2006: Overseas Chinese Scholars Critique the Restless Climate at China’s Universities

The thinking and political/economic systems that Chinese people share has changed with unsettling speed over the past generation or two. This is reflected in changes in China’s science and technology system. — a difficult process involving many dependencies between scientific, technological and commercial institution and China’s changing economic and political system.

In brief:

1950 – 1980

Science was organized within a Soviet style academy of sciences system. The social sciences became superfluous and suspect products of bourgeois society and were replaced by the scientific socialist theories of Marx, Engels, Lenin and Mao.

1980

University research revives, 1978 university entrance examinations replace political selection for university entrance. Government programs boost funding for the sciences. The social sciences make a come back although some leading social scientists and historians are still being criticized and sanctioned for incorrect thinking.

1990s

Weak links between research workers in the science academies, universities and private enterprises seen as a key weakness. The 1995 national science conference “Science and Education for a Prosperous China” diagnoses the problem and call for reform. Funding becomes more effective as peer review is pushed by institutions such as the Chinese National Natural Science Foundation inspired in part by US models such as the National Science Foundation and the National Institutes of Health. See ‘Science Policy and Society’ archived on the old US Embassy Beijing website.

A series of university system reforms aims to focus government support on top schools. Project 211, Project 985 to build world-class elite institutions. Later folded into Xi Jinping’s Double First-Class Construction

Reform comes as well to the PRC military-industrial complex. Quality assurance philosophies and methods of continuous improvement reduce development times and improves quality in the military sector. See 2003: A Chinese Expert on PRC National Defense Industrial Sector Reform etc. and 2018: DARPA Disruptive Technology: Lessons for China’s Military S&T I

2000s

Concerns about corruption, excessive competition, and inefficient allocation of funds grow. See 2017: Another Report on Corruption in Chinese Science and Education

Concerns about intellectual property rights to protect investment of Chinese enterprises in research grow. See PRC IPR Director: China Begins Building a Strong IPR State etc.

Most recently, some Chinese students returning home find getting a job harder since some MCGA (Make China Great Again) employers suspect that students who come home may be spies. See 2025: “PRC Returned Overseas Students are American Spies, I Wouldn’t Hire Any” Controversy

The article below, originally published in the Global Times, a national weekly newspaper in the Chinese Communist’s Party’s People’s Daily group, discusses problems in Chinese academia.


Breeding Academic ‘Garbage’: Overseas Chinese Scholars Critique the Restless Climate at China’s Universities

制度催生学术垃圾 海外学者评中国大学浮躁风

Global Times article by Zou Dehao, Qing Mu, Chen Xin, and Chen Yan 邹德浩 青木 陈欣 陈言
[copied on the ChinaReviewNews.com website, 3 September 2006, 14:32]

China’s universities must set their academic house in order

China Review News (Hong Kong), 3 September — “One snip with the scissors, one dab of paste, one big-name signature, and out comes a long paper. That’s how a lot of theses are manufactured.” When talking about the current state of higher education, a university professor recited this widely circulated jingle to a reporter.

The “bizarre phenomena” found in Chinese universities have long been a cause for concern within education circles. More recently, the criticism of Peking University by the overseas Chinese mathematician Shing-Tung Yau over the alleged falsification of “recruiting overseas talent” has once again sparked a lively debate across society about the “restless, impetuous academic climate” on campus. A Global Times reporter interviewed several Chinese scholars teaching at renowned universities abroad who also offered their views on the matter.

The “restless academic climate” is common worldwide.

Universities, once seen as ivory towers devoted to passing on knowledge, teaching skills and resolving doubts, are now carrying ever greater public expectations. Yet in China’s universities today, short-term, quick-payoff behaviour is everywhere, from professors doing business on the side to academic fraud.

On this topic, the Global Times UN correspondent interviewed Professor Liu Huihua of Harvard University’s Fairbank Center for East Asian Research. Liu graduated from Fudan University in Shanghai, becoming the first person to be awarded a PhD in international relations by the university. She later moved to the United States to study, and now conducts research on international affairs at Harvard. Professor Liu told the reporter that this “restless” phenomenon is also found in many other countries, only to a lesser degree.

In the United States, the biggest challenge to education is the ongoing division — and even mutual tension and opposition — between society, families and schools regarding cultural awareness and values. Ten years ago, some people referred to American schools as ‘war zones’, where an ongoing ‘war’ between school and broader social culture was constantly raging. This is reflected in higher education as a kind of restlessness on campus. For instance, American professors often enlist the help of students for research projects, particularly in laboratory-based fields, where it is not uncommon for students to ‘work for’ professors.

The average annual salary for American university professors is $68,000 (£51,000), while full-time professors at private universities can earn up to $130,000 (£100,000) and some public university professors earn $98,000 (£75,000). However, many professors’ salaries have to be “figured out” by the professors themselves — meaning they spend huge amounts of time applying for grants and raising funds, which naturally reduces the time they can devote to research or experiments. Professor Liu said that even at a well-funded institution such as Harvard Medical School, a tenured professor’s salary comes from the projects they secure. If you teach for three months, the university pays you for three months. If you are conducting experiments instead of teaching, your salary can only come from project funds. So American professors face intense pressure. If they are up for promotion, they also face pressure to publish books or papers in well-known journals.

Regarding the issue of professors exploiting graduate students, the reporter also interviewed a senior academic who graduated from Peking University and now works at the National University of Singapore. According to this scholar, graduate students ‘working for’ their advisers is an unspoken rule that exists at major universities around the world. While it may be less common among humanities students, it is very common in the sciences. Students help professors run experiments and then co-author articles with them. Some professors put the students’ names first, while others put their own names first. Generally speaking, if students were on their own, they might not have any chance of publishing in prestigious journals at all.

However, overall, because the US university system is strict and well regulated, the odds of successfully committing fraud are very low. Take publishing, for example: two experts first review and evaluate the paper, and then there is a one-month public comment period. With so many pairs of eyes on it, it is difficult to slip through the net. In addition, committees at every level within universities constantly exercise oversight, which also helps reduce an impetuous academic atmosphere.

‘Bizarre Phenomenon’ No. 1: Patchwork Plagiarism, Fraud and Exaggeration

Drawing on her own experience and observations, Professor Liu believes that education in China today is highly utilitarian. Such an environment makes it difficult to cultivate truly master-level talent. Professor Liu has learned through various channels that many Chinese universities now require faculty and researchers to secure a certain number of projects, publish a certain number of papers and win awards at specified levels within a year. These targets are tied to allowances and rank: if you fail to meet them, your stipend level automatically drops. Under this kind of pressure, some people submit half-finished papers just to meet the targets; some divide one long paper into several short ones; others ‘ride along’ on authorship, trade signatures, or even plagiarise and tamper with others’ work. Like many scholars who care deeply about China, Professor Liu finds this situation extremely worrying.

Regarding the debate between Harvard mathematics professor Shing-Tung Yau and Peking University over the past two months, Professor Liu said that we should ‘seriously reflect on the profound significance this dispute reveals’. We must recognise the differences between the Chinese and American systems, as well as the material conditions and practical difficulties, while also examining whether the education system and academic ethos have gone off track. Faking and plagiarism are not just a matter of ‘restlessness’; they also reflect overall moral standards. During China’s period of social transition, the temptation to adopt a quick-fix mindset — “seeking rapid results” and “prioritising money” — is hard to resist, and scholars may also engage in market-driven behaviour, such as “using knowledge to make money”. Against this broader backdrop, adopting preventive measures is entirely necessary.

However, another professor, Cheng, who did not want to reveal his full identity, pointed out that it is very difficult to require all universities to review research projects and researchers effectively. This is because the success of university administrative systems and research projects is intertwined: universities want high rankings and “comprehensive strength” evaluations, and leaders need research results and renowned scholars to enhance the institution’s image. Under these circumstances, it becomes even harder to distinguish between real and fake research outputs. Professor Cheng argued: ‘Ultimately, educational restlessness is rooted in the restlessness of society as a whole. The most obvious overseas example is the Hwang Woo-suk scandal in South Korea. The Korean government, from top to bottom, threw its full support behind scientific innovation — an ambition to catch up that is not necessarily a bad thing. However, amid an anxious mindset across society, administrative interference and urgent public expectations placed enormous pressure on researchers, and fraud often occurs under those circumstances.”

‘Bizarre Phenomenon’ No. 2: Social Networking Mania and Revenue-Chasing

A Chinese professor at Heidelberg University in Germany, who also requested anonymity, told the reporter that he had graduated from the physics department at Tsinghua University and still had extensive ties to academic circles in China. Many internationally renowned scholars praise the abilities of Chinese middle school students in maths, physics and chemistry. Yet China has produced relatively few master-level figures who enjoy global prestige in these fields. While China’s funding and hardware for mathematical research can already compare to that of developed countries, not many people can afford to take the time to conduct research. “Many people around me are desperate to produce results. Quite a few are even willing to pay one million yuan for a PhD. They’ve long treated academic research as a business.” ‘When recruiting overseas talent, universities describe part-time appointments as full-time. To lure an academician to relocate, universities don’t hesitate to offer sky-high salaries.”

Professor Hu’an of the University of Munich believes that professors themselves should bear some responsibility for the impetuous academic climate. Today, many professors at Chinese universities spend their days rushing from conference to conference. The president of a university he knows, which made it into the national ‘211 Project’, even travelled with 30 master’s and doctoral students — practically an entire class. Many presidents and professors have no time for scholarship, but they have access to ample research funding, so they recruit more graduate students to complete the projects. The outcome is easy to imagine.

Professor Zhang previously taught at Hitotsubashi University, a renowned national institution specialising in the humanities and social sciences. He specialises in business studies and has now returned to teach at a university in Shanghai. In his view, the most fundamental aspect of business studies is corporate field research. Only by conducting detailed investigations into a company’s finances can one make theoretical recommendations about its operations. “But I rarely see our university faculty doing corporate field research,” he says. Instead, he sees professors constantly going out to lecture on management theories translated from the United States, while their ‘case analyses’ are clipped from Chinese magazines. ‘With that approach, our professors may become economically well-off, but it’s very hard for them to become scholars who make real contributions recognised by the international academic community.’

A scholar at the National University of Singapore explained that the phenomenon of teachers lecturing privately to make extra money does not exist in Singapore. Singapore’s universities have strict management systems: First, teachers are considered full-time employees and cannot teach elsewhere without approval. Second, there are strict limits on how much time faculty can spend serving as consultants for other institutions. They can spend no more than 20% of their total working time on these activities, and they must apply to the university for approval. Part of the compensation must also be shared with the university. Third, faculty must request leave to attend conferences and cannot go without authorization. Singapore has a strict leave management system, and teachers are allotted only 28 days of leave per year. By comparison, U.S. universities differ in that they pay professors for nine months, so professors must find other income sources for the remaining months—hence the many visiting scholars and experts from the U.S. who come to China as guest professors.

Professor Zhang, who now works in the Department of Bioengineering at Nanyang Technological University in Singapore, told a reporter, “In any society, only a few people can genuinely conduct academic research. But in China now, everyone talks about academics as if anyone can do scientific research. This should be stopped.” Currently, the “industrialization” and “marketization” of graduate and degree education in Chinese universities is in full swing. The phenomenon of high-level officials “earning” doctorates and tycoons “donating” their way to doctorates is repeatedly banned yet repeatedly reappears. Once such fake diplomas flood society, they will inevitably damage the value and credibility of Chinese higher education degrees.

“Bizarre Phenomenon” No. 3: Teachers and Students in Cahoots—Mutual “Ride-Sharing”

Using students as cheap labor is common in Chinese universities, but students also need professors’ protection and support, so this mutual “ride-sharing” is also widespread. Professor Zhang, who once taught at Hitotsubashi University in Japan, had many thoughts on this topic. He told the reporter, “When reviewing students’ graduation theses, sometimes you don’t know what to do. It’s not that graduate students don’t read—they do. But they lack some of the basic skills of scholarship. At Hitotsubashi University’s standard, I’m afraid not a single one would pass.” He mentioned that graduate theses often have a very long list of references, many of which are irrelevant to the thesis. “How can such references be listed so openly at the end? Did the adviser even read the thesis?”

Professor Yang Hong, a scholar in Berlin, also described what she has seen. The Ministry of Education conducts undergraduate teaching evaluations. One well-known university spent an entire year busy with this. Failing exam papers were simply given back to the students for them to fill in once again. Master’s students had no real conditions for doing research, yet enrollment expanded year after year. Publishing articles required paying fees. Some teachers skipped entire classes, leaving students waiting in vain. In that bloated, chaotic atmosphere, students also failed to take their studies seriously, slacking off in ordinary times and cheating on exams. Some undergraduate theses require translating a self-selected English article, yet almost none of the students translated the English title correctly, so teachers had to do it for them.

In response to these various “bizarre phenomena,” overseas Chinese scholars offered ideas and suggestions. Many believe the underlying causes are a lack of education in academic norms and ethics and an absence of standardized degree and publication mechanisms. Therefore, universities should restore a pure cultural soil and academic atmosphere, and society as a whole should foster a climate of respect for scholarship.

In response to these “bizarre phenomena,” overseas Chinese scholars offered ideas and suggestions. Many believe the underlying causes are a lack of education in academic norms and ethics and an absence of standardized degree and publication mechanisms. Therefore, universities should restore a pure cultural soil and academic atmosphere, and society as a whole should foster a climate of respect for scholarship.

“For scientific researchers, especially those in basic research, it is inappropriate to use overly mechanical indicators to evaluate them on a timetable that is too short compared to the research cycle. For academicians and famous professors who have made special contributions, universities should trust them fully and exempt them from assessments, allowing them to devote themselves to scholarship and research.

Many scholars believe that fundamentally changing the unhealthy climate in higher education requires a coordinated effort from the government, society, and universities. For example, in Germany, professors cannot take outside part-time jobs, and their work is evaluated by students. Every year, auditing departments review how school funds are used, and the government allocates funds to academic organizations that democratically recommend outstanding talent for election to academies.

Professor Jin Fei, who has worked at the University of Tokyo for many years, told the reporter, “The University of Tokyo has a relatively long history among Asian universities—about 130 years. However, higher education in Asia was imported from the West. It did not grow out of local culture. After growing through a century of wind and rain, it’s only natural that problems would emerge. It’s not only China’s universities that have problems—Japan’s universities have many problems, too. Only the nature of the problems and how they manifest differ.” In Professor Jin’s view, Asia originally had its own approach to scholarship. However, after encountering Western educational methods, the old approach could no longer be used, and the new approach was not implemented effectively. “Especially in the past two years, as university education has become more widespread, many accumulated problems have begun to surface. How could solving universities’ problems in a few years be easy? The key is to find a path of higher education that fits us through exploration and trial and error. Along the way, you can’t avoid paying some tuition.”

At the end of the interview, the reporter asked one final question: If academic conditions at home and abroad were equally good, would they be willing to return to China to conduct research and teach? Every answer was: “Yes.”


催生垃圾 華人學者評中國大學浮躁風氣

http://www.chinareviewnews.com   2006-09-03 14:32:32  
中國的大學必須端正學術風氣   中評社香港9月3日電/“剪刀一剪,漿糊一粘,大名一簽,長長一篇。許多論文就是這樣被製造出來的。”談到高校教育現狀,一位大學教授向記者念了這樣一個廣為流傳的順口溜。事實上,有關中國大學存在的“怪現象”早就是教育界關注的話題,而近日華裔數學家丘成桐批評北大“引進海外人才造假”事件,則再度引發了社會各界對大學“浮躁風氣”的熱烈討論。《環球時報》駐外記者採訪到多名在國外著名大學任教的華人學者,他們也對這一問題發表了自己的看法。

  大學“浮躁風”是各國普遍現象

  一向以傳道、授業、解惑為己任的大學象牙塔,如今正承載著人們越來越多的期望。然而,從教授經商到論文作假,如今中國高校中急功近利的短期行為比比皆是。對此,《環球時報》駐聯合國特派記者採訪到了哈佛大學費正清東亞研究所的劉慧華教授。劉慧華教授畢業于上海復旦大學,是復旦授予的第一位國際關係學博士,後赴美留學,現在哈佛從事國際事務研究。劉慧華教授告訴記者,其實中國大學存在的浮躁現象在其他許多國家都存在,只是程度上有所不同。

  美國學校教育的最大困擾是社會、家庭和學校三者在文化意識和人生價值觀念上,一直有相互分離、相互抵觸、相互對立的現象。十年前,有人稱美國的學校是“戰爭地帶”,在這一地帶,美國學校和美國社會文化之間持續不斷進行著戰爭,折射到高等院校中就是大學中存在的浮躁現象。例如,美國教授也會讓學生們幫助做專題研究,特別是在實驗室類的學科中,學生給教授“打工”的情況更是不稀奇。美國大學教授的平均工資是年薪6.8萬美元,其中私立大學的全職教授可達到13萬美元,公立大學教授有的為9.8萬美元。然而很多大學教授的工資都要靠本人去想法解決,這包括用大量的時間去申請項目、籌集資金,自己從事研究或實驗的時間自然會減少。劉教授說,即使在哈佛醫學院這樣資金非常充裕的地方,作為一名終身教授的工資也是從自己申請的專案中領取。如果講3個月的課,學校就發3個月的工資,如果不講課而去做實驗,工資就只能從專案基金中領取了。所以,美國的教授都面臨很大壓力。如果面臨升級問題,同樣會有出書或發表論文的壓力,而且論文要發表在知名雜誌或刊物上。

  就教師用研究生幹活的問題,記者還採訪到一位元畢業於北大、現就職於新加坡國立大學的資深學者。這位學者認為,研究生給導師打工是學校裏存在的一種潛規則,在世界各大院校普遍存在。在文科學生中可能並不多見,但在理科生中十分普遍。學生幫教師做實驗,然後與教師一起署名在刊物上發表文章。有的教師可能會將學生的名字排在前面,有的則將自己的名字排在前面。一般來說,如果單單是學生,他們可能完全沒有機會在著名的學術刊物上發表文章。

  但總體來說,由於美國大學制度嚴格、管理規範,靠造假冒險成功的可能性非常小。比如發表論文,先有兩名專家進行審查和評估,然後還有一個月的公示期,眾目睽睽之下,要想蒙混過關很難。此外,隨時都在履行監督責任的高校各級委員會也有助於減少浮躁學風。 

  大學“怪現象”之一:拼湊抄襲,造假浮誇

  根據切身的體會和觀察,劉慧華教授認為,現在國內的教育功利性強,這樣的環境是不容易培養出大師級人才的。劉教授通過一些途徑瞭解到,現在國內不少高校要求相關教師與科研人員一年內要拿到若干個專案,發表相當數量的論文以及獲得一定級別的獎勵。這些指標與津貼、級別掛鈎,完不成任務津貼等級會自動下降。在這種氣氛與壓力之下,有人將半成品論文拿出來充數,有人將一篇長文分解為幾篇短文,搭車署名、相互掛名,甚至是抄襲篡改。像眾多心系國內的學者一樣,劉教授對此也深感憂慮。

  針對近兩個月來,哈佛大學數學教授丘成桐與北大之間的辯論,劉教授認為“目前應該認真思考這場爭論反映出的深刻意義”,既要看到中美兩國制度上的差異、物質待遇和實際困難,同時也要看到教育體制和學術風氣是否出現偏差。做假、抄襲不完全是浮躁問題,還有一個整體道德的問題。在中國社會轉型過程中,不可避免會出現“求速效”、“一切向錢看”的急功近利現象,學者也會有“用知識去換錢”的市場化行為。在這個大背景下,採取一些防範措施是完全必要的。

  然而,另一位不願透露身份的成教授則指出,要求所有高校對科研專案和科研人員進行有效審查很難。因為現在的高校行政系統和科研專案一榮俱榮,一損俱損。學校要排行,要綜合實力評價,高校領導也需要科研成果和著名學者撐門面。在這樣的前提下,科研成果就更加真假難辨。成教授認為:“說到底,教育浮躁的背後還是整個社會的浮躁。國外最明顯的例子就是韓國的黃禹錫事件。韓國政府從上到下全力支持科技創新,這種趕超願望應該是不錯的。但是在全社會浮躁的心態下,行政干預和社會的迫切願望給韓國研究人員施加的壓力很大,造假往往是在這種情況下造成的。”

  大學“怪現象”之二:熱衷社交,注重創收

  德國海德堡大學一位不願透露姓名的華人教授告訴記者,他畢業於清華大學物理系,現在和國內學術界有廣泛的交流。談起中國中學生的數理化能力,很多國際著名學者都會讚不絕口,但國際數理化界享有盛譽的大師級人物在中國卻為數不多。中國在數學研究領域投入的經費和硬體設備已經可以和發達國家相比,但現在能夠靜下心來做研究的人不多,“身邊的很多人都急於出成果,甚至有不少人為取得博士學位,願意付出100萬元。他們早已把學術研究看成一門生意。”“引進海外人才時把兼職硬說成全職。為爭院士落戶,高校不惜開出天價高薪。”

  慕尼克大學的胡安教授則認為,學術風氣浮躁,教授們應該負起一定責任。現在,不少國內大學的教授天天在跑會。他認識的一所進入“211工程”行列的高校校長,竟然帶了30名碩士生、博士生,相當於一個班。很多校長和教授沒有時間做學術研究,但手裏又有項目和充足的科研經費,所以就要多招些研究生,讓他們來完成項目,其結果可想而知。

  章教授曾在日本著名的文科國立大學——一橋大學任教,其研究領域是商學,目前已回到上海的高校任教。章教授認為,商學最基本的工作是企業調查。只有對企業的財務有較詳盡的調查,才能對其經營提出一套理論建議來。“但是,我很少看到我們大學的教師去企業調查。”相反,章教授看到的是另一種景象∶教授們不斷去外面講課,講解從美國翻譯過來的經營理論,而案例分析則是從中國雜誌上剪下來的企業資訊。“靠這些,我們的教授可能成為經濟上富有的人,但卻很難成為在國際學術界有建樹的學者。”

  針對這一現象,新加坡國立大學的學者介紹說,新加坡就沒有教師擅自出外講學賺錢的現象。新加坡的大學裏有嚴格的管理制度,一、規定教師是全職,在沒有批准的情況下,不能在其他地方任教;二、對教師為其他機構擔任顧問的時間也進行嚴格規定,即不超過整個工作時間的20%,而且要向學校申請,得到批准後方可擔任,獲得的酬勞也要分一部分給學校;三、教師出外開會,也要向學校請假,不得擅自出去。新加坡有一套嚴格的請假管理制度,學校教師一年只有28天假期。相比較而言,美國大學則不同。美國大學給教師發9個月的工資,其餘時間就靠自己另謀途徑,因而才會有那麼多來自美國的訪問學者、專家到國內任客座教授。

  目前就職於新加坡南洋理工大學生物工程系的張教授對記者說,“在任何一個社會中,能夠真正從事學術研究的只有很少的人,但現在,國內的情況卻是人人談學術,似乎誰都能搞科研,這是應該制止的。”目前,國內各大學研究生與學位教育的“產業化”、“市場化”現象仍然如火如荼,高官“拿”博士、大款“捐”博士的狀況仍屢禁不止。這種假文憑一旦充斥社會,必將損害中國高等教育的學位含金量。 

 大學“怪現象”之三:師生一氣,互搭便車

  老師要利用學生做廉價勞動力,學生也需要老師關照,這在中國大學中也是比較普遍的現象。提到這一點,曾在日本一橋大學教書的章教授也是感慨頗多,他對記者說:“在審查學生的畢業論文時,有時會不知如何是好。不是研究生讀書不多,是做學問的基本功底欠缺了一些。這樣的論文水準,要是在一橋大學,恐怕一篇也不能給及格。”章教授說,研究生論文的末尾列出了一長串參考文獻,其中很多根本和論文無關。“這樣的文獻也能堂而皇之地列在論文後面?導師究竟看過論文沒有?”

  柏林學者楊紅教授也向記者談了她的所見所聞。教育部要搞本科教學評估,一所著名高校就為此忙碌一年:不及格的試卷叫學生重新填一份;碩士研究生沒有什麼條件可以做科研,卻一年年擴招;發表文章得交錢;有些老師整堂課沒來上課,叫學生白等。學生在那種人浮於事的風氣下也不務正業,平時不學,考試作假。一些本科畢業生畢業論文中翻譯一篇自選英文文獻,幾乎沒有一個將英文論文的標題翻譯對了的,老師只好代勞。

  對於以上提到的大學種種“怪現象”,各國華人學者紛紛提出自己的想法和建議。很多人認為,造成高校這一現狀的原因是由於國內缺乏學術規範教育和學術倫理教育、缺乏規範的學位機制和成果發表機制。因此,應該讓學術回歸學術,在大學裏恢復純潔的文化土壤和學術氛圍,在全社會形成尊重學術的風氣。“對從事科學研究特別是基礎研究的人員,不宜用過於機械的指標進行與科研週期相比期限太短的考核。而對有特殊貢獻的院士與名教授,學校應當充分信賴、免予考核,讓他們潛心做學問、搞科研。”

  華人學者們普遍認為,要徹底改變高等教育的不良風氣,需要政府、社會和高校的齊心協力。比如,在德國就規定教授不能到校外兼職;教授工作還要接受學生的評分;每年,審計部門對學校經費使用進行審核;政府將經費下放給各個學術組織,民主推薦優秀人才進入院士行列等。

  在東京大學工作多年的靳飛教授對記者說:“亞洲大學中,東京大學算是歷史比較長的,有130年的時間。但亞洲的辦學方式都是從西方引進來的,本來不是本土文化中生長出的樹木,在風雨中成長了100多年後,各種問題隨之而來,這也是自然的。不僅中國的大學有問題,日本的大學同樣存在很多問題,只是問題的性質、表現方式不同。”靳教授認為,本來我們有自己做學問的方法,但在受到西方教育方式的衝擊後,過去的不能用了,新的又用不好。“特別是這兩年,隨著大學教育的普及,以前積累的許多問題開始暴露出來。要想用幾年時間解決大學的問題,談何容易?關鍵是在探索中摸索出一條適合我們自己的大學之路。而這中間是免不了要交些學費的。”

  在採訪的最後,記者提出一個問題,如果國內外有同等的學術環境,他們願不願意回國做研究和教學,得到的答案全是“願意”。
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1993 – 2016: (15) : “The Characteristics of the Era Determine the International Politics of the Day” Chapter Fifteen of “The Logic of Politics” 王沪宁等著《政治的逻辑》

Chapter 15 of The Logic of Politics: Principles of Marxist Political Science

Chapter 15 argues that the “overall pattern” of international politics is always in the end shaped by the defining characteristics of its historical era. The Marxist theory of international relations systematically traces those characteristics in the development of capitalism, imperialism, class relations, and state power. Setting out from a portrayal of modern international society as a world system spawned by capitalist commodity production: the rise of modern nation-states, the formation of an international division of labor in a world market, and the tightening of cross-border interdependencies. Early modern international relations began not as mutually beneficial exchanges but by colonial expansion and commercial wars that violently integrated peripheral regions into a global order run by capitalist, imperialist powers at its center.

The Logic of Politics 王沪宁等著《政治的逻辑》

International alignments and conflicts cannot be understood as merely relations among nations; they are also structured by class polarization and the way that ruling classes pursue their interests through the states they have shaped to serve themselves. International conflict and cooperation have a class character.  Capitalist states compete but they can also coordinate to suppress revolutionary movements that threaten them all.  National liberation movements got a heightened class significance in the imperialist era. With the world divided into oppressor and oppressed nations, the anti-colonial struggle becomes intertwined with broader fights against capitalist domination both within and without the capitalist states at the center of the world system. Yet international politics cannot be reduced entirely to “international class politics.” States remain the main actors in international relations.  State interests and strategies must be analyzed as a concrete historical reality especially as socialist states confront the practical tasks of survival and development in a hostile world.

A central dynamic in this process is explained by the theory of “uneven development” — a general law of historical development.  Under monopoly capitalism, leapfrogging shifts in relative power among competing capitalist states drives imperial rivalries, the formation and dissolution of colonial empires and world war. War and peace are continuations of politics—both rooted in specific historical conditions and class structures. Just wars can be distinguished from unjust wars by looking at their social content and political aims.

“Peaceful Coexistence” is the basic principle for managing international relations in the transitional epoch in which different social systems coexist, highlighting its scope (inter-state relations rather than domestic class relations). It is tied to the struggle against coercive power politics and extends to relations among socialist states as well. This principle, based on sovereignty, equality, and non-interference, culminated in the Five Principles of Peaceful Coexistence advanced by China and, in the post–World War II context, strategic formulations such as the “Three Worlds” perspective propounded by Comrade Mao Zedong.  

Chapters Eleven and Fifteen of The Logic of Politics was written by Liu Huihua 刘慧华 and edited by Wang Huning. Liu Huihua’s research focused on China’s Foreign Aid, International Development Cooperation, and Diplomacy and International Relations. Liu Huihua is the co-author of the 2017 book 中國對外援助:理論與實踐 [China’s Foreign Assistance: Theory and Practice]. Liu Huihua was one of Fudan University’s first PhDs in international relations. She later went to the United States to do research at the Fairbank Center at Harvard.


The Logic of Politics: Principles of Marxist Political Science translated in full with citations to sources and context to sources added:

Sources of quoted text are usually not provided in the Chinese text. Source citations have been found and added to the translated English text.

The Chinese text of Chapter Fifteen follows the English translation.


Chapter 15: The Characteristics of the Era Determine the International Politics of the Day

The works of classic Marxist writers contain a rich set of principles and methodological approaches to international politics. From Marxist theories of primitive accumulation, colonialism, national liberation, proletarian revolution, and imperialism, we can summarize several basic principles of Marxist international political theory. One of these fundamental viewpoints is that the characteristics of a given historical era determine the overall configuration of international politics. This perspective is essential for examining international relations from a Marxist viewpoint.

Before capitalism, international society lacked tight connections, and international relations were underdeveloped. Capitalist commodity production spurred the formation of the modern nation-state and an international division of labor, leading to the emergence of a world market. This made international relations closer than ever before and ushered international politics into a new historical period. Colonial expansion and commercial wars marked the beginning of modern international relations.

Section One: Modern international society is a world system

I. Capitalism prompted the formation of modern nation-states

Before capitalism, the world was loosely connected. Households and villages existed as independently as possible without frequent, large-scale, stable communications among them. Medieval or feudal states were formed by combining these similarly structured units, much like a sack of potatoes is made up of individual potatoes. The socioeconomic structures of Western European states, which were characterized by aristocratic, estate-based absolutism, and Eastern European states, which were characterized by centralized bureaucratic rule, were both of this kind. These traditional states constituted the main body of pre-capitalist international society. If traditional states were loosely structured internally, international society was even more isolated and separated. The main forms of relations among states were war, missionary activity, pilgrimages in search of scriptures, travel, and ancient commercial activity, namely the long-distance transport of luxury goods. Even these activities were small-scale, infrequent, and regional. At this point, international relations were still in a natural, primitive, and underdeveloped state.

The emergence of capitalism led to an unprecedented level of international integration. Traditional forms of state organization evolved into modern nation-states. The establishment of an international division of labor and the formation of the world market bound the world together as an organic whole, giving rise to a global system of international relations. Thus, the development of international politics entered a new historical era.

The nation-state is the principal actor in modern international relations. Its rise propelled international politics into a new stage and transformed international society. Marxism’s most significant contribution to the theory of international politics is its explanation of the formation of the nation-state because the characteristics of the primary actors in international affairs influence the nature of international social relations. The modern nation-state emerged alongside the formation of nations and the development of capitalist commodity exchange. It first appeared in Western Europe, where capitalism arose earlier than elsewhere. Studying the characteristics of states in two different historical periods is significant for analyzing their respective times’ international social relations.

First, the traditional state in the pre-capitalist era was loose and static, determined by the self-sufficient natural economy of the time. Marx argued that serfdom in Western Europe had already ceased to exist on the eve of the capitalist revolution: the majority of the population were free smallholding peasants, although their ownership was concealed behind feudal facades. These peasants were numerous and had similar living conditions, but they did not interact with one another. Their mode of production did not bring them into mutual interaction; rather, it isolated them from one another. This isolation was further intensified by the time’s poor communication systems and peasant poverty. The terrain on which they produced—the small plot—did not allow for division of labor in cultivation or application of science.

Thus, there was no multifarious development, diversity of talents, or rich network of social relations. Almost every peasant household was self-sufficient, producing most of what it consumed directly; consequently, it obtained its means of subsistence largely through exchange with nature rather than society. The landscape consisted of small plots of land, each with a peasant and a family. A number of these units formed a village, and villages combined into larger administrative units, thus constituting the state. In short, on the eve of capitalism, the principal unit of production in Western Europe—the small peasant household—existed like scattered grains of sand, each on its own and encompassed by the state machine. Tracing back to earlier periods of slavery and serfdom, society was fragmented by an even more self-contained manorial economy.

The fragmented nature of traditional societies is determined by the characteristics of their modes of production. The process of production is repeated on the same scale and basis. Examples include the corvée economy of landlords, the natural economy of peasants, and the artisan production of industrialists. Under the old mode of production, economic units could exist for centuries without changing in character or size and without extending beyond the landlord’s hereditary estate, the village, or the small neighboring market of rural artisans and small-scale producers.

Pre-capitalist production focuses on creating products rather than commodities. Its aim is concrete material satisfaction and enjoyment, not abstract exchange value.

“In a given socio-economic formation where use-value rather than exchange-value predominates, surplus labor is restricted by a narrow circle of wants. The nature of production itself does not call forth unlimited desire for surplus labor.”

Therefore

“in the southern states of the American union, when the purpose of production was mainly to satisfy local needs, black labor was mildly patriarchal. However, as soon as the export of cotton became of vital interest to those states, the overworking of the Negro and the consumption of his life through seven years of labor became a factor in a calculated and calculating system. The goal was no longer to obtain a certain quantity of useful products from him, but rather to produce surplus value itself.”

Karl Marx. Capital Volume One, Chapter Ten: The Working-Day

The self-sufficiency, simple repetition, and pursuit of use-value of economic activity determine the social features of the pre-capitalist state: dispersion, stagnation, and conservatism. There is little internal impetus pushing small producers’ operations beyond the limits of the village community, local market, region, or state, which would link them together and integrate the world.

The looseness and immobility of traditional states also mean that the international environment is isolated and static. There is no indispensable, interdependent relationship among states. Wars are waged to plunder goods and extract tribute rather than to compete for markets and raw materials. Commercial activity mainly consists of trading luxury goods consumed by the ruling classes rather than continuing production. The few contacts that did occur were mostly regional and partial. International relations in the modern sense did not yet exist.

Second, the development of the capitalist commodity economy facilitated the establishment of the modern nation-state. The capitalist commodity economy aims to pursue exchange and surplus value, providing a perpetual driving force for commodity exchange and the continuous expansion of markets. This expansion compels the capitalist mode of production to repeatedly refashion itself and expand production without limit. As Marx and Engels wrote in The Communist Manifesto,

wherever the bourgeoisie has taken power, it has shattered “feudal, patriarchal, idyllic” relations, leaving “cash payment” as the dominant tie between people. Yet, this kind of economic tie has linked people together more tightly than any other.

Karl Marx and Friedrich Engels, The Communist Manifesto, Chapter I. Bourgeois and Proletarians

The capitalist system of commodity production is opposed to the feudal natural economy and personal status hierarchy. The further development of commodity production necessarily demands the abolition of the status hierarchy and the elimination of class privileges, while destroying the natural economy. Abolishing feudal institutions and the guild system, which obstruct the development of commodity production, requires the free buying and selling of labor and commodities.

The abolition of feudal and guild institutions is reflected in economic policy as liberalism, the opposite of feudal and guild arrangements. The democratic ideology advanced by the bourgeoisie led to a bourgeois democratic revolution that eliminated the privileges of the feudal estates. As liberal economic policies developed, they used laws and decrees to dismantle feudal and guild institutions, allowing a domestic capitalist market to emerge and grow.

As the domestic market formed and expanded, people of different races came to live within a unified economic territory. They developed a unified language and shared a common economic life and psychological dispositions. A community constituted by such a population was no longer formed on the basis of bloodline. Instead, it became a modern nation. Based on nation formation and the nation’s territory, the demand arose to establish a nation-state, or political nationalism. The core issue is that the nation possesses sovereignty and the right to establish itself as an independent state. The purpose of the nation-state is to develop capitalist commodity production, open and protect the domestic market, and prevent interference from other forces.

The formation of the nation-state marks the transition from the underdeveloped international relations of ancient political societies to the more developed international relations of modern political societies. The nation-state nurtured the growth of the capitalist commodity economy. However, as capitalism developed further, relations of commodity exchange inevitably crossed national borders and moved toward the global market.

As Lenin notes in The Development of Capitalism in Russia,

“capitalism arises only from widely developed commodity circulation that transcends state boundaries. Thus, a capitalist nation without foreign trade is inconceivable.”

Vladimir Ilyich Lenin, The DEVELOPMENT of CAPITALISM in RUSSIA
Chapter I. The Theoretical Mistakes of the Narodnik Economists
VIII. Why Does the Capitalist Nation Need a Foreign Market?

The constant need to expand product markets drives the bourgeoisie across the globe. They must establish enterprises and connections everywhere. After breaking through the barriers of old states and promoting the formation of nation-states, the capitalist commodity economy accumulated the power to integrate the world under the protection of the nation-state.

II. Capitalism’s development has integrated the world into a single economic organism

The constant aim of capitalist commodity production is to invest the least amount of capital possible in order to generate the greatest amount of surplus value (or surplus product). In practice, this “greatest possible amount” has no real limit. Lenin summed it up as follows:

“The law of capitalist production, on the contrary, is the constant transformation of modes of production and the unrestricted growth of production scale.”

Vladimir Ilyich Lenin, The DEVELOPMENT of CAPITALISM in RUSSIA
Chapter I. The Theoretical Mistakes of the Narodnik Economists
VIII. Why Does the Capitalist Nation Need a Foreign Market?

After establishing nation-states (both single-nation and multiethnic) on a national foundation, the further development of commodity production and exchange—together with the transformation of a country’s currency into world money—transformed bourgeois commodity producers into cosmopolitans. They had to transcend the boundaries of the nation-state, expand, and seize larger markets to secure greater sales and profits.

First, in the 14th and 15th centuries, as capitalism began to emerge, the northern Italian city-states had already become Europe’s trading center. By the end of the fifteenth century, the discovery of sea routes to the Americas and the East Indies meant that the market had become a reality and was growing into a global market. During this period, Europe’s commercial center shifted from the Mediterranean region to the Atlantic seaboard, and trade extended as far as Asia, Africa, and the Americas.

The world market is the historical precondition and outcome of the capitalist mode of production. The formation of the new world market created the conditions for the establishment of capitalism: it hastened the collapse of feudalism and promoted the consolidation of capitalist relations. Thus,

“the modern history of capital dates from the creation of a world-embracing commerce and market in the 16th century.”

Karl Marx. Capital Volume One, Part II: The Transformation of Money into Capital
Chapter Four: The General Formula for Capital

From the 1760s to the 1860s, Britain and other advanced countries successively completed the Industrial Revolution, transitioning from manufacturing to large-scale machinery. Industrial and agricultural production, along with transportation, developed at an unprecedented pace, and the capitalist mode of production won a worldwide victory. As Marx and Engels observed:

“The bourgeoisie, during its rule of scarce one hundred years, has created more massive and colossal productive forces than have all preceding generations together.”

Karl Marx and Friedrich Engels, The Communist Manifesto, Chapter I. Bourgeois and Proletarians

Second, the widespread adoption of machinery and the rapid growth of productive forces during the Industrial Revolution further expanded the social division of labor. This expansion quickly extended into the international arena, forming an international division-of-labor system suited to the capitalist mode of production. This system turned one part of the globe into an agricultural region that served an industrial region. This division arose because industrially advanced countries could produce industrial goods more cheaply, while industrially backward countries could produce agricultural products more cheaply. Essentially, the relationship between “industrial countries” and “agricultural countries” is that of capitalist metropoles to colonies because the formation of this international division of labor was a process of capitalist economic expansion into which vast numbers of underdeveloped countries and regions were forced.

With the rapid improvement of all instruments of production and the immense convenience of transportation, the bourgeoisie drew all nations into civilization. The low price of its commodities was the heavy artillery with which it overcame every “Great Wall” and conquered the most stubborn xenophobia of the peoples of backward countries and regions. As advanced countries’ manufactured goods destroyed foreign handicraft production, they compelled foreign lands to become their sources of raw materials. To achieve this, they first had to dismantle the socioeconomic structure of colonial and dependent countries, which combined small-scale agriculture with household handicrafts.

Third, under the new international division of labor system, every country’s production and consumption became global. Large-scale industries no longer processed local raw materials, but rather, raw materials from distant regions. Their products were consumed not only at home, but also around the world. Old needs that were met by domestic products were replaced by new needs that had to be met by products from faraway countries and regions. The former state of local and national self-sufficiency and isolation was replaced by multifaceted intercourse and interdependence among nations. This was true of material production and spiritual (cultural) production. The intellectual products of all nations became common property. National one-sidedness and narrow limitations became increasingly impossible, and a world literature arose from many national and local literatures.

The world became ever more tightly knit into a single whole. Large-scale industry

“produced world history for the first time because it made the satisfaction of the needs of every civilized country and every individual within those countries dependent on the whole world. It abolished the previously natural condition of isolation among countries.”

Karl Marx, The German Ideology, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
C. The Real Basis of Ideology

Over a century ago, Marx clearly and unambiguously pointed to the trend that the world would become increasingly interdependent. For a long time, Western academia neglected this idea, but in the second half of the 20th century, when interdependence became more apparent, people recognized the theoretical value of Marx’s argument. Today, interdependence theory is a popular topic in Western international political studies.

The capitalist mode of production has spread triumphantly across the world. The formation of the international division of labor and the world market has tied the world together as a single economic entity—a significant historical development. Yet, this progress was achieved amid bloodshed and chaos.

III. The colonial system and commercial wars marked the beginning of modern international relations

Driven by competition and the pursuit of surplus value, the scale of capitalist production and business activity is bound to surpass the boundaries of the nation-state.

“Large-scale industry links the peoples of all countries together, merging all local markets into one world market. It clears the ground everywhere for civilization and progress and ensures that whatever happens in the civilized countries necessarily affects all other countries.”

Frederick Engels 1847, The Principles of Communism

For those “other countries,” however, this influence is passive—imposed by the industrial powers.

In agrarian countries and regions that were still in a pre-capitalist stage of development, basic production was organized around the household, combining agriculture with handicrafts. Such societies could not produce the raw materials demanded by industrial countries on a large scale as commodities, nor could they absorb the mass of manufactured goods produced by machine-based large industry in industrial countries. These societies remained at a stage of self-sufficient, product-based economies with neither the capacity nor the need for large-scale commodity exchange.

Accordingly, the early capitalist pattern of international relations was as follows: advanced capitalist industrial countries stood on one side. Their commodity-exchange economy, based on large-scale machine industry, greatly accelerated the development of productive forces. Their industrial goods were inexpensive, and they required vast quantities of industrial raw materials and grain. On the other side were agrarian countries that were still in a pre-capitalist stage. There, production was closed, static, and locked into a simple cycle of reproduction. Little surplus product was available for exchange. Yet the bourgeoisie’s faith in carrying out its “civilizing mission” was unwavering.

“Just as it has made the countryside subordinate to the town, so it has made barbarian and semi-barbarian countries dependent on civilized ones, nations of peasants dependent on nations of bourgeois, the East dependent on the West.”

Karl Marx and Friedrich Engels, The Communist Manifesto, I. Bourgeois and Proletarians

As the bourgeoisie carried out this “civilizing mission” around the world, the barbaric and cruel atrocities they inflicted on enslaved peoples were unmatched in any era by any savage taste for blood or brutality. In its homeland, the bourgeoisie puts on a respectable face. But once it reaches the colonies, it no longer bothers to hide anything.

In the seventeenth century, the Dutch Republic was the model capitalist country. Its history of running colonies is “one of the most extraordinary tales of treachery, bribery, massacre, and meanness.” Most notably, the Dutch operated a kidnapping system on the island of Sulawesi to supply Java with slaves. To this end, they trained a group of kidnappers. These kidnappers, interpreters, and sellers were the main agents of this trade, with native princes serving as the chief sellers. The abducted young people were held in secret prisons on Sulawesi until they were old enough to be loaded onto slave ships.

To seize Malacca, the Dutch bribed the Portuguese governor, who let them into the city in 1641. To “save” the £21,875 bribe, they immediately went to the governor’s residence and killed him. Wherever they went, devastation and depopulation followed. For example, in 1750, the Banyuwangi region of Java had more than 80,000 inhabitants, but by 1811, that number had dwindled to only 8,000. That is sweet commerce! [Translator’s note: Some exaggerations in this account drawn from Karl Marx. Capital Volume One, Chapter Thirty-One: Genesis of the Industrial Capitalist]

Besides holding political power in the East Indies, the British East India Company also held monopolies over the tea trade, trade with China, and shipping goods to and from Europe. Meanwhile, the Company’s senior employees monopolized coastal shipping in India, inter-island shipping, and inland trade. Monopolies on prawns, opium, betel nuts, and other goods became inexhaustible sources of wealth. These employees set their own prices and extorted the unfortunate Indians at will. The governor-general also participated in this private trade. Between 1769 and 1770, the British engineered a famine by buying up all the rice and refusing to sell it except at outrageous prices.

In plantation colonies geared exclusively toward export trade, such as those in the West Indies, and in resource-rich, densely populated countries handed over for plundering, such as Mexico and the East Indies, the treatment of the native population was, of course, the most horrific. In 1703, the Puritans of New England voted in their legislative assembly to pay a bounty of £40 for each scalp of an Indian or captured “redskin.” By 1720, the bounty had increased to £100 per scalp. After a tribe in Massachusetts Bay was declared rebellious in 1744, the authorities set the following rewards: £100 in new currency for the scalp of a male aged twelve or older, £105 for the capture of an adult male, £50 for the capture of a woman or child, and £50 for the scalp of a woman or child.

The colonial system greatly promoted trade and shipping development, becoming a powerful means of capital accumulation. The colonies provided markets for rapidly growing manufactures and guaranteed accelerated accumulation through monopoly control of those markets. Wealth seized outside of Europe through straightforward plunder, enslavement, and murder streamed back to the mother country, where it was transformed into capital.

Marx said:

“The discovery of gold and silver deposits in the Americas, the extermination and enslavement of the continent’s indigenous peoples, the conquest and plundering that began in the East Indies, and the transformation of Africa into a preserve for the commercial hunting of its people all signaled the dawn of the capitalist era.” Close on its heels came the commercial war of the European nations, with the globe as its theater. That war began with the Netherlands’ revolt from Spain, grew to enormous proportions in the Anti-Jacobin War in Britain, and continued in the Opium Wars against China.”

Karl Marx. Capital Volume One, Chapter Thirty-One: Genesis of the Industrial Capitalist

Thus, the colonial system and commercial wars of capitalism marked the beginning of modern international relations.

Section Two: The international political configuration is shaped by class division

I. The polarization of class relations changes the defining features of the international political configuration

Marxism holds that the international political configuration is ultimately divided along class lines rather than nation-state lines because class divisions run deeper than those between nation-states. In capitalist countries, as class relations become increasingly simplified, the class character of the nation-state becomes ever more pronounced, making class a new and more decisive unit of action in international society. Analyzing international political affairs from the standpoint of class is a defining characteristic of Marxist international political theory.

One striking feature of the capitalist era is the simplification of class antagonisms. Society increasingly splits into two hostile camps: the bourgeoisie and the proletariat. All intermediate classes will eventually differentiate and join one of these two camps. Just as the emergence of the nation-state dramatically altered the nature of traditional international politics, the growing polarization of class relations in capitalist society reshapes the international political landscape and distribution of power. Class becomes a major actor in international society, and the national character of the state yields to its class character. Class-based states carry more decisive significance and substantive content than nationally defined states.

This is because class belonging has more immediate material stakes for every member of human society than national belonging does. Class determines living conditions and individual fate, placing individuals under its sway. Members of a dominant nation may be ruled, but members of a ruling class certainly rule. A nation is composed of classes, with one class oppressing another. The concept of “nation” does not reflect each person’s actual social position; rather, it conceals the essence of the opposition between the two classes. According to Marxism, once the world has become an economic organism and class antagonisms have become more apparent, international society will increasingly divide along class lines into two opposing political forces. Therefore, the international political configuration will undergo profound change.

II. International Conflict and Cooperation Have a Class Character

From a Marxist perspective, conflicts between class societies are not conflicts between entire nations; rather, they are conflicts between the ruling classes that dominate each country. This is especially evident in capitalist societies, where class relations are more explicit. In essence, conflict between capitalist states is conflict between the bourgeoisies of the two countries. As mentioned earlier, once the bourgeoisie becomes the ruling class, it becomes the nation’s class. The bourgeoisies of the world are divided into British, French, German, and so on. The bourgeoisie in each country has its own class interests, which are concealed beneath “national interests.” Conflict arises when the interests of one country’s bourgeoisie harm—or even surpass—the interests of another country’s bourgeoisie. The drive to continuously expand markets for products and sources of raw materials compels the bourgeoisie to range across the globe and extend the scope of economic activity as far as possible. This makes conflict among capitalist countries frequent and recurrent.

However, not all conflicts among capitalist countries are caused by an intensification of clashes between the interests of the bourgeoisies of two states. Some are triggered by a sharpening of conflict within a country between the proletariat and the bourgeoisie. Because the bourgeoisie, as the ruling class, can use conflict among nations to divert the public’s attention at home, ease the tension of domestic class antagonisms, and try to find “common ground” with the resisting class through an external confrontation—thereby postponing class struggle and preserving its rule. In that sense, such international conflict also has a pronounced class character. Engels said:

“To this day, the aim of all maneuvering and activity by all rulers and their diplomats can be reduced to one thing: to prolong the life of absolutist rule, they incite nations to slaughter one another and use one nation to oppress another.”

Friedrick Engels, 1847, Germany’s Foreign Policy

Bourgeois parties understand and exploit this. For that reason, Marxism repeatedly stresses:

“Proof of what the true social nature of the war is—or, more precisely, what its true class nature is—is naturally to be found not in the diplomatic history of the war, but in an analysis of the objective position of the ruling classes in all the belligerent countries.”

Vladimir Ilyich Lenin, Imperialism, the Highest Stage of Capitalism
A POPULAR OUTLINE
PREFACE TO THE FRENCH AND GERMAN EDITIONS

Only by seeing the class character of international conflict clearly can one grasp its essence.

Additionally, when bourgeois rule in a given country is in imminent danger or a bourgeois regime has been overthrown, the bourgeoisies of different countries temporarily cooperate to stifle the emerging proletarian power. The bourgeoisie experiences both conflict and cooperation because it must confront the common threat of proletarian revolution and jointly uphold the domination of capitalism worldwide. This common interest provides the basis for their temporary cooperation. In his speech “On Poland,” Marx said:

“The brotherhood of nations—this is at present a catchword on the lips of all parties, especially the bourgeois free traders. Indeed, a sort of brotherhood of nations of the bourgeoisie now exists. It is the brotherhood of the oppressors against the oppressed, of the exploiters against the exploited.” Although individual bourgeois compete with each other within one country, the bourgeoisie always unites against the proletariat of its own country. Likewise, although the bourgeoisies of different countries clash and compete with each other on the world market, they always unite against the proletariat of all countries.”

Karl Marx and Frederick Engels in Deutsche-Brüsseler-Zeitung, On Poland
Speeches at the International Meeting held in London on November 29,1847 to mark the 17th Anniversary of the Polish Uprising of 1830

“All the powers of old Europe—the Pope, the Tsar, Metternich, Guizot, French radicals, and German police—formed a holy alliance to drive out this specter: the specter of communism.”

Karl Marx and Friedrich Engels, The Communist Manifesto,

The bourgeoisie’s joint repression of the proletarian revolution was most evident during the Paris Commune. In 1871, France’s leaders started the Franco-Prussian War to distract from the revolutionary movement at home. The French army’s defeat left Paris in immediate peril. To defend Paris, the hastily assembled Government of National Defense had only one choice: to arm the Paris working class, forge them into a real military force, and harden their ranks through the experience of war. However, arming Paris meant arming the revolution.

Defeating the Prussian invaders would effectively mean that French workers had defeated French capitalists and the state parasites that served them. When “national duty” conflicted with class interest, the Government of National Defense did not hesitate: it became a government of national betrayal. Its first step was to send Thiers to lobby the European governments, begging them to intervene. After the most dreadful war of the modern era had ended, the victorious and defeated armies joined hands to slaughter the proletariat with equal brutality. When class rule could no longer be concealed beneath the cloak of “the nation,” governments revealed the international character of class domination. The Paris Commune was crushed by the combined forces of the international bourgeoisie and reactionaries.

The defeat of the Paris Commune did not put an end to the international struggle between the proletariat and the bourgeoisie. In fact, this great clash between the two major classes once again became the focal point of international politics in the early twentieth century. In 1917, the October Socialist Revolution in Russia succeeded, establishing Soviet power. Preoccupied with World War I, the imperialist powers adopted a unified hostile stance toward Soviet Russia. They rejected its peace initiatives, plotted anti-Soviet schemes, and backed uprisings by Russia’s counterrevolutionary forces in an attempt to strangle Soviet power in its cradle.

No sooner had the war ended than the Allied powers organized three armed attacks on Soviet Russia. Germany, battered to the brink of collapse during the war, violated the Brest-Litovsk Treaty it had signed with Soviet Russia, sending troops to occupy Crimea and the Baltic coast. Nevertheless, the proletarian regime demonstrated extraordinary vitality. It defeated the bourgeois world alliance and grew and consolidated relying on its own strength.

This shows that profound class causes exist not only in conflicts among capitalist states but also in their cooperation. The unity and opposition of bourgeois class interests determine both conflict and collaboration among capitalist countries.

The emergence of Soviet Russia fundamentally altered the landscape of international politics. For the first time in history, a state based on the dictatorship of the proletariat appeared, and the proletariat achieved political rule, rising to become

“the class of the nation.”

Karl Marx and Friedrich Engels, The Communist Manifesto,

Workers now had a homeland of their own, and class conflict in international politics took the form of conflict between states for the first time.

III. National liberation movements have class significance

From the standpoint of international politics, the historical period of capitalist free competition was a relatively “peaceful” era. During this time, capitalism had fully replaced feudalism in the advanced countries of Western Europe, allowing it to develop in a relatively stable and smooth manner. Capitalism expanded “peacefully” into vast regions that had not yet been occupied and into countries not yet fully drawn into the capitalist system. Of course, even during this period, the conditions created by “peaceful” capitalism—whether in a military sense or a broader class sense—were far from genuine “peace.” However, compared to the next era, which was marked by greater turbulence, abrupt change, catastrophe, and conflict, that earlier period was “peaceful enough.”

During this era of free competition, commodity exports and exchange were the main focus of the world market, and free trade was the primary external economic policy of many countries. The colonies held by capitalist metropoles existed separately. Although the metropoles exploited their colonies, this relationship appeared primarily as colonialism rather than imperialism because the metropole and the colony were not politically joined and did not form a colonial empire politically. Consequently, their relationship was characterized more by economic exploitation than political oppression.

Of course, national oppression did not vanish during the stage of free competition. It mainly existed within multiethnic states. During the rise of capitalism, a number of multiethnic states emerged in Eastern Europe. This was the result of the uneven and inadequate development of capitalist commodity production. Within traditional states, more advanced communities formed nations earlier and demanded the creation of nation-states.

By contrast, less developed communities had not yet formed nations, and capitalism had either not yet arisen or remained underdeveloped there. Advanced nations often used their greater strength to force less developed, surrounding communities into multiethnic states with themselves. Thus, the emergence of multiethnic states meant that the “central” nation oppressed the surrounding nations and that the advanced nations oppressed the backward ones. In short, national oppression existed before imperialism but only in limited, regional forms.

From the late nineteenth to the early twentieth century, imperialism divided the world into oppressor and oppressed nations, one of the defining features of the international political landscape in the imperialist era. As capitalism developed further, free competition was interrupted as large-scale production expanded and squeezed out small producers. Production and capital became highly concentrated, leading to the formation of monopoly organizations, such as cartels, syndicates, and trusts. These monopolies formed monopoly alliances.

First, they divided up the domestic market, and then they fully seized control of a country’s production. Domestic monopolies inevitably moved toward international monopolies because, under capitalism, the domestic market is necessarily connected to foreign markets. Capitalism had long since created a world market. As the export of capital increased and the largest monopoly alliances expanded their foreign and colonial connections, aggressively extending their “spheres of influence,” these alliances inevitably reached worldwide agreements, forming international cartels. Thus, the partition of the world shifted from colonial expansion into unoccupied territories to monopolistic possession of a world whose territories had already been carved up.

Monopoly leads to imperialism. Competition among imperialist powers caused metropoles to establish political ties with their colonies and dependent territories, forming colonial empires. The largest capitalist states had already divided up the entire world; a few colonial empires now encompassed every region. For the first time, the world was politically interconnected in the form of colonial empires, creating a monopolistic capitalist world system.

Each colonial empire consisted of a developed capitalist state at the center and a vast periphery of underdeveloped countries and regions. The relationship between the center and the periphery was that of oppressor versus oppressed nations. From the standpoint of international society as a whole, the world was divided into two groups: oppressor and oppressed nations. The contradiction between these groups constituted a major dimension of international politics at the time.

Perhaps more importantly, the national movements acquired a new, positive class meaning at this point. Liberation movements of oppressed nations became part of the proletariat’s socialist revolution. The imperialist era transformed national oppression from a partial, domestic problem into a global, universal phenomenon. The monopoly bourgeoisie exploits and oppresses not only other nations, but also the broad masses of its own people, above all the proletariat. A proletarian revolution aims to overthrow the domestic bourgeoisie’s rule. On the surface, a revolution of an oppressed nation aims to overthrow the rule of the oppressing nation. In reality, however, it aims to overthrow the oppression and exploitation carried out by the ruling class within the oppressing nation.

Thus, both the proletarian revolution and the national liberation movement target the bourgeoisie. These shared goals unite the proletariat with the oppressed masses, creating a single, coordinated force.

Typically, the interests of the national liberation movement and the revolutionary movement of the proletariat align. During the imperialist era, national movements were an indispensable force for the proletarian revolution’s victory. When a national movement conflicts with the proletariat’s socialist movement, the national movement should subordinate itself to the proletariat because only when all of humanity attains fundamental emancipation can national liberation and equality be fully realized. Only the proletariat’s socialist revolution can achieve this goal.

Thus, Marxism imbues questions of national oppression and liberation with deeper historical meaning and a distinct class character. Marxism links these issues to the interests of the proletarian revolution, incorporating them into the revolutionary proletariat. This shows that even in the imperialist era, class divisions in the international political landscape have profound real-world significance.

IV. The relationship between class and the state in the context of international politics

From a Marxist perspective, the state is a historical category. It is the product of irreconcilable class antagonisms, described as

“a machine for one class to suppress another” and

Vladimir Lenin, The State and Revolution
Class Society and the State

“a committee for managing the common affairs of the entire bourgeoisie.”

Karl Marx and Friedrich Engels, The Communist Manifesto, I. Bourgeois and Proletarians

“Workers have no country”

Karl Marx and Friedrich Engels, The Communist Manifesto, Chapter II. Proletarians and Communists

because modern industrial labor and capitalist oppression have stripped the proletariat of any genuine nationality. They have not yet risen to become a “national class.” These propositions reveal the state’s fundamental essence, providing a basis for analyzing its status and role in international society. Since international political relations transcend the boundaries of any single state, they cannot be studied using a completely “neutral” method that disregards their class content as if they were a natural science.

However, in the study of international politics, class subjectivity cannot be exaggerated without limit nor wholly replace the state as subject. Both the nature of the object being studied and the historical demands posed by the era require this.

First, international politics is not the same as international class politics. When studying states in international politics, one must not only consider the class character of different types of states but also analyze the characteristics and conduct of states as the basic units that comprise international society. As the primary actors in international relations, the external strategies and diplomatic activities of states generally represent the interests of the ruling class and, to a certain extent, the interests of other classes within the country. States in international politics have a class character and much more—it is precisely this “more” that constitutes the object of research in international politics.

Second, studying the role of the state in international politics is a historical requirement. Lenin had a famous line:

“The categorical requirement of Marxist theory in investigating any social question is that it be examined within definite historical limits.”

Vladimir Ilyich Lenin, The Right of Nations to Self-Determination, 2. THE HISTORICALLY CONCRETE PRESENTATION OF THE QUESTION

Similarly, Comrade Mao Zedong said that to study history, one must

“clarify the specific time and space in which the problem occurred and study it as a historical process under specific conditions.”

How to Study the History of the Chinese Communist Party” (March 30, 1942), in Mao’s Road to Power, Vol. 8 (PDF)

Likewise, a historical perspective is a basic requirement for our study of international politics.

When Marx founded scientific socialism, he aimed to guide the oppressed in finding liberation and establishing a superior social system. Therefore, when analyzing international events, he emphasized class more. History has proven that scientific socialism promotes social progress by awakening exploited classes and oppressed nations to rise up in revolutionary struggle against capitalism. Since the beginning of the 20th century, this revolution has made enormous advances worldwide. In some underdeveloped countries and regions, the proletariat has even seized state power.

New historical conditions made it difficult to achieve a socialist world revolution in the short run. Newly established proletarian regimes were faced with arduous tasks: developing the economy, raising living standards, and consolidating state power. The main internal conflict was no longer class struggle, but rather the development of underdeveloped productive forces and the resolution of the conflict between productive forces and relations of production. For a fairly long period, socialist countries had to coexist with capitalist countries. Formulating correct strategic guidelines and a foreign policy—safeguarding a peaceful international environment and learning from, drawing on, and absorbing the outstanding achievements of advanced countries (especially developed capitalist countries) as quickly as possible—became the foremost task for newly formed socialist states. Handling international relations rather than class relations became the primary issue.

In the arena of international politics, class relations transform into relations among states, and the state’s status as the primary actor becomes increasingly prominent. States with different social systems cannot replace state relations with class relations, and even socialist states, where the proletariat is in power, cannot replace state relations with “class fraternity.”

Most socialist states were founded on the basis of underdeveloped productive forces, and they differ in economic level, national characteristics, and historical legacy issues involving territory and religion. Mishandling relations between states will inevitably endanger unity among the proletariat of different countries. Following the October Revolution, Lenin’s policies of peaceful diplomacy and national self-determination made significant contributions to the Marxist theory of international politics.

In short, international politics and class politics are not completely identical. When researching international politics, merely pointing out the class character of the state is not enough. As the primary actor in international politics, we must analyze the state’s interests as a whole, its external strategy, and its participation in international cooperation, competition, and conflict.

Section Three: Uneven Development in International Economic and Political Development

  1. Uneven development is a general law of human social evolution

Marxism’s dynamic theory for analyzing changes in the international political configuration, uneven development is an important component of Marxist international political theory. According to this theory, uneven international economic and political development is a general law of human social development that exists in all historical periods. However, its intensity differs across social formations and stages of development within them, as do the political significance and international consequences it produces. In the imperialist era, this law manifests itself particularly saliently: its political significance and international consequences are to trigger an imperialist war and redivide the scope of colonial empires according to a new balance of forces.

First, the law of uneven development in international economic and political development is not unique to the capitalist era. Rather, it is a general law of human social evolution that existed in pre-capitalist historical development as well. Initially, nature was the dominant force shaping economic development and social progress:

“Nature first appears as an entirely foreign, omnipotent, and impregnable force, standing in opposition to humans. Their relationship with it is purely animalistic, as they submit to its power like beasts.”

Karl Marx. The German Ideology. 1845, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
A. Idealism and Materialism

Because different races or nations lived in different natural environments, they formed different social organizational structures, developed different modes of production, and progressed unevenly. This planted the “seeds” of later uneven development. These different social structures and modes of production generate different speeds of development and tempos of evolution, further intensifying uneven development among different races and countries. If we take a cross-section of any historical moment, we will see multiple social formations and modes of production coexisting—stone tools alongside bronze tools, iron tools, and even machines. Uneven development among countries and societies is an absolute law of historical progress.

Although international economic and political development was uneven before capitalism, these disparities did not have significant political or international consequences. This was because international relations were relatively independent and isolated. There were no large-scale, regular organic links among states, so a country’s internal economic and political activity was minimally affected by international society. Although countries developed at different speeds, this did not prevent them from continuing to exist in their own ways and at their own pace. For this reason, the law of uneven international economic and political development did not play a significant historical role from the standpoint of international politics. It simply existed as an objective phenomenon.

Second, the capitalist mode of production exacerbates uneven international economic and political development. Capitalist production is commodity production, and uneven development is an inherent characteristic of commodity production. Commodities are exchanged according to their value, which is determined by the amount of socially necessary labor required to produce them. Consequently, commodities that meet social needs and have relatively high labor productivity expand in production more rapidly.

In a capitalist system, the law of surplus value regulates proportional relations among production sectors. However, the operation of the law of surplus value causes the sector producing capital goods to develop fastest, the sector producing consumer goods for production to develop at a moderate pace, and the sector producing consumer goods to develop slowest. During periods of technological change, sectors burdened with old fixed capital develop more slowly, while sectors not burdened with old fixed capital develop more quickly. When these three principles are applied to different capitalist countries, they generate different rates of development, intensifying the degree of uneven development internationally.

However, the operation of the law of surplus value causes the sector producing capital goods to develop fastest, the sector producing consumer goods for production to develop at a moderate pace, and the sector producing consumer goods to develop slowest. During periods of technological change, sectors burdened with old fixed capital develop more slowly, while sectors not burdened with old fixed capital develop more quickly. When these three principles are applied to different capitalist countries, they generate different rates of development, intensifying the degree of uneven development internationally.

In short, uneven development among capitalist countries does intensify, but in the free-competition stage it intensifies gradually rather than in leaps. That is one side of the issue. On the other side, the emergence of capitalism widened the gap between capitalist and non-capitalist countries.

  • First, because the capitalist mode of production is more advanced, capitalist countries develop far more rapidly than non-capitalist countries.
  • Second, ever since the industrial revolution turned capitalist countries into industrial countries and non-capitalist countries into agricultural countries, the former have developed faster both because they exchange a small amount of labor for a large amount of labor and because they produce more “means of production for producing means of production,” whereas the latter develop more slowly for the opposite reasons.

Capitalism has brought about an international division of labor, created a world market, and integrated the world into a single economic and political entity. In this kind of environment, uneven development among countries has corresponding political consequences.

During this period, some parts of the globe had not yet been seized by advanced capitalist powers. Therefore, when late-developing capitalist countries rose and expanded, they could generally do so peacefully without triggering wars between states. Even when wars occurred, such as the Anglo-French wars of the eighteenth century and the Franco-Prussian War of the nineteenth century, they were essentially wars between two countries, not world wars fought by blocs of states. Their effects were limited and regional.

Colonialist expansion and commercial wars emerged between the capitalist countries and non-capitalist countries outside of Western Europe. Japan and the United States later developed into major capitalist powers. The former became capitalist metropoles and the latter became colonies. The relationship between them was one of exploitation and being exploited.

II. The Formation of Monopolies Accelerates Uneven Development

The shift in capitalism from free competition to monopoly accelerated the pace of development. The emergence of monopolies is the result of the self-regulation and partial qualitative change of capitalist production relations; their appearance conformed to the historical needs of large-scale socialized production.

(1) In the form of joint-stock companies, monopoly organizations accelerated the accumulation and concentration of capital. They met the socialized scale of investment demanded by the Second Industrial Revolution and made it possible to build gigantic industries, such as automobiles, shipbuilding, chemicals, steel, and rail transport, in a relatively short time. Marx said:

“If we had to wait for accumulation to make certain individual capitals grow to the point where they could build railways, there would be no railways to this day. But centralization, through joint-stock companies, accomplished this in the twinkling of an eye”,

Karl Marx. Capital Volume One, Chapter Twenty-Five: The General Law of Capitalist Accumulation

(2) Monopolies that grow out of free competition do not eliminate competition; rather, they coexist with it. Competition among monopoly firms is more intense and longer-lasting. They cannot maintain a monopoly position forever simply by buying up inventions or shelving technology. Ultimately, under competitive pressure, monopoly firms must develop technology, and high monopoly profits provide the financial guarantee for sustained, in-depth scientific and technological research.

(3) One of the main characteristics of capitalism in its monopoly stage is capital export. It inevitably affects the capitalist development of receiving countries, greatly accelerating it and, in turn, deepening and expanding the development of capitalism worldwide. As Lenin pointed out,

“To think that this tendency toward decay rules out the rapid growth of capitalism would be a mistake.” In the era of imperialism, certain industries, sectors of the bourgeoisie, and countries reveal this tendency to one degree or another. Taken as a whole, capitalism is developing far more rapidly than before.”

Vladimir Ilyich Lenin, Imperialism, the Highest Stage of Capitalism
A POPULAR OUTLINE
X. THE PLACE OF IMPERIALISM IN HISTORY

In other words, when viewed as an integrated world system, capitalism in the monopoly stage develops faster than in any earlier period.

However, although monopoly capitalism has developed faster than in any earlier period, the tendencies toward stagnation and decay distinctive of monopoly continue to operate. In certain periods, these tendencies can gain the upper hand in particular industries or countries. This uneven tendency is especially evident in the decay of countries with the greatest concentration of capital. During this time, the law of uneven development operates in a leap-like manner: Late-developing countries surpass advanced countries in a relatively short period, resulting in dramatic changes to the international political and economic landscape.

In economic competition, the most developed countries exhibit relative stagnation mainly for the following reasons:

First, the most developed capitalist countries have the highest degree of monopoly.

This monopoly inevitably gives rise to a tendency toward stagnation and decay. Once monopoly prices are established, even temporarily, the motive force of technical progress—and thus, to some extent, all other progress—disappears. Moreover, it becomes economically possible to deliberately retard technical progress.

Vladimir Ilyich Lenin, Imperialism, the Highest Stage of Capitalism
A POPULAR OUTLINE
VIII. PARASITISM AND DECAY OF CAPITALISM

Second, the richest countries have accumulated enormous amounts of capital and have become “overripe”; there are insufficient “profitable” outlets for investment given the backward state of agriculture and the poverty of the masses. Consequently, a large amount of “surplus capital” emerges, and exporting capital to more profitable, less developed countries becomes a natural progression. Lenin pointed out:

“The export of goods was typical of old capitalism, when free competition held undivided sway. Typical of the latest stage of capitalism, when monopolies rule, is the export of capital.”

Vladimir Ilyich Lenin, Imperialism, the Highest Stage of Capitalism
A POPULAR OUTLINE, IV. EXPORT OF CAPITAL

For developed countries, exporting capital has two adverse effects:

First, exporting capital reduces domestic investment in social reproduction. This undermines the maintenance of national economic vitality and expansion of the economic scale, causing the entire economy to develop a tendency toward stagnation. Conversely, the capital-importing country’s capitalist development is strengthened.

Second, unlike the export of commodities, the export of capital often comes with the most advanced production technology of the time. This allows the technology to take root in the capital-importing country. Some new technologies are not adopted even in the most advanced countries, often because older fixed capital gets in the way. Thus, the economic structure of the capital-importing country can advance rapidly, potentially surpassing the most advanced countries.

Based on the law of uneven development, Lenin predicted that, as the twentieth century began, world capitalism would advance at a faster pace, but countries would still develop at different rates. Among those with the greatest concentration of capital, he predicted that Britain’s economic stagnation would be the most pronounced. History has proven the scientific accuracy of this prediction.

III. The impact of modern uneven development on international politics

The uneven development of monopoly capitalism has significant implications for international politics. During this era, the sporadic nature of uneven international economic and political development impacted international politics in two ways.

First, this type of development drove capitalist metropoles and their colonies to become politically linked, forming colonial empires. Before the 1880s, modern colonial empires had not yet emerged. By that time, many Western European countries had been practicing colonialism since the period of primitive accumulation and had many colonies. However, these colonies existed independently and were not politically bound to the metropole to form a colonial empire. Even Britain, which had the largest number of colonies, was no exception.

Prior to 1875, Britain was far ahead in industrial production, foreign trade, and maritime shipping, occupying a position with no real rivals. Politically binding the colonies to the metropolis would have been superfluous.

After 1875, however, Britain’s relative advantage declined. Its pace of economic development slowed while Germany, the United States, and Belgium advanced rapidly. Competition among the major monopoly-capitalist countries grew increasingly intense. In these circumstances, securing and developing international markets often required diplomacy backed by force, such as carving out spheres of influence and organizing them politically in linkage with the metropole. Thus, colonial empires emerged in the international arena. Colonial empires led by a handful of advanced capitalist countries came to constitute a world system that encompassed the globe.

Second, sharp changes in the balance of power among monopoly-capitalist states sparked imperialist wars. As colonial empires emerged, the world’s territory was divided among the various capitalist countries and fixed in place through political and military institutions. This formed exclusive international political entities. The partition of the world among capitalist countries was carried out according to their relative strength, and the resulting international political configuration corresponded to the configuration of international power.

Yet, during the imperialist era, the law of uneven economic and political development asserted itself in an even more violent manner. Over comparatively short periods, the balance of power among the major capitalist powers often changed dramatically. Latecomer powers caught up with and surpassed the earlier leading powers. Meanwhile, the strongest powers with the deepest capital resources could fall into stagnation.

“Once the balance of power shifts, what solution to the contradictions can capitalism offer besides force?”

Vladimir Ilyich Lenin, Imperialism, the Highest Stage of Capitalism
A POPULAR OUTLINE, VII. IMPERIALISM AS A SPECIAL STAGE OF CAPITALISM

“Imperialist wars are absolutely inevitable under such an economic system as long as private property in the means of production exists.”

Vladimir Ilyich Lenin, Imperialism, the Highest Stage of Capitalism
A POPULAR OUTLINE, PREFACE TO THE FRENCH AND GERMAN EDITIONS

Each country had already “managed” its colonies and dependent states through political domination and military occupation. Colonial empires are exclusive; late-rising powers cannot overcome this division merely through economic strength. To repartition the world, they must resort to force.

In wartime, countries typically form two kinds of blocs: one that seeks to preserve the existing world order and one that seeks to alter it. Each side then drags its colonies and dependent states into the war. For this reason, imperialist wars arising from uneven development tend to be world wars. Before the imperialist era, wars were localized and could not reach a global scale. During the imperialist period, the worldwide nature of the rule pursued by major capitalist powers caused imperialist wars to expand to a global scale.

After World War II, the uneven development among major capitalist countries became more apparent. This confirmed the validity of Lenin’s theory of uneven development. To explain this phenomenon, Western international relations scholars have advanced various theories, including the theory of shifts in the world’s center of gravity, theories of hegemonic stability and structural change, and the “imperial trap” theory. However, most of these theories remain at the level of analyzing isolated elements—political, military, cultural, and so on—or offering descriptive accounts of historical evolution. Even the few that touch on economic factors tend to do so in an inconsequential way, such as discussing how product and business cycles affect shifts in the international configuration.

These theories are all somewhat plausible, and from different angles, they can help people understand the uneven development of the international political economy during a given period. However, they all have one shortcoming: they lack a historical perspective. They do not analyze how the law of uneven development manifests differently in various historical periods. These theories cannot explain how these uneven shifts unfolded in the past or will unfold in the future. Only an approach like Marxism, which penetrates to the level of relations of production and analyzes their differing characteristics in different social formations, can do so.

Section Four: War and Peace as the Continuation of Politics

There is no such thing as an abstract war or peace. They always reflect the specific historical circumstances, fundamental developmental trends, and objective patterns of a given era. War and peace are closely connected; they are two opposing states of society. Both have profound economic roots and a class nature, and both are the international continuation of domestic politics. This is the basic Marxist view of war and peace, succinctly expressed in Lenin’s statement:

“War is the continuation of policy by violent means. The ruling class of belligerent countries had already been pursuing this policy long before the war. A peace treaty is also a continuation of that policy, recording changes in the relations of hostile forces brought about by military operations. War itself does not alter the direction in which prewar policy develops; it only accelerates that development.”

Vladimir Ilyich Lenin, [with G. Y. Zinoviev][*]
Socialism and War, The Attitude of the Russian Social-Democratic Labour Party Towards the War

First, consider the class character of war. Although international war refers to a state of armed conflict between two or more countries, it is closely bound up with domestic politics. Marxism holds that the state is built on the opposition between the oppressing and the oppressed classes. The existence of the state only brings class struggle under a certain degree of control; it does not end class struggle. The state is an instrument by which the ruling class oppresses the ruled. Accordingly, the state’s activity represents the interests of the ruling class and embodies the ruling class’s will. International war is an external expression of domestic class politics and therefore has a profound class character.

More specifically, war is a broad and complex social phenomenon that does not refer only to organized combat operations. The course of armed conflict is interwoven with countless factors, but the class factor is the most important. The ruling class mobilizes the army, determines war aims, directs the war’s conduct, and uses its results to achieve its own class purposes. Therefore, to understand war, it is crucial to understand

“what kind of class character this war has, what gave rise to it, what classes are waging it, and what historical and historiographic conditions produced it.”

V. I. Lenin, War and Revolution, A LECTURE DELIVERED MAY 14 (27), 1917

This is true of international war and civil war, the latter of which often reveals the nature of class struggle more starkly.

Politics is the concentrated expression of economics. Therefore, war, as a means of political struggle, has an economic foundation, and every war is rooted in that foundation. With the advent of the capitalist era, the economic factors that induce war have steadily become more acute.

  • On the one hand, the worldwide character of capitalist production has greatly shortened distances among peoples and tightened their connections.
  • On the other hand, it opened the first act of modern international relations: colonial expansion and commercial wars.

Under imperialism, contradictions on a global scale intensify as never before. Competition among monopoly bourgeoisies led to two world wars, resulting in the unprecedented destruction of resources and mass slaughter. In short, the social nature of war is clarified by studying its causes and the class politics within it. The study of class politics must not be isolated. One must look at its longer-term expression, which is tightly linked to the era’s developmental tendencies. A deep analysis of the entire system of economic and political relations on a global scale is necessary. The nature of war is class-based.

Second, wars fall into two categories: just and unjust. This distinction is extremely important. As long as there are exploitative classes that rely on armed force to suppress oppressed peoples, and as long as there are oppressed nations or classes that are struggling to win independence or build a new society, we cannot oppose all wars. Throughout history, war has played both reactionary and progressive roles.

Thus Marxism distinguishes between just and unjust wars, and between wars waged by progressive classes and those waged by reactionary, decaying classes. Marxism resolutely opposes unjust wars, such as those fought for imperialist aggression. At the same time, Marxism supports the just actions of oppressed classes taking up arms in struggle and the peoples of all countries defending their national freedom and independence.

Marxism provides a profound analysis of the relationship between imperialism and modern war and points to a methodology for addressing modern armed conflicts, including a way of classifying wars.

First, Lenin revealed the connection between the First World War (1914–1918) and the economic foundation of imperialism. He argued that the war’s outbreak arose from uneven capitalist development, the struggle of monopoly capitalists to redivide the world, and attempts to crush revolutionary movements. Based on this class analysis, he concluded that the First World War was an imperialist war from the standpoint of both sides in the conflict.

Therefore, wars cannot be classified merely by their military features as “offensive” or “defensive.” In any war, there are elements of both defense and offense; both aggressors and those attacked may carry out offensives and engage in defensive actions. When determining the character of a war, the question of who fired the first shot or attacked first is not the most important consideration. At that time, all the imperialist countries were preparing for the war; Germany simply took advantage of the most favorable moment. Lenin concluded that wars can be divided into just and unjust depending on the class waging the war, the politics it continues, and the political objectives the ruling class pursues through it.

Second, Lenin carried out an in-depth study of wars to defend a socialist state and established the doctrine of defending proletarian state power. A war to defend a proletarian state is a just war. It arises under new historical conditions and is compelled by the totality of economic and political relations formed in the course of historical development. Since capitalist development is uneven in the imperialist stage, socialism cannot triumph simultaneously in all countries; it will first win in one or several countries.

Thus, once the proletariat takes power in one country, the others will remain bourgeois or pre-bourgeois for some time. This creates not only friction but also direct attempts by the bourgeoisie of other countries to crush the victorious proletariat of the socialist state. In such cases, a war on our part would be legitimate and just. It would be a war for socialism and the liberation of other peoples from the bourgeoisie.

According to Marxism, the most notable feature of a war fought to defend a socialist state is its just and progressive nature from beginning to end. While the bourgeoisie may occasionally wage just wars, once a just war conflicts with their class interests, they betray the national interest and may compromise with their own enemies. A war to defend a socialist state can maintain its justice throughout because it is a revolutionary war. Revolutionary forces oppose worldwide reaction and align with the direction of historical development. Lenin said:

“Our war is a continuation of revolutionary policy, a continuation of the policy of overthrowing the exploiters—capitalists and landowners.”

V. I. Lenin, Seventh All-Russia Congress Of Soviets, Report of The All-Russia Central Executive Committee And The Council Of Peoples Commissars
December 5-9, 1919

Finally, while Marxism distinguishes between just and unjust wars, it also classifies types and forms of war. The basis for distinguishing types and forms of modern war lies in the fundamental economic and political relations between the opposing sides. In the imperialist world system, the struggle mainly appears as one of the following:

  • (1) the struggle between imperialism and socialism,
  • (2) the struggle between the bourgeoisie and the proletariat,
  • (3) the struggle between imperialism and the peoples of colonies and developing countries, and
  • (4) struggles among capitalist states. These contradictions and struggles give rise to the major types of modern war. Since the opposing sides in different wars have different political goals and desired outcomes, every type of war can be classified as either just or unjust.

In the modern era, the main types of just wars are wars to defend the socialist motherland, revolutionary wars of the working class, wars of the laboring people in exploited countries against the ruling classes, national liberation wars, and wars by capitalist countries to defend sovereignty and resist imperialist aggression. The basic forms of unjust war include wars by imperialist states against socialist states, wars by the ruling classes in capitalist countries against workers and other laborers, colonialist and neocolonialist wars, and imperialist wars of aggression within the capitalist system.

II. Peace is also a continuation of politics

Marxism provides a comprehensive account of the problem of war and explains the problem of peace before and after wars in a scientific way. Before each war, the causes and aims gradually take shape, and the war’s essence and characteristics gradually become evident. These determine the postwar peace. In 1887, Engels scientifically foresaw the possibility of a world-scale armed conflict, as well as its possible scope and consequences, on the basis of a thorough analysis of the peace that emerged in Europe after the Franco-Prussian War of 1870, the regional balance of forces, and Europe’s already-formed development trends. Lenin called this great foresight a “genius” prediction, primarily because Engels provided a clear, brief, scientific class analysis of the development of capitalism at the end of the nineteenth century.

Similarly, postwar peace resulted from settling political and social problems through military means and from changes in the balance of power during and after the war. At the same time, it contains features that foreshadow future political events, including future wars. Lenin foresaw the budding possibility of new armed clashes between the two major opposing blocs of imperialist great powers from the “peace” that emerged after World War I. He argued that the Versailles–Washington system, as embodied in the treaties, was unreliable because it reflected the imperialist nature of World War I and the unjust “peace” that followed. The system merely suppressed irreconcilable contradictions temporarily and ultimately led to a new world war.

In short, the relationship between war and the peace that precedes it and follows it is always class-based. History shows that the end of a war of aggression is always accompanied by an unjust peace, whereas a just war creates the preconditions for a just peace. In the age of imperialism, an unjust, coercive peace built on plunder is its typical hallmark. Only in the era of socialism’s victory can a lasting and just peace be established worldwide. Marx discerned a future prospect of social peace in the Franco-Prussian War of 1870. He said that, in that war,

“The English working class stretched out the hand of friendship to the French and German working classes. They were deeply convinced that, however this abominable war might end, the unity of workers throughout the world would ultimately eradicate all wars. While official France and official Germany were locked in a fratricidal struggle, French and German workers were exchanging messages of peace and friendship. This unprecedented and great fact alone allows people to look ahead to a brighter future. It shows that, in contrast to the old society of economic misery and political darkness, a new society is being born—and the international principle of that new society will be peace, because every nation will have the same ruler: labor!”

Karl Marx, The Civil War in France, The First Address, July 23, 1870
[The Beginning of the Franco-Prussian War]

Additionally, peace cannot be understood as merely an abstract condition in which states, nations, and peoples are not at war with one another. Marxism holds that peace is also characterized by specific social and political aspects. Peace is not merely the absence of war; rather, it is a unique state of society and international relations. The fundamental difference between peace and war is that in peacetime, all issues among states, nations, and peoples are resolved through nonviolent or nonmilitary means. However, the absence of war does not necessarily mean the absence of violence or armed coercion. In societies marked by class antagonism—such as slave societies, feudal societies, and capitalist societies—nonviolent cooperation among peoples and states is impossible. Under these conditions, any peace is antagonistic, coercive, and ultimately grounded in violence. From the standpoint of one part of society ruling another, it is also unjust. History shows that peace is usually achieved to realize certain political objectives and does not rule out the possibility of armed violence being used again at any moment.

Lenin firmly opposed the abstract way bourgeois scholars talked about “peace” in vague generalities. Discussing how to speed up the achievement of peace and end World War I, Lenin wrote:

“The peace slogan can be advanced either in connection with definite peace terms, or without any conditions at all, as a struggle, not for a definite kind of peace, but for peace in general (Frieden ohne weiters). In the latter case, we obviously have a slogan that is not only non-socialist but entirely devoid of meaning and content.”

V. I. Lenin, 1915, The Question of Peace

Genuine nonviolent cooperation among states and among peoples can be realized only after socialism has triumphed worldwide.

III. War and social revolution are fundamentally different

Marxism holds that there is no inevitable causal relationship between the two. The development of the class struggle and the emergence of a revolutionary situation are necessary for a social revolution. While war can accelerate the revolutionary process, it can also hinder it. However, the revolutionary process develops according to its own laws, which operate in both peacetime and wartime. Specifically, the essential differences between war and social revolution are as follows:

First, the causes of social revolution and war are fundamentally different. At its core, a social revolution results from the intensification of the contradiction between the productive forces and the relations of production. It also requires a revolutionary situation. War, by contrast, arises from other causes. A revolution is a confrontation between two antagonistic classes, whereas war (except for civil war) is a confrontation between states or alliances of states. War does not necessarily involve classes as the two opposing sides. Sometimes, however, a civil war can resemble a social revolution in form, though a social revolution is deeper and more enduring. A civil war cannot resolve all the problems that a social revolution must resolve, including economic, sociopolitical, and ideological issues. A social revolution fundamentally transforms the existing social system, while a civil war can only complete the first step of a revolution by smashing the old world.

Second, the primary issue in a social revolution is the issue of state power, and resolving it does not necessarily require violence. All the objectives of war, however, must be pursued through violence. For the belligerents, destroying the enemy’s regime or installing a regime dependent on oneself is a core aim of war. But the “state power” issue here is completely different from the state power issue in a social revolution. In the former case, control over the other side’s government is used to exploit and enslave the opponent; in the latter case, state power is used to thoroughly remake society and drive it forward. Only when the question of state power in a civil war coincides with the question of state power in a revolution can the civil war itself be the continuation of a social revolution. Otherwise, wars such as national liberation struggles—though they also involve seizing political power—result only in a change of government and do not bring about social transformation, because the aim of such wars is to expel foreign invaders and defend territorial integrity and sovereign independence.

Third, a social revolution is led and carried out by progressive classes, whereas war includes participants from both progressive and reactionary classes and forces. The latter are chiefly responsible for every war. Therefore, social revolution is the “locomotive of history”: it represents progress. Only just wars can propel history forward; unjust wars always impede social progress.

In short, Marxism offers a distinctive analysis of war, peace, and social revolution that is fundamentally different from the corresponding bourgeois ideological system. Since the twentieth century, Western countries have also developed various theories about war and peace. These theories tend to view questions of war, peace, and revolution generally, abstractly, and in isolation, treating these phenomena as eternally existing. They view war and peace as two opposing stages with no profound connection and conflate war with revolution, claiming that revolution inevitably triggers war.

In the West, Kenneth Waltz’s analysis of the origins of war in his book Man, the State, and War is considered a classic. Waltz explains the origins of all wars on three levels—human nature, state institutions, and the international system—seemingly constructing a theory of war that “holds everywhere.” However, this theory does not analyze the different economic bases and class natures of wars under specific historical conditions, nor does it evaluate wars from the standpoint of humanity’s progressive development. Marxist theory of war and peace surpasses the bourgeois theoretical system in these respects, demonstrating its unique depth and scientific character.

Marxist theory on peaceful coexistence went through a process of development. Marx and Engels did not provide a detailed exposition of the idea of peaceful coexistence, because they believed that

“the communist revolution will not merely be a revolution in one country, but will occur simultaneously in all civilized countries, that is, at least in England, America, France, and Germany,”

Frederick Engels 1847, The Principles of Communism

and that

“the emancipation of the proletariat can only be an international undertaking.”

Friedrich Engels, Letter to Paul Lafargue, June 27, 1893

This is to say: they were convinced that proletarian revolution would break out simultaneously in all civilized countries. Even if victories came earlier in some places and later in others, socialism’s replacement of capitalism on a world scale would be a very short period. Once

“class antagonisms within nations disappear, the hostility between nations will disappear along with them,”

Karl Marx and Friedrich Engels, The Communist Manifesto, Chapter II. Proletarians and Communists

and

“the international principle of the new society will be peace,”

Karl Marx, The Civil War in France, 1870 [The Beginning of the Franco-Prussian War]

peaceful coexistence would not present itself as a problem.

Based on a scientific analysis of the laws governing the economic and political development of monopoly capitalism, Lenin predicted that a socialist revolution would first occur in the weakest links of imperialist rule, rather than simultaneously. This would produce a world situation in which socialist states would coexist with capitalist and pre-capitalist states. During this transitional period, the principle of peaceful coexistence among states is determined by the essential nature of the socialist system and the survival and development needs of newly formed socialist states. Among states, especially those with different social systems, peaceful coexistence is an objective reality, independent of anyone’s will; it is a historical necessity. This is Lenin’s significant contribution to Marx and Engels’ thinking on international politics.

First, the principle of peaceful coexistence is a policy idea that guides socialist foreign affairs and handles relations between states, especially those with different social systems. This principle applies only to the adjustment of international relations. It applies to relations between states with different social systems, as well as between states with the same social system. However, it does not apply to the adjustment of relations within a country between the oppressing and oppressed classes. Therefore, it is a policy concept with specific preconditions and a specific scope. The main purpose of carrying out a policy of peaceful coexistence is

“to defeat the exploiters and win over the waverers—this is a worldwide task. Many bourgeois states are waverers. As bourgeois states, they hate us; as oppressed states, they would rather live in peace with us.”

V. I. Lenin, Report On The Work Of The All-Russia Central Executive Committee And The Council Of People’s Commissars Delivered At The First Session Of The All-Russia Central Executive Committee, Seventh Convocation[1]
February 2, 1920

The concept of peaceful coexistence has broad appeal in the international community. It unites socialist countries with other peace-loving states, safeguards global stability, and secures a peaceful environment for economic development and increased productivity. However, when fighting against domestic exploiters and hostile forces, one cannot apply the principle of peaceful coexistence. Instead, one must uphold the principle of proletariat dictatorship because it aligns with the fundamental interests of the proletariat and the general populace.

Second, peaceful coexistence does not exclude a tit-for-tat struggle. Lenin repeatedly stressed that the Soviet state was able to coexist peacefully with imperialist states only because it fought for that outcome. Peaceful coexistence aims to promote peace, coexistence, and friendly cooperation among states, especially those with different social systems. It seeks to establish close contacts and exchanges, and to resolve international disputes through negotiation and coordinate international relations. However, due to the nature of imperialism, peaceful coexistence is inevitably connected with struggle—with opposition to imperialist power politics and policies of war. Struggle between states will not disappear.

On the contrary, the existence of such struggle is the very premise on which peaceful coexistence rests. When Soviet power emerged in Russia, it would have been impossible to establish a new era of peaceful coexistence had it not successfully fended off three armed interventions by the Entente powers. Likewise, without a justified, advantageous, and restrained diplomatic struggle, it would have been impossible to break the deadlock of blockade and encirclement.

Second, peaceful coexistence does not exclude a tit-for-tat struggle. Lenin repeatedly stressed that the Soviet state was able to coexist peacefully with imperialist states only because it fought for that outcome. Lenin put it vividly:

“That’s how it usually is—when you hurt the enemy, he comes to talk peace.”

V. I. Lenin, Speech Delivered At The First All-Russia Conference
On Party Work In The Countryside, November 18, 1919

In terms of its concrete requirements, peaceful coexistence aims for peace, coexistence, and friendly cooperation among states—especially among states with different social systems—along with close contacts and exchanges; it seeks to resolve international disputes through negotiation and to coordinate international relations. But because of the nature of imperialism, peaceful coexistence is inevitably connected with struggle—with opposition to imperialist power politics and policies of war. Struggle between states will not disappear; on the contrary, the existence of such struggle is the very premise, and struggle is the foundation on which peaceful coexistence rests.

When Soviet power was born in Russia, it would have been impossible to open a new situation of peaceful coexistence if it had not successfully beaten back three armed interventions by the Entente powers. Likewise, without struggle on the diplomatic stage that was justified in principle, advantageous in outcome, and restrained in measure, it would have been impossible to break the deadlock of blockade and encirclement. Therefore, during the transition period, peaceful coexistence is only relative: peaceful coexistence without struggle is impossible. Tit-for-tat struggle is also an important component of the Marxist conception of peaceful coexistence.

II. Peaceful Coexistence as a Requirement for Socialism’s Survival and Development

The international environment in which the socialist system emerged dictates that peaceful coexistence be a fundamental principle of socialist states’ foreign policy. Socialism emerged within the global imperialist system. It is an advanced social system whose mission is to dismantle the imperialist world system and replace capitalism worldwide. Therefore, from the moment these two types of states coexist, they are destined to oppose and struggle against each other. This opposition includes not only conflicts of national interest, but also class antagonism. Any country that breaks through the imperialist system will inevitably face unified hostility, encirclement, and strangulation by the bourgeoisie. Soviet Russia confronted exactly this kind of international environment when it first appeared. At that time, the primary focus of Soviet domestic and foreign policy was defending socialist public ownership to ensure the survival of the new regime. If the Soviets lost state power, the working class would lose its economic interests and position. Thus, the ruling socialist party and government had to base their foreign policy on the fundamental issue of defending the independence and sovereignty of the socialist state. Lenin profoundly pointed out:

“Marxism requires that objective conditions and their changes be taken into account; problems must be posed concretely on the basis of these conditions. Now the fundamental change is that the Russian Soviet Republic has been established: whether from our point of view or from the standpoint of international socialism, defending this republic, which has already begun the socialist revolution, is above all else.”

V. I. Lenin, 1018, Afterword To The Theses On The Question Of The Immediate Conclusion Of A Separate And Annexationist Peace

At that time, Soviet Russia’s diplomatic activity sometimes advanced and sometimes retreated and compromised. Whether it sat down to negotiate or was compelled to wage a defensive war; whether it developed friendly relations or issued protests or even delivered ultimatums—everything was done to safeguard national independence and national dignity, so that the working-class state power could survive, be consolidated, and develop. Safeguarding sovereignty and independence is the foremost problem socialist states face, and peaceful coexistence is the only effective policy for defending national sovereignty and independence.

In addition, the foreign policy principle of peaceful coexistence is necessary for the economic development of socialist countries. Experience has shown that the socialist system will not emerge simultaneously across the entire world; rather, it can only first arise in individual countries. Furthermore, these countries are not the most advanced capitalist countries, but rather, countries where capitalism is less developed.

Once the proletariat takes power, they must defend their political power and shoulder the tasks of restoring and developing the economy and improving the people’s standard of living. In the long run, accomplishing the latter is more difficult because a country can only defend its security effectively with economic development and stronger national power.

To develop the economy rapidly, a country cannot seal itself off and become a closed, self-contained system. As Marx and Engels emphasized, one should absorb all outstanding achievements created by humanity, including learning from developed capitalist countries. In order to bring in technology and management experience, as well as foreign capital, it is necessary to expand overseas markets, open up the domestic market, and strengthen international economic relations. This requires a peaceful and friendly international environment. Peaceful coexistence is the primary precondition.

In 1922, Soviet Russia was invited to attend the Genoa Conference convened to discuss Europe’s economic recovery. At the conference, the Soviet delegation issued a statement saying:

“While the Russian delegation adheres to the principled standpoint of communism, it believes that in the present historical era—when the old social system and the new social system now growing up may coexist—the economic cooperation among countries representing these two systems of ownership is absolutely necessary for a general economic revival.”

During the conference, Soviet Russia and Germany concluded the Treaty of Rapallo, providing for the immediate restoration of diplomatic and consular relations and, on the basis of mutual benefit, the adjustment of commercial and economic relations, with most-favored-nation treatment granted to each other. Lenin emphasized that what was essential was

“to insist unconditionally on concluding an equal treaty between two systems of property.”

V. I. Lenin, NOTES TO THE POLITBUREAU OF THE R.C.P.(B.) C.C. WITH A DRAFT TELEGRAM TO G. V. CHICHERIN

In 1924, a wave of diplomatic recognition of the Soviet Union emerged internationally. Soviet Russia finally won “peaceful coexistence” with capitalist countries, creating a peaceful international environment for national economic construction. This shows that peaceful coexistence is essential both to the survival of a newly established proletarian regime and to socialist economic development.

Moreover, peaceful coexistence is also determined by the nature of the socialist system itself. In socialist countries, class oppression and class exploitation have been eliminated; the proletariat and the broad masses of the people become masters of the country; and the class interests of the proletariat are unified with the interests of the nation and the state.

“When the exploitation of one individual by another is ended, the exploitation of one nation by another will also be ended.”

Karl Marx and Friedrich Engels, The Communist Manifesto

The proletariat, as the ruling class of its own nation, not only does not oppress or exploit other nations, but also opposes all national oppression and hegemonism, thereby safeguarding world peace. The thorough liberation of oppressed nations worldwide aligns with the proletariat’s fundamental interests because it breaks imperialism’s global domination and accelerates the elimination of the capitalist system.

In a socialist public-ownership economy, the purpose of production is not to pursue surplus value and monopoly profits, but rather to continuously improve living standards and raise productivity. Socialist expanded reproduction is not based on the plunder and exploitation of other nations; therefore, it lacks an economic motive for external aggression and conquest. Therefore, the political and economic characteristics of the socialist system determine that the basic foreign-policy principle of socialist states is peaceful coexistence.

III. Peaceful coexistence is the guideline for relations among socialist countries

From the standpoint of the revolutionary process, the socialist cause is first and foremost the cause of a nation and the cause of a state. No socialist country may interfere in another country’s internal affairs by “exporting revolution,” thereby undermining the principles of independence, self-determination, and equality.

To be sure, Marx and Engels held that capital is an international force: in exploiting and repressing workers in every country, the bourgeoisies of different countries and their governments always act in concert. Therefore, the proletariat’s class position is international, the conditions for its emancipation are international, and the socialist cause is a worldwide cause. But when Marx and Engels emphasized that the proletariat must unite in struggle to achieve world revolution, they did not ignore the principles of independence, self-determination, and equality among workers’ parties in different countries. On the contrary, they regarded those principles as an important component of proletarian internationalism.

“Though not in substance, yet in form, the struggle of the proletariat against the bourgeoisie is at first a struggle within the bounds of one country. The proletariat of each country must, of course, first of all overthrow its own bourgeoisie.”

Karl Marx and Friedrich Engels, The Communist Manifesto, I Bourgeois and Proletarians

In other words, the primary arena of the working class’s immediate struggle is, first of all, its own country.

Due to differences in historical conditions, the international socialist movement contains large and small parties, old and new parties, and parties with more or less influence. Therefore, their roles and positions in the international workers’ movement are not identical. However, all parties are equal; there is no relationship of leadership and being led.

Under imperialist conditions, the proletarian world revolution is inseparable from the liberation struggle of oppressed nations. Engels predicted that a victorious proletariat could guide colonial peoples through stages of development toward socialism. However, Engels immediately added a warning:

“One thing is certain: the victorious proletariat cannot force any ‘benefits’ upon foreign peoples without jeopardizing its own victory.”

Marx-Engels Correspondence 1882, Engels to Karl Kautsky In Vienna

Lenin also engaged in self-criticism regarding the Soviet Russian campaign of 1920. In pursuit of the Polish landlords’ and bourgeoisie’s army, the Red Army advanced to the outskirts of Warsaw in the “well-intentioned” hope of helping the Polish revolution succeed. Lenin judged this to be a mistake. This does not accord with respect for sovereignty and the principle of self-determination. Still less can a revolution be exported or carried out by others in one’s place. Therefore, although the proletariat of the world should support one another in each country’s socialist cause, the communist party of any one country must not interfere in the internal affairs of another country’s communist party. Nor should it use party-to-party ties to meddle in another country’s domestic politics or damage normal relations between states. Likewise, the principle of peaceful coexistence must be observed in handling relations among socialist states governed by communist parties.

Second, the actual development of the socialist cause also requires that relations among socialist countries be handled according to the principles of peaceful coexistence. Social development did not unfold the way Marx and Engels expected—namely, that proletarian revolutions would first erupt in the advanced capitalist countries and bring socialism to victory. Instead, through two imperialist world wars, proletarian revolutions broke out first in several economically backward countries, and socialist states were established there. Historically, these socialist countries were still far from achieving full national integration; national characteristics and differences remained widespread. Because their stages of development and foundations differed, there existed de facto inequalities among them in economic, political, and cultural terms; territorial boundaries, differences in national character, and language continued to play important social roles, and national contradictions and conflicts were unavoidable. In addition, the state in the traditional sense would continue to exist for a long time.

Because countries differ in their levels of economic development, the tasks they face and the development goals they pursue also differ; each country has its own distinctive national interests and the policies and strategies it formulates to achieve them. Any attempt to impose one’s own experience and model on other countries harms both sides, and it also harms the development of the socialist cause worldwide. In this special transitional period, the proletariat in socialist countries has only just risen to become a “national class”; it bears deep national and state imprints. The universal form of socialist revolution should be to integrate the basic principles of Marxism with a country’s specific conditions and to develop the national economy. If a country’s economy is put in good order and proletarian political power is consolidated, that is the greatest contribution it can make to the international communist cause.

If one fails to respect differences of interest and differences in levels of economic, cultural, and political development, and tries to resolve these problems by inappropriate means, the result will inevitably be contradictions, conflict, and even war. At the present stage of development of socialist countries, the internationalist interests of the proletariat are expressed through the national interests of socialist states. If one leaps over the historical era and ignores the real material foundations of the state and the nation, one will bring losses to the world’s progressive cause. In sum, peaceful coexistence is the most advantageous means and path for regulating relations among socialist countries.

Moreover, Chinese Communists also made important contributions to the further development of the principle of peaceful coexistence. In the early period after the founding of New China, the Chinese Communist Party, represented by Mao Zedong, declared:

“Any foreign government, provided it is willing to break off relations with the Chinese reactionaries, stops conspiring with them or helping them, and adopts an attitude of genuine, and not hypocritical, friendship toward People’s China, we are willing to discuss with it the establishment of diplomatic relations on the basis of the principles of equality, mutual benefit, and mutual respect for territorial integrity and sovereignty. The Chinese people are willing to carry on friendly cooperation with the peoples of all countries, to restore and develop international trade in order to develop production and prosper the economy.”

Selected Works of Mao Tse-tung, ADDRESS TO THE PREPARATORY MEETING OF THE NEW POLITICAL CONSULTATIVE CONFERENCE
June 15, 1949

This was the policy expression of the principle of peaceful coexistence. Not only that: in diplomatic practice Chinese Communists further developed and enriched the content of peaceful coexistence, giving it a complete formulation as the Five Principles of Peaceful Coexistence —mutual respect for sovereignty and territorial integrity, mutual non-aggression, mutual non-interference in internal affairs, equality and mutual benefit, and peaceful coexistence. From the day these Five Principles were proposed, through the joint efforts of all peace-loving countries and peoples worldwide, they were accepted by more and more states; their influence in international politics steadily expanded, and they gradually developed into a general principle guiding relations between states.

Following World War II, the international community witnessed a struggle for dominance between two rival military blocs, one led by the United States and the other by the Soviet Union. Their contest for global supremacy was a major violation of the principle of peaceful coexistence. Based on this situation, Comrade Mao Zedong developed his Three Worlds Theory: the United States and the Soviet Union constituted the First World, while developing countries in Asia, Africa, and Latin America constituted the Third World. The developed countries between these two groups formed the Second World. This theory clarified to peace-loving people around the world who their enemies, friends, and potential allies were in the fight for peace and coexistence. Comrade Mao Zedong proposed the theory of dividing the world into three to uphold the Five Principles of Peaceful Coexistence. Its introduction profoundly impacted the international community, and the term “Third World” remains widely used internationally to this day.


第十五章时代特征决定国际政治总格局

                在马克思主义经典作家的著作中蕴藏着丰富的国际政治方面的思想原则和方法论。从马克思主义的资本主义原始积累理论、殖民主义理论、民族解放道路理论、无产阶级革命理论和帝国主义理论中,我们可以概括出马克思主义国际政治理论的一些基本原理,而时代特征决定国际政治总格局则是马克思主义考察国际关系的基本观点。在资本主义以前,国际社会是缺乏紧密联系的,国际关系是不发达的。资本主义商品生产促使现代民族国家形成,使国际分工出现和国际市场产生,国际关系空前密切,国际政治进入了新的历史时期。殖民运动和商业战争是现代国际关系演出的第一幕。

第一节现代国际社会是世界体系

                一、资本主义促使现代民族国家形成

                资本主义之前的世界是个松散的世界。一家家农户,一个个村社尽量独立自主地存在着,彼此之间并不发生经常的、大量的和稳定的联系。中世纪的或封建的国家便是由这些同名数相加形成的,好像一袋马铃薯是由袋中的一个个马铃薯所集成的那样。以贵族等级专制为特征的西欧国家和以中央官僚集权为特征的东方国家的社会经济结构都是这样。正是这些传统国家构成前资本主义国际社会的主体。如果说传统国家内部的结构是松散的,那么国际社会的组成更是彼此隔离的。国家之间发生关系的主要形式是战争、传教、取经、游历和古老的商业活动一一奢侈品的长途贩运。即使是这些活动也是小规模的、不经常的和地区性的。这时国际关系还处于一种自然的、原始的和发育不良的状态。

                资本主义的出现使国际社会空前地融合起来。传统的国家组织发展为现代民族国家:国际分工的确立和世界市场的形成使世界结成一个有机的整体,并产生了一个囊括全球的国际关系体系。国际政治发展进入了新的历史时代。

                民族国家是现代国际关系的最主要行为主体。现代民族国家的出现推动国际政治发展进入了新的阶段,国际社会的面貌从此焕然一新。关于民族国家的形成是马克思主义对国际政治理论的首要贡献,因为国际主要行为主体的特征决定着国际社会关系的特征。现代民族国家是资本主义商品经济发展的结果,是随民族的形成而出现的,它首先在资本主义产生较早的西欧地区出现。研究两个不同历史时期的国家特征对于分析当时的国际社会关系具有重要的意义。

                第一,前资本主义的传统国家是松散的、静止的国家,这是由当时的自给自足的自然经济决定的。马克思认为,在资本主义革命的前夜,西欧的农奴制实际上已经不存在了,当时绝大多数人口是自由的自耕农,尽管他们的所有权还隐藏在封建的招牌后面。自耕农人数众多,他们的生活条件相同,但是彼此间并没有发生多种多样的关系。他们的生产方式不是使他们相互交往,而是使他们互相隔离。这种隔离状态由于当时的交通不便和农民的贫困而更为加强了。他们进行生产的地盘,即小块土地,不容许在耕作时进行任何分工,应用任何科学,因而也就没有任何多种多样的发展,没有任何不同的才能,没有任何丰富的社会关系。每一个农户差不多都是自给自足的,都是直接生产自己的大部分消费品,因而他们取得生活资料多半是靠与自然交换,而不是靠与社会交换。一小块土地,一个农民和一个家庭:旁边是另一小块土地,另一个农民和另一个家庭。一批这样的单位就形成一个村子;由这些村子组成更大的行政单位从而构成国家。可见,在资本主义出现的前夕,西欧社会的主要生产单位小农是在国家机器的包容下一盘散沙地独自存在着。如果追溯到更早的奴隶制、农奴制时期,那么社会则是为更加独立自给的庄园经济所分割。

                传统社会的分散性是由其生产方式的特性决定的。其“生产过程在原有规模上、原有基础上重复:地主的劳役制经济、农民的自然经济和工业者的手艺生产就是如此。在旧的生产方式下,各个经济单位能存在好几世纪,无论在性质上或者在数量上都没有变化,而且也不超出地主的世袭领地、农村或农村手艺人和小工业者(所谓手工业者)的小市集的界限”。前资本主义生产是产品生产而不是商品生产,它追求的是具体的物质上的满足和享受,而不是抽像的交换价值。“如果在一个社会经济形态中占优势的不是产品的交换价值,而是产品的使用价值,剩余劳动就受到或大或小的需求范围的限制,而生产本身的性质就不会造成对剩余劳动的无限制的需求”,因此,“在美国南部各州,当生产的目的主要是直接满足本地需要时,黑人劳动还带有一种温和的家长制的性质。但是随着棉花出口变成这些州的切身利益,黑人所从事的有时只要七年就把生命耗尽的过度劳动,就成为事事都要加以盘算的那个制度的一个因素。问题已经不再是从黑人身上榨取一定量的有用产品,现在的问题是要生产剩余价值本身了”。

                经济活动的自给自足、简单重复和对使用价值的追求,决定了前资本主义国家的社会特征是分散的、停滞的和保守的,没有什么动力促使小生产者的经营活动超出村社、地方市场、地区和国家的界限,把彼此联系起来,把世界融合起来。

                传统国家的松散性和静止性决定了国际社会也是隔绝的、静态的,国家之间不存在不可或缺的交往关系。战争是为了掠夺财物,为了获得贡纳,而不是为了争夺市场和原材料:商业活动主要是贩运统治阶级享用的奢侈品,而不是作为生产活动的延续。当时偶尔发生的这些交往还主要是地区性的局部的,现代含义的国际关系并不存在。

                第二,资本主义商品经济发展促使现代民族国家形成。资本主义商品经济的目的是追求交换价值,追求剩余价值,这一目的为商品交换、不断开拓交换市场提供了永恒的动力。而市场的开拓,反过来又促使资本主义生产方式经常改造和生产规模无限扩大。“资产阶级在它已经取得了统治的地方把一切封建的、宗法的和田园诗般的关系都破坏了。它无情地斩断了把人们门束缚于大然首长的形形色色的封建羁纤,它使人和人之间除了赤裸裸的利害关系,除了冷酷无情的‘现金交易’,就再也没有任何别的联系了”。可就是这种经济联系比任何别的联系都空前地把人们紧密地联系在一起了。

                资本主义的商品生产制度是封建主义的自然经济和人身等级制度的对立物。商品生产的进一步发展,在破坏自然经济的同时,必然要求取消人身等级制度,废除阶级特权。废除妨碍商品生产发展的封建制度和行会制度,要求自由买卖劳动力和买卖商品、生产商品。废除封建制度和行会制度,在经济政策上反映为自由主义,它是封建制度和行会制度的对立物。政治上,资产阶级提出的民主主义意识形态,导致了一场资产阶级民主革命,消灭了封建阶级的特权。自由主义经济政策发展,以法令为武器,消灭封建制度和行会制度,使资本主义国内市场形成和扩大。随着国内市场的形成和扩大,不分种族的人们在一个统一的经济地区中生活,形成统的语言,有共同的经济生活和心理因素,由这样的人群构成的共同体,就再也不是由血统构成的了,它就成为现代民族。在形成民族的基础上,以民族生活地区为基础,建立民族国家的要求便产生了,这就是政治上的民族主义。它的核心问题是民族有主权、有独立为国家的权力,其目的在于发展资本主义商品生产,开拓和保护国内市场,使其不受其他力量的侵扰民族国家的形成,标志着古代国际政治社会发育不良的国际关系过渡到现代国际政治社会的发达的国际关系。民族国家哺育了资本主义商品经济成长,而随着资本主义进一步发展,商品交换关系必然跨出国界,走向世界。因为“资本主义只是广阔发展的、超出国家界限的商品流通的结果。因此,没有对外贸易的资本主义国家是不能设想的,而且的确没有这样的国家”。不断扩大产品销路的需要,驱使资产阶级奔走于全球各地,它必须到处落户,到处创业,到处建立联系。资本主义的商品经济在冲破了古老国家的樊篱,促使民族国家形成后,又在民族国家的强祸中积蓄起融合世界的力量。

二、资本主义的发展把世界结成经济有机体

                资本主义商品生产的永恒自的,是用最小的垫付资本生产最大限度的剩余价值或剩余产品。这里的最大限度实际上是毫无限度,因此列宁总结说:“资本主义生产的规律,是生产方式的经常改造和生产规模无限扩大。”资产阶级以民族为基础建立了单一民族国家和多民族国家以后,随着商品生产和商品交换的发展,随着一国货币发展为世界货币,资产阶级作为商品生产者也发展为世界主义者,它要冲出民族国家的界限,开拓和占据更大的市场,取得更多的货市。

                第一,在14、15世纪,随着资本主义的萌芽,意大利北部诸城已成为欧洲的贸易中心。15世纪末、16世纪初,由于美洲和东印度航道的发现,因而市场“已经可能扩大为而且规模愈来愈大地扩大为世界市场”。当时,欧洲的贸易中心已从地中海区域扩展到大西洋沿岸,贸易范围远及亚洲、非洲和美洲。世界市场既是资本主义生产方式的历史前提,又是它的历史结果。新的世界市场的形成过程也是为资本主义生产方式确立创造条件的过程。它加速了封建制度的崩溃,促进了资本主义关系的确立。因此,“世界贸易和世界市场在十六世纪揭开了资本的近代生活史”。从18世纪60年代到19世纪60年代,英国和其他先进国家相继完成了产业革命,实现了从工场手工业向机器大工业的过渡,工农业生产和交通运输业获得空前的发展,资本主义生产方式取得了世界性的胜利。“资产阶级在它的不到一百年的阶级统治中所创造的生产力,比过去一切世代创造的全部生产力还要多,还要大”。

                第二,产业革命带来的机器广泛采用和生产力迅速发展,使社会分工进一步扩大,并迅速向国际领域扩展,从而形成了一种适应于资本主义生产方式的国际分工体系。它使地球的一部分成为主要从事农业的生产地区,以服务于另一部分主要从事工业的生产地区。其所以造成这样的分工,是因为它使工业发达国家工业品较便宜,工业落后国家农产品便宜。工业国和农业国的关系实质上是资本主义宗主国与殖民地的关系,因为这次国际分工的过程是资本主义国家经济扩张的过程,是广大落后国家和地区被迫卷入的过程。由于一切生产工具的迅速改进,由于交通极其便利,资产阶级把一切民族都卷到文明中来了。它的商品的低廉的价格是摧毁一切万里长城征服落后国家和地区的人们的最顽强的仇外心理的重炮。发达国家的机器制品在破坏外国手工业产品时,强迫地把外国变作自己的原料产地了。而为达到此目的,它首先必须摧毁殖民地、附属国那种小农业与家庭手工业相结合的社会经济结构。

                第三,在新的国际分工体系下,使一切国家的生产和消费都成为世界性的了。大工业所加工的已经不是本地的原料,而是来自极其遥远的地区的原料:它们的产品不仅供本国消费,而且同时供世界各地消费。旧的、靠本国产品来满足的需要被新的、要靠极其遥远的国家和地区的产品来满足的需要所代替了。过去那种地方的和民族的自给自足和闭关自守状态,被各民族的各方面的互相往来和各方面的互相依赖所代替了。物质的生产是如此,精神的生产也是如此。各民族的精神产品成了公共的财产。民族的片面性和局限性日益成为不可能,于是由许多种族的和地方的文学形成了一种世界的文学。世界越来越紧密地联为一个整体,大工业“首次开创了世界历史,因为它使每个文明国家以及这些国家中的每一个人需要的满足都依赖于整个世界,因为它消灭了以往自然形成的各国的孤立状态”。马克思在大约一个多世纪以前就这样明确无误地指出了世界将日益走向相互依存的发展趋势。长期以来西方学术界都忽视了这一点,直到20世纪下半叶相互依存更为显著时,人们才认识到马克思这一论述的理论价值。目前相互依存理论已成为西方国际政治学研究的新热点。

                资本主义生产方式向世界的高歌挺进,国际分工和世界市场的形成,把世界结成了经济有机体,这是历史的进步。然而这种进步是在腥风血雨中实现的。

三、殖民制度和商业战争是现代国际关系的第一幕

                在竞争和追求剩余价值的驱动下,资本主义的生产规模和经营活动必然超出民族国家界限。“大工业便把世界各国人民互相联系起来,把所有地方性的小市场联合成为一个世界市场,到处为文明和进步准备好地盘,使各文明国家里发生的一切必然影响到其余各国”。然而,对于“其余各国”来说,接受这种影响是被动的,是工业国强加的。

                处于前资本主义发展阶段的农业国和地区,基本的生产活动还是以家庭为单位的农业与手工业的结合。它们既难以大批量地作为商品生产出工业国所需的原材料,也吸收不了工业国机器大工业生产出来的大批制造品。它们还处于自给自足的产品经济阶段,没有进行大规模商品交换的余力和要求。

                因此,处于资本主义发展初期的国际关系格局是这样的:一方是先进的资本主义工业国,建立在机器大工业生产基础上的商品交换经济极大地促进生产力发展,工业制品成本低廉,同时需要大量工业生产原材料和粮食;另一方是还处在前资本主义的农业国,生产活动封闭、静止和简单再循环,它没有多少剩余产品可与他人交换。但是资产阶级推行其“文明使命”的信念是坚决的。“正像它使乡村从属于城市一样,它使未开化和半开化的国家从属于文明的国家,使农民的民族从属于资产阶级的民族,使东方从属于西方”。资产阶级在世界各地执行其“文明使命”的时候,对他们所能奴役的一切民族所采取的野蛮和残酷的暴行,是世界上任何时期、任何野蛮惠味和残暴无耻的人种都无法比拟的。因为资产阶级在它的故乡还装出一副很体面的样子,而一到殖民地它就丝毫不加掩饰了。

                荷兰是17世纪标准的资本主义国家。它经营殖民地的历史“展示出一幅背信弃义、贿赂、残杀和卑部行为的绝妙图画”。最有代表性的是,荷兰人为了使爪哇岛得到奴隶而在苏拉威西岛实行盗人制度。为此目的训练了一批盗人的贼。盗贼、译员、贩卖人就是这种交易的主要代理人,土著王子是主要的贩卖人。盗来的青年在长大成人可以装上奴隶船以前,被关在苏拉威西的秘密监狱中。

                荷兰人为了霸占马六甲,曾向葡萄牙的总督行贿。1641年总督允许他们进城。他们为了“节省”支付21875镑贿款,立即到总督住宅把他杀了。他们走到那里,那里就变成一片荒芜,人烟稀少。爪哇的班纽万吉省在1750年有8万多居民,而到1811年只有8000人了。这就是温和的商业!

                英国东印度公司除了在东印度拥有政治统治权外,还拥有茶叶贸易、同中国的贸易和对欧洲往来的货运的垄断权。而印度的沿海航运和各岛屿之间的航运以及印度内地的贸易,却为公司的高级职员所垄断。对虾、鸦片、槟榔和其他商品的垄断权成了财富的取之不尽的矿藏。这些职员自定价格,任意勒索不幸的印度人。总督也参与这种私人买卖。1769年到1770年间,为了覆取高额利润,英国人用囤积全部大米,不出孩人听闻的高价就拒不出售的办法制造了一次饥荒。

                在像西印度那样专营出口贸易的种植殖民地,以及在像墨西哥和东印度那样任人宰割的资源丰富人口稠密的国家里,土著居民所受的待遇当然是最可怕的。北美新英格兰的清教徒1703年在他们的立法会议上决定,每剥一张印第安人的头盖皮和每俘获一个红种人都给赏金40镑;1720年,每张头盖皮的赏金提高到100镑;1744年马萨诸塞湾的一个部落被宣布为叛匪以后,规定了这样的赏格:每剥一个12岁以上男子的头盖皮得新币100镑,每俘获一个成年男子得105镑,每俘获一个妇女或儿童得50镑,每剥一个妇女或儿童的头盖皮得50镑。殖民制度大大地促进了贸易和航运的发展,成为资本积累的强有力手段。殖民地为迅速产生的工场手工业保证了销售市场,保证了通过对市场的垄断而加速的积累。在欧洲以外直接靠掠夺、奴役和杀人越货而夺取的财宝,源源流人宗主国,在这里转化为资本。

                马克思说:“美洲金银产地的发现,土著居民的被剿灭、被奴役和被埋葬于矿井,对东印度开始进行的征服和掠夺,非洲变成商业性地猎获黑人的场所:这一切标志着资本主义时代的曙光。接踵而来的是欧洲各国以地球为战场而进行的商业战争。这场战争以尼德兰脱离西班牙开始,在英国的反雅各宾战争中具有巨大的规模,并且在对中国的鸦片战争中继续进行下去,等等。”资本主义的殖民制度和商业战争就这样翻开了现代国际关系的第一页。

第二节国际政治格局受阶级划分影响

                一、阶级关系的两极化改变了国际政治格局的特征

                马克思主义认为,国际政治格局从根本上说是按阶级划分的,而不是按民族国家划分的,因为阶级的划分比民族国家的划分更深刻。在资本主义国家,随着阶级关系的日益简化,民族国家的阶级性也日益显著地表现出来,使阶级成为国际社会新的更有决定意义的行为单位。用阶级的观点分析国际政治事务是马克思主义国际政治理论的重要特点。

                资本主义时代,有一个显著的特点,那就是阶级对立简单化了,整个社会日益分裂为两大敌对的阵营,分裂为两大直接对立的阶级,即资产阶级和无产阶级。一切中间的阶级最终都将分化并分别加入到这两个阶级阵营中去。正像民族国家的出现极大地改变了传统国际政治的形态和特征一样,资本主义社会阶级关系的日益简单化、两极化也进一步改变了国际政治的格局和力量划分。阶级成为国际社会的重要的行为主体,国家的民族性让位于国家的阶级性,阶级的国家比民族的国家更有决定性意义,更有实质性内容。因为对人类社会每个成员来说,阶级归属比民族归属更有直接的利害关系,阶级决定他们的生活状况,同时也决定他们的个人命运,使它们受它支配。属于统治民族的成员可能是被统治者,但属于统治阶级的成员肯定就是统治者。民族是由阶级组成的,其中一个阶级压迫另一个阶级。民族概念没有反映出每个人的实际社会地位,掩盖了两个阶级对立的实质。马克思主义认为,自从世界结成经济有机体,阶级对立日益显著化后,国际社会就会越来越按阶级分化为两股对立的政治力量,国际政治格局因此发生了深刻的变化。

二、国际冲突与合作包含阶级性

                在马克思主义看来,任何阶级社会之间的冲突,都不是整个民族与整个民族之间的冲突,而往往是在各个国家中占统治地位的阶级之间的冲突。这一点在阶级关系日益明朗化的资本主义社会表现得更明显。资本主义国家间的冲突实质上是两国资产阶级间的冲突。前面讲过,资产阶级在上升为统治阶级后就成为民族的阶级,全世界的资产阶级被分为英国的、法国的、德国的资产阶级,各国资产阶级都有各自的被民族利益掩盖的阶级利益,当一国资产阶级的利益损害了甚至相对地超过另一国资产阶级的利益,冲突就会发生。不断扩大产品销路和原材料的来源,驱使资产阶级奔走于全球各地,尽可能地扩张经济活动范围,这就使资本主义国家间冲突经常和频繁地发生。

                但是,并非所有的资本主义国家间的冲突都是由两国资产阶级利益冲突尖锐化所致,有的是由于某国内部无产阶级与资产阶级的冲突尖锐化引起的。因为资产阶级作为统治阶级,它可以利用民族间冲突转移国内民众视线,缓和国内阶级对立的紧张气氛,试图在对外冲突中找到与反抗阶级的共同语言,以达到推迟阶级斗争,维护阶级统治的目的。因此,这种国际冲突也是具有浓厚的阶级性的。恩格斯说:“迄今为止,一切统治者及其外交家玩弄手腕和进行活动的目的可以归结为一点:为了延长专制政权的寿命,唆使各民族互相残杀,利用一个民族压迫另一个民族。”资产阶级政党懂得并利用了这一点。因此,马克思主义反复强调:“能够证明战争的真实社会性质,确切些说,证明战争的真实的阶级性质的,自然不是战争的外交史,而是对各交战国统治阶级的客观情况的分析。”只有看清了国际冲突的阶级性才抓住了冲突的本质

                此外,当资产阶级的统治在一国发发可危或者资产阶级政权被推翻时,各国资产阶级会进行暂时的合作,共同扼杀新生的无产阶级政权。资产阶级之间既有冲突的一面,又有合作的一面,因为它们要共同面对无产阶级革命,共同维护资本主义在世界的统治。正是这种共同性成为它们暂时合作的基础。马克思在《论波兰》的演说中谈到:“各民族团结友爱,这是目前一切党派,尤其是资产阶级的自由贸易派的一句口头禅。的确,现在存在着一种各民族的资产阶级兄弟联盟。这就是压迫者对付被压迫者的兄弟联盟,剥削者对付被剥削者的兄弟联盟。一个国家中个别资产者之间虽然存在着竞争和冲突,但资产阶级却总是联合起来反对本国的无产阶级:同样,各国的资产阶级虽然在世界市场上互相冲突和竞争,但总是联合起来反对各国的无产阶级。”旧欧洲的一切势力,教皇和沙皇、梅特涅和基佐、法国的激进党人和德国的警察,都为驱除这个幽灵一一共产主义的幽灵而结成了神圣同盟。

                资产阶级联合起来镇压无产阶级革命的行动在巴黎公社革命时期表现得最为明显。1871年,法国统治者为了转移国内革命斗争的视线,发动普法战争。法军在前线被击溃使巴黎危在旦夕。临时组成的国防政府要保卫巴黎,就只有武装巴黎的工人阶级,把他们组成真正的军事力量,并使他们的队伍在战争中得到锻炼。可是,武装巴黎无异于武装革命,巴黎战胜普鲁士侵略者,就无异于法国工人战胜法国资本家及其国家寄生虫。国防政府在民族义务和阶级利益二者发生矛盾的时候,没有片刻的犹豫便把自己变成了卖国政府。这个政府所采取的第一个步骤就是派梯也尔游说欧洲各国,气求它们出面干涉。在这场现代最可怕的战争结束后,战胜的军队和战败的军队联合起来共同残酷杀害无产阶级。当阶级的统治已经不能拿民族的外衣来掩盖时,各国政府就表现出了阶级统治的国际性质。巴黎公社革命是被国际资产阶级和反动派共同镇压下去的。

                巴黎公社革命的失败并没有结束无产阶级与资产阶级之间的国际斗争。不但如此,而且两大阶级间的大搏斗在20世纪初叶再一次成为国际政治焦点。1917年俄国十月社会主义革命成功,成立了苏维埃政权。当时正忙于第一次世界大战的帝国主义列强对苏维埃俄国采取一致的敌对行动。它们拒绝苏维埃俄国提出的和平倡议,不断策划反苏阴谋,支持俄国反革命势力叛乱。妄图把苏维埃政权杀在摇篮里。世界大战刚结束,协约国就组织了三次对苏维埃俄国的武装进攻,在大战中被打得庵庵一息的德国也违背与苏维埃俄国签订的《布列斯特和约》,派兵占领克里米亚和波罗的海沿岸。尽管如此,无产阶级政权显示出了强大生命力,战胜了资产阶级的世界联盟,并依靠自己的力量成长狂大起来了。

                可见,不仅从资本主义国家间的冲突中,而且从它们的合作中,我们都能看到深刻的阶级原因。是资产阶级的阶级利益的对立统一决定了某些资本主义国家间的冲突与合作。

                苏维埃俄国的出现从根本上改变了国际政治的性质。在人类历史上出现了第一个无产阶级专政的国家;无产阶级首次取得了政治统治,上升为“民族的阶级”。工人首次有了自己的祖国,国际政治中的阶级冲突也首次取得了国家冲突的形式。

三、民族解放运动具有阶级意义

                历史上的资本主义自由竞争时期从国际政治上讲是一个比较“和平”的时期。那时候,资本主义在西欧各个先进国家完全战胜了封建主义,而且能够比较平稳顺利地发展,它“和平地”扩张到还没有被占领的广大地区,扩张到没有完全卷入资本主义旋涡的国家。当然即使在这个时期,“和平的”资本主义所建立的生活条件,无论在军事的或一般阶级的意义上讲,距离真正的“和平”也都是非常非常之远的:但相对于下一个有更多激荡、突变、灾难和冲突的时代相比,这个时期是够“和平的”了。在这个自由竞争时期,商品输出和交换是世界市场上发生的主要内容,自由贸易是各国主要的对外经济政策。资本主义宗主国占有的殖民地是单个各自存在在那里,尽管宗主国在剥削殖民地,但这种关系只表现为殖民主义,而不表现为帝国主义。因为宗主国和殖民地没有在政治上联在一起,没有在政治上组成殖民帝国。因此两者的关系更多地表现为经济剥削,政治压迫不是主要的特征。

                当然,在自由竞争阶段,民族压迫并不是不存在。它主要存在于多民族国家内部。在资本主义上升时期,东欧形成了一些多民族国家,这是资本主义商品经济发展不充分不平衡的结果。在传统的国家内部,先进的共同体较早形成民族,要求建立民族国家;而落后的共同体尚未形成民族,资本主义尚未产生或还很落后。先进民族往往会利用自己较强的实力强制性地把周边落后共同体与自己一道组成多民族国家。多民族国家出现意味着中心民族压迫周边民族、先进民族压迫落后民族。可见,民族压迫在帝国主义之前就存在,但这只是局部的、地区性的。

                19世纪末20世纪初,帝国主义把世界分为压迫民族和被压迫民族,这是帝国主义时代国际政治格局的主要特点。资本主义发展到较高水平,自由竞争开始变成断,造成大生产,排挤小生产。又用最大的生产来代替大生产,使生产和资本集中达到很高的程度,以致产生了卡特尔、辛迪加、托拉斯等垄断组织。垄断组织结成断同盟,首先分割国内市场,在不同程度上把本国的生产完全霸占在自己手里。国内垄断必然走向国际垄断,因为在资本主义制度下。国内市场必然是同国外市场相联系的。资本主义早已造成了世界市场。所以,随着资本输出的增加,随着最大断同盟的国外联系和殖民地联系以及“势力范围”的极力扩张,必然就使得这些垄断同盟之间达成全世界的协定,形成国际卡特尔。世界的分割就是由无阻碍地向未被任何一个资本主义强国占据的地区扩张的殖民主义,过渡到垄断地占有已经瓜分完了的世界领土的帝国主义。

                垄断产生帝国主义,各帝国主义列强之间的竞争导致宗主国与殖民地和附属国在政治上联在一起,组成殖民帝国。最大的资本主义国家已把全世界全部领土分割完毕,几个殖民帝国把全世界每个地区都包括进去了。全世界以殖民帝国的形式首次在政治上联结在一起,形成断资本主义的世界体系。每个殖民帝国都是由发达资本主义国家这个中心和广大落后国家和地区组成的外围构成的。中心与外围的关系是压迫民族和被压迫民族的关系。从国际社会整体看,世界就被分为压迫民族和被压迫民族两部分。它们之间的矛盾构成当时国际政治的重要方面。

                更有意义的是,民族运动此时取得了新的积极的阶级含义。被压迫民族的解放运动成了无产阶级社会主义革命的一部分。帝国主义时代使民族压迫问题从国内的局部的问题演变为全球性的普遍现像。垄断资产阶级不但剥削和压迫其他民族,而且也剥削压迫本民族的人民大众,其中主要是无产阶级。无产阶级革命要推翻本国资产阶级的统治,被压迫民族革命表面上是要推翻压迫民族的统治,实际上是要推翻压迫民族中统治阶级的压迫和剥削。

                这样,无产阶级革命和民族解放运动要打击的目标都是资产阶级,共同的目标和利益使全世界无产阶级和广大被压迫民族联合起来,形成了统一的力量。

                在一般情况下,民族解放运动与无产阶级的革命运动是利益一致的。在帝国主义时代,民族运动是无产阶级革命胜利不可或缺的一支重要力量。在个别情况下,当民族运动与无产阶级社会主义运动相矛盾的时候,前者应该服从后者,因为只有全人类获得根本解放,民族解放和民族平等才能彻底实现。而只有无产阶级的社会主义革命才能真正实现人类根本解放的目标。

                这样,马克思主义就把民族压迫和民族解放的问题赋予了更深刻的历史含义和阶级特性,与无产阶级革命利益联系起来,纳入无产阶级的革命阵营,说明即使在帝国主义时代,国际政治格局的阶级划分依然具有深刻的现实意义。

四、国际政治中的阶级与国家主体的关系

                根据马克思主义的观点,国家是一个历史的范畴,是阶级矛盾不可调和的产物,是“一个阶级镇压另一个阶级的机器”,“现代的国家政权不过是管理整个资产阶级的共同事务的委员会罢了”;“工人没有祖国”,因为现代工业劳动和资本压迫使各国无产者失去了任何民族性,他们还没有上升为“民族的阶级”。这些论断从根本上揭示了国家的本质,是我们分析国家在国际社会中的地位和作用的基本出发点。因为国际政治关系是一种超出国家范围的特殊的社会关系,不能像对待自然科学那样撇开其阶级内容而用完全“中立”的方法进行研究。

                但是在国际政治研究中不能无限夸大阶级的主体地位,不能用阶级主体完全取代国家主体。这既是研究对像的要求,也是时代提出的历史要求。

                第一,国际政治不等于国际阶级政治。在研究国际政治中的国家时,除了要注意不同类型国家的阶级属性以外,还必然从构成国际社会的基本单位的角度去分析国家的特征和行为。作为国际关系基本行为主体的国家,它的对外战略和外交活动,一般地说,不仅代表了该国家统治阶级的利益,也会在一定程度上反映该国其他阶级的利益。国际政治中的国家除了具有阶级性质外,还有其他更多的内容,这些更多的内容就构成国际政治的研究对像。

                第二,研究国际政治中的国家含义是历史提出的要求。列宁有句名言:“马克思主义理论的绝对要求,就是要把问题提到一定的历史范围之内。”毛泽东同志也说过:研究历史要“弄清楚所研究的问题发生的一定的时间和一定的空间,把问题当作一定历史条件下的历史过程去研究”。历史的观点也是我们研究国际政治的基本要求。马克思创立科学社会主义理论着眼于指导被压迫阶级寻求解放的道路,建立更优越的社会制度,因此在分析国际事件时更多地侧重阶级层次。历史证明,科学社会主义理论推动了社会进步,唤醒了被剥削阶级和被压迫民族起来进行反对资本主义的革命。从20世纪初以来,这场革命在世界范围内取得了巨大的进展,在一些落后国家和地区无产阶级甚至夺取了国家政权。新的历史条件决定了短期内社会主义世界革命难以成功,新兴的无产阶级政权面临着发展经济、提高人民生活水平和巩固国家政权的艰巨任务,国内的主要矛盾已不再是阶级斗争,而是发展落后的生产力,解决其与生产关系的矛盾。在相当长一个时期,社会主义国家必须与资本主义国家共处同生。如何制定正确的战略方针和外交路线,维护和平的国际环境,尽快学习借鉴吸收先进国家(主要是发达资本主义国家)的优秀成果成了新生社会主义国家的首要任务,处理好国际关系而不是阶级关系成为首要课题。阶级关系在国际政治领域转化为国家关系,国家的主体地位日益突出。不仅不同社会制度的国家不能用阶级关系代替国家关系,而且相同的、即都是无产阶级执政的社会主义国家也不能用阶级“情谊”代替国家关系,因为它们大都是从落后的生产力的基础上建立起来,国家经济水平不同,民族特性千差万别,还有历史遗留的领土宗教等问题,不正确地处理国家间关系必将会危及各国无产阶级之间的友好团结。十月革命胜利后列宁提出的和平外交政策和民族自决的方针对马克思主义国际政治理论作出了突出的贡献。

                总之,国际政治不完全等同于阶级政治。在国际政治研究中仅指出国家的阶级性是不够的,作为国际政治的基本行为主体,我们要分析作为一个整体的国家的利益、国家的对外战略以及国际间的合作、竞争与冲突,等等。

第三节国际经济政治发展不平衡

                一、不平衡发展是人类社会演进的一般规律

                国际经济政治发展不平衡规律是马克思主义分析国际政治格局变动的动态理论,是马克思主义国际政治理论的重要组成部分。这个理论认为,国际经济政治发展不平衡是人类社会发展的一般规律,存在于所有历史时期。但是,在不同的社会形态或同一社会形态的不同发展阶段上表现的强度不同,产生的政治意义和国际后果也不同。在帝国主义时代,不平衡发展规律突出地表现出来,其政治意义和国际后果是引发一场帝国主义战争,按新的实力对比重新划分殖民帝国的范围。

                第一,国际经济政治发展不平衡规律并不是资本主义时代的特殊规律,而是人类社会演进的一般规律,在资本主义以前的历史发展中这个规律就存在。最初影响经济发展和社会进步的主导性力量是自然界,“自然界起初是作为一种完全异已的,有无限威力的和不可制服的力量与人们对立的,人们同它的关系完全像动物同它的关系一样,人们就像牲畜一样服从它的权力”。处于不同自然环境下的种族或国家就会组成不同的社会组织结构,产生不同的生产方式,发展状况呈现参差不齐的不平衡局面。这就为以后的不平衡发展埋下了“种子”。不同的社会结构和生产方式又会产生不同的发展速度和演进步伐,从而进一步加剧不同种族、不同国家之间发展的不平衡。如果我们截取任何一个历史的切面,我们将会看到多种社会形态并存,多种生产方式并存,石器与青器、铁器甚至与机器并存。不同国家和社会之间的不平衡发展是历史进步的绝对的规律。尽管在资本主义之前国际经济政治就是不平衡地发展,但是这种差距并不会产生什么重大的政治意义和国际后果。因为当时国际关系相对独立、隔绝,国家之间没有大量经常的有机联系,一国内部的经济政治活动受到国际社会的影响很小。虽然各国发展有快有慢,但这并不影响各国按照自己的方式和步伐生存下去。正因为如此,所以从国际政治的角度看,国际经济政治发展不平衡规律并没有多大历史作用。它只是作为一种客观现像明摆着。

                第二,资本主义生产方式加剧了国际经济政治发展不平衡。资本主义的生产是商品生产,发展不平衡是商品生产的规律。商品按价值相交换,价值由社会必要劳动时间决定。这就使那些既适合社会需要又有较高劳动生产率的商品,生产发展较快。在资本主义商品生产制度下,各生产部门虽然由价值规律调节其比例关系,但由于剩余价值规律的作用,必然使生产生产资料的生产资料部门发展最快,生产消费资料的生产资料部门发展居中,生产消费资料的部门发展最慢。在技术变革的时候,有旧的固定资本负担的部门发展较慢;没有旧的固定资本负担的部门发展较快。这三个基本原理应用于各资本主义国家的具体环境,就会产生不同的发展速度,加剧国际间不平衡发展程度。

                但是,尽管资本主义生产方式加剧了不平衡发展的程度,然而在资本主义自由竞争阶段和垄断阶段,它的作用有不同的特点。在自由竞争阶段,不平衡发展还是渐进的,不是跳跃性的。这是因为:(1)这阶段生产规模的扩大主要是靠剩余价值的积累和集中,而剩余价值的剥削是有一定经济界限的,不可能无限地剥削:(2)这阶段国际经济交往的主要内容是商品交换。在自由竞争的条件下,先进国家只能得到交换中的超额利润,而不存在垄断利润。而在资本主义国家之间,在不同商品交换中有不同的优势,而且这种优势也不是固定的,而是不断转移的,所以获得超额利润只是暂时的,不是永久的。因此,资本主义国家之间的实力对比只能是逐步地改变,而不大可能出现跳跃性的剧变

                总之,在资本主义国家之间的不平衡发展是加剧了,但在自由竞争阶段是渐进的加剧,而不是跳跃地加剧。这是问题的一方面。另一方面,资本主义的出现,使资本主义国家和非资本主义国家之间的差距拉大了。首先,资本主义生产方式的先进性,使资本主义国家比非资本主义国家的发展速度快得多。其次,自从产业革命把资本主义国家变为工业国,非资本主义国家变为农业国后,前者既因以小量劳动交换大量劳动,又因多生产生产资料的生产资料而发展较快,后者则因相反的原因而发展较慢。

                资本主义实现了国际分工,建立了世界市场,把世界结成经济政治有机体。在这种国际环境下,国际间发展不平衡就会产生相应的国际政治后果。在资本主义国家之间,由于在这时期地球上还有一些土地没有被先进资本主义国家占领完毕,当一些后起的资本主义国家发展起来,向外扩张时,一般可以采用和平的方式,不一定引起国与国之间的战争。即使引起战争,如18世纪的英法之战,19世纪的普法之战,基本上是两个国家之间的战争,而不是国家集团之间的世界大战,其影响是局部的。在资本主义国家和西欧地区以外的非资本主义国家(日本、美国后来发展为资本主义强国)之间,出现了殖民主义运动和商业战争,前者成为资本主义宗主国,后者成为殖民地,两者的关系是剥削与被剥削的关系。

二、垄断的形成使不平衡发展跳跃地进行

                资本主义从自由竞争发展到垄断,使资本主义整体的发展速度比以前要快得多。我们知道,断的产生是资本主义生产关系自我调节和部分质变的结果,它的出现顺应了社会化大生产的历史需要。(1)垄断组织以股份公司的形式加快了资本的积聚和集中,满足了第二次产业革命所要求的社会化投资规模,使汽车、造船、化工、钢铁、铁路运输这些巨型规模的产业能在较短时间内建成。马克思说:“假如必须等待积累去使某些单个资本增长到能够修建铁路的程度,那末恐怕直到今天世界上还没有铁路。但是集中通过股份公司转瞬之间就把这件事完成了。”(2)从自由竞争中成长起来的垄断并不消除竞争,而是凌驾于竞争之上,与之并存。垄断企业之间的竞争更激烈、更持久,它不可能永远靠收买和搁置技术维持垄断地位。在竞争压力下,垄断企业终究要发展技术,高额龙断利润也为开展长期深入的科学技术研究提供了资金保证。(3)资本输出是资本主义垄断阶段的主要特征之一。资本输出总要影响到输入资本的国家的资本主义发展,大大加速那里的资本主义发展,并进而加深和扩大资本主义在全世界的进一步发展。正是在这个含义上,列宁指出:“如果以为这一腐朽趋势排除了资本主义的迅速发展,那就错了。不,在帝国主义时代,个别工业部门,个别资产阶级阶层,个别国家,不同程度地时而表现出这种趋势,时而又表现出那种趋势。整个说来,资本主义的发展比从前要快得多。”换句话说,从世界资本主义的整体上看,在龙断阶段比以前任何时期的发展都快得多。

                然而,虽然垄断资本主义从整体上看比从前任何时期都发展得快,但是垄断所特有的停滞和腐朽的趋势还继续在发生作用,而且在一定的时期还会在个别工业部门、个别国家占上风,这种不平衡趋势还特别表现在资本最雄厚的国家的腐朽上面。不平衡发展规律在这时期的作用特点是跳跃性的,后起的国家在较短的时间里超过先进的国家,使国际政治经济格局发生剧烈变化。在经济竞赛中,最发达的国家之所以会最突出地表现出相对的停滞性,主要是由于:第一,资本主义最发达国家垄断程度最高,“这种垄断也同任何断一样,必然要引起停滞和腐朽的趋势。既然规定了(虽然是暂时地)垄断价格,那么技术进步、因而也是其他一切进步的动因,前进的动因,也就在相当程度上消失了;其次在经济上也就有可能人为地阻碍技术进步”。第二,积累了大量资本的最富的国家已经“成熟过度了”,“有利可图的”投资场所已经不够了(在农业不发达和群众贫困的条件下),出现了大量的“过剩资本”,资本输出到更有利可图的落后的国家成为很自然的事情。列宁指出:“自由竞争占完全统治地位的旧资本主义的特征是商品输出。断占统治地位的最新资本主义的特征是资本输出。”资本输出对发达国家来说会产生两方面的不利影响。一是资本输出减少了本国社会再生产的投入,影响了国民经济活力的维持和规模的扩大,使整个经济发展出现停滞的趋势。相反,资本输入国的资本主义发展却因此得到加强。二是资本输出不同于商品输出,它往往会与当时最先进的生产技术结合,使之在资本输入国生根。有的新技术甚至在最先进的国家也没有采用,这往往是由于旧的固定资本的阻碍。这样就会使资本输入国经济结构跳跃性地发展,甚至超过最先进的国家。列宁根据不平衡发展规律预言,进入20世纪,尽管世界资本主义以更高的速度向前发展,但是各国的发展速度不同,当时资本最雄厚的国家一一英国的经济停滞性将最明显。历史证明了这一预言的科学性。

三、现代不平衡发展作用于国际政治

                垄断资本主义不平衡发展具有重要的国际政治意义。在垄断资本主义时期,国际经济政治不平衡发展的跳跃性,对国际政治会产生两方面影响。

                第一,跳跃性的不平衡发展促使资本主义宗主国与殖民地在政治上联系起来,组成殖民帝国。19世纪80年代以前,现代意义的殖民帝国尚未产生。当时西欧有很多国家,从资本主义原始积累时期开始便实行殖民主义,拥有许多殖民地。但是这些国家的殖民地是一个一个地存在那里,它们和宗主国并没有在政治上联在一起,组成殖民帝国。即使是拥有殖民地最多的英国,也是这样。英国之所以这样做是由于在1875年以前英国在工业生产、对外贸易、航海运输方面都遥遥领先,处于没有竞争对手的地位,把殖民地和宗主国在政治上联在一起便是多余的了。1875年后,英国的优势相对下降,经济发展速度放慢,相比之下德国、美国、比利时进展迅速,主要断资本主义国家之间的竞争趋于激烈。这时,要获得和开发国际市场就往往要借助外交和武力,彼此划分势力范围,并在政治上组织起来与宗主国联在一起。这样就在国际社会出现了殖民帝国。以少数儿个发达资本主义国家为首的殖民帝国构成囊括全球的世界体系。

                第二,垄断资本主义国家之间实力对比的剧烈变化引起帝国主义战争。随着殖民帝国的出现,世界上的领土基本上被瓜分完毕,分别纳入了各个龙断资本主义国家的势力范围,并用政治军事制度使之固定下来,形成一个排他性的国际政治实体。各资本主义国家对世界的瓜分是按其实力进行的,国际政治格局与国际实力格局相一致。而在帝国主义阶段,经济政治不平衡发展规律又以更剧烈的方式发生作用,在较短的时间内,各主要资本主义列强之间的实力对比往往会发生重大变化,后起强国赶上甚至超过先进强国,资本最雄厚的强国却跌入停滞发展的困境。“既然实力对比发生了变化,那么在资本主义制度下,除了用实力来解决矛盾,还有什么别的办法呢?”“在生产资料私有制还存在的这种经济基础上,帝国主义战争是绝对不可避免的”。因为各国已用政治统治和军事占领的方式把自己已的殖民地和附属国“管理”起来了。殖民帝国是排他性的,后起的强国不可能仅以自己的经济实力去打破这种划分,要重新划分就必须诉诸武力。战争中,各国往往会划分为两类国家集团,一边是要维护现有世界秩序的国家,一边是要改变现存秩序的国家,双方各自又把自己的殖民地和附属国拖入战争。所以,由不平衡发展引起的帝国主义战争一般都是世界大战。帝国主义时代之前的战争都是局部战争,不可能发生世界规模的战争。到帝国主义时期,由于各资本主义列强的世界统治的性质,使帝国主义的战争扩大到世界范围。

                第二次世界大战后,主要资本主义国家之间的不平衡发展现像日益明确地表现出来。这证明了列宁的不平衡发展理论的生命力。西方研究国际关系的学者为了说明这种不平衡发展现像,也先后提出了多种理论,诸如世界重心转移论,霸权稳定结构变动论和帝国陷阱理论等。这些理论大都是停滞在对政治、军事、文化等方面的单个要素分析或对历史演变过程的现像描述上,少数涉及到经济因素也是非本质性分析,如产品周期和经济周期对国际格局变动的影响。所有这些理论都在不同程度上显示出说服力,能够从各个角度帮助人们对某一时期国际政治经济发展不平衡现像的理解。但这些理论也有个共同的不足,那就是缺乏历史观,没有分析不平衡规律在不同的历史时期的特点。它不能告诉人们,这种不平衡变动过去是怎样的,将来又会怎样。只有像马克思主义那样,深入到生产关系层次,分析不同社会形态的生产关系的不同特点,才能做到这点。

第四节战争与和平是政治的继续

                一、战争是政治的继续

                没有抽像的战争,也没有抽像的和平,它们总是反映着某个时代的具体的历史条件、基本发展趋势和规律性。战争与和平是紧密相联的,两者是一个社会的相互对立的两种状态。它们都有深刻的经济根源和阶级性质,都是国内政治的国际延续。这是马克思主义对战争与和平问题的基本看法,它集中地概括在列宁的这段论述中:“战争就是通过暴力继续执行交战国的统治阶级早在战前就已经执行的那一政策。和约也是那一政策的继续,它记下了军事行动所造成的敌对力量之间的一些变化。战争本身并不改变战前政策发展的方向,只是加速这一发展。”

                第一,战争的阶级性质。虽然国际战争是指两国或多国之间的一种武装冲突的状态,但与国内政治有密切关系。马克思主义认为,国家是建立在压迫阶级和被压迫阶级对立基础之上的,国家的存在只是使阶级斗争得到一定控制,并没有结束阶级斗争。国家是统治阶级压迫被统治阶级的工具,因此,它的活动代替了统治阶级的利益,体现了统治阶级的意志。国际战争是国内阶级政治的外部表现,具有深刻的阶级性。具体地说,战争是一种内容广泛和复杂的社会现像,它不单单指有组织的作战行动。武装冲突的进程与许多因素都有干丝方缕的联系,但其中阶级的因素是最为重要的。因为是统治阶级动员军队参加,决定其作战目标,领导战争进行,并利用战争的结果达到自己的阶级自的。因此,要深入了解战争,主要的是要了解“这个战争具有什么样的阶级性,它是由什么引起的,它是由哪些阶级进行的,它是由什么样的历史条件和历史经济条件造成的”。国际战争是这样,国内战争也是这样,而且其阶级斗争的性质往往更为鲜明。政治是经济的集中表现。因此,战争作为政治斗争的手段,就具有经济基础,一切战争都根植于经济基础。到资本主义时代,诱发战争的经济因素日趋加剧,资本生产的世界性一方面极大地缩短了各民族之间的距离,密切了联系,另一方面也掀开了现代国际关系的第一幕,殖民运动和商业战争。在帝国主义条件下,世界矛盾空前激化,垄断资产阶级在世界舞台的竞争导致了两次世界大战,造成资源的空前毁灭和人类的大规模杀。总之,战争的社会性质可以通过对战争的起因,以及战争中继续的阶级政治的研究来搞清楚。对阶级政治的研究不应是孤立的,不能只看其在某一时间的表现,而要看长期以来的表现,要紧扣时代的发展趋势,深入分析世界范围内经济和政治关系的整个体系。战争的性质就是阶级性质。

                第二,战争分正义战争和非正义战争,这一区分非常重要。只要凭借武力镇压被压迫人民的剥削阶级还存在,只要为赢得自己的独立或建设新社会的被压迫民族或阶级还存在,就不能笼统地反对一切战争。战争在历史上既起过反动的作用,也起过进步的作用。因此马克思主义严格地把战争区分为正义的战争和非正义的战争、先进阶级的战争和腐朽、反动阶级的战争。马克思主义坚决反对非正义的战争,反对为帝国主义侵略目的而进行的战争。同时,支持被压迫阶级拿起武器进行斗争的正义行动,支持各国人民武装保卫自己民族自由和独立。

                马克思主义深刻地论证了帝国主义和现代战争的关系,指出了正确解决现代武装冲突问题的方法论和战争的分类法。首先,列宁揭示了1914一1918年第一次世界大战同帝国主义经济基础的有机联系。他指出。战争的爆发是由于资本主义发展的不平衡性,垄断资本家为重新瓜分世界而进行的斗争,以及企图镇压革命运动而引起的。依据这一阶级分析,确认第一次世界大战从交战双方来说都是帝国主义战争。因此,只依据战争的军事特征把战争分为进攻战争和防御战争是不够的。因为任何战争中都有防御和进攻,无论是侵略者还是被侵略者,既可能实施进攻,也可能实施防御。对于确定战争的性质来说,究竟是谁首先挑起的,又是谁进攻了谁,这并不重要。因为当时所有的帝国主义国家都在准备第一次世界大战,只是德国利用了最有利的时机。列宁总结说,战争可以分为正义战争和非正义战争,这要看是什么阶级进行的战争,战争是什么样政治的继续,统治阶级在这场战争中追逐的是什么样的政治目的。

                其次,列宁还深入研究了保卫社会主义国家的战争问题,并创立了保卫无产阶级政权的学说。保卫无产阶级国家的战争是正义战争,它是在新的历史条件下产生的,并带有被迫的性质,这种性质是由历史发展过程中所形成的经济、政治关系的总和决定的。由于资本主义在帝国主义阶段经济政治发展不平衡,社会主义不能在所有国家同时获胜,它将首先在一个或几个国家获得胜利。这样,当一国无产阶级掌握了政权,“而其余的国家在一个相当时期内将仍然是资产阶级的或资产阶级以前的国家。这就不仅会引起摩擦,而且会引起其他各国资产阶级公开企图扑灭社会主义国家中胜利的无产阶级。在这种情形下发生的战争,就我们方面(指无产阶级一一引者注)说来是合理的和正义的战争。这是争取社会主义、争取把其他各国人民从资产阶级压迫下解放出来的战争”。

                马克思主义认为,保卫社会主义国家的战争的突出特征是贯彻始终的正义性和进步性。资产阶级过去和现在都可能进行过正义战争,但一日正义战争开始与资产阶级的阶级利益相矛盾时,资产阶级就要背叛民族利益,甚至向自己的敌人妥协。保卫社会主义国家的战争的正义性之所以能贯彻始终,首先是因为它是革命力量反对世界反动势力,是顺应历史发展方向的革命战争。列宁说:“我们的战争是革命政策的继续,是推翻剥削者一一资本家和地主这一政策的继续。”

                最后,马克思主义把战争分为正义战争和非正义战争的同时,还进一步划分了战争的类型和形式。划分现代战争的类型和形式的基础是斗争双方相对立的基本经济政治关系。在帝国主义世界体系中,斗争主要表现为:(1)帝国主义和社会主义之间的斗争:(2)资产阶级和无产阶级的斗争;(3)帝国主义和殖民地、发展中国家人民之间的斗争:(4)资本主义国家之间的斗争。在这些矛盾和斗争的基础上形成现代战争的主要类型。各种战争类型由于交战双方各自追求和要达成的政治目的不同,因此可分为正义战争和非正义战争。在现代,正义战争的主要形式有:保卫社会主义祖国的战争;工人阶级的革命战争:被剥削国家的劳动人民反对统治阶级的战争:民族解放战争:资本主义国家保卫主权、反抗帝国主义侵略的战争。非正义战争的基本形式包括:帝国主义国家反对社会主义国家的战争;资本主义国家的剥削阶级反对工人和劳动人民的战争:殖民主义和新殖民主义战争:资本主义体系内帝国主义侵略战争。

二、和平也是政治的继续

                马克思主义不仅全面阐述了战争问题,而且科学地说明了战前和战后出现的和平问题。在每次战争以前,战争的起因和目的逐渐形成,战争的实质和特征逐步显现,这些又决定着战后的和平。1887年恩格斯在全面深人地分析了1870年普法战争后欧洲出现的和平与地区力量对比,以及欧洲业已形成的发展趋势的基础上,科学地预言有可能爆发世界性的武装冲突,以及这种冲突可能的范围和后果。列宁称这一伟大的预见是天才的预言,这首先是因为恩格斯对19世纪末资本主义的发展“作了明确的、简要的科学的阶级分析”。

                同样,战后的和平既是用军事手段解决政治和社会问题的结局,文是战时和战后力量对比变化的结果,它又包含着未来政治事件(包括未来战争)的特征。列宁就从第一次世界大战后出现的和平中预见到孕育着帝国主义列强两大对抗集团之间可能发生新的武装冲突的萌芽。他指出条约中的凡尔赛一一华盛顿体系是靠不住的,因为它反映第一次世界大战的帝国主义性质。以及这次大战后出现的“和平”的非正义性。它只是把不可调和的矛盾暂时压下去,并终将导致新的世界大战。

                总之,战争与战前的和平和战后的和平之间的关系总是带有阶级性质。历史证明,侵略战争的结束总是伴随不公正的和平,而正义的战争总是为公正的和平创造了前提。在帝国主义时代,不公正的、强制性的和靠掠夺建立起来的和平是其典型特征。只有到了社会主义胜利的时代,才能在全世界建立永久的公正的和平。马克思在1870年的普法战争中看到了未来社会的和平前景。他说,在普法战争中,“英国工人阶级向法国工人和德国工人伸出了友谊的手。他们深信,不管当前这场可恶的战争怎样结束,全世界工人的联合终究会根绝一切战争。官方的法国和官方的德国彼此进行同室操戈的斗争,而法国的工人和德国的工人却互通和平与友谊的音讯。单是这一件史无前例的伟大事实,就使人们可以展望更加光明的未来。这个事实表明,同那个经济贫困和政治昏的旧社会相对立,正在诞生一个新社会,而这个新社会的国际原则将是和平,因为每一个民族都将有同一个统治者一劳动!”

                此外,我们不能把和平简单地理解为国家、民族和人民之间互不交战的一种抽像的现像。马克思主义指出,和平也是以一定社会政治内容为特点的。和平不单纯是没有战争,而是社会的、国际关系的一种特殊状态。和平与战争的原则区别就在于和平时期处理国家、民族和人民之间所有问题是通过非暴力手段或非武装手段来解决。而没有战争并不意味着就是非暴力或非武装的。在阶级对抗的社会里,即在奴隶社会、封建社会和资本主义社会中,人民之间和国家之间的这种非暴力的合作是不可能的。在有阶级对抗的条件下,任何和平都是对抗性的、强制性的和以暴力为基础的。从一部分人统治另一部分人来说又是不公正的。历史证明,和平通常是为达到一定的政治自的而实现的,它不排除随时会再使用武装的、暴力的手段。

                列宁坚决反对资产阶级学者的泛论和平问题的抽像概念。列宁在谈到关于如何加速实现和平,结束第一次世界大战时写道:“和平口号可以同一定的和平条件联系起来,也可以不带任何条件,即不为一定的和平而斗争,而是为一般的和平而斗争显然,在后一种场合,我们看到的就不仅不是社会主义的口号,而是一个十分空虚的毫无意义的口号。”各国之间和人民之间的真正的非暴力合作只有当社会主义在全世界取得胜利以后才能实现。

三、战争与社会革命有本质的区别

                马克思主义认为,战争与社会革命没有必然的因果关系。阶级斗争的发展进程和革命形势才是社会革命的必须条件。战争能加速革命进程,也能阻碍革命进程,但革命进程则是按既能在和平时期,又能在战争时期发挥作用的自身规律而发展的。具体地说,战争和社会革命的本质区别在于:

                第一,社会革命和战争发生的原因截然不同。社会革命的发生从根本上说是生产力和生产关系之间矛盾激化的结果,而且还必须有革命的形势,而战争的发生则是由于另外的原因。革命是两个相对立的阶级之间的对抗,而战争(国内战争除外)则是国家与国家联盟与联盟之间的对抗,并不一定以阶级为对垒的双方。有时国内战争也会取得与社会革命相同的表现形式,但是社会革命比战争更深刻更持久,一场国内战争不可能解决社会革命所要解决的所有问题,它们包括经济、社会政治和意识形态问题。社会革命是对现存社会制度的根本改造,而国内战争却最多只能完成革命的第一步,即打碎旧世界。

                第二,社会革命的首要问题是政权问题,解决这一问题并非一定要通过暴力。而战争所要达到的所有自标一定要通过暴力来解决。就交战国双方来说,摧毁敌国政权或扶植依附于自己的愧政权是战争的一个核心目标,但是这里的政权问题与社会革命的政权问题完全不同,前者是通过控制敌国政权来达到剥削和奴役对方的自的,后者则是利用政权以便彻底改造社会,使之进步。只有当国内战争中的政权问题同革命中的政权问题相一致时,国内战争本身才是社会革命的继续。否则,像民族解放这样的战争,虽然也是为了夺取政权,但结果只是政权更替,不会带来社会改造。因为这种战争的自标是驱逐外国侵略者,维护领土完整和主权独立。

                第三,社会革命是由先进的、革命的阶级来领导和进行的,而参与战争的却既有进步阶级、进步力量,也有反动阶级、反动势力,后者是一切战争的罪魁祸首。因此,社会革命是“历史的火车头”,它代表着进步的方向;而战争中只有正义的战争才能推动历史前进,非正义战争永远是社会进步的障碍。

                总之,马克思主义对战争、和平和社会革命诸现像都有自己独特的分析和阐述,它与资产阶级相应的思想体系截然不同。20世纪以来西方国家对于战争与和平的问题也创立了多种理论,这些理论的一个共同点就是一般地、抽像地、孤立地看待战争、和平以及革命问题,认为这些现像是永恒存在的:把战争与和平视为彼此对立的两个阶段,相互不存在深刻联系;把战争与革命混为一谈,认为革命必然爆发战争。美国学者肯尼思·华尔兹在《人、国家与战争》一书中对战争起源的分析在西方被奉为经典。他从人性、国家制度和世界体系三层次来解释一切战争的起源,似乎建立了一个“放之四海而皆准”的战争理论,但是该理论没有分析具体历史条件下战争的不同经济基础阶级性质,没有从人类进步发展的高度去评价不同的战争。而马克思主义的战争与和平理论正是在这些方面超越了资产阶级的理论体系,显示出独有的深刻性和科学性。

第五节和平共处是处理过渡时期际关系的基本准则

                一、和平共处是指导社会主义国家处理对外关系的原则

                马克思主义关于和平共处的理论有个发展过程。马克思恩格斯没有详细阐述和平共处的思想,因为他们认为,“共产主义革命将不仅是一个国家的革命,而将在一切文明国家里,即至少在英国、美国、法国、德国同时发生”,“无产阶级的解放只能是国际的事业”。这就是说,他们坚信无产阶级革命将会在一切文明国家里同时发生,尽管胜利可能有先后,但社会主义在世界范围内取代资本主义将是一个很短的时期,“民族内部的阶级对立一消失,民族之间的敌对关系就会随之消失”,“新社会的国际原则将是和平”,和平共处将不成为问题。列宁根据对垄断资本主义经济政治发展规律的科学分析,预言社会主义革命将首先在帝国主义统治的薄弱环节发生,而不是同时发生,在世界上将出现社会主义国家同资本主义国家和前资本主义国家同时并存的局面。在这个过渡时期实行和平共处的国际原则既是社会主义制度本质决定的,也是新生的社会主义国家生存和发展所必需的。和平共处对于国家与国家之间、特别是社会制度不同国家之间的关系来说,是一种不以人的意志为转移的客观存在,是历史的必然。这是列宁对马克思恩格斯关于国际政治思想的重要发展。

                第一,和平共处的原则是用以指导社会主义在对外政策方面、处理并调整国家与国家之间,特别是不同社会制度国家之间关系的政策思想。它只适用于国际关系的调整,适用于不同社会制度国家和相同社会制度国家之间的调整,而不适用于国家内部压迫阶级和被压迫阶级之间的调整,是一个有特定前提和特定范围的政策思想。实行和平共处政策的主要目的是“战胜剥削者并把动摇者争取过来,这是世界性的任务。许多资产阶级国家就是动摇的。作为资产阶级国家,它们仇恨我们:作为被压迫的国家,它们又宁愿同我们和平相处”。和平共处原则在国际社会具有广泛的号召力,它有利于社会主义国家团结一切爱好和平的国家,维护世界相对稳定,为发展经济、提高生产力争取一个和平的国际环境。但是,在对国内剥削阶级和敌对势力作斗争时,不能实行和平共处的原则,而必须坚持无产阶级专政的原则,因为这样符合无产阶级和广大人民群众的根本利益。

                第二,和平共处并不排除针锋相对的斗争。列宁反复强调,苏维埃国家之所以能够同帝国主义国家和平相处,是靠斗争得来的。列宁形像地说:“这是常有的事情,你打痛了敌人,他就会来讲和的。”就和平共处具体要求来说,是希望国家与国家之间,特别是不同社会制度的国家之间和平、共处、共存、友好、合作、密切往来,通过谈判以解决国际争端,协调国际关系。但是由于帝国主义本质,和平共处又必然与斗争,与反对帝国主义的强权政治和战争政策相联系。国家之间不仅不会没有斗争,相反,恰恰是以这些斗争的存在为前提,斗争是和平共处存在的基础。苏维埃政权在俄国诞生的时候,如果没有成功地打退协约国的三次武装进攻,就不可能争取一个与之和平共处的新局面,如果没有在外交舞台上的“有理、有利、有节”的斗争,也就不可能打破被封锁和围困的僵局。因此,在过渡时期,和平共处只是相对的,没有斗争的和平共处是不可能的。针锋相对的斗争也是马克思主义和平共处思想的重要内容。

二、和平共处是社会主义生存和发展的要求

                社会主义制度诞生的国际环境决定了和平共处是社会主义国家处理外交政策的基本原则。社会主义制度是在帝国主义的世界体系中产生的。它是一种先进的社会制度,是以打破帝国主义世界体系,在世界范围内代替资本主义为已任的。因此,这两种制度的国家从它们并存的第一天起就必然对立和斗争。这种对立和斗争除了一般意义的民族利益的冲突外,更有阶级对立的内容。个别突破帝国主义体系的国家,必将面临资产阶级的一致敌视、包围和杀。苏维埃俄国出现时就面临这样的国际环境。当时苏维埃的内外政策首先要考虑的是保卫社会主义公有制,使新政权生存下来。如果苏维埃丧失了政权,就将丧失工人阶级的经济利益和经济地位。因此,社会主义执政党和政府就必须围绕保卫社会主义国家的独立和主权这个根本问题来决定自己的对外政策。列宁深刻指出:“马克思主义要求估计到客观条件和它们的变化:应当根据这些条件具体地提出问题,现在根本的变化就在于俄罗斯苏维埃共和国已经建立:不管是从我们的观点来看或者是从国际社会主义的观点来看,保卫这个已经开始了社会主义革命的共和国是高于一切的。”当时苏维埃俄国的外交活动,有时进攻,有时退让、妥协,无论是坐下来谈判或被迫进行自卫战争,无论是发展友好关系还是提出抗议声明或最后通牌,都是为了维护国家的独立和民族的尊严,使工人阶级的政权得以生存、巩固和发展。维护国家的主权和独立是社会主义国家面临的首要问题,和平共处是保卫国家主权和独立的惟一有效政策。

                另外,和平共处的外交原则也是社会主义国家经济发展的必要条件。实践证明,社会主义制度不但不会在全世界同时出现,只能首先在个别国家出现,而且这个别的国家也不是资本主义先进的国家,而是资本主义发展水平较低的国家。无产阶级执政后,不仅要保卫政权存在下去,而且还面临恢复和发展经济,改善人民生活水平的任务。从长远来看,要完成后一任务更为艰巨。因为只有经济发展了,国力提高了,才能更有效地保卫国家的安全。要迅速发展经济,闭关自守、自成一体是不行的,而应像马克思恩格斯所说的那样,尽量吸收人类创造的一切优秀成果,其中向发达资本主义国家学习是一个重要方面。要引进技术和管理经验,吸收外资,就要开拓国外市场,开放国内市场,密切国际经济关系。这就要求有一个和平友好的国际环境。和平共处是个首要的前提。1922年,苏维埃俄国应邀出席讨论振兴欧洲经济的热那亚会议,代表团在会上发表声明说:“俄国代表团在坚持共产主义原则观点的同时,认为在当前这个旧的社会制度与正在成长的新社会制度有可能并存的历史时代,代表这两种所有制体系的各国之间的经济合作,对于普遍的经济复兴是绝对必要的。”在会议期间,苏维埃俄国与德国订立了《拉巴洛条》,规定两国立即恢复外交、领事关系:根据互利原则,调整彼此的商务和经济关系,互给最惠国待遇。列宁认为这个条约“体现了两种所有制的真正平等”,是“摆脱困难、混乱和战争危险的唯一正确的出路”。1924年国际上出现“同苏联建交热”,苏维埃俄国终于争取到同资本主义国家“和平共处”,为国民经济建设创造了一个和平的国际环境。可见,和平共处是新生无产阶级政权的生存和社会主义经济建设所必需的。

                此外,和平共处也是社会主义制度的性质决定的。在社会主义国家,消灭了阶级压迫和阶级剥削,无产阶级和人民大众当家做主人,无产阶级的阶级利益与民族利益、国家利益统一起来。“人对人的剥削一消灭,民族对民族的剥削就会随之消灭”。作为本民族的统治阶级,无产阶级不但自己不会去压迫剥削其他民族,而且也反对一切民族压迫反对霸权主义,维护世界和平。因为,全世界被压迫民族的彻底解放符合无产阶级的根本利益,它有助于打破帝国主义的世界统治,加速资本主义制度的消灭。从经济上看,社会主义公有制经济的生产目的,不是追求剩余价值和垄断利润,而是不断改善人民群众的生活水平,提高生产力。社会主义扩大再生产不是建立在对其他民族的掠夺和剥削之上的,所以没有对外侵略和征服的经济动因。社会主义制度的政治经济特征决定了社会主义国家的基本外交原则是和平共处。

三、和平共处是处理社会主义国家间关系的准则

                从革命的进程看,社会主义事业首先是一个民族的事业,是一个国家的事业,任何社会主义国家都不能以革命输出的方式干涉别国的内部事务,破坏独立自主和平等的原则。诚然,马克思恩格斯认为,资本是一种国际势力,在剥削和镇压各国工人问题上,各国资产阶级及其政府总是一致的,因而无产阶级的阶级地位是国际性的,解放条件也是国际性的,社会主义事业是世界性事业。但是,马克思恩格斯在强调无产阶级联合斗争实现世界革命时,并没有忽视各国工人政党独立自主和平等的原则,而是认为独立自主和平等的原则是无产阶级国际主义的重要组成部分。“如果不就内容而就形式来说,无产阶级反对资产阶级的斗争首先是一国范围内的斗争。每一个国家的无产阶级当然首先应该打倒本国的资产阶级”。这就是说,工人阶级直接斗争的舞台首先是在本国。由于历史条件的不同,在国际社会主义运动中实际存在着大党与小党老党与新党影响较大的党与影响较小的党之分,它们在国际工人运动中所起的作用和所处的地位也不尽相同,但是所有的党都是平等的,不存在领导和被领导的关系。在帝国主义条件下,无产阶级的世界革命与被压迫民族的解放斗争密不可分。恩格斯还预言,胜利了的无产阶级可以引导殖民地人民经过若十发展阶段逐步走向社会主义。但恩格斯又接着警告说:“不过有一点是肯定的:胜利了的无产阶级不能强迫任何异族人民接受任何替他们造福的办法,否则就会断送自己的胜利。”列宁对1920年苏维埃俄国在追研波兰地主和资产阶级的军队时一直打到华沙,并想以此促成波兰革命胜利这一“善良”愿望和行动,作了自我批评,认为这是愚蠢的。因为这是和尊重主权、自主原则不相符的,更何况革命不能输出、不能靠别人来代替。因此,在各国的社会主义事业中,尽管全世界无产阶级应该相互支持,但一国共产党既不能干涉别国共产党的内部事务,也不能利用党的关系于涉别国的内政,或损害国与国之间的正常关系。处理共产党执政的社会主义国家之间的关系则也须遵守和平共处的原则。

                其次,社会主义事业的实际发展也要求以和平共处的原则处理社会主义国家之间的关系。社会的发展没有像马克思恩格斯预计的那样首先在发达资本主义国家爆发无产阶级革命,取得社会主义事业的成功。相反,通过两次帝国主义世界大战,在经济发展落后的几个国家首先爆发了无产阶级革命,并建立起了社会主义国家。从历史进程看,这些社会主义国家远没有达到民族融合的境地,民族特点和差异性还大量存在。由于历史发展阶段和基础不同,它们之间存在着经济、政治、文化上的事实上的不平等,领土划分,民族特性和语言的差别还起着重要的社会作用,民族矛盾和冲突不可避免。此外,传统意义的国家还将长期存在。由于各国经济水平不一,所面临的任务和追求的发展目标也不同,各国有自己独特的国家利益和为达到此目的制定的政策和战略。任何以本国的经验和模式强加于别国的做法对双方都是有害的,对全世界社会主义事业的发展也是有害的。在这个特殊的过渡时期,社会主义国家的无产阶级才刚刚上升为“民族的阶级”,都深深打上了民族的烙印,国家的烙印,社会主义革命的普遍形式应该是把马克思主义基本原理与本国的具体情况相结合,发展民族经济。本国的经济搞好了,无产阶级政权巩固了,就是对国际共产主义事业的最大贡献。不尊重利益上的差别,不尊重在经济、文化、政治发展水平上的差异,企图以不恰当的手段来解决这些问题,势必导致矛盾、冲突甚至战争。在社会主义国家发展的现阶段,无产阶级的国际主义利益是以社会主义的国家利益体现出来的。超越历史时代,忽视国家和民族的现实物质基础,就会对世界进步事业带来损失。总之和平共处是调节社会主义国家间关系的最有利的手段和途径。

                此外,中国共产党人对和平共处原则的进一步发展也作出了重要的贡献。在新中国建立初期,以毛泽东为代表的中国共产党就宣告:“任何外国政府,只要它愿意断绝对于中国反动派的关系,不再勾结或援助中国反动派,并向人民的中国采取真正的而不是虚伪的友好态度,我们就愿意同它在平等互利和互相尊重领土主权的原则和基础之上,谈判建立外交关系的问题。中国人民愿意同世界各国人民实行友好合作,恢复和发展国际间的通商事业,以利发展生产和繁荣经济。”这是和平共处原则的政策体现。不仅如此,中国共产党人还在外交实践中进一步发展和丰富了和平共处的内涵,完整地概括为“互相尊重主权和领土完整,互不侵犯,互不干涉内政,平等互利及和平共处”五项原则。从五项原则提出之日起,通过全世界所有爱好和平的国家和人民的共同努力,为越来越多的国家所接受,对国际政治上的影响也日益扩大,逐渐发展成为指导国与国之间关系的普遍原则。

                第二次世界大战后,国际社会出现了以美苏为首的两个军事集团的争霸的局面,美苏在世界各地争霸是对和平共处原则的极大践踏。毛泽东同志根据当时的国际形势,提出了“三个世界划分”的理论,即美国苏联是第一世界,亚非拉发展中国家和其他地区的发展中国家是第三世界,处于这两者之间的发达国家是第二世界。这个理论明确地告诉了世界爱好和平的人民,为保卫和平,维护共处,谁是他们的敌人,谁是他们的朋友,谁是应当争取和团结的力量。三个世界划分的理论是毛泽东同志为维护和平共处五项原则而提出的具体战略思想。它的提出在国际社会产生了深远的影响,“第三世界”的提法至今在国际社会被广泛地运用。







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2026: Comparing DeepSeek and ChatGPT on Classical Chinese Translation

I’ve done some exploration of DeepSeek although mostly on modern China topics. For example

2025: China’s DeepSeek AI on China’s National Mood

compared with

2026: ChatGPT5 on China’s National Mood

DeepSeek noticeably strives to be politically correct 政治合格, sometimes refusing to answer or answering but erasing the answer that does not meet political requirements a few seconds later. The adherence of ChatGPT5.2 to capitalist class ideology is assured more subtly by the GIGO principle — garbage in – garbage out.

Currently my favorite tools and workflow for Chinese – English translation are ChatGPT5.2/Thinking  inserting the text two-three paragraphs at a time.  If I put in an overly large stretch of source text, ChatGPT can switch subtly into summary mode and leave out some details.  Then I use the DeepL Write tool (free for stretches of text of 2000 words or less) to make the result more readable. DeepL Write will often change the passives common in Chinese paragraphs to active voice where appropriate.  Then I check the translation for accuracy and readability. I often break up long paragraphs (more common in Chinese it seems) and lists within paragraphs  into bullet points where appropriate to make the English text easier to read. 

ChatGPT used to be much better than DeepL, the gap has closed considerably over the past few years.  One DeepL strength is that the quality of  the translation and the English text output doesn’t decline like it does for ChatGPT.

That is to say, I find ChatGPT better overall but it falls down for longer passages — it moves subtly into summarizing and drops details. DeepL does not have this problem yet the overall quality of the translation and the English text is not quite as good as ChatGPT. Although the gap between the two has closed considerably over the past two years. I read somewhere that that is because of DeepL’s design philosophy — I don’t remember the details. 

Classical Chinese – English translation is an interesting comparison case. The DeepSeek model I have been using is the free one while the ChatGPT model I use is the $20/month version ChatGPT5.2/Thinking so my experience may not permit me a fair comparison. From my modest understanding of Large Language Model black boxes, performance depends upon the model’s capacity (they use the term ‘tokens’) and the extent and quality of the text data input and the quality of the training. The ratio of text available in various languages has a lot to do with what is available online — that means a heavy bias towards English.  I wonder if that might be true of a Chinese-made model too but I don’t know. The Way that can be Followed of is not the true Way. 道可道非常道。  

A 2023 Phoenix TV interview noted that the relative paucity of Chinese language in training data limits performance in Chinese text output compared with English — 黄铁军:ChatGPT训练只用了百分之几的中文数据.

The vast expense of training these Large Language Models is national-economy distorting and may even lead to a short term bust (like the late 1990s Internet boom and bust that disappointed early investors but did built out lots of infrastructure that was very useful later like the worldwide net of fiber optic cables).  I wonder if progress depends as much on the financial depth of national economies almost as much as on technology smarts. But this is getting out of my depth too.

I asked ChatGPT and DeepSeek how they compare. They agree that DeepSeek could be better on Classical Chinese but weren’t sure.  As for myself, I haven’t been using the more expensive pay-to-play version of DeepSeek so I can’t make a far comparison.I enjoyed exploring the million RMB/million dollar question nonetheless.

Far below is a ChatGPT5.2 recommended workflow for translated Classical Chinese 文言文 into English that may interest translation geeks.

You may want to query you favorite AI on this topic. AIs are a good source of information on AIs especially on the best way to pose queries to AIs. They can give you some recommended reading lists and suggest some websites to peruse.

This related posting I revised last year may be helpful for the cyber translation tool perplexed.

2025 Revision: Chinese Language Study and Translation Tools

Copied below are the responses to the query I gave to DeepSeek and ChatGPT5.2/Thinking.

Response gives ten sources. I am using the free version of DeepSeek. It appears that I can’t share a URL to sources.

First from DeepSeek:

How does ChatGPT5.2 compare with DeepS for translating classical Chinese into English? What are their strengths and weaknesses? Does DeepS offer a higher level of service on a subscription basis as does OpenAI’s ChatGPT? If so, it it reasonable to compare the open version of DeepS to an advanced version of ChatGPT5.2? Is DeepS trained with much more Chinese language material than is ChatGPT which I understand gets several times more English than Chinese text in its training? If so what are the implications for their performance?

Comparing ChatGPT and DeepSeek for translating classical Chinese into English is a fascinating and complex question. Based on recent academic research and comparative studies, they each possess distinct strengths and weaknesses. The short answer is that neither model is definitively “better” overall; their suitability depends heavily on your specific goals—whether you prioritize scholarly precision, literary fluency, or creative adaptation.

Here is a detailed comparison based on the available information.

Strengths and Weaknesses in Classical Chinese Translation

Recent academic studies have put both models to the test, revealing a clear division of strengths.

  • DeepSeek
    • Strengths: Superior in precise literal translation and capturing formal aspects like tonal patterns and rhyme in poetry. Demonstrates strong “reasoning” through self-correction, potentially leading to more contextually aware translations in complex scenarios. Excels in information retrieval and detailed analysis within a Chinese context .
    • Weaknesses: Significantly slower processing times due to its complex reasoning mechanisms. Its “thinking” process can be inefficient. Like all AI, it suffers from “hallucinations” (inventing facts) and cultural biases .
  • ChatGPT
    • Strengths: Highly proficient in producing fluent, creative, and readable translations. Excels at “dynamic equivalence” by making the text flow naturally for an English reader, even if it means deviating from the strict literal meaning . Much faster response times .
    • Weaknesses: Can produce “translations” that read like a foreigner’s interpretation, lacking deep cultural nuance. May miss subtle cultural allusions or simplify them excessively. Its creative paraphrasing can sometimes stray too far from the original .

Key Feature Comparison: Service Models and Training Data

The differences in their outputs are largely rooted in their fundamental design, service models, and training data.

  • DeepSeek
    • Pricing/Service Model: Primarily uses a pay-as-you-go, usage-based pricing for its API (e.g., $0.28 per 1M input tokens). There is no monthly subscription plan for premium access. A free consumer app is available .
    • Training Data Focus: Trained with a significant emphasis on Chinese-language material. For example, its code-specialized model used 87% source code and 3% Chinese natural language corpus, but more importantly, it’s designed for deep “reasoning” that aligns well with the logic of classical Chinese .
    • Core Architectural Goal: “Reasoning” and logical self-verification.
  • ChatGPT
    • Pricing/Service Model: Operates on a tiered monthly subscription model (Free, Plus, Pro, Business, Enterprise). Higher tiers like Plus ($20/month) and Pro ($200/month) offer expanded access to its flagship models (like GPT-5.2 Pro), faster speeds, and more features .
    • Training Data Focus: Trained on a dataset estimated to be only a few percent Chinese, with the vast majority being English. This explains its tendency to produce translations that feel like an English-native interpretation .
    • Core Architectural Goal: “Fluency” and broad, creative generation.

Is it Reasonable to Compare the Free Versions?

No, it is not entirely reasonable to compare the open/free version of DeepSeek to an advanced, paid version of ChatGPT. They are different tiers of service with different access levels.

  • DeepS’s Free Version vs. ChatGPT’s Paid Version: The free version of DeepSeek is a powerful, fully-featured model. Comparing it to a paid tier of ChatGPT (like Plus or Pro) is an apples-to-oranges comparison. The paid ChatGPT tiers offer access to more advanced models (e.g., GPT-5.2 Pro) , which may perform differently on translation tasks than the free version. Academic studies, like the one from the Korean Citation Index, often compare the base capabilities of both, providing a fair benchmark for their core translation philosophies .
  • Open vs. Closed Weights: DeepSeek models are often open-weight, allowing for community scrutiny and adaptation, while ChatGPT’s models are proprietary. This difference in philosophy doesn’t directly impact a one-off translation, but it has implications for future development and customization.

Implications of Training Data Differences for Performance

The disparity in training data has profound implications for their performance with classical Chinese:

  • DeepSeek (The Native Speaker): Think of DeepSeek as a highly educated native Chinese speaker who learned English as a second language. It has an innate, deep understanding of the cultural, historical, and literary context of the original text. It knows the “why” behind the words. This allows it to produce translations that are often more accurate in terms of detail and cultural resonance, even if its English phrasing isn’t always perfectly idiomatic. Its ability to self-correct (“reasoning”) allows it to navigate the ambiguous logic of classical Chinese more effectively .
  • ChatGPT (The Brilliant Translator): Think of ChatGPT as a brilliant English-speaking translator who studied classical Chinese. It may not have the same lifelong cultural immersion, but it has learned the patterns and structures so well that it can produce incredibly fluent and natural-sounding English prose. It prioritizes the reading experience, ensuring the translation “sings” in English, even if that means occasionally sacrificing a minor cultural detail for the sake of readability .

In essence, DeepSeek excels at fidelity to the source, while ChatGPT excels at fluency in the target language. The “better” choice depends entirely on your goal: a rigorous academic paper might benefit from DeepSeek’s precision, while a published poetry anthology might favor ChatGPT’s lyrical flow.

Summary of Translation Approaches

FeatureDeepSeekChatGPT
Core StrengthLiteral Precision & Cultural DetailFluent Readability & Creative Adaptation
Translation Style“Native” understanding of Chinese logic“Translator’s” fluency in English
Pacing/RhythmAccurate to the original, may feel denseAdapted for English readers, natural flow
Cultural NuanceHigh retention of original contextMay simplify or generalize for clarity
Best Use CaseAcademic analysis, research, deeply cultural textsPublished translations, creative works, general understanding

ChatGPT5.2’s Take on ChatGPT vs. DeepSeek

Link to ChatGPT5.2 response for this segment. Click on Source at the end of the URL presentation of this segment to see the 74 sources it references.

ChatGPT-5.2 vs DeepSeek for Classical Chinese → English

Where ChatGPT-5.2 tends to shine

  • English rendering quality and register control: Strong at producing readable, idiomatic English while preserving structure (and can reliably follow constraints like “no bold,” “keep line breaks,” “gloss key terms,” etc.).
  • Instruction-following & workflow: Better at multi-step translation workflows (variant readings, annotation layers, consistency rules, “translate + then justify choices,” etc.), especially in long contexts.
  • Tooling + product maturity: OpenAI offers multiple paid tiers (Go/Plus/Pro/Business/Enterprise) with different capability/usage limits.

Common weaknesses for Classical Chinese:

  • Confident-but-wrong classical parsing: If the passage is dense/elliptical, it may “resolve” ambiguity too aggressively unless you force a gloss/parse-first workflow.
  • Allusion + commentary gaps: Without prompting, it may miss that a phrase is a set allusion, or misidentify who is speaking in embedded discourse.

Where DeepSeek tends to shine

  • Chinese-first sensitivity: DeepSeek’s own technical reporting indicates its base training data are “mostly Chinese and English,” and many evaluations note its strength on Chinese-language tasks.
    Practical upshot: it can be very good at recognizing Chinese idiom, modern-to-classical continuities, and sometimes doing cleaner Chinese-side disambiguation before translating.
  • Cost/access for experimentation (via API): DeepSeek offers paid usage through an API pricing model.

Common weaknesses for Classical Chinese:

  • English output polish can be less consistent (stiffer phrasing, less controlled voice), depending on prompt and model/version.
  • Safety/policy and political sensitivity may intrude in some contexts (less relevant to pre-Qin prose, more relevant to historically/politically loaded modern commentary).
  • Privacy/regulatory concerns have been raised in some jurisdictions, which may matter if you’re translating sensitive documents.

Does DeepSeek offer a subscription tier like ChatGPT?

As of DeepSeek’s current positioning, it prominently markets free access to its chat product and paid API access (metered by tokens), rather than “Plus/Pro”-style consumer subscriptions.
OpenAI, by contrast, very explicitly sells consumer subscription tiers (Go/Plus/Pro) and work tiers (Business/Enterprise).

Is it reasonable to compare “free DeepSeek” to “paid ChatGPT-5.2”?

It can be, but only if you’re clear what you’re comparing:

  • If you’re comparing raw model translation quality, then “free vs paid” is not the key issue—which model/version you’re actually using is.
  • If you’re comparing service level (availability, speed, context length, reliability, tooling, file handling, guarantees, support), then comparing a free tier to a paid tier is often not apples-to-apples, because the paid tier typically buys you more consistent access and product features. (OpenAI’s pricing pages make that product segmentation explicit.)

“Is DeepSeek trained on much more Chinese than ChatGPT?”

What we can say with sources:

  • DeepSeek: its own paper explicitly notes its base model training data are mostly Chinese + English.
  • ChatGPT / GPT-5.2: OpenAI does not publicly disclose a clean language-by-language training-data breakdown (at least not on the pricing/help pages), so any precise “X times more English than Chinese” claim is hard to verify from official sources.

So the safest conclusion is: DeepSeek is plausibly more China/Chinese-weighted than many US-origin general LLMs, but the exact ratio comparison to GPT-5.2 isn’t publicly pinned down.

Implications if a model has “more Chinese” (and why it’s not the whole story)

If DeepSeek has a higher Chinese proportion, you often see:

  • Better performance on Chinese comprehension, including tricky segmentation, classical particles, and terse ellipsis.
  • Potentially better handling of Chinese-centric cultural priors (names, institutions, common allusions).

But Classical Chinese → English is two hard problems:

  1. Parsing Classical Chinese correctly (Chinese-side competence helps a lot), and
  2. Writing excellent English while preserving ambiguity where appropriate (English-side competence and instruction-following helps a lot).

That’s why in practice:

  • DeepSeek can be excellent as a “parse + gloss” engine (produce a modern Chinese paraphrase, identify grammar/function words, propose 2–3 parses).
  • ChatGPT-5.2 can be excellent as the final English stylist/editor and for maintaining your house rules (terminology consistency, apparatus formatting, citation workflow, etc.).

A practical way to benchmark them for your use case

If you want a fair comparison for Classical Chinese, test both on the same 3–5 passages and require the same structured output:

  1. Word/phrase segmentation + function-word notes
  2. 2–3 alternative parses where ambiguous
  3. Literal draft + polished draft
  4. Notes explaining key choices (esp. particles, pronoun reference, negation scope)

This tends to reveal the real difference: one model may parse better, the other may write better English.


Asking ChatGPT: Training Data: There is far more English text is floating around online than Chinese, Does this bias things?

ChatGPT5.2 link to the segment below. Click on ‘Sources’ at the end of the URL for this segment to see 66 sources for this segment.

Q: In typical AI training data, what is the proportion of English vs. Chinese and other languages. How does this affect performance?

There isn’t one single “typical” mix, but most large pretraining corpora are very English-heavy, because they draw heavily from web crawls where English dominates and because many widely used “clean” corpora are explicitly English-only.

What the proportions usually look like

1) Web crawls (e.g., Common Crawl)
Common Crawl publishes language stats for each monthly crawl. In a recent crawl (CC-MAIN-2026-04), the primary language share of HTML pages is roughly: English ~41.7%, Chinese ~4.9%, Japanese ~5.8%, Russian ~6.3%, German ~6.0%, French ~4.7%, Spanish ~4.6% (others mostly < ~1% each).
So even before any filtering/curation, English is already ~8× Chinese by share of pages in that crawl.

2) “Cleaned” pretraining datasets derived from web crawls
These often become more skewed, depending on filtering and what the dataset targets.

  • C4 (English) is an English-only cleaned Common Crawl derivative (many English-first models used it).
  • FineWeb is explicitly an English dataset extracted from Common Crawl.

3) Multilingual mixtures (when people try to be multilingual)
Even “multilingual” mixes can still be extremely English-dominant in raw volume. For example, the widely used mC4 release lists approximate uncompressed sizes: English 10,401 GB vs Chinese 186 GB (and Japanese 821 GB, etc.).
That makes Chinese well under 1% of the total by bytes if you take the “~27TB” figure at face value, and English is ~56× larger than Chinese in that listing.

How this affects model performance

More data (and better data) → better performance in that language. In practice, English-heavy training tends to produce:

  • Stronger English capabilities: better instruction-following, writing quality, tool-use conventions, and general coverage, because the model sees far more English examples (and often higher-quality curated English subsets).
  • Weaker non-English (including Chinese) on the long tail: more grammar/idiom errors, more unnatural register, weaker domain coverage (law/medicine/technical writing), and more hallucination when prompts require culturally/localized knowledge or specialized vocabulary.
  • Cross-lingual transfer helps, but only partially: models do learn transferable reasoning and world knowledge, but style, idioms, and factual grounding tied to local sources degrade when the language is underrepresented.
  • Tokenizer + data-efficiency effects: the same “token budget” can represent languages differently (especially CJK vs alphabetic scripts), and filtering/quality heuristics built around English can disproportionately discard or damage non-English text—both of which can worsen non-English performance even beyond simple “percentage of data.”

The practical takeaway

  • If a model is trained on an English-centric corpus, expect English to be the “best language,” with other languages trailing roughly in proportion to (1) their representation and (2) their data quality.
  • Models that aim to be multilingual typically rebalance/oversample non-English during training; otherwise the default web distribution (English ~40–45%, Chinese ~5% in some crawls) plus English-only curated sets can leave Chinese comparatively undertrained.

ChatGPT5.2: Here’s the practical way to think about DeepSeek vs. ChatGPT in 2026: it’s less “which is smarter?” and more which tradeoffs fit your use case (cost, openness, reliability, safety controls, and language behavior).

Biggest differences

1) Openness and deployment control

  • DeepSeek: has released multiple open-weights models (e.g., R1 / V3 variants), which means you (or a vendor) can run/fine-tune them on your own infra and control data locality more directly.
  • ChatGPT: is a hosted product (closed weights) with strong app features and enterprise controls, but you’re not self-hosting the base model.

Why it matters: if you need on-prem / air-gapped / strict data residency, open-weights are a big lever.

2) Cost model

  • DeepSeek API is priced per token and is very inexpensive by published list prices (e.g., DeepSeek R1 “reasoner” and V3 pricing in their docs).
  • ChatGPT is mainly sold as per-user subscriptions (Free/Go/Plus/Pro/Business/Enterprise tiers).

Why it matters: if you’re running high-volume programmatic workloads, DeepSeek-style token pricing can be extremely cost-effective; if you’re optimizing for end-user productivity features, ChatGPT’s per-seat plans can be simpler.

3) Product ecosystem & UX

  • ChatGPT tends to win on “everything around the model”: polished chat UX, file handling, multimodal features, integrations, admin tooling on higher tiers, etc. (and it’s evolving quickly—e.g., plan structure and ad behavior on lower tiers has been changing).
  • DeepSeek is strong if your main goal is API + models (and/or running open weights), but the surrounding product layer may be less “one-stop” depending on how you access it.

4) Performance profile (what each is often “best at”)

A reasonable rule of thumb from published comparisons and commentary:

  • DeepSeek often shines on algorithmic coding + math/reasoning-style tasks, especially for the price.
  • ChatGPT often shines on broad knowledge coverage, instruction-following polish, and general writing/analysis workflows (and usually better “assistant-ness” end-to-end).

(Exact rankings depend heavily on which DeepSeek model, which ChatGPT model/tier, and your prompt/task.)

5) Chinese-language behavior & policy constraints

  • ChatGPT: generally strong in Chinese, but will follow OpenAI safety policies.
  • DeepSeek: some reporting/analysis notes that certain releases may align more tightly with PRC political/censorship constraints than earlier versions.

If your work includes sensitive political topics, you may see noticeably different refusal patterns.

Which should you pick?

  • Pick ChatGPT if you want the best general-purpose assistant experience (writing, analysis, summarization, iterative editing, broad knowledge) with strong product UX and team/enterprise options.
  • Pick DeepSeek if you want low-cost high-volume API usage, or you value open weights / self-hosting / customization, or you’re focused on coding + reasoning workloads on a budget.

ChatGPT5.2 Recommended Workflow for Classical Chinese to English Translation

If your goal is to translate ancient/classical Chinese (文言文) into good English, the biggest lever isn’t “which model,” it’s workflow + constraints. Here’s a setup that consistently produces publishable results (and avoids the usual AI failures: wrong referents, smoothing over particles, and anachronistic paraphrase).

A workflow that works

1) Establish the text

  • Paste the passage (and tell me the edition if you have it).
  • If punctuation is modern/editorial, note that—many translation errors come from trusting punctuation.

What I’ll do: produce a segmented text (by clause), and flag text-critical ambiguities.

2) Do a literal “gloss pass” first

You want a line-by-line that keeps:

  • particles (其、夫、盖、乃、则)
  • function words (以、而、于、之)
  • ellipses (omitted subjects/objects)
  • parallelism and rhyme/antithesis (esp. Han–Tang prose)

Output: a close translation + short grammar notes per clause.

3) Then a “readable pass”

Once the literal meaning is locked:

  • smooth the English
  • choose register (biblical, analytic, plain modern, etc.)
  • keep key terms consistent (道, 德, 仁, 礼, 气, 理…)

Output: a literary translation that still tracks the original.

4) Add apparatus (optional but recommended)

Depending on your needs, I can add:

  • named entities + identifications
  • allusions (e.g., Shijing, Zuozhuan, Hanfeizi echoes)
  • variant readings (different editions / commentaries)
  • a term glossary (esp. philosophy, ritual, law)

What you should provide (minimum)

  1. The Chinese text (even 2–3 lines is fine)
  2. Genre/context if known (e.g., Analects, Zuozhuan narrative, memorial, stele inscription)
  3. Your preference:
  • “literal first” vs “readable first”
  • American vs British English
  • do you want Wade–Giles / pinyin, or none?

What you’ll get back from me

By default (unless you say otherwise):

  • segmented Chinese
  • literal translation (line-by-line)
  • polished translation
  • brief notes on tricky grammar + interpretive choices

Common pitfalls I’ll actively guard against

  • flattening parallel prose into generic English
  • mis-assigning pronouns (其/之/者) and shifting subjects
  • treating classical “以” as always “because”
  • ignoring 已/既/乃/遂 sequencing
  • modernizing ethical/political terms into misleading equivalents
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1993 – 2016: (14) : “Revolution Is the Locomotive of History” Chapter Fourteen of “The Logic of Politics” 王沪宁等著《政治的逻辑》

Summary of Chapter Fourteen of The Logic of Politics: Principles of Marxist Political Science

  Chapter 14, “Revolution Is the Locomotive of History,” builds on earlier chapters of “The Logic of Politics” written by a group of Shanghai-based political scientists led by current Politburo member and party ideologue Wang Huning in the early 1990s to argue that the coming of revolution is no accident. Revolution is a historically necessary form of political action when economic and social progress are blocked because the system of property and economic relations no longer suit new circumstances. Revolution liberates society from outdated constraints and frees it for further development. In class-based societies, this means overthrowing the ruling class tied to a particular system of economic relations.  Thus “revolution as the locomotive of history” presents a strictly materialist: deep socioeconomic contradictions fuel political upheavals to create new relations of production. For the proletariat, this means ending exploitation and class divisions altogether.

Political and social revolutions have a dialectical relationship. Political revolution, centered on seizing state power, functions as a precondition that clears the way for social revolution by overthrowing the existing political “superstructure” protecting the old economic base. Only by transforming power relations can a new class dismantle the institutional defenses of old relations and protect new ones. Here it is stressed that “only social revolution is genuine,” as true revolution changes political, economic and social relations.  Bourgeois revolutions, which can expand relations already germinating within the old order, must not be confused with proletarian revolutions that use newly won political power to establish socialist economic relations and deepen the transformation of society.

What then are the conditions for the success of a revolution? A revolution requires two kinds of conditions, objective and subjective.  Objectively, a “revolutionary situation” produced by a systemic crisis and subjectively, mass revolutionary action capable of exploiting that situation Special emphasis is placed on organization, building a united front, and the guiding role of a highly disciplined party informed by the social scientific theory of Marxism. Revolution entails the transfer of state power.

As a rule, the new social order is established through violence. Engels thought it just barely possible that a peaceful path to proletarian rule might open under certain historical circumstances. Lenin thought with the age of imperialism the chance of peaceful transition had entirely disappeared. Either way, violent revolution is still the way to displace entrenched power and to replace with a new political order that will make social transformation possible.


The Logic of Politics: Principles of Marxist Political Science translated in full with citations to sources and context to sources added:

The Chinese text of Chapter Fourteen follows the English translation.


Chapter 14: Revolution Is the Locomotive of History

Revolution is an inevitable political action in the historical development of human society. The contradictory movement between the productive forces and the relations of production is the basic driving force of social development. When the old relations of production obstruct the development of the productive forces, it becomes a historical necessity for new relations of production to replace them. At such a time, revolution also becomes unavoidable. The ultimate aim of revolution is to break free from the constraints of the old relations of production and liberate the productive forces. In a class-based society, every form of class rule is based on specific relations of production. Therefore, a revolution that replaces old relations of production with new ones must first overthrow the old ruling class domination and seize political power.

Political power is the fundamental question of revolution, especially for a proletarian revolution, which aims to abolish private ownership and establish public ownership. A political revolution that overthrows the old class rule and seizes state power is a prerequisite for a social revolution.

In the final analysis, a political revolution is undertaken for the sake of a social revolution, whose purpose is to establish new relations of production. Revolution has its conditions, so if one wishes to achieve success, one must actively create the conditions necessary for a revolutionary situation to form. While violent revolution is the general rule, seizing power by peaceful means is still possible. The ultimate goal of the proletarian revolution is to abolish all systems of exploitation, classes, and class distinctions and realize communism.

Section One Revolution Means Emancipating the Productive Forces

I. Revolution is the highest form of political action

In the spring of 1845, Marx wrote in his notebook the famous Theses on Feuerbach. This concise yet profound set of theses was the crystallization of Marx’s long reflection and research, and a special milestone in the course of his intellectual development. In 1888, Engels, speaking of these theses, wrote that

“these notes… are very valuable as the first document containing the brilliant germ of the new world outlook.”

Frederick Engels, Ludwig Feuerbach and the End of Classical German Philosophy, Foreword

Therefore, these theses had decisive significance for the subsequent development of Marx’s thought and for the establishment of his scientific theory and doctrine. In the last of these theses, Marx clearly stated the mission of his own theory and doctrine. He said:

“The philosophers have only interpreted the world, in various ways; the point, however, is to change it.”

Karl Marx, Theses On Feuerbach

This means that Marxist theory and doctrine do not merely explain the world. They are a doctrine that aims to change the world. Thus the question of revolution naturally is one the major issues that Marxist political science is concerned with. In the Marxist view, revolution is an important means and method of changing the world, and a driving force of historical development.

Revolution is an inevitable political action in the historical development of human society—that is to say, it is precisely through such political action that human society advances step by step from lower forms to higher forms. In On Contradiction, Mao Zedong held that dialectical materialism is the philosophical foundation for Marx and Engels’s view that revolution as an inevitable political act in the course of social development. Mao said:

“When Marx and Engels applied the law of contradiction in things to the study of the process of social history, they discovered the contradiction between the productive forces and the relations of production, the contradiction between the exploiting classes and the exploited classes, and the contradiction between the economic base arising from these contradictions and the superstructure—political, ideological, and so on—and how these contradictions inevitably, in various different class societies, bring about various different social revolutions.”

Selected Works of Mao Tse-tung, ON CONTRADICTION, August 1937

Therefore, Marxism regards revolution as an inevitable political act in the course of the development of society since this political act is determined not by people’s subjective will, but instead by the laws governing contradictions in society. Marxism praises as progressive every revolutionary period that appears in history since its revolutionary nature is determined by the laws of social contradictions,

“because it is precisely in such periods that the many contradictions are resolved that had slowly accumulated during so-called peaceful periods of development. It is precisely in such periods that the direct role of the various different classes in determining the forms of social life is most powerfully displayed. This lays the foundations for the political superstructure that will thereafter remain fixed for a long time on the basis of renewed relations of production.”

Vladimir Ilyich Lenin, Two Tactics of Social-Democracy in the Democratic Revolution

What is a revolution? Lenin offered a clear explanation. He said:

“From the Marxist point of view, what exactly does revolution mean? It means smashing the obsolete political superstructure by force—that superstructure which, because it has come into contradiction with the new relations of production, must collapse at a certain moment.”

Vladimir Ilyich Lenin, Two Tactics of Social-Democracy in the Democratic Revolution

From this explanation, we can conclude that:

  1. Revolution is an act of force,
  2. The main target of a revolution is to destroy the old political superstructure, and
  3. The purpose of a revolution is to ultimately establish new relations of production.

Smashing the old political superstructure means overthrowing the old state power, and establishing new relations of production means fundamentally changing the form of relations in society. Therefore, Marxism holds that there are two main kinds of revolution: political and social. Marx said:

“Every revolution dissolves the old order of society; to that extent, it is social. Every revolution brings down the old ruling power; to that extent, it is political.”

Works of Karl Marx, 1844, Critical Notes on the Article:
“The King of Prussia and Social Reform. By a Prussian”
Karl Marx, Vorwarts!, No.63, August 7 1844

Clearly, a political revolution is a fundamental transformation of the political system, while a social revolution is a fundamental transformation of the social forms and system—i.e., one advanced social system replacing a decayed one.

According to Marxism, a revolution is a political act involving the overthrow of the existing regime and the destruction of old social relations. Because this act brings about profound changes in social, economic, political, and cultural life, Engels also considered it the ultimate form of political action. He urged the proletariat to engage in revolution to achieve class rule. According to Marxism, this highest form of political action is the key to any class’s final victory in establishing its rule. As early as 1844, when discussing how the proletariat would establish socialism, Marx pointed out:

“Socialism cannot be realized without revolution. Socialism needs this political act because it needs to abolish and destroy the old.”

Works of Karl Marx, 1844, Critical Notes on the Article:
“The King of Prussia and Social Reform. By a Prussian”
Karl Marx, Vorwarts!, No.63, August 7 1844

The lessons of the European revolutions of 1848–1849 further solidified Marx’s belief in this idea. After summarizing the class struggles in France from 1848 to 1850, Marx proclaimed the slogan,

“Revolution is the locomotive of history.”

Karl Marx, The Class Struggles in France, 1848 to 1850, Part III Consequences of June 13, 1849

Because classes differ in their nature and in their historical mission, the revolutionary actions taken by various classes seeking rule have different meanings. After a systematic study of history, Marx concluded that the proletariat’s revolution to achieve thoroughgoing emancipation and establish communism has dual significance for the proletariat:

  • First, through revolution, the proletariat becomes the ruling class.
  • Second, through revolution, the proletariat becomes the foundation of the future society.

In other words,

“revolution is necessary not only because there is no other way to overthrow the ruling class, but also because the class that overthrows it can only succeed in ridding itself of all the old filth and become fit to found society anew in revolution.”

Karl Marx, The German Ideology, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
B. The Illusion of the Epoch

Although Marx mainly emphasized the first significance in later concrete revolutionary practice, he never forgot the latter. In The Communist Manifesto, he clearly states that

“the communist revolution is the most radical rupture with traditional property relations.”

The Communist Manifesto

The core of this second significance of revolution is “a universal transformation of in people.” Therefore, proletarian revolution includes not only political and social revolution but also a corresponding process of proletarian self-improvement—transforming itself into new people with a fully developed communist consciousness. This self-improvement is a prerequisite for achieving communism.

The ultimate purpose of revolution is to liberate the productive forces.

Although revolution is a political action, the real cause of revolution does not lie in politics itself. Rather, it lies in economic changes in society and particularly in the struggle between the productive forces and the current relations of production.

In the course of historical development, productive forces are the most revolutionary and dynamic factor. They are continually changing and undergoing revolution. Marx said,

“A society can no more cease to produce than it can cease to consume.”

Karl Marx. Capital Volume One, Part VII: The Accumulation of Capital

The development of production drives transformation and progress throughout society. As Mao Zedong put it:

“The productive forces are the most revolutionary factor. When the productive forces have developed, there is bound to be a revolution.”

Selected Works of Mao Tse-tung, SPEECH AT THE SECOND PLENARY SESSION OF THE EIGHTH CENTRAL COMMITTEE OF THE COMMUNIST PARTY OF CHINA
November 15, 1956

Engels once used Austria as an example to illustrate the relationship between productive development and social transformation.

“The introduction of machinery and steam into industry in Austria (as elsewhere) transformed the old social relations and conditions of life of all classes. It turned serfs into free men and small proprietors into industrial workers. It destroyed the old feudal handicraft guilds and the means of existence of many of their members.”

Friedrich Engels, Revolution and Counter-revolution in Germany, IV. Austria.
NOVEMBER 7th, 1851.

The development of productive forces inevitably leads to social transformation. However, this process does not occur automatically; rather, it requires a revolution. There are two elements of productive forces: the means of production and human beings. The development of productive forces involves changes and increases in the means of production, as well as the formation and growth of new classes that represent these forces. This development occurs within specific relations of production and is not subject to human will.

Marx wrote that when the productive forces under a given set of relations of production have matured and attempt to break through them, a contradiction emerges between the two. Marx wrote,

“At a certain stage of development, the material productive forces of society come into conflict with the existing relations of production—or, what is merely a legal expression for the same thing, with the property relations within which they have been at work. These relations, which were once a form of development of the productive forces, turn into their fetters. Then begins an era of social revolution.”

Karl Marx 1859. A Contribution to the Critique of Political Economy, Preface

Marx indicates not only the historical inevitability of this contradiction, but also that it will lead to social revolution.

The contradiction between the development of productive forces and the current relations of production means that the existing relations no longer fit the development of the productive forces and must be transformed or replaced. However, historical facts show that resolving this contradiction by changing the relations of production is not a simple, natural process. Rather, it must be accomplished through revolutionary action. Engels said:

“All revolutions up to now have been revolutions to protect one kind of property against another. They cannot protect one kind of property without violating another. In the French Revolution, for example, feudal property was sacrificed to protect bourgeois property. In Solon’s revolution, the property of creditors should have been damaged to protect the property of debtors.”

Frederick Engels, Origins of the Family, Private Property, and the State, V. The Rise of the Athenian State

Clearly, without a social revolution, the old relations of production cannot exit the historical stage, and new relations of production cannot be established. The purpose of a social revolution is to liberate the productive forces that are steadily developing, yet constrained by the old relations of production so they can flourish under new ones.

A society’s economic base is constituted by the totality of its relations of production. This economic base determines the political superstructure. As Marx wrote,

“The sum total of these relations of production constitutes the economic structure of society, the real foundation on which rises a legal and political superstructure and to which correspond definite forms of social consciousness.”

Karl Marx, Abstract from the Preface of A Contribution to the Critique of Political Economy

Therefore, any given set of social relations of production has corresponding social relations (in class societies, these are chiefly expressed in relations between classes) and a corresponding political superstructure. When the development of the productive forces urgently requires a change in the old relations of production, the old political superstructure also faces a crisis. However, in class societies, the ruling class, which holds political power, will not readily allow changes to the relations of production that determine its political rule in order to maintain its political rule. On the contrary, it often uses its power to consolidate and preserve the old relations of production and its political domination.

In such circumstances, the conflict between the productive forces and the relations of production is concentrated in the struggle between the oppressed class, which emerges alongside the development of the productive forces and represents new productive forces, and the ruling class, which occupies the dominant position within the old relations of production. The core of this struggle is state power, and its final resolution is often achieved through revolutionary violence. A revolution that fundamentally changes the nature of state power is a political revolution. The purpose of a political revolution is to use the new political power established to eliminate the old relations of production and establish new ones. As Stalin put it:

“On the basis of the conflict between the new productive forces and the old relations of production, and the new economic requirements of society, new social ideas arise. These new ideas organize and mobilize the masses, who then rally into a new political army. This army establishes a new revolutionary power and uses it to abolish the old order by force and establish a new one in the sphere of relations of production.”

J. V. Stalin September 1938, Dialectical and Historical Materialism

Accordingly, “when one class replaces another, property relations change as well.”

V. I. Lenin, Ninth Congress of the R.C.P.(B.), March 29- April 5, 1920

Changes in ownership relations enable a greater liberation of the productive forces.

The above analysis shows that the contradiction between the productive forces and the relations of production causes revolution. While the ultimate resolution of this contradiction requires social revolution, political revolution should initiate the overall revolutionary process. The ultimate goal of a political revolution is to spark a social revolution that will fundamentally alter the existing relations of production, transition society into a new social formation, and further liberate the productive forces.

Section Two: The Fundamental Question of Revolution is State Power.

I. Revolution is a political act that overthrows the ruling class.

The basic driving force of revolution lies in the contradiction between the productive forces and the relations of production. In a class-based society, this contradiction inevitably manifests as conflict and struggle between the oppressed class, which represents new productive forces, and the ruling class, which occupies the dominant position within the old relations of production. This class conflict and class struggle often becomes the immediate cause of revolution.

The development of the productive forces is expressed in advances in production technology, an increase in the total stock of means of production, and the emergence and growth of new classes suited to those forces. Under the old relations of production, this newly formed class is oppressed. Thus, when a contradiction arises between the productive forces and the relations of production, conflict and struggle between the oppressed and oppressing classes arise as well. Revolution then begins to germinate within that struggle. After examining and analyzing the laws of motion of capitalism, Marx and Engels reached the following conclusion:

“In the course of their development, the productive forces reach a stage at which the productive forces and means of intercourse that have been brought into being can only bring about disasters under the existing relations. These productive forces are no longer a force of production, but rather a force of destruction, exemplified by machinery and money. At the same time, a class emerges that bears all the burdens of society without enjoying its advantages. This class is excluded from society and forced into antagonism with all other classes. It comprises the majority of society and gives rise to the consciousness of the necessity of a fundamental revolution—the communist consciousness—which may also arise among the other classes through contemplation of this class’s situation.”

Karl Marx. The German Ideology, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
D. Proletarians and Communism

In this conclusion, Marx and Engels expressed four ideas:

  • 1. The development of the productive forces will create a new class.
  • 2. Under the existing relations of production, this class is oppressed.
  • 3. The contradiction between the productive forces and the relations of production will intensify the antagonism between this class and the other classes, especially the ruling class.
  • 4..This class antagonism will generate revolutionary consciousness.

They stated the same idea more explicitly in The Communist Manifesto. They said that the proletariat is a product of large-scale industry itself.

“The industrial progress that the bourgeoisie has unintentionally promoted and is powerless to resist replaces the workers’ isolation due to competition with their revolutionary combination due to association.”

Karl Marx and Friedrich Engels, The Communist Manifesto

Thus, as large-scale industry develops, the very foundation on which the bourgeoisie produces and appropriates products is undermined beneath its feet. Above all, it produces its own grave diggers.”

Thus, the new oppressed class, born alongside the development of production, becomes the revolutionary force that overthrows the old ruling class.

As representatives of new productive forces, any oppressed class will try to break through the old relations of production and political rule formed on that basis in order to develop further and become the dominant class in society. The emancipation of an oppressed class means creating a new society. Therefore, if an oppressed class wants to liberate itself, it must take political action to overthrow the ruling class. Without such action, the oppressed class cannot be emancipated and a new society cannot be established. Marx made this point explicitly: socialism cannot be realized without revolution. Socialism requires this kind of political action because it must abolish and destroy the old order.

As Marx wrote,

“Of all the instruments of production, the greatest productive power is the revolutionary class itself.”

Karl Marx, The Poverty of Philosophy, Abstracts from: Chapter Two

When the contradiction between the productive forces and the relations of production drives society into an all-around crisis, the revolutionary class inevitably takes revolutionary action for its own liberation. The revolution’s first objective is to overthrow the ruling class that formed on the foundation of the old relations of production. Marx also said:

“The conditions under which definite productive forces can be applied are the conditions of the rule of a definite class of society…and therefore, every revolutionary struggle is directed against a class that has been in power until then.”

Karl Marx. The German Ideology, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
D. Proletarians and Communism

In guiding the revolutionary struggle of the Russian proletariat, Lenin put it plainly:

“Our revolutionary program consisted of one general item: the removal of the yoke of landowners and capitalists, the overthrow of their power, and the emancipation of working people from those exploiters.”

V. I. Lenin, Answers, To An American Journalist’s Questions

Throughout history, revolutions have been political actions aimed at overthrowing a ruling class. England’s bourgeois revolution resulted in the execution of Charles I; the French bourgeoisie proclaimed the complete collapse of the old feudal order while storming the Bastille; and the October Revolution in Russia drove the bourgeoisie from power amid the roar of guns firing on the Winter Palace. These examples confirm Mao Zedong’s famous line:

“A revolution is an insurrection, an act of violence by which one class overthrows another.”

Selected Works of Mao Tse-tung, REPORT ON AN INVESTIGATION OF THE PEASANT MOVEMENT IN HUNAN, March 1927

II. The question of political power is the revolution’s top priority.

In a class society, every form of political superstructure is established on a specific economic foundation and is determined by it. Once a political superstructure takes shape, it is bound to serve the economic relations that constitute its foundation, actively helping those relations take form and become consolidated. The dependable force through which the political superstructure performs this service is political power. When analyzing modern capitalist society, Marx was blunt:

“Modern bourgeois property relations are ‘maintained’ by state power; the bourgeoisie establishes state power to defend its property relations.”

Karl Marx in the Deutsche-Brüsseler Zeitung
Moralising Criticism and Critical Morality [133]
A Contribution to German Cultural History

Contra Karl Heinzen

In a class-ruled society, this kind of political power is the tool by which the ruling class carries out its domination—it is the ruling class’s lifeline. Once they hold political power, they can use it to suppress resistance by the ruled classes, protect the economic base on which they depend, and maintain their political domination over the exploited classes. Conversely, if the ruling class loses political power, all their economic and political privileges will evaporate, and their rule will be overturned. This is why they cling desperately to state power.

Clearly, in a class society, the ruling class will not willingly relinquish state power. When the contradiction between the productive forces and the relations of production reaches a point where revolutionary transformation is unavoidable, the ruling class will inevitably use its political power to protect the old relations of production that form the basis of its existence. Therefore, any oppressed class trying to break through the old relations of production to win emancipation must engage the old ruling class in the fiercest struggle, with the focal point being the state’s political power. As Engels put it:

“In every struggle of class against class, the immediate aim of the struggle is political power. The ruling class defends its supreme political power—that is, its secure majority in the legislature. The ruled class first fights for a share of political power and then for all of it, so it can change existing laws according to its own interests and needs.”

Articles by Engels in the Labour Standard 1881, Trades Unions, Part II

Only by seizing the state power that firmly safeguards the old relations of production from the ruling class—and by overthrowing the old class—can the oppressed class disintegrate the old relations of production thoroughly and achieve final emancipation. Marx pointed out:

“It is impossible to emancipate the oppressed class without injuring the class that oppresses it and without simultaneously dismantling the entire state structure built on such a dismal social foundation.”

Karl Marx, [The Question of the Abolition of Serfdom in Russia]

The nature and aims of class struggle dictate that, for any class seeking to become the ruling force and establish a new society, the initial revolutionary action must be to overthrow the existing ruling class and seize political power. Marx and Engels noted,

“Every class struggling for mastery — even the proletariat, whose mastery presupposes the abolition of the old form of society and of mastery itself — must first conquer political power to represent its interests as the general interest. Initially, it is forced to do so.”

Works of Karl Marx 1843, A Contribution to the Critique of Hegel’s Philosophy of Right
Introduction

Once state power has been seized, the oppressed class realizes its rule over society as a whole by rising to become the ruling class. For example, in Western Europe,

“in countries where the bourgeoisie has already conquered political power, political domination has become the domination of the bourgeoisie over society as a whole, and not the domination of individual bourgeois over their own workers.”

V. I. Lenin, One of the Fundamental Questions of the Revolution

Therefore, whether a revolution succeeds or fails is primarily determined by whether it seizes state power. As Lenin pointed out, the most fundamental question in any revolution is the question of state power. When state power passes from one class to another, that is the first and most basic sign of a revolution.

The question of state power becomes the fundamental question of revolution for two reasons.

  • First, the oppressed class can only rise to become the ruling class and exercise social rule by taking hold of state power.
  • Second, the question of state power directly affects the revolution itself. This is mainly because no revolution is carried out by a single oppressed class acting alone.

In reality, when an oppressed class representing new productive forces moves to overthrow the ruling class, it must portray its interests as those of all members of society. At the same time, it must unite all non-ruling classes to mount the most powerful revolutionary action and overthrow the old ruling class.

Marx and Engels pointed out:

“Particularly in relations that have existed hitherto, when one class always ruled and the conditions of an individual’s life always coincided with a class’s conditions, the practical task of each newly emerging class appeared to each of its members as a universal task. Each class could overthrow its predecessor only by liberating individuals of all classes from chains that had fettered them. Under these circumstances, the task of individual members of a class striving for domination must be described as a universal human task.”

Karl Marx and Frederick Engels, A Critique of the German Ideology, Abstract of Chapter 3, [Idealist mistakes & Materialist corrections]

Engels believed that an alliance of different classes was a prerequisite for every revolution. Revolutions that cannot proceed without class alliances will have a state power outcome that determines the nature, course, and outcome of the entire revolution. During the European revolutions of 1848–1849, the working class was the main revolutionary force. However, due to objective and subjective constraints, the European working class was not yet mature enough for a socialist revolution. Consequently, from the outset, the workers were confined to aiding the bourgeoisie in seizing power. This behavior not only meant that the revolution was not socialist, but also sealed the workers’ fate as victims of the revolution.

Half a century later, Lenin fully absorbed the lessons of that revolution. While leading the revolutionary struggle in Russia, he emphasized the importance of the question of state power. After the Russian bourgeois-democratic revolution of 1905, he explicitly stated that, unlike the historical European revolutions, a proletariat-led revolution must not establish a bourgeois regime. He said:

“The revolution is recognized by all. The task now is to define which classes must build the new superstructure and how they will build it.” If this is not defined, the slogan ‘revolution’ is empty and meaningless at the present time….”

Vladimir Ilyich Lenin, Two Tactics of Social-Democracy in the Democratic Revolution
II. Comrade Martynov Again Renders the Question “More Profound”

Throughout the Russian Revolution, Lenin insisted that the proletariat hold revolutionary leadership. Based on this belief, he actively promoted the establishment of proletarian organs of state power. After June 1906, when workers’ deputies’ soviets were successively established in major Russian cities and industrial regions amid working-class struggles, Lenin immediately recognized their significance. He praised them and their activity highly. He also drew theoretical conclusions from their activity.

Lenin believed that the soviets were the embryo of a new revolutionary state power. He thought that, with an uprising’s victory, they would transform from organs of armed insurrection into a revolutionary dictatorship of the proletariat and the peasantry. He regarded the formation of these organizations as the beginning of seizing power and establishing a revolutionary democratic dictatorship of workers and peasants. He regarded them as the first shoots of a new type of state organ. In later revolutions, the Russian proletariat achieved final victory and founded a socialist state based on the dictatorship of the proletariat by relying on these very same soviets.

Treating the question of state power as the fundamental question of every revolution is a basic idea in Marxist revolutionary theory. This idea’s core value is that the transfer and final destination of state power determine not only whether a revolution succeeds or fails, but also its overall nature, process, and outcome. For this reason, while guiding the Russian Revolution, Lenin repeatedly warned that one cannot evade the question of state power or act as if it does not matter in class struggle and political revolution.

“Marxism recognizes a fully developed, ‘nation-wide’ class struggle only if it embraces not merely politics, but also the most significant aspect of politics: the organization of state power.”

V. I. Lenin, Liberal and Marxist Conceptions of the Class Struggle
NOTE

Lenin argued that a class that does not understand the importance of state power cannot participate consciously in a revolution, let alone lead one. The history of the October Revolution shows that the Bolsheviks’ final victory was achieved precisely because they held fast to this fundamental question of revolution.

III. The Proletarian Revolution

The proletarian revolution must first seize state power.

The proletariat’s historical mission determines the nature, tasks, and goals of the proletarian revolution. In the Afterword to the second German edition of Capital, Marx succinctly described this mission: to overthrow the capitalist mode of production and ultimately abolish all classes. This is the greatest historical mission in human history. Accordingly, the proletarian revolution will be the broadest, deepest, and most thoroughgoing revolution in history.

“To accomplish this social revolution, the proletariat must seize power because it will put them in a position of authority, enabling them to remove every obstacle on the road to their great aim.”

Karl Marx, Capital Volume One, 1873, Afterword to the Second German Edition

Like all previous class revolutions in history, the proletarian revolution must first seize political power. Engels said:

“At the same time, we have always held the view that to attain the aims of the future social revolution and other, far more important aims, the working class must first take possession of the organized political power of the state. With its help, they must crush the resistance of the capitalist class and reorganize society on a new basis.”

Marx-Engels Correspondence 1883, Engels to Philipp Van Patten, In New York
Abstract

In terms of its historical mission, however, the proletarian revolution’s seizure of power is of special importance, unlike any other class revolution. All previous social revolutions, except for the transition from primitive communal ownership to slavery, have merely replaced one form of private ownership with another. In contrast, the proletarian revolution aims to eliminate private ownership altogether and establish a society based on public ownership of the means of production. Nevertheless, socialist relations of production cannot arise within capitalist society. Only by seizing power and using force can the proletariat expropriate the bourgeoisie’s means of production and establish a socialist economic system.

Furthermore, since the proletarian revolution aims to abolish all systems of exploitation, classes, and distinctions, it faces more formidable and self-assured enemies than any other revolution in history. Only by seizing power and relying on force can the proletariat suppress the resistance of the exploiters through revolutionary violence and consolidate the new social system. For the proletariat, seizing state power from the bourgeoisie is the primary sign of victory in the proletarian revolution.

The proletariat must first seize state power. However, their historical mission is such that

“the working class cannot simply take hold of the ready-made state machinery and use it for its own purposes.”

Karl Marx, The Civil War in France, The Third Address, May, 1871, [The Paris Commune]

Marx developed this idea through a thorough analysis of the Paris Commune’s experience. There are two aspects to this idea: the old state machine must be transformed, and a new kind of democratic proletarian state must be built. This is the unavoidable road by which the proletariat achieves complete emancipation. During the Paris Commune’s revolutionary practice, the destruction of the old state machine and the establishment of a new one occurred almost simultaneously.

Marx’s idea had already taken an initial shape in his summary of the European revolutions of 1848–1849. At that time, Marx believed that the bourgeois state machine should be smashed with revolutionary violence to establish the dictatorship of the proletariat. His clear statement of this idea was based on a scientific analysis of the experiences and lessons of those revolutions.

First, by analyzing the class character of France’s February Republic and the lessons of the Paris workers’ June uprising defeat, Marx revealed that, no matter its form, the bourgeois state suppresses the proletariat. One cannot indulge the illusion that the bourgeois state can serve the proletariat. Marx concluded that the defeat of the June uprising proved:

“The bourgeois republic means the unlimited despotism of one class over the others.”

The Class Struggles in France, 1848 to 1850, Part I
The Defeat of June, 1848

Within the framework of such a republic, the slightest improvement in the proletariat’s position is a fantasy, let alone relying on it to achieve emancipation. Therefore, Marx believed that the demands the proletariat had originally tried to force the February Republic to meet should be replaced by a bold revolutionary battle cry: “Overthrow the bourgeoisie! A Dictatorship of the working class!

Second, after analyzing the historical evolution of the French bourgeois state, Marx argued that bourgeois revolutions replace one system of exploitation with another. They do not need to destroy the old state apparatus; they only need to take control of it and adapt it to suit their rule. For the proletariat to win emancipation, it must concentrate all its forces against this power. In his 1871 letter to Ludwig Kugelmann, Marx made this point explicit:

“In the final chapter of The Eighteenth Brumaire, I state that the next phase of the French Revolution must dismantle the bureaucratic-military apparatus rather than merely transferring it from one group to another. This is the precondition for any genuine people’s revolution on the continent.”

Marx-Engels Correspondence 1871, Marx to Dr Kugelmann
Concerning the Paris Commune
Abstract

The conclusion that the proletariat must destroy the old state apparatus through revolutionary violence reveals the fundamental difference between proletarian and bourgeois revolutions. It is one of the fundamental Marxist principles regarding the state and revolution. By 1871, when Marx summarized the Paris Commune’s revolutionary experience, he developed this conclusion into the statement that:

“The proletariat cannot simply take hold of the existing state apparatus and use this ready-made tool to achieve its own goals.”

Karl Marx and Friedrich Engels, Preface to the 1872 German Edition Communist Manifesto See also Karl Marx, “The Civil War in France”

This statement is consistent with the earlier conclusion that, after winning the proletarian revolution, the proletariat cannot simply seize and operate the existing state apparatus to achieve its aims. However, unlike the earlier formulation, it does not stress that the old state machine must be smashed by violent means without exception; rather, it emphasizes the principle that the old state machine cannot be used as is. In Marx’s view, his emphasis on violently smashing the old state machine was mainly directed at the substantial bureaucratic and military apparatus of the European bourgeoisie, led by France.

As seen in his 1871 letter to Ludwig Kugelmann, Marx confined the conclusion about violently smashing the old state machine to continental Europe and did not treat it as the only method. In countries like Britain, where the capitalist economy and bourgeois democratic institutions were relatively developed and the military-bureaucratic apparatus was relatively weak,

If you read the final chapter of my The Eighteenth of Brumaire, you will see that I believe the next attempt at the French Revolution should no longer transfer the bureaucratic military apparatus from the hands of some to others, as before, but should smash it—this is precisely the precondition for any genuine people’s revolution on the continent.

The idea that the proletariat must destroy the existing state apparatus through revolutionary violence highlights the fundamental distinction between proletarian and bourgeois revolutions. It is one of the fundamental Marxist principles regarding the state and revolution. By 1871, when Marx summarized the Paris Commune’s revolutionary experience, this conclusion had evolved into the statement:

“The proletariat cannot simply take hold of the existing state apparatus and use this ready-made instrument to achieve its own ends.”

This statement is consistent with the earlier conclusion that, after winning the proletarian revolution, the proletariat cannot simply seize and operate the existing state apparatus to achieve its aims. However, unlike the earlier conclusion, this formulation does not emphasize that the old state machine must be destroyed by violent means. Rather, it emphasizes the principle that the old state machine cannot be used straightforwardly.

As the above analysis shows, the idea that the proletariat must destroy the old state apparatus and establish their revolutionary dictatorship is Marx and Engels’s conclusion from the experience of proletarian revolutionary struggles. Guided by this principle, the Russian October Revolution achieved a final victory. Under the leadership of Lenin and the Bolshevik Party, the Russian proletariat smashed the old state machine of Tsarist Russia’s warlord and bureaucratic systems. They established a Soviet state of proletarian dictatorship. Thus, the state transformed from an instrument by which a few exploiters oppressed the majority into an instrument by which the majority ruled the few.

Similarly, the Chinese Revolution also won under the guidance of this principle. Mao Zedong led China’s revolutionary struggle based on Marxist revolutionary theory and focused the objective of the struggle on overthrowing the counterrevolutionary dictatorship of the big landlords and the big bourgeoisie. The Chinese Revolution’s victory was achieved by thoroughly smashing the old state machine—the military, bureaucracy, and secret police—that enforced the counterrevolutionary dictatorship and establishing proletarian political power.

Section Three: Political Revolution Develops into Social Revolution

  1. Political revolution is the prerequisite for social revolution

The laws governing socio-historical development show that when the development of productive forces cannot advance without changing existing relations of production, a sharp contradiction is triggered that will inevitably lead to a large-scale revolution. This contradiction is resolved through the revolution. Human history advances through the repeated resolution of this contradiction. The essence of every revolution in history is changing the relations of production. However, every set of relations of production has its own political superstructure, which is determined and adapted by those relations. Once formed, the political superstructure actively protects and consolidates those relations of production.

Therefore, when the contradiction between the productive forces and the relations of production reaches the point at which changing the old relations of production through revolutionary means is the only alternative, the first target the revolution inevitably encounters is the old political superstructure that protects the old relations of production. In other words, a social revolution that changes the relations of production and establishes new ones must begin with a political revolution that fundamentally changes the political superstructure. This is precisely why Marx believed that political revolution is the prerequisite for social revolution.

However, in terms of political revolutions, they are the inevitable outcome of social revolutions. A social revolution, whose main objective is to transform old relations of production and establish new ones, is a large-scale event that occurs over an extended period. When productive forces reach a certain stage of development and conflict with the existing relations of production within which they operate, an era of social revolution begins. The political revolution that occurs during this time is the result of the growing sharpness of that contradiction. Therefore, every political revolution in history is the result of a particular social revolution’s emergence and development.

Thus, the bourgeois social revolution began within feudal society itself, which objectively required a corresponding bourgeois political revolution because the growth of bourgeois economic power demanded political domination. Likewise, the material conditions for the proletariat’s social revolution are formed within capitalist society. These material conditions—

“industrial progress, which the bourgeoisie produces involuntarily and cannot resist”—

Karl Marx and Friedrich Engels, The Communist Manifesto

make the transformation of the mode of production and the abolition of its capitalist character absolutely necessary. They also drive the conflict between the proletariat and the bourgeoisie to the point where the proletariat cannot emancipate itself without seizing political power through revolution. This kind of political revolution corresponds to the new social revolution triggered by the development of large-scale industry in capitalist society.

A political revolution is the premise and precondition of a social revolution. In other words, a social revolution must have a political revolution pave the way for it. Without a political revolution first, achieving the final victory of a social revolution is extremely difficult. The core task of a political revolution is seizing state power and establishing a new political regime. As a product of class antagonism, political revolution is a central theme of social-historical development in class societies.

“Only when there are no classes or class antagonisms will social evolution cease to be political revolution.”

Frederick Engels, Ludwig Feuerbach and the End of Classical German Philosophy, Part 4: Marx

In a class-based society, class struggles are primarily fought for economic interests, but the immediate target is political power because it is a means of advancing economic interests. Victorious classes will do everything possible to protect their economic interests and privileges using the power in their hands. Marx said:

“Modern bourgeois property relations are ‘maintained’ by state power; the bourgeoisie establishes state power to defend its property relations.”

Frederick Engels, Ludwig Feuerbach and the End of Classical German Philosophy, Part 4: Marx

Therefore,

“the modern state corresponds to this modern system of private property.”

Karl Marx, The German Ideology, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
C. The Real Basis of Ideology

This essential relationship between economics and politics means that a social revolution aimed at changing economic relations can hardly be carried out thoroughly without first carrying out a political revolution to transform state power. It also means that a class seeking emancipation and a new society can hardly achieve a comprehensive transformation without first making a political revolution.

“To transform the world, you need political power.”

[Translator’s Note: I didn’t find this on the Marxists Internet Archive in Marx but did find it in Stalin. J.V. Stalin, MARXISM VERSUS LIBERALISM: AN INTERVIEW WITH H.G. WELLS
23 July 1934
. ]

Therefore, Marx consistently held that

“the conquest of political power has become the great duty of the working class”

The International Working Men’s Association, 1872, I. Resolution Relating to the General Rules

and that

“wherever political power falls into the hands of the bourgeoisie, the proletarians must overthrow it.”

Karl Marx in the Deutsche-Brüsseler Zeitung, Moralising Criticism and Critical Morality [133]
A Contribution to German Cultural History
Contra Karl Heinzen

Source: MECW Volume 6, p. 312;
Written: at the end of October 1847;

The proletarians themselves must become power, and first of all, revolutionary power.” Only by seizing power can the proletariat carry out a thorough social revolution.

Lenin stated it plainly:

“To effect this social revolution, the proletariat must win political power, which will make it master of the situation and enable it to remove all obstacles along the road to its great goal. In this sense, the dictatorship of the proletariat is an essential political condition of the social revolution.”

V. I. Lenin, Material for the Preparation of the Programme of the R.S.D.L.P, .Draft Programme of the Russian Social-Democratic Labour Party

Based on these fundamental ideas, Vladimir Lenin engaged in a fierce debate with Georgi Plekhanov and others during his leadership of the Russian Revolution over which should come first: the political revolution or the agrarian revolution. Plekhanov and his associates believed that Russia could achieve thorough land reform without thorough political change. However, Lenin argued that this view violated basic Marxist theory and did not reflect Russia’s reality.

Lenin pointed out:

“There is still a great deal of ignorance and lack of consciousness in the peasant movement. Any illusion about this is extremely dangerous. The peasant’s ignorance first shows itself in not understanding the political direction of the movement—that is, in not understanding that without fundamental democratic reforms to the entire political system of the country, it is impossible to reliably expand land ownership.”

V. I. Lenin, Material for the Preparation of the Programme of the R.S.D.L.P, .Draft Programme of the Russian Social-Democratic Labour Party

In light of this, Lenin stated:

“We must plainly and definitely tell the peasants that if they want to carry out the agrarian revolution, they must also carry out the political revolution. Otherwise, there will be no lasting agrarian revolution, and perhaps none at all. Without a complete democratic revolution and the election of government officials by the people, there will be either peasant disturbances or Constitutional Democratic Party (Cadet) agrarian reforms.”

V. I. Lenin, The Unity Congress of the R.S.D.L.P. April 10 (23)-April 25 (May 8), 1906,
I. Speech in Reply to the Debate on the Agrarian Question

Lenin’s position aligned with Marx and Engels’s fundamental understanding of the relationship between political and social revolutions. This line of thinking paved the way for the ultimate victory of the October Revolution.

A political revolution is a prerequisite for a social revolution. A social revolution must clear a path for itself through a political revolution. Both the proletarian and bourgeois revolutions unfold according to this logic. This is fully confirmed by the social revolution that occurred in British history and was of great significance to the development of human history.

Between January and March of 1844, Engels wrote three articles analyzing social conditions in Britain, essentially one per month. In these articles, Engels argued that the eighteenth century was the century of revolution. On the European continent, the old world was destroyed in that revolutionary century. Yet, Britain remained outwardly calm, and neither the state nor the church underwent any change. However, beneath that calm exterior, Britain was undergoing a transformation of greater significance than any other country—a social revolution.

Although Britain’s social revolution at that time was the result of the union of the various branches of knowledge with practice—which had already taken on a scientific form in the eighteenth century—and France’s political revolution was the result of the union of the sciences with philosophy, one must not conclude that Britain’s social revolution lacked political revolutionary preconditions. On the contrary, Engels maintained that this social revolution, which became a mass movement in the eighteenth century, was fundamentally the outcome of the bourgeois political revolution carried out by Britain’s bourgeoisie in the sixteenth and seventeenth centuries. Engels said:

“The sixteenth and seventeenth centuries created all the preconditions for the social revolution. They abolished medieval institutions, established a Protestant way of thinking in terms of society, politics, and religion, founded colonies and a navy for Britain, and placed the rising—already fairly strong—bourgeoisie alongside the aristocracy.”

Frederick Engels, The Condition of England, I The Eighteenth Century

Even though the political revolution carried out by the British bourgeoisie in the sixteenth and seventeenth centuries was incomplete, the bourgeoisie achieved their goal of seizing political power and reshaping the old political superstructure. This secured the bourgeoisie’s position of power and enabled their development, while also providing the conditions for Britain’s social revolution. Britain’s revolutionary process demonstrates that no revolution in the world has ever realized a social revolution without first carrying out a political revolution.

The entire history of the bourgeoisie’s struggle against feudal society unfolded in this way. Engels provided a detailed description of it in The Principles of Communism:

“Wherever large-scale industry has supplanted manufacture, the Industrial Revolution has maximized the wealth and power of the bourgeoisie, making it the dominant class in the country. Wherever this has happened, the bourgeoisie has seized political power and displaced the former ruling classes—the aristocracy, the guild masters, and the absolute monarchs who represented them. The bourgeoisie abolished primogeniture and laws prohibiting the sale of landed estates. It also abolished the nobility’s privileges, destroying the power of the privileged, landed aristocracy. It abolished all guilds and the privileges of craftsmen, shattering the guild masters’ arrogance. In their place, it introduced free competition. Under this system, anyone has the right to enter any field, and the only thing that can prevent them from doing so is a lack of necessary capital. Thus, free competition amounts to an open declaration that, because members of society possess unequal amounts of capital, they are unequal. Capital becomes the decisive power, and capitalists—the bourgeoisie—become the first class in society.

Frederick Engels 1847, The Principles of Communism

Capitalist relations of production had already begun to take shape within feudal society. Once the bourgeoisie seized state power and shattered the old social relations, those embryonic capitalist relations immediately burst forth. In seeking comprehensive domination over society, the bourgeoisie staged sweeping and dramatic scenes of social revolution. For this reason, Lenin held that:

“One of the fundamental differences between a bourgeois revolution and a socialist revolution is that, for a bourgeois revolution arising out of feudalism, the new economic organizations are gradually created within the old order, changing all aspects of feudal society gradually. The bourgeois revolution faced only one task: to sweep away, cast aside, and destroy all the fetters of the preceding social order. Any bourgeois revolution that has fulfilled this task has fulfilled all that it was called upon to do; it has strengthened the development of capitalism.”

V. I. Lenin, Extraordinary Seventh Congress of the R.C.P.(B.)
MARCH 6-8, 1918, Section One, 1 Political Report Of The Central Committee

March 7

In short, once the bourgeois revolution has seized power, it can carry out a social revolution based on perfecting and developing the existing relations of production.

The ultimate goal of the proletarian revolution is to completely overthrow the capitalist mode of production and, ultimately, abolish classes altogether. Therefore, the proletariat must not only carry out a political revolution, but also a social revolution. However, this revolutionary process differs from that of the bourgeoisie. As early as The Communist Manifesto, Marx and Engels set out a clear design for the revolutionary process, proceeding from the proletariat’s historical mission:

“The first step in the revolution by the working class is to raise the proletariat to the position of ruling class, to win the battle of democracy. The proletariat will use its political supremacy to gradually take all capital from the bourgeoisie, centralizing all instruments of production in the hands of the state—that is, the proletariat organized as the ruling class—and increasing the total productive forces as rapidly as possible. Of course, in the beginning, this cannot be achieved except by making despotic inroads on the rights of property and the conditions of bourgeois production. These measures appear insufficient and untenable economically, but they outstrip themselves in the course of the movement and necessitate further inroads on the old social order. They are unavoidable as a means of entirely revolutionizing the mode of production.”

Karl Marx and Friedrich Engels, The Communist Manifesto, Chapter II. Proletarians and Communists

This revolutionary process demonstrates that seizing state power is the first step of the proletarian revolution—but only the beginning of the revolution as a whole. Unlike the bourgeois revolution, reaching this point does not mean that everything necessary has been accomplished. The relations of production that the proletariat aims to establish do not exist in embryonic form before the seizure of power. Rather, they begin to be established only after power is taken.

Thus, after seizing power through political revolution and becoming the ruling class, the proletariat must use its power to establish new relations of production. Only then can a broad and profound social revolution unfold on that basis. For this reason, Marx and Engels emphasized that it is necessary to make despotic inroads on the rights of property and the conditions of bourgeois production.”

However, establishing socialist relations of production cannot be achieved simply by relying on state power in the hands of the proletariat. It requires a material foundation formed within capitalist society. The weaker the foundation, the harder it is to establish these relations. Thus, Lenin argued:

“The more backward the country that, due to historical circumstances, is the one to start the socialist revolution, the more difficult it is for that country to transition from capitalist to socialist relations. New, incredibly difficult organizational tasks are added to the tasks of destruction.”

V. I. Lenin, Extraordinary Seventh Congress of the R.C.P.(B.)
MARCH 6-8, 1918, Section One, 1 Political Report Of The Central Committee

March 7

Without the establishment of socialist relations of production, there can be no talk of a socialist revolution. However, without the positive, progressive forces generated by a socialist revolution, the political power that has already been won cannot be consolidated or developed further. As soon as the October Revolution in Russia triumphed, Lenin pointed out that the Bolshevik Party and the Soviet state must actively establish

“an extremely intricate and delicate system of new organizational relationships extending to the planned production and distribution of goods for tens of millions of people.”

V. I. Lenin, The Immediate Tasks of the Soviet Government

Lenin stressed:

“In order to defeat capitalism, it is first necessary to overthrow the exploiters and establish the power of the exploited. This means accomplishing the task of overthrowing the exploiters through revolutionary forces. Second, it is necessary to accomplish the constructive task of establishing new economic relations and setting an example of how this should be done. These two aspects of accomplishing a socialist revolution are indissolubly connected and distinguish our revolution from all previous ones, which never went beyond the destructive aspect.”

V. I. Lenin, Our Foreign and Domestic Position and Party Tasks
Speech Delivered To The Moscow Gubernia Conference Of The R.C.P.(B.)
November 21, 1920

China’s socialist revolution also began on the basis of relatively underdeveloped productive forces. After seizing state power, the Chinese Communist Party spent a considerable period of time transforming the old forms of ownership and establishing new relations of production in order to carry out the socialist revolution. Only after the socialist transformation of capitalist industry and commerce was basically completed in 1957 did Mao Zedong say,

“Our fundamental task has changed from freeing the productive forces to protecting and developing them under the new relations of production.”

Selected Works of Mao Tse-tung, ON THE CORRECT HANDLING OF CONTRADICTIONS AMONG THE PEOPLE
February 27, 1957

In summary, the ultimate aim of a bourgeois or proletarian revolution is social revolution. Therefore, only social revolution is revolution in the full sense of the term. However, the process by which these two classes transition from political to social revolution differs. After a political revolution, the bourgeoisie can proceed with a social revolution based on relations of production that have begun to take shape and are free.

By contrast, after carrying out a political revolution, the proletariat must use the state power it has seized to destroy the old relations of production while establishing new ones, thereby carrying out a broad and profound social revolution. The weaker the material foundation and the more backward the economy of the country in which the proletariat finds itself, the greater the difficulty in carrying out a social revolution.

Section 4: A revolution requires both subjective and objective conditions

I. A revolutionary situation is created by the sum of objective conditions

Revolution is a necessity in social historical movements. Its fundamental cause lies in the contradiction between the productive forces and the relations of production. However, when it comes to concrete revolutionary action, every revolution occurs under specific historical conditions. In other words, a particular revolution arises when certain conditions are present. These conditions include the objective and subjective conditions for revolution. Without both of these basic conditions, revolution will be impossible. As Marx [Translator’s Note: and Engels] noted in The German Ideology:

“Whether the periodically recurring revolutionary upheavals are strong enough to overthrow the basis of everything that exists depends… If the material elements of a complete revolution are not present—namely, on the one hand, the existing productive forces and, on the other hand, the formation of a revolutionary mass that revolts not only against the existing conditions of society but also against the existing ‘production of life’ itself and the ‘total activity’ on which it was based—then, as the history of communism proves, it is absolutely immaterial whether the idea of this revolution has been expressed a hundred times already.”

Karl Marx and Friedrich Engels, The German Ideology, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
B. The Illusion of the Epoch

From this passage, we can see that the development of the productive forces is the core of the objective conditions for revolution, while the formation of the revolutionary class forces is the core of the subjective conditions.

The development of the productive forces is the most important factor in creating the objective conditions for a revolution. Productive forces are the most revolutionary force; once they reach a certain level, they inevitably come into conflict with the existing relations of production. As this contradiction intensifies, an economic crisis first emerges, followed by a political crisis. When these crises drive society to a point where drastic political action is unavoidable, a revolutionary situation emerges.

The outbreak of the European revolutions of 1848, for example, was closely tied to the general crisis in British industry and commerce at the time. As Marx wrote,

“Since the beginning of the eighteenth century, there has been no serious revolution in Europe that has not been preceded by a commercial and financial crisis. The revolution of 1789 was preceded by such a crisis, as was the revolution of 1848.”

Karl Marx in New York Daily Tribune, Articles On China, 1853-1860, Revolution in China and In Europe, June 14, 1853

France’s defeat in the Franco-Prussian War of 1870 plunged the decaying Bonapartist government into a comprehensive crisis that set off the Paris Commune Revolution. As demonstrated by every revolution,

“crisis is one of the most powerful levers of political upheaval.”

Marx Engels Correspondence 1882, Friedrich Engels to Eduard Bernstein
In Zurich

In other words:

“Any revolution (as opposed to reform) inherently involves a crisis—a profound political and economic crisis.”

V. I. Lenin
Draft (or Theses) of the R.C.P.’s Reply to the Letter
of the Independent Social-Democratic Party of Germany

A thorough political and economic crisis can create a revolutionary situation because, in a class-based society, such a crisis leads to an all-out confrontation between the ruling and ruled classes. Once that all-encompassing class confrontation emerges, revolution becomes inevitable. Mao Zedong explained it as follows:

“In human history, class antagonism exists, which is a particular manifestation of the struggle of contradictions.”

Selected Works of Mao Tse-tung, ON CONTRADICTION
August 1937

The contradiction between the exploiting and exploited classes—whether in slave, feudal, or capitalist societies—takes the form of the long-term coexistence of two mutually contradictory classes within the same society. They struggle against each other, but only when the contradiction between the two classes develops to a certain stage does it assume the form of open antagonism and develop into revolution.” This “certain stage” is, in reality, the stage of comprehensive class confrontation brought about by an all-around political and economic crisis.

The intensifying conflict between the productive forces and the relations of production results in an all-encompassing economic and political crisis. Together with the resulting comprehensive class confrontation, these factors produce a revolutionary situation. The emergence of this situation indicates that the objective conditions for a revolution have matured. Lenin held that a revolutionary situation has three main features:

  1. The ruling class cannot continue ruling in the same way. A crisis “at the top,” or a political crisis within the ruling class, creates an opening through which the anger and dissatisfaction of the oppressed classes can emerge. However, merely having the lower classes unwilling to live in the old way is not usually enough for a revolution; for a revolution to occur, it is also necessary for the upper classes to be unable to live in the old way.
  2. The poverty and suffering of the oppressed classes become exacerbated beyond the usual level.
  3. As a result of the above, the activity of the masses rises sharply. In “peaceful” times, they endure exploitation in silence. However, in turbulent times, theerall crisis situation and “the upper classes” themselves compel them to take independent, historically significant action.

Lenin argued that a revolutionary situation must have these features for revolution to be possible:

“Without a revolutionary situation, there can be no revolution.”

V. I. Lenin, The Collapse of the Second International, II

According to Marxism, once the world market has formed and expanded to the point that every country’s production and consumption are global in nature, revolution can no longer be considered the result of a single country’s internal development. Thus, the emergence of a revolutionary situation in any country is shaped by international objective conditions. These conditions include the fundamental structure of international political and economic relations and the political and economic circumstances of countries closely connected to the country in question. As Marx and Engels pointed out:

“All historical conflicts have their origin in the contradiction between the productive forces and the form of intercourse. Moreover, for a conflict to occur in a particular country, it is not necessary for this contradiction to have developed to its utmost extreme in that country itself. Competition brought about by extensive intercourse with more industrialized countries is sufficient to produce similar contradictions in less industrialized countries. For example, the latent proletariat in Germany was brought into view by the competition of English industry.”

Karl Marx. The German Ideology. 1845, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
A. Idealism and Materialism

In fact, developed countries can influence less developed ones, and under certain conditions, problems arising in less developed countries can trigger crises and revolutions in developed countries. In Revolution in China and Europe, Marx analyzed the impact of the Taiping movement in China on Britain and Europe. He argued that the Taiping movement would present Britain with several problems.

  • First, China’s tea exports would decline and tea prices would rise. Consequently, Britain would have to spend more gold and silver to purchase this major consumer good.
  • Second, Britain’s cotton and woolen textiles would face a sharp contraction in the Chinese market.

Meanwhile, Western Europe was facing rising prices for meat, grain, and all other agricultural products due to poor harvests. These adverse factors, piling up on top of each other, would push British industry and commerce—already well advanced through most of a normal business cycle—toward crisis.

“One may boldly predict that the Chinese Revolution will ignite the spark that sets off the explosion of the mines within the modern industrial system, triggering the eruption of a long-brewing general crisis. Once that crisis spreads abroad, a political revolution will follow on the European continent.”

Karl Marx in New York Daily Tribune, Articles On China, 1853-1860, Revolution in China and In Europe, June 14, 1853

These two examples demonstrate that once economies become interconnected, the maturation of the objective conditions for revolution in a given country depends not only on its own economy and politics, but also on economic and political factors in the world at large and in other countries.

II. Revolution requires powerful mass revolutionary action

According to Marxism, revolution requires a revolutionary situation created by objective conditions as well as the subjective conditions necessary to seize that situation for revolution, namely powerful mass revolutionary action. Without such action, a revolutionary situation will not automatically transform into revolutionary action that overthrows the old society. In such circumstances, society will continue to decay, sometimes for as long as a decade or more. Therefore, whether a revolution can truly erupt depends on people’s actions and their strength. World history has repeatedly shown that the appearance of a revolutionary situation does not necessarily mean that a thunderous revolutionary drama will immediately follow. A revolutionary situation only indicates that the objective conditions for revolution have ripened and that revolution is possible. Beyond that, it cannot determine anything else. Lenin illustrated this point with concrete examples. He said:

“Such a situation existed in Russia in 1905 and in all revolutionary periods in the West. It also existed in Germany in the 1960s and in Russia from 1859 to 1861 and from 1879 to 1880, though no revolution occurred in those cases. Why was that? It is not every revolutionary situation that gives rise to a revolution. A revolution arises only out of a situation in which the aforementioned objective changes are accompanied by a subjective change: the ability of the revolutionary class to take mass action strong enough to overthrow the old government. A government never falls, even in a period of crisis, unless it is toppled.”

V. I. Lenin, The Collapse of the Second International, II

A revolution truly getting underway requires powerful, widespread revolutionary action. Such a situation depends on two factors: the awakening and consciousness of the masses themselves and the efforts of revolutionaries—i.e., the advanced elements or leaders of the revolution—to unite and win over all revolutionary forces. These two factors are closely linked.

Raising mass consciousness hinges on the masses’ understanding of the revolutionary situation and their identification with revolutionary action. Social being determines consciousness. In other words, improvements in the masses’ understanding and acceptance of the revolution depend first and foremost on the impact an actual social crisis has on them. The deeper the impact, the more readily revolutionary enthusiasm and consciousness are formed. The real condition of social crisis is the decisive factor. As Lenin put it:

“Millions of people cannot be ordered to make a revolution. They will rise up in revolution only when reduced to utter destitution—when they can no longer live—and when the pressure and resolve of millions upon millions can smash all the old obstacles and create a new life.”

V. I. Lenin, First All-Russian Congress of Peasants’ Deputies, MAY 4–28 (MAY 17–JUNE 10), 1917, 2 Speech on the Agrarian Question May 22 (June 4), 1917

Next, raising mass revolutionary consciousness depends on the education and agitation carried out by the revolutionary vanguard. Engels argued that, like the French Revolution, Germany’s bourgeois revolution benefited from a philosophical revolution that preceded it. France’s great thinkers enlightened people’s minds for the coming revolution, allowing history to stage the most thoroughgoing revolution. Similarly, the proletarian revolution requires the working class to enlighten the masses. Lenin stated explicitly:

“The great task of the working class is to enlighten all the democratic masses with revolutionary consciousness, educate them in struggle, and lead them in a fierce onslaught.”

V. I. Lenin, Notification and Resolutions of the Cracow Meeting of the Central Committee of the R.S.D.L.P. and Party Functionaries

The awakening of the masses and their revolutionary consciousness are key factors in determining whether a revolution can proceed and achieve final victory. Lenin listed this factor as the first element that makes revolution a reality. He said:

“For a revolution to take place, it is essential that a majority of workers—or at least a majority of class-conscious, thinking, and politically active workers—fully realize that revolution is necessary and be prepared to die for it.”

Vladimir Lenin. “Left-Wing” Communism: an Infantile Disorder
“Left-Wing” Communism in Great Britian

Lenin believed that if this condition is not present, one must not act rashly, but rather be patient and work actively. He said:

“In a small-peasant country, as long as the overwhelming majority of the population has not realized the necessity of a socialist revolution, the proletarian party cannot aim to ‘introduce’ socialism.”

V. I. Lenin, The Seventh (April) All-Russia Conference of the R.S.D.L.P.(B.)
APRIL 24–29, 1917

Forming a powerful, mass revolutionary movement requires revolutionary consciousness among the masses and efforts by advanced revolutionaries to unite and organize all positive societal forces. This unity and organization begins with unity and organization within the revolutionary class itself. Next, it involves mobilizing and winning over every positive force in society.

When Lenin led the Russian Revolution, he explicitly made this point:

“If the proletariat throughout Russia can unite closely and rouse every genuinely revolutionary social stratum among the people—those willing to fight and unwilling to compromise—and prepare well for battle, then victory will surely belong to the proletariat.”

V. I. Lenin, An Appeal to the Party by Delegates to the Unity Congress Who Belonged to the Former “Bolshevik” Group

While Marxism emphasizes proletarian unity, it also places great importance on building the worker-peasant alliance and constructing a united front. Summing up the experience of the 1848 revolutions, Marx advanced the brilliant idea of establishing a worker-peasant alliance. He pointed out that, before the revolution mobilized and drew the peasantry close to the proletariat, the proletariat could not overthrow the capitalist system. The proletariat’s “solo” would inevitably turn into the “lonely cry of a wild goose.” Lenin developed this idea into a rigorous theoretical system in the October Revolution.

Marxism also places great importance on establishing and developing a revolutionary united front. In The Communist Manifesto, Marx and Engels outline the principle that one can—and must—form alliances with all possible allies to oppose a common enemy, depending on the circumstances. In “Left-Wing” Communism: An Infantile Disorder, Lenin further developed this idea, arguing that the proletariat must make every possible effort and seize every opportunity to win over a large number of allies. The Chinese Communist Party, led by Comrade Mao Zedong, took it a step further, considering the development of the people’s democratic united front one of the three “magic weapons” for victory in the Chinese revolution.

III. Revolution requires a political party and theory

Revolution is a political action to overthrow the ruling class. Whether that action succeeds depends largely on a conscious class and conscious masses and the powerful revolutionary force formed on that basis. According to Marxism, in a proletarian revolution, the proletariat must have its own political party and revolutionary theory in order to constitute itself as a class and unite the broad laboring masses for revolutionary action.

For a proletarian revolution, building a party has four main purposes:

First, it enables the proletariat to act as a class. Marx pointed out:

“In its struggle against the collective power of the propertied classes, the working class cannot act as a class except by forming an independent political party opposed to all the old parties formed by the propertied classes.”

The International Working Men’s Association, 1872, Resolutions

This is because once the working class has its own party, it will have a core around which it can unite. Under the party’s guidance, the working class can recognize and understand its position, mission, and goals. Marxism holds that a genuine proletarian party is a conscious class party—a party that understands the conditions, course, and general results of the proletarian movement and consistently represents its overall interests throughout that movement.

Second, the party unites the forces of the proletarian revolution to the greatest extent possible. A proletarian party is an organization of advanced elements. Its advanced and revolutionary character enables it to understand the revolutionary situation, process, and goals better than the broad laboring masses during a revolution. At the same time, the proletarian party represents the interests of the proletariat and the laboring masses during the revolution. These factors determine that, in the revolutionary process, the proletarian party can unite all revolutionary forces to the greatest possible extent.

Third, given the specific features of the situation, the party proposes revolutionary strategies and tasks. During a revolutionary period, life is like a torrent; objective conditions change swiftly and dramatically. Under these circumstances, formulating or revising revolutionary strategies and tasks in a timely manner becomes the key to victory. Only the party can do this, as it is the core of the class and the leader of the entire revolution. In practice, the proletarian party is the most resolute force that consistently drives the movement forward. In theory, it understands the conditions, course, goals, and tasks of the proletarian revolution.

Fourth, the party transforms revolution into organized political action. Lenin held that a victorious social revolution requires two conditions: a high level of development of the productive forces and a mature proletariat ready for the struggle. The latter chiefly includes a well-trained proletariat, strict political organization, and a clear understanding of its tasks and how to accomplish them. Only a prepared and mature proletariat can undertake the strongest and most effective revolutionary action—organized political action. The foremost sign of such maturity is the existence of a powerful party.

As the above analysis shows, the proletarian party is essential to transforming a revolutionary situation into a powerful revolutionary force. Not only does a proletarian party help bring together forces converging on the same goal, but it also ensures that this force can actively drive the revolution forward in line with the distinctive features of the revolutionary situation at different stages. This reduces setbacks and failures along the way.

The most powerful tool a proletarian party has for uniting and leading revolutionary forces is revolutionary theory. Lenin pointed out:

“Without revolutionary theory, there can be no great liberation movement in the world —the liberation movement of the oppressed class, the most revolutionary class in history.”

V. I. Lenin, The Voice of an Honest French Socialist, Published: Kommunist No. 1–2, 1915. Signed: N. Lenin. Published according to the text in the journal Kommunist.

Theory’s primary significance for revolution is that, once grasped by the masses, it becomes a material force.

Marx put it this way long ago:

“The weapon of criticism certainly cannot replace criticism by weapons; material force must be overthrown by material force. But theory, too, becomes a material force as soon as it has gripped the masses.”

Works of Karl Marx 1843, A Contribution to the Critique of Hegel’s Philosophy of Right
Introduction

In a November 1884 letter to Karl Kautsky, Engels analyzed the situation, noting that an important reason the German workers’ movement developed with unstoppable momentum and carried out a more thorough revolution than Britain and France was because it was guided by Marx’s theory.

“Marx had already summed up the results of Britain and France’s entire practical and theoretical history of development in theory, revealing the essence and ultimate historical fate of capitalist production. This gave the German proletariat a program that its predecessors, the British and French, never had. On the one hand, a deeper social revolution. On the other hand, greater clarity of mind and vision. This is the secret to the irresistible development of the German workers’ movement.”

Friedrich Engels To Karl Kautsky, Zurich, November 8, 1884, London

The second layer of meaning that the theory has for revolution is that a scientific theory of revolution is an important tool for a proletarian party to lead the revolution to victory.

First, a scientific revolutionary theory forms the basis of a proletarian party. According to Engels, one major advantage of the proletarian party is its new scientific worldview. This new worldview is Marxism. Examining Russia’s and the Chinese Communist Party’s revolutionary practices reveals that final victory in revolution is closely related to the scientific theory followed by the proletarian party that leads it.

As the Chinese revolution was nearing victory, Mao Zedong pointed out:

“If there is to be a revolution, there must be a revolutionary party. Without a revolutionary party—without a party built on Marxist-Leninist revolutionary theory and in the Marxist-Leninist revolutionary style—it is impossible to lead the working class and the broad masses of the people to defeat imperialism and its running dogs.”

Selected Works of Mao Tse-tung, REVOLUTIONARY FORCES OF THE WORLD UNITE, FIGHT AGAINST IMPERIALIST AGGRESSION!
November 1948

A scientific and advanced revolutionary theory is also an ideological weapon that unites and educates the broad masses of working people. Marxism holds that arming the revolutionary class intellectually is the key to achieving final victory. Lenin pointed out:

“Once the advanced representatives of the working class have mastered the ideas of scientific socialism and the concept of the historical role of the Russian worker, and these ideas have become widespread and stable organizations have been formed among the workers to transform their sporadic economic struggles into conscious class struggles, then the Russian worker will rise at the head of all democratic elements and overthrow absolutism. Together with the proletariat of all countries, the Russian proletariat will advance along the straight road of open political struggle to the victorious communist revolution.”

Vladimir Ilyich Lenin, What the “Friends of the People” Are and How They Fight the Social-Democrats, (A Reply to Articles in Russkoye Bogatstvo Opposing the Marxists)
Part I

For this reason, Lenin strongly advocated spreading the doctrine of scientific socialism among workers. He believed that, to a large extent, class consciousness in revolution depends on scientific theory, education, and enlightenment. Therefore, the chief responsibility of the proletariat’s vanguard is to instill socialist consciousness in the revolutionary class and the masses to effectively mobilize and organize them into a powerful revolutionary force.

For a proletarian party serving as the leading revolutionary force, theory forms the basis for establishing the party’s revolutionary policies and strategies and improves its ability to analyze and evaluate the revolutionary situation.

The importance of theory for revolution determines the demand that theory be scientific and correct. Proletarian revolutionary practice has proven that any theoretical mistake will exact a heavy toll on the revolution. Therefore, determining and developing the specific theory that will guide the revolution based on revolutionary realities is key to a proletarian party’s success in leading the revolution to victory.

Section Five: The Dialectical Unity of Violent and Peaceful Methods

I. Violence is the midwife of a new society

The fundamental issue in a revolution is state power. Throughout social and historical development, the transfer of state power from one class to another is not automatic; rather, it is a coercive process. Revolution is the most powerful lever that drives this process. Marx once said:

“In many countries, institutions change gradually as new requirements arise and the old break down. However, establishing a new state constitution requires a real revolution.”

Karl Marx, 1843, Critique of Hegel’s Philosophy of Right

In a class-based society, the ruling class carries out political domination through the state as a machine of violence. When contradictions between the productive forces and relations of production and between the economic base and superstructure plunge political domination into an all-around crisis, no ruling class has ever voluntarily surrendered power due to a crisis of rule. On the contrary, they intensify their efforts, using their power and the state’s violent apparatus to shore up a tottering regime and impose harsher political domination.

Every revolution in history has occurred under such circumstances. The character of the ruling class’s political domination and the brutal, violent repression it displays in the final stage of its rule determine that a revolution whose central task is to seize state power and establish a new state system will have the following three characteristics.

  1. Revolution is not custom-made. Rather, it is the result of an eruption of popular discontent. In other words, a revolution occurs only when tens of millions of people feel that they cannot continue living as they are.
  2. Revolution is the most authoritative force on Earth. Specifically, it means one part of the population uses extremely authoritative means, such as rifles, bayonets, and cannons, to force another part to accept its will.
  3. Revolution is a political action in which one kind of violence opposes another.

In summary, a revolution aimed at overthrowing the old political domination and seizing state power is a violent, explosive action, and violence is the basic method of revolution. Therefore, Marxism holds that force is the midwife of every old society pregnant with a new one. It is the instrument by which a social movement clears a path for itself and shatters ossified, dying political forms.

However, Marxism also holds that within the scope of social revolution, the task of the revolution is not only to seize state power, but also to use it to carry out the process by which a new mode of production replaces the old one. After examining how capitalism developed, Marx argued that replacing old and new modes of production requires the driving force of “the concentrated and organized force of society.” In this sense, Marx treats force as an economic power. Chapter Six [“Political Power Is the Power of Class Domination”] has already provided a dedicated analysis of this point.

As the midwife of a new society’s birth, violence is undoubtedly key to revolutionary victory. Engels said,

“Without violence and firm, implacable ruthlessness, nothing is ever accomplished in history.”

Marx in Neue Rheinische Zeitung February 1849, The Neue Rheinische Zeitung
Democratic Pan-Slavism [314] by Frederick Engels

Revolutions are no different. If Charles I had not been sent to the scaffold and if the people of Paris had not forcibly stormed the Bastille, the history of the bourgeois revolutions in England and France might have turned out differently. Regardless of the nature of the class making the revolution and how passionate they may be, as long as they want to seize state power and become the ruling class, they cannot avoid using revolutionary violence. Marx brilliantly put this idea in The Eighteenth Brumaire of Louis Bonaparte:

“But unheroic though bourgeois society is, it nevertheless needed heroism, sacrifice, terror, civil war, and national wars to bring it into being.”

The highest form of violent revolution is armed struggle. As Lenin pointed out, in any class society—whether based on slavery, serfdom, or today’s system of wage labor—the oppressing class always possesses arms. Therefore:

“An oppressed class that does not strive to learn to use and acquire arms deserves only to be treated as slaves.”

V. I. Lenin, The “Disarmament” Slogan

Thus, the most intense struggle by an oppressed class to overthrow the ruling class must be an armed uprising.

“Armed uprising is the highest form of political struggle.”

V. I. Lenin, The Russian Revolution and the Tasks of the Proletariat, III

Whether an armed uprising or armed struggle succeeds depends largely on whether the oppressed class has an army of its own. Summing up the experience of the Paris Commune, Marx explicitly stated that building a proletarian army was the foremost condition for establishing the dictatorship of the proletariat. An organized, armed revolutionary force is the strongest, most direct form of power in a revolution. Only with such a powerful offensive power can the old regime be dismantled completely and a new regime established. After a long and winding course of development, the Chinese revolution led by the Chinese Communist Party arrived at the conclusion that out of the barrels of guns comes political power.

Marxism has consistently maintained that the proletariat can only seize political power through violent revolution. This idea is based on a general understanding of the laws of revolution and, more importantly, on an understanding of the capitalist state and the reactionary nature of the bourgeoisie. As early as 1844, Engels plainly stated in The Condition of the Working Class in England:

“When you see the propertied class in such a state of frenzy, when you see them so dazzled by their immediate interests that they cannot perceive even the most obvious signs of the times, you must abandon any hope of peacefully solving England’s social problems. The only possible way out is a violent revolution, and there can be no doubt that this revolution will not keep people waiting long.”

Friedrich Engels, Condition of the Working Class in England, 1845, The Mining Proletariat

In The Communist Manifesto, Marx and Engels openly affirm that the proletariat must use force to overthrow the bourgeoisie and establish its own political rule. The European revolutions of 1848 further solidified Marx and Engels’ understanding of violent revolution, clarifying a fundamental revolutionary principle: the proletariat must destroy the existing state apparatus by force to establish the dictatorship of the proletariat. Their analysis of the Paris Commune of 1871 further developed this idea, emphasizing the importance of establishing a revolutionary armed force to replace counterrevolutionary armed forces. This body of ideas about violent revolution was fully realized in the Russian October Revolution and the Chinese Revolution led by the Chinese Communist Party. It guided both revolutions to victory. Once again, the facts confirmed Marx’s famous dictum that force is the midwife of every old society pregnant with a new one.

2. Using peaceful methods in a revolutionary spirit

Although Marxism holds that violent revolution is the general rule, it has never ruled out the possibility of achieving power through peaceful means. The social and political development of different countries is extremely complex. Differences in national conditions produce diverse historical trajectories—some follow the general pattern while others take special paths. Therefore, even while emphasizing violent means, Marxism does not abandon or deny the possibility of peaceful means.

As early as 1847, Marx and Engels were considering the question of peaceful seizure of power. In The Principles of Communism, when Engels was asked whether private property could be abolished by peaceful means, he responded:

“One may hope so; the Communists themselves would be the last to oppose such a course.” The Communists know very well that not all conspiracies are useful; some are even harmful. They know that revolutions are not made at will and that they are always the necessary consequence of conditions independent of the will and leadership of particular parties and classes. However, we see that in almost all civilized countries, the development of the proletariat has been violently suppressed. In this way, the opponents of the Communists are doing everything they can to provoke a revolution. If all this ultimately drives the oppressed proletariat to revolt, we Communists will defend the proletariat’s cause with actions as we do with words.”

Later, in the 1880s and 1890s, Engels repeatedly returned to this issue. Marx, too, once believed that the working class in Britain and the United States in the 1870s “may attain their goal by peaceful means.” In 1872, in a speech at a mass meeting in Amsterdam, Marx said:

“We do not claim that the means necessary for achieving this goal will be the same everywhere. We know that we must take into account the institutions, customs, and traditions of the various countries. We acknowledge that there are countries, such as the United States and Great Britain—and perhaps Holland, if I knew its institutions better—where workers can achieve their goals peacefully. But even so, we must recognize that in most continental countries, revolution will require force. One day, it will be necessary to use force to establish labor’s rule.”

Karl Marx, La Liberté Speech, delivered by Karl Marx on September 8, 1872, in Amsterdam

In summary, Marxism’s understanding of peaceful forms of revolution, including the discussions of Marx and Engels as well as the later views of Lenin and Mao Zedong, mainly includes the following aspects:

From the standpoint of the revolutionary class, the peaceful acquisition of political power is a revolution’s best-case aspiration. Since it avoids violence and bloodshed, Marxists should consider this approach whenever possible. On this point, Engels was explicit:

“If the social revolution and the realization of communism are the necessary result of our existing relations, then we must first take steps that will enable us to avoid violence and bloodshed when we carry out the transformation of social relations. There is only one means to that end: the peaceful realization of communism, or at least the peaceful preparation of communism.”

Works of Frederick Engels. Speeches in Elberfeld, February 8, 1845

Engels is essentially saying that if the conditions are ripe for a peaceful revolution and it can proceed smoothly, Marxists would first consider peaceful methods and only resort to violence as a last resort. However, Marxism has consistently held that the chances of a revolution unfolding peacefully in real social development are extremely small.

Second, the revolutionary class should choose the method that is more likely to achieve the revolution’s goals, whether by peaceful or violent means. In a July 3, 1871 conversation with a reporter from The World, Marx said that the aim of revolution is to achieve the economic emancipation of the working class by seizing political power and using that power to carry out social tasks. As for the means of reaching that goal, different countries can choose their own methods. He gave an example:

“In England, the working class has the opportunity to demonstrate its political strength. Wherever peaceful propaganda can achieve this end more quickly and reliably, insurrection would be unwise.” In France, the endless succession of persecution laws and the life-or-death antagonism between the classes seem to make social war and a violent outcome inevitable. However, the manner in which that outcome is reached should be left to the working class of that country to decide.”

Marx-Engels Internet Archive, Interview with Karl Marx
Head of L’Internationale, Revolt of Labour Against Capital – the Two Faces of L’Internationale– Transformation of Society – Its Progress in the United States

by R. Landor

Here, Marx affirms the autonomy of revolutionary movements to choose their methods and the diversity of possible revolutionary paths. Peaceful methods are one expression of that diversity.

Third, a revolution can only take a peaceful form under certain conditions. These conditions have two aspects. The first is objective.

Marx and Engels believed that a revolution in Britain could proceed peacefully because they thought Britain had three objective conditions that other European countries did not have:

  • First, capitalist economic development and bourgeois democracy were relatively advanced.
  • Second, at that time, Britain’s military-bureaucratic machine, operating under the principles of liberal capitalism, was comparatively weak, unlike the military-bureaucratic machines of continental states.
  • Third, after more than a century of rule, Britain’s constitution and legal system had instilled a law-abiding political character in the British that other peoples did not have because, as Marx and Engels wrote, “in England, any change has to proceed through legal procedures, through forms consistent with the constitution.” [Articles for The New Moral World by Frederick Engels, Progress of Social Reform On the Continent]

Second, there are subjective conditions, mainly of two kinds:

  • The first condition: there must be a strong and effective political party.
  • Second condition: arms must be in the hands of the people, and there must be no external force suppressing them.

Since a peaceful revolution depends on certain conditions, the absence of these conditions necessitates a violent revolution. When analyzing the German Revolution, Engels concluded that the German government’s supreme power meant that any attempt to overthrow it would have to be violent. However, society is constantly changing and developing. Therefore, the objective and subjective conditions that determine revolutionary methods will also change as society evolves. In other words, even in countries where a peaceful revolution might be possible, that possibility could disappear as the state and society evolve.

Lenin believed that the possibility of a peaceful revolution in Britain no longer existed in the age of imperialism.

[Vladimir Lenin, The Proletarian Revolution And The Renegade Kautsky, October 1918]

Fourth, peaceful methods should be employed with a revolutionary spirit. Peaceful and violent revolutions differ in method but not in goal: to seize political power. Due to the nature of class rule, Marxism holds that, even if the revolution ultimately proceeds by peaceful means, the entire revolutionary process must maintain a revolutionary spirit. In other words, peaceful methods must be employed with a revolutionary spirit. This requires that the proletariat not disarm or abandon revolutionary means lightly in the process of peacefully taking power. Only in this way can the final goal of a peaceful revolution be secured. As Marx once pointed out:

“We must announce to the governments: We know you are the armed power directed against the proletariat. We will move against you peacefully where possible and with arms if necessary.”

The International Workingmen’s Association, 1871, Political action and the working class, Speech by Marx the London Conference of the International, September, 1871

Therefore, during a revolution, one must be prepared in two ways: seek peaceful development when possible and adopt violent revolution when necessary. Throughout the history of the world proletarian revolution, bloody lessons have taught people that easily surrendering arms will ultimately lead to the proletariat’s defeat.

Fifth, just as a peaceful revolution cannot dispense with armed force, a violent revolution cannot dispense with legal struggle. In other words, even in countries where it is impossible to peacefully take power, a revolution cannot forgo all legal and peaceful methods of struggle, such as universal suffrage and parliamentary struggle. Engels said:

“If we give up the struggle against our enemies in the political field, we give up one of the most powerful means of action, especially the means of organization and propaganda. Universal suffrage provides us with an excellent means of action.”

Marx-Engels Correspondence 1871, Friedrich Engels to the Spanish Federal Council of the International Working Men’s Association, 13 February 1871

In his Letter to the Workers of Europe and America, Lenin also pointed out that, as long as the struggle remains within the framework of the bourgeois system, socialists—fighters who strive to free working people from exploitation—should make use of bourgeois parliaments as rostrums and bases for propaganda, agitation, and organizing work. However, Marxism has repeatedly warned the proletariat not to confine the revolution to these arenas alone. Nor should the proletariat become intoxicated by its successes there, forgetting the nature of bourgeois rule, the ultimate aim of the proletarian revolution, and the necessity of violent revolution. History remembers these warnings.

Section Six: The Unity of Permanent Revolution and Stages of Revolutionary Development

I. A Dialectical View of Permanent Revolution and Stages of Revolutionary Development

The unity of permanent revolution and stages of revolutionary development is an important Marxist theory of proletarian revolution. Although Marx and Engels popularized the term “permanent revolution” while summarizing the European revolutions of 1848, the underlying ideas had already emerged prior to that year.

Prior to 1848, many European countries had already experienced worker movements in various forms. However, these societies still faced the task of overthrowing the feudal system and carrying out a bourgeois revolution. France had a bourgeois monarchy at the time, while Germany had an even more backward feudal autocracy. The realities of social development required Marx and Engels to theorize how the proletariat should make revolution in such countries. This question was not solved among the utopian socialists before Marx. For instance, the German utopian communist Wilhelm Weitling advocated for a direct transition from feudalism to communism. They opposed the proletariat supporting or taking part in a bourgeois-democratic revolution, instead fantasizing about the immediate realization of communism.

Marx and Engels approached this problem using historical materialism. They believed that social development has its own inherent laws. The primary objective of a proletarian revolution is to seize political power and establish the dictatorship of the proletariat. However, in order to achieve its goals, the proletariat must first overthrow feudal autocracy. Therefore, they opposed the utopian schemes of people like Wilhelm Weitling, who tried to leap into communism in a single bound. Instead, they argued that the proletariat must proceed in stages. Before fighting directly for a communist society, the proletariat must first abolish feudal autocracy and establish a bourgeois-democratic system.

In November 1847, Marx wrote in his article “Moralizing Criticism and Critical Morality“:

“The workers know very well that the bourgeoisie will make wider concessions than an absolute monarchy will. In the interests of commerce and industry, the bourgeoisie must, against its will, create the conditions for the unity of the workers. The unity of the workers is the first requisite for their victory.” The workers know that abolishing bourgeois property relations is impossible while preserving feudal property relations. They know that the bourgeoisie’s revolutionary movement against feudal estates and absolute monarchy can only hasten the progress of their own revolutionary movement. Their struggle against the bourgeoisie begins only on the day the bourgeoisie is victorious. They can and should participate in the bourgeois revolution because it is a prerequisite for the workers’ revolution. However, the workers must not regard the bourgeois revolution as their ultimate goal.”

During the same period, Engels clearly stated:

In these two passages, Marx and Engels express four points.

“Above all, the proletarian revolution will establish a democratic constitution, thereby directly or indirectly establishing the political rule of the proletariat.”

Frederick Engels 1847, The Principles of Communism

  1. In countries where feudal forces dominate and bourgeois democracy has not been established, the proletarian revolution should unfold in two stages: first, a bourgeois-democratic revolution; then, a socialist revolution.
  2. A staged revolution does not slow the revolutionary process. On the contrary, it accelerates it because the first stage paves the way for the second.
  3. The bourgeois-democratic revolution is a prerequisite for the proletariat’s socialist revolution. Therefore, the proletariat should participate in and drive the bourgeois-democratic revolution forward.
  4. The ultimate objective of the proletariat is the dictatorship of the proletariat. Therefore, after the bourgeois-democratic revolution has won, the revolution must not halt, but continue until the final objective is realized.

Marx and Engels made the unified relationship between permanent revolution and the stages of revolutionary development clear within these four points.

On this fundamental understanding alone, Marx and Engels enthusiastically affirmed the proletariat’s participation in the bourgeois revolution and their efforts to establish a republican system for the bourgeoisie when they summed up the European revolutions of 1848. Engels pointed out:

“If the Revolution of 1848 was not a socialist revolution, it paved the way for one.”

Friedrich Engels, The Communist Manifesto, Preface to the 1893 Italian Edition

Similarly, Marx held that when the French working class won a republic for the bourgeoisie in the February Revolution, they gained

“the terrain for the fight for their revolutionary emancipation,”

Karl Marx, The Class Struggles in France, 1848 to 1850, Part I, The Defeat of June, 1848

though not emancipation itself.

However, Marx and Engels also keenly felt, based on their experience with the 1848 European revolutions, that the proletariat must resolutely transform the bourgeois-democratic revolution into a socialist revolution and carry it through to the end when conditions are ripe to achieve final victory. In their Address of the Central Committee to the Communist League, they wrote that the proletariat’s

“battle cry must be: The Revolution in Permanence.”

Karl Marx and Frederick Engels, Address of the Central Committee to the Communist League, London, March 1850

They regarded this as an inescapable requirement of the proletariat’s historic mission. They wrote that petty-bourgeois democrats hope only to end the revolution quickly once their demands are met. In contrast, they wrote that their interests and tasks consist of making the revolution permanent until all possessing classes are forced out of their dominant position, the proletariat conquers state power, and the proletariat association progresses sufficiently in all dominant countries that competition among them ceases and the decisive forces of production are concentrated in their hands.

This conception, which united “permanent revolution” with a view of the stages of the revolution’s development, later became the direct theoretical foundation for the Bolshevik Party, led by Lenin, in formulating Russia’s revolutionary strategy and for the Chinese Communist Party, led by Mao Zedong, in determining China’s revolutionary path.

In 1905, when a bourgeois-democratic revolution broke out in Russia, Lenin developed the proletariat’s tactics within that revolution based on this conception. He held that the proletariat must actively participate in and lead the bourgeois-democratic revolution. He explained:

“Marxism teaches the proletariat not to remain aloof from the bourgeois revolution, not to be indifferent to it, and not to allow the bourgeoisie to assume leadership of the revolution. Rather, the proletariat must take an active role in the revolution, fight resolutely for consistent proletarian democracy, and see the revolution through to the end.” A complete victory of the bourgeois-democratic revolution would mark the beginning of the socialist revolution. “The more complete, determined, and thorough the bourgeois revolution is, the more assured the proletariat’s struggle against the bourgeoisie for socialism will be.”

Vladimir Ilyich Lenin, Two Tactics of Social-Democracy in the Democratic Revolution

During this period, Lenin subjected two erroneous theories to relentless critique: the “Great Wall” theory and the “Permanent Revolution” theory. The “Great Wall” theory held that the proletariat must live under a bourgeois dictatorship for fifty to a hundred years before conditions would exist for a socialist revolution. By contrast, the “permanent revolution” theory was Trotsky’s ultra-left distortion of Marx and Engels. It blurred the boundary between democratic and socialist revolutions, attempting to skip the democratic stage and proceed directly to a socialist revolution.

In criticizing these errors, Lenin pointed out that the two revolutions are connected yet distinct. They cannot be separated by a “Great Wall,” nor can one stage be substituted for another. The proletariat’s participation in the ongoing bourgeois-democratic revolution is a necessary step in the fight for a socialist revolution and the proletariat’s dictatorship. Therefore, the proletariat cannot skip the bourgeois-democratic stage. It must strive to broaden the scope of the bourgeois-democratic revolution and carry it through to the end. Then, when the time is right, the democratic revolution can transform immediately into a socialist revolution. For this reason, Lenin said:

“We stand for uninterrupted revolution. We shall not stop halfway.”

V. I. Lenin, 1905, Social-Democracy’s Attitude Towards the Peasant Movement

Drawing on the ideas of Marx and Engels and taking China’s social conditions into account, Mao Zedong divided the Chinese revolution into two stages. The first stage was a bourgeois-democratic revolution, or the New Democratic Revolution, which would transform into a socialist revolution once conditions were ripe. Mao believed that:

“The democratic revolution is the necessary preparation for the socialist revolution, and the socialist revolution is the inevitable trend of the democratic revolution.” The ultimate goal of all communists is to establish a socialist and communist society. Only by recognizing the distinction between the democratic and socialist revolutions, and at the same time recognizing their interconnection, can we correctly lead the Chinese revolution.”

Selected Works of Mao Tse-tung, THE CHINESE REVOLUTION AND THE CHINESE COMMUNIST PARTY, December 1939

Based on this, Mao further explained:

“To complete China’s bourgeois-democratic revolution (the new democratic revolution) and carry it forward to the stage of the socialist revolution when all the necessary conditions are present is the entire glorious and great revolutionary task of the Chinese Communist Party. Every Communist Party member should fight for it and must never give up halfway.”

Selected Works of Mao Tse-tung, THE CHINESE REVOLUTION AND THE CHINESE COMMUNIST PARTY, December 1939

In practice, the Chinese Revolution embodied the Marxist idea of uninterrupted revolution carried forward through distinct stages. In achieving final victory, the Chinese Revolution also proclaimed the triumph of this concept.

II. Seizing Leadership of the Revolution

According to Marxism, the bourgeois-democratic revolution and the socialist revolution are two links in a single chain. This vivid metaphor indicates both the close connection and the essential difference between the two kinds of revolution. The proletariat can only achieve final victory, seize state power, and realize the dictatorship of the proletariat by moving without interruption from the bourgeois-democratic revolution to the socialist revolution. The key to carrying out this uninterrupted revolution—and realizing the dictatorship of the proletariat—is whether the proletariat can take the lead in the bourgeois-democratic revolution.

Marxism argues that proletarian leadership is significant for an uninterrupted revolution in several ways.

First, it guarantees victory in the bourgeois-democratic revolution. The February Revolution in France showed that, faced with the growing strength of the workers, the bourgeois republican faction hesitated and wavered over establishing a republic. In the end, it was the proletariat’s struggle that won the republic. Thus, Marx said that

“the Paris proletariat regarded the republic as its own offspring.”

Karl Marx, The Class Struggles in France, 1848 to 1850

Similarly, the Russian bourgeois-democratic revolution of 1905 demonstrated that

“only the proletariat can fight resolutely for complete freedom and a republic; the bourgeoisie is unreliable and irresolute.”

V. I. Lenin, The Struggle of the Proletariat and the Servility of the Bourgeoisie

These two revolutions, which occurred in different periods and countries, show that proletarian leadership and participation play a decisive role in the bourgeois-democratic revolution. The bourgeois-democratic revolution directly affects the subsequent proletarian socialist revolution; the more thorough, complete, and determined the bourgeois revolution is, the more secure the proletariat’s struggle to win socialism and oppose the bourgeoisie will be.

Second, ensure that the democratic revolution transitions into a socialist revolution. In leading a bourgeois-democratic revolution, the proletariat must take every measure to mobilize revolutionary forces, above all organizing and arousing the peasantry, in order to secure victory. As Lenin said,

“Only if the proletariat can lead the majority of the peasants can the bourgeois-democratic revolution be victorious.” [Translator’s Note: Here the original Russian has ‘large section of the peasants’ rather than the majority (here translated from the Chinese version of the quote)]

V. I. Lenin, The Fifth Congress of the Russian Social-Democratic Labour Party
April 30-May 19 (May 13-June 1), 1907, 6 Speech on the Attitude Towards Bourgeois Parties, May 12

Thus, as the proletariat leads the bourgeois-democratic revolution to victory, it gathers a conscious revolutionary force prepared for a socialist revolution. Since the proletariat leads the revolution, it controls the revolutionary process. Once the objective conditions for revolution are in place, the proletariat will use the revolutionary forces at its disposal to push the revolution forward into a socialist revolution at the right moment—carrying the revolution through to the end.

Third, leadership is the foundation of future political rule. The proletariat is the most prominent force in the bourgeois-democratic revolution and the leader of the revolution as a whole. In the course of the revolution, it can rally all exploited masses in the city and countryside and have them accept its leadership. Thus, among the revolutionary masses, leadership becomes an embryonic form of future state power.

During the Russian bourgeois-democratic revolution, the Soviets of Workers’ Deputies were a significant development through which the Russian proletariat demonstrated its revolutionary leadership. During the democratic revolution, these Soviets were merely organs for leading and organizing an armed uprising. After the uprising triumphed, however, they shifted from being organs of insurrection to being organs of a revolutionary worker-and-peasant democratic dictatorship. This dictatorship laid the groundwork for the subsequent dictatorship of the proletariat. In this sense, Lenin regarded the Soviets as the germ of a new type of state power.

The foregoing analysis and the historical course of the Chinese and Russian revolutions show that leadership is the key factor determining the success or failure of a revolution. Marxism places great importance on the proletariat’s leadership in a bourgeois revolution. During the Russian Revolution, Lenin asserted that

“Social-Democracy must strive with all its might for hegemony over the democratic masses and for developing revolutionary energy among them.”

V. I. Lenin, The Third Duma

Mao Zedong summarized the experience and lessons of the revolutionary years from 1924 to 1927 in the Chinese Revolution. He said:

“From 1924 to 1927, we saw how the revolution advanced when the bourgeoisie followed the political leadership of the proletariat and how it suffered defeat when the proletariat, with the Communist Party in charge, became the tail of the bourgeoisie in political terms.”

Selected Works of Mao Tse-tung, THE TASKS OF THE CHINESE COMMUNIST PARTY IN THE PERIOD OF RESISTANCE TO JAPAN, May 3, 1937

He concluded that although the Chinese proletariat had certain unavoidable weaknesses, such as smaller numbers, a younger age, and a lower level of education,

“they nevertheless became the most fundamental driving force of the Chinese revolution. Without the leadership of the proletariat, the Chinese revolution is bound to fail.”

Selected Works of Mao Tse-tung, THE CHINESE REVOLUTION AND THE CHINESE COMMUNIST PARTY, December 1939

According to Marxism, a necessary condition for the proletariat to lead the bourgeois-democratic revolution is for the proletarian party to maintain its independence. Lenin pointed out:

“The proletariat can play the leading role in this revolution only if it is united as a single, independent political force under the banner of the Social Democratic Labour Party, which directs its struggle both ideologically and practically.”

V. I. Lenin, The Third Congress of the R.S.D.L.P.
April 12 (25)-April 27 (May 10), 1905

Therefore, Lenin warned that, while supporting the revolutionary peasantry in the bourgeois-democratic revolution, the proletariat should never forget its own class independence or its special class tasks. The party is the leading core of the entire class and revolution. The proletarian party’s independence ensures the independence of the proletariat’s principles and policies throughout the revolutionary process. More importantly, it ensures the revolution’s firmness and thoroughness. Thus, the proletariat can remain conscious of its interests and tasks and continuously strengthen the revolutionary forces in the struggle to realize them.

Section Seven: Reform is a byproduct of revolution

I. Reform is a byproduct of class struggle

According to Marxism, any genuine revolutionary upheaval in history brings about abrupt social change and a leap in development because it proclaims the end of one system and the beginning of another. This is a qualitative transformation in historical development. However, although such a change occurs “in an instant,” it requires the long-term accumulation and preparation of revolutionary conditions—that is, a process of quantitative accumulation.

Stalin referred to this process as evolutionary. He wrote,

“Evolution prepares for revolution and lays the groundwork for it, while revolution completes and promotes the further development of evolution.”

J. V. Stalin, Anarchism Or Socialism ?, December, 1906 — January, 1907

The process of quantitative accumulation required for a revolution—that is, preparing the objective and subjective conditions—should be am active one. However, this does not mean that revolutionaries should launch a revolution prematurely. According to Marx, under such circumstances, any revolutionary victory is only temporary and merely an auxiliary factor in revolutions carried out by other classes. For example, in the early period of a proletarian revolution, it cannot be a genuine revolution of that class. Rather, this “active process” is chiefly expressed in actively and consciously creating the objective and subjective conditions for revolution.

During this process, the revolutionary class can expand its forces through agitation, propaganda, and organization to secure more favorable revolutionary conditions. It can also compel the ruling class to make certain concessions through partial struggles, thereby placing itself in a more advantageous position. This is reform. Reform emerges as the revolutionary class prepares for revolution. In this sense, Marxism holds that reform is a byproduct of revolution.

Experience has shown that gains won through reform can become instruments of revolution under certain conditions. For this reason, Marxism does not deny the value and significance of reform struggles. On the contrary, Marxism includes reform struggles within the scope of revolutionary struggle, treating them as byproducts of revolution.

Lenin pointed out:

“It would be absolutely wrong to believe that the immediate struggle for a socialist revolution means we can or should abandon the fight for reforms. On the contrary, we should support every real economic and political improvement in the position of the masses.”

V. I. Lenin, Principles Involved in the War Issue

According to Marxism, to use reforms rationally and effectively in the service of revolution, one must first understand the nature of reform in a class-based society. What is reform? According to Marxism, reform means

“not destroying the foundations of the ruling class’s political power, but having the ruling class make certain concessions while preserving the conditions of its rule.”

V. I. Lenin, The Discussion On Self-Determination Summed Up

Therefore, in a class society, reform has a dual character. For the revolutionary class, reform compels the ruling class to make necessary concessions while raising the revolutionary class to a relatively more favorable position. This creates better conditions for realizing the revolutionary class’s interests and tasks.

For the ruling class, reform also serves its interests because the bourgeoisie and the government fear legal action by the workers’ party more than illegal action and fear electoral success more than rebellion.

Frederick Engels 1895, Introduction to Marx’s Class Struggles in France

The concessions made through reform can also block, weaken, or extinguish revolutionary struggle; disperse the revolutionary class’s energies; and blur its understanding.

The dual nature of reform means that the revolutionary proletariat “uses reforms to develop revolutionary class struggle” (as Engels said, “We collect our debts in installments“), but must never “make its own” the slogans of incomplete bourgeois reformism.

Marxism is based on a profound understanding of the dual nature of reform. It resolutely opposes reformism that directly confines the aims and activity of the working class to the limits of reform. Lenin argued that the difference between Marxism and reformism on the question of reform versus revolution is not that the former opposes reforms while the latter supports them. Rather, the crux is that Marxism treats reforms only as a byproduct of revolution and stresses that reforms must be linked with revolution. By contrast, reformism treats reform as the ultimate goal and advocates replacing revolution with reform. As Lenin wrote,

“So long as the rule of capital exists, even if individual reforms are carried out, the workers will still remain wage slaves.”

V. I. Lenin, Marxism and Reformism

Therefore, reformism that confines the working class’s aims and activities to the realm of reform is, in reality, a bourgeois deception of the workers. Marxism is superior to reformism because it uses the struggle to win reforms as a means to build strength and achieve the goal of revolution. Accordingly, for Marxism, reforms have their particular meaning and value as a byproduct of revolution.

Lenin said:

“Suppose someone thinks that, in order to wage a direct struggle for socialist revolution, it seems we can—or should—give up the struggle for reforms. That view is entirely mistaken. ”

V. I. Lenin, The Tasks of the Third International, Ramsay Macdonald On The Third International, 1919

In a sense, reform is a form of compromise and accommodation. When Marxism acknowledges reforms, it also acknowledges the importance of compromise and accommodation in the revolutionary process. However, like reform itself, this compromise and accommodation is merely a byproduct of revolution, a detour tactic adopted when revolutionary conditions are not yet fully mature. Engels once firmly opposed the Blanquist Communists’ declaration of “no compromises,” considering it laughable—empty talk—because changing circumstances often force parties to compromise in their struggles. In September 1917, Lenin wrote a special article titled On Compromises to clarify the Bolshevik Party’s attitude toward compromise. The article notes:

“The task of a truly revolutionary party is not to declare that it is impossible to renounce all compromises but rather to remain true to its principles, its class, its revolutionary purpose, and its task of paving the way for revolution and educating the masses for victory in the revolution through all compromises (when they are unavoidable).”

Clearly, the compromise Lenin is referring to is a principled compromise that prioritizes revolution. Lenin believed that such compromise was not only unavoidable, but also highly necessary under certain conditions. He gave an example:

“Participation in the Third and Fourth Dumas was a compromise, a temporary renunciation of revolutionary demands. But this was entirely compelled by necessity because the balance of power at the time made launching a mass revolutionary struggle impossible for a certain period. For long-term preparation, we also had to know how to work inside this ‘pigsty.’”

V. I. Lenin, On Compromises

According to Marxism, the more complex and difficult the revolutionary struggle becomes, the more necessary it is to carefully judge the situation and combine principledness and flexibility. Only by passing through necessary detours and accommodations can revolutionary forces be gathered and preserved under such circumstances, and only then can the most favorable breakthrough point be found. Thus, though reforms and compromises are merely by-products of revolution, they are nonetheless necessary and beneficial for the revolution’s ultimate success. While recognizing the necessity and practical significance of reforms and compromises, Marxism is primarily concerned with using these means rationally to achieve revolutionary ends. The most central Marxist principle is this: reform must be subordinate to revolution.

II. The struggle for reforms must be subordinate to the struggle for revolution

Reform must be subordinate to revolution. This is the core Marxist principle that governs the relationship between the two. Specifically, this principle is expressed in three ways:

First, the central task of a revolutionary class is revolutionary struggle, not the struggle for reforms. Marxism holds that a revolutionary class should not reject or abandon reforms. However, in fighting for reforms, the revolutionary class must not forget its own interests and tasks, nor the revolution itself. All reforms can only be pursued as by-products of revolution.

In other words, a revolutionary class should not pursue reforms for their own sake; they should fight for reforms for the sake of the revolution. In essence, such reforms are one component of the effort for revolution.

Lenin wrote:

“We must intensify revolutionary agitation among the masses, disseminate our uncompromising slogans more widely and clearly, and then, in the best case, hasten the revolution’s early victory. In the worst case, we will win incomplete concessions, such as a Duma ministry or universal but indirect suffrage, and transform these concessions into instruments of the revolution. Reforms are a byproduct of the class struggle of the revolutionary proletariat. To make obtaining this by-product ‘our own’ business would mean lapsing into liberal-bourgeois reformism.”

V. I. Lenin, How Not to Write Resolutions, Written on March 19 (April 1), 1907

Second, the struggle for reforms should ultimately culminate in a revolutionary struggle. This has two meanings:

(1) The struggle for reforms must be subordinate to revolutionary struggle and serve it. For a revolutionary class to seize state power, achieve emancipation, and establish a new society, revolution is necessary. Only revolution can transfer state power from one class to another. Reform and revolution differ in essence. A revolutionary class

“cannot expect the replacement of one social system by another to be achieved through reforms or concessions by the ruling class, allowing one system to quietly pass into another.”

J. V. Stalin, MARXISM VERSUS LIBERALISM : AN INTERVIEW WITH H.G. WELLS
23 July 1934

Therefore, the revolutionary class cannot substitute the reform struggle for revolutionary struggle. On the contrary, the revolutionary class must incorporate the struggle for reforms within the scope of revolutionary struggle. At the beginning of the Russian Revolution, Lenin made this explicit: in the past and in the present, revolutionary Social Democrats included the struggle for reforms within their activities. However, they subordinated even partial struggles for reforms to the overall revolutionary struggle for freedom and socialism.

(2) On the premise that revolution is the supreme guiding value and to ensure final victory, the proletariat must skillfully use the struggle for reforms to create conditions for revolutionary victory. Marxism regards this as a revolutionary tactic. This tactic retains value and significance not only before the proletariat wins victory, but also after. Lenin held that Marx recognized the former significance, but not the latter. Lenin pointed out:

“Before the proletariat achieves victory, reforms are a byproduct of the revolutionary class struggle. After the revolution, if the victorious country clearly lacks the strength to carry out a transition through revolutionary methods, then reforms also become a necessary and reasonable means of obtaining breathing room.”

V. I. Lenin, The Importance Of Gold Now And After The Complete Victory Of Socialism
Written: 5 November, 1921

After the October Revolution, Lenin signed the Treaty of Brest-Litovsk with Germany in order to preserve and consolidate the newborn Soviet regime. This was an archetypal example of his policy of strategic retreat.

Third, the struggle for reforms should be supported by a mass movement and combined with revolutionary methods. In essence, reforms are concessions that the ruling class makes while retaining state power. For these concessions to have real, practical meaning and ultimately become instruments of revolutionary struggle, they cannot be gifts from the ruling class or the outcome of a bargain. Rather, they must be the product of revolutionary struggle.

Lenin said:

“We are fighting not to suffer defeat, but to become victors—at least to achieve partial success. Even if we suffer defeat, we shall in any case achieve partial success. That is, we shall get reforms.”

V. I. Lenin, The Seventh (April) All-Russia Conference of the R.S.D.L.P.(B.)
APRIL 24–29, 1917, 3 Speech Winding Up The Debate on the Report on the Current Situation April 24 (May 7)

Reforms that can serve as tools of revolution must arise from such a struggle.

On the other hand, if the results of reforms are to be consolidated and become a foundation for revolution rather than vanish instantly, the struggle for reforms must be supported by mass struggle. In other words, from the beginning, the struggle for reforms must be based on a broad mass foundation and closely integrated with the mass movement. Reforms pursued in this way will help the revolutionary class not only secure favorable conditions for revolution, but also expand the revolutionary ranks and strengthen revolutionary forces.

Hence, Lenin said:

“Any reform that is not supported by revolutionary methods of mass struggle cannot be stable, genuine, or serious. We have always pointed out that if the Social Democrats do not combine the struggle for reforms with revolutionary methods of the workers’ movement, they may become a sect divorced from the masses—an extremely serious threat to the success of a genuinely revolutionary socialist movement.”

V. I. Lenin, Letter to the Secretary of the Socialist Propaganda League

According to Marxism, the basic relationship between reform and revolution is that reforms are a by-product of revolution. This relationship forms the basis of proletarian revolutionary strategy and is the most fundamental aspect of it. Due to the long-term formation of a revolutionary situation and revolutionary forces, as well as the complexity and tortuousness of the revolutionary struggle, the revolutionary class cannot refuse necessary reforms even after revolutionary victory.

Lenin held that reforms are an auxiliary instrument of the class struggle. This auxiliary instrument, of course, must be subordinated to revolution, the highest form of political action. Properly coordinating the relationship between reform and revolution is essential for ensuring the revolution’s smooth development and achieving final victory.

According to Marxism, the basic relationship between reform and revolution is that reforms are a by-product of revolution. This relationship forms the basis of proletarian revolutionary strategy and is the most fundamental aspect of it. Due to the long-term formation of a revolutionary situation and revolutionary forces, as well as the complexity and tortuousness of the revolutionary struggle, the revolutionary class cannot refuse necessary reforms even after revolutionary victory.

Lenin held that reforms are an auxiliary instrument of the class struggle. This auxiliary instrument, of course, must be subordinated to revolution, the highest form of political action. Properly coordinating the relationship between reform and revolution is essential for ensuring the revolution’s smooth development and achieving final victory.

Reform is the struggle waged by a revolutionary class within an existing regime to achieve its own goals. Marxism acknowledges the significance of reform and legal struggle within the framework of the old regime, including parliamentary struggle, anti-government protests and demonstrations, strikes, and electoral struggles. However, Marxism has always held that these struggles are merely supplementary to revolutionary struggle. Therefore, it has never believed that socialism can be realized through them alone.

Marxism resolutely opposes the reformist view that one can smoothly and “peacefully grow into” socialism by using these legal struggles because such an illusion endangers the entire proletarian revolution. The social position and historical mission of the proletariat determine that it can only liberate itself and achieve the great goal of liberating all humanity through revolution.


第十四章革命是历史的火车头

                革命是人类社会历史发展不可避免的政治行动。生产力和生产关系的矛盾运动是推动人类社会发展的基本动力,当旧的生产关系阻碍生产力发展时,新的生产关系代替旧的生产关系就成了历史必然。此时,革命也就不可避免。革命的最终目的是打碎旧的生产关系的枷锁,解放生产力。在阶级社会,任何一种阶级统治都基于一定的生产关系,所以,用新的生产关系代替旧的生产关系的革命行动,首先要推翻旧的阶级统治,夺取政权。政权是革命的根本问题,这一点对旨在消灭私有制、确立公有制的无产阶级革命来说尤为重要。推翻旧的阶级统治,夺取政权的政治革命是社会革命的前提,政治革命归根到底都是为了旨在确立新的生产关系的社会革命。革命是有条件的,所以要取得革命的成功,就应该积极为革命形势的形成创造条件。暴力革命是革命的一般规律,但这并不排除以和平方式夺取政权的可能性。无产阶级革命的最终目的是消灭一切剥削制度和一切阶级、阶级差别,实现共产主义。

第一节革命就是解放生产力

                一、革命是政治的最高行动

                1845年春,马克思在他的笔记本上写下了著名的《关于费尔巴哈的提纲》。这份简练而深刻的提纲,是马克思长期思考和研究的结晶,是他整个思想发展历程的一个特殊的里程碑。1888年,恩格斯谈到这份提纲时写道,“这些笔记作为包含着新世界观的天才萌芽的第一个文件,是非常宝贵的”。因此,这份提纲对马克思后来思想的发展以及整个科学的理论与学说的确立具有决定性的意义。在这份提纲的最后一条,马克思为自己的理论和学说的使命作了明确规定。他说:“哲学家们只是用不同的方式解释世界,而问题在于改变世界。”这意味着马克思主义的理论和学说,不是简单解释世界的学说,相反,而是力图改变世界的学说。在这样的情况下,革命问题就自然成了马克思主义政治学所关注的重要问题之一。在马克思主义看来,革命是改变世界的重要手段和方式,是推动历史发展的动力

                革命是人类社会历史发展不可避免的政治行动,也就是说,正是通过这种政治行动,人类社会才一步一步地从低级形态向高级形态发展。毛泽东在《矛盾论》中认为,马克思和恩格斯把革命看作社会发展不可避免的政治行为的哲学基础是辩证唯物主义。毛泽东说:“当马克思、恩格斯把这事物矛盾的法则应用到社会历史过程的研究的时候,他们看出生产力和生产关系之间的矛盾,看出剥削阶级和被剥削阶级之间的矛盾以及由于这些矛盾所产生的经济基础和政治及思想等上层建筑之间的矛盾,而这些矛盾如何不可避免地会在各种不同的阶级社会中,引出各种不同的社会革命。”因此,马克思主义之所以认为革命是社会发展不可避免的政治行为,是因为这种政治行为不是人们的主观意志决定的,而是由社会矛盾运动规律决定的。对于由社会运动规律决定而在历史上出现的每一个革命时期,马克思主义都给予很高的评价,“因为正是在这种时期,解决了所谓和平发展时期慢慢积累起来的许多矛盾。正是在这种时期,最有力地表现出了各个不同的阶级在确定社会生活形式方面的直接作用,建立了后来长期固定在更新了的生产关系基础上的政治、上层建筑的根基”。

                何谓革命?列宁有过一个非常明确的解释。他说:“从马克思主义观点来看,革命究竟是什么意思呢?这就是用暴力打碎陈旧的政治上层建筑,即打碎那由于和新的生产关系发生矛盾而到一定的时机就要瓦解的上层建筑。”从列宁的这个解释可以看出:(1)革命是一种暴力行为;(2)革命的主要对像是打碎旧的政治上层建筑;(3)革命的目的是为新的生产关系的最终确立。旧的政治上层建筑的打碎,意味着旧政权的推翻;而新的生产关系的确立,则意味着社会形态的根本改变。因此,马克思主义认为,革命主要有两种:政治革命和社会革命。马克思说:“每一次革命都破坏旧社会,所以它是社会的。每一次革命都推翻旧政权,所以它具有政治性。”很显然,政治革命是政治制度的根本变革;社会革命主要是社会形态,社会制度的根本变革,即由一种先进的社会制度代替另一种腐朽的社会制度。

                马克思主义认为,以推翻现政权和破坏旧关系为主要内容的革命是一种政治行为。由于这种政治行为,将导致社会经济、政治和文化生活发生深刻的变化,所以恩格斯又把这种政治行为看作是政治的最高行动,并呼吁无产阶级在争取阶级统治的过程中积极采取这种政治行动。马克思主义认为这种政治的最高行动,是任何试图取得统治的阶级获得最终胜利的关键。早在1844年,马克思在谈论无产阶级如何确立社会主义时指出:“社会主义不通过革命是不可能实现的。社会主义需要这种政治行为,因为它需要消灭和破坏旧的东西。”1848年到1849年欧洲革命的教训使马克思更坚定了这种思想。马克思在总结了1848年到1850年的法兰西阶级斗争后,喊出了“革命是历史的火车头”这一响亮的口号。

                历史上各阶级由于性质和所担负的历史使命不同,因而,各试图取得统治的阶级所采取的革命行动对于它们所具有的意义也就不同。马克思在对人类全部历史运动作系统分析和总结后认为,无产阶级为实现人类彻底解放和最终确立共产主义而进行的革命,对无产阶级自身来说具有双重的意义:(1)通过革命,无产阶级使自身成为统治阶级;(2)通过革命,无产阶级使自身成为未来新社会的基础。这也是说,对于无产阶级来讲“革命之所以必需,不仅是因为没有任何其他的办法能推翻统治阶级,而且还因为推翻统治阶级的那个阶段,只有在革命中才能抛掉自己身上的一切陈旧的肮脏东西,才能成为社会的新基础”。尽管马克思在后来的具体革命实践中,主要强调革命的第一种意义,但他丝毫也没有忘记革命的后一种意义,在《共产党宣言》中,他就明确指出,“共产主义革命就是同传统的所有制关系实行最彻底的决裂”。革命第二种意义的核心是“使人们普遍地发生变化”,因此,无产阶级革命不仅包括政治革命和社会革命,而且包括与这种革命相适应的无产阶级的自我完善,即使自身成为具有全面共产主义思想意识的新人。这种自我完善是实现共产主义的必要条件。

二、革命的最终目的是解放生产力

                革命是一种政治行动,但引起革命的真正原因,并不在政治本身,而是在社会的经济运动,主要表现为生产力和生产关系的矛盾斗争。

                在人类历史发展过程中,生产力是最革命的、最活跃的因素,是处在不断变革、不断革命化的过程中的。马克思说:“一个社会不能停止消费,同样,它也不能停止生产。”生产的发展将带动整个社会的变革和进步。这正如毛泽东所说:“生产力是最革命的因素。生产力发展了,总是要革命的。”恩格斯曾以奥地利为例展现了生产发展与社会变革之间的关系。“工业中采用机器和蒸汽,使奥地利(也像所有别的地方一样)社会各阶级的一切旧有关系和生活条件发生了变革;它把农奴变成自由民,把小土地占有者变成了工业工人;它摧毁了旧有的封建手工业行会,摧毁了许多这种行会的生存手段”。

                生产发展导致社会变革,这是必然的历史过程。但是这个过程的实现并非自然的,需要通过革命。生产力有两项,一是生产资料,二是人。生产力的发展不仅意味着生产资料的变更和增加,而且同时意味着代表新生产力的新阶级的形成和壮大。生产力的发展是在一定的生产关系内进行的,而且这种发展是不以人的意志为转移的。当一定的生产关系下的生产力发展已充分成熟,并试图突破现有的生产关系时,生产力与生产关系的矛盾,也就出现了。因此,马克思说:“社会的物质生产力发展到一定阶段,便同它们一直在其中活动的现存生产关系或财产关系(这只是生产关系的法律用语)发生矛盾。于是这些关系便由生产力发展形式变成生产力的桎梏。那时社会革命的时代就到来了。”在这里,马克思不仅表明了生产力与生产关系发生矛盾的历史必然,而且表明这种矛盾将导致社会革命。

                生产力与生产关系的矛盾,意味着现有生产关系已不适应生产力的发展,需要得到改造或被新的生产关系所代替。但是,历史事实表明,生产力与生产关系矛盾的最终解决,即生产关系的改变,并非简单的自然更替,必须通过革命的行动。恩格斯说:“迄今所发生的一切革命,都是为了保护一种所有制以反对另一种所有制的革命。它们如果不侵犯另一种所有制,便不能保护这一种所有制。在法国大革命时期,是牺牲封建的所有制以拯救资产阶级的所有制;在梭伦所进行的革命中,应当是损害债权人的财产以保护债务人的财产。”很显然,不进行社会革命,旧的生产关系就不可能退出历史舞台,新的生产关系就无法确立。社会革命的目的就在于使日益发展的,而同时又受到旧的生产关系束缚的生产力获得解放,并在新的生产关系下获得发展。

                一个社会生产关系的总和构成该社会的经济基础。经济基础决定政治上层建筑。“这些生产关系的总和构成社会的经济结构,即有法律和政治的上层建筑竖立其上并有一定的社会意识形式与之相适应的现实基础”。因此,任何一种社会生产关系都有一种与之相适应的社会关系(在阶级社会主要表现为阶级关系)和政治上层建筑。当生产力发展迫切需要改变旧的生产关系时,旧的政治上层建筑也就面临危机。但是在阶级社会,掌握政治权力的统治阶级为了维护自己的政治统治,是不会轻易让决定这种政治统治的旧的生产关系发生变化的,相反,他们往往会利用手中的权力进一步巩固和维持旧的生产关系和政治统治。在这样情况下,生产力和生产关系矛盾与冲突的解决,就集中到了伴随生产力发展而产生和壮大的代表新生产力的被压迫阶级和在旧生产关系中占统治地位的统治阶级之间的冲突和斗争。这种斗争的核心在于政权,它的最终解决往往要通过革命的暴力手段来实现。这种从根本上改变政权性质的革命,就是政治革命。政治革命的目的是试图通过确立起来的新政权消除旧的生产关系,确立新的生产关系。这正如斯大林所说:“在新生产力同旧生产关系冲突的基础上,在社会新的经济需要的基础上产生出新的社会思想,新思想组织和动员群众,群众团结成为新的政治大军,建立起新的革命政权,并且运用这个政权,以便用暴力消灭生产关系方面的旧秩序,建立新秩序。”因此,“当一个阶级代替了另一个阶级的时候,它也改变了所有制的关系”。所有制的变化,将使得生产力获得更大的解放。

                以上的分析表明,生产力与生产关系的矛盾运动是革命的原因。虽然这种矛盾的最终解决要通过社会革命来实现,但整个革命的进程却应以政治革命为先导。政治革命的最终目的是社会革命,即根本改变旧的生产关系,使社会步入新的形态,从而使生产力获得进一步解放。

第二节革命的根本问题是政权

                一、革命是推翻统治阶级的政治行为

                革命的根本动因在于生产力与生产关系的矛盾。在阶级社会,这种矛盾将不可避免地要表现为代表新生产力的被压迫阶级和在旧生产关系中占统治地位的统治阶级之间的矛盾和斗争。阶级之间的矛盾和斗争,往往成为革命的直接原因。

                生产力的发展,不仅表现为生产技术的进步,生产资料总量的增加,而且还表现为与生产力发展相适应的新阶级的形成和壮大。在旧的生产关系下,这个新形成的阶级处于被压迫的地位,因而,当生产力与生产关系发生矛盾时,这个被压迫阶级与压迫阶级之间的矛盾与斗争也随之出现。于是,革命就开始在这斗争中萌芽。马克思和恩格斯在对资本主义运动规律考察分析后得出的结论认为:“生产力在其发展过程中达到这样的阶段,在这个阶段上产生出来的生产力和交往手段在现存的关系下只能带来灾难,这种生产力已经不是生产的力量,而是破坏的力量(机器和货币)。与此同时还产生了一个阶级,它必须承担社会的一切重负,而不能享受社会的福利,由于它被排斥于社会之外,因而必然与其余的一切阶级发生最激烈的对立;这个阶级是社会成员中的大多数,从这个阶级中产生出必须实行根本革命的意识,即共产主义的意识,这种意识当然也可能在其他阶级中形成,只要它们认识到这个阶级的状况。”在这段结论中,马克思和恩格斯实际上表达了四个意思:(1)生产力的发展,将会蕴育出一个新的阶级;(2)在旧的生产关系下,这一阶级处于被压迫地位;(3)生产力和生产关系的矛盾将使得这一阶级与其他阶级,尤其是统治阶级形成尖锐的对立;(4)这种阶级对立将产生革命的意识。在《共产党宣言》中,他们把这一思想作了更明确的表达。他们说:无产阶级是大工业本身的产物。“资产阶级无意中造成而又无力抵抗的工业进步,使工人通过联合而达到的革命团结代替了他们由于竞争而造成的分散状态。于是,随着大工业的发展,资产阶级赖以生产和占有产品的基础本身也就从它的脚下被挖掉了。它首先生产的是它自身的掘墓人”。因此,伴随生产发展而产生的新的被压迫阶级将是推翻旧的统治阶级的革命力量。

                作为新的生产力代表,任何被压迫阶级为了自身的进一步发展并变成社会中占主导地位的阶级,都将试图突破旧的生产关系以及在此基础上形成的旧的政治统治。被压迫阶级的解放必然意味着新社会的建立。因此,这种被压迫阶级要想解放自己,就必须采取推翻统治阶级的政治行动。没有这种政治行动,被压迫阶级就无法获得解放;新的社会,也就无法确立。马克思明确指出:社会主义不通过革命是不可能实现的。社会主义需要这种政治行为,因为它需要消灭和破坏旧的东西。

                马克思指出:“在一切生产工具中,最强大的一种生产力是革命阶级本身。”所以,当生产力与生产关系的矛盾使社会陷入全面危机时,这一革命阶级必然将为自身的解放而采取革命行动,而革命的首要目标将是推翻在旧的生产关系上形成的统治阶级。马克思说:“那些使一定的生产力能够得到利用的条件,是一定的社会阶级实行统治的条件,这个阶级的由其财产状况产生的社会权力,每一次都在相应的国家形式中获得实践的观念的表现,因此一切革命斗争的锋芒都是指向在此以前实行统治的阶级的。”在指导俄国无产阶级革命斗争中,列宁的思想很明确:“我们的革命的纲领其实只有一条,就是推翻地主资本家的压迫,推翻他们的政权,使劳动群众得到解放。”

                世界历史发展也一再表明,任何一次革命,都是推翻统治阶级的政治行动。英国的资产阶级革命将查理一世送上了断头台;法国资产阶级在攻占巴士底狱的同时,宣告了旧封建统治的彻底垮台;俄国十月革命在攻打冬宫的炮火声中,把资产阶级赶下了台。这些事例足以印证毛泽东说的一句话:“革命是暴动,是一个阶级推翻一个阶级的暴烈的行动。”

二、政权问题是革命的首要问题

                在阶级社会,任何形式的政治上层建筑都是确立在一定的经济基础之上,受这经济基础决定的。所以,任何形式的政治上层建筑形成之后,它都势必要为作为自身存在基础的一定的经济关系服务,并积极帮助它形成和巩固。政治上层建筑实现这种服务的可靠力量是政治权力。马克思在分析现代资本主义社会时就一针见血地指出:“现代的资产阶级财产关系靠国家权力来‘维持’,资产阶级建立国家权力就是为了保卫自己的财产关系。”在阶级统治的社会中,这种政治权力是统治阶级实现政治统治的工具,是统治阶级的命根子。因为他们掌握了政治权力,就能利用它来镇压被统治阶级的反抗,保护其赖以生存的经济基础,维护其对被剥削阶级的政治统治;反之,如果他们失去了政治权力,则其全部经济政治特权就会化为泡影,他们的统治宝座就会倾覆。因此,他们总是死死抓住政权不放。

                显然,在阶级社会,任何统治阶级都不会轻易放弃手中的政权。在这种情况下,当生产力与生产关系的矛盾使生产关系面临非作革命性变革不可的时候,统治阶级为了保住手中的政治权力,就必然会用这种政治权力来保护作为其自身存在基础的旧的生产关系。因此,任何试图突破旧的生产关系、并使自身获得解放的被压迫阶级就不得不与旧的统治阶级展开最激烈的斗争,而这斗争的焦点必然是在国家的政治权力上。这正如恩格斯所说:“在阶级反对阶级的任何斗争中,斗争的直接目的是政治权力;统治阶级保卫自己的最高政治权力,也就是说它在立法机关中的可靠的多数;被统治阶级首先争取一部分政治权力、然后争取全部政治权力,以便能按照他们自己的利益和需要去改变现行法律。”被统治阶级只有通过斗争把牢牢保护着旧的生产关系的政权从统治阶级手中完全夺过来,并推翻旧的阶级,才能促使旧的生产关系彻底瓦解,才能使自身获得最后解放。马克思指出:“要解放被压迫阶级而不损害靠压迫它过活的阶级,而不同时摧毁建立在这种阴暗社会基础上的国家全部上层建筑,是不可能的。”

                阶级斗争的性质和目标,决定了任何试图成为统治力量并建立新社会的阶级在采取推翻旧的统治阶级的革命行动时,革命的首要任务就是夺取政权。马克思和恩格斯指出:“每一个力图取得统治的阶级,如果它的统治就像无产阶级的统治那样,预定要消灭整个旧的社会形态和一切统治,都必须首先夺取政权,以便把自己的利益说成是普遍的利益,而这是它在初期不得不如此做的。”夺取了政权,被压迫阶级在上升为统治阶级的同时,也实现了对整个社会的统治。例如在西欧,“在资产阶级已经夺得政治权力的国家里,政治统治已成为资产阶级对整个社会的统治,而不是个别资产者对自己的工人的统治。”因而,任何一场革命是胜利还是失败,首先就是看其是否夺取了国家政权。这正如列宁所指出的,任何一个革命的最根本问题都是国家政权问题。国家政权从一个阶级手里转到另一个阶级手里,都是革命首要的基本的标志。

                政权问题之所以成为革命的根本问题,不仅是因为被压迫阶级只有掌握了政权才能上升为统治阶级,实现社会统治,而且还因为政权问题还关系到革命的本身。这主要是因为,任何一次革命,都不是简单地由一个被压迫阶级来进行的。事实上,作为新生产力代表的被压迫阶级在推翻统治阶级的过程中,为了达到获得自身解放和建立新社会的目标,在把自己的利益说成是社会全体成员的利益的同时,还必须联合其余一切非统治阶级,以便采取最有力的革命行动,推翻旧的统治阶级。马克思和恩格斯指出:“特别是存在至今的这些关系中,一个阶级总是占着统治地位;个人的生活条件总是和一定阶级的生活条件相一致;因而任何一个新兴的阶级的实际任务,在这一阶级的每一个人看来都不能不是共同任务;每个阶级都只有把一切阶级的个人从那些至今仍然套在他们头上的枷锁下解放出来,才能真正地推翻自己面前的统治阶级,——正是在上述这种情况下,把争取统治地位的阶级中的个人的任务说成是全人类的任务,是非常必要的。”恩格斯把不同阶级的联合看作是一切革命的必要条件。在不能不以这样或那样形式实行阶级联合而进行的革命中,政权的最后归宿将直接决定整个革命的性质、进程和结局。在1848至1849年的欧洲革命中,工人阶级是这场革命的主体,但由于主客观条件的限制,当时的欧洲工人阶级还不成熟,工人阶级进行社会主义革命的条件还不具备。因此,工人从参加革命的一开始就只限于帮助资产阶级取得政权。工人阶级的这种行为不仅决定了这场革命不是社会主义革命,而且决定了工人阶级将成为这场革命牺牲品的最终命运

                半个世纪后,列宁充分吸取了这次革命的教训,在领导俄国革命斗争中,十分重视政权问题。1905年俄国资产阶级革命爆发后,列宁就明确认为,无产阶级领导的这次革命胜利后,绝不应当像历史上欧洲革命那样,建立资产阶级政权,他说:“革命已经是大家都承认的了。现在的任务是确定究竟由哪些阶级和用什么样的方式来建造新的上层建筑。要不确定这一点,革命这一口号在目前就是一个空洞的毫无内容的口号。”因此,他在领导俄国革命的整个过程中,在坚持无产阶级掌握革命领导权的前提下,积极推进无产阶级政权组织的形成。当1906年6月以后俄国各大城市和工业区在工人阶级斗争中相继建立起工人代表苏维埃时,列宁立即看出了它的意义,给予了热情的赞扬和高度的评价,并从理论上总结了工人代表苏维埃的活动。他认为苏维埃是新的革命政权的萌芽,它将随着起义的胜利由武装起义的机关转变为革命的工农民主专政的政权。列宁把当时各地建立苏维埃的革命行动看作是夺取政权和建立工农民主专政的开始,把苏维埃看作是新型政权机关的萌芽。事实上,在后来的革命中,正是依靠这种苏维埃使俄国无产阶级取得革命的最后胜利,并建立起无产阶级专政的社会主义国家。

                把政权问题作为一切革命的根本问题,是马克思主义关于革命理论的一个基本思想。这思想的核心价值在于指明:政权的更替和最后归属,不仅决定革命的成败,而且将决定整个革命的性质、过程和结局。所以,列宁在指导俄国革命过程中,一再告诫人们在进行阶级斗争和政治革命中,不能避开政权问题,不能不管政权问题。“只有当阶级斗争不仅属于政治范围,而且抓住政治中最本质的东西即国家政权机构时,才是充分发展的、‘全民族’的阶级斗争”。列宁认为,任何阶级如果意识不到政权问题的重要性,即谈不上自觉地参加革命,更不用说领导革命。俄国十月革命的历史表明,列宁领导的布尔什维克正是牢牢地抓住了这个革命的根本问题,才取得最后胜利的。

三、无产阶级革命应首先夺取政权

                无产阶级革命的性质、任务和目标,是由无产阶级的历史使命决定的。在《资本论》序言中,马克思非常精炼地概括了这个阶级的历史使命:推翻资本主义生产方式和最后消灭阶级。这是一项人类历史上最伟大的历史使命,因而,它也就决定了无产阶级革命将是人类历史上最广泛、最深刻、最彻底的伟大革命。“要完成这个社会革命,无产阶级应当夺取政权,因为政权会使他们居于主人的地位,使他们能够排除走向自己伟大目的的道路上的一切障

                就无产阶级革命作为一种革命而言,它和历史上其他阶级革命一样,必须首先夺取政权。恩格斯说:“我们始终认为,为了达到未来社会革命的这一目的以及其他更重要得多的目的,工人阶级应当首先掌握有组织的国家政权并依靠这个政权镇压资本家阶级的反抗和按新的方式组织社会。”但是,就无产阶级革命所要实现的历史使命而言,夺取政权,对于无产阶级革命来说,却具有其他阶级革命所没有的特殊重要意义。历史上的一切社会革命,除了奴隶制代替原始公有制以外,都是以一种私有制代替另一种私有制。无产阶级革命则是要彻底消灭一切私有制,建立以生产资料公有制为基础的社会。而生产资料公有制的社会主义生产关系是不可能在资本主义社会内部产生的。无产阶级只有夺取政权,利用政权的力量,才能剥夺资产阶级的生产资料,建立和发展社会主义的经济制度。另外,由于无产阶级革命是彻底消灭一切剥削制度和一切阶级及阶级差别的革命,所以,无产阶级革命所遇到的敌人,要比历史上的一切革命所遇到的敌人强大自信。无产阶级只有夺取政权,并凭借政权的力量,才能用革命的暴力镇压剥削者的反抗,才能巩固新的社会制度。对于无产阶级来说,从资产阶级手里夺得国家政权,是无产阶级革命胜利的首要标志

                无产阶级革命必须首先夺取国家政权,但是无产阶级革命的历史使命决定了“工人阶级不能简单地掌握现成的国家机器,并运用它来达到自己的目的”。这一思想是马克思全面分析和总结巴黎公社经验中提出的。它包含两方面的内容,即必须改造旧国家机器,建立无产阶级的新型民主国家,这是无产阶级达到彻底解放目的的必由之路。在巴黎公社的革命实践中,摧毁旧的国家机器和建立新的国家机器几乎是齐头并进的。

                在总结1848年到1849年的欧洲革命时,马克思的这一思想就已初步形成。当时马克思提出的思想是:用革命暴力打碎资产阶级国家机器,建立无产阶级专政。马克思这一思想的明确提出,是基于他对这场革命的经验和教训的科学分析上的。首先,马克思通过对法国的二月共和国的阶级性质和巴黎工人六月起义失败教训的分析,揭示了不论什么形式的资产阶级国家,都是镇压无产阶级的工具,不能幻想可以利用它来为无产阶级服务。马克思的总结指出,六月起义的失败证明:“资产阶级共和国在这里是表示一个阶级对其他阶级实行无限制的专制统治”。要在这样的资产阶级共和国范围内稍微改善一下无产阶级的处境,都只是一种空想,更不要说能依靠它来实现无产阶级的解放了。因此,马克思认为,原先无产阶级想强迫二月共和国予以满足的那些要求,就应当“由一个大胆的革命战斗口号取而代之,这个口号就是:推翻资产阶级!工人阶级专政!”其次,马克思对法国资产阶级国家演进历史分析后认为,资产阶级革命是以一种剥削制度代替另一种剥削制度,它不需要打碎旧的国家机器,而只需要夺取并进一步完善它,以适合自己的统治。无产阶级要获得解放,就必须集中自己的一切力量来反对这个权力。马克思在1871年致路·库格曼的信中,对这一思想作了明确说明。他写道:“如果你读一下我的《雾月十八日》的最后一章,你就会看到,我认为法国革命的下一次尝试再不应该像以前那样把官僚军事机器从一些人的手里转到另一些人的手里,而应该把它打碎,这正是大陆上任何一次真正的人民革命的先决条件。”

                无产阶级必须用革命暴力打碎旧的国家机器的结论,揭示了无产阶级革命与资产阶级革命的根本区别,是马克思主义关于国家与革命的基本原理之一。这一结论到1871年马克思总结巴黎公社革命经验时,就发展为:“无产阶级不能简单地掌握现存的国家机体,并运用这个现成的工具来达到自己的目的”。这一结论与前一结论的精神是一致的,即无产阶级革命胜利后,不能简单地掌握和运用现成的旧的国家机器来达到自己的目的。但这一结论并没有像前一结论那样强调非用暴力手段打碎旧的国家机器不可,它则主要强调不能简单地使用旧的国家机器这一原则。就马克思的思想来看,他当时之所以提出要用暴力打碎旧的国家机器,主要是针对以法国为首的欧洲资产阶级庞大的官僚军事机器而言,因此,从1871年他给路·库格曼的信中可以看出,它把暴力打碎旧国家机器的结论限于欧洲大陆,并不把它看成是绝无例外的惟一方式和手段。在马克思看来,像英国那样资本主义经济和资产阶级民主制比较发达,而军事官僚机器比较薄弱的国家,无产阶级还是有可能用和平手段达到自己的目的。从这个意义上讲,马克思关于“无产阶级不能简单地掌握现存的国家机体,并运用这个现成的工具来达到自己的目的”的概括,较之用暴力打碎旧的国家机器的论断,是更为科学和准确的。

                从以上的分析可以看出,无产阶级革命必须打碎旧的国家机器和建立无产阶级的革命专政的原理,是马克思和恩格斯对无产阶级革命斗争经验的总结。在这原理的指导下,俄国十月革命取得了最后胜利。在革命中,俄国无产阶级在列宁和布尔什维克党的领导下,彻底打碎了旧俄国的军阀制度和官僚制度的国家机器,建立了无产阶级专政的苏维埃国家,使国家由少数剥削者压迫大多数被剥削者的工具变成为大多数被剥削者统治少数剥削者的工具。同样,中国革命的胜利也是在这原理指导下取得的。在领导中国革命斗争过程中,毛泽东根据马克思主义的革命理论,一直把革命斗争的目标集中在推翻大地主、大资产阶级的反革命专政上。中国革命的胜利,正是在彻底打碎了实行反革命专政的旧的军事、官僚、特务的国家机器并建立起无产阶级政权的基础上取得的。

第三节政治革命发展到社会革命

                一、政治革命是社会革命的前提

                社会历史发展的运动规律表明:当生产力发展面临不改变现有的生产关系就得不到新的发展时,生产力与生产关系之间的这种尖锐矛盾就将不可避免地引发一场大规模的革命,并在革命中获得自身的解决。人类历史就是在不断地解决这种矛盾中前进的。历史上任何一场革命的实质都是在于改变生产关系。但是,任何一种生产关系都有由它决定的并同它相适应的自己的政治上层建筑,而这政治上层建筑形成后将积极保护这种生产关系的完善和巩固。因此,生产力与生产关系的矛盾到了非采取革命手段改变旧的生产关系不可的时候,革命遇到第一个对像就势必是保护旧的生产关系的旧政治上层建筑。这也就是说,改变旧的生产关系,确立和发展新的生产关系的社会革命,要首先从根本改变旧的政治上层建筑的政治革命开始。正是在这个意义上,马克思认为政治革命是社会革命的前提和先决条件

                然而,就政治革命的形成而言,政治革命却是社会革命产生和发展的必然结果。以改变旧的生产关系,建立和发展新的生产关系为主要任务的社会革命是一场大规模、长时间的革命。当生产力发展到一定阶段,并与它一直在其中活动的现存生产关系发生矛盾时,社会革命的时代就到来了。在这个时代中出现的政治革命,正是这种矛盾日趋尖锐化的结果。这也就意味着历史上的每一次政治革命都是一定的社会革命产生和发展的结果。如资产阶级社会革命,是在封建社会内部就发生了。这种情况客观上要求资产阶级政治革命与之相适应,资产阶级经济力量的增长必然要求在政治上占统治地位。同样,无产阶级进行社会革命所需的物质条件是在资本主义社会形成的,正是这种物质条件,即“资产阶级无意中造成而又无力抵抗的工业进步”,在使生产方式的变革和生产方式的资本主义性质的消灭成为绝对必要的同时,也使得无产阶级和资产阶级的冲突发展到无产阶级不通过革命夺取政权,就不能获得自身解放的地步。这种政治革命是与资本主义社会大工业发展所引发的新的社会革命相适应的。

                政治革命是社会革命的前提和先决条件,这就是说社会革命应以政治革命为自己开辟道路。不首先进行政治革命,要想取得社会革命的最后胜利是极其困难的。政治革命的核心任务,就是夺取政权,确立新的政治统治。政治革命是阶级对抗的产物,因而,在阶级社会,它是社会历史发展的主题。“只有在没有阶级和阶级对抗的情况下,社会进化将不再是政治革命。”

                在阶级社会,阶级间的斗争都首先是为了经济利益而进行的,但斗争的直接目标却是政治权力,因为“政治权力不过是用来实现经济利益的手段”。斗争中获胜的阶级,都将极力借助手中的权力来保护自身的经济利益和经济特权。马克思说:“现代的资产阶级财产关系靠国家权力来‘维持’,资产阶级建立国家权力就是为了保卫自己的财产关系。”因此,“现代国家是与这种现代私有制相适应的。”经济与政治的这种本质关系,决定了任何以改变旧的经济关系为目标的社会革命,不首先进行改造国家政权的政治革命,就难以彻底进行;决定了任何试图获得自身解放并建立新社会的阶级不首先进行政治革命,就难以实现全面改造社会的目标。“要改造世界,就应该有政权”。因此,马克思一直认为,“夺取政权已成为无产阶级的伟大使命”,“哪里的政权落到资产阶级手里,哪里的无产者就必须将它推翻。无产者本身必须成为权力,而且首先是革命的权力。”只有夺取了政权,无产阶级才能进行彻底的社会革命。列宁说得很明确:“要完成这个社会革命,无产阶级应当夺取政权,因为政权会使他们居于主人的地位,使他们能够排除走向自己伟大目的的道路上的一切障碍。在这个意义上说来,无产阶级专政是社会革命必要的政治条件。”

                基于这样的基本思想,列宁在领导俄国革命过程中,曾与普列汉诺夫等人就政治革命与土地革命哪个先行问题进行了激烈争论。普列汉诺夫等人认为,俄国没有彻底的政治变革也可能实现彻底的土地变革。列宁认为这种观点不仅违背了马克思主义的基本理论,而且也与俄国的现实不符。列宁指出:“在农民运动中还有大量的愚昧无知和缺乏自觉性的现像,对这一点发生任何错觉,都是极其危险的。庄稼汉的愚昧无知首先表现在不懂得运动的政治方向,也就是不懂得,如果不对整个国家的整个政治制度进行根本的民主改革,就根本不可能在扩大土地所有制方面采取任何可靠的步骤。”鉴于此,列宁认为:“我们应直截了当地、明确地告诉农民:如果你们想把土地革命进行到底,你们就应当把政治革命也进行到底:没有彻底的政治革命,就根本不会有土地革命或者不会有比较巩固的土地革命。如果没有彻底的民主改革,如果不实行人民选举官吏,那末我国不是会发生农民暴动,就是会实行立宪民主党的土地改良。”列宁这一思想符合马克思和恩格斯关于政治革命与社会革命的基本思想。这正确的思想为后来十月革命的最终胜利提供了条件。

                政治革命是社会革命的前提,社会革命应以政治革命为自己开辟道路。无产阶级革命是按这一逻辑展开的,同样,资产阶级革命也是按这一逻辑展开的。这可以从英国历史上出现的、对人类历史发展具有决定性意义的社会革命中得到充分的印证。在1844年的1月到3月之间,恩格斯基本上每月写一篇分析英国社会状况的文章,共写了三篇。在这组文章中,恩格斯认为,18世纪是革命的世纪,欧洲大陆的旧世界在这革命的世纪中都被摧毁,然而英国却依然风平浪静,国家和教会都没有发生变化。但是在这平静背后,英国却在进行比其他任何国家所发生的变革都具有更大意义的变革,即社会革命。尽管从表面形式看,当时的英国社会革命是在18世纪已经具有了科学形式的各门科学与实践结合的结果,而同一时期的法国政治革命却是各门科学与哲学结合的结果。但是,不能就因此认为,英国的社会革命是毫无政治革命的前提的。恩格斯认为恰恰相反,这场在18世纪成为大规模运动的社会革命,从根本上讲,是英国16、17世纪资产阶级所进行的资产阶级政治革命的结果。恩格斯说:“十六世纪和十七世纪创造了社会革命的一切前提,消灭了中世纪制度,树立了社会的、政治的、宗教的抗议派思想;这两个世纪为英国建立了殖民地、海军和贸易,并使新兴的而且已经相当强有力的资产阶级和贵族并列。”虽然,在16、17世纪中,英国资产阶级所进行的政治革命并不彻底,但是由于在这场革命中,资产阶级已达到掌握政权并改造旧政治上层建筑的目的,所以,这场不彻底的政治革命在使资产阶级享有统治地位并获得发展的同时,也为英国的社会革命提供了条件。英国的革命过程表明,世界上没有一次革命可以不进行政治革命就能实现社会革命的。

二、只有社会革命才是真正的革命

                在人类发展历史上,出现在每一个社会革命时代的政治革命,归根到底都是为了社会革命,即为了彻底改变旧的生产关系,确立和发展新的生产关系而进行的。因此,每一次革命的最后落脚点都是在生产关系上。正是在这个意义上,恩格斯总结说:“迄今所发生的一切革命,都是为了保护一种所有制以反对另一种所有制的革命。它们如果不侵犯另一种所有制,便不能保护这一种所有制。···一切所谓的政治革命,从头一个起到末一个止,都是为了保护一种财产而实行的,都是通过没收(或者也叫做盗窃)另一种财产而进行的。”

                为社会革命开辟道路的政治革命,每一次都将为社会革命的全面展开和取得最后胜利,提供两个十分重要的条件:每一个条件是获得政治上解放的新阶级。这新阶级是新的生产力代表。在封建社会出现的资产阶级是新阶级;在资本主义社会出现的无产阶级是新阶级。这些新阶级通过革命获得政权后,自身也就在政治上获得解放,不再是被统治的阶级。这种解放使得代表新生产力发展的新阶级成为社会的主导力量,从而为生产力的进一步发展和新生产关系的确立提供社会基础。第二个条件是新政权。政权的根本改变,将使旧的生产关系丧失政治上的保护,同时,为新的生产关系的确立和发展提供了政治的保证。任何新的阶级都将运用手中的权力积极帮助新的生产关系的形成、发展和巩固。由于政治革命为社会革命的发展创造了这两个重要的条件,所以,每一次政治革命成功后,社会革命都将紧接着展开,形成广泛而深刻的社会改造运动。

                资产阶级反对封建社会的整个过程就是这样展开进行的。对此,恩格斯在《共产主义原理》一文中作了详细的描述:“凡是大工业代替了手工工场的地方,产业革命都使资产阶级最大限度地增加了自己的财富和扩充了自己的势力,使它成为国内的第一个阶级。结果,凡是完成了这种过程的地方,资产阶级便夺取了政治权力,并挤掉了以前的统治阶级——贵族、行会师傅和代表他们的君主专制。资产阶级废除了长子继承权或不许出卖领地的禁令,取消了贵族的一切特权,这便消灭了特权贵族、土地贵族的权力。资产阶级取消了所有行会,废除了手工业者的一切特权,从而打垮了行会师傅的威风。资产阶级用自由竞争来代替它们;在自由竞争这种社会状况下,每一个人都有权经营任何一个工业部门,而且,除非缺乏必要的资本,任何东西都不能妨碍他的经营。这样,实行自由竞争无异就是公开宣布:从今以后,由于社会各成员的资本多寡不等,所以他们之间也不平等,资本成为决定性的力量,而资本家,资产者则成为社会上的第一个阶级。”由于资本主义生产关系在封建社会中就已开始逐步形成,所以当资产阶级夺取政权并破坏了旧的社会关系后,已初步形成的资本主义生产关系就立即破壳而出,在寻求对社会实行全面统治的过程中,导演出波澜壮阔的社会革命的场面。由此,列宁认为:“对于从封建制度中生长起来的资产阶级革命来说,还在旧制度内部,新的经济组织就逐渐形成起来,它逐渐改变着封建社会的一切方面。资产阶级革命面前只有一个任务,就是扫除、摈弃并破坏旧社会的一切桎梏。任何资产阶级革命完成了这个任务,也就完成了它所应做的一切:它加强资本主义的发展。”简而言之,资产阶级革命夺取政权后,就能在完善和发展已经形成的生产关系的基础上,进行社会革命。

                无产阶级革命的最终目的是彻底地推翻资本主义生产方式和最后消灭阶级,所以无产阶级不仅需要进行政治革命,而且更需要进行社会革命。但是,这个革命的过程与资产阶级革命过程有所不同。早在《共产党宣言》中,马克思和恩格斯就根据无产阶级的历史使命,为无产阶级革命的过程作了明确的设计:“工人革命的第一步就是使无产阶级上升为统治阶级,争取民主。无产阶级将利用自己的政治统治,一步一步地夺取资产阶级全部资本,把一切生产工具集中在国家即组织成为统治阶级的无产阶级手里,并且尽可能快地增加生产力的总量。要做到这一点,当然首先必须对所有权和资产阶级生产关系实行强制性的干涉,采取这样一些措施,这些措施在经济上似乎是不够充分的和没有力量的,但是在运动过程中,它们会越出本身,而且作为变革全部生产方式的手段是必不可少的。”这样的革命过程表明,无产阶级革命的第一步是夺取政权,但这仅仅是整个革命的开始,而不像资产阶级革命那样,做到了这一步,也就差不多完成了它应做的一切;由于无产阶级所要确立的生产关系,不是在夺取政权前就已初步形成,而是在夺取政权后才开始确立,所以无产阶级通过政治革命夺取政权,成为统治阶级后,就必须利用手中的权力,确立起新的生产关系,然后才能在此基础上展开广泛而深刻的社会革命。正因为如此,马克思和恩格斯才强调“必须对所有权和资产阶级生产关系实行强制性的干涉。”

                但是,社会主义生产关系的确立,不是简单地靠无产阶级手中的政权就能实现的,它需要一定的物质基础,这个物质基础是在资本主义社会中形成的。物质基础愈薄弱,社会主义生产关系确立也就愈困难。因此,列宁认为:“由于历史进程的曲折而不得不开始社会主义革命的那个国家愈落后,它由旧的资本主义关系过渡到社会主义关系就愈困难。这里除破坏任务以外,还加上一些空前困难的新任务,即组织任务。”确立不起社会主义生产关系,社会主义革命也就无从谈起;而没有社会主义革命所产生的积极进步力量,已经夺得的政权也就无法得到进一步的巩固和发展。所以,俄国十月革命一取得胜利,列宁马上指出,布尔什维克党和苏维埃政权从现在开始就要积极着手“把极其复杂和精密的新的组织系统建立起来,对千百万人生存所必需的产品进行有计划的生产和分配”。列宁强调指出:“为了彻底战胜资本主义,第一,必须战胜剥削者和捍卫被剥削者的政权,这是用革命力量推翻剥削者的任务;第二,担负起建设任务,就是建立新的经济关系,树立怎样做这件事情的榜样。实现社会主义变革任务的这两个方面是密不可分的,这使我们的革命不同于过去一切只满足于破坏方面的革命。”中国的社会主义革命也是在落后的生产力基础上开始的,为了进行社会主义革命,中国共产党在夺取政权后,也花了相当的时间改变旧的所有制形式,确立新的生产关系。到了1957年,对资本主义工商业的社会主义改造基本完成以后,毛泽东才说:“我们的根本的任务已经由解放生产力变为在新的生产关系下面保护和发展生产力。”

                总结以上的分析,不论资产阶级革命,还是无产阶级革命,革命的最终目的都是社会革命,因此,只有社会革命才是真正的革命。但是,这两个阶级从进行政治革命走向社会革命的过程却不相同,资产阶级在进行政治革命后,就能在已经初步形成并获得解放的生产关系基础上进行社会革命;而无产阶级在进行政治革命后,则要利用掌握的政权,在破坏旧的生产关系的同时,确立新的生产关系,从而进行广泛而深刻的社会革命。无产阶级所处国家的物质基础愈薄弱、经济愈落后,无产阶级进行社会革命所面临的困难也就愈大。

第四节革命必须具备主观条件和客观条件

                一、客观条件的总和造成革命形势

                革命是社会历史运动的必然,根本原因在于生产力与生产关系的矛盾。但就具体的革命行动来说,每次革命的爆发,都是在一定历史条件下出现的,也就是说,具体革命的产生是有条件的,这条件包括革命的客观条件和革命的主观条件。这两个基本条件中有一个条件不成熟,革命就将是不可能的。马克思和恩格斯在《德意志意识形态》中指出:“历史上周期性地重演着的革命震荡是否强大到足以摧毁现存一切的基础;如果还没有具备这些实行全面变革的物质因素,就是说,一方面还没有一定的生产力,另一方面还没有形成不仅反抗旧社会的某种个别方面,而且反抗旧的生活生产’本身、反抗旧社会所依据的“总和活动’的革命群众,那末,正如共产主义的历史所证明的,尽管这种变革的思想已经表述过千百次,但这一点对于实际发展没有任何意义。”从这段话里可以看出,革命客观条件的核心是生产力的发展,而革命主观条件的核心则是革命阶级力量的形成

                生产力的发展是形成革命客观条件的决定性因素。生产力是最革命的力量,它发展到一定水平后,势必会与现存的生产关系产生矛盾。这种矛盾的尖锐化首先造成社会的经济危机,随之而来的将是政治危机。当政治和经济的危机使社会到了非采取激烈的政治行动不可时,这种全面的危机也就同时营造出了革命形势。1848年的欧洲革命的爆发,与当时英国工商业总危机密切相关。马克思说:“欧洲从十八世纪初没有一次严重的革命事先没有商业危机和财政危机,1789年的革命是这样,1848年的革命也是这样。”1870年的法国在普法战争中失败,使腐朽的波拿巴政府陷入全面危机,这场全面危机引发了巴黎公社革命。每一次革命都表明,“危机是政治变革的最强有力的杠杆之一。”换句话说:“任何革命本身都意味着危机,而且是极其深刻的政治危机和经济危机。”

                全面的政治、经济危机之所以能营造出革命的形势,是因为在阶级社会,全面的危机将导致统治阶级与被统治阶级之间的全面对抗,当全面的阶级对抗出现时,革命也就成为必然。毛泽东说:“在人类历史中,存在着阶级的对抗,这是矛盾斗争的一种特殊的表现。剥削阶级和被剥削阶级之间的矛盾,无论在奴隶社会也好。封建社会也好,资本主义社会也好,互相矛盾着的两阶级,长期地并存于一个社会中,它们互相斗争着,但要待两阶级的矛盾发展到了一定的阶段的时候,双方才取外部对抗的形式,发展为革命。”这里所说的“一定的阶段”,实际上就是因政治、经济全面危机而出现的全面阶级对抗阶段。

                生产力与生产关系的矛盾尖锐化所导致经济和政治全面危机以及由此而形成的全面阶级对抗,共同造成了革命的形势,革命形势的出现表明革命的客观条件已经成熟。列宁认为,革命形势有三个主要特征:(1)统治阶级不可能照旧不变地维持自己的统治;“上层”的某种危机,即统治阶级的政治危机,给被压迫阶级的愤怒和不满造成一个爆破的缺口。光是“下层不愿”照旧生活下去,对革命的到来通常是不够的;要革命到来还须“上层不能”照旧生活下去。(2)被压迫阶级的贫困和灾难超乎寻常的加剧。(3)由于上述原因,群众积极性大大提高,这些群众在“和平”时期忍气吞声地受人掠夺,而在动荡时期,整个危机形势和“上层”本身都迫使他们去进行独立的历史性的发动。列宁认为只有具备了具有这些特征的革命形势,革命才有可能发展。“没有革命形势,就不可能有革命”。

                马克思主义认为,当世界市场的形成与开拓,使一切国家的生产和消费都成为世界性的时候,就不能把革命看做纯粹是某一国内部发展的结果。这就意味着,一国革命形势的形成还与国际客观条件的影响有关。这种客观条件,既包括整个国际关系和政治、经济的基本格局,也包括与这个国家关系密切的其他国家的政治和经济状况。马克思和恩格斯指出:“一切历史冲突都根源于生产力和交往形式之间的矛盾。此外,对于某一国家内部冲突的发生来说,完全没有必要等这种矛盾在这个国家本身中发展到极端的地步。由于同工业比较发达的国家进行广泛的国际交往所引起的竞争,就足以使工业比较不发达的国家内产生类似的矛盾(例如,英国工业的竞争使德国潜在的无产阶级显露出来了)。”事实上,不仅发达国家能影响落后国家,落后国家所出现的问题在一定条件下也能引发发达国家的危机和革命。马克思在《中国革命与欧洲革命》一文中分析中国的太平天国运动对英国和欧洲的影响。马克思认为,太平天国运动将使英国面临这样的问题,中国茶叶出口减少,于是茶叶涨价,英国只好用更多金银去收购这主要消费品,与此相应,它的棉毛织品在中国市场大大缩小。而此时的西欧正面临肉类粮食及其他一切农产品因歉收而涨价的时候。这诸多不利因素的加重将使已经经历一个经济周期大部分的英国工商业走向危机。“所以可以大胆预言,中国革命将把火星抛到现代工业体系的即将爆发的地雷上,使酝酿已久的普遍危机爆发,这个普遍危机一旦扩展到国外,直接随之而来的将是欧洲大陆的政治革命”。以上两方面事例充分表明,在各个国家和民族经济都已成为世界经济整个链条的各个环节的情况下,各国革命的客观条件的成熟不仅取决于本国的经济和政治,而且取决于世界和其他国家的经济与政治的某些因素。

二、革命需要强大的群众革命行动

                马克思主义认为,革命不仅需要客观条件所造成的革命形势而且还需要能利用革命形势进行革命的主观条件,即强大的群众革命行动。没有强大的群众革命行动,革命形势并不会直接化为推翻旧社会的革命行动。在这样情况下,社会就会继续腐烂下去,有时能达到十几年之久。2因此,每次革命的正式展开,还取决于人们的行动以及这种行动所具有的力量。世界历史也一再表明,并非革命形势一出现,就有轰轰烈烈的革命活剧随之上演,革命形势只说明革命客观条件的成熟和革命发生的可能,之外,它就不能决定什么了。列宁曾以具体的事例说明了这一问题。列宁说:“这种形势在1905年的俄国和西欧各个革命时代都有过;而这种形势在德国上一世纪六十年代,在俄国1859—1861年、1879—1880年也曾有过,虽然那时并没有发生革命。为什么呢?因为不是任何革命形势都会引起革命,只有在上述客观变化加上主观变化的形势下才会产生革命,这种主观变化就是:革命阶级能够发动足以打倒(或摧毁)旧政府的强大的群众革命行动,因为这种政府,如果不‘推’它,即使在危机时代也是不会‘倒’的。”

                革命的真正展开,需要有强大的群众革命行动。这种局面的形成,一方面取决于群众自身的觉悟,另一方面则取决于革命者即革命的先进分子或领导者为争取和团结所有的革命力量所作的主观努力。这两方面的因素是密切联系在一起的

                群众觉悟的提高,有待于群众对革命形势的认识和对革命行动的认同。存在决定意识。这也就是说群众对革命认识和认同的提高,首先决定于现实的社会危机对群众所造成的影响。影响程度越深,群众的革命热情和革命意识也就越容易形成。现实社会危机状况是关键性的决定因素。正如列宁所说:“千百万人是不会听别人指使去进行革命的,只有在人民穷困不堪,再也无法生存,千百万人的压力和决心可以粉碎一切旧的障碍并真正能够创造新的生活的时候,他们才会起来革命。”其次,群众革命觉悟的提高还取决于革命先进分子的教育和鼓动。恩格斯认为,德国的资产阶级革命和法国革命一样都得益于作为革命前导的哲学革命。法国正是因为有那些伟大的思想家为行将到来的革命启发人们的头脑,才可能在历史上演出最彻底的革命。同样,无产阶级革命也需要工人阶级对群众的启发。列宁明确指出:“工人阶级所承担的伟大任务是启发一切民主群众的革命意识,在斗争中教育他们,领导他们进行猛烈的冲击。”群众的觉悟和革命意识是革命能否进行并取得最后胜利的关键因素。列宁把这因素列为使革命成为现实的第一要素,他说,“要举行革命,第一,必须要多数工人充分认识到革命的必要性,并且抱有为革命牺牲的决心”。列宁认为,如果这方面的条件不具备,那就不能轻举妄动,而是要善于等待并积极工作。列宁说:“在一个小农的国家里,只要绝大多数居民还没有觉悟到必须进行社会主义革命,无产阶级政党就决不能提出‘实行’社会主义的目的。”

                强大的群众革命行动的形成,不仅需要群众的革命的觉悟,而且还需要革命先进分子对社会各种积极力量的争取、团结并将其组织起来。这种团结和组织,首先是革命阶级内部的团结和组织,其次是调动和争取社会中一切可争取的积极力量。列宁在领导俄国革命时就明确指出:“如果全俄国的无产阶级能够紧密地团结起来,如果无产阶级善于把一切革命的,能够进行斗争而不妥协的人民阶层发动起来,如果它能够很好地进行战斗准备,正确地选择为争取自由而进行决战的时机,那么,胜利一定属于无产阶级。”马克思主义在强调无产阶级团结的同时,十分强调工农联盟与统一战线建设的重要性。马克思在总结1848年革命经验时,就明确提出了建立工农联盟的光辉思想。他指出,当革命还没有把农民发动起来并和无产阶级靠拢以前,无产阶级就不能触动资本主义制度,无产阶级的“独唱”,就不免要变成“孤鸿哀鸣”。在十月革命中,列宁把这一思想发展成一个严格的理论体系。另外,马克思主义也十分重视建立和发展革命的统一战线。在《共产党宣言》中,马克思和恩格斯就提出了不同情况下可以而且必须同一切可能的同盟者建立联盟,以反对共同敌人的原理。列宁在《论共产主义运动中的“左派”幼稚病》一书中,发展了马克思和恩格斯的这一思想,进一步提出了无产阶级必须尽最大努力,利用一切机会,争取获得大量同盟者的观点。以毛泽东同志为主要代表的中国共产党,更是把建立、巩固和发展人民民主统一战线,看作是中国革命胜利的三大法宝之一

三、革命需要政党和理论

                革命是推翻统治阶级的政治行动。行动的成功很大程度上取决于有觉悟的阶级和群众以及在此基础上形成的强大的革命力量。马克思主义认为,在无产阶级革命中,无产阶级要组成为阶级并团结广大的劳动群众进行革命行动,就需要有自己的政党和革命理论。

                组织政党对无产阶级革命来说,具有四方面的意义:(1)使无产阶级能作为一个阶级采取行动。马克思指出:“工人阶级在反对有产阶级联合权力的斗争中,只有组织成为与有产阶级建立的一切旧政党对立的独立政党,才能作为一个阶级来行动。”因为,有了自己的政党,工人阶级就有了团结的核心,就能在党的教育下,认识和理解自身的地位、使命和奋斗的目标。马克思主义认为,真正的无产阶级政党将是一个自觉的阶级政党,是一个了解无产阶级运动的条件、进程和一般结果,并在运动中始终代表整个利益的政党。(2)能最大限度地团结无产阶级革命的力量。无产阶级政党是先进分子的组织,它所具有的先进性和革命性,使得他能在革命中比广大劳动群众更了解革命的形势、革命的过程和革命的目标。同时,无产阶级政党在革命中代表着无产阶级和广大劳动群众的利益。这两方面的因素决定了无产阶级政党在革命过程中,能最大限度地团结一切革命力量。(3)能根据形势的特点,提出革命的策略和任务。革命时期,生活像激流一样,客观形势迅速地急剧地发生着变化。在这样情况下,如何及时地提出或修改革命的策略和任务,就成了革命胜利的关键。而这只有通过作为阶级的核心和整个革命的领导的政党才能做到。因为,无产阶级政党在实践方面,是最坚决的、始终推动运动前进的部分;在理论方面,了解无产阶级革命的条件、进程、目标和任务。(4)能使革命成为有组织的政治行动。列宁认为,胜利的社会革命至少要有两个条件:生产力高度发展和无产阶级准备成熟。后者所包含的内容主要有:训练有素的无产阶级、严格的政治组织,对自身任务和实现任务方法的明确认识。只有准备成熟的无产阶级,才能在革命中采取最有力和最有效的革命行动,即有组织的政治行动。准备成熟的无产阶级的首要标志就是有一个强有力的政党。

                从以上分析看出,无产阶级政党是使革命形势形成为强大的群众革命力量的关键。无产阶级政党不仅有助于这种朝着同一目标集聚的力量的形成,而且有助于这种力量在革命的过程中,能根据革命形势在不同时期的特点,积极地推动革命前进,减少革命中的挫折和失败。

                无产阶级政党在领导和团结革命力量的最有力武器是革命的理论。列宁指出:“没有革命的理论,就不可能有被压迫阶级,即历史上最革命的阶级的世界上最伟大的解放运动。”理论对于革命的首要意义在于它一旦被群众所掌握,就将成为一种物质的力量。马克思早就说过:“批判的武器当然不能代替武器的批判,物质力量只能用物质力量来摧毁;但是理论一经掌握群众,也就变成物质力量。”21884年11月,恩格斯在致卡·考茨基的信中分析指出:德国工人运动之所以能形成势不可挡的发展,之所以能进行比英国和法国更彻底的革命,重要的原因是德国工人运动有马克思理论的直接指导。“马克思已经从理论上总结了英国和法国的整个实践和理论发展史的成果,揭示了全部本质,从而也揭示了资本主义生产最终的历史命运,这就给德国无产阶级提供了它的先验者英国人和法国人从来没有过的纲领。一方面是更加深刻的社会革命,另一方面是人们更加心明眼亮,——这就是德国工人运动不可挡地发展的奥秘”

                理论对革命的第二层意义在于,科学的革命理论是无产阶级政党领导革命胜利的重要武器。首先,科学的革命理论是无产阶级政党形成的基础。恩格斯说,无产阶级政党的一个很大的优点,就是有一个新的科学世界观作为理论基础。这个新的科学世界观,就是马克思主义。不论从俄国的革命实践来看,还是从中国共产党的革命实践来看,革命的最后胜利与领导革命的无产阶级政党所遵循的科学理论密切相关。毛泽东在中国革命即将取得胜利时指出:“没有一个革命的党,没有一个按照马克思列宁主义理论和革命风格建立起来的革命党,就不可能领导工人阶级和广大人民群众战胜帝国主义及其走狗。”另一方面,科学和先进的革命理论,又是无产阶级政党团结和教育广大劳动群众的思想武器。马克思主义认为,对革命阶级的思想武装,是革命取得最后胜利的关键。列宁指出:“当工人阶级的先进代表领会了科学社会主义思想,领会了关于俄国工人的历史使命的思想时,当这些思想得到广泛的传播并在工人中造成一种把他们现时分散的经济战变成自觉的阶级斗争的坚固组织时,俄国工人就能率领一切民主分子去推翻专制制度,并引导俄国无产阶级(和世界各国无产阶级并排地)循着公开政治斗争的大道走向胜利的共产主义革命。”为此,列宁十分主张在工人中间传播和宣传科学社会主义学说。列宁认为,革命的阶级意识在很大程度上要靠科学理论和教育和启发,因此,无产阶级先锋队的主要责任就是要把社会主义意识灌输到革命的阶级和广大群众中去,从而有效地发动和组织他们成为强大的革命群众力量。对于作为革命的领导力量的无产阶级政党来说,理论是形成党指导革命的路线、方针的基础,是提高分析、判断革命形势和特点的能力的基础。

                理论对革命的重要意义,反过来决定了革命对理论科学性和正确性的要求。无产阶级革命实践证明,理论上的任何失误,都将使革命付出沉重的代价。因此,如何根据革命的实际,确定和发展用于指导革命的具体理论,是无产阶级政党领导革命胜利的关键。

第五节暴力方式与和平方式辩证统一

                一、暴力是新社会产生的助产婆

                革命的根本问题是政权问题。在社会历史发展过程中,政权从一个阶级手中转到另一个阶级手中,不是一个自动的过程,而是一个被动的过程。推动这个过程的最有力杠杆是革命。马克思说过:“在许许多多国家里,制度改变方式总是新的要求逐渐产生,旧的东西瓦解等等,但是要建立新的国家制度,总要经过真正的革命。”

                在阶级社会,掌握政权的统治阶级是通过国家这一暴力机器实现政治统治的。当生产力与生产关系的矛盾、经济基础与上层建筑的矛盾使这种政治统治面临全面危机时,历史上的任何统治阶级都不会因统治危机而自愿让出政权;相反,他们将会变本加厉地利用手中的权力和国家的暴力机器维持那摇摇欲坠的政权,实行更残酷、更严厉的政治统治。历史上的每一次革命都是在这种情况下发生的。统治阶级政治统治的特性和在其统治的最后阶段所表现出来的残酷暴力压制,决定了以夺取政权、确立新的国家制度为中心任务的革命具有以下三方面的特性:(1)革命不是定做的,革命是人民群众的不满情绪爆发的结果,即只有当千千万万的人认为不能再这样生活下去的时候,革命才会爆发。(2)革命是天下最权威的东西。具体讲,就是一部分人用枪杆、刺刀、大炮,即用非常权威的手段强迫另一部分人接受自己的意志。(3)革命是一种暴力反对另一种暴力的政治行动。总结这些特性,可以得出这样的结论:旨在推翻旧的政治统治、夺取政权的革命,是一种暴烈的行动,暴力是革命的基本方式。因此,马克思主义认为,暴力是每一个孕育着新社会的助产婆,是社会运动借以为自己开辟道路并摧毁僵化的垂死的政治形式的工具。

                另一方面,马克思主义认为,在社会革命范畴内,革命的任务不仅在于夺取政权,更重要是在于通过政权实现新的生产方式代替旧的生产方式的过程。马克思在考察了资本主义形成过程后认为,新旧生产关系的更替也需要“有组织的社会暴力”的推动。在这意义上,马克思把暴力看作是一种经济力。对此,第六章已有专门分析。

                作为新社会诞生的助产婆,暴力无疑是革命取得胜利的关键所在。恩格斯说:“没有暴力,没有坚定不移的无情手段,历史上任何事情都是不会成功的。”革命也同样如此,没有把查理一世送上断头台,没有巴黎民众对巴士底狱的强行攻占,英国和法国的资产阶级革命的历史也许就不是这样。不管进行革命的阶级的性质如何,革命的热情如何,但只要它想夺取政权、并成为统治阶级,它就不能不采取革命的暴力行动。马克思在《路易·波拿巴的雾月十八日》中说得非常精彩:“不管资产阶级社会怎样缺少英雄气概,它的诞生却是需要英雄行为、自我牺牲、恐怖、内战和民族战斗的。”

                暴力革命的最高形式就是武装斗争。列宁指出:在任何一个阶级社会,不管它建立在奴隶制、农奴制或现在雇佣劳动制上,压迫阶级总是拥有武装的。因此,“被压迫阶级如果不努力学会掌握武器,获得武器,那它只配被人当作奴隶。”这意味着被压迫阶级进行推翻统治阶级的最激烈的斗争必须采取武装斗争。“武装起义是政治斗争的最高形式。”成功的武装起义或武装斗争很大程度上取决于被压迫阶级是否拥有自己的军队。在总结巴黎公社经验时,马克思明确地把建立无产阶级的军队看作是实现无产阶级专政的首要条件,组织并武装起义的革命军队,是革命中最强大、最直接的力量。只有靠这种强大的进攻,旧的政权才能彻底瓦解,新的政权才能诞生。中国共产党领导的中国革命,在经历了艰难曲折的发展过程后,总结出了一条真理:枪杆子里面出政权。

                马克思主义一直认为,无产阶级只有通过暴力革命,才能夺取自己的政治统治。马克思主义的这一思想,不仅是基于革命规律的基本认识,更重要是基于对资本主义国家和资产阶级反动本质的认识。早在1844年,恩格斯在《英国工人阶级状况》一书中就明确指出:“当你看到有产阶级这样疯狂的时候,当你看到他们被眼前的利益迷惑得连时代的最明显的标志都看不出的时候,你就不得不放弃和平解决英国社会问题的任何希望。唯一可能的出路就是暴力革命,毫无疑问,这个革命不会让人们长久等待的。”在《共产党宣言》中,马克思和恩格斯又明确指出了无产阶级用暴力推翻资产阶级而建立自己的政权统治的思想。1848年的欧洲革命使马克思和恩格斯对暴力革命有了更深、更坚定的认识,明确了无产阶级用暴力手段打碎旧的国家机器确立无产阶级专政的基本革命方针。对1871年的巴黎公社革命经验的总结,使马克思进一步丰富和发展了暴力革命的思想,阐明了建立革命武装并用革命武装代替反革命武装的重要意义。马克思和恩格斯这一套关于暴力革命的思想在俄国十月革命和中国共产党领导的中国革命中得到了充分实践,并指导这两个国家的革命取得最后胜利。事实再次证明马克思的那句名言:革命是孕育着新社会的旧社会的助产婆。

二、应以革命的精神利用和平方式

                马克思主义虽然认为,暴力革命是革命的一般规律,但是历来不排除以和平方式取得政权的可能性。各国社会和政治发展是十分复杂的。国情的差异使各国社会历史发展呈现出多样性,既有按一般规律展开的,也有走特殊道路的。因此,马克思主义在强调革命的暴力方式时,也不放弃和否定革命的和平方式的可能性。

                早在1847年,马克思和恩格斯就考虑了和平夺取政权的问题。恩格斯在当时写的《共产主义原理》一书中回答能否用和平方式废除私有制时,就明确指出:“但愿如此,共产主义者也会是最不反对这种办法的人。共产主义者很清楚,任何密谋都不但无益,而且有害。他们很清楚,革命不能随心所欲地制造,革命在任何地方都是完全不以个别政党和整个阶级的意志和领导为转移的各种情况的必然结果。但我们已看到,几乎所有文明国家的无产阶级的发展都受到强力的压制,共产主义者的敌人这样做无异是想尽方法引起革命。因此,如果所有这些最终把被压迫的无产阶级推向革命,那时,我们共产主义者将会用实际行动来捍卫无产阶级的事业,正像现在用言语来捍卫它一样。”在后来的19世纪80至90年代之间,恩格斯又先后多次论到这个问题。马克思也曾经认为,19世纪70年代的英、美两国的工人阶级“可能用和平手段达到自己的目的”。1872年,马克思在荷兰的阿姆斯特丹群众大会上的演说中指出:“我们从来没有断言,为了达到这一目的,到处都应该采取同样的手段。我们知道,必须考虑到各国的制度、风俗和传统;我们也不否认,有些国家,像美国、英国——如果我对你们的制度有更好的了解,也许还可以加上荷兰,——工人可能用和平手段达到自己的目的。但是,即使如此,我们也必须承认,在大陆上的大多数国家中,暴力应当是我们革命的杠杆;为了最终地建立劳动的统治,总有一天正是必须采取暴力。”总结马克思和恩格斯关于和平取得政权问题的论述以及后来列宁、毛泽东在这一问题上的思想与看法,马克思主义关于革命的和平方式思想主要包含以下几方面的内容:

                第一,和平取得政权,是革命阶级良好的革命愿望,由于它避免了暴力和流血,所以,只要有可能,革命是可以考虑采取这种方式的。对此,恩格斯的思想很明确:“如果社会革命和共产主义的实现是我们的现存关系的必然结果,那末我们首先就得采取措施,使我们能够在实现社会关系的变革的时候避免使用暴力和流血。要达到这个目的只有一种办法,就是和平实现共产主义,或者至少是和平准备共产主义。”就恩格斯的这段表述来看,如果革命是在社会客观条件十分成熟,而且有可能顺利进行的情况下,那么马克思主义者将首先考虑的是和平方式,其次才是暴力方式。但是,马克思主义一向认为,在现实社会发展中,革命出现和平发展的可能性是极其少见的。

                第二,不论是和平方式,还是暴力方式,哪一种方式更易于实现革命的目的,革命阶级就应选择哪一种。1871年7月3日,马克思在同《世界报》记者谈话时说:革命的目的是通过夺取政权来达到工人阶级的经济解放,是利用这一政权来实现社会任务。至于达到目的革命方式各国可以有自己的选择。他举例说,“在英国,工人阶级面前就敞开着表现自己的政治力量的道路。凡是利用和平宣传能更快更可靠地达到这一目的的地方,举行起义就是不明智的。在法国,层出不穷的迫害法令以及阶级之间你死我活的对抗,看来将使社会战争和暴力结局成为不可避免。但是用什么方式来达到结局,应当由这个国家的工人阶级自己选择。”马克思在这里肯定了革命方式选择的自主性的同时,也肯定了革命方式的多样性。和平方式正是这种多样性的一种体现。

                第三,革命采取和平方式是有条件的。这条件包括两方面:首先是客观条件。马克思和恩格斯之所以认为英国革命有采取和平方式的可能,主要是他们觉得英国具有欧洲大陆国所没有的三个客观条件:(1)是资本主义经济和资产阶级民主制比较发达;(2)当时英国的军事官僚机器在自由资本主义原则下不像欧洲大陆国家的军事官僚机器那样庞大和发达,而是比较薄弱;(3)是英国宪法和法律在经过一百多年的统治后,已使英国形成其他民族所没有的守法性格,因为,“在英国,任何一种变革都要通过法律手续,通过合乎宪法的形式进行。”其次是主观条件,这主要包括两方面:(1)要有一个强有力的政党;(2)武装掌握在人民手中,而且没有外力压制人民。革命选择和平方式是有条件的,所以,当这些条件不具备时,革命就不能采取和平的方式,而应采取暴力的方式。恩格斯在分析德国革命时认为,德国政府所具有的无上权力,决定了试图推翻这个政府的革命只能采取暴力的形式。另一方面,社会是在不断变化发展的,决定革命方式的主客观条件也将随社会发展而变化。这也就是说,在革命可能采用和平方式的国家,这种可能性将可能随国家和社会的变化而消失。列宁就认为,英国革命采取和平方式的可能性到了帝国主义时代就不复存在了

                第四,应以革命的精神利用和平方式。和平方式革命和暴力革命,虽然方式不同,但目标是一致的:夺取政权。考虑到阶级统治的特性,马克思主义认为,即使最终采用和平方式进行革命,在整个革命过程也应保持高昂的革命精神,也就是说,应以革命的精神利用和平方式。这就要求革命的无产阶级在和平夺取政权的过程中,不能轻易地解除自己的武装,放弃用革命的方法。只有这样,和平革命达到最后目标才有保障。马克思曾指出:“我们应当向各国政府声明:我们知道,你们是对付无产者的武装力量;在我们有可能用和平方式的地方,我们将用和平方式反对你们,在必须用武器的时候,则用武器。”因此,在革命中应做两手准备,当和平有可能,就寻求和平发展;当和平没有可能时,就应采用暴力革命。世界无产阶级革命的历史中,一个又一个血的教训告诉人们:轻易放弃武装,最终都将导致无产阶级自身的失败。

                第五,正如和平革命发展不能放弃革命武装一样;暴力革命,也不能放弃合法手段的斗争。这就是说,即使在和平夺取政权不可能的国家,革命也不能放弃可利用的各种合法的和平斗争手段,如普选制、议会斗争等。恩格斯说:“如果放弃在政治领域中同我们的敌人的斗争,那就是放弃了一种最有力的行动手段,特别是组织和宣传的手段。普选权赋予我们一种卓越的行动手段。”列宁在《给欧美工人信》中也指出,当我们的斗争还只在资产阶级制度范围以内进行时,社会主义者,为劳动者摆脱剥削而斗争的战士,就应该利用资产阶级议会,把它当作讲坛,当作一个进行宣传、鼓动和组织工作的基地。但是,马克思主义也一再告诫无产阶级,不能把革命只限于这些领域,也不能被进行了这些领域活动所得到某些成功陶醉,而忘记了资产阶级统治的本性,忘记了无产阶级革命的最终目的,忘记了暴力革命的必要性。历史记住这些告诫。

第六节不断革命与革命发展阶段相统一

                一、辩证看待不断革命与革命发展阶段

                不断革命与革命阶段相统一,是马克思主义关于无产阶级革命的一项重要理论。虽然“不断革命”的口号是马克思和恩格斯在总结1848年欧洲革命的过程中提出的,但这方面的思想在1848年前就已形成。

                在1848年前,欧洲大陆的许多国家已出现各种形式的工人运动,但这些国家社会发展所面临的却是推翻封建制度,进行资产阶级革命的任务。当时的法国实行的是资产阶级君主制,而德国实行的是更为落后的封建专制制度。社会发展的现实,要求马克思和恩格斯在理论上解决无产阶级在这些国家如何进行革命的问题。在马克思以前的空想社会主义者那里,这个问题没有得到解决。例如,德国的空想共产主义者魏特林主张从封建制度直接向共产主义过渡。他们反对无产阶级支持、参加资产阶级民主革命,幻想即刻实现共产主义。马克思和恩格斯用历史唯物主义来看待这一问题,认为社会发展有其内在的运动规律。无产阶级革命主要目标是夺取政权,实现无产阶级专政,但是无产阶级在为实现自己目标而斗争之间,必须首先推翻封建专制制度。因此,他们反对诸如魏特林等人试图一步跨入共产主义的空想方案,主张无产阶级革命应分阶段进行,在无产阶级能够直接为共产主义社会而斗争之间,必须首先消灭封建专制制度,建立资产阶级民主制度。

                1847年11月,马克思在《道德化的批判和批判化的道德》一文中指出: “工人非常清楚:资产阶级不仅在政治上必将比君主专制对他们作出更大的让步,而且为了自己的工商业它还会违背自己的意旨为工人阶级创造团结的条件,工人阶级的团结就是工人胜利的首要前提。工人知道,要消灭资产阶级的财产关系不能通过保存封建的财产关系来实现。他们知道,资产阶级反对封建等级和反对君主专制的革命运动只能使他们自己的革命运动加速进展。他们知道,他们自己同资产阶级的斗争只有在资产阶级胜利之日才开始。···他们不仅能够而且应当参加资产阶级革命,因为这个革命是工人革命的前提。但是工人丝毫也不能把资产阶级革命当做自己的最终目的。”在同一时期,恩格斯在谈及无产阶级革命进程时也明确指出:“首先无产阶级革命将建立民主制度,从而直接或间接地建立无产阶级的政治统治。”

                在上述这两段论述中,马克思和恩格斯实际上表达了这样四层意思:(1)在封建势力占优势,资产阶级民主制尚未确立的国家里,无产阶级革命应分两个阶段,首先进行资产阶级民主革命,其次再进行社会主义革命:(2)革命分阶段进行,不会减缓革命的进程,相反,会加速革命的进程,因为,前一阶段革命将为后一阶段革命开辟道路:(3)资产阶级民主革命是无产阶级社会主义革命的前提,所以无产阶级应参加并推动资产阶级民主革命:(4)无产阶级的最终自的是实现无产阶级专政,所以,不能在资产阶级民主革命胜利后将革命停止下来,而应继续革命,直至最终目的实现。在这四层意思里,马克思和恩格斯已明确了不断革命与革命发展阶段之间的统一关系。

                正是基于这样的基本认识,马克思和恩格斯在总结1848年欧洲革命时,对无产阶级参加资产阶级革命,并为资产阶级赢得共和制所作的努力给予了热情的肯定。恩格斯指出:“1848年革命虽然不是社会主义革命,但是毕竞为社会主义革命扫清了道路,为这个革命准备了基础。”马克思也认为法国工人阶级在二月革命中为资产阶级所赢得共和制,使无产阶级获得了“为本身革命解放进行斗争的基地”。但同时,马克思和恩格斯也从1848年的欧洲革命经历中深切感受到,无产阶级要取得革命的最后胜利,就必须在条件具备的情况下,坚决把资产阶级民主革命转变为社会主义革命,并把革命进行到底。于是,他们在《中央委员会告共产主义者同盟书》中说:无产阶级的“战斗口号应该是‘不断革命’”。他们认为这是无产阶级历史使命的必然要求。他们说:民主主义的小资产者至多也不过是希望实行了上述要求便赶快结束革命,“而我们的利益和我们的任务却是要不间断地进行革命,直到把一切大大小小的有产阶级的统治都消灭掉,直到无产阶级夺得国家政权,直到无产者的联合不仅在一个国家内而且在世界一切占统治地位的国家内都发展到使这些国家的无产者间的竞争停止,至少是直到那些有决定意义的生产力集中到了无产者手里的时候为止。”

                马克思和恩格斯的不断革命与革命发展阶段相统一的思想,后来直接成为以列宁为首的布尔什维克党制定俄国革命发展战略和以毛泽东为首的中国共产党确定中国革命道路的理论基础。1905年,俄国爆发资产阶级民主革命,列宁根据这一理论,制定了无产阶级在资产阶级民主革命中的策略。列宁认为,无产阶级必须积极参加和领导资产阶级民主革命。他指出:“无产者不要避开资产阶级革命,不要不关心资产阶级革命,不要把革命中的领导权让给资产阶级,相反地,要尽最大的努力参加革命,最坚决地为彻底的无产阶级民主主义、为把革命进行到底而奋斗”。资产阶级民主革命的完全胜利,就是社会主义革命的开始,“资产阶级革命进行得愈充分,愈坚决,愈彻底,无产阶级为争取社会主义而反对资产阶级的斗争就愈有保证。”在这期间,列宁无情地批判了两个极其错误的理论:“万里长城”论和“不断革命论”。“万里长城论”认为,无产阶级必须受资产阶级长达50年至100年的专政后,才有条件进行社会主义革命。“不断革命论”则是托洛茨基从极左方面对马克思和恩格斯思想的歪曲,他混淆了民主革命和社会主义革命的界限,企图跳过民主革命阶段,直接进行社会主义革命。在批判这两种错误的理论中,列宁指出,这两个革命既有联系文有区别,不能用一道方里长城把它们隔开,也不能用一个革命阶段代替另一个革命阶段。无产阶级参加当前的资产阶级民主革命,是争取社会主义革命和无产阶级专政的一个必要阶段。因此,无产阶级不能跳过资产阶级民主革命阶段,而应努力扩大资产阶级民主革命范围,把它进行到底,以便在时机成熟时立即将民主革命转变为社会主义革命。为此列宁说:“我们主张不断革命。我们决不半途而废。”

                毛泽东同志根据马克思和恩格斯的这一思想,结合中国社会情况,将中国革命分为两个阶段进行,首先进行资产阶级民主主义革命,即新民主主义革命,一旦条件具备就将这革命转变为社会主义革命。毛泽东认为:“民主主义革命是社会主义革命的必要准备,社会主义革命是民主主义革命的必然趋势。而一切共产主义者的最后目的,则是在于力争社会主义社会和共产主义社会的最后的完成。只有认清民主主义革命和社会主义革命的区别,同时文认清二者的联系,才能正确地领导中国革命。”鉴于此,毛泽东指出:“完成中国资产阶级民主主义的革命(新民主主义的革命),并准备在一切必要条件具备的时候把它转变到社会主义革命的阶段上去,这就是中国共产党光荣的伟大的全部革命任务。每个共产党员都应为此而奋斗,绝对不能半途而废。”中国革命实践了马克思主义不断革命和革命发展阶段相统一的思想,中国革命在最后取得胜利的同时,也宣告了这一思想的胜利。

二、掌握革命的领导权

                马克思主义认为,资产阶级民主革命和社会主义革命是一个链条上的两个环节。这形像的比喻,不仅表明这两种革命之间存在着密切联系,而且表明这两种革命之间存在着本质的区别。无产阶级只有不间断地从资产阶级民主革命跨到社会主义革命,才能取得最后胜利并夺取政权,实现无产阶级专政。完成这种不断革命,实现无产阶级专政的关键在于无产阶级是否掌握对资产阶级民主革命的领导权。马克思主义认为,无产阶级掌握革命领导权对不断革命具有以下几方面的意义:第一,保证资产阶级民主革命的胜利。法国二月革命证明,在日益壮大的工人力量面前,资产阶级共和派对实行共和制显得分的犹豫不决,最后是通过无产阶级斗争才赢得共和制。所以,马克思说,“巴黎无产阶级把共和国看做自己的产儿”。无独有偶1905年的俄国资产阶级民主革命再次证明,“只有无产阶级能够坚决地争取完全的自由、争取共和制度;资产阶级是靠不住的,动摇不定的。”这两次发生在不同时期、不同国家的革命,在资产阶级民主革命中,无产阶级的领导和参加对革命都起着决定性的作用。资产阶级民主革命直接关系到紧接着的无产阶级社会主义革命,资产阶级革命进行得愈彻底、愈充分愈坚决,无产阶级争取社会主义、反对资产阶级的斗争就愈有保证。

                第二,保证民主主义革命向社会主义革命转变。无产阶级在领导资产阶级民主革命过程中,为了这革命的胜利,势必要采取一切措施,发动革命的力量,其中主要是组织和发动农民。列宁说,“只有在无产阶级能够把大部分农民领导起来的条件下,才能取得资产阶级民主革命的胜利。”因此,无产阶级在领导资产阶级民主革命取得胜利的同时,已在自身旁边聚集起为进一步的社会主义革命而准备的有觉悟的革命力量。由于无产阶级掌握革命的领导权,所以无产阶级就能从整体上控制革命进程。这样,一日革命的客观条件具备,无产阶级就将利用手中的革命力量,适时地把革命推向社会主义革命,从而把革命进行到底。

                第三,领导权是未来政治统治的萌芽。由于无产阶级一方面既是资产阶级民主革命的突出力量,又是整个革命的领导者,所以,在革命过程中,他就能把城乡所有被剥削的群众团结在自己周围,并使他们接受领导。这样,这种领导权就将作为未来政权的萌芽形式在革命群众中根。在俄国资产阶级民主革命中出现的工人代表苏维埃,是俄国无产阶级实现革命领导权的一大创举。在民主主义革命期间,这工人代表苏维埃只是领导和组织武装起义的机关,但是起义胜利后,它就由武装起义的机关转变为革命的工农民主专政的政权。这种专政政权为后来彻底的无产阶级专政奠定了基础。正是在这意义上,列宁把苏维埃看作是新型政权机关的萌芽。

                以上的分析和中国、俄国的革命的历史进程都表明,领导权问题,是关系到整个革命成败的关键。马克思主义十分重视无产阶级对资产阶级革命的领导权问题。在俄国革命中,列宁主张,“社会民主党必须全力以赴地争取对民主群众的领导权,争取发挥这些群众的革命力量。”在中国革命中,毛泽东总结了1924至1927年的革命经验和教训,他说:“一九二四年到一九二七年的经验,表明了当资产阶级追随无产阶级的政治领导的时候,革命是如何地前进了;及至无产阶级(由共产党负责)在政治上变成了资产阶级的尾巴的时候,革命又是如何地遭到了失败。”由此他得出结论:虽然中国无产阶级有其不可避免的弱点,例如人数较少,年龄较轻,文化水准较低:“然而,他们终究成为中国革命的最基本的动力。中国革命如果没有无产阶级的领导,就必然不能胜利。”

                马克思主义认为,保证无产阶级在资产阶级民主革命中的领导权的必要条件是保持无产阶级政党的独立性。列宁指出:“无产阶级只有在不仅在思想上而且在实践中领导其斗争的社会民主工党的旗帜下团结成为统一和独立的政治力量,才能在这个革命中实现领导作用。”为此,列宁告诚无产阶级在资产阶级民主革命中支持革命的农民的同时,一刻也不应该忘记自己的阶级独立性,自己的特殊的阶级任务。政党是整个阶级和整个革命的领导核心,无产阶级政党的独立性,将保证无产阶级在整个革命进程中所遵循的路线方针的独立性,更重要的是保证革命的坚定性和彻底性。这样,无产阶级就能始终意识到自己的利益和任务,并在为实现这些利益和任务的斗争中不断壮大革命的力量。

第七节改良是革命的副产品

                一、改良是阶级斗争的副产物

                马克思主义认为,历史上的任何一次真正的革命,都将使社会发生急剧的变化和飞跃发展,因为它宣告了旧制度的灭亡和新制度的诞生。这是历史发展中的质变。然而,这种质变虽在“瞬间”完成,但却需要长期的革命条件的积累和准备,即量的积累过程。斯大林把这过程称为进化的过程。他说:“进化为革命作准备,为革命打下基础,而革命则完成进化,促进进化的进一步发展。”革命所需的量的积累过程,即主客观条件的准备过程,应是一个积极的过程。但是这并不意味着革命者在革命条件还没有成熟时,就应积极地举行革命。马克思认为,在这样条件下,革命的胜利都是暂时的,都是作为其他阶级革命的辅助因素而存在,如无产阶级初期的革命,因而都不能形成本阶级真正的革命。相反,这种积极的过程主要体现为积极主动地为革命创造主客观条件的过程。在这过程中,革命阶级为了获得更有利的革命条件,一方面可通过鼓动、宣传和组织扩大革命力量,另一方面则可通过局部的斗争,迫使统治阶级作一些让步,从而使革命阶级获得更有利的地位,这就是改良。因此,改良是在革命阶级为革命的到来所作努力的过程中出现的。正是在这意义上,马克思主义认为,改良是革命的副产品。实践证明,改良所取得的成果,在一定条件下,可成为革命的工具。因此,马克思主义从不否认争取改良的斗争的价值和意义,相反,把争取改良的斗争包括在革命斗争的范围内,作为革命的副产品看待。列宁指出:“假定有人认为,我们为了进行争取社会主义革命的直接斗争,似乎可以或者应当放弃争取改良的斗争,这种看法也是完全错误的。事情决不是这样。我们无法知道,这种革命什么时候能够取得胜利,客观条件仟么时候能够允许这种革命的到来。我们应当支持任何的改善,支持群众状况在经济上和政治上的真正改善。”

                马克思主义认为,如何合理而有效地利用改良为革命服务,首先要认清改良在阶级社会的本质。何谓改良?改良,“就是不破坏统治阶级的政权基础,只要统治阶级在保持其统治的条件下作一些让步。”因此,改良在阶级社会具有两面性。对于革命阶级来说,改良在迫使统治阶级作出必要的让步的同时,使得本阶级上升到一个比较有利的地位,从而为本阶级利益和任务的实现创造更好的条件:对统治阶级来说,改良符合他们的利益,“因为资产阶级害怕“暴动更甚于害怕反对势力,资产阶级企图保持旧的农奴制机构(官僚制度、两院制等等)来抵抗工人”,而且,改良中所作的让步,还能起到阻止、削弱或扑灭革命斗争,分散革命阶级的精力,模糊他们认识的作用。改良的两面性,决定了革命的无产阶级“一方面不拒绝利用改良来发展革命的阶级斗争(恩格斯说:“我们分期收债款”),另一方面决不能把不彻底的资产阶级改良主义的口号“变成自己的”口号”。

                基于对改良两面性的深刻认识,马克思主义坚决反对直接地把工人阶级的意向和活动局限于改良范围内的改良主义。列宁认为,在改良与革命的问题上,马克思主义和改良主义的区别,并不在于前者反对改良,而后者赞同改良。问题的关键在于,马克思主义仅仅把改良看作革命的副产品,强调改良应与革命结合:而改良主义则把改良看作一切,主张以改良代替革命。列宁认为:“只要资本的统治还存在,尽管实行个别改良,工人总还是雇佣奴隶。”所以,主张把工人阶级的意向和活动局限于改良范围内的改良主义,实际上是资产阶级对工人的欺骗。马克思主义比改良主义的高明之处在于:利用争取改良的斗争来达到积累力量,实现革命的目的。因而,在马克思主义那里,改良是作为革命的副产品而具有其特殊的意义和价值的。列宁说:“在任何情况下(特别情况例外都不要放弃利用议会制和资产阶级民主的一切“自由,都不要拒绝改良,不过只把它看成无产阶级革命的阶级斗争的副产物。

                从某种意义上讲,改良就是一种妥协和通融。马克思主义承认了改良,也就同时承认了在革命过程中妥协和通融的意义。但这妥协和通融,就和改良一样,也只是革命的副产品,是在革命条件尚未完全成熟的条件下,采取的一种迁回策略。恩格斯就曾坚决反对布朗基派共产主义者“决不妥协”的声明,认为这种声明是可笑的,是一种空话,因为情况的变化常不可避免地迫使政党在斗争中采取妥协手段。1917年9月,列宁为表明布尔什维克党对妥协问题的态度,专门写了《论妥协》一文。文章指出:“真正革命的政党的职责不是宣布根本做不到的“绝对不妥协,,而是要通过各种妥协(在它们不可避免的时候)忠于自己的原则、自己的阶级、自己的革命任务,忠于准备革命和教育人民群众走向革命胜利的事业。”显然,列宁在这里所说的妥协,是有原则的妥协,是以革命为最高价值的妥协。列宁认为,这种妥协不仅不可避免,而且在一定条件下,是十分必要的。列宁举例说:“参加第三届和第四届杜马是妥协,是暂时放弃革命要求。但这样做完全是迫不得已,因为当时力量的对比决定我们在一定时期内不可能发动群众性的革命斗争;为了作长期准备,还必须善于在这‘畜圈’内部工作。”

                马克思主义认为,革命斗争越是复杂、困难,越是需要审时度势,越是需要原则性和灵活性的高度结合。在这种复杂和困难的形势下需要经过必要的过回和通融,才能聚集和保持革命的力量,才能找到最有利的革命突破点。因此,改良和妥协,尽管只是革命的副产品,但是对于最终的革命来说,它却是十分必要的和有益的。在承认改良和妥协所具有的必要性和实际意义的同时,马克思主义更关心的是如何合理运用这些手段以达到革命的目的。马克思主义提出的最核心原则是:改良服从革命。

二、改良斗争应服从革命斗争

                改良服从革命,这是马克思主义关于改良与革命关系的核心原则。这原则具体体现为以下三方面的内容:

                第一,革命阶级的核心任务是革命斗争,而不是为争取改良的斗争。马克思主义认为,革命阶级不应拒绝或放弃改良,但在争取改良的斗争中,革命阶级也不应忘记自己的利益和任务所在,忘记革命本身。一切的改良,都只能作为革命的副产品来进行。这也就是说,革命阶级不能为改良而改良,而应是为革命而争取改良,这种改良从本质上讲,是为革命所作努力的一个组成部分。列宁说:“应当在群众中加强革命鼓动,更广泛地传播、更清楚地阐明我们的完整的不折不扣的口号,一一这样,我们在最好的情况下就能促使革命的彻底胜利的早日到来,而在最坏的情况下,也能争取到一些不彻底的让步(例如杜马内阁,普遍的、但是非直接的选举权,等等),并使自己有可能把这些让步变成革命的工具。改良一一这是革命的无产阶级的阶级斗争的副产品。把取得副产品变成“自己已的”任务,那就是陷人了自由资产阶级的改良主义。”

                第二,争取改良的斗争应以革命斗争为最终归宿。这包含二方面的含义:(1)争取改良的斗争应从属于革命斗争,为革命斗争服务。对于革命阶级来说,要想取得政权、获得自身的解放、确立新的社会,就必须进行革命。只有革命才能实现政权从一个阶级转移到另一个阶级。改良与革命有本质不同,革命阶级“不能期望社会制度的更替可以通过改良,通过统治阶级的让步,使一种制度悄悄地过渡到另一种制度来实现”。这就决定了革命阶级不能用争取改良的斗争代替革命斗争,相反,应将争取改良的斗争纳入革命斗争的范围。列宁在俄国革命的初期就明确指出,革命的社会民主党过去和现在都把争取改良的斗争包括到自己的活动范围之内,即使争取改良的局部斗争服从于争取自由和争取社会主义的整个革命斗争。(2)在以革命为最高价值原则的前提下,为了保证革命的最后胜利,无产阶级要善于利用改良斗争的手段,为革命胜利创造条件。马克思主义认为,这是革命的一种策略。这种策略不仅在无产阶级取得胜利前有意义,在无产阶级胜利后仍有其价值和意义。列宁认为,马克思只看到前一种状况下的意义,而没有看到后一种状况下的意义。列宁指出:“无产阶级取得胜利以前,改良是革命的阶级斗争的副产品。取得胜利以后,如果取得胜利的国家经过极度紧张的斗争,其实力显然不够用革命手段来实现某种过渡,那末改良(在国际范围内仍然是副产品)还是一种取得喘息时机的必要的和合理的手段”。十月革命后为了维护和巩固新生的苏维埃政权,列宁与当时强大的德国签定了《布列斯特和约》,实行策略性退却政策,就是这方面的一个典型事例。

                第三,争取改良的斗争应得到群众斗争的支持,并与革命斗争方法相结合。改良从形式上看,是统治阶级在保持政权的前提下所作的让步。这种让步要具有真正的实际意义,即最终能成为革命斗争的工具,它就不能是一种统治阶级的恩赐,或一种交易的结局,而应是一种革命斗争的产物。列宁说:“我们进行斗争,不是要使自己失败,而是要战胜敌人,至少要获得部分的胜利。如果我们失败了,我们也一定会取得部分的胜利。”能成为革命工具的改良就应该是在这种斗争中产生。另一方面,要使改良的结果能巩固下来,并成为革命的基础,而不至于瞬间化为乌有,争取改良的斗争就应有群众斗争的支持。也就是说,争取改良的斗争从一开始就要有广泛的群众基础,并与群众斗争紧密结合。这种形式下的改良,不仅将使革命阶级获得有利的革命条件,而且也将壮大革命的队伍和力量。因此,列宁说:“任何改良如果没有群众斗争的革命方法的支持,都不可能是巩固的、真正的认真的改良。我们一直指出,社会党如果不把这种争取改良的斗争同工人运动的革命方法结合起来,就可能变成一个宗派,就可能脱离群众,而这对于真正革命的社会主义运动的成功来说,是一个极其严重的威胁。”

                改良是革命的副产品,这是马克思主义所确定的改良与革命的基本关系。这种关系是无产阶级革命策略的基础,是无产阶级革命策略的起码常识。革命形势和革命力量形成的长期性以及革命斗争过程的复杂性与曲折性,决定了革命阶级在革命胜利后都不能拒绝必要的改良。列宁认为,改良是阶级斗争的辅助手段。当然,这种辅助手段要服从于革命这一最高的政治行动。正确协调改良与革命的关系,是保证革命顺利发展,并取得最后胜利的关键。

                改良是革命阶级在旧政权内为争取自身的利益所进行的斗争。马克思主义承认改良的意义,也就意味着承认在旧政权体系内进行合法斗争的意义,如议会斗争、反政府的抗议示威斗争、罢工斗争、选举中的斗争等等。但马克思主义始终认为,这些斗争都是革命斗争的辅助手段,因而从不认为,通过这些斗争,社会主义就能获得最终实现。马克思主义坚决反对那种利用这些合法斗争,就能顺利地“和平长人”社会主义的改良主义观点,认为这种幻想将危害整个无产阶级革命。无产阶级的社会地位和历史使命,决定了无产阶级只有通过革命,才能解放自己,才能实现解放全人类的伟大目标。

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2026: PRC Immigrants to USA — Does a U.S. passport and Chinese visa imply that China has “acknowledged the automatic loss of Chinese nationality and treats the individual as a foreigner in all respects”? Not Quite

As a retired US State Department guy who spend his first four years doing consular work (non-immigrant visas, immigrant visas, visiting Americans in jail (one time even a suspected mob torpedo!) then later working on Chinese affairs at State for 15 years (it’s kind of addicting) and then got fascinated with the ChatGPT Large Language Model so I put this question to ChatGPT5.2. The response copied below is in both Chinese and English along with a list in Chinese of relevant PRC laws and regulations. The response is also available online at https://chatgpt.com/share/698c701b-f7e0-8008-b88d-bffc0168a4bf

Many former PRC citizens visit China on a US passport and Chinese visa and then come home to the USA. Before going to China check the US State Department’s website travel.state.gov to see if there is any advice posted there.

I’ve mostly used ChatGPT for my translation hobby now in my retirement sunset years. See for example 2025 Revision: Chinese Language Study and Translation Tools Very cool tools if you keep their limitations in mind. For the best results in Chinese – English translation I translate text in chunks of two to three paragraphs. The results are impressive. I tinker a bit, often changing passive constructions to active voice more often used in English and break up the lonnng paragraphs encountered in many Chinese language texts. It save me a lot of time and so I have been translating more and longer texts on my translation blog.

I have found ChatGPT to be excellent at searching and good at generating narratives, though not as impressive in that regard. Just make sure you check its sources. Often, you will find a “Sources” button. I often ask it to include references in its searches just to get a longer list. Its narratives are considerably more reliable than the average social media post, but you should always check references for anything serious, such as something you are writing or sharing with friends. Of course, it is not intelligent, despite its use of “I,” etc. That’s marketing, and it’s misleading.

You can ask it any question and it will respond in any language. I understand that the quality of the text is best in languages that it has a considerable amount of text on. However, I once asked it to respond in Hawaiian just for fun, and it did! If something is wrong with a household appliance, I can describe the problem in plain English, and it often provides the answer.

Learning how to craft prompts for a particular topic involves some trial and error. You can always run a query a few times to refine it. ChatGPT is also a good source for learning how to use it. Just ask!

ChatGPT has many uses that I have only begun to explore. For example, it can correct mistakes in a Chinese letter and give you conversation practice.

Different so-called AIs have different strengths and weaknesses. ChatGPT is great for translation if you translate in chunks of two or three paragraphs at a time. I wrote a note about using ChatGPT for Chinese translation. I use DeepL, a dedicated translation LLM AI. It’s better than ChatGPT if you want to translate a long stretch of text. The DeepL plug-in for the Chrome browser on my PC translates webpages on the fly, so I can browse the web in Russian with minimal lag.

I have ChatGPT 5.2, which costs $20 per month. There is a Plus version, but the Pro version is more expensive. The main difference between the two is that the Pro version is intended for heavy industrial use. From what I’ve read, a home user probably wouldn’t notice any difference.

One of the things that makes ChatGPT considerably better for searching than Google is its ability to understand human-language queries.

ChatGPT has improved significantly and overcome some of its shortcomings in just the past two years. Still, always ask for examples and check them for important information. Often, you can see a Sources button at the end of a response. Asking for sources is always a good idea.

Most important is that any former PRC citizen who become a US citizen should always enter the PRC with a US passport and PRC visa. Otherwise if you do have a problem the PRC may not recognize your foreign citizenship and the US will not have consular access to you as a US citizen to check on your welfare and see that your case is being handed justly (although you would have to hire your own lawyer.) Before going to China check the US State Department’s website travel.state.gov to see if there is any advice posted there. Longer response in Chinese has more details.

Below is an AI-generated responses (ChatGPT5.2/Thinking), not advice from a lawyer (only PRC citizens are permitted to practice Chinese law) so take it for general background information and not as legal advice.


For Example: A ChatGPT5.2 Response

The question: If a PRC citizen emigrates to the USA, becomes a US citizen and then visits China on a US passport with PRC visa in the passport does that mean that the PRC recognizes that the PRC citizenship has been extinguished? Provide Chinese language references to relevant PRC laws and reports on actual practice..

Not necessarily.

Getting a PRC visa in a U.S. passport is strong evidence that the PRC consular system is treating you as a “foreigner for entry purposes”, but it is not a formal, individualized “recognition decision” that your former PRC nationality has been extinguished in every administrative context.

What matters legally (in PRC law) is whether you met the conditions for automatic loss of PRC nationality, and then—separately—whether PRC agencies have updated your records (户口、身份证、出入境系统等).

1) What PRC nationality law says (Chinese-language primary law)

The PRC Nationality Law is explicit:

  • PRC does not recognize dual nationality:
    《中华人民共和国国籍法》第三条:“中华人民共和国不承认中国公民具有双重国籍。
  • Automatic loss upon foreign naturalization (key rule):
    《中华人民共和国国籍法》第九条:“定居外国的中国公民,自愿加入或取得外国国籍的,即自动丧失中国国籍。

So if a PRC citizen (a) “定居外国” and (b) “自愿加入或取得外国国籍” (e.g., naturalized as a U.S. citizen), PRC nationality is lost automatically by operation of law (自动丧失).

2) Why a PRC visa in a U.S. passport is not the same thing as a “formal recognition” of loss

Under the Exit-Entry Administration Law, “外国人入境” is processed on the basis of 护照 + 签证:

  • 《中华人民共和国出境入境管理法》第二十四条:“外国人入境,应当向出入境边防检查机关交验本人的护照或者其他国际旅行证件、签证或者其他入境许可证明…

This shows the legal structure: a visa is an entry document for foreigners. If you are admitted using a U.S. passport + PRC visa, the border/consular workflow is treating you as a foreign national for that travel event.

But that does not necessarily mean every PRC database has been updated to reflect your nationality loss, nor does it guarantee that you will never be treated as “still Chinese” in edge cases (for example, if you still have active PRC identity documents/户口 records, or if an official applies local compliance rules conservatively).

3) What actual practice looks like (Chinese-language official practice references)

A) Consular/visa practice: “former PRC nationals” applying on a foreign passport

PRC embassies/consulates and the official MFA consular portal commonly require extra documentation for people who “曾有中国国籍,后加入外国国籍者,” e.g. naturalization proof + last PRC passport:

  • 驻美使馆“赴华签证办理须知(2025年9月更新)”:
    如申请人曾有中国国籍,此次申请为加入外国籍后的第一次中国签证申请,请上传原中国护照信息页、入籍纸照片…到馆…需递交原持中国护照原件
  • 驻洛杉矶总领馆(2025年9月启用的办理须知)同样写法:首次以外籍身份申请需提交入籍材料与最后一本中国护照等。
  • 中国领事服务网(外交部)“来华签证”材料说明也明确:
    原中国护照或原中国签证(适用于曾有中国国籍,后加入外国国籍者) …首次申请须提供原中国护照等。”

These documents show a consistent practice: PRC consular机关把这类人作为“曾有中国国籍、现持外国护照”的类别来处理(这与《国籍法》第九条的“自动丧失”逻辑相匹配),但它仍然是签证办理规则,并不等同于给你出具一份“已丧失中国国籍”的个案决定书。

B) Domestic registration practice: hukou cancellation after foreign naturalization

Local PRC government service guides explicitly treat “加入外国国籍并自动丧失中国国籍” as a basis for 注销户口 (an administrative follow-up step):

  • 湖南政务服务网事项“加入外国国籍并自动丧失中国国籍注销户口”:
    受理条件写明:
    公民因自愿加入或者取得外国国籍而自动丧失中国国籍的…应当向户口所在地公安派出所申报注销户口。

This is important because it highlights the common “two layers” in real life:

  1. 法律层面:满足《国籍法》第九条 → 国籍“自动丧失”。
  2. 行政层面:你还可能需要去做配套变更(例如注销户口等),否则不同部门在实务中可能仍按旧信息要求你提供身份证/户口材料或要求补充证明。

4) Practical bottom line (how to interpret your scenario)

  • 法理上:如果你符合《国籍法》第九条(定居国外 + 自愿加入/取得美国国籍),你的PRC国籍已经自动丧失
  • 签证上:PRC给你在美护照上签发中国签证,通常意味着他们在签证系统里把你作为外国护照持有人/曾有中国国籍者来处理(这与自动丧失相一致)。
  • 但不等于:PRC已经在所有系统里完成“确认+清理”——比如户口是否注销、身份证是否作废、是否需要额外“证明文件”来办理国内事务等,仍取决于后续行政办理与部门执行。

If you tell me what you mean by “recognizes” (for example: 边检入境身份国内买房/继承/银行开户身份、还是是否还能用中国身份证办事), I can map the same legal framework to that specific “recognition” scenario and point you to the most relevant PRC-side rules/practice documents.

Longer Response via ChatGPT5.2/Thinking

Does entering China on a U.S. passport with a Chinese visa mean that China has “acknowledged the automatic loss of Chinese nationality and will treat the person as a foreign national in all respects”?

Executive Summary

From the standpoint of written law, if a former Chinese citizen has “settled abroad” and has “voluntarily joined or acquired foreign nationality,” then under Article 9 of the Nationality Law of the People’s Republic of China, that person’s Chinese nationality is “automatically lost.” At the same time, Article 3 of the Nationality Law expressly provides that China “does not recognize dual nationality for Chinese citizens.” This means that, in principle, whether Chinese nationality is lost depends on whether the statutory requirements of Article 9 are satisfied, not on whether the person’s household registration (hukou) or PRC resident ID card has been canceled.

In actual governance and administrative practice, however, “automatic loss” in the sense of the Nationality Law is not the same thing as “all administrative systems (household registration, identity documents, financial real-name registration, real estate registration, etc.) have updated their information and will consistently treat the person as a foreigner.” The Ministry of Public Security’s rules and norms on household registration and resident ID-card administration clearly require that a person who has acquired foreign nationality and thereby automatically lost Chinese nationality must deregister their hukou and surrender their resident ID card. In real-world processing, applicants are typically required to present materials such as a “valid foreign passport and a Chinese visa.” Therefore, “holding a U.S. passport with a Chinese visa affixed” is better understood as a strong signal that the entry-exit and consular visa systems are handling the person as a foreign national—but it does not automatically guarantee that every domestic agency, in every matter, will “unconditionally accept” this and treat the person as a foreigner across the board.

In publicly available typical practice materials, there are situations in which “the port of entry/visa system treats the person as a foreigner, but within China the person still retains a PRC household registration or can still use PRC identification documents, thereby creating compliance risks.” For example, one Shenzhen case described in media reports indicates that after acquiring foreign nationality, the individual still kept (and even transferred into) a Shenzhen hukou, and for a long period entered and exited China using a foreign passport plus a Chinese visa. Later, after the visa expired, the person remained in China and worked without obtaining the required permissions, and was found to have engaged in illegal stay and illegal employment and was given administrative penalties. The report emphasized the view that “failure to cancel household registration does not affect the recognition of the person’s foreign nationality status.” Materials of this kind suggest that what truly determines “whether one will be stably treated as a foreigner across agencies” is not only the combination of travel documents used for entry, but also cancellation of hukou and resident ID, synchronization of related accounts and registration information, and avoiding continued use of PRC citizen documents in domestic administrative and commercial activities.


入境使用美国护照与中国签证是否意味着中国已“承认自动丧失中国国籍并在各方面一律按外国人对待”

执行摘要

从成文法层面看,若一名原中国公民“定居外国”并“自愿加入或取得外国国籍”,其中国国籍依《中华人民共和国国籍法》第九条发生“自动丧失”;同时《国籍法》第三条明确“不承认中国公民具有双重国籍”。这意味着:国籍是否丧失,原则上取决于是否符合第九条的法定要件,而非取决于户口/身份证是否已注销

但在治理实践中,“国籍法意义上的自动丧失”,与“各行政系统(户籍、证照、金融实名、房产登记等)已完成信息更新并始终一致地将其视为外国人”并不等价。公安部制定并发布的户口与居民身份证管理规范明确要求:取得外国国籍并自动丧失中国国籍者,应办理户口登出并交回居民身份证;且在实际办理时,需要出示“有效外国护照和中国签证”等材料。因此,“持美国护照+贴有中国签证”更像是:出入境与领事签证系统将其作为外国人处理的强信号,但并不自动保证所有国内部门在所有事项中“无条件信任并一律按外国人对待”。

在已公开的典型实践材料中,存在“口岸/签证按外国人处理,但国内仍残留中国户籍或仍能使用中国身份证件,进而引发合规风险”的情形。例如,媒体转述的一个深圳案例显示:当事人加入外国国籍后仍保留(甚至迁入)深圳户籍,长期持外国护照与中国签证出入境;后因签证到期仍停留并在未取得相应许可情况下就业,被认定构成非法居留、非法就业并受行政处罚,其“未注销户籍并不影响对其外籍身份的认定”的观点在报道中被强调。这类材料提示:真正决定“是否在各部门被稳定视为外国人”的关键,不仅是入境证件组合,还包括户口/身份证注销、相关账户与登记信息的同步,以及避免继续使用中国公民证件参与国内行政与商业活动

法律框架

本节集中列出与问题最相关的中国法律与权威规范,并用尽量短的逐条引文标示关键规则。主要官方文本来源包括:国家移民管理局政务公开的法律全文、中华人民共和国外交部领事服务体系的法规与问答,以及中华人民共和国公安部发布的户籍证件管理规范(地方政府网站转载的政府公报信息)。

《国籍法》层面的核心条款非常集中:
其一,《国籍法》第三条:“中华人民共和国不承认中国公民具有双重国籍。”
其二,《国籍法》第九条:“定居外国的中国公民,自愿加入或取得外国国籍的,即自动丧失中国国籍。”
其三,《国籍法》第十四条进一步区分“自动丧失”与“申请型变更”:“中国国籍的取得、丧失和恢复,除第九条规定的以外,必须办理申请手续”;而加入/退出/恢复国籍的申请审批由公安部负责并“发给证书”(第十六条)。
这组条款共同构成分析的法律起点:第九条的“自动丧失”在文本上并不以另行审批/发证为生效要件,但大量行政场景仍需要可供核验的材料,从而形成“法律状态—行政记录”之间的衔接问题。

与“用何种证件出入境、在国内以何种身份办理事务”直接相关的是《出境入境管理法》。其对中国公民与外国人的分章规定,反映了证件体系的二元结构:
对中国公民,该法第十一条要求出境入境应“交验本人的护照或者其他旅行证件”等,经查验准许方可出境入境。
对外国人,该法第二十四条要求入境需交验“护照或者其他国际旅行证件、签证或者其他入境许可证明”。
同时,该法第五条提出建立“统一的出境入境管理信息平台,实现有关管理部门信息共享”,在制度设计上为跨部门核验与信息联通提供依据。
此外,该法第三十九条对外国人住宿登记提出明确义务(旅馆外住宿需在入住后24小时内登记),国家移民管理部门与省级政府问答均以此条为依据强调“包括外籍华人在内”的适用范围。

《护照法》与领事系统对“护照—国籍”的关系亦给出清晰定位。《护照法》第二条将中国护照定义为“公民出入国境和在国外证明国籍和身份的证件”。外交部领事问答据此解释:若中国公民定居外国并取得外国国籍,依《国籍法》第九条自动丧失中国国籍,“不能继续持有/使用中国护照”,并反对已入外籍者继续使用中国护照的做法。

户籍与身份证管理方面,具有直接操作意义的是公安部发布的《户口居民身份证管理工作规范(试行)》(公通字〔2021〕12号,地方政府网站标注“实施日期2021-10-01”)。其中对本问题最关键的是关于“登出户口+交回身份证”的专门条款:
该规范明确要求“取得外国国籍并自动丧失中国国籍”的人员,应凭“有效外国护照和中国签证”等向户口所在地派出所申报登出户口并交回居民身份证。规范还规定:对已取得外国国籍但未申报登出户口的,派出所可在驻外使领馆或出入境管理部门等核实后办理登出并缴销身份证。这说明在公安户籍体系内,“是否已入外籍”与“是否仍保留户口/身份证”被视为需要纠正的不一致状态,且公安机关为纠正该不一致设置了材料路径与核实路径。

“自动丧失”与行政记录更新之间的关系

在法理层面,“国籍”是由法律规范决定的身份归属;所谓“承认/认可”,可以拆分为两类:
一类是法律上的确认:是否符合《国籍法》第九条构成要件,进而“当然”丧失国籍。
另一类是行政上的识别与归档:不同部门在办理业务时,需要在其业务系统内选择“公民/外国人”等身份类别,并匹配相应证件号、基础信息与监管规则。

《国籍法》第十四条的表述本身就暗示:除了第九条的“自动丧失”外,其他国籍变动“必须办理申请手续”,且经公安部审批并发证。这会带来实践上的结构性差异:
对“申请退出国籍”(第十条—第十一条)或“加入/恢复国籍”(第七条、第十三条),可拿到“批准退籍/入籍/复籍证书”。
对第九条“自动丧失”,法律并未要求先办理审批或取得证书即可发生效力;但公安户籍规范与领事签证实务仍需要可核验的客观材料(例如外国护照、入籍文件、旧中国护照、既往签证记录等)来完成身份类别切换与档案处理。

因此,“持美国护照+中国签证入境”最多能说明两点:
第一,在签证与口岸查验链条上,你是以“外国人”路径被处理(否则通常不存在在外国护照上贴发普通中国签证的逻辑)。
第二,这一“外国人路径”并不自动清理国内其他系统中可能仍存在的“中国公民身份残留”(户口、身份证、以中国身份开立的银行/电话实名信息等)。公安部的户籍规范正是针对这种残留设立强制纠偏机制。

领事、边检与户籍系统的实务路径

领事签证端对“曾有中国国籍者”的材料要求,体现了其对身份变更事实的核验逻辑。外交部“中国领事服务网”在“来华签证”材料清单中明确列出:对“曾有中国国籍,后加入外国国籍者”,首次申请签证通常需提供“原中国护照或原中国签证”等材料。同时,领事问答还强调:定居国外的中国公民加入/取得外国国籍后,中国护照“均不能继续用于出入境”,首次申请中国签证需递交原中国护照等。以驻美使馆签证须知为例,其2025年更新版本要求:如申请人“曾有中国国籍,此次申请为加入外国籍后的第一次中国签证申请”,需上传并到馆递交“原中国护照信息页、入籍纸(入籍证明)”等。这些规则整体上说明:签证签发并非对“自动丧失”的形式裁决,而是一套基于材料的行政识别流程

口岸边检端方面,《出境入境管理法》对外国人入境的基本要件即“护照+签证”。同时,该法允许对出入境人员留存指纹等生物识别信息;人民日报海外版对“入境留存外国人指纹”政策的解读中亦指出,相关公告系依据《出境入境管理法》而来,并强调法律上“外国人”系指依《国籍法》不具有中国国籍的人。澎湃新闻转载的公安部公告全文亦显示:对一定年龄段入境外国人留存指纹,并在深圳机场等口岸先行试点。这些材料支持一个更稳健的判断:“持美国护照+中国签证入境”的直接法律效果主要发生在出入境管理领域——它让口岸在证件层面有条件将你纳入“外国人入境”规则集;但它并不自动替你完成户籍、身份证、金融实名、房产登记等领域的身份切换与历史数据治理。

户籍系统的处理规则恰恰揭示了“签证”在国内身份纠偏中的功能定位:公安部户籍规范要求“取得外国国籍并自动丧失中国国籍”的人员,办理户口登出时需提交“有效外国护照和中国签证”等。换言之,中国签证在这里并不是“承认退籍”的凭证,而是“你已作为外国人出入境”的可核验证据之一,用于支撑公安机关将户口与身份证状态调整为与国籍状态一致。

实践中关于“不注销户口仍可能出问题/仍会被当作外籍处理”的不一致,也有公开报道材料佐证。以深圳相关案例为例(媒体转述称源于深圳市中级人民法院公众号发布):当事人加入外国国籍后长期持外国护照与中国签证出入境,但因签证到期仍停留且未取得工作许可等,被认定构成非法居留、非法就业并受处罚;其辩称“未在外国定居、未申请退出中国国籍仍为中国人”等,未被采纳。报道同时提到,当事人曾以“中国籍身份”申领通行证、驾驶证等,显示国内某些环节在户籍未清理情况下仍可能把其当作中国公民办理业务,但在出入境/居留就业监管环节又会按外国人规则追责。

更早的媒体报道亦反映了治理取向:2014年一则报道引用公安部户口问题举报投诉线索,并提到对“入外籍等原因户口该注销未注销”的情况将被处理,且曾出现“发现未按规定注销户口会被禁止出境、需返原居地注销方放行”的说法(报道口径与具体执行强度可能因时期与地区而差异)。人民日报海外版在2017年的辟谣/澄清语境中也提到:留存指纹并非专为排查所谓“双重国籍”,但“排查双重身份”存在其他方法,这从侧面说明跨系统核验在治理上并非不可想象。

各业务领域中“仅凭美国护照+中国签证是否足够”的综合判断

下表以“通常可行性”为主轴进行归纳。需要强调:同一人在不同事项中被“按外国人对待”的稳定性,往往取决于是否已完成户口登出、交回身份证以及相关信息在各系统的同步程度。

领域一般是否仅凭美国护照+中国签证即可“按外国人路径”办理常见还需补做/补带什么关键依据与实践要点
入境/边检通常可以:外国人入境法定要件即护照+签证若停留/居留/工作超出签证允许范围,需要依法办理停留居留与工作许可《出境入境管理法》第二十四条、第三十条、第四十一条;入境可采指纹等生物识别信息。
户口/身份证通常不够:入境证件不等于户籍状态自动更新若希望稳定按外国人对待,应办理户口登出并交回居民身份证;材料中常包含“外国护照+中国签证+翻译件”等公安部《户口居民身份证管理工作规范(试行)》明确要求取得外籍并自动丧失国籍者办理登出户口、交回身份证;未办理的可核实后登出并缴销。
住宿登记与一般治安义务可以:按外国人应履行住宿登记义务住亲友家/民宿等旅馆外住宿,通常需在24小时内登记;建议保留登记回执/记录《出境入境管理法》第三十九条及相关处罚条款被国家移民管理部门问答引用,明确“包括外籍华人在内”。
银行开户/金融实名多数情况下可以:法规层面认可护照作为外国人实名证件具体银行可能要求签证/居留证明、住址/联系方式等;若历史上以中国身份证开立账户,可能涉及客户信息更新《个人存款账户实名制规定》(国务院令第285号)列明外国公民实名证件为护照。
通信实名(电话卡/过户等)多数情况下可以:实践中运营商可用护照实名登记个别线上渠道/APP可能仍以中国身份证字段为主,需线下营业厅处理;存量号码过户需核验证件《电话用户真实身份信息登记规定》明确个人登记证件含“外国公民护照”。
移动支付/交通购票等“数字化场景”趋势上更可行,但常有门槛:政策强调提升外籍人员支付便利性可能需要绑定境外银行卡、护照实名、境内手机号等;部分场景仍需线下/人工兜底2024年政策例行吹风会要点强调提升外籍来华人员移动支付与多种支付方式可用性,并提出额度、绑卡、人工窗口等安排。
购房/不动产交易不一定:外国人/境外个人购房受专门政策约束通常存在“只能购买一套自住住房”等限制;并可能需提供在境内工作学习居留等证明材料;且各地还有本地限购规则建房〔2010〕186号等文件对境外个人购房提出“一套自住”等要求,并要求主管部门查验相关证明;仍需结合地方政策。
继承/涉外公证认证可,但材料合规成本较高常需证明亲属关系、死亡证明、身份文件等;美国出具文书用于内地,2023年11月7日起可通过附加证明书(Apostille)简化传统领事认证链条(仍可能需要翻译等)外交部公告明确《取消外国公文书认证要求的公约》在中国内地生效时间与效果;驻美使领馆亦针对“美国文书送中国内地使用”给出说明。
刑事/行政程序中的身份确认与领事联系若按外国人身份进入并被记录,通常更有利于按“涉外”规则处理关键在于办案机关如何确认国籍;建议全程只使用外国护照/签证/居留文件作为身份证明,避免同时使用中国身份证件造成“身份冲突风险”最高人民法院司法解释明确:外国人的国籍可“根据其入境时持用的有效证件确认”;并规定涉外刑事案件中通知驻华使领馆等程序。
领事保护(中国对其公民;以及你在中国境内请求外国领事协助的可行性)对中国领事保护:已入外籍者一般不再享有中国驻外领保;在中国境内:是否能获得你国领事协助,取决于中国是否将你作为外国籍当事人对待关键仍是身份一致性:如果你仍以中国身份文件活动,可能削弱你被稳定识别为外国人的概率;反之,维持全流程“外国人证件链”更稳驻外使领馆与地方外事部门问答均指出:定居外国并取得外国国籍者依《国籍法》第九条自动丧失中国国籍,因而不再享有中国领事保护。

综合上述,最稳健的结论是:“入境时使用美国护照+中国签证”是“出入境与签证系统将其作为外国人处理”的强证据,但并不等于中国在所有行政与司法领域都已完成一致的‘外国人化’处理;要实现“在各方面尽量稳定被当作外国人”,通常需要进一步完成户口登出、交回身份证,并避免继续以中国公民身份文件参与国内事务。

建议清单与流程图

以下清单以“已在美国入籍、希望回国时尽量被稳定作为外国人对待”为目标,尽可能对应法律与已公开的实务规则。

建议随身携带的关键文件(尽量准备复印件与电子扫描件)

  • 现持有效美国护照(含中国签证页与入境章页)。
  • 首次以入外籍身份申请中国签证时提交/留存的材料:原中国护照、美国入籍证明(如适用)、改名文件(如适用)。
  • 若计划在国内办理户口登出:按公安部户籍规范准备“有效外国护照+中国签证+翻译件”等(并提前确认当地派出所对翻译资质的要求)。
  • 涉及继承/房产/律师委托等事项的美国文书:优先按《公约》办理附加证明书(Apostille),并准备中文翻译件(具体仍以用文单位要求为准)。

回国后建议优先完成的步骤

  • 尽快到原户口所在地派出所办理户口登出并交回居民身份证(若仍在持有/能取得)。这一步的意义在于减少不同系统继续把你当作中国公民的可能性。
  • 住宿登记合规:若不住旅馆而住亲友家,原则上应在24小时内按外国人住宿登记要求办理(很多地区提供派出所、社区警务室等渠道)。
  • 若停留超过签证允许范围或从事工作:按《出境入境管理法》办理相应签证延期/居留许可/工作许可,避免落入“非法居留/非法就业”等风险。公开案例显示,前中国公民入外籍后即使户籍未注销,也可能被按外国人规则追究非法居留/就业责任。
  • 如需银行开户、电话卡实名、移动支付等:尽量使用同一套“外国人证件链”(护照/签证/居留许可/住宿登记信息),避免在不同业务中混用中国身份证号与护照号导致客户信息冲突。
mermaidCopyflowchart TD
  A[原中国公民] --> B[在美国入籍/取得外国国籍]
  B --> C{是否符合国籍法第9条要件:\n定居外国 + 自愿加入或取得外国国籍}
  C -->|是| D[法律效果:\n自动丧失中国国籍]
  C -->|争议/信息不足| E[可能出现“国籍认定/冲突”问题\n需进一步核验材料]

  D --> F[领事签证路径:\n用外国护照申请中国签证\n(常要求原中国护照/入籍证明等)]
  F --> G[口岸入境:\n外国人入境规则=护照+签证\n可能采集指纹等生物识别信息]

  G --> H{是否希望在国内稳定按“外国人”办理各项事务?}
  H -->|是| I[行政同步步骤:\n注销户口 + 交回居民身份证\n并更新各系统信息]
  H -->|否/暂不| J[风险区:\n户籍/身份证残留可能导致\n不同部门不同对待或触发调查]

  I --> K[后续办理:\n银行/通信/房产/居留工作等\n尽量统一使用外国人证件链]
  J --> L[可能后果:\n被要求补办注销手续\n或在居留/就业等监管中承担责任]

典型时间线(示意,实际取决于你是否需要长期停留、是否涉及房产继承/工作等复杂事项)

  • 入籍后(回国前):准备好旧中国护照、入籍证明、改名文件(如有),按使领馆要求申请中国签证。
  • 入境后数日内:完成住宿登记;若计划长期停留/工作,尽早咨询并办理居留许可/工作许可路径。
  • 入境后尽早(若追求身份一致):到户口所在地派出所办理户口登出并交回身份证,必要时配合材料翻译与核验。
  • 后续:以“护照号码/外国人身份信息”为主线更新银行、通信与各类登记信息,减少系统冲突。

来源汇总表

下表优先收录法律、政府公报/规范性文件、官方领事说明与较高可信度的中文报道/案例转述,并尽量给出可直接访问的链接(URL以明文列示)。各条目所示“日期”以网页标注的发布日期/实施日期或文件落款日期为准。

来源名称类型URL日期
《中华人民共和国国籍法》全文(政务公开页面)法律https://www.nia.gov.cn/n741440/n741547/c1013967/content.html页面:2019-06-21;立法:1980-09-10
《中华人民共和国出境入境管理法》全文(政务公开页面)法律https://www.nia.gov.cn/n741440/n741547/c1013311/content.html页面:2019-06-21;通过:2012-06-30;施行:2013-07-01
《中华人民共和国护照法》全文(政务公开页面)法律https://www.nia.gov.cn/n741440/n741547/c1014017/content.html2006-04-29通过;2007-01-01施行
《户口居民身份证管理工作规范(试行)》政策条目(含成文/实施日期与条文)部门规范性文件/政府公报信息https://www.beijing.gov.cn/gate/big5/www.beijing.gov.cn/zhengce/zhengcefagui/202211/t20221116_2860246.html成文:2021-07-24;发布:2021-07-30;实施:2021-10-01
《上海市公安局关于修改〈上海市常住户口管理规定〉的决定》及相关条文(涉及外籍后注销户口引用公安部规范)地方规范性文件https://gaj.sh.gov.cn/shga/wzXxfbZfgkxx/importToWord?pa=7e6fb2fa2038e38337a3636cb786b22858593c310fdeb4617d79dae3ea89b477b5f2fa918aa84f032023-04-24(决定);2023-05-01施行
“加入外国国籍后,中国护照如何处理?”(领事常识问答条目)官方指引https://cs.mfa.gov.cn/gyls/lscs/页面内条目(见第十七问)
“中国国籍常见问题解答”(涉及入外籍后自动丧失与护照处理)官方指引https://cs.mfa.gov.cn/gyls/lsgz/mtwz/rmrbhwblsfwzl_645631/201306/t20130626_932301.shtml2013-05-19(页内标识)
“来华签证”材料清单(含曾有中国国籍后入外籍者需提交原中国护照等)官方指引https://cs.mfa.gov.cn/wgrlh/lhqz/页面长期更新条目
驻美使馆“赴华签证办理须知(2025年9月更新)”(首次入外籍后申请签证材料)使领馆通知https://us.china-embassy.gov.cn/lsfw/zj/qz/202509/t20250920_11712381.htm2025-09-20
《取消外国公文书认证要求的公约》在中国生效实施公告官方公告https://www.mfa.gov.cn/wjbxw_new/202310/t20231023_11165858.shtml2023-10-23
中国领事服务网“附加证明书(Apostille)”与常见问答官方指引https://cs.mfa.gov.cn/zggmcg/fjzms/;https://cs.mfa.gov.cn/zggmcg/fjzms/cjwd/202310/t20231020_11164553.shtml2023-10-20等
驻美使领馆关于《公约》生效后美国文书送中国内地使用说明使领馆通知https://us.china-embassy.gov.cn/chn/lsfw/zj/fjzm/以页面现行内容为准
建房〔2010〕186号“关于进一步规范境外机构和个人购房管理的通知”(SAFE页面)部门规范性文件/官方转载https://www.safe.gov.cn/big5/big5/www.safe.gov.cn/safe/2010/1115/22162.html发布:2010-11-15;落款:2010-11-04
同一文件(商务法规检索页面,标注“现行有效”)官方法规检索/转载https://policy.mofcom.gov.cn/claw/clawContent.shtml?id=1930发布/实施:2010-11-04;状态标注现行有效
建住房〔2006〕171号“关于规范房地产市场外资准入和管理的意见”(省级政府网站转载全文)政府转载/政策https://swt.guizhou.gov.cn/zwgk/zfxxgk/fdzdgknr/zcfg/swtwj/201612/t20161229_64449605.html页面:2014-01-30;文件落款:2006-07-11
《个人存款账户实名制规定》(国务院令第285号,司法部法规库PDF)行政法规/国务院令https://xzfg.moj.gov.cn/law/download?LawID=542&type=pdf发布:2000-03-20;施行:2000-04-01
《电话用户真实身份信息登记规定》要点(司法部页面搜索摘要含第七条证件类型)部门规章/摘要https://www.moj.gov.cn/pub/sfbgw/flfggz/flfggzbmgz/201311/t20131119_145359.html2013-11-19(页面)
运营商实名登记说明(列明“外国公民护照”等有效证件)实务规则(运营商)https://www.10086.cn/shimingdengji/以页面现行内容为准
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省政府问答:外国人住宿登记(引用《出境入境管理法》并强调适用于外籍华人)政府问答https://www.shaanxi.gov.cn/hd/sxzswd/sjzswd/202512/t20251225_3599285.html2025-12-25
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最高人民法院“刑事诉讼法司法解释”涉外部分(含国籍确认、领事通知等)司法解释https://www.court.gov.cn/fabu/xiangqing/286491.html2021-02-04(发布)
深圳“入外籍未注销户籍”案例的媒体转述(腾讯新闻)媒体/案例转述https://news.qq.com/rain/a/20260108A04HYB002026-01-08
同案相关转述(腾讯新闻,国际栏目)媒体/案例转述https://news.qq.com/rain/a/20260113A00HOB002026-01-13
同案相关报道(联合早报)媒体报道https://www.zaobao.com.sg/realtime/china/story20260112-80863182026-01-12
领事保护问答(驻加使馆:入外籍后不再享有中国领保)使领馆问答https://ca.china-embassy.gov.cn/lsyw/lsbhyxz/lbznoo/201307/t20130718_4889374.htm2013-07-18
地方外事办“领事保护常识问答”(含双重国籍与自动丧失表述)政府问答https://fao.tj.gov.cn/ZMHD3532/wdk/zcwd/202412/t20241227_6816984.html2024-12-27
2014年媒体报道:未注销户口的“移民/入外籍”人员将被处理(含出境受阻说法)媒体报道https://news.sina.cn/sa/2014-08-06/detail-ikmyaawa6080861.d.html?vt=42014-08-06
人民日报海外版:就“留存指纹/排查双重身份”网络传言的解释与政策背景权威媒体解读https://paper.people.com.cn/rmrbhwb/html/2017-08/12/content_1797510.htm2017-08-12
澎湃新闻转载公安部公告:入境留存外国人指纹媒体转载/公告全文https://m.thepaper.cn/newsDetail_forward_16148412017-02-09

以上材料整体支持一个“法律—实务分层”的结论:第九条意义上的国籍自动丧失并不需要以“签证入境”来触发或证明,但若你已经以美国护照+中国签证多次出入境,这通常会成为公安户籍系统、司法机关等在核验你国籍与身份类别时的重要证据链组成部分;而要降低跨部门不一致与合规风险,仍应尽快完成户口登出、交回身份证等行政同步步骤

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1993 – 2016: (13) : “Social Development Promotes Political Development” Chapter Thirteen of “The Logic of Politics” 王沪宁等著《政治的逻辑》

Summary of Chapter Thirteen of The Logic of Politics: Principles of Marxist Political Science

Political development is an ongoing task for every society and is shaped by overall social development. Politics changes with society. In Marxist historical-materialist terms, society is a “living organism” whose economic base conditions the political superstructure and ideology. The way property is held and how production is organized sets the broad parameters for how politics can evolve. Within this framework, political development follows certain objective regularities all the while taking distinct forms in different eras and in different societies.

The Logic of Politics: Principles of Marxist Political Science by Wang Huning and others.

Following the logic of the economic relations of production/political superstructure presented earlier in “The Logic of Politics,” key “engines” and “centers” of political development are identified, albeit contingent. Although economically driven change is the ultimate cause, politics has relative autonomy and can accelerate or obstruct economic development. In that sense, political development should serve economic development in the long run. State power presides over political development. Real political development involves more than surface changes in political forms; it encompasses the building, reform, and effectiveness of the state power apparatus, especially as a vehicle for resolving major political conflicts. In class societies, class struggle is a major driver. When old political forms require revolutionary transformation, organized struggle becomes indispensable because entrenched ruling classes do not voluntarily relinquish their privileged positions.

“The Logic of Politics” moves ahead in this chapter by explaining how ideas, culture, and consciousness emerge from material life, which has implications for the development of the political system over time. Objective laws exist that govern economic motion, much like Newtonian laws govern physical motion. Politics is not merely wishful thinking; what can be achieved depends on a range of economic, social, and cultural factors. Political development occurs through conscious political activity, but its rules are objective and not dependent on individual will. Contingency affects timing and pathways, but necessity dominates the long-term direction. As discussed in previous chapters, specific national conditions, despite sharing the same “basic” economic foundation, can yield many political trajectories due to differences in history, culture, and other concrete conditions. There is no single, fixed model that shows the way forward. Rather, one must be designed for each specific national situation, though it can benefit from knowledge of shared laws and overall trends.


The Logic of Politics: Principles of Marxist Political Science translated in full with citations to sources and context to sources added:

Sources of quoted text are usually not provided in the Chinese text. Source citations have been found and added to the translated English text.

The Chinese text of Chapter Thirteen follows the English translation.


Chapter Thirteen: Social Development Promotes Political Development

Political development is the essential task confronting every country and society at each and every stage of historical development. Political development, as a key component of the overall development of society, is driven by and shaped by the overall development of society. Political development has its own internal laws. In different countries or historical periods, these laws manifest themselves in different ways, resulting in political development worldwide displaying both deep commonalities and considerable diversity, possessing both a universal and particular characters, both necessity according to universals and particularities according to contingent local circumstances. Based on historical materialism, the Marxist view of political development explains comprehensively and systematically the internal laws and forms of political development. Marxism seeks to realize the highest ideals of political development: the complete emancipation of humanity, or communism finding the way within these understandings within the necessary trends of overall human development

Section One: Political Development Proceeds According to Its Internal Laws

I. Economic Development Determines Political Development

Engels believed that Hegel’s greatest achievement was his portrayal of the entire natural, historical and spiritual world as a process — that is, as something in constant motion, change, transformation and development — and his attempt to uncover the internal connections within that motion and development. Hegel’s work greatly inspired Marx, laying the foundation for the creation of historical materialism. However, Marx’s historical materialism went a step further than Hegel’s theory. While viewing history as a process of human development, Marx successfully revealed and presented the laws governing that process. Within the Marxist theoretical system, the development of human society is of paramount importance. Marx put it very clearly:

“In the social production of their life, men enter into definite, necessary relations, independent of their will; namely, relations of production appropriate to a definite stage in the development of their material productive forces.’ The totality of these relations of production constitutes the economic structure of society — the real foundation on which a legal and political superstructure arises, and which corresponds to certain forms of social consciousness. The mode of production of material life conditions the general process of social, political, and intellectual life.”

Karl Marx 1859, A Contribution to the Critique of Political Economy, Preface

The relationship between these three elements shows that the development of the political superstructure is constrained and determined by the mode of production of material life, i.e. economic development. Although Marx’s political theory includes the term ‘political development’, he did not treat it as an independent field of study. Nevertheless, by exploring the laws governing the development of society as a living organism, Marx revealed the development of politics — an important component of that organism — and the laws that govern it in a comprehensive and scientific way.

Both social and political structures emerge from people’s processes of production and their everyday lives. According to Marxism, the first premise of all human history is undoubtedly the existence of living individuals. In order to exist, people need to work — they must engage in production. The conditions of individual existence depend on the material conditions under which they produce. In other words, the way people live and interact with one another is determined by the material conditions of production.

Based on this idea, Karl Marx and Friedrich Engels carefully examined three forms of property in pre-capitalist societies in The German Ideology: tribal property; property in the ancient communal system and the state; and feudal or estate-based property. They found that social and political structures differ under different forms that property is held and also change alongside changes in relation to how property is held in society. Marx and Engels therefore concluded that:

From this, we can see that the following is true: individuals who engage in production activities in a specific manner enter into particular social and political relationships. In every case, empirical observation must reveal the connection between social structure, political structure, and production on the basis of experience, and this connection should not be given any mystical or speculative colouring. Social structure and the state constantly arise from the life process of specific individuals.’

Karl Marx. The German Ideology. 1845, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
A. Idealism and Materialism

Marx and Engels paid close attention to ownership (property relations) because ownership encompasses all relations of production. The interaction between relations of production and productive forces is the basis of human society.

Marxism has always viewed society as a living organism in development. This organism comprises three major systems: the economic base, the political superstructure and ideology. Society takes shape and develops through the organic integration and movement of these three systems. Marx explained the internal connections among these systems very clearly.

‘In the social production of their lives, people enter into definite, necessary relations that are independent of their will — relations of production that correspond to a specific stage in the development of their productive forces. The sum total of these relations of production constitutes the economic structure of society — the real foundation on which a legal and political superstructure arises, with corresponding forms of social consciousness. The mode of production of material life conditions the process of social, political and intellectual life as a whole.’

Karl Marx 1859, A Contribution to the Critique of Political Economy, Preface

These internal connections demonstrate that the development of the political superstructure is constrained and determined by the mode of production of material life, i.e. economic development. In Marx’s political theory, political development is discussed, but it is not treated as an independent field of study. Nevertheless, when Marx investigated the laws governing the development of society as a living organism, he revealed the development of politics — an important component of that organism — and its movement laws in a comprehensive and scientific manner.

Social and political structures arise from people’s processes of production and their everyday lives. According to the Marxist view, the foundation of all human history is the existence of living individuals. In order to survive, people must engage in production. The conditions of individuals’ existence depend on the material conditions under which they produce. Therefore, the way of life and mode of association that people have is determined by the material conditions of production in society. In The German Ideology, Karl Marx and Friedrich Engels examined three forms of property in pre-capitalist societies that were brought about by the division of labor: tribal property; the property of ancient communities and states; and feudal or estate property. They concluded that social and political structures are founded about the forms that the ownership of property in society take and evolve as these forms of ownership at the very foundation of society change.

Marx and Engels therefore concluded:

“From this, it is clear that definite individuals who are productively active in a certain way enter into certain social and political relations. Empirical observation must empirically reveal the connection of the social and political structures to production in each instance, without mystification or speculation. The social structure and the state continually evolve out of the life process of definite individuals.”

Karl Marx. The German Ideology. 1845, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
A. Idealism and Materialism

Marx and Engels paid close attention to forms of property because property encompasses the entirety of the relations of production. The interaction between these relations and the productive forces is the foundation of historical human development. According to Marxism, productive forces are the most active and revolutionary factor in production. They are also the decisive factor in the development of production and are constantly evolving. Marx pointed out:

“The method of production and the means of production are constantly changing and being revolutionized. The division of labor leads to further division; the adoption of machinery leads to wider adoption; and large-scale production leads to even larger production.”

Karl Marx, Wage Labour and Capital, Effect of Capitalist Competition on the Capitalist Class the Middle Class and the Working Class

The development of productive forces determines relations of production. The productive forces must have corresponding relations of production suited to them. Therefore, when productive forces surpass the capacity of existing relations of production, they demand a change and the establishment of new relations. These newly established relations of production provide fresh possibilities for the productive forces to develop on an even larger scale. Through their interaction with the relations of production, the productive forces propel the movement and development of human history.

Human beings are the sum total of all social relations, and the material production carried out by people is social production. Thus, the relations of production formed during this process are social relations. In a class-based society, these social relations necessarily manifest as class relations, thereby determining the social and political structures. As the productive forces develop and require changes in the relations of production, the entire social and political structures must also change. Since productive forces are constantly developing, political development, like social development, is an inevitable trend. In this developmental process, changes in property forms that reflect a given stage of productive force development directly and decisively influence political development. More specifically, the proposition that economic development determines political development has three dimensions of meaning.

First, the ultimate cause of political change and development is changes in economic conditions. As Friedrich Engels points out in the preface to The Communist Manifesto:

“In every historical epoch, the prevailing mode of economic production and exchange—and the social structure that necessarily arises from it—forms the foundation on which the political and intellectual history of that epoch is built. Only from that foundation can that history be explained….”

Marx and Engels, The Communist Manifesto, Preface to The 1883 German Edition

This shows that, when analyzing political change and development, we cannot treat politics as an isolated entity and search only within politics for the cause or driving force of political change. Politics is the concentrated expression of economics. The various conflicts and shifts in political life reflect conflicts and shifts in the economic realm. Karl Marx demonstrated this with ample evidence when he analyzed the class struggles in France from 1848 to 1850. According to Marx, the fundamental cause of the political conflicts and factional struggles of that time was the opposing interests of the various social classes and groups, which were brought about by economic development. Therefore, when Engels summarized Marx’s historical materialism, he explicitly stated:

“The ultimate causes of all social changes and political revolutions are not to be sought in people’s minds or in their growing insight into eternal truth and justice. Rather, they are to be sought in changes in the modes of production and exchange. They are not to be sought in the philosophy of the epoch, but rather in its economics.”

Frederick Engels, Socialism: Utopian and Scientific, III [Historical Materialism]

Second, economic development promotes political development. The initial driving force of economic development is the growth of productive forces. Overall, productive forces are a constantly advancing power. As they advance, they inevitably create new demands on the relations of production. These demands often become the impetus for new political developments. As Marx wrote,

“When the material conditions of social existence develop to the point where it becomes urgently necessary to transform its official political form, the entire appearance of the old regime changes.” Thus, Marx held that “with the change of the economic foundation, the entire immense superstructure is more or less rapidly transformed.”

Karl Marx 1859, A Contribution to the Critique of Political Economy, Preface

A strong foundation of economic development tends to lead to faster and larger-scale political development transformation. Conversely, rapid political development is impossible under conditions of slow economic development. When analyzing Russia’s social and political development from 1904 to 1910, Vladimir Lenin divided the period into two three-year spans with different development speeds based on the socioeconomic foundation of the time.

“From a theoretical standpoint, the first three years were marked by rapid changes to the fundamental aspects of Russia’s state system. The socio-economic basis for these changes in the ‘superstructure’ was the various activities of different social classes (within and outside the Dumas, publishing, forming associations, holding meetings, etc.), which took an overt form. The strength, scope, and scale of these activities were unprecedented in history. In contrast, the last three years were marked by slow evolution and nearly complete stagnation. There were no particularly noticeable changes in the state system. Most of the ‘arenas’ in which the various classes previously carried out diverse activities—openly and in many directions—have either disappeared completely or almost completely.”

V. I. Lenin, Certain Features of the Historical Development of Marxism

Third, political development presupposes economic development. No type of political development occurs spontaneously. It requires certain social and economic conditions to trigger and propel it. Without a corresponding economic foundation, artificial political development is often fragile or impossible when economic development has not yet created a need for a new political form. As Marx and Engels pointed out:

“As long as productive forces have not developed to the point where competition becomes superfluous and continue to produce competition in one form or another, the oppressed class may have the ‘will’ to abolish competition and the state and law, but what they desire remains impossible.”

Karl Marx and Frederick Engels, A Critique of the German Ideology, Abstract of Chapter 3, [Idealist mistakes & Materialist corrections], The role of individual will in the foundation of the state

However, since political development is relatively independent, it can outpace social and economic development. If the corresponding economic foundation does not catch up in time to provide solid support when political development is “advanced” (ahead of its base), that advanced political development may fall into crisis because of its weak foundation. When commemorating the fourth anniversary of the October Revolution, Lenin identified the greatest challenge facing the new-born Soviet regime.

“Lastly is our most important and most difficult task: economic construction. This is the task we have come least close to accomplishing. It involves laying the economic foundations for the new socialist edifice on the site of the demolished feudal edifice and the semi-demolished capitalist edifice.”

V. I. Lenin, Fourth Anniversary of the October Revolution

Similarly, as the founding of New China approached, Mao Zedong recognized the importance of this issue. In “On Coalition Government,” he wrote:

“A New-Democratic state cannot be consolidated unless it has a solid economic foundation; unless it has agriculture that is considerably more progressive than it is today; unless it has large-scale industry that occupies an overwhelmingly dominant proportion of the national economy; and unless it has corresponding transport, trade, finance, and other enterprises as its foundation.”

Selected Works of Mao Tse-tung. ON COALITION GOVERNMENT, April 24, 1945

II. Political Development and Economic Development

Fundamentally, political development is driven by economic progress. However, because the state system is the institutional embodiment of politics, it separates itself from society from the moment it emerges and becomes a force above society. Thus, while politics are determined by the socioeconomic base, politics also possess relative autonomy. This relative autonomy means that political development has its own relatively independent trajectory and process, which cannot perfectly correspond to economic development. History shows that

“the political structure of society is by no means altered in a corresponding fashion immediately following such a violent transformation in the conditions of its economic life.”

Frederick Engels 1877,Anti-Dühring, Part I: Philosophy, X. Morality and Law, Equality

This relative autonomy allows politics to influence economic development. If political development were entirely determined by economic development, political development would lose its independence, and there would be no opportunity for a “reaction.” The relative autonomy of political development means that it is not purely passive, but often active and creative.

An accurate understanding of the demands that economic development places on the political system allows for proactive political reform, which can cause political development to precede economic development and provide better political conditions for it.

Ultimately, the purpose of political development is to support economic development. For this to occur, the direction of political development must align with the direction of economic development. Otherwise, such “development” damages the economy, leading to an economic crisis. When analyzing the influence of political power on economic development, Engels pointed out:

“After political power has made itself independent of society and transformed itself from servant to master, it can work in two different directions. Either it works in the sense and direction of natural economic development, in which case no conflict arises and economic development accelerates, or it works against economic development. In this case, with few exceptions, political power regularly succumbs to the pressure of economic development.”

Frederick Engels 1877, Anti-Dühring, Part II: Political Economy, IV. Theory of Force
(Conclusion)

Therefore, genuine political development creates a virtuous cycle with economic development. In this cycle, politics and the economy mutually promote and advance.

Throughout history, genuine political development has repeatedly created new opportunities for economic growth. It helps establish and solidify a new economic situation while striving to eliminate obsolete economic and political factors that hinder development. Britain’s bourgeois revolution was incomplete, and the constitutional monarchy it established was heavily compromised. However, because the revolution’s overall tendency conformed to the laws of social development, and because the constitutional monarchy was a significant political achievement compared to the earlier absolute monarchy, it created major possibilities for Britain’s capitalist development and laid the groundwork for the Industrial Revolution.

Marx praised this achievement highly. He wrote,

“It was precisely with the establishment of the constitutional monarchy that the great development and transformation of bourgeois society began in England… Under the constitutional monarchy, manufacturing developed on an unprecedented scale. This later gave way to large-scale industry, the steam engine, and the great factory.”

Many classes in the population disappeared and were replaced by new classes with new conditions of existence and demands. A new, more powerful bourgeoisie was born. While the old bourgeoisie fought the French Revolution, the new bourgeoisie seized the world market. This class became so mighty that even before the Reform Bill transferred political power directly into its hands, it compelled its opponents to pass laws that were almost solely advantageous to it and satisfied its demands. It won direct representation in Parliament and used that power to eliminate the last remnants of the residual strength preserved by landed property.”

Marx and Engels in Neue Rheinische Zeitung Politisch-ökonomische Revue 1850, England’s 17th Century Revolution, A Review of Francois Guizot’s 1850 pamphlet
Pourquoi la revolution d’Angleterre a-t-elle reussi?

Therefore, genuine political development creates a virtuous cycle of economic growth. In this cycle, politics and economics reinforce each other, advancing together.

Throughout history, genuine political development has paved the way for economic growth by fostering new patterns of expansion and eliminating obsolete economic and political factors that hinder progress. In England’s historical development, the bourgeois revolution—though incomplete—and the highly compromised constitutional monarchy it established nonetheless represented an overall tendency consistent with the laws of social development. Compared with earlier monarchical absolutism, the constitutional monarchy established during the revolution was a significant political development. Consequently, the establishment of a constitutional monarchy created significant opportunities for the development of capitalism in England, paving the way for the Industrial Revolution. Karl Marx praised the contributions of the English constitutional monarchy. He said:

“With the establishment of the constitutional monarchy, the great development and transformation of bourgeois society in England began. Under constitutional monarchy, manufacturing developed on an unprecedented scale for the first time, later giving way to large-scale industry, the steam engine, and the factory.”

Marx and Engels in Neue Rheinische Zeitung Politisch-ökonomische Revue 1850, England’s 17th Century Revolution, A Review of Francois Guizot’s 1850 pamphlet
Pourquoi la revolution d’Angleterre a-t-elle reussi?

Many social classes disappeared and were replaced by new ones with different conditions and demands. While the old bourgeoisie fought the French Revolution, a new, more powerful bourgeoisie was born, conquering the world market. This class became so powerful that, even before the Reform Bill transferred political power directly into its hands, it could force its opponents to enact laws that were almost exclusively in its interest. The new bourgeoisie obtained direct representation in Parliament and used that power to eliminate the last remnants of strength preserved by landed property.

The positive impact of political development on economic development demonstrates that political revolution is a prerequisite for economic revolution at every stage of social development. Political revolution is the most intense form of political development. A successful political revolution overthrows the old superstructure, stimulating the productive forces bound by the old relations of production. This allows the productive forces to develop on a broader stage, which is provided by new political forms.

In September 1917, facing a society in total chaos due to war and famine, Vladimir Lenin wrote The Impending Catastrophe and How to Combat It. In the article, Lenin explained that the real solution was to tightly link the resolution of socioeconomic problems with a political revolution, using the French Revolution as an example. Lenin argued that the heroic patriotism of the French people in fighting the Austro-Prussian coalition and their “military miracles” during 1792–1793 could not be separated from the material and historical-economic conditions of the time. Furthermore, he said that the formation of these conditions was inseparable from the conditions for French economic and social development created by the 1789 Revolution.

Lenin pointed out that the French Revolution

“destroyed the obsolete feudal system by genuinely revolutionary means. It enabled the whole nation to transition to a higher mode of production and to free peasant ownership of land. It carried out this transition with revolutionary democratic speed, decisiveness, perseverance, and selfless devotion. These are the material and economic conditions that ‘saved’ France at ‘miraculous’ speed, transforming and renewing its economic foundation.”

V. I. Lenin, The Impending Catastrophe and How to Combat It

Lenin believed the crucial lesson to be learned from France was:

“If Russia is to become a country capable of defense and produce ‘miracles’ of heroism, it must sweep away the old by ‘Jacobin’ methods, renew itself economically, and remake itself.”

For this reason, Lenin advocated using revolutionary means to implement state-monopoly capitalism and proceed along the socialist road by taking concrete steps toward realizing socialism. He maintained that if this could be achieved, Russia could raise the entire country to a high level of economic organization through its revolution and democratic system. This line of thinking is consistent with the idea in The Communist Manifesto that the proletariat should take political revolution as the vanguard of economic revolution. The Manifesto states:

“The first step in the revolution by the working class is to raise the proletariat to the position of ruling class, to win the battle of democracy. The proletariat will use its political supremacy to gradually take all capital from the bourgeoisie and centralize all instruments of production in the hands of the state—that is, the proletariat organized as the ruling class—and increase the total productive forces as rapidly as possible.”

Karl Marx and Friedrich Engels, The Manifesto of the Communist Party

Although political development should serve economic development, this does not mean that political development must always precede economic development. In fact, that is impossible. Ultimately, political development is determined and propelled by economic development. While political development that runs ahead can provide new possibilities and space for economic development, no matter how far ahead it goes, its “lead” is always limited and will inevitably be overtaken by economic development.

Marx, analyzing monarchical absolutism, pointed out:

“Monarchical absolutism arose after the feudal estates collapsed. It actively participated in undermining those estates, but now it tries to preserve even the shell of feudal particularism. If monarchical absolutism once protected trade and industry, thereby encouraging the rise of the bourgeoisie, and regarded trade and industry as necessary conditions for national strength and its own prestige, then now it has everywhere become an obstacle to the development of trade and industry—which are becoming an increasingly formidable weapon in the hands of a powerful bourgeoisie.”

Karl Marx in the Deutsche-Brüsseler Zeitung, Moralising Criticism and Critical Morality [133], A Contribution to German Cultural History, Contra Karl Heinzen

Political development overtaken by economic development, or political development lagging behind economic development, may hinder economic development. However, if political development actively develops alongside economic development while remaining aligned with it and does not stagnate, then a relative lag in “timing” does not necessarily impede economic development.

Friedrich Engels observed that economic development proceeds more quickly when state power acts in the same direction. Therefore, we can conclude that political development should serve economic development. This does not mean that political development must always precede economic development. Rather, political development should be an uninterrupted process moving in the same direction as economic development.

In other words, politics should develop alongside economic development. Since political development is an essential part of any society’s development, the problem of political development is not, as some Western political scientists believe, something that only developing countries need to solve. In reality, both developing and developed countries face political development challenges. While the content of political development may differ between developed and developing countries, that does not mean the challenges confronting developed countries are necessarily lighter. In fact, that is not the case.

III. The core of political development is state power

The most important and fundamental political issue is state power. Vladimir Lenin said,

“The most essential aspect of politics is the apparatus of state power.”

V. I. Lenin, Liberal and Marxist Conceptions of the Class Struggle

Genuine political development is more than just changes and evolution in various forms of political expression. Rather, it is the growth and development of state power itself. The development of state power is at the core of political development. Political development has unfolded, unfolds, and will continue to unfold on the foundation of state power. Marxism fully recognizes this, treating it as the fundamental issue of revolution.

Marxism regards state power as the core of political development for two main reasons.

First, state power is the central issue in politics. In the development of class societies, whether dominated by exploitative classes or by the people, political issues are resolved through state power. Friedrich Engels, analyzing political struggle in capitalist society, pointed out:

“In every struggle of class against class, the immediate aim fought for is political power. The ruling class defends its political supremacy—that is, its secure majority in the legislature. The ruled class first fights for a share of political power and then for all of it in order to change existing laws according to their own interests and requirements.”

Articles by Engels in the Labour Standard 1881, Trades Unions

Lenin held that, in this sense, state power is the chief and fundamental question that concerns politics as a whole.

Second, state power plays a decisive role in social and economic life. So, what is state power? Engels said:

“Society creates an organ to protect its shared interests from internal and external threats. This organ is state power.” Thus, while the essence of state power is an instrument of class rule, its functions exert a significant influence across all spheres of social life.

Frederick Engels, Ludwig Feuerbach and the End of Classical German Philosophy, Part 4: Marx

Specifically, state power encompasses two aspects: state authority and the entities through which it is exercised. These organs include representative, administrative, judicial, procuratorial, military, and police organs, among others. The class that holds state authority realizes its class will and political domination through these organs.

In actual social life, the state plays a commanding role. Karl Marx said,

“Before us, there are two powers: the power of property, or the power of the owners, and political power, or state power. State power also rules over property.”

In other words:

“Property does not hold political power; political power toys with property through arbitrary taxation, confiscation, privilege, bureaucracy, and interference with industry and commerce.”

Karl Marx in the Deutsche-Brüsseler Zeitung, Moralising Criticism and Critical Morality [133], A Contribution to German Cultural History Contra Karl Heinzen

This commanding role establishes state authority as an important force for promoting social progress and organizing a new society.

The position and role of state power in social, political, and economic life establish state power as the core of political development. Accordingly, political development should firmly center on state power. During the most intense period of political revolution, the question of power becomes fundamental to the revolution.

“Every class that strives to achieve domination—if its domination, like that of the proletariat, is destined to abolish the entire old form of society and all domination—must first seize political power so that it can represent its own interests as universal interests. This is something it is compelled to do at the outset.”

Karl Marx. The German Ideology. 1845, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
A. Idealism and Materialism

Therefore, when Engels spoke of the proletarian revolution, he said:

“We have always held that to achieve the aims of the future social revolution—and far more important aims—the working class must first take possession of the organized political power of the state. With its aid, the working class must crush the resistance of the capitalist class and reorganize society on new lines.”

Marx-Engels Correspondence 1883, Engels to Philipp Van Patten In New York

In his concrete proletarian revolutionary practice, Lenin clearly stated that the question of power was fundamental to the revolution. He believed that power determines the course of the revolution, as well as all issues of domestic and foreign policy.

Once a class seizes political power and becomes the ruling class, its primary objective is to establish and perfect state authority in order to consolidate its rule and promote social development. This becomes the foundation for overall political development. In the 20th century, the British bourgeoisie carried out two major transfers of power to meet the requirements of economic and social development and realize its own interests.

The first occurred with the Parliament Act of 1911, which shifted power from the House of Lords to the House of Commons. The second occurred after World War II, when administrative intervention in society expanded, shifting the center of power from the House of Commons to the Cabinet.

Similarly, the United States has amended its Constitution repeatedly over the course of its development in response to changing circumstances, ensuring the adaptability of its political system and enhancing its democratic character. The civil service systems established in Britain and the United States in the late nineteenth and early twentieth centuries also strengthened state authority and promoted political development.

After establishing the Fifth Republic, President de Gaulle promoted French political development by making bold reforms to its governing institutions.

In established socialist countries, strengthening and improving state authority is key to promoting political development. Russia’s October Revolution established the world’s first proletarian dictatorship. Following the revolution’s success, the Russian working class and the Communist Party were tasked with strengthening the fledgling regime and advancing socialist political development. This was also the issue that Lenin addressed most in his “political testament.” He believed that transforming the old state apparatus inherited from the previous era was the first of two epoch-making tasks Russia faced at that time. When discussing how to establish the Central Control Commission, Lenin outlined the objectives that the transformation and strengthening of state institutions should accomplish.

First, it must be exemplary, second, it must win everybody’s absolute confidence, third, it must prove to all that we have justified the work of such a highly placed institution as the Central Control Commission.

Vladimir Ilyich Lenin, 1923, Better Fewer, But Better

To that end, he proposed the following six measures:

  1. Streamlining staffing to raise efficiency,
  2. Reorganizing institutional personnel by bringing outstanding individuals into the organs to thoroughly change the remnants of the old apparatus,
  3. Changing work procedures to make them more scientific,
  4. Organizing the compilation of high-quality textbooks on administrative management and study and research,
  5. Selecting state personnel through strict examinations, and
  6. Resolutely opposing bureaucratism in work.

Not only did Lenin’s theories and measures promote efforts to strengthen and improve Soviet authority at the time, they also provided theoretical guidance for the political development of other socialist countries.

Today, the two major tasks confronting Chinese society in building socialism are achieving economic modernization and political democratization. Political democratization is the central theme of China’s future political development. Comrade Deng Xiaoping believed that reforming and improving the party and state leadership systems was key to China’s political democratization. In his 1980 essay, “Reform of the System of Party and State Leadership,” he wrote:

“Some of our current systems and institutions in the Party and state are plagued by problems that seriously impede the full realization of the superiority of socialism. Unless they are conscientiously reformed, we can hardly expect to meet the urgent needs of modernization, and we are liable to become seriously alienated from the masses.”

Deng Xiaoping, On the Reform of the System of Party and State Leadership, 1980

He believed that the main problems that needed to be eliminated were bureaucratism, overconcentration of power, patriarchal practices, life tenure in leadership positions, and various privileges. Experience has shown that reforming the party and state leadership systems improves institutional arrangements, clarifies the relationship between the party and government, and rationalizes their respective roles. These reforms have also greatly promoted the development of China’s democratic politics, ushering in a new era of political development.

IV. Class Struggle Drives Political Development

According to historical materialism, the production and reproduction of human life are the ultimate driving forces behind social history. This “production” can be divided into two types: the production of the means of subsistence, and the propagation of the human species, or life. Therefore, Engels maintained that

“the social order under which the people of a particular historical epoch and country live is conditioned by both kinds of production: the stage of development of labor and the stage of development of the family.”

Works of Frederick Engels 1884, The Origin of the Family, Private Property and the State

In early human societies, when the level of productive forces was low, social development was mainly governed by the production of life, or the stage of development of the family. However, once private property emerged and gave rise to social classes, the conflicts between them shattered the old kinship-based society and replaced it with a new state-based society. At this point, the family system was no longer what constrained the development of history and social institutions. Rather, it was social production based on specific ownership relations, and the class relations and class struggles resulting from that production. In this sense, Marx and Engels held that “the history of all hitherto existing societies is the history of class struggles.”

Class struggle is a driving force of social and historical development, as well as an important power that shapes a given social system. Accordingly, political development, which constitutes the main content of social-historical development, also develops alongside the development of class struggle. Class struggle is a major driving force of political development. Lenin said:

“We have always taught, and continue to teach, that the class struggle—the struggle of the exploited against the exploiters—is the basis of political transformations and ultimately determines their fate.”

V. I. Lenin, Preface to the Pamphlet Memorandum of Police Department Superintendent Lopukhin

In a 1852 letter to Weydemeyer, Marx wrote,

“As far as I am concerned, I do not claim credit for discovering either the existence of classes in modern society or the struggle between them.”

Marx-Engels Correspondence 1852, Marx to Joseph Weydemeyer In New York

Similarly, Marx does not deserve the credit for viewing class struggle as the driving force of political development. Engels observed that earlier thinkers sought the ultimate causes of historical change in evolving ideas. They believed that the most important historical changes—those that were decisive for everything—were political. But what was the motive force behind political change? They never asked.

“It was only in the new school of French historians, and partly in the English school as well, that the conviction arose that the driving force of European history—at least since the Middle Ages—was the struggle of the rising bourgeoisie for social and political domination against the feudal nobility.”

Works of Frederick Engels 1877, Karl Marx

This shows that some British and French historians had already considered class struggle to be the driving force of political change. However, Marx proved that all previous history was the history of class struggles. In all the multifarious and complicated political struggles, he argued, the central issue was always the social and political rule of social classes—the old classes striving to maintain dominance and the rising classes striving to win it.

In societies marked by class antagonism,

“every class movement is necessarily, and has always been, a political movement.”

Marx-Engels Correspondence 1870, Marx to P. and L. Lafargue

The various struggles within the political sphere are, in reality, merely illusory expressions of class struggle. As Karl Marx and Friedrich Engels wrote,

“All struggles within the state—the struggle between democracy, aristocracy, and monarchy; the struggle for the franchise; and so on—are merely illusory forms in which the real struggles between different classes are fought out.”

Karl Marx. The German Ideology. 1845, Part I: Feuerbach.
Opposition of the Materialist and Idealist Outlook
A. Idealism and Materialism

Therefore, it is easy to conclude that in any society based on class divisions, political development proceeds through class struggle and is the outcome of class struggle.

Therefore, in such a society, the level and scale of class struggle directly determine the pace and extent of political development. Marx and Engels believed that the outcomes of the bourgeois revolutions in Britain and France illustrate this point well. In the 1688 “Glorious Revolution,” Britain transitioned from monarchical absolutism to constitutional monarchy. The incomplete nature of that political revolution was determined by the bourgeoisie’s tendency to compromise with feudal forces during the struggle. The French Revolution, by contrast, was entirely different from the British Revolution. Marx believed that the French Revolution advanced a full century beyond its prototype, the English Revolution, in both time and substance. The driving reason for this was that the scale and intensity of the class struggle in France far exceeded that in Britain. Engels observed:

“France is the country where historical class struggles were fought to a decisive conclusion more than anywhere else. Therefore, the political forms in which these struggles were fought and their results were expressed were sharply defined. A center of feudalism in the Middle Ages and a model country of a unified, estate-based monarchy since the Renaissance, France shattered feudalism in the Great Revolution, establishing the unalloyed rule of the bourgeoisie in a form unmatched elsewhere in Europe.”

Works of Frederick Engels 1885, Preface to the Third German Edition of The Eighteenth Brumaire of Louis Bonaparte

In a class-divided society, political development—whether reforming and promoting the existing political order or effecting a revolutionary transformation of politics and institutions—must be driven by a specific type and extent of class struggle. This is determined by the nature of the ruling class in class-antagonistic societies. Historically, the political rule of any ruling class has primarily consisted of safeguarding its interests. Thus, when the realization of its class interests is constrained or thrown into crisis, the ruling class naturally seeks to reform existing political forms and thereby promote political development. However, once its position is consolidated and its interests are secure, the ruling class often becomes reactionary, portraying the prevailing principles and methods of political life as eternal.

This bourgeois characteristic was particularly apparent during the French class struggles of 1848–1850. During the February Revolution of 1848, the French bourgeoisie overthrew the financial aristocracy’s despotic rule and established a republic based on universal suffrage. However, once they achieved political power, they immediately swung toward reaction.

“As soon as the bourgeois republicans in power felt secure, their first act was to disarm the workers.”

Frederick Engels 1891, On the 20th Anniversary of the Paris Commune
[Historical Background &Overview of the Civil War]

They forgot every promise made to the proletariat during the revolution because those pledges threatened the new republic. The actions of the French bourgeoisie in this regard fully bear out Marx’s remark:

“History furnishes no example of kings voluntarily limiting their own privileges and making concessions to popular demands without powerful external pressure. Likewise, it furnishes no example of kings keeping faith when they could violate their oaths and promises with impunity.”

Frederick Engels, Preparations for War in Prussia, 1860

This demonstrates that political development under the rule of the exploitative classes necessitates the impetus of class struggle in its various forms.

The establishment of universal suffrage is an important milestone in the democratic development of capitalist states. However, its formation is the result of prolonged class struggle. This class struggle encompasses not only conflict between ruling and ruled classes but also conflict between the ruling class and other social classes.

When political development reaches a point at which the old political forms must be transformed through revolution, class struggle becomes an indispensable means of that transformation. Throughout history, every reactionary class has refused to leave the stage voluntarily. Before its last breath, it often puts up a final fight. As Marx put it:

“An outlived social force, even though the foundations of its existence have long since rotted away, nevertheless still nominally controls all the symbols of power. It continues to drag on in a lingering half-life. At the same time, before it has even been formally pronounced dead and its will read, the heirs are already quarreling over the inheritance. History has confirmed this truth: it is precisely such a social force that makes a final effort before expiring—shifting from defense to offense, provoking struggle rather than avoiding it, and seeking to draw extreme conclusions from dubious premises that have long been condemned by history.”

Works of Karl Marx, 1855, Anti-Church MovementDemonstration in Hyde Park

In the face of this situation, the only option for the new social and political force is to organize and fight back. The level and scale of this struggle will ultimately determine the course of political development.

Section Two: Political development exhibits both unity and diversity.

I. Developmental Patterns and Trends Are Unified

This unity is mainly expressed in the laws that govern political development and its overall historical trend. In other words, regardless of the historical period or country, political development unfolds according to its fundamental laws. In essence, development proceeds in the direction set by the laws governing human societal development.

The unity of political development stems from the inherent, law-governed nature of social development. Engels believed that

“the development of history, like the development of nature, has its own inner laws”

Engels, The Condition of the Working Class in England,
Preface to the American Edition — The Labor Movement in America

and that historical materialism’s ultimate task is to discover the general laws of motion that carve their own path in the history of human society. These general laws of motion are laws of contradictory movement between productive forces and relations of production, as well as between the economic base and the superstructure. These laws determine the evolution of social formations. The law-governed nature of social development shapes the course of political development. Political development is an integral part of social development and must adhere to its fundamental principles. This means that political development always proceeds and unfolds in accordance with these laws, wherever and whenever it occurs. Engels said that the ultimate reasons for all social changes and political revolutions should be sought in changes in the mode of production and exchange.

However, political development belongs to the realm of the superstructure and is relatively independent. While the main participants in development act with a certain degree of consciousness and deliberation, political development is not arbitrary. It cannot be carried out according to the will of an individual or society.

According to Marx, no matter how much people want to break free from the constraints imposed by society’s inner laws, they must ultimately return to what those laws require. A person is always a social person—the sum total of all social relations. Marx clearly expressed this idea in the preface to Capital:

“My standpoint is that the development of the economic formation of society is a process of natural history. No matter how much an individual may imagine himself above various relations, in social terms, he is always the product of those relations.”

Karl Marx, Capital Volume One, 1867, Preface to the First German Edition

However, Marx did not deny the value and significance of conscious human activity in social development.

The universality of the laws governing political development means that, although political development unfolds at different times and in different places, taking varied forms, it is nevertheless governed by the internal laws of development itself. For example, when Friedrich Engels compared the conditions of workers in Britain and the United States, he noted that the

“The external environment of American workers is very different from that of British workers, but the same economic laws are at work in both countries. Therefore, although the results are not identical in every respect, they are still of the same nature. For this reason, we can also see the same struggle to shorten the workday and to legislate limits on working hours, particularly for factory workers, women, and children, in the United States.”

Engels, The Condition of the Working Class in England,
Preface to the American Edition — The Labor Movement in America

Another aspect of this universality is the overall direction of political development. The law-governed nature of sociohistorical development determines its inherent tendencies. Marxism treats society as a living organism in motion. It holds that

social relations of production—the social relations through which people carry out production—change and transform as material means of production and productive forces change and develop. The totality of these relations constitutes a society’s social relations; it constitutes the society itself as a society at a particular stage of historical development with its own distinctive characteristics.

Works of Karl Marx 1847, Wage Labour and Capital

Clearly, history takes shape and develops through the interaction between human beings and nature. This relationship conditions the relationships among human beings in society. As people’s ability to control nature increases and productive forces evolve, social relations inevitably change.

Accordingly, Marx held that

“They will not perish until they have fully realized their potential; and new, higher production relations will not appear until the material conditions for them have matured in the womb of the old society.”

Karl Marx 1859, A Contribution to the Critique of Political Economy, Preface

Based on this idea, Marx divided the evolution of socioeconomic formations into four categories: the Asiatic, ancient, feudal, and modern bourgeois modes of production. According to Marx, the replacement of a lower socioeconomic formation by a higher one is a historical necessity. Changes in the socioeconomic formation determine changes in the political and cultural formations of society as a whole. As productive forces develop, the social economy necessarily advances toward higher forms. Therefore, in the course of its development, the overall tendency of any society’s political form is toward forms that correspond to higher economic forms.

Marx considered capitalist production relations to be the final antagonistic stage in the social production process. Yet, within capitalist society, developing productive forces create the material conditions for resolving that antagonism. From the standpoint of human history as a whole, it is necessary for capitalist society to be replaced by a higher form of society. That higher form is communism. Communism would end this antagonistic form:

“the class antagonism that stems from individuals’ social conditions of life.”

Karl Marx, 1859, A Contribution to the Critique of Political Economy, Preface

By placing all means of production under social ownership, communism would eliminate classes and promote the dissolution of the state, establishing an association of free individuals. Realizing communism is the highest ideal of Marxist political development. Marxism holds that the political development of all societies ultimately tends toward this ideal, as determined by the laws of human societal development.

Politics tends to develop in a unified direction. This unity is evident not only across the entire span of human history, but also within each specific historical era. In other words, countries living in the same historical period tend to exhibit similar political developments. This is because the economic laws that determine political development for states in the same era are the same. As Engels wrote,

“In every historical epoch, the prevailing mode of economic production and exchange, and the social organization necessarily following from it, form the basis on which is built, and from which alone can be explained, the political and intellectual history of that epoch….”

Throughout history, political developments form an overall trend. This trend is determined by the era’s fundamental economic movement. For instance, the English bourgeois revolution sparked a series of revolutions across Europe, culminating in the French Revolution. This established the general trend of modern bourgeois revolutions. Similarly, the world proletarian revolution, which began with the October Socialist Revolution and reached a turning point with the victory of the Chinese Revolution, established the general trend of modern proletarian revolutions. As countries become increasingly interconnected and societies become more internationalized, the overall current and trend of political development, as determined by each era’s economic movement, will exert a stronger influence, drawing more countries into this relatively unified direction of development.

II. Political Development Models Are Diverse

The unity of development laws and tendencies is an essential feature of political development. However, Marxism does not deny the diversity of specific methods and approaches to political development, or political development models. In fact, while Marxism emphasizes unity in political development, it also recognizes the importance of specific development models. As Lenin said,

“Variety does not destroy unity on major, fundamental, and essential questions; it guarantees unity.” Therefore, speaking of unity “does not demand the elimination of diversity”; rather, diversity guarantees the realization of unity.

The diversity of political development first appears as diversity over time. That is, in different historical periods, the models of political development differ. This is because the laws of economic life on which political development rests differ from period to period. Lenin stated explicitly:

“What Marx combated was precisely the idea that the laws of economic life are the same for the past and the present.” On the contrary, every historical period has its own laws. Economic life is a phenomenon similar to evolutionary history in other fields of biology.”

Even without considering social and political development in different socioeconomic formations, we can simply observe the course of capitalist development. Political development during the period of free capitalism differs greatly from political development during the period of monopoly capitalism. As the state transitions from the “rear” to the “front stage” of the economic sphere, significant changes occur in capitalist political development. As Lenin pointed out:

“From an economic standpoint, imperialism is the highest stage of capitalism. Production has reached such vast proportions that monopolies have superseded free competition. The political superstructure of this new economy, of monopoly capitalism—imperialism is monopoly capitalism—is the change from democracy to political reaction. Democracy corresponds to free competition.”

Political reaction corresponds to monopoly.” As Rudolf Hilferding rightly remarked in his 1910 book Finance Capital: A Study of the Latest Phase of Capitalist Development

Finance capital strives for domination, not freedom.’”

The differences in politics between these two periods of capitalism are determined by the dominant economic laws of each period. The earlier period was characterized by free competition, while the latter was characterized by monopoly capital. Therefore, the models of political development during these periods are different.

Additionally, the diversity of political development varies across space. In other words, because social, historical, and cultural conditions differ from country to country, the specific paths and methods of political development differ as well. Britain, France, and the United States, for example, all ultimately arrived at capitalist societies, but the routes their bourgeoisies took in revolution and the means they adopted were not identical. The forms of political power established after revolutionary victory were also not identical; each represented a different model. Even during the imperialist period, each country’s political development proceeded according to its own internal logic. Lenin said:

“Trusts and banks, which are equally necessary everywhere under developed capitalism and modern imperialism, take various concrete forms in different countries. As for the political forms of the advanced imperialist countries—America, Britain, France, Germany, and so on—although they are basically similar, their forms are even less alike.”

V. I. Lenin, A Caricature of Marxism and Imperialist Economism, 6. The Other Political Issues Raised and Distorted By P. Kievsky

Finally, the diversity of political development is reflected in the variety of development processes. Political development is a complex undertaking and involves all-round development. However, such comprehensive development usually unfolds through a process. Initially, development is partial and often begins with one aspect of the political sphere. Because social, historical, and cultural factors differ from country to country, the initial domain of political development varies. Some countries begin with political culture, some with institutional change, and some with social transformation. These different starting points give rise to different development processes. In France, for example, the bourgeoisie began with ideology; the Enlightenment paved the way for France’s political struggle. Thus, Engels argued that eighteenth-century France was an example of a philosophical revolution preceding a political revolution. Britain’s revolution, by contrast, began with class conflicts triggered by economic upheaval and the emergence of new classes.

Due to the diversity of political development models, although human society will ultimately move toward communism, the methods and paths chosen by different countries will inevitably differ. Lenin said:

“On the road by which mankind moves from today’s imperialism to tomorrow’s socialist revolution, this diversity is likewise revealed. All nations will arrive at socialism—this is inevitable—but not in exactly the same way. Each nation will have its own distinctive features in one or another form of democracy, one or another type of dictatorship of the proletariat, and the tempo of the socialist transformation of social life. There is nothing more meager in theory or more ridiculous in practice than painting the future in a single light-gray color ‘for the sake of historical materialism’—for at best, this would be no more than the wretched painting of the town of Suzdal.”

V. I. Lenin, A Caricature of Marxism and Imperialist Economism, 6. The Other Political Issues Raised and Distorted By P. Kievsky

Since different countries have transitioned from capitalism to socialism in different ways, the methods by which they develop socialism will also differ. The factors that determine how each country reaches socialism will not be completely eliminated once socialism has been established. These factors include local characteristics, economic structures, lifestyles, historical traditions, customs, habits, the level of political consciousness among the population, and revolutionary experience. These differences will naturally be reflected in socialist revolutions and constructions, thereby determining their diversity.

Theory and practice both suggest that the more diverse development is, the more likely it is to achieve its goals. Fundamentally, this diversity is not pursued for novelty’s sake. Rather, it is grounded in a country’s realities and needs and serves as the basis for its development path. It is also based on objective reality and seeking truth from facts. Lenin strongly approved of this kind of diversity. He said:

“The richer this diversity is—not for novelty’s sake, of course—the more reliably and quickly we will achieve democratic centralism and a socialist economy.”

V. I. Lenin 1918, Original Version of the Article “The Immediate Tasks of the Soviet Government”

At its root, the diversity of real development requires that, when promoting socialist construction and development, people closely integrate the basic theories of Marxism with their own country’s concrete conditions and follow a path suited to their national circumstances. Only then can the expected goals of socialist construction be reached in each country. Therefore, Lenin said:

“The task of communists is to apply the basic principles of communism to the specific features of class and party relations, as well as the specific features of objective development toward communism. These features differ from country to country, so we must study, seek out, and discern them.”

Vladimir Lenin, “Left-Wing” Communism: an Infantile Disorder,“Left-Wing” Communism in Great Britian

Deng Xiaoping proposed that China follow a path of “socialism with Chinese characteristics” precisely because he understood the importance of diverse social and political developments across countries. Deng said:

“Our modernization program must proceed from China’s actual conditions. Whether in revolution or construction, we should pay attention to learning from and drawing on foreign experience. However, blindly copying foreign models has never led to success. We have learned many lessons in this regard. We must integrate the universal truth of Marxism with China’s concrete realities, forge our own path, and build socialism with Chinese characteristics. This is the basic conclusion we have reached after reflecting on our long history.”

Deng Xiaoping, Opening Speech At the Twelfth National Congress of the Communist Party of China, 1982

Deng Xiaoping believed that China’s political system reforms and democratization should be based on China’s national conditions. In 1986, he envisioned a political system reform with three main goals: first, maintaining the vitality of the Party and the state; second, overcoming bureaucratism and increasing efficiency; and third, encouraging the initiative of grassroots units, workers, peasants, and intellectuals. He advocated for the ongoing exploration of China’s political system reform and democratic political development.

Third Section: Political Development Is Both Universal and Particular

I. Political development is a universal phenomenon

When evaluating Marx and Engels’s view of social history, Lenin argued that

they regarded society as a living organism in a state of constant development based on the dialectical method.

Vladimir Ilyich Lenin, What the “Friends of the People” Are and How They Fight the Social-Democrats (A Reply to Articles in Russkoye Bogatstvo Opposing the Marxists)
Part I

This analysis aligns with the thoughts of Marx and Engels themselves. Engels expressed the same idea when analyzing the difference between historical materialism and the mechanical materialism of the eighteenth century. He said:

“Modern materialism regards history as the process of human development, and its task is to discover the laws of motion of this process.”

Frederick Engels, Socialism: Utopian and Scientific, II [Dialectics]

Thus, it is evident that development is a fundamental attribute of social existence in Marxism.

Political life is an integral part of social life. Historical facts demonstrate that social development is the foundation of political development, and that any form of politics develops alongside social development. Just as development is a fundamental attribute of social existence, it is also a fundamental attribute of political existence. In this sense, political development is a universal phenomenon. In any society that still requires politics, the question of how to develop further always arises. Development permeates a society’s entire political history.

The Marxist conception of political development differs greatly from that of modern Western political scientists. In the modern West, the concept of “political development” emerged in response to challenges developing countries face, such as establishing political systems, strengthening political stability, and developing democratic politics. Western scholars therefore believe that developing countries are primarily responsible for political development and that an ideal model should be based on Western political systems.

Clearly, Western scholars view political development as a narrow and limited form of development. This is reflected in two ways. First, they consider Western political systems to be the ideal. They believe that once developing countries reach this goal, their politics will become stable, democratic, and modern. Second, they consider this type of development to be a significant issue only for developing countries. They claim that developed countries do not face this problem. These two points alone reveal the flaws in the modern Western conception of political development.

  • First, it is Western-centric, elevating Western political systems to a universal standard.
  • Second, this conception ignores the unique national and historical characteristics of political development, as well as the diversity of development paths.
  • Third, this conception denies the universal nature of political development — an essential attribute of political existence — and deliberately excludes Western social and political life from the category of development.

These errors are in complete opposition to the fundamental principles of the Marxist conception of political development.

According to Marxist theories of political development, political development is a universal phenomenon and problem that every society’s politics must confront. Due to historical, social, and cultural factors, developing countries typically face more significant and pressing challenges in this regard. However, political development is not solely an issue for developing countries; it is also a problem for developed countries. The history of developed countries demonstrates this. At the same time, Marxist theories of political development maintain that the fundamental principles of political development are universal and shared by all countries. In this sense, the inner laws and fundamental tendencies of development have universal significance.

Nevertheless, Marxism does not conclude that the political development model of any one country or region must have universal meaning and value, serving as a template for all others. On the contrary, the Marxist view of development fully affirms the value and significance of diverse political development models. Facts support the validity of this Marxist perspective on political development. The developmental histories of developing countries demonstrate that the political systems and principles promoted by Western scholars and politicians have not become firmly established. The much-touted “democracy experiments” have either failed or survived only in name; quite a few developing countries remain in persistent turmoil and disorder.

The universality of political development means that Western countries will inevitably face political development problems, too. Socialist countries are no exception; China’s reform experience shows that political development is necessary for them as well. Advanced Western countries’ political systems have already reached a relatively complete and mature stage after several centuries of evolution and development. They meet the four standards that Samuel Huntington proposed based on Western political systems:

  1. Adaptability,
  2. Complexity,
  3. Autonomy, and
  4. Coherence.

However, this does not mean that the system can respond to all changes without changing itself. Earlier analyses of differences in political development across earlier and later capitalist periods show that capitalist political systems develop alongside changes in capitalist economic life. In his book Late Capitalism, Belgian scholar Ernest Mandel [Translator’s note: available online. ] attempts to analyze Western countries using Marxism, arguing that during the period of “late capitalism,” the state inherently tends to bring more sectors of production and reproduction under state-financed conditions. In other words, the more capitalism develops, the more the state’s political structure develops as well. In this sense, Western countries, no less than developing countries, face political development as well.

The universality of political development is determined by the fundamental nature of politics itself. As long as humanity needs politics, political development will be universal and enduring. In other words, regardless of whether a society is consciously aware of it, it cannot ultimately avoid the challenge of political development. Positive political development helps political systems become more complete and mature, enabling society to make greater progress. However, the universality and enduring nature of political development does not mean that every country faces political development problems at all times.

Political development is shaped by the interaction of many factors and forces in social life, with economic and material conditions serving as the decisive force. When existing political forms can accommodate economic development, political development appears relatively balanced or slow because political tasks are not heavy or urgent. Conversely, when real social development falls into a severe crisis and cannot provide the necessary conditions for political development, politics enters a state of non-development. These situations are exceptional and temporary, whether in the former or latter case. The necessary requirements of social development itself will drive them back from the static to the dynamic so that political development re-enters the general current of universal development.

II. The Process of Political Development Does Not Rule Out Particularity

In his summary of the Russian Revolution, Lenin pointed out:

“The general laws of world history do not in the least exclude, but rather presuppose, that individual stages of development may display peculiarities in the form or sequence of that development.”

Vladimir Ilyich Lenin, Our Revolution, (Apropos of N. Sukhanov’s Notes)

Lenin expressed two fundamental ideas here. First, although historical development is constrained by general laws of motion, it also exhibits unity and universality. Yet, at certain stages, it exhibits specificity and diversity. Second, the specificity and diversity that appear in development do not negate the general laws of motion. Rather, they create the conditions for the realization of those laws. Lenin classified developmental particularity into two categories.

The first is particularity in the form of development, which was analyzed in the previous discussion of “the diversity of political development models.”

The other is particularity in the sequence of development. Generally, the particularity of political development sequences stems from the particularity of social development sequences because the specific process and trajectory of political development are determined by social development.

Based on an understanding of the historical development of human society, Marxism posits that humanity will progress through several social formations in sequence: primitive, slave, feudal, capitalist, and communist societies. Socialist society is the initial stage of communist society. Marxism maintains that these five social formations are typical and each has a corresponding political superstructure that will change and develop as the formations succeed one another. However, these social formations are not fixed templates. Their typical character and sequential succession does not preclude the particularity and diversity of concrete development paths. The “particularity of the sequence of development” that Lenin spoke of mainly concerns these social formations and their replacement. In the historical development of human society, the particularity of the sequence is chiefly manifested in two respects.

First, the practical logic of actual development does not align with theoretical logic. Historical development is not usually carried out according to a common will or theoretical design. It is affected by a variety of real-world factors, and its ultimate direction is driven by the force resulting from the combined action of those factors within specific economic relations. Thus, particular countries often do not unfold according to theoretical logic due to various special factors tied to their own circumstances (even though theoretical logic has proven its validity across the overall sweep of historical development). Instead, they unfold according to a practical logic determined by those factors and do not align with the broader trend of world development.

For instance, China’s social-historical development progressed from primitive society to slave society and then to feudal society. However, it did not develop into a typical capitalist society. In fact, due to various historical circumstances, it became a semi-colonial, semi-feudal society. This type of society is a unique blend of feudalism and colonialism that emerged when world history entered the imperialist era. Therefore, fundamentally, it did not break away from the common route of world development. It was the result of the common route’s necessary tendency interacting with the country’s special circumstances. This unique path of development hindered China’s traditional feudal political superstructure from evolving into a more advanced political system.

Second, a kind of “leap” can occur in the historical development of social formations. In other words, some peoples or societies may be able to skip one or several stages of development by relying on certain special conditions and enter directly into a higher stage. Such leaps are often preceded by a leap in political development. First, state power is seized, and then a new society is organized and built in accordance with new social ideals and requirements.

Both the socialist societies established by the Russian October Revolution and China’s socialist revolution display this “leap” character to some extent when viewed in terms of each country’s historical trajectory. This kind of forward leap was achieved by first seizing power and establishing a new political system. When Lenin criticized the mistaken view that

“Russia’s productive forces have not yet developed to a level sufficient to realize socialism,”

Vladimir Ilyich Lenin, Our Revolution, (Apropos of N. Sukhanov’s Notes)

he argued that establishing socialist state power would resolve the issue. He said:

“Since building socialism requires a certain level of culture, why can’t we first use revolutionary means to obtain the preconditions for reaching that level? Then, based on workers’ and peasants’ power and the Soviet system, we can catch up with other countries.”

Vladimir Ilyich Lenin, Our Revolution, (Apropos of N. Sukhanov’s Notes)

In the face of increasingly favorable conditions for a socialist revolution and its implementation, Lenin rejected the rigid model that required Russia to follow the path of Western European capitalist and bourgeois-democratic development.

According to Marxism, the patterns and sequences that emerge during political development are not merely the result of human design or intention. Rather, these patterns arise from two sets of factors: the differences in the objective conditions on which political development depends, and the development’s own complexity.

First, political development itself is an extremely complex system. While ultimately constrained by the laws governing economic motion, political development is brought about by economic motion and many other factors. Engels repeatedly stressed that the historical process unfolds through the interaction of all these factors. Although economic motion is the most important factor, it is not the only factor. Political development is also influenced by social, historical, cultural, psychological, and other factors involving leaders and the masses, as well as natural factors. Political development must adapt to and balance within the broader environment formed by these factors. In different historical periods and under different sociohistorical conditions, the combined force formed by these factors and the direction of that force differ. This can cause political development to display special characteristics during a given process or stage.

Second, the political development of different countries relies on different objective conditions, which is an important reason why political development takes on special characteristics in some countries. Marx pointed out:

“The same economic basis—the same from the standpoint of its main conditions—can, owing to innumerable different empirical circumstances, natural environments, racial relations, external historical influences, and so on, show infinite variations and gradations in appearance, which can be ascertained only by analyzing the empirically given circumstances.”

Capital Vol. III Part VI, Transformation of Surplus-Profit into Ground-Rent, Chapter 47. Genesis of Capitalist Ground-Rent, I. Introductory Remarks

These variations occur when the same economic basis operates under each country’s unique historical, social, and cultural circumstances. During the same historical period and on the same economic basis, these variations directly determine that the political development of different countries will exhibit distinct characteristics. Of course, these special forms of political development do not cause development itself to deviate from the general trajectory of world political development during that period.

In summary, political development is a universal task that all countries must confront, and it unfolds according to the general laws of historical development. However, differences in social, historical, and cultural factors mean that political development often proceeds through particular forms and processes in different countries. These particular forms and processes fully display each country’s national character and historical continuity. Thus, while Marxism holds that political development is an important component of social development and is constrained by a unified set of laws that unfold along the necessary tendency of historical development, it does not assume that political development follows a fixed model or course in all countries. Rather, Marxism emphasizes that each country’s political development should be based on its historical and real conditions. Because the concrete processes of political development in different countries influence and constrain one another, Marxism holds that the direction and mainstream of political development in each historical period are revealed amid the diversity and differences of political development across countries.

Section Four: Political Development: Necessity and Contingency

I. In development, necessity is dominant

Political development has its own internal laws and unfolds within the confines of those laws. However, every society’s political development is brought about through the interaction of multiple factors, including social, historical, cultural, psychological, and natural factors, among others. Therefore, any instance of political development embodies the dialectical unity between necessity and contingency.

The necessity of political development refers to its unshakable, law-governed tendency. This tendency makes political development an unavoidable process under certain conditions. Conversely, the contingency of political development refers to wavering or deviations within the necessary process—an indeterminate tendency in which development could occur in various ways. Marxism holds that each political development contains both necessity and contingency, which coexist in a dialectically unified relationship. In political development, necessity occupies the leading and governing position, and contingency supplements and expresses necessity. Therefore, necessity plays a decisive role in political development.

The inevitability of political development is the outward expression of the internal laws that govern it. From a Marxist perspective, all social movements are natural-historical processes that obey specific laws. These laws are objective and do not change with human will. Thus, when these laws act upon social movements and determine social development, the inevitable movement and development are their external forms of expression. This means that, despite the presence of many accidental factors, the laws will still make themselves evident through the inevitability of development. As Engels put it:

“The more a social activity or series of social processes becomes too powerful for conscious control, grows beyond people’s control, and appears to be a matter of pure chance, the more surely the laws peculiar to it assert themselves as if by natural necessity.”

Frederick Engels, Origins of the Family, Private Property, and the State, IX. Barbarism and Civilization

Throughout human history, as societies become more developed politically and socially, laws take effect and people’s actions become less important. Under these conditions, the resulting development becomes even more historically inevitable.

Politics is the concentrated expression of economics. Political development is determined by economic development and advances alongside it. This is the fundamental principle of political development. Thus, the inevitability of political development is ultimately the inevitability of economic development. In other words, political development must move in the same direction as economic development. Engels said:

“The further the field moves away from economics and approaches pure abstract thought, the more chance will dominate its development and the more crooked its curve will appear. However, if you draw the average axis of the curve, you will find that the longer the period considered and the wider the field examined, the more parallel this axis will be to the axis of economic development.”

Marx-Engels Correspondence 1894, Engels to Borgius, London, January 25, 1894

While it is difficult to draw a central axis in the trajectory of ideological development, it is relatively easy to do so in the tortuous course of political development. Once that axis is identified, the basic principle of political development becomes apparent: inevitability occupies the dominant, governing position and guides the entire process.

Political development depends on economic development. This means that political development will be incomplete or temporary until it obtains the corresponding material foundation in economic development. In other words, sufficient material forces are needed to propel inevitability to its fullest potential. Marx said:

“As long as the material conditions necessary for the abolition of the bourgeois mode of production have not been created in the course of history, the proletariat’s victory over the bourgeoisie will only be temporary and in service to the bourgeois revolution itself, as in 1794.”

Karl Marx in the Deutsche-Brüsseler Zeitung, Moralising Criticism and Critical Morality [133], A Contribution to German Cultural History, Contra Karl Heinzen

Accordingly, the inevitability of political development is not the same as actuality. To transform the dominant inevitability into a concrete, real movement requires the driving force of economic motion and the necessary material foundation formed by it.

In political development, the dominant necessity is mainly manifested in three forms:

(1) The necessity of development itself. In social life, development is an essential attribute of politics. There is no such thing as politics that never develop. This means that development is inevitable for politics, while non-development is only temporary. Marx said:

“When the material conditions of a society’s existence develop to the point where they urgently require a change in it s official political forms, the entire political physiognomy of the old regime changes.”

Karl Marx in the Deutsche-Brüsseler Zeitung, Moralising Criticism and Critical Morality [133], A Contribution to German Cultural History
Contra Karl Heinzen

(2) The necessity of the operation of laws. At any time and under any conditions, political development is inevitably governed by its own internal laws. No matter how large the human factor may be, every stage of development is fundamentally the result of these internal laws at work. As Engels said,

“In the realm of social history, those who act are conscious people who act after deliberation or out of passion and pursue some purpose. Nothing happens without conscious intention or an intended aim.”

However, this “cannot in the least alter the fact that the course of history is governed by inner general laws.”

Frederick Engels, Ludwig Feuerbach and the End of Classical German Philosophy

(3) The necessity of development direction. Throughout history, the ultimate direction of political development has never been set by human design. Rather, it has been determined by the laws that govern social movement development. Therefore, this direction is necessary from the beginning of political development. As Mao Zedong said,

“This is a law of history, an inevitable and irresistible trend; no force can reverse it.”

Selected Works of Mao Tse-tung, ON COALITION GOVERNMENT, April 24, 1945

On the other hand, when viewed across the entire course of human history, political development has always progressed in steps under the guidance of necessary historical trends. According to Marxism, the necessary direction of social and political development in all countries is socialism and communism.

Political development does not exist in isolation from the process of its realization. Once political development accumulates sufficient strength and a qualitative leap becomes possible, its necessity expresses itself through a series of contingencies, carving out a path in the process. According to Marxism, contingency supplements and expresses necessity, and there is no necessity divorced from contingency.

Mao Zedong said:

“What makes a thing so is necessity, and the form in which this necessity manifests itself is contingency. Every form in which necessity manifests itself is contingency, and necessity manifests itself through contingency. Therefore, ‘Without this particular cause, the Wuchang Uprising would certainly not have occurred on October 10,’ is correct. However, the necessity of the 1911 Revolution (the major cause) was bound to erupt through another contingency (the minor cause) and be carried through to completion through countless contingencies (the minor causes)—perhaps becoming the Hanyang Uprising on October 11 or an uprising in another place, on another day, in another month. ‘If it does not break out at the most appropriate moment, it will not necessarily become a prairie fire’ is correct, but it was also bound to break out at another most appropriate moment and become a prairie fire.”

Mao Zedong 1939 letter to Chen Boda. Translated in 1939: Reading the Classics with Chairman Mao — Letter to Chen Boda on “Mozi’s Philosophical Thought”

Mao’s analysis of the relationship between necessity and contingency in the 1911 Revolution shows that no matter the nature, content, or form of political development, there is no development that appears as pure necessity without passing through contingency.

II. Contingency’s Dual Role in Development

Political development has both a necessary and a contingent aspect. Contingency is indispensable to political development as a supplement to necessity and as the form in which necessity appears. Although it is not the decisive factor, contingency can still exert a significant influence on political development. Marx said:

“On the other hand, if ‘accidents’ played no part whatsoever, world history would have a very mystical character.”

Marx-Engels Correspondence 1871, Marx to Ludwig Kugelmann In Hanover, [London] April 17, 1871

According to Marx, contingency has a twofold effect on socio-political development. First, it can speed things up. Second, it can slow them down. As he put it:

“The acceleration and retardation of developments depend greatly on such ‘accidents,’ including the ‘accident’ of the character of the individuals who first lead the movement.”

Marx-Engels Correspondence 1871, Marx to Ludwig Kugelmann In Hanover, [London] April 17, 1871

Contingent circumstances in political development are limitless and may affect development at any moment.

Judging from the theoretical logic of political development and historical facts, contingent factors tend to have a relatively greater impact on political development when it is still in the stage of quantitative accumulation—when it has not yet formed a powerful momentum or realized its necessity due to a lack of corresponding material conditions. This is evident in Engels’s analysis of Germany’s social and political situation in 1892. Engels said that, in Germany,

“capitalist society has not yet taken control of the state in form; it has had to let the hereditary monarch, the bureaucrats, and the Junker landlord class rule, contenting itself with the fact that its own interests are ultimately decisive.”

He added that

“Germany today is wavering between two tendencies. On the one hand, all official and propertied social strata are forming an alliance against the proletariat. Ultimately, this tendency will lead to the formation of a ‘reactionary gang,’ which will gain the upper hand under conditions of peaceful development. On the other hand, there is a tendency to repeatedly put old, unresolved conflicts back on the agenda out of cowardice. These conflicts are between a monarchy that preserves remnants of absolutism, the landed aristocracy, and a bureaucracy that imagines itself above all parties, and an industrial bourgeoisie whose material interests are harmed daily by these moribund factors.”

Marx Engels Correspondence 1892, Friedrich Engels to August Bebel In Berlin

Engels concluded that the tendency that gains the upper hand at a given moment depends on personal, local, and other such circumstances. Situations in which such factors determine the overall course of development are temporary. Ultimately, they will be overcome by the necessity inherent in development itself. As the factors of necessity increase, the significance of contingency naturally declines.

Contingency plays a twofold role in political development. First, it can accelerate events. This accelerating effect can be crucial for political development at a given stage. However, when viewed across the entire course of development, it is auxiliary, not decisive. In other words, no matter how many contingent factors appear, they cannot produce a decisive acceleration of political development unless the necessary objective and subjective conditions are in place.

Consider France, for example. Without the English Revolution of the seventeenth century serving as a rehearsal, the American Revolution ushering in a new era in which the bourgeoisie triumphed in the eighteenth century, the efforts of Enlightenment thinkers broadening French minds, the vanguard of a philosophical revolution, and the growth and strengthening of the French bourgeoisie alongside the comprehensive crisis of feudal rule, certain contingent economic factors, such as grain shortages, would not have become the main driving force behind the people of Paris storming the Bastille. Likewise, the fall of the Bastille would not have immediately unleashed the most thorough and profound bourgeois revolution in French history. Nor would the “miracle” have occurred whereby the French people overcame all feudal obligations in a single day, just three weeks after taking the Bastille.

Throughout world history, many social and political revolutions have likewise been propelled by such contingent factors. When analyzing the class struggles in France from 1848 to 1850, Marx noted that two significant economic events accelerated the outbreak of European revolutions.

“The potato blight and crop failures of 1845 and 1846 increased the general unrest among the people. The famine of 1847 sparked bloody conflicts in France and the rest of Europe. The second significant economic event that hastened the outbreak of revolution was a general commercial and industrial crisis in England. The aftereffects of this crisis on the continent had not yet run their course when the February Revolution broke out.” ”

Karl Marx, The Class Struggles in France, 1848-1850

However, Marxism reminds us not to treat these contingent factors as the sole cause of the movement or revolution. Rather, they merely accelerate it, like a fuse on a cannon already packed with powder and aimed at its target. Nevertheless, since these factors clear the path for the ultimate realization of necessity, they can play a pivotal role in the movement and its development.

According to Marx, contingent factors that can accelerate or slow socio-political development include “accidents,” such as the characteristics of individuals who are at the forefront of a movement from the beginning. Experience shows that individuals can play a decisive role in accelerating political development. Engels believed that Marx’s presence had precisely this kind of significance for social history. When discussing how necessity often clears a path through contingencies, Engels used Marx’s discovery of the materialist conception of history as an example. Engels wrote,

“While Marx discovered the materialist conception of history, Thierry, Mignet, Guizot, and all the English historians up to 1850 are proof that it was striven for. The discovery of the same conception by Morgan proves that the time was ripe for it and that it indeed had to be discovered.”

Marx-Engels Correspondence 1894, Engels to Borgius, London, January 25, 1894

In other words: In one sense, Marx’s discovery of historical materialism was a historical accident because, by that point in history, others would have made the discovery if Marx had not. The discovery was necessary, but who made it was contingent. Yet the fact that Marx was the one to discover historical materialism had a profound impact on proletarian revolution worldwide and on the development of world history itself. When Marx died, Engels offered this appraisal of him:

“Whatever we are, we are through him, and whatever the movement of today is, it is through his theoretical and practical work. Without him, we would still be stuck in the mire of confusion.”

Wilhelm Liebknecht, Karl Marx: Biographical Memoirs

Marx’s case clearly shows that a person’s place in history and society is not predetermined. However, their presence can greatly advance socio-political development.

Of course, individuals who appear in history can also hinder development. In nineteenth-century France, for example, Bonaparte—the most insignificant figure in the world—pushed France back into an era of wearing Napoleon’s uniform after staging a parody of the Eighteenth Brumaire that was ridiculous beyond belief. From that point forward, French history entered an extremely farcical stage.

Contingent factors play a dual role in development; they can promote or impede progress. During social and political development, the emergence of a chance circumstance can impede progress, influence the direction of development, or alter it entirely. In the former case, development slows down or stops. In the latter case, development takes a more circuitous route, delaying the time needed to achieve its goals.

Many factors emerge during political development that are difficult to predict. However, advancing political development hinges on knowing how to grasp, assess, and respond to the effects produced by these factors.

  • First, one should probe the necessity reflected by all kinds of contingencies, whether positive or negative, and thus accurately judge the timing, conditions, and problems facing political development. This ensures that political development does not miss emerging opportunities and that problems arising in political development are promptly resolved at their first appearance, thus ensuring the smooth progress of political development.
  • Second, one should leverage the propelling effect of contingent factors to accelerate the realization of political development’s internal necessity. At the same time, one should work to eliminate the effects of negative contingent factors, adopting corresponding remedial measures to advance political development as much as possible.

Section Five: Political Development as a Conscious Political Activity

I. The laws of political development are objective

Political development is an essential part of overall social development. Any form of political development emerges through people’s active participation and collaborative efforts. When promoting political development, people have conscious intentions and anticipated goals. They hope that political development will unfold according to their plans so they can achieve their desired outcomes. Thus, it may seem that social and political development is entirely the result of people’s subjective will and efforts, and not lawful or necessary. However, this is not the case. Marxism holds that political development unfolds with people’s participation and is influenced by their consciousness and goal-seeking. Nevertheless, it follows objective laws independent of human will.

Examining the histories of countries around the world reveals that the political development of any country at any given time reflects the interests of particular social classes, political groups, and individuals. For instance, the establishment and development of American federalism are connected to the federalism promoted by the Federalists, led by figures such as Madison and Hamilton. The French Revolution’s radical transformation and relentless struggle to establish a bourgeois democratic republic are linked to Enlightenment thinkers, particularly the radical ideas of Rousseau. Nevertheless, political development is not solely determined by those who participate in or guide it.

Those who participate in or guide political development do so first as social beings, not as subjects of consciousness. As such, people participate in and influence political development under the influence of the laws of social development. Therefore, they merely function as one element in the developmental process. No matter how much they may fantasize, they cannot become “legislators” who stand outside the process and determine political development. This is just as Marx said.

“The development of the economic formation of society is a process of natural history. In the social sense, a person is the product of these relations, however much he may subjectively raise himself above them.”

Karl Marx, Capital Volume One, 1867, Preface to the First German Edition

Therefore, when Engels evaluated eighteenth-century thinkers, he acknowledged their greatness and tremendous influence. However, he also noted that “they could not transcend the limitations imposed by their era.” This was not only true of eighteenth-century thinkers, but also of thinkers before and after them.

Human participation and guidance can significantly impact the process of political development. However, its impact is insufficient to alter the underlying laws and overall trajectory of political development. According to Marxism, political development, like social development, has an inherent trend that emerges from fundamental forces and is not subject to individual will. Engels made this point particularly well when he spoke about how the history people create does not bend to their will.

The eventual outcome always emerges from the clash of many individual wills, and each of those wills, in turn, is made what it is by many particular conditions of life. In this way there are countless forces crossing and interweaving, countless “parallelograms of forces,” and from all this a single overall result is produced—the historical event. This result can itself be viewed as the product of a power that, taken as a whole, works unconsciously and without intending to do so. For any one person’s desire is checked by another’s, and in the end what comes about is something no one had wished for. Thus past history always proceeds in the manner of a natural process, and in substance it is governed by the same laws of motion.

But although the will of each individual—each of whom wants what his constitution and the external circumstances (ultimately economic ones, whether personal or generally social) lead him to want—does not achieve its own aim, and although these wills merge into a general average, into an overall resultant force, it does not follow in the slightest that they amount to zero. On the contrary, each will contributes to the resultant, and is therefore included within it.

Marx-Engels Correspondence 1890, Engels to J. Bloch In Königsberg, London, September 21, 1890

Human beings differ from animals in that they consciously create their own history. In that sense, the process of human social development is a process of conscious human activity. This activity does not discard or alter the objective laws of social development. Rather, it is expressed through people’s understanding and application of these laws. The history of social development shows that these laws are objective yet not unknowable or beyond human control. Historical materialism affirms the objective nature of these laws to provide a solid and reliable foundation for people’s conscious actions and to establish a scientific basis for maximizing human initiative and agency in social development.

Similarly, socio-political development is a process of conscious activity. This is determined not only by the fact that human beings create history but also by the intrinsic relationship between human beings and political life. Over two thousand years ago, the renowned ancient Greek philosopher Aristotle proposed the significant idea that “man is by nature a political animal,” arguing that anyone who does not participate in the political life of the city-state is either a beast or a god. Marx affirmed and further developed Aristotle’s proposition.

“Man is, in the most literal sense, a political animal—not merely a gregarious animal, but an animal that can become an individual only in the midst of society.”

Karl Marx, Introduction, Late August – Mid-September 1857

Production, Consumption, Distribution, Exchange (Circulation)
(1) PRODUCTION
Independent Individuals. Eighteenth-century Ideas

Clearly, for Marx, man is a political animal not only in terms of human essence, but also in terms of human social existence. Therefore, in the course of social-historical development, the relationship between human beings and socio-political life is extremely close. Human development is directly connected to the development of socio-political life. This means that, although political development has its own internal, objective laws that are independent of human will, people’s conscious activity propels its actual movement.

Examining the history of human social development reveals that people’s conscious activity in political development manifests in three primary forms:

(1) Participating in political development. A human being is the sum of all social relations—not only a social being, but also a political being. Therefore, whether people want it or not, most people participate in political life or are affected by it. In their interaction with political life, people inevitably bring their wishes, demands, and goals into that life, hoping to realize them through political activity. The continual aggregation, exchange, and impact of these wishes, demands, and goals pushes political development forward, sometimes intentionally and sometimes unintentionally. In class societies, as participation takes the form of class participation, the principal aim is to obtain political power. The struggles various classes wage for political power determine how political power is allocated and, in turn, the changes in political forms that follow from that allocation.

(2) Studying political rule. Marxism holds that ever since society split into classes and the state arose on that basis, the ruling class has explored—both in practice and in theory—how to realize political domination effectively. In the West, Aristotle’s theory of constitutions; Augustine’s and Aquinas’s theological political doctrines; Bodin’s theory of sovereignty; Machiavelli’s doctrine of princely power; the natural-law theories, social-contract doctrines, and theories of the separation of powers of Hobbes, Locke, Rousseau, Montesquieu, and others; and modern liberal political theory represented by J. S. Mill not only summarized the political development of Western societies in various periods, but also provided theoretical foundations for political development in new periods.

In China, the Confucian theory of “cultivate the self, regulate the family, govern the state, and bring peace to all under heaven” supplied important guiding principles for the political development of China’s more than two thousand years of feudal society.

(3) Transforming political forms. Marx repeatedly pointed out:

“With the change of the economic foundation, the entire immense superstructure is more or less rapidly transformed.”

Karl Marx 1859
A Contribution to the Critique of Political Economy, Preface

Transformation is inevitable, but whether it proceeds faster or slower, it still requires the impetus of people’s conscious activity. In class societies, this mainly appears as the conscious drive of the class seeking to win rule. In his conversation with the British writer H. G. Wells, Stalin repeatedly emphasized:

“The process by which one social system is replaced by another is not regarded by Communists as a simply spontaneous and peaceful process, but as a complicated, long, and violent process.”

J. V. Stalin, MARXISM VERSUS LIBERALISM AN INTERVIEW WITH H.G. WELLS
23 July 1934

In that process, the new class must wage a ruthless struggle against the old class to seize political power and remake or destroy the old political forms, thereby driving political development forward.

According to Marxism, people’s active and effective conscious activity in political development is grounded in a deep understanding and comprehensive grasp of the internal laws of political development. Conscious activity based on these laws has two meanings:

(1) It enables the forces that propel political development to operate as much as possible in the desired direction. Engels said:

“Active social forces work exactly like natural forces: blindly, forcibly, destructively, so long as we do not understand, and reckon with, them. But, when once we understand them, when once we grasp their action, their direction, their effects, it depends only upon ourselves to subject them more and more to our own will, and, by means of them, to reach our own ends.”

Frederick Engels, Socialism: Utopian and Scientific, III [Historical Materialism]

(2) It allows political development to proceed smoothly and helps avoid unnecessary detours. Once people understand the laws of motion, they can participate in and promote political development in a way that is consistent with those laws. This ensures that positive forces with beneficial effects occupy the dominant position in the “resultant force” driving political development. Under these conditions, political development can progress rapidly. Marx noted in Capital:

“A society can no more leap over the natural phases of its development than it can remove them by decree. But it can shorten and lessen the birth-pangs.”

Karl Marx, Capital Volume One, 1867, Preface to the First German Edition

Political development is an extremely complex systems project. To promote political development, people must understand and grasp its laws from multiple angles. This involves exploring the laws’ specific content, modes of operation, and movement trends at different levels and from different perspectives. The main things people must grasp in advancing political development include:

(1) The social foundations of political development, especially its economic foundation. Political development is determined and driven by economic development. The level and prospects of economic development directly determine the preconditions and potential of political development. The economic foundation involves two main aspects: first, material and technological capabilities, and second, the economic system. The former indirectly affects political development, while the latter directly affects it. Advances in material and technological capabilities change patterns of economic life and the economic system, triggering changes in the political system. Additionally, material and technological capabilities determine the overall scale and scope of political development because their strength directly affects society’s capacity to absorb and sustain political development.

(2) Interest relationships among classes, strata, and groups in political development. Political development belongs to the superstructure, and its fundamental driving force is economic movement. However, as political development unfolds, it becomes directly connected to conflicts, struggles, bargaining, and transactions among social classes, strata, and groups representing different economic interests in the political arena. Thus, Marxism holds that economic interests determine political and legal institutions. The resulting force formed through the conflict, offsetting, convergence, and supplementation of different classes’, strata’, and groups’ interests in the political sphere directly determines the direction, process, and methods of political development. Therefore, clearly recognizing and grasping the interest relationships among classes, strata, and groups within political development also helps one recognize the main forces and trends of political development. This allows one to determine the strategies and measures that should be adopted to further political development.

(3) The historical and cultural background of political development. According to Marxism, all social development unfolds based on certain historical premises and the social conditions specified by those premises. Political development is no exception. Therefore, when choosing the path and goals of political development, one must take into account the historical background, cultural atmosphere, social psychology, and national temperament that shape it. If one ignores these historical and cultural factors and relies entirely on subjective desires and imagination to determine the path and goals of political development, no matter how much effort is expended, the final outcome will be worthless and end in painful circumstances. The eighteenth-century Enlightenment thinker Montesquieu offered a comprehensive analysis and discussion of this point. The three aforementioned aspects operate together to determine political development. Therefore, to grasp the specific laws of political development, one must make concrete analyses of the various factors and their potential effects and also grasp the overall relationships among these three factors and how they shape political development.

III. Political development must correspond to social development

Marxism holds that political development has relative independence and does not necessarily proceed in step with the development of the social-economic foundation: it may run ahead of economic development, or it may lag behind it. For the overall development of society as a whole, the spatial and formal distance between political development and socio-economic development is not the essence of the problem. The essence lies in whether the overall direction of political development is consistent with the direction of social development, and whether a healthy, mutually reinforcing cycle of interaction can form between political development and socio-economic development. This is the question of whether political development should correspond to social development.

Political development is a process in which people consciously participate, guide, and propel changes in political life. Therefore, the compatibility of political and social development largely depends on how human initiative is applied to political development.

The relationship between political and social development is reflected in two main respects.

(1) Political development should actively and proactively advance alongside social development and, above all, correspond to socioeconomic development, the core of social development. The main objective of this development is to ensure that political power continually

“works in the sense and direction of natural economic development.”

Frederick Engels 1877, Anti-Dühring
Part II: Political Economy, IV. Theory of Force, (Conclusion)

In this way, no conflict arises between the two, and economic development accelerates. Thus, political development can form a healthy, mutually reinforcing relationship with economic development, promoting social progress and development. For various reasons, the political superstructure often lags behind the development of the economic base. This necessitates actively pushing political development forward so that it can adapt to changes in socioeconomic life.

(2) Socioeconomic development can create opportunities for political development and establish the conditions under which certain trends emerge. Under these conditions, due to people’s conscious and creative activity, political development can outpace socio-economic development in some respects. However, when people push a trend-forming political development too hard, it may swing to the other extreme, charging blindly toward an ideal while forgetting the foundation and real possibilities provided by actual social and economic development. History shows that this kind of excessively “ahead-of-its-time” political development can cause political and economic development to diverge, eliminating the possibility of healthy interaction between the two. In such circumstances, political development fails to open new spaces and possibilities for socioeconomic development. Instead, it can throw economic development into disorder and lead it onto a mistaken path. Thus, when promoting political development, conscious initiative and creativity must not be based on subjective fantasies or impulsive passion. Rather, it must be based on the fundamental laws of motion and developmental tendencies of both the economy and politics. Only then can political and economic development form a mutually reinforcing relationship.

The above analysis shows that political development must adapt to social development. This means political development should be active and proactive, as well as controlled. In other words, rational and effective political development requires that the character and direction of development be consistent with the overall trend of social development and that there be a rational process and appropriate scale. The rationality of the process and scale depends on the economic conditions of real social life and on people’s understanding of those conditions when promoting political development.

The Chinese Communist Party’s goal was to establish and develop socialism in China. In 1939, when Mao Zedong considered how to achieve this goal, he did not treat it as an abstract concept or as something for which an abstract plan could be devised. Instead, he closely linked the realization of this goal with China’s specific national conditions. This formed a rational process for achieving the goal and defined the level each stage needed to reach. Mao emphasized that the objectives, tasks, motivating factors, and process of the Chinese revolution were all rooted in China’s social nature, or its specific national conditions. Based on his deep analysis of these conditions, Mao believed that the Chinese revolution should proceed in two stages. First, a bourgeois-democratic revolution would transform China’s colonial, semi-colonial, and semi-feudal social status. After this revolution’s victory, a socialist revolution would immediately follow. Mao said:

“To complete the bourgeois-democratic revolution in China (the new-democratic revolution) and, when all the necessary conditions are present, be prepared to transform it into the stage of socialist revolution—this is the entire glorious and great revolutionary task of the Chinese Communist Party.” He emphasized that these two revolutions are connected yet distinct: “The democratic revolution is the necessary preparation for the socialist revolution, and the socialist revolution is the inevitable trend of the democratic revolution. The ultimate goal of communists is to strive for the realization of a socialist and communist society. Only by recognizing the difference between the democratic and socialist revolutions, and at the same time recognizing their connection, can one correctly lead the Chinese revolution.”

Modern Chinese history has demonstrated the accuracy of Mao’s analysis and judgment of the revolutionary process based on China’s national conditions. China’s revolutionary experience shows that achieving the ultimate goal of political development requires a rational process. The stages and the level of development that each stage should reach must be determined entirely on the basis of a society’s specific national conditions.

The adaptation of political development to social development is comprehensive. It must adapt to a society’s changing socioeconomic life and history, cultural traditions, national spirit, and social psychology. These factors form the background of social development. Just as a society’s economic development determines the nature, tasks, driving forces, and process of political development, these background factors shape the concrete methods, pathways, and value principles by which political development is chosen and defined.

According to the Marxist view, people do not make their own history however they please; rather, they make it under conditions pre-established by historical factors.

Engels said:

“We make our own history, but in the first place, under very specific conditions and circumstances. Among these, the economic conditions are ultimately decisive. However, the political conditions and traditions in people’s minds also play a role, albeit not the most significant one.”

Marx-Engels Correspondence 1890, Engels to J. Bloch In Königsberg, London, September 21, 1890

Regarding political development, Engels’s point is that any political development unfolds within specific premises and conditions. These premises and conditions include economic, historical, and cultural factors. In this sense, the political development of any society cannot abandon its historical and cultural background entirely. Rather, it should be compatible with that background. The purpose of compatibility is to develop better. Since these historical and cultural factors develop alongside society, this kind of compatibility must be creative. History has shown that political development that disregards historicity and national particularity will ultimately fall into crisis and collapse because such development cannot be fully accepted or aligned with a society’s prevailing spirit.


第十三章社会发展促进政治发展

                政治发展,是各国各社会在历史发展的每一时期都要面临的重要任务。作为社会发展的重要组成部分,政治发展是由社会发展推动和决定的,因而,任何社会的政治最终都将随社会的发展而发展。政治发展有其内在的规律,在不同国家或不同历史时期,这种内在规律将通过不同的形式表现出来,从而使世界的政治发展呈现统一性与多样性的统一,普遍性与特殊性的统一,必然性与偶然性的统一。确立在历史唯物主义基础上的马克思主义政治发展观,不仅全面、系统地揭示了政治发展的内在规律和运动形式,而且从整个人类发展的必然趋势把握了政治发展的最高理想:实现人类的彻底解放——共产主义。

第一节政治发展依照其内在规律

                一、经济发展决定政治发展

                恩格斯认为,黑格尔的巨大功绩在于他第一次把整个自然的、历史的和精神的世界描写为一个过程,即把它描写为处在不断的运动、变化、转变和发展中,并企图揭示这种运动和发展的内在联系。黑格尔的这一贡献,给马克思以极大的启示,并为马克思创立历史唯物主义奠定了基础。但马克思的历史唯物主义比黑格尔的理论更进了一步,他在把历史看作是人类的发展过程的同时,还成功地揭示和展现了这个过程的运动规律。在马克思主义的理论体系中,人类社会的发展问题占有十分重要的地位。马克思说得很清楚:“人们在自己生活的社会生产中发生一定的、必然的、不以他们的意志为转移的关系,即同他们的物质生产力的一定发展阶段相适合的生产关系。这些生产关系的总和构成社会的经济结构,即有法律和政治的上层建筑竖立其上并有一定的社会意识形态与之相适应的现实基础。物质生活的生产方式制约着整个社会生活、政治生活和精神生活的过程。”这三者的内在关系表明:政治上层建筑的发展过程,是受物质生活的生产方式,即经济的发展制约和决定的。在马克思的政治理论中,有“政治发展”的提法,但没有把政治发展作为独立的研究领域。尽管如此,马克思在探究社会这一活的机体发展规律时,还是全面、科学地揭示了作为活的机体重要组成部分的政治的发展及其运动规律。

                社会结构和政治结构都是从人们的生产和生活过程中产生的。在马克思主义看来,任何人类历史的第一个前提无疑是有生命的个人的存在。要存在,就要进行生产。个人存在的状况,取决于他们进行生产的物质条件。这也就意味着:有什么样的物质生产条件,人就有什么样的生活方式和交往方式。据此,马克思和恩格斯在《德意志意识形态》一书中,认真考察了前资本主义社会由分工所引起的三种所有制形式:部落所有制形式;古代公社所有制和国家所有制;封建的或等级的所有制。在考察中发现,不同的所有制下的社会结构和政治结构都是不同的,而且随所有制的变化而变化。于是,马克思和恩格斯得出结论:“由此可见,事情是这样的:以一定的方式进行生产活动的一定的个人,发生一定的社会关系和政治关系。经验的观察在任何情况下都应当根据经验来揭示社会结构和政治结构同生产的联系,而不应当带有任何神秘和思辨的色彩。社会结构和国家经常是从一定个人的生活过程中产生的。”

                马克思和恩格斯之所以这么关注所有制,其原因在于所有制是生产关系的总和。而生产关系与生产力之间的互动,是人类社

                马克思主义一向把社会看作是发展着的活的机体。该机体由三大体系构成:经济基础、政治上层建筑和意识形态。社会就在这三者有机的结合和运动中形成与发展。对这三者间的内在联系马克思说得很清楚:“人们在自己生活的社会生产中发生一定的、必然的、不以他们的意志为转移的关系,即同他们的物质生产力的一定发展阶段相适合的生产关系。这些生产关系的总和构成社会的经济结构,即有法律和政治的上层建筑竖立其上并有一定的社会意识形态与之相适应的现实基础。物质生活的生产方式制约着整个社会生活、政治生活和精神生活的过程。”这三者的内在关系表明:政治上层建筑的发展过程,是受物质生活的生产方式,即经济的发展制约和决定的。在马克思的政治理论中,有“政治发展”的提法,但没有把政治发展作为独立的研究领域。尽管如此,马克思在探究社会这一活的机体发展规律时,还是全面、科学地揭示了作为活的机体重要组成部分的政治的发展及其运动规律。

                社会结构和政治结构都是从人们的生产和生活过程中产生的。在马克思主义看来,任何人类历史的第一个前提无疑是有生命的个人的存在。要存在,就要进行生产。个人存在的状况,取决于他们进行生产的物质条件。这也就意味着:有什么样的物质生产条件,人就有什么样的生活方式和交往方式。据此,马克思和恩格斯在《德意志意识形态》一书中,认真考察了前资本主义社会由分工所引起的三种所有制形式:部落所有制形式;古代公社所有制和国家所有制;封建的或等级的所有制。在考察中发现,不同的所有制下的社会结构和政治结构都是不同的,而且随所有制的变化而变化。于是,马克思和恩格斯得出结论:“由此可见,事情是这样的:以一定的方式进行生产活动的一定的个人,发生一定的社会关系和政治关系。经验的观察在任何情况下都应当根据经验来揭示社会结构和政治结构同生产的联系,而不应当带有任何神秘和思辨的色彩。社会结构和国家经常是从一定个人的生活过程中产生的。”

                马克思和恩格斯之所以这么关注所有制,其原因在于所有制是生产关系的总和。而生产关系与生产力之间的互动,是人类社会历史发展的基础。在马克思主义者看来,生产力不仅是生产中最活跃、最革命的因素,而且是生产发展的决定性因素,它是在不断地发展过程中的。马克思指出;“生产方式和生产资料总在不断变更,不断革命化;分工必然要引起更进一步的分工;机器的采用必然要引起机器的更广泛的采用;大规模的生产必然要引起更大规模的生产。”生产力的发展决定生产关系,一定的生产力必须有一定的生产关系和它相适应。因此,当生产力发展突破旧的生产关系所能容纳的限度时,发展着的生产力就要求改变旧的生产关系,确立新的生产关系。新确立的生产关系将反过来为生产力的更大规模发展提供更新的可能。生产力就是在这种与生产关系的交互作用中推动人类历史运动和发展的

                人是一切社会关系的总和,人们所进行的物质生产都是社会生产,因此,在这种生产中所结成的生产关系,就是社会关系;在阶级社会,这种社会关系必然要反映为阶级关系,从而决定社会结构和政治结构。这就意味着,当生产力的发展要求生产关系发生变化时,整个社会结构和政治结构也必然要发生变化;由于生产力是一种不断向前的发展力量,所以政治发展和社会发展一样也将是一个必然的趋势。在这发展过程中,反映一定生产力发展的所有制形式的变化,对政治发展将产生直接的决定性影响。具体而言,经济发展决定政治发展,包含以下三方面的含义。

                第一,政治变革与发展的终极原因是经济条件的变化。恩格斯在《共产党宣言》的序言中指出:“每一历史时代主要的经济生产方式与交换方式以及必然由此产生的社会结构,是该时代政治的和精神的历史所赖以确立的基础,并且只有从这一基础出发,这一历史才能得到说明···”这表明在分析政治变革与发展时,不能把政治变革与发展看作孤立的东西,并在政治本身寻找政治变革与发展的原因或动力。政治是经济的集中表现,政治生活领域的各种冲突与变化,实际上都是经济领域的冲突与变化的反映。马克思在分析1848年到1850年的法兰西阶级斗争时,用充分的事实和材料证明了这一点,他认为当时的政治冲突、党派斗争的根本原因,就在于由经济发展所造成的各社会阶级和集团的利益对立。所以,当恩格斯概括马克思的唯物史观原理时,明确指出:“一切社会变迁和政治变革的终极原因,不应当在人们的头脑中,在人们对永恒的真理和正义的日益增进的认识中去寻找,而应当在生产方式和交换方式的变革中去寻找;不应当在有关的时代的想像中去寻找,而应当在有关的时代的经济学中去寻找。”

                第二,经济发展促进政治发展,经济发展的最初动因是生产力的发展。从总体趋势讲,生产力是一种不断向前的力量,生产力的发展,必然会对生产关系提出新的要求,这种要求往往会构成新政治发展的动因。“当社会生存的物质条件发展到迫切需要变革它的官方政治形式的时候,旧政权的整个面貌就发生变化”因此,马克思认为,“随着经济基础的变革,全部庞大的上层建筑也或慢或快地发生变革。”经济发展为新政治发展所提供的基础越是雄厚,这种变革的速度也就越快,其规模也就越大。反之,在经济发展比较缓慢的条件下,要求政治飞速发展是不可能的。列宁在分析俄国社会1904年至1910年这六年社会与政治发展时,就是根据当时社会经济基础,划分出发展速度完全不同的前后两个三年。“从纯粹理论的角度来看,前三年的特征是俄国国家制度的基本特点发生了飞速变化,···上层建筑’的这些变化的社会经济基础,就是俄国社会中各个阶级在各个不同方面的活动(社马内外的活动,出版、结社、集会等等),这些活动的形式之公开。力量之雄厚,规模之巨大,在历史上是罕见的。反之,后三年的特征···则是十分缓慢的演进,几乎等于停滞。在国家制度方面没有任何比较显著的改变。前一时期各个阶级展开各种公开的和多方面的活动的*场所’,现在大多数都完全没有或者几乎完全没有这种活动了”。

                第三,政治发展以经济发展为前提。任何一种政治发展都不是完全自发的,它都需要一定的社会和经济条件的诱发和推动。当经济发展还没有需要一种新的政治形式与之相适应时,人为推动所形成的政治发展就往往是相当脆弱的,甚至是不可能的。因为这种发展所形成的新的政治形式缺乏相应的经济基础。马克思和恩格斯指出:“只要生产力还没有发展到足以使竞争成为多余的东西,因而还这样或那样地不断产生竞争,那么,尽管被统治阶级有消灭竞争,消灭国家和法律的‘意志’,然而他们所想的毕竟是一种不可能的事。”另一方面,由于政治发展具有相对独立性,所以政治发展有可能超前于社会和经济的发展。当政治发展处于超前状态时,如果超前的政治发展没有相应的经济基础的及时跟上,并提供坚实的基础,那末超前的政治发展,也将可能因基础的薄弱,而陷入危机。列宁在纪念十月革命四周年时,谈到新生的苏维埃政权所面临的最大困难时指出:“最后的,也是最重要最困难和我们根本还没有完成的事业,就是经济建设,就是在破坏了的封建制度和半破坏的资本主义基地上,为新的社会主义大厦奠立经济基础。”同样,毛泽东在新中国即将成立时,也感到了这问题的重要。他在《论联合政府》一文中指出:“新民主主义的国家,如无巩固的经济做它的基础,如无进步的比较现时发达得多的农业,如无大规模的在全国经济比重上占极大优势的工业以及与此相适应的交通、贸易、金融等事业做它的基础,是不能巩固的。”

二、政治发展为经济发展服务

                政治发展,从根本上讲是由经济的进步和发展推动的。但由于作为政治本质体现的国家制度,一产生就开始日益与社会脱离,并成为凌驾于社会之上的一种力量,所以政治在受社会经济基础决定的同时,也具有相对的独立性。这种相对独立性,使得政治发展有自己相对独立的轨迹与进程,不可能与经济发展完全相对应。历史证明,“社会的政治结构决不是紧跟着社会的经济生活条件的这种剧烈变革发生相应的改变”

                政治发展的相对独立性,为政治发展对经济发展的反作用提供了前提条件。如果政治发展完全受经济发展决定,丧失应有的独立性,那就无所谓反作用。政治发展的相对独立性,意味着政治发展并非是被动的过程,而往往是主动的具有创造性的过程。基于对经济发展向政治体系提出的要求的准确把握,主动变革政治,推动政治发展,不仅会使政治发展超前于经济发展,而且也将为经济发展提供更好的政治条件

                政治发展的最终目的是为经济发展服务。这就要求政治发展的基本方向应与经济发展的方向相一致,否则,这种发展不仅破坏了经济,而且还会因经济的危机而最终崩溃。恩格斯在分析政治权力对经济发展反作用时指出:“在政治权力对社会独立起来并且从公仆变为主人以后,它可以朝两个方面起作用。或者按照合乎规律的经济发展的精神和方向起作用,在这种情况下,它和经济发展之间就没有任何冲突,经济发展就加速了。或者违反经济发展而起作用,在这种情况下,除去少数例外,它照例总是在经济发展的压力下陷于崩溃。”因此,真正的政治发展会与经济发展形成一种良性循环关系,在这种循环中,政治与经济相互促进,共同前进。

                世界历史一再表明,真正的政治发展都将为经济发展提供新的可能,积极帮助新的经济发展局面的形成和巩固,并为消除阻碍经济发展的各种过时的旧经济因素和旧政治因素而斗争。在英国历史发展过程中,英国的资产阶级革命尽管不彻底,革命所确立的君主立宪制也带有很大的妥协性,但由于这场革命的总体倾向是符合社会发展规律的,革命所确立的君主立宪制与原来的君主专制相比,也是一个巨大的政治发展成果,因此,君主立宪制的确立,为英国的资本主义发展创造了巨大可能,并为工业革命的出现提供了基础。马克思对君主立宪制在英国的功绩曾给予高度肯定,他说:“正是随着君主立宪制的确立,在英国才开始了资产阶级社会的巨大发展和改造。··在君主立宪制下,手工工场才第一次发展到前所未有的规模,以致后来让位给大工业,蒸汽机和大工厂。居民中的许多阶级消亡了,代之而起的是具有新的生存条件和新的要求的新阶级。一个新的更强大的资产阶级诞生了;当旧的资产阶级在和法国革命进行斗争的时候,新的资产阶级已在夺取世界市场。这个阶级变得如此神通广大,以致在改革法案还没有把政权直接转交到它手中就能强迫敌手颁布几乎仅仅对它有利并满足它的要求的法律。它在议会中获得直接代表权,并且利用这种权力来消灭土地所有制保存下来的最后一点点的残余实力”。

                政治发展对经济发展所能产生的积极作用,决定了在社会发展的每一个阶段,政治革命是经济革命的前提和先决条件。政治革命是政治发展最激烈的形式。每一次成功的政治革命,都将冲毁旧的上层建筑,从而从根本上刺激被旧的生产关系以及在此之上旧的上层建筑所束缚的生产力,并使被解放出来的生产力在新的政治形式所提供的更为广阔的场面上发展。1917年9月,列宁面对当时因战争威胁和饥荒而陷入全面混乱的社会,写了《大难临头,出路何在?》一文。在文章中,他借鉴法国革命的例子,说明解决问题的真正出路在于把解决社会经济问题与政治革命紧密地结合起来。列宁认为,法国人民之所以能在1792—1793年与奥普联军作战中表现出英勇的爱国精神,并创造出军事上的奇迹,是与当时的物质条件和历史经济条件分不开的。而这物质经济条件的形成,是与法国1789年革命为法国经济与社会发展提供的条件分不开的。列宁指出,法国大革命“用真正革命的手段摧毁过时的封建制度,使全国过渡到更高的生产方式,过渡到自由的农民土地占有制,并且以真正革命民主主义的速度、果断手段、毅力和忘我的精神来实现这种过渡,——这就是那些用‘神奇的’速度挽救了法国,把它的经济基础加以改造、加以革新的物质经济条件”。列宁认为从法国的事例中应吸取的重要一点是:“要使俄国成为具有防御能力的国家,要使俄国也出现群众性的英勇‘奇迹’,就必须用‘雅各宾式的’无情手段来扫除一切旧的东西,在经济上革新俄国,改造俄国。”为此,列宁主张应通过革命形式,实行国家资本主义垄断,走社会主义道路,采取实现社会主义的步骤。列宁认为如果真能这样,那么“俄国就能利用自己的革命和自己的民主制度把整个国家在经济组织方面提到高得无比的程度”。列宁在这里所体现出的整个思路与马克思和恩格斯在《共产党宣言》中所表达的无产阶级应以政治革命为经济革命的先导的思想是一致的。《共产党宣言》指出:“工人革命的第一步就是使无产阶级上升为统治阶级,争得民主。无产阶级将利用自己的政治统治,一步一步地夺取资产阶级的全部资本,把一切生产工具集中在国家即组织成为统治阶级的无产阶级手里,并且尽可能地增加生产力的总量。”

                政治发展应为经济发展服务,但这并不意味着政治发展要永远超前于经济发展,事实上这也是不可能的。从理论上讲,政治发展最终都是由经济发展决定的和推动的。超前的政治发展确实能为经济发展提供新的发展可能和空间,但由于不论怎么超前,超前的政治发展要对现实经济发展有实际意义,其超前的范围总是有限度的,因而,它最终也必然会被经济发展所超越。马克思分析君主专制时指出:“君主专制产生于封建等级垮台以后,它积极参加过破坏封建等级的活动,而现在却力图保留哪怕是封建割据的外壳。如果说君主专制从前保护过工商业,同时以此鼓励过资产阶级上升,并且还曾经把工商业看做使国家富强、使自己显赫的必要条件,那末现在君主专制到处都成了工商业(它们正在成为已经很强大的资产阶级手中的日益可怕的武器)发展道路上的障碍。”被经济发展所超越的政治发展或落后于经济发展的政治发展,可能会成为经济发展的阻碍。但是在这种情况下,如果政治发展不停滞下来,并能积极地随经济发展而发展,并在发展方向上与经济保持一致,那么,空间上的相对落后,并不能成为经济发展的阻碍。恩格斯说过,当国家权力沿着与经济发展同一方向起作用时,经济就发展得比较快。由此可以得出这样的结论:政治发展应为经济发展服务,并不意味着政治发展要永远超前于经济发展,但意味着政治发展应是一个不间断的过程,而且是与经济发展同一方向的过程,在这过程中,政治将自觉地随经济的发展而发展。既然对于任何社会发展来说,政治发展都应是一个不间断的过程,那么,政治发展这个课题就不像西方政治学者所认为的那样,是属发展中国家要解决的。事实上,发展中国家面临政治发展问题,同样,发达国家也面临政治发展问题。也许发达国家政治发展的内容与发展中国家不同,但这并不是说发达国家所面临的政治发展的任务就一定比发展中国家轻,其实不然。

三、政治发展的核心是国家政权

                政治最主要和最根本的问题,是国家政权问题。列宁说:“政治中最本质的东西即国家政权机构。”真正的政治发展,不仅仅是各种政治表现形式的变化与发展,更重要的是国家政权的建设与发展。国家政权的发展是政治发展的核心。不论过去、现在、还是未来,政治发展都将在以国家政权为核心的基础上展开。马克思主义充分认识到了这一点,并将其作为革命的根本问题来重视。

                马克思主义之所以把国家政权看作政治发展的核心,主要依据有两方面:首先,国家政权是政治的中心问题。在阶级社会发展过程中,无论是剥削阶级占主导地位的社会,还是人民掌握政权的社会,各种政治问题的解决都是通过政权实现的。恩格斯在分析资本主义社会的政治斗争时指出:“在阶级反对阶级的斗争中,斗争的直接目的是政治权力;统治阶级保卫自己的最高政治权力,也就是说保卫它在立法机关中的可靠的多数;被统治阶级首先争取一部分政治权力,然后争取全部政治权力,以便能按照他们自己的利益和需要去改变现实法律。”正是在这个意义上,列宁认为,国家政权是关系全部政治的主要的和根本的问题。

                其次,国家政权在社会和经济生活中居重要地位,起关键性作用。何谓国家政权?恩格斯说,“社会创立一个机关来保护自己的共同利益,免遭内部和外部的侵犯。这种机关就是国家政权”。因此,尽管国家政权的本质是阶级统治的工具,但就它所具有的功能而言,国家政权对社会生活的各个领域都产生十分重要的作用。具体讲,国家政权包括两个方面:国家权力和国家权力机关。国家权力机关作为国家政权的组织形式,则由权力机关、行政机关、审判机关、检察机关、军事警察机关等组成。已经掌握国家权力的阶级,正是通过这些国家权力机关实现阶级意志和政治统治的。在实际的社会生活中,国家权力对社会生活起支配作用。马克思说,“在我们的面前有两种权力:一种是财产权力,也就是所有者的权力,另一种是政治权力,即国家权力。‘权力也统治着财产”。这就是说:财产的手中并没有政治权力,甚至政治权力还通过如任意征税、没收、特权、官僚制度加于工商业的干扰等等办法来捉弄财产”。这种支配作用,决定了国家权力是推动社会进步、组织新的社会的重要力量。

                国家政权在社会、政治和经济生活中的地位和作用,决定了国家政权是政治发展的核心。因此,政治发展应牢牢地围绕国家政权展开,当政治发展步入最激烈的政治革命时期时,政权问题也就同时成为革命的根本问题。“每一个力图取得统治的阶级,如果它的统治就像无产阶级的统治那样,预定要消灭整个旧的社会形态和一切统治,都必须首先夺取政权,以便把自己的利益说成是普遍的利益,而这是它在初期不得不如此做的。”因此,恩格斯在谈到无产阶级革命时说:“我们始终认为,为了达到未来社会革命的这一目的以及其他更重要得多的目的,工人阶级应当首先掌握有组织的国家政权并依靠这个政权镇压资本家阶级的反抗和按新的方式组织社会。”在具体的无产阶级革命实践中,列宁直接明了地把政权问题看作是革命的根本问题,认为政权决定着革命的发展和革命对内对外政策中的一切问题

                掌握了政权,上升到统治阶级地位的阶级,为了巩固统治,推动社会发展,都十分重视国家政权的建立与完善,并以此为核心推动政治的全面发展。英国资产阶级在20世纪为了适应经济和社会发展的要求和实现自身利益,先后进行了两次权力大转移,第一次是通过1911年的议会法,把权力从上院转到下院;第二次是第二次世界大战后,随着行政对社会干预范围的扩大,权力的重心又从下院转向内阁。同样,美国在其发展过程中,也根据形势的发展,多次修改宪法,以保证政权的适应性和民主性的提高。英美两国在19世纪末20世纪初所确立的文官制度,也正是它们健全资本主义国家政权,推动政治发展的一个重要成果。法国戴高乐总统在创立第五共和国后,通过对法国政权机构的大胆改革,把法国政治发展推到了一个新高度

                对于已经确立起来的社会主义国家来说,如何健全和完善国家政权是推动社会主义国家政治发展的关键性问题。俄国十月革命建立起世界第一个无产阶级专政的政权。革命胜利后,俄国工人阶级和共产党面临的最大问题,也就是如何健全和完善新生的政权、全面推动社会主义政治发展的问题。列宁在其“政治遗嘱”中谈得最多的也正是这一问题。列宁认为如何改造从旧时代接受下来的旧的国家机关,是俄国当时面临的两大划时代任务中的第一项任务。他在谈到如何建设中央监察委员会时,提出了改造和健全国家机关所应达到的目标:“第一,它是模范的;第二,它是大家绝对信任的;第三,能向所有的人证明,我们所做的确实不愧为中央监察委员会这样一个高级机关所做的工作。”为此,他提出的具体措施是:(一)整顿编制,提高工作效率;(二)改组机关工作人员,把优秀分子吸收进机关,从而彻底改变旧机关的残余;(三)改变工作程序,提高工作的科学性;(四)组织编写高质量的行政管理学教材,并组织学习和研究;(五)采取严格考试的办法选拔国家工作人员;(六)在工作中,坚决反对官僚主义。列宁的这些理论和措施,不仅有力地促进了当时苏维埃政权的健全和完善工作,而且也为其他社会主义国家的政治发展提供了理论指导。

                实现经济的现代化和政治的民主化,是当前中国社会进行社会主义建设面临的两大任务。政治民主化是中国今后政治发展的主题。邓小平同志认为中国政治民主化的关键在于改革和完善党和国家领导制度。他在1980年的《党和国家领导制度的改革》一文中指出:“党和国家现行的一些具体制度中,还存在不少的弊端,妨碍甚至严重妨碍社会主义优越性的发挥。如不认真改革,就很难适应现代化建设的迫切需要,我们就要严重地脱离广大群众。”邓小平同志认为,改革要消除的主要弊端是:官僚主义现像,权力过分集中,家长制现像,干部领导职务终身制现像和形形色色的特权现像等。改革实践证明:党和国家领导制度的改革,不仅完善了党和国家领导制度体制,理顺了党政关系,而且也大大推动了中国民主政治的发展,使中国政治发展进入一个新时期。

四、阶级斗争推动政治发展

                历史唯物主义认为,社会历史发展的决定性因素,归根结蒂是人类生活的生产和再生产。这种生产本身可分为两种:一是生活资料的生产;二是生命的生产,即人类自身的蕃衍。恩格斯因此认为,“一定历史时代和一定地区内的人们生活于其下的社会制度,受两种生产的制约:一方面受劳动的发展阶段的制约,另一方面受家庭的发展阶段的制约”。生产力水平十分低下的早期人类社会发展,主要受生命的生产、即受家庭的发展阶段的制约,但是当随着私有制出现而出现的社会各阶级及它们间的冲突炸毁以家庭血族团体为基础的旧社会,并以组成为国家的新社会取而代之时,制约历史与社会制度发展的就不再是家庭制度,而是确立在一定的所有制关系基础上的社会生产以及由此决定的阶级关系和阶级斗争。正是在这个意义上,马克思和恩格斯认为“到目前为止的一切社会的历史都是阶级斗争的历史”

                阶级斗争是社会历史发展的伟大动力,是制约一个社会制度的重要力量。因此,作为社会历史发展主要内容的政治发展,也是随着阶级斗争的发展而发展。阶级斗争是政治发展的一大动力。列宁说:“我们一向而且现在也总是教导说,阶级斗争,人民中的被剥削部分反对剥削部分的斗争,是政治变革的基础,并且最终决定一切政治变革的命运。”

                1852年马克思在给魏德迈的信中说, “无论是发现现代社会中有阶级存在或发现各阶级间的斗争,都不是我的功劳” 。同样,把阶级斗争作为政治发展的动力也不是马克思的功劳。恩格斯认为,以往的思想家都是从人们变动着的思想中去寻找历史变动的最终原因,并认为在一切历史变动中,最重要的、决定全部历史的是政治变动。可是,政治变动的动因又是什么呢?他们没有发问过。 “只有在法国史学家和部分英国史学家的新学派中,才产生了一种信念,认为欧洲历史的动力——至少从中世纪起是新兴资产阶级为争取社会和政治的统治同封建贵族所作的斗争”。这种观念表明,英法的一些史学家早已把阶级斗争看作政治变动的动因。“而马克思则证明,过去的全部历史是阶级斗争的历史,在全部纷繁和复杂的政治斗争中,问题的中心始终是社会阶级的社会和政治的统治,即旧的阶级要保持统治,新兴的阶级要争得统治”

                在阶级对抗的社会,“一切阶级运动本身必然是而且从来就是政治运动”。而政治领域内的各种斗争,实际上不过是阶级斗争的虚幻表现。这正如马克思和恩格斯所说,“国家内部的一切斗争——民主政体、贵族政体和君主政体相互之间的斗争,争取选举权的斗争等等,不过是一些虚幻的形式,在这些形式下进行着各个不同阶级间的真正的斗争”。由此顺延,人们不难得出这样的结论:在以阶级划分为基础的社会中,任何形式的政治发展都是在阶级斗争中进行,都是阶级斗争的结果

                因此,在这种社会中,阶级斗争的水平和规模,直接决定着政治发展的速度和所能达到的水平。马克思和恩格斯认为,英国和法国的资产阶级革命的结果足以说明这一问题。英国在1688年“光荣革命”中只实现了用君主立宪制代替君主专制这一发展过程,这种政治革命的不彻底性,正是由资产阶级在与封建势力的斗争中所表现出的妥协性决定的。法国革命则与英国革命完全不同。马克思认为法国革命比自己的原型,即英国革命,前进了一个世纪,“不仅在时间上是如此,而且在内容上也是如此”。其中的动因就在于法国的阶级斗争的规模和水平要大大超过英国。恩格斯分析说,“法国是这样一个国家,在那里历史上的阶级斗争,比起其他各国来每一次都达到更加彻底的结局;因而阶级斗争借以进行,阶级斗争的结果借以表现出来的变换不已的政治形式,在那里也表现得最为鲜明。法国在中世纪是封建制度的中心,从文艺复兴时代起是统一的等级君主制的典型国家,它在大革命时期粉碎了封建制度,建立了纯粹的资产阶级统治,这种统治所具有的典型性是欧洲其他国家所没有的”。

                在以阶级划分为基础的社会,对于政治发展本身来说,这种发展不论表现为对现实政治的改革和推动,还是表现为对现实政治和制度的革命性的彻底改造,都需要通过一定形式和规模的阶级斗争来推动。这是由阶级对抗社会中的统治阶级的性质决定的在历史上,任何一个统治阶级的政治统治,都是以维护自身利益为主要内容的。因此,当他们的阶级利益的实现程度受到限制或面临危机时,他们自然会去改革现实政治形式,从而推动政治发展。但当他们的地位已经巩固、利益实现有保证时,他们往往陷入反动,或把现实的政治生活原则和方式说成是永恒的。在1848年至1850年的法兰西阶级斗争中,资产阶级的这种特性表现得尤为明显。在1848年的二月革命中,法国资产阶级成功地推翻了金融贵族专制统治,确立起以普选权为基础的共和国。但是当资产阶级实现了政治统治后,马上就转向反动。“当政的资产阶级共和派一感到他们脚下的根基已经相当稳固的时候,他们的第一件事就是解除工人的武装”。同时,他们把在革命中向无产阶级的许诺忘得一干二净,因为这些诺言已成了新共和国所不堪忍受的威胁法国资产阶级的这些所作所为,充分证明马克思所说的:“在历史上,根本就没有君主们不遭到外界的强大压力而限制自己的特权和向人民的要求让步的例子,同样,也没有君主们每当可以不受制裁地违背自己的誓约和诺言的时候而仍然信守前言的例子。”这表明在剥削阶级统治下的政治发展,都需要各种形式的阶级斗争的推动。普选制的确立,是资本主义国家民主政治发展的一个重要标志。然而这个制度的形成,却是长时间的阶级斗争的结果在这里,阶级斗争不仅仅局限于统治阶级与被统治阶级之间,它还包括统治阶级与社会其他阶级之间的斗争。

                当政治发展面临需要对旧的政治形式进行革命性改造时,阶级斗争就成了这种革命和发展不可缺少的手段。因为,历史上一切反动阶级都不会自愿退出历史舞台,它们在咽气以前往往要做最后的挣扎。正如马克思所说:“过了时的社会力量,虽然它存在的基础早已腐朽,可是,在名义上还控制着权力的一切像征,它继续苟延残喘,同时,在它尚未宣告死亡和宣读遗嘱的时候,继承者们就为遗产而争吵了起来。为历史所证明的古老真理告诉我们:正是这种社会力量在咽气之前还要作最后的挣扎,由防御转为进攻,不但不避开斗争,反而挑起斗争,并且企图从那种不但令人怀疑而且早已被历史所谴责的前提中作出最极端的结论来。”面对这种情况,代表社会和政治发展的新生的阶级力量所能采取的惟办法,就是组织力量和它们作斗争。这种斗争的水平和规模,将最终决定政治发展进程。

第二节政治发展既有统一性又有多样性

                一、发展规律和趋向是统一的

                政治发展的统一性,主要体现为政治发展规律的统一性和政治发展的总体历史趋向的统一性。也就是说,不论在历史的哪一个时期或在世界上的哪一个国家,政治发展都是按照其内在的基本规律展开的,而且发展本身从根本上讲,都是按人类社会发展规律所作用的方向进行

                政治发展的统一性源于社会发展的内在规律性。恩格斯认为,“历史的发展像自然的发展一样,有它自己的内在规律”而历史唯物主义的任务,“归根到底,就是要发现那些作为支配规律在人类社会的历史上为自己开辟道路的一般运动规律”。这一般运动规律,就是决定社会形态演进的生产力和生产关系、经济基础与上层建筑的矛盾运动规律。社会发展的规律性决定了政治发展的统一性。政治发展是社会发展的重要组成部分,它必然要受到社会发展基本规律的制约,这也就意味着,不论何时何地的政治发展都是按这基本规律进行和展开的。正是在这个意义上,恩格斯才说,一切社会变迁和政治变革的终极原因,应当在生产方式和交换方式的变更中去寻找。

                另一方面,就政治发展本身而言,虽然政治发展属上层建筑领域,具有相对的独立性;而且,由于发展的主要参与者是社会中的人,因而又其有一定的自觉性。但是,它的发展依然不是随意的,凭个人或社会某种意志进行的。在马克思看来,不管人们主观多想摆脱社会内在规律的制约,但他们最终还是要回到规律的要求上来。因为,人永远是社会人,是一切社会关系的总和。马克思在《资本论》序言中,把这一观念讲得很明白。马克思说:“我的观点是:社会经济形态的发展是一种自然历史过程。不管个人在主观上怎样超脱各种关系,他在社会意义上总是这些关系的产物。”当然,马克思并不因此否认人在社会发展中自觉活动的价值和意义

                政治发展规律的统一性,意味着各国和各个历史时期的政治发展,尽管发生的时间、地点不同,表现出的形式也千差万别,但它们却共同受发展本身的内在规律支配。恩格斯在比较英美两国工人的处境时指出:“美国工人阶级所处的外部环境和英国工人很不同,但是,无论在英国或美国,都是同样的经济规律在起作用,所以产生的结果虽然不是在各方面都相同,却仍然是属于同一性质的。正因为如此,在美国我们也可以看到同样的争取缩短工作日、争取从立法上限制工作时间特别是限制工厂女工和童工的工作时间的斗争;···”

                政治发展统一性的另一方面体现,就是政治发展趋向的统一性。社会历史发展的规律性,决定了社会历史发展的必然趋向。马克思主义把社会看作是发展着的活的机体,认为“各个人借以进行生产的社会关系,即社会生产关系,是随着物质生产资料、生产力的变化和发展而变化和改变的。生产关系总合起来就构成为所谓社会关系,构成为所谓社会,并且是构成为一个处于一定历史发展阶段上的社会,具有独特的特征的社会”。很明显,历史是在人与自然的交互作用中形成发展的。人与自然的关系决定人与社会的关系。随着人们征服自然能力的增加,生产力的发展,人们的社会关系也必然随之发生变化。因此,马克思认为在历史上出现的无论哪一个社会形态,“在它们所能容纳的全部生产力发挥出来以前,是决不会灭亡的;而新的更高的生产关系,在它存在的物质条件在旧的社会的胎胞里成熟以前,是决不会出现的”。据此,马克思把人类社会经济形态的演进大体上划分为亚细亚的、古代的、封建的和现代资产阶级的生产方式。在马克思看来,高一级的社会经济形态代替低一级的社会经济形态是历史发展的必然。社会经济形态的变化和发展,决定整个社会政治形态和文化形态的变化和发展。社会经济随生产力的发展,必然朝着越来越高的形态发展。这就决定任何社会的政治形态,在其发展过程中,总体发展趋势必然是朝着与更高经济形态相适应的政治形态发展。

                马克思认为资本主义生产关系是社会生产过程的最后一个对抗形式。但是,在资本主义社会的胎胞里发展的生产力,同时又创造着解决这种对抗的物质条件。从整个人类历史发展来看,资本主义社会被更高形态的社会形式所代替是历史的必然。这个更高形态的社会就是共产主义。共产主义将彻底结束这种对抗形式,即“从个人的社会生活条件中生长出来的对抗”,也就是阶级对抗;并且由社会占有全部生产资料,在消灭阶级的同时,促使国家消亡,建立自由人的联合体。实现共产主义,是马克思主义政治发展的最高理想。马克思主义认为,各社会的政治发展最终也必然趋向这一理想,这是人类社会的发展规律所决定的

                政治发展趋向的统一性,不仅表现在整个人类历史发展上,而且表现在历史发展过程的各个时代上。也就是说,处于同一历史时期的各国政治发展的趋向是相对统一的。因为,决定处于同一时代国家的政治发展的经济规律是一样的。恩格斯说:“每一历史时代主要的经济生产方式和交换方式以及必然由此产生的社会结构,是该时代政治的和精神的历史所赖以确立的基础,··”。每一历史时代的政治发展都会在世界上形成某种总趋势、总潮流,这种总趋势、总潮流就是由该时代的基本经济运动决定的。英国资产阶级革命在欧洲引起巨大的反响,各国相继发生了资产阶级革命,其中以法国大革命为高潮,形成了近代资产阶级革命的总趋势、总潮流。同样,由十月社会主义革命开始的世界无产阶级革命,中间经过中国革命胜利这一伟大的转折,形成了现代无产阶级革命总趋势、总潮流。应该看到,随着世界各国交往日益频繁,各国社会日益趋向国际化,每一时代经济运动所决定的该时代的政治发展的总潮流、总趋势,将越来越具有影响力,从而能把更多的国家引入这相对统一的发展趋向

二、政治发展模式是多样的

                发展规律和发展趋向的统一性,是政治发展的本质性规定但是马克思主义并不因此否定政治发展的具体道路和方式的多样性,即政治发展模式的多样性。恰恰相反,马克思主义在强调政治发展的统一性的同时,也十分重视政治发展具体模式的多样性。列宁曾说,“··多样性不但不会破坏在主要的、根本的、本质的问题上的统一,反而会保证它的统一”。因此,讲统一性,“不是要求清除多样性”,而正是以多样性作为实现统一性的保证。

                政治发展的多样性,首先体现为时间上的多样性,即在不同的历史时期,政治发展的模式是不同的。其原因在于不同历史时期政治发展所依据的经济生活规律是不同的。列宁明确指出:“马克思所反对的正是这种思想:经济生活规律对于过去和现在都是一样的。恰恰相反,每个历史时期都有其本身的规律。经济生活是与生物界其他领域中的发展史相类似的现像。”暂且不以不同社会经济形态下的社会政治发展为例,就以资本主义社会发展的过程来说,自由资本主义时期和垄断资本主义时期的政治发展,就有很大的不同。随着国家从经济领域的后方走到前台,资本主义的政治发展也开始发生重大变化。列宁指出:“从经济上来看,帝国主义是资本主义发展的最高阶段,这时的生产已经达到巨大的和极为巨大的规模,垄断代替了自由竞争。··这一新的经济基础,即垄断资本主义(帝国主义就是垄断资本主义)的政治上层建筑,就是从民主制转向政治反动。自由竞争要求民主制。垄断则要求政治反动。鲁·希法亨在他的‘财政资本’一书中说得好:财政资本竭力追求的是统治,而不是自由’。”资本主义前后两个时期政治的差异,实际上是由这两个时期占主导地位的经济生活规律差异决定的。前一时期是自由竞争,后一时期则是资本垄断。因此,资本主义前后两个时期的政治发展的模式也必然是不一样的

                政治发展多样性的另一方面体现则是空间上的多样性,即在不同的国家,由于各国社会、历史和文化的差异,政治发展的具体道路和方式也不相同。英、法、美三国虽然最终都走到了资本主义社会,但在这过程中,三国资产阶级在革命中所走的道路和所采取的方式却不尽相同,革命胜利后所确立起来的政权形式也不完全相同,各自都代表了一种模式。到了帝国主义时期,它们的政治发展也依然各按自身的发展逻辑进行。列宁说:“在发达的资本主义下一致需要的托拉斯和银行,甚至在现代帝国主义条件下,在各个不同的国家里也具有各种不同的具体形式。至于美、英、法、德等先进的帝国主义国家的政治形式,虽然基本上相同,但它的形式是更加不一样的。”

                最后,政治发展的多样性还体现为政治发展过程的多样性。政治发展是一项复杂的工程,是全面性的发展。但是这种全面性的发展往往要有个过程。在这过程的开始,发展是局部的,多从政治领域的某一方面开始。在不同的国家,由于社会、历史和文化等因素的差异,政治发展起初的领域是不一样的。有的从政治文化开始,有的从政治制度变革开始,有的从社会改造开始。不同的发展起点,就形成了不同的发展过程。法国资产阶级是从意识形态开始的,启蒙运动为法国的政治斗争打开了道路,因此,恩格斯认为18世纪的法国是以哲学革命作为政治革命的先导。而英国的革命,则是从经济运动所引发的阶级冲突与新阶级出现开始的。

                政治发展模式的多样性,意味着虽然人类社会最终都要走向共产主义,但各个国家、各个民族所选择的道路和方式也必然各不相同。列宁说,“在人类从今天的帝国主义走向明天的社会主义革命的道路上,同样表现出这种多样性。一切民族都将走到社会主义,这是不可避免的,但是一切民族的走法却不完全一样,在民主的这种或那种形式上,在无产阶级专政的这种或那种类型上,在社会生活的社会主义改造的速度上,每个民族都会有自己的特点。再没有比为了历史唯物主义’而一律用浅灰色给自己描绘这方面的未来,在理论上更贫乏,在实践上更可笑了,因为这顶多不过是苏兹达尔城的蹩脚绘画罢了”。

                各国从资本主义走到社会主义,其道路的不同,决定了各国建设社会主义和发展社会主义的道路和方式也将不同。因为决定各国按自己的方式走到社会主义道路的因素,不会因为社会主义的确立而完全消除。这些因素包括地方特点,经济结构的特征,生活方式,历史传统,风俗习惯,居民的觉悟程度,革命的经历等等。这些因素的差异自然会在社会主义革命和社会主义建设中反映出来,从而决定革命和建设的多样性。

                从理论和实践来说,发展愈是多样性,愈是能达到发展本身所设定的目标。因为这种多样性,从根本上说,不是一种标新立异的多样性,而是一种根据本国的实际和要求而走自身发展道路的多样性,也是一种基于客观现实,实事求是的多样性。列宁十分赞同这种多样性。他说,“这种多样性愈是丰富(当然,不是标新立异),我们就愈可靠愈迅速地达到民主集中制和实现社会主义经济”

                现实发展的多样性,就从根本上要求人们在推动社会主义建设和发展的过程中,必须把马克思主义的基本理论与本国的实际很好地结合起来,走适合本国国情的道路。只有这样,各国的社会主义建设才能达到预期的目标。因此,列宁说,“在这个问题上共产主义者的任务,像在任何时候一样,也是要善于把共产主义共同的和基本的原则应用到各阶级和各政党相互关系的特点上去,应用到向共产主义客观发展的特点上去,这种特点每个国家各不相同,我们应该善于研究,探求和揣测这种特点”。

                邓小平同志提出走有中国特色的社会主义道路,正是出于对各国社会和政治发展多样性所具有的重要现实意义的充分认识。邓小平说,“我们的现代化建设,必须从中国的实际出发。无论是革命还是建设,都要注意学习和借鉴外国经验。但是,照抄照搬别国经验、别国模式,从来不能得到成功。这方面我们有过不少教训。把马克思主义的普遍真理同我国的具体实际结合起来,走自己的道路,建设有中国特色的社会主义,这就是我们总结长期历史经验得出的基本结论”。因此,他认为中国的政治体制改革和政治民主化建设也要根据中国的国情进行。他在1986年设想的政治体制改革,主要围绕三大目标进行:一是始终保持党和国家的活力;二是克服官僚主义,提高工作效率;三是调动基层和工人、农民、知识分子的积极性。他主张中国的政治体制改革与民主政治发展,应在不断探索中前进。

第三节政治发展既有普遍性又有特殊性

                一、政治发展是普遍的现像

                列宁在评价马克思和恩格斯的社会历史观时认为,马克思和恩格斯基于辩证的方法,“把社会看做处在经济发展中的活的机体”。列宁这一分析符合马克思和恩格斯本人的思想。恩格斯在分析历史唯物主义与18世纪的机械唯物主义的区别时,表达了这一思想。他说:“现代唯物主义把历史看做人类的发展过程,而它的任务就在于发现这个过程的运动规律。”由此可见,在马克思主义看来,发展是社会存在的根本属性

                政治生活是社会生活的重要组成部分。历史事实证明:社会发展是政治发展的基础,任何形式的政治都必将随社会的发展而发展。就像发展是社会存在的根本属性一样,发展和运动也是政治存在的根本属性。从这意义上讲,政治发展是普遍的现像。任何社会,只要它还需要政治,那么这种政治随时随地都面临着如何进一步发展的问题。发展贯穿着任何社会政治史的始终。

                马克思主义这一种政治发展观与现代西方政治学者的政治发展观是完全不同的。在现代西方,“政治发展”的概念是针对发展中国家所面临的政治体系的建设、政治稳定的加强或民主政治的发展这一系列任务而提出来的。因此,西方政治学者认为,政治发展主要是发展中国家所要面临的任务,而且这种发展的理想模式的设计都应以西方政治体系为蓝本或参照系。很显然,在西方政治学者的观念中,政治发展是一种狭隘的和有限的发展。这体现在两方面:一是把西方政治体系作为理想的目标,认为发展到这个目标,发展中国家的政治就能实现稳定、民主化和现代化;二是这种发展只是发展中国家面临的重大任务,发达的西方并不存在这个问题。仅此两方面就可明显地看出现代西方政治发展观的错误之处:一是以西方为中心,把西方政治体系抽像为一种永恒的东西,并赋予它普遍性;二是否认各国政治发展所具有的民族性、历史性以及由此决定形成的发展的多样性;三是否认政治发展是一种普遍的现像,是政治存在的本质属性,从而有意识地把西方社会政治置于发展的范畴之外。这些错误都与马克思主义的政治发展观的基本思想完全对立。

                马克思主义政治发展观认为,政治发展是普遍的现像,是任何社会政治都要面临的问题。发展中国家,由于历史、社会和文化等方面的原因,面临的政治发展任务要相对重些,急迫些。但就发展本身而言,这是发达国家和发展中国家政治都同样要面临的问题。发达国家的历史已充分证明了这一点。另一方面,马克思主义政治发展观认为,各国政治发展所遵循的基本规律是统一的,它们的发展最终趋向是统一的,因而,发展的内在规律和根本趋向具有普遍意义。但是马克思主义并不因此也认为某国或某地区的政治发展模式也必然具有普遍的意义和价值,从而成为其他一切国家的蓝本。恰恰相反,马克思主义发展观则是充分肯定政治发展模式的多样性的价值和意义。事实证明,马克思主义这种政治发展观是正确的。发展中国家的发展历史表明,西方学者和政治家试图向发展中国家传播的政治体系及其原则,并没有在这些国家牢固地确立起来,喧闹一时的“民主实验”,不是中途夭折,就是名存实亡,不少发展中国家的政治体系始终处于动荡和混乱之中。

                政治发展的普遍性,意味着除了发展中国家外,西方国家也必然要面临着政治发展问题。当然,在这一点上社会主义国家也不例外,中国的改革实践证明,不仅不能例外,而且是十分必要的。就西方发达国家而言,西方国家的政治体系经过几百年的演进和发展,现已达到相当完善和成熟的地步,可以说达到了塞缪尔·亨廷顿根据西方国家政治体系模式提出的四项标准:(1)组织的适应性;(2)组织的复杂性;(3)组织的自主性;(4)组织的凝结性。但是,这些都并不意味着这套制度从此后就可以以不变应万变了。前面对资本主义前后两个时期政治发展的差异的分析,实际上已经表明资本主义的政治体系无论如何都将随着资本主义经济生活的变化而发展。比利时学者厄奈斯特·曼得尔在《晚期资本主义》一书中,试图用马克思主义来分析西方国家,指出在“晚期资本主义”时期,国家有一种天生的倾向,就是将更多的生产部门和再生产部门联合到国家所资助的总生产条件中。这就是说,资本主义越发展,国家的政治结构也越发展。所以说,西方国家也和发展中国家同样面临政治发展。

                政治发展的普遍性,是政治的本质属性决定的。这意味着只要人类还需要政治,那么政治的发展就将是永恒的,同时也是普遍的。这也就是说,任何社会,不论是否意识到,最终都无法逃避政治发展的挑战。积极的政治发展,不仅有助于政治形式的完善和成熟,而且也有助于社会的更大进步。当然,也应该注意到,政治发展的普遍性和永恒性,并不意味着,每个国家在任何时候都面临政治发展问题。政治发展是由社会生活的各方面因素和各种力量的交互作用的影响决定的,其中以经济物质条件为决定性力量。当现有的政治形式还能容纳经济发展时,政治所面临的发展任务就没有那么重,那么急迫,此时,政治的发展就显得相当平衡或缓慢;另外,当现实社会发展陷入严重危机,无法为政治发展提供必要的条件时,政治就处于不发展状态。政治发展不论是处于前一种情况,还是处于后一种情况,从总体上看,都是个别的和暂时的,它都将被社会发展本身的必然要求所推动,由静态变为动态,从而重新进入普遍的发展潮流。

二、政治发展过程不排除特殊性

                列宁在总结俄国革命时指出:“世界历史发展的一般规律,不仅丝毫不排斥个别发展阶段在发展的形式或顺序上表现出特殊性,反而是以此为前提的。”在这里,列宁表达了两个基本思想:一是受一般运动规律制约的历史发展,在表现出发展的统一性和普遍性的同时,也在个别的发展阶段表现出发展的特殊性和多样性;二是发展中出现的特殊性与多样性,不是对发展所遵循的一般运动规律的否定,相反,它们却为这一般运动规律的充分实现提供了条件和可能。列宁把发展中的特殊性归为两种:一种是发展形式的特殊性。这在前面关于“政治发展模式的多样性”已作具体分析。另一种是发展顺序的特殊性。从总体上讲,政治发展顺序的特殊性源于社会发展顺序的特殊性。因为政治发展具体过程和轨迹是由社会发展决定的

                出于对人类社会发展历史的总体把握,马克思主义根据社会经济运动的规律,认为人类在历史发展过程中将依次经历这样几种典型的社会形态:原始社会、奴隶社会、封建社会、资本主义社会和共产主义社会。社会主义社会是共产主义社会的低级阶段。马克思主义认为,这五种社会形态是典型的社会形态,都有相应的政治上层建筑与之相适应,政治上层建筑将随这些社会形态的更替而变迁和发展。但是这些社会形态并不是固定的模式。这些形态的典型性和相互间更迭的依次性,并不排斥具体发展道路的特殊性和多样性。列宁所说的发展顺序的特殊性,主要针对这些社会形态及其依次更替而言的。在人类社会历史发展过程中,顺序的特殊性主要体现为以下两个方面:

                第一,个别发展的现实逻辑过程与理论逻辑过程不符。历史的发展往往不是按照某种共同意志或理论设定进行的,它受到现实多种多样因素的影响,其最终发展方向是这些因素在一定经济关系上的共同作用所形成的合力促成的。因此,个别国家在发展中,由于与自身有关的各种特殊因素作用,往往不是按理论逻辑展开(虽然这理论逻辑已在整个历史发展中证明了它的现实性);而是按这些特殊因素所决定的现实逻辑展开,从而与整个世界的发展潮流不符。如像我国社会历史发展,虽然依次从原始社会、奴隶社会进到封建社会,但并没有接着发展到典型的资本主义社会,事实上,由于种种历史原因,沦为半殖民地半封建的社会。这样的社会,是在世界历史已进入帝国主义时代的条件下形成的一种封建主义和殖民主义的特殊的综合体。因而,从根本上讲,它也没有摆脱世界发展的共同路线。它正是这种共同路线的必然趋势与本国特殊情况作用的结果。中国社会这种特殊的发展过程,阻碍了中国传统的封建主义的政治上层建筑向更高一级形态的政治上层建筑迈进。

                第二,社会形态历史发展过程中的某种跳跃性。这也就是说有些民族或社会在历史发展过程中,由于借助某些特殊条件,它可以越过历史发展的一个或几个阶段,直接进入某一个高级阶段事实上,这种跳跃,往往以政治发展上的跳跃为前导,即先掌握国家政权,从而在此基础上按新的社会理想与要求来组织和建设新的社会。俄国十月革命和中国社会主义革命所确立的社会主义社会,对于这两个国家的历史发展过程来说,多少都带有跳跃的性质。而这跳跃的发展是通过首先掌握政权,确立新的政治制度这样的形式来实现的。列宁在批判那种认为“俄国生产力还没有发展到足以实现社会主义的水平”的错误观点时,就认为这个问题可以通过先确立社会主义政权来解决。他说:“既然建设社会主义需要一定的文化水平,我们为什么不能首先用革命手段取得达到这个一定水平的前提,然后在工农政权和苏维埃制度的基础上追上别国的人民呢?”因此,列宁面对当时日益成熟的社会主义革命和建设的条件,反对俄国走西欧资本主义和资产阶级民主政治发展的那种固定模式

                马克思主义认为,政治发展过程中出现的特殊发展模式和顺序,并不简单是人为的力量或某种意志造成的,从根本上讲,它是由政治发展所依据的客观条件差异性和政治发展本身的复杂性这两方面因素所造成的。

                首先,就政治发展本身而言,政治发展实际上是一项非常复杂的系统工程。它虽然在根本上是受经济运动规则制约的,但实际促成政治发展的因素,除了经济运动,还有其他许多因素。因此,恩格斯一再强调,历史过程是在一切因素交互作用的形式中进行的,经济运动虽是决定性的因素,但不是惟一的因素。对于政治发展来说,除经济因素外,还有社会因素、历史因素、文化因素、心理因素、领袖与大众因素,甚至还有自然因素等等。政治发展,不仅要受到这些因素的影响,而且发展本身还有一个如何与这些因素所形成的大环境相适应、相平衡的问题。在不同的历史时期和不同社会历史条件下,这些因素对政治发展所形成的合力以及合力所作用的方向是不同的,这就可能导致政治发展在某一过程或阶段出现特殊性。

                其次,各国政治发展所依据的客观条件具有较大的差异性,这是某些国家政治发展出现特殊性的重要原因。马克思指出:“相同的经济基础——按主要条件来说相同——可以由于无数不同的经验的事实,自然条件、种族关系、各种外部发生作用的历史影响等等,而在现像上显示无穷无尽的变异和程度差别,这些变异和程度差异只有通过对这经验提供的事实进行分析才可以理解。”相同的经济基础,在不同国家独特的历史、社会和文化因素作用下所产生的变异,直接决定在同一历史时期,在同一经济基础上进行的各国政治发展将出现各种特殊景观。当然,这种特殊的政治发展,并不会使发展本身越出这一历史时期的世界政治发展的共同路线。

                总结以上的分析,人们不难看出,虽然政治发展是各国都要面临的普遍的任务,而且不论在什么情况下,它都将按历史发展的一般规律展开,但由于各国社会、历史和文化等因素存在差异,所以政治发展在各国又往往都将以特殊的形式和过程进行。在这种特殊的发展形式和过程中,各国的政治发展都将充分显示出本身所具有的民族性和历史继承性。因此,马克思主义虽然认为各国的政治发展作为社会发展的一个重要组成部分,都是在统一的运动规律制约下,沿历史发展的必然趋向展开的,但从不认为各国的政治发展具有固定的模式和发展过程,而是强调各国的政治发展都应在各国所面临的历史条件和现实条件共同构成的基础上展开。马克思主义认为,由于各国政治在具体的发展过程中将相互制约。相互影响,所以,每一历史时期的政治发展的方向和主流,也正是在各国政治发展的差别和多样性中充分显示出来。

第四节政治发展既有必然性又有偶然性

                一、发展中必然性占主导地位

                政治发展有其内在规律,是在规律的制约下展开的。但是,在每一社会,政治的每一次发展,又都是由社会、历史、文化、心理、自然等多种因素的交互作用促成的。因此,任何一次政治发展,都将体现为发展的必然性和某种发展的偶然性之间的辩证统一。

                政治发展的必然性,是指政治发展本身所展现的合乎规律的、确定不移的趋势。正是这种确定的趋势,使得政治发展在一定条件下成为一种不可避免的运动。与政治发展的必然性相反,政治发展的偶然性,是指政治发展的必然过程中呈现出来的某种摇摆、偏离,是可以这样发展也可以那样发展的,不确定的趋势。马克思主义认为,每一次的政治发展都共存着发展的必然性和发展的偶然性,两者按辩证统一的关系相互依存在一起。在政治发展中,必然性总是占主导和统治地位,偶然性仅仅是必然性的补充和表现形式。因此,对政治发展来说,发展的必然性具有决定作用。

                政治发展的必然性是政治发展内在规律作用的体现。在马克思主义看来,任何一种社会运动都是服从一定规律的自然历史过程。规律是客观的,是不以人的意志为转移的。因此,规律在对社会运动产生作用并决定社会发展时,都将以运动和发展的必然性为其外在表现形式。这也就意味着,不管表面上有多少偶然的因素起作用,规律都将以发展的必然性为自己开辟道路。这正如恩格斯所说:“一种社会活动,一系列社会过程,愈是越出人们的自觉的控制,愈是越出他们支配的范围,愈是显得受纯粹的偶然性的摆布,它所固有的内在规律就愈是以自然的必然性在这种偶然性中为自己开辟道路。”人类历史证明:在社会政治发展过程中,愈是规律起作用的地方,同时,也是人们的活动越不起作用的地方。在这种情况下,规律所决定的发展也就愈具有其历史必然性。

                政治是经济的集中表现,政治发展是由经济发展决定的,并随着经济发展而发展。这是政治发展的内在基本规律。因此,政治发展的必然性,归根到底是经济发展的必然性。这也就是说,政治发展走向的中轴线,必定是与经济发展走向的中轴线相平行的。恩格斯说:“我们所研究的领域愈是远离经济领域,愈是接近于纯粹抽像的思想领域,我们在它的发展中看到的偶然性愈多,它的曲线就愈是曲折。如果你划出曲线中的中轴线,你就会发觉,研究的时间愈长,研究的范围愈广,这个轴线就愈接近经济发展的轴线。就愈是跟后者平行而进。”如果在思想意识形态发展的轨迹中划出这样的中轴线,还有一点困难的话,那么在政治发展的曲折走向中划出这样的中轴线,就相对容易多了。如果找到了这条中轴线,人们也就同时发现了政治发展的一条基本原则:在政治发展中,发展的必然性总是占主导和统治地位,它指导政治发展的全过程。

                政治发展取决于经济发展。这也就是说,当政治发展的必然性尚未在经济发展中获得相应的物质基础之前,必然性的演进将是不彻底的或暂时的。换句话说,必然性的充分展开,是需要足够的物质力量予以推动的。马克思说:“当使资产阶级生产方式必然消灭,从而也使资产阶级的政治统治必然颠覆的物质条件尚未在历史进程中、尚未在历史的‘运动’中形成以前,即使无产阶级推翻了资产阶级的政治统治,它的胜利也只能是暂时的,只能是资产阶级革命本身的辅助因素,如1794年时就是这样。”因此,政治发展的必然性并非现实性。要使占主导地位的必然性成为实实在在的现实运动,就需要经济运动的推动和由此所形成的必然的物质基础。

                在政治发展中,占主导地位的必然性主要体现为三个方面的必然性:(1)发展本身的必然性。在社会生活中,发展是政治的本质属性,世界上不存在完全不发展的政治。这也就意味着,对于政治来说,发展是必然的,而不发展则是暂时的。马克思说:“当社会现有的物质条件发展到迫切需要变革它的官方政治形式的时候,旧政权的整个政治面貌就发生变化。”(2)规律作用的必然性。政治发展在任何时候,在任何条件下,都必然要受到其内在的发展规律支配。在发展中,不管人为的因素有多大,但从根本上讲,发展的每一过程,都是这内在发展规律作用的结果。这正如恩格斯所说,虽然“在社会历史领域内进行活动的,全是具有意识的、经过思虑或凭激情行动的、追求某种目的的人;任何事情的发生都不是没有自觉的意图,没有预期的目的的,”但是,这“丝毫不能改变这样一个事实:历史进程是受内在的一般规律支配的”。(3)发展趋向的必然性。在历史上,任何一次政治发展的最终趋向,都不是人为设定的,都是社会运动发展规律决定的,因此,这种趋向在政治发展的一开始就是必然的。毛泽东说,“历史法则,是一个必然的,不可避免的趋势,任何力量,都是扭转不过来的”另一方面,就人类历史发展的全过程来说,政治发展也都是按历史发展的必然趋势引导一步一步向前进的。在马克思主义看来,各国社会政治发展到今天,其必然趋向是社会主义和共产主义。

                政治发展的必然性在其实现过程中并非孤立存在的。当政治发展已积蓄足够力量,有可能产生质的飞跃时,其必然性就一定会通过一系列的偶然性表现出来,并为自己开辟道路。马克思主义认为,没有脱离偶然性的必然性,偶然性是必然性的补充和表现形式。毛泽东说:“物之所以然’是必然性,这必然性的表现形态则是偶然性。必然性的一切表现形态都是偶然性,都用偶然性表现。因此,‘没有这部分的原因就一定不会有十月十日的武昌起义’是对的,但辛亥革命的必然性(大故)必定因另一偶然性(小故)而爆发,并经过无数偶然性(小故)而完成,也许成为十月十一日的汉阳起义,或某月某日的某地起义。‘不是在那最恰当的时机爆发起来就不一定成为燎原之火’是对的,但也必定会在另一最恰当的时机爆发起来而成为燎原之火。”毛泽东对辛亥革命中必然性与偶然性关系的深刻分析表明:在政治发展过程中,不论发展的性质、内容和表现形式如何,不通过偶然性只表现为纯粹必然性的发展是根本没有的。

二、偶然性在发展中起双重作用

                政治发展除了其必然性的一面外,还有其偶然性的一面。偶然性作为必然性的补充和表现形式,是政治发展所不可缺少的。虽然,偶然性并不是政治发展的决定性因素,但是它对政治发展还是具有很大的影响作用。马克思说:“如果偶然性’不起任何作用的话,那么世界历史就会带有非常的神秘的性质。“

                在马克思看来,偶然性对社会政治发展的作用是双重的:一是加速作用;二是滞缓作用。他说:“发展的加速和延缓在很大程度上取决于这些‘偶然性’的,其中也包括一开始就站在运动最前面的那些人物的性格这样一种‘偶然情况’”在政治发展中,偶然情况是无限的,它们随时都可能对政治发展产生影响。

                从政治发展的理论逻辑和历史事实来看,当政治发展正处于量的积累阶段,发展还没形成强大的趋势,或其必然性的实现还缺乏相应物质条件时,偶然因素对政治发展的影响作用就比较大。这在恩格斯分析1892年德国社会政治状况中可以看得很清楚。恩格斯说,德国“资本主义社会形式上还没有控制国家,它不得不让世袭的君主官僚容克地主阶级实际上进行统治,而满足于总的说来还是自己的利益最终起决定作用,——德国现在这样的社会正动摇于两种倾向之间。一方面,所有官方的和有产的社会阶层结成联盟反对无产阶级,这个倾向最终将导致‘反动的一帮’的形成,在平静发展的情况下,它终将占上风。另一方面,还有这样一种倾向,这就是把由于怯懦而尚未解决的旧冲突一再提上日程,这种冲突是还保持着专制残余的君主制、土地贵族、自以为超越一切政党之上的官僚同与所有这一切相对立的、其物质利益每日每时都受到这些没落因素损害的工业资产阶级之间的冲突。这两种倾向中的哪一种在某个时候占上风,取决于个人的、地方的以及诸如此类的偶然情况”。当然,像这些偶然因素驾驭整个发展局面的情况,只是暂时的,它最终一定会被发展本身所蕴含的必然性所突破。随着必然性因素的增加,偶然性作用所具有的意义也就自然降低。

                偶然性对政治发展的作用,一方面是加速作用。这种加速作用,对于处于某一时期的政治发展是十分关键的。但是,它对整个发展来讲,不是决定性的,只是辅助性的。也就是说,如果政治发展所需的主客观条件都不具备,那么再多的偶然因素的作用,也无法对政治发展起决定性的加速作用。对于法国而言,如果没有17世纪英国革命的预演和美国革命为资产阶级在18世纪取得胜利开创的新纪元,没有启蒙运动思想家为开启法国人的头脑所作的努力,没有哲学革命的前导,没有法国资产阶级自身力量的发展和壮大以及封建统治的全面危机,那么,粮食短缺等经济上的一些偶然因素,就不会成为巴黎人民攻取巴士底狱的主要驱动力;同样,巴十底城堡的攻取,也就不会即刻在法国掀起一场历史上最彻底最深刻的资产阶级革命,就不会出现法国人民在攻取巴士底城堡后的三个星期,竟在一天之内就战胜一切封建义务的奇迹。

                在世界历史上,许多社会革命和政治革命也都是由这种偶然性因素推动出现的。马克思在分析1848年至1850年的法兰西阶级斗争时指出:两次具有世界意义的经济事件加速了欧洲革命的爆发,“1845年和1846年的马铃薯病虫害和歉收,加强了人民中的普遍激动。1847年的物价腾贵,在法国也像欧洲大陆其他各国一样,引起流血的冲突。···加速了革命爆发的第二个重大经济事件,就是英国的工商业总危机。···还没有等到这次危机的全部后果在大陆上彻底表现出来,二月革命就爆发了。”但是,马克思主义一再提醒人们,不能把这些偶然因素看作整个运动或革命的原因,它们仅仅是加速器或是那填满火药、瞄准目标的炮筒上的导火线。但由于它们为必然性的最终实现开辟了道路,所以,它们的作用对于整个运动和发展来说,又是十分关键的。

                在马克思看来,对社会政治发展具有加速或延缓作用的偶然性因素中,“也包括一开始就站在运动最前面的那些人物的性格这样一种‘偶然情况’”。事实证明,个人的力量作为一种偶然的因素,对政治发展所起的加速或推动作用,有时是相当关键的,而且其影响也是深远的。恩格斯认为,马克思的出现对于社会历史的发展就具有这样的作用和意义。恩格斯在谈论必然性往往通过各种偶然性来为自己开辟道路时,就以马克思发现唯物史观为例。他说:“如果说马克思发现了唯物史观,那末梯叶里、米涅、基佐以及1850年以前英国所有的历史学家就证明,已经有人力求做到这一点,而摩尔根对于同一观点的发现表明,做到这点的时期已经成熟了,这一观点必将被发现。”这也就是说,马克思发现唯物史观实为一种历史的偶然,因为到了这个历史时期,马克思不发现,其他人也会发现,发现是必然的,至于何人发现是偶然的。但是马克思发现唯物史观这历史的偶然,却对全世界的无产阶级革命乃至世界历史的发展产生了深远的影响。恩格斯在马克思逝世时,对马克思作了这样一番评价:“我们之所以有今天,都应归功于他;现代运动当前所取得的一切成就,都应归功于他的理论的和实践的活动;没有他,我们至今还会在黑暗中徘徊。”马克思的事例充分表明:某个人在历史和社会上的出现,并非有多少的必然,但可能正是这个人的出现,却极大地推进了社会政治发展。当然,在历史上出现的个人,作为某种偶然因素,他也可能会对历史的发展起消极的延缓作用。在19世纪的法国,波拿巴,这个全世界最微不足道的人物,在上演了雾月十八日的可笑的模仿剧之后,使法国又回到了穿拿破仑制服的时代,从此,法国的历史进入了极其滑稽可笑的阶段。

                偶然性因素的作用是双重的,既可对发展起推动作用,也可对发展起延缓作用。在社会政治发展过程中,一种偶然情况的出现,可能对发展的进程形成阻碍,也可能影响和改变政治发展的方向。前一种情况将使发展的速度减缓,甚至停滞下来;后一种情况,将使发展走上曲折的过程,延缓了发展目标实现的时间

                在政治发展过程中,偶然因素很多,它们的出现是难以预测的。但是,如何掌握、估计和应付各种已出现的偶然性因素所产生的作用和影响,是推动政治发展的关键。这首先应从各种偶然性中(不管这偶然性所产生的作用是积极的还是消极的),探讨其所反映的某种必然性,从而准确地判断政治发展所处时机、条件和面临的问题。这样不仅能保证政治发展不会错过新遇到的时机,而且也能使政治发展中将会出现的问题在刚刚出现的时候就能得到及时解决,从而全面保证政治发展的顺利进行。其次,应积极利用偶然性因素所产生的推动作用,加速政治发展内在必然性的实现;同时,对于那些具有消极作用的偶然性因素,应根据影响的大小,在努力消除影响的同时,积极采取相应的补救措施,最大可能地推动政治发展。

第五节政治发展是自觉的政治活动

                一、政治发展规律是客观的

                政治发展是社会发展的一个重要组成部分。任何形式的政治发展,都是在人们的积极参与和共同努力下形成的。在推进政治发展的过程中,人们都怀有自觉的意图和预期的目的,都希望政治的发展能按自己的意愿和计划展开,从而达到预期的目的。所以,从表面上看,似乎社会政治的发展都是由人们主观意愿和努力的结果,不存在什么规律性或必然性。然而,政治发展的实质并非如此。马克思主义认为,政治发展虽然是在人们的参与下展开的,受到人们的意识、追求目的的影响,但是政治发展是有规律的,而且这规律是客观存在的,是不以人的意志为转移的。

                从世界各国的历史来看,每一国家在任何一个时期的政治发展,都带有一定阶级、一定政治团体和一定个人的意识。美国联邦制的确立及其发展,与麦迪逊、汉密尔顿等人为首的联邦党人所倡导的联邦主义或联邦精神有关;法国人在法国革命中为创立资产阶级民主共和国而进行的彻底革命和长时间不懈的斗争,与启蒙学派思想家,尤其是卢梭激进的思想有关。但是,政治发展并不是参与或指导发展的人的意识决定的。因为,参与或指导政治发展的人,作为意识的主体,首先是作为社会的存在物而参与或指导政治发展的。作为社会存在物的人,实际上是在社会发展规律决定下参与和指导政治发展,因而,他们在政治发展中仅仅作为发展过程中的一个要素起作用,他们无论怎么幻想,也不能成为游离于政治发展过程之外的决定政治发展的“立法者”。这正如马克思所说:“社会经济形态的发展是一种自然历史过程;不管个人在主观上怎样超脱各种关系,他在社会意义上总是这些关系的产物。”因此,恩格斯在评价18世纪的思想家时认为,18世纪思想家们确实很伟大,他们的思想是有很强的影响力,但是他们最终还是“没有能够超出他们自己的时代所能给予他们的限制”。不仅18世纪思想家如此,在此之前或之后的思想家也是如此。

                人的参与和指导活动作为政治发展过程中的一个要素,对政治发展起着引导、推动的作用,但是,这些活动的作用不足以改变政治发展的规律和总趋势。马克思主义认为,政治发展和社会发展一样,在基本运动基础上形成的发展总趋势是不以人的意志为转移的。恩格斯在谈到人所创造的历史都不依人的意志为转移时深刻地指出:“历史是这样创造的:最终的结果总是从许多单个的意志的相互冲突中产生出来的,而其中每一个意志,又是由许多特殊的生活条件,才成为它所成为的那样。这样就有无数互相交错的力量,有无数个力的平行四边形,而由此就产生出一个总的结果,即历史事变,这个结果又可以看作一个作为整体的、不自觉地和不自主地起着作用的力量的产物。因为任何一个人的愿望就会受到任何另一个人的妨碍,而最后出现的结果就是谁都没有希望过的事物。所以以往的历史总是像一种自然过程一样地进行,而且实质上也是服从于同一运动规律的。但是,各个人的意志——其中的每一个都希望得到他的体质和外部的、终归是经济的情况(或是他个人的,或是一般社会性的)使他向往的东西——虽然都达不到自己的愿望,而是融合为一个总的平均数,一个总的合力,然而从这一事实中决不应作出结论说,这些意志等于零。相反地,每个意志都对合力有所贡献,因而是包括在这个合力里面的。”

                从恩格斯所描绘的这幅生动的历史画面里,人们可以看到,历史是由人的有意识的活动所创造这个事实,并不能抹杀社会历史发展规律的客观性。同样,对于作为社会历史发展组成部分的政治发展来说,政治发展是在人们有目的、有意识地参与指导和推动下进行的这一事实,也不能抹杀政治发展本身所具有规律的客观性。这是因为:(1)人的活动总是受到社会条件及其规律的制约。这样,由人们参与、指导、推动的政治发展,并不能超越社会发展及其运动关系的范围,无论如何都必须在社会发展总趋势及其运动关系中展开。这也就是说,不管人们对政治发展所抱的目的和理想如何,所作用的力量有多大,政治发展最终都将按其与社会发展相适应的规律展开。(2)政治发展的运动规律和历史事实一再证明,人们的有意识参与、指导和推动可以加快或改变政治发展的具体进程,但任何人、任何阶级、任何集团都不能改变历史进程的总趋势。列宁说:“历史时期的更替是不以我们的主观偏爱为转移的。”历史上的反动阶级无一不企图永久维持自己的政治统治,极力阻止历史的前进和发展,而他们的政权和政治统治最终又无一不被发展的潮流所冲垮,被新的政治统治和政治形式所代替。(3)人在自觉的政治活动中,都希望达到自己的目的,实现自己所预想的结果,但最后却往往不是如其所期,甚至出现完全相反的结果。就是说,尽管人们都在进行有目的、有意识的活动,但社会发展的现实,却常常既不是这些人所期待的,也不是那些人所希望的,而是作为“历史合力”的结果。马克思在《路易·波拿巴的雾月十八日》和《1848年至1850年的法兰西阶级斗争》这两本光辉著作中,以其天才的分析能力,为人们展现了壮阔的斗争画卷。在整个斗争中,不论是无产阶级,还是资产阶级共和派、小资产阶级民主派、秩序党都有各自的目的与愿望,都先后作为斗争的主体起作用,但运动的最后结果却是他们所没料到的,甚至对于波拿巴所代表的小农阶级来说,情况也是如此。小农的拥戴使波拿巴获得政权,而与此同时,他们口益恶化的生活条件和社会地位,却让波拿巴上台后获得合法化。历史给这些不肯放弃“拿破仑观念”的小农,开了一个大玩笑。

                从以上三方面原因的分析,人们可以更清楚地认识到,政治发展和社会发展一样,是有其内在规律的;这规律在决定政治发展的总体趋势和最终结果上是不以人的意志为转移的。政治发展规律的客观性,要求人们在参与、指导和推动政治发展的过程中,首先要发现和认清政治发展运动的内在规律,当人们认识到它的规律以后,就可以在合乎运动规律的基础上,设计政治发展,推动政治发展,并最终实现自己的目的。

二、政治发展是自觉的活动

                恩格斯曾对社会发展史和自然发展史作过严格的区分。他说:“社会发展史却有一点是和自然发展史根本不相同的。在自然界中(如果我们把人对自然界的反作用撇开不谈)全是不自觉的、盲目的动力,这些动力彼此发生作用,而一般规律就表现在这些动力的相互作用中。···反之,在社会历史领域内进行活动的,全是具有意识的、经过思虑或凭激情行动的、追求某种目的的人;任何事情的发生都不是没有自觉的意图,没有预期的目的。”由此可见,在社会历史领域内,社会运动的规律不像自然规律那样是通过不自觉的、盲目的动力及其相互作用表现出来,而是通过人们的自觉活动表现出来。因此,马克思主义在承认社会历史规律的客观性的同时,从来没有认为人在历史发展中的自觉活动的作用等于零。列宁指出:“历史必然性的思想也丝毫不损害个人在历史上的作用,因为全部历史正是由于那些无疑是活动家的个人的行动构成的。”

                人与动物不同,是有意识地自己创造自己的历史。从这个意义上讲,人的社会发展过程,也正是人自觉活动的过程。人的自觉活动不是废弃和改变社会发展的客观规律,而是表现在对它的认识和运用上。社会发展历史表明,社会发展规律是客观的,但又不是不可能认识和不可驾驭的。历史唯物主义承认社会发展规律的客观性,正是为了把人的自觉行动建立在坚实可靠的基础上,为了给充分发挥人在社会发展中的主动性和能动作用找到科学的依据。

                社会历史发展是自觉活动的过程,同样,社会政治发展也是人的自觉活动的过程。这不仅是人创造历史的特性决定的,而且也是人与政治生活的内在关系所决定的。在二千多年前,古希腊著名思想家亚里士多德就提出“人是天生的政治动物”这一重要命题,认为不参加城邦政治生活的人,如果不是一个夫,就是一个超人。马克思对亚里士多德的这一命题给予了肯定和发挥:“人是最名副其实的政治动物,不仅是一种合群的动物,而且是只有在社会中才能独立的动物。”显然,在马克思看来,不仅在人的本质上,人是政治动物;而且在人的社会存在上,人也是政治动物。因此,在人的社会历史发展过程中,人与社会政治生活的关系十分密切,人的发展与社会政治生活的发展有直接关联。这就意味着政治发展虽然有其内在的,不以人的意志为转移的客观规律,但其实际的发展运动过程是由人的自觉活动来推动的。

                从人类社会发展的历史来看,人们在政治发展中的自觉活动主要体现三大方面的活动:(1)参与政治发展。人是一切社会关系的总和,不仅是社会存在物,而且也是政治存在物。因而,不管人们愿意不愿意,他们中的大多数人都参与政治生活或受政治生活影响。人们在与政治生活的互动中,多少都会把自己的愿望、要求和目标带进政治生活,希望通过政治活动得到实现。这些愿望、要求和目标的不断汇集、交流和作用,在有意无意中推动了政治发展。在阶级社会,作为阶级的参与,人们主要的目的是想获得政治权力。各阶级为政治权力所展开的斗争,决定政治权力的分配和由此决定的政治形式的变化。(2)研究政治统治。马克思主义认为,自从社会分裂为阶级并在此之上形成国家开始,统治阶级就开始从实践和理论两方面探索如何有效地实现政治统治。在西方,亚里士多德的政体理论,奥古斯丁和阿奎那的神学政治论,布丹的主权理论,马基雅弗里的君主权力说,霍布斯、洛克、卢梭和孟德斯鸠等人的自然法理论、社会契约论和权力分设学说,以及近代以密尔为代表的自由主义政治理论,不仅为西方社会各个时期的政治发展作了总结,而且还为新时期的政治发展提供了理论依据。在中国,儒家的“修身、齐家、治国、平天下”的理论,为中国二千多年封建社会的政治发展提供了重要的理论原则。(3)变革政治形式。马克思一再指出:“随着经济基础的变更,全部庞大的上层建筑也或慢或快地发生变革。”变革是必然的,但变革的速度不管多快、或者多慢,它都需人的自觉活动的推动。在阶级社会,主要表现为试图取得统治的阶级的自觉的推动。斯大林在和英国作家威尔斯交谈时,一再强调指出:“一种社会制度被另一种制度所代替的过程,在共产党人看来,并不简单是自发的和和平的过程,而是复杂的、长期的和暴力的过程。”在这过程中,新的阶级必须与旧的阶级进行残酷的斗争,才能最终夺取政权并改造或摧毁旧的政治形式,从而在客观上推动政治发展

                马克思主义认为,在政治发展中,人们积极有效的自觉活动,是基于对政治发展内在规律的深刻认识和全面把握。基于发展规律基础上的自觉活动,具有两方面意义:(1)使推动政治发展的力量尽可能地按人们意愿的方向起作用。恩格斯说:“社会力量完全像自然力一样,在我们还没有认识和考虑到它们的时候,起着盲目的、强制的和破坏的作用。但是,一旦我们认识了它们,理解了它们的活动、方向和影响,那末,要使它们愈来愈服从我们的意志并利用它们达到我们的目的,这就完全取决于我们了。”(2)使政治发展能比较顺利地进行,避免走不必要的弯路。把握和认识了运动的规律,人们就能在参与和推动政治发展过程中,沿着与规律运动一致的方向努力,从而保证在推动政治发展的“合力”中,使积极的,具有正效应的力量占主导地位。在这样情况下,政治发展就能以比较快的速度顺利进行。马克思在《资本论》中指出:“一个社会即使探索到了本身的运动的自然规律,···它还是既不能跳过也不能用法令取消自然的发展阶段。但是它能缩短和减轻分娩的痛苦。”

                政治发展是一项非常复杂的系统工程。在推动政治发展的过程中,人们对发展规律的认识与把握应从多方面入手,从不同的层次和角度探索规律的具体内容、作用方式和运动趋势。在推动政治发展过程中,人们要把握的主要内容有:(1)政治发展的社会基础,其中主要是经济基础。政治发展是由经济发展决定和推动的经济发展的水平和前景直接决定政治发展的前提和可能。经济基础,主要涉及两方面:一是物质技术力量,二是经济体制。前者对政治发展的作用是间接的,后者则是直接的。物质技术的发展将使经济生活方式和经济体制发生变化,从而引发政治体制的变化。另外,物质技术力量将从总体上决定政治发展的规模与幅度。因为,物质技术力量的强弱直接决定社会在政治发展中的承受能力。(2)政治发展中各阶级、各阶层的利益关系。政治发展属上层建筑领域,其根本动因是经济运动,但就政治发展本身而言,它都与代表不同经济利益的社会各阶级、各阶层和各集团在政治领域内的冲突斗争和交易直接相关。因此,马克思主义认为,经济利益决定政治法律制度。各阶级、阶层、集团的利益在政治领域中的相互冲突、抵消、汇合和补充所形成的最终合力,将直接决定政治发展的具体方向、进程和方式。可见,如果认清和把握了政治发展中的阶级、阶层和集团间的利益关系、那也就在一定程度上认清了政治发展主要力量和发展趋势,从而决定进一步推进政治发展所应采取的策略和措施。(3)政治发展的历史和文化背景。马克思主义认为,任何社会发展都是在继承一定的历史前提并在这前提所规定的社会条件下展开,政治发展也不例外。因此,要选择和确定政治发展的道路与目标,就要充分考虑这种发展的历史背景、文化氛围、社会心理和民族气质等因素。如果不顾这些历史和文化的因素,完全凭主观愿望和想像来确定政治发展的道路与目标,那么在这种情况下,不管人们有多少自觉和努力,发展的最终结果一定是得不偿失,陷入痛苦的境地。在这个问题上,18世纪的启蒙思想家孟德斯鸠就已作了全面的分析和论述。在政治发展中,以上三方面是共同作用并决定政治发展的。因此,在把握政治发展的具体规律时,除要对各方面内容和可能产生的影响与作用作具体分析的同时,还要从总体上把握这三方面因素之间的内在关系及其对政治发展的作用。

三、政治发展要与社会发展相适应

                马克思主义认为,政治发展具有相对独立性,并不跟社会经济基础发展同步,既可能超越社会经济发展,也可能落后社会经济发展。对于整个社会的总体发展来说,政治发展与社会经济发展在空间上和形式上的距离,不是问题的实质。问题的实质在于政治发展的总体趋向是否与社会发展的趋向相一致,在于政治发展与社会经济发展之间是否能形成一种良性的循环互动关系。这一问题也就是政治发展应与社会发展相适应的问题。

                政治发展过程是人自觉参与、指导和推动政治生活变革与发展的过程,因而,政治发展要与社会发展相适应,在很大程度上取决于人的自觉能动性的发挥及其对政治发展的正确作用。政治发展与社会发展相适应,主要体现为两方面:(1)政治发展应积极主动地随着社会发展而发展,其中主要与作为社会发展核心的社会经济发展相适应。这种发展的主要任务是使政治权力能不断地“按照合乎规律的经济发展的精神和方向去起作用,在这种情况下,它和经济发展之间就没有任何冲突,经济发展就加速了”。这样,政治发展就有可能与经济发展形成某种良性的相互作用、相互促进的关系,从而全面推动社会进步和发展。由于各种原因,政治上层建筑往往不是紧跟经济基础的发展而发展,这就需要人们对政治发展的积极的推动,使政治发展能主动地适应社会经济生活的变化。(2)社会经济的发展将为政治发展提供契机,并为这种发展形成某种趋势创造条件。在这种情况下,由于人的自觉的创造性活动,政治发展完全有可能超越社会经济发展。但当人们对形成趋势的政治发展给予过分的推动时,这种政治发展就可能走向另一极端,即一味地奔向理想,而忘却了现实的社会和经济发展所提供的基础和可能。事实证明,这种过分超前的政治发展,将使政治发展与经济发展相互脱节,失去了相互间形成的良性作用的可能。在这样的情况下,政治发展不但不能为社会经济发展提供新的空间和可能,反而使经济发展陷入混乱,走向歧途。从这个意义上讲,在推动政治发展过程中,人的自觉能动性和创造性的发挥,不能凭主观臆想或凭某种激情的冲动,必须在合乎于经济和政治的基本运动规律和发展趋向基础上对政治起作用,只有这样才能使政治发展与经济发展形成相互促进的良好关系。

                以上分析表明,政治发展适应社会发展,不仅意味着政治发展应是积极主动的发展,而且意味着政治发展是一种有控的发展。这就是说,合理有效的政治发展,除发展本身的性质与趋向和社会发展的总趋势一致外,还有一个合理的发展过程和规模问题。合理的发展过程和规模,既取决于现实社会的经济生活条件,也取决于人们在推动政治发展时对这条件的认识和把握。在中国确立和发展社会主义是中国共产党的奋斗目标。毛泽东在1939年考虑如何实现这一目标时,并没有把这目标孤立起来,作抽像的考虑,定抽像的实现计划,相反,他把这目标的实现与中国社会的国情紧密地联系起来,从而形成这目标实现的合理过程和每一过程所需达到的程度。毛泽东指出,中国革命的对像、任务、动力和过程,都是以中国社会性质,亦即中国社会的特殊国情为依据。毛泽东基于对中国当时国情的深刻分析和把握,认为中国革命应分两个阶段进行:首先是以变革中国殖民地、半殖民地、半封建的社会地位为主要任务的资产阶级民主主义革命;这种革命胜利后,紧接着进行社会主义革命。毛泽东说:“完成中国资产阶级民主主义的革命(新民主主义的革命),并准备在一切必要条件具备的时候把它转变到社会主义革命阶段上去,这就是中国共产党光荣的伟大的全部革命任务。”毛泽东强调指出,这两种革命既有联系,又有区别,“民主主义革命是社会主义革命的必要准备,社会主义革命是民主主义革命的必然趋势。而一切共产主义者的最后目的,则是在于力争社会主义社会和共产主义社会的最后的完成。只有认清民主主义革命和社会主义革命的区别,同时又认清二者的联系,才能正确地领导中国革命”。中国现代历史证明,毛泽东依据中国国情对中国革命进程的分析和判定是完全正确的。中国革命的经历表明:合理的政治发展过程,是政治发展实现最终目标的关键;而过程的划分和每一过程所应达到的发展水平的确定,则应完全基于该社会的特殊国情。

                政治发展对社会发展的适应,是全方位的,它不仅要适应变动中的社会经济生活,而且要适应构成整个社会发展背景的社会历史、文化传统、民族精神和社会心理。如果该社会经济发展决定政治发展的性质、任务、动力和过程,那么这些背景因素则影响政治发展的具体方式、途径和价值原则的选择和设定。在马克思主义看来,人们创造自己的历史都不是随心所欲的,而是在历史因素所预先规定的条件下创造的。恩格斯说:“我们创造着我们的历史,但是,我们是在十分确定的前提和条件下进行的。其中经济的前提和条件归根到底是决定性的。但是政治等等的前提和条件,甚至那些存在于人们头脑中的传统,也起一定的作用,虽然不是决定性作用。”对于政治发展,恩格斯在此所表达的精神就意味着,任何一种政治发展也是在一种确定的前提和条件下展开,这前提和条件,不仅包括经济的因素而且包括历史和文化的因素。从这个意义上讲,任何社会的政治发展都不能完全放弃这种历史和文化背景,而应与这种历史和文化背景相适应。当然,适应的目的是为了更好地发展,而且这些历史和文化因素多少也要随着社会的发展而发展,因而这种适应应是创造性地适应。事实证明,完全不顾历史性和民族性的政治发展,最终都将因这种发展无法被社会所完全接受和与一定的社会精神相吻合,而陷入危机和破产。

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2013: A Once-Sacred Text — Stalin’s “Short Course” and PRC Communist Party Ideological Education

The Short Course (1939 edition) is available online in English translation from the Marxists Internet Archive.

The Party History and Documentation Research Institute of the CPC Central Committee>>Classic Compilation

A Review of Research on A Short Course in the History of the Communist Party of the Soviet Union (Bolsheviks) in China Since the 1980s

中共中央黨史和文獻研究院>>經典編譯

20世紀80年代以來《聯共(布)黨史簡明教程》在我國的研究回顧

作者:湯志華    發布時間:2013-12-27   

Author: Tang Zhihua Release Date: December 27, 2013

Tang Zhihua is Vice Dean of the School of Politics and Public Administration at Guangxi Normal University, Professor, Doctoral Supervisor, Visiting Scholar at the School of Oriental and African Studies (SOAS), University of London. Research Focus: Theory and Practice of Adapting Marxism to the Chinese Context.

The Short Course on the History of the Communist Party of the Soviet Union (hereinafter referred to as the “Short Course”) was published in September 1938 and subsequently introduced to China from the Soviet Union. The study, promotion, and research of the Short Course underwent two periods of heightened focus: one during the Yan’an Rectification Movement and the early years of the People’s Republic and another from the early to late 1950s. The latter period was driven by the desire to learn from the Soviet experience in socialist construction. Influenced by the Stalinist model, these periods emphasized the theoretical study and promotional dissemination of the Short Course with limited academic research. Following China’s reforms in the 1980s and the subsequent changes to traditional socialist models, critical reflection began on the theoretical synthesis of the Stalinist model, including the Short Course.

From the late 1980s to the early 1990s and continuing through 2005, research on the Concise History entered a fifteen-year period of relative inactivity in China, influenced by the dramatic changes in the Soviet Union and Eastern Europe.

In July 2004, the Russian Ministry of Education republished A Short Course on the History of the CPSU(B) and distributed it as a reference textbook for history courses at Russian universities. This event reignited academic interest in A Short Course in China. From late 2005 to early 2006, publications such as the Chinese Academy of Social Sciences Journal, Red Flag Manuscripts, Century Tide, Chinese Spirit, and the World Socialist Tracking Report featured articles introducing the work. 2005 successively featured articles introducing the work. This sparked a new wave of research on the Concise History. Over the past three decades, since the early 1980s, Chinese scholars have primarily focused their studies of the Concise History on the following areas:

I. Research on the Origins of Compiling the Short Course and Its Translation and Publication in China

1. Why was the Short Course Written

Traditional views hold that it was a product of Stalin’s efforts to establish his theoretical authority. However, some scholars argue that analyzing and summarizing the origins of its compilation cannot be simplified by focusing on any single aspect. Rather, it must be examined from the perspective of the various “needs” of the Communist Party of the Soviet Union (CPSU), such as leader criticism, historical tradition, experiential education, unifying theory, interpreting practice, and establishing authority. A Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) resulted from the interplay of multiple factors—nation and state, history and reality, theory and practice, party and leader—rather than a single purpose or demand. This complexity of genesis has led to diverse interpretations of the content, style, and function of A Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks).

Some scholars, when analyzing the historical context and motivations behind the writing of “On Dialectical and Historical Materialism,” have suggested that the reason for compiling the “Short Course” was to: First, to clarify that dialectical and historical materialism constitute the theoretical foundation of proletarian revolution and the proletarian party. This served to honor the final wishes of Marx, Engels, and Lenin and synthesize the historical experience of the Communist Party of the Soviet Union and the socialist revolution and construction in the Soviet Union from a philosophical perspective. On the other hand, the compilation was also intended to adapt to the Party’s shift in political line, consolidate and perfect the Stalinist model of socialism, resolve academic issues, and establish Stalin’s personal theoretical authority.[2]

2. Regarding the Translation and Publication of “A Short Course” in China

Some scholars have proposed the “three-version theory.” Zhang Jingru and Tang Manzhen noted that the seventh chapter and conclusion of the book were translated into Chinese and published in the Yan’an-based weekly journal Liberation just two months after its publication in November 1938. Soon after, three Chinese translations began circulating.

  • The Chongqing translation, divided into two volumes, circulated widely in the hinterland provinces.
  • The Shanghai translation circulated primarily in Shanghai and areas where the New Fourth Army operated.
  • The Moscow Foreign Workers’ Publishing House translation, Considered the highest quality of the three, circulated primarily in the North China anti-Japanese base areas and the Shaanxi-Gansu-Ningxia Border Region, though it was also frequently seen in the interior provinces and throughout Central China.

Numerous reprints circulated in certain North China anti-Japanese bases. By March 1941, rough estimates indicate that 100,000 copies of The History of the Communist Party of the Soviet Union had been distributed in China.[3]

Some scholars have proposed that there were four editions of the Concise Tutorial during the New Democratic period. Zhu Baoqiang observed that, when the Concise Tutorial was introduced from the Soviet Union to China in early 1939, four influential Chinese translations of it emerged domestically that same year.

  • The first was a translation of the Soviet Foreign Languages Press edition of the Tutorial. This version circulated widely in the Shaanxi-Gansu-Ningxia Border Region, various anti-Japanese bases in northern China, and the rear areas throughout central China.
  • Second, three distinct Chinese editions emerged during the War of Resistance Against Japan and the Liberation War: the Chongqing China Publishing House edition, the Yan’an Liberation Press edition, and the Shanghai Qiming Press edition.

Zhu Baoqiang also highlighted the differing characteristics of these editions. Some argue that the Moscow, China Publishing House, and Liberation Press editions of the Short Course were “official” translations organized by “authoritative” bodies. These versions embodied the partisan consciousness and value aspirations of the Communist Parties of the Soviet Union and China. They received substantial support from organized forces and vigorous promotion by party propaganda organs. Consequently, these three translations exerted significant influence both within and outside the Party, enjoying extensive distribution and dissemination.

In contrast, the Shanghai Qiming Press edition of the Chinese translation of the Short Course, translated by Wu Qingyou 吳清友—a renowned Republic of China-era scholar with expertise in Soviet political history—reflected the author’s scholarly research on the history of the Soviet Communist Party. This edition, devoid of official overtones, differed from the aforementioned three translations in aspects such as its title, structure, and language.

Zhu Baoqiang pointed out that, after the founding of the People’s Republic, four editions of the Concise Textbook were published domestically: the People’s Publishing House edition, the large-print edition, the Central Compilation and Translation Bureau edition, and the editions in ethnic minority languages. He discussed the translation, publication, and dissemination of these editions. The People’s Publishing House edition achieved the highest national circulation, the widest dissemination, and the greatest influence after the founding of the nation. In 1980, the Nationalities Publishing House released the first two minority language versions of the Short Course: the Kazakh and Tibetan editions. These editions hold significant importance.

II. Research on the Influence of the Concise Tutorial on the Disciplines of Chinese Communist Party History and Soviet History

Because the Concise Tutorial was designated a Party history textbook, it profoundly influenced the study of the Chinese Communist Party’s history. Since the 1980s, domestic scholars have primarily examined the Concise Tutorial from the perspective of party history as an academic discipline.

In October 1988, six organizations, including the National Central Party History Research Association, jointly convened a symposium titled “The Influence of the History of the Communist Party of the Soviet Union on the Study of the History of the Communist Party of China.” At the symposium, scholars acknowledged that the Short Course played a significant role in advancing research and teaching on the history of the Communist Party of China. However, they also agreed that the Short Course had a greater negative impact on the study of the history of the Communist Party of China.

First and foremost, it profoundly influenced the writing of the history of the Chinese Communist Party. During the Cultural Revolution, a prominent example was the rewriting of the Party’s history as a chronicle of ten ideological struggles. Another example is its impact on the compilation of Party history textbooks for higher education institutions. The 1961 publication Lectures on the History of the Chinese Communist Party, compiled by the Beijing Higher Education Collaborative Group, was modeled after it. The entire book inappropriately exaggerates the role of individual leaders in history, emphasizing Mao Zedong’s activities. Therefore, to reform Party history education and elevate the level of research on the history of the Chinese Communist Party, it is essential to reject the Party history system modeled on the Short Course and instead compile high-quality works on the history of the Chinese Communist Party in accordance with the requirements of the discipline of history.[6]

Wang Yu believes that the most detrimental impact of the Short Course on our country was that, for a long time, we treated it as the ultimate model for connecting theory and practice. We adopted a dogmatic attitude toward it, mistakenly treating the experience of one country—the Soviet Union—or a particular historical period as a universal Marxist truth. Consequently, we mechanically replicated Soviet practices, particularly those related to socialist revolution and construction. [7]

Liao Gailong believes that evaluations of the Short Course, as well as its impact on the history of the Chinese Communist Party, should take an analytical approach. The book has been widely circulated and highly praised in China and around the world. It possesses merits in both form and content, offering elements that are appealing and beneficial. In terms of language and narrative, the book is remarkably concise and fluent with vivid storytelling. Most sections integrate historical analysis with commentary, making the content easy to understand and accept while leaving a profound impression. He acknowledges its positive influence on the study and teaching of the history of the Chinese Communist Party. For example, it integrates universal Marxist principles with specific Chinese revolutionary practices, establishing Mao Zedong Thought as the primary theoretical framework for researching and teaching CPC history. Following the Third Plenary Session of the 11th Central Committee, the CPC Central Committee continued to adhere to this fundamental ideological principle. However, it was also noted that the Short Course contained significant errors that distorted history and deified Lenin and Stalin. The theory of expanding class struggle had previously led to grave errors, such as excessive purges and the wrongful execution of numerous innocent cadres and masses in various Soviet areas across China. This theory also significantly influenced Mao Zedong’s later “leftist” errors in expanding class struggle within socialist society.

Zhang Jingru pointed out that, during the formative period of Chinese Communist Party history studies, research in this field had already begun to be influenced by this book. This influence manifested primarily as an excessive emphasis on theoretical and critical content, prioritizing political significance while treating historical facts as mere accompaniment. The Short Course exerted a multifaceted influence on CPC history teaching and research, but its most fundamental impact stemmed from its approach. It was written according to the requirements of a theoretical discipline rather than a historical one. This misidentified the nature of the discipline and its subject of study. This persistent confusion about the discipline’s nature and research focus was an internal factor that hindered the normal development of CPC historiography.⁹

Gong Yuzhi analyzed the influence of The Short Course History of the Communist Party of the Soviet Union on the approval process for Chinese Communist Party history textbooks. He proposed the question: “How are Party history textbooks approved?” In the past, there was a model, namely the 1938 Concise Course in the History of the Communist Party of the Soviet Union (Bolsheviks). This model demonstrated its immense authority by openly declaring on the cover that the book was ‘approved by the Central Committee of the Communist Party of the Soviet Union (Bolsheviks).’ Moreover, it incorporated nearly the entirety of Stalin’s Collected Works.” The CPC’s party history textbook approval process was profoundly influenced by this model, though it was not an exact replica of the Soviet approach. Gong Yuzhi contends that CPC party history textbook approval underwent several distinct models:

  • The first was the Yan’an model. In this model, the Central Committee plenary session adopted the Resolution on Certain Historical Issues. However, unlike the Soviet approach, this model did not involve compiling and publishing a Party history textbook approved by the Central Committee.
  • The second model emerged in the early years of the People’s Republic and is exemplified by Hu Qiming’s Thirty Years of the Chinese Communist Party. In this model, the highest Party leader, Mao Zedong, reviewed and annotated the work. Then, it was published under the name of an authoritative Party theorist, Hu Qiming, in the People’s Daily. Finally, it was released as a widely distributed standalone publication.
  • The third model, exemplified by the 1991 publications History of the Communist Party of China (Volume I) and Seventy Years of the Communist Party of China, involved works approved by the Central Party History Leading Group and published under the names of the “Research Office of the Central Committee of the Communist Party of China” and authoritative theorists.

Shortly after the 1988 symposium, “The Influence of the History of the Communist Party of the Soviet Union on the Study of the History of the Communist Party of China,” Zhang Jingru and Tang Manzhen published a book, History of the Study of the History of the Communist Party of China, in which they further analyzed the impact of the Short Course on the study of the history of the Communist Party of China. They argued that the Tutorial’s positive influence was primarily manifested in the following ways:

  • Thematic Focus: This work elucidates Leninism’s contribution to the development of Marxism, clearly revealing the integration of Marxist fundamentals into conscious revolutionary activities in Russia.
  • Using historical evidence, the work demonstrates that mastering Marxist theory does not require rote memorization of formulas and conclusions. Rather, it requires learning to apply and develop these theories within the context of one’s own revolutionary practice.

This central theme holds significant inspirational value for overcoming dogmatism and rigid conservatism in the study of Party history, enriching theory with fresh, vibrant, domestic revolutionary experience and guiding people to focus on historical facts. The Short Course on the History of the Communist Party of the Soviet Union focuses its research on the evolution of the CPSU’s strategy and tactics alongside the development of Leninism. Its primary objective is to educate Party members and cadres in Marxism-Leninism. The book played a vital role in advancing the Party’s theoretical research and unifying its understanding. Party history research must adhere to the overarching principle of serving the formulation of the Party’s correct strategies, tactics, and ideological line.

Researchers must elevate the Party’s rich practical experience into theory and continuously produce scientific analyses and evaluations of the Party’s theoretical development from a historical perspective. Its negative impact was manifested primarily in the following ways: The Short Course lacked historical depth and tended to prioritize theory over history. Consequently, it was not persuasive and made it difficult for readers to accept. It also excessively emphasized the cruelty of intra-Party struggles and exaggerated the personal roles of Lenin and Stalin. This had an adverse effect on the study of the history of the Chinese Communist Party during its early formative period. [12]

Beyond examining the influence of the Short Course on the History on Chinese Communist Party history, many historians have focused on its impact on Soviet historiography. However, the vast majority of these discussions highlight its negative aspects. “The publication of the Short Course became a significant ideological source for substituting theory for history and for formulaic, simplistic approaches within Soviet historiography.” The Short Course established principles regarding attitudes toward history, or methodological perspectives, which became integrated into Soviet historical science and profoundly influenced the research of several generations of historians. The Textbook virtually determined the entire conceptual framework of subsequent historiography, dominating Soviet historical research from the 1940s to the 1960s and continuing to influence historical studies even after the 20th Congress of the CPSU. The Soviet Union elevated the Textbook to the status of the “only correct” model, which merely served to justify the victors. This confined both Marxism and historical science.” [14]

III. On the Concise Tutorial and Research into the Popularization of Marxism

1. Was the Concise Tutorial a Marxist-Leninist Work?

Soviet historian Maslov argued that the Short Course was a product of Stalinism that completely contradicted Marxism-Leninism. Maslov contended that the entire work was a cult of personality and an encyclopedia of Stalin’s personality cult. It arbitrarily distorted the history of the Communist Party of the Soviet Union. Therefore, it should be utterly rejected. Influenced by this perspective, some domestic scholars adopt a negative stance toward the Short Course, viewing it as the definitive marker of Stalin’s ideological model reaching its final consolidation. Prior to the 1950s, the Short Course served as the supreme compendium of Stalin’s ideological theories. It expounded on his socialist model and ideological framework, exerting a pernicious influence across all socialist nations of the era. It crystallized the entirety of the cult of personality surrounding Stalin. The textbook also solidified dogmatism, left-wing extremism, and utopianism.

While most scholars of Chinese Communist Party history agree that the Short Course with respect to Marxism-Leninism is not a rigorous historical work, they also acknowledge its significant role in disseminating Marxist-Leninist theory as a “classic” text promoting this ideology. “It disseminated fundamental Marxist-Leninist knowledge across two generations, a contribution that should not be dismissed.” For example, in the 1980s, Liao Gailong praised the Short Course for helping him study Lenin’s works. However, he also noted that the book contained a significant amount of erroneous, non-Marxist theoretical viewpoints that could not withstand historical scrutiny.

Scholars of Marxist philosophy have examined Section 2 of Chapter 4 of the Short Course, entitled “Dialectical and Historical Materialism.” They note that Stalin devoted over 20,000 words to three main sections: “Marxist Dialectics,” “Dialectical Materialism in Marxist Philosophy,” and “Historical Materialism.” Though not easy to understand, and although some sections contain serious theoretical errors, this work possesses both value and limitations as a product of its specific era. It is neither “a beacon guiding every principle toward a monumental treatise” nor entirely devoid of meaning. [18]

2. Why “A Brief Introduction” Was Popular in China

Some scholars have analyzed this from two perspectives: the Party’s theoretical need for Marxism-Leninism and the textual characteristics of the Short Course. Su Shuangbi noted that the Chinese Communist Party’s study and mastery of Marxism derived primarily from imported Russian Marxist works. While the Chinese revolution made many original contributions, such as the strategy of encircling cities from the countryside, which was conceived by the Chinese Communist Party, its theoretical framework could hardly escape Soviet influence completely. From the land revolution to the War of Resistance Against Japan, the Chinese Revolution evolved rapidly, compelling Communists to arm themselves urgently with Marxism-Leninism. However, two major challenges existed at that time.

  • First, wartime conditions made it impossible for people to read extensive Marxist literature systematically.
  • Second, the Liberated Areas suffered from a severe shortage of classic works, making it difficult to find suitable reading materials for cadres.

The publication of the Chinese translation of A Short Course provided cadres with an accessible textbook for studying Marxism. A Short Course was noted for its summarization skills and literary quality, offering a systematic and concise introduction to Lenin’s major works with clear perspectives. Accessible and easy to grasp, it became an essential textbook for Party cadres studying Marxism. [9]

Some scholars analyze the situation from the perspective of the practical necessity of combating dogmatism. Using the study of the Concise Tutorial as a case study, Huang Zhigao examined the Marxist study movement during the Yan’an period. He proposed that the need to combat dogmatism directly influenced the selection of content when the Chinese Communist Party studied the Short Course. The Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) was a pivotal document in the Party’s Marxist education during the democratic revolution period. It met the Party’s need to strengthen Marxist theory and provided tools to correct dogmatic errors and improve Marxist academic practices. Huang further distilled Mao Zedong’s approach to Marxist study from his discourses on the Short Course. First, study must be thorough. Second, study must emphasize learning the methodology of thought. Third, study must focus on researching practical issues of the Chinese revolution.

Some scholars analyze this phenomenon from the perspective of the leader’s personal charisma and preferences. Zhu Baoqiang argues that the widespread and enduring dissemination of the Concise Tutorial within the CPC was inseparable from Mao Zedong’s consistent advocacy and promotion. Mao Zedong’s personal and consistent endorsement and promotion served as one of the driving forces propelling the dissemination and popularization of the Short Course within the CPC. His charisma and ideological preferences played an irreplaceable role in enabling the Short Course to exert its enduring political influence within the Party.[21]

Some scholars emphasize the need for analysis from multiple perspectives, such as social history, contemporary demands, and individual preferences. Lou Shenghua points out that the significant impact of the Short Course in China was inseparable from various factors, including the social and historical conditions of the time. The analysis examined the qualities of the primary audience, the state of Marxist-Leninist publications at the time, and the objective need for the Communist Party of China to address the revolutionary and developmental challenges of the era. It also considered the leaders’ endorsement and the Party’s and state’s extensive organizational promotion.[22]

3. The Popularization of the Short Course

Some scholars have examined the popularization of the Short Course in China from a communication studies perspective. For example, Lou Shenghua examined the historical dissemination and influence of the Short Course in China over the course of half a century. He compared its distinct impact on China in terms of content and form across different historical periods. Focusing on the relationship between Soviet and Chinese revolutionary and construction practices, Lou studied the significant influence of the Concise Manual in popularizing basic Marxist-Leninist knowledge, enhancing the Marxism-Leninism theoretical level of Party members and cadres, guiding intra-Party struggles, and advancing research on the history of the Chinese Communist Party. Shenghua offers an objective and comprehensive assessment of the work’s positive contributions and limitations. He analyzes the socio-historical conditions that enabled the Short Course‘s profound historical impact in modern China and extracts essential lessons for historical reflection and future reference.

Some scholars have also examined the popularization of A Short Course in the Soviet Union and its international reception from the perspective of the global communist movement. Wen Yi examined why the Concise History became essential reading for communist parties worldwide, noting that it ultimately became the Soviet Union’s sole textbook on Bolshevik party history and the only encyclopedia of Marxism-Leninism. This process was intertwined with the mythologizing and deification of Stalin’s personal prestige, achieved through the stringent measures adopted by Stalin and the Central Committee of the All-Union Communist Party (Bolsheviks) to ensure its realization.” Wen Yi also examined the relationship between the Comintern and the study of the Short Course, briefly mentioning its adoption by communist parties in Germany, the United States, and other countries.

4. The Role of A Short Course in Popularizing Marxism

Some scholars argue that the fatal flaws inherent in the Short Course made its negative impact on the popularization of Marxism predominant. This book is dogmatic and metaphysical. While it indoctrinates people with ready-made dogmas, it blocks the path to assimilating new knowledge and ideas. “The result is merely the cultivation of a large number of ideological propagandists while stifling the ability of all party cadres to think independently.” [26]

Overall, however, most scholars believe that the Short Course should be analyzed objectively, acknowledging its role in promoting the popularization and Sinicization of Marxism while also recognizing the errors it contains. For a long time, China required the Concise Textbook for study in Party schools, cadre training institutions, and higher education institutions. The book played a positive role in studying and understanding the experiences of the Soviet Revolution and construction, as well as learning and mastering the fundamental principles of Marxism-Leninism. The Short Course performed a positive historical function in the theoretical propaganda work and cadre education of the Chinese Communist Party by disseminating basic Marxist-Leninist knowledge across two generations—a contribution that should not be erased. However, the substantial number of erroneous theoretical viewpoints and false historical accounts within the book have not stood the test of time and have produced serious adverse effects, leading to numerous misconceptions in the Party’s theoretical propaganda work.

Additionally, scholars have examined the significant impact of Short Course on the History of the Communist Party of the Soviet Union on the Chinese Communist Party’s propaganda efforts. Ouyang Junxi noted that the Concise Course on the History of the Communist Party of the Soviet Union (Bolsheviks) profoundly influenced the Chinese Communist Party’s propaganda efforts. This influence manifested in three primary ways:

  • First, it heightened the CPC’s awareness of the importance of propaganda, advancing the development of cadre education.
  • Second, it rectified the Party’s previous practice of separating Marxism and Leninism from each other and from Party history education. Instead, it integrated Marxism and Leninism with Marxist-Leninist education and Party history education.
  • Third, it strengthened the integration of the Party’s propaganda work with the realities of the War of Resistance.

These efforts played a positive role in achieving ideological unity within the CPC during the War of Resistance.

In short, the Short Course is a work that has exerted profound historical influence on the international communist movement. Domestic scholars’ engagement with its study, promotion, and research has followed the ebb and flow of the international communist movement, progressing from fervent enthusiasm to waning interest and shifting from unqualified affirmation to rejection and finally to rational dialectical analysis. Research perspectives have expanded from a narrow focus on party history to include multiple disciplines, such as history, communication studies, political science, and textual studies. The current mixed historical evaluations of the Short Course demonstrate the need for further in-depth research.

References:

[1] Xu Chong and Meng Lingrong: History and Conflict: An Analysis of the Origins of Compiling the A Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks), Journal of Russian Studies, No. 4, 2012.

[2] Xie Juan: “The Historical Context and Political Motives of ‘On Dialectical Materialism and Historical Materialism’,” Journal of Inner Mongolia Agricultural University (Social Sciences Edition), Issue 3, 2011.

[3] Zhang Jingru and Tang Manzhen: History of Communist Party Historiography, China Renmin University Press, 1990, p. 63.

[4] Zhu Baoqiang: “The Translation, Publication, and Dissemination of A Brief Introduction to the History of the Communist Party of the Soviet Union (Bolsheviks) in China,” Party History Research and Teaching, Issue 4, 2012.

[5] Zhu Baoqiang: “The Translation, Publication, and Dissemination of A Brief Introduction to the Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) in China,” Party History Research and Teaching, No. 4, 2012.

[6][7][8][9] The Impact of A Short Course in the History of the Communist Party of the Soviet Union (Bolsheviks) on the Teaching and Research of the History of the Chinese Communist Party (Excerpts from Symposium Discussions), Chinese Communist Party History Research, No. 1, 1989.

[10] Gong Yuzi, *Party History Notes*, Zhejiang People’s Publishing House, 2002, p. 88.

[11] Zhang Jingru and Tang Manzhen: History of Communist Party Historiography, People’s University Press, 1990, p. 6.

[12] Zhang Jingru and Tang Manzhen, History of Communist Party Historiography, China Renmin University Press, 1990, p. 65.

[13] Qishan De: A Preliminary Study of Soviet-Era Historiography (PhD dissertation, Jilin University, 2010), p. 19.

[14] Liu Zhi: “The Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) Turns Marxism into a Closed System,” originally published in Shulin, No. 2, 1988, and included in Century-Long Practice, Anhui University Press, 2005 edition.

[15] Maslov, “A Short Course of the History of the RCP(Bolshevik)—An Encyclopedia of Stalin’s Cult of Personality,” translated by Ma Guifan, *Research on the History of the Chinese Communist Party*, no. 2, 1989.

[16] Li Zongyu et al., *Research on the Stalin Model*, Central Compilation Press, 1999, pp. 331–332.

[17] The Impact of A Short Course in the History of the Communist Party of the Soviet Union (Bolsheviks) on the Teaching and Research of the History of the Communist Party of China (Excerpts from Symposium Discussions), Research on the History of the Communist Party of China, No. 1, 1989.

[18] Huang Nan-sen et al., History of Marxist Philosophy, Vol. 5, Beijing Publishing House, 1996, p. 415.

[19] The Impact of A Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) on the Teaching and Research of Chinese Communist Party History (Excerpts from Symposium Discussions), Chinese Communist Party History Research, No. 1, 1989.

[20] Huang Zhigao: “A Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) and the Marxist Study Movement During the Yan’an Period,” Fujian Party History Monthly, No. 18, 2011.

[21] Zhu Baoqiang: Mao Zedong and the Dissemination of A Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) Within the Chinese Communist Party, Chinese and Foreign Entrepreneurs, Issue 1, 2012.

[22] Lou Shenghua: On the Influence of A Short Course in the History of the Communist Party of the Soviet Union (Bolsheviks) in China, Nanjing Social Sciences, No. 6, 1997.

[23] Lou Shenghua: On the Influence of A Short Course in the History of the Communist Party of the Soviet Union (Bolsheviks) in China, Nanjing Social Sciences, No. 6, 1997.

[24] Wen Yi: Why Did A Short Course on the History of the Communist Party of the Soviet Union Become the “Sole Textbook on Party History”? (Parts I and II), Study Times, December 4 and 18, 2006.

[25] Wen Yi: Why Has the History of the Communist Party of the Soviet Union (Bolsheviks) Become Essential Reading for Communist Parties Worldwide? (Parts I and II), Study Times, January 1 and 15, 2007.

[26] Zhang Guangming: The Evolution of Socialism from West to East, Yunnan People’s Publishing House, 2004, p. 171.

[27] The Impact of A Short Course on the History of the Communist Party of the Soviet Union (Bolsheviks) on the Teaching and Research of Chinese Communist Party History (Excerpts from Symposium Discussions), Chinese Communist Party History Research, No. 1, 1989.

[28] Ouyang Junxi: On the Dissemination of the Concise Tutorial on the History of the Communist Party of the Soviet Union (Bolsheviks) in China During the War of Resistance Against Japan and Its Influence on the Propaganda Work of the Chinese Communist Party, Party History Research and Teaching, No. 2, 2008.

Tang Zhihua, Vice Dean of the School of Politics and Administration at Guangxi Normal University, Professor, Doctoral Supervisor, Visiting Scholar at the School of Oriental and African Studies (SOAS), University of London, UK. Research Focus: Theory and Practice of Adapting Marxism to Chinese Context.


中共中央黨史和文獻研究院>>經典編譯

20世紀80年代以來《聯共(布)黨史簡明教程》在我國的研究回顧

作者:湯志華    發布時間:2013-12-27   

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1938年9月,《聯共(布)黨史簡明教程》(以下簡稱《簡明教程》)出版后自蘇聯傳入中國,圍繞著《簡明教程》的學習、宣傳和研究,大致經歷了延安整風和建國初期至50年代末為學習蘇聯社會主義建設經驗掀起的兩次學習、宣傳和研究高潮時期。由於受斯大林模式的影響,這兩個時期的特點是比較注重《簡明教程》的理論學習和宣傳介紹,缺少學術性的研究。80年代后,中國進行改革開放,在對傳統社會主義模式進行改革同時也開始對斯大林模式的理論總結——《簡明教程》進行批判和反思。從80年代末90年代初一直到2005年,由於受蘇東劇變影響,我國對《簡明教程》的研究進入了一個長達十五年的冷淡期。2004年7月,俄羅斯教育部再版發行《聯共(布)黨史簡明教程》,並將其作為歷史教學參考書發到了俄羅斯各高等院校,這一事件引起了中國學術界對《簡明教程》的再次關注。從2005年底至2006年初,《中國社會科學院院報》、《紅旗文稿》、《百年潮》、《中華魂》以及《世界社會主義跟蹤報告:2005》先后發文介紹。再次掀起了對《簡明教程》的研究熱潮。簡要回顧20世紀80年代初到現在30多年,我國學者對於《簡明教程》的研究主要集中在以下幾個方面:

一、關於《簡明教程》的編撰緣起和在中國的翻譯、出版情況研究

1.關於為什麼編寫《簡明教程》的問題

傳統的觀點認為,是斯大林為了樹立個人理論權威的產物。而有的學者則提出,分析和總結其編著緣起,不能簡單從某一方面進行概括,必須從領袖批判、歷史傳統、經驗教育、統一理論、解釋實踐、樹立權威等蘇共的各種“需要”出發加以考察。《聯共(布)黨史簡明教程》的編著是民族與國家、歷史與現實、理論與實踐、政黨與領袖等各種因素共同交織作用的結果,而非基於單一目的和需求。也正是由於創作緣起的復雜性,才造成了人們對該編著內容、風格、作用等理解的多義性。[1]

有的學者從《論辯証唯物主義與歷史唯物主義》的歷史背景和寫作動機的角度分析了《簡明教程》編撰的原因是,“一方面,首先是為了闡明辯証唯物主義和歷史唯物主義是無產階級革命和無產階級政黨的理論基礎,為了遵循馬克思、恩格斯和列寧的遺願,為了從哲學的高度對蘇聯共產黨歷史、對蘇聯社會主義革命建設的歷史經驗作總結。另一方面,也為適應黨的政治路線的轉變,鞏固完善斯大林社會主義模式的需要,為解決學術問題,樹立斯大林個人理論權威的需要。”[2]

2.關於《簡明教程》在中國的翻譯、出版情況

有學者提出了“三種版本說”。張靜如、唐曼珍指出,1938年11月,該書剛出版兩個月,其中第七章和結束語就被翻譯成中文,發表在延安的刊物《解放》周刊上。不久就有了三個中譯本流行。重慶譯本分上下兩冊,多流行於大后方各省﹔上海譯本多流行於上海和新四軍活動區域﹔莫斯科外國工人出版社的譯本是三個譯本中質量較好的,多流行於華北抗日根據地和陝甘寧邊區﹔大后方和華中各地也常常見到這個譯本。在華北某些抗日根據地還有大量的翻印本。據粗略統計,到1941年3月,《聯共黨史》在中國已經發行了10萬冊。[3]

還有學者提出了《簡明教程》在新民主主義時期的四種版本觀點。朱寶強指出,1939年初《簡明教程》從蘇聯傳入中國,當年即在國內出現了4個頗具影響的中譯本:第一本是蘇聯外文局版《教程》中譯本,這一譯本多流行於陝甘寧邊區和華北各抗日根據地,大后方和華中各地亦常見這一譯本﹔其次是抗日戰爭和解放戰爭時期以重慶中國出版社版、延安解放社版和上海啟明社版為代表的《簡明教程》的三種不同中文本,並且指出了這幾種版本的不同特點。認為《簡明教程》的莫斯科版、中國出版社版和解放社版,是由“官方”組織翻譯的“正本”,體現著蘇共和中共的黨派意識和價值訴求,也得到了組織化力量的大力支持和黨的宣傳機構的大力推介,因此這三種譯本在黨內外影響很大、發行傳播很廣。而上海啟明社版《簡明教程》中譯本,由於是民國時期對蘇聯政治歷史有相當研究造詣的著名學者吳清友翻譯的,體現出作者對蘇聯黨史的研究水平,不具有官方色彩,因此在書名、體例、語言等方面與前述三個譯本有所不同。[4]

朱寶強還指出建國后《簡明教程》又在國內出現了4種的不同版本:人民出版社版、大字版、中央編譯局版、少數民族語版,介紹了這四個版本的翻譯出版與傳播的情況。其中人民出版社版是建國后全國發行量最多、傳播最廣、影響最大。1980年民族出版社出版了哈薩克文版和藏文版的《簡明教程》,是已出版的2種少數民族文字版,具有重要的意義。[5]

二、關於《簡明教程》對中共黨史和蘇聯歷史學科的影響研究

由於《簡明教程》被冠以黨史教科書的名義,對於中共黨史產生了深遠的歷史影響。因此,從上世紀80年代以來,國內學者主要是從黨史學科的角度關注《簡明教程》。

1988年10月全國中央黨史研究會等六單位,聯合召開了“《聯共黨史》對中共黨史研究的影響”座談會。學者們承認簡明教程對我國中共黨史的研究和教學起過重要的推動作用。但是,學者們一致認為簡明教程對中共黨史的負面影響更大。

首先是深深地影響著中國共產黨歷史的撰寫。在“文革”中,一部中共黨史被寫成為10次路線斗爭史,便是突出的例子。再如對高校黨史教材編寫的影響。1961年由北京市高校協作組編寫出版的《中國共產黨歷史講義》,就是以它為范本的。全書不適當地夸大領袖個人在歷史上的作用,突出毛澤東的活動。因此,要改革黨史教學,提高中共黨史的研究水平,必須否定以《簡明教程》為范本的中共黨史體系,按照歷史學科的要求編出高質量的中共黨史著作來。[6]

王漁認為,《簡明教程》對我國最大的消極影響,就是我們在相當長的一段時間內把它當成理論聯系實際的最完整的典型,對它抱著一種教條主義的態度,錯誤地把蘇聯一國甚至是一時的經驗都當成馬克思主義普遍真理,從而照搬蘇聯的經驗,特別是在有關社會主義革命和建設的向題上更是如此。[7]

廖蓋隆認為對《簡明教程》及其對中共黨史的影響的評價,都要採取分析的態度。這本書不僅在中國,而且在世界上都曾經廣為流傳和備受贊譽。這是因為它從形式到內容有一些優點,有一些吸引人和有益於人的東西。在語言文字和敘述方法上,它非常簡明流暢,敘事生動,而且大部分是史論結合的,它使人容易了解和接受,給人以深刻的印象﹔同時也肯定了這本書對中共黨史的研究和教學好的影響。如以馬克思主義的普遍原理同中國革命的具體實踐相結合,從而形成以中國共產黨的理論(毛澤東思想)為主要線索來研究和講授中共黨史。十一屆三中全會以后,中共中央也還是遵循這個根本的思想原則的。同時也指出,《簡明教程》就總體來講是有很大的錯誤,歪曲了歷史,神化了列寧,特別是神化了斯大林﹔階級斗爭擴大化理論曾經造成了中國各個蘇區的肅反擴大化和大量枉殺無辜的干部和群眾的嚴重錯誤﹔它對毛澤東晚期把社會主義社會的階級斗爭擴大化的“左”傾錯誤,也有重大的直接影響。[8]

張靜如提出,在中共黨史學的初建期,中共黨史學的研究就已開始受到這本書的影響,這主要是過於強調理論的和批判的內容,強調政治意義,而把史實當作陪襯。《簡明教程》對中共黨史教學和研究的影響是多方面的,但最根本的是,它不是按照歷史學科而是按照理論學科的要求來撰寫蘇聯共產黨歷史的,弄錯了學科性質和研究對象。長期弄不清楚學科性質和研究對象,是阻礙中共黨史學正常發展的內在因素。[9]

龔育之分析了《聯共黨史》對中共黨史教科書審定模式的影響。提出“黨史教科書怎樣審定?過去有一種模式,就是1938年《聯共(布)黨史簡明教程》的模式。這種模式,顯示出它的極大權威,就是公開宣布此書由“聯共布中央審定”印在封面上。而且幾乎收入《斯大林全集》[10],而中共黨史教科書的審定深受這一模式的影響,但是又不完全是蘇聯的這種模式。龔育之認為,中共黨史教科書的審定經歷了幾個模式:首先是延安模式。以中央全會通過《關於若干歷史問題的決議》形式,但是沒有像蘇聯那樣編寫和出版中共中央審定的黨史教科書。第二種是建國初期的胡喬木《中國共產黨的三十年》模式。這一模式是經過黨的最高領導人毛澤東審閱批示,由黨內權威理論家胡喬木署名在《人民日報》發表,隨后出版單行本大量發行的形式﹔第三種是1991年出版的《中國共產黨歷史(上卷)》和《中國共產黨的七十年》是經中央黨史領導小組批准,以“中央黨史研究室著”和權威理論家的名義出版的形式。

在1988年“《聯共黨史》對中共黨史研究的影響”座談會之后不久,張靜如、唐曼珍在《中共黨史學史》一書中進一步分析了《簡明教程》對中共黨史研究的影響,認為其積極影響主要表現在:“在主題上,這部書論述了列寧主義對馬克思主義的發展,較明顯的揭示出馬克思主義基本原理與俄國革命自覺活動不斷結合的過程,並通過史實告訴人們,精通馬克思主義理論,並不是要熟讀它的公式和結論,而是必須學會在本國革命實踐中運用和發展這些理論。這個主題思想對於克服黨史研究中的教條主義、僵化保守的傾向,充實新鮮活潑的本國革命經驗理論,引導人們注重歷史事實有重要的啟發意義。在編撰內容上,《聯共黨史》是以聯共黨戰略與策略的演變和列寧主義的發展作為研究的主要內容,以向黨員和干部進行馬列主義教育為最重要的目的。它對黨的思想理論研究,統一全黨認識起了重要作用。黨史研究必須堅持為制定黨的正確戰略、策略、思想路線直接服務的總方向,能夠把豐富的全黨實踐上升為理論,從歷史的角度源源不斷地產生科學分析和評價黨的理論發展的文章。”[11]其消極影響主要表現為:《簡明教程》史味不濃,以論帶史的現象非常突出,因而缺乏說服力,使人不易接受,且過分渲染了黨內斗爭的殘酷性和夸大列寧、斯大林個人的作用,給初建期的中共黨史研究帶來了不好的影響。[12]

除了探討《簡明教程》對中共黨史學科的影響之外,不少歷史學者也關注了《簡明教程》對蘇聯史學發展的影響,但絕大多數探討的主要是消極方面。“《簡明教程》出版,成為蘇聯史學中以論代史和公式化、簡單化的重要思想來源”,“《教程》中存在一定的對待歷史態度的原則,也就是說存在著方法論觀點,這些方法論觀點已經融入到到蘇聯歷史科學中,對幾代歷史學者們的研究都產生了巨大影響”,“《教程》幾乎決定了此后史學概念體系的所有內容,不僅在40-60年代的蘇聯史學研究佔主導地位,並一直影響到蘇共二十大以后的史學研究。”[13]蘇聯“把《教程》樹立為‘唯一正確’的模本,它本身又僅僅為勝利者進行辯護,這就不僅禁錮了馬克思主義,也禁錮了歷史科學。”[14]

三、關於《簡明教程》與馬克思主義大眾化研究

1.關於《簡明教程》是否是一部馬列主義著作的認識

前蘇聯歷史學家馬斯洛夫認為,《簡明教程》是斯大林主義的產物,它完全違背了馬列主義,通篇就是對個人的崇拜,是斯大林個人崇拜的百科全書,而且對蘇聯共產黨歷史進行隨意的篡改,因此應該予以完全的否定。[15]受此觀點的影響,國內有的學者對《簡明教程》持否定的態度,認為《簡明教程》是斯大林的意識形態模式最終確立的標志。50年代以前它一直是集斯大林思想理論之大成、闡述斯大林社會主義模式和意識形態模式的最高范本並流毒於當時的所有社會主義國家。它凝聚了對斯大林的全部個人崇拜。教程中還凝固著教條主義、左傾激進主義和空想主義。[16]

多數中共黨史學研究的學者認為,《簡明教程》雖然不是一本嚴謹的歷史著作,但作為一本宣傳馬列主義理論的“經典”書,它在傳播馬列主義方面發揮了重要的作用。“它在兩代人中傳播了馬列主義基本知識,這是不應抹煞的。”例如,80年代廖蓋隆就結合自己的學習經歷,贊揚了《簡明教程》對他學習列寧的著作的確是有幫助的。同時也指出,此書所包含了相當多的經不住歷史檢驗的非馬克思主義錯誤理論觀點。[17]

而馬哲史研究的學者通過對《簡明教程》中的第四章第二節“辯証唯物主義和歷史唯物主義”的研究,提出斯大林以2萬多字從“馬克思主義的辯証法”、“馬克思主義哲學辯証唯物主義”、“歷史唯物主義”三大部分敘述了馬克思主義的辯証唯物主義和歷史唯物主義原理。雖然沒有完全弄清楚,有些甚至是有嚴重的理論錯誤,但是作為特定時代的產物,既有存在的價值一面,也有它局限性的一面,既非“每個原理都是專門巨著的指路明燈”,亦非整部著作毫無意義。[18]

2.關於《簡明教程》在中國大眾化的原因分析

有學者從黨對馬列主義的理論需求和《簡明教程》的文字特點方面進行分析。蘇雙碧指出,中國共產黨學習和掌握馬克思主義,基本上是從俄國輸入的馬克思主義著作中獲得的。盡管中國革命有許多自己的創造,諸如農村包圍城市都是中國共產黨的獨創,但其理論體系是很難完全擺脫蘇聯影響的。中國革命從土地革命到抗日戰爭,形勢迅速發展,共產黨人亟須用馬列主義來武裝自己。而當時,一是在戰爭年代,人們不可能系統地讀那麼多馬克思主義著作﹔二是解放區裡經典著作很缺乏,很難找到適合於干部學習的讀本。《簡明教程》中譯本的出版,為廣大干部學習馬克思主義提供了一本現成的教材。同時還指出,《簡明教程》的概括能力和文字水平都是很好的,而且對列寧主要著作進行了系統扼要的介紹,觀點也比較鮮明,讀起來既通俗易懂,又較容易掌握,於是就成了我黨干部學習馬克思主義的必讀教科書。[9]

有的學者從反教條主義的現實需要角度進行分析。黃志高以《簡明教程》學習為個案,研究了延安時期的馬克思主義學習運動,提出反教條主義的現實需要直接決定著中共學習《簡明教程》時的內容選擇。《聯共(布)黨史簡明教程》是民主革命時期中國共產黨學習馬克思主義的重要文件。它既適應了中共加強馬克思主義理論學習的需要,又為糾正教條主義錯誤、端正馬克思主義學風提供了理論武器。他還從毛澤東關於學習《簡明教程》的一系列論述中,概括了毛澤東的馬克思主義學習觀:其一,學習馬克思主義要精﹔其二,學習馬克思主義要注重思想方法的學習﹔其三,學習馬克思主義要以研究中國革命實際問題為中心。[20]

有的學者則從領袖個人的魅力偏好角度進行分析。朱寶強認為《簡明教程》在中共黨內能得到如此廣泛和持久的傳播,離不開毛澤東的一貫倡導和推崇。毛澤東個人的一貫推崇和倡導是推動《簡明教程》在中共黨內傳播和大眾化的源動力之一,他個人的領袖魅力和思想偏好在推動《簡明教程》在中共黨內持久廣泛地發揮政治傳播作用的過程中起了難以取代的重大作用。[21]

還有學者強調應從社會歷史、時代需求、個人偏好等多因素角度進行分析。婁勝華指出,《簡明教程》所以能在中國產生巨大的影響,是與當時的社會歷史條件等諸多因素分不開的。接受者主體素質和當時馬列著作出版狀況、中國共產黨探索和解決面臨的革命與建設的時代課題客觀需要、領導人的推崇和黨與國家的大力組織宣傳進行了分析。[22]

3.關於《簡明教程》大眾化的歷史過程

有的學者從傳播學的角度探討了《簡明教程》在中國的大眾化過程。婁勝華考察了半個世紀來《簡明教程》在中國傳播和影響的歷史過程,比較了在不同的歷史時期《簡明教程》對中國影響在內容和形式上的不同特征,著重從蘇聯和中國革命與建設的實踐對比關系角度,研究了《簡明教程》在普及馬列主義基本知識,提高黨員干部馬列主義理論水平,指導黨內斗爭以及開展中共黨史研究等幾個方面的突出影響,客觀全面地評價了《簡明教程》的積極作用和消極意義,分析了《簡明教程》所以在現當代中國產生巨大歷史影響的社會歷史條件等諸方面的動因,從中抽象出應有的歷史反思和須借鑒的經驗教訓。[23]

還有學者從世界共產主義運動的視角,探討了《簡明教程》在蘇聯和國際社會的大眾化問題。聞一探討了《簡明教程》為什麼成為世界各國共產黨必讀的教材和“惟一的黨史教科書”的原因,指出“《簡明教程》終於成了蘇聯惟一一本布爾什維克黨史教科書,惟一的一本馬克思列寧主義的百科全書。這個過程是和斯大林的個人威信被神話、被崇奉的過程是交織在一起的”,是斯大林和聯共(布)中央委員會採取了非常強硬的措施,來保証這一目的的實現。[24]聞一還考察了共產國際與簡明教程學習的關系,簡要提及了簡明教程在德、美等國共產黨中學習的情況。[25]

4.關於《簡明教程》對馬克思主義大眾化的影響和作用

有的學者認為由於《簡明教程》自身存在的致命缺陷使得它在馬克思主義大眾化過程中所起的負面作用是主要的。“這本書在思想上是獨斷的,在理論方式上是形而上學的。它在把現成的理論信條灌輸給人們的同時,堵塞了接受融會新的知識、新的思想的途徑。結果僅僅是培養了一大批意識形態的宣傳干部,卻窒息了全黨干部獨立思考問題的能力。”[26]

但總體而言,大多數學者認為對於《簡明教程》要一分為二地分析,既不抹殺它在推進馬克思主義大眾化、中國化所起的作用,也不應該回避《簡明教程》所犯的錯誤。我國在很長一段時間內,都將《簡明教程》列為黨校、干部學校、高等院校的必讀教材之一。這本書對於學習和了解蘇聯的革命和建設的經驗,學習和掌握馬克思列寧主義的基本原理,確實曾經起過積極的作用。《簡明教程》對中國共產黨的理論宣傳工作和干部教育中發揮過積極的歷史作用,它在兩代人中傳播了馬列主義基本知識,這是不應抹煞的。但是,此書所包含的相當多的經不住歷史檢驗的錯誤理論觀點和虛假史事敘述,也產生了嚴重的不良影響,造成了我黨理論宣傳工作中的許多迷誤。[27]

還有學者從《聯共黨史》對中國共產黨宣傳工作重大影響角度進行了研究。歐陽軍喜指出,《聯共(布)黨史簡明教程》對中國共產黨的宣傳工作產生了很大的影響。這種影響主要表現在三個方面:一是提高了中國共產黨對宣傳工作重要性的認識,促進了干部教育的發展﹔二是改變了黨在宣傳工作中存在的馬克思主義與列寧主義分離、馬克思列寧主義教育與黨史教育分離的做法,把馬克思主義與列寧主義、馬克思列寧主義教育與黨史教育結合起來﹔三是加強了黨的宣傳工作與抗戰實際的結合。這一切為中國共產黨在抗戰時期實現思想上的統一起了積極作用。[28]

總之,《簡明教程》是一部在國際共產主義運動史上產生過深遠歷史影響的著作。國內學者對於它的學習、宣傳和研究,伴隨著國際共產主義運動的發展起伏,經歷了由熱變冷,由全面肯定到否定再到辯証分析的理性研究階段。研究的視角也從過去較為單一的黨史學逐步擴展到多個學科,有歷史學的、傳播學的、政治學的、文獻學的等等。而從當前對《簡明教程》的歷史評價的褒貶不一就能夠說明,對於它的研究還有待於進一步深入。

參考文獻:

[1]許沖、孟令蓉:歷史與沖突:《聯共(布)黨史簡明教程》編著緣起探析,《俄羅斯學刊》2012年第4期。

[2]謝娟:《論辯証唯物主義與歷史唯物主義》的歷史背景及其政治動機,《內蒙古農業大學學報》(社會科學版),2011年第3期。

[3]張靜如、唐曼珍:《中共黨史學史》,中國人民大學出版社1990年,第63頁。

[4]朱寶強:《聯共(布)黨史簡明教程》在中國的翻譯、出版與傳播,《黨史研究與教學》2012年第4期。

[5]朱寶強:《聯共(布)黨史簡明教程》在中國的翻譯、出版與傳播,《黨史研究與教學》2012年第4期。

[6][7][8][9]《聯共(布)黨史簡明教程》對中共黨史教學和研究的影響(座談會發言摘登),《中共黨史研究》1989年第1期。

[10]龔育之:《黨史札記》,浙江人民出版社2002年,第88頁。

[11]張靜如、唐曼珍:《中共黨史學史》,中國人民大學出版社1990年,第6頁。

[12]張靜如、唐曼珍:《中共黨史學史》,中國人民大學出版社1990年,第65頁。

[13]齊山德:《蘇聯時期史學研究初論》(吉林大學2010年博士論文),第19頁。

[14]柳植:《聯共(布)黨史簡明教程》把馬克思主義變成一個封閉的體系,原載《書林》1988年第2期,收入《世紀性的實踐》,安徽大學出版社2005年版。

[15][蘇]馬斯洛夫:《聯共(布)黨史簡明教程——斯大林個人崇拜的百科全書》,馬貴凡譯,《中共黨史研究》,1989年第2期。

[16]李宗禹等著:《斯大林模式研究》,中央編譯出版社1999年,第331-332頁。

[17]《聯共(布)黨史簡明教程》對中共黨史教學和研究的影響(座談會發言摘登),《中共黨史研究》1989年第1期。

[18]黃楠森等:《馬克思主義哲學史》第5卷,北京出版社1996年,第415頁。

[19]《聯共(布)黨史簡明教程》對中共黨史教學和研究的影響(座談會發言摘登),《中共黨史研究》1989年第1期。

[20]黃志高:《聯共(布)黨史簡明教程》與延安時期的馬克思主義學習運動,《福建黨史月刊》2011年第18期。

[21]朱寶強:毛澤東與《聯共(布)黨史簡明教程》在中共黨內的傳播,《中外企業家》2012年第1期。

[22]婁勝華:論《聯共(布)黨史簡明教程》在中國的影響,《南京社會科學》1997年第6期。

[23]婁勝華:論《聯共(布)黨史簡明教程》在中國的影響,《南京社會科學》1997年第6期。

[24]聞一:為什麼《聯共(布)黨史簡明教程》會成為“惟一的黨史教科書”?(上、下),《學習時報》2006年12月4、18日。

[25]聞一:為什麼《聯共(布)黨史》會成為各國共產黨的必讀教材?(上、下),《學習時報》2007年1月1日、15日。

[26]張光明:《社會主義由西方到東方的演進》,雲南人民出版社2004年版,第171頁。

[27]《聯共(布)黨史簡明教程》對中共黨史教學和研究的影響(座談會發言摘登),《中共黨史研究》1989年第1期。

[28]歐陽軍喜:論抗戰時期《聯共(布)黨史簡明教程》在中國的傳播及其對中國共產黨宣傳工作的影響,《黨史研究與教學》2008年第2期。

(湯志華,廣西師范大學政治與行政學院副院長,教授,博士生導師,英國倫敦大學亞非學院訪問學者,研究方向:馬克思主義中國化的理論與實踐)

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2026: PLA Daily on What the Purge Means

Amidst the ongoing purges of top officers of the PLA what should be the attitude of PLA officers and soldiers. They are continually exhorted to be loyal to the Party 政治合格。The PLA is the creature of the Chinese Communist Party and not a national military of China.

This January 12, 2026 PLA Daily 解放军报 editorial translated below gives a sense of the attitude that the PLA is expected to take.

It also reminds that the PLA has gone through purges before even before the start of military campaign and that the dream and constant preparations to take Taiwan remain regardless of purges.

(It does not mention that Qing Dynasty China abandoned Taiwan to Japan after losing the 1895 war with Japan. But that’s another story.)

Corruption, the disasters it brings, and repeated purges are perennial. Mention of a monument to 846 undercover agents in Taiwan who were killed after one person betrayed them. (The passage: “Beijing, the Wuming Heroes Memorial Plaza in the Western Hills: four white-marble statues of martyrs stand in silent stillness. On a granite wall are engraved the names of 846 heroes who fell on the covert front in Taiwan.” Taiwan has a partial list -see PRC Spies in the ROC/Taiwan Military)

The list continues with a Korean War PLA hero who years later fell as a corrupt official, and tales of legendary revolutionary generals who turned down gifts.

Corruption is generally the rationale for purges from PLA generals on down to pesky dissidents. That Chinese many Chinese Party and government officials are corrupt is a widely-held view in China so accusations of corruption is always a plausible explanation.

For the Party though, more alarming is the military officers might have their own political agenda. This, or the mistaken perception that they do on the part of (today with Xi) an aging Party leader, and that officer is done. Loyal advice based on military expertise that brings into question the leader’s hopes and plans could fall into that category.

For Chinese leaders the alternately hot and cold (whimsical?) policies towards ostensible allies and ostensible adversaries alike of the Trump regime (regime? Yes. Confucius taught me to rectify names.正名) in the United States may figure into their calculations. Or even offer a window either of opportunity or miscalculation. Admiral Yamamoto Isoroku in January 1941 warned that underestimating American will would be a dangerous miscalculation. Nobody listened, Yamamoto loyally led the attack anyways.


This PLA Daily editorial is long. The first half is boilerplate and bombastic. The second half is much more interesting. So you may want to skip downtown the second half.

The PLA purges that have reduced the Party’s Central Military Commission that sits atop the PLA down to just two members – – Party General Secretary Xi Jinping and a PLA political commisar.

Foreign commentary is divided on whether the purges makes an attack on Taiwan more or less likely. 


Forging the Party-Led People’s Army Into an Even Stronger Force

—Written as the People’s Army continues to deepen political rectification and consolidation in the new era and on the new journey

Xie Xinping
January 12, 2026, | Source: PLA Daily

“Assault and annihilate, break through and strike, raid at long range; seize strongpoints, cut lines, seal ports…”

On the eve of New Year’s Day, the Eastern Theater Command released a series of short videos of the “Justice Mission–2025” exercise. “Hammer of Justice” and “Arrow of Justice” sent shockwaves across the Taiwan Strait. As people competed to repost them, they also gave enthusiastic praise: the People’s Army has always been tough, and always worthy of trust!

Justice will prevail; the mission will be accomplished. This exercise displayed to the world the Chinese military’s hard-core capability to defend national sovereignty and territorial integrity.

“Enhance strategic capabilities to safeguard national sovereignty, security, and development interests.” Two months ago, the Fourth Plenary Session of the 20th CPC Central Committee made new strategic deployments for “achieving the centenary goal of building the military on schedule, and advancing national defense and military modernization with high quality.”

It was also at this meeting that a report on the investigation by the Central Military Commission into serious disciplinary and legal violations by nine people, including He Weidong, Miao Hua, and He Hongjun, was reviewed and approved—confirming the earlier decision by the Politburo to expel these nine from the Party.

“Without fighting corruption with an iron fist, the consequences will be endless. ‘Beside a sunken ship a thousand sails pass; before a sick tree ten thousand trees spring to life.’” When speaking at the plenum about the struggle against corruption, Chairman Xi’s tone was resolute and forceful.

Armored columns in formation, giant warships on patrol, fighter aircraft soaring, thunder crossing the sea… the People’s Army prepares for war to deter war, brandishing its sword toward the Taiwan Strait, confirming a powerful judgment: the more thoroughly corruption is fought, the more solid the foundation for tackling hard problems; the stronger the army-building, the firmer its footing.


(I)

“A grand national ceremony, majestic and martial; victorious glory forever inscribed in history.”

On September 3, 2025, on Tiananmen Square in Beijing, a grand military parade was held to commemorate the 80th anniversary of the victory of the Chinese People’s War of Resistance Against Japanese Aggression and the World Anti-Fascist War.

That day, in the Air Force formation, there was a soldier named Ji Jiakun. He is a descendant of the national hero of the War of Resistance, Ji Hongchang. As he marched proudly past Tiananmen Square, he carried in his chest pocket a photograph of Ji Hongchang.

That day, on the reviewing stand, there was a mother named Yao Jiushui. She is the mother of martyr Chen Xiangrong. Watching the imposing posture of the troops on parade, she felt as if her son were right before her.

“Clear love, only for China.” That day, across the vast land, seas, and skies of the motherland, officers and soldiers of the entire military guarded the nation’s peace and security with the same bearing and the same sincerity.

The review is not confined to a single day; the review is not confined to a single avenue!

“The Chinese People’s Liberation Army has always been a heroic force in which the Party and the people can place complete trust.” The People’s Army’s new appearance as it advances toward the centenary of its founding pays tribute to a glorious history, consoles the souls of countless martyrs, and fully demonstrates the new demeanor of political army-building in the new era, the new configuration of force structure, new progress in modernization, and new achievements in preparing for and fighting wars.

To build a strong military, one must first be strong politically; political strength is the most fundamental strength. Without revolutionary forging in the political sense, there can be no great transformation of the People’s Army in the new era.

In April 2025, the micro-documentary Tempered Into Steel: 100 Years of the Communist Party of China, whose online views had already surpassed one billion, was rebroadcast on CCTV’s National Defense and Military Channel.

“Stoke that furnace red-hot—only by striking while the iron is hot can you succeed!” The single character “temper” (炼) captures the political character of the Party and the People’s Army: “A great Marxist political party is not born great; it is forged in long social practice, and tempered in constant self-revolution.”

Gutian, Yan’an—two red furnaces of political rectification and consolidation for the People’s Army—stand along history’s great thoroughfare. Linking them is precisely round after round of tempering, hammer blow after hammer blow of forging.

Today, entering the old site of the Gutian Conference, the scorched marks of charcoal fires on the floor of the meeting hall are still clearly visible. In the conference memorial hall, a 1942 printed copy of the Gutian Conference Resolution rests quietly in a display case. During the Yan’an Rectification Movement, Comrade Mao Zedong personally wrote to the General Political Department of the Military Commission, requesting that several thousand more copies of the Gutian Conference Resolution be printed and distributed to officers at and above company-commander level, listing it as an important document for study.

From Gutian to Yan’an, it was precisely the continuous tempering of an unextinguished furnace fire that cast the Army’s soul and transformed it, so that no mountain or river could stop it—red flags swept through critical passes on the wind.

“When the great furnace melts away the old form, a new life is reshaped—breaking the cocoon to emerge.” Wherever the fire of tempering has burned, it always gives rise to a new round of “kiln transformation.” Entering the new era and new journey, Gutian and Yan’an have again become two striking landmarks in the People’s Army’s baptism by fire.

“We came here to trace our roots, to think deeply about where we set out from and why we set out.” In 2014, Chairman Xi personally decided to convene the All-Army Political Work Conference at Gutian. He pointed out “Ten Prominent Problems” existing in the troops—especially among leading cadres—saying matters had “reached the point where they must be solved,” and he moved decisively to rectify political discipline and political norms in the People’s Army, insisting on advancing political rectification with the spirit of a rectification campaign—turning the tide and stabilizing the situation.

“Ten years ago we went to Gutian to convene the All-Army Political Work Conference; today we come to Yan’an to convene the CMC Political Work Conference, once again to trace our roots.” In 2024, at the Central Military Commission Political Work Conference, Chairman Xi distilled and summarized the meaning and key points of the new-era guideline for political army-building in “Ten Clarifications,” scientifically analyzed the real challenges, risks, and tests facing political army-building, clearly put forward the new-era requirements of the “Six Ensures,” and stressed “pressing ahead with political army-building without the slightest pause.”

After being purified by fire, new life is born from fire. Time and again Chairman Xi has led the People’s Army back to its roots and fanned the “tempering fire,” eliminating accumulated abuses and setting things right with unprecedented resolve and strength. It is precisely under Chairman Xi’s strong leadership that this Party-led People’s Army has held fast to its roots and soul, accelerated its pace of development, and won the initiative in marching toward a world-class military.

Ten years—again from Gutian to Yan’an. As history looks back with tenderness, it also casts a stern gaze upon us—

Entering the second decade of the 21st century, the ship of the People’s Army has drawn closer and closer to the shore of its dreams, while also sailing into a stretch of deep waters where winds howl and waves run high.

The dream, so near—never before have we been so close to the center of the world stage; never before have we been so close to realizing the great rejuvenation of the Chinese nation; never before have we had such capability and confidence to achieve that goal.

The test, so formidable—amid the peaks and troughs of “changes unseen in a century,” the speed of changes in the situation and environment, the weight of tasks of reform, development, and stability, and the number of contradictions, risks, and challenges have never before posed such great tests for our Party in governing the country and commanding the military.

Midstream, the waves grow more urgent; halfway up the mountain, the road grows steeper.

What is historical initiative? What is historical consciousness?

To shoulder heavy responsibilities, we must dare to face problems head-on and have the courage to carry out self-revolution! To pursue victory, we must promptly remove the bad apples and wash away filth and mud, resolutely solving problems in the present—solving them before we march toward the battlefield!


(II)

The Taklamakan Desert is known as a “sea of death.”

Today, along the world’s longest green ecological barrier encircling the desert, 100,000 rose bushes bloom in the wind.

Over decades and generations, people carrying a green dream of “locking the desert’s edge” have created a stunning ecological miracle—an achievement of lasting merit for ages to come.

Desertification is regarded as nature’s cancer; corruption is regarded as society’s cancer.

Controlling deserts is a battle between humanity and nature; eradicating corruption is a confrontation between humanity and itself.

Corruption can be called a millennia-old disease of human society. As Marx said, “What is obsolete always tries to restore and consolidate itself in newly born forms.” Looking back on the rise of great powers, among the world’s major countries in the course of industrialization, corruption has often proven stubborn and long-lasting; looking across the rise and fall of national fortunes, some developing countries have sunk into long-term stagnation and turmoil, and corruption has also been a major cause.

The military is the pillar of the nation; if the military is corrupt, the foundations of the state are shaken.

In 1915, Zhou Enlai, then studying at Nankai Middle School in Tianjin, wrote an essay titled “On the Navy,” whose point targeted the corruption and slackness of the old armed forces.

“Dragging along, muddled and dreamlike, spending whole days in drink and pleasure, with not the slightest research into military affairs.” In the Sino-Japanese War of 1894–1895, “the entire force was wiped out, its false show completely lost; land was ceded, armies were lost, the truth fully exposed. Hopes of strength became a bubble; prospects of peace again became a fantasy.” In the essay, Zhou Enlai cried out from the depths of his heart: “A man must first disgrace himself before others disgrace him; a country must first attack itself before others attack it.”

Zhu De, Peng Dehuai, Liu Bocheng, He Long, Ye Jianying… Many founding marshals and generals of the Republic had once served in the old armies. Looking back at the choices of their youth, every one of them felt acutely the “corruption of the old armies.”

How could such a military become the nation’s shield? How could it become the vanguard of national salvation?

The original aspiration with which our army was founded, and the mission it bears, are fundamentally incompatible with such “oldness” and such “corruption”—as irreconcilable as fire and water.

Why did many of the Republic’s founding commanders, over a lifetime, analyze themselves unsparingly, reform themselves without letting up an inch, demand “unfeelingly” of their families, and love the people with all their strength?

So that they would never, in thought, return to the “old world” the Party and this army set out to overthrow.

So that they would never, in action, walk toward the “opposite side” the Party and this army set out to bring down.

In early spring 1942, the Yan River gradually thawed. In response to objections by some to launching the Rectification Movement, Mao Zedong’s attitude was firm: “Even if it’s smashed to pieces, even if Yan’an is lost, even if everyone yells and screams, we must carry out rectification—and carry it through to the end, thoroughly.”

On May 1, 1950, all of Hainan Island was liberated. That very day, the CPC Central Committee issued “Instructions on Launching a Rectification Movement Throughout the Entire Party and the Entire Military,” with the blade aimed straight at feelings of pride in achievement, commandism, and the errors of a small number who were corrupt and degenerate, politically decadent, and who broke laws and discipline.

Rectification in adversity, rectification in success; rectification in hardship, rectification in victory—our army’s pursuit of purity and honor never stops.

“Corruption is the greatest threat our Party faces; fighting corruption is the most thorough self-revolution.” “There must be no place in the military where corrupt elements can hide.” “There is no ‘imperial pardon,’ no ‘iron-capped princes.’” In the new era, Chairman Xi has led the military with unprecedented resolve and intensity in rectifying conduct and fighting corruption—upholding no forbidden zones, full coverage, and zero tolerance; emphasizing strong deterrence and high pressure with sustained shock; insisting that cases must be investigated and corruption must be punished.

Persist relentlessly, work for the long haul; without complete victory we will not withdraw. Like moving from “sand advances, people retreat” to “green advances, sand retreats,” governance of corruption has become a steadfast struggle to improve the political ecosystem.

Yet as the anti-corruption struggle reaches a new threshold, we must dispel certain mists before us—for example, blindly optimistic “quick victory theories,” passively pessimistic “hopelessness theories,” and indiscriminate “harm theories” that cannot tell right from wrong…

“Unafraid of floating clouds that block the view.” To cross this new threshold, we need even more the strategic composure and historical patience of “clouds may rage across the sky, yet we remain calm.”

“A new pine resents not being a thousand feet tall; vile bamboo must be cut down by the ten thousand stalks.” At this moment, we are no longer at the beginning stage of clearing a path through thorns; we have reached a steep pass midway up the mountain, when the climb is at its hardest. Looking back, we have already used thunderous fire to burn away rotten “corrupt timber,” bringing vitality back to vast forests; we have used the heavy plow of law-based governance to break up compacted “soil,” leaving no place for the roots of unwritten rules to hide.

But only after climbing high does one realize the wind has not ceased. The pass ahead has stronger winds, steeper slopes, and more perilous roads.

This “wind” is the “new-type” and “hidden” nature of corrupt phenomena—like termites hollowing out a dike in silence, with deeper harm; this “peril” is the “generational contagion” and “mutated fermentation” of pernicious influences and accumulated abuses, with fiercer toxicity; this “pass” is the “turning point” in deepened governance—integrating efforts so that officials do not dare to be corrupt, cannot be corrupt, and do not want to be corrupt, treating both symptoms and root causes through systemic measures, which is all the more difficult.

The anti-corruption struggle is always on the road. “If one only undertook struggle when there was a very smooth chance of success, then making world history would be far too easy.” “At every revolutionary stage, there will always be some dross that sinks down.”

Ice three feet thick does not form in a single day, nor is removing three feet of ice achieved in a single day. We must remain extraordinarily clear-eyed about the situation and extraordinarily resolute in attitude; we must never slacken, never soften our hand—“we should ride our remaining courage to pursue the beaten foe to the end; we must not seek a reputation as some modern-day Xiang Yu!”


(III)

October 25, 2025 marked the 75th anniversary of the Chinese People’s Volunteers’ departure to fight in the War to Resist U.S. Aggression and Aid Korea.

More than seventy years ago on the Huachuan Lake battlefield, 22-year-old company commander Zhao Zhili led his company to hold Hill 288.4, fighting tenaciously for four days and four nights.

During armistice talks, the U.S. side did not believe that a single company had held the high ground, and requested to meet Zhao Zhili, who commanded the fight. His photograph appeared in Western newspapers, and he was called “the victor of the battle for the Eastern Gibraltar.”

Yet no one could have imagined that more than thirty years later Zhao Zhili’s name would again appear in news reports—in a People’s Daily item reporting that he had become a prisoner for embezzlement.

From the heroic and glorious end to the corrupt and fallen end—Zhao Zhili held the high ground on the battlefield, so why did the “high ground” in his heart collapse?

Beijing, the Wuming Heroes Memorial Plaza in the Western Hills: four white-marble statues of martyrs stand in silent stillness. On a granite wall are engraved the names of 846 heroes who fell on the covert front in Taiwan.

They, because of one person’s corruption and degeneration, lie forever on the far side of the Strait.

Cai Xiaoqian, a Communist Party member who had taken part in the Long March—if he had not been greedy for a steak, he might not have exposed his whereabouts, been arrested, and ultimately defected, causing severe blows to the entire underground Party organization in Taiwan.

A Red Army soldier who had crossed ten thousand rivers and mountains lost his way on an island.

A Communist Party member who had eaten grass roots and tree bark fell over a “single steak”!

In the harsh environment of struggle against the enemy, Cai Xiaoqian often went to restaurants and bars in Taipei to eat, drink, and seek amusement.

That steak was only the last snowflake that triggered an avalanche!

One who is good at removing harm examines the root; one who is good at curing illness cuts off the source. When deeply analyzing a series of major corruption cases in our military in recent years, Chairman Xi emphasized: “These problems manifest in politics, ideology, organization, work style, discipline, and other aspects; at root, they lie in ideals and convictions, Party spirit cultivation, and official ethics and personal character.”

“Carry the revolution through to the end”—this is the inscription Comrade Zhu De wrote at age 89. Less than two months before he passed away, after seeing a new translation of The Communist Manifesto, despite advanced age and poor health he went especially to the Central Party School to exchange views with the translators about his study experience.

“Medal of the Republic” recipient Zhang Fuqing had a copy of A Reader of General Secretary Xi Jinping’s Series of Important Speeches on his desk, its pages already a bit curled. In the margins he wrote: “We must constantly remold our subjective world, strengthen Party spirit cultivation, cultivate character and moral tempering; be honest in做人, be steady in doing things, be clean in holding office, always remain loyal to the Party, personally clean, and brave to take responsibility.” That year the veteran was 93 and had been retired for over thirty years.

Zhang Lianyin, former deputy commander of the Hebei Provincial Military District, retired and returned to his hometown, leading a team to plant more than two million trees in order to prevent wind and control sand and change the look of his home area. When asked, “If not for fame or profit, then what is it for?” he answered, regarding his Party membership as a “lifelong post”: “If it were for fame and profit, I wouldn’t be a Communist Party member.”

This is what original aspiration looks like. It cannot be faked; and it will certainly be recognized by the masses’ “bright eyes,” and “tested” by time’s litmus paper. If it is dusted over or cast aside, it is like the first domino falling: it is not the loss of one city or one region, but a chain reaction of collapses.

The Party’s original aspiration is the People’s Army’s original aspiration. Forgetting the original aspiration means betrayal of the Party and the People’s Army. And corruption is shameless surrender in peacetime.

If you look closely at the rows of decorations on the chests of some senior military leaders who have been investigated, many had rich experience and repeated military merit—yet as they went along they lost their original aspiration and willingly sank.

The tiger of desire is always ready to swallow anyone who relaxes their self-remolding. Iron facts tell us: to hold fast to our original aspiration, we must uproot erroneous ideas and establish correct values.

To uproot means to do it thoroughly—pry open hard rock and earth, dig up deep-buried tangled roots.

To establish means to do it firmly—hold high the banner of ideals, set clear boundaries between right and wrong.

After the founding of New China, whenever someone came to visit, Senior General Xu Haidong would always ask: “Have you made political mistakes? Have you taken too much economically? Have you divorced your wife in your personal life?” Three questions from a general: first about ideology, second about integrity, third about conduct.

In a diary, Martyr Wang Jie also had “three questions”: “What is an ideal? Carrying the revolution through to the end is the ideal. What is the future? The revolutionary cause is the future. What is happiness? Serving the people is happiness.”

“August 1 Medal” recipient Wei Changjin, after being awarded the honorary title “Combat Hero” by the Central Military Commission, once published an essay posing a “question of life”: “In my future work and life, can I become the best version of myself, withstand every test, continue to hold fast to my ‘post,’ and be worthy of my old company and of this generation of soldiers?”

Ask others; ask yourself—ask what? Why join the Party, why become a soldier, why become a commander? In the end, it is to ask out one answer—

“No matter how far you go forward, you must not forget the road you have traveled; no matter how far you go, even into a glorious future, you must not forget the past you have traveled, and you must not forget why you set out.”


(IV)

On the eve of National Day 1955, the People’s Liberation Army conducted its first conferral of military ranks.

Many generals covered in wounds and with distinguished wartime achievements wrote letters to the Party Central Committee and Chairman Mao—

Luo Ronghuan: “I joined the revolution relatively late and my contribution is small; to confer on me the rank of marshal would be undeserved.”

Ye Jianying: “At most I should be placed at the rank of grand general; that is the verdict of history.”

Xu Guangda: “My contribution to the Chinese revolution, to speak truthfully, is insignificant. Not to mention compared with the grand generals; I feel ashamed—in comparison even with some long-serving generals, I feel inferior… I sincerely and prudently apply: confer on me the rank of general.”

Xu Liqing: “Compared with what the Party and people require, what I have done is insignificant… In terms of virtue, talent, seniority, and merit, being conferred the rank of lieutenant general already fills me with honor.”

Since the founding commanders of the Republic did not set their hearts on ranks, why then did they race across battlefields, bathe in blood, and never regret even after countless brushes with death? They regarded their own merit as small and low—so what did they regard as heavy and high?

Words unspoken are heard amid drums and thunder. The commanders answered with action—

In 1955, Li Jukui was not granted a rank because he was appointed the first Minister of the Petroleum Industry. In 1958, he returned to military work; when his rank was conferred later, he firmly insisted on “take the lower, not the higher.” On his 80th birthday he wrote in his notebook: “Even if you give me greater power, I will never use power for personal gain; even if you give me more money, I will never lose the spirit of hard struggle; even if you let me live another eighty years, I will never stop pressing forward.”

In 1955, before Sun Yi was conferred the rank of lieutenant general, he wrote to the organization: “I was born into poverty; when I was lost, it was the Party that guided me and allowed me to devote myself to the revolution. I did not join the revolution to seek office, still less for salary; when assessing my rank, take the lower, not the higher…”

In 1955, Chen Geng’s children asked what “general” he had been given. Naturally humorous, Chen Geng laughed: “No general at all—just chili sauce!” Then his expression turned serious: “Compared with those comrades who shared life and death with us but sacrificed for the nation, being able to carry life through to nationwide liberation is already great fortune; to boast of wartime merit after victory is a desecration of those nameless heroes and martyrs who died.”

What is the soul of a commander? Where is the soul of a commander? It is not the stars on the shoulder, but the backbone in the heart.

In recent years, as senior military leaders who lost their faith have fallen one after another, people have sighed with regret and burned with anger: they have desecrated heroic predecessors, stained the glory of generals, and failed the hopes of the people!

They are absolutely not what generals of the People’s Army should be! Since its founding, the People’s Army has never lost its true colors because of a tiny handful of bad apples.

“Today we talk on the basis of Party spirit.” “Obey the Party’s arrangements in all things.”
“You will command the troops into Tibet.” “We will resolutely complete the mission.”

This was the dialogue in 1950 between Comrade Deng Xiaoping and Zhang Guohua, commander of the 18th Army, after the Party Central Committee decided to advance into Tibet ahead of schedule.

No more needed. “Party spirit” was the “common language” of the two revolutionary commanders.

How could Zhang Guohua not know the difficulties of marching into Tibet? At the oath-taking rally, he brought his three-year-old daughter Nannan onto the stage: “Not only will I go into Tibet; my wife will go into Tibet; even my daughter will not stay in the interior—she will march into Tibet with me.” Nannan ultimately died on the march to Tibet, becoming the youngest “martyr” of the 18th Army.

A thousand-pound burden on the shoulders, ten thousand troops behind—this is a generation of the Republic’s war commanders!

“War is not far from us,” was something the “Missile Commander” Yang Yegong often said.

To build the Republic’s “strategic iron fist,” Yang Yegong rushed about his post as if tightly wound by a spring: “Military struggle preparations are a race against time; we must cherish every second more precious than gold.”

On July 1, 2004, Yang Yegong’s condition rapidly deteriorated. His wife hoped he could personally explain his final affairs, but what he kept murmuring on his deathbed was: “One-two-one, forward…”

A year later, the “Touching China” organizing committee wrote in its award citation to Yang Yegong: “He measured his work with a ruler, and calculated his life by the second; without asking for appointment to lead a brigade, he had already given his all…”

The Party and the people will always need commanders of “blade across the horse, ready to charge,” and warriors “willing to spill hot blood.”

“Don’t reach out a hand; reach out and you will be caught. The Party and the people are watching; under the gaze of ten thousand eyes you cannot escape.” This is a famous line from Marshal Chen Yi’s 1954 poem “Seven-Character Ancient Verse: Don’t Reach Out a Hand.”

In the poem Chen Yi frankly admits ordinary human weaknesses and hard-to-resist temptations: “How could one not love rank and power—rank and power tower like mountains. How could one not love powder and rouge—drink the river of love dry and still thirst. How could one not love adulation—praise songs fill the ears, a joy like immortals.”

But in the following lines he answers how to resist these temptations: “First think: never forget the root—what comes from the people, do no evil. Second think: the Party nurtured me—without the Party, what could I accomplish? Third think: food, clothing, housing—without the people, how could I live? Fourth think: though I have merit, how could I be without faults—shouldn’t I feel ashamed?”

What is the bearing of a great general? In struggle against the enemy, courage that shakes heaven and earth; in restraining oneself, caution as if walking on thin ice. While serving as mayor of Shanghai, Chen Yi often received merchants and industrialists; when someone tried to give him antiques, calligraphy, or paintings, he always politely refused. He said: “We Communists are most strict about discipline. In this respect, having too much nerve won’t do—not even a little too much nerve.”

One who changes color at the sight of a hundred pieces of gold cannot command the three armies. From ancient times, the “positions” senior commanders must hold include not only positions on the battlefield, but also positions of integrity.

Once the position of integrity is lost, the harm is no less than losing armies and territory.

The Chinese nation has never lacked war commanders; the People’s Army has never lacked heroes. In the new era of strengthening the military and rejuvenating the armed forces, we will surely forge great-power commanders worthy of the rejuvenation mission—loyal to the Party’s and people’s cause, marching at the head of steel formations, and drawing the sword on the high ground of future battlefields.


(V)

Liaoning, Shandong, Fujian…

Each time a great-power warship is launched or commissioned, many netizens fondly recall that tear-inducing old photo: General Liu Huaqing standing on tiptoe to look around the U.S. aircraft carrier Kitty Hawk.

The “aircraft carrier dream” is linked to the dream of a strong military. Little known is that when the spring tide of reform and opening surged, the hard road of the People’s Navy’s modernization came not only from the longing of “standing on tiptoe to see ships,” but also began with a top-down overhaul.

That overhaul began at the top leadership organs. In those years, less than twenty days after taking office as commander of the navy, Liu Huaqing followed Deng Xiaoping’s instruction that “the navy must be put in order,” convening a chiefs’ office meeting on the theme of rectifying the navy headquarters and addressing lax work style, slack management, and loose discipline.

Only by clearing the muddied and uplifting the pure can one see far. Starting with rectifying work style and discipline, the navy carried out comprehensive reorganization and reform. One strategic plan after another emerged, outlining blueprints for major future tasks such as developing aircraft carriers.

“Do you see it? The sidelights of the Liaoning illuminate the Taiwan Strait; the wake of the Shandong cuts across the blue waves of the South China Sea; the Fujian’s electromagnetic catapults push ‘the stars’ even farther…”

Tackling hard problems; fulfilling the dream. Today, when we look back at China’s aircraft carriers going from none to some—“from 0 to 3”—we must not forget the repeated self-revolutions along the hard road, and the repeated rounds of formation alignment and consolidation.

In Dalian, Liaoning, Chairman Xi boarded the Liaoning, climbed the ladders, went down to the hangar deck, entered compartments and battle stations, and learned about officers’ and soldiers’ work and training, emphasizing adherence to higher standards and a leading position, continuously deepening work-style building, and striving to realize a fundamental improvement.

In Sanya, Hainan, Chairman Xi boarded the Fujian and came to the catapult integrated control station, personally pressing the launch button at a new battle post unprecedented in our military. The Fujian uses electromagnetic catapult technology, decided upon personally by Chairman Xi. As the People’s Navy battles the seas and skies and moves into the deep blue, it has gained greater potential energy and stronger kinetic energy.

In the new era, the accelerated period in which great-power equipment is densely commissioned is also a period of remolding through tempering-fire for the People’s Army’s rectification and consolidation.

The river of history surges forward. Today, achieving the centenary goal of building the military on schedule has entered a countdown. In time that flies by, to fight the hard battle, we must win this battle against corruption.

These two tough battles have already seized one dangerous pass after another, and both have entered the most grueling stretch.

“Follow the Way and proceed, but halfway you must redouble your efforts; understanding is not far off—do not shrink from labor to reach the summit.” Chairman Xi once quoted this couplet from Nanyue Hengshan. On the stormy and bitter journey, the nearer we draw to the goal, the steeper the climb may become, and the weather more changeable. In a hundred-mile journey, ninety miles are only halfway; the last ten miles are often the hardest, and the truest test of stamina.

Tackling hard problems requires marching while also tightening the ranks—

Back then, by the raging Jinsha River, the Red Army established strict crossing discipline: even corps commanders and division commanders had to board boats in order at the whistle. A few small boats carried thousands upon thousands across the great river in orderly fashion—urgent but not chaotic. Without such rank-tightening and such work style, snow mountains, grasslands, and great rivers might have been impossible to cross.

On the new journey, this heroic force that crossed the Jinsha and Dadu Rivers must never be blocked by muddy, polluted waters on the road of tackling hard problems. Senior leading cadres must even more take the lead in joining the ranks and undergoing rectification and consolidation—putting themselves into it, showing the courage to set aside “face” and expose shortcomings, reflecting deeply with an attitude of digging to the roots and stirring the soul, making serious corrections, and driving rectification so it hits the “point” and reaches the “root.”

Rectification and consolidation must go deeper the more we tackle hard problems—

Before the Crossing-the-Yangtze Campaign, units carried out months-long consolidation, strictly handling people and matters involving pride in achievement and violations of discipline. After that, the million-strong army crossed the Yangtze—both sweeping away the enemy like rotten wood and winning people’s hearts by strict discipline.

On the new journey, political rectification advances into depth; the hard battle of reaching the military centenary has reached a crucial stage. This means we are closer to victory, and it also means we must summon the courage of “the more perilous, the more we press forward” and the determination of “not leaving this war to future generations”—bearing heavy burdens knowingly, overcoming difficulties knowingly, seizing the day, and ensuring success.

Tackling hard problems carries the massive potential energy of rectification and consolidation; and isn’t rectification itself a hard battle of breaking the old and establishing the new, of replacing bones and washing marrow?

With the courage to turn the blade inward, the determination to use strong medicine to remove illness, and the tenacity of dripping water piercing stone, the Party Central Committee and Chairman Xi have rectified work style and discipline, building momentum like a high gorge storing water. The Fourth Plenary Session of the 20th CPC Central Committee wrote “continuing to deepen political rectification and consolidation” into the Recommendations of the CPC Central Committee on Formulating the Fifteenth Five-Year Plan for National Economic and Social Development. On the road of tackling hard problems, rectification can only intensify, charge again, and deepen.

Tackling hard problems is the heavy responsibility history has given us, and also the opportunity the era has given us—

More than ten years ago, a young officer born after 1990, Li Zhe, became a member of the Liaoning. Later he served on two other aircraft carriers as well: “On the Liaoning I was a ‘newbie’; on the Shandong I gradually grew into a little sapling. Now on the Fujian, I can shelter those who come after me from wind and rain.”

More than ten years ago, the after 1990-born student Liu Mengke was captivated by the roaring warplanes in the grand parade, planting a seed of a dream. Today, the boy who once looked up at the sky flies in the parade; the early-warning aircraft that once could only be seen in military magazines have been fielded in system form, becoming his close “comrades-in-arms”…

As clean wind sweeps away corrupt leaves, it also brings forth the sprouting of new buds and nurtures hope of metabolism and renewal.

During the War of Resistance, Deng Xiaoping said earnestly at a meeting: “If all our comrades removed bad practices, how much greater strength would our Party gain! Rectification is our Party-building plan for a century; every comrade must consciously take part.”

From a “century-long plan” to the “hard battle toward the centenary,” each generation has its mission.

Only when water drops are pure can rivers be clear. In continuously deepened political rectification and consolidation, none of us can evade or dodge; in the hard task of forging ahead amid rapids, none of us can fall behind; in the soul-cleansing purification, none of us can stand aside.

Recalling those years, the young Deng Zhongxia wrote a poem titled “Victory”: “What thorns cannot be cut? What jackals cannot be killed? What mountains cannot be pushed over? You need only struggle—boldly struggle; persist—persist forever. Victory will be yours!”

So many things are urgent, always; heaven and earth turn, time presses.

One mountain stretch, one water stretch; the Long March of ten thousand miles has not yet ceased.

Fly across, move swiftly; add power, go full speed—sprinting toward achieving the centenary goal of building the military on schedule, we firmly believe—

Victory over corruption is certain! A strong military will be achieved!

(Editors: Wang Xiaoxiao, Peng Xiaoling)


, – – –

Here’s a glossary of key political/military terms and set phrases from the article, with pinyin + concise English renderings and brief usage notes where helpful.

Core political–military terms

  • 党领导的人民军队 (dǎng lǐngdǎo de rénmín jūnduì) — the Party-led People’s Army
    Stock formulation stressing CCP leadership over the PLA.
  • 人民军队 (rénmín jūnduì) — the People’s Army / people’s armed forces
    Often shorthand for the PLA as a “people’s” force.
  • 政治建军 (zhèngzhì jiànjūn) — building the military politically / political army-building
    Means prioritizing ideology, Party control, discipline, loyalty.
  • 政治整训 (zhèngzhì zhěngxùn) — political rectification and consolidation (within the military)
    整 = rectify/put in order; 训 = train/discipline. Often implies campaigns of discipline + ideological tightening.
  • 持续深化政治整训 (chíxù shēnhuà zhèngzhì zhěngxùn) — continuously deepen political rectification and consolidation
  • 整风精神 (zhěngfēng jīngshén) — the spirit of “rectification” (Rectification Campaign ethos)
    Alludes to Yan’an Rectification: criticism/self-criticism, ideological remolding, discipline.
  • 政治纲纪 (zhèngzhì gāngjì) — political discipline and political rules/norms
    纲纪 = framework of discipline, order, and rules.
  • 正本清源 (zhèngběn qīngyuán) — correct the root, cleanse the source; set things right at the foundation
    Common anti-corruption/rectification phrase.
  • 革除积弊 (géchú jībì) — eliminate long-accumulated abuses
    积弊 = entrenched malpractices.
  • 刀刃向内 (dāorèn xiàng nèi) — turn the blade inward (self-targeted reform/purification)
  • 自我革命 (zìwǒ gémìng) — self-revolution
    CCP/PLA discourse for internal reform and anti-corruption as self-purification.
  • 理想信念 (lǐxiǎng xìnniàn) — ideals and convictions
  • 党性修养 (dǎngxìng xiūyǎng) — cultivation of Party spirit/Party-mindedness
    Often paired with loyalty, discipline, “political character.”
  • 官德人品 (guāndé rénpǐn) — official ethics and personal character

Anti-corruption vocabulary

  • 正风反腐 (zhèngfēng fǎnfǔ) — rectify work style and fight corruption
    风 = (bad) work style; 反腐 = anti-corruption.
  • 铁腕反腐 (tiěwàn fǎnfǔ) — fight corruption with an iron fist
  • 无禁区、全覆盖、零容忍 (wú jìnqū, quán fùgài, líng róngrěn) — no forbidden zones, full coverage, zero tolerance
  • 重遏制、强高压、长震慑 (zhòng èzhì, qiáng gāoyā, cháng zhènshè) — emphasize containment, strong high-pressure posture, long-term deterrence
  • 有案必查、有腐必惩 (yǒu àn bì chá, yǒu fǔ bì chéng) — investigate every case; punish every instance of corruption
  • 沉疴 (chénkē) — deep-seated chronic disease (metaphor)
  • 流毒积弊 (liúdú jībì) — lingering toxic influence and accumulated abuses
    流毒 = “poison” that lingers; often used for political-ethical aftereffects.
  • 代际传染 / 变异发酵 (dàijì chuánrǎn / biànyì fājiào) — intergenerational contagion / mutation and fermentation
    Metaphorical intensifiers for “corruption evolves/spreads.”
  • 潜规则 (qián guīzé) — unwritten rules / informal (often corrupt) rules of the game
  • 丹书铁券 (dānshū tiěquàn) — “iron-clad pardon” (imperial amnesty token)
    Used to deny anyone has immunity.
  • 铁帽子王 (tiě màozi wáng) — “iron-capped prince” (hereditary privileged noble)
    Figuratively: someone presumed untouchable.

Readiness / Taiwan-Strait framing

  • 备战慑战 (bèizhàn shèzhàn) — prepare for war to deter war
    A set phrase: deterrence through readiness.
  • 亮剑 (liàngjiàn) — draw/brandish the sword; show resolve
    Often used for Taiwan or other security contexts.
  • 捍卫国家主权与领土完整 (hànwèi guójiā zhǔquán yǔ lǐngtǔ wánzhěng) — safeguard national sovereignty and territorial integrity
  • 台海 (Táihǎi) — the Taiwan Strait (lit. “Taiwan Sea/Strait”)
  • 东部战区 (Dōngbù Zhànqū) — Eastern Theater Command
  • 演习 (yǎnxí) — exercise / drill
  • 战略能力 (zhànlüè nénglì) — strategic capability/capacity

Organizational / governance terms

  • 中央军委 (Zhōngyāng Jūnwěi) — Central Military Commission (CMC)
  • 中央政治局 (Zhōngyāng Zhèngzhìjú) — CPC Politburo
  • 开除党籍 (kāichú dǎngjí) — expel from the Party
  • 严重违纪违法 (yánzhòng wéijì wéifǎ) — serious violations of Party discipline and the law
    Standard formula in disciplinary announcements.
  • 审查报告 (shěnchá bàogào) — investigation/review report (disciplinary context)
  • 二十届四中全会 (Èrshí jiè Sìzhōng Quánhuì) — 4th Plenum of the 20th Central Committee
  • 建军一百年奋斗目标 (jiànjūn yībǎinián fèndòu mùbiāo) — the centenary goal of building the military
    Refers to the PLA’s 100th anniversary (1927–2027) goal-setting.
  • 国防和军队现代化 (guófáng hé jūnduì xiàndàihuà) — national defense and military modernization
  • 如期实现 (rúqī shíxiàn) — achieve on schedule
  • 十五五规划 (Shíwǔwǔ guīhuà) — the 15th Five-Year Plan (2026–2030)

Cadre/self-discipline idioms & set lines

  • 整到“点”上、训到“根”上 (zhěng dào “diǎn” shàng, xùn dào “gēn” shàng) — rectify to the key point, train to the root
    Rhythmic slogan for “target the essentials / root causes.”
  • 揭短亮丑 (jiēduǎn liàngchǒu) — expose shortcomings and reveal ugliness
    Often used for “self-criticism.”
  • 触动灵魂 (chùdòng línghún) — touch/stir the soul (deep ideological reflection)
  • 知重负重、知难克难 (zhī zhòng fù zhòng, zhī nán kè nán) — knowing the weight, bearing it; knowing the difficulty, overcoming it
  • 只争朝夕 (zhǐ zhēng zhāoxī) — seize the day; race against time
  • 务期必成 (wù qī bì chéng) — ensure success; must succeed
  • 标本兼治、系统施治 (biāoběn jiānzhì, xìtǒng shīzhì) — treat symptoms and root causes; apply systemic governance
  • 不敢腐、不能腐、不想腐 (bù gǎn fǔ, bù néng fǔ, bù xiǎng fǔ) — do not dare to be corrupt, cannot be corrupt, do not want to be corrupt
    Triad frequently used in governance discourse.

Historical/political references (names/titles)

  • 古田会议 (Gǔtián Huìyì) — the Gutian Conference
  • 《古田会议决议》 (Gǔtián Huìyì Juéyì) — Resolution of the Gutian Conference
  • 延安整风 (Yán’ān Zhěngfēng) — the Yan’an Rectification Movement
  • 《共产党宣言》 (Gòngchǎndǎng Xuānyán) — The Communist Manifesto
  • 抗美援朝 (Kàng Měi Yuán Cháo) — Resist U.S. Aggression and Aid Korea (Korean War framing)
  • 中国人民志愿军 (Zhōngguó Rénmín Zhìyuànjūn) — Chinese People’s Volunteers

Poetic/idiomatic quotations used as rhetoric (optional quick gloss)

  • 沉舟侧畔千帆过,病树前头万木春 — beside a sunken boat a thousand sails pass; before a sick tree ten thousand trees bloom
  • 不畏浮云遮望眼 — not afraid of floating clouds that block the view
  • 乱云飞渡仍从容 — calm and composed even as chaotic clouds sweep past
  • 新松恨不高千尺,恶竹应须斩万竿 — new pines regret not being a thousand feet tall; vile bamboo should be cut by the ten thousand stalks
  • 宜将剩勇追穷寇,不可沽名学霸王 — use remaining courage to pursue the enemy to the end; don’t seek fame by imitating Xiang Yu

Chinese text of PLA Daily editorial

人民网

人民网>>军事

把党领导的人民军队锻造得更加坚强

——写在新时代新征程人民军队持续深化政治整训之际

解辛平

2026年01月12日09:07 | 来源:解放军报

驱歼、破击、远袭,拔点、断线、封港……

元旦前夕,东部战区发布“正义使命-2025”演习系列短视频,“正义之锤”“正义之箭”震撼台海。人们在竞相转发的同时,纷纷点赞:人民军队始终过得硬、信得过!

正义必胜,使命必达。这次演习,向全世界展现了中国军队捍卫国家主权与领土完整的硬核实力。

“提高捍卫国家主权、安全、发展利益战略能力”。两个月前,党的二十届四中全会对“如期实现建军一百年奋斗目标,高质量推进国防和军队现代化”,作出新的战略部署。

也正是这次会议,审议并通过了中央军委关于何卫东、苗华、何宏军等9人严重违纪违法问题的审查报告,确认中央政治局之前作出的给予这9人开除党籍的处分。

“不以铁腕反腐将后患无穷。‘沉舟侧畔千帆过,病树前头万木春’。”在全会上谈到反腐败斗争,习主席语气铿锵。

铁甲列阵、巨舰巡弋、战鹰凌空、雷霆越海……人民军队备战慑战、亮剑台海,印证一个有力判断:反腐越彻底,攻坚越托底,强军越有底。

(一)

“国之盛典威武雄壮,胜利荣光永载史册”。

2025年9月3日,北京天安门广场,纪念中国人民抗日战争暨世界反法西斯战争胜利80周年阅兵隆重举行。

这一天,受阅的空军方队里,有一名战士叫吉家坤。他是抗日民族英雄吉鸿昌的后人。昂首阔步走过天安门广场的时候,他的怀里揣着吉鸿昌的照片。

这一天,观礼台上,有一位母亲叫姚久穗。她是陈祥榕烈士的妈妈。望着受阅官兵威武挺拔的身姿,她感觉儿子仿佛就在眼前。

“清澈的爱,只为中国。”这一天,在祖国辽阔的大地、海洋和空疆,全军将士以同样的英姿、同样的赤诚,守卫着祖国的和平与安宁。

受阅岂止在一日,受阅岂止在长街!

“中国人民解放军始终是党和人民完全可以信赖的英雄部队。”人民军队奋进建军百年的崭新亮相,是对光荣历史的致敬,是对千万英烈的告慰,也是新时代人民军队政治建军新风貌、力量结构新布局、现代化建设新进展、备战打仗新成效的充分展示。

强军首先要在政治上强,政治上强是最根本的强。没有政治上的革命性锻造,就不可能有新时代人民军队伟大变革。

2025年4月,全网播放量已破10亿的党史微纪录片《百炼成钢:中国共产党的100年》,在中央电视台国防军事频道重播。

“快把那炉火烧得通红,趁热打铁才能成功!”一个“炼”字,道出党和人民军队的政治品格——“伟大的马克思主义政党不是天生的,而是在长期社会实践中锻造而成的,是在不断自我革命中淬炼而成的”。

古田,延安。人民军队政治整训的两座红色熔炉,矗立在历史的驰道上。连接它们的,正是一程又一程的淬炼、一锤接一锤的锻打。

今天,走进古田会议旧址,会场地板上斑斑的炭火印记,仍清晰可见。会议纪念馆里,一本1942年刊印的《古田会议决议》静静陈列在展柜中。延安整风时,毛泽东同志亲自写信给军委总政治部,要求把《古田会议决议》多印几千份,发至部队连长以上干部,列为学习的重要文件。

从古田到延安,正是炉火不熄的持续淬炼,为人民军队铸了魂、脱了胎、换了骨,万水千山挡不住,风卷红旗过大关。

“洪炉熔尽旧形骸,重塑新生破茧来。”淬炼之火燃烧过的地方,总是会催生新一轮的“窑变”。进入新时代、新征程,古田和延安,又成为人民军队经历浴火锻造的两个醒目地标。

“我们来到这里,目的是寻根溯源,深入思考我们当初是从哪里出发的、为什么出发的。”2014年,习主席亲自决策在古田召开全军政治工作会议,深刻指出部队中特别是领导干部中存在的“十个方面”突出问题,“已经到了非解决不可的时候”,果断整肃人民军队政治纲纪,坚持以整风精神推进政治整训,力挽狂澜、扶危定倾。

“10年前我们到古田召开全军政治工作会议,今天我们来延安召开军委政治工作会议,再一次寻根溯源。”2024年,习主席在中央军委政治工作会议上,凝练概括新时代政治建军方略“十个明确”的内涵要义,科学分析政治建军面临的现实挑战、风险考验,鲜明提出“六个确保”的时代要求,强调“一刻不停推进政治建军”。

经历浴火提纯,迎来浴火新生。习主席带领人民军队一次次寻根溯源、燃旺“淬炼之火”,以前所未有的决心和力度革除积弊、正本清源。正是在习主席坚强领导下,我们这支党领导的人民军队守住了根和魂,走开了快速发展的步伐,赢得了迈向世界一流的主动。

10年,又是从古田到延安,历史在多情的回眸中,也向我们投来冷峻的目光——

进入21世纪第二个10年,人民军队的航船离梦想的彼岸越来越近,也驶入了一片风高浪急的深水区。

梦想,如此接近——我们前所未有地靠近世界舞台中心,前所未有地接近实现中华民族伟大复兴的目标,前所未有地具有实现这个目标的能力和信心。

考验,如此艰巨——“百年未有之大变局”的波峰浪谷间,形势环境变化之快、改革发展稳定任务之重、矛盾风险挑战之多,对我们党治国治军考验之大前所未有。

船到中流浪更急,人到半山路更陡。

何为历史主动?何为历史自觉?

为了承担重任,必须敢于直面问题、勇于自我革命!为了追求胜利,必须及时清除害群之马、涤荡污泥浊水,坚决把问题解决在当下,解决在走向战场之前!

(二)

塔克拉玛干沙漠,号称“死亡之海”。

如今,在世界最长的环沙漠绿色生态屏障上,10万株玫瑰迎风绽放。

几十年、几代人,怀揣着绿色梦想“给沙漠锁边”,换来了震撼人心的生态奇迹、千秋之功。

荒漠化,被视为自然之癌;腐败,则被视为社会之癌。

治理荒漠,是人与自然的战斗;根除腐败,是人与自身的对垒。

腐败,可谓人类社会的千年沉疴。正如马克思所言,“过时的东西总是力图在新生的形式中得到恢复和巩固。”回望大国崛起,世界主要强国在工业化进程中,腐败往往经久难治;纵观国运兴衰,一些发展中国家陷入长期低迷动荡的泥潭,腐败也是重要原因。

军队,国之柱石,军队腐败则国本动摇。

1915年,就读于天津南开中学的周恩来,写了一篇题为《海军说》的作文,矛头直指旧军队的腐败、怠惰。

“泄泄沓沓,昏昏梦梦,终日酒地花天,于军事无丝毫研究”。甲午之战,“全军覆没,虚容尽失;割地丧师,真情毕露。强盛之希望既成泡影,和平之期意复为幻想”。文中,周恩来发出痛彻肺腑的感叹:“人必自侮,而后人侮之;国必自伐,而后人伐之。”

朱德、彭德怀、刘伯承、贺龙、叶剑英……这些共和国的开国将帅,不少人脱身于旧军队的营垒。回顾当年人生的抉择,他们无一不痛感“旧军队的腐败”。

这样的军队,怎么可能成为国之干城?怎么可能成为救国先锋?

我们这支军队创立的初心、肩负的使命,跟这样的“旧”、这样的“腐”,势不两立、水火不容。

共和国将帅中的许多人,终其一生,对自己不留情面地剖析、不松一篙地改造,对家人“不近人情”地要求,对人民不遗余力地热爱,为的是什么?

为的是,永远不在思想上回到这个党这支军队要推翻的“旧世界”去。

为的是,永远不在行动上走到这个党这支军队要打倒的“对立面”去。

1942年早春,延河渐渐解冻。针对有人对开展整风运动的异议,毛泽东态度坚决:“即使弄得稀巴烂,即使延安失掉了,即使大家哇哇叫,也要整风,而且要干到底,搞彻底。”

1950年5月1日,海南岛全境解放。也就在这一天,中共中央发出《关于在全党全军开展整风运动的指示》,剑锋直指居功自傲情绪,命令主义作风,以及少数人贪污腐化、政治上堕落颓废、违法乱纪等错误。

逆境时整风、顺境时整风,困难时整风、胜利时整风,我们这支军队对纯洁光荣的追求永不止步。

“腐败是我们党面临的最大威胁,反腐败是最彻底的自我革命”“军中绝不能有腐败分子藏身之地”“没有免罪‘丹书铁券’,没有‘铁帽子王’”……新时代,习主席领导军队正风反腐决心之大前所未有、力度之大前所未有,坚持无禁区、全覆盖、零容忍,坚持重遏制、强高压、长震慑,坚持有案必查、有腐必惩。

持之以恒、久久为功,不获全胜、决不收兵。宛如从“沙进人退”到“绿进沙退”,治理腐败成为一场坚定不移的政治生态治理之战。

然而,当反腐败斗争行至新的关口,我们需要拨开眼前的一些迷雾,比如盲目乐观的“速胜论”、消极悲观的“无望论”、是非不分的“有害论”……

“不畏浮云遮望眼”。跨越新的关口,我们更加需要“乱云飞渡仍从容”的战略定力与历史耐心。

“新松恨不高千尺,恶竹应须斩万竿。”此时,已不是披荆斩棘的起步,而是行至半山、正当吃劲的隘口。回首来路,我们已用雷霆之火,焚毁了一片片朽蚀的“腐木”,让广袤的森林焕发生机;已用法治重犁,翻垦了一块块板结的“土壤”,让潜规则的根系无处遁形。

然而,登高方知风未止。眼前的关口,风更急、坡更陡、路更险。

这“风”,是腐败现象的“新型”与“隐性”,如“白蚁”蛀空堤坝于无声,其害更深;这“险”,是流毒积弊的“代际传染”和“变异发酵”,其毒更烈;这“关”,是深化治理的“转折点”,一体推进不敢腐、不能腐、不想腐,标本兼治、系统施治,其难更大。

反腐败斗争永远在路上。“如果斗争只是在有极顺利的成功机会的条件下才着手进行,那么创造世界历史未免就太容易了。”“任何一个革命阶段,总有一些渣滓要沉下来的”。

冰冻三尺非一日之寒,除三尺之冰也非一日之功。对斗争形势要异常清醒、态度要异常坚决,决不能松懈、决不能手软——宜将剩勇追穷寇,不可沽名学霸王!

(三)

2025年10月25日,中国人民志愿军抗美援朝出国作战75周年纪念日。

70多年前的华川湖战场上,22岁的连长赵志立带领全连扼守288.4高地,顽强战斗4天4夜。

朝鲜停战谈判时,美方不相信坚守高地的是一个连,提出希望见一见指挥战斗的赵志立。他的照片登上西方的报纸,被称为“东方直布罗陀战斗的胜利者”。

然而,谁也没有想到,30多年后赵志立的名字再次见诸报端,是在《人民日报》一则因贪污沦为阶下囚的消息里。

从英勇光荣的这头,走向腐败堕落的那头,赵志立守住了战场上的高地,为何内心的“高地”出现了坍塌?

北京,西山无名英雄纪念广场,4尊汉白玉烈士雕塑静默矗立。花岗岩墙壁上,铭刻着846位牺牲在台湾隐蔽战线的英雄的名字。

他们,因为一个人的腐化蜕变,永远长眠在海峡对岸。

蔡孝乾,这名参加过长征的共产党员,如果不是贪吃一顿牛排,可能就不会暴露行踪被捕直至叛变,导致整个台湾地下党组织遭受严重打击。

一个走过万水千山的红军战士,迷失在一座小岛上。

一个吃过草根树皮的共产党员,栽倒在“一块牛排”上!

身处严酷的对敌斗争环境中,蔡孝乾却常去台北的餐厅和酒吧吃喝、消遣。

那块牛排,只是造成雪崩的最后一片雪花!

善除害者察其本,善理疾者绝其源。习主席在深刻剖析近年来我军一系列重大腐败案件时,强调“这些问题表现在政治、思想、组织、作风、纪律等方面,根子在理想信念、党性修养、官德人品上”。

“革命到底”——这是朱德同志89岁时,写下的条幅。离世前不到两个月,看到《共产党宣言》新译本后,他不顾年高体弱,专程赶到中央党校,与翻译人员交流学习体会。

“共和国勋章”获得者张富清,书桌上一本《习近平总书记系列重要讲话读本》已翻得有些卷边。在书页的空白处,张富清写道:“要不断改造主观世界、加强党性修养、加强品格陶冶,老老实实做人,踏踏实实干事,清清白白为官,始终做到对党忠诚、个人干净、敢于担当。”那一年,老兵93岁,已离休30余年。

河北省军区原副司令员张连印,退休回乡带队植树200多万株,只为防风治沙,改变家乡面貌。面对“不图名、不图利,到底图个啥”的追问,把党员身份当作“一辈子职务”的张连印回答:“图名图利,不是共产党员。”

初心,就是这样。它伪装不出来,却一定能被群众“雪亮的眼睛”看出来,被时间的试纸“验”出来。它如果被蒙尘、被抛却,就像多米诺骨牌的第一张倒下,不是一城一地的失守,而是一连串的塌方。

党的初心,就是人民军队的初心。忘记初心,就意味着对党和人民军队的背叛。而贪腐,就是和平时期的无耻投降。

倘若细看一些被查处军队高级领导干部胸前的勋表略章,他们也曾经历丰富、屡获军功,却走着走着就丢了初心、自甘堕落。

欲望的猛虎,随时准备吞掉一个放松思想改造的人。铁的事实告诉我们,坚守初心,必须把错误思想根子拔除掉,把正确价值观念立起来。

拔除,就要彻底。撬开坚硬的土石,掘起深埋的盘根。

立起,就要坚实。高擎理想的旗帜,标定是非的界限。

新中国成立后,每逢有人前来探望,徐海东大将必问:“政治上犯错误没有?经济上多吃多占没有?生活上和老婆离婚没有?”将军三问,一问思想,二问廉洁,三问作风。

在一本日记里,王杰烈士也有“三问”:“什么是理想?革命到底就是理想。什么是前途?革命事业就是前途。什么是幸福?为人民服务就是幸福。”

“八一勋章”获得者韦昌进,当年被中央军委授予“战斗英雄”荣誉称号后,曾撰文发出“人生之问”:“今后的工作生活中,我能不能做到最好的自己,经受住每一次考验,继续坚守‘哨位’,无愧于老连队、无愧于这一代的兵?”

问他人,问自己,问什么?入党干什么,当兵干什么,为将干什么?归根到底,要问出一个答案——

“一切向前走,都不能忘记走过的路;走得再远、走到再光辉的未来,也不能忘记走过的过去,不能忘记为什么出发。”

(四)

1955年国庆前夕,中国人民解放军首次授衔。

许多身上战伤累累、军旅战功赫赫的将领,纷纷给党中央、毛主席写信——

罗荣桓:“我参加革命时间比较短,对革命的贡献也很小,给我授元帅军衔当之有愧。”

叶剑英:“我最多摆在大将的军衔上,这是历史的定评。”

许光达:“我对中国革命的贡献,实事求是地说,是微不足道的。不要说同大将们比,心中有愧,与一些年资较深的上将比,也自愧不如……我诚恳、慎重地申请:授我上将衔。”

徐立清:“我与党和人民的要求相比,所做的成绩是微不足道的……论德、才、资、功,授予中将我就已经感到十分荣耀了。”

……

共和国的开国将帅们,既然志不在衔级,又为何戎马倥偬、浴血沙场、九死一生犹未悔?他们把自己的功劳看得小、看得低,又把什么看得重、看得高?

不言之言,闻于雷鼓。将帅们用行动作答——

1955年,李聚奎由于被任命为石油工业部第一任部长,未被授衔。1958年,李聚奎重回军队工作,在补授军衔时坚定地要求“就低不就高”。80岁生日那天,他在记事本上写下:“纵然给我更大的权力,我也决不以权谋私;纵然给我更多的金钱,我也决不丢掉艰苦奋斗;纵然让我再活80岁,我也决不止步不前。”

1955年,孙毅被授予中将军衔前,给组织写信:“我自幼家境贫困,在我迷茫的时候是党给我指引,让我有幸投身革命。我革命不是为了升官,更不是为了俸禄,给我评军衔时,就低不就高……”

1955年,子女问陈赓授的是什么将?天性幽默的陈赓笑着说:“什么将都不是,是辣椒酱!”转瞬,他的神情严肃起来,“和那些曾经生死与共却为国捐躯的战友们相比,能够把生命延续到全国解放,已经是人生大幸;胜利之后奢谈战功,是对这些无名英雄、死难烈士的亵渎”。

何为将魂?将魂何在?将魂,不是肩上的将星,是心中的风骨。

近年来,当那些丢失了信仰的军队高级领导干部接连落马,人们扼腕叹息,更深深愤慨:他们亵渎了英雄的前辈,玷污了将军的荣光,辜负了人民的希望!

他们绝不是人民军队将军应有的样子!建军以来,人民军队也从未因一小撮害群之马丢了本色。

“今天谈话凭党性。”“一切听从党安排。”

“你指挥部队去西藏。”“坚决完成任务。”

这是1950年党中央决定提前进军西藏后,邓小平同志与18军军长张国华的对话。

无需多言。“党性”,是两位革命将领的“共同语言”。

张国华何尝不知进军西藏的艰难?誓师大会上,张国华把3岁的女儿难难带上主席台:“不但我要进藏,我老婆要进藏,就是我女儿,也不留内地,也要跟我一道进军西藏。”难难最终夭折在进藏路上,成为18军年龄最小的“烈士”。

肩上千钧重担,身后千军万马。这就是共和国的一代战将!

“战争离我们并不遥远”,这是“导弹司令”杨业功经常说的一句话。

为了建设共和国“战略铁拳”,杨业功像拧紧了发条一样奔忙在战位上:“军事斗争准备是一场与时间的赛跑,必须珍惜比金子还珍贵的分分秒秒。”

2004年7月1日,杨业功病情急剧恶化。妻子期望丈夫能亲口交代一下后事,可是,他临终时嘴里念叨的却是“一二一,出发……”

一年后,“感动中国”组委会给杨业功致颁奖辞:“他用尺子丈量自己的工作,用读秒计算自己的生命,未曾请缨提旅,已是鞠躬尽瘁……”

党和人民永远需要“横刀立马”的帅才,需要“愿拼热血”的战将。

“手莫伸,伸手必被捉。党与人民在监督,万目睽睽难逃脱。”这是陈毅元帅于1954年写下的感事述怀诗《七古·手莫伸》中的名句。

诗中,陈毅坦言凡人的弱点、难挡的诱惑:“岂不爱权位,权位高高耸山岳。岂不爱粉黛,爱河饮尽犹饥渴。岂不爱拥戴,颂歌盈耳神仙乐。”

但在接下来的诗句中,他对如何抵挡这些诱惑,作出了回答:“第一想到不忘本,来自人民莫作恶。第二想到党培养,无党岂能有所作?第三想到衣食住,若无人民岂能活?第四想到虽有功,岂无过失应惭怍。”

何谓大将风范?对敌斗争有惊天之胆,对己约束则如履如临。陈毅任上海市长期间,经常接待各色商人和实业家,有人给他送古玩字画,他总是婉言谢绝。他说:“我们共产党最讲纪律,在这方面胆子大了不行,胆子大一点都不行。”

见百金而色变者,不可统三军。自古以来,军队高级将领要坚守的阵地,不仅有战场的阵地,还有廉洁的阵地。

廉洁的阵地一旦失守,危害不亚于丧师失地。

中华民族自古不缺战将,人民军队从来不缺英雄。强军兴军的新时代,必将锻造堪当复兴重任的大国战将——他们忠诚党和人民的事业,行进在钢铁方阵的排头,亮剑于未来战场的高地。

(五)

辽宁舰、山东舰、福建舰……

每一次大国巨舰下水、入列,总有许多网友深情追忆那张让人泪目的老照片:刘华清将军在“小鹰号”航母上踮起脚尖参观。

“航母梦”,连着强军梦。鲜为人知的是,当改革开放春潮涌动,人民海军现代化的攻坚之路,不仅来自于“踮脚看舰”的渴望,更起笔于一场自上而下的整顿。

这场整顿,自高层领导机关肇始。当年,赴海军任司令员不到20天,刘华清就遵照邓小平“海军要整顿”的指示,主持召开首长办公会,主题是整顿海军机关,整治作风松散、管理松懈、纪律松弛等问题。

激浊扬清,方可见远。从整顿作风纪律入手,海军全面整顿、改革整编。一份份战略规划随之破茧而出,勾勒出未来发展航空母舰等重大课题的蓝图。

“您看见了吗?辽宁舰的舷灯照亮台湾海峡,山东舰的航迹划过南海碧波,福建舰的电磁弹射器将‘星辰’推得更远……”

攻坚,圆梦。今天,当我们回望中国航母从无到有、“从0到3”的浩荡航迹,不能忘记攻坚路上一次又一次的自我革命、一程又一程的整队看齐。

辽宁大连,习主席登上辽宁舰,攀舷梯、下机库,深入舱室战位,了解官兵工作训练情况,强调要坚持按照标准更高、走在前列的要求,不断把部队作风建设引向深入,努力实现作风建设根本性好转。

海南三亚,习主席登上福建舰,来到弹射综合控制站,在我军前所未有的新战位上按下弹射按钮。福建舰采用电磁弹射技术,由习主席亲自决策。人民海军搏击海天、走向深蓝,有了更大的势能、更强的动能。

新时代,大国重器密集入列的加速期,也是人民军队整训淬火的重塑期。

历史的河流奔腾向前。今天,如期实现建军一百年奋斗目标已进入倒计时。在飞逝的时光中,打好攻坚战必须打赢反腐败斗争这一仗。

这两场硬仗,都已攻克一座座险关要隘,也都进入最吃劲的一程。

“遵道而行,但到半途须努力;会心不远,要登绝顶莫辞劳”。习主席曾引用南岳衡山的一副对联。风雨苦旅,离目标越近,爬升的坡度可能越陡,山间的晴雨越会反复。行百里者半九十,最后十里,往往是最难走的十里,也是最见脚力的十里。

攻坚,必须边行军边整队——

当年,红军在急浪滔滔的金沙江畔,制定严格的过江纪律,军团长、师长也要按次序听哨音上船。几艘小船,载着千军万马过大江,井然有序,急而不乱。没有这样的整队,没有这样的作风,雪山草地、大江大河,都可能无法逾越。

新征程,我们这支闯过了金沙江、大渡河的英雄部队,决不能被污泥浊水挡住攻坚脚步。高级领导干部更要带头入列、带头整训,把自己摆进来,拿出抛开面子、揭短亮丑的勇气,以深挖根源、触动灵魂的态度,深刻反思,认真整改,推动整训整到“点”上、训到“根”上。

整训,必须越攻坚越深入——

渡江战役前,各部队开展了长达数月的整顿,严肃处理居功自傲、违反纪律的人和事。之后,百万雄师过大江,既摧枯拉朽消灭敌人,又秋毫无犯赢得民心。

新征程,政治整训向纵深挺进,攻坚建军百年到了关键一程。这意味着离胜利更近了,也意味着要拿出“越是艰险越向前”的勇气和“不把这场战争留给后人”的决心,知重负重、知难克难,只争朝夕、务期必成。

攻坚,带着整训的巨大势能;整训,何尝不是一场大破大立、换骨洗髓的攻坚?

党中央、习主席以刀刃向内的勇气、猛药去疴的决心、滴水穿石的韧劲,整顿作风、整肃纲纪,如高峡蓄水、厚积成势。党的二十届四中全会,把“持续深化政治整训”写入《中共中央关于制定国民经济和社会发展第十五个五年规划的建议》。攻坚路上,整训唯有再加力、再冲锋、再深化。

攻坚,是历史赋予我们的重任,也是时代赋予我们的机遇——

10多年前,90后军官李哲成为辽宁舰的一员。后来,他又在另外2艘航母任职:“在辽宁舰我是‘小白’,到山东舰我慢慢成长为小树苗。如今任职福建舰,我可以为后来者遮风挡雨了。”

10多年前,90后学子刘孟珂被大阅兵中呼啸的战鹰吸引,种下了梦想的种子。如今,当年仰望天空的他,驾机参加阅兵;当年在军事杂志上才能看到的预警机,已体系化列装,成为他的亲密“战友”……

清风涤荡腐叶的同时,也催生新芽的萌发,孕育着新陈代谢的希望。

抗战期间,邓小平在一次会议上语重心长地说:“如果我们所有的同志都把歪风去掉,那我们党不知要增加多大的力量!整风运动是我们建党的百年大计,每个同志都要自觉地参加。”

从“百年大计”到“攻坚百年”,一代人有一代人的使命。

水滴纯净,江河方能澄澈。在持续深化的政治整训中,我们每个人都不能回避躲闪;在激流勇进的攻坚任务中,我们每个人都不能落伍掉队;在洗涤肺腑的灵魂净化中,我们每个人都不能置身事外。

遥想当年,年轻的邓中夏写下名为《胜利》的诗篇:“哪有斩不除的荆棘?哪有打不死的豺虎?哪有推不翻的山岳?你只须奋斗着,猛勇的奋斗着;持续着,永远的持续着。胜利就是你的了!”

多少事,从来急;天地转,光阴迫。

山一程,水一程,万里长征足未停。

飞渡、疾行,加力、全速,向着如期实现建军一百年奋斗目标冲刺,我们坚信——

反腐必胜!强军必成!

(责编:王潇潇、彭晓玲)

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1939: Reading the Classics with Chairman Mao — Letter to Chen Boda on “Mozi’s Philosophical Thought”

I just came across online a 1939 letter from Mao Zedong about the ancient philosopher Mozi written to Chen Boda, then working in the Chinese Communist Party Propaganda Department who had just written the article “Mozi’s Philosophical Thought’. Chen Boda later became the top propagandist and interpreter of Mao Zedong Thought during the first two decades of the PRC. You might say that Chinese philosophy got Chen Boda the job!

  • See also the second article below “Reading Mao’s Chronology (171): How Did Chen Boda Enter Mao Zedong’s Come to Mao’s Attention?”
  • If you have the energy, you might also want to read the 2010 article on the influence of Mohist thought on the young Mao Zedong by Li Zhenghua of the Nankai University School of Marxism.

Mozi was a fourth century BCE contemporary of Confucius who advocated universal love and pacifism. Several of his disciples, known as Mohists, were famous logicians.

Mao’s letter was published in a 2000-page 2003 compendium of Mao’s ideological and philosophical works intended to guide workers in the social sciences. You can download the book 第一编关于世界观和方法论 [A Thematic Compilation of Excerpts from Mao Zedong’s Writings, Volume One On World View and Methods] from the Marxists International Archive for your reading pleasure and inspiration. The editors discussed their objectives in compiling the book in a postscript:

第一编关于世界观和方法论 [A Thematic Compilation of Excerpts from Mao Zedong’s Writings, Volume One On World View and Methods]

For a long time, many readers—especially those engaged in theoretical work, propaganda/education and in the teaching and research of the social sciences—have hoped for the publication of a reference work that would select and excerpt Mao Zedong’s important statements on various subjects and, in a relatively comprehensive, systematic, and accurate way, reflect the scientific system and basic content of Mao Zedong Thought.

Since the 1990s, the second edition of Selected Works of Mao Zedong, the Collected Works of Mao Zedong, and other collections of Mao Zedong’s important writings have been published one after another, making the conditions for compiling such a book increasingly ripe. We began the editorial work in 1998 and, after five years, completed this large theoretical reference work, A Thematic Compilation of Excerpts from Mao Zedong’s Writings.

Postscript to 第一编关于世界观和方法论 [A Thematic Compilation of Excerpts from Mao Zedong’s Writings, Volume One On World View and Methods]



Letter to Chen Boda Regarding the Essay “Mozi’s Philosophical Thought”[1]

關於《墨子哲學思想》[1]一文給陳伯達[2]的信


(February 1, 1939)

Comrade Boda:

I have read “Mozi’s Philosophical Thought.” This is a major accomplishment on your part—you have found a Heraclitus[3] in China. I have a few individual comments; I have written them on a separate sheet for your reference. They are merely impressions based on the wording, without any foundation in research.

Salutations!

Mao Zedong
Night of February 1

(1) The title
It might be better changed to “A Great Figure of Ancient Dialectical Materialism—Mozi’s Philosophical Thought,” or “Mozi’s Materialist Philosophy.”

(2) The “substance” of things is not limited to attributes; it also includes their most fundamental quality. Quality and attributes are inseparable, but they are distinct. Certain attributes of a thing can be removed while the thing remains the same, because the quality that makes it that thing is still present. “Will and vital energy” (zhiqi): “will” seems to refer to the quality of a thing—the unchanging element (within the scope of a single thing); “vital energy” seems to refer to quantity and attributes—the changing element.

(3) “A gentleman cannot distinguish from his conduct what is benevolence and what is not benevolence.” The meaning of this sentence should be: when a gentleman goes about doing things, he only knows how to do unbenevolent things and does not know how to do benevolent things. Put this way it seems clearer.

(4) The section on causality
It seems one could discuss it as the relationship between necessity and contingency. “Why a thing is so” is necessity; the form in which necessity manifests itself is contingency. Every form in which necessity manifests itself is contingency; necessity always expresses itself through contingency. Therefore, it is correct to say, “Without this part of the cause, there certainly would not have been the Wuchang Uprising of October 10.” But the necessity of the 1911 Revolution (the major cause) would inevitably have broken out through some other contingency (a minor cause), and would have been completed through countless contingencies (minor causes). It might have become the Hanyang Uprising of October 11, or an uprising somewhere on some other day of some other month. “If it does not break out at the most appropriate moment, it will not necessarily become a prairie fire”—this is correct; but it would also inevitably break out at another most appropriate moment and become a prairie fire.

(5) The question of the “Doctrine of the Mean”
The Mohist statements “to desire to set rights aright, to dislike setting harms aright”[4], “two without partiality”[5], and “upright and not to be shaken”[6], and the Confucian statements “grasp the two ends and use the middle”[7], “choose the Mean, hold it in your heart and never lose it”[8], “stand in the middle without leaning,” and “unchanged even unto death”[9] all mean the same thing. They all affirm the stability of quality, and for the sake of this stability they wage struggle on two fronts, opposing excess and insufficiency. Here are a few points:

(1) This is waging struggle on two fronts, using the method of two-front struggle to define a relative quality.
(2) Confucians and Mohists speak differently, but the meaning is the same; the Mohists do not develop anything special here.
(3) “Upright” (zheng) is a concept of quality, the same as the Confucian “middle” (the middle means not being偏, not leaning to one side). “Weighting” (quan) is not a concept of quality; it is a method for specifying this quality and distinguishing it from other, different qualities—like the Confucian “grasp” (zhi) in “grasp the two ends and use the middle.” The “upright” in “desire to set rights aright” is “benefit,” making benefit distinct from harm. The “upright” in “dislike setting harms aright” is “harm,” making harm distinct from benefit and not mixing the two. “Weighting means two without partiality” should be understood as: specifying a definite quality of a thing so that it does not lean left or right (does not lean toward a different quality). But this sentence is not as clear and apt as “excess is as bad as insufficiency,” and there is no need to say it is a “development” of “excess is as bad as insufficiency.”
(4) As for saying that “two without partiality” means that Mozi saw that a quality contains two different aspects, and that not inclining toward either aspect is what makes it “upright” and truly in accord with that quality—this is very inappropriate. It turns the Mohists into eclectic compromisers. A quality has two aspects, but within a process one aspect is primary and relatively stable. One must “lean” toward it; one must lean toward this aspect. What is called a definite quality, or “a” quality, refers to this aspect—this is quality. Otherwise quality is negated. Thus when the Mohists speak of “no partiality,” it means not leaning left or right toward a different quality; it does not mean not leaning toward one of the two aspects of a single quality (in fact that is not “partiality” at all; it is precisely “uprightness”). If the Mohists are dialectical materialists, they should be explained in this way.

(6) The problem of “half” and “endpoint”
This passage in Mozi—especially Hu Shi’s interpretation—cannot prove the problem of qualitative transformation. It seems to be talking about the problem of the finite and the infinite.

Printed according to the Selected Letters of Mao Zedong, People’s Publishing House edition (1983).


Notes
[1] The essay “Mozi’s Philosophical Thought” was written by Chen Boda and was published successively in 1939 and 1940 in issues nos. 82, 102, and 104 of Jiefang (Liberation).
[2] Chen Boda was then working in the Propaganda Department of the Central Committee of the Chinese Communist Party.
[3] Heraclitus (ca. 540–470 BCE), an ancient Greek materialist philosopher and founder of the Ephesian school. His philosophy contained rudimentary materialist and dialectical ideas; Lenin called him “one of the founders of dialectics.”
[4] See Mozi, “Jing I” (Canons, Part I). The original reads: “欲正权利,且恶正权害.”
[5] See Mozi, “Jingshuo I” (Explanations of the Canons, Part I). The original reads: “仗者,两而勿偏.” Sun Yirang’s Mozi Jiangu says “仗” should be read as “权.”
[6] See Mozi, “Jing II” (Canons, Part II). The original reads: “正而不可担.” Sun Yirang’s Mozi Jiangu says “担” should be read as “摇.”
[7] See Zhongyong (Doctrine of the Mean). Original: “子曰:‘舜其大知也与……执其两端,用其中于民,其斯以为舜乎。’”
[8] See Zhongyong. Original: “子曰:‘回之为人也,择乎中庸,得一善,则拳拳服膺,而弗失之矣。’”
[9] See Zhongyong. Original: “君子和而不流……国无道,至死不变,强哉矫。”


It was his expertise on philosophy and the Chinese classics that brought Chen Boda to Mao’s attention at Yan’an. Here is the story, machine translated by DeepL.

Reading Mao’s Chronology (171): How Did Chen Boda Enter Mao Zedong’s Come to Mao’s Attention?

读毛年谱(171):陈伯达如何进入毛泽东的视野?

Jin Tai Wang Dao

In 1939, Mao Zedong was 46 years old.

On January 17, 1939, Mao Zedong replied to He Gan-zhi, then professor at Shaanbei Public School and head of the Chinese Studies Department. The letter stated:

I was very pleased to read your letter. Among our comrades, those with both interest and determination to study Chinese history remain few. In Yan’an, Comrade Chen Boda is conducting research in this field, and you are considering writing a national history—this is excellent. I hope you will proceed earnestly with your work. As for myself, my aspirations have not yet been realized. I intended to collect materials on China’s war history but have yet to begin. My tools are insufficient; this year I can only focus on developing tools—that is, studying philosophy, economics, and Leninism, with philosophy as the primary focus. In the future, I plan to research modern history and hope for your guidance.

Your three approaches to researching national history seem correct to me, especially the second one. If your book can demonstrate the merits and demerits of the two paths—national resistance versus national capitulation—and thoroughly condemn the national capitulationists of the Northern and Southern Dynasties, Southern Song, late Ming, and late Qing periods while praising the national resisters, it would be beneficial for the current War of Resistance Against Japan. One point, however: adopt a disapproving stance toward aggressive policies of “preying on the weak and attacking the ignorant” or “seeking grandeur and glory” (which have existed in Chinese history), ensuring they are not conflated with active resistance policies. Offensive actions undertaken for the sake of resistance do not fall under the category of aggression, such as the endeavors of Ban Chao during the Eastern Han Dynasty.

Mao Zedong mentioned Chen Boda in his letter because Chen was researching China’s ancient history.

On February 1, Mao Zedong wrote to Chen Boda regarding his article “The Philosophical Thought of Mozi.” The letter stated: “I have read ‘The Philosophical Thought of Mozi.’ This is a great achievement on your part—you have discovered Heraclitus in China. I have a few specific comments, which I have written on a separate sheet for your reference.” Mao’s main points were:

The “essence and attributes of things are inseparable yet distinct. Certain attributes of an object may be removed without altering the object itself, as its essence—the reason it is what it is—remains intact.”

“The section on causality could be rephrased to say that simultaneity is the relationship between necessity and contingency. ‘The reason things are as they are’ is necessity, and the form in which this necessity manifests is contingency. All manifestations of necessity are contingency; they are expressed through contingency.”

Regarding the Doctrine of the Mean: “The Mohist principles of ‘desiring to correct power, abhorring the harm of power,’ ‘being two without bias,‘ and ‘being correct and unshakable’ share the same meaning as the Confucian tenets of ‘holding both extremes and applying the middle,’ ‘choosing the Doctrine of the Mean and adhering to it without deviation,‘ ‘standing firm and impartial,’ and ‘remaining unchanged unto death.’ All affirm the stability of essence and advocate waging a two-front struggle for this stability, opposing both excess and deficiency.”

The Former Literary Youth

Chen Boda (July 29, 1904 – September 20, 1989), originally named Chen Jianxiang with the courtesy name Zhongshun, was born in Hui’an County, Quanzhou City, Fujian Province.

At age 15, Chen Boda enrolled in the Xiamen Jimei Normal School (now the Jimei University Normal College), founded by the wealthy overseas Chinese businessman Tan Kah Kee. After two and a half years at Jimei Normal School, the 17-year-old Chen returned to his hometown in Hui’an to teach at an elementary school. A year later, he took a teaching position at Xiamen Elementary School.

In the spring of 1925, Chen returned to Xiamen. Deeply admiring the literary figure Guo Moruo, he began studying novel writing. That very spring, Chen Boda—still an unknown figure in literary circles—published his first novel, Cold Days, in the highly regarded Modern Review magazine. Remarkably, Cold Days appeared right next to an article by the renowned Redology scholar Yu Pingbo. Chen Boda was just 20 when he wrote this novel, though he never wrote another one afterward.

Joining the Party After the Great Revolution’s Defeat

Following the April 12 counterrevolutionary coup in 1927, Chen Boda traveled from Xiamen to Shanghai and applied to join the Communist Party of China. He then boarded a ship bound for Wuhan alongside Wang Ming, Li Lishan, Luo Yinnong, Wang Hebo, and others. Upon arriving in Wuhan, the Party assigned him to serve as section chief of the Publishing Section within the Central Committee’s Propaganda Department. Cai Hesen, who had recently returned from the Soviet Union, was then the head of the Central Committee’s Propaganda Department. Soon after, Chen received notice from the Party organization: he was to be sent to the Soviet Union for study. He enrolled at Sun Yat-sen University in Moscow and was assigned to Class 2 of the first-year cohort.

By late 1930, the 26-year-old Chen had returned to China. In the spring of 1931, he arrived in Shanghai to reconnect with the Party organization. There, he met his classmate from Sun Yat-sen University in Moscow, Wang Ming, as well as the university’s president, Mif.

After staying in Shanghai for two months, Chen was dispatched by Wang Ming to Tianjin to work in the Propaganda Department of the CPC Shunzhi (Hebei) Provincial Committee. His task was to oversee the publication and editing of a journal titled Northern Red Flag.

Arrested and Imprisoned; Participated in Organizing the December 9th Movement After Release

On April 8, 1931, Chen Bo-da arrived in Tianjin by ship from Shanghai. On that day, the Shunzhi Provincial Committee of the CPC suffered severe disruption by Kuomintang secret agents. Chen Boda, using the alias Wang Tong, was captured along with 14 others, including Chen Yuandao, the head of the Organization Department; Xu Lanzhi, the provincial committee secretary; and Liu Ningyi and Liu Yaxiong (female). Due to the betrayal of Xu Lanzhi, the provincial committee secretary, the agents cracked the entire case. On September 4, 1931, Chen Boda, Chen Yuandao, and others were escorted from Tianjin to Beiping. Chen Boda was sentenced to two and a half years in prison and incarcerated at the “Beiping Military Reflection Institute.” He was released in 1932. In early 1933, the Party organization dispatched him to Zhangjiakou to work with Ji Hongchang‘s troops.

On December 9, 1935, the December 9th Movement erupted in Beiping. The following day, Chen Boda was dispatched by the Northern Bureau of the CPC Central Committee to Beiping. There, alongside Li Baohua and Ke Qingshi, he led the citywide student strike and was tasked with drafting the propaganda outline for the Beiping student movement.

In the spring of 1936, Liu Shaoqi arrived in Tianjin as the Central Committee’s representative to serve as Secretary of the Northern Bureau. Liu reorganized the Northern Bureau, nominating Peng Zhen as Minister of Organization, Chen Boda as Minister of Propaganda, and Lin Feng as Secretary-General. From this point on, the 32-year-old Chen Boda gained a certain standing within the Party as Minister of Propaganda for the CPC Northern Bureau.

Arrival in Yan’an

When Chen Boda arrived in Yan’an, the Shaanbei Public School had just been established and required faculty. Having previously taught Chinese literature at China University in Beiping, the organization assigned him to teach at the Shaanbei Public School. He was later transferred to teach at the Central Party School.

On May 5, 1938, the Marx-Lenin School was established in Yan’an. This institution, tasked with training theoretical cadres for the CPC Central Committee, was headed by Zhang Wentian, who concurrently served as General Secretary of the CPC Central Committee. Zhang Wentian, who was well acquainted with Chen Boda, immediately transferred him to teach at the Marx-Lenin School.

At the Marxism-Leninism Institute, Chen Boda taught the fundamentals of Marxism-Leninism, as well as history and philosophy. During one meeting, Mao Zedong was present. Zhang Wentian publicly introduced Chen Boda to Mao, but at that time, Mao did not take notice of him. Later, Chen Boda was transferred to the Central Committee’s Propaganda Department and appointed as head of the Publishing Section.

Catching Mao Zedong’s Attention

By chance, Chen Boda caught Mao Zedong’s attention. It occurred during a theoretical symposium attended by Mao, where Sun Yat-sen’s ideology was discussed. A debate erupted over the class nature of Sun’s thought. One view held that Sun’s ideology belonged to the petty bourgeoisie, while another contended it represented the national bourgeoisie.

Both sides argued fiercely. Chen Boda employed the dialectical method of opposites to explain: ” I believe Sun Yat-sen’s ideology possesses dual characteristics: it encompasses both the dual nature of petty-bourgeois ideology and the dual nature of national bourgeois ideology…“

After Chen Boda finished speaking, Mao Zedong responded with evident satisfaction: ”Comrade Chen Boda’s remarks were excellent. They provided a very apt analysis of the class attributes of Sun Yat-sen’s ideology…” Following the meeting, Mao Zedong kept Chen Boda behind and inquired about his background.

That evening, Mao sent word to Chen Boda, instructing him to hurry to the Canteen of the Organ Cooperative for dinner. It turned out Mao was hosting an American journalist. Mao told Chen Boda, “I’ve invited you along today as well, to dine with our American guest.”

During casual conversation, Mao learned that Chen had taught a course on the Pre-Qin philosophers at China University in Beiping. Mao himself had a keen interest in ancient Chinese philosophy, creating a shared topic of discussion.

At Mao’s suggestion, Chen began delivering lectures on ancient Chinese philosophy in Yan’an. Mao attended nearly every session, and his presence drew many others to follow. Chen Bodda soon gained renown in Yan’an’s theoretical circles.

In the autumn of 1938, the “New Philosophy Society” was established in Yan’an. Chen Bodda became the group’s leader and authored its founding manifesto, “The Origin of the New Philosophy Society,” published in the September 1938 issue of the weekly journal Liberation.

In January 1939, Chen Bodda wrote the essay “The Philosophical Thought of Mozi” and requested Mao’s corrections. After reading it carefully, Mao personally replied to Chen with the aforementioned letter.

Chen’s expertise in the study of ancient Chinese philosophy aligned precisely with Mao’s current intellectual focus. Seeing Mao’s high regard for his work, Chen subsequently submitted two additional manuscripts: “The Philosophical Thought of Confucius” and “The Philosophical Thought of Laozi.” After reading them, Mao became quite enthusiastic and wrote a longer letter on February 20, 1939, addressed to Zhang Wentian for forwarding to Chen Boda. In this letter, Mao detailed seven points of opinion, expressing his views on Confucius’s philosophical thought in response to Chen Boda’s articles. The main points were:

1. “‘If names are not correct, language will not be in order; if language is not in order, then affairs will not be done…’ As a comprehensive philosophical program, this is idealism, and Boda’s identification is correct; but if taken as a part of philosophy—that is, as a theory of practice—it is correct, akin to the meaning of ‘without correct theory, there can be no correct practice.’” Confucius’s system is idealist; yet as a partial truth, it is correct. All idealism possesses partial truths, and Confucius is no exception.“ ”Moreover, idealist philosophy has one strength: it emphasizes subjective initiative. Confucius exemplified this, which is why he attracted attention and support. One key reason mechanical materialism cannot overcome idealism is its neglect of subjective initiative. We should acknowledge this strength of Confucius.”

II. Regarding the Doctrine of the Mean: “Bo Da’s interpretation is correct but incomplete. ‘To exceed is as bad as to fall short’ represents a method for the struggle between two opposing forces—a crucial ideological approach. All philosophy, all thought, and all daily life must engage in this struggle between two opposing forces to affirm the relatively stable essence of things and concepts.” “That which ‘ Excess’ represents the ‘leftist’ tendency, while ‘insufficiency’ represents the ‘rightist’ tendency.“ Confucius’s concept of the Mean embodies the idea of identifying and determining quality through quantitative analysis to oppose both ‘leftist’ and ‘rightist’ deviations. ”This concept is indeed, as Bo Da stated, one of Confucius’s great discoveries and achievements—a crucial philosophical category deserving thorough elaboration.”

III. Regarding Confucius’s moral theory, “it should be subjected to materialist observation and subjected to more criticism, so as to make a principled distinction from the Kuomintang’s moral view (the Kuomintang most likes to cite Confucius in this regard).” “The concept of ‘benevolence’ has been exploited by idealist, confused thinkers for thousands of years after Confucius, causing utter chaos and truly harming people greatly. I believe Confucius’s moral categories of this sort should be subjected to historical materialist criticism and placed in their proper context.“

Upon receiving the letter, Chen Boda immediately revised his article according to Mao Zedong’s suggestions and resubmitted it to Mao.

On February 22, Mao Zedong wrote another letter to Zhang Wentian for forwarding to Chen Boda: ”I have read Comrade Boda’s article; the revisions are all good. However, I have the following additional comments for Comrade Boda to consider… Whether they are appropriate or not, please deliberate with Comrade Chen.” In this letter, Mao Zedong added three more points.

Consequently, the relationship between Chen Boda and Mao Zedong grew increasingly close.

On March 4, 1939, Mao Zedong attended a meeting of the Secretariat of the Central Committee of the Communist Party of China. After this meeting, Chen Boda was transferred to work under Mao Zedong.


Mao Zedong and Mohist Thought: Unconscious Influence in His Early Years

毛泽东与墨家思想:早年不自觉地受到影响

December 20, 2010, 8:13 a.m. Source: Beijing Daily

by Zheng Linhua of the School of Marxism of Nankai University

郑林华   (作者单位:南开大学马克思主义教育学院)

Mao Zedong and Mohist Thought

When examining the relationship between traditional Chinese culture and the Communist Party of China, many scholars focus primarily on Confucianism, paying less attention to Mohism. In fact, Chinese Communists placed great emphasis on Mohist thought.

Many scholars studying this relationship tend to focus on Confucianism while paying less attention to Mohism. However, as some scholars have pointed out, it was Mohist thought, not Confucianism or other schools, that served as the political doctrine of the peasant class within traditional Chinese culture. In revolutionary practice, Mao Zedong and many other Communist Party leaders and theorists placed great emphasis on Mohist thought.

Direct evidence of Mao Zedong’s study of the Mozi includes two letters in Selected Letters: one dated February 1, 1939, addressed to Chen Boda; and another dated February 22, 1939, addressed to Zhang Wentian. Additionally, annotations on the “Principles of Ethics” are compiled in “Mao Zedong’s Early Manuscripts.” During the Yan’an period, the Party conducted in-depth research on traditional Chinese culture. Mao Zedong, Zhang Wentian, Fan Wenlan, Ai Siqi, and others were engaged in this work. After writing “The Philosophical Thought of Mozi,” Chen Boda sought guidance from Mao Zedong. Mao Zedong shared his views on the similarities and differences between Mozi’s “two principles without partiality” and Confucian “Golden Mean” philosophy. Mao noted that Mozi was China’s Heraclitus and suggested that the title of Chen’s essay did not sufficiently convey the high regard for Mozi.

Mao recommended changing the title to The Philosophical Thought of Mozi, the Ancient Master of Dialectical Materialism or Mozi’s Materialist Philosophy, as they are more appropriate. Heraclitus, an ancient Greek philosopher, held primitive materialist and dialectical ideas. Lenin once called him “one of the founders of dialectics.” Understanding Heraclitus’s status in Western philosophical history further illuminates Mao Zedong’s high regard for Mozi. Mao’s description of Mozi as a “master of dialectical materialism” demonstrates his extensive study of Mohist thought.

Mao Zedong’s Unconscious Absorption of Mohist Thought During His Early Education

Mao Zedong was unconsciously influenced by Mohist thought from an early age. In a 1936 conversation with Edgar Snow, Mao recalled that, as a child, he “loved reading old Chinese novels, especially stories about rebellions,” mentioning works such as The Loyal Subject [《精忠传》], Water Margin, SuiTang, Romance of the Three Kingdoms, and Journey to the West. Years later, Mao still recounted to Snow with interest: “I often read these books in class, covering them with a serious-looking book when the teacher approached. Most classmates did the same. We could recite many stories almost by heart and discussed them repeatedly… I believe these books had a profound influence on me, as I read them at an age when I was most receptive.” This reveals that, although Mao treated Confucian studies as an academic obligation in his youth, his true passion lay in novels depicting peasant rebellions, such as Water Margin.

Within traditional Chinese culture, the political philosophy underpinning peasant uprisings was Mohism. Influenced by novels such as Water Margin, which reflected Mohist thought deeply, Mao unconsciously absorbed Mohist ideas from an early age. In fact, the young Mao sympathized with peasants, even those who rebelled due to famine. He regarded Peng the Blacksmith, a peasant leader who was executed by the authorities during the Gelaohui uprising, as a hero. Mao had already positioned himself in defense of the peasant class, which constituted the vast majority of China’s population, in terms of political stance. This aligned with Mohist thought, which places paramount importance on safeguarding the interests of the greatest number of people. Born into a peasant family, Mao maintained a frugal and simple lifestyle even after becoming a leader. The influence of the Mohist spirit is evident in his personal life.

Young Mao Zedong’s Conscious Practice of Mohist Thought

In their studies of Mao Zedong’s ideology as a young man, most scholars have noted the influence of Huxiang culture while overlooking the inherent Mohist elements. Some scholars point out that besides Confucian thought and its philosophy of mind and nature, the young Mao’s personality ideals had two other distinct intellectual sources: Mohism and the practical scholarship of the late Ming and early Qing dynasties.” Born into a peasant family, Mao’s pursuit of fundamental principles and the ideals of sages and benevolent men reflected traditional Confucian heroism and scholar-official ethos. When he explored concrete paths to establish his resolve, cultivate himself, and become a sage, the values of labor, diligence, and the pursuit of practical results naturally became his life convictions. These values were concepts and customs of the lower strata of society, and they shaped his personal ideals, bearing a strong Mohist character. It is also described as “incorporating Confucianism into Mohism” or “filling Confucianism with Mohism.”

Although Tan Sitong’s teachings significantly influenced the young Mao Zedong, Tan, like other Chinese Confucian philosophers, did not consider physical labor important. In this regard, Mao had more in common with Mohist philosophy and Yan Yuan’s teachings, which emphasized “strength,” “power,” and physical “labor.” Yan Yuan’s thought bore distinct Mohist characteristics, and Mohist ideas naturally influenced the young Mao through Yan’s school of thought. Mao’s belief that sages could save the world extended beyond Confucianism.

He also regarded Mozi as a sage-savior. In his annotations to Principles of Ethics, Mao wrote, “All life activities perfect the individual; all morality perfects the individual. Expressing sympathy for others and seeking their happiness is not for others’ sake, but for one’s own. Possessing this heart of loving others, one must fulfill it. Failure to do so constitutes a deficiency in a complete life and a failure to reach the true goal.” Both Shakyamuni and Mozi sought to achieve their personal true goals.”

His admiration for Zeng Guofan did not stem from Zeng’s status as a Neo-Confucian master but rather “because Zeng embodied both ‘sages’ (cultivation) and ‘heroes’ (achievements), aligning closely with Mao’s tastes and aspirations at the time.” Zeng integrated Confucianism, Mohism, Daoism, and Legalism into his philosophy, describing himself as “embodying the essence of Laozi and Zhuangzi, while applying the principles of Yu and Mozi.” His diligence and frugality in personal conduct and household management were guided by Mohist ideals.

He also believed that Mohist principles could extend beyond personal and domestic governance to “saving the people.” “Human nature universally craves ease and abhors labor. Whether noble or lowly, wise or foolish, all crave ease and dread toil. This has been true throughout the ages. For one’s own sake, one must master skills, temper one’s body, persevere through hardship, and cultivate vigilance—only then can wisdom grow and insight deepen.” For the sake of the world, one must feel hunger and distress as one’s own and regard the suffering of even one person as one’s own guilt.” Great Yu traveled by boat for four years, passing his own door without entering.

Mozi worked tirelessly to benefit the world, living in extreme frugality and exerting himself to the utmost to save the people. Mao Zedong persisted in cold-water bathing regardless of the season during his time at Hunan First Normal School. He undertook long-distance travel and rural investigations with comrades like Xiao Zisheng and Cai Hesen without carrying a penny. This spirit of “taking self-imposed hardship to the extreme” is precisely what Mohism consistently advocates. “Clearly, the young Mao Zedong deeply resonated with Mohism’s class origins, lifestyle, and behavioral principles.” The New People’s Society, which Mao organized, also closely aligned with the spirit of Mohism, as evidenced by its various regulations for members. Within the society, Mao advocated for physical labor and the work-study principle: “I now deeply desire to work. I increasingly find a life devoted solely to speaking and thinking to be an extremely painful existence. I believe I must have a period dedicated solely to physical labor.” This directly resonated with Mohism’s reverence for manual labor.

Mao Zedong’s emphasis on Mohist thought coincided with the ideological currents of the May Fourth Movement

His absorption of and reference to Mohist thought were consistent with the “labor-respecting ideology” and “sacredness of labor” trends that emerged during the May Fourth period. These trends reflected the academic world’s growing emphasis on Mohist doctrine. Around the time of the New Culture Movement, the pioneers of the new culture sought theoretical support from both imported Western ideas, such as democracy and science, and China’s traditional culture, in order to counter Confucianism, which was then seen as a pillar of feudal rule. These pioneers rediscovered and reexamined Mozi’s teachings, once a prominent school that rivaled Confucianism.

This led to a trend of “honoring Mozi while suppressing Confucianism.” Liang Qichao, Chen Duxiu, and Hu Shi all placed great emphasis on Mohist thought. In 1917, while teaching ancient Chinese philosophy at Peking University, Hu Shi wrote Outline of the History of Chinese Philosophy, which focused on the ideas of Confucius and Mozi. Published in 1919, it became widely popular.

After arriving in Beijing in August 1918, Mao Zedong began working at Peking University’s library through Yang Changji’s introduction. He remained there until his departure in March 1919. During this period, he audited several courses and interacted with numerous figures of the New Culture Movement. Some scholars have analyzed that Mao attended Hu Shi’s lectures on Mozi philosophy during his time at Peking University. He also joined two academic societies: the Philosophy Research Association, founded in January 1919, and another society. Founded by Yang Changji, Liang Shuming, Hu Shi, and others, the association’s mission was “to study Eastern and Western philosophies and open new horizons of knowledge.”

Mao witnessed the activities of prominent figures in the New Culture Movement and befriended several renowned scholars. Having read their work frequently during his time at Hunan First Normal School, he seized the opportunity to consult with them directly. He organized a discussion at Peking University with Cai Yuanpei and Hu Shi, bringing together over a dozen members of the New People’s Society in Beijing. “The format involved members posing questions for their responses, with discussions primarily focusing on academic and philosophical perspectives on life.”

Although more specific materials are lacking, we can reasonably infer from the content of Hu Shi’s lectures and the prevailing academic emphasis on Mohism at the time that Mao likely studied Mohist thought during his time at Peking University or was influenced by Hu Shi’s and others’ research on Mohism. It must be noted that the young Mao Zedong admired Liang Qichao and Hu Shi, who placed great importance on Mohism. Liang Qichao declared himself “an ardent admirer of Mozi,” stating that “in terms of personal character, Mozi truly stands as an unparalleled practitioner throughout history—unmatched not only in China, but also rare worldwide.” Hu Shi similarly remarked: “By my teens, I had already been profoundly influenced by Laozi and Mozi.” During the May Fourth New Culture Movement, an intellectual trend emerged that “exalted Mozi while suppressing Confucius,” leading Guo Moruo to observe that figures like Liang and Hu “sought to establish a Moist shop after tearing down the Confucian shop.” Given Mao’s admiration for Liang and Hu, it was only natural that he would be influenced by their studies of Mohism.

—Zheng Linhua

(Author’s affiliation: School of Marxism Education, Nankai University)


Chinese text of Mao Zedong’s letter to Chen Boda translated above:

關於《墨子哲學思想》[1]一文給陳伯達[2]的信

關於《墨子哲學思想》[1]一文給陳伯達[2]的信

(一九三九年二月一日)

伯達同志:

《墨子哲學思想》看了,這是你的一大功勞,在中國找出赫拉克利特[3]來了。有幾點個別的意見,寫在另紙,用供參考,不過是望文生義的感想,沒有研究的根據的。

敬禮!

毛澤東

二月一日夜

(一)題目

似改為「古代辯證唯物論大家——墨子的哲學思想」或「墨子的唯物哲學」較好。

(二)事物的實不止屬性,還有其最根本的質,質與屬性不可分,但有區別的,一物的某些屬性可以除去,而其物不變,由於所以為其物的質尚存。「志氣」,志似指事物之質,不變的東西(在一物範圍內),氣似指量及屬性,變動的東西。

(三)「君子不能從行為中分出什麼是仁什麼是不仁」,這句話的意思應是:君子做起事來卻只知做不仁的事,不知做仁的事,似更明白些。

(四)說因果性的一段,似乎可以說同時即是必然性與偶然性的關係。「物之所以然」是必然性,這必然性的表現形態則是偶然性。必然性的一切表現形態都是偶然性,都用偶然性表現。因此,「沒有這部分的原因就一定不會有十月十日的武昌起義」是對的,但辛亥革命的必然性(大故)必定因另一偶然性(小故)而爆發,並經過無數偶然性(小故)而完成,也許成為十月十一日的漢陽起義,或某月某日的某地起義。「不是在那最恰當的時機爆發起來就不一定成為燎原之火」是對的,但也必定會在另一最恰當的時機爆發起來而成為燎原之火。

(五)中庸問題

墨家的「欲正權利,惡正權害」[4]、「兩而無偏」[5]、「正而不可搖」[6],與儒家的「執兩用中」[7]、「擇乎中庸服膺勿失」[8]、「中立不倚」、「至死不變」[9]是一個意思,都是肯定質的安定性,為此質的安定性而作兩條戰線鬥爭,反對過與不及。這裡有幾點意見:(1)是在作兩條戰線鬥爭,用兩條戰線鬥爭的方法來規定相對的質。(2)儒、墨兩家話說得不同,意思是一樣,墨家沒有特別發展的地方。(3)「正」是質的觀念,與儒家之「中」(不偏之謂中)同。「權」不是質的觀念,是規定此質區別異質的方法,與儒家「執兩用中」之「執」同。「欲」之「正」是「利」,使與害區別。「惡」之「正」是「害」,使與利區別而不相混。「權者兩而無偏」,應解作規定事物一定的質不使向左右偏(不使向異質偏),但這句話並不及「過猶不及」之明白恰當,不必說它「是過猶不及之發展」。(4)至於說「兩而無偏,恰是墨子看到一個質之含有不同的兩方面,不向任何一方面偏向,這才是正,才真正合乎那個質」,則甚不妥,這把墨家說成折衷論了。一個質有兩方面,但在一個過程中的質有一方面是主要的,是相對安定的,必須要有所偏,必須偏於這方面,所謂一定的質,或一個質,就是指的這方面,這就是質,否則否定了質。所以墨說「無偏」是不要向左與右的異質偏,不是不要向一個質的兩方面之一方面偏(其實這不是偏,恰是正),如果墨家是唯物辯證論的話,便應作如此解。

(六)「半,端」問題

墨子這段,特別是胡適的解釋,不能證明質的轉變問題,這似是說有限與無限問題。

根據人民出版社一九八三年出版的《毛澤東書信選集》刊印。

——————————————————————————–

註釋

[1]《墨子哲學思想》一文,是陳伯達寫的,一九三九年、一九四○年陸續發表在《解放》第八十二、第一○二和第一○四期。

[2]陳伯達,當時在中共中央宣傳部工作。

[3]赫拉克利特(約公元前五四○——前四七○),古希臘唯物主義哲學家,愛非斯學派的創始人。他的哲學具有樸素的唯物主義和樸素的辯證法思想,列寧曾稱他為「辯證法的奠基人之一」。

[4]見《墨子·經上》。原文為:「欲正權利,且惡正權害。」

[5]參見《墨子·經說上》。原文為:「仗者,兩而勿偏。」孫詒讓《墨子間詁》中說,「仗」當作「權」。

[6]參見《墨子·經下》。原文為:「正而不可擔。」孫詒讓《墨子間詁》中說,「擔」當作「搖」。

[7]參見《中庸》。原文為:「子曰:『舜其大知也與,舜好問而好察邇言,隱惡而揚善,執其兩端,用其中於民,其斯以為舜乎。』」

[8]參見《中庸》。原文為:「子曰:『回之為人也,擇乎中庸,得一善,則拳拳服膺,而弗失之矣。』」

[9]參見《中庸》。原文為:「君子和而不流,強哉矯;中立而不倚,強哉矯;國有道,不變塞焉,強哉矯;國無道,至死不變,強哉矯。」

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2026: Radio Free Asia — PRC Clergy Travel Restrictions

Radio Free Asia report. RFA is still around. It was largely shutdown in 2025 in the midst of Musk’s DOGE vandalism. Now RFA is coming back to a limited extend in Mandarin Chinese, Korean, and Burmese. Details at ChatGPT5 search link.

Catholic and Protestant Clergy Face Restrictions on Overseas Travel in Multiple Regions

By Gu Yuan

January 30, 2026 04:54 EST

The Chinese Catholic Patriotic Association has issued regulations explicitly restricting the passports of Catholic clergy for international travel. (Photo provided by a volunteer)

Religious clergy across multiple regions in China have recently reported facing stricter limitations on their overseas activities. The Catholic system has implemented internal documents mandating centralized collection and approval management of passports for clergy traveling abroad or to other regions, with these measures currently being enforced at the local level.

On December 16, 2025, the Chinese Catholic Patriotic Association and the Chinese Catholic Bishops’ Conference adopted the “Provisions on Standardizing the Management of Passports and Travel Documents for Catholic Clergy Going Abroad (Trial Implementation)” during the Seventh Session of the Tenth Standing Committee of the “One Association and One Conference.” The document specifies that Catholic clergy—including bishops, priests, deacons, and nuns—must have their passports, travel permits for Hong Kong and Macao Special Administrative Regions, and mainland residents’ travel permits for Taiwan uniformly collected by the corresponding administrative bodies, with tiered management implemented.

Red header official circular Party-controlled organizations Chinese Catholic Patriotic Association and the Chinese Catholic Bishops’ Conference. This document is translated below.

According to the regulations, the Chinese Catholic Patriotic Association and the Chinese Catholic Bishops’ Conference are responsible for managing the documents of their standing leadership members and the leadership of the Chinese Catholic Theological Seminary. Local Catholic “Two Associations” are responsible for the leadership members of their local theological seminaries, while the documents of other clergy are managed uniformly by their respective dioceses. The document summarizes the relevant management principles as “unified standardization, tiered custody, and hierarchical responsibility.”

A Catholic priest surnamed Guo from Baoding, North China, told reporters on Wednesday (January 28) that while dioceses previously tracked clergy travel abroad, passports were typically kept by individuals. Now, with centralized storage, personal outbound travel requires a more comprehensive approval process. He stated: “Whether attending international religious conferences, pursuing studies at seminaries, or visiting overseas relatives, advance application is required, and travel can only proceed after approval.”

The document also outlines approval procedures for clergy traveling abroad or leaving the country. According to regulations, clergy must submit applications through passport custodians along with supporting documentation. Only after approval by competent authorities can they process passports, visas, or entry permits. For private overseas travel, written applications must be submitted 30 days in advance. Passports can only be collected after approval and completion of a written pledge.

Restrictions impact church exchanges

A Catholic clergyman surnamed Zhao in Shanghai told reporters that such management practices affect international exchanges. “Some training and retreat activities are held overseas. If approval isn’t granted, we can’t travel abroad for these exchanges,” he said. He also mentioned that foreign believers visiting China for recent events had to report to higher authorities beforehand.

The document also outlines disciplinary measures. Failure to surrender credentials as required, unauthorized changes to itineraries or duration of stay may result in warnings or suspension of credential processing for the individual and their affiliated organization. Refusal to surrender credentials or “fraudulently obtaining credentials” will be handled according to regulations from national religious affairs authorities and internal church rules.

Restrictions extend beyond Catholic clergy. Mr. Jin, a Christian from Huai’an, Jiangsu, told reporters his passport and Hong Kong-Macau travel permit were not renewed upon expiration. “They won’t give me a passport or a permit to visit Hong Kong,” he said. “I’ve communicated with the police many times, but to no avail.”

Mr. Cao, a pastor from a house church in Anyang, Henan, told reporters he saw a Catholic notice online stating clergy must apply 30 days in advance for overseas travel and surrender passports within seven days of returning. He believes such regulations are not unique to Catholicism but represent broader immigration control arrangements.

“These requirements aren’t new,” he said. “They’ve long been part of immigration control protocols, only now explicitly codified in official documents.”

Exit Management Extends to Three-Self Churches

Pastor Cao noted that Catholic priests, pastors, and other clergy have long been integrated into the institutional management system and were not newly designated as “public officials.” He explained that these individuals have long been considered part of the institutional framework, belonging to the public institution system. Like teachers, doctors, and other groups, they are subject to relevant management regulations, which are not targeted at specific individuals.

Regarding phrases like “trial implementation” and “approved through deliberation,” Pastor Cao believes these regulations are not independent decisions made by the church, but rather management requirements presented in the form of internal resolutions.

He also indicated that the situation applies to the Christian Three-Self Patriotic Movement. The relevant exit-entry management requirements are not exclusive to Catholicism but also cover the Christian Three-Self system, involving issues such as private overseas travel and exit-entry approvals.

Scholar Liu Shilun told reporters that this regulation is part of recent adjustments to the management approach within the religious system. He explained that clergy are gradually being incorporated into management frameworks similar to other social systems, with their overseas activities treated as matters requiring approval and record-keeping.

In recent years, Chinese authorities have established exit management mechanisms across multiple social sectors. Overseas religious figures entering China to engage in religious activities must obtain approval from relevant religious institutions; otherwise, their activities will be deemed illegal.

Editor: Li Nuo


Translation of the official circular:

China Catholic Patriotic Association
Bishops’ Conference of the Catholic Church in China

Provisions on Standardizing the Custody and Management of Travel Documents Held by Catholic Clergy Going Abroad (Including to Hong Kong, Macao, and Taiwan) (Trial)

(Adopted upon deliberation at the 7th Standing Committee Meeting of the 10th Session of China’s Catholic “One Association and One Conference” on December 16, 2025)

Article 1
In order to strengthen the management of Catholic clergy and further standardize the custody of travel documents held for going abroad (including to Hong Kong, Macao, and Taiwan), these Provisions are formulated on the basis of the Measures for the Administration of Religious Clergy and relevant internal Church rules, in light of the realities of Catholic work.

Article 2
For purposes of these Provisions, “Catholic clergy” includes: bishops, priests, deacons, and nuns.

Article 3
The “documents” referred to in these Provisions include: passports; permits for travel to and from the Hong Kong (Macao) Special Administrative Region; and Mainland Residents’ Travel Permits for travel to the Taiwan region. “Passport” here refers to an ordinary passport.

Article 4
Custody of travel documents shall be implemented in accordance with the principles of “unified standards, tiered custody, and responsibility at every level.”

Article 5
Catholic “One Association and One Conference” shall be responsible for the custody and management of travel documents of clergy who are members of the resident leadership group and department heads. It shall also be responsible for the custody and management of travel documents of clergy who are members of the leadership group and department heads of the National Seminary/Philosophy-and-Theology Institute.

Article 6
The local Catholic “Two Associations” shall be responsible for the custody and management of travel documents of clergy who are members of the resident leadership group of the local organizations and members of the leadership group of the local seminary/philosophy-and-theology institute. Travel documents of other clergy shall be managed in a unified manner by the diocese.

Article 7
Where it is necessary to use a personal (private) passport to carry out an official (public) overseas assignment, the individual shall submit to the document-custody unit a written request to retrieve the personal passport, together with the approval document for the official overseas assignment. Only after approval by the competent authority may the individual apply for and handle the relevant travel documents and visas/endorsements.

For personal (private) travel abroad (including to Hong Kong, Macao, and Taiwan), the individual shall, at least 30 days in advance, submit a written application through their unit (diocese, school, or activity venue) to the document-custody unit, explaining the specific itinerary arrangements, reason for travel, length of stay, and roster of personnel and other information. Only after approval by the competent authority and completion of a written undertaking may the individual apply for and handle the relevant travel documents and visas/endorsements.

Article 8
Clergy shall strictly carry out activities in accordance with the approved itinerary and time limits, and shall not arbitrarily change the itinerary or overstay.

Article 9
Clergy of Catholic “One Association and One Conference” who travel abroad (including to Hong Kong, Macao, and Taiwan) shall, within 7 days after re-entering the country, return their travel documents and, as required, complete and submit the report/record forms and return forms, etc., to confirm that they have returned to China.

Local clergy shall, in accordance with local rules and work needs, return travel documents to the custody unit for safekeeping within 7 days after re-entry.

Article 10
If a document holder loses travel documents while outside China, they shall promptly report the loss to the Chinese embassy or consulate in the locality, the Office of the Commissioner of the Ministry of Foreign Affairs in the Hong Kong or Macao Special Administrative Region, and the document-custody unit.

Afterward, the document holder shall submit a written report to the document-custody unit describing the circumstances of the loss.

Article 11
If a person does not carry out the planned travel, the travel documents shall be retrieved by the document-custody unit within 5 working days from the date the cancellation of the overseas travel matter is confirmed.

Article 12
Where a person fails to return travel documents as required, or changes itinerary arrangements or the length of stay without approval, in violation of the undertaking, the individual may—depending on the seriousness of the circumstances—be admonished or have the processing of travel documents for the individual and their unit (organization, school, or activity venue) suspended.

Where a person refuses to return travel documents, or fabricates falsehoods to fraudulently obtain travel documents, they shall be dealt with in accordance with relevant provisions of the national religious affairs authorities and internal rules.

Article 13
Document-custody units shall properly keep registration records for the documents in their custody. No one may privately damage travel documents, nor may anyone privately delegate document-custody authority.

Article 14
These Provisions shall be interpreted by Catholic “One Association and One Conference.”

Article 15
These Provisions shall take effect on the date of publication.


Chinese text scanned from a photo of the circular:

中国天主教爱国会
中国天主教主教团

关于规范管理天主教教职人员出国(境)
证照收存的规定(试行)

(2025年12月16日中国天主教“一会一团”十届七次常委会
审议通过)

第一条 为加强天主教教职人员管理,进一步规范出国(境)所持证照的收存工作,根据《宗教教职人员管理办法》和教内有关规定,结合天主教实际,制定本规定。

第二条 本规定所指的天主教教职人员包括:主教、司铎(神父)、执事、修女。

第三条 本规定所指的证照包括护照、往来香港(澳门)特别行政区通行证、大陆居民往来台湾地区通行证。其中,护照指普通护照。

第四条 证照收存应按照“统一规范、分级保管、层层负责”的原则实行。

第五条 中国天主教“一会一团”负责驻会班子、部室负责人,中国天主教神哲学院领导班子、部室负责人中的教职人员的证照收存和管理。

第六条 地方天主教“两会”负责本团体驻会班子、本地神哲学院班子成员中的教职人员的证照收存和管理。其余教职人员证照由教区统一管理。

第七条 需持因私护照执行因公出国(境)任务的,应向证照保管单位提交因私护照领取请示,并附上因公出国(境)任务批件,经主管部门批准后,方可申领、办理证照及签证、签注等;因私出国(境)的,应当提前30天通过所在单位(教区、院校、活动场所)向证照保管单位提交书面申请,说明具体行程安排、事由、停留期限及人员名单等信息,经主管部门批准并填写承诺书后,方可申领、办理证照及签证、签注等。

第八条 教职人员应严格按照批准行程、期限开展活动,不得擅自更改行程,超越期限。

第九条 中国天主教“一会一团”出国(境)的教职人员应入境后7天内交还证照,并按要求填写报告记录表及回访表等,确认其已回国。
地方教职人员应当按照属地规定及工作需要,入境后7天内将证照交保管单位保管。

第十条 证照持用人在境外遗失证照,应当及时向中国驻当地使领馆,外交部驻香港、澳门特别行政区特派员公署和证照保管单位报告。
证照持用人事后应向证照保管单位提交证照遗失情况的书面报告。

第十一条 因故未成行人员的证照,应当由证照保管单位自确定出国(境)事项取消之日起5个工作日内收回。

第十二条 对于未按规定上交证照或未经批准擅自更改行程、安排、停留期限等承诺事项的,可视情节轻重给予劝诫或暂停本人及其所在单位(团体、院校、活动场所)的证照办理的处罚,对于拒不上交证照、弄虚作假骗取证照的,应当按照国家宗教事务局有关规定和教内规定严肃处理。

第十三条 证照保管单位对所保管的证照应当做好登记工作。不得擅自损毁证照,不得擅自下放证照保管权限。

第十四条 本规定由中国天主教“一会一团”负责解释。

第十五条 本规定自公布之日起施行。

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