The War of Running Dogs by Noel Barber (1971)

‘I always had a great deal of time for Chin Peng. He was by far the most intelligent of all the Communists, calm, polite, very friendly – in fact almost like a British officer.’
(Senior District Officer and Chin’s escort to the 1955 peace talks, John Davis)

There are several basic facts about Malaya which you need to grasp in order to understand the so-called ‘Malayan Emergency’ (1948 to 1960).

British Malaya

Malaya was never a unified nation. ‘British Malaya’ (1896 to 1946) consisted of the Federated and Unfederated Malay States. The Federated states were four protected states in the Malay Peninsula – Selangor, Perak, Negeri Sembilan and Pahang – established by the British government in 1896, which were British protectorates run by their own local rulers. The Unfederated Malay States was the collective name given to five British protected states, namely Johor, Kedah, Kelantan, Perlis, and Terengganu. Unlike the federates states, the unfederated states lacked common institutions and didn’t form a single state in international law. They were standalone British protectorates. In addition, there were the Straits Settlements, established in 1896 and consisting of the settlements of Penang, Singapore, Malacca, and Dinding, to which were later added the Christmas Island and the Cocos Islands.

After the war, in 1946, the British colony of the Straits Settlements was dissolved. Penang and Malacca which had formed a part of the Straits Settlements were then grouped together with the Unfederated and Federated Malay States to form the new Malayan Union.

Map of Malaya 1952 to 1954 © Monash Asia Institute, from the Cambridge University Press book ‘Templer and the Road to Malayan Independence

Racial heterogeneity

Of the population of about 6 million, 40% were Malay, almost as many were Chinese, and the remainder Indians, Europeans or other.

The three non-European communities – Malay, Chinese and Indian – had different traditions, religions, languages, cultures and tended to cluster round different professions and occupations. For example, the sultans of each of the states was Malay, as was his court and advisers, whereas a high proportion of the country’s successful businessmen were Chinese.

There were some 12,000 British, consisting of the Malayan Civil Service, policemen, rubber planters, tin miners, doctors and businessmen.

Following the Second World War, in 1946 the British authorities announced a new administrative structure named the Malayan Union, which aimed to distribute power and influence among the three main ethnic groups, Malays, Chinese and Indians. This prompted an outcry and mass opposition, particularly from Malays who saw their influence diminish in what they considered their own country, as well as objections to other implications of the plan.

Protests led to the formation of the United Malays National Organisation which organised a campaign of civil disobedience, boycotting council meetings and so on. Bowing to pressure the British authorities scrapped the Malayan Union and in 1948 replaced it with the Federation of Malaya, consisting of states ruled by sultans as British protectorates i.e. with British advisers, with Penang and Malaca defined as colonies, and Singapore given separate and unique status.

Chinese communists

The 1948 reorganisation took power away from the Chinese community which made up about a third of the population and which responded with negative newspaper articles and political action. Distinct from the Chinese community as a whole (which included many rich and influential businessmen) was the relatively small Malay Communist Party, almost entirely staffed by Chinese. Many of these communists had fought alongside British irregular forces in guerrilla campaigns against the Japanese after the Japanese captured Malaya in 1942, in fact many of them had been armed and trained and served in Force 136.

The post-war authorities were able to monitor the activities of the Malay Communist Party for the simple reason that its leader, Lai Teck, was a British double agent. However, in 1947, his cover was blown and Lai absconded (taking the party’s disposable cash with him).

His replacement, Chin Peng, aged 26, son of a bicycle repairshop owner, was more ruthless and cunning. Barber’s book explains all this background and then describes the crucial Communist Party meeting held in a remote jungle location in Pahang, the largest state, in May 1948 (that pivotal year in the Cold War).

During the war many of the party’s members had fought a jungle insurgency as part of what was called the Malayan People’s Anti-Japanese Army, led by British army officers. Now, simply by changing one word, it became the Malayan People’s Anti-British Army. Many of the members, their arms, training and tactics remained exactly the same, but now they were dedicated to kicking out what they saw as just another colonial occupier and oppressor. In an irony which escaped no-one, many of the new communist terrorists (CTs) were fighting officers and men they had previously fought alongside against the Japanese.

Chin Peng divided his army up into two parts: the armed force of 5,000 fighters, organised up into nominal regiments, but in fact broken down into attack units of as little as half a dozen men, to be distributed around the country, based in the jungle near the network of arms caches they’d helped establish during the war. The second part was the Min Yuen, meaning ‘Masses Movement’, consisting of hundreds of thousands of normal everyday citizens who would operate on every level of Malay life, as waiters in British clubs, clerks in government offices, as schoolteachers, newspaper reporters and so on (p.37) who would supply the active army with food, money and information.

The primary aim was to sow terror, pure fear, among the British colonial community and its native assistants and workers (collaborators, in the communist view). As the campaign spread, Chin intended for the European community to become demoralised and increasingly enfeebled while the tentacles of the Min Yuen spread at all levels of Chinese society until it was so powerful and numerous that a communist revolution became inevitable.

Barber details Chin’s three-phase plan:

Phase one

Guerillas attack isolated planters, tin mines, police and government officials, creating a climate of fear, forcing these scattered Europeans to abandon the country and seek the cities for safety.

Phase two

Areas abandoned by the British would be named ‘Liberated Areas’ and become the settings for guerrilla bases. The army’s numbers would be increased by recruits from the Min Yuen.

Phase three

Moving out from their bases in the Liberated Areas, the expanded army would attack towns and infrastructure, roads and railway, electricity and water supplies, while the Min Yuen sabotaged urban services. The expanded guerrilla army, supported by China or Russia, would confront the weakened and demoralised imperial forces in a final revolutionary struggle.

What is notable about all this is that the communists were overwhelmingly Chinese, relied on the active support of part of the Chinese community, and expected the revolution to come with help from China, and yet… the Chinese made up a distinct minority of the Malay population. As you might expect, the largest element of Malaya’s population was Malay. And lots of the plantations and other businesses the communists targeted were staffed by Indians, especially Tamils.

The use of terror

Barber views the Malay Communist Party campaign through the teachings of Lenin and Mao. Lenin had written that, through the application of terror, a well-organised minority could take over a country (p.36). Mao had written extensively about the organisation and strategy necessary for a peasant army taking on a larger, better-funded, full-time army. Be mobile and flexible. If you meet resistance, withdraw.

To spread fear you practice murder with maximum cruelty. Barber doesn’t hold back on his descriptions. The emergency is commonly dated from the murder of three British planters, two at one plantation, the other at a nearby one, on the same day, 16 June 1948. He goes on to describe, in detail, the CTs’ tactics and types of attacks: they crept up on native Malay or Tamil tappers (the workers who tapped the rubber trees), captured them and slit their throats like farm animals. They seized workers and chopped off their arms with the large Malay knife. They regularly attacked isolated plantation owners’ houses or bungalows, using British Sten guns or grenades. They made road ambushes by falling trees across roads then subjecting stalled vehicles to barrages of fire. That is how they murdered High Commissioner Sir Henry Gurney (p.156).

The casualties were never enormous – not on the scale of an actual war – but still significant, with around 500 European settlers or officials being killed each year, and several times more communists. In total, during the entire emergency, 1948 to 1960, 1,346 Malayan troops and police were killed, 519 British military personnel, about 6,710 communists, with civilian casualties of around 5,000.

The British response

The British responded with a number of co-ordinated strategies: most Malay settlements had so-called ‘squatter’ camps surrounding them, occupied by immigrants from China, some of whom helped the communists, but many of whom were victims of the communists if they didn’t help or were suspected of collaborating. Therefore the British created a network of ‘New Villages’ and relocated the 600,000 squatters to them. Surrounded by barbed wire, they certainly protected the inmates from attack, but also could be seen as concentration camps.

The British authorities enforced a photo identity scheme, and tried to starve the communist guerrillas by implementing a food denial campaign by enforcing food rationing on civilians, killing livestock and using chemical herbicides to destroy rural farmland. Policing was expanded and re-organised to provide protection for workers going to work on rubber plantations or tin mines.

It is ironic to learn that the outbreak of the Korean War in June 1950 led to boom market for rubber and boom period for Malayan economy (p.182). Nonetheless, when the Conservatives won their election victory in October 1951 victory, they discovered that Britain was on verge of bankruptcy. The country had lower food stocks than ten years earlier, in 1941. By 1951 huge numbers of men involved – 40,000 regular troops including 25,000 from Britain, 10,000 Gurkhas, 5 battalions of the Malay Regiment, plus 60,000 full-time police and 200,000 Home Guards. The war was costing £500,000 a day. (p.162) No wonder Correlli Barnett railed against the stupidity of spending all our Marshall Aid running the ridiculous empire.

The incoming Prime Minister, Winston Churchill, sent Colonial Secretary Oliver Lyttleton on a fact-finding mission which reported back that the situation was dire and highlighted disagreements between army and police and divisions even within the police. Churchill appointed General Sir Gerald Templer to take over. Templer was a splendid example of the imperialist education system, having attended Wellington, Sandhurst, been an Olympic hurdling champion, and served in post-war Germany where he’d realised the Germans needed encouragement, carrots, promises of better times, to prevent communism.

It was Templer who realised the British had to win the ‘hearts and minds’ of the population, not with military force, but simply by showing that democratic capitalism would give the native populations and their families a better future. So he combined expanding the police force, and especially its Special Branch wing, with social works, the building of hospitals, schools, an increase in teacher training, setting up of women’s groups and so on.

Barber’s approach

Noel Barber (1909 to 1988) was a journalist who worked as foreign correspondent for the Daily Mail in the 50s, 60s and 70s. He also managed to write some 22 non-fiction books about the many countries he reported from (Hungary, Tibet, India). Late in life, a car crash ended his career as a journalist and he switched to writing novels, producing half a dozen, none of which I’ve heard of.

The War of the Running Dogs: How Malaya Defeated the Communist Guerrillas 1948-60 was Barber’s 15th non-fiction book. I picked it up in a second-hand shop because I want to understand more about Britain’s decolonisation beyond the glut of books and documentaries about the two usual suspects, India and Israel.

I think it’s safe to say that Barber’s approach is old school. Writing at the end of the 1960s, he himself came from a solidly upper-middle-class family, good public school, well-connected family (his brother, Anthony, was a Conservative politician, who rose to be Chancellor of the Exchequer in Ted Heath’s government 1970 to 1974).

Thus we get the story predominantly from the British side and from a perspective which is now disappearing, told with a hearty patriotism which often reads like it’s from one of the Famous Five children’s book. The senior British figures are often described as ‘magnificent’, policies and outcomes are ‘splendid’. Men are men, especially the gruff, no-nonsense Lieutenant General Gerald Templer who was sent by Churchill to replace the assassinated High Commissioner Sir Henry Gurney. Templer barks out orders, insists things are done the same day, issues red orders which must be carried out by underlings or else, insists on shaking hands with all the Malay staff at government house (in fact, King’s House) in Kuala Lumpur. Shakes colleagues by the hand and tells them, ‘You’re a man‘.

Other ‘men’ include Sir Harold Briggs, First Director of Operations, Sir Robert ‘Bob’ Thompson of the Malayan Civil Service, Colonel Arthur Young, Police Commissioner, Bill Carbonell Commissioner of Police, and Peter Lucy, the amazingly brave rubber planter. It is a winning aspect of the book that it opens with a one-page ‘cast of principal characters’ [which isn’t all-white, it includes Malayan politicians and all the key Communist leaders]. Somehow this crystallises the impression given by much of the text that the war was a spiffing affair with manly chaps like General Templer grasping Colonel Young with a firm handshake, looking straight into his eyes, and saying, ‘You’ve done a man’s job, sir.’

Stories and comedy

Barber tells a number of funny or wry anecdotes. For example, the occasion when Templer addressed the population of one of the New Villages which had passively let CTs walk in, take all their weapons, and then walk out, the British general tried to convey his anger, but the Malay translator produces a comically rude mistranslation.

Or the amazing tale of 14-year-old Terence Edmitt who drove the family armoured car (!) through a CT roadblock and ambush, carefully ramming the car blocking the road into the ditch, while the car echoed to fusillades of bullets from CT sten guns and his mum and dad fired back through slits in the side (p.227).

Or the astonishing story of Peter Lucy and his tough, no-nonsense wife Tommy, who refused to abandon their remote plantation bungalow, so they fortified it, ringed it with barbed wire, and regularly fought off CT attacks with Sten guns and hand grenades even when Tommy was nine months pregnant!

Barber finds the astonishing or the amusing, the gossipy and heroic, in everything. This is one of the aspects which makes it more of a popular magazine article than a work of serious history.

There are other reasons why I doubt a book like this could be published nowadays:

1. Race and ethnicity

As Britain ceases to be a white country (estimates vary, but by about 2070 it’s thought whites will be in a minority in the UK) and its academic and publishing industries become ever-more hypersensitive to issues of race and ethnicity, the book’s unstinting support of ‘our boys’ and of colonial administration generally, has, I think, nowadays, become untenable. Barber would be picked up on countless places where he makes no-longer-acceptable generalisations about the Malays, the Chinese or the Indian population of Malaya.

In fact, Barber goes out of his way to praise the three different racial groups in Malaya, and also brings out Templer’s and the British authorities’ deliberate policies of racial integration. He tells the story of Templer being outraged to learn that some ex-pat club refuses membership to Malays and Chinese, gets the entire board sacks, and forces them to take non-European members. So Barber and his heroes are very pro race equality and racial integration. Templer and many other Brits realised it was vital not only to winning the war but to ensuring a smooth transition to independence. That wouldn’t save them from being damned by modern academics and critics.

And Barber goes out of his way to detail the intelligence work of the CT defector Lam Swee and, especially, of C.C. Too, a Chinese brought in to head British psychological operations, who became responsible for the propaganda war, including dropping millions of leaflets in the jungle telling the terrorists they would be treated well if they gave themselves up, describing the joys of civilian life (which amount to ‘women and cigarettes), as well as planes which were commissioned to fly low over huge expanses of jungle broadcasting the same message from big loudspeakers (p.139).

So I wasn’t aware of any racial bias or bigotry at all, rather the reverse. Bet that wouldn’t save him, though. And although he goes out of his way to give a positive impression of the remote communities of ‘aboriginal’ peoples, the peoples who inhabited Malaya before either the Malays or Chinese arrived, I suspect he would be hammered for calling them ‘abos’ and not the currently acceptable term, which appears to be ‘Orang Asli aboriginals’.

2. Women

Since the complete triumph of feminism in academia and the media, the slightest disparaging remark about women in any capacity is enough to end careers.

Again, Barber is surprisingly liberated for his day (he must have written this book in the late 60s and 1970 for it to be published in 1971) and goes out of his way to praise women at every level. For example:

a) He describes the tremendous good works done by Templer’s wife, who threw herself into organising hospitals, schools, women’s groups and generally improving the status of women in Malay society.

b) He gives specific examples of amazing courage and bravery among women in the war, for example, Lucie Card who one minute is living a middle-class life in Surrey, volunteers for the St John’s Ambulance, and a month later is driving an ambulance through bandit-infested jungle in Malaya (p.237 ff.)

Barber devotes a long passage to the surprising fact that Chin Peng selected as head of the communist army’s courier network, a determined young woman, Lee Meng. Not only do we hear about her legendary efficiency and ruthlessness, but there is a long passage devoted to the hard work the Malay Special Branch put in to a) identifying her b) arresting and interrogating her.

It is just as surprising to learn that a key player in tracking her down was British operative Eileen Lee. The complexities of the operation to identify Lee Meng sound as if they’re from a James Bond story (as does the very unlikely-sounding story of CT double agent ‘the Raven’ attending a dinner party of local Brits disguised as a servant in order to leave a secret message on the District Officer’s pillow! p.286)

Elsewhere Barber remarks more than once that female comrades in the Liberation Army were generally thought to be tougher and more ruthless than most of the men.

So Barber goes well out of his way to sing the praises of women in general, and to single out some remarkable examples of female braveness, toughness and ingenuity in particular – but I don’t think that would be enough to save him. He routinely refers to these heroic women as ‘girls’, sometimes as ‘young and pretty girls’ (p.203), ‘she was young, extremely beautiful and very pregnant’ (p.284). Tsk tsk. His entire attitude would, nowadays, be dismissed as the patronising stereotypes of a patriarchal, pro-imperialist, white supremacist male. I’m surprised his book is still in print.

It’s very obvious that anyone interested should read a more up-to-date account of the war, but all the aspects I’ve just mentioned mean that Barber’s account is interesting not only for its subject matter, but for the strong flavour of the 1970s prism through which he views them.

3. Unquestioning patriotism

For Barber, the high commissioners, heads of police or special branch, are ‘magnificent’, so a ‘splendid’ job, are real ‘men’. He mentions at some length the two trials of Lee Meng and how, when the authorities couldn’t get a guilty verdict from the first trial, they simply held another one with a more European panel of ‘advisers’ (instead of a jury). This caused controversy at the time. Similarly, he mentions the ‘Batang Kali massacre’ when 24 unarmed Chinese prisoners appear to have been murdered by British troops. He mentions these things, presents the evidence and says they left question marks over ‘British justice’. He makes brief mention of regulation 17D which gave the government the power of detention without trial and that some 30,000 civilians were interned under it, but not much more. He mentions these things but I bet a modern historian would use them to flay the racist imperialist British.

Key developments

By October 1951

It had become clear to Chen Ping that his initial three-phase plan wasn’t working. He duly called another big meeting of senior Malay Communist members and issued a new Directive. This refocused the communist campaign – stop killing innocent bystanders and Chinese, focus more on police, soldiers, direct officers of imperialism – but at same time boosted political efforts to infiltrate trade unions and create communist sympathisers through legal means.

January 1952

The appointment of Templer as High Commissioner, who comes in with sweeping new policies. One is to place enormous bounties on the heads of the CT senior command, double if caught alive, half if caught dead. He wanted them alive so he could convert them and use them as propaganda. Also to interrogate them and get intelligence about camps and strategies.

September 1952

One of the stupidities of the entire thing was that the British fully intended to quit Malaya, and had made this known to all the sultans and the general population. Throughout the period Britain made attempts to get more local figures into politics, to make more places open to locally elected officials. Then on 14 September 1952 a new citizenship law gave 60% of the Chinese population and 180,000 Indians full and immediate citizenship, with procedures established for all other inhabitants to apply for citizenship (including any Europeans who had one parent who’d been born in the country).

Spring 1953

Chin Peng makes a momentous decision to relocate his forces across the border into Thailand. Barber describes eye-witness accounts of the jungle meeting where this was announced to the communist cadres and the mood of disillusion and demoralisation which it led to.

Winding down

By mid-1953, five years into the war, a number of key communist leaders had been captured, killed or had defected. The British had sealed the squatter Chinese population off in the New Villages, enforced citizen id cards on everyone else, granted citizenship to large numbers of the population with processes for everyone else to gain full, legal citizenship, and had laid out a timetable towards full and free democratic elections to be held in 1955. Independence, in other words, was only a few years away. In the meantime Templer had overseen the inauguration of a sort of welfare state into which legal citizens paid, and which would contribute towards medical care or pensions. Tours were organised of government offices which included each citizen being taken to a bank and show how much money they had accrued, and led up to a speech by Templer himself. More and more CTs began to defect, giving themselves up and were astonished when they were not shot out of hand, but carefully treated, questioned, then freed and given clothes, money and jobs, and encouraged to spread the word to their comrades still in the jungle.

It became harder and harder for the communists to persuade peasants or urban dwellers that theirs was the correct route to freedom when the British route was so obviously better, for everyone.

This is what Templer meant when he had announced his ‘hearts and minds’ strategy. Barber really emphasises that right at the start of the emergency the government took the right decision which was to keep the emergency in the hands of the civil authorities – to make it a law and order issue. To make the police and Special Branch the key arms of law enforcement, with the army solely as backup and for specific defined operations (p.245 and throughout).

It was vital that the majority of the population see that law and order and government continue in its same form. The classic mistake to make in such situations, is to appoint a military overseer who invariably puts military units in charge, maybe imposes martial law, sets up special army-run detention centres and so on, with the inevitable result that sooner or later some atrocity is committed or photos leak out of inmates being mistreated in military gaols, and the general effect is to alienate the majority of the non-combatant population and encourage them to give passive or active support to the insurgents. As the Americans did in Vietnam and then again, astonishingly, in Iraq.

The Brits may have bent the law in some trials, been responsible for one well-publicised massacre (Batang Kal: 24 terrorists shot; My Lai: over 500 unarmed men, women and children killed), and the New Villages policy doesn’t sound as benign to me as Barber makes it sound. But overall, eventually, the non-military nature of the British response worked.

Communist desertions

The British placed huge bounties on the heads of the CT leaders. They offered huge sums for information. And they paid CTs who handed themselves in. Millions of leaflets offering safe passage were dropped over the jungle (93 million in 1953 alone, p.246, 525 million in total, p.321).

So many took up this offer that in the summer of 1953 Templer set up the Special Operational Volunteer Force, 180 ex-communist terrorists grouped into twelve platoons of 15 men each (p.233).

Barber describes in detail the defection of a number of the highest CT leaders, including the elusive Osman China ‘one of the most brilliant propagandists in South-East Asia’ and Hor Leung, a high ranking communist official (pages 250 to 265).

Elections

In July there was the first full general election in Malayan history. Barber had already introduced us to Tunku Abdul Rahman who had emerged as a canny political operator in the regional elections of 1952. Now he built a coalition between the ethnic parties to take overall power. 85% of the electorate voted and the Tunku’s Alliance won 51 of the 52 seats. He immediately began criticising the British veto on all laws passed by the assembly and pushing for the British to leave and relinquish full political power as soon as possible. The Tunku immediately issued a complete amnesty to all remaining CT fighters and had it distributed by leaflet, loudspeaker, the press and so on. Chin Peng replied calling for an immediate ceasefire.

The Tunku and his party were keen to hold talks but the British stalled. They were still responsible for the country’s security and felt admitting Chin Peng to a conference table would subvert the democratic process they had put in place, would give the communists influence not merited by their dwindling band of malnourished jungle fighters, and would hand a propaganda coup to the communist cause across wider South-East Asia (not least in Vietnam). But the Alliance party and many others saw this as simply excuses for the British to hang onto ultimate power. As long as the emergency remained, the British remained, and so the imperial power had a vested interest in dragging it out.

We now enter the complex world of multi-party politics, in which there are factions within the ruling Alliance party, these disagree with the old sultans, many of whom trust their British advisers more than these upstart democratic politicians, and the British administration itself which was divided about policy, and a British political community which was, of course, also divided between Conservative ruling party and the opposition internationalist Labour Party. The story gets more complex and, frankly, more boring, more bureaucratic.

The solution to this particular conundrum was simple: the British announced that they would leave whether the emergency was over or not. The existence of the emergency would not prevent full independence. And so Chin Peng was offered and amnesty and the opportunity to emerge from the (Thai) jungle and hold talks with First Minister Tunku.

In the event Malaya finally became fully independent (achieving Merdeka or independence) in August 1957, ending 83 years of British rule. Although under a British-Malayan Defence Pact, the Malay Army was run by Director of Operations Sir James Cassels (p.305), British soldiers continued to provide ‘defence’ for the Malayan state, and continued to be ambushed and killed by the 1,000 or so remaining CTs left in the jungle.

Despite independence the Communist insurgency continued until 1960. The final 30 or so pages don’t cover any of the political, social or economic ramifications of independence, but instead continue to give us exciting stories of derring-do, describing the cat and mouse campaigns to kill or capture the last remaining CT leaders, who are regularly portrayed as fiendish, cunning, clever, zealous and indoctrinated opponents of tall, tough, multi-lingual British Special Branch or SAS officers with mops of unruly hair and piercing blue eyes.

These last couple of extended adventures made me suddenly realise who Noel Barber reminds me of – Frederick Forsyth. A lot of the passages of action – the ambushes and attacks, the forays into the jungle, the top secret intelligence work – and the stereotyped characters – bluff British army officers, slight twinkly-eyed Chinese fanatics, beautiful girls, fast cars, Sten guns and armoured cars – read like an airport thriller, an airport thriller, a lot of which just happens to be true.

On 31 July 1960 the ’emergency’ was declared over and there was a huge victory parade through Kuala Lumpa which Barber describes in joyous detail, and then wraps his account up with a purple prose description of free, independent Malaya, unchanged and yet completely changed, enduring forever…

Thoughts

1. I must read a more modern account of the emergency, one which will probably contain a far more damning version of British behaviour.

2. Ideally, this modern version would go on to cover the longer period after independence up to the 1990s, say, so that the long-term effect of not only the emergency but of colonial rule can be assessed in the longer perspective.

3. Barber’s book is a very accessible, rip-roaring boys adventure version of events. The thing is, this may not be so misleading because quite obviously a lot of the British participants took part in that spirit, had that gung-ho, patriotic ‘come on chaps’ attitude. Certainly in his interviews with Peter Lucy and his wife, with Lucie Card and the dashing Scottish officer she met and married in Malaya, David Storrier (p.239), they all talk like that, they describe acts of everyday heroism and bravery with a dashing disregard for the danger.

4. And this is connected to the many scenes and descriptions of events where Barber deploys the techniques of a popular novelist, setting scenes whether in ex-pat clubs or jungle guerrilla camps, giving vivid descriptions of emaciated CTs, terrified Tamil workers, jolly fun-loving sultans and dashing Brits which come from movies, novels or comics of the 1950s:

Gallery of characters

Colonel Robert ‘Bob’ Thompson, son of an English clergyman, fluent Chinese scholar, fought with the famous Wingate Chindits, had a ‘brilliant’ war record, looked like a film star, was ‘a dashing, handsome, highly intelligent bachelor with a ready chuckle’ (p.24)

Sir Edward Gent, the High Commissioner… at Oxford gained a double first and was a rugger Blue… (p.44)

Malcolm MacDonald, Commissioner-General for South-East Asia… was something of a ‘character’ and over the years had developed a public image of a shirt-sleeved, approachable democrat… (p.47)

Police-Superintendent ‘Two-Gun’ Bill Stafford, a stocky, broad-shouldered barrel-chested aggressive man with grey-green eyes, who had been a ‘crime-buster’ before the Emergency and was already something of a legend in Malaya. (p.66)

[David Storrier] had sharp features, straight fair hair and the bluest eyes she [Lucie Card] had ever seen.

[Sir Henry Gurney’s] panache had become a legend in Palestine during the last frightful months… known to close friends as Jimmy, he had gained a blue for golf at Oxford and was a keen tennis player. (p.73)

Colonel Nicol Gray was a strong man in every sense of the word. (p.81)

John Davis, Senior District officer was ‘a broad-shouldered man of forty-nine with twinkling blue eyes and a shock of unmanageable hair’ (p.276)

The commanding officer chosen for the task was a spectacular character – literally: Major Harry Thompson, seconded from the Royal Highland Fusiliers, stood six feet four inches, had a thatch of fierce red hair and a boxer’s nose (p.311)

Evan Davies was a master of the technique of using double agents… He had impeccable manners… he was ‘feared yet respected in every CT camp in Malaya’… he drove a cream, two-seater sports car ‘with his usual dash and verve’…He had ‘a remarkable ability to think like a Chinese…’ ‘He had been a policeman on the beat in London before being promoted to Special Branch, followed by a spell as a Commando during World War Two..’ (pages 281 to 24)

Commando: Marching to Glory: Six of the Best Commando Army Books Ever! (Commando for Action and Adventure): Amazon.co.uk: Low, George: 9781853758966: Books


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Fiasco: The American Military Adventure in Iraq by Thomas E. Ricks (2006)

Perhaps the worst war plan in American history.
(Fiasco: The American Military Adventure in Iraq, page 115)

‘It failed utterly.’
(Verdict of Marek Belka, Prime Minister of Poland which contributed troops to the coalition, describing the entire American project to invade and ‘liberate’ Iraq, p.347)

Bad assumptions

The US Army invaded Iraq on 20 March 2003. The moving forces behind the invasion – Vice President Dick Cheney, Secretary of Defence Donald Rumsfeld, Deputy Defence Secretary Paul Wolfowitz and Under Secretary of Defence for Policy, Douglas Feith – said the war would be over in a matter of months, would require the bare minimum number of troops and would pay for itself out of Iraq’s increased oil revenue. They based these conclusions on the assumptions that:

  1. large numbers of Iraqi security forces would be willing to change sides and help the occupiers
  2. the ‘international community’ would pick up a lot of the task of reconstruction, meaning other Western countries, NGOs etc
  3. a provisional Iraqi government would spring into being within months which the US could hand interim authority over to i.e.  they could stop being responsible for everything
  4. the war would not cost much ($1.7 billion, the head of the US Agency for International development, Andrew Natsios, told Ted Koppel on the Nightline TV show, p.109) and this would all be paid for out of the new democratic and grateful Iraqi government’s oil revenues

All four of these premises, along with most of the other assumptions made by the invasion’s planners, turned out to be completely fallacious. To take one very specific example, the advance units of the American Army were told to expect the Iraqi forces they faced to quickly surrender or maybe even desert to them. In the event, none did. Everything else was like that – completely wrong and unexpected.

The US-led invasion was launched recklessly, with a flawed plan for war and a worse approach to occupation. (p.3)

There were plenty of critics who warned of the probable consequences:

  • Michael O’Hanlon from the Brookings Institute
  • Pentagon official Alina Romanowski (p.65)
  • Marine Corps General Anthony Zinni (p.51)
  • a conference of 70 national security and Middle East experts (p.72)
  • General ‘Stormin” Norman Schwartzkopf (p.82)
  • Air Force strategist Colonel John Warden (p.108)
  • defence consultant Gary Anderson (p.137)

and plenty of others, predicted that the Americans would be entering an ethnic and religious minefield and get drawn into a country which was likely to collapse and split along ethnic or religious lines, requiring US forces to be there for 5 years or more. All correct predictions, all ignored or rubbished by the hawks, Cheney, Rumsfeld, Wolfowitz, Feith.

More than one critic assigns the consistent errors of the neo-con Republican hawks to ‘intellectual arrogance’ (p.99). Like Liz Truss and Kwazi Kwarteng, they knew they were right and all the critics, all the academics, regional experts, and senior army officers were dismissed as unduly negative, lacking vision, enemies of growth or America, anti-patriotic pessimists. ‘Rumsfeld’s self-confident stubbornness made him a big part of the problem’ (p.169).

They think it’s all over

The most profound mistake was thinking that once they had seized Baghdad, the Americans would have won the war. In fact, as they quickly found out, it was only the start of the conflict. The Rumsfeld-Wolfowitz clique thought they would be greeted like an army of liberation, like the Allied armies who liberated France in 1944. Instead, almost all Iraqis quickly came to regard them as an army of occupation, and many of the soldiers behaved like one, bullying, abusing and threatening all the locals they met. Aide to Rumsfeld, Lawrence Di Rita, told the press that US forces would be in Iraq for 120 days, tops (p.106). In fact US forces were to remain in Iraq for over 8 years.

No phase IV plan

And here’s where the greatest fiasco occurred. The Americans had no plan for what to do once they had overthrown Saddam Hussein, no planning at all for what was called, in military terms, Phase IV of the invasion i.e. the aftermath (p.151). Ricks, with his typically forensic and cerebral approach, cites two of the most famous theorists of war on just this subject:

  • The first requirement in war is not to take the first step without considering the last (Karl von Clausewitz)
  • To win victory is easy; to preserve its fruits, difficult (Sun Tzu) (p.59)

For the crucial months of April, May and June 2003, after they had won the actual war, the Americans delayed and prevaricated while they tried to cobble together a plan for the reconstruction of the country and installation of interim government. It was, as Captain David Chastain, a 3rd Infantry Division officer put it, ‘a clusterfuck’ of chaos (p.151).

President Bush realised the need for some kind of post-war administration late in the day and, just a month before the invasion, appointed retired Lieutenant General Jay Garner to post of Director of the hurriedly cobbled together Office for Reconstruction and Humanitarian Assistance for Iraq (ORHA).

In the event Garner’s term in post lasted less than a month, from 21 April to his abrupt replacement by L. Paul Bremer on 11 May. In fact the entire ORHA was abruptly closed down and replaced by another hastily cobbled organisation, the Coalition Provisional Authority (CPA). Neither ORHA nor CPA were properly staffed or organised, with new staffers being hired and flown out to Baghdad in a mad hurry, with minimum or zero qualifications, handed roles they were woefully inexperienced for, throughout the spring.

‘No clear strategy, very little detailed planning, poor communications, high personnel turnover, lots of young and inexperienced political appointees, no well-established business processes,’ (Colonel Ralph Hallenbeck who worked at the CPA, p.203)

Crucially – decisively – with no actual plan to hand, the Americans’ delay meant they lost the initiative, which passed over to the various types of religious, political and ethnic opposition groups or allowed these groups to come into existence and establish themselves. These groups seized abandoned government arms, organised, made plans, and commenced the ‘insurgency’ which was to bring havoc, violence and death across Iraq for the next 8 years.

Thomas E. Ricks

Thomas E. Ricks was a reporter for the Wall Street Journal for 17 years, latterly a specialist in the US military, until he joined the Washington Post in 2000 as senior Pentagon correspondent. His extremely detailed and thorough account of the invasion and its aftermath was published in 2006, three years into the painful and protracted unravelling of America’s plans.

Far from…

Far from being over in a few months with minimal casualties, the war in Iraq was to drag on until December 2011, lasting 8 years and nearly 9 months.

Paul Wolfowitz predicted the locals would welcome the Americans, there would be no ethnic fighting and that within a few months of victory, the troop numbers would be down to 34,000 (pages 97, 98 and 106). However, far from requiring a minimal army of 130,000 the troop numbers rose to a peak of 200,000 which most commentators still thought wasn’t enough. The Rand Corporation published a report claiming the task the US set itself would have required 500,000 troops. According to Army Central Command planner Colonel Agoglia, Wolfowitz suffered from ‘a complete and total lack of understanding’ of what was need to invade Iraq and create a new, independent state (p.128).

Far from costing a few billion dollars which would be paid for by the country’s own oil revenue, the US Congressional Budget Office has estimated the total cost of the war in Iraq to the United States will be around $1.9 trillion.

Legacy of the Gulf War

Many people thought Bush Jnr wanted to complete what his dad, George Bush Senior, began with his ejection of Saddam from Kuwait in 1991. Republicans and foreign policy hawks came to regret how the father ended the 100-hours war as soon as the Iraqi forces were expelled back onto Iraqi soil. Specially when Saddam went out of his way to prove what a bastard he was by massacring the Marsh Arabs who Bush Senior had encouraged to rise up against their dictator, and then turned his wrath on the Kurds in the north, who he drove from their towns and villages into the freezing mountains where many perished before the ‘international community’ stepped in to enforce a no-fly zone (Operation Northern Watch, p.13).

Throughout the 1990s the Allies maintained this no-fly zone despite Saddam’s policy of continually nagging and provoking them, and also enacted strong sanctions against the regime. He remained a thorn in the side of successive American administrations. Foreign policy hawks became obsessed with the idea that Saddam was moving heaven and earth to build facilities for creating weapons of mass destruction i.e. chemical, biological and nuclear weapons.

In response to these provocations and paranoia, in October 1998 removing the Iraqi government became official US foreign policy with the enactment of the Iraq Liberation Act. This followed the creation of an advocacy group of neo-conservative Republicans, the Project for a New American Century, set up in January 1998 to lobby then-President Clinton for regime change in Iraq. Members included Rumsfeld, Wolfowitz, Richard Armitage, future UN ambassador John Bolton and other hawks, who were to come into power when George W. Bush was elected president in November 2000.

Choosing to attack Iraq on a false prospectus

Hence, within days of the 9/11 attacks, President Bush and senior figures in his administration (vice-president Dick Cheney, Secretary of Defence Donald Rumsfeld) began soliciting opinions from State Department officials and the military about the feasibility of completing the job of getting rid of Saddam.

Little over a month after 9/11 the US attacked Afghanistan whose Taliban rulers had refused to surrender Osama bin Laden who had emerged as the culprit for the 9/11 attacks. But alongside the Afghan plan, a definitive assault on Saddam’s Iraq was being planned.

Throughout 2002 the administration ramped up the pressure with an escalating series of deadlines for Saddam to surrender his weapons of mass destruction, obey sanctions and so on. Saddam’s truculence and mishandling of UN weapons inspectors played with into the US hawks’ plans.

Colin Powell’s day of shame

Early in 2003, on 5 February, Bush sent Secretary of State Colin Powell to the UN to make America’s case, to present ‘evidence’ that Iraq was hiding unconventional weapons. His presentation to the UN was later shown to be wrong and misleading in every single detail (pages 90 to 93). The Americans were warned by British and other security services, at the time, that this ‘evidence’ was very flaky, based, for example, on the claims of an Iraqi emigrant living in Germany who later admitted having falsified his testimony (p.91). The monitoring efforts of the International Atomic Energy Agency had found no evidence of WMD at all – but the Bush administration ignored anything which stood in the way of their determination to overthrow Saddam.

The Bush White House case was based on the claims that a) there was a direct link between Saddam Hussein and al Qaeda and b) that Saddam had ‘weapons of mass destruction’ that posed a serious threat to the West. Whereas:

  • in 2004, the 9/11 Commission concluded there was no evidence of any relationship between Saddam’s regime and al-Qaeda
  • and no stockpiles of WMDs or active WMD program were ever found in Iraq (p.375)

Has any US president ever told such a pack of lies with such catastrophic consequences? Ricks doesn’t hold back.

  • Blame must lie foremost with President Bush himself, but his incompetence and arrogance are only part of the story. It takes more than one person to make a mess as big as Iraq. (p.4)
  • President Bush’s response to the growing violence in Iraq was even more painfully wrong than Rumsfeld’s. (p.172)

Ricks’s intelligence and authority

What makes Fiasco such a blistering record of the intellectual arrogance, blinkered ignorance, chaotic mismanagement, wishful thinking and stupidity which characterised the American invasion of Iraq is the supreme intelligence and incisive analysis Ricks deploys on every page. He is an extremely clever guy, a deep thinker, with the added huge advantage of managing to get pretty much all the key players, all the senior people at the State Department (America’s Foreign Office) and Pentagon (the military), to talk to him and give often scathing and bitterly critical insights into the chaos and mismanagement which operated at every level of the US administration.

But it wasn’t just the US government and key figures in the US army who made terrible mistakes and miscalculations. The press was shamefully complicit in this slack, badly planned wishful thinking. Ricks names and shames the cheerleaders for the invasion in the American press and TV, some of whom saw their careers destroyed for recklessly supporting the administration (Ricks singles out New York Times reporter Judith Miller for particular criticism, p.35).

And Congress pitifully failed in its duty to review the executive’s plans, especially war plans. Members of Congress were intimidated by the great wave of patriotic rhetoric flooding the airwaves. In the feverish mood after 9/11 Congress didn’t want to seem unpatriotic and so subjected the administrations plans to pitifully inadequate questioning, and failed in its duty of overseeing the Executive branch of government (p.88 and p.387). Fail fail fail.

Ricks subjects specific each of the main players, in the White House, State Department, Pentagon and Army to detailed and authoritative profiles and then withering analysis of their failures, which leave virtually none of their reputations intact.

General Tommy Franks, the man given overall charge of the invasion, was widely thought to have no grasp of strategy; he was a tactical, operations man incapable of seeing the big picture.

  • ‘[Franks] ran an extremely unhappy headquarters’ (p.33)
  • ‘the intellectually shoddy atmosphere that characterised war planning under Franks’ (p.34)

Thus it was that Franks fell in with Rumsfeld and Wolfowitz, who both continually demanded a smaller force, chipped away at the proposals, demanding that army commanders reduce their numbers to a size which was to prove completely inadequate for the task ahead. As late as April 28 Wolfowitz was insisting the Americans only needed the 135,000 troops they had so far deployed, even as the evidence came in that this was completely inadequate. Ricks’s description of the shambolic office run by Under Secretary of Defense for Policy, Douglas Jay Feith, beggars belief:

  • The owlish Feith was a management disaster who served as a bottleneck on decision making. (p.76)
  • ‘the dumbest fucking guy on the planet’ according to Tommy Franks (p.78)
  • ‘incredibly dangerous’, according to general Jay Garner (p.78)

Franks announced his retirement very soon after combat operations finished, on 22 May 2003. He was replaced by General Ricardo Sanchez who, according to the sources Ricks speaks to, struggled with the scope of the role. Lieutenant Colonel Christopher Holshek: ‘He was in over  his head. He was a fulfilment of the Peter principle’ (p.173).

‘Historians will remember Sanchez as the William Westmoreland of the Iraq War – the general who misunderstood the nature of the conflict he faced and thereby played into the enemy’s hands,’ retired army Colonel Andrew Bacevich (p.392)

Who would have suspected so many senior administration officials were so incompetent and divisive?

Strategy versus tactics

Quite apart from the riveting and mind-boggling stories on every page, two big concepts underpin Ricks’s account. One is the difference between strategy and tactics. He explains that to ascertain strategy you must ask four questions:

  1. who are we?
  2. what are we trying to do here?
  3. how will we do it?
  4. what resources and means do we need to do it?

Answering those questions completely and correctly gives you your strategy (p.127). Once you have established this, tried and tested it against the evidence, then you are in a position to start developing the tactics which you will apply in specific situations or areas which will all work towards achieving your overall goals.

Ricks shows in fascinating detail how the general in overall command of the war, Tommy Franks, was great at working out detailed tactics but completely failed to grasp the overall strategy, which was itself laughably unrealistic, the ambition not only to overthrow Saddam but to re-engineer the entire Middle East to suit America and Israel’s convenience. The result was that the US effort more closely resembled a coup in a banana republic than a deeply through-through, carefully worked out, large-scale, long-term plan to alter the politics of a crucial part of the globe (p.128).

The neo-conservative Republicans who drove the invasion thought there was no need for a phase IV because the Iraqi population would greet the Americans with flowers and kisses (p.96), Iraqi politicians would quickly set up their own government, and their army and police would manage the transformation of Iraq into a shiny new democracy. They were completely and utterly wrong (p.170).

The looting

Before the invasion phase of the war (19 March to 30 April) had even finished, Iraqi society began to fall apart. The TV cameras caught the pulling down of the massive statue of Saddam at the centre of Baghdad on 9 April 2003 (I remember watching it live on TV; it took ages). But even as they did so the epidemic of looting, burning and destruction of the country was beginning. The French, liberated from their Nazi occupiers carried on with their civic duties. The Iraqis, liberated from Saddam’s totalitarian rule, went mad with a spectacular outburst of civil disorder and chaos on the streets.

And did the Americans have the manpower to enforce security, law and order? No, because Rumsfeld and Wolfowitz and their creature at the Pentagon, Douglas Feith, and the many other true believers, had moved heaven and earth to have the smallest possible supply of boots on the ground.

Interviewed on TV Rumsfield famously dismissed the looting by saying freedom is messy (p.136). In other words, he was a cretin. He and his fellow believers didn’t realise that it was in those early days that America lost the respect of the nation they had conquered, that an entire people saw American soldiers standing by idly while ministry buildings were comprehensively sacks, looted and set on fire, criminal gangs roamed the streets, cars were hijacked, civilians kidnapped, women raped. Not my problem, said Rumsfeld.

Excellent at sending laser-directed bombs at infrastructure targets, the American Army turned out to be useless at enforcing law and order. Within days many Iraqis began to pine for the good old days under Saddam. At least under the tyrant the streets were safe to walk or drive through. It is vital for an invading force to gain the population’s trust and to display competence and command. During the orgy of looting the US forces lost all this and never regained it (p.136).

Mission accomplished?

On 1 May Bush made his Mission Accomplished speech aboard the USS Abraham Lincoln cruising off the coast of California (p.145). Ricks goes out of his way to say that Bush never used the phrase ‘mission accomplished’, it was just the words on a huge banner hanging behind him. But even to an informed amateur like myself it was obvious what a stupid, short-sighted and profoundly ignorant speech it was. The Americans’ problems were just starting, as anybody who knew anything about the Middle East or the Arab world could have told the hawks for the price of a pint.

Weapons of mass distraction

It is amusing to learn how, during these crucial first days and weeks, US forces wasted an immense amount of time and resources searching for the non-existent weapons of mass destruction instead of policing the streets, which is what a country descending into chaos needed (p.146).

What’s more, in the quest for phantom WMD, American forces left hundreds of thousands of conventional weapons untouched, partly for fear that detonating them might blow up gas or chemicals, mostly because they were looking for the phantom factories and warehouses. And so they allowed insurgents-in-the-making to walk in and loot vast amounts of arms and munitions and walk off with them at their leisure. Breath-taking, amazing stupidity.

hence the jokey phrase that the non-existent weapons of mass destruction in practice turned out to be weapons of mass distraction, distracting US forces from the more straightforward and useful task of securing Iraq’s armouries. Not only were WMDs a fake reason for the invasion but they then significantly contributed to the arming of the insurgencies which were to bedevil the American occupation.

Definition of ‘the initiative’

In late April and early May the Americans, with no clear plan in place and insufficient personnel to secure the country, lost the initiative. In most people’s hands this would be a phrase, but what makes the book outstanding is the way Ricks gives these terms careful definitions, often within the specific context of military doctrine. Thus he defines ‘the initiative’ as ‘the ability to choose the time and location of battle, a key and often decisive factor in any military engagement’. Instead, the Americans’ drift and lack of direction handed the initiative over to countless angry insurgents.

According to the Pentagon, 250,000 tons of ordnance was looted, providing a significant source of ammunition to the future insurgents. In addition, the Iraqi army and Republican Guard had created hundreds of hidden weapons caches before the invasion in preparation for prolonged resistance.

There weren’t enough US troops:

  • to stop the looting which wrecked then occupiers reputation and damaged important infrastructure
  • to secure the borders, specially in the west with Syria, across which streamed zealous jihadis
  • to train new Iraqi police, a task delegated to contractors
  • to supervise detainees who swiftly filled the gaols to overflowing

Chronic lack of personnel in each of these areas – on the direct personal orders of Rumsfeld – was have catastrophic consequences (p.147).

The scandal of Abu Ghraib

The most florid and attention-grabbing was the complete failure to prepare to handle the large number of detainees the army soon started rounding up and sending to prison to be interrogated. Which prisons? The same ones Saddam had used such as Abu Ghraib just west of the capital, only even more degraded and squalid than during his time. So much for ‘liberation’.

There weren’t enough trained interrogators who could speak Arabic, so interrogation often ended up as a lot of slapping and shouting, plus the new techniques of waterboarding and other forms of abuse and torture. What was required was Military Police but large units of these had been deliberately and specifically dropped from the invasion plan by Rumsfeld in person. And it was this Rumsfeld-created shortage of Military Police or soldiers trained to run such facilities meant they were run by the likes of the badly trained and inadequately supervised junior soldiers who took all those photographs of terrorising Iraqi prisoners at Abu Ghraib which leaked out with a catastrophic loss of reputation for America, for all time. A reputation for holding the moral high ground, around the developing world, which it will never really capture (pages 197 to 200 and 290 to 293, 296 to 297).

The notorious photos from Abu Ghraib prison showing untrained low-ranking American soldiers abusing Iraqi prisoners

One of the keys to winning a counterinsurgency is to treat enemy captives well; if won over with leniency and understanding, today’s captive may be converted to tomorrow’s mayor or council member, a useful ally in reconstructing civil society (p.421). So how did America treat its prisoners? Worse than animals. Hence 8 years of war.

Bremer’s historic mistakes

Within a week of taking over command of the Coalition Provisional Authority, L. Paul Bremer made his two infamous decisions (pages 158 to 165):

  • Coalition Provisional Authority Order 1 banned the Ba’ath party in all forms and banned from public life anyone who had been a member of the party, no matter how lowly
  • Coalition Provisional Authority Order 2 dismantled the Iraqi Army, 23 May 2003

The first one deprived over100,000 generally honest Iraqi citizens of their livelihoods. The second did the same to about 400,000 members of the armed forces. Both were overnight deprived of their livelihoods, income and the respect so important in an Arab country. Some were angry and protested outside the newly established Green Zone. Others took steps to join the nascent insurgencies, many of which offered them cash to join.

Ricks quote numerous army officers such as Major General Renuart, saying things like: ‘That was the day that we snatched defeat from the jaws of victory’ (p.163) or Colonel Alan King: ‘May was the turning point. When we disbanded the military and announced that we were occupiers, that was it’ (p.164); Colonel Paul Hughes: ‘When we disbanded the Iraqi army we created a significant part of the Iraqi insurgency’ (p.191) and many more like them.

More strategically, in a country riven by ethnic and religious divisions, the army had (as in so many developing countries) been one of the few unifying national institutions. Not only did abolishing it turn hundreds of thousands of angry and well-trained soldiers into insurgents, it hugely exacerbated ethnic division (p.163).

Counter-insurgency

The other Big Idea which increasingly comes to dominate Ricks’s accountt is that of counter-insurgency. In brief, it became more and more obvious to intelligent observers (i.e. nobody in the Bush administration) that the Americans were fighting the wrong kind of war. The army had been briefed from top to bottom to fight a conventional war, advancing in formation, accompanied by tanks and air support overhead, against conventional forces arrayed in trenches or battle formation etc.

First of all the military was blindsided when, having won the conventional war in a matter of weeks, it turned out that they were being called on to maintain the peace, enforce law and order, manage the never-ending influx of detainees, something none of them had been trained for (Abu Ghraib).

But then the situation took a further turn, as the insurgents, taking advantage of the Americans’ complete lack of a plan, began to launch an insurgency. It took the people in charge, in the Pentagon and State Department months and months to realise this was what was happening. The conflict changed from the quick, easy war they’d been bragging about into another Vietnam-style, prolonged, small-scale, low-level insurgency, precisely the kind of thing they’d sworn blind would never happen.

What is counter-insurgency?

In a conventional war your aim is to kill as many of the enemy as necessary until they surrender and cease to be combatants. The civilian population are uninvolved bystanders to the clash between two uniformed, centrally organised armies. In an insurgency the opposition does not wear uniform, blends in with the civilian population, launches small attacks on vulnerable targets (police stations, foot patrols) before disappearing back into the population.

Therefore, the key plank of counterinsurgency warfare is to win the population. The population are the battle space and the goal of counter-insurgency. Only with the passive assistance of the general population can an insurgency survive. If you win over the population, the insurgents have no background to slip back into. The general population is the goal and therefore you do everything in your power to win them over.

How? By providing what they need: bringing security, enforcing law and order, getting the electricity and drinking water working. Above all you are polite and respectful. A country like Iraq gives great importance to personal dignity, especially of the male head of households or the elders of communities, villages and tribes. Therefore extreme respect must be shown at all times. The army must go out of its way to win the respect and trust of the civilian population. That is the only way to slowly, patiently, strangle an insurgency, by steadily reducing the pool or recruits and the places it can hire.

Did the Americans practice counter-insurgency?

No, they did the exact opposite. Hence the 50 page-section Ricks ironically titles ‘How to create an insurgency’ (pages 149 to 200).

The Americans stood by while the country collapsed into chaos, the Americans did nothing as criminal gangs roamed the streets. The Americans allowed government ministries, museums, schools and hospitals to be looted and destroyed.

On a personal level, the Americans were extremely rude and aggressive with Iraq civilians. They forced other road users off the roads. They drove round pointing their guns at everyone. They shot first and asked questions later, killing unarmed civilians in the process, on several notorious occasions killing Iraqi policemen who they themselves had helped to train (by accident and incompetence, rival night patrols opening fire on each other, that sort of thing).

And the Americans carried out systematic abuse of prisoners or ‘persons under control’ (PUC). Ordinary soldiers developed an attitude called ‘Fuck a PUC’ (p.278), yelling and abuse was the start which often escalated to beating, punching, up to breaking bones, threatening with guns etc.

As the insurgency ramped up, US forces took to raiding entire quarters of any town or city where an insurgent attack took place, kicking open the doors of domestic houses, waving guns around, chucking hand grenades into cellars, corralling women and children screaming with terror into the main room and telling them to shut the fuck up. Very often they deliberately humiliated the man of the house in front of his women and children, forcing him to the floor, kneeling on his neck, yelling abuse, letting off pistols right by his ear. Ricks tells the story of the soldier who told an older man he was going to execute one of his two sons and to pick which one to save and which one to condemn to death before taking one of them outside, out of sight and firing his gun, reducing the father to tears of hysteria (p.273).

At a higher, operational level, the Americans made the bad mistake of regularly rotating troops back to the States. This meant that individual commanders and soldiers on the ground were just beginning to establish relationships with local communities, civic leaders and so on, building trust and respect, when they were moved on and a new bunch of soldiers came in who had to start all over from scratch (p.142).

In short, the Americans broke every rule in the counter-insurgency guidebook and did everything they possibly could to turn the entire population against them.

Ricks makes the specific point that men who had been publicly humiliated in the way I’ve described, were compelled by their culture’s sense of honour, to redeem their manhood. Even if they didn’t particularly want to, or weren’t naturally violent, their culture demanded they strike back to redeem themselves and so hundreds of thousands of men were recruited to give active or passive assistance to the insurgency.

It took over a year for the Americans to realise they were fighting the wrong kind of war. Ricks’s book is absolutely riveting as he describes the way some military leaders (Major General David Petraeus, Marine Corps General James Mattis) always knew this or learned it and promulgated it to the divisions under their command.

Classic guides to counter-insurgency

Ricks’s description of counter-insurgent warfare is so insightful and clear and useful partly because he cites classic works on the theme. These include:

Galula’s book lays out four principles:

  1. The aim of the war is to gain the support of the population rather than control of territory.
  2. Most of the population will be neutral in the conflict; support of the masses can be obtained with the help of an active friendly minority.
  3. Support of the population may be lost. The population must be efficiently protected to allow it to cooperate without fear of retribution by the enemy.
  4. Order enforcement should be done progressively by removing or driving away armed opponents, then gaining the support of the population, then strengthening positions by building infrastructure and setting long-term relationships with the population. This must be done area by area, using a pacified territory as a basis of operation to conquer a neighbouring area.

These echo the four principles laid out by a British soldier, Sir Charles Gwynne, who wrote in his 1939 textbook ‘Imperial Policing’ that, because counter-insurgency is primarily a political strategy (p.266):

  1. the civil power must be in charge
  2. civilian and military powers must cooperate closely in everything to ensure one chain of command and unified approach
  3. if required, action must be firm and prompt
  4. but force should always be kept to an absolute minimum to avoid losing the population

Or to put it another way:

  • A lesson of every successful modern counterinsurgency campaign [is that] violence is the tool of last resort, especially for troops foreign to the local population (p.225)
  • The great body of successful counterinsurgency practice…holds that firepower should be as restrained as possible. (p.234)
  • One of the most basic concepts of counterinsurgency campaigns, that they succeed when a minimum of firepower is employed. (p.250)

For in counterinsurgency warfare, the population is the prize (p.318):

  • Classic counterinsurgency doctrine…holds that the objective is first to gain control of the population and then win their support. (p.250)
  • ‘The population…becomes the objective for the counterinsurgent as it was for his enemy’ Galula, quoted p.266)
  • ‘Success in a counterinsurgency environment is based on winning popular support, not on blowing up people’s houses’ (p.315)

The immensely complicated effort required for modern warfare

Obviously the US invasion and occupation of Iraq was catastrophic in all sorts of ways which Ricks’s book describes in excruciating detail. But what really comes over is a sense of how complicated it is a mount a modern military campaign, at how many levels or aspects you have to manage to manage so many people with so many conflicting priorities and opinions.

At the very least there’s the international diplomatic scene to be managed, relationships with NATO partners as well as with the usual antagonists at the United Nations, Russia and China.

There’s public opinion which has to be managed and, in this case, lied to about weapons of mass destruction, in order to psych it for war.

But Ricks’s book makes abundantly clear that the real struggle comes within your own administration itself, where you need a) the right person as minister of war and b) the right person in charge of the Army; you need c) both to be in charge of functioning, well-managed organisations, and d) the two top guys to be able to communicate and work together to a shared goal.

One small criticism

Obviously the book only goes up to early 2006, when it was published, whereas the conflict continued on until 2011. My 2007 paperback edition has an afterword in which Ricks gives several scenarios to how he thinks the conflict might play out.

It’s not really a criticism but the one big thing I wish the book had contained was more about the contemporaneous situation in Afghanistan. Given the tremendous detail Ricks goes into about the structure and bureaucracy and funding and planning and key personnel of the US military in Iraq, it feels like a big piece of the jigsaw is missing in that he only occasionally mentions that the US was fighting a whole other war, in Afghanistan, at the same time.

I would expect that the commitment to Afghanistan caused all kinds of problems for the Army planners mapping out the plans for Iraq, but you don’t get any detail on that. I would also have expected lessons learned in one place to be applied to the other i.e. there must have been dialogue between the occupying forces in both countries, but Ricks gives no sign of it.

Relevance to Ignatieff’s theories

The aim of Michael Ignatieff’s 2003 book Empire Lite is to argue that, given the chaos which has engulfed numerous weak and failing states in the light of the withdrawal of the two superpowers from their imperial dominance at the end of the Cold War, America, if it wants to achieve geopolitical security, needs to really commit to imperial intervention in the worst of these failing states and to ‘state building’ there.

Some countries, Ignatieff argues, can only conceivably be saved by imperial intervention, by which he means long-running and deep commitment to put troops on the ground and stay the course, to establish peace between warring ethnic groups and build the apparatus of a state, not just the usual guff about ‘internationally supervised democratic elections’, but the infrastructure stuff which really counts, from education to clean water.

My reply to Ignatieff is that the Americans tried to do this – in a reasonably planned way in Afghanistan, for a good 20 years, in a far more chaotic, make-it-up-as-they-went-along way in Iraq. And the point is that they failed in both. America’s engagement in both countries amount to two different but extended and very expensive attempts to implement Ignatieff’s proposal for longer, deeper Western involvement in developing countries riven by ethnic conflict and civil war. Surely the conclusion of both experiments is that such extensive and expensive commitment by the West does not work.

In reality America, and her half-hearted allies in NATO, are committed to trying to control situations in a huge number of countries round the world:

  • the US controls about 750 bases in at least 80 countries
  • in 2020 the US had around 173,000 troops deployed in 159 countries (source: al Jazeera)

But never again will the US and its allies invade a country with the blithe confidence that it can impose western norms of law, politics and democracy.

Iran triumphans

According to a 2019 US Army study, the only country to emerge as victor of the Iraq war was America’s long-time nemesis, Iran. Although they make up a majority of the population of Iraq, Shia Muslims were liable to repression and imprisonment under the rule of Saddam, a Sunni Muslim, especially in light of the terrible Iran Iraq war (1980 to 1988). The overthrow of Saddam and American promises to implement democracy immediately placed Shia parties in a commanding position. This led to internecine fighting between Shias and Sunnis with entire areas of Baghdad ethnically cleansed at the cost of much torture and bloodshed. It led to the sudden rise to prominence of Shia cleric Muqtada al-Sadr.

But above all it meant that, whichever party won power, which ever government ran Iraq, would include figures who had been in exile in Iran, were mentored by Iran, were under the control of the Iranian government. Twenty years later Iraqi politics remain fraught and complex but the one unqualified winner to emerge from the whole shambles was Iran. And it was the increased ‘threat’ from Shia Iran which hardened hawkish attitudes in Sunni Saudi Arabia, and which explains why Iran and Saudi Arabia are fighting proxy wars against each other in Yemen and Syria.

Back to Ricks who cites an unnamed US intelligence officer drolly commenting that:

‘The difference between Tommy Franks and Tehran was that the Iranians had a good Phase IV plan.’ (p.123)


Credit

Fiasco: The American Military Adventure in Iraq by Thomas E. Ricks was published by Penguin Books in 2006. References are to the 2007 paperback edition.

New world disorder reviews

Orientalism by Edward Said (1978) part 2

Orientalism is the generic term that I have been employing to describe the Western approach to the Orient; Orientalism is the discipline by which the Orient was (and is) approached systematically, as a topic of learning, discovery and practice.
(Orientalism, page 73)

Said’s fundamental premise is that knowledge is power – and so the entire discipline of Orientalism, along with all related types of scholarship such as the sociology and anthropology of the East, the study of Oriental languages, culture, religions, history, customs, economies, geography, ethnic groups and so on, all of them contribute to a vast interlocking system of self-reinforcing ideas about the ineradicable difference between the West and the East, and the ineradicable inferiority of the latter:

The essence of Orientalism is the ineradicable distinction between Western superiority and Oriental inferiority (p.42)

Ideas which, obviously enough, were designed to bolster, justify and explain the inevitability of imperial rule. It all circles back to the fundamental premise that Knowledge is power:

To have knowledge of a thing is to dominate it, to have authority over it. (p.32)

Knowledge of subject races or Orientals is what makes their management easy and profitable; knowledge gives power, more power requires more knowledge, and so on in an increasingly profitable dialectic of information and control. (p.36)

Straightaway you can see how Said’s thesis is premised on a basically Marxist interpretation of the compromised, parti pris nature of bourgeois culture. The naive bourgeois thinks that their culture and their scholarship is objective and truthful, beacons of rationality and self-evident truths. Whereas Marxists from the 1850s onwards developed the idea that bourgeois culture was no such thing, but in every aspect a justification for the political control of their class.

Antonio Gramsci in the 1930s extended the idea that the bourgeoisie held power by extending their values through every aspect of capitalist culture to achieve what he termed hegemony.

Michel Foucault, in a series of studies in the 1960s and 70s, gave really practical examples of how this power or hegemony extended into the furthest recesses of hospitals, lunatic asylums, prisons and other state institutions.

And Said took these ideas, very current and fashionable in the mid-1970s when he was writing, and applied them to the subject closest to his heart, to imperial rule in the Middle East or Arab world.

But the idea that so-called scholarship and academic knowledge is never pure but always tainted by the power structures of the society it is generated by, is a straight Marxist idea.

Chapter 1. The Scope of Orientalism

[Chapter 1] draws a large circle around all the dimensions of the subject, both in terms of historical time and experiences and in terms of philosophical and political themes.

1. Knowing the Oriental

In western discourse the Oriental is an object to be studied, recorded, measured and ruled. He is always in a subordinate position vis-avis the Westerner. All this scholarship doesn’t depict the Oriental as they actually are: it creates an avatar of the Oriental as inferior in every way to the Westerner, and places this image within numerous ‘frameworks of power’. So study of the Orient produces a kind of ‘intellectual power’ (p.41).

Given its enormous impact and reputation it’s a surprise to discover that Orientalism is poorly conceived and poorly written. Said really struggles to develop an argument or present evidence. Instead he asserts the same core idea over and over again. In this section he opens with a speech by Arthur Balfour to the House of Commons in 1910, then goes onto some passages from the writings of Lord Cromer, consul-general in Egypt from 1883 to 1907.

Despite his repeated lists of big categories and ideas Said is decidedly poor at placing either speech in its historical context or at performing even basic practical criticism on them. He says both demonstrate the assumption of Western superiority over the East, but I thought that was the thing he was going to analyse, and whose history and development he was going to explain. Instead he just redescribes it in much the same terms he used in the Introduction. Repetition is going to be a central tactic of the book.

It’s surprising and disappointing that, having not got very far with what ought on the face of it to be two exemplars of the heyday of Orientalising imperialism he then, abruptly, jumps to an essay by Henry Kissinger (!?), ‘Domestic Structure and Foreign Policy’, published in 1966. Said says that when Kissinger, in this essay, discusses foreign policy he divides the nations of the world into the developed world and the developing world and then claims this is the same kind of binary opposition which he, Said, sees as the basis of Orientalism (West superior, East inferior). Kissinger adds the idea that the West is superior because it went through the Newtonian scientific revolution whereas the rest of the world is inferior (less developed politically and economically) because it didn’t. I see what he’s doing but it feels like a thin and predictable interpretation.

Moreover, at this early stage, it confirms the suspicion you have from the Introduction that, in one sense, Said’s deep aim in researching and writing the book is simply to attack American foreign policy, in particular US policy regarding Israel and Palestine. He doesn’t artfully combine his personal situation and history in a subtle way with objective history and scholarship, rather the reverse; his supposed scholarship keeps collapsing to reveal the pretty straightforward political agenda lurking underneath.

Lastly he comes to another contemporary essay, ‘The Arab World’ by one Harold W. Glidden published in the American Journal of Psychiatry in 1972. By now we recognise that the title alone would be enough to get Said’s goat and, sure enough, he extracts from the article a whole load of clichés about ‘the Arab world’ (based on its patriarchy, its ‘shame culture’, the way it’s structured through patron-client relationships,  the importance given to personal honour and revenge) which, predictably enough, set Said’s teeth on edge.

We’re only at part one of the first chapter and the book is in danger of turning into little more than ‘grumpy middle aged Palestinian reads the news and is outraged by anti-Arab stereotypes’.

2. Imaginative Geography and its Representations: Orientalising the Oriental [in fact this section is about historic Western attitudes to Islam]

The academic discipline of Orientalism dates its origin to the decision of the Church Council of Vienne in 1312 to establish a series of university chairs in Arabic, Greek, Hebrew and Syriac (p.50). Until the 18th century Orientalism meant chiefly study of the Biblical languages. Then in the later 18th century the field exploded and by the mid-19th century was vast.

Modern Orientalism can be said to have started with Napoleon’s expedition to Egypt, 1798 to 1801. He took scores of scholars who explored, excavated, measured, sketched and recorded every scrap of ancient Egyptian relics they could find. The result was the vast Description de l’Égypte (‘that great collective appropriation of one country by another’, p.84), the work of 160 scholars and scientists, requiring some 2,000 artists and technicians including 400 engravers. Published in 37 volumes from 1809 to 1829, at the time of its publication it was the largest known published work in the world.

In a way the sudden fashion for all things Oriental was a transposition further East of the great awakening of interest in ancient Greece and Rome which we call the Renaissance (p.51). In 1820 Victor Huge wrote: ‘In the time of Louis XIV one was a Hellenist; now one is an Orientalist.’ There was an explosion of Asiatic and Oriental and Eastern Societies devoted to studying ‘the Orient’.

But whereas the Renaissance was based on plastic relics i.e. buildings and statues, Orientalism, indicating its origins in Bible scholarship, was overwhelmingly textual. It concerned languages and belief systems. Orientalists went to the area looking to bolster and confirm what they had in ancient texts from the region.

Said’s structuring of the material is poor. In one paragraph he says there was an Oriental school of writers i.e. Western writers who were captured by its mystique, from Goethe to Flaubert. This is an interesting idea to explore, but in the very next paragraph he is discussing whether it’s valuable for university departments which study this region to retain the name ‘Oriental’. These feel like completely different topics, each would merit a page or two of thorough investigation. Instead he plonks them haphazardly side by side and doesn’t explore either of them properly. Frustrating.

He cites the anthropologist Claude Lévi-Strauss on the fundamental human tendency to give ‘poetic’ or emotional meaning to our immediate surroundings and the people who inhabit them, and define them by contrast with the land beyond our ‘borders’ and the strange people who live there. Good. But in my opinion this has always seemed a weak point in Said’s argument, because he admits that ‘othering’ ‘the Other’, far from being some wicked Western vice, is in fact a universal trait and all peoples and cultures do it.

He says he wants to investigate the geographical basis of Orientalism but, characteristically, kicks this off by summarising two classic Greek plays, The Persians by Aeschylus and The Bacchae by Euripides. It’s sort of relevant as the first one is one of the earliest Greek dramas to survive and depicts ‘the East’ as a military threat in the form of the Persian Empire. The second is one of the final ancient Greek plays which has come down to us and is also about ‘the East’ which it associates with frenzied religious cults – but discussing history via literature (and therefore ignoring the evidence of archaeology and history) is always a shaky procedure.

Next thing we know Said is talking about the rise of Islam. His account is inferior to every other account I’ve ever read, lacking detail, interest or insight. Compare it, for example, with the final illuminating chapter of Peter Brown’s wonderful book, ‘The World of Late Antiquity’ (1971).

Said is blinkered by his need to twist every aspect of history to suit his thesis, to make out the West to always be blinkered, limiting, constraining, ignorant, creating the East in its own negative image. Hence he underplays the completely real threat which militant Islam actually posed to Christendom for nearly a thousand years. He refers to the West’s ‘anxiety’ as if it is an over-nervous neurotic, whereas Islamic armies captured and colonised half of Christendom, seizing all of North Africa, Spain and the entire Middle East from what had been Christian rule, then capturing the great Christian city of Constantinople and then pressing on through the Balkans into central Europe until Ottoman conquest was only finally halted just outside Vienna. See the quote from Edward Gibbon, below. Of course the West was terrified of these unstoppably conquering armies. Of course we were scared shitless of these plundering hordes. He himself admits this in a sentence thrown away while he’s discussing something else:

During its political and military heyday from the eighth to the sixteenth century, Islam dominated both East and West. (p.205)

Only someone with a poor grasp of deep history can dismiss eight centuries of Islam’s military, cultural and economic domination as if it’s nothing, a speck, a detail which we can quickly hurry past in order to get to the juicy part, the West’s wicked wicked domination of the Muslim world for, what, all of 300 years.

Having broached the topic of Islam, Said goes on to describe the way medieval authors vilified Mohammed as a kind of failed impersonator of Christ. He emphasises the West’s ‘ignorance’ and ‘narcissism’. On the next page he is claiming that this kind of ignorance created the Orient as a kind of theatre attached to Europe on whose stage were presented a whole series of Oriental types and stereotypes, from Cleopatra onwards. His text moves fast and deals with a confusing variety of topics, all of them very superficially. The only constant is his relentless criticism of every aspect of ‘the West’.

He introduces us to the Bibliothegue oriental of Barthelemy d’Herbelot (1697), which was to remain the standard reference work on the subject for over a hundred years, before going on to explain how this kind of encyclopedic work narrows and constrains its subject matter until readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist.

Said makes this sound like some awful conspiracy, as if the worst thing anybody could ever do would be to write a book on a factual subject, because that would involve imposing ‘grids and codes’ on it and so preventing any reader ever struggling through to a ‘true’ understanding of it.

In fact Said frequently uses these scare tactics, as if he’s letting you in on the shocking truth! The text as a whole has the obsessively repetitive feel of a conspiracy theorist letting you in on a secret which is even worse than the fake moon landings, who killed JFK and what really happened at Roswell, yes, this previously covered-up, hush-hush secret is that…a lot of Western literature and culture stereotypes the so-called ‘Orient’ and ‘the Arab world’ and ‘Islam’.

Next Said has a couple of pages revealing that Dante, in his great masterpiece The Divine Comedy, put Mohamed right in the lowermost pit of hell, next to Satan, for the sin of being a sensualist and religious impostor. He takes this as an epitome of the West’s fundamental Islamophobia.

Said broadens his critique out to describe how conquering Islam came to be seen in Christendom as the vital ‘Other’ against which European Christendom defined itself. Far from being some kind of revelation, this just strikes me as being obvious, really bleeding obvious, particularly to anyone who’s ever read any medieval history. Of course European Christendom defined the Islamic Arab world as ‘the Other’ because it was the Other. India let alone China were just rumours. Nobody had ever been to sub-Saharan Africa. Nobody knew North or South America or Australia existed. To anyone living in medieval Europe, in a society drenched at every single level at every single moment in Christian belief and practice, all there was was Christendom and facing it the enemy at the gates who threatened to overthrow and destroy everything they knew and cared for. Of course the Orient was depicted as alien, because it was alien. Of course it was depicted as threatening, because it had overrun and conquered half of Christendom. Even Said at one point admits this:

From the end of the seventh century until the battle of Lepanto in 1571, Islam in either its Arab, Ottoman or North African and Spanish form dominated or effectively threatened European Christianity. (p.74)

Said goes on to quote Edward Gibbon’s Decline and Fall of the Roman Empire without, apparently, realising the full implications of what he’s citing:

In the ten years of the administration of Omar, the Saracens reduced to his obedience thirty-six thousand cities or castles, destroyed four thousand churches or temples of the unbelievers, and edified fourteen hundred mosques for the exercise of the religion of Mahomet. One hundred years after his flight from Mecca, the arms and the reign of his successors extended from India to the Atlantic Ocean.

‘Destroyed four thousand churches.’ How do you think that struck a society completely dominated by Christian belief? With horror and terror.

3. Projects [turns into a list of French Orientalists]

Starts with more stuff about the rivalry between Christianity and Islam. Yawn. By page 75 I was remembering my impression on first reading this book 40 years ago, that Said just doesn’t have the intellectual chops to manage such a huge subject, with all its vast conceptual ramifications, that he is trying to address. He’s bitten off far more than he can chew and the symptoms of this are his repetitiveness, his superficial analyses, his raising complex issue only to move swiftly on. And his superficial and often wrong versions of history.

The Ottoman Empire had long since settled into a (for Europe) comfortable senescence, to be inscribed in the nineteenth century as the ‘Eastern Question’. (p.76)

1) The Ottoman Empire did not settle into a ‘comfortable senescence’ in the later 18th and 19th centuries. There was a good deal of upheaval and violence in the palace of the Sultan, not to mention endless uprisings and rebellions by national groups around the empire.

2) Said’s tone is unpleasantly patronising, condescending to the both the contemporary politicians who had to deal with and the modern historians who write about the Eastern Question. The use of the modish, pretentious, would-be Parisian intellectual verb ‘inscribed’ tries to hide the fact that Said doesn’t know what he’s talking about. The ‘Eastern Question’ is the term given to the series of geopolitical tensions and international crises brought about by the obvious decline and fall of the Ottoman Empire, crises which included, for example, the Crimean War and a stream of military and diplomatic crises in the Balkans in the 1870s and 1880s which threatened to drag all Europe into war. See my review of Andrew Roberts’s life of Lord SalisburyThat book was extremely well researched, intelligently analytical and beautifully written. Next to Roberts, Said looks like a blustering frog puffing up his throat to try and persuade everyone how important he is.

The next orientalist book of note after Barthelemy d’Herbelot‘s Bibliothegue oriental, was Simon Ockley‘s History of the Saracens (1708). Ockley shocked contemporaries by recording how much of the ancient world only survived because the Muslims saved it.

Next major Orientalist was Abraham Hyacinthe Anquetil-Duperron (1731 to 1805), the first professional French Indologist, whose work on Avestan texts prompted him, unlike previous scholars, to actually go to India. (The Avesta is the primary collection of religious texts of Zoroastrianism, composed in the Avestan language.) Anquetil’s publications (including a translation of the Upanishads), opened up huge new vistas of Indian literature to European readers.

Next major Orientalist was Sir William Jones (1746 to 1794), British philologist, orientalist and scholar of ancient India. It was Jones who first suggested the relationship between European and Indo-Aryan languages which is now widely accepted. Said doesn’t like him. Jones was a polymath who embarked on a deep immersion in the languages and texts of India. He founded the Asiatic Society of Bengal in 1784. According to some he was ‘the undisputed founder of Orientalism’ (p.78).

As Said went on about Jones, and the other Brits who gathered round him, studying and translating Sanskrit texts (e.g. Charles Wilkins, first translator of the Bhagavad-Gita, in 1785), I suddenly realised we had made a huge leap away from Islam, Mohammed and the Arab world to India, a completely different civilisation.

That is the primary problem with Said’s use of the word and concept ‘Oriental’, that it can refer to the Near East, Middle East, Far East, India, China, Japan you name it – and Said doesn’t help. He offers no conceptual or lexical clarification, no way of making the term more geographically or conceptually precise. In fact you realise that it suits his political agenda to keep it as open and slippery as possible. This allows him to jump from one criticism to another of ‘the West’ and its awful Oriental scholars all the more easily, to shift his ground, to continually move the goalposts.

His narrative moves on to Napoleon’s invasion of Egypt which, you will remember, was described just 40 pages ago. He repeats some of the key facts from the earlier passage, but adds new details. This, you feel, is how Said’s mind works, going round in circles, covering the same ground albeit with new wrinkles, making the same points again and again – Western Orientalism was (and is) an artificial construct, a self-referential system, built on self-serving stereotypes of Oriental backwardness, laziness, corruption and sensuality, which paved the way for and justified Western (French and British) imperialism.

The most interesting new bit is a (typically brief) account of Constantin François de Chassebœuf, comte de Volney (1757 to 1820) who wrote an extremely practical record, Voyage en Egypte et en Syrie (1787), which detailed the obstacles an invader would face in conquering Egypt, and was consulted and used by Napoleon. Many of Napoleon’s Orientalist scholars had trained under de Sacy and Said tells us his pupils dominated the field of Orientalism for the next 75 years.

de Sacy was the first Frenchman to attempt to read the Rosetta stone (discovered by some of Napoleon’s soldiers in 1799) and he was a teacher of Jean-François Champollion who went on to play a key role in deciphering it and Egyptian hieroglyphics.

The introduction to the vast Description of Egypt was written by Jean-Baptiste Joseph Fourier (1768 to 1830) known to history as a mathematician but who accompanied Napoleon’s expedition as scientific adviser. Fourier was appointed secretary of the Institut d’Égypte and contributed papers to the Egyptian Institute (also called the Cairo Institute) which Napoleon founded with the aim of weakening British influence in the East.

Said, characteristically, sees these institutes devoted to study of the Orient (and the others founded around Europe at the same time) as ‘agencies of domination and dissemination’ (alliteration is an important element of critical theory; sounds impressive) (p.87).

Said gives a handy half-page list (God, he loves lists) of the aims of Napoleon’s project, as summarised by Fourier himself, which amounts to a shopping list of Orientalism, namely:

  • to restore Egypt from its present fallen state to its former glory
  • to instruct the Orient in the ways of the modern West
  • to promote ‘knowledge’ of the East
  • to define ‘the East’ in such a way as to make it seem a natural appendage or annex of the West
  • to situate European scholars as on control of Oriental history, texts, geography
  • to establish new disciplines with which to control even more ‘knowledge’ about the Orient
  • to convert every observation into a ‘law’ about the eternal unchanging essence of ‘the Orient’
  • to bring ‘the obscurity’ of the Orient into the light and clarity of Western science

Above all, to convert the 3D ‘reality’ of the multivariant Orient into texts, the fundamental sources of power and control in Western ideology, sources written by Westerners, edited by Westerners, updated by Westerners, for the minds and imaginations of Western politicians and public. Fourier goes on to confirm all Said’s ideas when he writes that Egypt will provide ‘a theatre’ for Napoleon’s ‘gloire’ (p.86).

The Orient as stage for Western glory. Out of this matrix of dominating discourses come classics of Orientalising literature such as:

  • François-René de Chateaubriand’s Itinéraire de Paris à Jérusalem (1811)
  • Alphonse de Lamartine’s Voyage en Orient (1835)
  • E.W. Lane’s Manners and Customs of the Modern Egyptians (1836)
  • Richard Burton’s Personal Narrative of a Pilgrimage to El-Medinah and Meccah (1856)
  • Gustave Flaubert’s Salammbô (1862)

In the world of scholarship the next milestone was Ernest Renan’s Histoire générale et système comparé des langues sémitiques (1855).

Said’s text progresses not logically and chronologically, but crabwise, digressively, one thing leading to another. It’s fairly well known that the Suez Canal was conceived, designed and supervised by Ferdinand de Lesseps. Less well known that his father Mathieu de Lesseps went to Egypt as part of Napoleon’s huge expedition and stayed on after the Napoleonic forces withdrew in 1801.

It’s a mental tic of Said’s that he often writes a sentence or paragraph or topic about a subject, then shoehorns in a sentence in parentheses because it’s in his notes and it’s relevant but he can’t think of a way of including it in a logical exposition. An example is the way he ends his discussion of the Suez Canal’s symbolic significance (uniting East and West, ‘opening’ Egypt to the modern world etc) with a really throwaway reference to the Suez Crisis of 1956. He should either have given the Suez Crisis a paragraph of its own, where its significance could have been properly developed, or not mentioned it all. A brief throwaway reference is the worst of all worlds, but very typical of his scatter-gun, repetitive and badly structured approach.

For Said the Suez Canal finally dispelled the notion of the Orient as somehow remote and barely reachable. The Suez Canal dragged ‘the Orient’ into the fast-growing global imagination, made it imaginatively reachable (he doesn’t mention the establishment of the first Cook’s tours to Egypt at around the time of the canal’s opening, the 1860s). At the same time made it more of an annex and dependency.

4. Crisis

He repeats one his basic ideas which is that Orientalism amounted to the transformation of messy reality into tidied-up texts.

It seems a common human failing to prefer the schematic authority of a text to the disorientations of direct encounters with the human. (p.93)

He calls this the textual attitude. Travel books are an epitome of this attitude, assuring readers of a kind of Platonic ideal of a place which all-too-often fails to live up to the book’s idealised portrait.

Suddenly he’s giving a page-long quote from Egyptian social scientist Anwar Abdel Malek (1924 to 2012), from his 1963 essay ‘Orientalism in crisis’.

This is a not particularly relevant preliminary to ‘a history of Orientalism’. Said says all the pioneering Orientalists were philologists. Almost all the great discoveries in philology of the nineteenth century were based on study of texts brought back from the Orient. The central idea was that European languages were descended from two great families of Oriental languages, Indo-European and Semitic. Said gives a political interpretation of this, saying it proves 1) the linguistic importance of the Orient (its languages and scripts) to the achievements of Western research/knowledge, and 2) the Western tendency to divide and categorise Oriental materials to suit its own interests.

Orientalism is inextricably bound up with the study of language and texts; and therefore had a huge tendency to look far back into the past, to a golden age when Orientals lived the idealised lives depicted in the Upanishads or the Koran. In other words, a field of study entirely based on romantic images of an ideal past was always going to regard the messy realities of modern life in India or the Middle East as ‘degraded’ and fallen. Orientalists travelled to the East with their heads full of Romantic ideals and were horrified by the poverty and backwardness of what they saw, leading to a universal agreement that inhabitants of the modern Orient were degraded, debased and vulgarised – ‘an upsetting demystification of images culled from texts’ (p.101).

He’s barely told us he’s going to do a history of Orientalism before he tells us he’s not, and instead going to rattle off lists of eminent Orientalists ‘to mention a few famous names almost at random’ (p.99). Scholars, philosophers, imaginative writers, novelists, poets, travel writers, and explorers and archaeologists, they all contributed to the vast hegemony of Orientalism.

Suddenly it’s 1955, the year of the Bandung Conference, by which date all the nations of the former Orient were independent, presenting Orientalists with conceptual problems. This undermined (destroyed) one whole trope about Oriental peoples, of them being passive and fatalistic.

(This itself is obviously a gross simplification since movements for independence began to stir as early as the 1880s [the Indian National Congress was founded in 1885)], were loud and powerful enough to worry Kipling in the 1890s, and gained new momentum after the Great War. I.e. it’s plain wrong to say the trope of passive Orientals was overthrown by 1955, the contrary evidence was highly visible 50 years earlier.)

Suddenly Said is quoting from the first of a series of lectures given by the ‘great’ Oriental scholar H.A.R. Gibb in 1945, ‘Modern Trends in Islam’, a passage which beautifully illustrates the kind of tropes Said is on about, in that Gibb pontificates about ‘the Arab mind’ being utterly different from the Western mind, specifically in its inability to generalise from individual instances out to general laws and so their inability to have the rationalist thought and utilitarian practices which characterise the West.

This slips somehow into critiquing modern-day Orientalists such as Bernard Lewis (1916 to 2018) who set themselves up as experts on ‘Islam’, ‘the Arab mind’ and so on but just repeat the same old slanders about the Orient’s ineradicable backwardness but also – and suddenly the political Said steps forward into the limelight – uses all these tropes and prejudices to defend Israeli policy in Palestine.

And this turns quickly into polemic as he accuses Orientalists of ignoring ‘the revolutionary turmoil’ gripping the Islamic Orient, the ‘anticolonialism’ sweeping the Orient, as the world faces various disasters (nuclear, environmental) Said accuses politicians of ‘exploiting popular caricatures’ of the Orient.

These contemporary Orientalist attitudes flood the press and the popular mind. (p.108)

And his anger at white people:

A white middle-class Westerner believes it is his human prerogative not only to manage the nonwhite world but also to own it. (p,108)

Who’s making sweeping generalisations now? Who’s invoking racial stereotypes now?

You can’t help thinking that the tiger of passionate political polemic is constantly straining at the leash just below the surface of Said’s text, ready at any moment to break free and unleash a torrent of righteous indignation, genuine anger not only at Western Orientalists but the greedy white societies which host them. Pages 105 to 110 display his real anger at the way academic, cultural and political Orientalists deploy a whole armoury of demeaning tropes and stereotypes to maintain the lie of the Oriental as a passive, backward degenerate, even up to the time of writing (1976 to 1977).

It might also explain why the book is so poor as scholarly exposition, why he promises some kind of history of Orientalism on page 96 but a few pages later apologises for giving us only a very superficial sketch, skipping over names and dates, citing essays and speeches almost at random. It’s because what is really motivating him is to get to the Polemical Outburst.

(I got to the end of this section without really understanding why it was titled ‘crisis’.)

Chapter 2. Orientalist Structures and Restructures

[Chapter 2] attempts to trace the development of modern Orientalism by a broadly chronological description, and also by the description of a set of devices common to the work of important poets, artists and scholars.

In this chapter my concern is to show how in the nineteenth century a modern professional terminology and practice were created whose existence dominated discourse about the Orient, whether by Orientalists or non-Orientalists. (p.156)

1. Redrawn Frontiers, Redefined Issues, Secularised Religion

Like the literary critic he started out as, Said opens with a 2-page summary of the plot of Flaubert’s last novel, Bouvard and Pecuchet, two clerks who come into an inheritance, resign, buy a house in the country and proceed to systematically study every subject then known to modern man, with a view to mastering all the arts and crafts. Inevitably, the turn out to bodge every single one. Said’s quoting the novel because in Flaubert’s notes for the ending (he died before completing it) the pair talk about the future and hope for a great regeneration of the West by the East.

Said takes this as his theme and shows how it derived from the Enlightenment achievement of rejecting Christianity but incorporating many of its mental structures, such as a millennial transformation of society, and how, in a central thread of the Romantic tradition, this transformation and redemption was expected to come from the East, or from the reintegration of Eastern and Western thought.

Modern Orientalism derives from secularising elements in eighteenth century European culture (p.120)

This triggers a rash of name-dropping – Schlegel, Novalis, Wordsworth, Chateaubriand, Comte, Schopenhauer.

Said is, of course, sharply critical of this whole way of thinking, saying it’s yet another example of Western intellectuals thinking they own the world and that ‘Asia’ or ‘the Orient’ will be happy to play this redemptive role for the benefit of the West.

During the eighteenth century the way for modern Orientalist structures was laid down in four major developments:

  1. Expansion The East was opened up far beyond the Islamic lands, by a range of explorers he lists
  2. Historical confrontation History benefited from an anthropology which conceived of cultures as self-contained systems and began to think more sympathetically about them e.g. George Sales’s translation of the Koran which also translated Muslim commentators
  3. Sympathy Leading to ‘sympathetic identification’ by which some writers, artists, and Mozart (his opera, ‘The Abduction from the Seraglio’) imaginatively identified with the East, he briefly sketches the rise of the Gothic and exotic in writers like Beckford, Byron, Thomas Moore et al
  4. Classification The Western impulse to categorise everything into types, Linnaeus, Buffon, Kant, Diderot, Johnson, Montesqieu, Blumenbach, Soemmerring, Vico, Rousseau, it’s difficult to make out the scanty ideas through the blizzard of impressive names

In this chapter:

My thesis is that the essential aspects of modern Orientalist theory and praxis (from which present-day Orientalism derives) can be understood, not as a sudden access of objective knowledge about the Orient, but as a set of structures inherited from the past, secularised, redisposed, and reformed by such disciplines as philology, which in turn were naturalised, modernised and laicised substitutes for (or versions of) Christian supernaturalism. (p.122)

2. Silvestre de Sacy and Ernest Renan: Rational Anthropology and Philological Laboratory

An extended discussion of the lives and works of these two founding Orientalists or, as he puts it, Orientalism’s:

inaugural heroes, builders of the field, creators of a tradition, progenitors of the orientalist brotherhood (p.122)

In Said’s usual manner this starts out reasonably clearly but soon gets bogged down in his characteristically elliptical, digressive, list-heavy and oddly expressed style. It is a struggle to read. Sacy was interested in fragments of texts and knowledge (a mindset very typical of the Romantic generation).

Renan is tougher-minded. Said’s passage on Renan brings out the importance of philology, considered as a leading discipline. He brings in Nietzsche, who was also a philologist, to describe how the discipline means bringing to light the meanings latent in words and language. Renan wrote in 1848: ‘the founders of the modern mind are philologists.’ The ‘new’ philology of the start of the nineteenth century was to score major successes:

  • the creation of comparative grammar
  • the reclassification of languages into families
  • the final rejection of the divine origins of language

Prior to this scholars thought that God gave Adam the first language in the Garden of Eden. The systematic discoveries of philologists in Semitic then Sanskrit languages, along with the texts newly discovered and translated from India, was to make the story of one divine origin for language untenable, and also to call into question the previously accepted timelines of the Book of Genesis.

Thus it was his philological studies which led Renan to lose his Christian faith and then to go on to write the secular Life of Jesus, published in 1863, the first account to portray Jesus as a purely human figure, which had a dramatic impact on intellectual life all across Europe.

In my opinion, Said misses a big point here, a massive point, which is that European Christendom (and latterly American Christian churches) have a weird, strange, distorted interest in the Middle East because that is where their religion comes from.

Islam has a kind of geographical integrity, because the key locations of the religion are in the ongoing heartlands of Islamic territory i.e. Saudi Arabia and to a lesser extent Jerusalem. By contrast the faith and ideology on which ‘the West’ based itself until very recently, along with all its holy texts, derive from a geographical location outside itself, completely detached from itself by the Muslim conquests of the 7th and 8th centuries.

This accident of history and geography explains why ‘the West’ has had such an intrusive, interfering interest in the Middle East, from the Crusades to Russia claiming control of the Holy Places which triggered the Crimean War, the mandates over Palestine and Syria between the wars – and always will have, for the region is the ground zero of its religious and ideological underpinnings.

The Orientalists Said describes were so obsessed with the Middle East because they sought, through their philological enquiries, to get closer to the heart of and seek out deeper secrets, of their faith and religion. Hence the recovery of all the texts they could get their hands on, the immense effort put into the archaeology of the region, setting up umpteen Institutes and learned societies.

Said mentions the minuscule number of ‘Orientals’ who came to Europe during the nineteenth century compared to the tidal wave of Europeans who went to the Orient and this is a major reason. Not many Arabs or Indians are interested in visiting, for example, Stonehenge, which has a purely tourist interest for them. But potentially every Christian had a profound vested interest in the stream of archaeological and philological discoveries which poured out the Middle East and Egypt throughout the nineteenth and on into the early twentieth century (for example, the discovery of the tomb of Tutankhamen) because each new discovery shed light on their faith, and the sum total of the discoveries tended to undermine Christian faith altogether, as it did in the high profile case of Renan.

Said brings out how Renan came to prefer the Sanskrit family of languages origin of the idea of an Indo-European language i.e. ancestors of European languages, over the Semitic family, which is the parent of Hebrew and Arabic. His dislike of the latter hardened into an antisemitic attitude which he expressed with growing virulence and became part of the anti-Arab, anti-Islamic discourse of Orientalism.

Said very briefly refers to the post-Prussian haste among the imperial powers to draw up maps, to mark boundaries of power and control over the colonial possessions. Hence (he doesn’t say this) the notorious Berlin Conference of 1885, called to allow all the European powers to peacefully agree who controlled which parts of Africa, through to the post-Great War division of the Middle East between Britain and France and the equally notorious maps of new states drawn up by Mark Sykes and Georges Picot.

The aim of all this map making activity was never the interest of the native inhabitants, but solely the need to avert conflict arising between the powers, above all between France and Britain.

3. Oriental Residence and Scholarship: The Requirements of Lexicography and Imagination

The profession of Orientalist is based on multiple inequalities, of wealth and power and intellectual control (of the West over the East).

This section carries on from the previous section, dwelling on Renan’s contempt for Semitic languages and peoples and asserting that philology, by reducing a language to its roots, has a similar reductive effect on views about its speakers and peoples. He comments on the tendency of Orientalists of the Romantic generation to project grand romantic feelings onto the Orient, then experience an adverse reaction when they learned more about the reality of the actual contemporary Orient, accusing it of being ‘backward’ and ‘barbaric’.

So many Orientalists ended up hating their subject, not just Renan but William Muir, Reinhart Dozy, Alfred Lyall, Caussin de Perceval. Each of these pieced together and constructed versions of ‘the Orient’ from fragments, creating imaginary models for other Orientalists to debate.

Popular stereotypes about the Orient were perpetrated by mainstream authors such as Thomas Carlyle and Lord Macaulay. Orientalist tropes were used by eminent men in unrelated fields as diverse as Cardinal Newman or French naturalist and zoologist Georges Cuvier.

Marx and abstraction

Even Karl Marx, usually friend of the poor and downtrodden, gives in to Orientalist tropes in his 1850s writings about India, where he says that although British rule is harsh and stupid, it may be historically necessary to waken India from its backward, barbaric stupor.

Said quotes a bit of Marx on India where the latter himself quotes Goethe, and this, for Said, shows the origins of Marx’s Orientalism in classic Romantic worldview, wherein peoples and races need redemption from suffering through pain.

The idea of regenerating a fundamentally lifeless Asia is a piece of pure Romantic Orientalism. (p.154)

Said says these are all examples of Western knowledge’s tendency to group everything into high-level categories and groups and ignore the multiplicity, diversity and specificity of individual lives on the ground. He makes the fairly crude accusation that:

Orientalists are neither interested in nor capable of discussing individuals. (p.154)

 I have a big problem with this whole angle of Said’s attack, because the tendency to categorise and group entities under abstract terms is, of course, fundamental to the management of all knowledge and of all modern societies. The field of medicine I work in is only possible by virtue of general categories, starting with the notion of ‘patients’ or ‘cases’. Take epidemiology, ‘the study of the determinants, occurrence, and distribution of health and disease in a defined population’, which played a central role in the management of COVID-19 around the world – this is only possible by converting individual cases into numbers and groups and categories.

Accusing just the one academic discipline of Orientalism of doing this – turning the specificity of individual people into abstract categories and numbers – seems to me 1) factually incorrect; almost all academic or professional specialisms do just this; and 2) this approach is the basis of our entire civilisation, the entirety of Western science, medicine, public health provision and so on rests on this approach.

I take the point that, in his opinion, the conversion of teeming cities full of all kinds of races, religious groups, ethnicities, sexualities and so on into one big dumb category, the Orient, is a kind of abuse of the procedure, and was designed to justify imperial conquest and rule. Yes yes. But to attack the intellectual approach of gathering large numbers of people together under particular headings or categories as somehow inherently wicked and abusive seems to me plain wrong.

Anyway Said spends a page guessing that what happened is Marx’s initial sympathy for suffering individuals in the East met, in his mind, the censorship and ‘the lexicographical police action of Orientalist science’, of the accumulated playbook of orientalist metaphors prevalent in his Romantic sources, and shut down his human sympathies in favour of Orientalist stereotypes.

What Said’s devoting a couple of pages to Marx really indicates is how important Marx still was to his audience in the academy back in 1978, that he has to perform such mental gymnastics to reconcile what he wrote about India with what he takes for granted was ‘Marx’s humanity, his sympathy for the misery of people’ (p.154).

As so often Said is blinkered or partial because the whole point of Marx is that he was a kind of acme of converting individual people into vast historical abstractions; his whole deal was about mentally converting the teeming masses of capitalist countries into vast abstracts named the proletariat and the bourgeoisie. In doing so he notoriously dismissed vast numbers of people who would be trodden on and be victims of the historical process, namely the industrial bourgeoisie which would have to be eliminated in a violent revolution. And all of this needed to be carried out in the cause of the biggest Romantic redemptive project every conceived i.e. the creation of the utopian classless society.

But Said ignores the fact that Marx’s central procedure was to apply huge dehumanising categories to all Western societies, and instead somehow wants imply that he only did it to India; that this was somehow unique to his thought, a uniquely dehumanising and uniquely Orientalising manoeuvre to make, whereas, as I’ve just shown, the very same procedure was of course fundamental to Marx’s entire approach.

Travelling to the Orient

Moving on, Said says you can draw a distinction between Orientalists who stayed in Europe and worked from texts, and those who actually went to the Orient, some of them settling and living there. Here they had the exciting experience of living like kings, the life of the privileged imperial conqueror, waited on hand and foot, free to travel anywhere.

Goes on to say that an interesting process can be observed, which is they start off writing about specific experiences but sooner or later come up against Orientalist tropes, rather like the buffers in a railway station. Some Western writing became official while other texts remained personal, such as tourist and travel writing (Flaubert, Kinglake, Mark Twain). He attempts a little categorisation of motives for travelling to the Orient at this period (mid-nineteenth century):

  1. The writer aiming to gather information for scientific purposes
  2. The writer intending to gain evidence but happy to mix this with personal observation and style – e.g. Richard Burton’s Personal Narrative of a Pilgrimage to Al-Madinah and Mecca (1857)
  3. The writer who travels to fulfil a personal (often literary) project – e.g. Gérard de Nerval’s Voyage en Orient (1851)

He calls the intentions of the different writers, their ‘author-function’ (p.159). I looked this up and a) it’s a term coined by Foucault who, as we’ve seen, Said is very indebted to throughout; and b) Foucault uses the term author-function as: ‘a concept that replaces the idea of the author as a person, and instead refers to the ‘discourse’ that surrounds an author or body of work’ (Open University)

He cashes this out with an extended discussion of the career of Orientalist Edward Lane (1801 to 1876), showing how the quirky personal asides he included in his monumental 1836 work, ‘Manners and Customs of the Modern Egyptians’, were expunged in his subsequent works – an entirely functional Arabic-English Lexicon and an ‘uninspired’ translation of the Arabian Nights (p.164).

4. Pilgrims and Pilgrimages, British and French

Pursuing the same line, Said categorises the many writers who went on journeys to the Orient as ‘pilgrims’.

(In my opinion the chapter title and concept just highlight the huge holes in his account, which include a proper discussion of actual Christian pilgrimage, a proper consideration of medieval literature, which would include a proper account of the Crusades and, indeed the vast and generally unread libraries of devotional Christian literature. Seen in this wider perspective, Said’s account pretty much solely focuses on the nineteenth century, taking its start from writers he would have taught in his comparative literature course, such as Victor Hugo, Gérard de Nerval, Flaubert and going a bit beyond them into the actual literature of Orientalists such as Sacy, Renan, Burton, Lane and so on. But of the vast hinterland of medieval and Christian accounts of the Orient, almost nothing [excepting the passage about Dante]. Not his specialism, not his area.)

He compares and contrasts British and French visitors to the region and makes the simple point that the British had strong or defining presence on the ground and the French didn’t: the British beat the French to seize India during the eighteenth century and slowly ramped up their presence in the Middle East till they established an unofficial protectorate over Egypt in 1882.

The Mediterranean echoed with the sounds of French defeats, from the Crusades to Napoleon. What was to become known as ‘la mission civilisatrice’ began in the nineteenth century as a political second-best to Britain’s presence. (p.169)

The (partly) explains why (some) British writing feels practical and administrative while some much French writing is more imaginative, projective, wistful, dwelling in ruins and lost hopes etc.

He spends some time summarising François-René, vicomte de Chateaubriand’s ‘Itinerary from Paris to Jerusalem of 1811’. Said shows how, besides Chateaubriand’s obsessive narcissism the book reeks of Orientalist tropes, despising Islam, regarding the Arab as degraded, saying the whole region needs to be redeemed by the West. Said talks about his ‘Christian vindictiveness’ (p.174).

He moves on to discuss Alphonse de Lamartine’s ‘Voyage en Orient’ of a generation later, 1835. He, too, ends up disliking the reality of the terrain and people (thinking it was painted better by Poussin, p.178) and saying it is ripe for conquest and development by the West.

Then on to Nerval (visited 1842-3) and Flaubert (1849-50). Nerval writes of an eerily empty Orient, disappointing the Romantic fantasies he had learned from (earlier Orientalist) books. He copies large blocs from Edward Lane’s account and passes them off as his own.

Flaubert, much the greater writer, vividly describes what he sees before him in notes and his wonderful letters. The Orient was to bulk large in two of his six novels, Salammbô (1862) and The Temptation of Saint Anthony (1874). Said takes an excerpt from Flaubert’s notes on visiting a hospital to highlight the way morality and revulsion are completely excise; all that matters is the correct rendering of exact detail (p.186).

The most famous episode in Flaubert’s journey to the Orient was the time he spent with Kuchuk Hanem, an Egyptian sex worker. This is a peg for Said to talk a little about the sexual stereotypes of the East and to make the fairly obvious point that not only for nineteenth century writers but for many readers ‘the Orient’ became associated with sensuality, guilt free and available sex, much more available than back in Victorian strictly regimented Europe.

But the main impact this had on me was to realise how little he talks about sex, desire, gender, feminism, themes which massively saturate modern academic studies. In fact he raises the issue, why the Orient then (and now) suggests ‘not only fecundity but sexual promise (and threat), untiring sensuality, unlimited desire, deep generative energies’, before going on to say (in his typically not quite correct English) ‘it is not the province of my analysis here.’ A little later (p.208) he refers to the use of Orientalist stereotypes of ‘exotic’ sex in semi-pornographic novels but, by and large, it’s not his thing, his aim, his subject.

Then he returns to his main theme, ‘the sense of layer upon layer of interests, official learning, institutional pressure, that covered the Orient as a subject matter and as a territory during the second half of the nineteenth century’ (p.192).

British visitors and writers had a harder more realistic sense of what pilgrimages to the Orient entailed. The French didn’t own any territory and so were, in a sense, more imaginatively free. The British were always anchored in the reality by the vast responsibility of India, later on of Egypt, both of which meant that tough questions about administration and Realpolitik lurked behind even the most carefree travelogue. In a word, they are less imaginative. He has harsh words for Alexander Kinglake (1809 to 1891, Eton and Cambridge), English travel writer and historian, whose ‘Eothen’ or Traces of travel brought home from the East’ (1844) was wildly popular. Kinglake didn’t let his ignorance of any Oriental language and poor grasp of its culture stop him from making sweeping xenophobic, antisemitic and racist generalisations about the culture, mentality and society of ‘the Orient’.

This contrasts with the splendid achievements of Richard Burton, always an imperialist at heart, but a rebel against the establishment who took great delight in pointing out to the Orientalists that he knew more languages, had travelled more, seen more and understood more of the Arab mind than they ever would. Of all the writers of the classic Orientalist period Burton is the one who knew most about the actual specificities of Arab and Muslim life which Said values. He is maybe the last compromised of all these writers. And yet throughout his work is the assumption that the Orient is there to be taken, to be ruled by the West, by Britain, leading Said to another restatement of his core theme, that in Burton’s writings:

Orientalism, which is the system of European or Western knowledge about the Orient, thus becomes synonymous with European domination of the Orient… (p.199)

Chapter 3. Orientalism Now

Begins where its predecessor left off at around 1870. This is the period of greatest colonial expansion into the Orient…the very last section characterises the shift from British and French to American hegemony. I attempt to sketch the present intellectual and social realities of Orientalism in the United States.

1. Latent and Manifest Orientalism

The phrase is obviously derived from Freud’s notion, first expressed in The Interpretation of Dreams, that dreams have both a manifest or obvious content, and then a latent or secret meaning (also latent in the sense that it required work by patient and therapist to bring it out). Said applies Freud’s metaphor to his topic of study.

The idea is simple: the details or surface or manifest Orientalism have changed and varied over the past 250 years but the latent or bedrock attitudes behind it remain as fixed as ever, namely that the Orient is backward, poor, lazy, undisciplined and passive, in need of endless help (p.206).

Actually his argument is not helped by the way that he continually shuffles the attributes he claims that Orientalism attributes to the Orient. In the space of a few pages he says there are the Orient’s:

  • sensuality, tendency to despotism, aberrant mentality, habits of inaccuracy, backwardness (p.205)
  • eccentricity, backwardness, silent indifference, female penetrability, supine malleability (p.206)
  • backward, degenerate, uncivilised, retarded (p.207)

I take the point that each list shuffles from a pack of negative stereotypes, but, like his repeated attempts to give a precise definition of Orientalism, none of which really nail it, there’s a constant sense of blurriness and slippage.

Helplessness

I read his criticism of this idea of Oriental ‘helplessness’ on a day (23 September 2023) when, on the radio, I heard that Morocco needs Western help because of the massive earthquake which just struck it, that Libya needs Western help because of the unprecedented floods which have devastated it, that Lebanon still needs help rebuilding itself three years on from the devastating explosion of 4 August 2020, and saw a charity appeal to help the victims of the civil war in Yemen.

It’s all very well to read Said’s repeated claim that seeing the Orient as helplessly needing Western intervention is an Orientalist trope, a demeaning stereotype entirely created by the institutions he describes, and yet…it also appears to be a real-world fact.

SOAS

Anyway, Said continues to describe (yet again) the process whereby a set of intellectual interests and disciplines based in study of the Biblical languages slowly transformed into a series of postulates which justified and enabled the colonial occupation of ‘the Orient’. He quotes Lord Cromer’s paternalistic speeches, specifically the one calling for the establishment of an institute to study the region, which was a trigger point for the establishment of the University of London’s School of Oriental and African Studies.

The importance of geography

If the section about Renan dwelled on the importance of the discipline of philology, this section dwells on the academic discipline of geography for the colonial enterprise. As Said puts it in his foggy, unclear prose:

Geography was essentially the material underpinning for knowledge about the Orient. All the latent and unchanging characteristics of the Orient stood upon, were rooted in, its geography. (p.216)

France bounced back from its humiliating defeat in the Franco-Prussian War (1870 to 71) with a renewed determination to expand its empire and this led, among other things, to ‘a tremendous efflorescence of geographical societies’ (p.217). There was even a thing called the geographical movement.

Scientific geography gave rise to commercial geography and an explosion of utopian schemes to interfere and alter geography. The opening of the Suez Canal had changed the world of commerce and profoundly affected geopolitics. Dreamers dreamed of similar huge projects, including flooding the Sahara to make the desert bloom, and tying together France’s scattered African colonies by ambitious railway networks.

Some French commentators blamed their defeat by Prussia on lack of imperial ambition; falling behind British imperial aggrandisement was blamed for France’s economic woes. The solution to every problem was to more aggressively conquer and control. This lay behind France’s drive to conquer the territories of what became French Indochina (Laos, Cambodia, Vietnam), clinched in a series of battles in 1885.

But the French throughout the period continually lamented coming second best to the British who had secured all the plum territories (India, Egypt). French envy and resentment knew no bounds. Said ties this to the way the British produced remarkable characters who flourished in the Oriental purview, such as Gertrude Bell and TE Lawrence.

2. Style, Expertise, Vision: Orientalism’s Wordliness

Starts with a discussion of the concept of The White Man, the controller at the centre of Orientalism who defined unwhites, blacks, coloureds and Orientals as ‘others’, lacking the attributes of whiteness, who therefore had to be schooled and trained up to ‘our’ standard. To demonstrate he gives (more) quotes from Gertrude Bell and T.E. Lawrence.

In the late nineteenth century bastardised theories of evolution, the survival of the fittest and race theories lent malevolent force to pre-existing Orientalist discourse.

Said introduces us to William Robertson Smith (1846 to 1894) a Scottish orientalist, Old Testament scholar and minister of the Free Church of Scotland, best known for his book ‘Religion of the Semites’ which became a foundational text in the comparative study of religion.

Said moves on to his most extended consideration of T.E. Lawrence who he sees following a recognisable career arc, from Romantic adventurer, to imperial agent (in the Arab Uprising), to disillusioned failure. He quotes passages from the Seven Pillars of Wisdom to show how Lawrence not only identified himself totally with the Arab Uprising but, more typically, identified the Arab Uprising with himself, another white man assuming the natives couldn’t have done it on their own.

I like his idea (maybe pretty obvious) that the mid and late nineteenth century figure of the adventurer-eccentric was replaced around the time of the Great War by the Orientalist-imperial agent, citing Lawrence, Gertrude Bell, St John Philby (a small checklist which he refers to countless times). This marked a shift from an academic to an instrumentalist mode.

Between the wars

Between the wars imperial rule throughout the Orient became problematic for the simple reason that the natives formed more and more strident nationalist movements, flanked by increasing acts of violence, while a growing minority in Western countries began to question or turn against colonialism and in favour of home independence.

Said quotes French Orientalists (Sylvain Lévi) who (like all academics) insist the answer is more study, more research, better understanding etc. He quotes the poet Paul Valéry whose contribution amounts (with comic French intellectualism) to analysing the problem away (p.250). And goes on to cite Valentine Chirol, Elie Faure, Fernand Baldensperger, all of whom reiterated the now crystallised Orientalist lines: ‘they’ are unlike us, lack the ability for rational knowledge, are economically and culturally backward, Islam is an imprisoning limiting religion, all the usual slurs.

At the end of this section he gives yet another summary of what he’s trying to do, to investigate:

the metamorphosis of a relatively innocuous philological subspeciality into a capacity for managing political movements, administering colonies, and making apocalyptic statements about the White Man’s difficult civilising mission (p.254)

3. Modern Anglo-French Orientalism in Fullest Flower

During the 1930s and 40s Orientalism had hardened into an extensive field of knowledge in which, like a spider’s web, reference to the most trivial fact tended to jangle the entire system and immediately invoke a whole gang of presuppositions, biases and bigotries.

There’s a long passage on the development, between the wars, of ‘types’ in the social sciences, which I think he contrasts with the cosmopolitan pluralism of the philological (in the wide sense) approach taken by one of his heroes, Auerbach. Narrowing versus widening.

So this section invokes the profound collapse of European economy and political consensus and in an obscure, round the back kind of way, describes how this impacted on national Orientalisms. For example, Snouck Hutgonje, Dutch scholar of Oriental cultures and languages and advisor on native affairs to the colonial government of the Dutch East Indies.

Then 20 pages contrasting the work of the most eminent Orientalists of their generations in France and Britain, Louis Massignon (1883 to 1962), French Catholic scholar of Islam and a pioneer of Catholic-Muslim mutual understanding, and Sir Hamilton Gibb (1895 to 1971), Scottish historian and Orientalist.

Massignon is depicted as an outsider of great genius and insight who devoted a lot of time to the biography of a Muslim Sufi saint, al-Hallaj. Gibb was the opposite, an insider, an institution man.

Inevitably Said depicts both of them, in subtle and sometimes impenetrable style, while citing Foucault and Barthes, as nonetheless continuers and purveyors of fundamental Orientalist stereotypes. His detailed look at the careers, professional subjects and styles of these two giants takes us from after the Great War up to the early 1960s.

4. The Latest Phase

To date the book has amounted to a brief consideration of the origin of Orientalist tropes and prejudices among the ancient Greeks, a brief sketch of the Middle Ages in the form of Dante, skipping past the Renaissance altogether and then settling down to a detailed examination of Orientalism from the late eighteenth and through the long nineteenth century.

In this last section he finally brings all his findings on home to the colossus which dominated the post-war settlement, culturally, economically and militarily, the US of A. It is completely unlike the rest of the book in that it is clear, accessible, magazine style rage against the unchecked proliferation of anti-Arab and Islamophobic caricatures across American culture.

The traditional Orientalism he has chronicled was broken up in 1960s America into a proliferation of academic subspecies. The European focus on philology, itself deriving from study of the Biblical languages, disappeared and was replaced by an American focus on the social sciences. American academics didn’t study the languages of the Middle East, they studied their ‘societies’ and on this basis set themselves up as experts and advisers.

Part of this was the abandonment of the study of literature. The long philological and literary approach he’s been praising and enjoying came to a grinding halt. In American hands it was all about preparing oil executives for their stints in the Arab world and advising the State Department.

He categorises ways in which ‘the Arab’ or ‘the Arab Muslim’ appear in ‘modern’ (i.e. 1960s and 70s) culture:

  1. Popular images and social science representations
  2. Cultural relations policy
  3. Merely Islam
  4. Orientals Orientals Orientals

Said becomes more and more angry, outraged at the barrage of anti-Arab and Islamophobic imagery to be found all across American culture. Images of humiliatingly defeated Arabs after the 1967 war. Images of hook-nosed Arab sheikhs at petrol pumps after the 1973 war and the oil price hike. These latter have all the Nazi antisemitic stereotypes born again.

He is appalled at the new tone of American Orientalism. He mounts a sustained attack on the 1970 Cambridge History of Islam, spotting stereotypes everywhere and accusing it of being bereft of ‘ideas and methodological intelligence’ (p.302).

He quotes from magazine articles, from Commentary magazine, from scholarly papers, interviews in which academics, politicians, commentators, repeat ad nauseam the same anti-Arab tropes he has enumerated throughout the book, the backwardness of Arabs, the stupidity of Arabs, the bombastic nature of Arabic which prevents Arabs from having rational thought, and so on.

He attacks 3 or 4 essays before alighting on a 1972 volume called ‘Revolution in the Middle East and other case studies’. He attacks the introductory essay by the volume’s editor P.J. Vatikiotis, before making a sustained attack on the essay by notable modern Orientalist, Bernard Lewis, giving numerous quotations in a vitriolic attack on what he takes to be Lewis at the same time setting himself up as an oracle on all things Arab while at the same time comprehensively despising and belittling his subject matter. Sounds weird, sounds counter-intuitive, unless you’ve read Said’s book in which he identifies it as a recurring characteristic of all Orientalists.

It’s in the Lewis passage that Said finally opens up about the Zionist movement and the foundation of the state of Israel, pointing out that Lewis nowhere (apparently) mentions Zionism or the Jewish appropriation of Palestinian land and, at last you feel, the cat is out of the bag. it feels as if the previous 300 pages have been a long, slow, laboursome foreplay leading up to this, the money shot.

What particularly gets his is Lewis’s pride in being an objective historian when Said claims to have shown he is in fact a ludicrously biased, anti-Arab, anti-Islamic bigot.

This is the culmination of Orientalism as a dogma that not only degrades its subject matter but also blinds its practitioners. (p.319)

The final pages describe the way Orientalism has infected the Orient in the sense that students and lecturers from the region come to the United States to train, are inculcated with Orientalism biases against their own people and culture and return to propagate these biases. There were, at the time of writing, hardly any institutes of higher education devoted to studying the Orient in the Orient. Academically, it is backward.

Worse, America has made the entire Middle East, economically, into a client region. America consumes a select number of products from it (mostly oil) but in return exports a huge number of goods, from blue jeans to Coca Cola. And TV and Hollywood movies, which often feature Arabs as the bad guys.

The modern Orient, in short, participates in its own Orientalising. (p.325)

Finally he hopes that his work has made a small contribution to encouraging scholars to critically scrutinise the premises of their disciplines, to be attentive to the realities on the ground and try to avoid the artificial and cramping conventions which constrict so many fields of study in the humanities. And, writing at a time of increasing nationalism in the developing world, he hopes it will help those peoples and movements get free of the mind-forg’d manacles (a quote from William Blake) which their oppressors created to judge, demean and control them.

Critique

Mind opening

Books like this are mostly for students because, if you hadn’t yet come across the notion that academic disciplines are not the clean objective collections of facts you were led to believe at school, then Said’s full frontal demolition of an entire area of academic study, and his association of it with one of modern woke ideology’s great bogeymen, Western imperialism, is liable to have a dynamite impact, opening your mind to whole new ways of thinking about scholarship, the academy, the humanities, history, geography, languages, religion, all of it.

And, given the extent to which Said ties his history of nineteenth century Orientalism directly to the perennial hot button issue of the Arab-Israeli conflict, the impressionable student is likely to have not only their intellectual interests, but their sense of justice fired up. When I used to visit my son at Bristol University I was struck by the number of posters around the town burning with indignation for the cause of oppressed Palestine.

But, unfortunately, it’s nearly 40 years since I read Orientalism, so none of this is new to me although rereading it made me realise I’d forgotten almost all the detail.

Repetitive

And forgotten how bad it is. It really doesn’t read very well. Reread in the cold light of day it feels extremely repetitive and confused. Too often Said asserts his case rather than proving it, in particular repeating the fundamental ideas like the created nature of Orientalist discourse, the premise of an unchangingly inferior Orient and so on, scores and scores of times till I felt like screaming.

Weak definitions

A surprisingly central problem is his failure to really define what his central term i.e. the Orient, actually means. When I began to explain the book to a friend she expected it to be about the Far East, China and Japan, which are the places she associates with the word ‘Orient’. She was very surprised when I told her it focuses almost entirely on the Middle East and Egypt, with some digressions about India. China and Japan are mentioned once or twice in passing, but not part of his hard core message. Here’s one of his not particularly useful definitions of the great subject, Orientalism:

What I shall be calling Orientalism, a way of coming to terms with the Orient that is based on the Orient’s special place in European Western experience. (p.1)

Or:

Orientalism is the habit for dealing with questions, objects, qualities, and regions deemed Oriental. (p.72)

You can see the air of tautology hanging over a sentence like this, as there are so many of his other formulations.

The Orient that appears in Orientalism is a system of representations framed by a whole set of forces that brought the Orient into Western learning, Western consciousness and, later, Western empire. (p.203)

Or this one, that Orientalism:

is an attempt to describe a whole region of the world as an accompaniment to that region’s colonial conquest. (p.343)

It’s peculiar that every time he mentions the concept, he feels the need to redefine it, and every time it comes out slightly different. This adds to the general difficulty of reading the book.

Relation to the contemporary world

The second point is one I made in part 1, which is that so much has happened in the world since it was published – chiefly the collapse of communism, the end of the Cold War, the rise of Islamic terrorism, the Western invasions of Middle Eastern countries, the Arab Spring and its failures – that, to anyone keeping up with events, the book doesn’t feel like a guide to the modern world but a dated dead end.

No doubt Western academics, commentators, ‘experts’ and journalists continue to use Orientalising stereotypes, and for much the same motives Said describes, to define, control and contain the complex realities of this troubled part of the world, to assert Western superiority over ‘barbaric’ Arabs. But this is, in the end, a very easy concept to understand and what would be useful would be a guide to the contemporary forms of Orientalising stereotyping which we in the West, no doubt, still labour under.

Ending the binary

Quite a few times Said says he laments the simplistic binary opposition between East and West which he says is at the heart of Orientalism. Does he? No. In my opinion he reinforces the binary on every page of the book, in fact he deepens and entrenches it by repeating its binary terms – the Orient and the West – on every page.

By not including a single Oriental, Arab or Muslim voice, while featuring scores and scores of European writers, I thought the book has the effect of making ‘the Orient’ even more invisible, disappearing it, while filling the mind to overflowing with Western European ideas. He angrily rejects those ideas. but those are the ideas I’ve just spent a week reading a 350-page book about, and so those are the ideas I remember.

Epistemology

Said’s thesis is based on the idea that knowledge is power, and that the way ‘knowledge’ about ‘the Orient’ was created and curated was always biased, bigoted, negative, critical and disempowering. Fine. But what this boils down to is an argument about epistemology, which is defined as ‘the theory of knowledge, especially with regard to its methods, validity, and scope, and the distinction between justified belief and opinion.’ This is the heart of his book and his thesis. It is an argument about the production of knowledge. And yet Said nowhere explains his own theory of epistemology. Just as he is slippery about what ‘the orient’ actually means, and gives ten or so differing definitions of ‘Orientalism’, in the same way he never gives an adequate definition of the central concept he’s arguing about.

In my opinion it’s this lack of really deep, thought-through clarity and consistency about his key concepts which explains why, instead, he lumps lots of disparate topics together, rarely explores them in any depth, and continually resorts to asserting his thesis instead of proving it.

Fake urgency

Said writes that, when Orientalists codified their knowledge into encyclopedias under alphabetical entries, they modelled and shaped knowledge, created constraints so that readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist, and this is made to sound like some wicked conspiracy. And yet the same is true of any other subject whatsoever. Take woodwork. You want to learn a bit about woodwork so you Google or buy a book on the subject, written by experts.

But in Said’s eyes, this knowledge about woodwork has been modelled and shaped knowledge by so-called ‘woodwork experts’ who have created constraints so that readers can only approach this knowledge of woodwork via ‘the learned grids and codes’ provided by the woodwork expert! Scary, eh? Or utterly banal.

Reading these kinds of scare tactics on every single page gets boring. Again and again and again he makes the same simple point which is a critique of the way knowledge is produced and curated by academics with, he claims, an anti-Eastern, anti-Arab, anti-Muslim prejudice – all so that he can lead the reader, in the Introduction and then in the third section, right back to the modern world and to the iniquity of US policy in the Middle East.

It’s this, Said’s obsession with the Arab-Israeli policy, which really gives the book its energy. The rise of ‘Orientalism’ as an academic discipline would be of solely academic interest, a very niche concern, if it weren’t for the fact that the same kind of anti-Eastern, anti-Arab and anti-Muslim tropes are at work, in the world, today, guiding American’s slavishly pro-Israeli and ruinously anti-Arab policy.

Last word

When we were students a friend of mine, who went on to become a professor of poetry, described it as ‘a bad book in a good cause’.

Practical criticism

See if you can identify the kind of essentialising Orientalist stereotypes about the Middle East, Arabs and Islam which Said describes, in Western (British) coverage of the recent Hamas attack on Israel (I’m just giving the BBC as a starting point):


Credit

Orientalism by Edward Said was first published by Routledge and Kegan Paul in 1978. References are to the 2003 Penguin paperback edition (with new Afterword and Preface).

Related reviews

Kim by Rudyard Kipling (1901) part 1

He borrowed right- and left-handedly from all the customs of the country he knew and loved.
(Kim, Chapter 4)

Proper name: Kimball O’Hara

Nickname on the streets of Lahore: Little Friend of All The World

Kipling was dazzlingly prolific in prose and poetry but he only wrote three novels: ‘The Light That Failed’ (1891), ‘Captains Courageous’ (1897) and ‘Kim’ (1901). The first two are dubious works, problematic for a variety of reasons. By contrast ‘Kim’ is generally thought to be his masterpiece, the one significant, long-form work of prose which merits comparison with other novelists of his day, Hardy, Conrad, Wells, Foster, Bennett.

The basic idea is simple. From the start of his career Kipling enjoyed depicting working class characters, underdogs and low caste people, particularly soldiers in the British Empire’s imperial armies. These could be specific characters such as the soldiers three who appear in a dozen or more tales – Learoyd, Mulvaney and Ortheris – or the rough Portuguese seamen who crew the fishing schooner in Captains Courageous. Or when he captured the tone and voice of working class squaddies in the two sets of Barrack Room Ballads.

Kim pushes this tendency to a kind of extreme by focusing on a central character who is the orphan son of pretty much the poorest, lowest class in British India, his father (Kimball O’Hara) a former colour sergeant and later an employee of an Indian railway company, and Annie Shott (p.75), his mother, poor Irish, a former nanny in a colonel’s household.

When they both die young, Kim is orphaned, becoming ‘a poor white of the poorest’. But Kim wriggles free of caring relatives and interfering missionaries, of ‘societies and chaplains’, to become a street urchin, living on his wits, carrying out favours for countless merchants and shopkeepers, becoming so deeply tanned that strangers mistake him for a native Indian. His nickname among ordinary natives, shopkeepers, the local policemen and all who know him is ‘Little Friend of All The World’. He is ‘thoughtful, wise, and courteous; but something of a small imp’ (Chapter 4).

The whole novel is, then, a street-level depiction of Kipling’s beloved India of the 1890s. It starts in the Indian city of Lahore (now part of Pakistan), which is where Kipling himself was born and raised. Kipling’s father, John Lockwood Kipling, was the curator of the Lahore Museum. In numerous letters and journal entries, Kipling describes roaming the streets of the teeming, mysterious, often stinking muddy city from an early age, driven by incurable curiosity to seek out new experiences, sights, sounds and smells – as is his boy hero:

[Kim] meant to investigate further, precisely as he would have investigated a new building or a strange festival in Lahore city. (p.14)

A boy who can dodge over the roofs of Lahore city on a moonlight night, using every little patch and corner of darkness to discomfit his pursuer, is not likely to be checked by a line of well-trained soldiers. (p.73)

This is one reason for Kim’s lasting appeal. It is a vividly sensory description of life in 1890s India.

A second reason is Kipling’s extraordinary ability to depict the complex, multicultural strands of Indian life which, then as now, contained people of many faiths (Hindu, Muslim, Buddhist, Sikh, Jain) speaking many languages (Hindi, Hindustani, Urdu, Punjabi, Tibetan, Persian and so on). Kipling’s text revels in religious, historical and linguistic complexity.

A third reason is the story’s appeal to children of all ages who want to roam free, who want to escape the trammels of parents, guardians, social services, school or (for adults) jobs, careers, family responsibilities, and roam wild and free through a never-ending phantasmagoria of exotic sights, sounds and adventures. It is an epitome of escapist fantasy.

Clipped language

A fourth and major element of the book is its style. I tried to analyse this in my essay on Kipling’s style. I tried to bring out the way Kipling doesn’t write like most other writers but has a very distinctive and idiosyncratic approach to the language. Above all it is very compressed and very allusive.

Compressed

By compressed I mean that he doesn’t spell things out in an ordinary accessible way. In his autobiography Kipling describes writing out a story in full, then going back later and deleting half the words. Then going back, again, and cutting even more words. At its worst this means that reading a Kipling text feels more like doing a cryptic crossword than reading clear, coherent prose.

Allusive

By allusive I mean his clipped prose continually alludes to or refers to specialist knowledge as if his readers should already know it, knowledge about native customs, beliefs, regional traditions, religious practices, types of clothing and so on, very often described in native Indian terminology which he explains once then expects you to remember for the rest of the book.

Mosaic style

I suppose there’s a third element which derives from the allusiveness, which is that Kipling lards his texts with quotations. But these emphatically aren’t the placid, civilised tags from French or Latin which other well-behaved late-Victorian writers use. Instead he creates a crazy mosaic text made up of Biblical quotes, schoolboy or military or technical slang, but above all, lots and lots and lots of native Indian words.

Understatement

Finally, there is his trademark understatement, which is another kind of allusiveness. Sometimes Kipling describes events or actions in such a radically understated way that you struggle to understand what he’s intending to say. All these elements sometimes make his prose quite a challenge to read.

Opening paragraph

Take the opening paragraph from Kim:

He sat, in defiance of municipal orders, astride the gun Zam Zammah on her brick platform opposite the old Ajaib-Gher – the Wonder House, as the natives call the Lahore Museum. Who hold Zam-Zammah, that ‘fire-breathing dragon’, hold the Punjab, for the great green-bronze piece is always first of the conqueror’s loot.

A lot is going on here. Let’s try to analyse out the different types of verbal activity. First there are the names in a foreign language. Zam Zammah is mentioned in the first sentence with typical allusiveness, almost as if we’re expected to know what it means. Fortunately, Kipling translates it for us in the second sentence as meaning ‘fire-breathing dragon’ but, with typical understatement, he doesn’t really make it clear that he’s referring to a large, old-fashioned cannon. Similarly, he refers to the museum first off by its native name, ‘Ajaib-Gher’, which, admittedly, he then explains means the Wonder House, itself a local name for the Lahore Museum.

But the use of these non-English terms first, as the standard phrase, with the English translation coming second, immediately throws us into a foreign context, a foreignness which is then confirmed by mention of Lahore Museum, Kipling assuming his readers will know where Lahore is (north-west British India, now inside modern Pakistan).

There’s a similar expectation in the second sentence, that his readers will know where the Punjab is, but the real point of this sentence is to repeat the proverb about the Punjab. This is classic Kipling in five ways.

1. Mosaic text It is, in the broadest sense, one of the quotes or references I mentioned above, which make up so much of his text.

2. Cultural feel It ties into what I mentioned about the book’s skill at depicting the traditions, languages and mindsets of the many different cultures which inhabit his teeming multicultural India.

3. History Alongside the synchronic view of multiple cultures in the present, these two sentences also indicate a diachronic view of history. Kim’s world is the result of history, and not in a vague sense, but in a blunt Realpolitick kind of way: ‘The conqueror’s loot’ gives not only historical context but indicates the narrator’s cynical realistic attitude. The world Kim inhabits is one where winner takes all, as is made plain in the very next sentence:

There was some justification for Kim—he had kicked Lala Dinanath’s boy off the trunnions—since the English held the Punjab and Kim was English.

The imperialist suprematism of this is obvious. But just as typical is Kipling’s aggressively knowing reference to ‘trunnions’. Do you know what trunnions are without looking it up? (‘A pin or pivot on which something can be rotated or tilted. especially : either of two opposite gudgeons on which a cannon is swivelled’ – Mirriam-Webster dictionary)

4. Rebel Kim isn’t named in this opening paragraph, but his attitude is: ‘ in defiance of municipal orders’. He’s a rebel, a defier or ignorer of the law. (A notion not very subtle reinforced by the way his now-dead father is said to have served with ‘the Mavericks’, nickname for a regiment in the British Army which is entirely fictitious. A ‘maverick’ is ‘an unorthodox or independent-minded person.’)

5. Clipped prose Above all it demonstrates what I mean by compression, by Kipling’s inveterate habit of cutting, and then cutting again, his prose until it starts to read almost like a foreign language. ‘Who hold Zam-Zammah…hold the Punjab’ is clearly not standard English prose. There are two ways of fixing it: you could write :

‘Whoever holds Zam-Zammah…holds the Punjab’

Or, a bit more archaically:

They who hold Zam-Zammah…hold the Punjab’

Both would be acceptable grammatically correct English – but Kipling rejects both and has invented a new kind of prose. By deleting either ‘-ever’ (version 1) or ‘They’ (version 2) he makes the sentence significantly harder to parse (meaning ‘to resolve a sentence into its component parts and understand their syntactic roles’), harder to process.

This defining aspect of Kipling’s style makes many of his stories hard to read but here, in Kim, his allusive, clipped style meets an appropriate subject matter and the two weld. His dense, clipped, allusive, jargon-ridden, foreign word-strewn style finds a fitting match in a protagonist who is a young street urchin at home in half a dozen different cultures and languages, always in a hurry, always leaping onto the next thing, with a restless juvenile energy.

The never-still, restless bounding of the protagonist from one excitement to the next, like a hyper-active toddler, is perfectly dressed in Kipling’s restless, jumpy, allusive, densely compressed style.

It occurs to me that Kipling’s style has attention deficit hyperactivity disorder (ADHD). This made it profoundly unsuitable for the telling of long sustained narratives with an interest in subtle psychological changes, such as we find in the novels of Thomas Hardy, Henry James, or Joseph Conrad. It explains why he wrote so many jumpy, nervy short stories and so few novels. But in this one, ADHD style met ADHD hero.

At one point, as Kim comes to recognise Colonel Creighton’s qualities, he thinks:

Here was a man after his own heart – a tortuous and indirect person playing a hidden game.

And the reader wonders whether this is a self-portrait of Kipling himself, his rather tortuous approach to English prose, his crabwise manner of conceiving and conveying his plots.

Archaic speech

Another element which adds to the sense of a foreign place and time, exotic setting and so on, is Kipling’s decision to render speech, often translated from one of the many Indian languages, in the style of the King James Bible. So, in the opening chapter, here is the Tibetan lama talking to the curator of the Lahore Museum:

‘We are both bound, thou and I, my brother. But I’ – [the lama] rose with a sweep of the soft thick drapery – ‘I go to cut myself free. Come also!’
‘I am bound,’ said the Curator. ‘But whither goest thou?’

It ought to feel arch and contrived, and maybe to some modern readers it does. But 1) Kipling uses it so consistently throughout the book that you soon get used to it and 2) if you buy into it, it is quite an effective way of conveying that they are talking a foreign language.

Indian speech

More obvious than the quirks of Kipling’s narrative voice is the fact that the overwhelming majority of the text is direct speech, and that is it packed to overflowing with native Indian words; rarely entire phrases, just individual words, which Kipling often includes a translation for within brackets. But lots and lots and lots of them.

‘And he is a stranger and a būt-parast (idolater),’ said Abdullah.

‘There was with me when I left the hills a chela (disciple) who begged for me as the Rule demands.’

‘Thy man is rather yagi (bad-tempered) than yogi (a holy man).’

Pardesi (a foreigner),’ Kim explained.

At first Kim had been minded to give the alarm – the long-drawn cho-or—choor! (thief! thief!) that sets the serai ablaze of nights.

‘My sister’s brother’s son is naik (corporal) in that regiment,’ said the Sikh craftsman quietly.

‘Three kos (six miles) to the westward runs the great road to Calcutta.’

And so on, many hundreds of times. The reader isn’t going to learn Hindi or Pashtun or Urdu from the book. On the other hand, you do begin to pick up a feel for the kinds of sounds these words make, a feel for the sound world of Indian languages.

The plot, chapters 1 to 9

Kim is the poor street urchin orphan of a Irish sergeant and a poor serving woman. With them dead, he makes a living as a scamp and jack of all trades on the teeming streets of Lahore.

The story opens with Kim playing with two other boys on a disused cannon outside the Lahore Museum when a strange figure walks into view. He turns out to be a lama, a holy man from Tibet who is searching for the River of Life aka the River of the Arrow (p.11), where, he has been promised, he will be able to free himself from the Wheel of Things.

The lama is shown round the museum by its curator (modelled on Kipling’s own father who was the first curator of the Lahore museum) who very kindly gives him his own good quality spectacles to replace the lama’s which are worn and scratched. (At the very end of the book the lama remembers the curator’s courtesy and kindness. I am touched by Kipling’s filial affection, p.225.)

The lama emerges into the heat and falls asleep in the shade of the big cannon. When he awakes, the boy Kim appears to him to be a vision, a presentiment, one sent to guide him. In a slight daze, the lama adopts Kim as his chela or disciple, telling him they must find the river in which he will be cleansed. For his part, Kim has a dim memory of his drunken father telling him his life will change when he meets a red bull on a green background. So he decides to fall in with the lama’s delusion, and act as his chela.

Out of general conversation emerges the idea that the river might by the mighty Ganges far away to the East. So step one is to catch a train East, to the town of Umballa. Near the train station is the Kashmir Serai. Here are shop and stables of the Pashtun horse trader Mahbub Ali, one of the many businessmen Kim survives by doing favours for. Kim takes the lama to go and see him, mainly because he wants to chivvy dinner out of him, and in this succeeds, Ali’s Balti servants feeding lama and boy. But learning of his journey, Ali gives Kim a message to deliver to a British officer in Umballa, a certain Colonel Creighton. Ali says it is about a white stallion he’s sold the officer and gives him a folded up piece of paper.

Kim knows there’s more to this than meets the eye but doesn’t know the full story. Because the narrator tells us that Ali is a British spy, codename C25 1B and the piece of greasy folded paper he gives Kim is a report from another operative, R17, and that it:

most scandalously betrayed the five confederated Kings, the sympathetic Northern Power, a Hindu banker in Peshawur, a firm of gun-makers in Belgium, and an important, semi-independent Mohammedan ruler to the south.

I.e. five independent Indian princes in the north of the country are friendly to the Russian Empire (the ‘sympathetic Northern Power’) and are in league with the others mentioned for some nefarious purpose, never clearly defined.

This is what moviemakers would later call the McGuffin, defined as ‘an object, event, or character in a film or story that serves to set and keep the plot in motion despite usually lacking intrinsic importance.’ Thus Kim has, without knowing it, been recruited into the so-called ‘Great Game’, the name given to the cold war which developed between the British Empire and the Russian Empire as the latter expanded its territory through Central Asia and tried to extend its influence into Persia and Afghanistan (and first mentioned in chapter 7, p.110).

I dealt with this in my review of Andrew Roberts’s biography of Lord Salisbury. From Salisbury’s view, as Prime Minister back in London, the British authorities in India were in a permanent state of hysterical over-reaction about Russia. It was paranoia about Russian interference in Afghanistan which had led to the Second Afghan War of 1878 to 1880, a wholly unnecessary and futile conflict. Salisbury was exasperated by Indian Viceroys who kept sending panic-stricken messages about the threat from Russia and demanding London to be more pro-active. Salisbury, wisely, thought Russian imperial expansion was more interested in annexing the central Asian republics than starting a war with Britain.

So the most important fact about the Great Game is that, despite the sweaty paranoia of Brits on the ground in India, a conflict between Russia and Britain over India never broke out. A huge amount of influence buying and espionage went on by both sides with, in the end, very little result.

Kipling was, of course, on the side of the Indian authorities and so the entire novel is set within the worldview of threatening Russian influence. In this respect it’s like a Cold War thriller or like Indiana Jones and the ever-present threat of the Nazis. A thriller needs baddies, ideally a network of baddies, Reds under the beds, Islamic terrorists everywhere etc, in order to create that enjoyably spooky sense of threat.

There’s a bit more spy stuff in that Ali knows he is being watched and all his messages are being opened and read. For him it is a stroke of luck that this street urchin who he uses to run errands has now decided on some cock and bull mission to help some lama head East, it suits him down to the ground to give him the secret message to deliver to Colonel Creighton in Umballa. And so, in a nice little scene, Ali, having divested himself of the folded up letter, goes along to one of his favourite prostitutes, ‘the Flower of Delight’, in a bordello, where he allows himself to be completely stoned on opium, knowing that the prostitute is a spy, knowing she is in league with foreign agents, knowing that, once he has passed out, these mystery men – ‘a smooth-faced Kashmiri pundit’ and ‘a sleek young gentleman from Delhi’ – will appear and thoroughly search his clothes and belongings, which is what they do. Not only that but they lift his keys and go to his stall/shop and search that very thoroughly – but are puzzled and frustrated to find nothing. Kim is pretending to be asleep, alongside the lama and the Balti servants, but sees all this taking place, and realises Ali is involved in something and that the message and piece of paper he’s to deliver to Creighton in Umballa are probably much more important than an innocuous message about a horse Ali has sold. (Later, in chapter 8 he tells Ali about this episode and how it was his first inkling that more was going on, pages 113 to 115.)

Next morning Kim helps the lama navigate a modern train station and get on a steam train and off they set, amid much local colour and much conversation on the train from the other travellers. One of the women takes to the lama and offers to put them up in the courtyard of the house in Umballa she’s heading to.

So they alight at Umballa and this woman very kindly sees them settled in her courtyard. But Kim explains he has to do an errand and makes his way to the luxury compound of this Creighton, clearly a man of influence. He comes out onto the veranda for a smoke, clearly a big social do is planned for that evening. His wife calls through the French windows so we learn his name is William Creighton.

a) Kim hiding in the shrubbery whispers that he’s there and he’s got a message from Ali. He throws the piece of folded paper onto the veranda where Creighton steps on it just as a servant enters. b) Kim then witnesses a carriage pulling up and another white man talking to Creighton, from the tone of his conversation his deputy. Then, apparently, the Commander in Chief of the Indian Army arrives and Kim watches them in conference, discussing this report, how it confirms their suspicions about the Russians etc. Kim doesn’t understand all the references but the reader realises they’re preparing for war, mention of two regiments being prepared, 8,000 men.

Characteristically, Creighton is made to say it isn’t a war, it’s a punishment (p.35). This is characteristically self serving, as if the British Empire alone has the right to adjudicate any other country’s behaviour and to allot punishment like a schoolmaster. It is also characteristically mendacious because, if this refers to the Second Afghan War of 1878 to 1880, then the Lord Salisbury book makes it clear that London regarded the whole thing as the fault of the aggressive policy of the British authorities on the ground, of the Viceroy overstepping his authority.

Thirdly, it is also very characteristic of Kipling’s sadistic streak which makes many of his stories unpleasant to read. This is a good example. There is a strong element of gloating in the narrator (Kipling)’s voice, as he looks forward to giving ‘the sympathetic Northern Power’ a damn good thrashing.

Kim returns to the compound of the friendly wife who gave shelter to the lama, and the next couple of chapters describe their onwards travels and the wide variety of Indian types they meet as they journey through India’s huge hot flatlands, then arrive at the legendary Grand Trunk Road.

‘Look! Brahmins and chumars, bankers and tinkers, barbers and bunnias, pilgrims and potters – all the world going and coming. It is to me as a river from which I am withdrawn like a log after a flood.’ And truly the Grand Trunk Road is a wonderful spectacle. It runs straight, bearing without crowding India’s traffic for fifteen hundred miles—such a river of life as nowhere else exists in the world. (p.51 cf p.56)

Lovely descriptions including their overnight stay at a parao or resting place where all types of Indians stop, make camp, light little fires. Here the lama is requested by a grand lady riding in a covered bullock wagon. She asks if the lama will bless her and accompany her on her mission to visit her son. the lama, in his simple way, agrees.

The next plot development is a few days later they are sheltering in a grove when they see advancing towards them a few men who peg out the flat land, followed by a horde who turn out to be a regiment of the British army. And their regimental flag is the image of a red bull on a green background. Kim is transfixed. It’s his father’s prophecy come true!

Once the compound is staked out and hundreds of tents erected, Kim sneaks past the guard and closer to spy what’s going on. But he is caught, after a scuffle, by the Anglican chaplain, Bennett (p.73). Having secured his prisoner, Bennett calls for the Catholic chaplain, Father Victor. In their different ways they interrogate Kim (Father Victor is by far the more sympathetic and forgiving). During the scuffle the necklace Kim has worn all his life with a little pouch of documents comes free and when the two priests examine them they are flabbergasted to discover that Kim is the orphan son of a former sergeant in their very regiment! (p.74) Well, what a coincidence – or kismet, as the Roman Catholic chaplain insists.

There’s a very long scene where the two priests detach Kim from the case of his lama, both of them very upset, until the lama concludes he was a fool to let himself become attached to things of this world, stands and disappears into the night.

Kim is given to the care of the drummer boys with a sergeant to guard and ensure he doesn’t try to escape. When Kim asks where the regiment is headed they say back to barracks but he contradicts them, telling them they will soon be heading off to ‘thee war’ as he pronounces it. Everyone laughs. But the next day the regiment does receive orders to move to the front (presumably up to the North-West Frontier with Afghanistan) and Bennett and Victor, in particular, are flabbergasted.

So they march back to the regimental barracks at Umballa. Here most of the fighting men entrain for the frontier and disappear, leaving the barracks half empty and echoing. Kim hates it. He hates the scratchy uniform they force him to wear, hates the ‘education’, the ‘discipline’ which consists of beatings, hates being humiliated by the teachers, and hates the other drummer boys he’s in class with. They are ignorant and vulgar, their stupidity indicated by the casual racism with which they insult the locals, in a way which is a kind of blasphemy to native-born Kim.

He manages to get a local letter writer to write a letter to Mahbub Ali and a few days later is strolling at the edge of the barracks when he is scooped up by a dark clothed native on a horse and whisked away. This is Ali. But in another far-fetched coincidence, when Ali has come to a halt and is discussing with Kim what to do with him, an English horseman rides alongside and who should it be, but Creighton!

He and Ali maintain a facade that he is simply a customer for Ali’s horses but Kim knows better, if not what’s really going on. Creighton accompanies Ali as he rides Kim back to the barracks. As they arrive at the main office, Father Victor comes out and recognised Creighton as Head of the British Ethnological Survey (p.94).

Creighton sits on the veranda and rather patronisingly listens to Father Victor spell out everything he knows about the boy, while watching Ali and Kim yarning under a nearby tree. The more Creighton hears, the more special he realises Kim is, and the more he begins to realise how he can be useful in his (Creighton’s) schemes. So he ‘charitably’ volunteers to the Father to personally supervise the passage of young Kim to St Xavier’s College in Lucknow (which Kim and Ali mock by mispronouncing ‘Nucklao’). The deal is done, the Colonel tells Kim to stay put and wait just three days, then he’ll come for him.

(Later on we discover that, surprisingly, the lama will pay the fees for the top notch private college, 300 rupees a year. This is because, again surprisingly, he is revealed to be the abbot of his lamasery back in Tibet (in Such-zen), and so has access to funds. It’s just that he chooses not to spend them on himself. But ‘Education is greatest blessing if of best sorts’, as he later writes in a letter to Kim.)

The way Ali and the Colonel speak loudly in the code of buying and selling horses, but really referring to information or about how to handle Kim, is amusing in its rather naive spyishness.

Three days later they travel south by train to Lucknow, the Colonel in First Class, Kim ill at ease in second. He preferred the sociability of third class when he travelled with the lama. He notices how white people have a special kind of detachment and loneliness.

Creighton gives him a cab to take to the Xavier College, but while cruising round this big city, Kim is astonished to see his lama sitting on a kerb. They are joyfully reunited. But Kim sticks to his promise and eventually arrives at the College.

Here, for the first time, the narrative ceases to be a moment-by-moment description and goes up a level to describe the passage of an entire term. Kim thrives. He is quick and canny. He learns to read and write in the company of three hundred other precocious youths. Kipling gives an extraordinarily knowledgeable overview of their classes and backgrounds:

They were sons of subordinate officials in the Railway, Telegraph, and Canal Services; of warrant-officers, sometimes retired and sometimes acting as commanders-in-chief to a feudatory Rajah’s army; of captains of the Indian Marine Government pensioners, planters, Presidency shopkeepers, and missionaries. A few were cadets of the old Eurasian houses that have taken strong root in Dhurrumtollah—Pereiras, De Souzas, and D’Silvas. Their parents could well have educated them in England, but they loved the school that had served their own youth, and generation followed sallow-hued generation at St Xavier’s. Their homes ranged from Howrah of the railway people to abandoned cantonments like Monghyr and Chunar; lost tea-gardens Shillong-way; villages where their fathers were large landholders in Oudh or the Deccan; Mission-stations a week from the nearest railway line; seaports a thousand miles south, facing the brazen Indian surf; and cinchona-plantations south of all. The mere story of their adventures, which to them were no adventures, on their road to and from school would have crisped a Western boy’s hair. They were used to jogging off alone through a hundred miles of jungle, where there was always the delightful chance of being delayed by tigers; but they would no more have bathed in the English Channel in an English August than their brothers across the world would have lain still while a leopard snuffed at their palanquin. There were boys of fifteen who had spent a day and a half on an islet in the middle of a flooded river, taking charge, as by right, of a camp of frantic pilgrims returning from a shrine. There were seniors who had requisitioned a chance-met Rajah’s elephant, in the name of St Francis Xavier, when the Rains once blotted out the cart-track that led to their father’s estate, and had all but lost the huge beast in a quicksand. There was a boy who, he said, and none doubted, had helped his father to beat off with rifles from the veranda a rush of Akas in the days when those head-hunters were bold against lonely plantations.

This is also by way of being in praise of the native-born, boys of white ancestry who are, nonetheless, born and bred in India and so a) lacking the nervous racism and racial supremacy of whites born and imported from England; and b) understanding the country, have a natural gift of command.

When the holidays come Kim goes walkabout, goes travelling round India, using the railway pass Creighton had given him. Creighton meets with Ali and bemoans this but Ali contradicts, saying it is good for one training to be a spy to keep up his talent for blending in; he’ll come back. Sure enough, a month later, Ali actually bumps into Kim on the Kalki road, they talk, Kim assures him he’s going back to Xavier’s for the new term.

There are a lot of chance, coincidental meetings in this narrative.

Ali invites him to join his team, giving him a thumb-stamped piece of paper which makes his servants accept him, where they’re gathered round the horse boxes to sleep for the night. The incident where Kim overhears the two agents who searched opium-zonked Ali back in chapter 3, now conspiring to assassinate him. Kim slips away and intercepts Ali as he’s riding back to his camp. Ali then cannily persuades the British station authorities that thieves are lying in wait in the sidings, so a British officer and policeman go in search and find them leading to a fight with guns and knives. Meanwhile Kim is back in his sleeping blanket, well pleased with his service to Ali. ‘Thy fate and mine seem as on one string’.

Ali takes Kim with him by train and road up to Simla, the Raj’s summer resort in the mountains. Here he is interviewed by Lurgan. Lurgan turns out to be an eccentric whose profession is jeweller – specifically, repairing worn out old gems and pearls – but he also keeps an old curiosity shop full of masks and bric-a-brac. He tests Kim’s nerve on the first night by revealing all the devil masks by lamplight then making him go sleep among them. Lurgan’s boy assistant of jealous of the new arrival and he and Kim fight, while Lurgan watches on, amused.

Kim stays with Lurgan for ten days, watching the variety of his customers, and playing games of memory in the evenings. We and Kim realise that it’s all part of his training to become a field agent.

At the end of the day, Kim and the Hindu boy…were expected to give a detailed account of all that they had seen and heard – their view of each man’s character, as shown in his face, talk, and manner, and their notions of his real errand.

They spend much time using make-up to adopt various disguises and Lurgan gives long lectures about the specific attributes of different tribes and castes and religious or ethnic groups.

The Hindu child played this game clumsily. That little mind, keen as an icicle where tally of jewels was concerned, could not temper itself to enter another’s soul; but a demon in Kim woke up and sang with joy as he put on the changing dresses, and changed speech and gesture therewith. (p.135)

‘Therewith’? Typical of Kipling’s crabbed, archaic prose style. Anyway, Kim comes to realise that Lurgan, too, is part of the network of operatives, part of the ‘Great Game’. When it’s time for Kim to finally go back to school, Lurgan tells him he’s welcome to return at the next holidays.

One of the visitors to the shop had been a Babu (a term of address for an educated man which, in English hands, became a sort of insult), a morbidly obese man who, Lurgan tells Kim, is one of the top 10 secret operatives in the country. His name is Hurree Chunder Mookerjee and (the narrator tells us) his agent number is R.17. If you’ve got a good memory (or can check an online text) you find that this is the same R.17 who produced the report that Mahbub Ali passed onto Kim to pass onto Creighton i.e. he really is a key operative.

Lurgan tells him there is a price on the Babu’s head as there is on the head of Mahbub Ali. Kim is boyishly excited, looking forward to the day when there is a price on his head!

This fat man is one of the members of the convoy which sets off four days later from Simla, heading back down into the plains. Before they split up Hurree gives Kim a betel box as reward for his achievements so far.

The narrative again moves up a level in order to skate through Kim’s school career. He is proficient in maths and practical knowledge, learns to play cricket, wins prizes. He is 14 years and ten months old, then fifteen years and eight months i.e. we are zipping forwards. Altogether Kim is 3 years at St Xavier’s College (p.139).

Remember the Tibetan lama? During this whole period he is offered hospitality at the Temple of Tirtankars in Benares, going on pilgrimages and travels, but always returning there, from where he and Kim exchange letters. (In fact we are told that the Curator of the Wonder House i.e. Lahore Museum, currently possesses a written account of all his journeyings.)

In holiday times he goes many journeys with Ali, who gets him to start doing small espionage tasks. Then he stays with Lurgan where he learns to recite the Koran, various spells and cures etc. Spycraft. The Colonel tests his ability with surveillance equipment and skill at making maps.

The past

There’s a very important paragraph on page 144. This says that a particular report Kim wrote (a survey of a town he visited with Ali):

was on hand a few years ago…but by now the pencil characters must be almost illegible.

This is important because it’s the first indication that all this happened some time ago, long enough ago for the pencil characters to have faded and become illegible. There’s been a few hints earlier but this really rams home the sense that all this happened in the historic past. Until this moment the reader had the sense it was happening right now, in the present.

Continued in Part Two.

Scenes and descriptions

Odd and clotted though Kipling’s prose often is, he strews the book with beautiful word paintings.

The teeming city

The hot and crowded bazaars blazed with light as they made their way through the press of all the races in Upper India, and the lama mooned through it like a man in a dream. It was his first experience of a large manufacturing city, and the crowded tram-car with its continually squealing brakes frightened him. Half pushed, half towed, he arrived at the high gate of the Kashmir Serai: that huge open square over against the railway station, surrounded with arched cloisters, where the camel and horse caravans put up on their return from Central Asia. Here were all manner of Northern folk, tending tethered ponies and kneeling camels; loading and unloading bales and bundles; drawing water for the evening meal at the creaking well-windlasses; piling grass before the shrieking, wild-eyed stallions; cuffing the surly caravan dogs; paying off camel-drivers; taking on new grooms; swearing, shouting, arguing, and chaffering in the packed square.

Lahore train station

The sleepers sprang to life, and the station filled with clamour and shoutings, cries of water and sweetmeat vendors, shouts of native policemen, and shrill yells of women gathering up their baskets, their families, and their husbands.

Portraits

The horse-trader, his deep, embroidered Bokhariot belt unloosed, was lying on a pair of silk carpet saddle-bags, pulling lazily at an immense silver hookah.

A black-bearded man, with a green shade over his eyes, sat at a table, and, one by one, with short, white hands, picked up globules of light from a tray before him, threaded them on a glancing silken string, and hummed to himself the while.

The room, with its dirty cushions and half-smoked hookahs, smelt abominably of stale tobacco. In one corner lay a huge and shapeless woman clad in greenish gauzes, and decked, brow, nose, ear, neck, wrist, arm, waist, and ankle with heavy native jewellery. When she turned it was like the clashing of copper pots. A lean cat in the balcony outside the window mewed hungrily.

India

All India is full of holy men stammering gospels in strange tongues; shaken and consumed in the fires of their own zeal; dreamers, babblers, and visionaries: as it has been from the beginning and will continue to the end.

The countryside

They followed the rutted and worn country road that wound across the flat between the great dark-green mango-groves, the line of the snowcapped Himalayas faint to the eastward. All India was at work in the fields, to the creaking of well-wheels, the shouting of ploughmen behind their cattle, and the clamour of the crows.

In the shade

The lama squatted under the shade of a mango, whose shadow played checkerwise over his face; the soldier sat stiffly on the pony; and Kim, making sure that there were no snakes, lay down in the crotch of the twisted roots. There was a drowsy buzz of small life in hot sunshine, a cooing of doves, and a sleepy drone of well-wheels across the fields.

Dusk in the countryside

By this time the sun was driving broad golden spokes through the lower branches of the mango-trees; the parakeets and doves were coming home in their hundreds; the chattering, grey-backed Seven Sisters, talking over the day’s adventures, walked back and forth in twos and threes almost under the feet of the travellers; and shufflings and scufflings in the branches showed that the bats were ready to go out on the night-picket. Swiftly the light gathered itself together, painted for an instant the faces and the cartwheels and the bullocks’ horns as red as blood. Then the night fell, changing the touch of the air, drawing a low, even haze, like a gossamer veil of blue, across the face of the country, and bringing out, keen and distinct, the smell of wood-smoke and cattle and the good scent of wheaten cakes cooked on ashes.

Simla by night

Together they set off through the mysterious dusk, full of the noises of a city below the hillside, and the breath of a cool wind in deodar-crowned Jakko, shouldering the stars. The house-lights, scattered on every level, made, as it were, a double firmament. Some were fixed, others belonged to the rickshaws of the careless, open-spoken English folk, going out to dinner.

Dawn

The diamond-bright dawn woke men and crows and bullocks together. Kim sat up and yawned, shook himself, and thrilled with delight. This was seeing the world in real truth; this was life as he would have it—bustling and shouting, the buckling of belts, and beating of bullocks and creaking of wheels, lighting of fires and cooking of food, and new sights at every turn of the approving eye. The morning mist swept off in a whorl of silver, the parrots shot away to some distant river in shrieking green hosts: all the well-wheels within ear-shot went to work. India was awake, and Kim was in the middle of it, more awake and more excited than anyone…

Educated to command the empire

One must never forget that one is a Sahib, and that some day, when examinations are passed, one will command natives. (p.107)

Background characters

I like counting and the book’s availability online makes it easy to make a list of secondary or background characters, who pop up as context and colour:

  • Lala Dinanath’s boy
  • half-caste woman who looks after Kim
  • little Chota Lal
  • Abdullah the sweetmeat-seller’s son
  • Mahbub Ali, the horse-trader
  • his Baltis (servants from Baltistan)
  • the Flower of Delight, a prostitute
  • a smooth-faced Kashmiri pundit, a spy
  • a sleek young gentleman from Delhi, another spy
  • a sleepy railway clerk
  • a burly Sikh artisan
  • the blueturbaned, well-to-do cultivator – a Hindu Jat from the rich Jullundur district
  • his shrill wife
  • a fat Hindu money-lender
  • an Amritzar courtesan laden with head drapery
  • a young Dogra soldier ‘of the Ludhiana Sikhs’, going south on leave
  • a market-gardener, Arain by caste, growing vegetables and flowers for Umballa city
  • the village headman, white-bearded and affable elder, used to entertaining strangers
  • the ‘old withered’ retired soldier who stayed true during the Mutiny, ‘Rissaldar Sahib’
  • the village priest
  • a Punjabi constable on the Great Trunk Road
  • ‘thin-legged, grey-bearded Ooryas from down country’
  • ‘duffle-clad, felt-hatted hillmen of the North’
  • the virtuous and high-born widow of Kulu or Saharunpore, travelling in the ruth or bullock cart attended by servants
  • a dark, sallowish District Superintendent of Police, faultlessly uniformed (who jokes with the rich widow)
  • the Reverend Arthur Bennett, Church of England chaplain of the Mavericks
  • Father Victor, Catholic chaplain of the Mavericks
  • at the barracks, the drummer-boy who had been hanging round him all the forenoon—a fat and freckled person of about fourteen

How Kim plays people

  • Kim changed his tone promptly to match that altered voice.
  • Kim knew what the faquirs of the Taksali Gate were like when they talked among themselves, and copied the very inflection of their lewd disciples.
  • ‘Nay, what is it?’ Kim said, dropping into his most caressing and confidential tone—the one, he well knew, that few could resist.
  • ‘True. That is true.’ Kim used the thoughtful, conciliatory tone of those who wish to draw confidences.
  • ‘It is permitted,’ said Kim, and threw back the very tone.
  • ‘God knows!’ said Kim cheerily. The tone might almost have deceived Mahbub Ali, but it failed entirely with the healer of sick pearls.

Kim’s character

  • ‘No white man knows the land and the customs of the land as thou knowest.’ (The lama to Kim, p.79)
  • ‘He was born in the land. He has friends. He goes where he chooses. He is a chabuk sawai (a sharp chap). It needs only to change his clothing, and in a twinkling he would be a low-caste Hindu boy.’ (p.93)
  • ‘Thou wast born to be a breaker of hearts!’ [a houri painting Kim with walnut juice so he appears native]
  • often in the past few months had caught himself thinking of the queer, silent, self-possessed boy. His evasion, of course, was the height of insolence, but it argued some resource and nerve. [Creighton thinking about Kim, p.109]
  • ‘Colonel Sahib, only once in a thousand years is a horse born so well fitted for the game as this our colt. And we need men.’ (Mahbub Ali to Colonel Creighton describing Kim’s aptitude, p.142)

On the nature of a spy

In Simla the pearl jeweller Lurgan explains to Kim that:

‘From time to time, God causes men to be born – and thou art one of them – who have a lust to go abroad at the risk of their lives and discover news – today it may be of far-off things, tomorrow of some hidden mountain, and the next day of some near-by men who have done a foolishness against the State. These souls are very few; and of these few, not more than ten are of the best.’ (p.136)

Eighteen proverbs

The Norton edition includes a letter from Kipling to his favourite cousin, Margaret Burne-Jones, dated Lahore 28 November 1885, in which he answers her questions about life in India and, in doing so, summarises his own attitudes. He says the Indians are:

Touchy as children; obstinate as men; patient as the High Gods themselves; vicious as Devils but always loveable if you know how to take ’em. And so far as I know, the proper way to handle ’em is not by looking on ’em as ‘an excitable mass of barbarism’ (I speak for the Punjab only) or the ‘down trodden millions of Ind groaning under the heel of an alien and unsympathetic despotism,’ but as men with a language of their own which it is your business to understand; and proverbs which it is your business to quote (this is a land of proverbs) and byewords and allusions which it is your business to master; and feelings which it is your business to enter into and sympathise with. (Norton edition, page 269)

Well that explains his liberal use of proverbs throughout the text. They are just one of Kipling’s many strategies to create a sense of authenticity, a sense that we are inside Indian culture, listening to Indian people speaking in their own languages, using their own references, phrases, ideas and…proverbs.

  1. ‘Who hold Zam-Zammah, hold the Punjab’
  2. ‘Those who beg in silence starve in silence’
  3. ‘Let thy hair grow long and talk Punjabi’ (a Northern proverb)
  4. ‘Two arrows in the quiver are better than one; and three are better still’
  5. ‘For the sick cow a crow; for the sick man a Brahmin’
  6. ‘The husbands of the talkative have a great reward hereafter’
  7. ‘Never make friends with the Devil, a Monkey, or a Boy. No man knows what they will do next.’
  8. ‘Never speak to a white man till he is fed’
  9. ‘Trust a Brahmin before a snake, and a snake before an harlot, and an harlot before a Pathan’
  10. ‘I will change my faith and my bedding, but thou must pay for it’
  11. ‘Who looks for a rat in a frog pond’ (p.117)
  12. ‘When one can get blind-sides of a woman, a stallion, or a devil, why go round to invite a kick?’ (Ali, p.152)
  13. ‘Where there is no eye there is no caste,’ the Kamboh (p.165)
  14. ‘One priest always goes about to make another priest,’ the Kamboh (p.167)
  15. ‘Who goes to the hills goes to his mother.’ (p.192)
  16. ‘There are more ways of getting to a sweetheart than butting down a wall.’ (Hurree Babu, p.201)
  17. ‘So I should lose Delhi for the sake of a fish’
  18. ‘God made the Hare and the Bengali. What shame?’

Whiteness

The word ‘Sahib’ occurs 336 times, ‘white’ 121 times, ‘English’ 115 times.

The novel is very far from promoting white triumphalism. For sure, Colonel Creighton is depicted as a moral and administrative anchor, representing all that is stern and dutiful and wise in the Raj, but all the other white people come in for quite a lot of scrutiny or criticism.

Two types of whiteness are dramatised in the two chaplains, Bennett and Father Victor. Bennett, the only representative in the novel of the state religion, the Church of England, comes in for sustained criticism. He is thin, bony, aggressive, rude, completely unsympathetic to Kim, refuses to believe anything he says, would have offended the lama by giving him money to go away, until the Irishman Father Victor, far more sympathetically portrayed, intervenes to stop him. Kim and the lama remain the centre of the narrative and the reader’s sympathies. When Kim tells the lama that Bennett and Victor want to make him a Sahib like them, the lama strongly disapproves:

‘That is not well. These men follow desire and come to emptiness. Thou must not be of their sort.’

Later the lama described his loyalty to his monastery and his devotions and rather waspishly declares:

‘The Sahibs have not all this world’s wisdom.’

Kipling has the high-born widow, the woman from Kulu who adopts the lama, deliver trenchant criticism of different types of British administrator. After encountering an older, relaxed English official, she remarks:

‘These be the sort’ – she took a fine judicial tone, and stuffed her mouth with pan – ‘These be the sort to oversee justice. They know the land and the customs of the land. The others, all new from Europe, suckled by white women and learning our tongues from books, are worse than the pestilence. They do harm to Kings.’

Sahibs are often portrayed as stupid, racist, ignorant casually insulting. At St Xavier’s College Kim is warned not to treat the natives as lazy and stupid, the implication being that all too many of the colonial English do just that, damaging the reputation of the regime (p.121).

What makes the arrogant rudeness of so many of the whites harder for the natives to take, is that they are often so stupid themselves.

No man could be a fool who knew the language so intimately, who moved so gently and silently, and whose eyes were so different from the dull fat eyes of other Sahibs.

Mahbub Ali is a horse trader and has observed that, although most white men know next to nothing about horses, that doesn’t stop them from making all kinds of ignorant and sometimes insulting remarks:

That was the reason that Sahib after Sahib, rolling along in a stage-carriage, would stop and open talk. Some would even descend from their vehicles and feel the horses’ legs; asking inane questions, or, through sheer ignorance of the vernacular, grossly insulting the imperturbable trader.

Later, during Kim’s school years at the college, Ali remarks:

‘Son, I am wearied of that madrissah, where they take the best years of a man to teach him what he can only learn upon the Road. The folly of the Sahibs has neither top nor bottom.’ (p.145)

Ali is a reputable character, who grows in sympathy and status throughout the novel, so this is a credible view.

In other words, the creation of Kim as a character, and his easy way of mingling with numerous native Indian types – travellers, widows, soldiers, families, Muslims, Sikhs, Hindus, traders, spies – enables Kipling to depict the entire range of white British presence in India from the outside, from the native point of view – and find it very wanting indeed. I wonder whether, when he started writing the book, Kipling realised just how much the creation of the boy outsider would enable him to mount quite such a sustained critique of Englishness, whiteness and Sahibdom.

White boys

White boys abound in the book but not at all as heroes, almost entirely as bad comparators with plucky Kim. The worst are the ‘drummer boys’ of Kim’s father’s regiment, depicted as fat, stupid, monosyllabic, lonely, bullying. They will never have Kim’s immersive knowledge of Indian cultures and street life. Again and again Kipling depicts them as ignorant, given to casual insults and racist abuse of the natives, while they themselves wouldn’t survive five minutes if thrown out into the real India. Compare and contrast with out plucky hero.

Now a bed among brickbats and ballast-refuse on a damp night, between overcrowded horses and unwashed Baltis, would not appeal to many white boys; but Kim was utterly happy. Change of scene, service, and surroundings were the breath of his little nostrils.

It’s true that in some of his summaries of Kim’s peers at Xavier’s, Kipling is sympathetic to the specific professions and jobs of their fathers. They are seen as doing good and worthy, unglamorous but necessary jobs for the regime. Nonetheless, they are all utterly eclipsed by the glamorous protagonist.

Stalky and Co.

I suppose it’s obvious, but these middle passages describing Kim’s schoolboy years at St Xavier’s College also bear direct comparison with the schoolboy stories collected in Stalky and Co which Kipling published a few years previously. There are reminiscences of the same snideness, the same facetious depiction of schoolmaster, the same sense of unpleasant schoolboy rivalries.

Talking of echoes, Kim also recalls one his two other novels, Captains Courageous from 1897, which is also about a schoolboy, in fact another fifteen-year-old – in this case Harvey Cheyne Jr, the spoiled son of a railroad tycoon.

Most of Kipling’s stories are about adults, obviously. But it tells you something about his not-quite-serious engagement with the world that four of Kipling’s five sustained narratives (the novels The Light That Failed, Captains Courageous and Kim, and the sequences of linked stories, The Jungle Book and Stalky and Co) are about boys.

The movie

Here’s the trailer for the 1950 movie version of the novel, starring the 14-year-old Dean Stockwell and Errol Flynn as Red Beard, Kim’s protector and British spy in the Great Game, a figure largely invented to make the film more dramatic.


Credit

Kim was serialised in Cassell’s Magazine from January to November 1901, and first published in book form by Macmillan & Co. Ltd in October 1901. All references are to the 2002 Norton Critical Edition edited by Zohreh T. Sullivan.

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Foe to Friend: The British Army in Germany since 1945 @ the National Army Museum

The main exhibition space at the National Army Museum in Chelsea is currently hosting an exhibition titled ‘Foe to Friend: The British Army in Germany since 1945’. It is premised on one core fact: Germany has been at the heart of the British Army’s story since 1945.

Installation view of ‘Foe to Friend’ at the National Army Museum

Overview

The exhibition does what it says on the tin, giving a straightforward chronological account of the British Army’s time in Germany, from the closing battles of the Second World War (Germany unconditionally surrendered on 8 May 1945( through to the present day. It covers:

  • the British Army’s role in helping to rebuild a completely shattered and broken Germany
  • how this quickly evolved into providing protection and defence against possible attack by Russia during the long period of the Cold War (1945 to 1990)
  • how the well-trained battle-ready forces in Germany then became a base from which to deploy troops across the world, specifically during the first Gulf War (1990), the civil wars in Yugoslavia (1991 to 2001), then the wars in Iraq (2003 to 2011) and Afghanistan (2001 to 2021)
  • finally, the drawdown in British forces in Germany, whose presence officially ended in 2019

Movement Forwarding Office boxes

Dotted through the exhibition are replica Movement Forwarding Office boxes. These were the wooden boxes personnel’s belongings were sent to Germany in. Here they are stamped with information panels but are also the site of recordings of ordinary people’s voices from each of the five sections of the exhibition (see below). In other words, the exhibition isn’t silent but, as you move through it, you hear a whole range of voices describing their experiences, from the occupying soldiers of 1945 onwards.

Two aspects

The British Army had a significant presence in Germany from the country’s defeat in 1945 to its final departure in 2019, near enough 75 years. During that time more than two million British service personnel and their families called Germany home. Many were posted for significant periods of time, got married and lived with spouses and children

The exhibition has two aspects: one is to give a detailed account of the changing military situation, describing all aspects of what was at first a military operation and then changed into a defence function as part of NATO. The second aspect looks at the social history of these people and this period, at what it was like to serve and live in Germany, at the impact it had on those two million service personnel and their families, and at the many traditions and institutions which rose between Brits and locals.

The exhibition is divided into five themes:

1. Winning the Peace

On 8 May German forces surrendered unconditionally to the Allies. These nations – Britain, France, the USA, the USSR – divided the defeated nation into Zones of Occupation which they administered. The British forces were christened the British Army of the Rhine (BAOR).

German map of the occupation zones (1945)

The BAOR was confronted with enormous problems. They had to feed the impoverished population. They had to deal with the revelations of the Holocaust. They had to manage the millions of refugees and homeless people. They literally had to set about rebuilding roads, houses, factories, the entire infrastructure of a modern nation. The display includes:

  • maps of the zones of influence
  • a hand-written statistical record compiled by a British soldier detailing the state of inmates, numbers of deaths, burials and evacuations at the Belsen concentration camp
  • the BAOR supervised the rebuilding of the Volkswagen factory at Wolfsburg

In 1946 families were allowed to join the soldiers of the BOAR. Barracks were created. The British remained entirely segregated from the local population, using their own schools, their own currency, forbidden to fraternise with the enemy. The scale of the devastation and the task ahead were detailed in this 1946 documentary film.

Field Marshall Montgomery and Churchill took a victory parade of 10,000 British troops through the ruins of berlin on 21 July 1945. A series of letters from Montgomery give instructions on the strict non-fraternisation policy between Brits and Germans.

The athletics medals of Bevis Shergold, a veteran of the war in Europe who lived in Germany with her husband in the 1950s, indicate the thriving sporting and cultural scene that was established to cater to service personnel and their families. Many service personnel lived better in Germany, enjoyed better facilities, than back in Britain, much of which was also in ruins and subject to strict rationing.

‘Who was a Nazi?’ A major goal of the occupying forces was the denazification of Germany. Leaflets and pamphlets were written to help ordinary soldiers question German citizens and identify Nazis. Two million cases were investigated in the British Zone alone.

The Berlin airlift 1948 to 1949

Tensions with the Russians climaxed on 24 June 1948 when the Soviet authorities blockaded Berlin, in theory a city occupied by all four Allies but which was embedded deep in the Soviet Zone. The three Western Allies promptly set up airlifts to fly in food and other necessities. At its height a British or American plane was landing in one of Berlin’s three airports every 60 seconds. Eventually, after nearly a year, the Soviets abandoned their blockade on 12 May 1949.

Now it was clear for all to see who the enemy was, and the prolonged commitment of the Allies to Berlin changed the relationship between Germans and their occupiers. If it wasn’t obvious before, it was now, that the Germans were allies against the mightier threat, Russia.

2. Walls and Wire

Churchill had warned of an iron curtain dividing Europe as soon after the war as March 1946. The Berlin Airlift crystallised tension between the former Allies. But it wasn’t until 1961 that things took a further turn for the worse, when, on the night of 12 August, Soviet soldiers erected 100 miles of barbed wire around West Berlin, cutting it off from the outside world. In the weeks that followed the wire was followed by a concrete wall.

But the Berlin Wall was just a small forerunner of the bigger divided between east and West Germany. Eventually a wall, accompanied by barbed wire and guard towers, ran 866 miles from the Baltic Sea to Czechoslovakia. It eventually became, along with the border between North and South Korea, one of the most heavily militarised zones in the world.

The Berlin Airlift clarified the British commitment to Germany. The manpower of the British Army on the Rhine was set at 53 to 55,000. The sense of embattled threat from the East set the tone of British soldiers’ lives for the next 40 years. In Berlin itself, service life was dictated by a host of rituals, rules and regulations surrounding the Wall and the exhibition highlights many little known aspects.

For example, I didn’t know that the Queen visited British forces in Berlin on three separate occasions, in 1965, 1978 and 1987.

Westerners were only allowed to travel from the West to Berlin via one heavily monitored road and one heavily monitored railway line. The exhibition includes movement orders and information leaflets relating to both.

We learn about BRIXMIS, which was the British Commanders in Chief Mission to the Soviets in Germany. Officers from BRIXMIS held parties and receptions, but were also allowed to go on three-man fact-finding missions anywhere inside the Soviet sector. It was a small organisation, numbering just 31 people, yet had wide-ranging freedoms to travel in the Soviet sector. Despite their official status, members of the little BRIXMIS parties could still be subject to harassment and even violence from Soviet or East German troops.

Installation view of ‘Foe to Friend’ at the National Army Museum showing uniform and equipment used by the BRIXMIS unit.

The British Army presence in Berlin numbered 3,100, deployed in three infantry battalions, with a number of supporting units. They were rotated every two years.

In 1947 the BAOR instituted the Berlin Tattoo, two days of displays and pageantry. This was open to German citizens and became  part of the city’s social calendar. It continued until 1990.

3. Active Edge

‘Active Edge’ was the term used by the Army for exercises that brought about fast mobilisation under the Soviet threat. This section documents the changing face of the BOAR during the Cold War years of the later 60s, 70s and 80s. During this period there was a growing threat from biological and nuclear weapons, with far-reaching consequences for training and equipment. It saw the inauguration of so-called ‘Survive to Fight’ training. Suits designed to protect against nuclear, chemical or biological weapons are on display.

The army’s readiness peaked with 1984’s Exercise Lionheart, the biggest British military exercise held since the Second World War, which involved 131,000 UK troops.

National Service ended in 1960 although the last national servicemen were only discharged in 1963. By the 1970s the BAOR had long ceased to be an army of occupation and was a smaller, more professional army which focused entirely on the possibility of having to fight a war of defence on the North German plain. Money was invested in better uniform, weapons and equipment, some of which are on display here.

Installation view of ‘Foe to Friend’ at the National Army Museum showing weapons used by the British Army on the Rhine during the 1970s and 80s

A magazine was set up for service personnel and titled ‘Threat’ which kept its readers up to date with intelligence about Soviet weapons, and their weaknesses, and likely battlefield tactics.

A video shows the Queen’s visit to the BAOR in 1977 to mark the jubilee of her reign, alongside photos and a commemorative mug. There’s an old-style push-button display which contains a dinky diorama of rolling landscape with half a dozen toy tanks scattered among it. When you press a button spotlights illuminate the different tanks and you have to press another button to identify the vehicle as friendly or enemy, using the list of profiles next to the buttons.

A surprisingly dominant display is of a mocked-up catering van, testament to an enterprising German, Wolfgang Meier, who spotted a commercial opening for someone to offer grub to hungry thirsty troops on the well-known Soltau-Lüneberg training range. For 25 years his bright blue catering vans offered hungry squaddies a menu including bratwurst, currywurst, fish and chips, chicken and chips, and Coke, Fanta or Sprite.

Installation view of ‘Foe to Friend’ at the National Army Museum showing a mock-up of one of Wolfgang Meier’s distinctive refreshment vans

4. Deployments

The fall of the Berlin Wall in 1989 was quickly followed by the collapse of the Soviet Union and the end of the Warsaw pact, which had glowered at NATO forces for 45 years. What now for the British Army? What was it for? What should it do?

In brief, the Army in Germany was cut in size by half. But as the 1990s progressed new types of threat or emergency emerged, notably:

  • Saddam Hussein’s invasion of Kuwait which triggered the Gulf War (2 August 1990 to 28 February 1991)
  • the wars in former Yugoslavia, consisting of:
    • the Slovenian War of Independence (1991)
    • the Croatian War of Independence (1991 to 1995)
    • the Bosnian War (1992 to 1995)
    • the Insurgency in Kosovo (1995 to 1998)
    • the Kosovo War (1998 to 1999)

In Operation Granby an entire division of BAOR was deployed out of Germany as part of a multinational coalition that drove Saddam Hussein’s forces out of Kuwait. British forces based in Germany also made major contributions to operations in Bosnia and the wider Balkans. They were then involved in operations in Iraq and Afghanistan. The BAOR came to be seen as a highly trained, highly motivated force which could be drawn on for operations in these other theatres.

This section examines the complete rethink about what the British Army in Europe was for, and contains mementos of the army’s involvement in some of these conflicts.

There’s a Seventh Armoured Brigade pennant from Kosovo. A copy of ‘Threat’ magazine, now focusing on Saddam Hussein and the Iraqi army rather than the Warsaw Pact. A road sign from Basra. A mannekin sporting a uniform worn by a Major in the Queen’s Royal Irish Hussars in Kuwait.

Installation view of ‘Foe to Friend’ at the National Army Museum showing the uniform worn by a Major in the Queen’s Royal Irish Hussars in Kuwait with the flag of 1(BR) Corps in the background

At the same time, this final section dwells more than previously on the social aspects of British military life in Germany. A  case displays the wedding outfits of local girl Sigrid Krueger and British soldier Anthony Young whose marriage in 1990 symbolises the ever-closer ties between service personnel and locals. They met singing in an Anglo-German Choir in Rinteln and still live in Germany today. The harsh non-fraternisation policies outlined in Montgomery’s letters right at the start of the exhibition seem to come from another age.

There’s mention of the British Forces Broadcasting Service which began broadcasting in 1945 and kept going till the end. Generations of young Germans grew up listening to it, not least because it had lots of fashionable pop hits in the 60s and 70s.

There’s more about army schools, including a school uniform for a British forces-only school. Notes on the British Army  Summer Show which developed in the town of Bad Lippspringe and became a regular part of the British Forces Germany calendar, with its live music, equestrian events, trade stands, car show and beer tents. A description of the NAAFI (Navy, Army and Air Force Institutes) which ran pubs, clubs and supermarkets for the British. The biggest NAAFI in the world opened in Rheindahlen in 1972 and wives in particular would travel a hundred miles to stock up on British food and drink.

Grateful German municipalities sometimes awarded their local British forces a Fahnenband, the highest award that can be bestowed on a British unit by the German military, and several examples are on display here.

But the 1990s brought change on the social front, too. The first British Military Tattoo was held in Berlin in 1947. The last one was held in October 1992.

5. Legacy

In 2010 the Liberal-Conservative British government decided to reduce the size of the army from 112,000 to 82,000 with a reserve of 35,000. And plans were announced to withdraw the entire remaining 20,000 forces from Germany by 2020.

At the culmination of this 10-year drawdown, the British Army’s permanent deployment to Germany came to an end in September 2019. No British combat units now remain in Germany. It was the end of an era.

However, in November 2021 the Ministry of Defence announced that Germany would become one of three ‘Land Hubs’, along with Kenya and Oman, where the British Army can train abroad with NATO allies and partner nations. Significant numbers of British tanks, armoured cars and other vehicles remain in storage at a training area in Sennelager. A garrison support unit remains in Germany to to provide health service support, welfare and the British Forces Broadcasting Service. From the peak of 780,000 British troops in Germany in 1945, there are now just 135 Army personnel remaining in Germany, none of them combat forces.

In-depth walk through the exhibition (40 minutes)


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Postwar Modern: New Art in Britain 1945 to 1965 @ the Barbican

Layout

The Barbican gallery is a big exhibition space, spread over two floors. On the ground floor, as you come in, there’s the ticket desk and shop, then you walk through a doorway on your right into the ground floor display space. This is divided into three successively larger ‘rooms’, the third and final one being a fairly big atrium. You then emerge from these into a corridor which runs back alongside the atrium spaces back to the shop, and off which are three alcove rooms or ‘bays’.

Back by the shop there are stairs up to the first floor gallery which runs round the walls and allows you to look down onto the atrium space you’ve just left, so you can see paintings and sculptures from above. You can walk right round this gallery but there are only alcoves or bays on along two sides of it, four bays on one side and four on the other. 3 + 3 + 4 + 4 = 14 distinct display spaces.

14 rooms, 14 themes

So when the curators set out to design this exhibition of post-war British art they had 14 spaces to play with and have come up with 14 topics or subject areas, accordingly. Starting in room 1, the visitor walks through 14 themed aspects of post-war British art, which are also arranged in a loosely chronological order, starting just after the end of the Second World War and ending in 1965.

‘Cyborg collages’: First Contact by John McHale (1958) Collection Albright-Knox Art Gallery, Buffalo, New York © Estate of John McHale

The new

The curators have made one key decision which defines the entire show: believing that post-war artists had to cope with the aftermath of ‘a cataclysmic war that called into question religion, ideology and humanity itself’, they have consciously chosen to focus on THE NEW ARTISTS of the period. They have ignored artists who’d come to prominence between the wars (so no Henry Moore or Barbara Hepworth, for example; no Paul Nash, Graham Sutherland, no Stanley Spencer, Surrealists or Bloomsburyites).

Instead the curators have tried to catch the mood conveyed by The New Generation of young artists who emerged immediately after the war and set a new tone. The result is that, although the exhibition contains the huge number of 200 works of painting, sculpture and photography, by an overwhelming number of artists (48) it has a surprising unity of feel.

Leaving aside the (excellent) photographers, the paintings in particular demonstrate what you could call a kind of damaged abstraction. There’s a blurred, grey and brown, muddy quality to much of the work. There are lots of earth tones, earth grey, earth cream, earth browns.

West Indian waitresses by Eva Frankfurther (1955) Ben Uri collection, presented by the artist’s sister Beate Planskoy © the Estate of Eve Frankfurther

The war hadn’t pulverised a specific landscape, as in the images of the Western Front made famous during and after the First World War. It had ranged far more widely than that. Crucially, it had permanently damaged mankind’s view of itself.

It was hard to be optimistic about people or ‘culture’ or ‘civilisation’ after news of the concentration camps broke in May 1945, and then the atom bombs were dropped in August 1945. And then the H bombs and the start of the incredibly fearful and menacing Cold War. Many artists struggled to believe in anything positive and channelled their energies into devising novel ways to express their horror and despair.

With so many works by so many artists, there are some exceptions, but overall I’d say this is quite a grim, depressing exhibition, with much to be justifiably depressed about. If you put the (five) photographers to one side, then there’s hardly any figurative work, and when there is (Auerbach, Freud, Bacon, Bratby, Cooke, Souza) it is heavily stylised or deliberately distorted. There are certainly no landscapes. It is an accumulation of damaged psyches.

From murk to clarity

It occurred to me that you could arrange almost all the works along a spectrum from Murk to Clarity. Then you further could sub-divide these categories. What I mean is that the murky end of the spectrum could be divided into images which look like:

  • bodies melted in a nuclear blast (Eduardo Paolozzi, Peter King)
  • bodies eviscerated in some grotesque medical calamity (Magda Cordell)
  • people drowning in Holocaust concentration camp mud (Frank Auerbach and Leon Kossoff)
  • bodies blurring into hunks of meat (Francis Bacon)
  • bodies reimagined as abstract shapes, blots, drabs and dribbles of paint (Gillian Ayres)
  • bodies combined with inorganic materials such as metal to become ominous cyborgs (Lynn Chadwick’s semi-abstract sculpture of a demonic bird, John McHale’s robotic family, Elisabeth Frink’s menacingly humanoid Harbinger Birds and the St Sebastian sculptures by Eduardo Paolozzi)

The murkiest of the murk

I’ve always heartily disliked the paintings of Frank Auerbach and Leon Kossoff. Both applied unbelievable amounts of paint to their canvasses to create nightmare brown meringues of mud. They themselves in interviews claimed they were seeking to get at the essence of the subject or to capture the fleeting nature of reality or some such. They obsessively painted London scenes such as two big muddy paintings here, of the Shell building on the South Bank and Willesden railway junction.

But for me the key fact is that both were Jewish refugees from Nazi Germany and, to me, all their paintings powerfully, oppressively convey the feel of the grim Polish winter mud in which so many of their fellow Jews were worked to death, starved to death and exterminated.

‘Drowning in the mud of the Holocaust’: Head of Gerda Boehm by Frank Auerbach (1964) Sainsbury Centre for Visual Arts © The Artist

Clarity

At the other end of the spectrum is what I’ve called Clarity, which can be sub-divided into maybe three rooms or artists:

  • artists in the Concrete room
  • Lucian Freud
  • Surface / Vessel room

In the room called Concrete are a set of surprisingly calm, clean, crisp, white abstract images. Victor Pasmore was a celebrate figurative artist when, in the late 1940s, he underwent a conversion to abstraction. By 1951 Pasmore had established a circle of younger artists who were equally committed to the cause of geometric abstraction, which they referred to variously as ‘Concrete’, ‘Constructionist’ or ‘Constructivist’ art, artists including Mary Martin, Adrian Heath, Anthony Hill, Robert Adams and Denis Williams.

Concrete is right next to the death camp vibe of the Auerbach room, Scars, and I really needed it. The white geometric shapes projecting from the canvas as Modernist friezes reminded me of Ben Nicholson (famous between the wars and so banned from this show).

Lucian Freud may seem an odd artist to group under the heading of clarity, but the exhibition features three of his earliest works which do, in fact feature this quality. Edgy, though. Distorted. The curators put it well when they say that ‘Freud’s forensic attention to small details suggests an uneasy vigilance, revealing anxieties just below the surface.’

‘Neurotic clarity’: Girl with Roses by Lucian Freud (1948) Courtesy of the British Council Collection © The Lucian Freud Archive/ Bridgeman Images, photograph

The third ‘calm’ room is titled Surface/Vessel. It features the paintings by William Scott and ceramic vessels by Lucie Rie and Hans Coper. What they have in common is the withdrawal of all bright colours and a return to the colour of canvas and clay, textured surfaces and irregular forms. I might have liked them because 15 years later they set the tone for the kind of abstract prints you could buy at Habitat and Ikea and my parents decorated my childhood home with reproductions of these kind of gentle, cream and earth brown soothing shapes.

Installation view of Postwar Modern showing two works by William Scott: Message Obscure I (1965) and Morning in Mykonos (1961)

Room guide

The themed rooms are:

1. Body and cosmos

The first three rooms are the three progressively bigger ones on the ground floor. Each is dominated by a big signature work. This first room is dominated by Full Stop by John Latham. This seems pretty meh in reproduction which doesn’t convey its size. It’s huge, monumental, 3.5 metres by 2.5 metres, a Mark Rothko of a painting, and a hypnotic image. Is it a solar eclipse, a black hole, an enormously magnified piece of typography. Something has ended – but what?

‘The death of colour’: Full Stop by John Latham (1961) Tate © the Estate of John Latham

Much smaller is the set of three prints by Eduardo Paolozzi, born in 1924 the son of Italian immigrants, so an impressionable teenager during the war. It’s impossible to make the prints out as heads because the images look eroded and decomposed as if by acid or, as wall label suggests, evaporated in the atomic blast so many around the world feared was coming.

2. Post atomic garden

The second room is bigger, contains more but is dominated by the mutant bird sculpture by Lynn Chadwick named The Fisheater (1951). It was commissioned for the 1951 Festival of Britain. It’s set on a slender tripod and aerial assembly, a slender outline of a bird made from thin metal rods and sheets of metal, looking a bit like the skeleton of Concorde, very slightly swaying in the ambient air, beakily looking down at us soft and vulnerable humans.

Installation view of Postwar Modern at the Barbican showing The Fisheater by Lynn Chadwick (1951)

Fisheater epitomises the combination of light, modern industrial elements with unnerving menace which is one of the threads which runs through the show, as in the Paolozzi robots and the robot-humanoid nuclear family grimly depicted in John McHale’s First Contact (above).

3. Strange universe

The third ground floor space is the biggest, lined with huge paintings by a variety of artists, but it is dominated by a signature work, three metal sculptures, about man-size mutant cyborgs made out of complex metal and engineering detritus, welded together and melting at the edges as if they’re robots which have been brought to a halt and slightly melted in the ultimate nuclear apocalypse. They’re by Eduardo Poalozzi who, I think, has more pieces than anyone else in the exhibition and emerges as its presiding spirit.

‘Humanoid figures assembled from electrical scraps and castoffs’: Installation view of Postwar Modern showing Saint Sebastian by Eduardo Paolozzi (1957)

This room also features some enormous paintings by Magda Cordell which are splashed with red and orange and look like the freshly flayed and eviscerated carcass of a humanoid life form.

Figure 59 by Magda Cordell (1958)

4. Jean and John

The first of the bays off to the side of the ground floor corridor contains 8 or so paintings by the husband and wife artists Jean Cooke and John Bratby. Bratby’s stylised but basically figurative still lifes of their home, with boxes of cereals on the kitchen table, were nicknamed ‘Kitchen Sink’ art, presumably before kitchen sink drama came along. Although figurative and colourful, these paintings somehow bespeak the horrible, pokey domesticity of English life and it came as no surprise to learn that Bratby was jealous of his wife’s talent, destroyed much of her work and beat and abused her. See what I mean by grim?

5. Intimacy and aura

This is the room with the neurotic early paintings by Lucian Freud which I mentioned above.

But it also features the first of the photographers, Bill Brandt. Photography, with its figurative realism, comes as a big relief after four rooms loaded with paintings of bleakness, despair, mutant robots and huge abattoir paintings. But it is even more of a relief to discover that Brandt is represented here by a series of photos of female nudes. It’s not that they’re nude so much as that they’re studies of people who are young, fit and healthy. It is a sudden oasis in a desert of radioactive despair.

Apparently Brandt had been renowned in the 1930s for his photojournalism (thus breaking the curators’ self-imposed rule that no-one from between the wars has a place) but 1945 saw a radical shift in his practice as he began experimenting with nude studies indoors. Not only indoors, but in spare, spartan uncarpeted rooms. So, although fully realistic, these studies also have a strange, spooky, spectral mood. Arguably these photos, although entirely naturalistic, manage to share the same sense of nervy ominous as so many of the paintings and sculptures.

The Policeman’s Daughter, Hampstead, London 1945 by Bill Brandt © Bill Brandt Archive

6. Lush life

This room is a surprise. One entire wall is a hugely blown up photo of the interior of a new model home designed by the visionary architects Alison and Peter Smithson. It’s a photo of their stand at the 1956 Daily Mail Ideal Home Exhibition. It was titled ‘House of the Future’ and the furniture was created using plaster, plywood and paint masquerading as the moulded plastic they’d like to have used but couldn’t afford, the kind of new super-slimmed-down ideals for living designs which were being pioneered and mass produced in America and which featured in the Barbican exhibition about Charles and Ray Eames.

Installation view of Postwar Modern showing the wall-sized photo of Alison and Peter Smithson’s 1956 ‘House of the Future’, with just one yellow ‘egg chair’, made from moulded reinforced polyester, on the low dais.

The American theme is echoed in a series of humorous collages created by Eduardo Paolozzi (is he the most represented artist in the show?). It’s a series of A4 sized collages he created by cutting up images from glossy American consumer magazines, titling the series Bunk. Of course they’re meant to be ironic and subversive and whatnot, but what really comes over is the power and optimism of the original images. Particularly when set against the post-atomic, post-Holocaust nihilism of so much of the rest of the show.

Bunk! Evadne in Green Dimension by Eduardo Paolozzi (1952) Victoria and Albert Museum, © The Paolozzi Foundation

7. Scars

As described above, the Auerbach and Kossoff, drowning in mud, Holocaust despair room.

The room also has a little TV on which is playing a film of a 1961 event carried out by another Jew (the curators emphasis the common ethnicity of these three artists), Gustav Metzger. Metzger pioneered an art of ‘auto-destruction’ in the late 1950s, staging works that enacted their own disintegration, mirroring the violence he felt in a world hell bent on its own destruction. In the grainy old film Metzger is wearing a gas mask, with St Paul’s in the background, while he sprays acid onto canvas which promptly shrivels and dissolves. ‘Happenings’ had been happening in America among beatnik audiences art colleges throughout the 1950s. This appears to be Metzger’s variation on the idea which – as so often in this exhibition – accentuates the negative.

8. Concrete

As described above, a roomful of works by Victor Pasmore and his fellow ‘Concrete’ artists. I especially enjoyed the small-scale, abstract sculptures by Robert Adams. Calm and healing.

Installation view of Postwar Modern at the Barbican showing works by Robert Adams, being: Divided form (1951), Rectangular bronze form number 7 (1955) and Balanced bronze forms (1955).

9. Choreography of the street

More photography, thank God. The black and white snaps of Nigel Henderson and Roger Mayne who specialised in capturing children at play in the gritty, ruin-infested post war streets. Mayne’s most famous body of work was created between 1956 and 1961, capturing the working-class community of Southam Street in North Kensington, west London. One of his photos was used for the cover Colin MacInnes’s novel, Absolute Beginners (1959), a copy of which is here in a glass case.

Street scene 1957 by Roger Mayne © Roger Mayne Archive / Mary Evans Picture Library

Reminds me a bit of the photo of young toughs in Finsbury Park, 1958, which marked the start of Don McCullin’s career.

The lovely and hugely evocative photos of kids playing in bomb sites are interspersed with a series of collages by Robyn Denny and Eduardo Paolozzi (surely Paolozzi is the most featured artist in the show?). And alongside these, collages and in the radical print designs created by Henderson and Paolozzi for their company Hammer Prints Ltd (1954 to 1962).

10. Two women

The two women in question are German refugee painter Eva Frankfurther and home-grown Mancunian photographer, Shirley Baker. Baker documented the changing face of Manchester in the 1950s and early 60s as the old slums were demolished and cleared for high rises and social housing. She walked the streets with a camera always in her bag, taking wonderfully evocative black and white photos of wretched slums and the old-style, working class inhabitants. In 1965 she started experimenting with colour photography and some of her colour photos are feature here.

I was lucky enough to go to the Shirley Baker exhibition at the Photographers Gallery a few years ago – none of the colour photos here are as good as her black and white ones. In a funny kind of way, colour shots of this kind of scene look oddly older, more technologically dated, than the pure black and white ones.

Anyway, the point is… look at the rubble! And in 1965! Twenty years after the war, large parts of England were still struggling to drag themselves into the modern age.

Hulme 1965 by Shirley Baker © Nan Levy for the Estate of Shirley Baker

11. Cruise

The wall label in this room informs us that:

Cruising, or looking for a casual sexual encounter in a public place, was central to the expression and exploration of male same-sex love and desire in the postwar years…

And so it is that one wall features a couple of early works by David Hockney, large browny-black background with all kinds of graffiti, words, lines and squiggles drawn across them:

The title My Brother is Only Seventeen (1962) was derived from graffiti that Hockney read on the toilet walls of Earl’s Court station, a popular cruising spot.

My Brother is only Seventeen by David Hockney (1962) © Royal College of Art

But the real revelation of this room is arguably the best thing in the exhibition. In 1954 Francis Bacon painted a series of seven huge paintings depicting a man in a dark suit sitting at the bar of a hotel, although the background has been stylised to become the slender bars of some kind of cage set against a very dark background. Three of the series are hung here, side by side.

Man in Blue I by Francis Bacon (1954) Collection Museum Boijmans Van Beuningen, Rotterdam © The Estate of Francis Bacon

A photo like this doesn’t do the paintings any kind of justice. They are not only enormous but also, despite their stylised subject matter, have the depth and resonance of Old Master paintings. It took me a while to realise that, unlike all the other rooms in the show, the walls of this room are painted black, as if we are in a very old museum or gallery, and these three Man in Blue paintgins have the power and depth of Old Masters.

Black upon black, depths of blackness, inky impenetrability and ominousness. Possibly the best part of the entire exhibition was standing in front of these three enormous variations on a dark, baleful image and letting it soak right in to your soul.

12. Surface/vessel

As described above, a calming, peaceful room of the paintings by William Scott and ceramic vessels by Lucie Rie and Hans Coper.

13. Liberated form and space

Big colourful paintings by Gillian Ayres, Patrick Heron and Frank Bowling. From the reproductions I thought I’d like the Ayres, but in the flesh I found them a too big and I didn’t warm to her use of ‘dribbles, splashes and stains’ of paint, as the curators themselves describe her work.

‘A world of abstract shapes and dripping paint’: Break-off by Gillian Ayres (1961) Tate © the Estate of Gillian Ayres, courtesy of Marlborough Gallery, London

By the same token, I didn’t warm to the press release photos of paintings by Patrick Heron, but in the flesh found them to be some of the very few genuinely colourful, vibrant and life affirming paintings in the entire exhibition. The wall label explains that, like Pasmore and other post-war artists, when he moved from figurative to abstract painting Heron experienced a great sense of liberation.

June Horizon by Patrick Heron (1957) Wakefield Council Permanent Art Collection (The Hepworth Wakefield) © The Estate of Patrick Heron

14. Horizon

The exhibition ends on an oddity.

We met Gustav Metzger in the Scars room, represented by a film of one of his auto-destructive events. Here, at the end of the exhibition is a blacked out room with half a dozen film projectors projecting onto two walls a series of abstract swirling shapes, which were to become super familiar in the Psychedelic movement and subsequently in the lava lamps of millions of suburban bedrooms. Metzger had moved away from the ‘auto-destructive art’ of the 1950s and towards what he now titled ‘auto-creation’, in which the work of art takes on its own life. This immersive room, complete with bean bags (but no spliffs) is titled Liquid Crystal Environment and was created in 1965 using heat-sensitive chemicals sandwiched between rotating glass slides in a projector.

It’s an odd piece to end on because it seems so out of synch with the rest of the show. It feels like a little bit of the Psychedelic Sixties which has got lost in an exhibition which is overwhelmingly about the grim psychic damage, the anxieties and angst of the early Cold War, with the long memory of the Holocaust festering under the shadow of nuclear apocalypse.

Maybe it’s meant to feel cheerful but it doesn’t, which might explain why the two or three times I walked past I didn’t see anybody on the numerous beanbags.

Immigrants

An impressive number of the artists were refugees from Nazi Europe (Auerbach. Kossoff, Metzger, Lucie Rie, Hans Coper, Eva Frankfurther, Magda Cordell). But the curators go out of their way to include artists from colonial backgrounds, non-white immigrants from what was still the British Empire. These include:

  • Francis Newton Souza (India), with his intimidating, highly stylised black Christs (1958) in the first room
  • Anwar Jalal Shemza (Pakistan) with a series of Islam-inspired abstracts in the same room as Heron and Ayres
  • Kim Lim (Singapore Chinese) with her delicate abstract sculptures

The Barbican’s birthday show

The curators point out that the exhibition has been timed to coincide with the fortieth birthday of the Barbican’s opening, for it was in the grim post-war period that the Barbican Estate was first conceived, to occupy what was at the time an enormous bombsite in the heart of London.

The Barbican itself, a grim, forbidding, concrete bunker, on an oppressive grey, rainy day, was the perfect setting for an exhibition about the damaged lives, damaged psyches and damaged country which – despite occasional bursts of colour – is what comes over so powerfully in this show.


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Other Barbican reviews

Remote People by Evelyn Waugh (1931)

How wrong I was, as it turned out, in all my preconceived notions about this journey.
(Remote People, page 97)

Waugh is a wonderful writer, clear and smooth – admittedly with occasional old-fashioned locutions and sometimes antiquated word order which makes you realise he was closer to the Victorians than to us – but he is nonetheless a deep pleasure to read because of his calm, clear, quietly cynical, drily humorous attitude. For his sophistication and style. For his combination of super-civilised manners and bright heartlessness. For his permanent alertness to the absurdity of life.

We sat in the open under an orange-tree and drank chianti and gossiped about the coronation, while many hundreds of small red ants overran the table and fell onto our heads from above. (p.72)

We saw a bridge being built under the supervision, apparently, of a single small boy in gumboots. (p.153)

[Jinja golf course] is, I believe, the only course in the world which posts a special rule that the player may remove his ball by hand from hippopotamus footprints. (p.156)

Temporary correspondent

Waugh establishes his a) posh, country house party persona and b) all-important membership of the network of posh public schoolboys who ran everything in 1930s England, by telling us that he was travelling by train back to London from a splendid country house in Wales when he bumped into an old chum who worked for The Times and, by the time the train journey had ended, his chum had promised him a job as a temporary correspondent to cover the upcoming coronation of the new emperor of Ethiopia, scheduled for November 1930.

So that’s why the reader opens the book to discover Waugh aboard a steamship, the Azay le Rideau, which has sailed from Marseilles across the Mediterranean, through the Suez Canal and is now docking at Djibouti on the coast of French Somalia. The ship is packed with dignitaries, royal guests, diplomats, journalists and cameramen, plus a unit from the Foreign Legion down in 4th class, and even military bands, all heading for the coronation.

There is ample Carry On comedy about the behaviour of guests on the ship, fuss about porters and baggage, and endless complications about who’s going to get priority places on the very occasional train service which runs from Djibouti up to the capital of Ethiopia, Addis Ababa.

Haile Selassie

A few words about Haile Selassie. He didn’t inherit the ancient throne of Ethiopia in a straightforward manner, by being the eldest son of the previous emperor, it was much more complicated than that. His most notable forebear was the emperor Menelik II (ruled 1889 to 1913) who extended and consolidated Ethiopia’s imperial rule over its neighbouring territories and defeated the invading Italian forces at the Battle of Adowa in 1896. Menelik left no immediate male heir and was succeeded on his death in 1913 by young Lij Iyasu (Lej Yasu, in Waugh’s spelling), who was the son of Menelik’s eldest daughter.

However, Lij Iyasu quickly alienated the powerful Ethiopian aristocracy with his erratic behaviour and the last straw came when he abandoned the millenium-old Ethiopian Christianity for Islam. He was dethroned and replaced by his aunt, his mother’s half-sister, Zewditu (or Zauditu as Waugh spells it). (Waugh also mentions that many of Lij’s Muslim followers were massacred at the town of Harar, p.18.)

Zewditu is an interesting figure in her own right, the first female ruler of Ethiopia in its history, she ruled as empress till her death in 1930. However, long before that, she had appointed young Ras Tafari Makonnen her heir.

Ras is a traditional title in Ethiopia. It translates somewhere between ‘duke’ and ‘prince’, which explains why accounts of its history are full of people with ras in their names. Tafari is a personal name which means ‘one who is respected or feared’. Makonnen was his family name.

Tension arose between Empress Zewditu and Ras Tafari because she was a deeply conservative and devout Christian whereas the young Tafari thought Ethiopia needed to modernise. In 1928 conservative elements in the court tried to overthrow Tafari and have him exiled, but they were defeated by a majority of the more progressive aristocracy. Zewditu was forced to confer on him the title of Negus or king, confirming his position as regent and heir to the throne.

Renewing the feud, in 1930, Zewditu’s own husband Ras Gugsa Welle led a rebellion against Negus Tafari in Begemder, hoping to end the regency in spite of his wife’s repeated pleas and orders to desist. But Gugsa was defeated and killed in battle by the Ethiopian which Tafari had devoted the previous decade to modernising, at the Battle of Anchem in March 1930.

A few days later the empress died, whether as a result of long-term illness or from shock at the death of her husband remains a subject of speculation to this day. Either way the path was now clear for Ras Tafari to inherit the throne and he was officially recognised by his peers as Negusa Nagast which translates as ‘King of Kings’. It is this title which is usually translated into English as ‘Emperor’.

It took 6 months to arrange for the actual coronation to be organised. It took place on 2 November 1930. It was traditional that, upon his coronation, the emperor choose a regnal name and Tafari chose to retain the name given to him at his baptism, Selassie, and incorporate it into his full imperial name – Haile Selassie. In the ancient Ethiopian language of Ge’ez, Haile means ‘power of’ and ‘Selassie’ means Trinity – so Haile Selassie means ‘Power of the Trinity’.

So much for his names. They’re just one aspect of the way that, the more you study it, the more the history of Ethiopia and Selassie’s place in it, become complicated and flavoursome.

Waugh at the coronation

Ethiopia was, at the time, more or less Africa’s only independent country, untainted by colonial rule. Italy had tried to colonise it in the 1890s but the Italian army was massacred at the Battle of Adowa in 1896 and signed a peace treaty with Ethiopia recognising its borders and independence.

Once news of this grand imperial coronation became known, the European countries sent their own princes and dukes to attend the ceremony of a fellow royal. There were also ambassadors quietly jostling for position, and the Americans sent business representatives to try and do deals with the new ruler. Hence the presence of the Duke of Gloucester (King George V’s son), Marshal Louis Franchet d’Espèrey of France, Prince of Udine representing King Victor Emmanuel III of Italy and representatives of the United States, Egypt, Turkey, Sweden, Belgium and Japan.

This all explains the atmosphere of colourful and confused diplomatic parties and Ethiopian ceremonies which were held during the official week of celebrations leading up to the coronation and which Waugh reports with glee and satire.

He emphasises the surreal atmosphere of posh Westerners in top hats and monocles walking through streets full of white-robed locals riding mules and wearing bandoleers and antiquated rifles.

Every man in Abyssinia carries arms; that is to say, he wears a dagger and bandolier of cartridges around his waist and has a slave boy walking behind with a rifle.

The nearest thing he can compare the ‘galvanised and translated reality’ of Addis Ababa in coronation week to is Alice in Wonderland. In fact surreal details crop up throughout the narrative, making the reader gasp. I was particularly struck when, later in the story he goes for a stroll round the shabby town of Harar and discovers that a lion in a wooden cage is kept behind the courthouse (p.83).

The text continually teeters on the edge of fiction. I mean it is continually turning into a novel. Presumably most of what he reports actually happened but Waugh’s account dwells on characters and incidents which feel like they’re from a fiction. Thus (characteristically showing off his intimacy with the aristocratic Bright Young Things of his generation) he falls in with ‘old friend’ Irene Ravensdale, the fantastically posh Mary Irene Curzon, 2nd Baroness Ravensdale, Baroness Ravensdale of Kedleston, and they go on trips together to local attractions. They spend an afternoon scrambling through the forest of Jemjem ‘in hopeless pursuit of black-and-white monkeys’ (p.71).

He also becomes friendly with an American professor – Professor W. – who is depicted as a comic character because he is supposedly an expert on Ethiopian history and culture yet doesn’t speak the language and consistently misunderstands what is going on – particularly at the coronation service itself where he gives a running commentary on proceedings which turns out to be wrong in every detail.

Despite this Waugh decides to go on a mini expedition with the professor, to Debra Lebanos, a remote monastery which has for four centuries been at the heart of Ethiopia’s spiritual life. The chapter describing this little jaunt exemplifies many of Waugh’s strengths as a traveller, observer, writer and, dare one say it, thinker.

First of all there are the colourful characters: the Armenian taxi driver they hire to take them on the long, gruelling desert journey, with his no-nonsense attitude and catchphrase, repeated at every crisis: ‘Ça n’a pas d’importance.’ The professor, who’s brought along a crate of empty Vichy water bottles to fill with holy water from the sacred spring but which keep rolling underfoot or falling out the car every time they stop. Then, once they get to the ‘monastery’ there are extended descriptions of the priests who turn out to be a pretty shabby lot, though not as shabby as many of the ‘monks’ who are, in reality, the sick and the halt and the lame who came on pilgrimages and stayed on to populate the place.

One aspect of these blunt descriptions is Waugh’s lack of pretence. About two things he has sentimental blind spots – the Catholic faith and a shamelessly sentimental, William Rees-Mogg-style fantasy about an Old England of enlightened paternalistic squires. But about everything else he is pitilessly, inexorably accurate.

Thus he doesn’t hesitate to describe the sacred monastery as a filthy dump, full of shabby undisciplined ‘monks. Even when they deign to take him and the professor up to the sacred stream, their guide gives a good indication of their general level of piety by pausing the walk to shuffle off into the nearby rocks and have a crap.

The chapter makes a more general point about travelling, or about the kind of travelling Waugh is doing, to very out of the way places – which is he doesn’t hesitate to show that a lot of these ‘legendary’ places turn out to be nothing like they’re cracked up to be. It is refreshingly not the tourist brochure or movie version, but a pitiless gaze at the impoverished, scrappy reality. Same goes for the various coronation scenes and religious ceremonies he witnesses which are often chaotic and shabby.

Then there’s broad comedy, epitomised by the honey scene. Waugh and the professor have brought with them a hamper full of choice Western delicacies (jars of olives, tins of foie gras, crackers), but when the priests offer them food they can’t, of course, refuse.

At first the priests insist that they sacrifice a beast, either a sheep or a goat, despite our heroes’ protestations. It takes the Armenian driver to make them understand that the priests exist on a very scanty diet and so killing a goat for visitors is a big treat for them, the priests. It is typical sly satire that, even when he knows this, Professor W.’s high-minded Boston principles – he is a vegetarian – make him refuse the gift, to the priest’s obvious disappointment.

But what happens next is brilliant. The priests offer to put them up in the only spare room they have, which they describe as a great honour, so Waugh and the professor are horrified to discover it is a filthy shack full of lumber and junk and pullulating with fleas.

Worse is to follow for the priest then returns with some traditional food, namely some rounds of disgusting local soggy grey ‘bread’ and, worse still, a jar of local ‘honey’. This is not the honey you buy at Harrods; it is authentic Ethiopian honey collected the traditional way, scraped off the trees where wild bees have their nests. And so the jar of translucent gloop visibly contains bits of bark, dead insects and bird poo.

Our heroes are horrified but the priest hunkers down and then looks on expectantly, evidently waiting for his honoured visitors to tuck into the monks’ bounty. Stymied and refusing to touch the poisonous viands, our heroes are at a pass, until the professor overcomes his scruples and feigns an attack of severe stomach upset, holding his tummy, pretending to be faint, mimicking throwing up.

Suddenly all attentive, the priest goes to fetch some water, then makes sure they are comfortable for the night, condoling with the poor professor. As soon as he’s left the squalid little hut, our starving heroes tear open their hamper, pull out tins of grouse and bottles of beer and have a feast – being very careful to tidy every scrap of evidence back into the suitcase before the priest returns a few hours later (pages 63 to 64).

And the last point to be drawn from this chapter, is that on occasion Waugh rises to the level of really serious insight. Not allowed into the inner sanctum of the monastery to watch the priests perform their hidden rituals, Waugh has an epiphany. He realises the enormous contrast between the obscure, secret and hidden rites of the pagan East and the bright, open, public ceremonies of Western Christianity. He spends a page explaining how Roman Christianity performs its rituals in the open, in the light, for all to see and participate in and, the corollary of this, how its liturgies and theology give clear, hard-edged verbal definition to the hazy, murky intuitions, the holy terrors and ecstasies of the East.

Obviously whether this is precisely true is debatable, but it’s a big, thought-provoking idea and it arises naturally from the bed of pitiless observation and dry comedy which he creates for it. The unflinching gaze, the comedy and satire, are all based on deeper ideas, which you may or may not agree with, but which provide a serious, substantial foundation for the comedy.

Gentlemen of the press

Waugh is well aware he is masquerading as a foreign correspondent aware that he has no experience of such a role and nothing to qualify him except the self confidence inculcated at a jolly good public school and Oxford. He is alert to the ridiculousness of his own position but also to the farcical aspects of the job. For example, the assembled press cohort realise that the coronation itself is going to take place too late for their copy to make the first editions. Waugh gives a comic survey of the way the entire press corps responds by deciding to make up descriptions of the coronation and gives us choice excerpts of detailed descriptions of the exotic ceremony which were published in various British newspapers and which were entirely fictional. There are also grace notes, as it were, describing the unruly pushing and jostling of the cameramen, especially the one and only film crew in attendance (from America, of course).

The point for Waugh fans is this sets the tone for the even more farcical description of the press and foreign correspondents which he gives in the book’s sequel, Waugh in Abyssinia (1936) and which formed the basis for what is often described as the funniest satire ever written about the British press, the magnificent comic novel Scoop (1938).

Harar

The assignment to cover Selassie’s coronation forms the first part of the book but it is only the start of an odyssey in which Waugh takes the opportunity to visit a number of British colonies in East Africa. All in all, the trip was to take 6 months (p.84) and take in an impressive list of countries, namely Aden, Kenya, Zanzibar, the Belgian Congo and South Africa.

He explains how, once he had filed the requisite number of reports via telegraph back to The Times his contract came to an end and he was a free man. In London he had booked passage by boat from Djibouti to Zanzibar, but now finds he has ten days to kill and is uncertain what to do. Until, that is, the British Consul in Harar, Mr Plowman, kindly invites him to come and stay.

In fact the consul has to remain a few more days in Addis, so Waugh decides to make his own way overland to Harar, travelling by train and taxi. Harar was the first Ethiopian town visited by the famous Victorian explorer Sir Richard Burton and one of the first territories conquered by the warrior emperor Menelik II. It was the town where the caravans met between highlands and coastal lowlands; where Galla, Somali and Arab interbred to produce women of outstanding beauty.

Or so Waugh fantasised. In reality, he finds it to be a dingy medieval town. He is visited by the bishop of Harar and quizzes him about the French poet, the boy wonder Arthur Rimbaud, who lived here after he fled France and became a gun runner to the emperor Menelik II. He is disappointed to learn that the bishop remembers him only as a solemnly serious man, who took a native wife and had a gammy leg (p.79).

The owner of the hotel where he stays, the Leon d’Or, is ‘an Armenian of rare character’, Mr Bergebedgian, who has a wonderfully relaxed attitude to life. The Armenian takes him to all the shops in the town, where he incites himself in, has a coffee and chat with the owner, moves on, telling Waugh all the gossip of the town, shows him the town prison and courthouse (the one with a lion in a wooden cage behind it).

In an aside Waugh says he grew to really admire this man’s character: he thinks he is the most tolerant man he has ever met. Bergebedgian takes him to a hilarious local party at the governor’s house, and then on to a wedding party, which he only dares visit when fully armed and accompanied by two armed police.

Slavery

Last point about Ethiopia. When Haile Selassie ascended the throne, slavery was still legal and common in Ethiopia. An estimated 2 million of the population were slaves. As a modernising ruler the King of Kings moved quickly to abolish it but, inevitably, it lingered on in remote rural areas for decades.

First nightmare

This is the name Waugh gives a short 6-page section describing his unbearable tedium at missing a train connection and so being marooned in the dull dusty town of Dirre-Dowa and then, when he did manage to get a train to the coast, just missing the steamship to Zanzibar and so being marooned in Djibouti.

It is a dithyramb on the excruciating dullness of being stuck in a tropical town with nothing to do and no-one to visit. His attempts to alleviate the boredom are accurate and funny, including a painstaking attempt at reading the complete works of Alexander Pope which he has (for some reason) brought with him. When he gives up Pope, he is reduced to reading through a small French dictionary in alphabetical order. Then he sits staring out the window in a state of stupefaction. As he accurately notes, most travel books don’t honestly recount the amount of time that is spent in boredom and inanition and frustration and, occasional, depression.

This short chapter certainly rang a bell with me, reminding me of many moments of boredom and loneliness on my various foreign travels. It’s another aspect of Waugh’s unflinching truthfulness.

Aden

It is very surprising to discover the importance which politics assume the moment one begins to travel. (p.120)

His description of Aden as a shabby rundown dump is a masterpiece with many laugh-out-loud moments. He meets the usual cast of eccentrics, or people who, in his novelist’s hands, become eccentrics, such as the two enterprising young German engineers who are working their way round the world. He finds the bachelor world of chaps dining at their clubs very congenial. After all, he says, it’s the womenfolk who ruin colonies, insisting their menfolk stay at home in the evenings, indulging in ferocious snobbery and pooh-poohing the natives.

Waugh describes going to the open air cinema where, a few minutes into the black and white comedy he realises almost everyone around him has fallen fast asleep. He attends a scout meeting where the patient British scoutmaster hopelessly tries to teach Arab youths how to build a fire or the ten rules of scout law.

He attends a council of local Arab chiefs and goes into great detail about the social and political situation of Yemen and southern Arabia. It was barely ten years since the entire area was taken over by the British after the fall of the Ottoman Empire which had run it for centuries. There is a detailed analysis of the complicated rivalries among the tribes, exacerbated by Ottoman rule and now complicated by British attempts to bring peace between internecine feuds. The council is a jurga hosted by the Sultan of Lahej and attended by Sir Stewart Symes, Resident at Aden from 1928 to 1931. He gives detailed insight into the challenges of trying to manage such a fissiparous people.

The tendency of Arab communities is always towards the multiplication of political units.

Disintegration, tribalism, feuding, rivalry, enmity and war. Britain withdrew from South Yemen in 1967. Since September 2014 (seven years and 2 months) Yemen has been torn apart by a brutal civil war in which about 380,000 people have died, including some 85,000 children who have died of starvation. Still. Independent of the ghastly British.

Zanzibar

Zanzibar turns out to be an ordeal. Sweltering oppressive heat and the subterranean prevalence of black magic. December is the worst time of year to visit. He spends all day sweating, only achieving peace a few times a day for a few minutes under a cold shower.

The general point he makes about Zanzibar is that it was taken over by the British with the express aim of abolishing the long-standing East African slave trade run by Arabs, which had increased in volume after the Sultan of Oman relocated his court to Zanzibar in 1840.

Now, in 1930, Waugh sees all around him evidence of the decay of Arab rule and ownership and the steady buying up of everything by merchants and businessmen from India. Waugh overtly likes the old aristocratic Arab culture and deprecates the ascension of what he sees as the ‘mean and dirty’, lower middle class merchant culture of the Indians (p.128) (but then he dislikes the sharp-elbowed middle classes of every race).

Kenya

He has an unpleasant experience with two officious British passport control officials at Mombasa on arriving at the Kenya coast, but once he gets to Nairobi he starts to have a wonderful time. It is Race Week and he has letters of introduction to top chaps, such as the Governor’s aide-de-camp, and spots various chaps and chapesses he knows from school and London (the benefits of being part of that network of public schoolboys and their sisters, wives and girlfriends), and so is swept away in a whirl of race meetings, parties, gambling, cocktails and nightclubs. It is London’s Bright Young Things nightclub society recreated on the equator.

This chapter contains a long serious section about the race issue in Kenya, about race and imperialism and the problems of the white settlers. It is fascinating to read an account from the period, as he grapples with what, to him, are recent developments, such as the government White Paper on the future of Kenya published in 1923.

Basically, Waugh comes out strongly in favour of the colonial settlers. He thinks they acquired the land legitimately, by buying it at fair auction. He thinks most of the land was waste and uncultivated before white farmers invested their life savings to buy it, then reinvested their profits to develop it. He accepts at face value the idea that the whites have a special ‘love’ for the country and its people.

He brings in the broader argument that all of human history has been a record of mass migrations and so the white settlement of the best parts of Africa is just another form of migration and time will tell whether it works out or not.

And finally, he makes the case that many of the white settlers represent a model of the traditional English squirearchy which has died out in the motherland, that they represent something fine and noble, with a patriarchal concern for the natives who they are slowly lifting out of savagery and into civilisation.

More than that, he thinks the way the mindset of the white settlers is so at odds with the socialising ideology of the modern they live in that they have a sort of special connection with the figure of The Writer, who is also at odds with his time.

Hmm. He’s wrong and the settlers were wrong. They might have had legal right on their side, but it was a system of law imposed by the conquering empire, a system which, notoriously, took no account of the African natives.

Waugh’s account is valuable and interesting because it isn’t an out-and-out racist, white supremacist argument, it’s much more mixed and nuanced than that. He happily criticises the whites, saying Anglo-Saxons are peculiarly prone to paranoid fears of other races. He says the appropriation of Masai land was a great injustice. He dislikes incidents of overt anti-black racism when he sees them. But, at the same time, his depiction of the white settlers as country-loving squirearchy is laughably sentimental and rose-tinted.

His account is valuable because it takes you into the complex dynamic of the situation circa 1930. There are:

  • the hard-working white settlers and farmers
  • the white professionals living in Nairobi and the towns who have made a killing out of property speculation
  • the distant government and civil service in Whitehall who all the settlers think don’t understand them and are gagging to sell them out
  • the colonial government on the ground in Nairobi which tries to mediate between London and the settlers, while also taking into account the interests of the natives
  • the native Africans who remain almost completely invisible and silent in Waugh’s account
  • much more visible and vocal are the Indians, successful businessmen who outnumber the whites, are often richer and more successful than them, but are infuriated at the way they are excluded from all aspects of white colonial life by a solid colour bar

In this account it is the Indians who are subject to pronounced racist attitudes. Waugh gives a tendentious account of three Indians he has a conversation with in Mombassa who get very heated. They are angry that they have no rights in Kenya, no legal or political rights and are discriminated against. Then they get angry about Indian independence. Waugh clearly dislikes them.

But they’re in the right. And he acknowledges the fact when he spends half a page dwelling on the hysteria which perfectly ordinary Anglo-Saxon people are driven into when abroad, when part of this absurd empire and their white privilege is threatened. He finds it incredible that the merest speculation that the governor might amend the law to allow Indians a vote in the Kenyan government has hot-headed whites muttering in their clubs about kidnapping the Governor and staging an anti-London protest similar to the Boston Tea Party.

He concludes the 4 or 5 pages he devotes to the subject by saying the entire colonial thing is an experiment. It’s perfectly possible that in the next 25 years the whole thing will be swept away. And, of course, eerily enough, that is just what happened. The entire ants nest of squabbling interest groups was swept away in the great tide of African independence which reached Kenya just 30 years later in 1963, to be replaced by an entirely new dynamic of tribally based political parties and much more severe problems.

Race and class

It comes as no surprise that a public schoolboy travelling the British Empire in 1930 occasionally betrays a condescending and patronising tone towards the ‘natives’. The two obvious things to go on to say are:

1. That he regularly expresses more or less the same condescending criticism towards Europeans, royalty, the English middle classes, colonists and so on, in fact about the entire enterprise of Empire which, like so many of his generation, he finds endlessly ridiculous. When he has dinner with a Quaker doctor and his wife there was ‘no nonsense about stiff shirts and mess jackets’; they eat dinner outside in their pyjamas.

2. For every negative comment about this or that group or tribe, there are plenty of positive remarks about other groups or nations or races or tribes.

For example, he goes out of his way to remark that the two most impressive and congenial people he met in his entire 6-month trip were Armenians and gives extended descriptions of their characters.

When I came to consider the question I was surprised to realise that the two most accomplished men I met during this six months I was abroad, the chauffeur who took us to Debra Labanos and Mr Bergebedgian, should both have been Armenians. A race of rare competence and the most delicate sensibility. (p.84)

No white supremacy there. He is full of admiration for the beauty of the women of Harar. And what prompted me to write this little section was a remark he makes à propos of his time in Zanzibar.

The Arabs are by nature a hospitable and generous race… (p.128)

He very much enjoys the company of a Turk he met on the boat to Zanzibar, enjoys discussing history and hearing history from an intelligent man born and bred entirely from the Mohammedan point of view (p.124).

The dividing line for Waugh isn’t race, as such: it is the line between civilisation and barbarism. Black men who can read and write, are educated, or maybe neither but still have manners and decorum are, for him, civilised. The Arabs demonstrate tremendous courtesy and hospitality. His two favourites among the hundreds of people he met were Armenians for their tolerance and capability. So it’s not to do with race, it’s to do with culture and civilisation.

On the other side of the line are what he calls the savages, the uneducated, illiterate, filthy and threatening natives, the ‘savages with filed teeth’ with long hair glued together by rancid butter dressed in rags. And then the homicidal behaviour of natives remote from all townships, who murder strangers on sight, sometimes eating them. For Waugh it’s not about skin colour as such, but behaviour and values, and these can be shared by anyone regardless of skin colour or ethnicity.

There is a third category which is the pushy, angry, Indian merchants and the occasional Jewish entrepreneur he encounters, and who he takes an instinctive dislike to. But again this isn’t necessarily about race. He just dislikes money-minded merchants of any culture: he is reliably contemptuous of British businessmen, especially lower-middle-class shopkeepers, and deprecates the commercially minded Yanks who hang round the emperor’s coronation. It’s not racism, it’s snobbery.

Alert and malicious

One contemporary described the young Waugh as having the appearance of ‘an alert and malicious faun’. Exactly. He is always alert. He notices (or invents) details which give his descriptions and accounts a tremendous specificity.

But this alertness of observation only ‘exists’ because of the way it is embodied within the text by the preciseness of his vocabulary and the timing of his phrasing, which themselves enact the aloof, scrupulous, alertness of attitude.

After a profoundly indigestible dinner, Mr Bergebedgian joined us – the unsmiling clerk and myself – in a glass of a disturbing liqueur labelled ‘Koniak’. (p.80)

I’m not claiming Shakespearian mastery of the language for Waugh, but pointing out the accuracy of observation and description. The way he casually mentions that the dinner was ‘profoundly indigestible’ is funny, continuing a theme about the general poverty and dirtiness of most of the places he stayed in – the hotel kept by the affable Armenian Mr Bergebedgian is described in the only travel book of the region as one to be avoided at all costs.

But it’s the placement of the adjective ‘disturbing’ which made me burst out laughing. The unexpectedness but preciseness of the word.

It is also part of the stylised vocabulary of the public school Bright Young Things. It is part of the pose they are trained in to underplay disasters and setbacks. ‘Oh I say, how unfortunate / how regrettable / how simply ghastly’ they say as their plane falls out of the sky, canoe goes over the falls, or the roast beef is a trifle overdone.

‘Disturbing’ is typical of that public school understatement: why say something as crudely explicit as ‘disgusting’ or ‘unpalatable’ when you can achieve humour and mastery of the situation with English understatement? So this one word raises a host of connotations. It is a complex effect delivered with immaculate timing, and it is this combination of a) surreal detail described with b) English understatement c) with perfect timing, which is such a key part of Waugh’s reliably entertaining style.

On other occasions it is just the sheer beauty of his descriptions. On the ferry across Lake Tanganyika he is forced to make a rough bed on the deck, all the cabins having gone to the savvy passengers who had bribed the captain:

As we got up steam, brilliant showers of wood sparks rose from the funnel; soon after midnight we sailed into the lake; a gentle murmur of singing came from the bows. In a few minutes I was asleep. (p.170)

It’s not the most dramatic scene, but he describes it with such smoothness and style. Having taken a few overnight ferries I recognise the mood, I felt I was there. When it is appropriate to be simple and descriptive, he is.

At the other end of the spectrum, sometimes it is the extended caricatures of the people he meets:

Soon after five the captain appeared. No one looking at him would have connected him in any way with a ship; a very fat, very dirty man, a stained tunic open to his throat, unshaven, with a straggling moustache, crimson-faced, gummy-eyed, flat-footed. He would have seemed more at home as the proprietor of an estaminet. (p.168)

Variety and innocence

This leads into my last point which is that the book contains a great diversity of characters. Alright, there aren’t any speaking parts for Africans once he’s left Ethiopia; but this large caveat aside, I found it wonderful that wherever he went, there was this diversity of races and nationalities: the two Armenians stick out, but plenty of Italians, French, Belgians, Germans, the Indians in Zanzibar, the Arabs and Jews in Aden.

And it’s not just nationalities, but a florid variety of characters and types, ranging from the shabby ship’s captain mentioned above to the most correctly dressed Governors and ambassadors, via Quaker missionaries in pyjamas, the monks of Debra Labanos in their filthy tunics, Kikuyu serving ‘boys’, Abyssinian bandits dressed in white gowns and riding donkeys, the historically-minded Turk, any number of demoralised Greek hotel keepers.

It has the same abundant mix of nationalities and types all rubbing along together which you get in the Tintin books of the 1930s and 40s. One of the things I loved about Tintin when I was a boy was the way all the characters are so colourful, come from different countries, speak different languages, cook different cuisines, are so wonderfully varied. The argumentative sea captain, the dotty professor, the dignified butler, the unstoppable opera singer, her timid assistant, the piratical South American dictator, the nitwit detectives – how unlike the boring, samey suburban English people I grew up among, what a wonderful escape into a realm where everyone has a vivid and distinct character.

The same variety is evident right from the opening scenes of this book, on the cruise ship bringing Waugh to Djibouti with its colourful cast of passengers, from princes to Foreign Legionaries.

I’ve just read half a dozen books about African countries where, at independence, almost the entire European population fled (Congo, Angola) or, soon afterwards, was expelled and all their businesses nationalised (Zaire, Uganda).

Buried in the chaos of the Second World War were huge ethnic cleansings and attempted genocides. The Cold War saw ideological differences stop being entertaining and become murderous. In Africa (and South America and South-East Asia) communist guerrillas kidnapped and murdered foreigners, dictatorships ran death squads, the world became a much more dangerous place. In Africa, specifically, successive nationalist regimes nationalised all foreign businesses and expelled their owners. The Greek hotel owners, the Armenian taxi drivers, the Russian who runs a hide company in Addis Ababa, the other European oddballs who’d fetched up in remote corners and, of course, the large Indian business communities in many African countries – all expelled, all banished, all swept away. Replaced by much more homogeneous societies, 100% black, 100% African.

I think that’s what happened. By the time I went a-travelling in the late 1970s it felt like the colourful bricolage or personalities you regularly encounter in Tintin or pre-war travel books had vanished: in Egypt I met only Egyptians, in Thailand only Thais, in Turkey only Turks, in Greece only Greeks.

The colourful world in which you pulled into an Ethiopian or Ugandan town to find the only hotel run by a morose Greek and the only taxi in town driven by a cheerful Armenian taxi driver and got chatting with a jolly Turk happy who explained the Mohammedan view of history – that colourful world of variety and diversity had gone for good.


Credit

Remote People by Evelyn Waugh was published in 1931. All references are to the 1985 Penguin paperback edition.

Evelyn Waugh reviews

Africa-related reviews

History

Fictions, memoirs and travel writing set wholly or partly in Africa

Exhibitions about Africa

The State of Africa: A History of the Continent Since Independence by Martin Meredith (2005)

Meredith’s big book (770 pages) does what it says on the tin and tells the history of every African country from the run-up to independence, i.e. starting in the mid-1950s, to the time of writing, i.e. about 2004, covering half a century of tumultuous history. It’s a vast subject but Meredith’s book is an easy and pleasurable read. He writes a wonderfully clear, expressive prose which effortlessly conveys a huge amount of information and profiles countries, leaders and events with deceptive ease.

The narrative is chock-a-block with facts and dates, central figures and key events, but a handful of general principles emerge all too clearly.

Imperialism’s mistakenly long-term view

The colonial powers thought they were in it for the very long haul. As the Second World War ended, most thought the colonies they ruled wouldn’t be ready for independence for centuries, certainly not till the end of the twentieth century. This, in retrospect, was never viable. The idea that generations of natives would be happy to live out their entire lives as second class citizens, die, and hand on to their children who would themselves be content to live as second class citizens, and so on indefinitely, shows a poor grasp of human nature.

Instead, as we know, the generation who came to maturity after the Second World War insisted on independence now, in their own lifetimes.

Lack of provision

The fact that the colonial powers didn’t expect to hand over independence for a very long time goes some way to explaining why they made so little provision for education, political inclusion and other aspects of statehood. They didn’t think they needed to; they thought they had decades and decades to slowly, incrementally introduce the elements of a modern state, not least an extensive cohort of properly trained professional administrators, engineers, lawyers and so on.

The mad rush to independence

But instead of resigning themselves to waiting for decades or centuries, and inspired by the independence of India, Pakistan and Burma in 1948, African political leaders began lobbying hard for independence as soon as possible.

Independence became a shibboleth, an indicator of ideological purity for aspiring native politicians, so that rival parties in colonial countries fell over themselves to demand it soon, sooner, soonest. Take the Gold Coast (which the local politicians insisted change its name to Gambia). The United Gold Coast Convention was set up in 1947 with the slogan ‘Self-government in the shortest possible time’ (p.18). Kwame Nkrumah set up the rival Convention People’s Party in 1949 with the more or less identical slogan ‘Self-Government Now’. (In 1957 Ghana finally gained independence from Britain, in 1960 Nkrumah declared it a republic with himself as president and in 1966 he was overthrown by a military coup.)

Maybe the most vivid vivid example of intemperate haste is the Belgian Congo where the conference called to discuss independence in January 1960 found itself being bounced into bringing the date for independence ever forward, until it was set at barely 4 months after the conference ended (the first part of the conference ended in February 1960 and set the date of independence for June 30, 1960).

The country had only a handful of qualified engineers or civil servants and hardly any native Congolese had degrees in any subject. Within days of this rushed, hurried independence Congo began to fall apart, with a mutiny in the army and secession movements around the country leading to civil war. This in turn triggered a prolonged political crisis at the centre, which eventually led to the murder of the country’s first prime minister, Patrice Lumumba (in January 1961), then a series of short-lived governments which themselves led up to the military coup of Joseph Mobutu in November 1965, who then ruled continuously in a steadily more corrupt kleptocracy for over 30 years, until his overthrow in 1997. So, then, maybe not a great idea to rush things.

The mad scramble for independence, in so many African countries, regardless of whether any of the conditions of statehood (a functioning political and legal system, trained administrators, lawyers, teachers) were actually in place, explains a lot of what came after.

A tiny educated elite

Thus when independence came, the educated and political class which clamoured for it was still very small, a tiny elite (‘no more than about 3 per cent of the population’, p.169). In effect, a small political elite clamoured for statehood without any of the administrative resources or manpower necessary to run a state. This was to have massive consequences.

In fact it’s staggering to read Meredith explain just how ill-prepared African countries were to manage themselves. Most African societies were predominantly illiterate and innumerate. In all of black Africa, in the late 1950s, as independence dawned in countries across the continent, the entire population of 200 million produced just 8,000 secondary school graduates. No more than 3% of children of secondary school age actually attended a school. Few new states had more than 200 students at university. In the former French colonies there were no universities at all. Hence the pitiful statistics about the handful of graduates available in countries like Congo or Angola at independence.

When Congo achieved independence in 1960, of the 1,400 senior posts in the administration only 3 were held by Congolese. Congo contained a grand total of 30 graduates. In that academic year only 136 children completed secondary education. There were no Congolese doctors, school teachers or army officers. (p.101;  cf p.91)

Utopian dreams of ‘independence’

Another fundamental fact was that no-one involved really understood what ‘independence’ meant or involved: what it actually took to run a) a functioning state and b) a functioning economy.

The prophet of African independence, Ghanaian statesman Kwame Nkrumah, is quoted as stating that, once independence was granted, the result would be freedom and prosperity for all; that once they had overthrown the colonial economy, they would create for themselves:

‘a veritable paradise of abundance and satisfaction’ (quoted on page 144)

You can tell from the phrasing that he has no idea what he’s talking about. Independence became identified, in every country, with the hopes and dreams of the entire population, no matter how wildly utopian. In David van Reybrouck’s history of the Congo, he describes how the Congo’s peasants and urban poor were led to believe that, at independence, they would all be given a big house like the Europeans lived in, with a free car and a rich white woman as a wife.

African socialism

Africa gained independence during the height of the Cold War. Many African leaders, such as Tanganyika’s Julius Nyerere, sought to distance themselves from both the capitalist West and the Soviet East, and hoped Africa could carve a middle way, a new way, an African way, but most were also swayed by the utopian rhetoric of socialism. As capitalism was associated with the (often brutal) rule of exploitative imperialists it was no surprise that, given a choice, leaders rejected ‘capitalism’ for ‘socialism’, but what they proudly proclaimed would be socialism with African characteristics, African socialism. They thought rapid industrialisation of the kind carried out by Stalin in backward Russia, and just about to be carried out by Mao in backward China, would also provide a ‘great leap forward’ for backward Africa. Nkrumah declared:

‘Socialism is the only pattern that can within the shortest possible time bring the good life to the people.’ (quoted page 145)

Meredith quotes several leaders and thinkers who thought that ‘socialism’ was more aligned than capitalism with African traditions, in which there had often been communal ownership of land, decisions were taken by consensus, in which members of tribes or kingdoms worked together, without an exploiting class severed from the mass of the population. In old Africa, so the argument went, there hadn’t been the flagrant inequalities associated with white western capitalism, everyone was more equal.

Meredith makes it all too clear how the revival of African traditions, the rejection of white western capitalism, the promotion of new ways of doing things, the hope for a revolution in living standards, and socialist rhetoric about equality and wealth for all, combined into a heady brew of nationalist and socialist slogans, posters, banners, speeches, books and announcements. In the mid-1960s African leaders and their liberal western supporters were brimful of optimism.

Economic reality

There were, unfortunately, quite a few problems with this millenarian vision, but the most obvious one was economic: the majority populations of most African countries barely scraped a living by subsistence agriculture. In times of drought or conflict they starved, as their forefathers had. In fact, Meredith gives a sober and bleak assessment of the economic state of Africa at independence in 1960:

Africa was the poorest, least developed region on earth. Its climate was harsh and unpredictable. Drought was a constant risk, bringing with it famine. Rainfall in half the continent was inadequate. African soil in many regions was thin, poor in nutrients, producing very poor yields. By far the majority of the population, over 80%, was engaged in subsistence farming, without access to even basic education or health care. Severe disease was common and the blight of tsetse fly, which spread sleeping sickness among animals as well as humans, prevented animals being reared or used as beasts of burden in a huge area exceeding 10 million square kilometres. Poverty and disease ensured death rates for children in Africa, in 1960, were the highest in the world and general life expectancy, at 39 years, was the lowest in the world.

The white colonists in all the colonies lived the life of Reilly only because they enjoyed the profit derived from the labour of huge numbers of African workers in plantations, fields and so on, slaving away to produce coffee, tea, rubber, groundnuts and other cash crops, which were gathered, processed, shipped abroad by companies set up and run by Europeans and on whose profits the Europeans lived their fabulous lifestyle, complete with big houses, swimming pools, chauffeur-driven cars, servants and maids and cooks.

That kind of lifestyle, by definition, was only available to a small minority who could benefit from the labour of a huge majority. When independence came, nothing changed in the economic realities of these countries. Instead two things happened:

1. White flight

The Europeans fled, taking their technical and administrative expertise with them. In the two examples I’ve been studying, Congo and Angola, the Belgians and the Portuguese fled in their entirety (Congo p.103) leaving the mechanisms of the state but, much more importantly, the management of the economy and even the basic infrastructure (power, water), to people who had absolutely no idea how to run them. Hence, instead of a shangri-la of riches for all, newly independent countries more often than not found themselves plunged into economic anarchy.

2. Failure of the post-independence elite to live up to their promises

The small political/educated elite (a product of the imperialists’ failure to invest in education) found the task of ‘redistributing wealth’ in the socialist sense of the word completely beyond them. a) They found even the basic the task of keeping the economic and business models inherited from the Europeans going supremely challenging and, even if they could manage that, b) discovered that the kind of wealth the whites had enjoyed derived precisely from the fact that they were a tiny minority exploiting the labour of an impoverished majority i.e. there could never be wealth for all.

It was very tempting, then, for the new leaders to abandon any thoughts of redistributing wealth and, instead, fight to keep it for themselves, which is what the political elites in so many African countries ended up doing.

The arbitrary nature of African ‘countries’

The whole problem was exacerbated by one of the best-known facts about Africa, which is that all the colonies had been carved out of complex geographic and tribal terrain using arbitrary lines drawn up by European bureaucrats thousands of miles away, which completely cut across the sociological realities on the ground, ignoring the existence of traditional kingdoms or tribal or ethnic groupings.

Very often the imperialists, in their profound ignorance of peoples who lived in the ‘states’ they were creating, either:

  1. broke up homogeneous groupings into separate countries (such as the Bakongo who found themselves carved up between the French Congo, Belgian Congo and Portuguese Angola). ‘In total, the new boundaries cut through some 190 cultural groups’, p.1)
  2. or forced together antagonistic groups, such as the rival kingdoms of Buganda and Bunyoro forced to coexist in Uganda or the profoundly different cultures, ethnic groups and religions of north and south Sudan which were forced into a very uneasy co-existence, which led to rebellions and civil wars for the next 60 years (p.2).

Secessions and civil wars

This simple fact explains the tendency for almost all the African colonies to fragment into civil conflict, often into long-running and deeply destructive civil wars. Some of the wars resulted from two or more parties competing for power in a given state, such as the civil wars in Angola and Mozambique. Others took the form of secessionist movements where entire provinces or ethnic/tribal groups sought independence from a state they felt little or no attachment to, as in the attempted secession of Biafra from Nigeria, and of Katanga from Congo.

The tendency of these a) made-up countries with b) their irrational borders c) bristling with rival groups, to collapse into various types of secession, civil war and anarchy, quickly brought to the fore the only institution which could hope to hold the state together, by force if necessary – the army.

Inevitable failure of the first generation of independent leaders

So, being handed often ridiculously unviable countries almost guaranteed that the idealistic, utopian, often socialist leaders who came to power in the first wave of independence in the early 1960s, would be confronted by: a) the collapse of the economy b) the intensification of poverty leading to unrest c) fragmentation, secession and civil war, and so d) would themselves be replaced by military strongmen who: a) reimposed order through bloody repression, b) realised that the limited amount of wealth generated by their ailing economies would never be enough to lift their countrymen out of poverty, and so c) quickly made the cynical but realistic decision to keep as much of the country’s wealth as possible for themselves and d) for their clients and supporters.

Net effect: military coups, strong men and kleptocracy

In a throwaway sentence, Meredith makes what I think is a major insight, possibly the central point of his book:

The political arena became a contest for scarce resources. (p.156)

There very quickly emerged a dichotomy between the soaring rhetoric of ‘African socialism’, ‘African nationalism’ and ‘African unity’ on the one hand, and the sordid reality of strong men clambering to power via military coups and revolutions, who saw the state not as a vehicle for governing in the best interests of the population, but as a mechanism for stealing as much wealth as they could for themselves, their clients, their hangers-on, their clan and their tribe.

Hence so many of the newly independent African nations quickly turned into deeply unstable countries, characterised by recurring civil wars and recurrent military coups, almost always leading to the rule of Strong Men, Big Men, dictators of one sort or another, who quickly became kleptocrats i.e. stole from the state, creamed off international aid, lived lives of stunning luxury, while abandoning their people to lives of grinding poverty, condemned to be victims of the random violence of corrupt, generally unpaid soldiers and police.

All the high-sounding rhetoric about African socialism gave way to a deeper African tradition, that of the chieftain, the king, the emperor, one-man ruler of a one-man state, who encouraged outsize personality cults which played up the leader’s visionary, even magical, powers.

In practice it turned out that overwhelmingly illiterate populations put their faith, not in sophisticated political theories or complex constitutional mechanisms, but in The Chief:

  • ‘the Great Son of Africa’, ‘the Scourge of Imperialism’, ‘the Doctor of Revolutionary Science’ – as Sékou Touré, the autocratic ruler of Guinea, called himself (p.64)
  • ‘the Man of Destiny’, ‘Star of Africa’, ‘His High Dedication of Redeemer’, ‘Iron Boy’ – as Ghana’s Kwame Nkrumah liked his state-controlled media to refer to him (p.23)

They are just two among the impressive cast of megalomaniacs, tyrants and dictators with which Africa has kept the rest of the world entertained for the past 60 years.

‘System? What system?’ retorted president Bourguiba, when asked about Tunisia’s political system. ‘I am the system!’ (p.169)
[Bourguiba turned Tunisia into a one-party state which he ruled for 30 years, 1957 to 1987, himself replaced by Zine El Abidine Ben Ali, who ruled for 24 years, 1987 to 2011, until being overthrown in the Tunisian Arab Spring]

Summary

In some countries, such as Rwanda and Burundi, there were the additional factors of vicious ethnic hatred leading to pogroms and then genocide; in others, seceding provinces did, eventually, manage to gain independence, albeit after long (South Sudan, Eritrea).

But the core narrative outlined above applies to most African countries since independence, explains their troubled histories, and underpins the situation many still find themselves in today. As Meredith comments, the odd, almost eerie, thing is how consistently almost all the African colonies followed the same pattern:

Although Africa is a continent of great diversity, African states have much in common, not only their origin as colonial territories, but the similar hazards and difficulties they have faced. Indeed, what is so striking about the fifty-year period since independence is the extent to which African states have suffered so many of the same misfortunes. (p.14)


Credit

The State of Africa: A History of the Continent Since Independence by Martin Meredith was published by The Free Press in 2005. All quotes are from the 2013 paperback edition.

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Exhibitions about Africa

Another Day of Life by Ryszard Kapuściński (1976)

The image of war is not communicable – not by the pen, or the voice, or the camera. War is a reality only to those stuck in its bloody filthy insides. To others it is pages in a book, pictures on a screen, nothing more.
(Another Day of Life, page 108)

Ryszard Kapuściński

Ryszard Kapuściński (1932 to 2007) was a Polish journalist, photographer, poet and author. He received many awards and was at one point considered for the Nobel Prize for Literature. Kapuściński started working as a journalist soon after leaving Warsaw University in 1955. He was sent abroad and ended up developing an award-winning career as Poland’s leading foreign correspondent, working for the communist government-approved Polish Press Agency. By the end of his career, Kapuściński calculated that he had lived through twenty-seven revolutions and coups, been jailed 40 times and survived four death sentences.

In the 1960s developed a reputation for reporting from Africa, where he witnessed first-hand the end of the European colonial empires. But he was quite the globetrotter, reporting from central Asia in 1967, then from South America before moving to Mexico for a spell (1969 to 1972) and then returning to Poland.

In 1975 Kapuściński flew out to Angola to cover the chaos surrounding the country’s independence from Portugal after a long and bitter war for independence (1961 to 1974). He witnessed the wholesale flight of the country’s 300,000 Portuguese and the outbreak of civil war between the three largest independence movements: the MPLA based in the capital Luanda, the FNLA based in the north, and UNITA based in the rural east and south.

It was this trip and reporting which formed the basis for his first book, Another Day of Life, the first in a series of six or so book-length accounts of key coups and overthrows, which established his reputation in the English-speaking world (others in the series described the overthrow of Haile Selasse in Ethiopia and the Shah of Iran).

Another Day of Life

First things first, this is a very short book, weighing in at just 136 pages. It’s divided into five ‘parts’, topped and tailed by empty pages so it’s more like 120-something pages. So it feels both literally and content-wise a very light book. 123 pages of text.

This is reinforced by the almost complete absence of hard facts. Once you start reading, what becomes quickly obvious is that this isn’t traditional reporting. It doesn’t have the close description of actual events found in Fergal Keane’s book about Rwanda or the fact-heavy account by Daniel Metcalfe of his journeys through Angola. Both contained a lot of facts, dates, places, names. By contrast Kapuściński’s text has almost no dates, very few references to specific identifiable historical events.

And as for the names, there are named people in the text but they are suspiciously emblematic, idealised representations of the kinds of people you ought to find in the kinds of scenes he describes. They are often suspiciously like characters in a play, undergoing archetypal experiences such as you’d expect in a novel or play or movie rather than the ragged realities of life.

In fact by about page 30 I realised this is more like a fairy tale than either journalism or history. His stories are very pat, they fall just so, are very rounded and neat. They have the rounded perfection and the symbolic weight of allegory.

All this explains why you can read clean through the entire 136-page text and not be slowed down by a single fact. There are only two or three actual facts in the entire book. All the effects are literary and derive from his conceptualising of scenes as scenes, staged and arranged for literary effect.

Part one (25 pages)

In the first sentence he tells us he stayed in Angola for three months, in a room in the Hotel Tivoli. It is notable that he doesn’t say which months or the year, although after a few pages he mentions spending September there and we know he’s there I suppose we’re for the runup to independence ie September, October, November 1975.

Books of this sort always require eccentric neighbours so he supplies some, Don Silva a diamond merchant who has diamonds sewn into the lining of his suit but can’t leave town because his wife is in the final stages of terminal cancer and therefore deep in her deathbed.

Instead of facts, what Kapuściński conveys is mood and atmosphere. The stricken Silva’s are heavily symbolic of the entire white European culture which is coming to an end in Angola, rich but stricken and trapped.

Kapuściński describes the rumours circulating among the panicking Portuguese that the Holden Roberto’s guerrilla movement, the FNLA, has thousands of members hiding in the capital just waiting for the signal to attack the terrified whites and murder them in their beds. He describes everything as a novelist would:

Rumour exhausted everyone, plucked at nerves, took away the capacity to think. The city lived in an atmosphere of hysteria and trembled with dread. People didn’t know how to cope with the reality that surrounded them, how to interpret it, get used to it. Men gathered in the hotel corridors to hold councils of war. (p.6)

Because it is about panic-stricken people trapped in a city it reminds me a bit of The Plague by Albert Camus, but also because Kapuściński plays up the generic and allegorical aspects of the situation, as does Camus.

People escaped as if from an infectious disease, as if from pestilential air that can’t be seen but still inflicts death. Afterwards the wind blows and the sand drifts over the traces of the last survivor. (p.13)

Because it’s specifically about the slightly hysterical inhabitants of one building it reminds me of J.G. Ballard’s shocker High Rise (published the same year Angola’s independence cause the Great Flight).

You can tell almost immediately that Kapuściński’s prose is translated from another language. English is full of phrases and idioms. Very often all these get omitted by translators keen to translate the sense of the foreign text into smooth, untroubled English. Hence the rather rounded, smooth finish of the prose, which always plumps for the euphonious word and the mellifluous phrase. This is one of the reasons why reading Kapuściński is like eating ice cream in a nice restaurant. Smooth and pleasurable and flavoursome without any sharp angles or surprises.

Everybody was in a hurry, everybody was clearing out. Everyone was trying to catch the next plane to Europe, to America, to anywhere. Portuguese from all over Angola converged on Luanda. Caravans of automobiles loaded down with people and baggage arrived from the most distant parts of the country. The men were unshaven, the women tousled and rumpled, the children dirty and sleepy. (p.10)

He conveys the sense of bad-tempered bickering among the queues of hot impatient white refugees, with whites saying the country will go to the dogs once the blacks take over (as, indeed, it did), how they’ve worked here for forty years, given the best years of their lives etc etc. They argue about who should have priority onto the flights, pregnant women, women with babies, women with young children, women with children, women with no children, well, why not men, then? And so on.

He has an extended riff about crates, about how Luanda was transformed into a city of crates for people to pack their stuff into, big create, small crates, wide crates, narrow crates, crates for the wealthy, crates for the poor. In high allegorical style Kapuściński describes how the ‘city of stone’ (ie bricks and mortar, buildings, homes) was transformed into a city of wood (crates piled high in every direction. Then they were loaded onto ships and sent off into the blue.

Nowhere else in the world had I seen such a city, and I may never see anything like it again. It existed for months, and then it began suddenly disappearing. Or rather, quarter by quarter, it was taken on tricks to the port. Now it was spread out at the very edge of the sea, illuminated at night by harbour lanterns and the glare of lights on anchored ships. (p.17)

See what I mean by fairytale simplicity. Although it’s about a war and fighting and refugees somehow it  is told with the clarity and simplicity of a children’s story, or a certain kind of simplified science fiction story.

The nomad city without roofs and walls, the city of refugees around the airport, gradually vanished from the earth. At the same time the wooden city deserted Luanda and waited in the port for its long journey. Of all the cities on the bay, only the stone Luanda, ever more depopulated and superfluous, waited. (p.22)

See what I mean by ice cream? Kapuściński’s simplified, smoothed-out prose slips down a treat. Then he begins a new riff, based around the categories of basic worker who are leaving. First all the policemen leave, with a paragraph pondering what that means for a city. Then all the firemen leave, ditto. And then all the garbagemen. How do we know? Because very quickly the rubbish starts piling up in heaps. For some reason all the cats start dying. Luanda turns into an abandoned city from a science fiction story.

In a way what’s most interesting in this long enjoyable semi-fictional description is the absence of Africans. Kapuściński reports on a worldview in which, when the Europeans leave, Luanda is deserted. But of course, it wasn’t. Far more blacks lived in Luanda than whites. But they were confined to the black slums at the edge of the city, unknown slums renowned for their lawlessness and extreme poverty.

Two points. One: it is fascinating to enter, through this text, into a worldview of Africa where Africans are banished, invisible and don’t count even in their own country. Two: as a kind of spooky proof of this enormous conceptual divide, even after the whites have mostly left, the Africans don’t come pouring into the abandoned capital. They continue living in their slums even while properties throughout the city fall empty, while the nice, European part of the city become a ghost town.

Having just soaked myself in Dan Metcalfe’s travelogue of modern Angola which is, of course, populated almost entirely by black Angolans, it is striking, strange and mysterious to be taken back to the weeks of independence, not because of their political importance, but because they represented an enormous imaginative shift; from a capital city run by and for Europeans, to one which was inhabited, run by and for Africans.

Part two (11 pages)

Having watched the capital empty of its European owners, Kapuściński goes to be with the soldiers at the front, to the town of Caxito 60 km north of Luanda where MPLA forces have held off an attack by the FNLA.

Part two rotates around Commandante Ndozi of the MPLA, who explains the capital city is being threatened by the FNLA from the north and UNITA from the south. He has been fighting for a long time and Kapuściński portrays his experience through a sort of extended monologue in which Ndozi shares his experiences.

But the highlight of the little chapter, and one of the memorable moments of the book, is the insight into the way inexperienced soldiers fire so much and so loudly so as to drown out their own terror.

A green soldier fears everything. When he is transported to the front, he thinks death is watching him on every side. Every shot is aimed at him. He doesn’t know how to judge the range or direction of fire, so he shoots anywhere, as long as he can shoot a lot without stopping. He is not hurting the enemy, he is killing his own terror. (p.32)

This segues into a description of the MPLA commissar attached to the unit, Commandante Ju-Ju. Despite his name Ju-Ju is a white Angolan. Kapuściński explains that the way to be white and part of The Struggle is to have a beard, the bigger the better. Then the soldiers will call you camarada and assume you are someone important.

Kapuściński watches Ju-Ju politely question FNLA soldiers the MPLA captured. What comes over is how young, uneducated, illiterate and simple they are. A man of the Bakongo people explains that he, like many of his tribe, was pressganged in Kinshasa by Joseph Mobutu’s soldiers, then packed off to join the FNLA. He liked in the FNLA because they gave you something to eat, goat and rice during the week and beer on Saturdays. Better than starving. Another prisoner looks about 12, claims he’s sixteen, and explains that he was told that if he went to the front as a fighter, they’d let him go to school, which is what he really wants to do, so he can become an artist.

Walking round the little town Kapuściński comes to the compound where the 120 or so prisoners are being watched over by a dozen armed guards. They’re all very young men and they’re engaged in a good natured argument about football, as young men everywhere ought to be. Only these men are going to continue fighting and dying. (We modern readers know they would continue fighting and dying for another 27 years. It’s just as well we can’t see the future, isn’t it?)

Part three (18 pages)

Having visited the north, he wants to head south. A digression on the management of roadblocks, which are everywhere. There are 3 phases to the roadblock:

  1. the explanatory section
  2. bargaining
  3. friendly conversation

From a distance you can’t be sure which side is manning the roadblock. Since none of the 3 forces have regular uniforms but ragged combinations of whatever they’ve been able to purloin, it’s difficult to tell. If you hail the soldiers as camarada! and they belong to Agostinho Neto’s MPLA they will hail back. But if they belong to the FNLA or UNITA who prefer to call each other irmão or brother, then they’ll kill you. You need the right papers but it also helps if you take time to chat. Kapuściński gives an example of how he likes to distract the soldiers by telling them about Poland, basic facts which the mostly illiterate soldiery refuse to believe.

He travels all the way south to Benguela, through countless checkpoints, perfecting his essay on the metaphysics of the checkpoint.

There’s a passage which told me more about the physical terrain of Angola than anything in the Metcalfe book, which really brings out how hot and barren and dusty the landscape is.

The road from Luanda to Benguela passes through six hundred kilometers of desert terrain, flat and nondescript. A haphazard medley of stones, frumpy dry bushes, dirty sand, and broken road signs creates a grey and incoherent landscape. In the rain season the clouds churn right above the ground here, showers drag on for hours and there is so little light in the air that day might as well not exist, only dusk and night. Even during heat waves, despite the excess of sun, the countryside resembles dry, burnt-out ruins: It is ashy, dead, and unsettling. People who must travel through here make haste in order to get the frightening vacancy behind them and arrive with relief at their destination, the oasis, as quickly as possible. Luanda is an oasis and Benguela is an oasis in this desert that stretches all along the coast of Angola. (p.53)

Paints a vivid picture, doesn’t he? He finds Benguela even more deserted than Luanda and reflects on the strangeness of the way the blacks haven’t moved into the empty houses and flats abandoned by the whites.

Because it didn’t actually happen while he was there this enormous shift in imaginative possibilities is nowhere directly addressed, but it peeps out from cracks in the narrative.

Kapuściński meets Commandante Monti a white man who is MPLA commander here in Benguela. While he’s waiting to talk to the commandante, a four-man TV crew from Portugal arrives (p.55). They start squabbling about whether to proceed to the front or not. It’s dangerous. But then Monti assigns them an escort, the 20-year-old woman fighter, Carlotta.

Kapuściński is funny and shrewd about the way the Portuguese immediately start vying for her affections but, more than that, the way all five of them conspire to create a kind of collective myth about her, all conspiring to find her attractive and romantic and glamorous. Later on, Kapuściński develops the photos he took of her and realises she isn’t at all attractive. But at that time and that place they needed her to be.

In this slightly delirious mood, they agree when Commandante Monti rustles up a couple of civilian cars for them to be driven the 160 kilometers to the frontline town of Balombo. Through the landscape of war: a damaged bridge, a burned-out village, an empty town, abandoned tobacco plantations.

They arrive at Balombo, a village in the jungle which was taken by 100 MPLA only that morning. Almost all the ‘troops’ are 16 to 18, high school kids. The boys are driving an abandoned tractor up and down the high street. The camera crew film, Kapuściński takes photographs. The sun falls and they get impatient to get away. The jungle comes right up to the houses. The enemy could counter-attack at any moment.

As they climb into the waiting cars to drive them the 160km back to Benguela, all five foreigners remember it was exactly the moment when the driver put the car in gear that Carlotta decided she must stay with the fighters and gets out. Sad goodbye and they roar off into the deepening twilight.

Later they learn that UNITA counter-attacked, took the town and Carlotta was killed. Tough guy sentimentalism not a million miles from Hemingway. They insist they hadn’t been fleeing fighting, there wasn’t any fighting when they left. But if they’d heard gunshots would they have been brave enough to turn round etc?

So there probably is a village called Balombo and it probably was taken by the MPLA then retaken by UNITA and maybe there was someone called Carlotta, but the factual basis of the story has been rounded out, perfected in order to become allegorical, a symbol of the collective male delusions involved in war, and a sentimental tear for its sadness and waste.

Part four (23 pages)

Next day Kapuściński watches the plane carrying the camera crew fly out heading for Portugal. There happens to another small plane at the airport, but this one is heading south to collect a last bunch of white refugees from Lubango, which also happens to be base to the southern command of the MPLA. On an impulse Kapuściński blags his way onto the flight. Having landed, he moves through the desperate white refugees and finds someone who can take him to MPLA HQ. The man in charge is an Angolan white, Nelson, who scribbles Kapuściński a pass for the front and pushes him out the front door where a big, knackered old Mercedes lorry piled with ammunition and six soldiers is about to set off on the long drive south. Kapuściński crams into the cab and off they rumble.

The leader of the little troop, improbably named Diogenes, explains to Kapuściński that they are driving 410km south to the town of Pereira d’Eça, the MPLA’s most remote outpost. They hold the towns but the entire countryside is in the hands of UNITA who may attack at any moment. They have ambushed all previous convoys and killed the troops. Kapuściński conveys the enormous sterility of the Angolan desert very vividly, in fact I remember his invocation of the country more than the people.

Time is passing, but we seem to be stuck in place. Constantly the same glimmering seam of asphalt laid on laid on the loose red earth. Constantly the same faded, cracked wall of bush. The same blinding white sky. The same emptiness of a deserted world, an emptiness that betrays life neither by movement nor by voice. Our truck wobbles and rolls through this unmoving, dead landscape like a small tin car in the depths of a carnival shooting gallery. The owner turns the crank and the toy, stamped out of tin, bucks from side to side, and whoever wants to take a shot is welcome. (p.71)

You can see why the literary reviewers of the time compared him to Graham Greene or V.S. Naipaul the two British writers of the 1970s most associated with exotic settings and colonial conflicts. The text is packed with evocative literary descriptions like this.

After a long day’s drive of nail-biting stress, expecting bullets to fly at every bend in the road, they arrive at the dusty abandoned settlement of Pereira d’Eça which is run by Commandante Farrusco (another white Angolan). They are welcomed. The sun sets. They meet the commandante. Food, cigarettes, conversation. Backstory on Farrusco who during the independence war fought in a Portuguese commando unit, but on the outbreak of hostilities between the three independence armies, volunteered for the MPLA and showed them how to take Lubango and Pereira d’Eça.

Then there is one of Kapuściński’s highly finished, semi-symbolic incidents. A dishevelled man is brought in by the troops to face the Commandante. He is a Portuguese named Humberto Dos Angos de Freitas Quental. He fled with his wife and four children to Windhoek, capital of Namibia to the south. But his 81-year-old mother refused to leave. She is deaf and has run the town bakery time out of mind. All she told him was to come back with some flour, which is running low. So having settled his family in Windhoek, against his better judgement, the man returned with a carful of bags of flower and was picked up by the MPLA troops.

But he has something very important to say. In Windhoek and a couple of settlements on the road in Namibia, everyone is saying the South Africans are about to launch an attack into southern Angola in support of UNITA. Kapuściński realises this is Big News and asks Farrusco for help getting back to Luanda so he can file his story. But nothing moves along the road at night. He has to stay.

Next morning he is up and in a different vehicle, a Toyota being driven by 16-year-old Antonio, along with the Commandante, heading back along the 400km road to Lubango. En route the commandante explains a basic fact about the war which is that the territory is so vast and the number of troops in it so pitifully small that it is like no conventional war. There is nothing like a ‘front’.

On any road, at any place, there can be a ‘front’. You can travel the whole country and come back alive, or you can die a meter from where you’re standing. There are no principles, no methods. Everything comes down to luck and happenstance. (p.83)

Again, you have the feeling of an allegorical, metaphysical force behind these words, spoken by a character in a kind of modern version of Pilgrim’s Progress, with Kapuściński as Pilgrim, stumbling through panic-stricken cities, empty towns and the wide stony desert.

In a new section Kapuściński and the reader are rudely awakened by banging. He made it to Lubango safe and sound and slept in the building commandeered by Commandante Nelson. Now he’s being woken in the early hours because Nelson is going to be driven by his aide Manuel and whiskey-swilling colleague Commandante Bota, all the way back to Benguela. Only catch is there’s some kind of battle going on somewhere on the road.

Sure enough, a few hours later they start to hear bangs as of mortars, then some kind of grenade goes off raining shrapnel on the car roof. As the slow to avoid a parked lorry a soldier leaps out in front of them. He is MPLA and terrified. He tells them UNITA have them surrounded and he needs gasoline to fuel the vehicles to make an assault. Nelson tells him they have none to spare, to get some from the nearest town and then – heartlessly – Manuel the aide steps on the gas and they accelerate through the firefight, such as it is, seeing tracer bullets flying through the night sky. Then the road dips between walls of earth where there’s no firing and they encounter two young black soldiers who are running away from the fighting. They stop and Commandante Nelson tells them sternly to return. But he and Manuel and Kapuściński drive on.

As dawn rises they reach the town of Quilengues which is eerily, surreally empty, not only of humans but any form of life. They tiptoe through the town to make sure there’s no enemy soldiers, no sudden ambush. And then, suddenly confident, Commandante Nelson announces, “Another day of life” and starts to do a round of vigorous callisthenics!

Part five (46 pages)

The fifth part is by far the longest. After his adventures our hero is back in Luanda, in familiar room 47 in the Hotel Tivoli. After a night of feverish dreams he wakes determined to phone or telex his Big News Story about an impending South African invasion of southern Angola through to his employers in the Polish Press Agency. After days of intense travel he feels delirious and has a metaphysical moment:

I looked at the calendar, because I no longer had a feeling for time, which means that time had lost all sense of division for me, all measurability, it had fallen apart, it had oozed out like a dense tropical exhalation. Concrete time had ceased to signify anything and for a long while now the fact that it was Wednesday or Friday, the tenth of the twentieth, eight in the morning or two in the afternoon, had meant nothing to me. Life had propelled me from event to event in an undefined process directed towards an unseen goal. I knew only that I wanted to be here until the end, regardless of when it came, or how. (p.94)

Then he shakes himself and gives us one of those rarities in a Kapuściński narrative, namely a specific concrete fact. It is, he tells us, Saturday 18 October 1975. Four weeks before the date set for independence.

One of the hotel staff gives him a number to call. Secretive voices answer and switch to Spanish. They come round to his room, a big black guy and a stocky white guy, and reveal they are military ‘advisers’ from Cuba, sent to train the army, only they can’t find an army, only small units scattered over a wide area. Kapuściński tells them what he’s heard about the South Africans being about to launch an invasion, and they mull over the scenarios, then leave.

He tells us about Operation Orange which was South Africa’s plan to mount a three-pronged attack on the MPLA designed to seize Luanda by 6pm on 10 November i.e. the day before independence, in order to announce a western-friendly joint government by UNITA-FNLA. He describes how Commandante Farrusco drove south towards the border, until he suddenly encounters the South African column which opens fire, badly wounding him, his driver reverses and drives like a madman back to Pereira d’Eça.

Meanwhile, back in Luanda Kapuściński describes the weird atmosphere in the big empty city, abandoned by its European owners, as the stayers-on hear the sound of artillery fire from the north and  FNLA leaflets are dropped from a plane announcing Holden Roberto will be in the city centre in 24 hours.

He walks to the offices of a local newspaper where the journos tell him that all the FNLA forces, five battalions from Zaire plus mercenaries are attacking from the north. One of the reasons this last part is longest is because Kapuściński includes the texts of telex conversations he has with his managers back in Poland, as they offer to fly him out, he insists on staying but warns communications may be cut at any minute, no-one knows what is happening, anything might happen.

Kapuściński sardonically counterpoints the ‘grand plans, global strategies’ (p.108) he hears on radio discussions – call in the UN, convene a conference, get the Arabs to pay, get behind Vorster the leader of South Africa etc etc – and the cruder reality on the ground. For example the way, in the absence of working radio, one of the few people with any idea what’s going on is Ruiz who flies a beaten up old two-engine DC3 to various MPLA-held points of the country, dropping supplies picking up news and gossip.

He is woken in the middle of the night and has a fearful presentiment that it is the FNLA come to arrest him as a spy. In the event it is Commandante Nelson, along with Bota and Manuel, filthy and hungry and exhausted after a long drive from their southern outpost. They tell him the South Africans have rolled up all the MPLA’s southern positions and are at Benguela, 540km to the south.

Then the format of the text changes to diary entries for the last key week leading up to independence, a day-by-day account of life in Luanda starting on Monday 3 November 1975.

Monday 3 November 1975

The Cubans pick him up and drive him to the front line just beyond the city limits. Earlier in the book Kapuściński had a whole passage about the etiquette of roadblocks and checkpoints, the sussing out, the demand for papers, the drawn-out negotiations, the attempts to extort money of cigarettes. But all the Cubans have to do is say “Cubano” and they are waved through as though they have magic powers.

Kapuściński surveys the landscape all the way to the enemy lines. A message is brought to the Cuban that Benguela has fallen, all the Cubans there were killed. He sees lorries full of Portuguese troops. They have lost all discipline, have no belts, beards, they sell their rations on the black market and loot houses, packing everything into crates. They are scheduled to leave the day before independence and have nothing to lose.

Ruiz the pilot of the only plane the MPLA possesses flies south carrying sappers and explosives to blow the bridge over the Cuvo River which will cut the road between Benguela and Luanda. That night Kapuściński telexes Polish Radio the news.

Tuesday 4 November

Kapuściński is woken along with all the other guests and the hotel manager, Oscar, by armed men, who claim they are infiltrators, fifth columnists. They are sweating and tense and might shoot at any moment. While they wait for transport to take their prisoners away the MPLA press attaché arrives and sends them packing. Kapuściński clearly enjoys privileged status.

It is nowhere stated but I wonder how much this was because he was with the official press agency of an Eastern Bloc country, Poland i.e. a country controlled by the Soviet Union which the Marxist-Leninist MPLA needed as a backer for its attempts to become the new government.

A week earlier he had gone with four other journalists to the town of Lucala 400km east of Luanda which had recently been recaptured from the FNLA. The road to the town was strewn with corpses. The FNLA killed everyone and then decapitated or eviscerated them. Women’s heads littered along the road. Bodies with liver and heart cut out. Cannibals. Drunken cannibals. Hence the panic-fear in Luanda a week later that these are the people threatening to take the city by storm.

Wednesday 5 November 1975

A friend of a friend drives him to Luanda airport. It is almost abandoned and covered in litter and detritus, the wreck left by the hundreds of thousands of Portuguese who have fled. The friend, Gilberto, takes him up the control tower. And as they watch a pinprick of light appears in the dark sky and grows larger. then three more. Minutes later four planes land, taxi to a halt in front of the control tower and disgorge their passengers – scores of Cuban soldiers, battle-ready in their combat fatigues. Next day they are despatched to the front. Lucky Kapuściński happened to be there right at that moment. Or is it another one of his embellished, polished, symbolic fictions?

Right here at the end of the book he makes what is maybe a subtle self defence. He describes the challenges facing any journalist sent by their editor to Luanda and told to report on the fighting: the government will tell him nothing; the MPLA press office stays silent; he can’t get to any front because Luanda is a closed city and he is turned back at the first checkpoint; rumour is rife but there is no radio or any other communication with any part of the country. Brick wall. Hence the temptation to write the story his editors want to hear.

At this point he gives a page and a half long definition of the concept of confusão being a specially Portuguese notion of impenetrable, causeless, fruitless chaos, a handy explanation for all life’s screw-ups. Daniel Metcalfe liked this concept and explanation so much he quotes it in its entirety in his book about Angola written forty years later. Maybe every nation, or culture, has its own distinctive form of confusão.

Monday 10 November 1975

On Monday the last of the Portuguese garrison sailed away, ending nearly 500 years of Portuguese occupation. There is no love lost with the locals who look forward to freedom, but Kapuściński became friendly with some of the officers who he thought behaved with professionalism and courtesy. He notes that they at no point threatened the Cuban military advisers who, after all, were flying in to what was still Portuguese territory.

That night a lorry goes round Luanda removing all statues of Portuguese from their plinths, goodbye to the sailors and geographers and soldiers and administrators and kings, goodbye.

Tuesday 11 November 1975

At midnight it becomes Tuesday, independence day after 500 years of oppression. Kapuściński is with the big crowd assembled in Luanda’s central square. A handful of international dignitaries had flown in for the ceremony, not many because there were rumours one or other of the attacking forces would bomb the airport therefore making departure impossible. MPLA leader and Angola’s new president, Agostinho Neto, makes a short speech then the lights are put out for fear of air raids.

Kapuściński sends a dispatch back to Poland explaining that the FNLA and UNITA have come to a deal and declared their own independent government of Angola to be based at the inland city of Huambo.

He hops a lift with Ruiz and flies down to the southern front at Porto Amboim on the Cuvo River where the bridge has been blown up, leaving South Africa armoured units on the south side and MPLA bolstered by an ever-increasing number of Cubans on the north side. He investigates the front in a downpour of rain. Troops are leading women and children who’ve crossed the river from the south in search of food. That night he flies back in a plane carrying soldiers wounded in a firefight further up the river.

In one of his last dispatches to Warsaw he says the nature of the war has significantly changed in his time there. To begin with it was a conflict of pinpricks without a formal front, as explained by Commandante Farrusco. But the incursion of the South Africans changed that. They have armoured vehicles, artillery and good military discipline. They expect to fight battles. On the other side the MPLA army has been feverishly recruiting and is being whipped into shape by significant numbers of battle-hardened Cuban officers and trainers. In three short months it’s gone from being a desultory guerrilla  conflict to something much more like a conventional war.

He asks to come home. He’s shattered. His managers agree. He says his goodbyes, most notably to the new president, Agostinho Neto who, we learn at this late stage in the day, Kapuściński knows well enough to pop in on. Neto is, among many other things, a poet, and Kapuściński can quote some of his poetry by heart. They sit in the president’s book-lined room chatting. Friends in high places.

Next day he flies back to Europe, itself awash with troops and frozen in a Cold War which was to divide the continent from 1945 to 1990.

Coda

There’s a two-page coda dated 27 March 1976 i.e. four months later. He reports that the last South African units have left Angola, crossing a bridge over the Cunene River where they were reviewed by the South African Defence Minister Piet Botha. Kapuściński writes as if the war is over.

We, now, 45 years later, know that it was only just beginning. There were to be 26 more years of civil war in Angola, leaving 800,000 killed, 4 million displaced, and nearly 70,000 Angolans amputees as a result of the millions and millions of land mines planted throughout the land. Well done, everyone. Bem feito, camaradas.

Thoughts

No doubt most of this did happen. The big picture stuff certainly. Probably most of Kapuściński’s excursions also, yes. But the way he shapes the material, turning the ordinary ramshackle events of life into symbolic moments, turning ugly, stupid or drunk people into Emblems of War – this is all done with the artistry of the imaginative writer, the novelist or playwright. He paces his scenes so as to create maximum impact, giving his characters wonderfully lucid and meaningful dialogue to speak, and punctuating the narrative with profound asides about the nature not only of war, but of time, the imagination, fear and compassion.

At first sight only a skimpy 126 or so pages long, this book nevertheless packs a range of profound punches to the imagination and intellect.

Map of Kapuściński’s Angola

Locations mentioned in Another Day of Life in the order they appear in the text.

  1. Luanda – capital of Angola
  2. Caxito – 60km north of Luanda where MPLA forces have held off an attack by the FNLA
  3. Benguela – 540km south of Luanda, to the MPLA garrison run by Commandante Monti, where he hooks up with the Portuguese TV crew and Carlotta before driving on to…
  4. Balombo – the recently taken town where Carlotta is killed
  5. Lubango – where Kapuściński cadges a flight to, base of the southern command of the MPLA run by Commandante Nelson; and then further south to…
  6. Pereira d’Eça – (subsequently renamed Ondjiva, which is how it appears on this map) the MPLA’s most remote outpost, run by Commandante Farrusco
  7. Quilengues – the deserted town they arrive at having run the gauntlet from Lubango, where Commandante Nelson utters the sentence which gives the book its title and then does his callisthenics
  8. Lucala – town 400km east of Luanda where he sees evidence of FNLA cannibalism
  9. Huambo – city 600km south east of Luanda where the FNLA and UNITA set up their rival government to the MPLA
  10. Porto Amboim – where he hitches a ride to in Ruiz’s plane, 260km south of Luanda to the new southern front, to see the South Africans hunkered down on the other side of the Cuvo River
  11. Chitado – the crossing over the Cunene River where South African troops exit Angola at the end of the narrative

Map of Angola showing locations referred to in the text. Source map © Nations Online Project


Credit

Jeszcze dzień życia by Ryszard Kapuściński was published in Polish in 1976. It was translated into English as Another Day of Life in 1987. All references are to the 1987 Pan paperback edition.

Africa-related reviews

History

Fictions and memoirs set wholly or partly in Africa

Exhibitions about Africa

Blue Dahlia, Black Gold: A Journey Into Angola by Daniel Metcalfe (2014)

Having read quite a lot about Rwanda and Congo, I felt I needed to read up on their neighbours, finding out about other African nations radiating out from the central core of the Congo. Trouble is that books about them are hard to find, for example, there don’t seem to be any books about Burundi’s civil war, 1993 to 2005. Either that, or the existing books are heavy academic works, often collections of essays, which weigh in at £30 or £40 and can’t be found second hand. Reading between the lines, no-one in Britain cares enough about these countries to write, publish or read books about them.

Daniel Metcalfe’s travelogue was one of the few paperbacks I could find about Angola and seemed like an affordable way of finding out about the recent history and current shape of Angola, Congo’s large nation to the south, and one of the participants in the Great War of Africa. I didn’t really take to the personality created in the text and found it a grim read whose occasional attempts at humour didn’t come off. Nonetheless, I’d recommend it as giving a very good overview of Angolan history, along with first hand accounts of the tremendous disparity between the oil super-rich and the majority of the population which remains dirt poor, and for the vivid descriptions of his excursions into the (generally very unattractive) interior. The net effect of the book is to make Angola sound like an awful place.

Angola historical overview

Angola is the seventh largest country in Africa (Wikipedia). It was first reached by Portuguese sailors in 1484 and the current capital city, São Paulo de Loanda (Luanda), was founded in 1575. (It was conquered by the Dutch in 1640 and briefly ruled by them till 1648, when the Portuguese resumed control.)

The Portuguese didn’t penetrate far inland, instead creating a series of coastal ports and trading entrepots. The main commodity was Africans as Angola became one of the main locations of the transatlantic slave trade, which was well established by 1600, with around 10,000 slaves a year transported. Most of them went to Portugal’s other vast colony, Brazil, a thousand miles across the stormy Atlantic.

Throughout the 18th century Portugal slowly conquered various tribes and kingdoms in the territory they claimed, and pulled natives into the global economy, forcing them to produce raw materials such foodstuffs and rubber. Brazil won its independence in 1822 and Portugal abolished the slave trade in 1836, illicit trading being policed by the anti-slavery Royal Navy. But generally Portugal still only had a very thin, coastal presence.

It was only at the time of the Berlin Congress of 1885 and the late nineteenth century Scramble for Africa that the Portuguese made sustained attempts to penetrate further inland, to explore, conquer and claim the territory of what was to become the modern territory of Angola.

Part and parcel of this late 19th century conquest was the widespread imposition of forced labour on the hapless natives, hard forced labour under the compulsion of the whip, to turn out agricultural goods to be shipped back to the motherland. (It was a Brit, Henry Woodd Nevinson, who exposed the extent of the exploitation in his book A Modern Slavery, published in 1908, the year King Leopold was forced to hand over his barbaric rule in the Congo over to the Belgium state.)

Soon afterwards Portugal entered a period of political turmoil triggered by a coup in 1910 which overthrew the Portuguese monarchy (the same year, as it happens, as the Mexican Revolution) to establish what became known as the First Republic. One of the republic’s many liberal reforms was ending forced labour in the colonies.

However, the First Republic suffered from chronic instability and was overthrown in 1926 with the advent of António de Oliveira Salazar, who established the so-called Estado Novo in the 1930s. This new regime came to be known as the Second Republic as Salazar established an authoritarian corporatist state in Portugal. As part of the ‘return to order’ the New Order reimposed brutal forced labour in its colonies.

Portugal stayed neutral throughout the Spanish Civil War and the Second World War while millions of Angolan natives slaved to produce agricultural products for Portuguese consumers and profits for Portuguese companies. Appalling conditions led to a high death rate among workers and a scandalously high infant mortality rate of 60%. Critics wrote reports calling for change in the 1940s and 50s but were ignored or imprisoned.

A workers’ protest starting in a cotton company in 1961 led to widespread rebellion across Angola which was suppressed with much bloodshed (p.114). This and the uprising of Bakongo in northern Angola are now seen as marking the start of the Portuguese Colonial War, which lasted from 1961 to 1974 and involved not just Angola but Portugal’s other colonies in Africa, Mozambique and Guinea-Bissau.

The wars were as ruinous and futile as the Vietnam War and ended in the full independence of the three African countries involved, after elements in Portugal’s own army overthrew the authoritarian civilian government on 25 April 1974 in what came to be known as the Carnation Revolution (pages 71 and 135).

There was a year delay while the new regime established itself and while peace talks to end the colonial wars dragged on. The Alvor Agreement of January 1975 called for general elections and set the country’s independence date for 11 November 1975. Hooray!

Except that the country was almost immediately plunged into a civil war between the three main anti-colonial guerrilla movements: the communist People’s Movement for the Liberation of Angola (MPLA), the National Front for the Liberation of Angola (FNLA), and the anti-communist National Union for the Total Independence of Angola (UNITA).

The FNLA were eliminated in the first year but the conflict between the other two refused to be settled and dragged on for decades, becoming one of the leading proxy wars between the Cold War adversaries, the USA and the Soviet Union, with the Soviets and Cuba backing the communist MPLA government and the Americans funding and supplying the anti-communist UNITA.

UNITA developed some bases inside Zaire, to Angola’s north, with the support of Joseph Mobutu, Zaire’s western-backed dictator, but were mostly based in the south, enjoying support from the apartheid South African regime which was funneled through the state immediately south of Angola, Namibia, itself a colony of South Africa which was experiencing its own war of independence. (Namibia won independence from South Africa in March 1990.)

This being Africa there was also a strong tribal element in the civil war. The MPLA was primarily an urban-based movement in Luanda and its surrounding area and was largely composed of Mbundu people. UNITA was a predominantly rural movement mainly composed of Ovimbundu people from the Central highlands who make up about a third of the population (pages 123 and 133). Obviously there was overlap and complexities. There are many more tribal groupings in the country and allegiances and membership shifted and complexified over time.

The Angolan civil war raged from 1975 to 2002, 27 years of massacre and destruction which not only left an estimated 800,000 dead, but displaced over 4 million people and devastated the country’s infrastructure, leaving it one of the poorest in the world. In 2003 the UN estimated that 80% of Angolans lacked access to basic medical care, 60% lacked access to water, and 30% of Angolan children would die before the age of five, with an overall national life expectancy of less than 40 years of age. 70% of the population lives below the poverty line (p.70).

Whole families sat and begged on the rubbish-strewn streets [of Luanda] that stank of animal and human excrement. (p.49)

Metcalfe writes that the population of Luanda is 4 million, but a recent Guardian profile (see below) gives it as 7.8 million and that this number is set to double by 2030.

So from the start of the independence struggle in 1961 to the end of the civil war in 2002, Angola suffered 41 years of hurt and wasted lives.

Daniel Metcalfe

Daniel Metcalfe studied classics at Oxford then went to work in Iran and travelled around central Asia, material which he used for his first book, Out of Steppe: The Lost Peoples of Central Asia (2009). This is his second book, and is actually not so much one journey as an account of three journeys across Angola undertaken in (I think) 2010, with follow-up visits.

Right from the start Metcalfe describes himself as a financial journalist and his bio says he’s written for the Economist, Guardian, Financial Times, Foreign Policy and the Literary Review. In other words, he initially appears just the kind of pukka chap that has formed the backbone of English travel writing for the last hundred years, all of whom went to top private schools (Evelyn Waugh [Sherborne], Wilfred Thesiger [Eton], Eric Newby [St Paul’s], Colin Thubron [Eton], Bruce Chatwin [Marlborough], Jan Morris [Lancing]). So I was expecting references to tiffin and cricket, or a trip to the little known Luanda polo club or some such. Posh boy eccentricity.

I was wrong. Metcalfe doesn’t have the de haut en bas tone of the classic English chap abroad; quite the opposite, he’s keen to rub in what a man of the people he is, travelling with only a grubby backpack in the cheap and chaotic minivans ordinary Angolans use, cadging a night’s kip on the sofas or packed beds of all sorts of random acquaintances, and having at least two severe bouts of food poisoning.

But with the thought of the Great Tradition of English Travel Writing in mind I couldn’t help being struck by a sense of the text’s belatedness. What I mean is that earlier travel writers described to their readers distant and exotic lands a) which none of the readers had travelled to or knew much if anything about and b) which were largely ‘unspoilt’.

Metcalfe’s book arrives in the internet age when:

a) there is no ‘distance’ or ‘remoteness’ any more – any of us can Google articles about Angola and its history, geography, tourist features, festivals, national costume and so on and find out more or less everything contained in this book; and

b) Angola is definitely ‘spoilt’, ruined in fact, but in two senses of the word: i) the cities, towns and landscape are still recovering from 40 years of destruction, for example tourists are advised not to wander anywhere off the beaten track because the country is still covered in millions of unexploded mines; and ii) every conceivable tourist attraction has been photographed, thoroughly documented, posted on Instagram, Facebook, Twitter and all the rest.

Metcalfe is therefore labouring in a genre which is almost obsolete. These days a travel writer has to work very hard to find anywhere that millions of Western tourists haven’t already trampled and photographed to death, and then has to work up in their prose a sense of enthusiasm for sights or experiences which bored locals experience every day and post on Facebook, Instagram, Twitter and so on.

The book’s structure

São Tomé and Príncipe then mainland Angola

In a bid to be quirky and original Metcalfe starts his journey by flying in to the Democratic Republic of São Tomé and Príncipe, two archipelagos based round the islands of São Tomé and Príncipe, which are themselves about 87 miles apart and about 150 miles off the northwestern coast of Gabon. This far from the mainland, they were uninhabited till the Portuguese discovered them and populated them with Africans. The islands became an important entrepot for the slave trade as well as slave plantations producing coffee and cocoa. The islands became independent alongside Portugal’s other colonies in 1975 and form the second-smallest African state after the Seychelles.

Metcalfe visits the capital cities of each island and is shown round a rotting old plantation house. He learns about the semi-fictional slave king who led a Spartacus-style slave rebellion, ‘Rei Amador. He tells us it has the smallest economy in Africa, 80% of which is contributed by foreign donors ie it’s not really a viable state at all.

But the main story is that oil has been located near the islands, which are therefore teetering on the brink of becoming very wealthy, but there is general anxiety that, as with every other ‘petrostate’ (like in nearby Nigeria), the money will end up funneled into the hands of a tiny super-rich elite while the rest of the islanders continue living in poverty.

Then he flies to mainland Angola where he makes three journeys, carefully indicated on the book’s one and only map. A throwaway remark reveals he seems to have made at least two trips to the country: he tells us he first visited Angola in 2010, then two years later, in 2012 (p.83).

Anyway, it’s not really a journey into Angola but maybe five distinct journeys:

  • down the coast from Luanda to Benguela
  • from Benguela inland to Huambo and then to the remote town of Cuito Cuanavale
  • then, after returning to Luanda, from Luanda directly inland to Malange and then Saurimo
  • then north up the coast into Zaire province, to the heartland of the old Kongo kingdom, M’banza-Kongo, to the oil town of Soto
  • then flying into the enclave of Cabinda which is part of Angola but separated by the mouth of the river Congo which is inside the Democratic Republic of Congo

A well-ruined country

The bottom line about Angola seems to be that it has been ruined at least three times over. First by the brutality of Portuguese rule which enforced harsh forced labour on most of the population well into the 1960s, doing little to create a decent infrastructure such as roads and schools, or to foster an educated middle class. Second, by the 40 years of warfare, first for independence, then the terrible, futile and ruinous civil war.

But what really strikes Metcalfe is the ruin brought since the civil war ended by the arrival of OIL. The Angola he flies into is now a ‘petrostate’ with a huge gulf between the overclass of politicians and businessmen who have made themselves fabulously rich on the proceeds of oil, drive huge four by fours, live in gated mansions, stay in gleaming hotels – and the great majority of the population (of 33 million) who scrape a living off the land (periodically stepping on one of the millions of abandoned landmines) or make a living by working the utterly corrupt life of the cities. Thus despite the billions of dollars pouring into the treasury from oil revenue, Angolan life expectancy is among the lowest in the world, while infant mortality is among the highest. A third of the population can’t read or write.

José Eduardo dos Santos, the leader of the MPLA, once, back in the olden days, a ‘Marxist’ party, was Angola’s president for almost four decades. During the oil boom his daughter, Isabel dos Santos, was ‘awarded’ numerous lucrative contracts, thus becoming Africa’s richest woman. She is nicknamed ‘the Princess’ and at the time this book was written, was said to be a billionaire. So much for Marxism. Interestingly, she attended the elite fee-paying St Paul’s School for Girls in London before going on to become a billionaire.

London, where you can launder your drug or organised crime money through any number of willing banks, invest in shiny new riverfront developments, pick up some multi-million dollar artworks for your portfolio, and drop in to see your son or daughter being educated at one of its elite private schools. Convenient for oligarchs and kleptocrats from all nations.

Angola is a country divided between a small, super-rich, oil-rich elite, and the rest which helps to explain why everything is diabolically expensive, even the most basic food and drink. Luanda is routinely voted the most expensive capital city in the world (p.45). This is apparently because the agricultural sector is in such a state that almost everything has to be expensively imported. Even the most basic hotels and restaurants are beyond his budget. This isn’t a tropical paradise where you lounge in cheap cafes enjoying the streetlife. Luanda is a city where he trudges along busy with his backpack while shiny four by fours roar past on their way to hotels, cocktail bars and restaurants which are wildly beyond his reach.

Author’s persona

I felt vulnerable, exposed and ill equipped. (p.44)

Right from the start Metcalfe presents himself as a down-at-heel traveller with a backpack, ‘an unaffiliated writer’ (p.68), himself slightly confused about his motives for going, blessed with some contacts but relying on wit to busk a lot of the journey.

This pose would have been cool in the 1960s or 70s but in the age of the internet and modern, luxury, all-expenses-paid travel journalism, it comes over as a bit forced and contrived. I did the backpacking thing back in the day. In the 1970s I hitch-hiked round Europe and then round America because I was 18 and genuinely didn’t have any money or ‘contacts.

But it seems to me that worldview, that cultural possibility, has gone. A few short years later friends with their first jobs in the City were flying Club Class to New York or Sydney. In the 1990s the barely employed could afford to fly to Ibiza or Phuket. Hitching with a backpack was no longer at the cutting edge of anything. As airplane tickets and travel costs, generally, plummeted in the 1980s and 90s, ‘roughing it’ became a quaint throwback to a simpler age.

And as the internet has given access to every hotel and every restaurant and almost every person anywhere in the world, there’s no excuse not to have rung ahead, booked and organised everything.

I arrived at Saurimo at midnight, with not a clue where to stay. (p.225)

For a journalist who’s written for the Financial Times and the Economist, who mentions elsewhere that he looked up contacts and had names and addresses of businesspeople, NGOs, charities and various other contacts before he left London, to reduce himself to this impoverished state seemed a bit contrived.

It’s a running gag that Metcalfe’s backpack gets put on the wrong plane and flown to the other side of the world by mistake and it takes a week or so for it to be returned to Luanda airport for him to collect. In another age, and in another writer’s hands, this might be funny, but here it comes over as pathetic.

On not one but two occasions he manages to get food poisoning – once from eating the in-flight sandwich on the plane from Sao Tome to Luanda, once from eating prawns at an all-day party in Luanda – and we are treated to descriptions of him lying on a sofa moaning for days on end punctuated by sudden dashes to the shared toilet. Possibly this is meant to be comic but it comes over as squalid.

Because he can’t afford to stay in the ruinously expensive hotels, he cadges beds for the night on the sofas of strangers. As I say, in another age and in the hands of a more stylish writer, this might come over as cool or funny, but in this account it comes over as shabby, and wilful, a choice to do things the most difficult, dirty and sordid way. The impatient reader thinks, ‘Enough with the backpacker chic, already. You should have just negotiated a better advance from your publishers or with the FT Travel section or with any number of upmarket travel mags. Then you could have stayed in all those gleaming hotels and we wouldn’t have had to read about you roughing it on the sofas of hospitable Luandans who barely know you.’

When Metcalfe sticks to the fact he is very interesting indeed. He gives solidly researched, thorough and authoritative accounts of a wide range of historical issues from the first founding of the country, the slave trade, the ups and downs of 20th century Portugal. He is especially good on the history of the long bloody civil war, which he cuts up into passages which are deployed throughout the book at appropriate moments or in the relevant towns where key battles occurred.

A good example is his trip to the remote town of Cuito Canavale in the south-east of the country, where a 6 month long ‘battle‘ brought together all the combatants in the war for a confrontation whose ending can now, in retrospect, be seen as a turning point not only in the Angolan war but for the wider region (leading Cuba to withdraw its forces and South Africa to grant Namibia its independence).

His encounters with numerous people like businessmen and entrepreneurs, staff at NGOs like the HALO mine-clearing charity or Save The Children, passengers on numerous coaches, cafe owners and academics, geologists and ‘oilies’, street rappers and hawkers, manic minibus drivers and drunk taxi drivers, miserable bar owners and fierce museum keepers, Congo kings and holy men, each shed factual information on Angola’s past and present and are uniformly interesting.

But when he tells anecdotes about the travelling itself, they come over as strangely limp and dead. This is a really good factual primer for Angola (albeit ten years out of date) but when he writes about himself and his ‘adventures’, Metcalfe is a peculiarly charmless writer. Maybe part of this is because so many of the people he meets are depressed, defeated and downbeat and their negative mood affects the author and, thus, the reader, too. Angola does sound like a grim place.

  • We sat down, exhausted and somehow a bit sad. (p.211)
  • Living in Luanda seemed to drive him to despair. (p.215)
  • The king was playing his part but I couldn’t help feeling it was all a bit sad. (p.238)
  • I sat, by now stained and a bit depressed, pondering my destination, unaware of how bad the next eighteen hours would be. (p.286)

I wasn’t surprised when the tough son of the household where Metcalfe dosses in Luanda, Roque, reveals that he tried to commit suicide a few years previously (p.258). Somehow it’s that kind of book. There are flickering attempts at humour, but for the most part it’s pretty downbeat.

One of the saddest things about Angola is the decimation of the wildlife. Most of the wild mammals have been exterminated. He has a passage about the last few remnants of the once flourishing giant sable or palanca negra gigante and meets a worn-down conservationist who is trying to save it from extinction (pages 214 to 219). Despair and sadness. Metcalfe even travels through a region where there are no birds. The skies are empty. Everything is dead.

Anti-tourism

The book amply demonstrates why Angola is on no-one’s tourist trail.

There is really no tourism here. There is nothing to visit in Luanda, except for one or two clapped-out museums that are invariably closed. Walking is pretty much out, due to the threat of muggings, not to mention the polluted and pungent streets. There are no taxis… Excursions into the country are generally a no-go. The few eccentric tour leaders who do venture into the empty national parks explain that most of the game has been shot and eaten and numbers haven’t recovered yet. Hiking or bush-walking is definitely not an option, due to the millions of landmines and unexploded ordnance, most of them unmapped. And there are diseases, lots of them: yellow fever, dengue fever, sleeping sickness, typhoid, rabies and rampant falciparum malaria (that’s the worst kind)…

In short, Angola is an anti-tourist destination, and certainly no place for a backpacker. The only sane kind of visit is brief and on business, with someone to meet you, lodge you and cover your laughable expenses, before you are gratefully shuttled out on a non-Angolan liner. (p.46)

Then there are the police, ‘feared for their erratic behaviour and drunken extortion of passersby’ (p.47). And the absurd expense of everything. And the street crime. And the dedicated stonewalling obstructive Soviet-style bureaucracy you face every step of every process designed to wear down and crush any applicant for anything, as he finds out when he tries to get his visa extended or goes the labyrinthine process required to apply for an audience with king Muatchissengue Watembo of the Chokwe people (pages 232 to 239).

Eastern bloc-style obstructionism which is reflected in the hyper-suspicions of the police who stop him and demand to see his papers countless times, with or without then bullying him into giving them a bribe to let him go on his way (the Angolan police being ‘renowned for’ their demands for gasosa, p.230). Far from being relaxed and casual like Congo, Angola has overtones of being a police state. ‘Basic education, sanitation and health care are all awful’ (p.45).

Basically, Don’t go.

Highlights

Marxist capitalism

Metcalfe is good at explaining the hypocrisy of the so-called ‘Marxist’ MPLA government. Even as it bought communist textbooks printed in Moscow and Havana to indoctrinate generations of schoolchildren against the capitalist enemy, it set up a massive corporation, Sonangol, which functioned on purely capitalist lines. When the first oil was found in the 1970s the franchise and money was handled by Sonangol who, over the following decades, developed into a huge corporation with interests in every aspect of the economy, almost a parallel economy in its own right.

At its heart was MPLA leader and president José Eduardo dos Santos, known as ‘the magician’ for his skill at keeping all political factions onside by the skilful doling out of contracts and backhanders. The elite surrounding him were known as ‘the Futunguistas’ after one of the many presidential palaces. When the Soviet Union collapsed in 1991 the MPLA made a smooth transition to capitalism because they had, in fact, for years, already been practising it (pages 72 to 75). These former Marxists now have their noses ‘deep in the trough’ of the purest capitalism. Mobutu only with oil. Transparency International ranks the country as almost bottom of the league table of corruption.

The ruling class of Angola has misplaced, disappeared, embezzled and creamed off tens of billions of dollars for themselves, leaving most of their compatriots in abject poverty. Why on earth should Western governments give them loans and Western aid agencies step in to treat the poor and ill when more than enough money exists in the government system but Angola’s leadership refuses to use it for good, preferring to loot their own country?

Slavery and degredados

He gives a good brief history of the slave trade, pages 100 to 106. The academic he interviews, Fernando Gamboa, makes the familiar point that slavery was already a well-established practice among African tribes before the Europeans arrived, but they massively increased its scale and ‘efficiency’ as a business (p.198).

I was more intrigued to learn that a) Angola’s second city, Benguela, was founded in 1615 in totally unsuitable location near a swamp which resulted in the earliest settlers dying like flies (very like the early English settlements in Virginia at the same period); and b) that, like Australia, it was forcibly settled by transported convicts or degredados. Unlike the convicts Britain sent to Australia, who were often guilty of relatively minor offences such as stealing a loaf of bread, these degredados were hard core villains, mostly murderers. Being hard core urban villains they were unsuited to agriculture but took to the slave trade like ducks to water, and also ensured the city had a ‘hellish reputation well into the nineteenth century’ (p.100).

The Salazar regime (1932 to 1968)

What comes over about Salazar’s Estado Novo regime is its dusty, down-at-heel backwardness, its narrow-minded closedness, its petty bureaucracy and inefficiency. Visiting diplomats, especially Americans, thought he lived in a parallel universe. This helps to explain his response to the rebellions of 1961 which was total refusal to accept reality, negotiate or relinquish the colonies, and instead his insistence on fighting on to the bitter end which meant that, long after Europe’s other imperial nations had bitten the bullet and given their colonies independence, Portugal continued fighting its bitter wars to retain them (pages 114 to 118).

White flight

As the scale of the civil war became clear, between 1975 and 1976 pretty much the entire white population of about 300,000 left, flying back to Portugal in what Metcalfe refers to as ‘the great airlift’ (p.124). That included all the administrators, civil servants, the police, engineers, designers, builders, architects, managers of the education and health systems, doctors and teachers, everyone who ran everything left the relatively unskilled, untrained Angolans to figure out how to run a modern country in the middle of a brutal civil war. The result: services ceased to function, education and health ceased, ministries shut down, the rubbish piled up in the streets, no-one knew what to do (pages 72 and 136).

The irony is that once the civil war had ended and the oil boom began in the Noughties, lots of Portuguese flocked back to the country for its boomtown opportunities and, by a spooky coincidence, there are, once again, about 300,000 expatriate Portuguese in Angola.

Sex trade

Oxfam’s regional director Gabriel de Barros explains how girls as young as 12 are traded by families to rich men in return for financial support, the resulting rise in teen pregnancies, STDs and AIDS (pages 108 to 111).

Huambo

Originally named Nova Lisboa, Huambo is the capital of the fertile highlands and was beautifully laid out by Portuguese planners to become the new centre of their empire in the 1920s and 30s. Unfortunately, it then became an epicentre of the civil war, the landscape around ravaged by war, littered with mines, and the town fought over again and again, climaxing in a 55-day-long siege in 1993 which eviscerated it. The government enforced a press blackout and in 1993 international journalists were busy in Somalia and Yugoslavia so the world never got to hear about it.

Landmines

The countryside is littered with millions of mines, anywhere between 6 and 20 million, no-one knows. Never stray off the path, don’t climb rocks or walk round a bridge. Any prominent or beautiful natural feature was targeted. For the foreseeable future they must all remain off limits (p.124).

Queen Njinga

An extended passage giving the life of the remarkable Nzingha Mbande (1583 to 1663) who rose to be Queen of the Ambundu Kingdoms of Ndongo and Matamba in present-day northern Angola. She fought for 30 years to maintain the independence of her kingdoms against the encroaching Portuguese and to later generations became a symbol of resistance. The most notable things to emerge from the account are that she supported the slave trade, but insisted it be carried out according to the old customs; and the stories that she dressed as a man, insisted on being called a man, dressed her guard of women as men, and made her many male lovers dress as women if, that is, these later stories are true (pages 198 to 206).

Chockwe art

Metcalfe visits Chockwe country and even manages a (bizarre) audience with the old but still revered Chockwe king. The Chokwe people once ran an empire which covered parts of modern-day Angola, southwestern Congo and northwestern parts of Zambia. There are about 1.3 million people living across that territory. The Chockwe are famous for their sculpture art, which fetches high prices in the West.

Wooden statuette of a Chockwe princess

The role of Cuba in the civil war 1975 to 2000

Castro’s communist Cuba saved the Marxist MPLA government. In 1975 as Jonas Savimbi’s UNITA took more and more territory and advanced on the capital, Cuba flew in thousands of soldiers who stabilised the situation then reversed UNITA’s advance. Cuba’s involvement in Angola was deep and long. Between 1975 and 1988 over 300,000 Cubans served in Angola (p.212). Rejected in most of South America, snubbed by the North Vietnamese, unable to get a purchase in Mobutu’s Congo, Angola provided an opportunity for Castro to dream of spreading his revolution around the developing world. Now all that sacrifice seems utterly pointless. You could say that the 300,000 Cubans who fought to keep the MPLA in power ended up helping Isabel dos Santos to become the richest woman in Africa. Thus, as Shakespeare put it, does the whirligig of Time bring in his revenges.

The last phase

The last phase of the civil war from 1999 to 2002 was the most brutal. Metcalfe dwells on the character of the larger-than-life, brutal, charming, paranoid UNITA leader, Jonas Savimbi. Like president Habyarimana of Rwanda, like Mobutu and Kabila of Zaire and the Congo, Savimbi genuinely believed in black magic, spirits and witches.

By the 1990s there were frequent burnings of dissidents and accusations of witchcraft in UNITA areas. In one case, Savimbi himself ‘discovered’ a woman spying on him by flying over his house at night. Suspected women and children would be dragged to a stadium and set alight. Anyone who dared to speak against o mais velho risked execution, including any woman who refused his advances. (p.246)

Lovely to see the old traditions being kept alive. Jeane Kirkpatrick, America’s representative to the United Nations, called Savimbi ‘one of the authentic heroes of our time.’ Hundreds of thousands of rural inhabitants were terrorised by UNITA, press-ganged into working as porters, cooks or prostitutes. The MPLA government rounded up entire regions and confined them in camps. In the final months of the war as many as 4 million people were displaced, a third of the entire population.

M’banza Kongo

On his third journey, Metcalfe cadges a lift north in a battered Land Rover with the staff from a Save The Children refuge in the town of M’banza Kongo in the north-west of Angola. Back in the 1480s when the Portuguese discovered the river, the Kongo empire stretched for hundreds of miles north and south of the river mouth and far inland. Metcalfe retells the sorry saga of how initial optimism on both sides of the cultural contact quickly deteriorated as the Portuguese realised the potential of the Kongo people as slaves. In Metcalfe’s account it was the discovery of Brazil in 1500 and the quick realisation that it had great potential for sugar plantations but lacked manpower, which transformed the situation.

500 years later Metcalfe visits the homes and refuges in M’banza Kongo which house the large number of children who are thrown out of their families every year for being evil spirits. Belief in witchcraft, spirits, kindoki (a kind of witchcraft or possession by evil spirits) and the power of fetishes is universal and when any ill luck befalls a family its most vulnerable members – children and to a lesser extent the elderly – are blamed.

Update

Metcalf’s book was published in 2013. Apparently, since then, some of the gloss has gone off the oil boom so that the planes and top hotels are no longer as busy as they were. But the structural divide between super-rich elite and everyone else remains, as evidenced in this photo essay published in the Guardian.

MCK

Protest song by anti-government rapper MCK who Metcalfe interviews (pages 83 to 88).

Portuguese terms

Recurring words and ideas include:

  • assimiliado = African who, according to the Portuguese colonial system, had reached an approved level of civilisation; comparable to the évolués in francophone colonies
  • bom dia = good morning
  • candongueiro = mini bus
  • confusão = a metaphysical state of chaos and confusion before which mere humans are helpless
  • contratado = Portuguese form of forced labour
  • empregada = home help /servant
  • feitiço = fetish or the spell is controls
  • garimpeiro = unofficial diamond miner
  • mestiço = mixed race
  • musseques = shanty town
  • pula = slang for white person
  • roça = plantation-type farm run on forced labour
  • soba = official

Fluffs

The book is generally well proof-read and typeset, but I did spot a couple of errors which humorously point towards a new use of language:

  • As she flocked cigarette ash out of the window… (p.27)
  • I felt huge a sense of excitement. (p.54)
  • There are railroads totally some ten thousand miles. (p.124)
  • They grew rich on commerce between the Zanzibar and the Atlantic… (p.229)
  • A strange period ensued when neither war nor peace reined… (p.243)

The title of the book is explained on page 144.


Credit

Blue Dahlia, Black Gold: A Journey Into Angola by Daniel Metcalfe was published by Hutchinson books in 2013. All references are to the 2014 Arrow Books paperback edition.

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