud’s interest in witchcraft, possession and allied phenomena was of longstanding, possibly stimulated by his trip to the Salpetriere Hospital to study under Charcot in 1885.

Freud’s ‘Report’ on his trip mentions that Charcot paid a great deal of attention to the historical aspects of neuroses i.e. to tales of possession and so on.

The series of lectures of Charcot’s which Freud translated into German includes discussion of the hysterical nature of medieval ‘demono-manias’ and an account of a sixteenth century case of demonic possession.

It is recorded that in 1909 Freud spoke at length to the Vienna Society on the History of the Devil and of the psychological composition of belief in the Devil.

In mentioning ‘the compulsion to repeat’ in The Uncanny (a phenomenon dealt with at length in Beyond The Pleasure Principle and vitally important for understanding Freud’s later theory) Freud says:

It is possible to recognise the dominance in the unconscious mind of a ‘compulsion to repeat’ proceeding from the instinctual impulses and probably inherent in the very nature of the instincts – a compulsion powerful enough to overcome the pleasure principle, lending to certain aspects of the mind their demonic character, and still very clearly expressed in the impulses of young children, a compulsion too which is responsible for the course taken by the analyses of neurotic patients.’

Here we have the first glimmerings of the set of ideas which were to crystallise around the new concept of the superego, namely that it is the agent of the death drive, the fundamental wish of all organisms to return to an inorganic state of rest.

The superego channels this drive through the introjection (or internalisation) of the infantile image of our demanding parents, who continue to demand impossible standards all our lives and, when we fail to live up to them, harry us, persecute us, make us feel guilty, anxious, or depressed, filled with self-hatred and self-loathing.

One aspect of this is what earlier ages called ‘possession’, when people heard voices or seemed impelled to do what they didn’t want to. This impelling comes from the id, from our dumb, voiceless instincts – but the self-reproaches for having stepped out of line come from the superego, which, in some circumstances, exaggerates the fairly common guilt at our ‘sinfulness’ into florid ideas of demonic possession.

The essay is a psychoanalysis, using these new concepts, of the historical case of one Christopher Haizmann, a painter in the seventeenth century who fell into a melancholy at the death of his father and then claimed to the authorities that he had signed a pact with the Devil. The historical sequence of events is that he eventually renounced his pact and was looked after for a while by the Christian Brothers.

Freud diagnoses Haizmann as Grade A neurotic. Upon his father’s death he was prompted to review his life and realised he was a failure, a good-for-nothing. The pacts he reports himself as making, bizarrely, ask the Devil to take him as His son. Haizmann is transparently looking for a father-substitute who will punish him for his perceived failure.

More subtly, then, Haizmann is inflating the punitive superego (based on infantile memories of his father) into the grand figure of Devil, the bad or punitive father.

Unfortunately, upon re-entering the world, Haizmann suffered a relapse. He claimed to be the victim of an earlier pact he signed with the Devil and, for some reason, forgot about. Once more he renounced it upon being readmitted to life with the Christian Brothers, but this time he renounced the world also and spent the rest of his life with them.

The devil is the bad side of the father i.e. the child’s projection of his ambivalent feelings onto an ego-ideal. Sociologically speaking, in the history of religion, ‘devils’ were old gods who we have overcome and onto whom we then project all our suppressed lust and violence. So Baal was a perfectly decent Canaanite god until the Israelites overthrew the Canaanites in the name of their god, Yahweh, at which point the Israelites projected onto Baal him all the wickedness and lust in their own hearts. Satan, in Christian doctrine, was originally the brightest and best of God’s angels, before a similar process of overthrow and then being scapegoated with all our worst imaginings. So the devil is the father-figure we have overcome in fantasy, but onto whom we then project all the vilest wickedness in our own rotten hearts.

12. Humour (1927)

By the early 1920s Freud had devised a radical new tripartite picture of the psyche as consisting of the ego, id and superego, and had posited the existence in the psyche of a powerful death drive. He had done this in order to explain the compulsion to repeat which he saw enacted in situations as varied as shell-shocked soldiers obsessively repeating their dreams of war and a young child’s game of repeatedly throwing a toy away and reclaiming it.

Freud was in a position to apply his new structure and psychology to various literary and psychological phenomena.

Different from jokes or wit, ‘humour’ is what we call irony and is endemic among the British. When the condemned man is walking towards the gallows and he looks up at the sunshine and remarks, ‘Well, the week’s certainly getting off to a pleasant start’ it is his superego making light of the dire situation his ego finds itself in.

Like neuroses or drugs, humour is a way of dealing with the harsh reality we find ourselves in. It is like our parents reassuring us how silly and inconsequential is the big sports game we’ve just lost is, so it doesn’t matter anyway.

As you might expect if you’ve read this far and have been noticing the key themes which emerge in Freud, it turns out that humour, like tragedy, like so much else in Freud, is an act of rebellion:

Humour is not resigned; it is rebellious.

Once again the image of rebellion, whether it’s in art, or vis-a-vis the authorities, or against the smothering restrictions of religion, or, most fundamentally, against the dictates of fate and death themselves, God-less Man’s fundamental posture is one of rebellion and revolt. This feels to me close if not identical to the position of the secular humanist, Camus.

In this brief, good-humoured essay the superego appears in a good light for once, as an enlightening and ennobling faculty, instead of the punitive father-imago which he elsewhere claims underlies secular guilt and depression.

13. Dostoyevsky and parricide (1928)

Which is how he appears here. Burdened with an unnaturally powerful, bisexual ambivalence towards his sadistic father, Dostoyevsky never recovered from the crushing sense of guilt when his unconscious hatred and death-wishes against his father were fulfilled when his father was murdered in a street when Fyodor was 18.

Dostoyevsky’s fanatical gambling and spiritual masochism were aspects of his need to punish himself for his suppressed parricidal death-wishes…which came true!

Freud claims that another aspect of Dostoyevsky’s self-punishment were his epileptic attacks. When he managed to get sent to a prison-camp in Siberia i.e. was sufficiently punished by the outside world, his attacks stopped. He had managed to make the father-substitute, the Czar, punish him in reality, and therefore the attacks from inside his own mind, the psychosomatic epilepsy, could cease.

In amongst these psychological speculations comes Freud’s final word on the individual work of literature which, above all others, was crucial to his philosophy:

It can scarcely be owing to chance that three of the masterpieces of literature of all time – the Oedipus Rex of Sophocles, Shakespeare’s Hamlet and Dostoyevsky’s The Brothers Karamazov – should all deal with the same subject, parricide. In all three, moreover, the motive for the deed, sexual rivalry for a woman, is laid bare.

He goes on to say that the essence of this master plot has been attenuated as civilisation has done its repressive work to try and conceal it, i.e. what Oedipus does openly and explicitly (murder his father and sleep with his mother) is later carried out by unconsciously envied representatives (by Claudius in Hamlet). But the continuity is certainly suggestive…

And it is in the course of this essay that Freud makes the key remark that the essence of morality is renunciation, the closest he comes to talk about the content of ‘morality’ in the conventional sense, as opposed to a technical approach to its psychological origins and development.

One conclusion among many

If you’ve read through all of this you’ll maybe agree that Freud’s way of seeing things was so distinctive and powerful that, even though much of his claims and arguments may be factually disproved, even if he can be shown to be actively lying about some things, nonetheless, in a strange, uncanny way, it doesn’t stop you beginning to see the world as he does. It’s a kind of psychological infection; or a process of being moved into an entirely new worldview.

Hence the strong feeling he and his followers generated that the psychoanalytic movement he founded wasn’t just a new branch of psychology but an entirely new way of seeing the world, a worldview which gave rise to ‘disciples’ and ‘followers’ in a sense more associated with a religious movement than a simple scientific ‘school’.

Freud was so obsessed with religions because he was founding a new one, and so obsessed with Moses because he identified with him as a fellow founder of a new belief system.


Credit

The history of the translation of Freud’s many works into English forms a complicated subject in its own right. The works in this review were translated into English between 1959 and 1961 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. All references in this blog post are to the versions collected into Volume 14 of the Pelican Freud Library, ‘Art and Literature’, published in 1985.

More Freud reviews

Introductions to the Aeneid – 2. Allen Mandelbaum

I own three English translations of the Aeneid:

  • the 1956 Penguin Classics prose translation by W.F. Jackson Knight
  • the 1970 verse translation by Allen Mandelbaum
  • the 1991 Penguin Classics prose translation by David West

This is the middle of three blog posts giving detailed analyses of the introductions to each of these translations. This one looks at Allen Mandelbaum’s introduction to his 1970 translation. (The third blog post, about David West’s introduction, includes examples of each of the translators’ actual translations, including Mandelbaum’s.)

1970 introduction by Allen Mandelbaum

Allen Mandelbaum (1926 to 2011) was a Jewish-American professor of literature and the humanities, poet, and translator from Classical Greek, Latin and Italian. After going to live for decades in Italy he returned to the States and taught English and comparative literature at the City University of New York from 1966 to 1986. His translation of Dante’s Divine Comedy (1980 to 1984) won him Italy’s highest award, the Presidential Cross of the Order of the Star of Italian Solidarity. Impressive. This translation of the Aeneid won the 1973 National Book Award in the translation category. The preface to it, which am now going to summarise, was published in 1970.

***********

Before we even get to Mandelbaum’s introduction, the blurb on the inside cover about Virgil is interesting. It says that as part of Octavius’s sweeping land reallocation to retired soldiers after the Battle of Philippi (42 BC), he confiscated Virgil’s parents’ extensive farmlands around Mantua. It says Virgil travelled to Rome to argue for its return, and this certainly chimes with the accounts in several of the Virgil’s eclogues of land confiscation, and the account of the shepherd who travelled to Rome and seen the young prince i.e. Octavius, to try and get his land back.

The blurb goes on to say it was as a result of Virgil’s pleading that he became friends with Octavius and, was handed over to be managed by his arts minister, Maecenas. This close relationship between patron and poet leads the blurb writer to say that it was at Augustus’s express command that Virgil’s dying request that the draft of the Aeneid should be burned was overruled, and that it was Augustus who handed it to the scholars Varius and Tucca with specific instructions to edit only the obvious errors and repetitions, to add nothing new to it, and to publish the result, which they did in 16 BC.

**********

Mandelbaum’s introduction is only eight pages long but it’s packed. He gets stuck in right away by saying he came to Virgil late because he was put off him by three judgements. First was a quip by the American critic Mark Van Doren (1894 to 1972) that ‘Homer is a world; Virgil, a style’. Mandelbaum associated this comment with Coleridge’s similarly negative judgement that ‘If you take from Virgil his diction and metre, what do you leave him?’ So these two adverse opinion come under the heading of ‘Homer is the Great Original, Virgil is a Poor Copy’.

Mandelbaum goes on to mentions the judgement of the great Marxist critic, György Lukács (whose thoughts on Kafka I’ve reviewed). György boy wrote in his Theory of the Novel that: ‘The heroes of Virgil live the cool and limited existence of shadows, nourished by the blood of noble zeal, blood that has been sacrificed in order to recall what has forever disappeared.’

Lukács was a swine but I still enjoy this kind of class-based Marxist criticism, ancient though it now feels; after all, we still live in a heavily class-based society where privately educated ministers hand out multi-million pound contracts to their friends and wives while northern proles queue at foodbanks, where gas and energy prices makes billions in profits while old age pensioners freeze to death in their flats.

Anyway, Lukács’s implication is that Virgil’s characters are contemptible because they harbour a utopian hankering for a social period in Rome’s history which has irredeemably disappeared, namely the nostalgic memory of a land of small family-owned farms. By the time Virgil was writing these had mostly been swept away by vast estates or latifundia, worked by gangs of slaves.

Anyway, Lukács’s criticism, as well as being vague and impressionistic, seems wrong to me. To me the Aeneid reads as a poem very much of the harsh present, reeking with the blood of animals slaughtered at the altar and men being stabbed, eviscerated and burned to ashes in a very perilous present.

(The third of the three dismissals Mandelbaum records came in Concetto Marchesi’s History of Latin Literature which deprecated Virgil in favour of Lucretius.)

It is when Mandelbaum goes on to describe the personal importance to him of the English poet John Milton that the reader begins to realise that this is very much not going to be a scholarly introduction to Virgil’s Aeneid, but the personal musings of Mandelbaum the poet (for in addition to his prizewinning translations, Mandelbaum also published several volumes of his own poetry, as the preface now proceeds to tell us). This introduction is going to be a description of his own personal odyssey from these boyhood influences who initially put him off Virgil, to his late-flowering realisation of Virgil’s brilliance.

Central to Mandelbaum’s conversion were the poems of Giusseppe Ungaretti (1888 to 1970). Mandelbaum was deeply involved in translating Ungaretti’s Italian poems into English and getting them published in America throughout the 1950s. And many of Ungaretti’s poems invoked characters or themes from Virgil. So Mandelbaum first really discovered Virgilian themes through the lens of Ungaretti. He quotes a florid passage of Ungaretti’s:

Aeneas is beauty, youth, ingenuousness ever in search of a promised land, where, in the contemplated, fleeting beauty, his own beauty smiles and enchants.

Personally, I’d have thought nothing could be further from a true picture of Aeneas, the careworn early-middle-aged son of decrepit Anchises and anxious father of young Ascanius, bearing the weight of the world on his shoulders, stumbling from one disaster to another, his hands red with blood.

As so often with ‘criticism’ by writers or poets, this isn’t objective analysis but a deliberate, and I’d say knowing, teasing, rewriting of Virgil’s character entirely to suit Ungaretti’s own poetic preoccupations. Heavily misleading, in other words. Mandelbaum goes on to quote an even more overripe slice of tripe:

Dido came to represent the experience of one who, in late autumn, is about to pass beyond it; the hour in which living is about to become barren; the hour of one from whom the horrible, tremendous, final tremor of youth is about to depart. Dido is the experience of nature as against the moral experience.

This may be a fine expression of Ungaretti’s (mimsy, impressionist) concerns but strikes me as having nothing whatsoever to do with the Dido who features in the Aeneid. All this is a worrying indication that Mandelbaum’s response to Virgil is going to be hugely contaminated by his embroilment in Ungaretti’s highly ‘poetic’ prose, all ‘tremors of youth’ and ‘the moral experience’ and precious little to do with the Dido who calls down the vengeance of the gods on Aeneas and makes her people swear eternal enmity with Rome.

Reminiscing about those happy times in Italy in the 1950s you can almost hear Mandelbaum relaxing the sinews of his mind and slipping into an odoriferous bath of fine feelings, claiming that Ungaretti helped him to see:

the underground denial – by consciousness and longing – of the total claims of the state and history.

I think he means the persistence in the poem of numerous threads which oppose or undermine the overt worship of Rome, of Roman patriotism, of obeisance to the predictions of Rome’s rise to world-dominating empire, which occur throughout it on a surface level.

But like so many other aesthetes what comes over strongly is the way Mandelbaum wants to reject the overt meaning of the text in front of him, preferring to project his own bourgeois fantasies of rebellion and subversion onto Virgil – very much as W.F. Jackson Knight projected his fantasies about spiritualism and universal truth onto Virgil in his introduction to his translation.

So much literary criticism from the mid-nineteenth to the mid-twentieth century consists of this kind of whipping-up of meringues made of knowing references and stylish allusions, like a conjurer pulling a string of multi-coloured flags out of his mouth, designed to impress us with the author’s wide reading and fine feelings, but leaving behind no tangible insights or ideas.

Next, Mandelbaum shows off by telling us how he loves a passage by the critic Mark Van Doren, which uses a ‘brilliant suggestion’ by Jacob Klein to use a passage from Plato’s text The Statesman to shed light on the episode in Aeneid book 6 where Anchises is explaining to Aeneas how the souls of the dead are made to forget their past lives before being reincarnated in new bodies back on earth.

It feels like a competition to see how many names he can drop in a single sentence.

Van Doren claims this passage is evidence that Virgil believed in the reassuring and ‘lulling myth of cycles’, and the hope that peace would come about by magic. Mandelbaum cites all this in order to disagree with it. He points out that far from finding the creation of new generations ‘lulling’, Virgil had demonstrated in the Georgics the sheer amount of hard physical labour which goes into producing the basics of civilisation.

With this much, I can agree, although Mandelbaum then goes on to equate the hard physical manual labour of maintaining the land depicted in the Georgics with the 11 years of dedicated mental labour involved in writing the Aeneid.

Contrary to all this talk of lulling cycles, Mandelbaum asserts that Virgil believed in power, dominion and the rule of law. As the Sibyl predicts to Aeneas:

yours will be the rulership of nations;
remember, Roman, these will be your arts:
to teach the ways of peace to those you conquer
to spare defeated peoples, spare the proud
(6. 1,134 to 1,137)

But Virgil was aware of the price to be paid in the triumph of positive law over natural law. King Evander explains to Aeneas how his people originally lived at peace and plenty under the rule of exiled Saturn when humans needed no laws or rules. But then an Age of Iron came, violence increased, and laws became vital. All this is an accurate summary of this part of the Aeneid.

But then Mandelbaum is back to Ungaretti, telling us that he was, apparently, ‘a true Petrarchan’. I can’t see any relevance whatsoever of this random observation in a supposed introduction to Virgil. It just feels like another example of Mandelbaum’s compulsive name-dropping and/or personal reminiscence. Develop the idea, man! What are you trying to say?

But the thought isn’t developed or even explained properly. Instead, Mandelbaum switches to tell us that his other route into Virgil was via a long-lasting engagement with Dante, whose Divine Comedy he has also translated in its entirety. Having lived with the Inferno, in particular, for years, he knew that Dante learned not from the style of Virgil but the styles of Virgil.

Mandelbaum quotes a passage from the English critic Donald Davie who distinguishes poets into two classes (how many critics, over how many centuries, have taken this simple-minded approach of dividing the thing under consideration into just Two Types?)

Davie says the first type of poet revels in words, that Shakespeare would have ended up using every word in the language if he’d had enough time. The second type of poet is one who carefully employs a narrower selection of words, consciously excluding ones which don’t fit, in order to create a style, a verbal world.

On this reading Dante is a Shakespearian, with a very wide lexis, while Virgil is the second type, with a much more limited vocabulary.

Now Mandelbaum explains what Dante learned from Virgil: he quotes the ancient grammarian Macrobius who says Virgil’s style was ‘now brief, now full, now dry, now rich, now easy, now impetuous’ to suggest that what Dante learned from Virgil was variety of tone.

Also he learned a free approach to the line, the free use of enjambment and runover.

And lastly, the free mixing up of time, the ‘rapid shifts of tenses’ which are, indeed, very noticeable in the Aeneid as Virgil mixes up the past and present, sometimes in the same sentence.

Only as he approaches the end of this brief but packed introduction does Mandelbaum explain his aims as a translator. He has tried to ‘impress’ on his translation ‘the grave tread’ but also ‘the speed and angularity’ of Virgil, ‘the asymmetrical thrust of a mind on the move’. This is fair enough, an interestingly impressionistic description of something which maybe can’t be fully put into words.

But then Mandelbaum goes into full late 60s mystical mode:

The other part of the self brings me to the last way, the unmediated one. The way is the path that opens when the guides, for whom one has been grateful, fall away or say: ‘I crown and mitre you over yourself.’

Mandelbaum doesn’t tell us, because his technique is one of flashy meringue-making, that this last phrase is in fact a quote from Dante’s Paradiso canto 27. I suspected as much though I had to Google it to confirm my hunch.

Veering off in another direction, Mandelbaum then overshares with us the personal fact that he left Italy after many years and embarked on his translation of Virgil ‘at a time of much personal discontent’. He had long thought poetry shouldn’t be used for consolation (why?) but now his experience of ‘personal discontent’ changed his mind.

And now, abruptly and dramatically, he casts a vivid slash across his entire preface when he suddenly starts talking about the Vietnam War!

The Vietnam War has, he claims, as of 1970, made it impossible to talk about American ‘society’ any more – he insists we have to use the harsher word, ‘state’. In Vietnam, the American ‘state’ ‘has wrought the unthinkable, the abominable’.

Wow. With one flash you get the full colour of Mandelbaum’s mindset. In this book, in this translation, in this introduction, it is 1970, America is just starting to withdraw its forces from Vietnam after a shameful military debacle, and Allen Mandelbaum is applying the atmosphere of these times to his thinking about power and dominion as described by a poet from 2,000 years ago.

Unfortunately, instead of drawing any kind of analogy between America’s intervention in Vietnam and Aeneas’s intervention in Italy – which would be unexpected but potentially very illuminating – Mandelbaum’s mind once again veers off into impressionistic mush and hero worship. It is frustrating that he thus raises but fails to address the key political aspect of the Aeneid, which is Virgil’s attitude towards his friend and patron, Augustus’s, violent conquests and domestic tyranny.

I take the point that the expression of these political themes in the poem is complex and multi-levelled but Mandelbaum’s entire analysis of this huge subject amounts to the following:

Virgil is not free of the taint of the proconsular; but he speaks from time to time of peace achieved, and no man ever felt more deeply the part of the defeated and the lost.

Two points. 1. See how he mentioned Virgil’s complicity in Augustus’s regime in just ten words, ten words expressed in the pompous and evasive phraseology of a nineteenth century politician (‘not free of the taint…’). Mandelbaum avoids the issue; he tries to gloss over it by saying that although Virgil might have been complicit with the crimes of the regime, it’s alright because he was so sensitive to the suffering of ‘the defeated and the lost’ and so that redeems him. But does it?

Second point is the rather offensive hyperbole of claiming that ‘no man ever felt more deeply the part of the defeated and the lost’. Really? No man? Ever? Primo Levi describing the damned in Auschwitz? Solzhenitsyn describing the defeated millions in the gulags? Even if those authors are not directly comparable with Virgil, Mandelbaum’s claim is still wildly hyperbolic, symptomatic of the way hero worship replaces analysis.

At regular moments throughout the poem the text may express what might be Virgil’s feelings about the pity of war, the pity of loss and death and grief. BUT. At the centre of the poem is the brute fact of Aeneas as a huge man-killing machine, raging like Mars across the battlefield, slaughtering hecatombs of men to achieve his God-given destiny. And his last action, the memorable last image of the poem which is left squelching in the mind’s eye – is of Aeneas thrusting his sword right up to the hilt into the chest of a man begging for mercy.

Both Jackson Knight and Mandelbaum have spent years with the Aeneid but, in their respective introductions, repress or ignore the off-the-scale levels of toxic, masculine hyper-violence which runs through it in rivers of blood, preferring to write willowy tripe about universal values and deep feelings.

Instead of analysis, Mandelbaum has namedropping combined with hero worship:

And if the relative weights of the Epicurean, the Stoic, the Pythagorean in him are often hard to assess, his humanity is constant.

Is it, though, Allen? I didn’t find it so. I find the Aeneid very uneven, manufactured from hundreds of strands and themes and tones which often sit very uncomfortably together, and all of it drenched in psychopathic anger and rivers of gore. You can pick out the moments of sad sympathy with suffering humanity, stitch them together and claim this is the ‘real’ Virgil. But what about the far greater number of passages of brutal animal sacrifice? Or passages describing insensate fury? Or the many, many passages describing slaughter and massacre? Or the frequent passages expressing slavish sycophancy to the great Augustus? All of these and numerous other topics and tones need to be incorporated into any proper assessment of the ‘real’ Virgil.

Instead of addressing all this, Mandelbaum thanks Virgil for not being ‘shrill’, and then brings in yet another unnecessarily personal angle:

and when, with the goad of public despair, my own poetic voice has had to struggle often with shrillness, the work on this translation has been most welcome.

So, if I read this correctly, we are to be grateful to Virgil for helping Allen Mandelbaum to overcome the tone of shrill invective which his protests against the Vietnam War and the evil American state often led him into. No doubt this is useful if you are a big Allen Mandelbaum fan, but if you’re mainly interested in understanding Virgil, maybe not so much.

Finally, Mandelbaum returns to the notion raised in the comparison with Dante, of Virgil’s limits. In Mandelbaum’s view Virgil does not swarm with the really full variety of a Homer or Dante or Shakespeare. He is not as exhaustive as they are. His is a world, not the world. He is more selective and less objective than the other three greats. At which point, as he reaches the conclusion of his preface, Mandelbaum becomes quite hard to understand:

Virgil is ‘sustained’ and is not ‘of the young’ (though for them, and for the aged, too, of Plato’s Laws); and none of his selection and imagination seems to involve what I think of as premature stripping, where the other world of poetry takes over before this world is known: Virgil selects after his knowing this world. For this he is a name-giver whose letters and syllables seem to imitate not what Lukács called ‘the cool and limited existence of shadows’ but ‘the real nature of each thing’.

After repeated reading I think the second half of this proposition indicates that Virgil is a poet who described the real world, selecting descriptions of the world as experienced and not reaching out to describe the world of shadows beyond this one, which Mandelbaum appears to think the superior approach. But if this is what Mandelbaum means, why doesn’t he say so? Surely a teacher is paid to teach.

Mandelbaum’s short introduction flashes insights like a striptease artist, momentary promises of insights which he never fully delivers on. One or two of his ideas hove into view, make sense, but then are smothered by his autobiographical reminiscences or detour into namedropping allusions. It’s maybe worth reading for these moments but, on the whole, Mandelbaum’s introduction is not very helpful as any kind of guide to reading the huge, magnificent and appalling epic poem the reader is about to embark on.


Roman reviews

The Aeneid by Virgil – books 4 to 6

‘[This is] Trojan Aeneas, famous for his devotion and his feats of arms.’
(The Sibyl defending Aeneas to Charon in Aeneid book 6, line 404)

Book 4 Dido, love and death

Dido admits to her sister, Anna, that she is falling in love with Aeneas. Anna says she has held aloof from suitors from all the neighbouring tribes, but yes, she needs to let go of her dead husband and fall in love. Encouraged by this, Dido falls madly in love. Virgil – in his Epicurean, anti-emotion way – describes it as a madness, a fever, a fire in the bones, and other alarming analogies.

Remember that in the third Georgic Virgil wrote an extended denunciation of love and sex and passion in all its forms, whether in animals or humans, as a fire and frenzy which completely derails efforts to live rationally and orderly:

Man and beast, each and every race of earth,
creatures of the sea, domesticated animals, and birds in all their finery,
all of them rush headlong into its raging fury; love’s the same for one and all.
(Georgic 3: lines 242 to 244, translated by Peter Fallon)

Venus meets with Juno. Juno suggests they let Aeneas and Dido marry, thus uniting exiled Tyrians and Trojans into a super-tribe. Venus interprets this as a transparent attempt to stop Aeneas continuing on to Italy and founding the Roman people who will, centuries hence, crush Dido’s heirs. She agrees in principle but diplomatically suggests Juno asks her husband, Jupiter, king of the gods, what he thinks. Juno outlines her plans to interrupt Dido and Aeneas’s next hunting trip, conjure up a storm, separate the lovers from their entourages, drive them into a cave and there have them consummate their love.

And this is what happens, with fire flashing and nymphs wailing from the mountaintops. For centuries of readers their love has been reinterpreted in the light of the medieval concept of courtly love and the sentimental romantic ideas which followed. But Virgil is harshly critical. Not only does this mark the beginning of the end for Dido:

This day was the beginning of her death, the first cause of all her sufferings. (4. 170)

But it had a ruinous effect on her people. When she slackened her leadership, they stopped building the city. The towers ceased to rise. The harbours and fortifications were left half-finished. All stood idle.

Virgil spends a page describing the genealogy and character of Rumour which runs fleet of foot among all men and communities spreading lies and when he describes Rumour as telling foreign rulers that Dido and Aeneas have ceased leading their people in order to wallow in lust…I immediately realise Virgil has made them Antony and Cleopatra, ‘lovers who had lost all recollection of their good name’ (4.221) which makes Creusa the emblem of Octavia, Antony’s loyal dutiful Roman wife, abandoned for an oriental whore.

The local king, Iarbas, had long harboured plans of marrying Dido so now he is infuriated that she abruptly abandoned herself to another. He offers up heartfelt angry complaints to his father, Jupiter.

Jupiter hears and is angry that Aeneas is shirking his duty. He calls Mercury and tells him to deliver an angry message to the Trojan. Is this the hero Venus promised them? Hardly. ‘He must sail. That is all there is to say.’

Mercury puts on his winged sandals, takes his caduceus and skims down through the skies to alight by Aeneas, busy helping build a temple. Mercury gets straight to it, telling Aeneas he is a disgrace by abandoning his destiny and to think about his little son who is meant to inherit leadership of a brave new race: ‘You owe him the land of Rome and the kingdom of Italy.’ (4.286)

So Aeneas immediately calls his lieutenants to him and tells them to ready the ships and the people for departure. Dido obviously hears about this and comes raging to see him, eyes blazing with anger. he tries to justify himself, but furious Dido dismisses all his excuses, calls him a traitor, mocks his stories about Jupiter this and Mercury that, then dismisses him, tells him to leave, but warns that her furious ghost will return to haunt him. (Lots of ghosts, a poem of ghosts, bringing with them the sad wisdom of the dead.)

Dido runs off into her palace, collapsing with despair. Virgil points the moral: See? This is where ‘love’ gets you:

Love is a cruel master. There are no lengths to which it does not force the human heart. (4.413)

But Aeneas, unlike Antony, is faithful to his duty (4.394) and continues preparations for departure. Dido pours her heart out to her sister, Anna, and sends her again and again with heartfelt pleas for pity or at least a delay – but the Fates forbade it and God blocked his ears to all appeals.

‘Possessed by madness’, Dido perceives all kinds of portents. Her sacrificial offerings turn black and bloody, She hears muttering at the shrine of her dead husband. She has nightmares in which she is abandoned on the African shore alone. Madness is the key word, repeated again and again.

She instructs her sister to build a big funeral pyre in the atrium of the palace where she says she will burn all Aeneas’s belongings. She attends ceremonies supervised by a terrifying priestess from Ethiopia who chants incantations to all the deities of hell.

Like all suicides Dido can’t see a way out: if she goes with Aeneas and the Trojans she will be their chattel; if she tries to persuade the entire Tyrian people to follow her they will refuse; if she stays behind she will be the laughing stock of all the tribes around who she used to treat so haughtily and will now see her humbled. No. She must die. [Virgil dramatises the logic of her thinking all too vividly.] And she reproaches herself for ever abandoning her independent single status as a widow.

Aeneas is asleep in the stern of a ship but he has a terrifying dream vision of ‘the god’ who warns him not to wait, but to leave now before morning comes and Dido comes to talk him out of leaving or to burn his ships. He wakes and wakes his men, they weight anchor and depart.

Dido waking with the dawn sees the sea covered with their ships and the harbour empty and delivers a magnificent harangue cursing Aeneas mightily and ends with an actual curse, invoking all the gods to ensure Aeneas in his new homeland never enjoys it, but is harried by a strong race, and driven from his own land, and beg for help and see his people dying. Let him die before his time and lie unburied on the sand. And may undying enmity be between her people and his (obviously referring to the legendary enmity which grew up between Rome and Carthage in the 3rd and 2nd centuries BC).

Then she climbs onto the pyre she has prepared, delivers another magnificent speech about her destiny and her good intentions and plunges upon Aeneas’s sword and her blood foams out. Her serving women see and a great wailing spreads across the city as if the enemy were within and destroying everything (exactly as they had at Troy: repetitions and echoes).

Her sister Anna comes running, cursing herself for not realising this is what her sister really wanted the pyre built for and recriminating Dido for not waiting or sharing her death. She climbs atop the pyre and holds her sister as three times she tries to rise on her elbow but collapses and then expires.

Thus Dido died ‘in a sudden blaze of madness’ and Juno took pity and sent Iris down to loosen the binding of her soul. And so Iris descends as a rainbow through the sky and alights on the pyre and cuts a lock of Dido’s hair and thus releases her soul from its anguish.

God, surely this is the most magnificent and moving book ever written! It is breathtakingly powerful, cuts deep, and yet is short, just 23 pages in the Penguin edition, with not an ounce of fat, nothing verbose or long-winded or tiresome, but fast-moving, alert and to the point, fiercely and deeply imagined, and transcendently moving!

Book 5 Funeral games

Another storm hits, forcing them ashore back in Sicily, in the port run by his brother Eryx, where the bones of his father Anchises are buried. They are greeted by Acestes, half Trojan. The months pass until it is a full year since Anchises died and was buried. Aeneas leads sacrifices and ceremonies at his tomb.

Then he holds grand funeral games. First a boat race across the sea to a prominent rock and back. Then a running race. Then boxing matches. All are described in loving (and surprisingly exciting) detail. An arrow shooting competition and then equipage, horse management by the young contemporaries of Ascanius. They young cavalry perform a mock battle. Virgil explains how Ascanius will pass this on to his descendants and eventually it will be performed in Rome by youthful cavalry and called the lusus Troiae.

For the first time Virgil associates specific companions of Aeneas with the patrician Roman families they will establish (Mnestheus giving his name to the Memmii family, Sergestus the Sergii, Cloanthus the Cluentii [5.120], Atys founder of the Atii [5.569]).

The games are then officially ended but meanwhile the wretched women of Troy, fed up with seven years wandering over the endless ocean, rebel. Juno, font of endless schemes against Aeneas, sends Iris in disguise of one of their number to rouse them to indignation and insist that they sail no further but settle here on Sicily. Possessed by divine fury, they seize brands from the various altars and throw them into the Trojan ships.

The men quickly drop their games and rush to the beach just as the goddess leaves the women’s minds and, coming to their senses, the realise what they’ve done and run off into the woods and hills. Aeneas stares at his burning fleet and calls on Jupiter to save what little remains – at which there is a sudden torrential downpour. Most of the ships are saved but four are write-offs.

Aeneas is downhearted. But old Nautes gives good advice: he says Aeneas and the young and fit must continue on to Italy; but leave here on Sicily the old men, the women worn out by the sea, the ‘heart-weary’. Let them build a city and call it Acesta.

Still, Aeneas is worried and careworn when the ghost of his father slides down through the dark. He reinforces Nautes’ advice to leave the old and sick here on Sicily and only take the young and strong with him to Italy for there, as he has been told quite a few times by now, he will have to overcome ‘a wild and strong people’.

But Anchises tells him something new. First he will have to go down into Dis, the underworld, to meet his spirit there. He will be helped through the doorway to hell by a Sibyll. There he will learn about all the descendants who are to follow him. Then, like so many of his visions, he disappears into thin air like smoke.

Aeneas, as is his wont, goes straight into action (as he did after the god told him to leave Carthage immediately). For nine days he helps the people they’re leaving behind lay out the boundaries of the new city, build a forum, ordain laws and erect a temple to Venus, building a mini-Troy.

Then they say their farewells, make the sacrifices and oblations, and set sail, with a fair wind and rowing. Cut to Venus visiting Neptune god of the sea and bewailing Juno’s unending spite against the Trojans and beseeching Neptune to take pity on them. Neptune reminds her how he protected Aeneas when Achilles was running mad in front of Troy, and promises fair seas.

All the mortals see is the appearance of a clear sky and fair winds and they set sail for Italy with good heart. Thus Virgil shows us, behind every physical event, especially large scale ones like the weather, storms, shooting stars, erupting volcanoes and so on, the direct involvement of the gods. The gods are the environment through which mortals walk, purblind and ignorant.

And Palinurus, the loyal helmsman who has always given the best advice – the god of sleep wafts down from heaven, taps him on the temples with a stick dripping with water from the rivers Lethe and the Styx (rivers of the underworld), Palinurus is plunged into a deep sleep and the god of sleep chucks him overboard where he drowns down down down into the blue ocean.

Noticing something wrong, Aeneas goes astern and discovers his top helmsman has fall overboard, and blames him for trusting to a calm sea. But, as we know, it is not his fault. Like all mortals, there is nothing he can do to resist the whims of the gods.

Half way through the book I am noticing:

  • how many visions, ghosts, dream visitations, spectral appearances and just as sudden disappearances there are
  • by extension, the way there are few if any conversations, but rather great block chunks of speeches
  • the enormous amount of sacrifices – so many bullocks slaughtered, so many entrails, so much steaming gore

Book 6 The underworld

They make land at Cumae (according to Wikipedia ‘the first ancient Greek colony on the mainland of Italy, founded by settlers from Euboea in the 8th century BC and soon becoming one of the strongest colonies.’) Aeneas makes to the citadel with its huge temple of Apollo, and a vast cave, retreat of ‘the awesome Sibyl’. On the doors of the temple are depicted scenes from legend including the story of the Minotaur. For legend has it that this is where Daedalus touched down after making wings for himself to escape from captivity in Crete.

The daughter of the high priest tells them to make animal sacrifices then come with her. She is suddenly possessed by the go and tells Aeneas to pray. Aeneas delivers a page-long supplication to the god Apollo to have mercy on his people.

The priestess fights against the god but finally he possesses her and delivers his prophecy to Aeneas. They have finished their travels by sea. But what awaits them by land will be worse.

I see wars, deadly wars, I see the Thybris foaming with torrents of blood. (6.86)

Immigration

This line was notoriously quoted out of context by the British politician Enoch Powell in his virulently anti-immigration speech of April 1968. Reading it here, I realise there’s a political irony here, because this speech, about bloodshed, isn’t addressed to the native people, warning them against immigrants – Aeneas is the immigrant. He is the one arriving in a strange land and it is his god-inspired conviction that he’s owed a living and a future here which brings bloodshed and war.

Women’s wombs

Anyway, the god goes on to predict he must face ‘a second Achilles’. More interestingly, he warns that ‘Once again the cause of all this Trojan suffering will be a foreign bride’ – just as the entire Trojan war was fought over Helen (and just as the action of the Iliad is triggered by a squabble between Agamemnon and Achilles about who should be assigned a slave girl they captured at a raid on an outlying temple). The rightful ownership of women, and their reproductive capacity, is the core cause of these wars between violent men. Next to ownership of the land and its food-producing capacity, comes ownership of women and their baby-producing capacity. It is as primitive as that.

Madness

The visionary state in which the priestess speaks Apollo’s words is described as ‘madness’. Did Virgil use the same word for this as for the ‘madness’ of Dido? In which case it weakens the rhetoric of his argument against love and passion. If so, is it the same word he used for the ‘madness’ of the Trojan women who set fire to the ships in Sicily (5.660, 670)? In which case, is he making the point that a certain kind of madness is restricted to, or characteristic of, women?

Aeneas begs the Sibyl to allow him to go down into hell to see his father. The Sibyl warns the way down is easy, it’s the coming back that’s difficult. When the Sibyl warns that undertaking such a journey is ‘the labour of madness‘ I begin to see frenzy, insanity and madness as being a recurring theme or motif of the poem.

The Sibyl tells him a) there is a dead man lying unburied which is polluting the fleet; he must find and bury him and perform the rituals b) there is a tree in a dark grove which bears a golden bough; he must pluck it and carry it down to hell to please Queen Proserpina; but only the favoured of the gods can find it or pluck it.

Aeneas leaves, accompanied by his faithful friend Achates, and on the shore above the tideline they discover the body of Misenus. He had engaged in a horn blowing competition with a Triton who drowned him. So the Trojans chop down a load of trees (whose species Virgil carefully lists) to build a shrine and altar. While doing so Aeneas prays for help in finding the grove of the golden bough and his mother Venus sends two white doves who lead him to the tree.

He plucks the golden bough, presents it to the Sibyl, who insists on numerous more rites and sacrifices and then leads him down into hell, taking him past a checklist of the florid monsters who guard the gates, centaurs, scyllas, chimera, gorgons, harpies and so on.

Dante

I can see why Virgil was such a model for Dante in terms of format. Aeneas spots individuals among the various crowds (such as the crowd waiting to be ferried by Charon across the Styx), asks them a question, and the other briefly tells his story, explaining why he’s ended up here. This is more or less the recurring format for the entire Divine Comedy.

So Aeneas sees Palinurus, quizzes him, and Palinurus tells him his sad fate – he was not drowned after all, but swam to shore where he was murdered by ruffians. He begs to be allowed to cross the river; the sibyl says this is not possible till his body is given a decent burial; the sibyl reassures him that the people who live near his corpse will be driven by signs from heaven to find it and give it a decent burial

This entire story of Palinurus seems designed to evoke a sweet sadness, as we observe his grief, his regrets, Aeneas’s grief for him, their manly love for each other – commander and staunch helmsman – who met a cruel fate through no fault of his own. The Palinurus story encapsulates Virgil’s pity for suffering humanity. Seeing the great tide of woeful humanity waiting on the river bank, ‘the helpless souls of the unburied’, Aeneas ‘pitied their cruel fate.’

The hell sequence is packed with mythological details (three-headed Cerberus etc), but it is the human moments which strike home, not least his encounter with the shade of Dido. Till this moment he wasn’t sure what became of her but now he realises the rumours were true and she killed herself. He fulsomely apologises, saying he was driven on by the command of the gods, but she won’t even look at him, stands silent, then wafts away to be with her first, murdered, husband, grief speaking to grief.

In Wilfred Owen’s famous preface to his war poems he said ‘the poetry is in the pity’. Well, there is poetry in every aspect of this magnificent poem, but the consistent underlying tone of the Aeneid is heartfelt pity at the sad and tragic plight of humanity.

There is an awesome description of their walk through hell while the aged priestess of Apollo explains the variety and ingenuity of the punishments for all who have broken the laws of gods and men, including the shades of all the Greeks and the Trojans who fought and died during the recent war. Then they come to the home of the blessed: here there is singing and games, poets, leading up to the great Musaeus, who tells Aeneas where to find his father.

Aeneas is reunited with the spirit of his father. He goes to embrace him three times (the rule of three; just as Aeneas tried to embrace the ghost of Creusa three times, 2.792) but, like Creusa, Anchises is soft as the wind (6.700). But he can speak. He is delighted to see his son and then explains how some souls in the afterlife are purged of their earthly memories and returned to the primeval fire which first began the universe; but others buzz round Elysium for a thousand years and then are sent back to inhabit new bodies on earth. In other words, reincarnation.

He leads Aeneas and the Sibyl to a slight mound in the plain and predicts the long line of Aeneas’s descendants who will make Rome and Italy great. Reincarnation seems very unGreek but then, if his prime aim was to have scene where Aeneas is shown all his descendants, it’s hard to see how else this could have been achieved. The souls of famous men had to be available before they were born in order for Aeneas to review them. The more you think about it, the weirder it becomes.

Anchises points out Aeneas’s descendants starting with his posthumous son, Silvius who will be followed by Procas, Capys, Numitor, Silvius Aeneas, founders of Alba Longa and other settlements. Then Romulus founder of Rome ‘whose empire shall cover the earth’.

Then Anchises turns to the Caesar, mentioning Julius Caesar (remote descendant of Iulus, or Ascanius, Aeneas’s son). Then follows the famous hymn to Augustus Caesar, son of a god, who will bring back the golden years of the age of Saturn, who will extend the borders of the empire to the edge of the known world, who will achieve more than Hercules or Bacchus. Is that enough brown-nosing?

Rather anachronistically, Anchises goes back to recount the line of kings who ruled Rome, before switching to heroes of the early Republic, the Brutus who drove out the Tarquins, others who invented the consulship, Cato the Elder, the Gracchi, the two Scipios, Fabius Maximus, great figures from Roman history. And then some sternly patriotic rhetoric:

Your task, Romans, and do not forget it, will be to govern the peoples of the world in your empire. These will be your arts – and to impose a settled pattern upon peace, to pardon the defeated and war down the proud. (6.851)

Then Anchises delivers a page-long lament for a young man they see accompanying Marcellus on his triumph. This is Marcus Claudius Marcellus (42 to 23 BC), nephew of Augustus and his closest male relative, who enjoyed an accelerated political career and was married to Augustus’s daughter, Julia. But he died of an infection which swept through Italy (Augustus got it but recovered) dashing Augustus’s hopes of making him his heir. So it seems likely that this extended passage in praise of young Marcellus was written just after his death in 23 BC, in order to please Virgil’s patron, the great Augustus.

David West, the translator of the Penguin Classics edition of the Aeneid, devotes a 3-page appendix to this section, the procession of Roman heroes, giving brief descriptions of all the eminent Romans who feature in it. He mentions the story, recorded in a near-contemporary biography of Virgil, that when he was reading his poem to Augustus and his family, his sister – Octavia (mother of Marcellus) – fainted at this passage. It’s worth repeating this anecdote to emphasise just how direct and personal Augustus’s relationship with Virgil was, and therefore, by extension, with much of the content of the poem.

After the long passage of praise for Marcellus the last few sentences of the book are an anti-climax. Virgil tells us that Anchises told Aeneas about the entire future course of events, his war against the Laurentines, how he should maximise his fate.

Aeneas’s return through hell, crossing back over the Styx, climbing back up to the entrance to the great cavern – all this isn’t even described. Instead all we get is a short, abrupt sentence saying that Aeneas made his way back to his ships and his comrades, then steered a straight course to the harbour of Caieta, where they dropped anchor.

It’s an oddly abrupt ending to one of the most magnificent and influential books of poetry ever written.

Epithets of Aeneas

I’ve slowly been realising that, as the poem progresses, Aeneas comes to be accompanied by more and more adjectives. I mean that, in the early books, he is mostly plain ‘Aeneas’. But it’s noticeable that, certainly by book 6, his name rarely occurs without being accompanied by an adjective indicating his greatness. By this sly method, Virgil implies the way Aeneas grows in stature, experience and leadership as the adventures continue. I’d noticed the same happening to Anchises who, in the earlier books, comes to be referred to more and more frequently as Father Anchises. When he dies the title passes quietly to Aeneas, Father Aeneas, sometimes referred to as ‘the son of Anchises’, and then the epithets begin to occur more frequently:

  • the leader of the Trojans (4.165)
  • the son of Anchises (5.424)
  • the great-hearted son of Anchises
  • Father Aeneas (5.461)
  • dutiful Aeneas (6.233)
  • devout Aeneas (5.685, 12.175)
  • the hero Aeneas (6.103)
  • huge Aeneas (6.413)
  • great glory of our Troy (6.547)
  • Aeneas, greatest of warriors (9.41)
  • great Aeneas (10.159)

Roman reviews

The Eclogues by Virgil

Publius Vergilius Maro, generally referred to in English simply as Virgil (or Vergil), was the greatest Roman poet. He wrote three of the most famous poems in Latin literature: the Eclogues, the Georgics, and the epic poem, the Aeneid.

Historical background

Virgil was born in 70 BC, in the consulships of (the bitter rivals) Marcus Licinius Crassus and Gnaius Pompeius. When Virgil was 7, Cicero was consul and managing the Catiline conspiracy. When he was 10, the rivals Pompey and Crassus were reconciled by Julius Caesar who formed them into the behind-the-scenes alliance which later came to be called the First Triumvirate.

The 50s BC in Rome were characterised by the street violence of rival political gangs led by Publius Clodius Pulcher and Titus Annius Milo. For most of the decade (58 to 50) Julius Caesar was racking up famous victories in his campaign to conquer all of Gaul. In 53 Crassus’s army was destroyed by the Parthians at the Battle of Carrhae and he was killed, ending the triumvirate.

At the end of the 50s, the 18 year old Virgil arrived in Rome to find a career. Throughout 50 BC the political crisis grew deeper and, eventually, in January 49, Caesar illegally led a legion of his Army of Gaul across the river Rubicon, thus triggering civil war with Pompey and the senate. Virgil was 21.

This civil war dragged on for 5 long years, dividing families, laying waste tracts of land which armies marched across despoiling, with a series of battles in which Romans killed Romans at locations around the Mediterranean, until Caesar’s final victory in Spain at the Battle of Munda in March 45.

Caesar returned to Rome and began administering the empire, briskly and efficiently. Soon after he had had himself made dictator for life, he was assassinated in March 44. Virgil was 26. But removing the dictator did not bring the moribund forms of the old Republic back to life, as the conspirators, led by Brutus and Cassius, had hoped. Instead it inaugurated another 13 years of political instability, with the arrival in Rome soon after the assassination of Caesar’s adoptive son and heir, Gaius Octavius, complicating an already fraught situation.

After initially fighting against Caesar’s former lieutenant, Marcus Antonius, Octavius made peace with him in November 43, inviting a third military leader, Marcus Aemilius Lepidus, to form what became known as the Second Triumvirate. Virgil was now 27.

In 42 BC the combined forces of Antony and Octavian defeated those of Brutus and Cassius at the Battle of Philippi (where the poet Horace led a legion on the losing side).

The second triumvirate lasted a long time, from 43 to 31 BC, although the partners often fell out, fiercely criticised each other and sometimes threatened open conflict. Antony assigned himself rule of the eastern Mediterranean in which capacity he a) embarked in 36 BC on an ill-fated attempt to invade the Parthian Empire, which ended in complete failure; and b) based himself in the capital of Egypt, Alexandria, where he famously had a long relationship with its queen, Cleopatra, fathering 2 children by her.

In 36 a war against Pompey’s surviving son, Sextus, who obstinately held the island of Sicily and was using his fleet to attack Roman ships, provided the pretext Octavius needed to accuse Lepidus of ineffectiveness and corruption and send him into internal exile in Italy. Virgil was 34.

The second triumvirate had become a duumvirate and very unstable, with Octavius using Antony’s relationship with Cleopatra to paint him as undignified, unroman, unpatriotic. Eventually Octavius declared open war on Antony, marching his forces to meet Antony’s legions in Greece, and defeating his fleet at the naval Battle of Actium, in September 31, after Cleopatra famously led her small contingent away from the battle, prompting the latter to follow her and abandon his own sailors to defeat.

The ill-fated couple returned to Alexandria and, when Octavius approached the city with his legions, both committed suicide.

Not only was Octavian now the only one of the triumvirate left but, after the long 18 years of almost continual civil war since Caesar crossed the Rubicon, he was the only figure with any authority left in Roman politics.

With astonishing assurance he proceeded to transform the constitution of the old Republic into the shape of what would become the Roman Empire, with him at its centre holding all the strings. Virgil was 39 when Octavius emerged as the strongest figure in Rome, and 43 when, 4 years later, the senate awarded him the title by which he is known to history, ‘Augustus’. His entire adult life had been lived against a backdrop of war, dispute and destruction.

The Oxford University Press edition

The 1930s poet Cecil Day Lewis made translations of The Georgics in 1940 and of The Eclogues in 1963. These (fairly dated) translations are still available in a nifty Oxford University Press paperback, with a 1983 introduction by academic R.O.A.M. Lyne (both, like most classicists, educated at private school and Oxbridge).

Virgil the poet

Let Athena dwell in the cities she has founded. For me the woodlands.
(Eclogue 1, line 62)

Between 42 and 39 Virgil wrote ten short poems known as the Eclogues. In the introduction to this OUP volume, R.O.A.M. Lyne explains that Virgil’s explicit model was the Greek poet Theocritus (300 to 260 BC). Theocritus wrote a variety of poems but is famous for his idylls and bucolics. The word idyll is Greek and originally meant simply ‘little scene’ or ‘vignette’. In Theocritus’s hands, an idyll became a short poem describing an idealised view of country life among peasants, farmers and especially shepherds. A bucolic is a similar form, describing idealised peasant life in the country.

Theocritus helped establish the long literary tradition whereby apparently artless depictions of idealised country life turn out to be the opposite of naive and simple-minded but often the most sophisticated verse of all. Theocritus’s shepherds display a surprising ability to quote previous poets or refer to Greek legend and seem to spend far more time reciting beautifully formed verse to each other than tending their flocks.

Theocritus stands at the start of that tradition that pretending to rural simplicity is nearly always associated with sophisticated and aristocratic audiences who like to take a break from their more serious urban responsibilities with fantasies of country living. Look at the elaborate form and demandingly allegorical content of Spenser’s Faerie Queene or the 18th century’s endless paintings of shepherds and swains. Vide Marie Antoinette’s fondness for dressing up as a shepherdess.

Virgil takes the already sophisticated form Theocritus had developed and adds a whole new range of subterranean depths to it. His stretching of the form he inherited is indicated by the very first eclogue in the set. This deals, albeit tangentially, with a controversial aspect of contemporary Roman policy (see below). Other poems address the turmoil of romantic love with a disruptive intensity not found in Theocritus.

An indication of his difference is that Virgil didn’t use Theocritus’s term, idyll, but called his poems eclogues, eclogue in Latin meaning ‘draft’, ‘selection’ or ‘reckoning’. By the Middle Ages the terms idyllbucolic and eclogue had become almost synonymous.

Eclogue 1

A dialogue between Tityrus and Meliboeus. Tityrus describes having been up to Rome to petition ‘the young prince’ to keep his family land. The prince grants his petition and so Meliboeus is a ‘fortunate old man’, whereas Tityrus laments that he and many like him will be dispersed to Scythia, ‘bone-dry Africa’, even to Britain, ‘that place cut off at the world’s end (line 66).

This poem was probably written in 41 BC, when Octavian was arranging the demobilisation and settlement around Italy of soldiers who had fought for him and Antony in the campaign to defeat the assassins of Julius Caesar, which climaxed in the Battle of Philippi (October 42 BC). Antony went on to sort out the East while Octavian was given the unwelcome task of settling the demobbed veterans. He carried out the very unpopular policy of dispossessing current farmers from their land in order to assign it to veterans (who often had no clue about running a farm, something Meliboeus bitterly points out in this poem):

To think of some godless soldier owning my well-farmed fallow,
A foreigner reaping these crops!

And laments that this is what the civil wars have brought them to:

…To such a pass has civil
Dissensions brought us: for people like these have we sown our fields.

So the first eclogue may be cast as a Theocritan idyll, and feature descriptions of idealised country scenery and farming practices – but it makes no bones about dealing with very contemporary politics, unfair state policy, unfairness and bitterness.

Eclogue 2

By contrast the second eclogue consists of the soliloquy or monologue of the shepherd Corydon who burns with love for the ‘handsome boy’, Alexis. Corydon boasts of his ability with the Pan pipes, the fertility of his flocks, and the idyllicness of the lives they could live together…but to no avail.

And, again, although the poem is deceptively dressed in rural imagery, the feeling is intense:

Yet love still scorches me – love has no lull, no limit. (line 68)

It’s worth pointing out that this is an explicitly homosexual poem, which did Virgil no harm at all with his patron, Maecenas nor his emperor.

Eclogue 3

The third eclogue feels different, again. It features rough and tumble squabbling between Menalcas and Damoetas, which leads up to Damoetas suggesting they hold a singing contest to decide who’s best.

At which point the poem turns from consisting of Virgil’s standard hexameters into alternating series of four-line, four-beat stanzas which have much shorter lines, a lyric format which Day-Lewis captures by making them rhyme.

The wolf is cruel to the sheep,
Cruel a storm to orchard tree,
Cruel is rain to ripened crops,
Amaryllis’ rage is cruel to me.

Eclogue 4

A dramatic departure from the stereotypical idea of an easy-going chat between shepherds, this eclogue is an extremely intense, visionary poem prophesying the birth of a divine baby who will usher in a Golden Age, peace on earth and describes a new age of peace and plenty when farm animals mind themselves and there is enough for all.

Later, Christian, commentators took this to be a prediction of the birth of Christ (about 40 years after the poem was written) and this was part of the mystique that grew up around Virgil in the Middle Ages, one reason why Dante chose him to be his guide through Hell in his long poem, the Divine Comedy.

Chances are, however, that Virgil had a much more mundane practical event in mind. The alliance between Octavian and Antony following Caesar’s assassination was very ropey indeed, and kept needing patching up. One such occasion was the Pact of Brundisium, agreed in 40 BC, whereby, among other provisions, Antony agreed to marry Octavian’s sister, Octavia (a betrothal portrayed in Shakespeare’s play Antony and Cleopatra). According to this interpretation, the ‘saviour child’ of this poem is the son everybody hoped would be born of this union, who would usher in a post-civil war era of peace and plenty.

In the event, the alliance wore very thin before Octavius eventually declared war on Antony and Cleopatra in 31 BC, leading to their naval defeat at the Battle of Actium and their double suicide soon thereafter. Thus, the cynical reader may conclude, all hyperbolic expectations of a New Age tend to be brutally disappointed by real world politics.

Eclogue 5

In a completely different mood, back in the land of idylls, shepherds Menalcas and Mopsus bump into each other and decide to have a singing contest, taking turns to sing poems they have written about the lovely Daphnis.

Eclogue 6

Two naughty shepherds (Cromis and Mnasyllus) come across the old drunk, Silenus, in a cave and tie him up, but he insists on singing a series of strophes absolutely packed with references to Greek mythology, a kind of 2-page summary of Ovid’s Metamorphoses.

Eclogue 7

Goatherd Meliboeus relates how Daphnis called him over to listen to a singing competition between Corydon and Thyrsis, who proceed to take turns singing 12 4-line rhyming stanzas.

More sweet than thyme, more fair than pale ivy,
More white to swans you are to me:
Come soon, when the bulls through the meadows are homing,
Come soon, if you love me, my nymph of the sea!
(lines 37 to 40)

Eclogue 8

Another singing competition, this time between Damon and Alphesiboeus, and this time, instead of alternating short verse, each takes it in turn to sing a page-long poem made of longer, rhyming stanzas, each ending with the same line repeated as a refrain. Damon’s verses go like this:

A child you were when I first beheld you –
Our orchard fruit was chilled with dew –
You and your mother both apple gathering:
Just twelve I was, but I took charge of you.
On tiptoe reaching the laden branches,
One glance I gave you and utterly
My heard was ravished, my reason banished –
O flute of Maenalus, come, play with me!

Alphesiboeus’s verse is more interesting: it describes the magic, witchcraft, incantations and magic objects the narrator creates and casts in order to get his beloved, Daphnis, to return to him:

These keepsakes he left with me once, faithless man:
They are things that he wore – the most precious I own.
Mother earth, now I dig by my door and consign
Them to you – the dear keepsakes that pledge his return.
Make Daphnis come home from the city, my spells!

This also appears to be an explicitly gay poem, a man keening for his male lover.

Eclogue 9

This is another poem lamenting the unfair and divisive policy of land sequestration. Two out of the ten poems are on this subject. Sad Moeris complains to Lycidas that an outsider has taken over his farm and made him a servant on his old land and that’s why he is now driving his (the new owners’) goats to market.

Interestingly, Lycidas says he’d heard that the intercession of the poet Menalcus had prevented the land appropriation going ahead. Not so, replies bitter Moeris. But the interesting point is: is this a reference to Virgil’s attempts to moderate the land confiscation policy by appealing to Augustus? And a sad reflection on his failure?

MOERIS:… But poems
Stand no more chance, where the claims of soldiers are involved,
Than do the prophetic doves if the eagle swoops upon them.

This touches on the broader point of Virgil’s ambiguity: his verse is very finely balanced between political allegory, factual description and poetic fantasia. It hovers and shimmers between different layers of meaning.

Meanwhile, the two characters manage to get over their initial bitterness and swap fragments of poems they themselves have written or other people’s lines which they remember. Lycidas points out that the wind has dropped, the lake waters are still. It’s a golden opportunity to stop their trudge to the market town and recite to each other their favourite old songs. At which point the poem ends.

Complex effects. Although the rural setting and the simple names and many of the homely details about goats and plants and whatnot frankly derive from his Greek model, the emotion or psychological effect is more complex and multiflavoured than Theocritus.

Eclogue 10

A poem dedicated to Virgil’s friend, Caius Cornelius Gallus, politician and poet. He wrote elegies devoted to a fictional female figure, Lycoris who, the note tells us, is probably a code name for the courtesan Cytheris, also Mark Antony’s lover. (Shades of Catullus’s beloved Lesbia, being the code name of Clodia, lover of umpteen other young Roman men. Roman poets and their aristocratic affairs).

The translation

I liked Day Lewis’s translation well enough, it is light and clear, as the examples I’ve quoted demonstrate. I suppose you could quibble about the slight unevenness of register: some of his phrasing uses the vague, rather stagey diction of so much translationese:

Let us honour the pastoral muse of Damon and Alphesiboeus,
Whose singing, when they competed together, left the lynxes
Dumbfounded, caused a heifer to pause in her grazing, spellbound,
And so entranced the rivers that they checked their onward flow.
(Eclogue 8, opening lines)

It’s clear enough but not really what any actual modern poet would write. Anyway, my point is that this slightly stiff style comes a cropper in the many places where Day Lewis attempts a more demotic, matey note:

I’m driven from my home place but you can take it easy…

I have two roes which I found in a dangerous combe…
Thestylis has been begging for ages to take them off me…

‘Bumpkin! As if Alexis care twopence for your offerings!’

I wonder when the last time was that any English speaker used the word ‘bumpkin’ in a literal, serious sense? Or:

‘Watch it! What right do you have to lecture a chap!’

‘You desperado, while his mongrel was barking his head off!’

‘Strike up if you have a song to sing, I’ll not be backward…’

‘I’ll not be backward’ – of course I understand the meaning, I just kept being brought up short by Day Lewis’s well-meaning 1950s slang. Maybe it’s in the original: maybe the Virgil has a variety of tones, from the tragically lovelorn to the banter of farm workers. But this unevenness is definitely a feature of the Day Lewis translation.

Scansion

Scansion means the method of determining the metrical pattern of a line of verse. Latin (and French and Italian) verse uses patterns based on the number of syllables in a line and the different ‘lengths’ of each syllable. English poetry, rather more crudely, is based on the number of beats in each line. In English poetry each beat is at the heart of a ‘foot’, and each foot can have 1, 2 or 3 other unstressed syllables either before or after the beat. Thus a iambic pentameter is a line made up of five beats and so five ‘feet’, with each ‘foot’ made up of two syllables, the beat falling on the second one, di dum. A ‘foot’ with two syllables with the stress falling on the second one was called, by the ancient Greeks, a iamb, and so a iambic pentameter is a five-beat line, consisting of five feet, all of them in the form di dum.

Di dum di dum di dum di dum di dum.

Shall I compare thee to a summer’s day?

But I struggled to figure out the metre of many of Day Lewis’s verses. First off, the eclogues are not all written in the same style. Day Lewis varies the verse forms a lot. There appears to be a long form line for the basic narrative sections, which he varies when the various shepherds and goatherds go into their singing competitions. But I found it difficult to scan even his basic form. Take the opening of Eclogue 4:

Sicilian Muse, I would try now a somewhat grander theme.

This seems to me a regular iambic heptameter i.e. seven beats.

Sicilian Muse, I would try now a somewhat grander theme.

But the next two lines throw me:

Shrubberies or meek tamarisks are not for all: but if it’s
Forests I sing, may the forest be worthy of a consul.

If the first line is intended to have only 7 beats in it, surely it would end on ‘if’. Not only do these lines not have 7 beats but the beat is difficult to assign. Is it shrub-be-ries or shrub-ries? Either way that appears to be a trochee i.e. a foot which starts with the beat instead of having it second.

Maybe it’s deliberate. Maybe Day Lewis writes a loose long line which occasionally falls into the regularity of a heptameter but just as often skips round it. Maybe it’s designed to shimmer round regularity just as Virgil’s allegories and political meanings shimmer into view then disappear again.

At the start of the book Day Lewis writes a brief note about his approach to translation, which mentions that in some of the singing competitions between shepherds he uses ‘rhythms of English and Irish folk song’. This explains the stimulating variety of verse forms found throughout the book. Some of them have a regularity I enjoyed, but I found others puzzling and a bit irritating:

The fields are dry, a blight’s in the weather,
No vine leaves grow – the Wine-god is sour

So far I read these as having four beats per line (and so tetrameters), with variation in the feet i.e. they’re not all strict iambs. But having got into that swing, the next 2 lines (and there are only four; this is a quatrain) threw me by having five beats, but beats which don’t occur in any neat way:

Shading our uplands – but when my Phyllis comes here,
Green shall the woodlands be, and many the shower.

I wondered whether he was using the Latin technique of literally counting the syllables in each line and ignoring the beats, but I don’t think it’s that, since the first line has 10 syllables, the second 9, the third 12 and the fourth 12. Maybe I’m missing something obvious, but I found this lack of regularity in Day Lewis’s verse irksome and distracting.

Competition

All the histories I’ve read of the period describe the escalation of once-sensible rivalry between Rome’s leading men into increasingly violent, bitter and unforgiving conflict. It becomes almost an obsession of Tom Holland’s account, which blames out-of-control, toxic political rivalry for the Republic’s collapse.

That was my first thought when I realised that, far from idyllic peace and tranquility half of the poems describe and enact poetic competitions. Now I know that the competing goatherds aren’t bribing the voters and having each other’s supporters beaten up in the streets, as in the chaotic final decades of the Republic, nothing like that, the competitions are presented as amiable, good-hearted exercises (Eclogues 7 and 8). Still. Its presence in these would-be idyllic poems suggests that competition was a fundamental category which informs / underpins / infects absolutely every aspect of Roman existence.


Credit

The Eclogues by Virgil were translated into English by Cecil Day Lewis in 1963. I read them in the 1999 Oxford University Press paperback edition.

Roman reviews

The Book of Imaginary Beings by Jorge Luis Borges (1967)

This is an alphabetical list of fantastical and imaginary beasts from myth and legend, compiled by Borges with the assistance of his friend, Margarita Guerrero, and, to be honest, it’s a bit boring.

The Penguin paperback edition of The Book of Imaginary Beings has three prefaces which, among other things, point out that the collection grew, from 82 pieces in 1957, to 116 in 1967, to 120 in the 1969 edition. It’s an example of the pleasurable way all Borges’s collections – of poems, essays or stories – accumulate additional content over successive editions and, in doing so, hint at the scope for infinite expansion, and the dizzying sense of infinite vistas which lie behind so many of his fictions.

Imaginary beings

Strictly speaking there’s an endless number of imaginary beings since every person in every novel or play ever written is an imaginary being – but, of course, the authors have in mind not imaginary people but imaginary animals, fabulous beasts concocted by human fantasy. They have aimed to create:

a handbook of the strange creatures conceived through time and space by the human imagination

The book was created in collaboration with Borges’s friend Margarita Guerrero, and between them they tell us they had great fun ransacking ‘the maze-like vaults of the Biblioteca Nacional’ in Buenos Aires, scouring through books ancient and modern, fictional and factual, for the profiles of mythical beings from folklore and legend.

One of the conclusions they make in the preface was that it is quite difficult to make up new monsters. Many have tried, but most new-fangled creatures fall by the wayside. For example, Flaubert had a go at making new monsters in the later parts of The Temptation of Saint Anthony, but none of them really stir the imagination. There appear to be some archetypal patterns which just seem to gel with the human imagination, which chime with our deepest fears or desires and so have lasted through the centuries in folklore and myth, and are found across different cultures.

We are as ignorant of the meaning of the dragon as we are of the meaning of the universe, but there is something in the dragon’s image that appeals to the human imagination, and so we find the dragon in quite distinct places and times. It is, so to speak, a necessary monster, not an ephemeral or accidental one, such as the three-headed chimera or the catoblepas.

There are entries for 120 imaginary beasts, arranged in alphabetical order across 142 pages, making an average of 1.2 pages per entry, much shorter even than his short stories, about the same length as the ‘parables’ included in Labyrinths. Where possible, the authors include references to the source documents or texts where they discovered good descriptions of the beast in question.

But book actually references quite a few more than the 120 nominal beasts since many of the entries are portmanteau headings of, for example, the imaginary fauna of Chile (6 beasts); the Fauna of China entry (taken from the T’ai P’ing Kuang Chi) describes 12 imaginary beasts and 3 types of mutant human (people whose hands dangle to the ground or have human bodies but bat wings); the Fauna of America entry describes nine weird and wonderful animals. In other words, the book actually contains names and descriptions of many times 120 beasts, at a rough guess at least three times as many.

Thoughts

This should all be rather wonderful, shouldn’t it? But although it’s often distracting and amusing, The Book of Imaginary Beings almost entirely lacks the sense of wonder and marvel which characterises the extraordinary contents of Labyrinths.

Ultimately, the long list becomes rather wearing and highlights the barrenness of even the most florid creations if they are not brought to life by either a chunky narrative (I mean a narrative long enough for you to become engaged with) or by Borges’s magic touch, his deployment of strange and bizarre ideas to animate them.

Borges’s best stories start with wonderful, mind-dazzling insights and create carapaces of references or narrative around them. These encyclopedia-style articles about fabulous creatures, on the other hand, occasionally gesture towards the strange and illuminating but, by and large, remain not much more than a succession of raw facts.

For example, we learn that the word ‘basilisk’ comes from the Greek meaning ‘little king’, that the fabulous beast it refers to is mentioned in the authors Pliny and Chaucer and Aldrovani, in each of which it has a different appearance; we are given a long excerpt about the basilisk from Lucan’s Pharsalia.

Well, this is all very well and factual, but where are the ideas and eerie insights which make Borges’s ficciones so mind-blowing? Nowhere. The entries read like raw ingredients which are waiting to be cooked by Borges into a dazzling essay… which never materialises. More than that, it’s full of sentences which are uncharacteristically flaccid and banal.

Suggested or stimulated by reflections in mirrors and in water and by twins, the idea of the Double is common to many countries.

Really? In some of his stories this idea comes to dazzling life; in this collection of articles, it lies dead on the page.

A bestiary manqué

You could argue that the whole idea is an updating of the popular medieval genre of the ‘bestiary’. Wikipedia gives a pithy summary of the genre:

A bestiary is a compendium of beasts. Originating in the ancient world, bestiaries were made popular in the Middle Ages in illustrated volumes that described various animals and even rocks. The natural history and illustration of each beast was usually accompanied by a moral lesson.

I think the key is in that final phrase: bestiaries may well have fired the imaginations of their readers, amused and distracted them, but they had a purpose. Indeed, to the medieval mind the whole natural world was full of meaning and so every single creature in it existed to point a moral, to teach humans something (about God, about the Christian life, and so on). Bolstering every anecdote about this or that fabulous animal was a lesson we could all take away and benefit from.

Whereas, being 20th century agnostics and, moreover, of a modernist turn of mind which prefers clipped brevity to Victorian verbosity, the authors write entries which are deliberately brief and understated, and shorn of any moral or reflection, or analysis.

Whereas Borges’s fictions tend to build up to a bombshell insight which can haunt you for days, these entries just end and then you’re onto another item on the list, then another, then another, and after a while the absence of analysis or insight begins to feel like an almost physical lack.

Pictures

Given its static nature as a rather passive list written in often lifeless prose, what this book would really, really have have benefited from would have been being published in a large, coffee table format with an illustration for each monster.

I googled a lot of the entries in the book and immediately began having more fun on the internet, looking at the weird and wonderful illustrations of the beasts – comparing the way the basilisk or chimera or behemoth have depicted through the ages (and in our age which has seen an explosion of fantastical illustrations) than I had in reading Borges and Guerrero’s rather drab texts.

The two-headed Bird Dragon Ouroboros from the Aberdeen bestiary Illuminated manuscript

The two-headed bird-dragon Ouroboros from the Aberdeen bestiary illuminated manuscript

Favourites

On the up-side, here are some things I enjoyed:

I was delighted that The Book of Imaginary Beings contains not one but two entries for made-up creatures in C.S. Lewis’s science fiction novel, Perelandra.

To be reminded of the strange fact that Sleipnir, the horse belonging to Odin, king of the Norse gods, had eight legs.

A Chinese legend has it that the people who lived in mirrors were a different shape and size and kind from the people in this world. Once there were no borders and people could come and go between the real world and the mirror world. Then the mirror people launched an attack on our world but were defeated by the forces of the Yellow Emperor who compelled them to take human form and slavishly ape all the behaviour of people in this world, as if they were simply our reflections. But one day they will rise up and reclaim their freedom (Fauna of Mirrors).

The Hidebehind is always hiding behind something. No matter how many times or whichever way a man turns, it is always behind him, and that’s why nobody has been able to describe it, even though it is credited with having killed and devoured many a lumberjack. The Goofus Bird builds its nest upside down and flies backward, not caring where it’s going, only where it’s been.

At one point Borges lingers on the dogma of the Kabbalists and, for a moment, the real deep Borges appears, the one fascinated by the paradoxes of infinity:

In a book inspired by infinite wisdom, nothing can be left to chance, not even the number of words it contains or the order of the letters; this is what the Kabbalists thought, and they devoted themselves to the task of counting, combining, and permutating the letters of the Scriptures, fired by a desire to penetrate the secrets of God.

A Platonic year is the time required by the sun, the moon, and the five planets to return to their initial position; Tacitus in his Dialogus de Oratoribus calculates this as 12,994 common years.

In the middle of the twelfth century, a forged letter supposedly sent by Prester John, the king of kings, to the Emperor of Byzantium, made its way all over Europe. This epistle, which is a catalogue of wonders, speaks of gigantic ants that dig gold, and of a River of Stones, and of a Sea of Sand with living fish, and of a towering mirror that reflects whatever happens in the kingdom, and of a sceptre carved of a single emerald, and of pebbles that make a man invisible or that light up the night.

Threes

The Greek gods ruled three realms, heaven ruled by Zeus, the sea ruled by Poseidon, and hell ruled by Hades.

In ancient Greek religion the Moirai, called by the Romans the Parcae, known in English as the Fates, were the incarnations of destiny: Clotho (the ‘spinner’), Lachesis (the ‘allotter’) and Atropos (the ‘unturnable’, a metaphor for death).

Cerberus, the huge dog guarding hell, had three heads.

In Norse mythology, the Norns are female beings who rule the destiny of gods and men. In Snorri Sturluson’s interpretation of the Völuspá, there are three main norns, Urðr (Wyrd), Verðandi and Skuld. They are invoked in the three weird sisters who appear in Shakespeare’s Macbeth.

There are many valkyries – choosers of the dead –but tradition names three main ones as Hildr, Þrúðr and Hlökk.

Hinduism has Trimurti (Sanskrit for ‘three forms’) referring to the triad of the three gods Brahma, Vishnu, and Shiva.

The Christian God is a Trinity of God the Father, God the Son and God the Holy Spirit.

Jesus is resurrected on the third day after his crucifixion (counting Good Friday, Saturday and Sunday as days), an event prefigured by the three days the prophet Jonah spent in the belly of the whale.

In The Divine Comedy Dante journeys through the three parts of the afterworld, hell, purgatory and paradise.

According to Moslem tradition, Allah created three different species of intelligent beings: Angels, who are made of light; Jinn (‘Jinnee’ or ‘Genie’ in the singular), who are made of fire; and Men, who are made of earth.

Jinnee or genies grant three wishes.

Humans divide time (if it exists, that is) into the past, the present and the future.

The three billygoats gruff. The three bears. The three little pigs.

Fours

The four horsemen of the apocalypse.

The four gospels of the four evangelists, each one symbolised by an animal: to Matthew a man’s face, Mark the lion; Luke the calf; and John, the eagle.

In Babylon, the prophet Ezekiel saw in a vision four beasts or angels, ‘And every one had four faces, and every one had four wings’ and ‘As for the likeness of their faces, they four had the face of a man, and the face of a lion, on the right side: and they four had the face of an ox on the left side; they four also had the face of an eagle.’

John the Divine in the fourth chapter of Revelations: ‘And before the throne there was a sea of glass like unto crystal: and in the midst of the throne, and round about the throne, were four beasts full of eyes before and behind. And the first beast was like a lion, and the second beast like a calf, and the third beast had a face as a man, and the fourth beast was like a flying eagle. And the four beasts had each of them six wings about him; and they were full of eyes within…’

In the most important of Kabbalistic works, the Zohar or Book of Splendour, we read that these four beasts are called Haniel, Kafziel, Azriel, and Aniel and that they face east, north, south, and west.

Dante stated that every passage of the Bible has a fourfold meaning: the literal, the allegorical, the moral, and the spiritual.

The four corners of the earth. The four points of the compass.

The Greeks divided visible matter into the four elements of fire, earth, air, and water, and attributed the four humours which match them, black bile, yellow bile, phlegm, and blood, themselves the basis of the four temperaments of mankind, choleric, melancholic, phlegmatic and sanguine, respectively.

The four magic animals of Chinese cosmogony.

The four animals of good omen, being the unicorn, the dragon, the phoenix, and the tortoise.

A Borges reading list

This is an incomplete list of the texts most frequently referred to in The Book of Imaginary Beings. Laid out like this you can see how, beyond the respectable tradition of the classics, this is a kind of greatest hits selection of the esoteric and mystical traditions of world literature.

Reflecting on the list of texts, I realised they have one thing in common which is that they are all pre-scientific and non-scientific. Personally, I believe in modern cosmology’s account of the creation of the universe in a big bang, in the weird discoveries of particle physics which account for matter, gravity, light and so on; and, when it comes to life forms, I believe in a purely mechanistic origin for replicating life, and in Darwin’s theory of natural selection as improved by the discovery of the helical structure of DNA in 1953 and the 70 subsequent years of genetic science, to explain why there are, and inevitably have to be, such an enormous variety of life forms on earth.

For me, taken together, all the strands of modern science explain pretty much everything about the world around us and about human nature: why we are why we are, why we think and behave as we do.

None of that is recorded in any of these books. Instead everything in the books listed here amounts to various types of frivolous entertainment and speculation. It could be described as highly decorative rubbish. Homer and the Aeneid may well be the bedrocks of Western literature and Dante one of the central figures of European civilisation but, having lived and worked in the world for over 40 years, I’m well aware that the vast majority of people neither know nor care, and care even less about the more remote and obscure books on this list. They are for the pleasure of antiquaries and lovers of the obscure; people, dear reader, like thee and me.

Ancient world

  • The Epic of Gilgamesh
  • The Iliad and the Odyssey by Homer
  • Hesiod’s Theogony and Book of Days (700 BC)
  • The Old Testament
  • The Tibetan Book of the Dead
  • The Mahābhārata (3rd century BC?)
  • The Argonautica by Apollonius Rhodius (3rd century BC)
  • The Aeneid by Virgil (29 to 19 BC)
  • Metamorphoses or the Books of Transformations by Ovid (8 AD)
  • De Bello Civili or the Pharsalia by Lucan (30 AD?)
  • On the Nature of the Gods by Cicero
  • The Natural History by Pliny the Elder (77 AD)
  • History of the Jewish Wars by Flavius Josephus
  • The New Testament (1st century AD)

Middle Ages

  • Beowulf
  • The Exeter Book (tenth century)
  • The Song of Roland (11th-century)
  • The Poetic Edda (13th century)
  • The Prose Edda (13th century)
  • The Zohar, primary text of the Kabbalists
  • The 1001 Arabian Nights
  • The Golden Legend compiled by Jacobus de Voragine (thirteenth century)
  • The Travels of Marco Polo (1300)
  • The Divine Comedy by Dante Alighieri (1320)
  • Travels of Sir John Mandeville (1360s)
  • Autobiography by Benvenuto Cellini (1563)
  • Orlando Furioso by Ludovico Ariosto (1532)

Early modern

  • The Ingenious Gentleman Don Quixote of La Mancha by Miguel de Cervantes (1605 and 1615)
  • The Anatomy of Melancholy by Robert Burton (1621)
  • Hydriotaphia, Urn Burial, or, a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)
  • Peter Wilkins by Robert Paltock (1751)
  • The World as Will and Representation (1844) by Arthur Schopenhauer
  • The Temptation of Saint Anthony by Gustave Flaubert (1874)
  • The Golem by Gustav Meyrink (1915)

Would be a challenge, fun and interesting to read all these books, in this order. A nutritious slice through Western civilisation.


Related links

Borges reviews

Heard in the Dark, One evening and others by Samuel Beckett

Samuel Beckett short prose pieces from the 1970s.

  • Heard in the Dark 1
  • Heard in the Dark 2
  • One Evening
  • As the story was told (1973)
  • The Cliff (1975)
  • neither (1976)

Heard in the Dark 1

The two Heard in the Darks were extracts from the work in progress which was eventually published in 1980 as Company. These two extracts were published as stand-alone pieces in literary magazines.

Heard In the Dark 1 begins with unusual syntactical clarity i.e. readable sentences:

The last time you went out the snow lay on the ground.

It depicts a consciousness ‘lying in the dark’ remembering taking a spring walk in the snow. Because Beckett is determinedly anti-romantic he depicts the snow with lambs frolicking in it but also ‘strewn with red placentae’. the blood-soaked reality of farming reminded me of Ted Hughes’s many poems of farm life and lambing, from Moortown in particular.

He knows the walk inside out, could virtually do it with his eyes shut. With characteristically Beckettian obsessiveness about numbers he says, ‘you need normally from eighteen hundred to two thousand paces depending on your humour and the state of the ground.’

He used to do the walk with his father but not any more: ‘Your father’s shade is not with you any more. It fell out long ago.’ But now the walk is getting harder.

The same hundred yards you used to cover in a matter of three to four minutes may now take you anything from fifteen to twenty.

This is because the character has, as if in a nightmare, encountered what you could call The Beckett Problem which is simply: he can’t go on. Of his feet, he asks:

Can they go on? Or better, Shall they go on?

Now he lies in the dark remembering the scene and the sense of slow decline. At the very end he looks back expecting to see the usual straight line of footprints in the snow. He thinks he’s walking in a straight line, ‘a beeline’, ‘taking the course you always take’. But looking back at his footprints, he realises he’s been walking in a great swerve, anti-clockwise or ‘withershins’. And that’s the end of the fragment.

This prompts two thoughts:

1. ‘withershins’ is a Scottish dialect word and he was fond of these abstruse terms for direction, also using ‘deasil’ in several works from this time, which is a Gaelic word meaning ‘right-hand-wise, turned toward the right; clockwise.’

2. The Faber Companion To Samuel Beckett suggests the counter-clockwise circular movement is a nod to the same direction taken by Dante in the Inferno. Dante isn’t mentioned anywhere, but the piece is obviously yet another journey, though that makes it sound too glamorous, it’s yet another laborious trudge and in this fairly basic way lots of Beckett’s prose pieces can be related to Dante’s Divine Comedy, insofar as they are often about people trudging through bleak, inhospitable landscapes and/or bodies contorted into uncomfortable or painful positions, which is what the Inferno is packed with.

The obvious difference is that in the Divine Comedy, Virgil carefully explains why the people they see are in the plight they’re in, there’s always a good reason and the punishment generally matches the sinner’s sins. Not only that, but the individual is generally emblematic if wider categories of sin, which themselves sit within a carefully worked-out framework of Christian reward and punishment. In other words, The Divine Comedy overflows with meaning and purpose.

Beckett is like Dante with absolutely all the meaning, purpose and understandability stripped away, leaving inexplicable trudging, crawling, contortions and punishments, for no reason.

Heard in the Dark 2

Another fragment from Company. Again, the person being addressed as ‘you’ is lying on their back in the dark and remembering a ‘cloudless May day’ when a woman joins him in ‘the summer house’. Being Beckett, we are immediately given, not the romantic, emotional or psychological aspects of this encounter, but the precise physical dimensions of the house:

Entirely of logs. Both larch and fir. Six feet across. Eight from floor to vertex. Area twenty-four square feet to furthest decimal. Two small multicoloured lights vis-à-vis. Small stained diamond panes. Under each a ledge.

Here his father liked to retire after Sunday lunch with a glass of punch and read. When he chuckled, the person addressing themselves as ‘you’ liked to chuckle along. It appears to be a disarmingly simple memory from his boyhood.

Unexpectedly, the narrative gives a major insight into Beckett’s obsession with numbers and permutations and calculations: it’s therapeutic!

Simple sums you find a help in times of trouble… Even still in the timeless dark you find figures a comfort.

And details his boyhood calculations of the size and surface and cubic volume of the summer house. Escape from feeling into maths. Hah! As if Beckett has made what appears to be a psychological coping strategy into an entire literary aesthetic.

So no surprise that he then devotes a slightly demented amount of time thinking through the issues of measurement and scale and maths triggered by the fact that when ‘she’ arrives at the summerhouse where he’s waiting, her eyes are at his own eye-level even though he’s sitting down within. Pondering this problem requires far more text than anything at all to do with ‘her’ or with his feelings.

She must have entered the summerhouse because he looks at her breasts and then at her abdomen. They are both bigger than he remembered. Could she be pregnant, ‘without your having asked for as much as her hand?’ They both sit on in the dead still of his memory, remembering it, there, as he lies in the dark.

Well, it seems, on the face of it, to be a surprisingly straightforward and surprisingly poignant boyhood memory (father chuckling) mixed and blended by a young adult memory (a presumed girlfriend) on the family property back in Ireland (which was substantial and comfortable).

It is made into Beckett material via the obsessive calculation of shape and volume and then the characteristically oblique paragraph about her possible position in order for them to have the same eye level etc. But the basic content is amazingly old school and sentimental. Beckett was 74 by the time Company was published.

One Evening

One Evening is a prose poem related to the long piece Ill Seen Ill Said. It describes a body lying on the ground in a green greatcoat where it is found by an old lady dressed in black. Once again, the style represents a massive backwards step away from the radical prose style of How It Is, back to something vastly more conventional and conservative.

He was found lying on the ground. No one had missed him. No one was looking for him. An old woman found him.

She was looking for flowers. It is lambing time (lambs, hmm – like the lambs in Heard In the Dark and therefore in Company also). The text gets a bit more adventurous with the narrator commenting that this or that detail ought to be like this or that – as if we’re overhearing the author thinking aloud about his piece.

He wore a greatcoat in spite of the time of year. Hidden by the body a long row of buttons fastened it all the way down. Buttons of all shapes and sizes. Worn upright the skirts swept the ground. That seems to hang together.

When the phrase is repeated we realise it is one of those words or key phrases, whose repetition Beckett uses to build up the strange mechanical atmosphere of his prose.

Were a third party to chance that way theirs were the only bodies he would see. First that of the old woman standing. Then on drawing near it lying on the ground. That seems to hang together.

Attention switches to the old lady who has been cooped up all day by the rain. Now it has ceased she hurries out to take advantage of the light before sunset. She is wearing the black she adopted as a young widow. It is to lay flowers on her husband’s grave that she has come out to pick them.

This is another example of the paradox that, although much of Beckett’s technique was pioneeringly avant-garde in the 1960s and 1970s, so much of the actual content of those was immensely conservative and old fashioned. His plays and prose are highly experimental but often, when there is a discernable content, actually describe old ladies and old joxers from his youth in deeply rural Ireland. Beckett has been called ‘the last Modernist’, or one of the first post-Modernists – but a lot of the content has a late Victorian feel. An old lady dressed in black picking flowers to put on the grave of the husband who died when she was young sounds like something from Thomas Hardy.

Thus the figure of an old lady in black out picking flowers at sunset literally stumbling over the corpse of a young man dressed in a green longcoat face down in the grass of a field forms what the narrator calls a ‘tableau vivant if you will’. The whole thing has a late-Victorian feel, it might be a Symbolist painting from the 1890s, The Old Lady and The Suicide, or, as the Faber Companion suggests, a nocturne in green (the coat and the grass) and black (the old widow’s mourning) and yellow (the scattered flowers).

As the story was told (1973)

A short prose piece composed in August 1973. Like many Beckett prose pieces it simply begins and he sets down words and images and then you have the strong sense that the initial formulations then have to be explained and create an ongoing momentum of their own, one detail leading to another, which needs explanation, and so the text ramifies outwards like a glass of wine spilt on a tablecloth.

As the story was told me I never went near the place during sessions. I asked what place and a tent was described at length, a small tent the colour of its surroundings. Wearying of this description I asked what sessions and these in their turn were described, their object, duration, frequency and harrowing nature.

The narrator puts up his hand and asks where he is and is told in ‘a small hut in a grove some two hundred yards away’.

The narrator is, as so often, lying down. (Beckett protagonists rarely do much more than trudge around barren landscapes, or sit cramped in claustrophobic skullscapes, or lie in bed; you can’t help thinking that these are the common physical postures of The Writer – they never, for example, run, shower, bath, drive a car, catch a plane, sit on a train. No. Trudge, Sit or Lying down, preferably in the dark, these are the Beckett positions).

The dimensions of the hut remind him of the summer house he spent so much time in as a boy. Aha. As described in Heard In The Dark 2 and Company. The penny drops and I realise that it is not just the obsession with measuring and counting and calculating displayed by so many Beckett characters which reflects his own coping strategy –

Simple sums you find a help in times of trouble

… but that maybe the umpteen cramped spaces in which so many of his figures find themselves – especially in the experimental prose works like Imagination Dead Imagine or All Strange Away or The Lost Ones – are imaginative recreations of the warm and cosy, womb-like feel of the actual summerhouse in the grounds of the big Beckett family home in Cooldrinagh in the Dublin suburb of Foxrock where he spent so many happy boyhood hours.

Thus the cabin the narrator finds himself in now:

had the same five log walls, the same coloured glass, the same diminutiveness, being not more than ten feet across and so low of ceiling that the average man could not have held himself erect in it, though of course there was no such difficulty for the child.

The narrator describes himself as sitting in a cane chair with armrests, like the man in Fizzle 7 who sits at an open window facing south in a small upright wicker chair with armrests. There is a ripe slice of surrealism or Absurdity when a hand comes through the door and passes him a sheet of paper which he carefully tears into four pieces and gives back to the hand which withdraws.

And the arbitrary or contrived nature of the piece is made overt in the next passage:

A little later the whole scene disappeared. As the story was told me the man succumbed in the end to his ill-treatment, though quite old enough at the time to die naturally of old age.

What old man? Only in the last sentences can we maybe piece together that an old man was being subjected to ‘harrowing’ sessions – presumably, tortured – and would have been released if only he could find the right answers to the questions. The narrator asked what the old man was required to say, but no, they cannot tell him.

So there are two familiar Beckett tropes: the confined space or room within which the narrator is, initially lying down, but then finds himself sitting; and someone being tortured, as in Rough For Radio 2.

The Cliff (1975)

La Falaise was a short prose poem Beckett wrote in French in 1975. An English translation was commissioned from Edith Fournier so it could be included as The Cliff in the 1995 Complete Prose. It’s so short I can quote it in full:

Window between sky and earth nowhere known. Opening on a colourless cliff. The crest escapes the eye wherever set. The base as well. Framed by two sections of sky forever white. Any hint in the sky at a land’s end? The yonder ether? Of sea birds no trace. Or too pale to show. And then what proof of a face? None that the eye can find wherever set. It gives up and the bedlam head takes over. At long last first looms the shadow of a ledge. Patience it will be enlivened with mortal remains. A whole skull emerges in the end. One alone from amongst those such residua evince. Still attempting to sink back its coronal into the rock. The old stare half showing within the orbits. At times the cliff vanishes. Then off the eye flies to the whiteness verge upon verge. Or thence away from it all.

It demonstrates several things. First, that although the Faber Companion calls it a prose poem, there is nothing sensual or passionate about the prose. It is a very cold prose poem.

The word ‘skull’ crystallises the mood, and the whiteness of the cliff itself echoes the white skulls and white cells and white rotunda inside which the protagonists of All Strange Away and Imagination Dead Imagine found themselves, and which prompted critics to use the word ‘skullscapes’ to describe them. Although out of doors, this short piece feels like another skullscape.

The use of ‘residua’ (the plural of ‘residuum’ which is simply a more formal way of saying ‘residue’) is like a hangover from his earlier writings which he liked to stuff with arcane and obscure terminology, and has a double effect: insofar as it is a scientific term, it adds to the sense of clinical detachment and unemotion; but as an unnecessarily pedantic word it introduces a whiff of satire, self-deprecating satire against the author.

neither (1976)

Short enough to quote in its entirety:

to and fro in shadow from inner to outershadow

from impenetrable self to impenetrable unself by way of neither

as between two lit refuges whose doors once neared gently close, once turned away from gently part again

beckoned back and forth and turned away

heedless of the way, intent on the one gleam or the other

unheard footfalls only sound

till at last halt for good, absent for good from self and other

then no sound

then gently light unfading on that unheeded neither

unspeakable home

Another meditation, brief as a prayer, about the gap or space between self and unself, I and not I, the immediate consciousness which experiences and the posterior consciousness which reflects, remembers, re-assembles experience into a permanent flow of memories, thoughts, decisions, neither of which, in Beckett’s bleak phenomenology, can provide a resting place or home.

The word ‘footfalls’ anticipates or echoes the name and the subject of the stage play he wrote in the same year.

In fact, Beckett wrote neither to be set to music by the American modernist composer Morton Feldman and described its subject, living in the shadow between self and non-self as ‘the one theme in his life’.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Content warnings at Tate

Warning: This blog post contains strong and sometimes challenging imagery, including depictions of slavery, violence and suffering.

Baroque Britain

When I visited the Baroque Britain exhibition at Tate Britain I was surprised that there was a Content Warning at the entrance to the second room. This warned us that some of the images were disturbing and might upset visitors. Specifically, a massive painting by Benedetto Gennari the Younger which shows black people in collars and chains. Slaves, in other words.

Portrait of Hortense Mancini, Duchess of Mazarin by Benedetto Gennari the Younger (1674)

A handful of other paintings show rich people – men and women – being served or accompanied by black servants, but this is the only one where the black people (all boys, I think) are wearing very obvious metal slave collars round their throats.

William Blake

This is the second warning notice I’m aware of Tate putting up. The William Blake exhibition last year also warned visitors, in these words:

The art of William Blake contains strong and sometimes challenging imagery, including some depictions of violence and suffering.

That’s putting it mildly, seeing as Blake illustrated Dante’s Divine Comedy with its extensive descriptions of thousands of sinners being subjected to all sorts of tortures and torments in Hell, and Milton’s Paradise Lost which opens with Satan and the fallen angels languishing in agony in a lake of fire. Presumably it was these images of fire and brimstone which the warning was talking about.

Satan, Sin and Death: Satan Comes to the Gates of Hell by William Blake (1807)

Although when you actually look at Blake’s images, they are pretty inoffensive, aren’t they? Is an image like the above really thought to be so scary that visitors to an art gallery need a warning about it?

I wonder if the curators have ever seen a Hollywood film? Or even an average episode of Eastenders? Chock full of threat and violence. I can think of plenty of other Tate exhibitions which were full of much more genuinely upsetting images.

Notes and queries

Maybe visitors do need to be warned that art galleries and exhibitions contain images of slavery or violence or threat, but this new trend obviously raises a few questions:

Slavery 1 – black slavery

There must be thousands of images of black slavery scattered around the art world. Will every single one of them eventually require a Warning? For example, the huge memorial sculpture to slavery by Kara Walker currently on display in the atrium of Tate Modern. I don’t recall there being a warning for visitors about to encounter this. Should there be one?

Much more appalling and upsetting than any painting is actual period photographs of black slaves, which survive by the tens of thousands. I suppose if there’s an exhibition about slavery, or about these kinds of photographs it will be self-evident but, presumably if they’re included in exhibitions focused on other subjects – like the American Civil War or American history – presumably any photos of slavery will require a warning, as well.

Slavery 2 – white slavery

Most pre-modern societies had some form of slavery: ancient Rome and ancient Greece were based on slavery, and the Anglo-Saxons and the Vikings traded in slaves (it’s estimated that at the time of the Norman Conquest of 1066, 1 in 10 of the British population were slaves).

The Mayans and Aztecs kept slaves in the Americas, as did the Sumerians and Babylonians in the Near East. The Egyptians employed huge numbers of slaves, including Israelites, Europeans and Ethiopians. Slave armies were kept by the Ottomans and Egyptians.

In Imperial Russia, in the first half of the 19th century, one third of the population were serfs who, like the slaves in the Americas, had the status of chattels and could be bought and sold.

In fact the English word ‘slave’ is derived from Slav, the white ethnic underclass of Eastern Europe that provided the bulk of medieval-and-later slaves, not only to Europe but to the Turks, Arabs and Tatars.

SLAVE – late 13the century, ‘person who is the chattel or property of another’, from the Old French esclave (13c.), from Medieval Latin Sclavus ‘slave’ (source also of Italian schiavo, French esclave, Spanish esclavo), originally ‘Slav’; used in this secondary sense because of the many Slavs sold into slavery by conquering peoples. (Etymological dictionary)

Will any gallery displaying any images of slaves from any of these historical cultures, from any period of history, from anywhere around the world, require there to be warning messages for visitors?

‘Trade negotiations in the country of Eastern Slavs by Sergei Vasilyevich Ivanov (1909)

If not, why not?

Violence 1 – secular

Human history is more or less the ceaseless history of wars and empires, human history is saturated with conflict and violence. Will notices warning of ‘strong and sometimes challenging imagery, including some depictions of violence and suffering’ have to be placed outside every gallery which includes any images of conflict and war?

The first VC of the Great War won by Capt Francis Grenfell of the 9th Lancers at Audregnies, Belgium on 24th August, 1914 by Richard Caton Woodville

Violence 2 – religious

Christianity is saturated with violence. Its central image is of a man being tortured to death, and is closely accompanied by the stories and images of countless thousands of other Christian martyrs, most of whom died blood-curdling deaths.

Will all of these images require a warning notice? They would have to be put up in every gallery which includes images of the Passion of Christ or of the saints and, if we follow this logic through, outside every Roman Catholic church in the world.

Crucifix at the Shrine of the Most Blessed Sacrament in Hanceville, Alabama, USA

Why now?

Why now? The painting by Benedetto Gennari the Younger has existed for 340 years and been sporadically on public display throughout that period, the Blake images for over 200 years during which they have featured in numerous books and exhibitions.

Why are these warning notices making their appearance now?

It’s not as if we are suddenly more opposed to slavery – the Campaign to Abolish the Slave Trade got going during the 1780s, 240 years ago, and used as many images of atrocities against slaves as it could find. Anti-Slavery International, the world’s oldest international human rights organisation, was founded in London in 1839 and is still very active. I.e. graphic images of slavery have been in the public domain for over 200 years.

As to images of threat or violence, my God what have most movies for the past 100 years been about, plenty of plays and countless hundreds of thousands of art works not to mention millions of photographs taken of every war since the Crimea or the Indian Mutiny.

What is it in contemporary society which suggests that art lovers, old and young, native and foreign, have, for the last 300 years or so, been able to confront and process images like this without any kind of warning… but now they can’t.

Re. the slavery images, is it because the black population of the UK has reached a kind of tipping point where images like this are no longer acceptable, even in an obviously academic and historical context?

Have changes in social attitudes across the British population suddenly made images of black people in chains unacceptable?

But what about the warning about Blake’s pretty harmless cartoons? That doesn’t make any sense at all.

Or is it not British society, is it the attitudes of art curators which have changed?

Is it not the British public that the curators are concerned about? Is it the art curating profession which has been swept by progressive views, and whose modern woke training has told them that images like this are objectionable.

When they envision visitors being offended, is it really themselves and their progressive cohorts who they are envisioning?

Conclusion

So I’m not belittling the impact that images of black slavery might well have on black, or any other, visitors to an exhibition like this, or the emotional impact of images of threat or violence might have on gallery goers more broadly.

But up until a year or so ago, curators of pretty much every gallery and museum in the world were happy to assume that gallery visitors were grown-up enough, adult enough, to take images like this in their stride. To be shocked, maybe, maybe even to have an emotional response, but to be able to cope with it.

I’m genuinely curious to know 1. what has changed and 2. where this new trend will go.

And 3. am I going to have to put warnings at the top of every one of my blog posts which is about war or slavery or violence or conflict or threat? Because that’s most of them…


Reviews of other Tate exhibitions

William Blake @ Tate Britain

This is the largest survey of work by William Blake to be held in the UK for a generation. It brings together over 300 famous and rarely seen works, from the whole of his career, from all of his publications and projects, and sets them alongside works by contemporaries, friends and influences, in a blockbuster exhibition which spreads over 13 rooms.

Engraving

Blake was born in 1757 into a poor family in London’s Soho – his father was a hosier – who, nonetheless, supported his ambitions to be an artist. Aged 15 he got an apprenticeship to an engraver. At the age of 21 he became a student at the Royal Academy. He appears to have been studious, the exhibition contains a typical plaster cast classical statue which students had to sketch along with Blake’s drawings of it.

Distinctive style

Muscles

But from early on Blake developed an idiosyncratic and eccentric way of depicting the human body. Most of his work is depictions of the human body. Most of the bodies in question are naked or draped in simple Biblical robes, and all of them are extremely muscley, with a heavy, musclebound weight which is reminiscent of Michelangelo. Although the curators don’t mention it I’ve read somewhere that this striking musculature is in fact anatomically inaccurate, and designed purely for expressive purposes.

Capaneus the Blasphemer (1824 to 1827) by William Blake © National Gallery of Victoria, Melbourne

Flat and close

Other elements of his style include the lack of perspective. Figures almost always appear in a flat space. This gives them dramatic immediacy and directness, as in this striking image.

The Great Red Dragon and the Beast from the Sea by William Blake (1805)

Noses

In both these images note the strikingly aquiline noses of his figures. Sounds trivial but its a trademark of his style.

Anti-commercial art

Blake rejected much of the commercial art of his day, came to despise the Royal Academy, hated the way late 18th century art was dominated by society portraits or landscapes of rich people’s properties.

Visual purity

He wanted to forge something much more visionary and pure. This search for a kind of revolutionary purity reminds me of the Republican phase of the art of the French painter Jacques-Louis David, which also features: legendary, classical or mythical subject matter; half naked men showing off their six-packs; in striking poses; flowing robes and togas.

Death of Socrates by Jacques-Louis David (1787)

Drawings not paintings

But a comparison with David vividly brings out the difference: Blake was never an oil painter. None of his works evince the kind of lavish, luxurious depth and perspective and colour and light and shade of an oil painter like David.

Most of Blake’s images are engravings, of which he produced over a thousand, and a central quality of an engraving is its flatness.

There are also watercolours but, as the curators point out, these have the clarity of line, formality and flatness of engravings which have simply been coloured in.

There is rarely any perspective or depth. The backgrounds are generally sketchy. All the focus is on the (generally melodramatic postures) of the foreground figures.

Cain Fleeing from the Wrath of God by William Blake (1799 to 1809) © The Fogg Art Museum, Harvard University

Illustrations

Cain Fleeing exemplifies a major fact about Blake’s visual work, which is that the majority of was illustrations for classic works. Over his life he was commissioned to produce illustrations for:

  • Mary Wollstonecraft – Original Stories from Real Life (1791)
  • John Gay – Fables by John Gay with a Life of the Author, John Stockdale, Picadilly (1793)
  • Edward Young – Night-Thoughts (1797)
  • Thomas Gray – Poems (1798)
  • Robert Blair – The Grave (1805 to 1808)
  • John Milton – Paradise Lost (1808)
  • John Varley – Visionary Heads (1819 to 1820)
  • Robert John Thornton – Virgil (1821)
  • The Book of Job (1823 to 1826)
  • John Bunyan – The Pilgrim’s Progress (1824 to 1827, unfinished)
  • Dante – Divine Comedy (1825 to 1827)

The exhibition features generous selections from most of these works, for example ten or more of Blake’s illustrations for the Grave or Gray’s Elegy Written in a Country Churchyard, etc.

Bad pictures

What comes over from many of these obscure and little exhibited illustrations is how bad they are. Milky, washed out, strangely lacking in the dynamism which Blake, in his written works, claimed for his art.

Elegy Written in a Country Church-Yard, Design 113 by William Blake (1797 to 1798)

Bad, isn’t it? All the illustrations for the Elegy are like this.

Towards the end of his life Blake made 29 watercolour illustrations of the Pilgrim’s Progress which are similarly not much mentioned in his oeuvre. Being woke, the curators suggest this might be because his loyal, hard-working and artistic wife, Catherine, is said to have had a say in designing and colouring them, so their neglect is a sexist conspiracy. Maybe. Or maybe it’s just because they’re not very good. Here’s an example.

Illustration four for the Pilgrim’s Progress by William Blake

The composition, the use of perspective, the crappy buildings, the ludicrous posture of the figures, and the badness of their faces – everything conspires to make this picture, in my opinion, poor. And there are lots more of this low standard in the exhibition.

Good pictures

But what makes it impossible to dismiss and hard to evaluate is that Blake was also capable of coming up with images which turned his manifold weaknesses – the lack of depth, the odd stylised postures, the inaccurate anatomy – into strengths. This is true of many of the illustrations for Dante’s Divine Comedy. Take this depiction of the fate of the corrupt pope – the very unnaturalness of the postures and the weirdness of the setting work in its favour. To make it a deeply strange and troubling image.

The Simoniac Pope’ by William Blake (1824 to 1827) Tate

Take another of his archetypal images, Newton. The closer you look, the weirder it becomes – not least his musculature which makes him look more like an insect with a segmented back than a human being – and yet, and yet… it’s so weird that it’s true – true not to lived life or anything anyone’s ever seen, but to something stranger, more mysterious and more visionary.

Newton by William Blake (1795 to 1805) Tate

The illustrated books

Of course Blake was also a poet, an epic poet, a writer of immense long epics featuring a mythology and mythological characters he made up out of a strange mishmash of the Bible, the classics and Milton. Not many people read these long poems nowadays although, as it happens, as a schoolboy I read all of them cover to cover in the Penguin Complete Blake edition, so I have a feel for the vastness and strangeness of his imaginary world.

Blake produced the poems in books which featured his own line illustrations and decorations of the handwritten texts.

  • Songs of Innocence and of Experience (edited 1794)
  • Songs of Innocence (edited 1789)
  • The Book of Thel (written 1788 to 1790, edited 1789 to 1793)
  • The Marriage of Heaven and Hell (written 1790 to 1793)
  • Visions of the Daughters of Albion (edited 1793)
  • Continental prophecies
  • America a Prophecy (edited 1793)
  • Europe a Prophecy (edited 1794 to 1821)
  • The Song of Los (edited 1795)
  • There is No Natural Religion (written 1788, possible edited 1794 to 1795)
  • The First Book of Urizen (edited 1794 to 1818)
  • All Religions are One (written 1788, possible edited 1795)
  • The Book of Los (edited 1795)
  • The Book of Ahania (edited 1795)
  • Milton (written 1804 to 1810)
  • Jerusalem The Emanation of the Giant Albion (written 1804 to 1820, edited 1820 to 1827 and 1832)

The exhibition features many of these illustrations to his own verse. There is, for example, half a room devoted to individual pages from America a Prophecy, which have been removed from the book and framed as prints. Some of them are displayed in double-sided cases set up on plinths so that visitors can walk around and see both sides. The most immediate thing you notice is how very small they are, old-fashioned paperback book size, which makes much of the writing very hard to read without a magnifying glass.

Title page of America a Prophecy, copy A (printed 1795) by William Blake © The Morgan Library

The shorter works

Even his contemporaries struggled with the obscure mythology, strangely named characters (Los, Urizen) and difficult-to-make-out plots of the longer poems. By contrast, two of the shorter works have always been popular, namely the pithy proverbs gathered in The Marriage of Heaven and Hell:

  • “Those who restrain desire do so because theirs is weak enough to be restrained.”
  • “The road of excess leads to the palace of wisdom.”

and the short and simple poems in Songs of Innocence and of Experience, which contain his best-known and most anthologised poems. Of these probably the most famous is 

Tyger Tyger, burning bright,
In the forests of the night;
What immortal hand or eye,
Could frame thy fearful symmetry?

It is undoubtedly a classic, but there is an odd and telling thing about it, which is that has become, over time, essentially, a children’s poem.

And this is emphasised by the illustration Blake did for it, which often comes as a shock to people who are familiar with it as an isolated text before they come to it in Blake’s illustrated version. It’s not just a children’s book illustration. It’s almost a baby‘s book illustration.

Tyger Tyger from Songs of Experience (designed after 1789, printed in 1794) by William Blake

Extremely hit and miss

And I think at some stage during the exhibition, it struck me that at some level, Blake is not a serious artist. He took himself very seriously, the small group of acolytes who gathered round him in his last years – the self-styled Ancients – took him very seriously, and critics and curators ditto, but… his long poems are all but incomprehensible and his own illustrations to his books are strange but often curiously childish and amateurish. His illustrations for Pilgrims Progress or the Elegy are deeply damaging to your sense of him as an artist. Some of the illustrations of Paradise Lost or Dante have a peculiar power, but many feel weak or half-finished. And strange random images throughout the exhibition leap out as expressing something no-one else had conceived or tried.

The Ancient of Days

Because every now and then, his peculiarities of style and technique (he pioneered new methods of acid engraving which the exhibition explains) come together to create something magical and genuinely visionary, something of depth and maturity.

‘Europe’ Plate i Frontispiece, ‘The Ancient of Days’ (1827) by William Blake (1757 to 1827) The Whitworth, The University of Manchester

The curators end the exhibition with this painting, which Blake was working on right up to his final days, at his house overlooking the Thames. Who is it, what is he doing, nobody is sure, although the hand gesture which seems to be creating a sort of compass is, unexpectedly, a negative gesture in Blake’s symbolism, because mathematics and science are the enemies of the liberated and revolutionary imagination which Blake defended and praised.

Still, as with so much of the rest of his ‘thought’ and personal opinions, it doesn’t matter. Again and again the curators have had to admit that nobody knows what this or that picture really means or whether it is illustrating this or that scene from one of his vast mythological books – so much about Blake’s output is scattered, broken up and mysterious, that one more mystery doesn’t make any difference.

At his best, Blake created images of startling power and resonance which, even if we don’t understand their intention or meaning, have stood the test of time. But the high risk this exhibition has taken is placing that dozen or so brilliant imagines amid a sea of ok, so-so, mediocre and downright poor images which do a lot to dilute their impact.

Two gaps

No explanation of Blake’s politics

The curators mention in several places that Blake was a revolutionary thinker who engaged with the Great Issues of his day, and list those Great Issues as political revolution, sexual politics, and slavery, and he certainly did, in his long radical poems and his notes and essays.

The odd thing is you’d expect there to be, in such a big exhibition, some sections devoted to Blake the Revolutionary, explaining his revolutionary views, his support of the American and French revolutions, his ideas of the power of the unfettered Imagination, sexual liberty and his violent anti-slavery sentiments.

But panels or sections devoted to Blake’s beliefs are strangely absent. His views are mentioned in passing, in the context of t his or that work, but you can’t make sense of a work like America A Prophecy without some explanation of the attitude English radicals took to the war their own government was fighting to put down men committed to freedom & Liberty.

No explanation of Blake’s mythology

More importantly you can’t understand a lot of his images without delving into Blake’s own mythology, which was built around praising the power of the unfettered Imagination, in the arts and politics and private life, and which he elaborated out inventing a whole cast of pseudo-Biblical gods and goddesses.

This also was strangely absent – I mean all it would have taken was a panel explaining the symbolic roles of the characters he invented for the epic poems:

  • Urizen is the embodiment of conventional reason and law
  • his daughters Eleth, Uveth and Ona represent the three parts of the human body
  • his sons Thiriel, Utha, Grodna, Fuzon match the four elements but are also aligned with the signs of the Zodiac
  • Los is the fallen (earthly or human) form of Urthona, one of the four Zoas

and so on, to at least give you a flavour of how strange, eccentric, but oddly beguiling his personal mythology could be.

Maybe – I’m guessing – the curators wanted to focus narrowly on his art, and on the technical ways in which he experimented with techniques of engraving, and with the immediate facts of his biography. That would explain why there were rooms devoted to particular patrons such as John and Ann Flaxman, Thomas Stothard and George Cumberland, Thomas Butts and the Reverend Joseph Thomas.

I bought the audioguide. At the end of several sections on specific series of works, it said; ‘If you want to know more about the relationship between Blake and John Flaxman, press the green button’. My point being that all the additional information was biographical. Not one of them said: ‘If you want to hear more about Blake and the French Revolution, Blake and slavery, Blake and sexual Liberty, Blake’s theories of the imagination’ – all topics I’d love to have heard given a modern summary.

This biographical approach also explains why there is a big reproduction of a period map of London with markers indicating where Blake lived over the years. And even an entire room recreating the room in the family home in Broad Street where Blake staged a quirky one-man show in 1809, a show which was a disaster as hardly anyone showed up and the one critic who wrote about it dismissed Blake as ‘an unfortunate lunatic’.

I may be wrong but it seems to me that the curators have opted for a heavily biographical approach to Blake’s work, placing the works in the context of his real life career and biography, his houses and wife and friends and champions and critics. This is all interesting in its way, but not as interesting as Blake’s imaginative universe.

At the age of eight William Blake saw the prophet Ezekiel under a bush in Peckham Rye, then a rural backwater south of London. A few years later he had a vision of a tree full of angels nearby and, a month after that, a third vision of angels, walking towards him through the rye.

Blake really meant it. All through is life he claimed to have visions of angels and other divine beings, dancing and cavorting in London fields and streets. He was a visionary in the most literal sense of the word.

Although – with over 300 images – this exhibition is thoroughly documented and copiously illustrated, maybe the reason I left feeling so frustrated and dissatisfied was because I felt that Blake’s weird, peculiar and compelling imaginative universe had been almost completely left out of it.

There were plenty of framed pages taken from the illustrated versions of his ‘prophetic books’ covered with verse. But the verse itself wasn’t printed out on a label on the wall for us to actually read. There was an introduction to the subject matter of each one, but little explanation of what they meant or what he was trying to achieve.

This exhibition feels like a big, elaborately assembled, beautifully curated and presented catalogue of all Blake’s visual works. A list. A documentation of his works. But somehow, with all the fiery life, rebellion and pride of the Imagination taken out.

Blake’s life is presented as a story of professional frustration – rather than as a life of extraordinary imaginative triumph.


Related links

More Tate Britain reviews