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The SEC Just Drew New Lines Around OTC Crypto Quoting
Commissioner Peirce’s latest statement on Rule 15c2-11 signals where broker-dealers will need clean issuer data to quote tokenized securities.
Mar 17
•
Dave Hendricks
3
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Deconstructing JP Morgan's "Institutional DeFi" Forex Transaction: A Case Study
Feb 16, 2023
•
Dave Hendricks
16
1
The 4 Unique ATS Models of Trading Secondaries
Oct 13, 2022
•
Dave Hendricks
8
Real World Asset Tokenization: Fact vs. Fiction Part II
Feb 9, 2023
•
Dave Hendricks
9
Traditional to Digital: A How-To Guide for Transforming a Cap Table to Offer Liquidity on an ATS
Mar 9, 2023
•
Dave Hendricks
9
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Peirce's 6 Questions Tell You Exactly Where the SEC's Tokenization Sandbox Is Headed
Commissioner Peirce confirms the SEC is building an innovation exemption for tokenized securities. Her 6 questions to the Investor Advisory Committee…
Mar 13
•
Dave Hendricks
3
CFTC's Selig: The end of inter-agency friction
What the SEC-CFTC "Project Crypto" truce means for tokenized securities
Mar 11
•
Dave Hendricks
2
Tokenization heading from the SEC to 1600 Pennsylvania Avenue
And the SEC's Investor Advisory Committee Dropped a Blueprint the Same Week - things are getting hot around here!
Mar 6
•
Dave Hendricks
4
Chairman Atkins: Issuers can work with Transfer Agents to tokenize...without no-action relief?
Chairman Atkins and Commissioner Peirce continue to focus on the details related to tradfi and tokenization.
Feb 19
•
Dave Hendricks
3
Must Read: SEC Commissioner Mark T. Uyeda's Remarks on Feb 9th 2026 Asset Management Derivatives Forum 2026: Treasuries and Tokenization
If you just want to hear what he said about Tokenization, head to 'Section 2: Why Tokenization Matters and Where We Stand'
Feb 11
•
Dave Hendricks
2
The SEC's 'Statement on Tokenized Securities'
A taxonomy for Issuers and Investors in Tokenized Securities
Feb 2
•
Dave Hendricks
2
The Future of Tokenization
Insights from a Panel Discussion - Gamma Prime's Tokenized Capital Summit @ ETHDenver 2025
Mar 13, 2025
•
Coco Zhang-Miske
and
Dave Hendricks
1
1
There Must Be Some Way Out of Here: Commissioner Hester Peirce Calls for Public Input on Digital Asset Regulation
Breaking the Stalemate: Commissioner Hester Peirce Seeks Public Insight on Crypto Regulation
Mar 12, 2025
•
Coco Zhang-Miske
and
Dave Hendricks
1
Is Asset Management the Killer App for Distributed Ledger Technology?
And should you still call it 'crypto'?
Nov 5, 2024
•
Dave Hendricks
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