The whole history of science has been the gradual realisation that events do not happen in an arbitrary manner, but that they reflect a certain underlying order. (p.122)
This book was a publishing phenomenon when it was published in 1988. Nobody thought a book of abstruse musings about obscure theories of cosmology would sell, but it became a worldwide bestseller, selling more than 10 million copies in 20 years. It was on the London Sunday Times bestseller list for more than five years and was translated into 35 languages by 2001. So successful that Hawking went on to write seven more science books on his own, and co-author a further five.
Accessible As soon as you start reading you realise why. From the start is it written in a clear accessible way and you are soon won over to the frank, sensible, engaging tone of the author. He tells us he is going to explain things in the simplest way possible, with an absolute minimum of maths or equations (in fact, the book famously includes only one equation E = mc²).
Candour He repeatedly tells us that he’s going to explain things in the simplest possible way, and the atmosphere is lightened when Hawking – by common consent one of the great brains of our time – confesses that he has difficulty with this or that aspect of his chosen subject. (‘It is impossible to imagine a four-dimensional space. I personally find it hard enough to visualise three-dimensional space!’) We are not alone in finding it difficult!
Historical easing Also, like most of the cosmology books I’ve read, it takes a deeply historical view of the subject. He doesn’t drop you into the present state of knowledge with its many accompanying debates i.e. at the deep end. Instead he takes you back to the Greeks and slowly, slowly introduces us to their early ideas, showing why they thought what they thought, and how the ideas were slowly disproved or superseded.
A feel for scientific change So, without the reader being consciously aware of the fact, Hawking accustoms us to the basis of scientific enquiry, the fundamental idea that knowledge changes, and from two causes: from new objective observations, often the result of new technologies (like the invention of the telescope which enabled Galileo to make his observations) but more often from new ideas and theories being worked out, published and debated.
Hawking’s own contributions There’s also the non-trivial fact that, from the mid-1960s onwards, Hawking himself has made a steadily growing contribution to some of the fields he’s describing. At these points in the story, it ceases to be an objective history and turns into a first-person account of the problems as he saw them, and how he overcame them to develop new theories. It is quite exciting to look over his shoulder as he explains how and why he came up with the new ideas that made him famous. There are also hints that he might have trodden on a few people’s toes in the process, for those who like their science gossipy.
Thus it is that Hawking starts nice and slow with the ancient Greeks, with Aristotle and Ptolemy and diagrams showing the sun and other planets orbiting round the earth. Then we are introduced to Copernicus, who first suggested the planets orbit round the sun, and so on. With baby steps he takes you through the 19th century idea of the heat death of the universe, on to the discovery of the structure of the atom at the turn of the century, and then gently introduces you to Einstein’s special theory of relativity of 1905. (The special theory of relativity doesn’t take account of gravity, the general theory of relativity of 1915, does, take account of gravity).
Chapter 1 Our Picture of the Universe (pp.1-13)
Aristotle thinks earth is stationary. Calculates size of the earth. Ptolemy. Copernicus. In 1609 Galileo starts observing Jupiter using the recently invented telescope. Kepler suggests the planets move in ellipses not perfect circles. 1687 Isaac newton publishes Philosophiæ Naturalis Principia Mathematica (Mathematical Principles of Natural Philosophy) ‘probably the most important single work ever published in the physical sciences’, among many other things postulating a law of universal gravity. One implication of Newton’s theory is that the universe is vastly bigger than previously conceived.
In 1823 Heinrich Olbers posited his paradox which is, if the universe is infinite, the night sky out to be as bright as daylight because the light from infinite suns would reach us. Either it is not infinite or it has some kind of limit, possibly in time i.e. a beginning. The possible beginning or end of the universe were discussed by Immanuel Kant in his obscure work A Critique of Pure Reason (1781). Various other figures debated variations on this theme until in 1929 Edwin Hubble made the landmark observation that, wherever you look, distant galaxies are moving away from us i.e. the universe is expanding. Working backwards from this observation led physicists to speculate that the universe was once infinitely small and infinitely dense, in a state known as a singularity, which must have exploded in an event known as the big bang.
He explains what a scientific theory is:
A theory is just a model of the universe, or a restricted part of it, and a set of rules that relate quantities in the model to observations that we make… A theory is a good theory if it satisfies two requirements: it must accurately describe a large class of observations on the basis of a model that contains only a few arbitrary elements, and it must make definite predictions about the results of future observations.
A theory is always provisional. The more evidence proving it, the stronger it gets. But it only takes one good negative observation to disprove a theory.
Today scientists describe the universe in terms of two basic partial theories – the general theory of relativity and quantum mechanics. They are the great intellectual achievements of the first half of this century.
But they are inconsistent with each other. One of the major endeavours of modern physics is to try and unite them in a quantum theory of gravity.
Chapter 2 Space and Time (pp.15-34)
Aristotle thought everything in the universe was naturally at rest. Newton disproved this with his first law – whenever a body is not acted on by any force it will keep on moving in a straight line at the same speed. Newton’s second law stats that, When a body is acted on by a force it will accelerate or change its speed at a rate that is proportional to the force. Newton’s law of gravity states that every particle attracts every other particle in the universe with a force which is directly proportional to the product of their masses and inversely proportional to the square of the distance between their centres. But like Aristotle, Newton believed all the events he described took place in a kind of big static arena named absolute space, and that time was an absolute constant. The speed of light was also realised to be a constant. In 1676 Danish astronomer Ole Christensen estimated the speed of light to be 140,000 miles per second. We now know it is 186,000 miles per second. In the 1860s James Clerk Maxwell unified the disparate theories which had been applied to magnetism and electricity.
In 1905 Einstein published his theory of relativity. It is derived not from observation but from Einstein working through in his head the consequences and shortcomings of the existing theories. Newton had posited a privileged observer, someone outside the universe who was watching it as if a play on a stage. From this privileged position a number of elements appeared constant, such as time.
Einstein imagines a universe in which there is no privileged outside point of view. We are all inside the universe and all moving. The theory threw up a number of consequences. One is that energy is equal to mass times the speed of light squared, or E = mc². Another is that nothing may travel faster than the speed of light. Another is that, as an object approaches the speed of light its mass increases. One of its most disruptive ideas is that time is relative. Different observes, travelling at different speeds, will see a beam of light travel take different times to travel a fixed distance. Since Einstein has made it axiomatic that the speed of light is fixed, and we know the distance travelled by the light is fixed, then time itself must appear different to different observers. Time is something that can change, like the other three dimensions. Thus time can be added to the existing three dimensions to create space-time.
The special theory of relativity was successful in explaining how the speed of light appears the same to all observers, and describing what happens to things when they move close to the speed of light. But it was inconsistent with Newton’s theory of gravity which says objects attract each other with a force related to the distance between them. If you move on of the objects the force exerted on the other object changes immediately. This cannot be if nothing can travel faster than the speed of light, as the special theory of relativity postulates. Einstein spent the ten or so years from 1905 onwards attempting to solve this difficulty. Finally, in 1915, he published the general theory of relativity.
The revolutionary basis of this theory is that space is not flat, a consistent continuum or Newtonian stage within which events happen and forces interact in a sensible way. Space-time is curved or warped by the distribution of mass or energy within it, and gravity is a function of this curvature. Thus the earth is not orbiting around the sun in a circle, it is following a straight line in warped space.
The mass of the sun curves space-time in such a way that although the earth follows a straight line in four-dimensional pace-time, it appears to us to move along a circular orbit in three-dimensional space. (p.30)
In fact, at a planetary level Einstein’s maths is only slightly different from Newton’s but it predicts a slight difference in the orbit of Mercury which observations have gone on to prove. Also, the general theory predicts that light will bend, following a straight line but through space that is warped or curved by gravity. Thus the light from a distant star on the far side of the sun will bend as it passes close to the sun due to the curvature in space-time caused by the sun’s mass. And it was an expedition to West Africa in 1919 to observe an eclipse, which showed that light from distant stars did in fact bend slightly as it passed the sun, which helped confirm Einstein’s theory.
Newton’s laws of motion put an end to the idea of absolute position in space. The theory of relativity gets rid of absolute time.
Hence the thought experiment popularised by a thousand science fiction books that astronauts who set off in a space ship which gets anywhere near the speed of light will experience a time which is slower than the people they leave behind on earth.
In the theory of relativity there is no unique absolute time, but instead each individual has his own personal measure of time that depends on where he is and how he is moving. (p.33)
Obviously, since most of us are on planet earth, moving at more or less the same speed, everyone’s personal ‘times’ coincide. Anyway, the key central implication of Einstein’s general theory of relativity is this:
Before 1915, space and time were thought of as a fixed arena in which events took place, but which was not affected by what happened in it. This was true even of the special theory of relativity. Bodies moved, forces attracted and repelled, but time and space simply continued, unaffected. It was natural to think that space and time went on forever.
the situation, however, is quite different in the general theory of relativity. Space and time are now dynamic quantities. : when a body moves, or a force acts, it affects the curvature of space and time – and in turn the structure of space-time affects the way in which bodies move and forces act. Space and time not only affect but also are affected by everything that happens in the universe. (p.33)
This view of the universe as dynamic and interacting, by demolishing the old eternal static view, opened the door to a host of new ways of conceiving how the universe might have begun and might end.
Chapter 3 The Expanding Universe (pp.35-51)
Our modern picture of the universe dates to 1924 when American astronomer Edwin Hubble demonstrated that ours is not the only galaxy. We now know the universe is home to some hundred million galaxies, each containing some hundred thousand million stars. We live in a galaxy that is about one hundred thousand light-years across and is slowly rotating. Hubble set about cataloguing the movement of other galaxies and in 1929 published his results which showed that they are all moving away from us, and that, the further away a galaxy is, the faster it is moving.
The discovery that the universe is expanding was one of the great intellectual revolutions of the twentieth century. (p.39)
From Newton onwards there was a universal assumption that the universe was infinite and static. Even Einstein invented a force he called ‘the cosmological constant’ in order to counter the attractive power of gravity and preserve the model of a static universe. It was left to Russian physicist Alexander Friedmann to seriously calculate what the universe would look like if it was expanding.
In 1965 two technicians, Arno Penzias and Robert Wilson, working at Bell Telephone Laboratories discovered a continuous hum of background radiation coming from all parts of the sky. This echoed the theoretical work being done by two physicists, Bob Dicke and Jim Peebles, who were working on a suggestion made by George Gamow that the early universe would have been hot and dense. They posited that we should still be able to see the light from this earliest phase but that it would, because the redshifting, appear as radiation. Penzias and Wilson were awarded the Nobel Prize in 1987.
How can the universe be expanding? Imagine blowing up a balloon with dots (or little galaxies) drawn on it: they all move apart from each other and the further apart they are, the larger the distance becomes; but there is no centre to the balloon. Similarly the universe is expanding but not into anything. There is no outside. If you set out to travel to the edge you would find no edge but instead find yourself flying round the periphery and end up back where you began.
There are three possible states of a dynamic universe. Either 1. it will expand against the contracting force of gravity until the initial outward propulsive force is exhausted and gravity begins to win; it will stop expanding, and start to contract. Or 2. it is expanding so fast that the attractive, contracting force of gravity never wins, so the universe expands forever and matter never has time to clump together into stars and planets. Or 3. it is expanding at just the right speed to escape collapsing back in on itself, but but so fast as to make the creation of matter impossible. This is called the critical divide. Physicists now believe the universe is expanding at just around the value of the critical divide, though whether it is just under or just above (i.e. the universe will eventually cease expanding, or not) is not known.
Dark matter We can calculate the mass of all the stars and galaxies in the universe and it is a mystery that our total is only about a hundredth of the mass that must exist to explain the gravitational behaviour of stars and galaxies. In other words, there must a lot of ‘dark matter’ which we cannot currently detect in order for the universe to be shaped the way it is.
So we don’t know what the likely future of the universe is (endless expansion or eventual contraction) but all the Friedmann models do predict that the universe began in an infinitely dense, infinitely compact, infinitely hot state – the singularity.
Because mathematics cannot really handle infinite numbers, this means that the general theory of relativity… predicts that there is a point in the universe where the theory itself breaks down… In fact, all our theories of science are formulated on the assumption that space-time is smooth and nearly flat, so they break down at the big bang singularity, where the curvature of space-time is infinite. (p.46)
Opposition to the theory came from Hermann Bondi, Thomas Gold and Fred Hoyle who formulated the steady state theory of the universe i.e. it has always been and always will be. All that is needed to explain the slow expansion is the appearance of new particles to keep it filled up, but the rate is very low (about one new particle per cubic kilometre per year). They published it in 1948 and worked through all its implications for the next few decades, but it was killed off as a theory by the 1965 observations of the cosmic background radiation.
He then explains the process whereby he elected to do a PhD expanding Roger Penrose’s work on how a dying star would collapse under its own weight to a very small size. The collaboration resulted in a joint 1970 paper which proved that there must have been a big bang, provided only that the theory of general relativity is correct, and the universe contains as much matter as we observe.
If the universe really did start out as something unimaginably small then, from the 1970s onwards, physicists turned their investigations to what happens to matter at microscopic levels.
Chapter 4 The Uncertainty Principle (pp.53-61)
1900 German scientist Max Planck suggests that light, x-rays and other waves can only be emitted at an arbitrary wave, in packets he called quanta. He theorised that the higher the frequency of the wave, the more energy would be required. This would tend to restrict the emission of high frequency waves. In 1926 Werner Heisenberg expanded on these insights to produce his Uncertainty Principle. In order to locate a particle in order to measure its position and velocity you need to shine a light on it. One has to use at least one quantum of energy. However, exposing the particle to this quantum will disturb the velocity of the particle.
In other words, the more accurately you try to measure the position of the particle, the less accurately you can measure its speed, and vice versa. (p.55)
Heisenberg showed that the uncertainty in the position of the particle times the uncertainty in its velocity times the mass of the particle can never be smaller than a certain quantity, which is known as Planck’s constant. For the rest of the 1920s Heisenberg, Erwin Schrödinger and Paul Dirac reformulated mechanics into a new theory titled quantum mechanics. In this theory particles no longer have separate well-defined positions and velocities, instead they have a general quantum state which is a combination of position and velocity.
Quantum mechanics introduces an unavoidable element of unpredictability or randomness into science. (p.56)
Also, particles can no longer be relied on to be particles. As a result of Planck and Heisenberg’s insights, particles have to be thought of as sometimes behaving like waves, sometimes like particles. In 1913 Niels Bohr had suggested that electrons circle round a nucleus at certain fixed points, and that it takes energy to dislodge them from these optimum orbits. Quantum theory helped explain Bohr’s theory by conceptualising the circling electrons not as particles but as waves. If electrons are waves, as they circle the nucleus, their wave lengths would cancel each other out unless they are perfect numbers. The frequency of the waves have to be able to circle the nucleus in perfect integers. This defines the height of the orbits electrons can take.
Chapter 5 Elementary Particles and Forces of Nature (pp.63-79)
A chapter devoted to the story of how we’ve come to understand the world of sub-atomic particles. Starting (as usual) with Aristotle and then fast-forwarding through Galton, Einstein’s paper on Brownian motion, J.J. Thomson’s discovery of electrons, and, in 1911, Ernest Rutherford’s demonstration that atoms are made up of tiny positively charged nucleus around which a number of tiny positively charged particles, electrons, orbit. Rutherford thought the nuclei contained ‘protons’, which have a positive charge and balance out the negative charge of the electrons. In 1932 James Chadwick discovered the nucleus contains neutrons, same mass as the proton but no charge.
In 1965 quarks were discovered by Murray Gell-Mann. In fact scientists went on to discover six types, up, down, strange, charmed, bottom and top quarks. A proton or neutron is made up of three quarks.
He explains the quality of spin. Some particles have to be spin twice to return to their original appearance. They have spin 1/2. All the matter we can see in the universe has the spin 1/2. Particles of spin 0, 1, and 2 give rise to the forces between the particles.
Pauli’s exclusionary principle: two similar particles cannot exist in the same state, they cannot have the same position and the same velocity. The exclusionary principle is vital since it explains why the universe isn’t a big soup of primeval particles. The particles must be distinct and separate.
In 1928 Paul Dirac explained why the electron must rotate twice to return to its original position. He also predicted the existence of the positron to balance the electron. In 1932 the positron was discovered and Dirac was awarded a Nobel Prize.
Force carrying particles can be divided into four categories according to the strength of the force they carry and the particles with which they interact.
- Gravitational force, the weakest of the four forces by a long way.
- The electromagnetic force interacts with electrically charged particles like electrons and quarks.
- The weak nuclear force, responsible for radioactivity. In findings published in 1967 Abdus Salam and Steven Weinberg suggested that in addition to the photon there are three other spin-1 particles known collectively as massive vector bosons. Initially disbelieved, experiments proved them right and they collected the Nobel Prize in 1979. In 1983 the team at CERN proved the existence of the three particles, and the leaders of this team also won the Nobel Prize.
- The strong nuclear force holds quarks together in the proton and neutron, and holds the protons and neutrons together in the nucleus. This force is believed to be carried by another spin-1 particle, the gluon. They have a property named ‘confinement’ which is that you can’t have a quark of a single colour, the number of quarks bound together must cancel each other out.
The idea behind the search for a Grand Unified Theory is that, at high enough temperature, all the particles would behave in the same way, i.e. the laws governing the four forces would merge into one law.
Most of the matter on earth is made up of protons and neutrons, which are in turn made of quarks. Why is there this preponderance of quarks and not an equal number of anti-quarks?
Hawking introduces us to the notion that all the laws of physics obey three separate symmetries known as C, P and T. In 1956 two American physicists suggested that the weak force does not obey symmetry C. Hawking then goes on to explain more about the obedience or lack of obedience to the rules of symmetry of particles at very high temperatures, to explain why quarks and matter would outbalance anti-quarks and anti-matter at the big bang in a way which, frankly, I didn’t understand.
Chapter 6 Black Holes (pp.81-97)
In a sense, all the preceding has been just preparation, just a primer to help us understand the topic which Hawking spent the 1970s studying and which made his name – black holes.
The term black hole was coined by John Wheeler in 1969. Hawking explains the development of ideas about what happens when a star dies. When a star is burning, the radiation of energy in the forms of heat and light counteracts the gravity of its mass. When it runs out of fuel, gravity takes over and the star collapses in on itself. The young Indian physicist Subrahmanyan Chandrasekhar calculated that a cold star with a mass of more than one and a half times the mass of our sin would not be able to support itself against its own gravity and contract to become a ‘white dwarf’ with a radius of a few thousand miles and a density of hundreds of tones per square inch.
The Russian Lev Davidovich Landau speculated that the same sized star might end up in a different state. Chandrasekhar had used Pauli’s exclusionary principle as applied to electrons i.e. calculated the smallest densest state the mass could reach assuming no electron can be in the place of any other electron. Landau calculated on the basis of the exclusionary principle repulsion operative between neutrons and protons. Hence his model is known as the ‘neutron star’, which would have a radius of only ten miles or so and a density of hundreds of millions of tonnes per cubic inch.
(In an interesting aside Hawking tells us that physics was railroaded by the vast Manhattan Project to build an atomic bomb, and then to build a hydrogen bomb, throughout the 1940s and 50s. This tended to sideline large-scale physics about the universe. It was only the development of a) modern telescopes and b) computer power, that revived interest in astronomy.)
A black hole is what you get when the gravity of a collapsing star becomes so high that it prevents light from escaping its gravitational field. Hawking and Penrose showed that at the centre of a black hole must be a singularity of infinite density and space-time curvature.
In 1967 the study of black holes was revolutionised by Werner Israel. He showed that, according to general relativity, all non-rotating black holes must be very simple and perfectly symmetrical.
Hawking then explains several variations on this theory put forward by Roger Penrose, Roy Kerr, Brandon Carter who proved that a hole would have an axis of symmetry. Hawking himself confirmed this idea. In 1973 David Robinson proved that a black hole had to have ‘a Kerr solution’. In other words, no matter how they start out, all black holes end up looking the same, a belief summed up in the pithy phrase, ‘A black hole has no hair’.
What is striking about all this is that it was pure speculation, derived entirely from mathematical models without a shred of evidence from astronomy.
Black holes are one of only a fairly small number of cases in the history of science in which a theory was developed in great detail as a mathematical model before there was any evidence from observations that it was correct. (p.92)
Hawking then goes on to list the best evidence we have for black holes, which is surprisingly thin. Since they are by nature invisible black holes can only be deduced by their supposed affect on nearby stars or systems. Given that black holes were at the centre of Hawking’s career, and are the focus of these two chapters, it is striking that there is, even now, very little direct empirical evidence for their existence.
(Eerily, as I finished reading A Brief History of Time, the announcement was made on 10 April 2019 that the first ever image has been generated of a black hole –
Theory predicts that other stars which stray close to a black hole would have clouds of gas attracted towards it. As this matter falls into the black hole it will a) be stripped down to basic sub-atomic particles b) make the hole spin. Spinning would make the hole acquire a magnetic field. The magnetic field would shoot jets of particles out into space along the axis of rotation of the hole. These jets should be visible to our telescopes.

First ever image of a black hole, captured the Event Horizon Telescope (EHT). The hole is 40 billion km across, and 500 million trillion km away
Chapter 7 Black Holes Ain’t So Black (pp.99-113)
Black holes are not really black after all. They glow like a hot body, and the smaller they are, the hotter they glow. Again, Hawking shares with us the evolution of his thinking on this subject, for example how he was motivated in writing a 1971 paper about black holes and entropy at least partly in irritation against another researcher who he felt had misinterpreted his earlier results.
Anyway, it all resulted in his 1973 paper which showed that a black hole ought to emit particles and radiation as if it were a hot body with a temperature that depends only on the black hole’s mass.
The reasoning goes thus: quantum mechanics tells us that all of space is fizzing with particles and anti-particles popping into existence, cancelling each other out, and disappearing. At the border of the event horizon, particles and anti-particles will be popping into existence as everywhere else. But a proportion of the anti-particles in each pair will be sucked inside the event horizon, so that they cannot annihilate their partners, leaving the positive particles to ping off into space. Thus, black holes should emit a steady stream of radiation!
If black holes really are absorbing negative particles as described above, then their negative energy will result in negative mass, as per Einstein’s most famous equation, E = mc² which shows that the lower the energy, the lower the mass. In other words, if Hawking is correct about black holes emitting radiation, then black holes must be shrinking.
Gamma ray evidence suggests that there might be 300 black holes in every cubic light year of the universe. Hawking then goes on to estimate the odds of detecting a black hole a) in steady existence b) reaching its final state and blowing up. Alternatively we could look for flashes of light across the sky, since on entering the earth’s atmosphere gamma rays break up into pairs of electrons and positrons. No clear sightings have been made so far.
(Threaded throughout the chapter has been the notion that black holes might come in two types: one which resulted from the collapse of stars, as described above. And others which have been around since the start of the universe as a function of the irregularities of the big bang.)
Summary: Hawking ends this chapter by claiming that his ‘discovery’ that radiation can be emitted from black holes was ‘the first example of a prediction that depended in an essential way on both the great theories of this century, general relativity and quantum mechanics’. I.e. it is not only an interesting ‘discovery’ in its own right, but a pioneering example of synthesising the two theories.
Chapter 8 The Origin and Fate of the Universe (pp.115-141)
This is the longest chapter in the book and I found it the hardest to follow. I think this is because it is where he makes the big pitch for His Theory, for what’s come to be known as the Hartle-Hawking state. Let Wikipedia explain:
Hartle and Hawking suggest that if we could travel backwards in time towards the beginning of the Universe, we would note that quite near what might otherwise have been the beginning, time gives way to space such that at first there is only space and no time. Beginnings are entities that have to do with time; because time did not exist before the Big Bang, the concept of a beginning of the Universe is meaningless. According to the Hartle-Hawking proposal, the Universe has no origin as we would understand it: the Universe was a singularity in both space and time, pre-Big Bang. Thus, the Hartle–Hawking state Universe has no beginning, but it is not the steady state Universe of Hoyle; it simply has no initial boundaries in time or space. (Hartle-Hawking state Wikipedia article)
To get to this point Hawking begins by recapping the traditional view of the ‘hot big bang’, i.e. the almost instantaneous emergence of matter from a state of infinite mass, energy and density and temperature.
This is the view first put forward by Gamow and Alpher in 1948, which predicted there would still be very low-level background radiation left over from the bang – which was then proved with the discovery of the cosmic background radiation in 1965.
Hawking gives a picture of the complete cycle of the creation of the universe through the first generation of stars which go supernova blowing out into space the heavier particles which then go into second generation stars or clouds of gas and solidify into things like planet earth.
In a casual aside, he gives his version of the origin of life on earth:
The earth was initially very hot and without an atmosphere. In the course of time it cooled and acquired an atmosphere from the emission of gases from the rocks. This early atmosphere was not one in which we could have survived. It contained no oxygen, but a lot of other gases that are poisonous to us, such as hydrogen sulfide. There are, however, other primitive forms of life that can flourish under such conditions. It is thought that they developed in the oceans, possibly as a result of chance combinations of atoms into large structures, called macromolecules, which were capable of assembling other atoms in the ocean into similar structures. They would thus have reproduced themselves and multiplied. In some cases there would have been errors in the reproduction. Mostly these errors would have been such that the new macromolecule could not reproduce itself and eventually would have been destroyed. However, a few of the errors would have produced new macromolecules that were even better at reproducing themselves. They would have therefore had an advantage and would have tended to replace the original macromolecules. In this way a process of evolution was started that led to the development of more and more complicated, self-reproducing organisms. The first primitive forms of life consumed various materials, including hydrogen sulfide, and released oxygen. This gradually changed the atmosphere to the composition that it has today and allowed the development of higher forms of life such as fish, reptiles, mammals, and ultimately the human race. (p.121)
(It’s ironic that he discusses the issue so matter-of-factly, demonstrating that, for him at least, the matter is fairly cut and dried and not worth lingering over. Because, of course, for scientists who’ve devoted their lives to the origins-of-life question it is far from over. It’s a good example of the way that every specialist thinks that their specialism is the most important subject in the world, the subject that will finally answer the Great Questions of Life whereas a) most people have never heard about the issues b) wouldn’t understand them and c) don’t care.)
Hawking goes on to describe chaotic boundary conditions and describe the strong and the weak anthropic principles. He then explains the theory proposed by Alan Guth of inflation i.e. the universe, in the first milliseconds after the big bang, underwent a process of enormous hyper-growth, before calming down again to normal exponential expansion. Hawking describes it rather differently from Barrow and Davies. He emphasises that, to start with, in a state of hypertemperature and immense density, the four forces we know about and the spacetime dimensions were all fused into one. They would be in ‘symmetry’. Only as the early universe cooled would it have undergone a ‘phase transition’ and the symmetry between forces been broken.
If the temperature fell below the phase transition temperature without symmetry being broken then the universe would have a surplus of energy and it is this which would have cause the super-propulsion of the inflationary stage. The inflation theory:
- would allow for light to pass from one end of the (tiny) universe to the other and explains why all regions of the universe appear to have the same properties
- explain why the rate of expansion of the universe is close to the critical rate required to make it expand for billions of years (and us to evolve)
- would explain why there is so much matter in the universe
Hawking then gets involved in the narrative explaining how he and others pointed out flaws in Guth’s inflationary model, namely that the phase transition at the end of the inflation ended in ‘bubble’s which expanded to join up. But Hawking and others pointed out that the bubbles were expanding so fat they could never join up. In 1981 the Russian Andre Linde proposed that the bubble problem would be solved if a) the symmetry broke slowly and b) the bubbles were so big that our region of the universe is all contained within a single bubble. Hawking disagreed, saying Linde’s bubbles would each have to be bigger than the universe for the maths to work out, and counter-proposing that the symmetry broke everywhere at the same time, resulting in the uniform universe we see today. Nonetheless Linde’s model became known as the ‘new inflationary model’, although Hawking considers it invalid.
[In these pages we get a strong whiff of cordite. Hawking is describing controversies and debates he has been closely involved in and therefore takes a strongly partisan view, bending over backwards to be fair to colleagues, but nonetheless sticking to his guns. In this chapter you get a strong feeling for what controversy and debate within this community must feel like.)
Hawking prefers the ‘chaotic inflationary model’ put forward by Linde in 1983, in which there is no phase transition or supercooling, but which relies on quantum fluctuations.
At this point he introduces four ideas which are each challenging and which, taken together, mark the most difficult and confusing part of the book.
First he says that, since Einstein’s laws of relativity break down at the moment of the singularity, we can only hope to understand the earliest moments of the universe in terms of quantum mechanics.
Second, he says he’s going to use a particular formulation of quantum mechanics, namely Richard Feynman’s idea of ‘a sum over histories’. I think this means that Feynman said that in quantum mechanics we can never know precisely which route a particle takes, the best we can do is work out all the possible routes and assign them probabilities, which can then be handled mathematically.
Third, he immediately points out that working with Feynman’s sum over histories approach requires the use of ‘imaginary’ time, which he then goes on to explain.
To avoid the technical difficulties with Feynman’s sum over histories, one must use imaginary time. (p.134)
And then he points out that, in order to use imaginary time, we must use Euclidean space-time instead of ‘real’ space-time.
All this happens on page 134 and was too much for me to understand. On page 135 he then adds in Einstein’s idea that the gravitational field us represented by curved space-time.
It is now that he pulls all these ideas together to assert that, whereas in the classical theory of gravity, which is based on real space-time there are only two ways the universe can behave – either it has existed infinitely or it had a beginning in a singularity at a finite point in time; in the quantum theory of gravity, which uses Euclidean space-time, in which the time direction is on the same footing as directions in space it is possible:
for space-time to be finite in extent and yet to have no singularities that formed a boundary or edge.
In Hawking’s theory the universe would be finite in duration but not have a boundary in time because time would merge with the other three dimensions, all of which cease to exist during and just after a singularity. Working backwards in time, the universe shrinks but it doesn’t shrink, as a cone does, to a single distinct point – instead it has a smooth round bottom with no distinct beginning.
Finally Hawking points out that this model of a no-boundary universe derived from a Feynman interpretation of quantum gravity does not give rise to all possible universes, but only to a specific family of universes.
One aspect of these histories of the universe in imaginary time is that none of them include singularities – which would seem to render redundant all the work Hawking had done on black holes in ‘real time’. He gets round this by saying that both models can be valid, but in order to demonstrate different things.
It is simply a matter of which is the more useful description. (p.139)
He winds up the discussion by stating that further calculations based on this model explain the two or three key facts about the universe which all theories must explain i.e. the fact that it is clumped into lumps of matter and not an even soup, the fact that it is expanding, and the fact that the background radiation is minutely uneven in some places suggesting very early irregularities. Tick, tick, tick – the no-boundary proposal is congruent with all of them.
It is a little mind-boggling, as you reach the end of this long and difficult chapter, to reflect that absolutely all of it is pure speculation without a shred of evidence to support it. It is just another elegant way of dealing with the problems thrown up by existing observations and by trying to integrate quantum mechanics with Einsteinian relativity. But whether it is ‘true’ or not, not only is unproveable but also is not really the point.
Chapter 9 The Arrow of Time (pp.143-153)
If Einstein’s theory of general relativity is correct and light always appears to have the same velocity to all observers, no matter what position they’re in or how fast they’re moving, THEN TIME MUST BE FLEXIBLE. Time is not a fixed constant. Every observer carries their own time with them.
Hawking points out that there are three arrows of time:
- the thermodynamic arrow of time which obeys the Second Law of Thermodynamics namely that entropy, or disorder, increases – there are always many more disordered states than ordered ones
- the psychological arrow of time which we all perceive
- the cosmological arrow of time, namely the universe is expanding and not contracting
Briskly, he tells us that the psychological arrow of time is based on the thermodynamic one: entropy increases and our lives experience that and our minds record it. For example, human beings consume food – which is a highly ordered form of energy – and convert it into heat – which is a highly disordered form.
Hawking tells us that he originally thought that, if the universe reach a furthest extent and started to contract, disorder (entropy) would decrease, and everything in the universe would happen backwards. Until Don Page and Raymond Laflamme, in their different ways, proved otherwise.
Now he believes that the contraction would not occur until the universe had been almost completely thinned out and all the stars had died i.e. the universe had become an even soup of basic particles. THEN it would start to contract. And so his current thinking is that there would be little or no thermodynamic arrow of time (all thermodynamic processes having come to an end) and all of this would be happening in a universe in which human beings could not exist. We will never live to see the contraction phase of the universe. If there is a contraction phase.
Chapter 10: The Unification of Physics (pp.155-169)
The general theory of relativity and quantum mechanics both work well for their respective scales (stars and galaxies, sub-atomic particles) but cannot be made to mesh, despite fifty of more years of valiant attempts. Many of the attempts produce infinity in their results, so many infinities that a strategy has been developed called ‘renormalisation’ which gets rid of the infinities, although Hawking conceded is ‘rather dubious mathematically’.
Grand Unified Theories is the term applied to attempts to devise a theory (i.e. a set of mathematical formulae) which will take account of the four big forces we know about: electromagnetism, gravity, the strong nuclear force and the weak nuclear force.
In the mid-1970s some scientists came up with the idea of ‘supergravity’ which postulated a ‘superparticle’, and the other sub-atomic particles variations on the super-particle but with different spins. According to Hawking the calculations necessary to assess this theory would take so long nobody has ever done it.
So he moves onto string theory i.e. the universe isn’t made up of particles but of open or closed ‘strings’, which can join together in different ways to form different particles. However, the problem with string theory is that, because of the mathematical way they are expressed, they require more than four dimensions. A lot more. Hawking mentions anywhere from ten up to 26 dimensions. Where are all these dimensions? Well, strong theory advocates say they exist but are very very small, effectively wrapped up into sub-atomic balls, so that you or I never notice them.
Rather simplistically, Hawking lists the possibilities about a complete unified theory. Either:
- there really is a grand unified theory which we will someday discover
- there is no ultimate theory but only an infinite sequence of possibilities which will describe the universe with greater and greater, but finite accuracy
- there is no theory of the universe at all, and events will always seems to us to occur in a random way
This leads him to repeat the highfalutin’ rhetoric which all physicists drop into at these moments, about the destiny of mankind etc. Discovery of One Grand Unified Theory:
would bring to an end a long and glorious chapter in the history of humanity’s intellectual struggle to understand the universe. But it would also revolutionise the ordinary person’s understanding of the laws that govern the universe. (p.167)
I profoundly disagree with this view. I think it is boilerplate, which is a phrase defined as ‘used in the media to refer to hackneyed or unoriginal writing’.
Because this is not just the kind of phrasing physicists use when referring to the search for GUTs, it’s the same language biologists use when referring to the quest to understand how life derived from inorganic chemicals, it’s the same language the defenders of the large Hadron Collider use to justify spending billions of euros on the search for ever-smaller particles, it’s the language used by the guys who want funding for the Search for Extra-Terrestrial Intelligence), it’s the kind of language used by the scientists bidding for funding for the Human Genome Project.
Each of these, their defenders claim, is the ultimate most important science project, quest and odyssey ever, and when they find the solution it will for once and all answer the Great Questions which have been tormenting mankind for millennia. Etc. Which is very like all the world’s religions claiming that their God is the only God. So a) there is a pretty obvious clash between all these scientific specialities which each claim to be on the brink of revealing the Great Secret.
But b) what reading this book and John Barrow’s Book of Universes convinces me is that i) we are very far indeed from coming even close to a unified theory of the universe and more importantly ii) if one is ever discovered, it won’t matter.
Imagine for a moment that a new iteration of string theory does manage to harmonise the equations of general relativity and quantum mechanics. How many people in the world are really going to be able to understand that? How many people now, currently, have a really complete grasp of Einsteinian relativity and Heisenbergian quantum uncertainty in their strictest, most mathematical forms? 10,000? 1000,000 earthlings?
If and when the final announcement is made who would notice, who would care, and why would they care? If the final conjunction is made by adapting string theory to 24 dimensions and renormalising all the infinities in order to achieve a multi-dimensional vision of space-time which incorporates both the curvature of gravity and the unpredictable behaviour of sub-atomic particles – would this really
revolutionise the ordinary person’s understanding of the laws that govern the universe?
Chapter 11 Conclusion (pp.171-175)
Recaps the book and asserts that his and James Hartle’s no-boundary model for the origin of the universe is the first to combine classic relativity with Heisenberg uncertainty. Ends with another rhetorical flourish of trumpets which I profoundly disagree with for the reasons given above.
If we do discover a complete theory, it should in time be understandable in broad principle by everyone, not just a few scientists. Then we shall all, philosophers, scientists, and just ordinary people, be able to take part in the discussion of the question of why it is that we and the universe exist. If we find the answer to that, it would be the ultimate triumph of human reason. (p.175)
Maybe I’m wrong, but I think this is a hopelessly naive view of human nature and culture. Einstein’s general theory has been around for 104 years, quantum mechanics for 90 years. Even highly educated people understand neither of them, and what Hawking calls ‘just ordinary people’ certainly don’t – and it doesn’t matter.
Thoughts
Of course the subject matter is difficult to understand, but Hawking makes a very good fist of putting all the ideas into simple words and phrases, avoiding all formulae and equations, and the diagrams help a lot.
My understanding is that A Brief History of Time was the first popular science to put all these ideas before the public in a reasonably accessible way, and so opened the floodgates for countless other science writers, although hardly any of the ideas in it felt new to me since I happen to have just reread the physics books by Barrow and Davies which cover much the same ground and are more up to date.
But my biggest overall impression is how provisional so much of it seems. You struggle through the two challenging chapters about black holes – Hawking’s speciality – and then are casually told that all this debating and arguing over different theories and model-making had gone on before any black holes were ever observed by astronomers. In fact, even when Hawking died, in 2018, no black holes had been conclusively identified. It’s a big shame he didn’t live to see this famous photograph being published and confirmation of at least the existence of the entity he devoted so much time to theorising about.
Related links
Reviews of other science books
Chemistry
Cosmology
- The Perfect Theory by Pedro G. Ferreira (2014)
- The Book of Universes by John D. Barrow (2011)
- The Origin Of The Universe: To the Edge of Space and Time by John D. Barrow (1994)
- The Last Three Minutes: Conjectures about the Ultimate Fate of the Universe by Paul Davies (1994)
- A Brief History of Time: From the Big Bang to Black Holes by Stephen Hawking (1988)
- The Black Cloud by Fred Hoyle (1957)
The Environment
- The Sixth Extinction: An Unnatural History by Elizabeth Kolbert (2014)
- The Sixth Extinction by Richard Leakey and Roger Lewin (1995)
Genetics and life
- Life At The Speed of Light: From the Double Helix to the Dawn of Digital Life by J. Craig Venter (2013)
- What Is Life? How Chemistry Becomes Biology by Addy Pross (2012)
- Seven Clues to the Origin of Life by A.G. Cairns-Smith (1985)
- The Double Helix by James Watson (1968)
Human evolution
Maths
- Alex’s Adventures in Numberland by Alex Bellos (2010)
- Nature’s Numbers: Discovering Order and Pattern in the Universe by Ian Stewart (1995)
- Innumeracy: Mathematical Illiteracy and Its Consequences by John Allen Paulos (1988)
- A Mathematician Reads the Newspaper: Making Sense of the Numbers in the Headlines by John Allen Paulos (1995)


The Woman Who Rode Away and Other Stories by D.H. Lawrence (1928)
A Penguin paperback edition of 12 short stories by D.H. Lawrence.
The 1981 Penguin edition has a 4-page introduction written by Lawrence’s friend and critic, Richard Aldington. He gives dates of composition for the stories so I’ve rearranged them according to his chronology. Aldington’s introduction concludes with the point that:
Lawrence was quite aware that as a writer of short stories he was completely out of touch with the popular and high-paying magazines of the 1920s. Instead of trying to conform, he preferred to write newspaper articles for bread and butter, and to write his stories in his own way.
In Aldington’s view the stories fall into several groups. 1) The first two are pre-Great War, Edwardian. ‘Strike Pay’ is one of the belongs to the group of studies of West Midlands coal miners. 2) ‘A Modern Lover’ is the first embodiment of a theme Lawrence returned to in later stories, of the jilting lover who returns to his jilted love only to find she has gone off with another man. 3) There are four gruesome and uncanny stores:
Aldington relates the uncanny stories to Lawrence being persuaded by his wife to return from their ranch in New Mexico to England in late 1923. He rediscovered his hatred for England and its superannuated class system but, during the trip, went to stay with an artist versed in the occult, Frederick Carter. Maybe this influenced these four supernatural stories, which are a strange eruption in Lawrence’s oeuvre.
A Modern Lover (1910?)
The first embodiment of a theme Lawrence returned to, of the jilting lover who returns to his jilted love only to find she has gone off with another man.
Young Cyril Mersham returns to the Midlands countryside where he grew up after two years away in the big city to the south. Some of the nature description is lovely but, even for Lawrence, it’s generally overwritten, overdone.
Surely, surely somebody could give him enough of the philtre of life to stop the craving which tortured him hither and thither, enough to satisfy for a while, to intoxicate him till he could laugh the crystalline laughter of the star, and bathe in the retreating flood of twilight like a naked boy in the surf, clasping the waves and beating them and answering their wild clawings with laughter sometimes, and sometimes gasps of pain.
Cyril arrives at the farm where he used to be such a frequent visitor three years ago, and is greeted by the farm wife, the father, the two sons who’ve just come back from a day at the coal mines and strip and wash, and the daughter of the house, Muriel. He is invited to stay for dinner but nowadays he talks in the received pronunciation of the South, careful and ironic statements, and the more he talks the more he alienates the entire family from him. He is not the local man he was. After eating he is out of the way in the busy kitchen with men walking backwards and forwards with hot water and whatnot, so Muriel tells him to go and wait in the parlour.
In the parlour Cyril sits in the old chair, observes the watercolour paintings of his on the wall and photos of him on the mantlepiece. In among them he notices a photo of a stranger he doesn’t know. He remembers all the books he and Muriel read and discussed, but it is all over-egged.
There, by that hearth, they had threshed the harvest of their youth’s experience, gradually burning the chaff of sentimentality and false romance that covered the real grain of life.
Cyril priggishly pontificates at her, who is all hesitancy. Their manner of speaking is quite hard to follow but what comes over is how supercilious and patronising he is. Then there’s the sound of a bicycle bell and a different male voice outside. She looks at Cyril and he instantly divines it is her new boyfriend. Muriel tells him that he told her to find someone else and, well… she has.
Sound of the interloper’s voice in the kitchen, talking easily to the brothers. Obviously he’s quite at home. Then a brother tells him Muriel’s in the parlour and he walks in to confront Cyril, the former lover.
He is Tom Vickers. He’s some kind of electrical engineer at the mine. He crushes Cyril’s hand in his handshake. But Cyril is unquenchably superior. Fencing and sizing each other up. In his internal monologue, Cyril cites literary authors to make himself feel superior and affects a lazy drawl. But he has lost.
Lawrence’s weakest area is sometimes his dialogue: it feels like he’s trying to be witty and sharp but this isn’t his metier so that this would-be witty dialogue feels weak and contrived; in trying to portray Cyril as witty and dazzling, it mostly comes over as clumsy and pretentious. I take the point that that is precisely the character of Cyril that he’s trying to portray. As with a lot of dialogue in old books, I wonder if this is actually how people spoke 100 years ago…
Lawrence is better at describing the curdling atmosphere of the scene and describing Mersham’s stealthy method of bringing up old songs and subjects with Muriel and so slowly stealing her sympathies back from the interloper.
They both leave at ten and walk the cobbled track to the barn where Vickers has parked his bike. In a way, the most memorable thing about the entire story is learning that in those days, a bicycle lamp wasn’t electrical but was an actual flame, in a lamp, with a wick, which had to be carefully lit and the glass clicked shut.
Cyril admires the other man’s confident movements, as when he leans down to pump up his tyres. He fools himself that this is the kind of man a wife gets bored of after a while, but has to admit he’s attractive. Cyril waves goodbye as Vickers cycles off.
He goes back into the parlour and asks Muriel if she’d like to walk him part of the way back to his path home. Her father looks disapproval but that doesn’t affect to young couple. Outside it is the dark night and, because he is more restrained, Lawrence is more effective.
There was a strangeness everywhere, as if all things had ventured out alive to play in the night, as they do in fairy-tales; the trees, the many stars, the dark spaces, and the mysterious waters below uniting in some magnificent game. They emerged from the wood on to the bare hillside. She came down from the wood-fence into his arms, and he kissed her, and they laughed low together. Then they went on across the wild meadows where there was no path.
They have reignited their old flame. He even says they could get married, although he has no money. He seems to suggest that she will ‘come to him again’, suggesting sex. As if they’d made love before. But doesn’t want to seem to be coaxing of forcing. but she points out how it (sex) is different for girls. Very unreasonably, he gets angry at her reluctance. He claims to have given her ‘books’ – presumably about contraceptive techniques?
When she points out how they’d have to creep about in corners, suddenly all the magic and glamour of it disappears, and he just feels tired, and a gap opens between them which she, of course senses, and begs him not to feel cross with her. Robbed of the possibility of sex, he finds himself deflated and empty. He hasn’t the energy to kiss her goodbye or say anything fancy. She turns and walks away without saying a word, her white face disappearing into the gloom.
How many billions of men must have felt this rebuff, the woman they’re wooing’s definitive refusal of sex, which bursts their balloon, evaporating all their energy or interest – and how many billions of women must have spoken sensibly and wisely and then been heart-broken when their man abruptly went cold and walked away. The story gets better as it progresses and the further it gets from Lawrence’s cack-handed dialogue. In one sense it’s a trite scenario, but the final walk through the night woods creates a mood which makes the ending genuinely moving.
Strike Pay (1913)
One of his studies of the West Midlands miners he grew up among. A lot of information is packed into just six pages. The miners are on strike. The Union agent hands out strike pay to a roomful of miners who are in a boisterous bantering mood, joking about how much they each get paid. They go into town and join the other colliers loitering around. then four of them decide to walk to Nottingham, nine miles away, to watch the Nottingham versus Aston Villa football match.
On the way they stop at each village pub for a round. They come to a field where some of the pit ponies they work with have been liberated from toiling underground (for the duration of the strike). The more adventurous of the miners round them up and mount and ride them, larking about, falling off, getting on again. Eventually they resume their trek to Nottingham. But at the next pub Ephraim Wharmby, a shy young lad, realises he’s lost his half-sovereign (a sovereign = one pound sterling, so half a sovereign was ten shillings or modern 50p). They all rifle through his clothes and boots and go back to the pony field but can’t find it. Being good chaps they all pitch in and give him two shillings each of their pay (10p) and he doesn’t have to buy the next round.
The match is good and the lads go on to more pubs, along with thousands of other colliers, but Ephraim is miserable and opts to go home. When he arrives home there is a scene with his domineering mother, Mrs Marriott, who asks where the devil he’s been, while they’ve made lunch, and tea and dinner for him, all to wait and then be cleared away. Sheepishly Ephraim hands over all he has (4 shillings sixpence, after ha paid for his football ticket) which makes Mrs Marriott angrily ask if he thinks that’s enough room and board to support him and his wife, Maud. Under the haranguing, Ephraim turns from meek and apologetic to furious, and demands his tea. Mrs Marriott order her daughter (Maud) to refuse and flounces out, but she quietly gets her man his tea, he is her man, after all.
The Border-Line (1924)
Katherine Farquhar is another avatar of Frieda Lawrence, a handsome full-bodied woman of forty, twice married with two grown-up children.
Daughter of a German Baron she was, and remained, in her own mind and body, although England had become her life-home. And surely she looked German, with her fresh complexion and her strong, full figure.
Full of confidence, she is in Paris boarding the train to take her to visit relatives in Baden-Baden and to see her second husband, Philip, a journalist currently working in Germany. She remembers her first husband, father of her two grown-up children, Alan Anstruther, son of a Scottish baronet, and captain in a Highland regiment. They fought. Alan was obstinate. After ten years they ceased to live together.
Alan had a good friend, Philip Farquar, trained for the bar, went into journalism, small and dark with an air of knowing all the secrets, attractive to women. Philip is in awe of Alan’s solidity. ‘He is the only real man, what I call a real man, that I have ever met.’
Then the Great War broke out and Alan marched bluffly off to war. In spring of 1915 he was reported missing and never reappeared. Katherine didn’t mourn. Philip stayed in England working as a journalist and was a source of consolation and strength. In 1921, aged 38, she married him.
It was lovely at first but then a sense of loss and degradation afflicted her. Philip is clever and reassures her but she feels trapped. Sometimes the face of Alan, ‘the bony, hard, masterful, but honest face of Alan would come back’ to her. She sensed him with her on the cross-Channel ferry and his memory made her happy in Paris, where the story opens.
So she takes the train East, heading into Germany, and:
As she looked unseeing out of the carriage window, suddenly, with a jolt, the wintry landscape realized itself in her consciousness. The flat, grey, wintry landscape, ploughed fields of greyish earth that looked as if they were compound of the clay of dead men. Pallid, stark, thin trees stood like wire beside straight, abstract roads. A ruined farm between a few more wire trees. And a dismal village filed past, with smashed houses like rotten teeth between the straight rows of the village street. With sudden horror she realized that she must be in the Marne country, the ghastly Marne country, century after century digging the corpses of frustrated men into its soil. The border country, where the Latin races and the Germanic neutralize one another into horrid ash. (p.94)
She is travelling across the borderline. The train arrives at Nancy. She has to change here and catch a different train on in the morning. A German porter escorts her to her hotel, where she has dinner. Then she fancies seeing the cathedral. She gets lost and has to ask a French policeman the way, for Alsace is now occupied by the French. She used to love seeing it but now she experiences the cathedral as a huge looming mass, and is terrified by the sense that behind it ‘lurks the great blood-creature waiting, implacable and eternal.’
As she turns to leave the square she sees a man waiting by the post office and realises it is her first husband, Alan. As she goes to pass, he puts his hand on her arm. He says nothing, doesn’t look at her.
She knew that she was walking with his spirit. But that even did not trouble her. It seemed natural. And there came over her again the feeling she had forgotten, the restful, thoughtless pleasure of a woman who moves in the aura of the man to whom she belongs.
She realises nothing comes close to the fulfilment of being with your man:
As she walked at his side through the conquered city, she realized that it was the one enduring thing a woman can have, the intangible soft flood of contentment that carries her along at the side of the man she is married to. It is her perfection and her highest attainment… No matter what the man does or is, as a person, if a woman can move at his side in this dim, full flood of contentment, she has the highest of him, and her scratching efforts at getting more than this, are her ignominious efforts at self-nullity. (p.97)
She knows he is a spirit returned from hell but all the fear and dread you might imagine someone having when encountering a ghost are absent. Instead Lawrence envisions the whole thing solely in terms of fulfilling a woman’s primal need.
Now that she was walking with a man who came from the halls of death, to her, for her relief. The strong, silent kindliness of him towards her, even now, was able to wipe out the ashy, nervous horror of the world from her body. She went at his side still and released, like one newly unbound, walking in the dimness of her own contentment.
And the word ‘contentment’ is repeated throughout the passage.
At the bridge-head he came to a standstill, and drew his hand from her arm. She knew he was going to leave her. But he looked at her from under his peaked cap, darkly but kindly, and he waved his hand with a slight, kindly gesture of farewell and of promise, as if in the farewell he promised never to leave her, never to let the kindliness go out in his heart, to let it stay hers always.
She goes back to her hotel and undresses for bed, trying not to break the spell of completion.
If a man could come back out of death to save her from this, she would not ask questions of him, but be humble, and beyond tears grateful.
Next morning she goes out into the defeated and occupied town but it is hard and cold. So she catches the connecting train on into Germany proper. She crosses the Rhine, huge, sluggish and weary of race struggle. It is a profound geographical borderline between the Celtic and Germanic races. At the actual border, at Kehl, she feels that ‘the two races neutralized one another, and no polarity was felt, no life–no principle dominated.’ Lawrence gives brilliant descriptions of the watery, frozen landscape. After another long delay:
At last they set off, northwards, free for the moment, in Germany. It was the land beyond the Rhine, Germany of the pine forests. The very earth seemed strong and unsubdued, bristling with a few reeds and bushes, like savage hair. There was the same silence, and waiting, and the old barbaric undertone of the white-skinned north, under the waning civilization. The audible overtone of our civilization seemed to be wearing thin, the old, low, pine-forest hum and roar of the ancient north seemed to be sounding through. At least, in Katherine’s inner ear. (p.101)
At last the train arrives at Oos and her husband, Philip, is there to meet her. He is obviously ill and complains of being cold. And she, after her transformative experience at Nancy, the deep sense of completion she felt with the ghost of her first husband, finds Philip trivial.
As she looked at him she felt for the first time, with curious clarity, that it was humiliating to be married to him, even in name. She was humiliated even by the fact that her name was Katherine Farquhar. Yet she used to think it a nice name! ‘
Just think of me married to that little man!’ she thought to herself. ‘Think of my having his name!’
It didn’t fit. She thought of her own name: Katherine von Todtnau; or of her married name: Katherine Anstruther. The first seemed most fitting. But the second was her second nature. The third, Katherine Farquhar, wasn’t her at all. (p.101)
Also waiting there is her sister, Marianne, and they immediately gang up on Philip, denigrating him in German and bursting into giggle.
Both sisters stood still and laughed in the middle of the street. ‘The little one’ was Philip.
‘The other was more a man,’ said Marianne. ‘But I’m sure this one is easier. The little one! Yes, he should be easier,’ and she laughed in her mocking way.
‘The stand-up-mannikin!’ said Katherine, referring to those little toy men weighted at the base with lead, that always stand up again.
‘Yes! Yes!’ cried Marianne. ‘I’m sure he always comes up again! Prumm!’ She made a gesture of knocking him over. ‘And there he rises once more!’ She slowly raised her hand, as if the mannikin were elevating himself.
The two sisters stood in the street laughing consumedly. (p.102)
Which I’m sure Philip, feeling cold and ill, thoroughly appreciated. So they settle in, tea, dinner, chats. Marianne is five years older than Katherine. Her husband also was killed in the war but she has reached a place of equanimity and detachment.
She had now ceased to struggle for anything at all. She was a woman who had lived her life. So at last, life seemed endlessly quaint and amusing to her. She accepted everything, wondering over the powerful primitiveness of it all, at the root-pulse. ‘I don’t care any more at all what people do or don’t do,’ she said. ‘Life is a great big tree, and the dead leaves fall. But very wonderful is the pulse in the roots! So strong, and so pitiless.’
It was as if she found a final relief in the radical pitilessness of the Tree of Life.
This comes close to my view, or is the standpoint I would like to arrive at. Philip plays up to being weak and ill. To some extent it had always been his schtick, his brand. From his point of view, he saw the strong, manly, defiant types be exterminated by the million in the war while he kept his head down, and so he survived and won Katherine’s hand. ‘When the lion is shot, the dog gets the spoil.’
From Katherine’s point of view his weakness and dependency made a welcome change after Alan’s manly expectation of being obeyed and worshipped. But here, in defeated abject Germany, Philip comes over as abject and defeated and she realises she despises him, ‘the whimpering little beast’.
Katherine sees the abject poverty of the townspeople. In the evening they queue to get water from a hot spring since so many of them can’t afford coal or wood to warm their homes and she despises Philip for his self-pitying shivering. Let him shiver!
She goes for big bracing walks in the wild woods, deep in snow and feels the presence of her manly first husband, she wants to hug the big firm pine trees. But Philip staggers along beside her, short and sick and whining. God, how she despises him! Over there, in the reddish rocks, she is sure Alan is waiting for her but… She has to turn and take the panting Philip back to his sick bed.
Philip becomes so ill he is bed-ridden but Katherine continues her long walks in the woods. One day Alan simply walks out from among the rocks, striding proudly in his kilt, and puts his arm round her, and leads her to a secluded place, and makes love to her.
She yielded in a complete yielding she had never known before. And among the rocks he made love to her, and took her in the silent passion of a husband, took a complete possession of her. (p.104)
Obviously the word ‘possession’ has a double meaning, in the contexts of ghosts and spirits. I suppose it raises the question of whether Alan’s appearances to Katherine are ‘real’ or her hallucinations.
On her return she finds Philip really ill. She doesn’t care but out of duty stays with him and tends him. Next day she can feel Alan waiting among the rocks but Philip becomes hysterical at the thought of him leaving her and so she stays, sullen and resentful. As evening approaches it grows colder and colder and:
A very powerful flow seemed to envelop her in another reality. (p.105)
Alan is calling her, Alan has hold of her soul which a force which grows by the hour. She stays with Philip who goes downhill fast, at midnight rolling his eyes, and he begs her to hold him in his arms ‘in pure terror of death’.
And as she reluctantly works her arm down around his shoulders, on the bed, the door opens and Alan walks silently in. He walks to the bed and loosens the sick man’s arms from around Katherine’s neck and places his (Philip’s) hands on his chest. And Philip has last convulsions and dies.
But Alan ignores all that and draws her over to the other bed, where he makes love to her again:
But Alan drew her away, drew her to the other bed, in the silent passion of a husband come back from a very long journey. (p.105)
Commentary
Obviously a story like this drives a coach and horses through our modern notions of feminism and gender. Lawrence’s obsession with the notion of Man and Woman, and Husband and Wife, and the primeval power they exercise over each other, seem like they’re from the stone age. Certainly the story’s notion that a woman must submit to a strong manly husband would make any feminist throw up.
In my opinion, the best thing to do with this, as with most old literature, is to suspend judgement and give yourself to the experience, submit to the text’s descriptions, ‘ideas’, obsessions and opinions, no matter how contrary to modern belief.
There’s something to outrage a feminist or progressive reader on every page, yet it would be odd to balk at these ancient attitudes but swallow whole the bigger issue here, the idea that there are ghosts, there are spirits, that ghosts of the dead come back to visit us.
In fact this itself is contested within the story. an see that this is contested. The fundamental question is, Is the ghost of Alan real or Katherine’s (very powerful) hallucination and my opinion is, It doesn’t matter. The text is what it is.
If, for the duration of the story, you buy into the (obviously nonsensical) idea that the spirits of the dead come back to haunt us, why not buy into all the story’s other nonsensical or objectionable aspects and opinions?
Reading any literature is, in an obvious sense, submitting to someone else’s worldview for a while. What’s the point of doing it if that worldview isn’t different from ours, uncanny, alien, other, enlightening, illuminating and takes us to strange places, showing us actions and opinions we wouldn’t countenance for a second in our real lives? And so judging it by the value of our real lives is a problematic, arguably a blinkered and self-censoring, approach.
On this view, the more a text breaches modern morality, or vividly depicts old opinions, different worldviews, the better, as this exercises the muscles of the imagination and helps keep our minds open, open to the millions of things human beings have believed and valued.
Jimmy and the Desperate Woman (1924)
Jimmy plunged out into the gulfing blackness of the Northern night, feeling how horrible it was, but pressing his hat on his brow in a sense of strong adventure. He was going through with it.
A satire on the type of the squirming Oxford intellectual, a type Lawrence detested.
Jimmy Frith is 35. He’s just been divorced by his ‘very charming and clever wife’ of ten years, Clarissa. Jimmy is the editor of a high-class, rather high-brow, rather successful magazine, the Commentator, and his candid editorials bring him shoals of admiring acquaintances. Plus he’s handsome. The result? He meets loads of clever, sophisticated women when what he wants is to meet the ‘real’ people, the simple, genuine, direct spontaneous, unspoilt souls. In the opinion of his men friends, he was a grinning faun or Pan-person. In his own opinion, he was a martyred Saint Sebastian with the mind of Plato. He sought some unspoilt, unsophisticated, wild-blooded woman, to whom he would be a sort of Solomon of wisdom, beauty and wealth. She would need to be in reduced circumstances to appreciate his wealth, which amounted to the noble sum of three thousand pounds and a little week-ending cottage in Hampshire.
Then his magazine is sent a short vivid poem and accompanying letter from a woman in the North. He asks for another and a correspondence ensues. To his enquiries she explains that she is married to a coal miner who has a mistress, so is alone and misunderstood. She used to be a teacher. Now she writes poetry to relieve her heart. She is Mrs Emilia Pinnegar, 31, with a child of 8.
All these facts are by way of setting the scene for the meat of the story. This is that, after some correspondence, Jimmy decides to go and visit this woman. So he takes a train to Yorkshire, then undertakes a harrowing walk through a coal-mining town as dusk falls, eventually arriving at her poor cottage where she answers to his knock.
Mrs Pinnegar is not a pretty woman. She is tall, with a long face and a haggard defiant expression. Life has been hard to her. In his semi-realistic, semi-visionary style, Lawrence depicts Jimmy overcoming all the drawbacks, in his own internal thoughts, and then rashly inviting her to run away, to come and live with him in his house in St John’s Wood. Lawrence depicts the strange and visionary in the everyday.
He lifted his face, his eyes still cast in that inturned, blind look. He looked now like a Mephistopheles who has gone blind. With his black brows cocked up, Mephistopheles, Mephistopheles blind and begging in the street.
She is astonished by this mad invitation but he insists and she begins to accept it. She suggests he waits around to meet the man of the house, which he reluctantly accepts. The husband is on the afternoon shift at the mine and arrives home soon after 9pm, dirty and reeking of underground
Maybe that’s what all the fol-de-rol of the plot was for: to arrive at this confrontation between the bookish Oxford intellectual and the dirty but proud coalminer. He strips to the waist and washes himself, then his wife washes his back, then towels him dry. They both perform this daily ritual completely ignoring Jimmy who sits in a corner, noting the husband’s thin muscular physique.
Then the wife brings his dinner and Pinnegar sits and eats, at a right angle to Jimmy. He asks why Jimmy’s here and so begins a long, tense dialogue, which includes the blunt admission:
‘She’s told you I’ve got another woman?’
‘Yes.’
‘And I’ll tell you for why. If I give in to the coal face, and go down the mine every day to eight hours’ slavery, more or less, somebody’s got to give in to me.’ (p.122)
The husband and wife argue over his other woman, but when she says she wants to go with Jimmy, he visibly strips himself of all emotion, and agrees. It’s late. Jimmy leaves to take up the reluctant offer of the local pub, to sleep on their sofa.
Next morning, he returns to the cottage. In the daylight he sees how bad the woman’s skin is and bluntly thinks, ‘however am I going to sleep with that woman?’ but determines that he will. The husband is there, in a corner, reading the paper. He asks her to come with him now, but she refuses, saying she has things to sort out, she’ll come on Monday. Now she goes out with the child, leaving Jimmy alone with the surly husband.
They talk frankly, about the new government (‘something has to change’) and then the woman. The miner says something had to change and he regards Jimmy as the instrument of that change. Jimmy knows the cold, hard miner is dominating him and hates it.
On the train home, Jimmy at first feels exultant, like he’s had a great adventure. Back in London he goes to see his friend, Severn, who thinks he’s been an idiot. This prompts Jimmy to write a last-minute letter on Sunday night asking Emily to reconsider: does she really want to come (which, of course, signals his own reluctance)?
But the only reply is confirmation she’ll be taking the train next morning. Next morning Jimmy goes to Marylebone station taut with nerves. In the cab to his house he can more than sense the presence of the other man on her, he can feel him. It will be a battle. So the story ends:
As he sat in the taxi, a perverse but intense desire for her came over him, making him almost helpless. He could feel, so strongly, the presence of that other man about her, and this went to his head like neat spirits. That other man! In some subtle, inexplicable way, he was actually bodily present, the husband. The woman moved in his aura. She was hopelessly married to him. And this went to Jimmy’s head like neat whisky. Which of the two would fall before him with a greater fall–the woman, or the man, her husband? (p.130)
On a rational level, it is wildly improbable and doesn’t make any sense. But on the irrational, unconscious level Lawrence operates on, it is magnificent.
Two Blue Birds (1926)
This is a very high-spirited, amused, ironic story. A man and woman, in their thirties, are married and love each other but for the past four years or so can’t bear to be in each other’s company. So they live apart, he in London, she in the south of France with her latest lover. He has a secretary, Miss Wrexall, who adores him, would do anything for him. The wife thinks the arrangement is fine, she suggested she go to France, she’s the one having the ‘gallant little affairs’ but the thought of his dutiful and common little secretary is like grit in her eye.
Then he has his secretary’s mother and sister move in. They’re of the servant class: the mother is an excellent cook and the sister functions as a maid and valet de chambre. When the wife comes back from France she is horrified at how well the new household functions, and himself cock of the walk.
He had that air of easy aplomb and good humour which is so becoming to a man, and which he only acquires when he is cock of his own little walk, made much of by his own hens.
The servants are all flattery and submission and what would you like for dinner, Mrs Gee, but she hates them.
Spring visit
So on her next visit she needles him. Maybe being so well provided for might be bad for his work (for he is a workaholic)? But the narrative hovers at a generalised level, about their feelings, especially her conflicted feelings: loving him but not wanting to be with him; having affairs but not caring about the other men; hating the happy little domestic situation he’s arranged for himself.
She is Mrs Gee, ‘a broad, strong woman’ just turned 40. She schemes. Her hardness is brilliantly conveyed.
The garden was full of flowers: he loved them for their theatrical display. Lilac and snowball bushes, and laburnum and red may, tulips and anemones and coloured daisies. Lots of flowers! Borders of forget-me-nots! Bachelor’s buttons! What absurd names flowers had! She would have called them blue dots and yellow blobs and white frills. Not so much sentiment after all! There is a certain nonsense, something showy and stagey about spring, with its pushing leaves and chorus-girl flowers, unless you have something corresponding inside you. Which she hadn’t. (p.19)
This is the funniest Lawrence text I’ve read. Laugh-out-loud funny. The wife comes across him dictating an article to the secretary in the garden and is infuriated: is there nowhere to escape their happy little domesticity?
He was dictating a magazine article about the modern novel. ‘What the modern novel lacks is architecture.’ Good God! Architecture! He might just as well say: What the modern novel lacks is whalebone, or a teaspoon, or a tooth stopped. (p.19)
It is an article on ‘The Future of The Novel’, precisely the kind of thing Virginia Woolf wrote by the dozen but here, taken as the epitome of fatuousness.
The wife spies on the man complacently dictating to the compliant secretary when she notices two blue tits fighting at his feet. He notices, too, and waves them away, then the wife steps forward and there’s a tense scene, with the wife making ironic catty remarks to the secretary. Then stalks off, in her rather wolfish way.
Tea time arrives and the wife reappears as the sister serves the tea things. She asks the secretary (who was about to leave) to stay, and tell her sister (the maid) to bring another cup. Miss Wrexall runs off to change (for tea) into a chicory blue dress of the same shade as Mrs Gee’s except the latter’s is very expensive and fine. Two birds in blue fighting over their man. Like the two blue tits. And the two birds of the title. Humans becoming, and behaving like, animals, as in the novella The Fox.
Mrs Gee taunts them both, suggesting Miss Wrexall is not just the most perfect secretary but that maybe she writes the husband’s novels for him? Mrs Gee taunts the secretary for being so competent and proficient at shorthand and so on. The husband bridles. Miss Wrexall becomes agitated.
Sticking the knife in, Mrs Gee tells Cameron (the first time we’ve heard his name) that maybe he takes too much from Miss Wrexall. Her aim is to stain and sully their simple working relationship. Miss Wrexall bridles and says there is nothing inappropriate between them. Trying to reconcile, Miss Wrexall says there’s no need for Mrs Gee to feel left out.
‘Thank you, my dear, for your offer,’ said the wife, rising, ‘but I’m afraid no man can expect two blue birds of happiness to flutter round his feet, tearing out their little feathers!’ (p.26)
And with that parting shot she gets up and leaves. And that’s it. It’s an absolutely brilliant depiction of its subject matter, of the very complicated currents involved in marriage, separation, relationships, all tied up with the simple metaphor of the two birds.
The Woman Who Rode Away (1925)
The unnamed young American woman who’s the protagonist, a Californian girl from Berkeley, at 23 marries a little, wiry, twisted fellow from Holland, who’s made his fortune setting up and running silver mines in northern Mexico, in Chihuahua state.
It’s a bleak isolated location. Ten years pass. She bears him two children. The Great War knocks the bottom out of the silver market and the mines are abandoned while the Dutchman tries to switch to agriculture. They have occasional white guests (i.e. non Spanish or Mexican). One of these asks what lies beyond the hills that surround the ranch and the Dutchman explains about the neighbouring Indians: about the wandering tribes, resembling the Navajo, who were still wandering free, and the Yaquis of Sonora, and the different groups in the different valleys of Chihuahua State.
This conversation lights a flame in the woman’s soul. Her husband goes away for a few days to Torreon so the woman gets her servants to saddle up a horse, packs some food and – rejecting offers to help or accompany her – sets off for the hills.
To cut a longish story short, after a while she bumps into three Indians. When she tells them she has rejected the white man’s God and wants to find out more about their gods, they nod to each other: this was prophesied; the white man has triumphed over the Indian because the sun and the moon are out of balance, but the wise men predict that when a white woman offers herself as a sacrifice, then the sun and the moon will be realigned.
So she agrees to travel back to their village where she is put up in a house without windows and, over the course of weeks and maybe months, we see her being subjected to various rituals, stripped and anointed, redressed in native costume, allowed to watch native dances and ceremonies, and above all, plied with a sweet drink which gives her hallucinations, makes her forget herself and instead see phantasmagorias and become acutely sensitive to sights and sounds.
Lawrence prepares us for the ending by having her think, repeatedly, ‘I have died, my old self is dead, I have died to my old life etc’. So she is perfectly prepared when the shortest day of midwinter arrives, and the Indians ritually strip, wash, anoint, redress her and lead her up to a sacred cave behind an imposing sheet of ice and there, as the sun moves slowly round to shine through the ice and illuminate the cave, they sacrifice her to their gods.
The actual act isn’t described. The story stops just at the moment before she is sacrificed, with a great sense of suspense.
They were anxious, terribly anxious, and fierce. Their ferocity wanted something, and they were waiting the moment. And their ferocity was ready to leap out into a mystic exultance, of triumph. But still they were anxious.
Only the eyes of that oldest man were not anxious. Black, and fixed, and as if sightless, they watched the sun, seeing beyond the sun. And in their black, empty concentration there was power, power intensely abstract and remote, but deep, deep to the heart of the earth, and the heart of the sun. In absolute motionlessness he watched till the red sun should send his ray through the column of ice. Then the old man would strike, and strike home, accomplish the sacrifice and achieve the power.
The mastery that man must hold, and that passes from race to race. (p.81)
In Lawrence’s later novels I noticed his frequent use of words he’s coined and ‘exultance’ is one of them. Standard English isn’t deep or vivid enough to convey the depth he wants to express.
The Last Laugh (1925)
E.M. Forster wrote stories about Pan, the mischievous Greek god of nature, associated with spring, fertility, merriment and sex but they were set in sunny Greece or a summer’s day in the English countryside. Lawrence has the bright idea of relocating all this to Hampstead, in north London, in the depths of winter.
So it’s a cold winter’s night when a slight man with a red beard says goodbye to two friends, a man and a woman, who are visiting, shuts his door and they go down into the street. When the woman calls goodbye Lorenzo’, we know this is a brief, sly self-portrait of Lawrence himself.
On into the snowy street go the man in his bowler hat and the young woman. She is Miss James (referred to simply as ‘James’) and is deaf. We learn this when the man says he can hear someone laughing. This prompts James to get out her listening machine, an elaborate device which needs to be switched on, and puts on her headphones. She can’t hear any laughter but then thinks she sees something in a little park with big black holly trees and old, ribbed, silent English elms, ‘a dark face among the holly bushes, with the brilliant, mocking eyes.’
They’re loud talking brings over a tall, clean-shaven young policeman. None of them can hear the laughter but they all feel… rejuvenated, enlivened. The girl finds herself attracted to the fit young policeman and starts to feel frisky:
She seemed to stretch herself, to stretch her limbs free. And the inert look had left her full soft cheeks. Her cheeks were alive with the glimmer of pride and a new dangerous surety… The second of ancient fear was followed at once in her by a blithe, unaccustomed sense of power.
This is something new for the girl:
Having held herself all her life intensely aloof from physical contact, and never having let any man touch her, she now, with a certain nymph-like voluptuousness, allowed the large hand of the young policeman to support her
Meanwhile the man in the bowler hat:
His voice, with curious delight, broke into a laugh again, as he stood and stamped his feet on the snow, and danced to his own laughter, ducking his head.
He thinks he sees something moving and sets off at a run down the hill. He comes to a halt in front of a house just as the front door opens and a woman comes down the path. She asks if he just knocked at her door and he says no. Mysteriously, magically, seductively, she says she’s always listening for that knock at the front door because you always hope… you always hope something wonderful will happen. She makes eyes at him and invites him in and he needs no second invitation. For some reason Lawrence makes her a Jewess. Maybe that is to emphasise her exotic, slightly unenglish sexiness. Into her house disappears the man with the bowler hat.
James and the policeman watch then turn away and walk towards the tube station. She feels a tremendous sense of exultation and power, so much so that she feels she could kill the policeman.
She was surprised herself at the strong, bright, throbbing sensation beneath her breasts, a sensation of triumph and rosy anger. Her hands felt keen on her wrists. She who had always declared she had not a muscle in her body! Even now, it was not muscle, it was a sort of flame. (p.139)
And then, making it absolutely plain that this is about the god:
Voices were calling. In spite of her deafness she could hear someone, several voices, calling and whistling, as if many people were hallooing through the air: ‘He’s come back! Aha! He’s come back!’ (p.139)
There’s a flash of lightning and she sees the face right in front of her. She and the policeman walk on towards her house, which is a little one in side street near a church but as they approach the church she sees the front door is open. From inside come more voices crying ‘He is back’, then piece of paper are whirled past them on the wind and then the big white sheet of the altar cloth. In case the reader hasn’t got it yet, Lawrence writes:
There came a bit of gay, trilling music. The wind was running over the organ-pipes like pan-pipes, quickly up and down. Snatches of wild, gay, trilling music, and bursts of the naked low laughter. (p.141)
The policeman is so scared by all this that he asks if he can come into her house to warm himself up. She says OK and he can make a fire in the grate but he mustn’t come upstairs, which is where she goes.
Cut to the next morning, and James in her studio looking at her paintings. She finds them ludicrous. The servant comes to ask if she wants breakfast and is surprised when James says there’s no need to shout i.e. she can hear. In fact everything feels different the morning after.
The air all seemed rare and different. Suddenly the world had become quite different: as if some skin or integument had broken, as if the old, mouldering London sky had crackled and rolled back, like an old skin, shrivelled, leaving an absolutely new blue heaven. (p.142)
The serving woman reminds her that there’s a man downstairs, the policeman. James is surprised that he didn’t let himself out the night before.
Now she thinks of Marchbanks. This is a young man she’s been jolly good friends with for two years. Not lovers, mind; none of that dirty stuff. Now, in her new world eyes, she thinks how ridiculous it is, all this man-woman nonsense and, to her surprise, she hears the low laughter, as if agreeing with her.
Only now is it made explicit that this Marchbanks is the man in the bowler hat she was with last night. Now she sees him coming down the side street to the house then entering. It’s their habit for him to come to breakfast. He asks him about staying his night with the Jewess. He left at dawn. She tells him not to shout when he speaks and he thinks she’s joking, doesn’t realise she can hear. She is, in fact, cured.
James now has the confidence to mock Marchbanks who doesn’t like it. She tells him she saw the face again, closer up, last night, and heard the laughter, but can’t tell him any more.
They go down to see the policeman and the story for the first time topples over into being a ghost story. The policeman hasn’t left because he has gone lame. James asks him to take his socks off and they discover that his foot has become deformed, curled itself up like the paws of an animal. Of course. He has started turning into a satyr. In her ear James hears the creepy laughter and then Marchbanks reels back as if he’s been shots.
She started round again as Marchbanks gave a strange, yelping cry, like a shot animal. His white face was drawn, distorted in a curious grin, that was chiefly agony but partly wild recognition. He was staring with fixed eyes at something. And in the rolling agony of his eyes was the horrible grin of a man who realises he had made a final, and this time fatal, fool of himself.
‘Why,’ he yelped in a high voice, ‘I knew it was he!’ And with a queer shuddering laugh he pitched forward on the carpet and lay writhing for a moment on the floor. Then he lay still, in a weird, distorted position, like a man struck by lightening. (p.146)
And the story ends abruptly with ‘faint smell of almond blossom in the air.’
This is a horror story, isn’t it? not a genre you associate with Lawrence.
Aldington suggests that Lawrence’s placing of himself at the start of the story somehow implies that he is a wizard capable of deploying the occult powers that follow. This includes deforming ‘his natural enemy’, the policeman (to understand this you need to know about the terrible persecution Lawrence suffered from the authorities and the police during the First World War; see the novel Kangaroo) and striking dead a personal enemy.
Smile (1926)
A very short story, 5 pages. The third-person narrator describes a man on a train south. He’s had a telegram announcing that a woman he is attached to somehow, Ophelia, is critically ill. She is in a hospice run by the Blue Sisters, in Italy. Unable to stay up all night at her bedside, he sits up all night on the sleeper train from France into Italy, as penance. He has a Christian frame of mind, in fact:
His dark, handsome, clean-shaven face would have done for Christ on the Cross, with the thick black eyebrows tilted in the dazed agony.
But by the time he gets to the hospice, the following evening, the Mother Superior tells him Ophelia is dead. She leans towards him sympathetically, but he recoils. When she places a hand on his arm he notices how shapely it is. When she stands he sees how full-bodied she is. She calls for a young nun to come and accompany him to see the body and he notices how shapely her hand is, too. So he’s taken to see the body. In the room is another nun. When she stands he notices her fine white hand against her bosom. Obviously he is super-aware of their femininity.
When Matthew (only now are we told his name) sees the body (we are only now told it is his wife), gives a grunt and then smiles. The three women (Mother Superior, a senior nun, the junior nun) are scandalised but smiles are infectious and one by one, they smile too.
The smile fades and he looks back over his marriage. Ten years during which she became restive and left him numerous times, only to crawl back. There are no children. The whole thing was a disaster. he’s filled with bottomless sadness.
Inexplicably he feels the dead woman digging him in the ribs, tempting him to laugh. To quell it he turns to the Mother Superior and snarks ‘Mea culpa’. The nuns step back from this strange angry man. But even as he makes for the door he has to hold back the smile and, as he passes her, is smitten by voluptuous feelings for the mature nun.
When he’s left the three sisters move closer, bend over the body and notice, they think, the ghost of a smile on the dead woman’s face. Did she see him? Did she catch the smile that infected them all?
Glad Ghosts (1926)
Long, 40 pages. It was the first fictional work he began after what proved to be his final trip to Europe, in the autumn 1925.
It’s a surprisingly accessible, chatty first-person narrator tells this long ghost story. It’s all about his friendship with the Honourable Carlotta Fell. They met when they were both at school together. She was attracted to him because he had a real feel for the thing, for It, but they were never lovers, never anything like. She affected to hate her own class but like all posh young people, got over it and married into it, to a Lord Lathkill, very handsome, officer in a Guards regiment. He sees them soon after they’re engaged when Lathkill jokes about ‘the Lathkill bad luck’.
They see each other now and then but then the war comes. Afterwards, he sees them again, learns that Lathkill was wounded in the throat, now his voice is husky. They have twins. The narrator visits and sees them asleep in their cots. How sweet. Then a little girl.
He travels. Then he hears about the disasters. The twins were killed in a car crash along with their aunt. A few months later the little girl dies of an illness. He’s abroad when he gets the news and toys with writing, but what could he say? Some time later he returns to England and sends a letter. Carlotta replies inviting him to their place in Derbyshire. He counter-replies asking to see her in London. Here he sees for himself the lines of suffering in her face, and how the stuffing’s been knocked out of her.
She really presses him to visit them in Derbyshire so he acquiesces. Lathkill meets him at the station and drives him to their dark, lifeless mansion. Here things kick up a notch. For the first time we learn the narrator’s name, Mark Morier (distantly echoing the Paul Morel of Sons and Lovers).
More to the point, we learn two key facts: this house has a ghost, a woman ghost, who is meant to bring good luck (unlike the bad luck which has so far blighted the couple) but this ghost is rarely if ever seen. And 2) that Lathkill’s elderly mother holds seances and that in one of these the medium unambiguously stated that the Lathkill ghost would return as and when a friend of theirs with two Ms returned. Lathkill and Carlotta both think ‘Mark Morier’.
That evening he attends an awesomely frigid and stony dinner: Carlotta and Lathkill, along with his witchy mother, and two other guests: a yellow liverish colonel, and his terrified silent wife, Mrs Hale. The stoniness of the dinner is magnificently conveyed.
Then the women retired and the men go to the drawing room to smoke and drink spirits. Here the terrified Colonel tells his story. He married young, a woman named Lucy who was 28 to his 20. She bore him three children who grew up and married, but then she died. And then she reappeared to him after death. She badgered him to remarry and even suggested the bride, one of their daughters’ friends, 28, the same age Lucy was. And yet after the second marriage, she has haunted him angrily denouncing him for betraying her, terrifying him away from sleeping with the new Mrs Hale. Hence the extraordinary frigidity of the couple at dinner time, the fear and sterility in Mrs Hale.
Then they go up to join the women for coffee and more stilted conversation. In the midst of it, the man suggest putting some records on and dancing, so they clear the furniture out of the way and there’s an extended description of the dance, of the narrator’s feelings of dancing with old Carlotta, and then with terrified Mrs Hale.
In the midst of the dancing they feel the room become very cold. Presumably it is the ghost. The Colonel had gone to bed but now he reappears in his pyjamas, saying the ghost of Lucy has reappeared to admonish him. This triggers a diatribe from Lathkill. He explains that he realises he has been living bloodlessly, like a ghost, he and Carlotta are both ghosts, the house is dead and sterile. But this evening he has realised they have to live while they are still alive.
He sits next to Mrs Hale and presses her hand to his breast. And he tells the Colonel that the only way to appease the spirit of Lucy is to take her to his heart and warm her. Did they have much sex when they were married? No, the Colonel admits; he didn’t think she wanted it and so had affairs with other women but left her alone. Now Lathkill, in his raised visionary state, tells him to open his chest to her, and the Colonel indeed undoes his dressing gown, unbuttons his pyjamas and exposes his chest. He delivers an astonishing paean to his mother, thanking her for creating him, a man of flesh and blood.
If this was a ghost story, a genre story, we’d meet the ghost. But it isn’t, it’s Lawrence delivering a sermon. The sermon is, unsurprisingly, about the importance of physical love i.e. sex but delivered by Lathkill, who’s gone into visionary overdrive:
We’ve almost become two ghosts to one another, wrestling. Oh, but I want you to get back your body, even if I can’t give it to you. I want my flesh and blood, Carlotta, and I want you to have yours. We’ve suffered so much the other way. And the children, it is as well they are dead. They were born of our will and our disembodiment. Oh, I feel like the Bible. Clothe me with flesh again, and wrap my bones with sinew, and let the fountain of blood cover me. (p.192)
The women react to these speeches in the same bizarre spirit, Carlotta bursting into tears, Mrs Hale sticking by Lathkill.
Eventually this bizarre and surreal scene comes to an end and Lathkill walks the narrator to his guest room. Here he strips and imagines stiff unhappy Carlotta stripping down the hall and fantasises about worshipping her with his body. Instead he remains chaste. Then he goes to sleep and has a visionary dream, a long fantasia which involves meeting the ghost in the heart of oblivion. Here’s what he dreams.
Women were not unknown to me. But never before had woman come, in the depths of night, to answer my deep with her deep. As the ghost came, came as a ghost of silence, still in the depth of sleep. I know she came. I know she came even as a woman, to my man. But the knowledge is darkly naked as the event. I only know, it was so. In the deep of sleep a call was called from the deeps of me, and answered in the deeps, by a woman among women. Breasts or thighs or face. I remember not a touch, no, nor a movement of my own. It is all complete in the profundity of darkness. (p.201)
There is no embarrassing next morning, he just gets up and leaves, Lathklill shaking his hand, Carlotta saying ‘At last it was perfect!’
What this means is made clear in the last page of the story, which consists of a letter Lathkill writes some time later to the narrator who is once again abroad. In the letter Lathkill announces that Carlotta has had a baby, with yellow hair, while just a few days later, Mrs Hale had a baby with black hair.
So what I think ‘happened’ is that the evening ended with Lathkill impregnating Mrs Hale and the narrator impregnating Carlotta. The three alienated and sterile people (Lathkill, Carlotta, Mrs H) were all rejuvenated and brought back to life, in real flesh-and-blood bodies. Colonel Hale was exorcised of his guilt and has gone off to farm pigs. Even spooky Lady Lathkill has, apparently, abandoned the other side and committed to ‘this side’, to life in the here and now. With the result that the dead house where the narrator noticed everyone spoke in hushed whispers, has been restored to life. And Lathkill loves his life and his home again.
Sex is the cure.
According to notes, Lawrence really struggled with this story, starting and finishing others while he wrestled with it and you can see why. Like so many of his works it falls into two halves: the opening is amazingly fresh and realistic, sounding like a normal writer, and even up to the frigid dinner party it makes sense. It’s when the Colonel confesses how he is haunted by the ghost of his first wife that the story crosses over to the other side of fantasy. The sudden cooling of the room as if a spirit had entered, the increasingly frenetic dancing, the men swapping their dancing partners as they are to swap sexual partners, and Lathkill’s visionary speeches to the Colonel, Carlotta and his mother, before plunging into the strange ending where the narrator appears to have sex in a dream. Or is he just repressing the reality of sleeping with another man’s wife? I prefer the dream opinion because that’s what Lawrence presents in his text, that’s what’s on the page, and that is what is such a weird and giddy escape from the banal world of adultery.
Social history note: Here as in other stories from the period, Lawrence talks about them putting some jazz on the gramophone. Imagine how evocative it would be if he only told us the precise track.
In Love (1927)
12 pages. A light comedy.
Two sisters: Henrietta and Hester. Hester, the eldest, 25, is due to get married in just a month’s time. Henrietta, the younger, is just 21. Hester looks worried about going to spend a weekend with her fiancé, Joe, on his farm in Wiltshire but she goes anyway.
Here she spends the day helping with the chores, helping the cook serve dinner etc, then the servants wash up an leave. Six months earlier Hester would have been comfortable with Joe, they’ve been friends for donkey’s years. But now there’s a constraint between themselves because he’s made the mistake of falling in love with her. He wants to cuddle and ‘pet’ and all that stuff, which she finds repellent. Wishes it had never happened, now. For some reason I’ve found more humour in this selection of Lawrence stories than in all his novels put together.
He was extremely competent at motor-cars and farming and all that sort of thing. And surely she, Hester, was as complicated as a motorcar! Surely she had as many subtle little valves and magnetos and accelerators and all the rest of it, to her make-up! If only he would try to handle her as carefully as he handled his car! She needed starting, as badly as ever any automobile did. Even if a car had a self-starter, the man had to give it the right twist. Hester felt she would need a lot of cranking up, if ever she was to start off on the matrimonial road with Joe. And he, the fool, just sat in a motionless car and pretended he was making heaven knows how many miles an hour. (p.151)
After enduring some ‘cuddling’ on the sofa, Hester asks Joe to play the piano for her and while he plays she slips out of the bungalow. She feels an immense relief to be out in the cool night under the moon but then the playing stops and she, on impulse, shimmies up into the weeping willow which hangs over the stream. Joe comes calling for her, but quietly and pathetically, making her despise him even more. More comedy:
She began to cry, and fumbling in her sleeve for her hanky, she nearly fell out of the tree. Which brought her to her senses.
She worries that she must be abnormal. All the other girls love this love stuff. Suddenly there’s the sound of a car which pulls up at the gate to Joe’s place. Hesta scrambles down out of the tree and runs over. It’s none other than sister Henrietta, and the car is driven by Joe’s brother, Donald, and in the back is Teddy, a second cousin.
They all swear they don’t want to interrupt the love birds, they’ve come to stay on an adjoining farm, but Hester insists they come in. When Henrietta and Hester enter Joe is, of course, furious, which the innocent younger sister doesn’t understand. Hester wants them all to stay but Henrietta can see they’re not wanted and, after warming her hands at the fire.
In front of her Hester and Joe have a flaring row. Joe wants to know why Hester just walked out like that and Hester claims she has a very good reason so… What is it, asks naive Henrietta. The impatient boys out in the car toot their horn. Henrietta yells out the door for them to wait half a minute and turns back to the couple who are at daggers drawn. Finally Hester spits it out:
Her face flew into sudden strange fury. ‘Well, if you want to know, I absolutely can’t stand your making love to me, if that’s what you call the business… I couldn’t possibly marry him if he kept on being in love with me.’ She spoke the two words with almost snarling emphasis… ‘Nothing can be so perfectly humiliating as a man making love to you,’ said Hester. ‘I loathe it.’ (p.159)
Joe goes red with fury then pale with shock. The girls comment on horrible men:
‘I don’t believe I could stand that sort of thing, with any man. Henrietta, do you know what it is, being stroked and cuddled? It’s too perfectly awful and ridiculous.’
‘Yes!’ said Henrietta, musing sadly. ‘As if one were a perfectly priceless meat-pie, and the dog licked it tenderly before he gobbled it up. It is rather sickening, I agree.’
‘And what’s so awful, a perfectly decent man will go and get that way. Nothing is so awful as a man who has fallen in love,’ said Hester.
‘I know what you mean, Hester. So doggy!’ said Henrietta sadly. (p.159).
To be precise, the sisters agree that men are awful. But then in a comic twist Joe announces that he never lover her either. He only proposed and did all the lovey-dovey stuff because it was expected of him. All of which he says with a sneer. Is he sincere, or just recovering from being rejected. Hester is surprised but Henrietta is appalled.
And he realises what a pig he’s been and repents, And Hester for the first time sees:
the honest, patient love for her in his eyes, and the queer, quiet central desire. It was the first time she had seen it, that quiet, patient, central desire of a young man who has suffered during his youth, and seeks now almost with the slowness of age. A hot flush went over her heart. She felt herself responding to him. (p.161)
So she decides to stay and Henrietta slips out to let the love birds alone. Moral: love is a complicated thing.
None of That
22 pages. First-person narrative. The unnamed narrator meets Luis Colmenares in Venice. He’s a Mexican painter in exile. Surprisingly their conversation is all about a world-famous bullfighter from Mexico, Cuestra, who retired when an American woman, Ethel Cane, left him half a million dollars, and who Colmenares saw the other day swimming in the Lido.
Colmenares says he knew Ethel Cane in Paris before the war, when she knew ‘everybody’, was married to a painter (who wasn’t darling?) and had a mania for collecting antique furniture. Then she came to Mexico, attracted by the violence of the revolution, and hooked up with Colmenares, as someone she’d know in Paris. She came in search of a special man but her can-do energy and independence put off Mexican men, who were used to respect and obedience. They danced with her and expected her to become their mistress but she had a catchphrase: ‘I’m having none of that!’
So she became bored and insulted Mexico, saying it was nothing but little boys with guns.
She had an imaginary picture of herself as an extraordinary and potent woman who would make a stupendous change in the history of man. Like Catherine of Russia, only cosmopolitan, not merely Russian. And it is true, she was an extraordinary woman, with tremendous power of will, and truly amazing energy, even for an American woman. She was like a locomotive-engine stoked up inside and bursting with steam, which it has to let off by rolling a lot of trucks about. But I did not see how this was to cause a change in the tide of mortal affairs. It was only a part of the hubbub of traffic. She sent the trucks bouncing against one another with a clash of buffers, and sometimes she derailed some unfortunate item of the rolling-stock. (p.210)
(Cf the comic comparison of Hester with a car in ‘In Love’.) Colmenares was in thrall to her and flattered by her attention but she never had any intention of becoming an item. She used him for his information about Mexican history and society etc. Colmenares explains that he sometimes thought she wanted to be made love to, but realised that was only with her external self. Deep inside she despised men (‘she was always hating men, hating all active maleness in a man. She only wanted passive maleness’), and only used them to try and ‘start something’, to be at the centre of something, to make something happen. He knew if he gave in to becoming her lover he would be chewed up and spat out and then the subject of humiliating stories told to others. So he felt a physical repulsion from her.
Anyway, the narrator prompts Colmenares to move things along and the painter comes to the bit where Ethel Cane meets the world-famous bullfighter, Cuesta. Well Colmenares took her to a bullfight. At first she was disgusted by the blood and killing but then Cuesta came on and performed like a god. When he kills a particularly demanding bull, Ethel goes mad and joins the rest of his intoxicated admirers. She cheers and he catches her eye and it visibly affects him, he is so distracted Colmenares worries he might make a mistake and be injured.
But he isn’t. Instead, later, Ethel asks whether Colmenares knows Cuesta (yes) and asks for an introduction. So Colmenares arranges for him to call round, dressed in his best, wearing a ponytail. He doesn’t speak any other language; Ethel speaks in French, which Colmenares translates. It’s a brief call but Cuesta takes to calling round regularly. He just sits there talking to the translator he brings, staring at Ethel all the time. He’s a pig, he’s an animal, when alone with Colmenares, he refers to Ethel in the crudest physical terms. He has no brains, no imagination, nothing fires him. Colmenares he’s not really even human.
Nevertheless Ethel is infatuated and asks Colmenares endlessly for his opinion. Suddenly she starts talking about killing herself. Mad with infatuation she doesn’t want her body to triumph over her imagination.
‘If my body is stronger than my imagination, I shall kill myself,’ she said… If my body was under the control of my imagination, I could take Cuesta for my lover, and it would be an imaginative act. But if my body acted without my imagination, I–I’d kill myself… If I can’t get my body on its feet again, and either forget him or else get him to make it an imaginative act with me–I–I shall kill myself.’ (p.220)
Colmenares tries to persuade both these people to walk away, Ethel to get on a train to New York and forget, Cuesta to stop tormenting her. But she is infatuated and Cuesta 1) thinks of her as a dish he wants to eat and 2) learns that she is rich, really rich, very, very rich. But neither of them want to be physical. Ethel takes herself too seriously to be so vulgar and Cuesta actually finds her pale whiteness repulsive.
Cuesta always goes to her house early in the evening, and for half an hour at most, claiming to be busy in the evening. But on his last visit, when Ethel asks why can’t he visit her for a full evening, he tells her she is welcome to come to her house at 11, when his evening business is finished. She is embarrassed and acts surprised that he is available so late. ‘If it’s a special occasion,’ he replies.
‘Come, then, at night–come at eleven, when I am free,’ he said, with supreme animal impudence, looking into her eyes.
A few days later Colmenares hears Ethel is ill. A day or two later it is announced she is dead. It was all hushed up but Colmenares knows she poisoned herself. In her will, she had left half her fortune to Cuesta. The will had been made some ten days before her death but it was allowed to stand and so he took the money.
The narrator complacently concludes that ‘Her body had got the better of her imagination, after all’ but Colmenares says it was worse than that. When Ethel and Cuesta retired to Cuesta’s bedroom, he handed over to a gang of his cronies who gang-raped her, telling them to be careful not to leave bruises or marks. The doctors at the inquest still found puzzling bruises but then another revolution broke out and the whole affair was overshadowed by larger violence. Mexico.
Sun (1928)
18 pages. Maurice and Juliet are Americans. They live in New York (East Forty-Seventh Street) where Maurice runs his own unspectacular but efficient business. He wears dark grey suits and parts his hair neatly. Since they had a little boy, Juliet has changed, becoming increasingly upset at her stifling life. The doctors recommend a break, in the sun, so she and her little boy take ship across the grey Atlantic and on to Italy.
Here she settles into a villa with a few servants. After a few weeks of lying dressed in the sunshine, she makes the decision to sunbathe naked and, after a little scouting round, finds a sheltered rocky place among cacti where she won’t be overseen. Lawrence describes her first occasion bathing quite naked and the wonderful feeling of coming back to life it awakens in her.
She slid off all her clothes, and lay naked in the sun, and as she lay she looked up through her fingers at the central sun, his blue pulsing roundness, whose outer edges streamed brilliance. Pulsing with marvellous blue, and alive, and streaming white fire from his edges, the Sun! He faced down to her with blue body of fire, and enveloped her breasts and her face, her throat, her tired belly, her knees, her thighs and her feet.
Back at the villa she tells her little boy to strip and, reluctant and scared at first, he quickly gets used to scampering round in the nude.
‘He shall not grow up like his father,’ she said to herself. ‘Like a worm that the sun has never seen.’
A month or more passes (January through February) with Juliet sunbathing every day. She turns golden brown. She takes her boy with him to the secret place. There are a few minor incidents, like the time she realises he is standing before a snake and has to very carefully make him back away, while the snake disappears.
Then one day, walking naked among the bushes she comes across the peasant from the next-door podere tying wood to his donkey. He straightens and sees her and they make eye contact.
Then his eyes met hers, and she felt the blue fire running through her limbs to her womb, which was spreading in the helpless ecstasy. Still they looked into each other’s eyes, and the fire flowed between them, like the blue, streaming fire from the heart of the sun. And she saw the phallus rise under his clothing, and knew he would come towards her.
‘Mummy, a man! Mummy!’ The child had put a hand against her thigh. ‘Mummy, a man!’
She heard the note of fear and swung round.
‘It’s all right, boy!’ she said, and taking him by the hand, she led him back round the rock again, while the peasant watched her naked, retreating buttocks lift and fall.
She slips her grey shift on and goes back to the villa, lies on her bed and fantasises about him. Next day she is down at the secret rocky place when the villa’s ancient housemaid, Marinina, shouts down to her. Her husband is here, all the way from New York. Then she shows Maurice down the secret path to the sheltered sun terrace.
He looks immaculate in a dark grey suit and she realises what a totally indoor man he is. He for his part is shocked to see her standing completely naked and averts his eyes as he walks forward. They don’t embrace or touch, but discuss practicalities. The little boy sees his Dad and isn’t that moved. When Maurice takes him in his arms, the boy demands that he removes his jacket.
Juliet announces she’s never going back to New York, she couldn’t bear it. He hesitantly acquiesces then, for politeness’ sake, she asks if he can come out here. To her disappointment he says yes, he can probably manage a month.
She ended on an open note. But the voice of the abrupt, personal American woman had died out, and he heard the voice of the woman of flesh, the sun-ripe body. He glanced at her again and again, with growing desire and lessening fear.
They have lunch. Now Juliet had noticed that the peasant had lunch at the same time every day, at the house over on the next podere or terrace. He has it now, with his wife dressed in black. Juliet arranges their lunch so that Maurice sits with his back to the view while Juliet can see across to the peasant and his heavy wife. Juliet fantasies about sex with him, to be taken and drenched in sunlight with such an elemental force, and then part without all that tedious talking and engagement, just being uplifted and transported. Whereas, her husband! She looks at him over the lunch table.
There was a gleam in his eyes, a desperate kind of courage of desire to taste this new fruit, this woman with rosy, sun-ripening breasts tilting within her wrapper. And she thought of him with his blanched, etiolated little city figure, walking in the sun in the desperation of a husband’s rights.
God. Suddenly she realises white worm-like Maurice will make love to her and she will get pregnant again with his child and bear it and be trapped in the same sunless place. When all she longed for was to be transformed by wonderful sun-drenched sex with the solid, silent man of the earth.
And the story ends with this bitter note of her being trapped.
Note: the phallus
Interestingly, there seem to be two significantly different versions of this story. The online version includes several mentions of the peasant’s ‘phallus’, namely when she stumbles across him silently working in a little gully and he turns round and sees her naked and she sees his intense eyes but then notices his ‘phallus’ growing erect in his trousers. And ends with Juliet comparing the peasant’s big penis favourably with her husband’s ‘little, frantic penis’. Whereas the words phallus and penis don’t appear in the Penguin paperback version. There’s no mention of this in Aldington’s introduction and no notes, so I’m guessing that even in 1981, Penguin had to be careful and chose to print a bowdlerised version of the story, maybe that Lawrence himself toned down to secure publication. But that the Planet Gutenberg online version, created in 2004, felt free to use the uncensored version.
In the Penguin version it’s only at the very end that we learn of Juliet’s sun-filled infatuation with the peasant, or the idea of the peasant, and it felt to me like it came out of the blue, though was quite a powerful bombshell to end on. In the online version the incident in the gully with the phallus occurs earlier and so establishes the theme of sex-with-the-peasant much earlier, which is then reprised at the end. We are more prepared for Juliet’s sense of lust lost at the end.
Both ‘work’ but to produce different flavours. If I was forced to choose, I’d prefer the censored Penguin version. This is because the effects of the sun on Juliet’s body and consciousness are reasonably subtle, as is the interplay of her with her little boy and how he gets used to playing naked. But when you read of a phallus engorging, let alone the comparison of two men’s penises, it doesn’t exactly move things into the realm of pornography, but it does undermine the subtlety of the other perceptions and descriptions. I think the censored version is slightly crippled in shape by having the sexual impact of the gully episode played down; but the benefit is that you pay more attention to Juliet’s changing feelings.
Credit
‘The Woman Who Rode Away and Other Stories’ by D.H. Lawrence was published in 1928 by Martin Secker. References are to the 1981 Penguin Classics paperback edition, though most of the stories are available online.
Related links
The Planet Gutenberg version of this collection has slightly different stories, in a different order.
Related reviews
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Posted by Simon on March 7, 2025
https://astrofella.wordpress.com/2025/03/07/the-woman-who-rode-away-and-other-stories-d-h-lawrence/