The Battle for Syria: International Rivalry in the New Middle East by Christopher Phillips (revised edition, 2020)

There are quite a few book-length studies of the Syrian Civil War. The distinctive thing about this one is that academic and author Christopher Phillips insists that other regional countries weren’t ‘drawn into’ the conflict once it had got going but, on the contrary, were involved right from the start, helped to exacerbate the initial protests into a civil war, and then were vital elements which ensured that the war continued and has proven impossible to end. The six countries he considers the key players and interveners are the US, Russia, Turkey, Iran, Saudi Arabia and Qatar, each of whose motivations and actions are considered at great and fascinating length.

Disaster

He opens with the claim that the Syrian civil war is the greatest human disaster of the 21st century. Over 500,000 have been killed, as many as 1.9 million wounded. Over 5 million have fled the country and 6 million been internally displaced i.e. more than half the pre-war population of 21 million. By 2013 Syria had regressed 40 years in social development. By 2015 half Syria’s schools had closed, half its children didn’t attend school, over 80% of Syrians were living in poverty, 30% in abject poverty. The average life expectancy of a Syrian dropped from 70 to 55 in four years.

The Arab Spring

The Syrian civil war began as part of the Arab Spring at the start of 2011. The whole thing kicked off when Tunisian street vendor Mohamed Bouazizi set himself on fire on 17 December 2010 in Sidi Bouzid, Tunisia, as a protest against yet another act of petty harassment and humiliation inflicted on him by municipal officials, the kind of low-level harassment most people in most Arab countries have had to put up with all their lives. When news got around, Bouazizi’s act inspired street demonstrations in Tunisia which then spread west to Morocco and East to Libya, Egypt, Yemen, Jordan and Syria, and on into Bahrain and Oman in the Gulf. What all these places had in common was they were ruled by small elites run by old men who had gathered power and money to themselves, their families and followers, resulting in grossly unequal societies which, above all, had large youth unemployment.

The unrest was to lead to the overthrow of corrupt old rulers – Zine El Abidine Ben Ali in Tunisia, Muammar Gaddafi in Libya, Hosni Mubarak in Egypt. And yet the newish, youngish leader of Syria, Bashar al-Assad, managed to not only contain the protests, even as they escalated in scale and violence, but, 12 years later, is still very much in place, discredited ruler of a permanently devastated Syria. Why? This is the basic question Phillips sets out to address in this long, thorough and engrossing study. First some background.

Modern Syria

Modern Syria’s boundaries were drawn up by French politicians after the Great War when, in the light of the collapse of the Ottoman Empire, the area known as the Middle East was carved up by the victors, France and Britain. Britain got Arabia, Palestine and Iraq; the French got Lebanon and Syria.

Syria, like Lebanon, was a complex web of religious, ethnic and cultural groups, including Shia Muslims, Sunni Muslims, Christians (10%), Kurds in the north and east (10%), Alawites (a spin-off of Shia Islam; under 10%), Druze, with pockets of Turkmen and Aramaic speakers, Circassians and Armenians.

Between the wars

Syria and France negotiated a treaty of independence in September 1936 but France fell to the Nazis before it could be implemented. Syria came under the control of Vichy France until the British and Free French occupied the country in the Syria-Lebanon campaign in July 1941. The British forced the French to evacuate their troops in April 1946 and give Syria independence – events covered in James Barr’s excellent book, A Line In The Sand: Britain, France and the Struggle That Shaped the Middle East.

As in so many post-colonial countries, the parliamentary institutions left by the colonial masters were weak while the army emerged as the strongest national institution. There followed a bewildering series of coups, eight in total between 1946 and 1968. In 1958 Syria joined the United Arab Republic with Egypt but left this union in 1961 after another coup. In 1963 came the decisive coup, carried out by the Arab Socialist Ba’ath Party.

The Ba’ath party has ruled Syria as a totalitarian one-party state ever since, taking control of all aspects of education, culture and religion. It maintains its grip through the powerful Mukhabarat (secret police). In 1966 there was an intra-party rebellion against the Ba’athist Old Guard. In 1970 the last of these disruptions took place, when the formal head of state was overthrown in November 1970 by Defence Minister Hafiz al-Assad. Assad instituted a cult of personality, his face plastered on public hoardings, his voice dominating radio and TV, state propaganda declaring he and his family would rule in perpetuity. Hence political slogans such as ‘Assad or We Burn the Country’.

Brief mention of the various wars with Israel during this period, the 1973 war as a result of which Israel occupied the Golan Heights in the far south of Syria; the long series of troubles in Lebanon, namely its civil war 1975 to 1990, the Israeli invasion of 1982 and so on. Most relevant event of Hafiz’s rule was his assault on the city of Hama which was taken over in a rising led by the Muslim Brotherhood, and which he proceeded to raze to the ground, killing up to 40,000 civilians with another 100,000 deported.

Hafiz al-Assad ruled as a brutal dictator till his death from a heart attack in 2000. He groomed his oldest son, Bassel, to succeed him but Bassel died in a car crash in 1994, whereupon Assad recalled his second son, Bashir, who was studying to be an opthalmologist in London, and quickly promoted him through the ranks of the army.

There’s no time to go into detail about the troubled history of the region during Assad’s 30 years in power: enough to mention the 1973 Yom Kippur War when Syria and Egypt united to attack Israel and lost. In 1975 the civil war began in the Lebanon which Assad was closely involved in, and which was to drag on for 15 blood years. Assad deployed the Syrian army to the country, maintaining an armed presence until 2005.

The Cold War

Phillips is an academic. This means he likes to identify issues and then cite conflicting interpretations or opinions about them. Thus, he tells us, it was received wisdom that, during the long Cold War, Middle Eastern states sided with one or other of the two superpowers. Saudi Arabia, the Gulf States and Israel leaned towards America; the more Arab nationalist regimes, such as Egypt, Syria and Iraq, had stronger ties with the Soviet Union.

It’s about here in the narrative that Phillips starts to weigh rival interpretations of established narratives, citing modern scholars who claim that, contrary to Cold War conventions, the countries of the region always had their own agendas and only called on support from each super power as it suited them. Apparently it is a ‘globalist’ view to think of the Middle East as one more region in which the Superpower rivalry played out; it is the ‘regionalist’ view to say that local countries had more agency than the simple Cold War model allows. So, for example, Syria and Egypt attacked Israel in 1973 against the wishes of their Soviet sponsor; in 1982 Israel invaded south Lebanon against the wishes of its American patron (p.16).

America the only superpower in the 1990s

America has had a long ill-fated involvement in the Middle East, above all, of course, supporting Israel, making periodic attempts to find some solution to the Israeli-Palestine conflict. Phillips suggests that between the fall of the Soviet Union and the American invasion of Iraq in 2003, America was credited with having emerged as the world’s only superpower, creating a ‘unipolar’ world, and emboldening the country to intervene in conflicts such as the First Gulf War, Somalia, former Yugoslavia and so on.

Effects of the Iraq War

However, this received opinion was seriously damaged by the American invasion of Iraq in 2003 in which it slowly became clear to all the region’s countries that America was not the superpower everyone had thought it to be, far from it. America had lots of money and men but turned out to be staggeringly incompetent, and easily pinned down by local insurgencies. America’s bluff was called. The superpower was cut down to size. Phillips itemises the seriously destabilising impacts of the Iraq War:

1. Rise of Iran

Iran was the great winner of the invasion of Iraq. Saddam, a Sunni, had imposed his rule on Iraq which is a majority Shia nation. Once he was overthrown and something like democratic elections were held, then Shia parties and Shia religious leaders quickly came to the fore. Many of these had spent decades in exile in Shia Iran, owed their lives, livelihoods, rise to power to Iranian sponsors, militias, to the Iranian Revolutionary Guard. The most notable example was Nouri al-Maliki, who had been an exile in Iran and went on to become Prime Minister of Iraq from 2006 to 2014, implementing aggressively pro-Iranian, pro-Shia policies (which helped to stoke the Sunni resistance). At every level Iraqi political life came to be dominated by Shia Iran.

2. The Kurds become players

Except for the Kurds, who lived in and, as a result of the overthrow of Saddam, got to run the northern third of Iraq. The Kurdish guerrilla movements had fought Saddam Hussein throughout his brutal rule (1968 to 2003). As Iraq sank into sectarian civil war (Shia against Sunni) the Kurds effectively sealed off their northern part of the country from the madness of the Arab south. The success of the Kurds in Iraq emboldened their brother groups and militias in Syria and Turkey.

3. Saudi Arabia stirs

Back to Iran: the rise of Iranian power and influence in Iraq sparked paranoia among Sunni states, none more so than Saudi Arabia. About 15% of Saudi’s population is Shia, mostly living in its eastern provinces which, coincidentally, is also where the oil is. Through the 1970s, 80s and 90s the Saudi regime was happy to fund Saddam Hussein who acted as a Sunni barrier against Iranian ambitions. They funded his long ruinous war against the new Iranian Islamic revolutionary regime, the Iran-Iraq war 1980 to 1988. Phillips calls it a policy of ‘dual containment’. However, Saddam burned his boats when, having brought his country to the brink of bankruptcy, he invaded Kuwait in 1990, thus forfeiting the aid he’d been receiving from Saudi and the Gulf states.

Since Saddam was removed in 2003, Saudi has found itself combating the ever-growing influence of the regional superpower, Iran. Phillips points out that it’s not just power, or the Shia religion, that threaten the Saudis, but the fact that revolutionary Iran embodies a radically different political model. The Saudis are run by an old-style hereditary monarchy, conservative and repressive. Iran presents a completely different religio-political model, with far larger elements of democracy and popular say. This model represents a threat to the Saudi model (p.19).

The rise of the Saudi-Iranian rivalry was perhaps the most dramatic regional shift caused by the Iraq war… (p.20)

4. Rising sectarianism

Talk of Saudi and Iran raises the issue of Muslim sectarianism i.e. the radicalisation of religion. The Americans converted Iraq from being a secular dictatorship which kept a tight check on religious extremism into a hotbed for all kinds of Islamic fanaticism (p.22). Al Qaeda moved into Iraq and grew hugely, countless other sectarian militias were set up and carried out brutal ethnic cleansings. Then, in the early chaos of the Syrian civil war, ISIS arose, mostly led by former Al Qaeda in Iraq soldiers, themselves former officers in Saddam’s army, made homeless when Paul Bremer sacked the entire Iraqi Army.

Why the Arab Spring failed in Syria

Phillips doesn’t make the comparison with Libya but I find if pretty obvious. The Libyans managed to get rid of their dictator, Muammar Gaddafi, but failed to replace him with one unitary government; instead Libya has collapsed into two rival governments because the opposition wasn’t strong or united enough to enforce unity. Same with Syria. There was much opposition to Assad’s regime but a) it was very split along regional, ethnic and sectarian lines and b) the regime managed to keep support from a wide enough range of groups, probably, in the end, the majority of the population which, although not keen on Assad’s repressive regime, feared the alternative i.e. chaos.

For this fear of chaos was another legacy of the Iraq War. Assad simply had to remind his people what had happened next door, in neighbouring Iraq, when an established dictator was overthrown i.e. chaos, sectarian massacre, ethnic cleansing and civil war. Probably the entire Alawi population rallied behind him (10 to 13%), as did the Orthodox Christian minority (8%). The Kurds took the opportunity to rebel but that just reinforced conservative fears that the rebellion would lead to the country’s collapse.

As I understand it, the one key decider for the fate of Arab Spring protests was whether the army and security services went over to the protesters or not. In Tunisia and Egypt they did and the old rulers were overthrown. In Libya it was a split, some did, some didn’t and the country collapsed. In Syria, the army and the network of security services referred to as the Mukhabarat was closely allied with Assad and remained loyal.

As to the splits in the Syrian opposition, this reached almost ludicrous levels, with virtually every town and village in rebel areas setting up their own councils, while a congeries of umbrella groups made up of exiled politicians, based in Turkey, Saudi or Qatar, fought to claim leadership of the movement. Phillips has one hugely telling statistic. At the peak of confusion in the Lebanon Civil War there were some 30 identifiable named militias; whereas, by 2013, a US centre identified 1,050 anti-Assad brigades and 3,250 smaller companies (p.127). It was, and is, like herding sheep.

The Kurds

For a century the Kurds in Iran, Iraq, Syria and Turkey have been seeking, in one form or another, some kind of autonomy if not a self-ruling state. The Kurds make up to 10% of the population of Syria, about 10% of the population of Iran, 18% of Turkey and 20% of Iraq. But as well as engaging in permanent conflict with the Turkish army, enduring periodic genocidal assaults by Assad in Syria and especially Saddam in Iraq, the Kurds have often been divided among themselves.

Phillips gives a clear account of the confusing manoeuvring of Kurdish groups on page 111. In May a Kurdish National Movement was formed which brought together 17 different political parties including the Democratic Union Party or PYD, Syria’s branch of the long-established Kurdish separatist party, the PKK. This broke down because of PYD demands and was replaced in October by the Kurdish National Council, which was more enduring but only contained 10 of the original 17 groups and not the PYD.

The PYD’s militia was named the People’s Defense Units or the YPG. When Assad forces withdrew from some areas held by the YPG, other Kurdish groups and Gulf backers accused it of being in league with Assad, something it strongly denied.

When the Syrian National Council was formed in August 2011 as an umbrella for opposition groups it refused to remove the word ‘Arab’ from its motto of calling for a ‘Syrian Arab Republic’, thus prompting a walkout by the Kurdish delegates. Despite repeated attempts at mediation both sides have refused to compromise. So you get the picture. It is with the Kurds, as with the Arabs in general, a picture of endless bickering disagreement.

Not only this but there is interference from Kurds outside Syria. The collapse of the state in Iraq led to the creation of a Kurdish autonomous area in northern Iraq, but rule of this was contested between the Iraqi branch of the Kurdistan Workers’ Party (PKK), a hard-core Marxist-Leninist guerrilla movement, and the Kurdistan Democratic Party (KDP), a much more conservative nationalist movement, led by Masoud Barzani. So, very broadly speaking, the Kurds were at odds with their Arab partners in the opposition to Assad, and were also divided among themselves.

ISIS

However, the Kurds received a boost in 2014 after the catastrophic fall of Mosul, the main city in northern Iraq, to Islamic State, because this triggered the Americans to become involved. Barack Obama’s administration refused to intervene in the war against Assad but was prepared to give direct support to the YPG in its battles against ISIS. The Americans supplied and organised the fierce campaign, fought 2016 to 2017, to seize back the city of Raqqa in north-eastern Syria, which had become the Islamic State’s de facto capital.

Turkey

The situation of the Kurds is, of course, complicated by numerous external factors, the most obvious of which is that Turkish governments of all flavours remain vehemently opposed to the slightest flicker of Kurdish independence and so have declared the YPG a terrorist organisation, in this respect aligning it with the much more long-established Kurdistan Workers’ Party (PKK), which actually has carried out terrorist attacks, for example, on police stations, in Turkey.

It was concern about the ‘infection’ of Kurdish independence spreading from Kurdish autonomous regions which led Turkey to invade and occupy key areas in the north of Syria, where Turkish forces remain to this day.

Outside forces

1. US

Barack Obama was US President 2009 to 2017. The criticism made of his foreign policy was that he was too optimistic (thought other leaders were as rational and consensual as him) and believed America had more power than the Iraq invasion showed that it actually does.

Regarding Syria, Phillips records how the Obama administration, after initial caution, moved by August 2011 to call for Assad to go. This was what Phillips calls a ‘conflict escalator’: it misled everyone. It misled the Russians and everyone in the region into thinking America might be about to intervene (as in Libya) to arm the opposition and force Assad’s overthrow; thus stiffening Russia’s support for Assad. It stiffened the resolve of opposition groups who thought America would soon come riding to their rescue. It stiffened the resolve of the Assad regime hard-liners who thought they had nothing to lose by behaving more brutally.

Then there’s the issue of intelligence and leverage. America had been bankrolling the Egyptian state for 50 years or so, paying for its food and bankrolling its army. Therefore America had many levers to pull when they decided it was time for long-serving Egyptian president Hosni Mubarak (president from 1981 to 2011) to go.

But the Americans then mistakenly thought they would have the same kind of influence in Syria which, on the contrary, was a) a much more closed repressive regime than Egypt b) had been a Soviet client state since the Ba’ath took power. I.e. the Americans found it easy to topple Mubarak, impossible to topple Assad.

In 2012 Secretary of State Hillary Clinton and head of the CIA David Petraeus presented a plan to vet, train and equip opposition groups (p.143). Obama rejected it and some critics said ever afterwards that this was a lost opportunity to give the rebels the boost they needed to overthrow the dictator and a decade of misery would have been prevented. Phillips, here as everywhere, is enjoyably measured and balanced. He presents the counter-arguments that a) however much the US had given rebel groups events went on to show that Russia and Iran would have matched and superseded it; b) though Clinton et al reassured the Prez that the arms would only go to the good guys and not fall into the hands of ‘extremists’, they would have c) America spent a fortune vetting, training and equipping the police force and armies in both Iraq and Afghanistan who turned out to be either criminally corrupt or simply fled at the first sign of trouble. Seems to me Obama was right to be sceptical about everything to do with discredited foreign adventures.

2. Russia

Dmitry Medvedev, president of Russia 2008 to 2012, prime minister of Russia 2012 to 2020. Vladimir Putin president 2012 to the present. Russia had multiple motives. The Soviet Union had strongly supported Assad’s father, providing weapons and training, though this legacy wasn’t decisive. Similarly, Russia had trade ties with Syria but not as extensive as with Turkey or Iraq.

In 2011 there were protests in Moscow against Putin being elected Russian president yet again so Putin had a vested interest against the Arab Spring popular revolts. A bigger motive was blocking further US influence in the region. In a rare moment the UN Security Council approved armed intervention i.e. air attacks, to support the rebels in Libya; Russia blocked any similar gestures in Syria. If the principle of replacing unpopular/unjust leaders is allowed, it might at some point be used to justify overthrowing Putin himself.

Lastly, anti-jihadism. Fourteen per cent of the population of Russia is Muslim. Putin presented his murderous wars in Chechnya as campaigns against Islamic jihadism. Supporting secular Assad could be presented in the same light as standing up against jihadism, something which became easier when al Qaeda and then ISIS moved in.

There’s another interpretation, which is that Russia had precious little influence over the Assad regime, but shrewdly bet it would be difficult to oust, and gambled on its endurance. Then, once committed, and having been criticised in the West and the Arab world fir its support, it became a matter of prestige, sticking to its guns.

3. Turkey

The leading figure in Turkish politics for the last 20 years has been Recep Tayyip Erdoğan who was prime minister of Turkey from 2003 to 2014, president of Turkey from 2014 to the present.

Turkey began to change its attitude to its neighbours in the Middle East after Erdoğan’s Justice and Development Party (the AKP) was elected to government in 2002. The AFK launched a pivot away from the West (and from the secular policies of Turkey’s modern founder, Mustafa Kemal Atatürk), encouraging Islam and engaging more with its neighbours in the region (pages 35 and 70).

In this spirit Erdoğan set out to overcome decades of enmity with Syria – Turkey had for decades been part of NATO while Syria was firmly in the Soviet sphere of influence. Thus he cultivated a friendship with young Bashar, even flying to Damascus to sign a free trade agreement in 2004.

Turkey’s longest land border is with Syria (566 miles) so the two countries had a vested interest in coming to agreements about trade, crossing points and the vexed issue of water supply.

However, when the protests began at the start of 2011, and especially when Assad’s regime began to crack down, Erdoğan was quick to criticise the regime. By July Turkey was harbouring the group which announced itself as the Free Syrian Army. Erdoğan continued to try to persuade Assad to stand down behind the scenes, but by September had given up and in November made his first speech publicly calling for Assad to go and comparing him to Hitler (p.72).

Phillips suggests a number of reasons for this volte-face. One was that Erdoğan felt personally let down by Assad’s behaviour, and then chagrined that he turned out to have so little influence over him. Second reason is Erdoğan’s Muslim faith and his policy of making Turkey a more Muslim country. Much of the opposition to Assad was Islamic in nature and devout Muslims turning against a secular-militarist regime in Syria exactly mirrored what the AFK was doing in Turkey, trying to dismantle the military, Kemalist ‘Deep State’ in order to make Turkey more Islamic.

Lastly, Erdoğan is a populist and he wanted to make Turkey a leader in the region by appealing directly to the people, to ‘the street’. Hence his support of the Arab Spring revolts, and hence his quick realisation that his position would be jeopardised by association with a man who was hell-bent on turning into a genocidal tyrant (Assad). (This, for example, explains Erdoğan’s recent speeches in support of Hamas; all part of his ongoing campaign to make Turkey leader of the Arab ‘street’, with Erdogan still polling as the most popular leader for Arab youths.)

The situation quickly became very complex but three major facts emerge: 1) Turkey has taken over 4 million Syrian refugees, at obvious cost and burden; 2) Erdoğan remains implacably opposed to the Kurdish forces in Syria and any attempt to set up an independent Kurdish entity; 30 despite much criticism, Turkey appears to have supported al-Nusrah and ISIS, the two most extreme jihadist groups.

4. Saudi Arabia

Salman bin Abdulaziz Al Saud has been King of Saudi Arabia since 2015 and was Prime Minister of Saudi Arabia from 2015 to 2022. Mohammed bin Salman Al Saud, known as MBS, is Crown Prince and Prime Minister of Saudi Arabia.

For decades Saudi worked behind the scenes and kept a low profile. The Iraq War changed that by significantly boosting Iran’s reach and influence. The Saudis perceived the rise and rise of Iran as a threat to be countered, so when the Arab Spring came along in 2011, they reacted in two ways. They were, in general, against populist uprisings because they feared something similar might happen in their own tightly controlled kingdom. And they were against the kind of radical jihadism which had struck several times within the kingdom (p.120). Nonetheless, the biggest decider for the Saudis in Syria was Assad’s traditional alliance with Iran. Being anti-Iran meant they were anti-Assad, and so the Saudis from very early on a) supported anti-Assad forces and b) jostled with Qatar to take control of, host and organise the anti-Assad opposition.

Saudi Arabia is run by a large extended family which have created a complex bureaucracy. Part of the reason it likes ‘leading from the back’ is because it often takes a while to develop a policy position. Compare and contrast smaller, nimbler, quicker Qatar.

5. Qatar

When the war broke out Qatar was ruled by Sheikh Hamad bin Khalifa Al Thani. He abdicated in 2013 in favour of his son, Sheikh Tamim bin Hamad Al Thani, who is current Emir of Qatar. Qatar has developed, over the past two decades, increasingly ambitious plans to be a player in the region. A central symbol of this was the establishment of the Al Jazeera 24-hour news channel in 2006.

Qatar took the lead in the Arab League in the overthrow of Gaddafi in Libya, which gave it an inflated sense of its own power, and its ability to sway the West. Its rulers thought they could pull off the same thing in Syria (p.135).

Phillips not only explains how Saudi and Qatar developed new foreign policies in the aftermath of the Iraq War, he goes on to explain in immense detail, the rivalry and jostling between the two states to support, host and finance the Syrian opposition and how this had the unintended consequence of further splitting and dividing an already highly fractured opposition.

After an initial optimistic moment in 2012, the intervention of the two rival Gulf states had the net effect of making whoever they nominated as leaders of the opposition seem just that, external nominees with little support in Syria itself (p.117). It was damaging and promoted factionalism (p.124).

Qatar supported the Muslim Brotherhood, Saudi Arabia loathed it. Thus Qatar was livid when Riyadh backed the Egyptian military’s overthrow of the Muslim Brotherhood government in Cairo, in July 2013 (p.193).

6. Iran

Iran supported Assad with money, munitions, men and loans, with food and oil for his population. Most importantly Iran lent Assad Qassem Sulemanei, a senior officer in the Islamic Revolutionary Guard Corps, from 1998 until his assassination in 2020 commander of the Quds Force, an IRGC division primarily responsible for extraterritorial and clandestine military operations. According to Phillips Sulemanei was responsible for organising Shia militias in Iraq in their insurgencies against the occupying US forces. Therefore, on the one hand, he had immense experience at organising armies for asymmetrical warfare. On the other hand, the Iranians found the command structures of Assad’s security forces less controllable than they expected.

Sulemanei brought in experienced fighters and officers from Hezbollah, Iran’s proxy force in Lebanon, to strengthen and organise the National Syrian Army which was felt to be weak and undisciplined by comparison.

At its most extreme some critics accused Iran of effectively annexing Syria and keeping Assad on as a figurehead. But Phillips rejects this theory, stating that Assad was always his own man, irritating his Iranian patrons by his obstinacy.

(Israel)

Israel was never a player in the Syrian civil war like the six countries described above. Israel had been enemies with Syria since the latter was one of the Arab nations who attacked the new state at its inception in 1948. Syria then lost the Golan Heights neighbouring north Israel in the 1967 war and failed to retrieve them in 1973.

That said, Assad father and son were content to mostly keep the peace with Israel, preferring to work through proxies in civil war-torn Lebanon. When the protests broke out in Syria in spring 2011 and as the situation deteriorated into civil war, Israel’s position was relatively straightforward: a civil war in Syria kept all its enemies nicely tied up, so Israel was content to watch and not intervene.

The worst case scenario for Israel was the overthrow of Assad by either an Iranian-backed Shia regime (disaster), or a militant Sunni regime (bad), either of which would feel tempted to attack Israel to appease their domestic constituencies. But as the protests turned to conflict and this descended into chaos, it suited Israel for the civil war to be dragged out indefinitely (p.174). Over the 12 years of the war Israel has mostly limited its interventions to local air strikes on what they thought were transports of missiles to Hezbollah forces along their northern border, or the occasional targeted assassination of Hezbollah leaders.

The same continues to be the case in light of this new Gaza Crisis i.e. Israel wants to keep its northern border quiet in order to finish off Hamas (if it can).

An academic study

Phillips is very much the academic, being Professor in International Relations at Queen Mary College, University of London. Sometimes academic studies can be a bad thing and Phillips’s book is certainly dry and schematic instead of dramatic and journalistic. But in his case it’s a good thing. The war quickly developed into a multi-player game of 12-D chess, with a confusing array of forces both inside and outside Syria, whose positions continually changed and evolved i.e. it is fiendishly mind-bogglingly complicated. So I liked the clarity with which Phillips presented the positions and interests of all the different parties: it was like a series of PowerPoint slides, clear and logical.

Actually, more than that, on each slide he does the academic thing of presenting all the reasons for an interpretation (action or decision) and then all the reasons against and I found this very neat and satisfying. It is like a series of hundreds of little academic debates. Could the Kofi Annan peace plan ever have worked? Could the opposition have been organised quicker and more effectively but for the rivalry of Saudi Arabia and Qatar? Might early pressure from Russia have forced Assad to the negotiating table? Phillips notes hundreds of decision points on the journey into anarchy, describes them lucidly, and then assesses with logic and clarity.

It’s quite a hard book to read because it is so dry, and because the situation is so bewilderingly complicated: by about page 150 I was drowning in names and acronyms, and sometimes struggling to focus on his many balanced analyses of the pros and cons of the positions adopted by scores of different countries, leaders, foreign secretaries, armies, militias and so on. It’s a lot to take in and process. But ultimately very worthwhile. I enjoyed it and I respected Phillips’s approach.

Papers and studies

Throughout the text Phillips cites academic studies, papers and theories and some of these are worth recording. He cites the work of J. Michael Greig on civil wars which suggests that peace cannot be achieved until both sides reach ‘a hurting stalemate’ and that this doesn’t occur until about 130 months of fighting and 33,000 deaths (pages 102 and 192).

Russia steps up

The second edition of Phillips’s book was completed in mid-2020. From 2015 to 2020 I had the impression that events moved faster than in the first four years of complex stalemate.

The key turning point in Phillips’s account appears to be Putin’s full-on despatch of Russian forces to Syria in September 2015, the first time Russian forces had been outside the territory of the old Soviet Union since the end of the Cold War. Relations with the US had tanked after Russia annexed the Crimea in March 2014. Russian troops expanded old Soviet bases and runways and the Mediterranean port it had used in the olden days. Russia then mounted air strikes which it claimed to the world were against ISIS but as often as not were against other anti-Assad forces. It was able to assume a dominant role vis-a-vis its nominal partner, Iran. And having boots on the ground brought it into dangerous proximity with Turkish forces as the latter took an increasingly pro-active role, with a limited incursion in 2016 followed by a full-scale invasion of north Syria in 2019. This move, codenamed Operation Peace Spring, was designed to expel Kurdish forces from Turkey’s neighbour and create a 20 mile deep buffer zone. The Turkish aim was also to relocate some of the nearly 4 million Syrian refugees who had taken refuge in their country. Both attacking the ‘terrorist’ Kurds and resettling refugees were domestically popular policies in Turkey, but the brutality of the incursion brought condemnation and sanctions from the West, and Turkish and Russian forces came close to blows until Putin and Erdoğan signed a deal for join patrolling of some of the seized areas.

Anyway, from the Russian intervention of September 2015 onwards, the story speeds up with Assad’s forces, backed by Russia or Iran, slowly retaking key towns and cities and reasserting control in the most populous west of the country; Idlib in the north becoming a sort of safe haven for opponents, where those who surrendered in cities like Aleppo were bussed; uncertainty about how long Turkey will continue to occupy a strip of northern Syria as a ‘buffer zone’; and the fate of the sparsely populated east of the country, liberated by American and Kurdish forces, remains uncertain.

Summary

Having detailed events and turning points up to 2020, Phillips ends his text with a summary of winners and losers, mainly losers:

Turkey

Turkey’s goal of promoting itself as a regional ‘hegemon’ (power) has been ‘shredded’ (p.305). The ‘buffer zone’ Turkey created along its southern border also acts as a physical barrier to greater involvement in the region. The war:

  • resulted in at least 3.5 million Syrian refugees
  • increased domestic terrorism by ISIS and the PKK, who have reignited their violent campaign in eastern Turkey
  • helped a shift towards more autocratic government by Erdoğan

Qatar

Qatar is worse off as a result of the war. Its domestic situation is stable as is its alliance with the US, but:

  • its initial success backing the rebels in Libya soon came to be tarnished by the collapse of the Libyan state
  • it support for the Muslim Brotherhood in Egypt came to an abrupt end in 2013 when the MB government was overthrown in a military coup
  • Qatar was eclipsed as main Arab sponsor of the Assad opposition by Saudi Arabia
  • relations with its Gulf neighbours reached a nadir when, in 2017, Saudi and the United Arab Emirates, along with Egypt and Bahrain, cut diplomatic ties with Qatar and imposed a trade and travel ban

The outcome was the opposite of the region-bestriding influence Qatar had hoped to project after its successful support of the opposition in Libya in 2011.

USA

Barack Obama wanted to turn the page on the Bush wars and he succeeded in resisting siren calls for a full-on engagement against Assad in early and mid-2011. No more occupying Middle Eastern countries, good. When he did intervene it was in specific areas to help specific allies (the Kurds) destroy ISIS and, when that goal was more or less accomplished, he withdrew. I admire Obama for this.

But critics say he was responsible for a massive diminution of America’s reputation in the region. All the opposition groups were disappointed, as were regional allies such as Turkey and especially Saudi Arabia, by America’s failure to intervene. America’s limited intervention opened the space for the expansionism of Iran but especially of Russia.

Trump was worse. Despite claiming to be the opposite of everything Obama represented, Trump, following his instinctive isolationism, had the same general effect of undermining American authority and fostering a more multipolar Middle East. More chaotic, harder to control. Hence lots of articles like this:

Saudi Arabia

Experienced a mild succession crisis with the death of King Abdullah in 2015 but, in the event, he was smoothly succeeded by Salman and his activist son, Mohammed bin Salman. But MBS, as he’s known, hasn’t found foreign policy as easy as he thought. Saudi:

  • failed in its aim of overthrowing Assad
  • failed in its aim of stemming Iranian influence (although supporting the opposition in the field ensured that Iran drained its coffers supporting the regime and Hezbollah)
  • has found it difficult to end the civil war in Yemen which it exacerbated (the Saudis support Yemeni president Abdrabbuh Mansur Hadi’s government against the Houthi rebels who are supported by Iran; it’s a proxy war between the two, as is Syria)

Iran

On the plus side, Iran:

  • preserved the Assad regime and hugely increasing its say and influence in Syria
  • which meant also securing a land route to supply its proxy in Lebanon, Hezbollah
  • maintained sway over Iraq
  • three developments which go towards creating a crescent of Iranian influence from Iran, through Iraq, through Syria and into Lebanon

On the downside, Iran likes to project itself as a defender of all Muslims but its defence of Alawite Assad, using Shia Hezbollah, and fighting against the numerous Sunni opposition groups, badly damaged that unifying goal. Also, all this came at a large economic cost, exacerbated by ongoing US and Western sanctions (some about Syria, some ongoing squabbles about Iran’s nuclear programme).

Israel

Israel managed to keep out of the war and to stop it spilling over onto its territory, by a) coming to selective agreements with rebels holding the Golan Heights, b) by launching selective strikes against Hezbollah, with Russian acquiescence (after personal meetings and negotiations between Netanyahu and Putin, which Phillips describes in fascinating detail).

Russia

Russia is arguably the biggest winner from the Syrian civil war. Russia:

  • secured domestic security from Islamic terrorism (Russia was happy to see thousands of jihadis from the Central Asian republics head off to Syria to be killed)
  • continued to expand its economic reach into the Middle East
  • boosted its regional credentials at the expense of waning US power

However, with no end in sight to the war, there are questions about how long Russia can continue to pour aid into a broken country, and Syria is unlikely to ever become a profitable trading partner.


Credit

The Battle for Syria: International Rivalry in the New Middle East by Christopher Phillips was first published by Yale University Press in 2016. References are to the revised paperback edition, published 2020.

Related reviews

Fiasco: The American Military Adventure in Iraq by Thomas E. Ricks (2006)

Perhaps the worst war plan in American history.
(Fiasco: The American Military Adventure in Iraq, page 115)

‘It failed utterly.’
(Verdict of Marek Belka, Prime Minister of Poland which contributed troops to the coalition, describing the entire American project to invade and ‘liberate’ Iraq, p.347)

Bad assumptions

The US Army invaded Iraq on 20 March 2003. The moving forces behind the invasion – Vice President Dick Cheney, Secretary of Defence Donald Rumsfeld, Deputy Defence Secretary Paul Wolfowitz and Under Secretary of Defence for Policy, Douglas Feith – said the war would be over in a matter of months, would require the bare minimum number of troops and would pay for itself out of Iraq’s increased oil revenue. They based these conclusions on the assumptions that:

  1. large numbers of Iraqi security forces would be willing to change sides and help the occupiers
  2. the ‘international community’ would pick up a lot of the task of reconstruction, meaning other Western countries, NGOs etc
  3. a provisional Iraqi government would spring into being within months which the US could hand interim authority over to i.e.  they could stop being responsible for everything
  4. the war would not cost much ($1.7 billion, the head of the US Agency for International development, Andrew Natsios, told Ted Koppel on the Nightline TV show, p.109) and this would all be paid for out of the new democratic and grateful Iraqi government’s oil revenues

All four of these premises, along with most of the other assumptions made by the invasion’s planners, turned out to be completely fallacious. To take one very specific example, the advance units of the American Army were told to expect the Iraqi forces they faced to quickly surrender or maybe even desert to them. In the event, none did. Everything else was like that – completely wrong and unexpected.

The US-led invasion was launched recklessly, with a flawed plan for war and a worse approach to occupation. (p.3)

There were plenty of critics who warned of the probable consequences:

  • Michael O’Hanlon from the Brookings Institute
  • Pentagon official Alina Romanowski (p.65)
  • Marine Corps General Anthony Zinni (p.51)
  • a conference of 70 national security and Middle East experts (p.72)
  • General ‘Stormin” Norman Schwartzkopf (p.82)
  • Air Force strategist Colonel John Warden (p.108)
  • defence consultant Gary Anderson (p.137)

and plenty of others, predicted that the Americans would be entering an ethnic and religious minefield and get drawn into a country which was likely to collapse and split along ethnic or religious lines, requiring US forces to be there for 5 years or more. All correct predictions, all ignored or rubbished by the hawks, Cheney, Rumsfeld, Wolfowitz, Feith.

More than one critic assigns the consistent errors of the neo-con Republican hawks to ‘intellectual arrogance’ (p.99). Like Liz Truss and Kwazi Kwarteng, they knew they were right and all the critics, all the academics, regional experts, and senior army officers were dismissed as unduly negative, lacking vision, enemies of growth or America, anti-patriotic pessimists. ‘Rumsfeld’s self-confident stubbornness made him a big part of the problem’ (p.169).

They think it’s all over

The most profound mistake was thinking that once they had seized Baghdad, the Americans would have won the war. In fact, as they quickly found out, it was only the start of the conflict. The Rumsfeld-Wolfowitz clique thought they would be greeted like an army of liberation, like the Allied armies who liberated France in 1944. Instead, almost all Iraqis quickly came to regard them as an army of occupation, and many of the soldiers behaved like one, bullying, abusing and threatening all the locals they met. Aide to Rumsfeld, Lawrence Di Rita, told the press that US forces would be in Iraq for 120 days, tops (p.106). In fact US forces were to remain in Iraq for over 8 years.

No phase IV plan

And here’s where the greatest fiasco occurred. The Americans had no plan for what to do once they had overthrown Saddam Hussein, no planning at all for what was called, in military terms, Phase IV of the invasion i.e. the aftermath (p.151). Ricks, with his typically forensic and cerebral approach, cites two of the most famous theorists of war on just this subject:

  • The first requirement in war is not to take the first step without considering the last (Karl von Clausewitz)
  • To win victory is easy; to preserve its fruits, difficult (Sun Tzu) (p.59)

For the crucial months of April, May and June 2003, after they had won the actual war, the Americans delayed and prevaricated while they tried to cobble together a plan for the reconstruction of the country and installation of interim government. It was, as Captain David Chastain, a 3rd Infantry Division officer put it, ‘a clusterfuck’ of chaos (p.151).

President Bush realised the need for some kind of post-war administration late in the day and, just a month before the invasion, appointed retired Lieutenant General Jay Garner to post of Director of the hurriedly cobbled together Office for Reconstruction and Humanitarian Assistance for Iraq (ORHA).

In the event Garner’s term in post lasted less than a month, from 21 April to his abrupt replacement by L. Paul Bremer on 11 May. In fact the entire ORHA was abruptly closed down and replaced by another hastily cobbled organisation, the Coalition Provisional Authority (CPA). Neither ORHA nor CPA were properly staffed or organised, with new staffers being hired and flown out to Baghdad in a mad hurry, with minimum or zero qualifications, handed roles they were woefully inexperienced for, throughout the spring.

‘No clear strategy, very little detailed planning, poor communications, high personnel turnover, lots of young and inexperienced political appointees, no well-established business processes,’ (Colonel Ralph Hallenbeck who worked at the CPA, p.203)

Crucially – decisively – with no actual plan to hand, the Americans’ delay meant they lost the initiative, which passed over to the various types of religious, political and ethnic opposition groups or allowed these groups to come into existence and establish themselves. These groups seized abandoned government arms, organised, made plans, and commenced the ‘insurgency’ which was to bring havoc, violence and death across Iraq for the next 8 years.

Thomas E. Ricks

Thomas E. Ricks was a reporter for the Wall Street Journal for 17 years, latterly a specialist in the US military, until he joined the Washington Post in 2000 as senior Pentagon correspondent. His extremely detailed and thorough account of the invasion and its aftermath was published in 2006, three years into the painful and protracted unravelling of America’s plans.

Far from…

Far from being over in a few months with minimal casualties, the war in Iraq was to drag on until December 2011, lasting 8 years and nearly 9 months.

Paul Wolfowitz predicted the locals would welcome the Americans, there would be no ethnic fighting and that within a few months of victory, the troop numbers would be down to 34,000 (pages 97, 98 and 106). However, far from requiring a minimal army of 130,000 the troop numbers rose to a peak of 200,000 which most commentators still thought wasn’t enough. The Rand Corporation published a report claiming the task the US set itself would have required 500,000 troops. According to Army Central Command planner Colonel Agoglia, Wolfowitz suffered from ‘a complete and total lack of understanding’ of what was need to invade Iraq and create a new, independent state (p.128).

Far from costing a few billion dollars which would be paid for by the country’s own oil revenue, the US Congressional Budget Office has estimated the total cost of the war in Iraq to the United States will be around $1.9 trillion.

Legacy of the Gulf War

Many people thought Bush Jnr wanted to complete what his dad, George Bush Senior, began with his ejection of Saddam from Kuwait in 1991. Republicans and foreign policy hawks came to regret how the father ended the 100-hours war as soon as the Iraqi forces were expelled back onto Iraqi soil. Specially when Saddam went out of his way to prove what a bastard he was by massacring the Marsh Arabs who Bush Senior had encouraged to rise up against their dictator, and then turned his wrath on the Kurds in the north, who he drove from their towns and villages into the freezing mountains where many perished before the ‘international community’ stepped in to enforce a no-fly zone (Operation Northern Watch, p.13).

Throughout the 1990s the Allies maintained this no-fly zone despite Saddam’s policy of continually nagging and provoking them, and also enacted strong sanctions against the regime. He remained a thorn in the side of successive American administrations. Foreign policy hawks became obsessed with the idea that Saddam was moving heaven and earth to build facilities for creating weapons of mass destruction i.e. chemical, biological and nuclear weapons.

In response to these provocations and paranoia, in October 1998 removing the Iraqi government became official US foreign policy with the enactment of the Iraq Liberation Act. This followed the creation of an advocacy group of neo-conservative Republicans, the Project for a New American Century, set up in January 1998 to lobby then-President Clinton for regime change in Iraq. Members included Rumsfeld, Wolfowitz, Richard Armitage, future UN ambassador John Bolton and other hawks, who were to come into power when George W. Bush was elected president in November 2000.

Choosing to attack Iraq on a false prospectus

Hence, within days of the 9/11 attacks, President Bush and senior figures in his administration (vice-president Dick Cheney, Secretary of Defence Donald Rumsfeld) began soliciting opinions from State Department officials and the military about the feasibility of completing the job of getting rid of Saddam.

Little over a month after 9/11 the US attacked Afghanistan whose Taliban rulers had refused to surrender Osama bin Laden who had emerged as the culprit for the 9/11 attacks. But alongside the Afghan plan, a definitive assault on Saddam’s Iraq was being planned.

Throughout 2002 the administration ramped up the pressure with an escalating series of deadlines for Saddam to surrender his weapons of mass destruction, obey sanctions and so on. Saddam’s truculence and mishandling of UN weapons inspectors played with into the US hawks’ plans.

Colin Powell’s day of shame

Early in 2003, on 5 February, Bush sent Secretary of State Colin Powell to the UN to make America’s case, to present ‘evidence’ that Iraq was hiding unconventional weapons. His presentation to the UN was later shown to be wrong and misleading in every single detail (pages 90 to 93). The Americans were warned by British and other security services, at the time, that this ‘evidence’ was very flaky, based, for example, on the claims of an Iraqi emigrant living in Germany who later admitted having falsified his testimony (p.91). The monitoring efforts of the International Atomic Energy Agency had found no evidence of WMD at all – but the Bush administration ignored anything which stood in the way of their determination to overthrow Saddam.

The Bush White House case was based on the claims that a) there was a direct link between Saddam Hussein and al Qaeda and b) that Saddam had ‘weapons of mass destruction’ that posed a serious threat to the West. Whereas:

  • in 2004, the 9/11 Commission concluded there was no evidence of any relationship between Saddam’s regime and al-Qaeda
  • and no stockpiles of WMDs or active WMD program were ever found in Iraq (p.375)

Has any US president ever told such a pack of lies with such catastrophic consequences? Ricks doesn’t hold back.

  • Blame must lie foremost with President Bush himself, but his incompetence and arrogance are only part of the story. It takes more than one person to make a mess as big as Iraq. (p.4)
  • President Bush’s response to the growing violence in Iraq was even more painfully wrong than Rumsfeld’s. (p.172)

Ricks’s intelligence and authority

What makes Fiasco such a blistering record of the intellectual arrogance, blinkered ignorance, chaotic mismanagement, wishful thinking and stupidity which characterised the American invasion of Iraq is the supreme intelligence and incisive analysis Ricks deploys on every page. He is an extremely clever guy, a deep thinker, with the added huge advantage of managing to get pretty much all the key players, all the senior people at the State Department (America’s Foreign Office) and Pentagon (the military), to talk to him and give often scathing and bitterly critical insights into the chaos and mismanagement which operated at every level of the US administration.

But it wasn’t just the US government and key figures in the US army who made terrible mistakes and miscalculations. The press was shamefully complicit in this slack, badly planned wishful thinking. Ricks names and shames the cheerleaders for the invasion in the American press and TV, some of whom saw their careers destroyed for recklessly supporting the administration (Ricks singles out New York Times reporter Judith Miller for particular criticism, p.35).

And Congress pitifully failed in its duty to review the executive’s plans, especially war plans. Members of Congress were intimidated by the great wave of patriotic rhetoric flooding the airwaves. In the feverish mood after 9/11 Congress didn’t want to seem unpatriotic and so subjected the administrations plans to pitifully inadequate questioning, and failed in its duty of overseeing the Executive branch of government (p.88 and p.387). Fail fail fail.

Ricks subjects specific each of the main players, in the White House, State Department, Pentagon and Army to detailed and authoritative profiles and then withering analysis of their failures, which leave virtually none of their reputations intact.

General Tommy Franks, the man given overall charge of the invasion, was widely thought to have no grasp of strategy; he was a tactical, operations man incapable of seeing the big picture.

  • ‘[Franks] ran an extremely unhappy headquarters’ (p.33)
  • ‘the intellectually shoddy atmosphere that characterised war planning under Franks’ (p.34)

Thus it was that Franks fell in with Rumsfeld and Wolfowitz, who both continually demanded a smaller force, chipped away at the proposals, demanding that army commanders reduce their numbers to a size which was to prove completely inadequate for the task ahead. As late as April 28 Wolfowitz was insisting the Americans only needed the 135,000 troops they had so far deployed, even as the evidence came in that this was completely inadequate. Ricks’s description of the shambolic office run by Under Secretary of Defense for Policy, Douglas Jay Feith, beggars belief:

  • The owlish Feith was a management disaster who served as a bottleneck on decision making. (p.76)
  • ‘the dumbest fucking guy on the planet’ according to Tommy Franks (p.78)
  • ‘incredibly dangerous’, according to general Jay Garner (p.78)

Franks announced his retirement very soon after combat operations finished, on 22 May 2003. He was replaced by General Ricardo Sanchez who, according to the sources Ricks speaks to, struggled with the scope of the role. Lieutenant Colonel Christopher Holshek: ‘He was in over  his head. He was a fulfilment of the Peter principle’ (p.173).

‘Historians will remember Sanchez as the William Westmoreland of the Iraq War – the general who misunderstood the nature of the conflict he faced and thereby played into the enemy’s hands,’ retired army Colonel Andrew Bacevich (p.392)

Who would have suspected so many senior administration officials were so incompetent and divisive?

Strategy versus tactics

Quite apart from the riveting and mind-boggling stories on every page, two big concepts underpin Ricks’s account. One is the difference between strategy and tactics. He explains that to ascertain strategy you must ask four questions:

  1. who are we?
  2. what are we trying to do here?
  3. how will we do it?
  4. what resources and means do we need to do it?

Answering those questions completely and correctly gives you your strategy (p.127). Once you have established this, tried and tested it against the evidence, then you are in a position to start developing the tactics which you will apply in specific situations or areas which will all work towards achieving your overall goals.

Ricks shows in fascinating detail how the general in overall command of the war, Tommy Franks, was great at working out detailed tactics but completely failed to grasp the overall strategy, which was itself laughably unrealistic, the ambition not only to overthrow Saddam but to re-engineer the entire Middle East to suit America and Israel’s convenience. The result was that the US effort more closely resembled a coup in a banana republic than a deeply through-through, carefully worked out, large-scale, long-term plan to alter the politics of a crucial part of the globe (p.128).

The neo-conservative Republicans who drove the invasion thought there was no need for a phase IV because the Iraqi population would greet the Americans with flowers and kisses (p.96), Iraqi politicians would quickly set up their own government, and their army and police would manage the transformation of Iraq into a shiny new democracy. They were completely and utterly wrong (p.170).

The looting

Before the invasion phase of the war (19 March to 30 April) had even finished, Iraqi society began to fall apart. The TV cameras caught the pulling down of the massive statue of Saddam at the centre of Baghdad on 9 April 2003 (I remember watching it live on TV; it took ages). But even as they did so the epidemic of looting, burning and destruction of the country was beginning. The French, liberated from their Nazi occupiers carried on with their civic duties. The Iraqis, liberated from Saddam’s totalitarian rule, went mad with a spectacular outburst of civil disorder and chaos on the streets.

And did the Americans have the manpower to enforce security, law and order? No, because Rumsfeld and Wolfowitz and their creature at the Pentagon, Douglas Feith, and the many other true believers, had moved heaven and earth to have the smallest possible supply of boots on the ground.

Interviewed on TV Rumsfield famously dismissed the looting by saying freedom is messy (p.136). In other words, he was a cretin. He and his fellow believers didn’t realise that it was in those early days that America lost the respect of the nation they had conquered, that an entire people saw American soldiers standing by idly while ministry buildings were comprehensively sacks, looted and set on fire, criminal gangs roamed the streets, cars were hijacked, civilians kidnapped, women raped. Not my problem, said Rumsfeld.

Excellent at sending laser-directed bombs at infrastructure targets, the American Army turned out to be useless at enforcing law and order. Within days many Iraqis began to pine for the good old days under Saddam. At least under the tyrant the streets were safe to walk or drive through. It is vital for an invading force to gain the population’s trust and to display competence and command. During the orgy of looting the US forces lost all this and never regained it (p.136).

Mission accomplished?

On 1 May Bush made his Mission Accomplished speech aboard the USS Abraham Lincoln cruising off the coast of California (p.145). Ricks goes out of his way to say that Bush never used the phrase ‘mission accomplished’, it was just the words on a huge banner hanging behind him. But even to an informed amateur like myself it was obvious what a stupid, short-sighted and profoundly ignorant speech it was. The Americans’ problems were just starting, as anybody who knew anything about the Middle East or the Arab world could have told the hawks for the price of a pint.

Weapons of mass distraction

It is amusing to learn how, during these crucial first days and weeks, US forces wasted an immense amount of time and resources searching for the non-existent weapons of mass destruction instead of policing the streets, which is what a country descending into chaos needed (p.146).

What’s more, in the quest for phantom WMD, American forces left hundreds of thousands of conventional weapons untouched, partly for fear that detonating them might blow up gas or chemicals, mostly because they were looking for the phantom factories and warehouses. And so they allowed insurgents-in-the-making to walk in and loot vast amounts of arms and munitions and walk off with them at their leisure. Breath-taking, amazing stupidity.

hence the jokey phrase that the non-existent weapons of mass destruction in practice turned out to be weapons of mass distraction, distracting US forces from the more straightforward and useful task of securing Iraq’s armouries. Not only were WMDs a fake reason for the invasion but they then significantly contributed to the arming of the insurgencies which were to bedevil the American occupation.

Definition of ‘the initiative’

In late April and early May the Americans, with no clear plan in place and insufficient personnel to secure the country, lost the initiative. In most people’s hands this would be a phrase, but what makes the book outstanding is the way Ricks gives these terms careful definitions, often within the specific context of military doctrine. Thus he defines ‘the initiative’ as ‘the ability to choose the time and location of battle, a key and often decisive factor in any military engagement’. Instead, the Americans’ drift and lack of direction handed the initiative over to countless angry insurgents.

According to the Pentagon, 250,000 tons of ordnance was looted, providing a significant source of ammunition to the future insurgents. In addition, the Iraqi army and Republican Guard had created hundreds of hidden weapons caches before the invasion in preparation for prolonged resistance.

There weren’t enough US troops:

  • to stop the looting which wrecked then occupiers reputation and damaged important infrastructure
  • to secure the borders, specially in the west with Syria, across which streamed zealous jihadis
  • to train new Iraqi police, a task delegated to contractors
  • to supervise detainees who swiftly filled the gaols to overflowing

Chronic lack of personnel in each of these areas – on the direct personal orders of Rumsfeld – was have catastrophic consequences (p.147).

The scandal of Abu Ghraib

The most florid and attention-grabbing was the complete failure to prepare to handle the large number of detainees the army soon started rounding up and sending to prison to be interrogated. Which prisons? The same ones Saddam had used such as Abu Ghraib just west of the capital, only even more degraded and squalid than during his time. So much for ‘liberation’.

There weren’t enough trained interrogators who could speak Arabic, so interrogation often ended up as a lot of slapping and shouting, plus the new techniques of waterboarding and other forms of abuse and torture. What was required was Military Police but large units of these had been deliberately and specifically dropped from the invasion plan by Rumsfeld in person. And it was this Rumsfeld-created shortage of Military Police or soldiers trained to run such facilities meant they were run by the likes of the badly trained and inadequately supervised junior soldiers who took all those photographs of terrorising Iraqi prisoners at Abu Ghraib which leaked out with a catastrophic loss of reputation for America, for all time. A reputation for holding the moral high ground, around the developing world, which it will never really capture (pages 197 to 200 and 290 to 293, 296 to 297).

The notorious photos from Abu Ghraib prison showing untrained low-ranking American soldiers abusing Iraqi prisoners

One of the keys to winning a counterinsurgency is to treat enemy captives well; if won over with leniency and understanding, today’s captive may be converted to tomorrow’s mayor or council member, a useful ally in reconstructing civil society (p.421). So how did America treat its prisoners? Worse than animals. Hence 8 years of war.

Bremer’s historic mistakes

Within a week of taking over command of the Coalition Provisional Authority, L. Paul Bremer made his two infamous decisions (pages 158 to 165):

  • Coalition Provisional Authority Order 1 banned the Ba’ath party in all forms and banned from public life anyone who had been a member of the party, no matter how lowly
  • Coalition Provisional Authority Order 2 dismantled the Iraqi Army, 23 May 2003

The first one deprived over100,000 generally honest Iraqi citizens of their livelihoods. The second did the same to about 400,000 members of the armed forces. Both were overnight deprived of their livelihoods, income and the respect so important in an Arab country. Some were angry and protested outside the newly established Green Zone. Others took steps to join the nascent insurgencies, many of which offered them cash to join.

Ricks quote numerous army officers such as Major General Renuart, saying things like: ‘That was the day that we snatched defeat from the jaws of victory’ (p.163) or Colonel Alan King: ‘May was the turning point. When we disbanded the military and announced that we were occupiers, that was it’ (p.164); Colonel Paul Hughes: ‘When we disbanded the Iraqi army we created a significant part of the Iraqi insurgency’ (p.191) and many more like them.

More strategically, in a country riven by ethnic and religious divisions, the army had (as in so many developing countries) been one of the few unifying national institutions. Not only did abolishing it turn hundreds of thousands of angry and well-trained soldiers into insurgents, it hugely exacerbated ethnic division (p.163).

Counter-insurgency

The other Big Idea which increasingly comes to dominate Ricks’s accountt is that of counter-insurgency. In brief, it became more and more obvious to intelligent observers (i.e. nobody in the Bush administration) that the Americans were fighting the wrong kind of war. The army had been briefed from top to bottom to fight a conventional war, advancing in formation, accompanied by tanks and air support overhead, against conventional forces arrayed in trenches or battle formation etc.

First of all the military was blindsided when, having won the conventional war in a matter of weeks, it turned out that they were being called on to maintain the peace, enforce law and order, manage the never-ending influx of detainees, something none of them had been trained for (Abu Ghraib).

But then the situation took a further turn, as the insurgents, taking advantage of the Americans’ complete lack of a plan, began to launch an insurgency. It took the people in charge, in the Pentagon and State Department months and months to realise this was what was happening. The conflict changed from the quick, easy war they’d been bragging about into another Vietnam-style, prolonged, small-scale, low-level insurgency, precisely the kind of thing they’d sworn blind would never happen.

What is counter-insurgency?

In a conventional war your aim is to kill as many of the enemy as necessary until they surrender and cease to be combatants. The civilian population are uninvolved bystanders to the clash between two uniformed, centrally organised armies. In an insurgency the opposition does not wear uniform, blends in with the civilian population, launches small attacks on vulnerable targets (police stations, foot patrols) before disappearing back into the population.

Therefore, the key plank of counterinsurgency warfare is to win the population. The population are the battle space and the goal of counter-insurgency. Only with the passive assistance of the general population can an insurgency survive. If you win over the population, the insurgents have no background to slip back into. The general population is the goal and therefore you do everything in your power to win them over.

How? By providing what they need: bringing security, enforcing law and order, getting the electricity and drinking water working. Above all you are polite and respectful. A country like Iraq gives great importance to personal dignity, especially of the male head of households or the elders of communities, villages and tribes. Therefore extreme respect must be shown at all times. The army must go out of its way to win the respect and trust of the civilian population. That is the only way to slowly, patiently, strangle an insurgency, by steadily reducing the pool or recruits and the places it can hire.

Did the Americans practice counter-insurgency?

No, they did the exact opposite. Hence the 50 page-section Ricks ironically titles ‘How to create an insurgency’ (pages 149 to 200).

The Americans stood by while the country collapsed into chaos, the Americans did nothing as criminal gangs roamed the streets. The Americans allowed government ministries, museums, schools and hospitals to be looted and destroyed.

On a personal level, the Americans were extremely rude and aggressive with Iraq civilians. They forced other road users off the roads. They drove round pointing their guns at everyone. They shot first and asked questions later, killing unarmed civilians in the process, on several notorious occasions killing Iraqi policemen who they themselves had helped to train (by accident and incompetence, rival night patrols opening fire on each other, that sort of thing).

And the Americans carried out systematic abuse of prisoners or ‘persons under control’ (PUC). Ordinary soldiers developed an attitude called ‘Fuck a PUC’ (p.278), yelling and abuse was the start which often escalated to beating, punching, up to breaking bones, threatening with guns etc.

As the insurgency ramped up, US forces took to raiding entire quarters of any town or city where an insurgent attack took place, kicking open the doors of domestic houses, waving guns around, chucking hand grenades into cellars, corralling women and children screaming with terror into the main room and telling them to shut the fuck up. Very often they deliberately humiliated the man of the house in front of his women and children, forcing him to the floor, kneeling on his neck, yelling abuse, letting off pistols right by his ear. Ricks tells the story of the soldier who told an older man he was going to execute one of his two sons and to pick which one to save and which one to condemn to death before taking one of them outside, out of sight and firing his gun, reducing the father to tears of hysteria (p.273).

At a higher, operational level, the Americans made the bad mistake of regularly rotating troops back to the States. This meant that individual commanders and soldiers on the ground were just beginning to establish relationships with local communities, civic leaders and so on, building trust and respect, when they were moved on and a new bunch of soldiers came in who had to start all over from scratch (p.142).

In short, the Americans broke every rule in the counter-insurgency guidebook and did everything they possibly could to turn the entire population against them.

Ricks makes the specific point that men who had been publicly humiliated in the way I’ve described, were compelled by their culture’s sense of honour, to redeem their manhood. Even if they didn’t particularly want to, or weren’t naturally violent, their culture demanded they strike back to redeem themselves and so hundreds of thousands of men were recruited to give active or passive assistance to the insurgency.

It took over a year for the Americans to realise they were fighting the wrong kind of war. Ricks’s book is absolutely riveting as he describes the way some military leaders (Major General David Petraeus, Marine Corps General James Mattis) always knew this or learned it and promulgated it to the divisions under their command.

Classic guides to counter-insurgency

Ricks’s description of counter-insurgent warfare is so insightful and clear and useful partly because he cites classic works on the theme. These include:

Galula’s book lays out four principles:

  1. The aim of the war is to gain the support of the population rather than control of territory.
  2. Most of the population will be neutral in the conflict; support of the masses can be obtained with the help of an active friendly minority.
  3. Support of the population may be lost. The population must be efficiently protected to allow it to cooperate without fear of retribution by the enemy.
  4. Order enforcement should be done progressively by removing or driving away armed opponents, then gaining the support of the population, then strengthening positions by building infrastructure and setting long-term relationships with the population. This must be done area by area, using a pacified territory as a basis of operation to conquer a neighbouring area.

These echo the four principles laid out by a British soldier, Sir Charles Gwynne, who wrote in his 1939 textbook ‘Imperial Policing’ that, because counter-insurgency is primarily a political strategy (p.266):

  1. the civil power must be in charge
  2. civilian and military powers must cooperate closely in everything to ensure one chain of command and unified approach
  3. if required, action must be firm and prompt
  4. but force should always be kept to an absolute minimum to avoid losing the population

Or to put it another way:

  • A lesson of every successful modern counterinsurgency campaign [is that] violence is the tool of last resort, especially for troops foreign to the local population (p.225)
  • The great body of successful counterinsurgency practice…holds that firepower should be as restrained as possible. (p.234)
  • One of the most basic concepts of counterinsurgency campaigns, that they succeed when a minimum of firepower is employed. (p.250)

For in counterinsurgency warfare, the population is the prize (p.318):

  • Classic counterinsurgency doctrine…holds that the objective is first to gain control of the population and then win their support. (p.250)
  • ‘The population…becomes the objective for the counterinsurgent as it was for his enemy’ Galula, quoted p.266)
  • ‘Success in a counterinsurgency environment is based on winning popular support, not on blowing up people’s houses’ (p.315)

The immensely complicated effort required for modern warfare

Obviously the US invasion and occupation of Iraq was catastrophic in all sorts of ways which Ricks’s book describes in excruciating detail. But what really comes over is a sense of how complicated it is a mount a modern military campaign, at how many levels or aspects you have to manage to manage so many people with so many conflicting priorities and opinions.

At the very least there’s the international diplomatic scene to be managed, relationships with NATO partners as well as with the usual antagonists at the United Nations, Russia and China.

There’s public opinion which has to be managed and, in this case, lied to about weapons of mass destruction, in order to psych it for war.

But Ricks’s book makes abundantly clear that the real struggle comes within your own administration itself, where you need a) the right person as minister of war and b) the right person in charge of the Army; you need c) both to be in charge of functioning, well-managed organisations, and d) the two top guys to be able to communicate and work together to a shared goal.

One small criticism

Obviously the book only goes up to early 2006, when it was published, whereas the conflict continued on until 2011. My 2007 paperback edition has an afterword in which Ricks gives several scenarios to how he thinks the conflict might play out.

It’s not really a criticism but the one big thing I wish the book had contained was more about the contemporaneous situation in Afghanistan. Given the tremendous detail Ricks goes into about the structure and bureaucracy and funding and planning and key personnel of the US military in Iraq, it feels like a big piece of the jigsaw is missing in that he only occasionally mentions that the US was fighting a whole other war, in Afghanistan, at the same time.

I would expect that the commitment to Afghanistan caused all kinds of problems for the Army planners mapping out the plans for Iraq, but you don’t get any detail on that. I would also have expected lessons learned in one place to be applied to the other i.e. there must have been dialogue between the occupying forces in both countries, but Ricks gives no sign of it.

Relevance to Ignatieff’s theories

The aim of Michael Ignatieff’s 2003 book Empire Lite is to argue that, given the chaos which has engulfed numerous weak and failing states in the light of the withdrawal of the two superpowers from their imperial dominance at the end of the Cold War, America, if it wants to achieve geopolitical security, needs to really commit to imperial intervention in the worst of these failing states and to ‘state building’ there.

Some countries, Ignatieff argues, can only conceivably be saved by imperial intervention, by which he means long-running and deep commitment to put troops on the ground and stay the course, to establish peace between warring ethnic groups and build the apparatus of a state, not just the usual guff about ‘internationally supervised democratic elections’, but the infrastructure stuff which really counts, from education to clean water.

My reply to Ignatieff is that the Americans tried to do this – in a reasonably planned way in Afghanistan, for a good 20 years, in a far more chaotic, make-it-up-as-they-went-along way in Iraq. And the point is that they failed in both. America’s engagement in both countries amount to two different but extended and very expensive attempts to implement Ignatieff’s proposal for longer, deeper Western involvement in developing countries riven by ethnic conflict and civil war. Surely the conclusion of both experiments is that such extensive and expensive commitment by the West does not work.

In reality America, and her half-hearted allies in NATO, are committed to trying to control situations in a huge number of countries round the world:

  • the US controls about 750 bases in at least 80 countries
  • in 2020 the US had around 173,000 troops deployed in 159 countries (source: al Jazeera)

But never again will the US and its allies invade a country with the blithe confidence that it can impose western norms of law, politics and democracy.

Iran triumphans

According to a 2019 US Army study, the only country to emerge as victor of the Iraq war was America’s long-time nemesis, Iran. Although they make up a majority of the population of Iraq, Shia Muslims were liable to repression and imprisonment under the rule of Saddam, a Sunni Muslim, especially in light of the terrible Iran Iraq war (1980 to 1988). The overthrow of Saddam and American promises to implement democracy immediately placed Shia parties in a commanding position. This led to internecine fighting between Shias and Sunnis with entire areas of Baghdad ethnically cleansed at the cost of much torture and bloodshed. It led to the sudden rise to prominence of Shia cleric Muqtada al-Sadr.

But above all it meant that, whichever party won power, which ever government ran Iraq, would include figures who had been in exile in Iran, were mentored by Iran, were under the control of the Iranian government. Twenty years later Iraqi politics remain fraught and complex but the one unqualified winner to emerge from the whole shambles was Iran. And it was the increased ‘threat’ from Shia Iran which hardened hawkish attitudes in Sunni Saudi Arabia, and which explains why Iran and Saudi Arabia are fighting proxy wars against each other in Yemen and Syria.

Back to Ricks who cites an unnamed US intelligence officer drolly commenting that:

‘The difference between Tommy Franks and Tehran was that the Iranians had a good Phase IV plan.’ (p.123)


Credit

Fiasco: The American Military Adventure in Iraq by Thomas E. Ricks was published by Penguin Books in 2006. References are to the 2007 paperback edition.

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