Uncountable Infinity and Cantor’s Diagonal Argument

In my last post, I talked about why infinity shouldn’t seem terrifying, and some of the interesting aspects you can consider without recourse to philosophy or excessive technicalities. Today, I’m going to explore the fact that there are different kinds of infinity. For this, we’ll use what is in my opinion one of the coolest proofs of all time, originally due to Cantor in the 19th century.

Background

Last time we talked about sets which have infinite size. In particular, a set S is called countable, if its elements can be paired up with the set of positive integers. This is equivalent to saying that you can find a way to list the elements of S, in such a way that every element comes up eventually. It might initially seem as if every set should be countable, but consider the reals between 0 and 1. If we were to put them in a list, what should the first element in the list be; and what should the second be; and so on? Is it obvious that we can make this work? But if we can’t make it work, how can possibly prove that it is impossible, because there are so many potential ways to list the elements?

The Rationals

As a warm up, consider the rationals: \mathbb{Q}=\{\frac{p}{q}:p,q\text{ integers with no common factor}\}. Is this set countable? For simplicity, let’s just think about the rationals between 0 and 1. What is the most sensible way to list them? What about starting with 0 and 1, then 1/2, then the ones with 3 as denominator, ie 1/3 and 2/3. Can we carry on with strategy? First we need to check exactly what we are doing: we are ordering the rationals by increasing size of the denominator, then within that, by increasing size of the numerator. What about 2/4? That isn’t a rational as we’ve described them, so we can just ignore it.

With this algorithm is that every such rational will turn up eventually. We’ve therefore shown that this set of rationals is countable. It’s hard to give a precise ‘formula’ for how the list works. To work out where 2/11 appears, you need to know about the prime factors of the integers less than 11, and keep track of lots of things. It turns out that 2/11 appears 35th in the list, but the easiest way to deduce this is to check up to that point in the list. The important fact is that it must appear at some point, and only once.

The Reals

Theorem (Cantor): The set of real numbers between 0 and 1 is not countable.

Proof: This will be a proof by contradiction. That means, we will assume that the set is countable, then derive a false statement. From this, we can deduce that the set cannot be countable.

Suppose it is countable. This means we can write all the reals in a list. Write them in binary, so it probably looks something like this:

0.00001011001...
0.11001011100...
0.01011101101...

and so on. Continue reading

Approaching Infinity

Last summer, I worked at and gave some lectures at the National Maths Summer School. The students submitted feedback forms, and a surprisingly large number mentioned that they would have liked to have a session about ‘infinity’. I was reminded of this by a post on an interesting blog that I’d seen linked to by, of all people, Stephen Fry. It is easy to forget, a full three years after a first university course on analysis, that the infinity had once seemed so confusing.

The problem is as much one of presentation as of mathematical content. The impression often given is that mathematical statements concerning infinity are not properly defined, or can’t be understood in a ‘real world’ setting. Unqualified and often rather misleading explanations are absolutely rife. And even some well-qualified scientists have put forward theories that are questionable at best. First we talk about some of the usual problems, and why they might not be so significant after all.

  • No-one can imagine what infinity is: I’m not sure whether this is true – I personally feel I have a reasonable idea. But even this doesn’t matter. Arguments like this often reference the fact that there are 10^{80} atoms in the universe (or something similar) and how this doesn’t even compare to infinity. This is true, but it doesn’t affect our ability to understand and make deductions about a concept. I can’t imagine what 5-dimensional space looks like, but with five co-ordinates (x,y,z,w,v) I can describe it in mathematical terms that are entirely reasonable. This allows me to start working out properties of the object even if I can’t visualise it.
  • Infinity is about philosophy: This might well stem from its appearance in popular culture (‘to infinity and beyond’) and the metaphysical (‘the Father of an infinite majesty’ etc). I would suggest that if you are worried about coming to a philosophical understanding of infinity, first you should question whether you have a true philosophical understanding of seven. I can picture seven oranges in my mind, but does that alone really explain all the seven-ness of seven? In any case, we can learn some simple rules to deal with seven (like 3+4=7) in a concrete way, and though the rules aren’t as ‘obvious’, we can do the same for infinity.
  • Infinity is not a number: Again, this is in some sense true (see below). But it doesn’t make any difference if you use it correctly. At various points in time 0 has been considered ‘not a number’, as have negative numbers. If you build up the world of complex numbers by defining the square root of -1, is this a number? As with many words, infinity means different things in different contexts. This is actually often really about the following: Continue reading