Putin’s Wars: from Chechnya to Ukraine by Mark Galeotti (2022)

This is a very military history. Seeing as it also covers the decade before Vladimir Putin came to power, and that it is very focused on the minutiae of the Russian Army, Navy and Air Force, as well as details of the various reforms and reorganisations they have undergone during the Putin years, the book could more accurately have been titled ‘A History of The Russian Army, Navy and Air Force, 1990 to 2022’.

Military units

Here’s an example of what I mean by military minutiae. This is Galeotti’s description of the Russian army’s invasion of Chechnya:

From the north Major General Konstantin Pulikovsky led a mechanised force drawn from the 81st and 276th Motor Rifle regiments and a battalion of the 131st Independent Motor Rifle Brigade. From the west Major General Valery Petruk led elements of the 19th Motor Rifle Division supported by two regiments and two battalions of paratroopers along the railway tracks to seize the central station and then advance on the presidential palace. From the east, the 129th Motor Rifle Regiment and a battalion each of the 98th and 104th Airborne Divisions under Lieutenant Colonel Nikolai Staskov would make a similar thrust along the railway line to Lenin Square in the heart of the city and from there take the bridges across the Sunzha river. From the north-east, Rokhlin himself would lead elements of the 255th and 33rd Motor Rifle Regiments and the 66th Reconnaissance Battalion of the 20th Motor Rifle Division to take the Central Hospital complex, while units of the 76th and 106th Airborne Division would secure the Lenin and Sheripov oil processing factories and chemical works to prevent the rebels from destroying these crucial economic assets. (p.61)

The accounts of all the wars feature lots of paragraphs like this, precise accounts of which units under which commanders went where and how they fared in the fighting.

There’s also a lot of analysis of organisational and administrative reforms from between the wars, as Galeotti gives detailed accounts of the attempts of successive Russian defence ministers, most notably Anatoly Serdyukov and then Sergei Shogai, to reform the Russian army against opposition and inertia from the military high command.

Hence the chapter titled ‘New Look Army’ (pages 142 to 152), which gives us detail of how the Defence Minister and head of the general staff implemented the 2010 plan for a new-look Russian army, half the size of its predecessor but better equipped and better trained, with better retention of conscripts, fewer but better quality senior officers.

Galeotti explains, with maps, the reorganisation of the army into half a dozen military districts, gives a detailed breakdown of what a new-look motorised rifle brigade consisted of (3,800 officers and men) plus a list of all its components (including 1 nuclear, biological and chemical company) and so on. And a similar level of description of the new-look air force and navy, followed by an organogram showing the chain of military command starting with the president and working down.

And then the last 90 or so pages of the original edition of this book (before he added a new chapter about the Ukraine War), pages 229 to 310, present a very detailed review of the current state of all Russia’s fighting forces, army, navy and air forces, along with special forces, paratroopers and black berets, nuclear weapons and so on, as of the time of writing (April 2022).

In this long final section the book turns into a version of ‘Janes Fighting Ships’ only about all aspects of the Russian fighting machine, giving mind-numbing details of the speed, size, range, design and latest versions of a wide range of military kit, from machine guns (the AK12 to replace the ageing AK74) to its sole aircraft carrier (the Admiral Kuznetsov), along with equally excessive detail of each service’s organisational structure, divisions, brigades and so on and so on. Take the opening of the Spetsnaz section:

The Spetsnaz comprise seven regular brigades of various sizes, in total constituting perhaps 19 battalion-size units called Independent Special Designation Detachments (OOSN) each with around 500 personnel. The relatively small 22nd Brigade has just two OOSN, the 173rd and 411th, for example, while the large 14th Brigade… (p.292)

And so very much on, for page after page after page of excruciating detail.

I was looking for a book about the geopolitics of Putin’s Wars and that’s certainly here, attached to his fairly brisk accounts of each conflict, and when he summarises it, Galeotti is very good. But his accounts of the political background to each conflict, and even the wars themselves, take second place to his forensic analysis of Russian fighting forces and how they have changed and evolved since 1990.

Military biographies

As for the key political and military players, as the book trundled on I realised Galeotti was devoting quite a lot of time to them. All the key players in the 30-year period of the Russian army which he covers are given potted biographies. Putin is the most obvious one, along with sometime prime minister Dmitry Medvedev, but all the defence ministers, the key generals in each of the wars, and the leaders of the respective nationalist or independence uprisings, all are given a half-page potted biography (for example, the extended profile of key defence minister Sergei Shogai on pages 155 to 159).

Slowly this builds up into a sort of indirect social history, because all of them grew up in the ’60s, ’70s or ’80s, their life stories include snapshots of their lives and careers during the late Cold War, the Afghan War, the chaos of the Yeltsin years and so on. It isn’t a collective biography but, taken together, the many individual biographies begin to sketch out a network of real lives, and so start to give a feel for the institutional life of the last years of the Soviet Union.

The 1990s

For Russia the 1990s were a decade of chaos at home and humiliating conflicts abroad. The army almost fell apart amid the chaos following the end of the Soviet Union and economic collapse: stories of soldiers reduced to begging in the streets and even dying of malnutrition. In February 1991 the Warsaw Pact, which had been the West’s bogeyman since its inception in 1955, was formally disbanded.

Prime example of the chaos was how nationalist President Boris Yeltsin inherited a Duma packed with communists who blocked his every move, the standoff escalating to a crisis in October 1994 when pro-communist crowds seized TV channels and the Duma building, which prompted Yeltsin, on 4 October 1993, to send in the army who shelled their own parliament building, starting a fire which ended up gutting it. Like some chaotic Third World country.

Putin was manoeuvred into power by the KGB and other forces who wanted social and political stability after a decade of chaos under Yeltsin. As you’d expect, there are pages detailing Putin’s non-descript career, how he came over as loyal, reliable and dependable to a series of powerful men, until shadowy forces in the KGB and military helped broker the deal whereby Putin was nominated by Yeltsin to be his successor as president, on condition that he passed an act of immunity freeing Yeltsin from prosecution for his umpteen acts of corruption. Putin was made president in December 1999 and his first act was to pass this immunity law for drunk Boris.

All this Russian drunkenness, chaos and corruption is amusing to read about but the point that matters is that Putin came to power determined to restore Russia’s status as a superpower. He and his sponsors wanted to Make Russia Great Again (p.169).

‘Near abroad’

Putin wants to restore the territory lost to Russia when all the other Soviet states declared independence. Galeotti quotes a Russian defence minister in 1995 talking about ‘Near abroad’, meaning the countries and territories adjacent to Russia which it dominated for over a century through its Tsarist empire, and then bossed around through the Soviet era. It’s a well enough known phrase for Wikipedia to have an article on it, defining Russia’s ‘near abroad’ as ‘the post-Soviet states (other than Russia itself) which became independent after the dissolution of the Soviet Union.’

This concept overlaps with the nationalist notion of a Greater Russia which transcends modern borders to include all the old Tsarist territories. Both of them justify Russia interfering in, invading and taking control of their neighbours.

Reuniting the Russian people

During the Soviet Union entire populations were moved around the different republics with little concern for the consequences. It didn’t matter in the borderless USSR but it became very important when all the former Soviet Republics became independent states. At a stroke no fewer than 20 million Russians found themselves stuck in ‘foreign’ countries. To put it another way, all the countries bordering Russia contain Russian minorities, sometimes quite sizeable minorities.

The most obvious examples are the large Russian-speaking communities in the Crimea and in Eastern Ukraine which gave Putin the excuse for invading both of them in 2014 but there are also vocal Russian minorities in, for example, all three Balkan states. At any moment Putin might stir them into protests and then use these protests as a pretext for invading, pretty much as Hitler invaded the Sudetenland in 1938, to reunite its protesting Germans with the Fatherland. Which is why the leaders of the Baltic states are so worried.

So Putin 1) believes Russia has total command over its sphere of influence which can be defined as 2) Greater Russia, Russia at its greatest extent under the empire and also, maybe, the Soviet Union, and 3) wants to liberate these Russian communities now in foreign countries and reunite them with the Holy Motherland.

Russian irredentism

Yet another way of describing the same thing is the term Russian irredentism:

Russian irredentism refers to territorial claims made by the Russian Federation to regions that were historically part of the Russian Empire and the Soviet Union, which Russian nationalists regard as part of the ‘Russian world’. It seeks to create a Greater Russia by politically incorporating ethnic Russians and Russian speakers living in territories bordering Russia. This ideology has been significantly defined by the regime of Vladimir Putin, who has governed the country since 1999. It is linked to Russian neo-imperialism.

Insofar as all the old republics of the Soviet Union are now independent nation states, the Putin Doctrine represents a permanent threat to peace in Europe.

Comparison with Hitler

In many ways it’s like the situation of the German people after World War One. When the victorious Allies imposed the punitive Treaty of Versailles on defeated Germany they redrew the map of Europe so that no fewer than seven million Germans found themselves stuck in countries outside Germany. This was partly what Hitler was about with his popular promise to reunite all ethnic Germans in an expanded Fatherland. This, for example – its large German population – was why Hitler demanded the area known as the Sudetenland back from the state of Czechoslovakia, a nation which was only created by the Treaty of Versailles and which Hitler refused to recognise as a real country.

Putin is very close to Hitler’s way of thinking. He, Medvedev, foreign secretary Sergei Lavrov, members of his political party (United Russia), commentators and intellectuals, have all been lined up to claim that Ukraine simply isn’t a country, it has no claim to be a nation state. It was, is and always will be part of Greater Russia.

In his 2021 essay ‘On the Historical Unity of Russians and Ukrainians’, Putin referred to Russians, Ukrainians and Belarusians as ‘one people’ making up a triune Russian nation. He maintained that large parts of Ukraine are historical Russian lands and claimed there is ‘no historical basis’ for the ‘idea of Ukrainian people as a nation separate from the Russians’.

It would be one thing if this was just the view of a particular clique or party but in fact these nationalist, neo-imperial views are very popular across Russia. That’s the real worry. That even if Putin and his entire clique were vaporised it wouldn’t change the fundamental neo-imperial irredentist mindset of the entire Russian ruling class and a large part of its population. Russia is committed to being a source of instability and conflict in Eastern Europe for the foreseeable future…

Russian paranoia

To which we must add Russian paranoia. The whole premise of the Russian forces in all services, of Russian military doctrine, of the vast amount spent on arms and men, is that everyone wants to attack and destroy Russia. All Russian officials toe the Putin line that Russia is permanently under serious threat. Former head of the FSB, Nikolai Patrusheve, is on the record as saying the United States ‘would very much like Russia not to exist as a country’ (quoted p.312). As Galeotti puts it:

We can never underestimate the paranoias and resentments of Putin and his circle… (p.307)

Paranoia is defined on Wikipedia as:

an instinct or thought process that is believed to be heavily influenced by anxiety, suspicion, or fear, often to the point of delusion and irrationality. Paranoid thinking typically includes persecutory beliefs, or beliefs of conspiracy concerning a perceived threat towards oneself i.e. ‘Everyone is out to get me’.

If it’s a mental illness or psychiatric condition then the entire Russian military-political establishment is mentally ill.

Weakness of the Russian army

However, when he came to power Putin faced a simple challenge which was the army left to the Russian Federation after the collapse of the USSR was in very poor shape and this book is very largely about the efforts of his successive defence ministers, and hand-picked senior military staff, to reform and improve it.

Early on Galeotti mentions all kinds of reasons for the Russian army’s weakness. Obvious ones were chaos, mismanagement and universal corruption. The tradition of building a mass army of over a million using reluctant conscripts. The way the conscripts were signed up in two waves, in the spring and autumn, ensured lack of overlap and consistency. Galeotti also says the Russian army has a long-standing problem because it lacks the rank of non-commissioned officer that the British army has, the rank of men who’ve risen from private, command the trust of and speak the language of the ordinary soldiers, can convert officers’ orders into do-able actions.

Another problem was the Russian army has a centuries-old tradition of hazing, dedovshchina or ‘grandfathering’. Like everything Russian this is the legitimisation of brutal bullying designed to turn raw recruits into ‘men’. But, as well as regularly actually killing them, it of course does nothing of the sort, turns no-one into ‘men, it just brutalises them, preparing them to rape, pillage and torture whatever foreign population is unlucky enough to be occupied by them.

Then there was the vast problem of out-of-date equipment. Galeotti has passages throughout the book detailing the shortcomings of all kinds of Russian military kit, from tanks to body armour. The lack of reliable radios and communications led to friendly fire incidents in all the wars he describes. Half the Russian planes and helicopters shot down in the short Georgian war (7 to 12 August 2008) were shot down by their own side.

Hence the central thread which the book comes back to again and again, which was the efforts of successive defence ministers to reform the army, navy and air force at all levels, in all ways. Maybe the book should have been titled ‘The Reform of the Russian Army 1990 to 2022′.

Bad advice

I was amused that Yeltsin was encouraged to embark on the First Chechen War (11 December 1994 to 31 August 1996) by his advisers and Minister of Defence, who assured him they would take Grozny and pacify the country in a matter of weeks, that it would be a ‘bloodless blitzkrieg’ (p.56). The Russian attack began in November 1994 and was dogged by failure of every kind – ‘The plan was doomed from the start’.

Compare and contrast the over-optimistic advice given to George W. Bush about the invasion of Iraq, ‘they’ll be welcoming us with open arms and throwing flowers’ etc.

Compare and contrast Britain’s defence staff telling Tony Blair they could easily cope with policing Basra and sending troops to Helmand Province in Afghanistan, no problem.

Compare and contrast the Russian military establishment assuring Putin they could invade Ukraine, overthrow the government and elect a Russia-friendly administration within a week.

These military advisers, eh? Maybe the beginning of wisdom is never trust anything your military advisers tell you.

The First Chechen war (December 1994 to August 1996)

The First Chechen War was a disaster for the Russian army. It has been outsmarted and outfought, even losing cities to a ramshackle guerrilla army. All the inefficiencies, brutality and corruption of the army had been put on public display. (p.67)

The Second Chechen War (August 1999 to April 2000)

This time the Russians had a better plan and knew to advance slowly, pacifying and securing territory as they went, rather than the strategy in the first was which was to race to the capital Grozny leaving all the territory outside under the control of insurgents.

The Russo-Georgian War (August 2008 Russo-Georgian War)

The underwhelming performance of the military in Georgia… (p.88)

In 2008 when mighty Russia took on tiny Georgia, more than a quarter of all the armoured vehicles deployed simply broke down before they even reached the battlefield. (p.239)

It only lasted a week but, according to Galeotti, it was a war of blunders, including the bombing of abandoned airfields, officers lost to friendly fire and advances halted by broken-down vehicles (p.120). From his point of view – concerned with the issue of military reform – this little offensive was important because it gave Shogai and Putin the ammunition they needed to push through their sweeping reforms against resistance from the Army staff.

Annexing Crimea

Crimea had been part of the Russian empire for centuries and only (rashly) given by Nikita Khrushchev to the Ukraine Soviet Republic in 1954. So it was a prime example of the Greater Russia argument, the argument that, at the chaotic collapse of the Soviet Union, many territories which had for centuries been part of Russia were abruptly included in what were suddenly newly independent nations, often against the wishes of their Russian minorities.

Thus Ukrainians in western Ukraine were thrilled when their popular Euromaidan uprising led to the overthrow of Russia-leaning president Viktor Yanukovych and the establishment of a western-friendly government, but the large Russian minority in Crimea was genuinely scared, especially when the Kiev government indicated that they were going to remove Russian as an official language, remove Russian street signs etc. All this played into Putin’s master narrative:

In his 2021 essay ‘On the Historical Unity of Russians and Ukrainians’, Putin referred to Russians, Ukrainians and Belarusians as ‘one people’ making up a triune Russian nation. He maintained that large parts of Ukraine are historical Russian lands and claimed there is ‘no historical basis’ for the ‘idea of Ukrainian people as a nation separate from the Russians’.

Reading Galeotti’s account of the annexation of Crimea, what’s impressive was the lack of violence and Russian brutality. Russia infiltrated special units (Galeotti, of course, gives minute detail of just what units, led by which commanders, were deployed where) to all the key command points before the Ukraine high command had cottoned on to what was happening.

Crimea was an extraordinary military success. (p.178)

Local support

A key point is that a lot of Crimeans are ethnic Russians and genuinely welcomed the annexation. Putin organised a quick referendum and claimed 97% of the population approved the annexation (p.177). Do they think the rest of the world is stupid? Or are they so trapped inside their chauvinist box that they think Soviet-era electoral fictions are viable? Maybe both. They might as well have claimed 200% of the electorate wanted reunification with Russia. This kind of thing brings down derision and contempt on the Putin administration but they don’t see it.

And all along, as Galeotti points out, it isn’t necessary. If they had held a free and fair referendum, chances are the pro-Russian vote would still have won. But the Russian political elite has no concept of what democracy is and how to use it. The heirs to 250 years of Mongol khans and 400 years of tsars and 75 years of communist totalitarianism, the Russian elite literally knows no other way of ruling except via top-down diktats.

Comparison of Russian nationalism and Islamism

A key point, and a running thread through the book, is that in all these conflicts – Chechnya, Georgia, Moldova, Ukraine – the situation was made messy and confusing by the involvement of local militias. Chechnya is fascinating because some of the forces fighting the Russians were straight nationalists but, given the era and the proximity to Afghanistan, many of them were Islamic groups fighting for something else entirely, for the creation of an Islamic Caliphate in the Caucasus.

In a sense this kind of Islamic ideology and Russia’s chauvinism have a lot in common in that 1) they both inspire a kind of messianic intensity of belief and, 2) on a more practical level, that they don’t believe in borders. Greater Russia chauvinism flies free of accepted borders, borders are the enemy, keeping good Russians trapped in foreign countries created by an alien settlement somehow engineered by the perfidious West. Russia will only be great when these invalid nation states are swept away and the borders redrawn to include all true Russians in the genuine Greater Russia.

Identically the same with Islamist ideology, which believes all the borders and nation states of the Middle East were created by Western imperialists and the region will only be strong and pure when all believers are united in the restored caliphate, free of the trappings of the imperial West.

It’s a match made in heaven.

The role of militias in near Russian countries

To come back to the role of local militias, something which makes all the Russia wars feel very distinctive is that they were and are fought in places which are already riven by ethnic and tribal and cultural division. To read about Chechnya and Georgia is to be impressed by how fissile those ‘nations’ already were. The authorities in Georgia’s capital, Tbilisi, had only nominal control over the entire region of South Ossetia which was packed with pro-Russian separatists or, over to the west, on the Black sea coast, with the region of Abkhazia, ditto.

These are ‘countries’ which 1) already featured a large pro-Russian community and 2) were and are characterised by a high level of clan and tribal attachment which converts into tribal politicians, tribe-based mafias and, by an easy extension, clan-based militias.

The complicated role played by local militias in very clan-based, feuding societies is a central feature of all these conflicts.

Donbas and beyond

And continued in the Ukraine. For even as he was infiltrating his troops into Crimea for what proved to be a surprisingly bloodless annexation (February 2014), Putin was also encouraging local pro-Russian militias in eastern Ukraine.

The fascinating aspect of Galeotti’s account is how the conflict in the Donbas region of eastern Ukraine began spontaneously, with coalitions of independence politicians, activists, and rag-tag militias taking on the Ukrainian authorities. It certainly wasn’t a carefully planned operation like the annexation of Crimea, the opposite, and for some time the Kremlin didn’t know how to react. To begin with they began to siphon military hardware to the more successful pro-Russian militias, followed, after some months, by military advisers.

Galeotti says that in these early phases the aim was to warn the new pro-western regime in Kiev of the consequences of allying with the West, no more. However, as the Ukraine army got its act together and, working with pro-government militias, began to drive the pro-Russia forces East, the Kremlin had to decide whether to acquiesce in their defeat or escalate. They chose to escalate and sent in regular Russian troops, breaching the sovereignty of a European nation (p.187).

Galeotti describes the two ceasefire treaties, Minsk 1 and Minsk 2, their predictable failure, and the settling down of the problem into a permanent low-level conflict. It reminded me of some of the civil wars I’ve read about in Africa, contested borders, governments relying on local militias, all sides using exemplary violence i.e. carrying out atrocities on unarmed civilians designed to warn other villages and towns to surrender without a fight.

As 2014 turned into 2015 and 2016 the Ukrainians reformed and reinforced their army with a huge recruitment drive, better training, new kit. They drove the rebels back but could never win because whenever they looked close to victory, the Russians deployed a regiment to block them.

So the pattern was one of on-off ceasefires, trench warfare, sporadic local fighting, mutual sniping and shelling, and equally mutual recrimination, until 2022 when Putin decided that it was time to break the stalemate. (p.191)

Syria, the unexpected intervention

We in the West think the Arab Spring was a spontaneous uprising of oppressed peoples across the Middle East to overthrow their corrupt old rulers. See my review of:

From the paranoid perspective of the Kremlin, though, it looked a lot like the uprisings were the work of a West systematically getting rid of traditional Soviet allies (Gaddafi, Saddam, Bashar al-Assad). At the UN, Russia acquiesced in the West’s bombing of Libyan forces but felt betrayed when this led not to a ceasefire but to the overthrow of Gaddafi. All of this, of course, was in light of America’s overthrow of Saddam Hussein in 2003 which led not to a pleasant democracy but the collapse of the Iraqi state and chaos within and beyond its borders.

So Russia had at least three reasons for stepping in to prop up the Assad regime:

  1. the Assad family had been a friend and ally in the region: why not make him really indebted to you by saving his skin?
  2. as a message to America that Russia, too, could throw its weight around / be a regional force in the Middle East
  3. genuine concern that if Assad, too, fell, the whole Syria-Iraq strip of territory would fall to ISIS or other Islamist groups, which Russia has genuine cause to fear

Regarding ISIS, see my review of:

Regarding the international aspects of the Syrian civil war, see my review of:

The events of the Syrian civil war are complicated. But for Russia its intervention was surprisingly successful. It showed itself and the West that it could project its power significantly beyond its borders. It saved an old ally, thus bolstering its credibility. It served as a useful blooding ground for large parts of the Russian army, navy and air force, which were rotated through the theatre. It allowed the military to road test new technology, especially new drones, and to road test new doctrines and strategies for different situations and types of engagement.

It also marked the high point and maybe eclipse of the Wagner group of mercenaries, who were vital in holding the line during some attacks alongside the prone-to-run-away Syrian army, but also taught the Russian high command to keep them in their place.

Invasion of Ukraine

The 2022 invasion of Ukraine and the poor performance of Russia’s troops… (p.89)

Requires a post of its own…

List of post-Soviet conflicts Russia has been involved in

  • Transnistria war – November 1990 to July 1992
  • First Chechen war – December 1994 to August 1996
  • Tajikistan civil war – May 1992 to June 1997
  • Yugoslavia – 1992 to 1995 Russian forces were part of the UN peacekeeping force
  • Second Chechen War – August 1999 to April 2009
  • Russo-Georgian War – 7 to 12 August 2008
  • Russian forces joined international anti-pirate patrols off the coast of Somalia
  • Annexation of Crimea – February 2014
  • Start of Donbas war – February 2014
  • Syrian civil war – from 2015 Russian forces supported the Assad government
  • Second Nagorno-Karabakh War – 27 September to 10 November 2020 –Russia sent peacekeeping force in 2021
  • Invasion of Ukraine – 20 February 2014 to the present

Table of contents

For your information, here is a straight copy of the book’s table of contents, from which you can see its comprehensive scope and level of detail:

1. Before Putin

  1. Born in chaos
    • The Soviet Disunion
    • The August coup
    • Boris Yeltsin: the man without a plan
  2. A military in crisis
    • An army gone bad
    • Nukes for sale?
    • Bringing the boys back home
    • Empty dreams
    • ‘Pasha Mercedes’
  3. The first Chechen war
    • Resistance and resentment
    • High hopes, quick defeats
    • The plan
    • Taking Grozny…
    • … and losing Grozny again
  4. The wars of Russian assertion
    • Moldova’s post-Soviet hangover
    • Central Asia: the Tajikistan contingent
    • Balkan dash

2. Enter Putin

  1. Putin’s priorities
    • Who is Vladimir Putin?
    • Putin in charge
    • Putin’s ministers
  2. The second Chechen war
    • Round two
    • Retaking Grozny
    • Operation Wolf Hunt
    • The creation of ‘Kadyrovstan’
    • Lessons learned
  3. Ivanov, the Initiator
    • My name’s Ivanov, Sergei Ivanov
    • The spy and generals
    • Ivanov’s reforms
    • Size does matter
  4. Sedyukov, the Enforcer
    • Enter the taxman
    • Serdyukov’s purge
    • And enter Makarov
    • The Georgian excuse
  5. Georgia 2008: Tblisi’s move…
    • Harbingers
    • Provoking a war
    • The Georgian advance
    • The battle for Tskhinvali
    • The Russian advance
  6. Georgia 2008: …Moscow’s counter
    • The tide turns
    • The Abkhaz front
    • The audit
    • Did anything work well?
  7. ‘New Look’ army
    • Command and control: unified battle management
    • The ground forces: divisions to brigade
    • The air forces: rationalised
    • The navy: integrated at last
    • The airborne: survival

3. The New Cold War

  • Shoigu, the Rebuilder
    • Who is Sergei Shoigu?
    • ‘A servant to the tsar, a father to the soldiers’
    • General Gerasimov
    • Rearmament and recruitment
    • Ready for action
  • Crimea, 2014
    • Russia and Ukraine
    • ‘Returning Crimea to Russia’
    • Taking Crimea
    • Enter the ‘little green men’
    • ‘Crimea is ours’
    • An audit of the operation
  • Donbas, 2014-
    • Strelkov’s spark
    • A war of irregulars
    • The ‘Northern wind’
    • The fixing of the conflict
    • Stalemate
  • Lessons of the Donbas war
    • Command and control in a proxy war is hard
    • Information warfare is a powerful force multiplier
    • Implausible deniability has its place
    • Drones are the next big thing
  • Syria 2015 (1): the unexpected intervention
    • A long, bloody war
    • A friend in need
    • Heading to Hmeymin
    • Hmeymin’s hammer
    • Turning the tide
    • Victory of sorts
  • Syria 2015 (2); lessons of the Syrian campaign
    • Airpower is not (usually) enough
    • Mercenaries have their place, but need to know it
    • Brutality can work, but hearts and minds matter, too
    • Frenemies can find themselves in battle
    • A nice little war is good for business

4. Rearming Russia

  1. Rumble for ruble
    • When comparisons fail
    • ‘Let us starve, but let us export’
    • The metal-eaters
    • Buyer beware
    • Modernising the military
  2. Armiya Rossii
    • The battalion tactical group
    • The return of the division
    • Heavy metal
    • Specialised forces for specialised operations
    • Logistics
    • Capabilities
  3. The sky is Russia’s!
    • Always in transition
    • The aerospace forces
    • Defence of the motherland
    • Fist of the motherland
    • Heavy lift
    • Drones
  4. Contesting the sea
    • Never a naval power
    • Rusted, rebuilt
    • Organisation
  5. Power projection: blue and black berets
    • ‘Nobody but us’
    • By parachute, plane or track
    • The black berets
    • ‘Black Devils’
    • ‘Where we are, there is victory!’
    • Underwater sentinels
  6. The Spetsnaz
    • Special people, for special tasks
    • Tip of the spear
    • Putin’s Spetsnaz
    • The special operations command
  7. The nuclear backstop
    • Post-Soviet armageddon
    • Rail, road and tube
    • Under the waves
    • Strategic aviation
    • Modernisation and magic
    • Why nukes matter so much [they bolster Russia’s sense of itself as still a superpower]

5. The Future

  1. Political warfare
    • The rise of the spooks
    • Hybrid, ambiguous, non-linear, political
    • Outsourced warfighters [the Wagner group]
    • Information warfare
  2. New generation warfare
    • Small wars
    • Limited deployments
    • Big wars
    • Escalation, de-escalation and lesser apocalypses
  3. The challenges of the future
    • The Western flank
    • … And the turbulent South Caucasus, too
    • Central Asia: instability and jihad
    • China, the great frenemy
  4. Ukraine 2022: Putin’s last war?
    • Not the generals’ war
    • A police action, not a war
    • From Kyiv to the Donbas
    • How hubris destroyed a military
    • Deadlock
  5. Conclusions: the Eurasian Sparta?
    • A nation under arms?
    • The military myth
    • The security state?
    • A weak hand played well
    • After Putin?
  6. Ukraine 2023: a dispatch on a war in progress
    • The paradox of reform
    • War Putinism
    • The mutiny
    • The war in Russia
    • The imagination race
    • Prospects

General conclusions

The whole spectacle confirms my strong feeling that human beings simply cannot govern themselves. The naive expect humanity to take some kind of concerted action against climate change. Really? With people like this in charge?

Are modern wars doomed to failure?

Are modern wars winnable? When was the last time either Russia or America actually won a war?

For the Russians – Afghanistan, Chechnya, Georgia, Yugoslavia, Syria, Ukraine.

For the Americans – Vietnam, Afghanistan, Iraq.

Russian lies

I watched the BBC TV series ‘Putin and the West’ in which French president Francoise Hollande and British Prime Minister David Cameron baldly stated that Putin is a liar. Hollande said not only is Putin a liar but his entire approach to diplomacy is to lie, his strategy is based on lying about everything.

The Russians even lie when the lie is so blatant and absurd it damages their own cause. Galeotti’s book contains some nice examples. In 1993 during the Georgian war the Russians broke a ceasefire agreement by bombing Sukhumi while it was still held by Georgian forces.

Russian defence minister Grachyov responded with the implausible and widely derided claim that these were Georgian aircraft painted with Russian colours, bombing their own positions as a provocation. (p.122)

In moments like that you can see how lying is such second nature to the Russian establishment that it can’t see how stupid and ridiculous it makes them look to the outside world. This was captured in a recent press event in Delhi where Russian foreign minister Lavrov claimed the Ukraine war started when Ukraine attacked Russia and went on to claim that Russia was trying to halt this unfortunate war.

This is Göbbels-level lying which is so absurd that it makes you worry about the sanity of the Russian leadership. Putin ordered the military invasion of Ukraine but, having read Galeotti’s book it’s easy to think that Putin and his circle genuinely believe that they invaded the territory of a neighbouring country because they genuinely see Ukraine’s defection to the West as a kind of attack on Russia, on Russia’s idea of itself, on the Russian nationalist belief that Ukraine and Belarus aren’t independent nations at all. They felt culturally, psychologically and strategically ‘attacked’ and so sincerely believe that the military invasion was a justified response to the Ukraine government’s insult and threat to Russian hegemony.

At moments like this you can see how the Russian elite inhabits a different mindset, in effect a different reality, from the rest of the world, utterly blinded by their Greater Russia nationalism and prepared to do anything to protect it.

But there is, of course, an alternative interpretation, which is that a lot of these lies uttered in public fora are for domestic consumption. Edited by Russia’s totally cowed and quiescent media, they can then be broadcast on the nightly news, with the laughter track removed and roars of applause edited in.

Yes, it’s important to remember that the Russian government lies to everyone including its own people, and that if anyone finds out the truth and starts broadcasting it they are quickly locked up or pushed out a window or die of mystery poison. But then being lied to by your government is another venerable old Russian tradition. This isn’t my prejudice, it is a factual point Galeotti makes over and over again:

Russians have decades’ or even centuries’ experience of being lied to by their governments, especially regarding wars… (p.375)

The Russian bearhug

There’s a hoary old proverb about Mexico, ‘Poor Mexico! So far from God, so close to the United States!’ How much more true this is of every nation which borders Russia today. China, Mongolia and Kazakhstan probably needn’t be too worried, too big, nothing to steal.

But poor Georgia, Belarus, Latvia, Estonia and Finland – the Putin Doctrine, the concepts of Greater Russia, near abroad, Russian irredentism, Russian neo-imperialism, Russian nationalism – all these variations on the same theme mean the leaders and peoples of those countries must be permanently anxious about whether Russia will attack and invade them next.

It’s unlikely, seeing as most of the Russian army’s resources are deployed to – and being consumed in – Ukraine. But in planning for the future, the next five, ten years, should they be factoring in invasion by Russia?

Thank God there’s the whole length of Europe between my country and the resentful, angry, permanently aggrieved Russian bear.

War with China?

Although I’ve spent my entire life worrying about a nuclear war, subjected to movies and novels and documentaries about the horror of a nuclear war with the USSR or Russia, and although Putin and his mouthpieces go on and on about the threat from ‘the West’, Galeotti disarmingly says Russia is never going to face the threat of an invasion by NATO. Do you think the people of Belgium or Italy or Austria would ever want to attack Russia? Why? Let its people stew in the repressive authoritarian culture which they seem to love and recreate in every generation.

Galeotti argues that the real threat is China. The majority and the best Russian armed and air forces are concentrated in the west of the country, all on high alert for the mythical invasion by Holland and Denmark and Lithuania which is never going to come. But what about the vast area of Siberia?

Galeotti explains that during the imperial nineteenth century Russia seized large bits of territory from China. In principle these borders were re-agreed by a treaty of 2008, but what if China wants them back? Russia’s border with China is 4,000 kilometres long and very thinly protected (p.339).

The relationship between China and Russia is set to become more asymmetrical with China increasingly becoming the economic master and Russia the vassal. Deprived of trade with the West because of Ukraine sanctions, Russia is increasingly forced to sell its oil and gas to China which is aware of its partner’s weakness. What if China’s demands for unequal trade deals slowly, steadily increase? And apparently there has been growing concern in the FSB, some of it expressed publicly, at the growth of Chinese cyber activity against Russia, spying and hacking. And what about China’s growing influence in the five vast ‘stan’ countries to Russia’s south, Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan, where Chinese promises of investment and cash prove more attractive than Moscow’s penniless bullying? Likelihood is all these tensions will slowly ratchet up, the direction of travel is one way, with Russia contracting before an ever-growing China…

All of Russia east of the Urals is serviced by just two enormous train lines both of which could be easily ruptured and then none of its western forces could be redeployed. Any incursion could not be contained by forces which can’t reach the battlefield and so it is here, out East, that any escalation to battlefield nuclear weapons and beyond is most likely, or least unlikely. Discuss.

Over-optimistic?

The paperback edition of the book has a final chapter written in August 2023 covering the war in Ukraine up to that date and moving onto political conclusions. Galeotti’s account of the war (as of all the other wars he covers) is brisk and very readable, it’s his broader conclusions I question.

Writing in 2022, Galeotti pulls together a raft of evidence to suggest the war has been a disaster for Putin and Russia, it’s the end of the Russian army, public opinion is turning against him, draft dodging is up, there have been firebombing of draft offices, social media is awash with soldiers bitterly complaining about being used as cannon fodder, strongly implying that the president’s days are numbered and throwing in the old canard about him being ill, cancer, some immune disease etc.

It starts out sensible and maybe each of the strands are true, but life isn’t that sweet. There is no justice. Russia is an autocratic nation, ruled for its entire history by lying dictators. It’s not being pessimistic, it’s being coldly realistic, to assume that this will never change.


Credit

‘Putin’s Wars: from Chechnya to Ukraine’ by Mark Galeotti was published by Osprey Publishing in 2022.

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Lenin on The Train by Catherine Merridale (2016)

Dominic Lieven’s book about the diplomatic build-up to the Great War – Towards The Flame – was very demanding, every page full of analyses and counter-analyses of complex international situations, which took a good deal of concentration to understand.

By contrast, Catherine Merridale’s book is like a series of articles in a travel supplement, or the book version of a TV script – chatty, opinionated, entertaining, lightweight and, in the end, a bit disappointing.

The story

In April 1917 the German High command laid on a sealed train to transport Lenin and 30 or so communist colleagues to war-weary Russia, in the hope that his subversive activities would weaken the Russian war machine. It was a strategy they’d been trying elsewhere. The Germans were arming independence fighters in Ireland and trying to foment rebellion against British rule in India.

This book sets out to recreate Lenin’s fateful journey, describing the broader context of the war, the nexus of German agents and dodgy Russian businessmen who arranged the deal, the journey itself, and the fraught political situation which Lenin found in wartime St Petersburg when he arrived.

Lenin's train journey from Switzerland to the Finland Station in St Petersburg

Lenin’s train journey from Switzerland to the Finland Station in St Petersburg

Three parts

Merridale’s book isn’t formally divided into three parts, but it felt to me like it fell naturally into three big sections.

Part one – Catherine’s adventures and pukka Brits

For such an important and, in its consequences, tragic subject, the introduction and part one are disconcertingly light, chatty and frivolous.

In the introduction Merridale describes her own attempt to recreate Lenin’s journey on modern-day trains and ferries, with a great deal of travel magazine observations – people smuggling booze on the ferry from Germany to Sweden, it’s very cold in Finland, and so on.

Her observations are often disappointingly trite – in one place she points out that when Lenin took the journey Europe was at war, whereas in 2016 – Europe is at peace! Back then it was a dangerous and uncomfortable journey – but now crossing frontiers is easy, and the seating is nice and comfy! Golly.

So much for the introduction. In the first 80 or so pages of the text proper she plunges us not into the fraught economic, military and political situation of 1917 Europe but… into the world of quirky upper-class characters who populated the British Embassy and diplomatic corps in 1917 St Petersburg.

It was, she tells us gushingly, a simply magical city!

The journey ends in the magical city of St Petersburg, Lenin’s wartime Petrograd, the second Russian capital. (p.17)

She introduces us at very great length to chaps like Sir Samuel Hoare, Sir George William Buchanan, Major-General Sir Alfred William Fortescue Knox, Sir John Hanbury-Williams, and so on.

Now, when Dominic Lieven introduces diplomatic personnel or political leaders into his narrative, it is always to summarise their ‘line’, their views on geopolitical issues, and to feed them into his intricate portrait of the complex debates about political and diplomatic strategy among the Russian ruling class.

When Merridale introduces key players, it is generally to tell us a funny story about their parrot or their umbrella.

When Lieven introduces Marxist revolutionaries, it is to explain their theories and how they had developed out of the economic and social situation of Russia, the threats they posed to the Tsarist order, and to clarify the complex concatenation of circumstances which made them viable.

When Merridale introduces her revolutionaries, it is to tell us about their love lives and taste in wine.

So, for example, she tells us that in 1905 Trotsky and his wife arrived at the Munich apartment of Alexander Helphand (known as ‘Parvus’), a Marxist theoretician, revolutionary, and activist in the Social Democratic Party of Germany.

You might expect Merridale to give us at least a hint of the theoretical discussions and how they influenced the man who went on to be number two in the Russian Revolution, but no. The Trotskies, she tells us:

became unofficial lodgers at the big man’s place, sharing all the news and imbibing Parvus’ theories of revolution along with his strong coffee and delicious late-night wine. The two men talked about the revolutionary potential of the general strike, they honed their idea of a world revolution (for Russia was only ever meant to be a starting point) and they dared each other to get tickets for the next train east. (p.60)

Instead of anything about his theoretical contribution or political strategy, we learn that Parvus was so fat that the children of German Marxist leader, Karl Kautsky, nicknamed him ‘Dr Elephant’.

When Parvus persuades the German High Command to fund his plan to send revolutionaries to Russia, we learn that he used the initial down-payments to set himself up in Zurich’s Baur au Lac hotel where he established an entourage of bosomy blondes and ordered champagne for breakfast (p.63).

This may all be true, but these first hundred pages present serious, tragic, even catastrophic history, as jolly japes retold by Bertie Wooster. The British Embassy, we learn, was situated in the impressive Saltykov Palace, although the diplomats had to share it with:

an ancient princess, Anna Sergeyevna Saltykova, who still lived in the back with her servants and a loquacious parrot. (p.31)

The British ambassador to Petersburg was supported by his wife, Georgina, his daughter Meriel, and – a bad-tempered Siamese cat.

The acting head of intelligence at the time was Major Cudbert Thornhill, an old India hand and ‘a good shot with rifle, catapult, shot-gun and blowpipe.’ (p.33)

It feels a lot like ‘Miss Marple investigates the Russian Revolution’.

Part two – The Russian revolution and the train journey

Around page 100 things pick up. Merridale begins to pay more serious attention to Lenin’s beliefs and theories. We still get a lot about his haircut, his boots and how he was dragged off to a department store in Stockholm to buy new clothes so that he would look more presentable on arriving in Russia (plus some more gushing travelogue from Merridale who has, she assures us, visited as many of these shops and cafes and sites as still remain).

But for the central hundred and fifty pages or so Merridale’s narrative becomes genuinely gripping.

The genesis of the idea to send Lenin to Russia remains a bit murky. Some communist fixers-cum-shady businessmen (hence the portrait of Parvus and others of his type) appear to have volunteered their services as go-betweens with the communist agitators, at just the time that the German secret services were casting around for characters likely to cause the most damage to the Russian state.

Contacts and discussions had been floating in the foggy atmosphere of war more or less since the outbreak of hostilities. What suddenly kick started everything was the February 1917 Revolution – covered in gripping detail by Merridale – when a march of women to celebrate International Women’s Day attracted other protesters, swelled in size and then – crucially – the soldiers sent in to suppress it refused to obey orders, with some turning on their own officers.

After a winter of escalating strikes and unrest, exacerbated by severe food shortages, it was the mutiny of the soldiers in garrisons all across Petersburg which led to the Revolution.

The members of the Duma, the Russian Parliament, were confused by events. The conservatives fled, many resigned, but a hard core of liberals stayed on to set up what they called a Provisional Government, under the benign figurehead of kindly old Prince Lvov.

At the same time, there was unstoppable momentum from politicised workers (especially from the working class Vyborg area of Petersburg) and representatives of the mutinous regiments, to set up their own council or soviet.

Meanwhile, the Tsar had been forced to abdicate, excluding his sickly son from the succession, and passing the throne on to his brother, Grand Duke Michael, who himself deferred taking it up until ‘the people were allowed to vote through a Constituent Assembly for the continuance of the monarchy or a republic’.

This never happened, and it was Grand Duke Michael’s demurral, his refusal to accept the poisoned chalice of monarchy, which, in effect, brought the 300-year-old Romanov dynasty to an end.

Thus in a few hectic days came about a situation in which Russia had become a republic, but was lumbered with two governing bodies – the Provisional Government and the Petersburg Soviet – who eyed each other with suspicion.

The initial euphoria of the revolution settled down into a pattern of all-night debates and arguments in smoke-filled rooms – while all the while Russia was still fighting a war against an extremely professional opponent, imperial Germany, and the government was trying to motivate a huge army of some seven million men who now wondered what and who they were fighting for.

Merridale explains all this very well, not least because she draws heavily on the eye witness accounts of the British diplomats and writers present in Petersburg. It is only now that the reader understands why we were introduced to all these upper-class twits in the first 80 or so pages – it was because they would turn out to be invaluable source material for describing and interpreting the confusing chaos of events in Petersburg that fateful spring.

It would have helped a lot if Merridale had prefaced her opening chapters by explaining this, by saying: ‘I am now going to introduce you to a florid collection of British upper class eccentrics, incompetents and curiosities which might seem odd but, trust me, they will turn out to be vital eye-witness testimony to one of the most seismic events in history.’

Anyway, Merridale now skillfully intersperses pretty much everything that is known about the eight-day journey of the train – the organisation of the train by German authorities, the gathering up of Lenin’s associates, the setting off, the stops, the delays, the invasions by drunken soldiers, the professional and personal rivalries of many of the figures aboard it, the border passports control (which, I was surprised to read, included humiliating strip searches) – all interspersed with sections describing the fast-moving events in Petersburg.

Above all, for the first time, the narrative starts to sound political. For the first time Merridale descends into the feverish mesh of argument and counter-argument which engulfed every educated person living in Russia, and gives it a sense of urgency:

Should Russia continue fighting? Some socialists thought Russia should offer an immediate ceasefire in what was, after all, a brutal imperialist war. Liberal pacifists agreed. But right-wing traditionalists thought Russia must fight on to defend her honour, the Holy Church etc. And many socialists thought to surrender would be simply to allow imperial Germany to invade and conquer European Russia.

Among socialists there was fierce and bitter debate about whether the ‘revolution’ needed to be continued or whether it had achieved its aim. You have to understand that Marx thought that Western societies would inevitably and unstoppably pass through certain fixed stages of development, and that orthodox Marxists therefore thought that Russia had to pass from a peasant autocracy into a bourgeois democracy, before it could go on to have a workers’ revolution. The Tsarist autocracy had quite clearly been overthrown and the new provisional Government, made up mostly of lawyers, academics and some industrialists, quite clearly represented the triumph of the bourgeoisie. This stage should be given a chance to bed in, to establish Western norms of democracy, a free press and so on, while the socialists continued to educate the workers and peasants in order to prepare for the next stage, the socialist revolution which was just around the corner. Manana. Soon. Probably.

Merridale’s very English, pragmatic, unintellectual approach to the situation brings out some of the more basic, humdrum psychological explanations for delay – namely, that many of the so-called socialists and communists were in fact scared of assuming responsibility in such a perilous situation. Power looked like a poisoned chalice. Russia was losing the war and the people were starving. With the convenient scapegoat of the Tsar removed, whoever took the reins would get all the blame.

This is the fraught backdrop against which Lenin’s train finally steams into the Finland station and he is greeted by a large cheering crowd and dignitaries with bouquets of flowers etc.

Merridale has, by this stage, done such a good job of bringing out Lenin’s spartan, puritan, obsessive personality that we’re not at all surprised that he throws away the bouquets, ignores the pompous welcome speeches, and goes straight out onto the balcony to address the crowd of workers to announce that – ‘The Time Is Here, the time is now for uncompromising revolution. No-one must cooperate with the bourgeois provisional government. It must be stormed and overthrown and all power vested in soviets or communes of workers and peasants.’

Merridale brilliantly conveys the shock Lenin’s unbending zealotry had on absolutely everyone: the bourgeois liberals, the meek-minded socialists, let alone the cowering conservatives and scheming reactionaries. Even the radical Bolshevik faction of the Party, which Lenin had himself founded back in 1903, was surprised by his single-mindedness. Bolsheviks who had only just arrived back from Siberian exile such as Kamenev and Stalin found themselves having to readjust their positions to match Lenin’s extremism.

No-one else was thinking so radically and violently.

Merridale shows how Lenin was in a minority of one even among his own followers, and quotes both socialists and provisional government officials, who were eye-witnesses in the days and weeks that followed to meetings, debates, speeches and presentations in which Lenin was booed and roundly lost the argument.

The acting premier, Kerensky, initially worried by his return, watched Lenin alienate his entire party and confidently concluded that he was ‘finished’.

How to end?

If you think about it, Merridale and her publishers had always faced a problem with this book which is, Where to end it? The train journey lasted just eight days, from 9 to 17 April. How far either side of the actual journey should the book extend?

You can see how you’d need a build-up to the journey, in Merridale’s case using the accounts of British diplomats to paint in the privations and discontents of wartime Petersburg.

You can see how you’d need a middle section describing the shady activities of the immense swamp of spies, middle men, entrepreneurs, smugglers, double agents, conspirators, fanatics, political zealots of all colours and so on who infested wartime Switzerland, in order to give a flavour of the struggle the German High Command had to weed out hundreds of absurd plots from the handful of ideas which might really contribute to their war effort.

And how you’d then drill down to the specific contacts between Russian Bolshevik supporters (often themselves pretty shady businessmen) and try to identify the specific individuals in the German secret service who carried out the negotiations (whatever archive material still exists).

Merridale does all this and summarises what is currently known about the contacts, agreements, payments and practical details fixed up among these men.

Then you’d want a detailed description of the train journey itself, right down to the most trivial detail, right down to the way Lenin hated smoking and so insisted that people use the only toilet in his set of ‘sealed’ carriages to smoke in – which made it uncomfortable for people who actually wanted to use the loo as a loo. So that, in the end, Lenin devised a ticketing system: second class tickets for those who wanted to smoke in the lav, first class tickets for those who needed to use it for its primary function.

Then you’d want to gather all the eye witness accounts that exist, from the memoirs and diaries and letters of survivors, to describe Lenin’s arrival at the Finland Station.

And then you’d want to follow the excitement of his arrival and track the stimulus it gave to the left-wing cause, on into the days and weeks afterwards to gauge the impact Lenin had on the political situation (and, incidentally, to assess the value for money which the German High Command got for what, it turns out, was quite a hefty investment in the train plan).

But where should the book end? One week after Lenin arrives? One month? A year?

In fact six months were to pass between Lenin’s arrival in April and the October Revolution which brought the Bolsheviks to power. Is Catherine going to describe all six months in the kind of intense detail with which she had described the crucial eight days of Lenin’s journey and the first week or so of his arrival?

No.

It would be too much, it would be too long. Other people have done it better, more comprehensively and thoroughly following the immensely complicated twists and turns of the revolution – and the ongoing fighting – for that six months and beyond.

Even if you took the story up to the October Revolution, you’d still have to stop at some stage – before the peace with Germany, before the Russian civil wars break out.

In the event Merridale continues her account of the fierce arguments among all shades of political opinion which Lenin’s arrival had brought to a head, up until the writing of the ‘April Theses’, the set of ten directives which Lenin hammered out immediately upon his arrival, announced in speeches on 17 April and subsequently published in Pravda.

The core of Merridale’s book is devoted to showing Lenin’s absolute, unwavering insistence that the next stage of the revolution needed to take place now, and required peace with Germany, the complete overthrow not only of the Provisional Government but of all the bourgeois instruments of the state, and the assumption of power by workers’ and soldiers’ soviets.

With the April Theses Lenin established clear blue water between the Bolsheviks and every other party in Russia, and positioned them as more or less the only alternative to the bodged ‘dual government’ situation of Provisional government and Petersburg Soviet. So, from Merridale’s point of view, there is a compelling logic to stopping here and this is where her chronological account of events does, indeed, stop.

Then something odd happens. The book changes tack completely.

Part three – German money and Catherine’s reflections

The historical narrative morphs into a chapter devoted to investigating one specific issue: how much did the German High Command fund the Bolshevik revolution? (‘Gold’, pp.242 to 266)

Quite clearly the German High Command laid on the train to carry Lenin back to Russia. His opponents weren’t blind to the propaganda value of this simple fact, and many of them – both rival socialists and opposition liberals and conservatives – set out to prove that the entire Bolshevik operation was in fact a German front designed to take Russia out of the war and let Germany win. That the Bolsheviks were German agitators, and traitors. But were they right?

Merridale lays out the pros and cons of these claims and shows how, down the years, opponents of Bolshevism continued to make them, on until well into the 1950s and even 60s.

Russians in exile after the Revolution spread the accusations that the Bolshevisks were hired dupes of the Germans and, from time to time, dubious individuals popped up, both in Russia and later in Europe, even including an American (Frank Chester) – all of whom claimed to have been involved and to have proof that the entire Russian Revolution was a German scam.

I found Merridale’s exposition of all this a little confusing. I think in the end she is saying that (apart from the obvious fact of the Germans laying on the train, making all the practical arrangements, arranging all the passports and visas etc) the initial operations of the Bolsheviks in Petersburg – the running of the printing press, distribution of pamphlets and so on – must have cost a lot more money than the party was making simply through membership fees (although membership of the Bolshevik party did rocket from some 13,000 to around 80,000 by the time of the October coup).

Where did this money come from?

Well, there is archive evidence that several of the dubious middle-men who we met earlier, socialist-minded fixers who ran a healthy smuggling trade from Germany through Sweden to Russia – did indeed receive substantial payments from German authorities, which can’t be accounted for solely by their business activities. So, yes, it is quite possible that the Germans continued to fund the Bolsheviks, after Lenin’s arrival, via various middle-men.

But this is all very murky. It was wartime. The Germans didn’t keep full accounts of their off-the-record espionage activities and anyway Berlin was bombed to the ground in 1945, destroying most archives. For their part, the smugglers didn’t exactly keep legitimate accounts. The Bolsheviks had no incentive to tell the truth at the time and, under Stalin, became past masters at suppressing any inconvenient truths.

So this whole question is sort of interesting in a gossipy, John le Carré sort of way, but I mentally consigned it to the same place as speculation about who killed JFK or whether an alien UFO landed at Roswell.

Does it really matter? Even if it could be proved that the Germans actively funded the Bolsheviks in the months between Lenin’s arrival and the October Revolution, it is only really icing on the basic fact that they sent Lenin back to Russia in the first place.

Moreover, no-one denies the fact that the Germans were pouring millions of marks into funding all kinds of subversive activity in Russia (in April 1917 alone, the German Foreign Ministry alone authorised five million marks to be used for propaganda, and there were numerous other German agencies doing the same – p.257).

And in any case, once the war in Europe was over, the civil wars in Russia got into full swing, and the sums of money which the Allies poured into Russia to support the White Armies dwarfed anything the Germans might have spent on the Bolsheviks.

The money, important on one level, is only really of interest to obsessives who think that somehow the Russian Revolution could have been averted – exactly like the geeky types who think that, if only JFK hadn’t been assassinated the Americans would never have gone into Vietnam and brought their own country to the brink of civil war. If only, if only, if only.

But, in my opinion, ‘if onlies’ like this, counterfactuals and hopeful speculations, are rendered irrelevant by the sheer scale of the economic and political crisis, the enormity of the vast social collapse Russia found itself in. It was falling to pieces. It was the Titanic sinking.

For me, this and the other accounts I’ve read tend to show that Lenin’s unflinching extremism matched up to the extremism of the situation.

If it hadn’t been Lenin, Russia would still have collapsed into chaos and probable civil war between red and white factions, maybe allowing Germany to have advanced into undefended territory and establishing a Germanic empire in Russia. Other extremists would have been pushed to the surface and into leadership roles, and any of these would have found it very difficult if not impossible to resist the soldiers’ calls for peace and the hundred million peasants’ clamour for land reform.

Extreme circumstances called for extreme solutions, no matter who provided them.

But none of these alternatives took place. Deeper realities prevailed. And even though sending Lenin to Russia did lead to not only political disruption, as the Germans hoped, but to a comprehensive revolution – which must have exceeded their wildest fantasies – and then to a hugely advantageous peace settlement in the Treaty of Brest-Litovsk in 1918, precisely what they wanted in order to free up their eastern armies to take part in the massive Spring 1918 offensive against the West —-

The Germans still lost the war. In the end, the entire policy of the Lenin train and payrolling the Bolsheviks was a failure for the Germans. So what if they funded the Bolsheviks. They still lost.

Aftermath and Catherine’s views

Having brought her historical narrative to an end with the discussion of the funding issue, Merridale then concludes the book with a chapter outlining the fates of the key characters and personalities we have met through the book, before jotting down a few final reflections.

Most of the Bolsheviks who greeted Lenin so enthusiastically, and were either appalled or enthused by the fierce line he took, were murdered in the 1930s during Stalin’s judicial purges. So the final pages turn into a litany of gruesome and ironic deaths.

The shrewdest members of the Provisional Government, such as the egregious Kerensky, managed to escape, living on in exile in Paris or New York. And the British embassy staff, with their Siamese cats and expertise at blowpipes, lived on to claim their knighthoods from a grateful monarch.

Merridale’s concluding thoughts mix reflections on the characters we’ve met in the narrative, and of her own visits to museums enshrining the memory of Lenin – in Zurich, or at his sisters’ flat in Petersburg (where he stayed in the period before the October Revolution) – with reflections about the lasting significance of Lenin in Russian history.

These are, to be polite, disappointing. Having worked hard to attain the level of Dominic Lieven’s intellectually demanding account of prewar Russian and European diplomacy, it was a long plummet back down to the Readers Digest level of many of Merridale’s reflections.

She is, basically, a nice Radio 4-type of white, middle-class professional lady, who often finds herself wondering why the world is such a beastly place. For example:

There is as much instability across the planet now as there once was in Lenin’s day, and a slightly different collection of great powers is still working hard to make sure that they stay on top. One technique that they use in regional conflicts, since direct military engagement tends to cost too much, is to help and finance local rebels, some of whom are on the ground, but some of whom must be dropped in exactly as Lenin was. I think of South America in the 1980s, of all the dirty wars in central America since that time. I shudder at the current conflicts in the Middle East. (p.9)

This paragraph contains almost no useful information at all, in fact it blunts understanding. Great powers use regional conflicts to their advantage? This is elementary, GCSE-level knowledge.

The most salient feature of the paragraph is the centrality of Catherine herself to it. The way she ‘thinks’ of South America in the 1980s doesn’t tell us anything at all about South America but is designed to emphasise what a thoughtful and concerned soul she is. And then, whenever she thinks about the current conflicts in the Middle East, Catherine shudders, yes shudders.

In these final pages we learn that Stalin used the cult of Lenin to underpin and validate his own authority, and so Lenin’s reputation was whitewashed as thoroughly as his body was preserved in its mausoleum.

That both Lenin’s memory and his body rotted in the stagnant decades of the 1960s and 70s due to incompetent mummification techniques. That the 1980s period of glasnost under Gorbachev was a period of ‘dangerous’ change. That after a decade of chaos in the 1990s, Russia reverted to the strong man rule of Vladimir Putin.

We learn, in other words, nothing that any fifth former studying history or anybody who reads serious newspapers, doesn’t already know.

Merridale’s book ends with sentimental descriptions of her visits to the fading museums of Leninism and chats with their sad curators.

Shame. There are few if any insights or ideas worth recording or summarising in her final section.

Still, to emphasise the positive – the long central section of the book detailing the personalities and circumstances surrounding the train journey, and Merridale’s description of the incredibly intense political crisis into which Lenin arrived, are thrilling, convey a gripping sense of the chaos and confusion and knife-edge political atmosphere of the time, and are worth reading.

Lenin’s Address at the Finland station in Petrograd, 1917 by Nicolai Babasiouk (1960)

Lenin’s Address at the Finland station in Petrograd, 1917, painted by Nicolai Babasiouk in 1960

Nowhere man

Maybe the most symptomatic of the various encounters Merridale describes having with railway officials, passport checkers, museum keepers and so on when she undertakes her own version of the Lenin journey, is when she arrives at the swanky Savoy Hotel in Malmö, where Lenin and his entourage stopped for lunch after an unpleasant crossing of the stormy Baltic Sea.

Merridale knows that Lenin ate here. In fact, she later finds a plaque commemorating his visit tucked away in a corridor. But when she asks about him, the concierge looks blank. ‘Lenin? Lenin? Oh, you mean John Lennon?’

Quite. The world moves relentlessly on. People forget their history and are busy with their own day-to-day concerns. And – it could be argued – that’s a blessing.


Credit

Lenin on the Train by Catherine Merridale was published by Allen Lane in 2016. All references are to the 2017 Penguin paperback edition.

Related links

Other blog posts about Russia

Other blog posts about the First World War

Towards the Flame: Empire, War and the End of Tsarist Russia by Dominic Lieven (2015)

Towards the Flame is a diplomatic history of imperial Russia in the years 1905 to 1920. By diplomatic history, I mean a detailed – a really detailed – account of the men who ran Russia’s Foreign Ministry and its embassies (with sometimes a nod to the heads of the army, navy or other government ministers), their policies, debates and disagreements.

We are given pen portraits of Russia’s premiers, foreign and finance ministers, and key ambassadors to London, Paris, Berlin, Vienna and beyond and the guts of the book is a history of their diplomacy – the papers and memos they wrote laying out Russia’s strategies – the information they gathered about rival nations’ aims and goals – the assessments each nations’ military attaches made about their rivals’ readiness for war.

(For example, Lieven examines position papers like the brilliantly prescient memorandum the former head of secret police, Petr Durnovo, gave Tsar Nicholas in February 1914, which said that the biggest risk of a prolonged war was that it would trigger a massive social and political revolution (p.304).)

In intricate detail Lieven builds up a picture of the web of political and diplomatic intrigue which took place in the crucial run-up to the Great War, not only between nations, but within nations, as ruling elites were riven by conflicting strategies and visions, by political and personal rivalries, subjected to pressure from often rabidly nationalistic newspapers, and harassed by a series of international crises which repeatedly threatened to plunge the continent into war.

In Lieven’s account the question is not, ‘Why did the First World War happen’, but ‘How did they manage to put it off for so long?’

Like many historians of twentieth century Europe, Lieven tells us he has benefited enormously from the opening of Russian archives after the fall of the Soviet Union. He has obviously used the opportunity to track down pretty much every diplomatic telegraph and memo and report and study written by all the key ambassadors, Foreign Ministers, the Tsar and his prime ministers, during these fateful years, and his book presents an excellent summary and contextualising of them.

This is what gives the book its character and distinction. At every crux – for example, over the Bosnian Crisis of 1908 – Lieven briefly tells us what happened on the ground (his book deliberately skips over purely military details, just as it skips over detail of the assassination of Archduke Ferdinand – all this can be found in thousands of other sources) in order to analyse the attitude of the Russian Foreign Ministry.

Lieven details disagreements in overall strategy between the Foreign Minister, his Deputy, the Finance Minister, the Tsar and the Tsar’s unofficial advisers (like his uncle, Grand Duke Nicholas, leader of the so-called ‘Panslavic tendency’).

Lieven gives us summaries of the reports and recommendations coming in from the embassies in London, Paris, Berlin and Vienna, as well as opinions from the Russian officials on the ground in the Balkans: Count so-and-so reports back on a conversation with the King of Bulgaria, Prince such-and-such writes a long summary of the political situation in Serbia.

Lieven explains:

  • how each of these varying opinions fit in with their authors’ visions of what Russia is or could be (over the course of the book we get to know most of these diplomats and get a sense of their individual capacities and opinions)
  • how they fit in with conflicting views in the Russian elite about whether Russia should be allying with France and Britain, or with Austria and Germany
  • how the reports map onto the enduring belief in Russian elite opinion that Russia’s ‘history destiny’ was to conquer the Turks, take Constantinople and become leader of the world’s Slavic peoples
  • how they affect ongoing debates in the Russian government about whether Russia should be focusing its energies and resources to the East, to settle Siberia, or should cleave to its traditional role in the European balance of power

And so on. It is a deep, deep immersion into the small, densely populated and fiercely argued world of pre-war Russian government officials, and particularly the men of the Russian diplomatic service, who managed Russian foreign relations in the buildup to the war.

World War One an eastern war

Lieven opens his book with a bold claim: Contrary to all Western writing on the subject, the First World War was not a western but an east European war, triggered by events in eastern Europe, exacerbated by rivalries between east European empires, and with seismic consequences across east and central Europe.

So his focus in this book is on Russia and the East and his aim is to reorientate our thinking away from France and the Somme, towards the Eastern powers and the problems they faced, which he proceeds to describe in absorbing detail.

His core focus is Russian history 1905 to 1920, but to even begin to understand this period you have to range back in time by about a century, as well as comparing Russia’s imperial problems with the challenges faced by other countries further afield, as far away as America and Japan.

The balance of power

The backdrop to all this – the worldview of the time – is the diplomatic and military game which dominated the world for the century leading up the Great War, and the idea of a balance of power.

At the Congress of Vienna in 1815 the victorious Allies who had defeated Napoleon tried to parcel out Europe’s real estate to ensure that no one power could ever again secure domination over the continent (pp.120, 124).

The 1848 revolutions, the Crimean War (1853-6), the Franco-Prussian War (1870), unification of Germany (1870), the unification of Italy (1871), the spread of nationalism, the spread of the industrial revolution – all these events were processed by the leaders of every European nation insofar as they affected this will o’ the wisp, this fictional entity – the balance of power.

Every large nation was kept on constant tenterhooks about whether the latest little war in the Balkans, or the bids for independence by Hungary or Bulgaria or the Czechs, whether the Austrian alliance with Germany, or the Russian alliance with France, or Britain’s influence over Ottoman Turkey, would affect the balance of power.

And not only nations were concerned. Every nation contained factions, ruling parties, opposition parties and, increasingly, ‘public opinion’, which had to be taken into account.

(It is one of the many ironies of history that the spread of literacy, education and ‘civil society’ i.e. newspapers and a free press, which is so assiduously promoted by liberals, in actual fact, in the event, tended to encourage rabble-rousing nationalism. The press in Serbia comes in for special criticism for its ferociously nationalistic warmongering, but the panslavic Russian newspaper, Novoe Vremia, was so consistently anti-German that the authorities in Berlin singled it out as a prime cause of the poisoning of German-Russian relations, pp.215, 220, 289.)

One of the few critics of the entire balance of power idea was Baron Roman Rosen (Russian minister to Tokyo during the Russo-Japanese War, posted to Washington, then served on the Tsar’s Council of Ministers until 1917). Rosen thought that, far from creating a secure basis for peace, the so-called balance of power had merely created two armed camps which lived in constant fear of each other (p.138). As you read on in the book you can’t help agreeing with Rosen’s view. Lieven himself appears to agree, stating that the problem with the diplomacy of the 1900s was it was armed diplomacy, with the constant threat of violence behind it. This is what made it so inherently unstable – the slightest misunderstanding threatened to escalate into Armageddon (p.339).

Age of empires

It was an age of empires – the British empire, the French empire, the German Reich, the Austro-Hungarian empire, the Ottoman empire and the Russian empire. But Lieven’s book is at pains to make you put aside the traditional Anglophone notion of ’empire’ as power exerted over black and brown people far overseas in Africa and Asia. He is concerned with the great land empires of Austro-Hungary, the Ottomans and Russia, the empires which were mostly land-locked and had to expand, if at all, into territory contested by the other empires.

It was a zero sum game, meaning that Russia could only gain territory at the expense of the Ottomans or the Austrians; the Austrians, when they formally annexed Bosnia Herzegovina in 1908, did so at the cost of the humiliation of Russia, which considered itself to have a special leading role in the Balkans. And both Russia and Austria expected to seize or annex territory at the expense of the failing Ottoman Empire.

In fact it was almost an age of super-empires, for around 1900 there was a lot of chatter from journalists, writers, commentators and even politicians from the larger nations about consolidating themselves into ethno-religious power blocs.

What does that mean? An example is the way the hugely popular British politician Joseph Chamberlain proposed to create a new federation out of the white nations of the British Empire, bringing together Canada, Australia and New Zealand into a confederation with the UK, creating a free trade organisation, bringing their laws into harmony, to create a ‘British white empire-nation’ (p.21).

On an even bigger scale, some Brits and Yanks fantasised about bringing America into this union, to create a massive trading, political and military bloc – the Anglosphere.

(This is the background to a lot of Rudyard Kipling’s writings at the turn of the century, his marriage to an American, his friendship with America’s buccaneering Teddy Roosevelt, president from 1901 to 1909, his hopes for a union of white English-speaking peoples. This explains conservative support for the Boer War, because the Boers were seen as a backward people who were blocking Cecil Rhodes’ great vision of a corridor of white imperialist rule running the length of Africa, from Cape Town to Alexandria. They imperialists had a vision, not of power for its own sake, but for the union of white English-speaking peoples to bring economic development and liberal civilisation to the non-white world.)

For their part, diplomats and statesmen in both Germany and Austria continued to speculate about a merger between the two countries to create a Greater Germany, something which had been debated since Bismarck had wondered whether to bring Austria into, or leave it outside, his project for a United Germany in the 1860s. Gross-Deutschland would then, of course, want to reclaim the German-speaking populations of the Czech lands and of Poland.

The other continental powers were well aware that this tendency to expansion was a powerful strand in German political thought (and, of course, it was revived by the Nazis with their claim for Lebensraum which led them to invade first Poland, then the Soviet Union 25 years later).

The price of failure And all the empires were nervously aware of what happened if your empire failed. They had before them the woeful examples of the Ottoman empire and, further away, the Chinese Qing empire, both of which were visibly falling to pieces. (Interestingly, Lieven uses the phrase ‘scramble for China’, which I don’t think I’d heard before, saying that if the 1880s saw a scramble for Africa, the 1890s saw a ‘scramble for China’.)

So everyone could see what happened to a failing empire. The great powers imposed unequal trade treaties on you, humiliated your government, annexed the tastiest parts of your lands, dismissed your culture and traditions. Total humiliation. China was probably the most humiliated: Russia and Japan signed conventions in 1910 and again in 1912 agreeing to divide ‘spheres of interest’ in China’s north-east borderlands (p.195).

None of these rulers could see forward a hundred years to our happy European Union of liberal democracies. The only alternative they could see in their own time to building up strong, aggressive empires was total collapse, anarchy and humiliation.

In the age of high imperialism, there was nothing strange in Austrian arrogance towards lesser breeds. In this era, Anglo-American Protestants most confidently stood at the top of the ladder of civilisation and looked down on everyone. The Germans were climbing the ladder fast, but their sense of superiority still lacked the confidence of their British rivals and could be all the more bruising as a result. The Russians knew that they stood well down the ladder of civilisation in Western eyes, which helps to explain many undercurrents in Russian culture and society of the time.  By despising and measuring themselves off against the weak, barbarous and un-Christian Turks, they in turn asserted their membership in the world’s exclusive club of European, civilised great powers. (p.208)

Hence the stress, hence the anxiety in so many of their calculations. It was a dog-eat-dog world. It was win, or be eaten alive.

Russian rearmament reflected a desperate search for security and status born of a deep sense of weakness and humiliation. (p.226)

But then, running counter to all these trends to expand and build up empires, the latter half of the 19th century was also the age of nationalism. In his epic biography of Karl Marx, Gareth Stedman Jones shows in detail how the virus of nationalism was spread by the troops of Napoleon’s army to the Rhineland of Marx’s boyhood, and the rest of Germany. The French revolutionary armies took it everywhere as they tramped across Europe in the early 1800s, telling peoples and ethnic groups that they should be free.

The struggle for Greek independence in the 1820s was an early example of the trend which was eclipsed by the massive central European struggles for the unification of Germany and Italy which dominated the mid-century.

But it was only in the second half of the nineteenth century that the spread of industrial technology led to the dissemination of at least basic education and literacy to more remote populations, and that the growth of interest in folk stories, languages and traditions among newly educated intelligentsias helped to foment ‘independence’ and ‘nationalist’ movements among the smaller nationalities – the Czechs, the Bulgarians, the long-suffering Poles, the Ukrainians and, fatefully, among the squabbling peoples of the Balkans.

Nationalism was, to use the Marxist notion of the dialectic, the antithesis to the thesis of imperialism. One bred the other. Throughout the second half of the nineteenth century nationalisms popped up all across Europe as a result of the civilising impact of their imperial rulers, but which threatened to undermine the great land empires, continually jeopardising the famous balance of power.

So, the central political problem of the age for the administrators of empires was – how to handle the nationalist demands for independence which threatened to undermine the homelands of empire.

Ireland Lieven takes the unexpected but illuminating example of Ireland. Irish Home Rule from the 1880s onwards was so bitterly opposed by the British Conservative and Union Party because the British elite was well aware how relatively small and fragile the homeland of the global British empire – i.e. the four nations of the British Isles – really was. Knock away one of the four legs supporting the table and maybe the whole thing would collapse.

Austro-Hungary It is one of the many insights thrown up by Lieven’s book that he applies the same logic to the Austro-Hungarian Empire and the Balkans. In the late 19th century virtually all the European nations clambered on the bandwagon of empire building, seeing it as the only viable way to maintain economic and political equality with the leading nations, France and Britain. Hence the ‘scramble for Africa’ in which even little Italy and puny Spain took part (claiming Libya and the north of Morocco, respectively).

Thus even landlocked Germany managed to seize some choice parts of Africa (German South West Africa, Cameroon, German East Africa).

But Austro-Hungary was not only landlocked but – having lost territory in Italy and France in the 1870s – its rulers were struggling to hang on to what they’d got, struggling to manage the rising tide of Czech nationalism in the borderlands with Germany on the north, and the bickering of Balkan nationalities (Bosnians, Croats, Serbs) at the south-east fringe of Europe (p.205).

(Lieven quotes the opinion of Alexander Giers, ambassador to Montenegro, that there was little to choose between the Serbs, the Greeks, the Bulgarians and the Romanians: ‘They all hate each other’, quoted p.142).

Permanently anxious about her alliance with Germany, and permanently twitchy about the presence of the huge Russian Empire on her borders, the Austrians felt about the Serbs something like the British felt about the Irish. And reacted with just the same over-violence born out of prolonged stress and anxiety, as the British did to the Irish.

Serb nationalism Thus when Serb nationalists assassinated Archduke Ferdinand in July 1914, hawks in the Austrian government thought it would make an excellent opportunity to crush little Serbia’s bid for independence and put paid to bickering in the Balkans once and for all. Show them who’s boss. Make the Austrian empire secure for a generation.

This is just one of the many insights and fruitful comparisons thrown up Lieven’s deliberately non-Anglocentric perspective.


Russia

The majority of Lieven’s content is about Russia. He takes you swiftly by the hand through the highlights of the previous two hundred years of Russian history – Peter the Great (1682-1725), Catherine the Great (1762-96), Napoleon and 1812, Crimean War (1853-56), the emancipation of the serfs (1861) – Russia’s geographical resources and economic and political development – and shows how parties or factions naturally and logically arose from the specific Russian situation.

Court and country parties

For example, Lieven explains the fundamental fact that there were ‘court’ and ‘country’ parties in Russian government. The court party surrounded the young, inexperienced and shy Tsar Nicholas II. Sophisticated St Petersburg liberals, they thought Russia should welcome Western influences, Western industrialisation, Western technology and Western values. They promoted alliance with France and Britain. (p.106)

By contrast, the ‘country’ party despised Petersburg intellectuals, half of them had foreign (often German) names or Jewish ancestry, for God’s sake! The country party were based in Moscow, good old patriotic, heart-of-Russia Moscow (p.129). They thought the Tsar should reject western values. They thought Russia should ally with the most powerful nation in Europe, Germany, and her handmaiden, Austria. (p.70)

Some of the country party subscribed to various shades of ‘Slavophilia’ i.e. the notion that Russia was special, had a special Orthodox culture, a special social system, a special ruler etc, and so should emphatically reject all Western ideas and the Western route to ‘modernisation’, which were corrupt, decadent and irrelevant to Russia’s special traditions.

Another major thread of ‘Slavophilia’ was the notion that the Slavic Russians should support their Slav brothers in the Balkans, the peoples of Serbia or Bulgaria, defend and lead the noble Slavic inheritance.

Onwards to Constantinople

A complicated mix of motives kept the issue of Constantinople bubbling at the top of the agenda. One was religious-ethnic. Some Russian thinkers thought that Russia had a historic destiny to sweep through the Balkans and recapture Constantinople from the weak and failing Ottoman Turks. This would:

  1. Unite all the Slavic peoples of the Balkans, reviving and glorifying Slavic culture.
  2. Allow Constantinople to be reborn as a great Christian capital, as it had been until conquered by the Turks as recently as 1453. It would be a symbolic rebirth of the ‘second Rome’ of Byzantium to rank alongside the ‘third Rome’ of Moscow.

Less quixotic than these millennial religious fantasies, hard-headed military men also thought a lot about Constantinople. Russia possessed the largest territory in the world, with immense land, people and resources. And yet it was prevented from projecting that power outwards, unlike all the nations on the ocean e.g. Britain, France, Spain, Holland, and especially America, sitting astride the two great oceans.

(The importance of naval power was crystallised in the widely-read contemporary book by American theorist Alfred Mahan, summarised on page 160).

Russia possessed three big fleets and naval ports – in the Baltic, at Vladivostok in the far Pacific East, and at Crimea in the Black Sea – but all of them were problematic. The Baltic was nearest to homeland Europe but was frozen for half of the year, and egress was blocked by Germany and Denmark. Vladivostok was too far away from the European centres of power.

All thoughts were therefore focused on the Black Sea, where Russia’s main shipyards were, and on the Crimea, which was the base for a large, modern naval fleet.

Yet it was a permanent irritation to the Russian military that this fleet was blocked up in the Black Sea, prevented from sailing through the Dardanelles and into the Mediterranean. The subtle way round this perennial problem was to negotiate alliances and pacts with the other European powers to bring pressure to bear on the Ottoman controllers of the Dardanelles to allow the Russian fleet out to patrol the high seas and claim her rights as a Great Power.

The not-so-subtle approach was to launch the umpteenth Russo-Turkish War, march on Constantinople and seize the Straits, solving the problem once and for all. After all – as Lieven points out in a thought-provoking comparison, the British had bullied their way to seizing Egypt and the Suez Canal in 1882, and the Americans had created the country of Panama in 1903 solely in order to build a canal joining the Pacific and Atlantic, both empires acting in unashamed self-interest.

The only catch being that the major European nations would probably pile in to stop Russia – as they had during the disastrous Crimean War when Britain and France came to Turkey’s aid against aggressive Russian incursions into Ottoman territory.

All of these ‘country’ party ideas – Pan-Slavism, conquering Constantinople – were deprecated by the ‘court’ party, who thought they were:

  • low and vulgar, usually whipped up by rabble-rousing nationalist newspapers
  • contrary to Russia’s true interests – Russian peasants and workers couldn’t give a damn about Constantinople
  • and anyway, Russia’s course was best left to the professional, aristocratic diplomats like themselves, who knew best

Nonetheless, Russian leaders of all parties looked on with dismay as British ascendancy over the Turks, which had lasted into the 1880s, was slowly replaced by the influence of Germany, which sent soldiers to train the Turkish army and engineers to build a railway from Berlin to Baghdad. (As Lieven points out, the Germans were the only European power who had not at some stage tried to seize Ottoman territory – you can see how this might work in their favour in Istanbul.)

(And, of course, Turkey would end up joining the side of the Germans in the Great War. With the result that the Allies in 1915 themselves took up the Constantinople Question, floating the possibility that Russia would be encouraged to take the city. Prince Grigorii Trubetskoi was even named the future Russian commissar of the city. Wheels within wheels.)

West or East?

Another school of thought, and advisers, recommended leaving the complex problems of Europe to sort themselves out, and focusing on what Russia already possessed, namely the vast extent of Siberia and the East – a policy which, after the Revolution, would come to be known as ‘Eurasianism’ (p.143).

It was under Nicholas II that the great Trans-Siberian Railway was built. Proponents of an Eastern policy pointed out that Siberia had huge untapped natural resources, it just needed:

  • the infrastructure to join up the tens of thousands of settlements scattered across this vast waste of steppe and tundra
  • the emigration of settlers into the vast empty spaces
  • the creation of new towns and cities
  • the harvesting of the country’s natural and human potential

Given peace in the troublesome West, given enough time, the Eurasian party believed that Russia could develop its economy and resources enough to compete with Germany, even compete with America, to become a truly great power.

The Russo-Japanese War 1904-5

All of these hopes came crashing down when Russia came into conflict with the new, aggressive and confident Japanese Empire in 1904 and was badly beaten. Beaten for a number of reasons – their army was big but badly trained and under-equipped, the navy had to steam all the way from the Baltic to the Far East, by which time the major land battles had already been lost, and in any case it was then comprehensively trashed by the much better-led Japanese navy.

Defeat rocked all the traditional pillars of Russian society. The Tsar was personally blamed, the Army and Navy looked like fools, even the Orthodox Church which had blessed the war as a ‘crusade’ was made to look powerless and irrelevant.

The war gave rise to a revolution whose specific trigger was when troops fired on a protest march in Petersburg on 22 January 1905, which went down in folklore as ‘Bloody Sunday’, and rebellion, mutiny, strikes and insurrection spread like wildfire across the country.

The revolution was, in the end, only quelled when the Tsar issued the October Manifesto of 1905 which pledged major political reforms such as the creation of a parliament – called the Duma – with elected representatives, plus land and industrial reforms. The strikes ended, the agrarian disturbances subsided, the mutinies were crushed – but to many, even committed supporters of the Romanov Dynasty, the clock was ticking.

Towards the flame

Believe it or not, everything I’ve just summarised is all just the introduction to the book’s core and is covered off in just the first 100 pages or so. If you recall, the text’s main focus is on the period 1905 to 1920, i.e. beginning after the Russo-Japanese War and the 1905 revolution.

Having set the scene and established many of the enduring themes of Russian politics and diplomacy in the first hundred pages or so, Lieven now goes into very great detail about the personnel, the men who manned the key roles in the Russian government – Foreign Ministry, Finance Ministry, Army, Navy and so on. These men’s backgrounds, their families and family connections, their beliefs and the policies they pursued are all described in a long chapter titled The Decision Makers (pages 91 to 181).

Lieven gives pen portraits of the main diplomats, their careers and their views, including:

  • Count Vladimir Lambsdorff, Foreign Minister to 1906
  • Count Alexander Izvolsky, Foreign Minister 1906 to 1910, architect of the alliance with Britain
  • Sergey Sazonov, Foreign Minister from November 1910 to July 1916 i.e. during the crisis of 1914
  • Pyotr Stolypin, Prime Minister of Russia and Minister of Internal Affairs from 1906, who tried to counter revolutionary groups and pass agrarian reforms, until he was assassinated in 1911
  • Prince Vladimir Meshchersky, editor of the Monarchist newspaper, Grazhdanin, the only paper Tsar Nicholas read, an unpopular reactionary
  • Count Vladimir Kokovtsov, who replaced Stolypin as Prime Minister of Russia from 1911 to 1914
  • Count Sergei Witte, Finance Minister 1892 to 1903, Chairman of the Committee of Ministers 1903 to 1905, first Prime Minister of Russia 1905-6 during which he designed Russia’s first constitution – an intelligent businessman who thought Russia needed a generation of peace to blossom
  • Prince Grigorii Trubetskoi, epitome of liberal imperialists and the panslavic policy, head the Near Eastern Department of the Foreign Ministry, which was responsible for Balkan and Ottoman affairs 1912-14 i.e. at the heart of the 1914 crisis
  • Baron Roman Rosen, 1903 ambassador to Tokyo, ambassador to USA 1905, State Council of Imperial Russia 1911-17 – who believed Russia should forget Constantinople and the Balkans and focus on developing Siberia and the East
  • Alexander Giers, Consul General in Macedonia, Press Council 1906, who saw at first hand how unreliable and unpredictable the Balkan Slavs were and warned that the Serbs were manipulating Russia into backing them against Austria
  • Nikolai Hartwig, Russian ambassador to Persia (1906–1908) and Serbia (1909–1914), a strong pro-Slav, sometimes described as ‘more Serbian than the Serbs’

Lieven then gives similar treatment to the main military leaders of the period – heads of the army and navy, major military thinkers, their dates, relationships and the often bitter in-fighting between them for resources and about strategy.

Having established a) the deep themes or concerns of the Russian state and its ruling elite, and having b) described in some detail all the key personnel, all the ‘decision makers’ of the period – Lieven then takes us through the years leading up to Armageddon, with chapters devoted to:

  • the emergence of the Triple Entente 1904-9
  • the sequence of crises 1909-13, being:
    • The First Moroccan Crisis, 1905–06 – Germany challenged France’s control of Morocco – worsening German relations with both France and Britain
    • The Bosnian Crisis 1908 – Austro-Hungary annexed Bosnia and Herzegovina, which had been under its sovereignty since 1879 but which infuriated the Serbs and Pan-Slavic nationalism in the region
    • The Agadir crisis in Morocco, 1911 – the French sent troops into Morocco, angering the Germans who sent a gunboat to Agadir, eventually backing down but the crisis cemented the alliance between France and Britain
    • The Italo-Turkish War 1911–12 – Italy invaded what is today Libya but was then a province of the Ottoman Empire. Nobody came to Turkey’s aid, showing that Turkey was now friendless – which meant that land grabs in the Balkans would be unopposed – i.e. the delicate balance of power had vanished
    • The First Balkan War October 1912 to May 1913 in which the Balkan League (the kingdoms of Bulgaria, Serbia, Greece and Montenegro) defeated the Ottoman Empire and seized almost all of Turkey’s territory in Europe
    • The Second Balkan War June to August 1913, in which Bulgaria, dissatisfied with the settlement of the first war, attacked Greece and Serbia, and also managed to provoke neighbouring Romania, all of whom defeated Bulgarian forces, forcing it to concede territory to all of them
  • the crisis of 1914
  • The First World War and the Russian Revolution

Some thoughts

The backwardness and repressiveness of Russia bred a special kind of fanatic – extreme socialists or anarchists – who thought they could bring about change through strategic assassinations.

Russia was riddled by extremist political factions for the fifty years before the revolution, and plagued by the assassinations of high officials. As Lieven points out, it is no coincidence that the Russian aristocracy and gentry produced the two greatest anarchist thinkers of the nineteenth century, Prince Peter Kropotkin and Mikhail Bakunin (p.119)

But the entire strategy of assassination was almost always counter-productive. It is a great irony that the assassins who murdered Tsar Alexander II in 1881 did so just as he was about to authorise a set of liberal laws. His successor, Alexander III, was an old-style, clumsy, bearish, paternal reactionary who inaugurated thirty years of repression, thus condemning Russian radicals to decades of arrest, Siberian imprisonment and exile, and polarising the intelligentsia even further.

The view from the upper classes

Lieven is posh. From Wikipedia we learn that:

Dominic Lieven is the second son and third child (of five children) of Alexander Lieven (of the Baltic German princely family, tracing ancestry to Liv chieftain Kaupo) by his first wife, Irishwoman Veronica Monahan (d. 1979).

He is the elder brother of Anatol Lieven and Nathalie Lieven QC, and a brother of Elena Lieven and distantly related to the Christopher Lieven (1774–1839), who was Ambassador to the Court of St James from Imperial Russia over the period 1812 to 1834, and whose wife was Dorothea von Benckendorff, later Princess Lieven (1785–1857), a notable society hostess in Saint Petersburg.

Lieven is ‘a great-grandson of the Lord Chamberlain of the Imperial Court’ of Russia.

He was privately educated at Downside School, the famous Benedictine Roman Catholic boarding school.

Having just read Edmund Wilson’s long study of the communist tradition, and Engels’s powerful pamphlet Socialism: Utopian and Scientific, my head is full of revolutionary thoughts about the industrial proletariat and about the way the ruling classes everywhere use repressive ‘ideologies’ to keep the exploited in their place, ideas like ’empire’ and ‘tsar’ and ‘religion’, ‘honour’ and ‘duty’ and ‘fatherland’.

There is little of that Marxist sensibility present in Lieven’s book. Lieven takes it for granted that there were empires and that they were ruled by an extraordinarily privileged aristocratic elite. I’m not saying he’s naively in favour of them. But he takes them on their own terms. This became obvious during the long, sometimes pretty boring chapter, about the Decision Makers. Prince so-and-so of the court party was related to Count so-and-so who took a slavophile line, while his cousin, the archduke so-and-so was more a supporter of the policy of eastern expansion. And so on for a hundred pages.

In a way typical of prewar European diplomacy, the Foreign Ministry and Russian diplomacy were a nest of the aristocracy and gentry. The nest was very, very small: in 1914, there were fewer than two hundred men of all ages who had passed the diplomatic exam and in principle were eligible for mainstream posts. (p.119)

Later he points out the importance of notions of honour to the Russian aristocracy, and the vital importance of remaining a great power to the entire diplomatic, military and political leadership.

But to the ordinary Russian, these concepts were all but meaningless. The Russian ruling classes thought that, when push came to shove, the masses would demonstrate their love for the Tsar and for Mother Russia and the Great Pan-Slavic Cause, but they were wrong, so wrong.

Exciting the Russian masses about Constantinople or their Slave brothers proved an impossible task. In 1909, Grigorii Trubetskoy’s brother Prince Evgenii Trubetskoy wrote that only someone who believed Russia to be a ‘corpse’ could imagine that when it stood up for its honour and the Slav cause against Germany, there would not be a surge of ‘powerful and elemental patriotism’.

The First World War was to prove him wrong. (p.131)

What makes it puzzling is that the Russian elite had already had the test drive of the 1905 revolution in which they should have learned that far from rallying to the cause of Mother Russia, peasants and workers all across the country rose up against the court, the aristocracy, the police, the Church and everything the elite believed in.

For me the big question is, ‘How was the Russian ruling elite able to persist in their obtuse ignorance of the true nature of the country they were living in?’

Without doubt the tiny coterie of men Lieven describes made up the diplomatic and foreign policy elite, and their decisions counted, and it was the clash of their policies and ideas which made up ‘debate’ in the ruling elite and determined Russia’s strategy through the decade of crises leading up to 1914.

Without doubt this is precisely the point of Lieven’s book, to give an unprecedentedly detailed account of the sequence of events 1905 to 1920 from the Russian point of view, explaining the key personnel and their ruling ideas and concerns and how they reacted to, and created, events.

In this aim the book doubtless succeeds and can’t help impressing you with the depth of its research and the thoroughness of its analysis.

But it feels so airless, so claustrophobic, so oppressively upper class. Clever, well educated, sensitive and sophisticated though the Russian ruling class so obviously are, you can’t help cheering when the enraged workers storm their palaces and throw all their fancy paintings and porcelain out into the street.

To put it another way –  as Lieven himself does half way through the book – the Russian ruling élite believed its own ideology, defined itself in terms of its preposterously unreal, disconnected value system – forged its identity in terms of Russian dignity and nobility and honour and the need to remain an Empire and a Great Power.

So they were staggered when they discovered that the overwhelming majority of the Russian people didn’t give a toss about these fantasies, was incapable of defending them, and eventually rebelled against them.

In a nice detail, Lieven tells of a German officer during the Great War, whose job was to debrief Allied prisoners of war. He discovered that the French and British soldiers had a clear sense of what they were fighting for, but the Russian soldiers didn’t have a clue. Pan-Slavism – what was that? Controlling the Turkish Straits – what were they? Preserving the European Balance of Power – what on earth was that?

The over-educated, incestuous, airless narrowness of Russia’s elite condemned itself to extinction.


Related links

Other blog posts about Russia

Other blog posts about the First World War