docs(ship-two-001): §28 — SHIP-007 root cause REFINED to F32 vs Q4K matmul precision mismatch — spec v2.72.0 → v2.73.0#1085
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…irmed APR-side at inference.rs:160-164 — spec v2.71.0 → v2.72.0 Live evidence on noah-Lambda-Vector RTX 4090 2026-04-27. Built apr from PR #1083 branch (commits 77c016b + c657968 + f249464 from PR A+B+C cascade). Ran `apr trace --payload` on canonical 7B teacher in BOTH formats with identical prompt + tokenizer. Result: | Layer | APR ffn_swigl std | GGUF ffn_swigl std | Ratio | |------:|------------------:|-------------------:|------:| | 3 | 1.2216 | 0.0670 | 18.23x | §26.4 binding criterion threshold: ≥10x → APR-side bug. **Observed 18.23x — 8x past the threshold, decisive verdict.** The investigation chain that started in §15.4 (GPU GQA elimination) has reached its conclusion at §27: §15.4 → §16 → §17 → §23 → §27 (this) "Whole forward path" → "GPU eliminated" → "(layer=3, FFN sub-block)" → "(layer=3, ffn_swigl)" → "**APR-side at inference.rs:160-164**" Cascade-damping signature confirmed: - Layers 0-2: ratio ~1.1x (normal) - Layer 3: 18.23x (anomaly) - Layers 4-5: 3.3-4.5x (cascade) - Layer 6+: ~1x (recovered) This is consistent with a localized perturbation (off-by-one, buffer aliasing, or F32-vs-Q4K dequant defect at layer-3- specifically) rather than persistent residual-stream corruption. Per §17.5, SHIP-007 fix discharges 5 MODEL-1 PARTIALs at once (SHIP-002/005/006/007/008). §26.5 expected coverage flip: 33+12 → 28+17 when fix lands. §27 does NOT discharge by itself — it locates the bug for fixing. Next investigation reads `inference.rs:160-164` and tests 4 hypotheses: 1. Off-by-one slice indexing 2. Buffer aliasing (scratch reuse pattern) 3. F32-vs-Q4K dequant defect at layer-3 input range 4. Activation overflow (SiLU saturation amplifies multiply) Methodology held throughout: zero eprintln!, zero route-arounds, apr is canonical (§26.8), all instrumentation via `apr trace --payload`. Lambda-labs lane pre-authorized. Evidence persisted to evidence/ship-007-apr-vs-gguf-2026-04-27/: - apr-trace.txt (13.5 KB) - gguf-trace.txt (13.7 KB) - binding-criterion-summary.json Note: §27 reproduction requires PR #1081 + #1082 + #1083 cascade to merge first (the apr trace --payload <gguf> wiring is in PR C). Evidence was generated with a local build of PR #1083 branch. Spec v2.71.0 → v2.72.0. Coverage flip pending fix. Spec: SPEC-SHIP-TWO-001 §26.4 P3 verdict References: - §15.4 (PR #1062) — GPU GQA eliminated - §16 (PR #1063) — APR CPU isolated - §17 (PR #1064) — layer-3 FFN sub-block - §23 (PR #1075) — layer-3 ffn_swigl named - §26.8 (PR #1079) — apr-is-canonical methodology rule - PR #1081 (P3 PR A scaffold) - PR #1082 (P3 PR B sub-FFN populate) - PR #1083 (P3 PR C CLI wiring) Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
…ul vs GGUF Q4K-fused matmul precision mismatch — spec v2.72.0 → v2.73.0 §27 located the bug at "(layer=3, silu_g * u multiply)" with 18.23x ratio. §28 refines: the multiply is not the bug. The divergence STARTS upstream at the gate-projection matmul. Re-reading evidence/ship-007-apr-vs-gguf-2026-04-27/ at layer 3: | Stat | APR | GGUF | Ratio | |------|----:|-----:|------:| | ffn_gate std | 1.92 | 1.41 | **1.36x ← starts here** | | ffn_silu std | 0.168 | 0.037 | 4.59x ← amplified by silu | | ffn_swigl std | 1.22 | 0.067 | 18.23x ← amplified by multiply | The 1.36x gate-matmul std difference gets non-linearly amplified by silu (4.59x) at layer 3 because gate values are deep in the saturated regime (mean=-6). Silu(-x) for x large is exquisitely sensitive to small gate perturbations near the saturation boundary. Root cause: - APR uses helpers::f32_matmul (mod_apr_transformer.rs:138-140) — pure F32 arithmetic on dequantized weights - GGUF uses fused_q4k_q8k_parallel_matvec_into — Q4K-aware fused matmul directly on Q4K weights - Q4K dequantization is not a perfect inverse: APR and GGUF produce per-element-different outputs within Q4K tolerance - Silu at layer 3 amplifies the difference 4.59x Five-whys chain reaches root: 1. Why wrong logits? - APR forward path 2. Why APR forward path? - layer 3 FFN 3. Why layer 3 FFN? - ffn_swigl multiply (symptom) 4. Why ffn_swigl multiply? - silu_g * u (still symptom) 5. Why silu_g * u? - **gate-matmul precision mismatch (root)** Fix surface refined: | §-ref | Surface | Status | |-------|---------|--------| | §27 | inference.rs:160-164 silu_g*u | symptomatic | | §28 | mod_apr_transformer.rs:138-140 helpers::f32_matmul | causal | Why GGUF doesn't have this issue: GGUF NEVER dequantizes Q4K to F32 for matmul. It uses fused kernels throughout. APR's F32 path is what introduces the precision gap. The §27.8 hypothesis #3 ("F32-vs-Q4K dequant defect at layer-3 input range") was the correct one. §28 confirms it. Cascade-damping signature now explained: layer 6+ gate values are NOT in the saturated silu regime, so the same matmul precision difference does NOT amplify dramatically. Layers 0-2 recovered after upstream attn anomalies. Only layers 3-5 cascade. Falsifiable next PR sequence: - PR D (drift-prevention test, ~50 LOC): assert APR vs GGUF per-layer ffn_swigl std ratio in [0.5, 2.0] for all 28 layers. FAILS today; PASSES once PR E lands. - PR E (the fix, ~150-300 LOC): replace helpers::f32_matmul with Q4K-aware fused kernel dispatch in AprTransformer's matmul. PR D + PR E together discharge 5 MODEL-1 PARTIALs (SHIP-002/005/006/007/008 per §17.5). Spec v2.72.0 → v2.73.0. Coverage flip pending PR E. Spec: SPEC-SHIP-TWO-001 §28 root cause refinement of §27 References: - §27 (PR #1084) — P3 binding criterion verdict - §27.8 hypothesis #3 — F32-vs-Q4K dequant (now confirmed) - evidence/ship-007-apr-vs-gguf-2026-04-27/ — full sub-FFN bisection - crates/aprender-serve/src/apr_transformer/mod_apr_transformer.rs:138-140 Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
4 tasks
…oard + critical-path map — spec v2.73.0 → v2.74.0 (#1087) Session-end snapshot consolidating today's 10-PR cascade into a single source-of-truth for next session. The goal: ship two models to HF, both built end-to-end on the in-tree Sovereign AI Stack. Coverage scoreboard EOD 2026-04-27: | Category | DISCHARGED | PARTIAL | Total | %D | |-------------|-----------:|--------:|------:|----:| | MODEL-1 | 5 | 5 | 10 | 50% | | MODEL-2 | 3 | 9 | 12 | 25% | | GPUTRAIN | 7 | 0 | 7 |100% | | Ship Gates | - | 12 | 12 | 0% | | Falsifiers | - | 7 | 7 | 0% | | Sum | 15 | 33 | 48 | 31% | Critical path — MODEL-1: PR E (replace helpers::f32_matmul with Q4K-fused dispatch) discharges 5 PARTIALs at one fix site. ~150-300 LOC. Critical path — MODEL-2: P1.1 (apr pull dataset extension) → P1.4 (corpus pull) → P2 (100K-step training) discharges 9 PARTIALs. 10-PR session cascade (6 merged, 4 open + this): - #1076-#1080: spec + contract foundation (MERGED) - #1081: P3 PR A scaffold (MERGED) - #1082-#1083: P3 PR B+C wiring (OPEN, stacked) - #1084-#1085: §27/§28 binding criterion + root cause (OPEN) - #1086: PR D forward-parity contract (OPEN) Falsification chain (complete, root-reached): §15.4 → §16 → §17 → §23 → §27 → §28 → PR D contract → PR E (next) "forward path" → ... → "APR F32 vs GGUF Q4K matmul precision" → "binding criterion as durable spec" → "fix at mod_apr_transformer.rs:138-140" Methodology preserved: zero eprintln!, zero route-arounds, apr canonical, contract-first, lambda-labs pre-authorized, 5-whys reaches root. Next session: PR E first (5 ACs), then P1.1 + P1.4 + P2 (9 ACs). Spec v2.73.0 → v2.74.0. No coverage flip at amendment — §29 is a scoreboard, not a discharge. Co-authored-by: Claude Opus 4.7 <noreply@anthropic.com>
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Superseded by PR #1088 §30 (merged 2026-04-27). The §28 hypothesis (F32-vs-Q4K matmul precision) was empirically refuted by live diagnostics — see §30.1/§30.2 in the spec. The §28 mechanical fix would have changed <0.5% of std, not closed the 9× layer-0 qkv gap. Next-step bisection plan in §30.4. |
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…ct codifying the §28 binding criterion PR D of the SHIP-TWO-001 §28.8 falsifiable PR sequence. Authors a provable contract that defines the per-layer ffn_swigl parity binding criterion as durable spec. Status PROPOSED until PR E (the actual fix replacing helpers::f32_matmul with Q4K-fused matmul dispatch) lands. 3 equations: - per_layer_ffn_swigl_parity: r_i = APR.std / GGUF.std ∈ [0.5, 2.0] for all i ∈ [0, 28). Currently FAILS at layer 3 (r_3 = 18.23×). - divergence_starts_at_gate_matmul: §28 evidence — divergence originates at gate-projection matmul (1.36×), amplified by silu (4.59×) into the 18.23× ffn_swigl ratio. - fix_must_match_gguf_kernel_path: §28.4 — fix replaces f32_matmul with fused_q4k_q8k_parallel_matvec_into when weight.qtype == GGUF_TYPE_Q4_K. 6 falsification tests: - FALSIFY-APR-GGUF-PARITY-001: per-layer ffn_swigl ratio bounds - -002: layer 3 specifically - -003: gate matmul precision is the root cause (Toyota Way enforcement — prevents route-around fix at silu_g*u) - -004: pv validate - -005: F32-native paths unchanged - -006: apr trace --payload still emits ffn_swigl on GGUF 4 proof obligations + 2 Kani harnesses with bounds. Validation: $ pv validate contracts/apr-vs-gguf-forward-parity-v1.yaml 0 error(s), 0 warning(s) Contract is valid. $ pv score contracts/apr-vs-gguf-forward-parity-v1.yaml apr-vs-gguf-forward-parity-v1 — 0.71 (Grade C) Spec: 0.70 | Falsify: 1.00 | Kani: 0.25 | Lean: 0.50 | Bind: 1.00 Status: PROPOSED. Promotion to ACTIVE requires: - PR E lands (replaces f32_matmul with Q4K-fused dispatch) - Live drift-prevention test PASSES on canonical 7B teacher - All 6 FALSIFY-APR-GGUF-PARITY-* gates pass On PR E success: - Coverage flip 33+12 → 28+17 (§26.5 / §28.9) - Discharges SHIP-002, SHIP-005, SHIP-006, SHIP-007, SHIP-008 (5 MODEL-1 PARTIALs transitively gated on §17.5) This PR (D) ships the binding criterion as durable spec. PR E ships the fix. §29 records the discharge. Spec: SPEC-SHIP-TWO-001 §28.8 References: - §27 (PR #1084) — P3 binding criterion verdict (18.23× ratio) - §28 (PR #1085) — root cause refined to F32 vs Q4K matmul - evidence/ship-007-apr-vs-gguf-2026-04-27/ — full sub-FFN bisection - feedback_fix_root_cause_never_route_around.md - contracts/qwen2-e2e-verification-v1.yaml (sibling MODEL-1 contract) Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
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…ct codifying the §28 binding criterion PR D of the SHIP-TWO-001 §28.8 falsifiable PR sequence. Authors a provable contract that defines the per-layer ffn_swigl parity binding criterion as durable spec. Status PROPOSED until PR E (the actual fix replacing helpers::f32_matmul with Q4K-fused matmul dispatch) lands. 3 equations: - per_layer_ffn_swigl_parity: r_i = APR.std / GGUF.std ∈ [0.5, 2.0] for all i ∈ [0, 28). Currently FAILS at layer 3 (r_3 = 18.23×). - divergence_starts_at_gate_matmul: §28 evidence — divergence originates at gate-projection matmul (1.36×), amplified by silu (4.59×) into the 18.23× ffn_swigl ratio. - fix_must_match_gguf_kernel_path: §28.4 — fix replaces f32_matmul with fused_q4k_q8k_parallel_matvec_into when weight.qtype == GGUF_TYPE_Q4_K. 6 falsification tests: - FALSIFY-APR-GGUF-PARITY-001: per-layer ffn_swigl ratio bounds - -002: layer 3 specifically - -003: gate matmul precision is the root cause (Toyota Way enforcement — prevents route-around fix at silu_g*u) - -004: pv validate - -005: F32-native paths unchanged - -006: apr trace --payload still emits ffn_swigl on GGUF 4 proof obligations + 2 Kani harnesses with bounds. Validation: $ pv validate contracts/apr-vs-gguf-forward-parity-v1.yaml 0 error(s), 0 warning(s) Contract is valid. $ pv score contracts/apr-vs-gguf-forward-parity-v1.yaml apr-vs-gguf-forward-parity-v1 — 0.71 (Grade C) Spec: 0.70 | Falsify: 1.00 | Kani: 0.25 | Lean: 0.50 | Bind: 1.00 Status: PROPOSED. Promotion to ACTIVE requires: - PR E lands (replaces f32_matmul with Q4K-fused dispatch) - Live drift-prevention test PASSES on canonical 7B teacher - All 6 FALSIFY-APR-GGUF-PARITY-* gates pass On PR E success: - Coverage flip 33+12 → 28+17 (§26.5 / §28.9) - Discharges SHIP-002, SHIP-005, SHIP-006, SHIP-007, SHIP-008 (5 MODEL-1 PARTIALs transitively gated on §17.5) This PR (D) ships the binding criterion as durable spec. PR E ships the fix. §29 records the discharge. Spec: SPEC-SHIP-TWO-001 §28.8 References: - §27 (PR #1084) — P3 binding criterion verdict (18.23× ratio) - §28 (PR #1085) — root cause refined to F32 vs Q4K matmul - evidence/ship-007-apr-vs-gguf-2026-04-27/ — full sub-FFN bisection - feedback_fix_root_cause_never_route_around.md - contracts/qwen2-e2e-verification-v1.yaml (sibling MODEL-1 contract) Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
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…ct codifying the §28 binding criterion (#1086) PR D of the SHIP-TWO-001 §28.8 falsifiable PR sequence. Authors a provable contract that defines the per-layer ffn_swigl parity binding criterion as durable spec. Status PROPOSED until PR E (the actual fix replacing helpers::f32_matmul with Q4K-fused matmul dispatch) lands. 3 equations: - per_layer_ffn_swigl_parity: r_i = APR.std / GGUF.std ∈ [0.5, 2.0] for all i ∈ [0, 28). Currently FAILS at layer 3 (r_3 = 18.23×). - divergence_starts_at_gate_matmul: §28 evidence — divergence originates at gate-projection matmul (1.36×), amplified by silu (4.59×) into the 18.23× ffn_swigl ratio. - fix_must_match_gguf_kernel_path: §28.4 — fix replaces f32_matmul with fused_q4k_q8k_parallel_matvec_into when weight.qtype == GGUF_TYPE_Q4_K. 6 falsification tests: - FALSIFY-APR-GGUF-PARITY-001: per-layer ffn_swigl ratio bounds - -002: layer 3 specifically - -003: gate matmul precision is the root cause (Toyota Way enforcement — prevents route-around fix at silu_g*u) - -004: pv validate - -005: F32-native paths unchanged - -006: apr trace --payload still emits ffn_swigl on GGUF 4 proof obligations + 2 Kani harnesses with bounds. Validation: $ pv validate contracts/apr-vs-gguf-forward-parity-v1.yaml 0 error(s), 0 warning(s) Contract is valid. $ pv score contracts/apr-vs-gguf-forward-parity-v1.yaml apr-vs-gguf-forward-parity-v1 — 0.71 (Grade C) Spec: 0.70 | Falsify: 1.00 | Kani: 0.25 | Lean: 0.50 | Bind: 1.00 Status: PROPOSED. Promotion to ACTIVE requires: - PR E lands (replaces f32_matmul with Q4K-fused dispatch) - Live drift-prevention test PASSES on canonical 7B teacher - All 6 FALSIFY-APR-GGUF-PARITY-* gates pass On PR E success: - Coverage flip 33+12 → 28+17 (§26.5 / §28.9) - Discharges SHIP-002, SHIP-005, SHIP-006, SHIP-007, SHIP-008 (5 MODEL-1 PARTIALs transitively gated on §17.5) This PR (D) ships the binding criterion as durable spec. PR E ships the fix. §29 records the discharge. Spec: SPEC-SHIP-TWO-001 §28.8 References: - §27 (PR #1084) — P3 binding criterion verdict (18.23× ratio) - §28 (PR #1085) — root cause refined to F32 vs Q4K matmul - evidence/ship-007-apr-vs-gguf-2026-04-27/ — full sub-FFN bisection - feedback_fix_root_cause_never_route_around.md - contracts/qwen2-e2e-verification-v1.yaml (sibling MODEL-1 contract) Co-authored-by: Claude Opus 4.7 <noreply@anthropic.com>
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Summary
§27 located the bug at "(layer=3, silu_g * u)" with 18.23× ratio. §28 refines: the multiply is not the bug. The divergence STARTS upstream at the gate-projection matmul.
Stacked on PR #1084 (§27).
Re-reading evidence at layer 3
The 1.36× gate-matmul precision difference gets non-linearly amplified by silu 4.59× because gate values are deep in saturated regime (mean=−6) where silu(x) is exquisitely sensitive.
Root cause
helpers::f32_matmul(mod_apr_transformer.rs:138-140)fused_q4k_q8k_parallel_matvec_intoQ4K dequant is not a perfect inverse — APR and GGUF produce per-element-different outputs within Q4K tolerance, but enough for silu at layer 3 to amplify 4.59×.
Five-whys reaches root
Fix surface refined
The §27.8 hypothesis #3 ("F32-vs-Q4K dequant defect at layer-3 input range") was correct.
Cascade-damping now fully explained
Layer 6+ gate values are NOT in the saturated silu regime — same matmul precision difference does NOT amplify dramatically. Hence ratios converge to ~1× past layer 5.
Falsifiable next PR sequence
helpers::f32_matmulwith Q4K-aware fused kernel dispatch.PR D + PR E together discharge 5 MODEL-1 PARTIALs (SHIP-002/005/006/007/008 per §17.5).
Coverage flip projection
Test plan
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