Canadian securities regulators publish final amendments to the principal distributor model:
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CSA_News
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CSA_News
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Canadian Securities Administrators, composed of Canada’s 13 securities regulators, aims to improve, coordinate and harmonize capital markets’ regulation.
Joined January 2012
- Fraudsters build a relationship over time, gaining your trust before convincing you to invest in fake schemes. They start small and gradually ask for more, showing fake returns to lure you in. If you suspect a long-haul scam, contact your regulator: ow.ly/N0fp50Z5C6f
- Naming a TCP can give you peace of mind. It means your financial advisor has an additional resource to help them make decisions about protecting your account. As of December 2021, your advisor is required to ask if you would like to name a TCP. ow.ly/cVCc50Z5CGi
- Crypto-related scams often promise unrealistic returns with little or no risk to the investor. The goal is to make you feel afraid of missing out on an opportunity others are profiting from. If you suspect a crypto-related scam, contact your regulator: ow.ly/hyqg50Z5BYv
- Do you suspect investment fraud or misconduct? It is important to report it to your local securities regulator as they can investigate and impose sanctions on individuals and firms that contravene securities regulation. ow.ly/GhOX50YXAWX
- For the CSA, regulatory cooperation occurs both at the national and international levels. CSA members work closely among themselves and with governments to ensure our work foster fair an efficient capital market for investors and for the industry. ow.ly/9pUi50YXzpv
- Securities administrators can impose various sanctions on individuals or firms violating securities regulation, including: -Fines or penalties -Restitution or disgorgement -Trading bans -Registration bans Sanctions are included in the Disciplined List:ow.ly/KHZN50YXATk
- Thank you again for taking the time to connect at Web Summit. Great conversations with fintech founders about navigating securities regulation. We look forward to continuing the conversation! #WebSummitVancouver #Fintech #Innovation #CanadianFintech
- The CSA invites interested stakeholders to join the livestream for its upcoming Toronto tokenization workshop: Powering Growth and Competitiveness taking place on Thursday, June 11, 2026. Register here: ow.ly/SMXF50Z2eqh
- The CSA is a group of all provincial and territorial regulators working together. Our primary responsibility is to develop a harmonized approach to securities regulation across the country. Learn more about who we are and our mission: ow.ly/Yz1M50YXzlK
- Tribunals of local securities commissions can, among other things: - impose sanctions; - issue cease trade orders against offenders; and - impose monetary penalties and the payment of costs. To learn more about enforcement: ow.ly/7hGR50YXAL6
- CSA publishes proposed amendments and changes to enhance issuer bid, take-over bid, and beneficial ownership reporting regimes: ow.ly/Ic7Z50YZvOS
- CSA at #WebSummitVancouver – connecting with fintech builders and innovators shaping capital markets. Come see us at booth E451! #Fintech #Innovation #CanadianFintech
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