Graham Greene reviews

Graham Greene (1904 to 1991) was an English writer and journalist who came to dominate his age. Over a 60-year career he wrote over 25 novels, novellas, scores of short stories, masses of journalism, and was heavily involved in film, adapting many of his novels for the screen (such as the classic ‘Brighton Rock’), or converting screenplays into novels (as in the case of the wildly successful ‘The Third Man’).

He dominated the British literary scene of the 1950s, 60s, 70s and 80s, producing a steady stream of high quality fictions, often set in wartorn troublespots (the Congo, Vietnam, Haiti) thus doubling up as a kind of foreign correspondent for the literary world. By sheer dogged determination, he turned his personal demons and suicidal depression into a compelling worldview, combining despair with a relentless focus on the seedy aspects of human existence, all clothed in a personal brand of nihilistic Roman Catholicism, which critics came to call ‘Greeneland’.

Most of his books are good, some are very good, but I’m not sure any individual one is great: the closest one is ‘The Heart of the Matter’ which is often held up as his masterpiece but which George Orwell rightly ridiculed for its suburban Angst and Catholic self-dramatisation. ‘The Unquiet American’ may be his best straight novel, with ‘The End of The Affair’ packing a genuinely terrifying punch right at the end. ‘A Burnt Out Case’ was a pleasure to read.

Being strongly allergic to the Catholic despair which characterises almost everything he wrote, I prefer his surprisingly funny comedies, such as ‘Our Man In Havana’ and ‘Travels With My Aunt’.

Fiction

  • The Man Within (1929) One of the worst books I’ve ever read, a wretchedly immature farrago set in a vaguely described 18th century about a cowardly smuggler who betrays his fellows to the Excise men then flees to the cottage of a pure and innocent young woman who he falls in love with before his pathetic inaction leads to her death. Drivel.
  • The Name of Action (1930) (repudiated by author, never republished)
  • Rumour at Nightfall (1931) (repudiated by author, never republished)
  • Stamboul Train (1932) A motley cast of characters find out each others’ secrets and exploit each other on the famous Orient Express rattling across Europe, climaxing in the execution of one of the passengers, a political exile, in an obscure rail junction, and all wound up with a cynical business deal in Istanbul.
  • It’s a Battlefield (1934) London: a working class man awaits his death sentence for murder while a cast of seedy characters, including a lecherous H.G. Wells figure, betray each other and agonise about their pointless lives.
  • England Made Me (1935) Stockholm: financier and industrialist Krogh hires a pretty Englishwoman Kate Farrant to be his PA/lover. She gets him to employ her shiftless brother Anthony who, after only a few days, starts spilling secrets to the seedy journalist Minty, and so is bumped off by Krogh’s henchman, Hall.
  • A Gun for Sale (1936) England: After assassinating a European politician and sparking mobilisation for war, hitman Raven pursues the lecherous middle man who paid him with hot money to a Midlands town, where he gets embroiled with copper’s girl, Anne, before killing the middle man and the wicked arms merchant who was behind the whole deal, and being shot dead himself.
  • Brighton Rock (1938) After Kite is murdered, 17 year-old Pinkie Brown takes over leadership of one of Brighton’s gangs, a razor-happy psychopath who is also an unthinking Catholic tormented by frustrated sexuality. He marries a 16 year-old waitress (who he secretly despises) to stop her squealing on the gang, before being harried to a grisly death.
  • The Confidential Agent (1939) D. the agent for a foreign power embroiled in a civil war, tries and fails to secure a contract for British coal to be sent to his side. He flees the police and unfounded accusations of murder, has an excursion to a Midlands mining district where he fails to persuade the miners to go on strike out of solidarity for his (presumably communist) side, is caught by the police, put on trial, then helped to escape across country to a waiting ship, accompanied by the woman half his age who has fallen in love with him.
  • The Power and the Glory (1940) Mexico: An unnamed whisky priest, the only survivor of the revolutionary communists’ pogrom against the Catholic hierarchy, blunders from village to village feeling very sorry for himself and jeopardising lots of innocent peasants while bringing them hardly any help until he is caught and shot.
  • The Ministry of Fear (1943) Hallucinatory psychological fantasia masquerading as an absurdist thriller set in London during the Blitz when a man still reeling from mercy-killing his terminally ill wife gets caught up with a wildly improbable Nazi spy ring.
  • The Heart of The Matter (1948) Through a series of unfortunate events, Henry Scobie, the ageing colonial Assistant Commissioner of Police in Freetown, Sierra Leone, finds himself torn between love of his wife and of his mistress, spied on by colleagues and slowly corrupted by a local Syrian merchant, until life becomes intolerable and – as a devout Catholic – he knowingly damns himself for eternity by committing suicide. Whether you agree with its Catholic premises or not, this feels like a genuinely ‘great’ novel for the completeness of its conception and the thoroughness of its execution.
  • The Third Man (1949) The novella which formed the basis for the screenplay of the famous film starring Orson Welles. Given its purely preparatory nature, this is a gripping and wonderfully-written tale, strong on atmosphere and intrigue and mercifully light on Greene’s Catholic preachiness.
  • The End of The Affair (1951) Snobbish writer Maurice Bendrix has an affair with Sarah, the wife of his neighbour on Clapham Common, the dull civil servant, Henry Miles. After a V1 bomb lands on the house where they are illicitly meeting, half burying Bendrix, Sarah breaks off the affair and refuses to see him. Only after setting a detective on her, does Bendrix discover Sarah thought he had been killed in the bombing and prayed to God, promising to end their affair and be ‘good’ if only he was allowed to live – only to see him stumbling in through the wrecked doorway, from which point she feels duty bound to God to keep her word. She sickens and dies of pneumonia like many a 19th century heroine, but not before the evidence begins to mount up that she was, in fact, a genuine saint. Preposterous for most of its length, it becomes genuinely spooky at the end.
  • The Unquiet American (1955) Set in Vietnam as the French are losing their grip on the country, jaded English foreign correspondent, Thomas Fowler, reacts very badly to fresh-faced, all-American agent Alden Pyle, who both steals his Vietnamese girlfriend and is naively helping a rebel general and his private army in the vain hope they can form a non-communist post-colonial government. So Fowler arranges for Pyle to be assassinated. The adultery and anti-Americanism are tiresome, but the descriptions of his visits to the front line are gripping.
  • Loser Takes All (1955) Charming comic novella recounting the mishaps of accountant Bertram who is encouraged to get married at a swanky hotel in Monte Carlo by his wealthy boss who then doesn’t arrive to pick up the bill, as he’d promised to – forcing Bertram to dabble in gambling at the famous Casino and becoming so obsessed with winning that he almost loses his wife before the marriage has even begun.
  • Our Man In Havana (1958) Comedy about an unassuming vacuum cleaner salesman, Jim Wormold, living in Havana, Cuba, who is improbably recruited for British intelligence and, when he starts to be paid, feels compelled to manufacture ‘information’ from made-up ‘agents’. All very farcical until the local security services and then ‘the other side’ start taking an interest, bugging his phone, burgling his flat and then trying to bump him off.
  • A Burnt-Out Case (1960) Tragedy. Famous architect Querry travels to the depths of the Congo, running away from his European fame and mistress, and begins to find peace working with the local priests and leprosy doctor, when the unhappy young wife of a local factory owner accuses him of seducing her and fathering her child, prompting her husband to shoot Querry dead.
  • The Comedians (1966) Tragedy. Brown returns to run his hotel in Port-au-Prince, in a Haiti writhing under the brutal regime of Papa Doc Duvalier, and to resume his affair with the ambassador’s wife, Martha. A minister commits suicide in the hotel pool; Brown is beaten up by the Tontons Macoute; he tries to help a sweet old American couple convert the country to vegetarianism. In the final, absurd sequence he persuades the obvious con-man ‘major’ Jones to join the pathetic ‘resistance’ (12 men with three rusty guns), motivated solely by the jealous (and false) conviction that Jones is having an affair with his mistress. They are caught, escape, and Brown is forced to flee to the neighbouring Dominican Republic where the kindly Americans get him a job as assistant to the funeral director he had first met on the ferry to Haiti.
  • Travels With My Aunt (1969) Comedy. Unmarried, middle-aged, retired bank manager Henry Pullman meets his Aunt Augusta at the funeral of his mother, and is rapidly drawn into her unconventional world, accompanying her on the Orient Express to Istanbul and then on a fateful trip to south America, caught up in her colourful stories of foreign adventures and exotic lovers till he finds himself right in the middle of an uncomfortably dangerous situation.
  • The Honorary Consul (1973) Tragedy. Dr Eduardo Plarr accidentally assists in the kidnapping of his friend, the alcoholic, bumbling ‘honorary consul’ to a remote city on the border of Argentina, Charley Fortnum, with whose ex-prostitute wife he happens to be having an affair. When he is asked to go and treat Fortnum, who’s been injured, Plarr finds himself also taken prisoner by the rebels and dragged into lengthy Greeneish discussions about love and religion and sin and redemption etc, while they wait for the authorities to either pay the ransom the rebels have demanded or storm their hideout. It doesn’t end well.
  • The Human Factor (1978) Maurice Castle lives a quiet, suburban life with his African wife, Sarah, commuting daily to his dull office job in a branch of British Security except that, we learn half way through the book, he is a double agent passing secrets to the Russians. Official checks on a leak from his sector lead to the improbable ‘liquidation’ of an entirely innocent colleague which prompts Castle to make a panic-stricken plea to his Soviet controllers to be spirited out of the country. And so he is, arriving safely in Moscow. But to the permanent separation with the only person he holds dear in the world and who he was, all along, working on behalf of – his beloved Sarah. Bleak and heart-breaking.
  • Monsignor Quixote (1982) Father Quixote is unwillingly promoted monsignor and kicked out of his cosy parish, taking to the roads of Spain with communist ex-mayor friend, Enrique ‘Sancho’ Zancas, in an old jalopy they jokingly nickname Rocinante, to experience numerous adventures loosely based on his fictional forebear, Don Quixote, all the while debating Greene’s great Victorian theme, the possibility of a doubting – an almost despairing – Catholic faith.
  • The Captain and The Enemy (1988) 12-year-old Victor Baxter is taken out of his boarding school by a ‘friend’ of his father’s, the so-called Captain, who carries him off to London to live with his girlfriend, Liza. Many years later Victor, a grown man, comes across his youthful account of life in this strange household when Liza dies in a road accident, and he sets off on an adult pilgrimage to find the Captain in Central America, a quest which – when he tells him of Liza’s death – prompts the old man to one last – futile and uncharacteristic – suicidal gesture.

Short stories

  • Twenty-One Stories (1954) Generally very short stories, uneven in quality and mostly focused on wringing as much despair about the human condition as possible using thin characters who come to implausibly violent endings – except for three short funny tales.

Travel

  • The Lawless Roads (1939) Greene travels round Mexico and hates it, hates its people and its culture, the poverty, the food, the violence and despair, just about managing to admire the idealised Catholicism which is largely a product of his own insistent mind, and a few heroic priests-on-the-run from the revolutionary authorities.

Biography

My essays

William Gibson reviews

William Gibson (born 1948, so nearly 80) is a speculative fiction writer and essayist. In the 1980s he pioneered the science fiction subgenre known as cyberpunk. In his 1982 short stories, ‘Burning Chrome’, he coined the term ‘cyberspace’ for the ‘widespread, interconnected digital technology’ which was, at that point, merely a dream and a speculation, and went on to develop the idea in his brilliant first trilogy of novels, starting with ‘Neuromancer’ (1984). The trilogy came to be called the Sprawl trilogy after the name given by its characters to the vast urban sprawl which engulfed the east coast of America when they are set i.e. the mid-to-late 21st century. He also collaborated with Bruce Sterling on the alternate history novel ‘The Difference Engine’ (1990), which became a key work in the science fiction subgenre of ‘steampunk’.

But having established these early (dazzling) achievements, the key fact for me about Gibson is that he wrote two further trilogies of novels, each of which is set closer and closer to the present day, with steadily less and less science fiction in them. In my opinion, the final trilogy, which abandons science fiction tropes altogether to become all about the buccaneering owner of a high end advertising agency, marks a steady decline from his early visionary work, to becoming just a glorification of the GQ, men’s magazine world of consumer capitalism.

List of reviews

List with plot summaries

The Sprawl trilogy (set in mid- to late-21st century)

All set in a thrillingly conceived digital noir future, which Gibson himself snappily described as ‘a combination of lowlife and high tech’. Cyberspace consists of:

‘A consensual hallucination experienced daily by billions of legitimate operators, in every nation, by children taught mathematical concepts… A graphic representation of data abstracted from the banks of every computer in the human system. Unthinkable complexity. Lines of light ranged in the nonspace of the mind, clusters and constellations of data. Like city lights, receding…’ (Neuromancer, page 67)

Neuromancer (1984) In a fast-moving, hi-tech future, after a catastrophic war between America and Russia, digital hackers can insert chips into sockets behind their ears and ‘jack into’ ‘cyberspace’. Case, a young hacker, just 24, is recruited for a final job—restoring his ability to enter cyberspace in exchange for helping a mysterious AI manipulate a team of criminals into carrying out a complex heist.

Count Zero (1986) Seven years after ‘Neuromancer’, three seemingly separate storylines — a corporate mercenary rescuing a scientist’s enhanced daughter, a young hacker nearly killed by mysterious software, and a disgraced art dealer searching for the creator of strange objects — gradually converge to reveal that powerful corporations and a dying billionaire are competing for advanced ‘biosoft’ technology, while fragmented AIs in cyberspace (appearing as voodoo gods!) secretly manipulate events.

Mona Lisa Overdrive (1988) Eight years after ‘Count Zero’ and fifteen years after ‘Neuromancer’, the story is formed of several interconnecting plot threads converge — a prostitute hired in a plot to abduct a famous simstim star, a yakuza boss’s daughter protected in London by a disguised Molly Millions (from the previous novel), a damaged artist caring for a comatose hacker linked to a powerful ‘Aleph’ device, and the star herself struggling to regain her cyberspace abilities. The kidnapping is foiled and key characters upload their consciousness into the Aleph, while Mona is surgically altered to replace the star. In the strange ending powerful AIs appear to be evolving beyond human control…

Sprawl short stories

Burning Chrome (short stories, 1986) Ten science fiction short stories, three of which shed light on characters we’ve met in the ‘Sprawl’ universe.

Steampunk / alternative history (set in 1855)

The Difference Engine (1990; with Bruce Sterling) In this alternative history, inventor Charles Babbage not only speculated about a computer, he actually built one, creating an entire new history. So we are in London 1855 but a London with far more advanced technology, and a completely different political system reflecting the rise of ‘the Industrial Radical Party’. In this brilliantly conceived alternative London, multiple characters — including a data courier, a fallen aristocrat, and a radical thinker — become entangled in political intrigue over a set of mysterious punched cards containing a powerful program which could determine the future. It ends as obliquely and puzzlingly as many other Gibson novels.

The Bridge Trilogy (set in 2006 onwards)

When he published the novels, 2006 was a decade into the exciting future. Now, of course, it is twenty years back in the boring past. But in the future of the trilogy California has been wrecked by an earthquake which divided it into the separate states of NoCal and SoCal, and wrecked the San Francisco–Oakland Bay Bridge, whose ruins have been converted into a huge vertiginous shanty town of noir low lives and crims – the wrecked bridge being the setting and symbol of all three novels and giving its name to the trilogy.

Virtual Light (1993) Chevette-Marie Washington, a young bicycle courier, steals a pair of advanced ‘virtual light’ glasses that contain valuable data, triggering a pursuit by corporate and security forces. Her story intersects with disgraced ex-cop, Berry Rydell. Together they uncover a conspiracy tied to urban redevelopment and surveillance technology. Half way through the novel I realised that, beneath its digital, cyberpunk gloss, Rydell is basically a tough-guy hero in the mould of John McClane or Jack Reacher, and all of a sudden Gibson seemed less special.

Idoru (1996) Set largely in post-earthquake Japan, Idoru centres on rock star Rez who announces he is going to ‘marry’ Rei Toei, an ‘idoru’, a type of artificial intelligence who exists as a virtual media star. The novel follows two intersecting storylines, that of data analyst Colin Laney and a teenage Rez fan, Chia Pet McKenzie, as they are drawn into a conspiracy about nanotechnology smuggling, which involves corporate forces, criminals, and online networks. The book’s focus on celebrity and identity feel much more contemporary, of our time, and modish than previous novels.

All Tomorrow’s Parties (1999) Reunites characters from the previous novels, namely Berry Rydell (security guard and protagonist of ‘Virtual Light’), computer hacker Colin Laney (the protagonist of ‘Idoru’), Shinya Yamazaki (self-described ‘student of existential sociology’) and bicycle courier Chevette. There are numerous intertwined storylines – Berry is sent to San Francisco by Laney who can predict key ‘nodal points’ in history; Chevette trying to hide from her past; pawnbroker Fontaine looking after young orphan Silencio; and a mysterious assassin working for a powerful media figure — all gradually converging on the bridge, where they disrupt an attempt by corporate interests to control an impending historical shift.

Blue Ant trilogy (set in the present day)

Having retreated from visions of the future, this trilogy of novels was set in the present, and centred on the ludicrous figure of advertising executive and futurologist, Hubert Bigend. When I first read that name it struck me that Gibson was taking the piss out of his legions of fans and devotees in the book world, daring them to swallow such a preposterous moniker. Also, his manipulative behaviour towards young women has shades of Harvey Weinstein and Jeffrey Epstein. Yuk. Creepy.

Pattern Recognition (2003) Follows Cayce Pollard – a marketing ‘coolhunter’ with an unusual sensitivity to branding – who becomes obsessed with a series of mysterious, anonymously released online film clips known as ‘the footage’. She is hired by Bigend and travels between London, Tokyo, and Moscow to uncover their creator, navigating a global subculture of fans and a web of corporate intrigue.

Spook Country (2007) Three loosely connected storylines — rock journalist Holly Henry investigating a new form of ‘locative’ art that uses GPS to project virtual images into real space; former addict Milgrim, recruited by a mysterious government-linked figure to transport a secret shipping container; and Tito, a Cuban-Chinese operative tracking the same cargo — gradually converge to reveal a covert intelligence operation involving stolen data and post-9/11 surveillance networks. A sad decline from Gibson’s early glory, these books are hymns to Dad Rock and boomer aesthetics, all black leather jackets, dark glasses and creepy middle-aged men ordering round pretty young women.

Zero History (2010) A 400-page novel about has-been rock stars and pretentious advertising executive: set: set mostly in London and featuring key characters from Spook Country, namely rock singer-turned journalist, Hollis Henry, and reformed drug addict Milgrim, who are commissioned by advertising guru Hubertus Bigend to track down the mysterious designer of fashion brand, Gabriel Hounds. Flashy twaddle.

Martin Cruz Smith reviews

Martin Cruz Smith (1942 to 2025) was a prolific author of mystery and suspense fiction, publishing over 30 novels. He was best known for his 11-book series featuring Russian investigator Arkady Renko, who was introduced in 1981 with ‘Gorky Park’ and last appeared in ‘Hotel Ukraine’. ‘Gorky Park’ was made into a successful Hollywood movie starring William Hurt.

List of my reviews

Arkady Renko series

Standalone novels

List with plot summaries

Arkady Renko series

1981 Gorky Park – Introducing Russian/Soviet detective Arkady Renko, and the case of the three faceless corpses found in Gorky Park, in the heart of Moscow, who turn out to be victims of John Osborne, the slick American smuggler of priceless live sables.

1989 Polar Star – In the first Arkady Renko novel, Renko had clashed with his own superiors in Moscow. Now he is forced to flee across Russia, turning up some years later, working on a Soviet fish factory ship in the Bering Sea. Here, once his former profession becomes known, he is called on by the captain to solve the mystery of a female crew member whose body is caught in one of the ship’s own fishing nets. Who murdered her? And why?

1992 Red Square – After inadvertently helping the Russian security services in the previous book, Arkady is restored to his job as investigator in Moscow. It is 1991 and the Soviet Union is on the brink of dissolution so his bosses are happy to despatch the ever-troublesome Arkady to Munich, then on to Berlin, to pursue his investigations into an art-smuggling operation – to be reunited with Irina (who he fell in love with in Gorky Park) – before returning for a bloody climax in Moscow set against the backdrop of the August 1991 military coup.

1999 Havana Bay – Some years later, depressed by the accidental death of his wife, Irina, Arkady is sent to Havana, Cuba, to investigate the apparent death of his old adversary, ex-KGB officer Colonel Pribluda. He finds himself at the centre of a murderous conspiracy, in an alien society full of colourful music by day and prostitution and voodoo ceremonies by night, and forced to work closely with a tough local black policewoman, Ofelia Orosio, to uncover the conspiracy at the heart of the novel.

2004 Wolves Eat Dogs The apparent suicide of a New Russian millionaire leads Arkady to Chernobyl, the village and countryside devastated by the world’s worst nuclear accident – and it is in this bleak, haunting landscape that Arkady finds a new love and the poisonous secret behind a sequence of grisly murders.

2007 Stalin’s Ghost The odd claim that Stalin has been sighted at a Moscow metro station leads Arkady to cross swords with fellow investigator Nikolai Isakov, whose murky past as a special forces soldier in Chechnya and current bid for political office come to dominate a novel which broadens out to become an wide-ranging exploration of the toxic legacy of Russia’s dark history.

2010 Three Stations In the shortest novel in the series, Arkady solves the mystery of a ballet-obsessed serial killer, while the orphan boy he’s found himself adopting, Zhenya, has various adventures in the rundown district around Moscow’s notorious Three Stations district.

2013 Tatiana – is Tatiana Petrovna, an investigative journalist who appears to have jumped to her death from the 6th floor of her apartment block. When Arkady investigates her death he discovers a trail leading to Kaliningrad on the Baltic Coast and a huge corruption scandal which will involve him in love and death amid the sand dunes of the atmospheric ‘Curonian Split’

Standalone novels

1986 Stallion Gate – Set in 1945 at Los Alamos, during the development of the first atomic bomb, Stallion’s Gate blends real historical figures, namely J. Robert Oppenheimer, with fictional characters, namely Sergeant Joe Peña, a Native American soldier, former boxer, and jazz pianist, recruited from military prison to work as Oppenheimer’s driver and secretly spy on him for security chief Captain Augustino. The novel contrasts the instrumental, western mindset of the physicist and the army, with the values of Native American culture.

2002 Tokyo Station – Set in Japan, during three key periods — 1920s Tokyo, 1937 Nanking, and 1941 Tokyo— culminating just before the Japanese attack on Pearl Harbour. The novel covers Harry Niles, an American raised in Japan – con man, nightclub owner, fixer, and spy – as he moves through its criminal underworld and high society. As war approaches, pressure intensifies: enemies close in, alliances shift, and escape becomes urgent!

Hard-boiled American fiction

Definition

Hard-boiled fiction is a gritty, unsentimental subgenre of crime fiction originating in 1920s America, often published in pulp magazines like Black Mask. It features tough, cynical private detectives navigating corrupt urban landscapes. Known for rapid-fire, slangy dialogue and graphic violence, it emphasizes realistic, raw action over intellectual puzzles.

American hard-boiled fiction was distinct from traditional British mystery stories (Golden Age authors like Agatha Christie or Dorothy L. Sayers) due to its emphasis on the moral ambiguity of the protagonist (cf the whiter-than-white Hercules Poirot or Lord Peter Wimsey), its sordid urban settings (cf English country houses), and the high-risk, visceral experience of the detective (regularly getting beaten up, shot etc).

W.R. Burnett

W.R. Burnett is widely credited with inventing the modern gangster novel with his debut book, Little Caesar (1929). He revolutionized the crime genre by shifting the perspective to the criminal and focusing on the internal mechanics of underworld gangs, helping to define the hard-boiled crime fiction style.

  • Little Caesar by W.R. Burnett (1929) – the rise and fall of Rico, a ruthless, ambitious small-time gangster in 1920s Chicago, who rises rapidly through the criminal ranks. Initially a lieutenant in Sam Vettori’s gang, Rico takes control after a nightclub robbery goes wrong and exposes Vettori’s weakness. Backed by loyal associates like Otero, he consolidates power and becomes a major figure in the underworld. The novel’s impact comes less from deep characterisation than from its fast-paced, dialogue-driven style and its vivid, immersive portrayal of the gangster milieu.

Dashiell Hammett

Dashiell Hammett is sometimes credited with creating the hard-boiled crime genre with his string of powerful novels from the early 1930s, not least The Maltese Falcon which features the iconic private eye, Sam Spade.

  • Red Harvest by Dashiell Hammett (1929) The unnamed operative of the Continental Detective Agency uncovers a web of corruption in Personville. There’s a lot of violence, shoot-outs on almost every page, plus individual murders. Strangely, the CO himself says the violent atmosphere of Personville has made him go ‘blood-simple’, becoming infatuated with murders and killing.
  • The Dain Curse by Dashiell Hammett (1930) The Continental Op is dragged into three episodes involving members of the Dain family: first, the French ex-con posing as Dr Leggett is murdered and his wife shot; then the daughter Gabrielle involved in murders at a weird cult; then the husband who has loved her all along is killed and, while the Op is detoxing the morphine addict, the truth of the long sorry saga is revealed.
  • The Maltese Falcon by Dashiell Hammett (1930) Drastically different in feel from the previous two murder-fests and told in the third person: detective Sam Spade solves the mystery of three murders surrounding a mysterious jewel-encrusted medieval statuette, and deals with the colourful trio of crooks who are prepared to kill for it: Brigid O’Shaughnessy, Joel Cairo and Casper Gutman.
  • The Glass Key by Dashiell Hammett (1931) The adventures of Ned Beaumont, fixer for reformed gangster Paul Madvig, as he copes with a rival gangster, a corrupt DA, a pliant newspaper editor, and various difficult dames in the run-up to an election Paul must win.
  • The Thin Man by Dashiell Hammett (1934) A lighter, comic departure from Hammett’s earlier hard-boiled fiction, though still centring on a complex murder mystery: the story follows Nick Charles, a retired detective living a wealthy, idle life with his witty wife Nora. Nick is reluctantly pulled back into investigation when Dorothy Wynant, daughter of a former client, seeks help finding her missing father, an eccentric inventor.

James M. Cain

Other critics credit James M. Cain’s gritty crime novels from a little later in the 1930s, as the genre’s inventor, although he himself dismissed the idea. Discuss and debate into the wee small hours.

  • The Postman Always Rings Twice by James M. Cain (1934) Short, blisteringly intense novella describing the affair of lowlife drifter Frank Chambers and Cora, wife of the roadside diner where he ends up getting a job. Sex, murder, in one of the most compelling books I’ve ever read.
  • Double Indemnity by James M. Cain (1936) first-person story of insurance salesman Walter Huff who gets involved with a classic femme fatale (Phyllis), leading to a sexually charged conspiracy to murder her husband for the life insurance money. A classic cynical noir revelling in greed, lust and manipulation.

Raymond Chandler

Coming at the end of this sequence of authors, Raymond Chandler defined the Los Angeles private eye aesthetic with his iconic PI, Philip Marlowe. I think reading Philip Chandler first five novels was about the purest reading pleasure I’ve ever had.

  • The Big Sleep by Raymond Chandler (1939) Introducing private detective Philip Marlowe, who is hired by wealthy General Sternwood to investigate the blackmail of his daughter Carmen, but the case quickly expands into a complex web of crime involving pornography, gambling, and multiple murders.
  • Farewell, My Lovely by Raymond Chandler (1940) Philip Marlowe returns to be hired by ex-convict Moose Malloy to find his missing girlfriend Velma, but the case quickly entangles him in a web of deception involving a stolen jade necklace, corrupt officials, and a series of murders, as Marlowe himself gets beaten, drugged, and misled.
  • The High Window by Raymond Chandler (1942) Marlowe is hired by wealthy widow Elizabeth Bright Murdock to recover a stolen rare coin, but his investigation leads into a murky world of blackmail, counterfeit schemes, and multiple murders involving her son Leslie and criminal associates, ultimately revealing both a criminal conspiracy around fake coins, and a hidden family secret.
  • The Lady in The Lake by Raymond Chandler (1944) Marlowe is hired by wealthy businessman Derace Kingsley to find his estranged wife Crystal, and his investigation—stretching from Los Angeles to a mountain town—uncovers a series of deceptions, murders, false identities, and police corruption.
  • The Little Sister by Raymond Chandler (1949) Marlowe is hired by a young woman, Orfamay Quest, to find her missing brother Orrin, but his search through post‑war Los Angeles uncovers blackmail, murder, Hollywood glamour and corruption, involving a movie star, organized crime figures and hidden motives.
  • The Long Goodbye by Raymond Chandler (1953) Marlowe befriends alcoholic war veteran Terry Lennox then helps him flee to Mexico after Terry is accused of murdering his wealthy wife. But this is just the start of his entanglement in a deeper conspiracy involving corruption, betrayal, and social hypocrisy.
  • Playback by Raymond Chandler (1958) Marlowe is hired by actress Claire Winter to find her missing husband, journalist Paul Marston, and his search uncovers a complex maze of deception, professional rivalries, and hidden motives across Hollywood and Los Angeles social circles.

Robert Harris reviews

Robert Harris CBE (born 1957) has had a spectacularly successful career. He went from a humble background in Nottingham, to Cambridge University, and then to the BBC where he worked on flagship news programmes Panorama and Newsnight before becoming political editor of The Observer at the age of just 30.

In the later 1980s he wrote half a dozen factual journalistic books, and then in 1992 published the first of his fiction books, ‘Fatherland’, which became a popular bestseller. Since then he has kept up an impressive workrate, producing a new novel in the popular thriller genre, every three or so years.

The first few were set against the Second World War which has been a recurring setting (‘Fatherland’, ‘Enigma’, ‘Munich’, ‘V2’) but he soon branched out, writing page-turners set in the contemporary world, (‘The Ghost’, ‘The Fear Index’), late nineteenth century France (‘An Officer and a Spy’), the ancient world (‘Pompeii’), the future (‘The Second Sleep’). In 2006 he embarked upon a brilliant trilogy based on the life of Cicero, the leading writer and political player at the time of Caesar, Mark Anthony and Octavian.

Several of Harris’s novels have been adapted into films – for example, The Ghost Writer (2010), An Officer and a Spy (2019) – but he recently hit gold when ‘Conclave’ was made into a movie directed by Edward Berger with award-nominated performances by Ralph Fiennes and Stanley Tucci.

Harris’s novels

1992 Fatherland A brilliantly gripping alternative history in which the Nazis won the Second World War. The story’s protagonist, Xavier March, is an officer of the Kripo, the criminal police, who is investigating the murder of a Nazi government official who participated at the Wannsee Conference. Slowly he realises he has stumbled on a vast conspiracy at the heart of Nazi rule, the Holocaust which, in this world, has been hushed up. The documents March eventually uncovers contain some of the most searing descriptions of going into the gas chambers of a concentration camp I’ve read in any genre.

1995 Enigma Enigma as in the famous code-cracking operation at Bletchley Park. The story focuses on gifted cryptanalyst Tom Jericho, recuperating in Cambridge from a nervous breakdown brought on by the pressures of work and the breakup of his relationship with Claire Romilly, a cipher clerk, but when he gets back to Cambridge, Claire has gone missing. Who? Why? Where? Another gripping mystery.

1998 Archangel Set in the present: Christopher ‘Fluke’ Kelso is a historian attending a conference in Moscow. He meets an old communist who tells him about a secret notebook which contains a secret concerning Stalin which threatens to turn history upside down.

2007 The Ghost The unnamed ghost writer who narrates the story, has been hired and flown to Martha’s Vineyard, Massachusetts, to help write the memoirs of former British Prime Minister Adam Lang, transparently based in Tony Blair, who Harris was close to. The unexplained disappearance of the writer whose place he’s taken prompts the narrator to undertake investigations which (like the previous two thrillers) lead to a momentous revelation.

2011 The Fear Index Also set in the modern world, this concerns the way an artificial intelligence created to dabble in the stock market, runs out of control.

2013 An Officer and a Spy Leaping back a century, this one follows French military intelligence officer Georges Picquart who begins to discover that the evidence used to convict Alfred Dreyfus of espionage was likely invented, in which case a German agent is still at large in the French military.

2016 Conclave Set in the present, this bestseller describes in typically thorough fashion what happens when Pope dies and a conclave is called to elect a new one: taking us into the heart of the process during which various leading contenders turn out to be ineligible for all manner of Machiavellian reasons. Clever, gripping.

2017 Munich Set over four days in September 1938 during the Munich Agreement, the novel describes the activities of two characters, aides to the British and Nazi delegations. This has the structure and mannerisms of the previous thrillers but, for the first time, didn’t have the same ‘grip’. All the historical detail is there, and the panic-stricken meetings and the twists and turns. Except we know this changed nothing. The Second World War still came. So who cares?

2019 Second Sleep Set in the future after some disaster has set England back to medieval technology and culture. In this world a young priest, Christopher Fairfax, arrives at a remote village in the wilds of Exmoor to bury a priest who has died ‘in mysterious circumstances’. Slowly he realises the locals are concealing a secret i.e. the book builds to the same kind of Revelation that characterised Harris’s first half dozen novels. Except the final revelation is deeply underwhelming: we find out that the Old World (i.e. our world) experienced some catastrophic breakdown of its digital infrastructure. This is deeply disappointing because a) we knew right from the start that this was a future after some catastrophe; b) so it is just like many, many other science fiction novels set in the future after some catastrophe wiped out ‘our’ culture, all the ones I’m familiar with (The Chrysalids, A Canticle for Leibowitz) being much, much better; and c) the final revelation, that the satellites which keep global digital tech working all crashed, is not really a believable cause for a worldwide apocalypse. OK there’d be disasters but surely we’d just revert to life in the 1970s before digital tech: cars would still drive, food would still grow, not as much but still quite a lot; livestock would be farmed etc etc. The idea that the end of digital tech would devastate the world beyond recognition is not plausible or thrilling. This is the first Harris novel I read but couldn’t be bothered to review because it’s the first one that’s actively bad.

The Cicero trilogy

A brilliant trilogy of novels describing the fraught political career of ancient Roman statesman, lawyer, scholar, philosopher, orator and writer, Marcus Tullius Cicero (106 to 43 BC). They manage to stick very closely to the historical record while at the same time conveying the genuine excitement and danger of 1st century BC Rome.

2006 Imperium All three are narrated by Cicero’s secretary, Tiro. This first volume covers 15 years and is divided into two parts: Part one, ‘Senator’ (79 to 70 BC) leading up to Cicero’s career-making prosecution of a corrupt Roman governor, Gaius Verres; Part two, ‘Praetorian (68 to 64 BC)’ covers his campaign to be elected consul, which becomes entangled with a major plot by Julius Caesar and Marcus Licinius Crassus to stitch up control of the Roman state.

2009 Lustrum Continues Cicero’s career in fraught first century BC Rome, as related by his secretary Tiro. It covers the next five years in Cicero’s life and career (the Latin word lustrum referring to the religious sacrifice offered every five years by state officials)and is again divided into two parts: Part one ‘Consul’, covers the dramatic year of 63 BC giving a thrilling description of the slow escalation of the crisis which developed into Lucius Sergius Catalina’s conspiracy to overthrow the Roman state. Part two, ‘Pater Patriae’, covers the next four years, 62 to 58 BC: beneath a blizzard of more overt incidents and challenges, the two underlying themes are the unstoppable rise of Caesar and his creation of the First Triumvirate (in 60 BC).

2015 Dictator The final book in the trilogy covers the last 15 years of Cicero’s life, from 58 BC to his murder at the hands of agents of Mark Antony in 44 BC. It’s divided into Part one, ‘Exile’ (58 to 47 BC), and Part two ‘Redux (47 to 43 BC), leading up to Cicero’s flight form Rome and eventual murder by agents of Mark Anthony’s. Outstanding.

Frederick Forsyth reviews

Frederick Forsyth (1938 to 2025) was an English novelist and journalist. He’s best known for the string of meticulously researched popular thrillers he wrote in a 30-year career between the early 70s and the early Noughties. He wrote 14 novels in total, none of them as good as the debut, his first and best novel ‘The Day of the Jackal’. By 2006 he had sold more than 70 million books in more than 30 languages and a dozen of his works had been adapted to film, again none as atmospheric and iconic as the brilliant movie version of ‘Day of the Jackal’, starring Edward Fox.

Before becoming a novelist Forsyth was a journalist for Reuters, then the BBC, and did important coverage of the Biafra War in Nigeria. This journalistic training meant that even when his novels suffer from ridiculous plots and paper-thin characters, they still contain a lot of fascinating information, partly about guns and hardware, but mostly about the security services, armies or terrorist groups (for example, al-Qaeda) that they’re set among.

1971 The Day of the Jackal It is 1963. An international assassin is hired by right-wing paramilitary organisation, the OAS, to assassinate French President, Charles de Gaulle. The novel follows the meticulous preparations of the assassin, code-name Chacal, and the equally thorough attempts of the ‘best detective in France’, Commissaire Lebel, to track him down. Surely one of the most thoroughly researched and gripping thrillers ever written.

1972 The Odessa File It is 1963. German journalist Peter Miller goes on a quest to track down an evil former SS commandant and gets caught up in a high-level Nazi plot to help Egypt manufacture long-range missiles to attack and destroy Israel.

1974 The Dogs of War City magnate Sir James Manson hires seasoned mercenary Cat Shannon to overthrow the dictator of the (fictional) West African country of Zangaro, so that Manson’s mining company can get its hands on a mountain virtually made of platinum. This very long novel almost entirely amounts to a mind-bogglingly detailed manual on how to organise and fund a military coup.

1975 The Shepherd A neat, slick Christmas ghost story about a post-war RAF pilot whose instruments black out over the North Sea but who is guided to safety by an apparently phantom Mosquito, flown by a pilot who disappeared without trace during the war.

1979 The Devil’s Alternative A Cold War, geopolitical thriller confidently describing machinations at the highest levels of the White House, Downing Street and a Soviet Politburo riven by murderous factions and which is plunged into emergency by a looming grain shortage in Russia. A plot to overthrow the reforming leader of the Soviet Union evolves into a nailbiting crisis when the unexpected hijacking of an oil supertanker by fanatical Ukrainian terrorists looks like it might lead to the victory of the hawks in the Politburo, who are seeking a Russian invasion of Western Europe.

1984 The Fourth Protocol Handsome, former public schoolboy, Paratroop Regiment soldier and MI5 agent John Preston, first of all uncovers the ‘mole’ working in MI5, and then tracks down the fiendish Soviet swine who is assembling a tactical nuclear device in Suffolk with a view to vaporising a nearby US Air Force base. the baddies’ plan is to rally anti-nuclear opinion against the Conservatives in the forthcoming General Election, ensuring a Labour Party victory and then (part two of the plan) replace the moderate Labour leader with an (unspecified) hard-Left figure who would leave NATO and effectively hand the UK over to the Russians. A lunatic, right-wing fantasy turned into a ‘novel’.

1989 The Negotiator Taciturn Clint Eastwood-lookalike Quinn (no first name, just ‘Quinn’) is the best negotiator in the business, so when the President’s son is kidnapped Quinn is pulled out of quiet retirement in a Spanish village and sent to negotiate his release. What he doesn’t realise is the kidnap is just the start of a bigger conspiracy to overthrow the President himself!

1994 The Fist of God A journalistic account of Saddam Hussein’s 1990 invasion of Kuwait and the ensuing US-led ‘Desert Storm’ operation to throw him out, complete with insider accounts of the Western military and intelligence services and lavish descriptions of scores of hi-tech weaponry. Against this backdrop is set the story of one man – dark-skinned, Arabic-speaking Mike Martin who goes undercover posing as an Arab, first in occupied Kuwait, then – even more perilously – in Baghdad itself, before undertaking a final mission to locate and assist the destruction of Saddam’s atom bomb (!) and the Supergun designed to fire it at the Allies. Simultaneously gripping in detail and preposterous in outline.

1996 Icon Hot shot CIA agent Jason Monk is brought out of retirement to foil a fascist coup in post-communist Russia in a novel which starts out embedded in fascinating contemporary history of Russia but quickly escalates to heights of absurdity, capped by an ending in which the Russian people are persuaded to install a distant cousin of our very own Queen as the new Tsar of All The Russias! Sure.

2003 Avenger A multi-stranded narrative which weaves together the Battle of Britain, the murder of a young American aid worker in Bosnia, the death of a young woman in America, before setting the tracking down of a Serbian war criminal to South America against a desperate plot to assassinate Osama bin Laden. The least far-fetched and most gripping Forsyth thriller for years.

2006 The Afghan Ex-SAS man Colonel Mike Martin, hero of The Fist of God, is called out of retirement to impersonate an Afghan inmate of Guantanamo Bay in order to infiltrate Al Qaeda and prevent their next terrorist attack. Quite a gripping thriller with an amazing amount of detailed background information about Afghanistan, the Taliban, Al Qaeda, Islamic terrorism and so on.

2010 The Cobra Two lead characters from Avenger, Paul Devereaux and Cal Dexter, are handed the task of wiping out the illegal cocaine trade on the authority of Barack Obama himself. Which leads to an awesome display of Forsyth’s trademark factual research, scores of pages building up a comprehensive picture of the drugs industry, and to the detailed description of the multi-stranded operation which almost succeeds, until lily-livered politicians step in to halt it.

2013 The Kill List Another one about Islamic terrorism. The Preacher, who has been posting jihadi sermons online and inspiring a wave of terrorist assassinations, is tracked down and terminated by US marine Christopher Carson, aka The Tracker, with a fascinating side plot about Somali piracy thrown in. Like all Forsyth’s novels it’s packed with interesting background information but unlike many of his later novels, this one becomes genuinely gripping at the end.

Short stories

1982 No Comebacks Ten short stories combining Forsyth’s strengths of gripping technical description and clear fluent prose alongside his weaknesses of cardboard characters and improbable plots – but the big surprise is how many of them are clearly comic and satirical in intention.

1991 The Deceiver A set of four self-contained, long short stories relating exciting incidents in the career of Sam McCready, senior officer in the British Intelligence Service, as he approaches retirement. More gripping than the previous two novels, with the fourth and final story being genuinely funny, in the style of an Ealing comedy starring Alec Guinness.

2001 The Veteran Five very readable short stories: The Veteran, The Art of the Matter, The Miracle, The Citizen, and Whispering Wind – well engineered, sleek and almost completely devoid of real human psychology. Nonetheless, the vigilante twist of The Veteran is imaginatively powerful, and the long final story about a cowboy who wakes from a century-long magic sleep to be reunited with a reincarnation of his lost love has the eerie, primal power of a yarn by Rider Haggard.

Autobiography

2015 The Outsider – At age 76 Forsyth writes his autobiography in the form of a series of vignettes, anecdotes and tall tales displaying his characteristic briskness and dry humour. What an extraordinary life he’s led, and what simple, boyish fun this book is.

Hammond Innes reviews

Hammond Innes (1913 to 1998) was a British thriller writer novelist who wrote over 30 novels. His protagonists tend to be ordinary men thrust into perilous situations, often in extreme locations or situations. In fact in many of his novels the exotic locations are as – if not more – important than the human protagonists. I’ve always admired the fact that he was a very organised writer, spending six months travelling to settings around the world, doing thorough location research, followed by six months of writing.

Best one?

When I read them, I thought The Wreck of the Mary Deare was the best one, but years later it’s the unforgiving frozen landscape of the Antarctic in The White South which has stayed with me.

Innes’ novels

1940 The Trojan Horse Barrister Andrew Kilmartin gets involved with an Austrian Jewish refugee engineer whose discovery of a new lightweight alloy which will make lighter, more powerful aircraft engines reveals an extensive and sinister Nazi network which reaches to the highest places in the land; features a nailbiting chase through the sewers of London and a last-minute battle on the Nazi ship.

1940 Wreckers Must Breathe Journalist Walter Craig stumbles across a secret Nazi submarine base built into a ruined tin mine on the Cornwall coast and, along with local miners and a lady journalist, fights his way out of captivity and defeats the Nazis.

1941 Attack Alarm Wartime thriller set during the Battle of Britain, drawing heavily on Hammond Innes’s own experience as an anti-aircraft gunner. Barry Hanson is a former journalist now serving on an RAF airfield gun crew in 1940 who comes to believe a network of Nazi fifth columnists is planning to sabotage the airfield ahead of a major German attack, but none of his superiors believe him.

—Second World War—

1946 Dead and Alive A short post-war thriller divided into two halves. It begins on the Cornish coast, where ex–Royal Navy officer David Cunningham, emotionally adrift after the war, helps salvage a stranded landing craft with fellow veteran McCrae. They refit it as a small commercial venture, planning to trade goods in post-war Italy. A newspaper article about their efforts brings a letter from a French woman asking them to find her missing daughter, Monique, who was sent to Italy during the war. When they sail to Naples they profit from selling goods but become entangled in local criminal networks after McCrae angers a powerful figure.

1947 The Killer Mine Army deserter Jim Pryce discovers dark family secrets at a ruined Cornish mine which is being used as a base by a father-and-son team of smugglers who blackmail him into doing some submarine rock blasting, with catastrophic results.

1947 The Lonely Skier Writer Neil Blair is hired to visit the Dolomite mountains in Italy, supposedly to write a script for film producer Derek Engles, in reality to tip him off when key players in a hunt for Nazi gold arrive at the ski hut in the mountains where – they all think – the missing treasure is buried.

1947 Maddon’s Rock Corporal Jim Vardin, convicted of mutiny at sea and imprisoned in Dartmoor, breaks out to clear his name and seek revenge on the captain and crew who pretended to sink their ship, the Trikkala, but in fact hid it in order to steal its cargo of silver bullion.

1948 The Blue Ice Mineralogist and industrialist Bill Gansert sails to Norway to discover the truth about the disappearance of George Farnell, a friend of his who knew something about the discovery of a rare metal ore – an investigation which revives complicated enmities forged in Norway’s war-time Nazi occupation.

1949 The White South Narrator Duncan Craig becomes mixed up in the disaster of the whaling ship Southern Star, witnessing at first hand the poisonous feuds and disagreements which lead a couple of its small whalecatcher boats to get caught in pack ice, fatally luring the vast factory ship to come to their rescue and also becoming trapped. It then has to evacuate over 400 men, women and children onto the pitiless Antarctic ice where Craig leads his strife-torn crew to safety.

1950 The Angry Mountain Engineering salesman Dick Farrell’s wartime experiences come back to haunt him as he is caught up in a melodramatic yarn about a Czech spy smuggling industrial secrets to the West, with various people from his past pursuing him across Italy towards Naples and Mount Vesuvius, which erupts to form the dramatic climax to the story.

1951 Air Bridge Bomber pilot fallen on hard times, Neil Fraser, gets mixed up with Bill Saeton and his obsession with building a new type of diesel aero-engine based on a prototype looted from wartime Germany. Saeton is helped by partner Tubby Carter, hindered by Tubby’s sex-mad wife Diana, and spied on by Else, the embittered daughter of the German who originated the designs. The story moves to Germany and the Berlin airlift where Saeton’s obsession crosses the line into betrayal and murder.

1952 Campbell’s Kingdom Bruce Campbell, given only months to live by his doctors, packs in his boring job in London and emigrates to Canada to fulfil the dream of his eccentric grandfather, to find oil in the barren patch of the Canadian Rockies known as ‘Campbell’s Kingdom’.

1954 The Strange Land Missionary Philip Latham is forced to conceal the identity of the man who replies to an advert to come and be doctor to a poor community in the south of Morocco. Instead of curing the sick, he finds himself caught up in a quest for an ancient silver mine, a quest which brings disaster to the impoverished community where it is set.

1956 The Wreck of the Mary Deare Yacht skipper John Sands stumbles across the wreck of the decrepit steamer Mary Deare and into the life of its haggard, obsessive captain, Patch, who is determined to clear his reputation by revealing the conspiracy to sink his ship and claim the insurance.

1958 The Land God Gave To Cain Engineer Ian Ferguson responds to a radio plea for help received by his amateur radio enthusiast father, and sets off to the wilds of Labrador, north-east Canada, to see if the survivors of a plane crash in this barren country are still alive – and what lies behind the conspiracy to try and hush the incident up.

1960 The Doomed Oasis Solicitor George Grant helps young tearaway David Thomas travel to Arabia to find his biological father, the legendary adventurer and oilman Colonel Charles Whitaker, and becomes embroiled in a small Arab war which leads to a siege in an ancient fortress where the rivalry between father and son reaches a tragic conclusion.

1962 Atlantic Fury Painter Duncan Ross is eyewitness to an appalling naval disaster on an island of the Outer Hebrides. But intertwined with this tragedy is the fraught story of his long-lost brother who has stolen another man’s identity. Both plotlines lead inexorably to the bleak windswept island of Laerg.

1965 The Strode Venturer Ex-Merchant Navy captain Geoffrey Bailey finds himself drawn into the affairs of the Strode shipping company which aggressively took over his father’s shipping line, thereby ruining his family and driving his father to suicide. Now, 30 years later, he is hired to track down the rogue son of the family, Peter Strode, who has developed an obsession with a new volcanic atoll in the middle of the Indian Ocean, whose mineral wealth might be able to help the Maldive Islanders whose cause he champions.

1971 Levkas Man Merchant seaman Paul goes to find his father, eccentric archaeologist Pieter Van der Voort, another typical Innes obsessive, this time one convinced he can prove his eccentric theories about the origin of Man, Ice Age sea levels, the origin of Atlantis and so on. Much sailing around the Aegean, feelingly described by Innes, before the climax in a vast subterranean cavern covered in prehistoric rock paintings, in an atmosphere heavy with timeless evil, where his father admits to being a murderer.

1973 Golden Soak Alec Falls’ mining business in Cornwall goes bust so he fakes his own death and smuggles himself out to Australia to take up the invitation to visit from a rancher’s daughter he’d met. He finds himself plunged into the mystery and intrigue which surrounds the struggling Jarra Jarra ranch and its failed mine, Golden Soak, a mystery which leads him on a wild chase out into the desolate hell of the Gibson desert where Alec discovers the truth about the mine and the persistent rumours of a vast hill of copper, and witnesses archetypal tragedies of guilt and expiation, of revenge and parricide.

1974 North Star One-time political agitator and seaman Michael Randall tries and fails to escape his complex past as he finds himself embroiled in a plot to blow up a North Sea oil rig, a plot which is led by the father he thought had died decades earlier.

1977 The Big Footprints TV director Colin Tait finds himself caught up in the one-man war of grizzled African hunter and legendary bushman Cornelius van Delden against his old friend, Alex Kirby-Smith, who is now leading the Kenyan government’s drive to cull the country’s wildlife, especially its elephants, to feed a starving population and clear the way for farmers and their cattle, all tied up with Tait’s obsessive quest to find a remote mountain where neolithic man was said to have built the first city in the world.

1980 Solomon’s Seal Property valuer Roy Slingsby prices the contents of an old farmhouse in the Essex countryside and is intrigued by two old albums of stamps from the Solomon Islands. He takes up the offer of a valuing job in Australia and finds himself drawn into the tragic history of the colonial Holland family, the last surviving son of which is running machine guns to be used in the coup and bid for independence of Bougainville Island. Though so much of the detail is calm, rational, business-like, the final impression is of an accursed family and a fated ancestral house which burns down at the novel’s climax.

1982 The Black Tide When his wife dies blowing up an oil tanker which has gone aground near their Cornwall home, ex-merchant seaman Trevor Rodin goes searching for the crew he thinks deliberately ran her aground. His search takes him to Lloyd’s of London, to the Nantes home of the lead suspect and then on to the Persian Gulf, where he discovers several ‘missing’ tankers are in fact being repurposed by terrorists planning to create a devastating environmental disaster somewhere on the coast of Europe. With no money or resources behind him, and nobody believing his far-fetched tale, can Rodin prevent the catastrophe in time?

1985 The High Stand When gold millionaire Tom Halliday and his wife Miriam go missing, their staid Sussex solicitor Philip Redfern finds himself drawn to the old gold mine in the Canadian Rockies which is the basis of the Halliday fortune, and discovers that the illegal felling of the timber planted around the mine is being used as a front for a gang of international drug smugglers, with violent consequences.

1988 Medusa Former smuggler turned respectable ex-pat businessman, Mike Steele, finds his idyllic life on the pretty Mediterranean island of Minorca turning very nasty when he gets mixed up with mercenaries running guns onto the island to support a violent separatist movement and military coup.

1991 Isvik Wood restorer Peter Kettil gets caught up in a crazy scheme to find an old Victorian frigate allegedly spotted locked in the Antarctic ice by a glaciologist before his death in a flying accident. His partners are the nymphomaniac Latino wife of the dead glaciologist, Iris Sunderby, a bizarre Scottish cripple, Iain Ward, and a mysterious Argentine who may or may not have been involved in atrocities under the military junta.

1993 Target Antarctica Booted out of the RAF for his maverick behaviour, pilot Michael ‘Ed’ Cartwright is hired by Iain Ward, the larger-than-life character at the heart of the previous novel, Isvik, to rescue a C-130 Hercules plane off a damaged runway on the Antarctic ice shelf. It takes a lot of shenanigans, not least with a beautiful Thai woman who is pursued by the Khmer Rouge (!), before in the last few pages we realise the whole thing is a scam to extract diamonds from the shallow seabed, diamonds like the ones the survivor of the frigate found in the previous novel.

1996 Delta Connection An astonishing dog’s dinner of a story which starts out reasonably realistically following the adventures of Paul Cartwright, scrap metal consultant, in Romania during the chaotic days leading up to the overthrow of the communist ruler Nicolae Ceaușescu, before moving on to Pakistan and the Khyber Pass where things develop into a violent thriller with car chases and shoot-outs – before jettisoning any attempt at realism and turning into a sort of homage to Rider Haggard’s boys adventure stories as Cartwright and his gay, ex-Army mentor, battle their way through blizzards into the idyllic valley of Nirvana, where they meet the secret underground descendants of Vikings who long ago settled this land, before almost immediately participating in the palace coup which overthrows the brutal ruler and puts on the throne the young woman who Paul fell in love with as a boy back in Romania, where the narrative started.

Essays

The Sleepwalkers by Hermann Broch: a summary

On the back of the book, on Wikipedia and in various other locations, large claims are made for The Sleepwalkers, the trilogy of ‘modernist’ novels by Austrian writer Hermann Broch. They are all along the lines of it being ‘a portrait of a world tormented by its loss of faith, morals and reason’.

Having read all three novels quite carefully, the aim of this little essay is to question some of these claims and to put the trilogy into a broader historical perspective. If this seems a questionable thing to do, then bear in mind that the novels – especially the third one – themselves include long passages which take a very highbrow, Hegelian view of history, and which analyse the development of Western culture since the Renaissance right down to the present day.

In other words, rather than applying an alien and academic approach to what are essentially fictions, it’s more accurate to say that I am continuing Broch’s own obsession with the present plight of Western Civilisation and his own lengthy analyses of where Western Man has gone wrong – and applying this approach to his own books.

Critics claim The Sleepwalkers is a panoramic overview of German society and history

The Sleepwalkers is emphatically not ‘a panoramic overview of German society and the collapse of its values’. It is three portraits of tiny groups of characters, each one centring on individuals who are psychologically unbalanced.

Critics claim The Sleepwalkers portray ‘a world tormented by its loss of faith, morals and reason’

1. The books are spread over thirty years, from 1888 to 1918. That’s not ‘a world’, that’s three distinct eras. Imagine saying three novels set in the England of 1988, 2003 and 2018, as describing ‘a world’ – they might be set in the same country but the social setup, the politics and feel of each of those moments would be very different. Same here.

2. None of the books really describe ‘a world‘ – it felt to me like the opposite: each novel describes tiny, unrepresentative groups of characters.

The Romantic is about army officer Joachim von Paselow, his Bohemian mistress Ruzena, his posh fiancée Elisabeth and his suave ex-army friend, Eduard von Bertrand. That’s not a portrait of ‘a world’. That’s a drawing room drama. It barely has enough characters in it to make a sitcom.

Similarly, The Anarchist concerns a relatively small number of characters, namely the book-keeper August Esch, the woman he bullies into marrying him (Mother Hentjen), the brother and sister he boards with in Mannheim, the local tobacconist and a trade union activist who gets locked up, and with three or four theatrical types he goes into business with. About the wider world beyond these ten or so characters we hear very little. Hardly the portrait of ‘a world’. It’s a microcosm.

The closing pages of the third novel in the trilogy, The Realist, are the only place where you have a sense of the wider world and History impinging on the characters, as they describe the anarchy which breaks out at the very end of the Great War, but these final passages leave a misleading impression: the nearly 300 pages which preceded them, once again, focus on a handful of characters: Huguenau the canny deserter, Esch from the second book who we now meet running a small newspaper, Joachim von Pasenow from the first book, who is now an elderly major in charge of the town, and a handful of civic dignitaries and workers. Again this is the opposite of ‘a world’, it is more like a small village.

3. Another sense in which the novels don’t describe a world is the way the lead figures in all three books are psychologically extreme characters. To be a little more analytical, they are highly unrepresentative figures.

– Joachim von Pasenow becomes subject to increasingly prolonged bouts of delusion and almost delirium. He has little or no grasp on the ‘real’ world, as his friend Eduard von Bertrand is quick to point out.

– August Esch is a dim-witted bully, whose malfunctioning mind is overtaken by absurdly grandiose, religio-philosophical psychodramas.

– Huguenau is calm and collected and detached from reality, an early forebear of the hundreds of psychopaths described in thousands of modern thrillers. This feeling is crystallised when he murders Esch in cold blood, stabbing him from behind with an army bayonet in a darkened street.

The third novel is longer and more complex than the others, but follows the same broad arc whereby the central character becomes drowned in their author’s increasingly lengthy pseudo-philosophical and religious ramblings.

So: three fruitcakes, three psychological cases and their close friends and associates do not constitute a world and are not really ‘a portrait’ of anything (if they really build up to anything, it’s a very negative summary of ‘the German character’, see below).

Critics claim The Sleepwalkers is a bold analysis of the collapse of Western values

Even if it were anything like a panoramic overview etc (which it isn’t), portraying the collapse in values in modern Germany (1888-1918) could hardly be called original.

In fact, it would be deeply unoriginal, since this topic of decline and fall was the obsessive subject of most German politics and culture in the decade after the Great War.

The territory had already been well staked out by Oswald Spengler’s classic of gloomy pessimism, The Decline of the West. Spengler’s book depicted the 19th century as a soulless age of materialism which had led to rootless immoralism in the arts (i.e. Symbolism, Expressionism and everything else which Spengler disliked).

The Decline of the West was published in 1922 and was an immediate bestseller, setting the tone for cultural debate throughout the Weimar period.

A 1928 Time review of the second volume of Decline described the immense influence and controversy Spengler’s ideas enjoyed during the 1920s: ‘When the first volume of The Decline of the West appeared in Germany a few years ago, thousands of copies were sold. Cultivated European discourse quickly became Spengler-saturated. Spenglerism spurted from the pens of countless disciples. It was imperative to read Spengler, to sympathize or revolt. It still remains so’. (Wikipedia)

Quite. Lamenting the decline and fall of ‘Western values’ was an intellectual parlour game played by every intellectual, writer, critic, commentator, aspiring politician and pub bore in the Western world.

Therefore, claiming that Broch’s massive novel about ‘the collapse of social values’ was in any way innovative or ground-breaking is ridiculous, seeing as it was published ten years after Spengler’s book had set the tone and defined the age.

The Waste Land by T.S. Eliot holds up because (among many other things) it is an excoriating portrait of mental collapse amid what genuinely seemed – in the immediate aftermath of the Great War – to be a continent going up in flames. But it got in early (like the Spengler, The Waste Land was published in 1922) and established a marker for a new technique and tone to describe the world. The Sleepwalkers, on the contrary, was published ten years later, and was more like a tardy latecomer to the debate.

Using Walter Laqueur to critique The Sleepwalkers

1. The Sleepwalkers’ cultural pessimism, far from being innovative, was entirely in line with its time and place

A few years ago I read half a dozen books about the Weimar Republic to coincide with some art exhibitions on the subject. By far the most convincing was Weimar: A Cultural History 1918-1933 by Walter Laqueur, who had the advantage of growing up during the period (born 1921, he fled Germany in 1938).

Laqueur’s history of Weimar is interesting because, unlike most left-wing academics who tend to concentrate on the communist writers and composers and the gender-bending nightclubs etc, Laqueur gives full weight to the conservative cultural forces of the time.

Above all he makes it all the more clear that so many of the liberal or left-wing, Socialist or communist artists, writers, playwrights etc who infested the Weimar Republic, did everything they could to undermine it and nothing to support it and thus materially contributed to its overthrow by Hitler and the Nazis.

I was continually reminded of Laqueur and his diagnosis as I read the final volume in the trilogy, The Realist. This is divided into short alternating chapters describing – or in the voice of – eight or so key characters.

One of these is (rather inevitably) an academic – not a professor of medicine or physics or engineering or anything useful, but (again, rather inevitably) a philosopher, and it is he who is the author of a series of sections entitled ‘The Disintegration of Values’.

These ‘Disintegration of Values’ sections go on at some length about the horrors of ‘this age’ and the laziness and cowardice of ‘our age’. The author is something of an aesthete and seems to be an expert in architecture. His sections repeatedly make the point, at immense, circumlocutionary length, that the unornamented style of modern post-war architecture bespeaks a deliberate banishment of ‘style’ and ‘beauty’ which is, ultimately, the emptiness of death.

‘Style’ and ‘Beauty’ we are told, reached their heights in the Middle Ages when all Europeans believed in one ideology, Catholicism as promoted by the universal Catholic Church, and everyone shared the same values and so art was accessible to all. But the Renaissance broke this happy balance between public and private, promoting the value of ‘the individual’, and then the Protestant Revolution smashed it wide open, leading to civil war in Europe but, more importantly, to the triumph of the each individual finding their own path to God.

This quest for individualism has led to 400 years of decline, in social life, art and architecture, until we reach the sorry depths described in Broch’s novels, which, he now explains to us, are meant to be detailed descriptions of how older values have been rejected in favour of the current state of soulless materialism and everyone-for-themselves consumer capitalism.

These sections are example of the worst kind of turgid, long-winded, grandstanding German philosophising. The author of these sections is not slow to drop in learnèd tags, like cogito ergo sum and refer to Neo-Kantianism or Hegelian notions of Geist – and confidently makes sweeping generalisations about all Western history interpreted as an interplay between The Rational and the Irrational etc.

But none of this really masks the fact that, deep down, the author is another drunk old bore propping up a bar somewhere telling anyone who comes near enough that the world is going to the dogs. And quite quickly this becomes really tiresome.

2. The Sleepwalkers is a good example of turgid, incomprehensible Germanic philosophising at its worst

Laqueur’s review of Weimar culture gives pen portraits of the works of numerous figures from the era who are now totally forgotten. Quite quickly you realise something almost all of them had in common was that they were:

  • long-winded and verbose
  • at the same time, extremely obscure and hard to understand
  • full of dire cosmic predictions about the collapse of civilisation and the end of the Western world

You notice this because Laqueur goes to some lengths to point it out and emphasise that long-winded, pretentious obscurity is an enduring strand of German culture.

Take the works of Moeller van den Bruck who wrote The Right of Young Peoples and The Third Reich. Laqueur comments that van den Bruck’s two books are almost impenetrably obscure, but nonetheless full of high-sounding rhetoric, ‘poetic visions, enormous promises and apocalyptic forebodings’ (p.96). Well that describes Broch’s huge trilogy to a T. Here are some other Laqueur comments on writers of the period:

The German language has an inbuilt tendency towards vagueness and lack of precision… (p.63)

[Thomas Mann was] Weimar Germany’s greatest and certainly its most interesting writer. But he could not be its spokesman and teacher, magister Germaniae. For that function someone far less complex and much more single-minded was needed. With all his enormous gifts, he had the German talent of making easy things complicated and obvious matters tortuous and obscure. (p.124)

Sounds like Broch.

[The heroes of the most popular writers of the time, neither left wing nor modernist, not much known outside Germany] were inward-looking, mystics, men in search of god, obstinate fellows – modern Parsifals in quest of some unknown Holy Grail. They were preoccupied with moral conflicts and troubled consciences, they were inchoate and verbose at the same time, very German in their abstraction, their rootedness and sometimes in their dullness. (p.139)

Quite. That sounds exactly like the thought processes which come to dominate the characters Joachim von Pasenow and August Esch – long-winded, verbose, over-the-top, full of pretentious, world-shattering generalisations which, on a moment’s reflection, mean nothing.

3. The Sleepwalkers revels in the corruption it portrays without offering any positive vision

What I came to dislike over the ten days I was immersed in these three heavy, turgid novels, is the way Broch’s vast trilogy revels in psychological collapse. It glories in the hysteria and confusion of its characters. It smiles with glee as they hallucinate, scheme and panic.

The Sleepwalkers enjoys its descriptions of corruption. It takes 150 densely-written pages to dissect the character of the loathsome, stupid and mentally ill army officer Joachim von Paselow, and a further 150 glutinous pages to plumb the depths of the wife-beating dimwit, August Esch.

The books dabble their fingers in the damaged Germanic soul, relishing every minute of their portrayal of deeply disturbed characters, and periodically inserting lengthy descriptions of their confused pseudo-philosophical obsessions.

Like so much Weimar Art, The Sleepwalkers trilogy didn’t build, but destroyed. It didn’t make positive suggestions, but carped and cavilled at every aspect of modern society, which their author regarded as going hopelessly downhill. Just like more or less every other author of his day (compare with the lengthy laments about the ‘sickness of our age’ throughout the first half of Herman Hesse’s Steppenwolf.)

It has no positive suggestions to make, it offers no solutions. It despises industrialism and social democracy and politics as much as it ends up appearing to despise pretty much all human beings and their pathetic attempts to find meaning.

I know that Broch was himself arrested by the Nazis in 1938, not least because he was a Jew, and so he was no friend at all of the regime – but that doesn’t alter the fact that the tendency of these three novels is entirely destructive of what you could call the sensible, democratic middle ground.

They don’t really describe or analyse this supposed ‘collapse of values’ (I actually found it impenetrably difficult to understand just what ‘values’ were being discussed in any of the novels: for example the concept of ‘romanticism’ which is referenced half a dozen times in the novel of the same name is nowhere really explained; not clearly).

What the novels do do, is enact and promote the very decadence and corruption which they claim to be lamenting.

Their nihilism was just one more contribution to the overall artistic nihilism of Weimar, and if this didn’t exactly open the door to Hitler, it ensured that when the moment came, the artistic, cultural and intellectual community lacked the intellectual means or the will to resist him.

The hopeless German-ness of the Germans

I’ve been moving from the specificness of the individual novels, up to a higher-level look at their place in Weimar culture as a whole. Now let’s step outside German culture altogether.

Stepping right back and viewing it from an Anglo-Saxon perspective, it seems to me that the entire analysis carried out by The Sleepwalkers is wrong because it is trapped inside German culture and can’t get out.

It is a truism that people often get stuck in hopeless, repetitive and self-destructive behaviour and eventually need help from therapists or counsellors. This is because the therapist is outside the situation the patient is stuck in and consequently can see it with a clearer perspective, and can offer what often turn out to be relatively simple solutions and ways out.

In the same way, all the works of cultural criticism and gloomy pessimistic German fiction which Laqueur describes, and of which Broch’s trilogy was a notable example, are trapped inside the prison of being German.

They were all addressing a simple problem made up of the following parts:

1. They take it as axiomatic that at some point in the past, say the era of Goethe and Schiller, German culture was fine and good and healthy, that the Germans had at some stage in the past had a wonderful soul and beautiful art and matchless music.

2. But then something seems to have gone wrong. Nietzsche in the 1870s was warning that something was wrong with German culture and after him a flood of writers, philosophers and so on produced thousands of variations on the same theme, from the tortured German Expressionist artists, through Gustav Mahler and his obsession with Death, through Spengler’s pessimism and thousands of nihilistic Weimar artists and writers, through to the Granddaddy of German unhappiness, and friend of the Nazis, the high priest of incomprehensible, long-winded laments that the modern world has lost its soul and authenticity, Martin Heidegger.

3. And this ‘problem’ had gone into overdrive in the aftermath of the First World War because the Germans, from all classes, at all levels, up to and including the loftiest intellectuals, couldn’t understand why the Germans had lost the war.

Why did we lose the war? What is wrong with us? What is wrong with Germany?

Questions which prompted thousands of agonised screeds about Seele and Geist and God and the Absolute – when the answer was perfectly simple: the Germans lost the First World War because the combined industrial and agricultural resources of Germany and Austria were no match for the combined industrial and agricultural resources of Britain, France and, especially, America.

Any therapist or counsellor outside their situation could have told them that this was the brute, blunt, material reason why they lost – but, unfortunately, this was precisely the kind of pragmatic, bathetic ‘fact’ beloved of the despised ‘nation of shopkeepers’ and of vulgar Yankee carpetbaggers that lofty and high-falutin German professors of philosophy just couldn’t handle, process or accept.

It was too simple, too obvious – lacking in true Germanic dignity and Geist and God and Sacrifice and Volk and Blut.

Thus, from the lowest bar-room drunk to the cleverest writers in the land, the Germans, as a people, looked for the reasons for their defeat in a huge variety of reasons and excuses – all except for the blindingly obvious one staring them in the face.

They attributed their defeat to a lack of honour, or patriotism, or duty or sacrifice, in a ‘collapse of values’, in the viciousness of modern culture, in its sexual decadence or its mercantile corruption, in the machinations of big business or the financial conspiracies of the Jews or the betrayal of the Army by civilian politicians or betrayal of the Volk by liberals and Jews – in a hundred and one reasons and excuses all of which managed to mask and conceal from themselves the blindingly obvious reality that, as a nation, they ran out of manpower and resources.

It was this failure to properly and responsibly analyse the stark economic and material reasons for their defeat, and instead the addiction to attributing defeat to a wild collection of fanciful philosophical or religious or psychological failings, which helped to create a paranoid victim culture – which emphasised psychological or moral or spiritual failings, rather than the more mundane practical realities – which helped Hitler’s rise to power.

Seen in this broad cultural context, Broch was just one more German writer crying out that his culture was profoundly, horribly diseased. Stepping right back, he was one among a huge chorus of cultural producers in Weimar Germany who were all lamenting how rotten and corrupt their culture was.

Well, they shouldn’t have been all that surprised when a strong leader stepped forward and offered himself as the cure to everything which was wrong with German society, starting with rejuvenating its rotten debased ‘values’ and re-instilling a sense of Pride and Patriotism and Confidence.

They wanted it. They got it.

The gross failure of German political culture between 1870 and 1945

Above the intrinsic economic and industrial strength of a nation obviously sits the class of people who manage them, who manage the economy, who run the country – the politicians.

And here again, Broch wasn’t experiencing some ‘collapse of values’ – or no more so than anyone in any Western country which had thrown off its Victorian straitjacket, had swapped its ankle-length skirts for flapper fashion and was dancing the Charleston.

No, what he was experiencing – as every other German between the wars did – was the complete and utter failure of German political class to manage its nation.

In the years leading up to 1914, and then again in during the 1930s, the men who came to the top of the German political system turned out to be completely incapable of running a modern state, without itching for war.

This is made crystal clear in all the histories of the Great War which I read during its recent centenary. In 1914 the men at the top of the German political system – Kaiser Wilhelm and the German Chiefs of Staff – took a calculated gamble that they could exploit the crisis which erupted after the assassination of Archduke Ferdinand.

This is a summary of the argument made in a recent book about Germany and Austro-Hungary in the build- up to, and during, the First World War, Ring of Steel by Alexander Watson (2014):

  • The conspirators – Elements in the Austro-Hungarian Foreign Ministry and military had been waiting for an opportunity to suppress little Serbia, located just on the empire’s border and endlessly fomenting nationalist unrest. When Archduke Ferdinand, heir to the Austro-Hungarian throne was assassinated on 28 June in the Serbian capital, Sarajevo, the Austrians blamed Serbia and spent most of July devising an ultimatum so extreme that they, and everyone else in Europe, knew that it could not be fulfilled. Germany, not that concerned at this point, gave Austro-Hungary unqualified support, the so-called ‘blank cheque’. Both countries changed their tune when they realised that Russia was mobilising to support the Serbs, their fellow Slavs.
  • War of existence – Why was the Austro-Hungarian hierarchy so harsh on Serbia? Watson gives a review of the many tensions tearing the Austro-Hungarian empire apart. ‘The actions of Austro-Hungarian rulers in the summer of 1914, although secretive and aggressive, were motivated less by belligerence than a profound sense of weakness, fear and despair’ (p.14).
  • The miscalculated risk – The pressures on German Chancellor Bethmann Hollweg reflected a nation anxious about the growing might of Britain and France and the industrialisation of Russia, but also well aware of the risk of world war. German Chancellor Hollweg gambled that a) the Austrians would defeat Serbia quickly, within a week and b) that Russia would be so slow to mobilise that the conflict on the ground would be over in the Austrians’ favour before the whole thing got handed over to international mediation (as had a number of other recent international disputes e.g. the Balkan Wars of 1912-13). He was wrong on both counts.

As the situation deteriorated and the German High Command began to fear a possible war on two fronts, they decided to implement the Schlieffen Plan which called for the rapid invasion of France in order to knock her out of the war in a brisk six weeks, so that the Germans could then turn their attention to Russia who, they expected, would take at least six weeks to mobilise.

Wrong wrong wrong wrong wrong wrong wrong wrong.

Germany’s political and military leaders made a huge military gamble and were wrong wrong wrong wrong wrong wrong. World class wrong. All the catastrophes of the twentieth century stem from this one catastrophic miscalculation, not only the war itself but the overthrow of the Tsarist regime by the Bolsheviks, the rise of communism in Russia, Stalin, millions murdered in famines and gulags, the catastrophic triumph of communism and the rule of Mao in China, the entire Cold War with all its deaths and distortions.

From that one miscalculated gamble.

Once they’d committed they couldn’t back down, and when the ‘lightning’ attack through Belgium that was designed to capture Paris and knock France out of the war failed, the world was condemned to four years of meat-grinding deadlock.

This was the simple truth that everyone living in Germany through and after the war appeared to be unable to realise or accept. Instead, they were told by their leaders that they were fighting a war of civilisation against Western decadence (France) and Eastern barbarism (Russia).

They were fed cultural and spiritual and moral reasons for a war which was characterised as a crusade. And so an entire generation of Germans appears not to have grasped its much simpler geopolitical reasons (Germany’s paranoid fear of its rivals France and Britain, combined with paranoid fear of attack from the East, combined with a really fatal military miscalculation).

Back to Broch

Thus Hermann Broch’s big trilogy of novels, The Sleepwalkers, can be read, not as any kind of analysis of ‘a world tormented by its loss of faith, morals and reason’ and so on, but as one more instance of the German intellectual class’s complete failure to grasp the realities of the geopolitics, political leadership and economics which determined the world they lived in.

Broch was just one of many, many, many over-educated intellectuals and philosophers and academics and writers and commentators who couldn’t accept the simple truth that they lost the First World War because their leaders fucked up, and so wrote thousand-page novels blaming it all on the Renaissance or the Reformation or the Romantic movement or the imbalance between Reason and The Irrational or the falling of God from Infinity into the Absolute, and so on and on and on and on.

Conclusion

To summarise: in my opinion, Broch’s entire project of attempting to explain his country’s plight in terms of a collapse of so-called values:

  1. is not an accurate description of what the books are actually about
  2. is, in any case, crushingly unoriginal and indebted to much more influential cultural forerunners such as Spengler
  3. and in any case completely misses the point – it wasn’t the Germans’ social values which were at fault, it was the failure of their political culture to be able to manage a large modern state without resorting to the Kaiserprinzip or the Fuhrerprinzip and aggressive wars of conquest, which was at fault

What German ‘culture’ meant to its neighbours

Because if you happen not to have been born in Germany in the 1880s, if you happen to have been born in, say, France, the most obvious thing about Germany was not its lamentable collapse into ‘a world tormented by its loss of faith, morals and reason’ – the most obvious thing about Germany was the way it kept on bloody invading you – in 1870 and in 1914 and in 1940.

The most obvious thing about German culture was that it produced the febrile and unpredictable Kaiser Wilhelm II and his military high command who started World War One, and then the febrile and mad Adolf Hitler, who started World War Two.

‘World tormented by its loss of faith, morals and reason’ be damned – this was a nation which plunged the world into a catastrophe in 1914, and then did it again, 25 years later, so that the destruction they caused during the second one surpassed the most destructive capacity of all humanity in all preceding history put together.

That is why to this day the Germans are forbidden from having an army. Because nobody trusts them to have one. Think about that.

To this day the Germans are not to be trusted with an army because the whole world has seen what happens if you let Germany have an army. They wreak havoc, death and destruction on an unprecedented scale (read the mind-boggling descriptions of the destruction the Germans wrought all across Europe in Savage Continent: Europe in the Aftermath of World War II by Keith Lowe; read Primo Levi about Auschwitz.)

Because Death is a master from Germany.

Thus, stepping right back from the specifics of plot and character, The Sleepwalkers can be read as just one among many long-winded, melodramatic and pretentious refusals by German intellectuals to acknowledge the reality of German culture and history – to deny, to refuse to acknowledge what Germany had been in 1870 and 1914 and would be 1939 – a force for unbridled savagery and aggression.

Which part of the siege of Paris (1870) or the burning of Louvain:

From the first days they crossed into Belgium, violating that small country’s neutrality on the way to invade France, German forces looted and destroyed much of the countryside and villages in their path, killing significant numbers of civilians, including women and children. (August 25 1914)

Or the systematic demolition of Warsaw or the massacre at Oradour-sur-Glane

The women and children were locked in the church, and the village was looted. The men were led to six barns and sheds, where machine guns were already in place… The SS men began shooting, aiming for their legs. When the victims were unable to move, the SS men covered them with fuel and set the barns on fire… The SS men next proceeded to the church and placed an incendiary device beside it. When it was ignited, women and children tried to escape through the doors and windows, only to be met with machine-gun fire… (Oradour-sur-Glane massacre)

Did German ‘intellectuals’ not get?

All of it. They refused to acknowledge any of it as their fault or responsibility. Germany’s intellectual class continued to worry about Goethe and Beethoven and the World Spirit while their sons and nephews murdered, raped and burned their way across Europe.

How to cure Germany

Only the complete destruction of their country, the mass rape of their women, the seizure of their borderlands by Poland and the permanent encampment of the Soviet Union in the eastern half of their country for 45 years, along with the expulsion of over ten million ethnic Germans from every one of their neighbours, finally, at last, completely and utterly convinced the Germans that maybe they weren’t a Master Race blessed with special insight into Culture and Spirit and Being.

Only the utter devastation of all their cities, of their infrastructure and economy managed to finally convince the German population that all their verbose, melodramatic, self-indulgent rhetoric about ‘morality’ and ‘values’ and ‘reason’ concealed a people who would shovel millions of Jews into crematoria and set out to exterminate the entire Slav population of Eastern Europe (Generalplan Ost).

In the final book of the trilogy, The Realist, Broch goes out of his way to attack modern, money-minded commercial culture. The central figure of the book, Wilhelm Huguenau, is a successful, respectable businessman who is also show to be an amoral murderer and Broch repeatedly emphasises the direct connection between money-minded entrepreneurism and heartless murder. Broch despises modern business and business methods and business men.

But this didn’t stop Broch when push came to shove i.e. when the Nazis came to power, like so many of his left-wing, socialist or communist fellow Weimar intellectuals, from fleeing to the heartland of consumer capitalism, the epicentre of modern business methods, America, where he sat out the Second World War in comfort, holding a number of academic posts, benefiting from the largesse and the protected by the enormous military machine, generated by precisely the kind of modern capitalist society he went out of his way to anathematise in his novels.

This combination of factors goes some way to explaining why Broch came to dislike and then actively despise ‘the novel’ as an ‘art form’.

Because it was not The Novel he was reviling, not the novels of, say, Virginia Woolf or Ernest Hemingway or William Faulkner or Evelyn Waugh – it was his own novels:

– long pretentious tracts which claim to be analysing an entire society through the lens of half a dozen freakish characters

– larded with weighty rhodomontades about Sacrifice and Truth and Reality and Mind and Spirit and a whole load of other capitalised and empty words

– misleading and windy ‘analyses’ which concealed the true nature of the German plight / condition / situation, and so proved utterly useless in preventing the rise to power of the most evil regime in world history

– none of which prevented the rise of the Nazis, their aggressive foreign policy, the outbreak of war and the complete collapse of European civilisation

When you put like that, I think you can see why Broch would come to despise his own efforts as long-winded showing off, as showy grandstanding which, in the end, changed nothing.

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume, first published in 1996.


20th century German literature

The Weimar Republic

German history

Some style features of the early novels of J.G. Ballard

This blog post is about two aspects of the prose style of Ballard’s three early novels:

  1. widespread use of similes
  2. long, lush descriptions

Common features

J.G. Ballard’s first three novels are ‘disaster’ stories – The Drowned World, The Drought, The Crystal World. All three share obvious common features:

  • the plots – they are set in versions of our world, just a little in the future, which are beset by massive environmental disasters
  • the people – they feature relatively small groups of disparate characters who start off by being odd and progress into stranger and stranger mental states of detachment and psychosis
  • the doctors – the main protagonists of all three novels are doctors – Dr Kerans, Dr Ransom and Dr Sanders, respectively
  • the style – all three novels contain extended passages of outstanding and visionary intensity, sensual descriptions of the tropical foliage in The Drowned World, the terrifying vision of the bleak salt flats in The Drought, extraordinary descriptions of jungle plants and animals turning into multi-faceted jewels in The Crystal World

1. Ballard’s similes

There’s a lot to be said about all these and many other aspects of his style, but I was particularly struck by Ballard’s extensive use in all three books of similes. It strikes me that similes do (at least) three things:

  1. they compare one thing with another
  2. thus they take the reader’s imagination away from the reality of an object or situation
  3. and, given that they can compare the real world to anything the author fancies, they expand a text’s imaginative realm in potentially any direction

This continual movement of the text away from reality very much reflects the physical and psychological journeys of Ballard’s characters.

Physical journeys

In The Drowned World Dr Kerans gives in to the irrational urge to head away from safety and sets off south towards the radioactive sun. In The Drought Dr Ransom’s trek to the coast is mirrored by his return to the abandoned city ten years later, but both are only preliminaries for the psychotic pilgrimage he sets off on at the end of the book. Similarly, in The Crystal World, Dr Sanders’ journey to the disaster zone to seek his mistress makes some sense, unlike his decision right at the end of the book to leave safety behind and journey back into the heart of the crystal forest presumably to die.

Psychological journeys

As the outlines above suggest, all three doctors start as reasonably rational beings but then slowly shed all rationality as they become steadily more detached from reality and obsessed by their respective quests.

During their journey to the south he had felt an increasing sense of vacuum, as if he was pointlessly following a vestigial instinct that no longer had any real meaning for him. The four people with him were becoming more and more shadowy, residues of themselves as notional as the empty river. (The Drought p. 92)

So the movement of similes away from reality, away from the actual thing being described in the text, and out into exotic or unexpected comparisons, is a kind of textual mirror of the physical and mental journeys undertaken by the chief protagonists.

Categorising Ballard’s similes

We can attempt an elementary categorisation of Ballard’s similes, from simple via increasing complexity, to ‘ornate’ and on to a ‘gateway’ category (I’ll explain).

Banal

Plenty of Ballard’s similes are obvious enough, functional, meat-and-potatoes work you might find in run-of-the-mill fiction. They provide simple comparisons but don’t really take you very far.

  • The lions’ roars sounded like the slamming of a steel mill. (TD 54)
  • The heat of the waterfront fires drove across the river like a burning sirocco. (TD 88)
  • Stretching along the entire extent of the coastal shelf were tens of thousands of cars and trailers, jammed together like vehicles in an immense parking lot. (TD 94)
  • The water ceased to move, and for a moment the great lagoon, and the long arms of brine seeping away northwards through the grey light, were like immense sheets of polished ice. (TD 111)
  • Ransom looked round to see Jordan watching him in the half light, his dark face like an intelligent savage’s, filled with a strange child-like hope. (TD 140)
  • Like a bleached white bone, the flat deck of the river stretched away to the north. (TD 145)
  • He sat down by a gap in the balustrade, surrounded by the empty cans and litter, like an exhausted mendicant. (TD 161)
  • During the journey from Libreville he had roamed about the steamer like an impatient tiger… (CW 15)
  • The dark image of her face floated like a dim lantern before his eyes (CW 38)
  • In the darkness the worn columns of the arcade receded towards the eastern fringes of the town like pale ghosts… (CW 40)
  • The youth kicked at the knives and leapt sideways through the catwalk like a fish about to be gutted (CW 44)
  • The Negro picked himself up and raced like a wounded animal through the entrance (CW 94)

They colour and distract a little but don’t add that much to the object, view or situation being described.

Contrived

Many betray that strand in Ballard which is always seeking out culturally obvious references – Ballard has a non-humanities student’s airy insouciance when it comes to invoking Great Cultural Landmarks, e.g. the Bible, Michelangelo, the ancient Greeks and so on. These sometimes feel a bit pretentious. Into this category come other similes which just feel over-elaborate and contrived.

  • Over his shoulder he could see Catherine Austen resting on the tiller in the sunlight, her hair lifting like the fleece of some Homeric ram. (TD 86)
  • His pomaded hair and cherubic face, and the two jewelled clasps pinning his tied inside his double-breasted waistcoat, made him look like some kind of hallucinatory clown, the master of ceremonies at a lunatic carnival. (TD 77)
  • Grady stared at them, his little face for a moment like an insane sparrow’s (TD 105)
  • Louise’s hands strayed to the sunglasses beside her plate, safely within reach lie some potent talisman (CW 36)
  • The huge jewelled gauntlet like the coronation armour of a Spanish conquistador… (CW 51)
  • Several plate glass windows appeared to have fractured and then fused together above the carpet, and the ornate Persian patterns swam below the surface like the floor of some perfumed pool in the Arabian Nights. (CW 86)
  • Sanders stumbled ahead, like an onlooker driven towards some bloody Golgotha by its intended victim. (CW 118)

Mild incongruity

Then there are similes which definitely contain the surprise and imaginative lift of unexpectedness, the sense of your imagination momentarily expanding.

  • The cheetah flicked an eye at him like a referee noticing an almost imperceptible infringement of the rules. (TD 76)
  • The negro smiled, his great domed head veined like a teak globe of the earth. (TD 86)
  • The windows of the Hotel Europe hung listlessly in the dark air, the narrow shutters like coffin lids (CW 21)

Inspired

Some strike a real chord, giving you the strong sense of new mental associations, a flash of insight into the world hidden behind this world.

  • The steel spans of the bridge rose above the stalled cars and trucks, which were carried over the hump like scrap metal on a conveyor. (TD 91)
  • His eyes hovered below his swollen forehead like shy dragonflies. (TD 180)
  • The wrecked catwalks lay on the water like the skeletons of half-drowned lizards. (CW 48)
  • They passed the aircraft lying like an emblazoned fossil in a small hollow to the left of their path… (CW 97)
  • Sanders was about to protest but the young woman turned away from them and seemed to subside into sleep, the jewels lying like scarabs on the white skin of her breast. (CW 109)
  • He stood up and looked down at the table, his stooped figure with its blond hair like a gallows in the dusk. (CW 111)
  • Around him in the vitreous walls, the reflected stars glittered like fireflies. (CW 114)

Lots of animal comparisons – dragonflies, lizards, scarabs, fireflies… hmmm.

Exotic

Then there are similes which are deliberately incongruous, connecting the like with the unlike in a way designed to jolt you into a new fragment of perception.

  • The shadows of the torn deck braces danced like ragged spears. (TD 130)
  • In the face of the quarry were the half-excavated shells of a dozen cars and trailers, embedded in the gritty sand like the intact bodies of armoured saurians. (TD 134)
  • In the sunlight the gilded edifice gleamed among the dust and sand like a Fabergé gem. (TD 173)
  • Lomax postured among the low dunes, his small powdered face puckered like a shrivelled fig. (TD 18)
  • The forest canopy rose high in the air like an immense wave ready to fall across the empty town. (CW 27)
  • Louise’s body had lain beside him like a piece of the sun, a golden odalisque trapped for Pharaoh in his tomb. (CW 141)

Gateway

What I mean by ‘gateway similes’ is ones which open a doorway into the grand visionary otherworld of Ballard’s imagination at its most intense.

  • He felt now that the white deck of the river was carrying them all in the opposite direction, forward into zones of time future where the unresolved residues of the past would appear smoothed and rounded, muffled by the detritus of time, like images in a clouded mirror. (TD 152)
  • Philip Jordan and Ransom climbed onto the bank and looked out at the causeways of rubble that stretched away like the unused foundation stones of a city still waiting to be built. (TD 157)
  • As he lay half-stunned in the sunlight he was aware of Mrs Quilter jabbering away on one of the dunes a few yards from him, the silent figure of her son, like an immense cuckoo, squatting beneath his furs in the sand. (TD 164)
  • The imitation Louis XV pieces had been transformed into huge fragments of opalescent candy, whose multiple reflections glowed like giant chimeras in the cut-glass walls. (CW86)

Rereading these examples I realise that:

  1. The most obvious and banal similes describe actions – running off like a hare, roaring like a lion etc – whereas the most powerful ones describe completely static scenery.
  2. As these final examples indicate, what characterises the most visionary similes is that they are embedded in long flowing sentences, are merely building blocks in larger visionary descriptions.

So:

  1. It’s a subjective judgement call which similes you allot to which category – I am just sketching out a possible taxonomy…
  2. but in doing so am drawing attention to the prevalence of similes in Ballard’s style and the role they play in helping to transport the reader away from the real, concrete world of socially shared perceptions, and into a more intense and personal world of eccentric, powerful and sometimes hallucinatory visions – and so play their part in creating the weird, obsessive mindsets of the various protagonists

2. Lush descriptions

The situations in each of the three disaster novels are extreme and offer Ballard plenty of opportunity for extended passages describing the novel landscapes created by a) the super-hot flooded world b) a world stricken by drought and c) a world turning into crystal.

Probably the most vivid, extended and lush descriptions are in the first novel, The Drowned World, suggesting the original rich, over-ripe soil from which Ballard’s mature style would eventually evolve.

Soon it would be too hot. Looking out from the hotel balcony shortly after eight o’clock, Kerans watched the sun rise behind the dense groves of giant gymnosperms crowding over the roofs of the abandoned department stores four hundred yards away on the east side of the lagoon. Even through the massive olive-green fronds the relentless power of the sun was plainly tangible. The blunt refracted rays drummed against his bare chest and shoulders, drawing out the first sweat, and he put on a pair of heavy sunglasses to protect his eyes. The solar disc was no longer a well-defined sphere, but a wide expanding ellipse that fanned out across the eastern horizon like a colossal fire-ball, its reflection turning the dead leaden surface of the lagoon into a brilliant copper shield. By noon, less than four hours away, the water would seem to burn. (First paragraph)

Passages of heat-stunned grandeur like this occur throughout The Drowned World making it a tremendous sensual pleasure to read.

Similarly, The Crystal World announces its heavy, symbolist, late-Victorian atmosphere long before we’ve got to the actual disaster zone. Right from the start the prose is heavy with long elaborate sentences and a sense of brooding menace.

At intervals, when the sky was overcast, the water was almost black, like putrescent dye. By contrast, the straggle of warehouses and small hotels that constituted Port Matarre gleamed across the dark swells with a spectral brightness, as if lit less by solar light than by some interior lantern, like the pavilions of an abandoned necropolis built out on a series of piers from the edges of the jungle. (Second paragraph)

The Drought, sitting between the two lush novels is, by definition, altogether a dryer reading experience, but it too has extended passages which convey a tremendous sensual immediacy, especially in the second section, about life on the wide, bleak, windswept salt flats which have been created along the sea shore after ten years of distilling seawater to create drinking water.

Shortly after dawn, as the tide extended across the margins of the coastal flats, the narrow creeks and channels began to fill with water. The long salt-dunes darkened with the moisture seeping through them, and sheets of open water spread outwards among the channels, carrying with them a few fish and nautiloids. Reaching towards the firmer shore, the cold water infiltrated among the saddles and culverts like the advance front of an invading army, its approach almost unnoticed. A cold wind blew overhead and dissolved in the dawn mists, lifting a few uneager gulls across the banks.

Less sensually pleasurable than the warm fantasies of the other two books, nonetheless these scenes from The Drought have just the same skilled immediacy, and use the same kind of long, multi-claused sentences to create very vivid pictures in the mind.

Conclusion

The long, super-lush descriptions which characterise his first three novels were burnt off in the mid-1960s by Ballard’s growing obsession with the science fiction of the present day, epitomised by The Atrocity Exhibition and Crash.

As the settings for his characters’ mental decline and obsessions changed from tropical forests and giant iguanas to motorway flyovers and concrete high rises, so Ballard’s style became more clipped, factual and a lot more sensually restrained.

Scientific jargon, the language of experiments, an argot of angles and geometry, obsessive imagery of nuclear test bunkers and perverse pornography, come to dominate Ballard’s fiction of the later 1960s, and a reader who came to Ballard through The Atrocity Exhibition would never suspect him capable of the long, rolling lush descriptions which are such an enjoyable and distinctive aspect of the first three disaster novels, and in which the inspired use of similes plays a small but significant role.

It should not be too difficult to arrange my escape and then I shall return to the solitary church in that enchanted world, where by day fantastic birds fly through the petrified forest and jewelled crocodiles glitter like heraldic salamanders on the banks of the crystalline rivers, and where by night the illuminated man races among the trees, his arms like golden cartwheels and his head like a spectral crown… (p.169)


Credit

‘The Drowned World’, ‘The Drought’ and ‘The Crystal World’ by J.G. Ballard were published published by Jonathan Cape in 1962, 1964 and 1966, respectively. All quotations are used for the purpose of criticism and review.

Related reviews

The Nightmare of Reason: The Life of Franz Kafka by Ernst Pawel (1984) – 1

‘What do I have in common with the Jews? I hardly have anything in common with myself and should stand very quietly in a corner, content that I can breathe.’
(Franz Kafka, 8 January 1914)

This is a hugely enjoyable biography of Franz Kafka, chiefly because it is itself so unKafkaesque, so informative and logical and entertaining.

Although the subject matter and settings of Kafka’s novels and short stories vary, what all Kafka’s works have in common (well, apart from the really short stories) is the long-winded and often convoluted nature of his prose which seeks to reflect the over-self-conscious and over-thinking paranoia, anxiety and, sometimes, terror of his protagonists, narrators or characters.

Pawel’s book, by contrast, is a wonderfully refreshing combination of deep historical background, penetrating psychological insights, fascinating detail about the literary and cultural world of turn-of-the-century Prague, and hair-raising quotes from Kafka’s diaries, letters and works, all conveyed in brisk and colourful prose. Pawel’s style is about as variedly entertaining as prose can be, which came as a huge relief after struggling through the monotone grimness of a story like The Burrow.

Three ethnicities

If you read any of Kafka’s works it’s difficult to avoid blurbs and introductions which give away the two key facts of his biography: 1) his lifelong fear of his father, Herrmann, and 2) how he spent his entire working life in a state insurance company, itself embedded in the elephantine web of Austro-Hungarian bureaucracy.

The Workmen’s Accident and Insurance Institute for the Kingdom of Bohemia was an integral part of the pullulating Austro-Hungarian bureaucracy that, like a giant net of near-epic intricacy, covered the entire Hapsburg domain. (The Nightmare of Reason, page 183)

Between them these two facts can be used as the basis of entry-level commentaries on virtually all of Kafka’s stories, allowing readers to interpret them as being about either:

  1. anxiety and dread of some nameless father figure who inspires an irrational sense of paralysing guilt
  2. or (as the two famous novels do) as unparalleled descriptions of vast, impenetrable bureaucracies which the helpless protagonists can never understand or appeal to

So far, so obvious. What I enjoyed most in this biography was all the stuff I didn’t know. First and foremost, Pawel gives the reader a much deeper understanding of the history, the politics and, especially, the ethnic complexity of Bohemia, where Kafka was born and lived most his life, and of its capital city, Prague – and explains why this mattered so much.

What comes over loud and clear is the tripartite nature of the situation, meaning there were three main ethnic groups in Bohemia, who all hated each other:

1. The majority of the population of Prague and Bohemia was Czech-speaking Czechs, who became increasingly nationalistic as the 19th century progressed, lobbying for a nation state of their own, outspokenly resentful of the Austrian authorities and of their allies in the German-speaking minority.

2. A minority of the population, around 10 to 15%, were ethnic Germans. They regarded themselves as culturally and racially superior to the Czechs, who they thought of as inferior ‘slavs’. The Germans were bolstered 1. by their proximity to Germany itself, with its immense cultural and literary heritage, and 2. because they spoke the same language as the Austrians who ruled the Austro-Hungarian Empire. Most schools in Bohemia taught German as the official language, resulting in a state of civil war between the two languages and low level conflict between the two cultures – Pawel describes it as an ‘abyss’ (p.140).

Kafka, for example, although he was complimented on his spoken Czech, never considered himself fluent in it, and was educated, preferred to speak, and write, in German. In reference books he is referred to as a master of German prose.

3. And then there were the Jews. Pawel goes into great detail and is absolutely fascinating about the position of Jews in the Austro-Hungarian Empire and Bohemia in particular. He goes back to the Emperor Joseph II’s 1781 Patent of Toleration, which allowed Jews and Protestants for the first time to practice their religion in the Empire, and the charter for religious freedom granted the Jews of Galicia in 1789. From these statutes dated a series of other laws enacted throughout the nineteenth century designed to ’emancipate’ the Jews from a range of medieval laws which had placed huge restrictions on how they could dress, where they could go, what jobs they could hold.

But this so-called emancipation was a double-edged sword, because it also abolished the communal autonomy which the Jews had enjoyed, it forbad the wearing of traditional Jewish clothes, and it enforced the Germanisation of Jewish culture.

The effect of all this was that, through the 19th century, successive generations of Jews tried to break out of the squalor and poverty of their predominantly rural settlements, emigrated to the big cities of the Empire, dropped their traditional clothing and haircuts, learned to speak German better than the Germans, and in every way tried to assimilate.

Both [Kafka’s] parents belonged to the first generation of assimilated Jews. (p.54)

Unfortunately, this ‘aping’ of German culture mainly served to breed resentment among ‘true’ Germans against these cultural ‘impostors’, with the net result that, the more the Jews tried to assimilate to German culture, the more the Germans hated them for it.

Thus, in a bitter, world-historical irony, an entire generation of urbanised, secular Jews found themselves in love with and practicing a Germanic culture whose rightful ‘owners’, the Germans, hated them with an unremitting antisemitism (pp.99, 149).

And these hyper-intelligent Jews were totally aware of the fact, bitterly reminded of it every time another antisemitic article was published in their newspapers or antisemitic riot took place in their towns. And so it helped to create a feeling that if only they weren’t Jews everything would be alright. It helped to create the phenomenon known as Jewish self-hatred, a condition Pawel thinks Kafka suffered from, acutely, all his life (p.108).

(Though not as much as the journalist Karl Kraus. In a typically fascinating digression, Pawel devotes an excoriating passage to Kraus, a secular Jew born into a wealthy industrialist family, who became a leading satirical writer and journalist, and devoted his flaming energies to protecting the ‘purity’ of the German language, and – according to Pawels – castigating ‘the Jews’ for importing provincial jargon and Yiddishisms. Kraus was, in Pawel’s view, ‘the quintessential incarnation of Jewish self-hatred’ (p.226).)

And don’t forget that, all the while they were the subject of German antisemitism, the Jews also got it in the neck from the other side, from the nationalist Czechs, the more Germanic the Jews strove to become, the more the Czech nationalists hated them for sucking up to their oppressors. The Jews got it from both directions.

I knew about Austrian antisemitism, not least from reading biographies of Freud. But I didn’t know anything about the distinctive dynamic of Czech antisemitism.

The emancipation of the Jews

Pawel describes all this in such depth and detail because it explains the impact on Kafka’s own biography – namely that Franz’s father, Herrmann, was one of that generation of Jews who, in the mid-nineteenth-century, escaped from the grinding poverty of the rural shtetl, migrated to the city, and finagled the money to set himself up in business, to try to rise in the world.

One of the best-known things about Kafka is how he lived in abject fear of his father, who instilled a permanent sense of terror and anxiety in him, but Pawel explains brilliantly how Kafka senior was a highly representative figure, just one among a great wave of Jews of his generation who escaped rural poverty, migrated to the city, became more or less successful businessmen and… sired sons who despised them.

He wasn’t alone. Pawel shows how it was a pattern repeated across educated Jewry (p.98).

Seen from this historical perspective, Sigmund Freud (born 1856 in Příbor in what is now the Moravian province of the Czech Republic) is a kind of patron saint of his and the slightly later generation (Kafka was born in 1883) for Freud’s father, Jakob, was the son of devout Hasidic Jews, who, in the classic style, moved from his home district to the big city of Vienna where he struggled to run a business as a wool merchant, rejecting along the way all the appurtenances of the rural Judaism which were so associated with poverty and provincialism. It was as a result of Jakob’s deracination, that his son decisively broke with any religious belief, and became the immensely successful and highly urbanised founder of psychoanalysis.

Same or something similar with a whole generation of Jewish-German writers artists and composers – Kafka, Brod, Hermann Broch, Wittgenstein, Karl Kraus, Walter Benjamin, Gustav Mahler, Arnold Schoenberg and so on (pages 98 and 99). It was a world of staggering artistic brilliance – this was the generation which contributed to and helped define the whole idea of Modern Art. But it was all built on a volcano, the fierce hatred of ‘genuine’ Germans for the ‘cosmopolitan’ Jews who (they thought) were appropriating their culture.

This was the atmosphere of Kafka’s world, dense with hate. (p.44)

Judaism is replaced by literature

A further consequence emerges from Pawel’s historical approach which is that this generation, the first generation of truly urbanised Jews, which had largely lost its religious faith in the process, nonetheless continued, like their rabbinical forefathers, the Jewish obsession with the written word.

Only instead of devoting their lives to interpreting the Holy Scriptures as their Hasidic forefathers, rabbis and holy men had – these largely irreligious urbanites now nagged and worried about secular types of writing – namely literature and philosophy and criticism and aesthetics. God may have been declared dead and words no longer used to pray and worship – but instead, the endless finagling of rabbis and commentators was now applied to existence itself, to a scrupulous cross-examination of modern life in the hurly-burly of hectic cities.

The Jewish intelligentsia on the whole remained isolated, inbred and inward looking…Theirs was a paradoxically communal shtetl of cantankerous individualists huddled in the warrens of their self-absorption, with literature as their religion and self-expression their road to salvation. (p.153)

As Pawel puts it with typically colourful rhetoric:

Kafka’s true ancestors, the substance of his flesh and spirit, were an unruly crowd of Talmudists, Cabalists, medieval mystics resting uneasy beneath the jumble of heaving, weatherbeaten tombstones in Prague’s Old Cemetery, seekers in search of a reason for faith. (p.100)

The same intense scrutiny the forefathers paid to every word and accent of the Talmud, their heirs now devoted to the production of texts exploring the experience of the modern world which boiled down, again and again, in the hands of its most dogged exponents, to an investigation of language itself.

And so we find Kafka in December 1910 making one of the hundreds and hundreds of diary entries he devoted obsessively to the subject of writing, of words, of prose, of literature:

I cannot write. I haven’t managed a single line I’d care to acknowledge; on the contrary, I threw out everything – it wasn’t much – that I had written since Paris. My whole body warns me of every word, and every word first looks around in all directions before it lets itself be written down by me. The sentences literally crumble in my hands.

‘Every word first looks around in all directions before it lets itself be written down by me’! In Kafka’s hands, even language itself is gripped by fear.

Kafka’s diet

Kafka was a lifelong hypochondriac who also happened to suffer from actual illnesses and conditions. From early in adulthood he experimented with a variety of cures from surprisingly silly quack doctors. He became obsessed with diet, first becoming a vegetarian, and then implementing an increasingly complicated regime of diets, which Pawel describes in detail.

But once again Pawel uses this to make the kind of socio-psychological point for which I really enjoyed this book, when he points out the following: In the Jewish tradition, strict adherence to kashrut or traditional Jewish dietary law linked the individual to the community, made him one with a much larger people and their heritage – whereas the dietary rituals Kafka made for himself completely cut him off not only from the Jewish tradition, but even from his own family, and ultimately his own friends. Later in life Kafka:

gradually got into the habit of taking all his meals by himself and intensely disliked eating in anyone’s presence. (p.209)

Like everything else in his life, even eating became a source of anxiety and dread and shame.

Hermann Kafka and his family

Although Pawel records the lifelong terror and feeling of humiliation which Herrmann inculcated in his over-sensitive son, he injects a strong dose of scepticism. As you read Franz’s Letter to his Father, the sustained thirty-page indictment of Herrmann which poor Franz wrote at the age of 36, you can’t help beginning to feel sorry a bit sorry for Herrmann. It wasn’t his fault that he emerged from grinding poverty all but illiterate and had to work hard all his life to support his family. Whereas Franz enjoyed 16 years of education and wangled a cushy job at the Workers Insurance Company thanks to a well-connected uncle. From one point of view, Franz is the typically ungrateful, spoilt son.

And in a subtle reinterpretation of the traditional story, Pawel wonders if it wasn’t Kafka’s mother, Julie, who did most damage to her son. How? By being totally aware of young Franz’s hyper-sensitive nature, but doing nothing about it – by effectively ignoring his hyper-sensitive soul in order to suck up to her bullying husband.

Because, as Pawel points out, Kafka gave the notorious Letter to His Father to his mother to read and then pass on to the family ‘tyrant’. She certainly did read it but never passed it on, returning it to Franz after a week and, well… Franz could easily have handed it over to his father by hand – or posted it. But he chose not to. That, Pawel speculates, is because the letter had in fact achieved its purpose. Not to address his father at all, but successfully implicating his mother in his childhood and teenage trauma. After all:

All parents fail their children, and all children weave their parents failure into the texture of their lives. (p.82)

As this all suggests, Kafka’s story was very much a family affair, a psychodrama played out in the claustrophobic walls of the Prague apartment he shared with his mother, father and three sisters.

Indeed it is a little staggering to read Pawel’s description of the apartment the family moved to in 1912, whose walls were so thin that everyone could hear everyone else cough or sneeze or open a window or plump a book down on a table – let alone all the other necessary bodily functions. What a terrible, claustrophobic environment it was (and we know this, because we have hundreds of diary entries made by Franz moaning about it) and yet – he didn’t leave.

More than once Pawel suggests there is something very Jewish about this smothering family environment and the way that, although he could easily have left once he had a secure job, Kafka chose to remain within the bosom of his smothering family.

It’s aspects of Kafka’s psychology and life like this which drive Pawel’s frequent comparisons and invocations of Freud, dissector and analyst of the smothering turn-of-the-century, urban, Jewish family, investigator of the kind of family lives that the young women of his case studies made up hysterias and neuroses, and the young men made up violent animal fantasies, to escape from.

But here, as in other ways, Kafka stands out as taking part in a recognisable general trend – but then going way beyond it – or moulding it to his own peculiar needs – because at some level, deep down, he needed to be smothered.

Antisemitism and Zionism

And all around them, surrounding the anxieties of family life, were the continual ethnic tensions which regularly broke out into actual violence. Sometimes it was Czech nationalists rioting against their Austro-German overlords in the name of Czech nationalism – as they did in the so-called Prague Pogrom of 1897 when Czech nationalists started off by ransacking well-known German cultural and commercial establishments, but ended up devoting three days to attacking Jewish shops and synagogues and anyone who appeared to be a Jew.

Slowly, over his lifetime, Kafka noted the situation getting steadily worse. Fifteen years later, the 60th anniversary of the accession of the Emperor Franz-Joseph led to violent attacks organised by the Czech National Socialists on German properties, which led to troops being sent in and the imposition of martial law (p.298).

But whether it was the Germans or the Czechs, and whether it was the journalistic or bureaucratic attacks of the intelligentsia, or crude physical attacks on the street (and street fighting occurring on an almost weekly basis, p.205):

The extremist demagogues prevailing in both camps were equally vocal in their common hostility to the Jews.

This pervasive fearfulness among Jews helps explain the origins of Zionism, first given theoretical and practical expression by Theodor Herzl, another urbanised and ‘assimilated’ Jewish son of poorer, more rural parents, from the same generation as Freud (Herzl was born a year later, in 1860).

In 1896, deeply shocked by the antisemitism revealed by the Dreyfus Affair in France (1894-1906), Herzl published Der Judenstaat, in which he argued that antisemitism in Europe couldn’t be ‘cured’ but only avoided altogether, by leaving Europe and founding a state solely for Jews.

The theme of Zionism looms large in Kafka’s life. Many of his school and university friends became ardent Zionists – including his good friend and literary executor, Max Brod, who managed to escape Prague on the last train before the Nazis arrived, and successfully made it to Palestine. Zionism it was one of the big socio-political movements of the time, along with socialism, anarchism, and Tolstoyan pacifism. (pp.61, 290)

And it was a practical movement. The Bohemian Zionists didn’t just campaign for the establishment of a foreign homeland; closer to home they organised the community, publishing a weekly magazine named Self Defence edited by Kafka’s friend Felix Weltsch (one of the many writers, journalists, critics and poets who Pawel tells us about).

Above all, they preached the idea that all the Jewish hopes for ‘assimilation’ were a fantasy: the Jews who worshipped German culture were adulating their abuser. There could never be full assimilation and the sooner the Jews realised it and planned for their own salvation the better. Tragically, the Zionists were to be proved entirely right.

So from Kafka’s twenties onwards, Zionism was one of the half dozen cultural and political themes of the day. Late in life Kafka encouraged his sisters to develop agricultural skills preparatory to emigrating to Palestine. It was a constant possibility, or dream of his, mentioned in diaries and letters although, being Kafka, he knew it was not a dream he would ever live to fulfil.

Multiple reasons to be afraid

Thus it is that Pawel’s book brilliantly conveys the multiple levels or sources of Kafka’s terror.

  1. He was born over-sensitive and anxious and would have had a hard time adapting to real life anywhere. He was painfully shy and morbidly self-aware.
  2. His father was a philistine bully who ridiculed his son’s weakness and intellectual interests, exacerbating the boy’s paranoia and anxieties in every way.
  3. In newspapers and even in lectures at the university he attended, Kafka would routinely read or hear the most blistering attacks on the Jews as enemies of culture, emissaries of poverty and disease from pestilent rural slums, Christ-killers and followers of an antiquated anti-Enlightenment superstition.
  4. And then, in the streets, there would be periodic anti-Jewish riots, attacks on individual Jews or smashing up Jewish shops.

In the midst of explaining all this, Pawel makes a point which it is easy to miss. He notes that in Kafka’s surviving correspondence with Max Brod or with his three successive girlfriends, Kafka rarely if ever actually alludes to antisemitism, or to the street violence, clashes, public disorders and growing power of the antisemitic nationalist parties in Prague. Pawel makes what I thought was a really powerful comment:

It was only in his fiction that he felt both safe and articulate enough to give voice to his sense of terror. (p.204)

An insight I thought was really worth pondering… something to do with the way fiction, or literature, can be a way of controlling and ordering the otherwise chaotic and overwhelming, the personally overwhelming and the socially overwhelming…

Anyway, that’s a lot of sources of fear and terror to be getting on with, before you even get into Franz’s more personal anxieties – not least about sex and everything sexual, which sent him into paroxysms of self-disgust.

Sex

I had no idea that Kafka was such an habitué of brothels. I mean not now and then. I mean routinely and regularly, as well as having sexual escapades with all sorts of working class girls, serving girls and servants and waitresses and barmaids and cleaning women in the many hotels he stayed at on his business trips. We know this because it is all recorded in the copious diaries he kept, and in his extensive correspondence with Max Brod, and he even mentions it in letters to his various fiancées.

The subject prompts another one of Pawel’s wide-ranging cultural investigations which I found so fascinating, this time a lengthy description of the way the madonna-whore dichotomy experienced a kind of ill-fated, decadent blossoming in turn of the century Austro-Hungary – in the Vienna we all know about with its Klimt and Schiele paintings, but also in Germanic Prague.

Sex… was the sinister leitmotif dominating literature, drama, and the arts of the period. And beyond the poetic metaphors loomed the brutal real-life affinity of sex and death – botched abortions, childbed fever, syphilis, suicides. (p.77)

All his friends were at it, they all slept with prostitutes: we learn that Max Brod’s marriage got into trouble because he simply refused to carry on sleeping with every woman he could. The women – we learn – came in different grades, from professionals in brothels, to semi-pros in doorsteps, to amateurs – cleaners and suchlike – who would give you a quick one for cash.

All of which exacerbated the aforementioned Madonna-Whore complex, whereby women were divided into two categories – the generally working-class whores you paid to have dirty sex with – and the pure, high-minded and chaste young ladies you accompanied to concerts and were expected to marry (p.180).

To an astonishing extent, Kafka was a fully paid-up member of this club and had an extraordinary number of casual sexual partners – innumerable encounters which he then followed up with the predictable paroxysms of self-loathing and self-hatred. In this respect he was surprisingly unoriginal.

There is a lot more to be said about the relationship between Kafka’s intense but guilt-ridden sex life and the peculiar relations his two key protagonists have with women (in The Trial and The Castle) but that’s for others to write about. I’m interested in history, and language.

The Workmen’s Accident and Insurance Institute for the Kingdom of Bohemia

It is a revelation to discover that Kafka was good at his job in this insurance company. Not just good, vital. His quick intelligence and pedantic attention to detail were just what was needed. He was tasked with auditing safety regulations about a whole range of industrial processes, a job which required him to travel extensively around the country, staying in hotels (shagging chambermaids if possible) and visiting a huge range of factories and workplaces.

His annual reviews still survive and glow with praise from his superiors and colleagues. He started work at the company’s offices in 1908, was promoted within a year, given full civil service tenure in 1910, advanced to Junior Secretary in 1913, to Secretary in 1920, and senior Secretary in 1922. His immediate superior, Chief Inspector Pfohl, wrote that without him the entire department would collapse. He was a model employee, prompt, intelligent, diligent and polite, as all the testimony from his colleagues confirms.

Fourteen years of following bureaucratic procedures in an institute which was itself part of the wider bureaucratic Empire. And of writing official reports in the tone and style of a senior bureaucrat. You’d have to be quite dense not to link these factors with a) the visions of a vast topless bureaucracy which form the core of the two great novels, and b) with the parody of official, academic-bureaucratic style which is so omnipresent, especially in the later stories.

Kafka’s officialese

Commenting on the contradiction between Kafka the florid hypochondriac and Kafka the smartly turned-out insurance inspector, a contemporary Prague’s literary circle, Oskar Baum, is quoted about how the mental or intellectual structures of the workplace, of its official and stern prose, mapped very handily onto Kafka’s intensely personal obsessions with writing.

By nature he was a fanatic full of luxuriating fantasy, but he kept its glow in check by constantly striving toward strict objectivity. To overcome all cloying or seductive sentimental raptures and fuzzy-minded fantasising was part of his cult of purity – a cult quasi-religious in spirit, though often eccentric in its physical manifestation. He created the most subjective imagery, but it had to manifest itself in the form of utmost objectivity (quoted on page 133)

It’s easy to overlook, but this is a profoundly distinctive aspect of Kafka’s art which is easy to overlook: that all these delirious and often visionary stories are told in very formal and precise prose, and in a style which, in the later stories, becomes really heavily drenched in bureaucratic or academic or official rhetoric.

Pawel’s lurid style

So I found the way Pawel’s factual information about the social, economic and political changes in Bohemia leading up to Kafka’s birth – specifically the changing role of Jews in Bohemian culture – and then his detailed account of Franz’s family life and how that was woven into the complicated social and intellectual currents of the time, really built up a multi-layered understanding of Kafka’s life and times.

But curiously at odds with all this is Pawel’s own very uneven style. One minute he is describing statistics about industrial production or the percentage population of the different ethnicities in the tone of a government report or Wikipedia article:

Prague’s German-speaking minority was rapidly dwindling in proportion to the fast-growing Czech majority, from 14.6 percent in 1880, when the first language census was taken, to 13.6 percent in 1889, Kafka’s first school year. The city’s population totaled 303,000 at the time; of these, 41,400 gave German as their first and principal language. (p.31)

Or:

Between 1848 and 1890, Bohemia’s share in the total industrial output of the monarchy rose from 46 to 59 percent. By 1890, Bohemia and Moravia accounted for 65 percent of Austria’s industrial labour force. (p.37)

The next, he is writing wild and extravagant similes which seem to belong to another kind of book altogether. Here he is describing one of Kafka’s teachers:

Gschwind, author of several studies in linguistics, was rightfully regarded as an eminent classicist, and one can only speculate on the reasons that led him to waste his scholarly gifts and encyclopedic knowledge on a gang of recalcitrant teenagers who, as a group, progressed in classical philology with all the speed and enthusiasm of a mule train being driven up a mountain. (p.73)

Here he is describing Kafka’s anxiety about his end-of-school exams:

The prospect of those apocalyptic trials turned the final school years into a frenzied last-ditch effort to shore up the crumbling ramparts of knowledge, retrieve eight years of facts and figures, and prepare for a bloodbath. (p.76)

Once he starts engaging with Kafka’s stories, Pawel often adopts their phraseology, or at least their worldview, in over-the-top descriptions which could have been penned by Edgar Allen Poe.

Kafka’s impulse was basically sound – that of a trapped, starving animal wanting to claw its way out and sink its teeth into a solid food. (p.114)

Here he is describing the ferociously competitive literary world of Edwardian Prague:

In their panic it was every man for himself, a wild stampeded of gregarious loners grappling with monsters spawned in their own bellies. (p.155)

Or describing the detailed and self-punishing diaries Kafka kept all his adult life.

These so-called diaries assumed many forms and functions, from the writer’s version of the artist’s sketchbook to a tool for self-analysis; they were a fetishistic instrument of self-mutilation, a glimpse of reason at the heart of madness, and an errant light in the labyrinth of loneliness. (p.213)

In fact you can watch Pawel’s style go from sensible to overblown in just that one sentence.

I’ve read criticisms of the book which ridicule Pawel’s purple prose and certainly, from a po-faced academic point of view, much of his writing can sound a bit ludicrous. But as a reader I found it deeply enjoyable. It made me smile. Sometimes it was so over the top it made me laugh out loud.

I liked it for at least two reasons: after struggling with the long-winded and often very official and bureaucratic prose of late Kafka, reading Pawel’s juicy similes and purple paragraphs was like going from black and white to colour.

Secondly, it matches Kafka’s own hysteria. Kafka really was a very, very weird person. His letters abound in the most extreme language of paralysing fear and inchoate terror and crippling anxiety.

My fear… is my substance, and probably the best part of me.

He describes not being able to stand up for fear, not being able to walk for fear, not being able to face people or say anything because of the terror it caused him.

This craving I have for people which turns to fear the moment it reaches fulfilment (letter of July 1912)

– all symptoms of what Pawel calls his ‘near-pathological sensitivity’.

Kafka describes the way words crumble at his touch, his heart is going to explode, his head is too heavy to carry. He talked and wrote regularly about suicide (except that, in typical Kafkaesque fashion, he wrapped it round with paradoxes and parables).

Always the wish to die, and the still-just-hanging on, that alone is love (Diary, 22 October 113)

In other words, much of Pawel’s lurid and melodramatic writing, while not in the same league as Kafka’s, while much more obvious and pulpy and sometimes quite silly – nevertheless is not an unreasonable way to try and catch the permanent atmosphere of extremity and hyperbole which Kafka lived in all the time. I thought it was a reasonable attempt to translate Kafka’s own worldview from Kafkaese into phraseology which is easier for you and me to process and understand.

Fear, disgust, and rage were what this recalcitrant bundle of taut nerves, brittle bones, frail organs and coddled flesh had aroused in him from earliest childhood.

And sometimes Pawel’s phrases are so colourful and exaggerated that they’re funny. And humour, real laugh-out-loud humour, is in short supply in this story.


Credit

‘The Nightmare of Reason: The Life of Franz Kafka’ by Ernst Pawel was published by Harvill Press in 1984. All quotations are for the purposes of criticism and review.

Related reviews